Petition for Rehearing
Public Court Documents
July 23, 1972

56 pages
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Case Files, Furman v. Georgia Hardbacks. Petition for Rehearing, 1972. d6d6ab28-b225-f011-8c4e-7c1e5267c7b6. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/5c9ca8ed-e114-4cb4-adb4-9f4bebbdb761/petition-for-rehearing. Accessed May 10, 2025.
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IN THE Supreme Court of the United States 1971 TERM WILLIAM HENRY FURMAN V. GEORGIA LUCIOUS JACKSON, JR. Vv. GEORGIA A. C. PARK V. THE STATE OF GEORGIA JOHNNIE B. WILLIAMS V. STATE OF GEORGIA WILLIE ARKWRIGHT, V. STATE OF GEORGIA WILLIAM JACK MILLER V. STATE OF GEORGIA UNITED STATES OF AMERICA, ex rel. VENSON EUGENE WILLIAMS Vv. LAMONT SMITH (Formerly A. L. Dutton), Warden, Georgia State Prison TOMMIE LEE HENDERSON Vv. STATE OF GEORGIA JULIOUS SULLIVAN V. THE STATE OF GEORGIA JAMES C. THACKER V. THE STATE OF GEORGIA | No. 69-5003 No. 69-5030 Nec. 69-3 (Formerly No. 809, October Term, 1969). No. 69-5049 (Formerly No. 2383, Misc., October Term, 1969). No. 69-5032 (Formerly No. 1953, Misc, October Term, 1969). No. 70-5065 (Formerly No. 6569, October Term, 1970). No. 70-5066 (Formerly No. 6570, October Term, 1970). (Formerly No. 6733, No. 70-5079 } October Term, 1970). (Formerly No. 825, Misc., ! No. 69-5006 October Term, 1969). (Formerly No. 5331, No. 69-5045 } October Term, 1970). GEORGE CUMMINGS Vv. STAd’E OF GEORGIA JAMES C. LEE, alias MOSES KING, JR. Vv. THE STATE OF GEORGIA JAMES HENRY WALKER Vv. THE STATE OF GEORGIA No. 69-5027 (Formerly No. 683, Misc., October Term, 1969). No. 69-5039 (Formerly No. 5256, October Term, 1970). No. 70-3 i (Formerly No. 429, October Term, 1970). ON WRIT OF CERTIORARI TO THE SUPREME COURT OF GEORGIA PETITION FOR REHEARING P. O. Address: 132 State Judicial Bldg. 40 Capitol Square, S.W. Atlanta, Georgia 30334 P. O. Address: Chatham County Courthouse Savannah, Georgia ARTHUR K. BOLTON Attorney General HaroLp N. HiLr, Jr. Executive Assistant Attorney General COURTNEY WILDER STANTON Assistant Attorney Generzl DoroTHY T. BEASLEY Assistant Attorney General ANDREW J. RYAN, JR. District Attorney Eastern Judicial Circuit ANDREW J. Ryan, III Assistant District Attorney TABLE OF CONTENTS 1. CONTEXT OF THE CASES II. REASONS FOR GRANTING REHEARING A. THE DECISION OVERREACHES THE SCOPE OF THE QUESTION .. B. THE FINDING UNDERLYING THE COURT'S BASES ARE DEVOID OF COGNIZABLE PROOF .. THE JURY'S ROLE INTERCEPTS LEGISLATIVE EXCESSES . THE END HAS BEEN CONFUSED WITH THE MEANS AND THE DECISION IS THUS OVER- REACHING IN ITS EFFECT E. THE DECISION IS BASED ON THE MISAPPLICATION OF PRINCIPLES. .. CONCLUSION TABLE OF CASES Aero Mayflower Transit Co. v. Board of R.R. Comm'rs.;, 332.1).8. 495 (1947) Arkwright v. Smith, 224 Ga. 764 (1968) Arkwright v. State, 223 Ga. 768 (1967) Arkwright v. State, 226 Ga. 192 (1970) cert. No. 69-5032, Supreme Court of the United States Ashwander v. Tennessee Valley Authority, 297 U.S, 288 (1936) Duncan v. Louisiana, 391 U.S. 145 (1968) Ferguson v. Balkcom, 222 Ga. 676 (1966) i TABLE OF CASES (Continued) Page Ferguson v. Dutton, United States District Court Northern District of Georgia, Atlanta Division, Case No. 11339, habeas corpus denied February 26, 1972, appeal pending, U. S. Court of Appeals for the Fifth Circuit, No. 71-1827... .. 19 Ferguson v. State, 215 Ga. 117 (1959) rev’d. 365 U.S. 57001001)... on ns re 19 Ferguson v. State, 218 Ga. 173 (1962)......%..... 19 Ferguson v. State, 219 Ga. 33 (1963), cert. den. 3S5US. 9. rr. a on 19 Ferguson v. State, 220 Ga. 364 (1964), cert. den. BLUSHONS, i Bra 19 Henderson v. State, 227 Ga. 68 (1970) Cert. No. 70-5079, Supreme Court of United States. ..... 10 In Re Kemmmnler, 136. U.S, 436. (1890)... ......... 40 Lake Carriers Association v. MacMullan, TRE 1 ,928.Ct. 1749, 32 |. Ed.2d SIS en sas 23 Massey v. Smith, 224 Ga. 721 (1968), cert. den. AOS US 01) it nse Seas 18 Massey v. State, 220 Ga. 333 (1965).......0....... 18 Massey v. State, 222 Ga. 143 (1966), cert. den. $3888. 30. En. ae a 18 Massey v. State, appeal pending Supreme Court of Georgia, Case NO, 27185 civ nin ons ines 18 McLaughlin v. Florida, 379 U.S. 184 (1964)... ..31, 32 Miller v. State, 224 Ga. 627 (1968)... .......... 6 Miller v. State, 226 Ga. 730 (1970) Cert. No. 70-5065, Supreme Court of the United States... 6 il TABLE OF CASES (Continued) Page Park v. State, 224 Ga. 467 (1968), cert. den. Park v: Georgia, 395 11.8. 930°(196%Y. 7... .... 4 Park v. State, 225°Ga. 618 (1969), Cert: No. 69-3, Supreme Court of the United States. ..... 4 Peters v. Kiff, U.S. (1972) [slip opinion Pp. 10, Na. 71-5078, June 22, 197 =~ AY. con 26 Reetz y. Bozanich;, 397 U.S. 32 (1970) ..... cvs ee 14 Reidy, Covert, 334 US. 11957). ............... 11 Salsburg v. Maryland, 346 U.S. 545 (1954) ...... 30 Weems v. United States, 7 US. Modo) >... .. i... 22, 29, 38, 31 Wilkerson v. Utals, 9S U.S. 130 (1870). .......... 34 Williams v. Illinois, 399 U.S. 235 (1970)... ....;... 26 Willioms v. New York, 3372 U.S. 241 (1949). ...... 26 Williams (Johnnie) v. Smith, 224 Ga. 800 (1968)... 6 Williams (Johnnie) v. State, 223 Ga. 773 (1967)... 6 Williams (Johnnie) v. State, 226 Ga. 140 (1970), Cert. No. 69-5049, Supreme Court of the Unifed States... ... 70 il riers 6 Williams (Venson) v. Dutton, 431 F.2d 70 {5th Cir. 1970), Cert. No. 70-5060, Supreme Court of the United States........... 8 Williams (Venson) v. Dutton, 400 F.2d 797 (3th Cir. 1963), cert. den. 393 U.S. 1103 (1969)... 3 Williams (Venson) v. State, 222 Ga. 208 (1966), cert, den. 335 U.S. 837(1966). . ....... cone. Witherspoon v. Illinois, 391 U.S. 510 (1968). ..6, 19, 27 iil OTHER Page Criminal Code of Georgia 326-1601 ....... .0.. . «i... 34 Ga. Laws 1970, pp. 949, 950, as amended 1971, P- 902 (Ga. Code Ann. 827-2530)... ..... os. 25 Quarles, An Introduction to Georgia’s Criminal Code, 5 Ga. St. Bar J. 18351968)... .+.... -. i... 12 1v IN THE Supreme Court of the United States 1971 TERM WILLIAM HENRY FURMAN, i Petitioner, Vv. s No. 69-5003 GEORGIA, Respondent. | LUCIOUS JACKSON, JR., i Petitioner, Y. > No. 69-5030 GEORGIA, Respondent. | A. C. PARK, D No. 69-3 Petitioner, (Formerly Vv. 7 No. 809, THE STATE OF GEORGIA, October Term, Respondent. | 1969). JOHNNIE B. WILLIAMS, 1 No. 69-5049 Petitioner, (Formerly) Vv. . No. 2333, Misc., STATE OF GEORGIA, October Term, Respondent. | 1969). WILLIE ARKWRIGHT, Petitioner, V. STATE OF GEORGIA, Respondent. WILLIAM JACK MILLER, Petitioner, Vv STATE OF GEORGIA, Respondent. i J J w r \. UNITED STATES OF AMERICA, ) ex rel. VENSON EUGENE WILLIAMS, Petitioner, V. LAMONT SMITH (Formerly A. L. Dutton), Warden, Georgia State Prison, Respondent. TOMMIE LEE HENDERSON, Petitioner, V STATE OF GEORGIA, Respondent. JULIOUS SULLIVAN, Petitioner, VY. THE STATE OF GEORGIA, Respondent. 7) \_ a \- \ ~ \ No. 69-5032 (Formerly No. 19353, Misc., October Term, 1969). No. 70-5065 (Formerly No. 6569, October Term, 1970). No. 70-5066 (Formerly No. 6570, October Term, 1970). No. 70-5079 (Formerly No. 6733, October Term, 1970). No. 69-5006 (Formerly No. 825, Misc. October Term, 1969). JAMES C. THACKER, Y\ No. 69-5045 Petitioner, (Formerly Y, = OND. 3331, THE STATE OF GEORGIA, October Term, Respondent. | 1970). GEORGE CUMMINGS, 1 No. 69-5027 Petitioner, (Formerly v No. 683, ; > : Misc., STATE OF GEORGIA, October Term, Respondent. 1969). JAMES C. LEE, alias MOSES KING, JR., Re Petitioner, (Formerly Y No. 35256 THE STATE OF GEORGIA, October. Term, 1970). Respondent. | JAMES HENRY WALKER, ) No. 70-3 Petitioner, (Formerly Vv. > No. 429, THE STATE OF GEORGIA, October Term, Respondent. 1970). PETITION FOR REHEARING Comes now the State of Georgia, Respondent herein, and petitions this Honorable Court for a rehearing in those cases above-styled which were heard and for a hearing in those cases which were reversed and re- manded without a hearing. The reasons therefor are given below. 4 I. CONTEXT OF THE CASES William Henry Furman was convicted of murder by a jury in Savannah, Georgia, in September, 1968. He admitted on the stand his shooting of the householder during the course of his attempt to burglarize the home where the young family was sleeping. The twelve-man jury of his peers unanimously determined that his sen- tence should be death. Lucious Jackson, Jr. was convicted of forcible rape by a jury in Savannah, Georgia, in December 1968. He offered no defense to the evidence that he broke into the home of a young mother early one morning, hid in a closet with a weapon made by dismantling her scis- sors, and attacked and raped her after beating down her desperate struggles and demonstrably threatening her life. The twelve-man jury determined that the sentence for the crime established should be death. A. C. (Cliff) Park has twice been convicted and sen- tenced to death by juries in Jackson County, Georgia. See Park v. State, 224 Ga. 467 (1968), cert. den. Park v. Georgia, 393 U.S. 980 (1968); Park v. State, 225 Ga. 618 (1969), cert. No. 69-3, Supreme Court of the Unit- ed States. Park was a purported millionaire and was en- gaged in a large scale illegal traffic in beer, wine, and whiskey. The local solicitor general, chief prosecuting offi- cer of the judicial circuit in which Park resided, who had begun an investigation into Park’s operations, was blown up when dynamite attached to his car exploded upon his starting the ignition. Park was convicted of murder. Johnnie B. Williams and Willie Arkwright were joint- ly indicted but tried separately for rape in Screven Coun- ty, Georgia. The reported account tells the story: 5 “[ Arkwright] and Williams went to the home of the victim, which was in the country with no other home nearby, entered the home, robbed her of the money she had, then choked her, threatened to kill her, and dragged her into the woods, where she was held by Williams while, according to [Ark- wright], he attempted to have sexual relations with her but was unable to do so. The victim testified that [ Arkwright] did accomplish his purpose, that he then held her while Williams raped her, and then [ Arkwright] again raped her. The doctor who examined her shortly afterwards at the hospital, where she was brought by a neighbor, testified that there was male sperm in her vagina and that she was in a state of shock or hysteria. After raping the vic- tim, Williams stripped her wedding ring and band from her finger, and [ Arkwright] and Williams tied her to a tree and left her in the woods. She released herself and went looking for her four-year old child, who was alone at home with her when [ Arkwright] and Williams had entered the house. She was picked up on the road by a friend, as was her child, who had been seen walking down the road. The evidence shows the cruel, inhumane, wholly unprovoked, das- tardly crime of rape committed upon this helpless young woman by [ Arkwright] and his companion.” Arkwright v. State, 223 Ga. 768, 770 (1967). ® ® * “The victim testified [in Williams’ trial] that after Arkwright had demanded her money and had choked her to the floor twice there in the house, she said to him, ‘I know you, you’ve been here before and I was nice to you,” and then he said to [Williams], ‘yes, she knows me, we've got to bump her off.” Ths wife of Arkwright testified that she and her husband stopped at the victim’s house a short time before the date of the alleged rape and her husband talked with the victim, who told him that her husband was not 6 at home and her baby was sick and she could not help him get a tire fixed, which he said was flat.” Williams v. State, 223 Ga. 773, 774 (1967). Williams was sentenced to death by two separate juries, the second following a reversal of sentence based on Witherspoon v. Illinois, 391 U.S. 510 (1968). See Williams v. State, 223 Ga. 773 (1968); Williams v. Smith, 224 Ga. 800 (1968); Williams v. State, 226 Ga. 140 (1970), cert. No. 69-5049, Supreme Court of the United States. Arkwright was also sentenced to death by two sep- arate juries, the second subsequent to Witherspoon, supra. See Arkwright v. State, 223 Ga. 768 (1967); Arkwright v. Smith, 224 Ga. 764 (1968); Arkwright v. State, 226 Ga. 192 (1970), cert. No. 69-5032, Su- preme Court of the United States. William Jack Miller was convicted of rape and sen- tenced to death in Jones County, Georgia, in February, 1967. His first sentence was set aside due to its failure to comport with the rule announced in Witherspoon, supra, and he was sentenced to death again, by a differ- ent jury. See Miller v. State, 224 Ga, 627 (1968); Mil ler v. State, 226 Ga. 730 (1970), cert. No. 70-5065, Supreme Court of the United States. His victim was a 50-year-old woman. The rape was witnessed by her 81- year-old mother. Miller threatened his victim in her home with a knife and then both were cut with the knife before he tore off her clothes, saying, “This is what I want.” He held the knife during the whole ordeal and when he left he promised to return and kill his victim if she rose from the floor within five minutes. He gained access to her home when, after questioning her out in 7 the yard, he stole into the house before she, being frigh- i tened, had time to run in and secure the doors. Venson Williams was convicted and sentenced to . death in Gwinnett County, Georgia, in October, 1965, for the murder of a police officer. The stark facts are summarized as reported: [3 ‘. . . Williams and one Truett owned a garage in Hartsville, South Carolina, where they were en- gaged in the business of rebuilding wrecked auto- mobiles. Early in 1964, they purchased a maroon- colored 1963 Oldsmobile which had been damaged on the left side and rear. They concluded that the car could not be resold at a profit if they had to purchase the repair parts. Therefore, with the help of one Evans, they located and stole a substantially identical Oldsmobile in Atlanta, Georgia. Return- ing to Hartsville, the three men stopped on a back road in Gwinnett County in order to put new regis- tration plates and a new ignition switch on the stolen car. Responding to a police call reporting suspicious activity, three Gwinnett County police officers accosted the car thieves. While being ques- tioned by the officers, Evans grabbed the gun from one of the officers, the other two were then dis- armed, and all three of them were bound together with their own handcuffs. Williams and Evans then took the officers into a little wooded area off the road and shot each officer a number of times, mostly in the back of the head. The stolen Oldsmobile was driven off the road and set afire and the three car- - thieves-turned-murderers slinked away in the night, leaving the lifeless bodies and the burning car. Although Williams, Evans, and Truett had been prime suspects very early in the investigation, more than a year went by before charges were filed against them. The difficulty encountered by the investigating officers was in discovering more than circumstantial 8 evidence connecting the suspects with the crime. The breakthrough came when Truett, on a promise of immunity from prosecution, agreed to confess par- ticipation in the crime and to testify on behalf of the prosecution.” Williams v. Dutton, 400 F.2d 797,799 (5th Cir, 1963), The history of his case is reported at: Williams v. State, 222 Ga. 208 (1966), cert. den. 385 U.S. 887 (1966); Williams v. Dutton, 400 F.2d 797 (5th Cir. 1958), cert. den. 393 U.S. 1105 (1969); Williams v. Dutton, 431 F.2d 70 (5th Cir. 1970), cert, No. 70-3066, Supreme Court of the United States.’ Tommie Lee Henderson was tried in DeKalb County, Georgia, in 1969 for the crimes of kidnapping and mur- der. The circumstances, as reported, are as follows: “The kidnap victim, a young girl, seventeen years of age, a high school senior, was employed on a part-time basis at the Southern Bell Telephone Ex- change located on East Lake Drive, Decatur, De- Kalb County, Georgia. On August 18, 1969, at approximately 3:15, she drove her red Volkswagen automobile into the parking lot adjacent to the said telephone exchange and was preparing to alight therefrom to go to work when she was approached by two Negro men, one of whom, [Henderson], placed a knife against her stomach and ordered her to “slide over,” telling her that if she would keep her mouth shut she wouldn’t get hurt. The two men entered her car and [Henderson] drove the auto- mobile from the aforesaid parking lot while the Williams’ death sentence has previously been set aside below due to Witherspoon, Willicms v. Dutton, 400 F.2d 797. (5th Cir. 1968). Thus he is still subject to a sentencing-only trial. Does the Court’s action in his case, together with the broad-scoped underlying decision, foreclose consideration of the death penalty in Williams’ future trial? 9 other, identified as Benjamin Franklin Edwards, rode in the back seat with the girl in the front. At one point, the automobile was stopped and the girl was forced to get into the back seat. She was driven to a secluded spot located in DeKalb County where she was forced to disrobe and forceably raped by Benjamin Franklin Edwards. She was then per- mitted to put her clothes back on and taken by the two men to another spot in DeKalb County after making several intermediate stops where she was again raped by Edwards and forced by him to sub- mit to an unnatural sex act. Following that, the accused and Edwards resumed a previous argu- ment in which they had been engaged which was culminated by the accused stabbing Edwards twice in the abdomen with a pocket knife. Edwards stag- gered from the immediate scene and his body was later found by police officers a short distance there- from. Thereafter, the kidnap victim, who was, of course, the chief witness for the State, was taken by the defendant under continuous threat in the form of a constantly exhibited knife to different places in DeKalb and Rockdale Counties. She was taken to the residence of people known to [Hender- son| where she was compelled to spend the night under the explanation by [Henderson] to them that she and [he] were husband and wife. That resi- dence was located in Rockdale County, and while there [Henderson] forced her to submit to sexual relations on at least three separate occasions, all the while constantly holding a knife on her and threatening to kill her if she made an outcry or complaint. The next morning, she was carried to a number of other places located in Rockdale Coun- ty, still under the same threat. returned to the same house where she had spent the night, and there held until she was finally rescued by the Sheriff of Rock- dale County bursting into the house as [Henderson] exited from the rear thereof and fled the scene. The 10 testimony of a man who observed a struggle be- tween the girl and Edwards in the rear seat of her car as it was being driven along an expressway, followed the car, noted its tag number and reported what he had seen to the police, of police officers, the sheriff and of medical witnesses was introduced by the State in corroboration of the testimony of the principal witness. [Henderson] testified under oath, his defense being in substance that it was Edwards who perpetrated the kidnapping, if there was a kidnapping at all, that he did not know that Edwards and the girl were not friends, and that he thought that the girl voluntarily and willingly ac- companied Edwards. [Henderson] denied that he had sexual relations with the girl at any time, or that he ever exercised any force or made any threats to compel her to accompany him or Edwards. The jury found [Henderson] guilty. . . . The court passed a sentence of death by electrocution as to each of [the] counts... .” Henderson v. State, 227 Ga. 63, 71-72 (1970), cert. No. 70-5079, Supreme Court of the United States. (In the interest of what brevity may be achieved in this lengthy Petition, the remaining five cases are not here summarized). The Court granted certiorari in Furman and Jackson and fashioned a common question for consideration in the two cases: “Does the imposition and carrying out of the death penalty in this case constitute cruel and unusual punishment in violation of the Eighth and Four- teenth Amendments?” The Court has declared these two sentences, and those in the eleven unbriefed and unargued cases, invalid be- cause studies and statements, those advanced by Petition- 3 ers in argument and those unearthed by the Court sua sponte and both considered for the first time in this re- view, are said to demonstrate that the death penalty is “unevenly” imposed by judges and juries in this country and is so “infrequently” imposed that it must be imposed for the wrong reasons so that its impositions constitute prohibited cruel and unusual punishment. Little attention has been paid to the cases before the Court, or to whether the juries in these cases acted arbitrarily, or to whether the penalties in these cases were excessive, or even, for that matter, to whether the death penalty is being applied constitutionally now or is even capable of constitutional application in Georgia presently or in the future. In reaching its ultimate conclusion, the Court has un- necessarily mortgaged the future by its broad pronounce- ment. See Reid v. Covert, 354 U.S. 1, 67 (1957), con- curring opinion of Mr. Justice Harlan. II. REASONS FOR GRANTING REHEARING. A. THE DECISION OVERREACHES THE SCOPE OF THE QUESTION. The constitutional question framed by the Court is limited to these cases and therefore necessarily to the circumstances and statutes involved in them. This is a fundamental parameter of judicial review, which is con- fined to particular and concrete cases or controversies. The Court has here set aside its own rules in dealing with constitutional questions. Although Mr. Justice Stewart calls attention to the rule that the Court will not “formulate a rule of constitutional law further than is required by the precise facts to which it is to be ap- plied,” the Court does not in fact limit consideration 12 to the murder and rape penalty statutes of Georgia nor more narrowly to their application in the circumstances of Furman and Jackson. The sentences in these cases are instead viewed in the context of the whole nation’s “legal system” (Stewart, J., slip opinion, p. 4). The context is exploded to country-wide proportions and the objections to the sentences imposed in these cases are based on sta- tistics and studies and statements drawn nationally. The opinions are replete with matter outside the facts of “these cases,” and there is no apparent justification for the necessity of such a sweeping rule in the decision of these cases. The yardstick for determining whether the sentences are excessive is what “the state legislatures” have enacted (Stewart, J., slip opinion, p. 4). If the examination had been confined to the context of these cases, the Court would have to consider whether the Georgia legislature deemed the death penalty necessary, assuming this to be a proper inquiry in determining the constitutionality of a state penalty, and the opinions are devoid of inquiry into the rationale which prompted the Georgia Assembly to authorize the imposition of the death penalty in 1968. Such a consideration would require remand for further factual development. The invidiousness of abandoning the proper context is heightened by the fact that Geor- gia legislative study committees substantially studied the question of retention of the death penalty prior to its inclusion in the new Criminal Code of Georgia, which became effective July 1, 1969. The Court fails to take 2See references to the House and Senate Reports in Respondent’s Brief in Furman v. Georgia, at pp. 58-59. See also Quarles, An Introduction to Georgia's Criminal Code, 5 Ga. St. Bar J. 185 (1968). 13 into account that the decision in these pre-1969 cases steps over the results of interim legislative action. The Court rules in effect that the legislative action was not justified but it has omitted looking into the justifications. The consideration given reached far beyond the ques- tion before the Court. Even if it had found that Furman and Jackson were the victims of capricious punishment determination and wanton jury action, the same infirmity does not logically extend to A. C. Park, Johnnie B. Wil- liams, William Jack Miller, Willie Arkwright, Venson Eugene Williams, Tommie Lee Henderson, or others so sentenced simply because they, too, received the death penalty from Georgia juries. The question was not whether the death penalty in America constituted cruel and unusual punishment. Other states had no notice that their own statutes were being challenged in these specific cases, nor had they any real opportunity to present evidence and argument on the validity of their statutes and the death penalties imposed pursuant thereto. And yet the decision in these cases apparently overruled all existing non-mandatory death penalty statutes and all extant sentences. This is even more extraordinary in that the factual basis for reaching the conclusion was not evidence but was in- stead selected studies, statistics, lay opinions, and other “evidence” which did not meet the most elementary rules of admissibility. The basis for the opinions is clearly broader than the context of the question posed, and broader than the three cases before the Court in which it considered argument and ruled. Other traditional rules of judicial restraint have also seemingly been discarded. The following rules listed by 14 Mr. Justice Brandeis in his concurring opinion in Ash- wander v. Tennessee Valley Authority, 297 U.S. 288, 341-348 (1936), call for reconsideration in the proper context, the Court having departed to the farthest reaches from its own concept of appropriate judicial review: “2. The Court will not ‘anticipate a question of constitutional law in advance of the necessity of deciding it.’ . . . ‘it is not the habit of the Court to decide questions of a constitutional nature unless it is absolutely necessary to a decision of the case.” ” Id. at 347. If the Court has determined, as it apparently has, that the application of the Georgia statutes was unconstitu- tional, then for what reasons were the statutes struck down, and further, for what reason were all death penalty statutes in the country on both the federal and state levels, stricken? “7. ‘When the validity of an act of the Congress is drawn in question, and even if a serious doubt of constitutionality is raised, it is a cardinal prin- ciple that this Court will first ascertain whether a construction of the statutes is fairly possible by which the question may be avoided.” ” Id. at 348. This applies also to state statutes. See, e.g., Reetz v. Bozanich, 397 U.S. 82 (1970) .Noneof reasons given by the majority writers preclude constitutional application and foreclose the operation of discretionary death penalty statutes that can pass constitutional muster. If the ob- jections were eliminated, the Court’s bases for finding the statutes unconstitutional would be abrogated. But 15 Georgia, as well as every other state, is deprived by the decision of the opportunity to correct its application of the statutes in those cases where the objections are ger- mane and to defend those cases where the objections are without merit. Even if the three petitioners are the victims of an unconstitutional procedure for determining sentence (and it is this process rather than the penalty itself which the Court objects to), so that their sentences should be set aside for lack of due process or want of equal pro- tection, it strains ordinary logic to comprehend what poison it is, found in their cases, which fatally affects every other death sentence now in existence in the United States and which might hereafter be imposed. The decision apparently strikes down death penalty statutes for other crimes in Georgia as well as death- penalty statutes throughout the country. Since no evi- dence of infection in the application of the Georgia statutes to the instant Petitioners was found necessary, an inquiry into other states’ statutes and their applica- tion would be superfluous. However, this overlooks the right of Georgia, as well as other states which were not even represented in these cases, to defend the applica- tion of their statutes by proof. The question considered by the majority was sought to be raised by Petitioners but was rejected by the Court in its framing of the query in the grant of certiorari. The stract question and implicitly import into its domain every stract question and implicitly import into its domain every other death penalty case and statute. Rather, it focuses on concrete controversies with respect to discretionary penalties. The expansion of the question is like taxation 16 without representation. The result is a decision which affects all fifty states and the Federal Government with- out giving them a hearing. It transcends the scope of the cases and lays aside, as well, the traditional restraints on deciding constitutional questions. Such a free-wheel- ing approach has led to a multiplicity of conflicts and confusing advisory opinions. Its vice is even more acute because it is heterogeneous although its cursory import is to reverse only the sentences of death in three cases. These cases ought thus to be reheard in their proper context and limited to the Court-fashioned question and the rules of judicial review, and if necessary, remanded for factual development. The context of the cases has been overlooked in yet another area. Petitioners challenge their sentences, not the statutes on which they were based. Mr. Justice White, for one, overlooks the distinction between the applica- tion of the statute in the cases sub judice on the one hand and the facial constitutionality of the sentencing statutes on the other hand. He does not consider the question of unconstitutional application, and yet that was the question before the Court. The focus is solely on the facial constitutionality of the statutes authorizing the death penalty. However, the certiorari-charted course was necessarily abandoned because facial unconstitu- tionality is reached only by adverting to the utilization of the statute. That is, the opinion depends upon a find- ing of infrequency of application. B. THE FINDING UNDERLYING THE COURT’S BASES ARE DEVOID OF COGNIZABLE JUDI- CIAL PROOF. The majority has devised various tests and standards 17 by which the sentences in these cases are to be measured against the Eighth Amendment. In applying these tests and standards, the Court goes completely outside of the record and beyond the scope of the cases for “proof” upon which to base the findings. It consists of data from other jurisdictions having other laws, studies from other times having other impediments which contributed to infrequency and perhaps arbitrariness. There is no proof based on Georgia's experience. In concluding that the three death sentences are un- constitutionally “unusual,” for example, Mr. Justice Stewart’s factual base is the number of persons reported to have been received in the prisons of the United States from 1961 to 1970, according to the National Prisoner Statistics; this does not reflect the number of persons on whom the penalty was imposed. Reliance is given to the estimate that fifteen percent to twenty percent of those convicted of murder are sentenced to death in states where authorized.? Florida's, Virginia’s, New Jersey’s, and national statistics are also depended on. On the other hand, the frequency of the imposition of the death penalty in Georgia as a sentence, whether set aside, commuted or otherwise not carried out for various reasons, is not taken into account and in fact would require additional evidence and compilation of records. However, it is obvious that such factors are in- dispensible in a consideration of whether Furman’s pen- altv was “infrequently imposed” in Georgia during the period in which he was sentenced, and that Jackson's penalty was an “extraordinarily rare imposition.” 3Is this such an infrequent incidence that it is unconstitutionally “unusual”? 18 Mr. Justice Stewart’s third reason is that Petitioners were part of a capriciously selected random handful. The base number is apparently drawn from the whole coun- try, for he refers to “all the people convicted” and to a former United States Attorney General’s nation-encom- passing statement to a congressional subcommittee. The conclusion is devoid of any inquiry into the statistics for Respondent, or to the reasons upon which the juries here made the somber election of death. The attack of capricious selection and wanton imposition is mounted upon the juries’ motives in these cases and assumes with- out evidence and without even focusing upon the juries at all, that they acted recklessly and upon mere whim. The conclusion does not rise to permit a judicial find- ing of illegality, particularly in view of the admission that the basis for the juries’ selection has not been dis- cerned. : Further, blanket “capriciousness” is reached without a consideration of other Georgia cases. A. C. Park’s lurid story, for example, briefly described above, supra, p. 4, is not separately examined in this regard. Nor are the juries’ sentences in the illustrative cases of De- Wayne Massey and Billy Homer Ferguson. Massey has been sentenced to death three times in consecutive trials beginning in 1965; he, a white man, committed rape. Billy Homer Ferguson, a white man, was sentenced to death by three separate juries in three separate trials in 4The history of the case may be followed in the reports: Massey v.. State: 220 Gna. : 883 (1963); Massey v, Staite, 222 Ga. 143 (1966), cert. den. . 385 U.S. 36; Massey v. Smith, 224 Ga. 721 (1968), cert. den. 395 U.S. 912. His third sentence is currently being challenged on direct appeal to the Supreme Court of Georgia, Case No. 27185, argument heard May 8, 1972, Massey is listed in Respondent’s Brief in Furman v. Georgia, No. 69-5003, page 3c. 19 1958, 1961 and 1962. He would not even be counted among the “handful” because his sentence was changed to life imprisonment due to a Witherspoon v. Illinois im- pediment in the selection of the third jury. And yet his three death sentences would be germane to a study of whether juries imposed it wantonly. The factual base which forms the foundation of Mr. Justice White’s primary objection of “infrequent imposi- tion” is likewise not taken from any study of Georgia crimes and sentencing during the period surrounding the 1968 convictions in these cases, but rather draws instead on personal notions of its effectiveness in serving any punishment purpose and upon personal exposure to a random parade of cases coming before him, not from Georgia, but from all over the country. The conclusion is that the administration of the stat- ues is “now” unconstitutional. But when is “now?” If it is taken to mean 1968 to present, then where is the evidence of the number, percentage, degree of serious- ness, or reason for jury imposition (if jury motive is relevant as it appears to be from Mr. Justice Stewart’s objection of caprice)? Only the trial records were before the Court to demonstrate how the statutes are now being administered. To reach the conclusion that rare invoca- The history of the case is traced in the reports: Ferguson v. State, 215: Ga. 117 (1959), reversed, 365 U.S. 570 (1961): Ferguson v. State, 218 Ga. 173 (1962); Ferguson v. State, 219 Ga. 33 (1963), cert. den., 375 U.S. 913; Ferguson v. State, 220 Ga. 364 (1964), cert. den., 381 U.S. 905; Ferguson v. Balkcom, 222 Ga. 676 (1966); Ferguson v. Dutton, United States District Court for the Northern District of Georgia, Atlanta Division, Case No. 11,339, habeas corpus denied February 26, 1972, appeal pending, United States Court of Appeals for the Fifth Circuit, No. 71-1827. 20 tion renders the penalty cruel and unusual punishment should require at least a factual underpinning which can only be provided in an evidentiary hearing. Although these cases are seen as “no different in kind from many others” involving a conflict between judicial and legislative judgment as to what the Constitution means or requires, the cases are treated differently in that, although confined to Georgia and Texas statutes and their utilization in three cases, the conclusions are based on “evidence” composed of studies and reports and statements concerning not solely those states, but rather previous periods of history as well as the in- exact evidence of “common sense and experience’ and a decade of exposure to capital felony cases. This puts in bold relief the magnified parameters of the Court’s inquiry. Although nodding reference is made to the question of sentences in these three cases and to the conclusion that “what was done in these cases vio- lated the Eighth Amendment,”® the context is departed from and the Court wanders far afield in gathering the “evidence.” Not only is the “evidence” an overextension of the judicial notice rule, it is ofttimes irrelevant to the context of the cases, in terms of time and place. What is completely missing is any real evidence at all, and more, any real and pertinent evidence of the situation in Georgia currently. There is no evidence of what the degree of infrequency is in Georgia, and there is no evidence that whatever the degree, the purposes of pun- ishment acceptable to the Court are not “measurably” accomplished. White, J., slip opinion, p. 5. "White, J., slip opinion, p. 3. 8White, J., slip opinion, p. 5. 21 The Court has traditionally required a substantial degree of evidence of discrimination before it strikes down a statute because it operates discriminatorily. It is said that the discretionary death penalty statutes for murder and rape in Georgia are applied unequally to the black and the poor and that therefore the State is prohibited from allowing a discretionary death penalty. The evidence upon which a finding of discrimation rests for Mr. Justice Douglas again does not include any study of Georgia’s experience at all. Instead, it consists in stud- ies and statements made prior to 1968 and not even of Georgia: a pre-1962 study in Pennsylvania which in- cluded only people on death row and went back as far as 1914; a Texas study that went back as far as 1924; a warden’s statement from 1928; a former United States Attorney General’s statement (Douglas, J., slip opinion, pp. 10-12). Mr. Justice Marshall admits that it is a judicial assemblage of information which, forms the basis for the decision, rather than any evidence on the record. He says: “The amount of information which we have assembled and sorted is enormous” (Marshall, J. slip opinion, pp. 57-58). Whether the death penalty was arbitrarily imposed on Furman and Jackson in Georgia in 1968, and whether the death penalty is arbitrarily im- posed in 1972, is not known and is not taken into ac- count, and herein lies the bed of sand. If the test for Eighth Amendment “unusualness” in punishment is to embrace non-discriminatory application, then the cases should be remanded for a development of those facts, and the penalty should be viable so long as it is devoid of arbitrary application. The decision composes no more than an unproved accusation. The discretionary death penalty per se was 22 not before the Court in these cases, and the effect of the decision is to circumvent the context as well as the record in the absence of a full development of facts with respect to the factors found pertinent by the Court. It cannot be overlooked that the process has been vastly changed in the last decade so that the possibilities of discrimination in sentencing are materially reduced, and so that current studies need to be made in order to make stick the indictment which this decision finds against the penalty. Substantial revisions of the jury se- lection methods, the development of public defender sys- tems, the provision for appointed attorneys at earlier and earlier stages of the proceedings, the elimination of the scrupled juror infection, and the advent of bifurcated trial all serve to illustrate that the obstacles envisioned by the Court are not necessarily insurmountable and what is more, that they may have been surmounted al- ready. The effect of these palpable and relevant innova- tions must be given due weight in a current examination of facts before the penalty is removed as an option for jur- ies in murder and rape cases now and in the future. What was said in Weems v. United States, 217 U.S. 349 (1910), is applicable here: “Time works changes, brings into existence new conditions and purposes.” Id. at 373. The new conditions affecting the sentencing process should not be overlooked. The importance of the absence of relevant factual in- formation is highlighted by Mr. Justice Marshall’s recog- nition that facts must be considered: “All relevant material must be marshalled and sorted and forthrightly examined. We must . . . be . . . exacting in examining the relevant mate- rial. . . .” (Marshall, J., slip opinion, p. 3). 23 Even the finding of moral unacceptability of the penalty to the people of the United States is found not on the basis of fact, but on the substitution of the Court’s judg- ment for that of the citizenry. (Marshall, J., slip opin- ion, p. 51). Is it appropriate judicial policy to substitute the opinion of the Court for the opinion of citizens or for the Court to surmise and then act on what it believes the people would conclude if they were asked? Such conject- ure finds no place in the application of constitutional principles here any more than it would were the Court faced with a state statute not yet construed by the state courts and open to various interpretation. See Lake Cai- riers’ Association v. MacMullan, 11.8. ol. ,:92.8.C¢, 1749, 32 1.. Ed. 237 (1972). The hypothetical conclu- sion is not enhanced by pointing to unproved and gen- eralized accusations which would “convince” the people if they were to consider them. The decision does not square with some fundamental principles of judicial review. Even if the Court’s reasons were ultimately proved right, they are not based on em- pirical evidence adduced in a judicial proceeding. The laws of Georgia and the imposition of sentences in these cases are invalidated without examining Georgia’s performance. The decision is premature; the business is unfinished. C. THE JURY’S ROLE INTERCEPTS LEGISLATIVE EXCESSES. The Framers sought to curb the Federal Congress by inserting the cruel and unusual punishment clause in the Bill of Rights. It was to “guard against ‘the abuse of power’ ” by the legislative branch. (Brennan, J., slip opinion, p. 10). The Supreme Court has in the interim declared that the States are likewise curbed. The mean- 24 ing should be the same for the States as for the fed- eral government, i.e. it curbs state legislatures from enacting cruel and unusual punishment provisions. The decision with respect to appropriate penalty was the legislature’s, when the Bill of Rights was written, not the jury’s. The advent of the practice of jury discretion in sentencing inserted a new and very direct and im- mediate safeguard against governmental excesses in crim- inal punishments. Since the Framers intended to limit the Congress, and thereby protect the people from legislatively-imposed cruel and unusual punishments, the delegation of punish- ment selection by the legislature back to the people them- selves, to be exercised by their juries, itself achieved the protection envisioned by inclusion of the Clause in the Bill of Rights. In other words, the very action of statu- torily giving juries discretion removes the categorical setting of punishment by the legislature and thus sub- stantially guarantees the inability of the legislature to abuse its power in this regard. The interposition of jury discretion injected an element which changes the complexion which would have existed if the penalty had been mandatorily set by the legislature. The jury is not the State. It is a body selected coopera- tively by the State and the defendant. Thus, to say that the State arbitrarily subjects a defendant to an unusually severe punishment in these cases disregards the jury’s discretion. “Arbitrarily” cannot describe the action of the State when a jury intervenes and exercises its judg- ment in choosing one of several alternative punishments. The jury’s role is even more extended in Georgia cur- rently because the sentencing phase of the trial separately follows the finding of guilt and the jury thus becomes 25 more knowledgeable about all that is relevant to setting an appropriate sentence.’ The infrequency and rarity which is found objection- able by the Court is not in the legislature’s enactment (i.e., an “unusual” punishment conjured up by the state legislature to be imposed for a particular crime), but in the application by juries representing the people in im- plementing the law. As said, the jury is a unique micro- cosm of the people themselves; it is not a governmental body. So, absent any discrimination, its discretionary selection of a statutory penalty which would not other- wise be cruel and unusual punishment (i.e., the penalty as enacted is per se cruel and unusual punishment, so the jury could not impose it), should not be subject to Eighth Amendment consideration because the intent of the Clause was not to curtail juries acting in their dis- cretion and performing faithfully to their oaths. The Court has overlooked the distinction. Considera- tion is instead directed to the death penalty as a legisla- tively-proscribed punishment and does not meet the ques- tion posed by these cases, whether the jury-selected penalty, a product of the “common-sense judgment of a jury”,'® derived as appropriate after an exercise of duty- bound discretion, is cruel and unusual punishment. In each of these cases, the death penalty was imposed by a jury fairly drawn from the community. The jurors were a random selection of those differing attitudes which exist in different combinations throughout each com- munity. A particular jury of twelve persons in Savannah %Ga. Laws 1970, pp. 949, 950, as amended 1971, p. 902 (Ga. Code Ann. $27-2534). Duncan v. Louisiana, 391 U.S. 145, 156 (1968). 26 will have represented on it at most only twelve occu- pations, twelve age levels, twelve educational back- grounds, twelve family situations, twelve economic cir- cumstances, etc.’ The jurors do not represent the com- munity in the sense that they are elected to convey the community’s collective sentiments and to be its spokes- men. The jurors instead represent the community in the sense that they come from it and therefore sit as a parcel of it, though partitioned from it. They are a representative group; they do not represent that broader body from which they come. They bring to the jury room their own individual views and not the collective view of their neighbors. The queries are, “Do 1 believe this man is guilty?” and “What punishment do I believe should be imposed?” It is not, “What would my neighbors have me do in this case?” As a result, it is inevitable that harsher penalties will be imposed upon some the nature of whose offense is no worse than that of another who receives a lesser penalty. This Court has ruled that characteristic of our criminal justice system acceptable. Williams v. Illinois, 399 U.S. 235, 243 (1970), citing Williams v. New York, 337 U.S. 241, 247 (1949). Thus, the fact that less atrocious crimes in some in- stances receive a greater penalty than the most terrible crimes cannot be a contributing factor in a finding of un- constitutionality. If it is, the earlier decisions are in error, and uniformity of punishment is mandated. But automatic The jury room is imbued with “qualities of human nature and varieties of human experience, the range of which is unknown and perhaps unknowable.”Peters v. Kiff, U.S. £1972) "ISUHD opinion p. 10, No. 71-5078, June 22, 1972]. 27 death penalties would remove individuality in sentencing, which has become a hallmark of modern sentencing pro- cedures. We are going in circles. D. THE END HAS BEEN CONFUSED WITH THE MEANS AND THE DECISION IS THUS OVER- REACHING IN ITS EFFECTS. The insertion of jury discretion acts as a safeguard against legislative imposition of unusual punishment. If the juries infrequently impose it, it is not constitutionally “unusual” punishment. If the cause for infrequency is discriminatory or arbitrary action in some cases, then the process by which such result is reached is of course wrong and voidable as a lack of due process or equal protection. But jury misbehavior in some cases should not invalidate the penalty itself in all cases and disallow its use here- after. It confuses constitutional error in the procedure in particular cases with constitutional error in end result in all cases. Finding constitutional error in procedure should not invalidate the result per se for this and every other case and all time. If the result of the procedure in sentencing is rational imposition (not “rational selectivity”, as a given jury does not select one defendant for a death sentence and another defendant for life imprisonment), what voids the sentence? The Court has overlooked the paradox that it hangs its holding of unconstitutionality on a blanket finding of discrimination and then restricts the flexibility which the State should have in implementing procedures which would avoid discrimination. In Witherspoon v. Illinois, supra, the procedure re- sulted in a death-prone jury and therefore the defendant was entitled to a more impartial jury penalty-wise. The 28 same result should be the parameter of these cases and any others in which it appears that the procedure resulted in an arbitrary sentence in a specific case. The core of the objection is what happens in the jury room, for it is the arbitrariness of the jury which is found intolerable here. Given the finding of actual arbitrariness on which the Court’s decision is based, the sentences which are so infected should be reset by other juries. This requires a case-by-case analysis of facts, not an obliteration of the end result when properly achieved even in the exercise of discretion. If it is the possibility of arbitrariness which the Court here concludes is objectionable, then the procedure by which juries determine sentence should be revised by whatever means and methods the State may devise to avert arbitrary selection of a penalty by a jury. The vice seems to lie in the discretionary role of juries (see Doug- las, J., slip opinion, pp. 8-9). Thus, juries might be given more cautionary instruction, or be required to state the reasons for their imposition of the death penalty. The separation of trials into two stages, penalty being ad- dressed independently of guilt, contributes greatly to this end. But reaching the same goal by striking the penalty is not only unwarranted judicially since it is not the only possible way to avoid discrimination, it foments chaotic results by calling for the elimination of every maximum penalty which is not frequently used. E. THE DECISION IS BASED ON THE MISAPPLI- CATION OF PRINCIPLES. (1) Only a “necessary” punishment is constitutional. Mr. Justice White's analysis means that every statutory- provided maximum punishment is constitutionally im- 29 permissible if it is imposed infrequently, because the in- frequency factor is taken to show a lack of necessity. Mr. Justice Stewart reasons that death is cruel because it exceeds in kind rather than degree, punishments legis- latively determined to be necessary. The yardstick is what state legislatures have spoken. Where a particular penalty is only a maximum which may be discarded by a jury in favor of a statutorily provided minimum, then any maximum must similarly fail in an alternative-sen- tencing statute. It does not stand to reason that legislative authorization of lesser penalties, resulting in the maxi- mum not being mandatory, thereby renders the maximum “cruel.” (See Stewart, J., citing White, J., slip opinion, p. 4). Moreover, the rationale results in the subjugation of sovereign states to each other, in terms of penalty for criminal offense: each state may not impose a greater sentence “in kind rather than degree” than its sister states have determined necessary, i.e., mandatory. It would then follow that a state could not impose a prison term where other states impose only a fine. Weems v. United States, 217 U.S. 349 (1910), is relied upon for this test of necessity, but the Court there did not couch the question of constitutionality in terms of whether or not the State could show that the punishment was necessary. The Court was cognizant of quite a dif- ferent frame. In speaking of the powers of the legislature to define crimes and their punishment, it said: “We concede the power in most of its exercises. We disclaim the right to assert a judgment against that of the legislature of the expedience of the laws, or the right to oppose the judicial power to the legis- lative power to define crimes and fix their punish- ment, unless that power encounters in its exercise 30 a constitutional prohibition. In such case not our discretion but our legal duty, strictly defined and im- perative in its direction, is invoked. Then the legisla- tive power is brought to the judgment of a power superior to it for the instant. And for the proper exercise of such power, there must be a comprehen- sion of all that the legislature did or could take into account,—that is, a consideration of the mischief and the remedy. However, there is a certain subordi- nation of the judiciary to the legislature. The func- tion of the legislature is primary, its exercise forti- fied by the presumptions of right and legality, and is not to be interfered with lightly, nor by any judi- cial conception of its wisdom or propriety. They have no limitation, we repeat, but constitutional ones, and what those are the judiciary must judge. We have expressed these elementary truths to avoid the misapprehension that we do not recognize to the fullest the wide range of power that the legislature possesses to adapt its penal laws to conditions as they may exist, and punish the crimes of men ac- cording to their forms and frequency.” Id. at 378- 379. It is thus clear that a state is not required to show the “necessity” of a particular punishment in order for it to be constitutional. This is in conformance with the principle that one who attacks a state statute has the burden of proving that it does not serve a legitimate state purpose.’ The point is not merely one of who has the burden, but also highlights the higher degree of showing which 124ero Mavflower Tronsit Co. v. Boord of R. R. Comm’rs., 332 U.S. 495, 506 (1947) (burden on challenger is to show statute had “no reasonable relation” to permissible end). “The presump- tion of reasonebleness is with the State.” Salsburg v. Maryland, 346 11.5. 545..553 (1954). 31 must be made in order to overturn a legislative enact- ment. In other words, it is not voidable simply because it is not shown that it is “necessary” but rather, it is voidable only if it is shown that it does not serve a valid purpose. Expediency and wisdom are not relevant to a consideration of constitutionality. A statutory prohibi- tion may indeed not be absolutely necessary in the ser- vice of a legitimate state purpose, but absent any other impediment its service of that purpose to a recognizable degree passes constitutional muster. In Weems, the Court said of the punishment there being considered: “It has no fellow in American legislation. Let us remember that it has come to us from a govern- ment of a different form and genius from ours. [Spain] It is cruel in its excess of imprisonment and that which accompanies and follows imprisonment. It is unusual in its character. Its punishments come under the condemnation of the Bill of Rights, both on account of their degree and kind. And they would have those bad attributes even if they were found in a Federal enactment, and not taken from an alien source.” Id. at 377. In the instant case, the Court not only failed to take into consideration a comprehension of all that the Geor- gia legislature did or could take into account in au- thorizing the imposition of the death penalty in 1968, but it went further and extended its ruling to the post- 1969 statute and failed to comprehend all that the leg- islature did or could have taken into account in its leg- islative studies prior to the enactment of the new Crim- inal Code of Georgia. McLaughlin v. Florida, 379 U.S. 184 (1964), is cited 32 to illustrate a case in which the statute was declared im- permissible because based on race. McLaughlin illus- trates also, however, that the test of necessity of legis- lation is applied only in the examination of statutes with a racial classification, and where the equal protection clause is invoked to challenge it: “There is involved here an exercise of the state police power which trenches upon the constitution- ally protected freedom from invidious official dis- crimination based on race. Such a law, even though enacted pursuant to a valid state interest, bears a heavy burden of justification, as we have said, and will be upheld only if it is necessary, and not merely rationally related, to the accomplishment of a per- missible state policy.” Id. at 196. Mr. Justice Brennan also gives undue regard to the test of “necessity.” A part of his test provides for a find- ing of unconstitutionality if the death penalty “cannot be shown to serve any penal purpose more effectively than a significantly less drastic punishment.” This neglects the principle that legislative expediency and the wisdom of its actions is not a judicial question. It has not been the job of the courts to determine which punishment best meets penal purposes. That is the legislature’s domain, as is the weighing of alternatives. Such a division should be adhered to because of the facilities for research and study and gathering of facts and testimony and the opinion of experts which the legislature is particularly equipped to assemble and the courts are not. The ap- propriate judicial consideration is whether the penalty authorized by the legislature meets penal purposes, not whether a different penalty could better meet such pur- poses without exacting the higher price from the pen- alized. Absent any other afflictions (such as excessive- 33 ness), the legislatively-authorized penalty should be re- garded as meeting constitutional muster unless it is shown that it does not serve a valid penal purpose. The inappropriateness of the inquiry forced by the standard of necessity is demonstrated by the suggestion that specific deterrence does not depend on the death penalty for achievement but rather that “effective ad- ministration of the State’s pardon and parole laws can delay or deny his release from prison, and techniques of isolation can eliminate or minimize the danger while he remains confined.” Brennan, J., slip opinion, pp. 44-45). The alternative suggestions of life sentence without possibility of parole or life sentence in isolation or with threat of isolation are matters which must be considered in the context of practicality and reality, in the first place, and cannot be said to comport with concepts of human dignity to such a greater degree, that death is consti- tutionally disallowed. Aside from whether the death penalty is “fatally offensive to human dignity” being basically a value judgment rather than a legal judgment, which requires great deference to legislative and jury will, the close association between what is condemned as being offensive to human dignity (swiftly-executed death penalty) and the suggested replacement (long- term prison sentence; life imprisonment with threat of isolation; life imprisonment with little hope of parole), is overlooked. Can it be said, judicially, that the death penalty so offends human dignity that it is constitutionally prohibited when the far more enduring physical, mental, and emotional pain inherent in the suggested alterna- tives constitutes “significantly less drastic punishment” which does not offend judicial concepts of human dignity? 34 There appears no authority for the proposition that a penalty must be “necessary” as opposed to a different penalty, for the protection of society, in order to be constitutional (Brennan, J., slip opinion, p. 48). If this were a proper standard, then a State would be put to the task of proving that any maximum penalty is “neces- sary”. But how, for example, can it be proved that 20 years is a necessary maximum for burglary,” that it is a better deterrent than a five-year term, and that it better serves penal purposes? As Mr. Justice Marshall pointed out, this Court in Wilkerson v. Utah, 99 U.S. 130 (1870), construed the Clause to prohibit “unnecessary cruelty”. (Marshall, J., slip opinion, pp. 9-10). This does not mean that a pun- ishment to be constitutional must be more “necessary” than a lesser punishment. But the penalty is considered unconstitutional if a less severe penalty would as well serve the legitimate legislative wants. The question is not whether less will do, but whether the legislative enact- ment serves a valid state purpose. (2) Infrequency of administration renders a penalty unconstitutionally “unusual”. Contained in the decision is the proposition that it is the infrequency of application of the death penalty which in great part contributes to its unconstitutionality as a discretionary punishment. Infrequency is equated with “unusualness”, but what is overlooked is that the Clause prohibits legislative or judicial pronouncement of unusual punishments. As pointed out earlier, the intro- duction of the discretionary jury, long after the enactment 13Criminal Code of Georgia §26-1601. 33 of the Bill of Rights, guards against governmental ex- cess. The non-governmental jury was not the object of the Framers’ curtailment, and therefore, the inquiry of whether it frequently or infrequently imposes a punish- ment is unrelated to the prohibition against unusual pun- ishments cor.tained in the Constitution. Secondly, what the fatal degree of infrequency is, is subject to conjecture and debate. It is not defined in any utilizable way what degree of frequency is consti- tutionally required. If only twenty per cent of those con- victed of burglary received the maximum punishment, does this render it unconstitutional as a permissible pun- ishment per se for burglary? If only twenty per cent of those convicted for income tax evasion receive a prison term, whereas the other eighty per cent receive a fine, is the imprisonment unconstitutionally impermissible? Apparently, twenty per cent is too infrequent (See Mr. Justice Burger’s dissent, slip opinion, p. 13, footnote 11). Even assuming that the degree of unconstitutional in- frequency is agreed upon, and assuming further that imposition in Georgia fell below this line, why does infrequency per se render a particular punishment for- ever unimposable on a discretionary basis? Since that degree of frequency may rise, it is over-zealous and un- necessary to ban the discretionary penalty for all time and even for those cases of “most atrocious crimes” in present times “that deserve exactly” the death penalty? Although it seems to be said that infrequency per se renders the death penalty unconstitutional, this is con- tradicted in Mr. Justice White’s conclusion, which states that infrequency merely creates a prima facie case of constitutionally forbidden cruel and unusual punishment, 36 which may be rebutted by an explanation distinguishing the cases on a meaningful basis. No opportunity has been given to present factually the reasons for the im- position in certain cases as opposed to others. No com- parative study of those cases in which it is imposed are examined along with those cases in which it was not im- posed in Georgia to see whether it was constitutionally authorized in the death cases. Infrequency may render the penalty invalid for lack of equal protection, but this comparative approach does not logically lead to voidance of all such penalties now extant or hereafter to be im- posed. In addition to the inappropriateness of using infre- quency as a test in these cases, the conclusions reached upon a consideration of it are not supported. On the basis of logic, infrequent imposition does not necessarily destroy a penalty’s efficacy as a “credible threat.” Ob- viously, if a particular penalty is never imposed and this fact becomes common knowledge, then that particular penalty ceases to be a brake on behavior. But where it stands not only as a beacon of warning but more, a bea- con tested by the unheeding whose recently broken craft is visible to those who would otherwise disregard it, then it cannot be said that it is not a credible threat. Capital felons were undeniably being sentenced to death during Furman’s and Jackson’s day, and continue to receive the ultimate penalty. Thus, in order for the conclusion to be reached that the death penalty is no longer a credible threat in Georgia because of its infrequent application, consideration of the facts cannot be avoided. In other words, a broad constitutional line is drawn between pun- ishments “so seldom” imposed and those not so cate- gorized, without examining the incidence of infrequency, 37 the reasons therefor, or whether in fact infrequency de- stroys the credible threat aspect of punishment which is served at least to some degree by the greater and more widespread public knowledge which a death case as op- posed to a prison term case, receives. To summarize, if infrequency itself renders the pun- ishment unconstitutional, then the degree of infrequency must be set and the facts as to Georgia’s utilization of the penalty must be examined. If, on the other hand, infrequency constitutes only a prima facie case so that a rational basis for the degree would outweigh its fatal effect, then the opportunity for refuting the evidence of infrequency must be given. In any event, the decision goes too far on too little. The demise of such a tradi- tional ingredient in the makeup of our criminal justice system should not be so easily or fuzzily achieved. The standard, moreover, falls in on itself. The argu- ment is that a penalty is cruel and unusual for the per- son who draws it because others in like circumstances are given lesser punishments by other juries or judges. But if the penalty is appropriate in the case where it is im- posed, what makes it cruel and unusual punishment just because others have not received it? Does the fact that few burglars get the maximum of 20 years imprison- ment render that maximum unconstitutional? It can- not be that the mere fact of unequal sentencing renders the maximum unconstitutional, because uniform sen- tencing is not required by our Constitution. It cannot be because the sentence was excessive, because as recog- nized by a great part of the Court, if not the entire Court, the crimes here involved were atrocious and called for proportionate punishment. The Court concludes that the penalty, since not regu- 38 larly given, must therefore be based on discrimination and arbitrariness and consequently is cruel and unusual pun- ishment. It is not infrequency per se which renders it “cruel and unusual”, but rather the poison of discrim- ination which is presumed to account for the infrequency which makes the latter a measure of unconstitutionality. The fallacy is in presuming that discrimination exists simply because the penalty is infrequently imposed. It is admittedly only an inference, unsupported by any finding of current arbitrariness by death-deciding juries, and yet the whole decision pivots around it. At the least, this overlooks the presumption that the jury acts fairly and discharges the duties undertaken in its oath. Dis- carding the presumption is antithetical to our cornerstone reliance on the jury system in its present and even more expansive role under the bifurcated system. Hinging the decision to overturn discretionary death penalty on an assumption that juries act capriciously when they impose it, simply because it is infrequently imposed, is an un- founded legal conclusion and should be reconsidered all the more because of the far-reaching effect it has, not only on the death penalty but also on other discretionary sentences. The modern role of the jury has itself been undermined. Moreover, the conclusion that “infrequent” imposition of a penalty ceases to serve a legitimate State purpose to that degree required by the Constitution is devoid of pre- vailing support in these cases. Neither the incidence of infrequency in Georgia in present time nor the underlying reasons for whatever infrequency exists have been exam- ined. Further, there is no evidence that the factor of in- frequency per se leaves unaccomplished to a constitution- ally acceptable degree any of the purposes for imposing 39 penalties for criminal conduct. Mr. Justice White reasons that a particular punishment must be regularly imposed if it is to meet the proscription against cruel and unusual punishment. But this seems to be confused with the con- cept that statutory prohibition of conduct which is not prohibited in fact, becomes unenforceable against one vio- lator. Obviously, a person cannot be punished for doing something which the rest of the community does without sanction. But whether that same individual may be punished more stringently than one who commits the same crime, fact-for-fact, has been permitted to exist as a by-product of our system of granting heterogenous and unrelated juries a wide-degree of discretion in sentencing. Mr. Justice Brennan’s opinion also exhibits reliance on this erroneous standard. He challenges that “no one has yet suggested a rational basis that could differentiate in those terms the few who die from the many who go to prison.” Brennan, J., slip opinion, p. 38). The basic flaw in this approach is that we have long since rejected the notion that sentencing must be uniform. Thus, a comparison of those who receive a greater sentence from a different jury which did not contain the same attitudinal elements as any other jury, may not lead to a distinguish- able factor, whether it is the death penalty or some other penalty that is under examination. The question is not, what justifies sending these persons to their death and those persons to prison, but rather, was the death penalty for those who received it obtained discriminatorily? If in examining this specific case, it is concluded that they were not infected with discrimination, then the factor of infrequency which is built on arbitrariness loses any potency it might have had, even if “infrequency” is a valid criteria in determining whether a sentence imposes 40 cruel and unusual punishment. Nor does infrequency illustrate that society has re- jected the punishment. The point is that society has not rejected the punishment in those cases in which it im- poses it. Society’s willingness to impose the death penalty in even 100 cases per year (if Mr. Justice Brennan’s fig- ure is correct; see slip opinion, p. 43) indicates unques- tionably that society has not rejected the death penalty for all cases. Even rejection for many cases should not destroy the constitutionality of it when properly and ap- propriately applied with all due process in cases wherein society believes it should be imposed.™ (3) “Unequal” application of penalties in sentencing is an inappropriate Eighth Amendment test. The Court has concluded that the death penalty is unequally applied to certain classes of people, without taking into account the factual situations involved, or the fact that persons not in those classes also have re- ceived the penalty, and that therefore the discretionary penalty cannot stand. The rationale is that the sentences in these cases must fall, because the penalty was not im- posed in similar cases, and the Georgia penalty statutes fall because they allow discretion, which discretion has led to unequal application. The Fourteenth Amendment equal protection clause is thus incorporated into the Note that Mr. Justice Marshall reads In Re Kemmler, 136 U.S. 436 (1890), as standing foday for the proposition that punish- ment is not unconstitutional because “unusual” so long as the legislature has a humane purpose in selecting it. Slip opinion, p. 10. Mr. Justice Brennan and Mr. Justice White construe “un- usual” as meaning infrequently imposed, and strike the penalty simply because of infrequent imposition, regardless of whether a humane or valid State purpose underlies it. 41 Eighth Amendment cruel and unusual punishment pro- hibition. If this is judicially correct, then a punishment un- equally imposed on one may not be imposed on anyone. Unequal application in the past, here surmised and un- related, in any event, to the present and future, has led to the routing of the penalty itself when it should instead be limited to the process. The element of equality of imposition here required of the death penalty has not been required of other pun- ishments but now, apparently, it is also their obligation. The equation of “unusual” with lack of equal protection thus invalidates the whole system of discretionary penal- ties because the obvious result of jury leeway in sentenc- ing is unequal application. Such a question was not be- fore the Court in these cases, and, even if ultimately proved correct, it did not receive a full airing or the consideration due such a far-reaching result. The thesis that the Eighth Amendment prohibits the application of a particular penalty “selectively to minorities whose mem- bers are few, who are outcasts of society, and who are unpopular, but whom society is willing to see suffer though it would not countenance general application of the same penalty across the board”, (Douglas, J., slip opinion, pp. 5-6), should not outlaw the discretionary death penalty in Georgia. One reason is that persons other than those in the group described have received the penalty, and their sentences are thus not the result of any discrimination against the groups mentioned. Obviously, where discrimination is shown, the penalty should be set aside and the defendant sentenced fairly. But what authority warrants the striking of the penalty 42 itself, for all persons and for all times and for all cir- cumstances? If indeed discrimination exists in some cases, the penalty should be wholly available for imposi- tion when the impediment is removed or where it was not present in the first place. The arbitrariness alluded to in these opinions cannot be said to exist in every case in which the punishment is imposed, and this clearly illustrates the separability of the penalty from the objectionable element. The Court’s fail- ure to acknowledge this separability urges reconsidera- tion. CONCLUSION For any or for all of the reasons stated, this Petition for Rehearing should be granted, and the cases should be set down for reargument on the regular calendar. Respectfully submitted, ARTHUR K. BOLTON Attorney General J} S$) HAroLD N. HiLL, JR. Executive Assistant Attorney General COURTNEY WILDER STANTON Assistant Attorney General P. O. Address: BY, 132 State Judicial Bldg. 40 Capitol Square, S.W. DcoroTHY T. BEASLEY Atlanta, Georgia 30334 Assistant Attorney General IS J ANDREW J. RYAN, JR. District Attorney P. O. Address: Eastern Judicial Circuit Is, Chatham County Courthouse ANDREW J. RYAN III Savannah, Georgia Assistant District Attorney CERTIFICATE OF COUNSEL I certify that this Petition is presented in good faith and not for delay. C — She tL po a); LA L 2% q ar iT an DoroTHY T. BEASLEY 44 CERTIFICATE OF SERVICE I, Dorothy T. Beasley, Attorney of record for the Re- spondent herein, and a member of the Bar of the Su- preme Court of the United States, hereby certify that in accordance with the Rules of the Supreme Court of the United States, I served the foregoing Petition for Rehearing on the Petitioners by depositing copies of the same in a United States mailbox, with first class postage prepaid, addressed to counsel of record at their post office addresses: JACK GREENBERG JAMES M. NasBrit, III JACK HIMMELSTEIN EL1ZzZABETH B. DUBOIS JEFFRY A. MINTZ ELAINE R. JONES CoNRAD K. HARPER CHARLES S. RALSTON 10 Columbus Circle Suite 2030 New York, New York 10019 B. CLARENCE MAYFIELD 910 West Broad Street Savannah, Georgia 31401 MICHAEL MELTSNER Columbia University Law School 435 West 116 Street New York, New York 10027 45 BosBY L. HILL 208 East 34th Street Savannah, Georgia 31401 ANTHONY G. AMSTERDAM Stanford University Law School Stanford, California 34305 HowARD MOORE Moore, Alexander & Rindskopf Suite 1154 Citizens Trust Company Bank Bldg. 75 Piedmont Avenue, N.E. Atlanta, Georgia 30303 WESLEY R. ASINOF 3424 First National Bank Bldg. Atlanta, Georgia 30303 JoHN H. RUFFIN, Jr. 1101 Eleventh Street Augusta, Georgia 30903 THOMAS M. JACKSON 655 New Street Macon, Georgia 31201 LIMERICK L. OpoMm Industrial Building Savannah, Georgia 31401 46 JOHN W. HENDRIX Drew & Hendrix 201 Independent Life Bldg. 906 Drayton Street Savannah, Georgia 31401 HOKE SMITH Smith, Cohen, Ringel, Fohler, Martin & Lowe 2400 First National Bank Tower Two Peachtree Street, N.W. Atlanta, Georgia 30303 REBER F. BouLT, JR. CHARLES MORGAN, JR. 5 Forsyth Street, N.-W, Atlanta, Georgia 30303 MR. LAUGHLIN MCDONALD 17 South Circle Dr. Chapel Hill, North Carolina AARON BUCHSBAUM Two Whitaker Building Savannah, Georgia 31401 JAMES E. YATES, III 19 East Bay Street Savannah, Georgia 31401 HowARD A. McGLASSON, JR. JouN F. M. RANITZ, JR. P.O, Box 736 Savannah, Georgia 31402 47 FRANK B. HESTER 803 Fulton Federal Bldg. Atlanta, Georgia 30303 GEORGE P. DILLARD 558 Church Street Decatur, Georgia 30030 MICHAEL V. DISALLE 425 13th Street, N.W. Washington, D. C. 20004 ATTORNEYS FOR PETITIONERS This. 34_day of July, 1972. CC \\ r— Na A 0) oY NA C.. gre "80 2 > [1 a XL 7 DoroTHY T. BEASLEY