Petition for Rehearing
Public Court Documents
July 23, 1972
56 pages
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Case Files, Furman v. Georgia Hardbacks. Petition for Rehearing, 1972. d6d6ab28-b225-f011-8c4e-7c1e5267c7b6. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/5c9ca8ed-e114-4cb4-adb4-9f4bebbdb761/petition-for-rehearing. Accessed November 19, 2025.
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IN THE
Supreme Court of the United States
1971 TERM
WILLIAM HENRY FURMAN
V.
GEORGIA
LUCIOUS JACKSON, JR.
Vv.
GEORGIA
A. C. PARK
V.
THE STATE OF GEORGIA
JOHNNIE B. WILLIAMS
V.
STATE OF GEORGIA
WILLIE ARKWRIGHT,
V.
STATE OF GEORGIA
WILLIAM JACK MILLER
V.
STATE OF GEORGIA
UNITED STATES OF AMERICA,
ex rel.
VENSON EUGENE WILLIAMS
Vv.
LAMONT SMITH (Formerly
A. L. Dutton), Warden,
Georgia State Prison
TOMMIE LEE HENDERSON
Vv.
STATE OF GEORGIA
JULIOUS SULLIVAN
V.
THE STATE OF GEORGIA
JAMES C. THACKER
V.
THE STATE OF GEORGIA
| No. 69-5003
No. 69-5030
Nec. 69-3
(Formerly No. 809,
October Term, 1969).
No. 69-5049
(Formerly No. 2383, Misc.,
October Term, 1969).
No. 69-5032
(Formerly No. 1953, Misc,
October Term, 1969).
No. 70-5065
(Formerly No. 6569,
October Term, 1970).
No. 70-5066
(Formerly No. 6570,
October Term, 1970).
(Formerly No. 6733,
No. 70-5079
} October Term, 1970).
(Formerly No. 825, Misc.,
! No. 69-5006
October Term, 1969).
(Formerly No. 5331,
No. 69-5045
} October Term, 1970).
GEORGE CUMMINGS
Vv.
STAd’E OF GEORGIA
JAMES C. LEE, alias
MOSES KING, JR.
Vv.
THE STATE OF GEORGIA
JAMES HENRY WALKER
Vv.
THE STATE OF GEORGIA
No. 69-5027
(Formerly No. 683, Misc.,
October Term, 1969).
No. 69-5039
(Formerly No. 5256,
October Term, 1970).
No. 70-3
i (Formerly No. 429,
October Term, 1970).
ON WRIT OF CERTIORARI TO THE
SUPREME COURT OF GEORGIA
PETITION FOR REHEARING
P. O. Address:
132 State Judicial Bldg.
40 Capitol Square, S.W.
Atlanta, Georgia 30334
P. O. Address:
Chatham County Courthouse
Savannah, Georgia
ARTHUR K. BOLTON
Attorney General
HaroLp N. HiLr, Jr.
Executive Assistant Attorney General
COURTNEY WILDER STANTON
Assistant Attorney Generzl
DoroTHY T. BEASLEY
Assistant Attorney General
ANDREW J. RYAN, JR.
District Attorney
Eastern Judicial Circuit
ANDREW J. Ryan, III
Assistant District Attorney
TABLE OF CONTENTS
1. CONTEXT OF THE CASES
II. REASONS FOR GRANTING
REHEARING
A. THE DECISION OVERREACHES THE
SCOPE OF THE QUESTION ..
B. THE FINDING UNDERLYING THE
COURT'S BASES ARE DEVOID OF
COGNIZABLE PROOF
.. THE JURY'S ROLE INTERCEPTS
LEGISLATIVE EXCESSES
. THE END HAS BEEN CONFUSED
WITH THE MEANS AND THE
DECISION IS THUS OVER-
REACHING IN ITS EFFECT
E. THE DECISION IS BASED ON THE
MISAPPLICATION OF PRINCIPLES. ..
CONCLUSION
TABLE OF CASES
Aero Mayflower Transit Co. v. Board of
R.R. Comm'rs.;, 332.1).8. 495 (1947)
Arkwright v. Smith, 224 Ga. 764 (1968)
Arkwright v. State, 223 Ga. 768 (1967)
Arkwright v. State, 226 Ga. 192 (1970)
cert. No. 69-5032, Supreme Court of the
United States
Ashwander v. Tennessee Valley Authority,
297 U.S, 288 (1936)
Duncan v. Louisiana, 391 U.S. 145 (1968)
Ferguson v. Balkcom, 222 Ga. 676 (1966)
i
TABLE OF CASES (Continued)
Page
Ferguson v. Dutton, United States District Court
Northern District of Georgia, Atlanta Division,
Case No. 11339, habeas corpus denied February
26, 1972, appeal pending, U. S. Court of
Appeals for the Fifth Circuit, No. 71-1827... .. 19
Ferguson v. State, 215 Ga. 117 (1959) rev’d.
365 U.S. 57001001)... on ns re 19
Ferguson v. State, 218 Ga. 173 (1962)......%..... 19
Ferguson v. State, 219 Ga. 33 (1963), cert. den.
3S5US. 9. rr. a on 19
Ferguson v. State, 220 Ga. 364 (1964), cert. den.
BLUSHONS, i Bra 19
Henderson v. State, 227 Ga. 68 (1970) Cert. No.
70-5079, Supreme Court of United States. ..... 10
In Re Kemmmnler, 136. U.S, 436. (1890)... ......... 40
Lake Carriers Association v. MacMullan,
TRE 1 ,928.Ct. 1749, 32 |. Ed.2d
SIS en sas 23
Massey v. Smith, 224 Ga. 721 (1968), cert. den.
AOS US 01) it nse Seas 18
Massey v. State, 220 Ga. 333 (1965).......0....... 18
Massey v. State, 222 Ga. 143 (1966), cert. den.
$3888. 30. En. ae a 18
Massey v. State, appeal pending Supreme Court
of Georgia, Case NO, 27185 civ nin ons ines 18
McLaughlin v. Florida, 379 U.S. 184 (1964)... ..31, 32
Miller v. State, 224 Ga. 627 (1968)... .......... 6
Miller v. State, 226 Ga. 730 (1970) Cert. No.
70-5065, Supreme Court of the United States... 6
il
TABLE OF CASES (Continued)
Page
Park v. State, 224 Ga. 467 (1968), cert. den.
Park v: Georgia, 395 11.8. 930°(196%Y. 7... .... 4
Park v. State, 225°Ga. 618 (1969), Cert: No.
69-3, Supreme Court of the United States. ..... 4
Peters v. Kiff, U.S. (1972) [slip opinion
Pp. 10, Na. 71-5078, June 22, 197 =~ AY. con 26
Reetz y. Bozanich;, 397 U.S. 32 (1970) ..... cvs ee 14
Reidy, Covert, 334 US. 11957). ............... 11
Salsburg v. Maryland, 346 U.S. 545 (1954) ...... 30
Weems v. United States,
7 US. Modo) >... .. i... 22, 29, 38, 31
Wilkerson v. Utals, 9S U.S. 130 (1870). .......... 34
Williams v. Illinois, 399 U.S. 235 (1970)... ....;... 26
Willioms v. New York, 3372 U.S. 241 (1949). ...... 26
Williams (Johnnie) v. Smith, 224 Ga. 800 (1968)... 6
Williams (Johnnie) v. State, 223 Ga. 773 (1967)... 6
Williams (Johnnie) v. State, 226 Ga. 140 (1970),
Cert. No. 69-5049, Supreme Court of the
Unifed States... ... 70 il riers 6
Williams (Venson) v. Dutton, 431 F.2d 70
{5th Cir. 1970), Cert. No. 70-5060,
Supreme Court of the United States........... 8
Williams (Venson) v. Dutton, 400 F.2d 797
(3th Cir. 1963), cert. den. 393 U.S. 1103 (1969)... 3
Williams (Venson) v. State, 222 Ga. 208 (1966),
cert, den. 335 U.S. 837(1966). . ....... cone.
Witherspoon v. Illinois, 391 U.S. 510 (1968). ..6, 19, 27
iil
OTHER
Page
Criminal Code of Georgia 326-1601 ....... .0.. . «i... 34
Ga. Laws 1970, pp. 949, 950, as amended 1971,
P- 902 (Ga. Code Ann. 827-2530)... ..... os. 25
Quarles, An Introduction to Georgia’s Criminal
Code, 5 Ga. St. Bar J. 18351968)... .+.... -. i... 12
1v
IN THE
Supreme Court of the United States
1971 TERM
WILLIAM HENRY FURMAN, i
Petitioner,
Vv. s No. 69-5003
GEORGIA,
Respondent. |
LUCIOUS JACKSON, JR., i
Petitioner,
Y. > No. 69-5030
GEORGIA,
Respondent. |
A. C. PARK, D No. 69-3
Petitioner, (Formerly
Vv. 7 No. 809,
THE STATE OF GEORGIA, October Term,
Respondent. | 1969).
JOHNNIE B. WILLIAMS, 1 No. 69-5049
Petitioner, (Formerly)
Vv. . No. 2333,
Misc.,
STATE OF GEORGIA, October Term,
Respondent. | 1969).
WILLIE ARKWRIGHT,
Petitioner,
V.
STATE OF GEORGIA,
Respondent.
WILLIAM JACK MILLER,
Petitioner,
Vv
STATE OF GEORGIA,
Respondent.
i
J
J
w
r
\.
UNITED STATES OF AMERICA, )
ex rel.
VENSON EUGENE WILLIAMS,
Petitioner,
V.
LAMONT SMITH (Formerly
A. L. Dutton), Warden,
Georgia State Prison,
Respondent.
TOMMIE LEE HENDERSON,
Petitioner,
V
STATE OF GEORGIA,
Respondent.
JULIOUS SULLIVAN,
Petitioner,
VY.
THE STATE OF GEORGIA,
Respondent.
7)
\_
a
\-
\
~
\
No. 69-5032
(Formerly
No. 19353,
Misc.,
October Term,
1969).
No. 70-5065
(Formerly
No. 6569,
October Term,
1970).
No. 70-5066
(Formerly
No. 6570,
October Term,
1970).
No. 70-5079
(Formerly
No. 6733,
October Term,
1970).
No. 69-5006
(Formerly
No. 825,
Misc.
October Term,
1969).
JAMES C. THACKER, Y\ No. 69-5045
Petitioner, (Formerly
Y, = OND. 3331,
THE STATE OF GEORGIA, October Term,
Respondent. | 1970).
GEORGE CUMMINGS, 1 No. 69-5027
Petitioner, (Formerly
v No. 683, ; > :
Misc.,
STATE OF GEORGIA, October Term,
Respondent. 1969).
JAMES C. LEE, alias
MOSES KING, JR., Re
Petitioner, (Formerly
Y No. 35256
THE STATE OF GEORGIA, October. Term,
1970).
Respondent. |
JAMES HENRY WALKER, ) No. 70-3
Petitioner, (Formerly
Vv. > No. 429,
THE STATE OF GEORGIA, October Term,
Respondent. 1970).
PETITION FOR REHEARING
Comes now the State of Georgia, Respondent herein,
and petitions this Honorable Court for a rehearing in
those cases above-styled which were heard and for a
hearing in those cases which were reversed and re-
manded without a hearing. The reasons therefor are
given below.
4
I. CONTEXT OF THE CASES
William Henry Furman was convicted of murder by
a jury in Savannah, Georgia, in September, 1968. He
admitted on the stand his shooting of the householder
during the course of his attempt to burglarize the home
where the young family was sleeping. The twelve-man
jury of his peers unanimously determined that his sen-
tence should be death.
Lucious Jackson, Jr. was convicted of forcible rape
by a jury in Savannah, Georgia, in December 1968. He
offered no defense to the evidence that he broke into
the home of a young mother early one morning, hid in
a closet with a weapon made by dismantling her scis-
sors, and attacked and raped her after beating down her
desperate struggles and demonstrably threatening her
life. The twelve-man jury determined that the sentence
for the crime established should be death.
A. C. (Cliff) Park has twice been convicted and sen-
tenced to death by juries in Jackson County, Georgia. See
Park v. State, 224 Ga. 467 (1968), cert. den. Park v.
Georgia, 393 U.S. 980 (1968); Park v. State, 225 Ga.
618 (1969), cert. No. 69-3, Supreme Court of the Unit-
ed States. Park was a purported millionaire and was en-
gaged in a large scale illegal traffic in beer, wine, and
whiskey. The local solicitor general, chief prosecuting offi-
cer of the judicial circuit in which Park resided, who had
begun an investigation into Park’s operations, was blown
up when dynamite attached to his car exploded upon
his starting the ignition. Park was convicted of murder.
Johnnie B. Williams and Willie Arkwright were joint-
ly indicted but tried separately for rape in Screven Coun-
ty, Georgia. The reported account tells the story:
5
“[ Arkwright] and Williams went to the home of
the victim, which was in the country with no other
home nearby, entered the home, robbed her of the
money she had, then choked her, threatened to
kill her, and dragged her into the woods, where she
was held by Williams while, according to [Ark-
wright], he attempted to have sexual relations with
her but was unable to do so. The victim testified
that [ Arkwright] did accomplish his purpose, that
he then held her while Williams raped her, and
then [ Arkwright] again raped her. The doctor who
examined her shortly afterwards at the hospital,
where she was brought by a neighbor, testified that
there was male sperm in her vagina and that she was
in a state of shock or hysteria. After raping the vic-
tim, Williams stripped her wedding ring and band
from her finger, and [ Arkwright] and Williams tied
her to a tree and left her in the woods. She released
herself and went looking for her four-year old child,
who was alone at home with her when [ Arkwright]
and Williams had entered the house. She was picked
up on the road by a friend, as was her child, who
had been seen walking down the road. The evidence
shows the cruel, inhumane, wholly unprovoked, das-
tardly crime of rape committed upon this helpless
young woman by [ Arkwright] and his companion.”
Arkwright v. State, 223 Ga. 768, 770 (1967).
® ® *
“The victim testified [in Williams’ trial] that after
Arkwright had demanded her money and had choked
her to the floor twice there in the house, she said to
him, ‘I know you, you’ve been here before and I was
nice to you,” and then he said to [Williams], ‘yes,
she knows me, we've got to bump her off.” Ths wife
of Arkwright testified that she and her husband
stopped at the victim’s house a short time before the
date of the alleged rape and her husband talked with
the victim, who told him that her husband was not
6
at home and her baby was sick and she could not
help him get a tire fixed, which he said was flat.”
Williams v. State, 223 Ga. 773, 774 (1967).
Williams was sentenced to death by two separate
juries, the second following a reversal of sentence based
on Witherspoon v. Illinois, 391 U.S. 510 (1968). See
Williams v. State, 223 Ga. 773 (1968); Williams v.
Smith, 224 Ga. 800 (1968); Williams v. State, 226 Ga.
140 (1970), cert. No. 69-5049, Supreme Court of the
United States.
Arkwright was also sentenced to death by two sep-
arate juries, the second subsequent to Witherspoon,
supra. See Arkwright v. State, 223 Ga. 768 (1967);
Arkwright v. Smith, 224 Ga. 764 (1968); Arkwright
v. State, 226 Ga. 192 (1970), cert. No. 69-5032, Su-
preme Court of the United States.
William Jack Miller was convicted of rape and sen-
tenced to death in Jones County, Georgia, in February,
1967. His first sentence was set aside due to its failure
to comport with the rule announced in Witherspoon,
supra, and he was sentenced to death again, by a differ-
ent jury. See Miller v. State, 224 Ga, 627 (1968); Mil
ler v. State, 226 Ga. 730 (1970), cert. No. 70-5065,
Supreme Court of the United States. His victim was a
50-year-old woman. The rape was witnessed by her 81-
year-old mother. Miller threatened his victim in her
home with a knife and then both were cut with the knife
before he tore off her clothes, saying, “This is what I
want.” He held the knife during the whole ordeal and
when he left he promised to return and kill his victim
if she rose from the floor within five minutes. He gained
access to her home when, after questioning her out in
7
the yard, he stole into the house before she, being frigh-
i tened, had time to run in and secure the doors.
Venson Williams was convicted and sentenced to
. death in Gwinnett County, Georgia, in October, 1965,
for the murder of a police officer. The stark facts are
summarized as reported:
[3
‘. . . Williams and one Truett owned a garage in
Hartsville, South Carolina, where they were en-
gaged in the business of rebuilding wrecked auto-
mobiles. Early in 1964, they purchased a maroon-
colored 1963 Oldsmobile which had been damaged
on the left side and rear. They concluded that the
car could not be resold at a profit if they had to
purchase the repair parts. Therefore, with the help
of one Evans, they located and stole a substantially
identical Oldsmobile in Atlanta, Georgia. Return-
ing to Hartsville, the three men stopped on a back
road in Gwinnett County in order to put new regis-
tration plates and a new ignition switch on the
stolen car. Responding to a police call reporting
suspicious activity, three Gwinnett County police
officers accosted the car thieves. While being ques-
tioned by the officers, Evans grabbed the gun from
one of the officers, the other two were then dis-
armed, and all three of them were bound together
with their own handcuffs. Williams and Evans then
took the officers into a little wooded area off the
road and shot each officer a number of times, mostly
in the back of the head. The stolen Oldsmobile was
driven off the road and set afire and the three car-
- thieves-turned-murderers slinked away in the night,
leaving the lifeless bodies and the burning car.
Although Williams, Evans, and Truett had been
prime suspects very early in the investigation, more
than a year went by before charges were filed against
them. The difficulty encountered by the investigating
officers was in discovering more than circumstantial
8
evidence connecting the suspects with the crime. The
breakthrough came when Truett, on a promise of
immunity from prosecution, agreed to confess par-
ticipation in the crime and to testify on behalf of
the prosecution.” Williams v. Dutton, 400 F.2d
797,799 (5th Cir, 1963),
The history of his case is reported at: Williams v. State,
222 Ga. 208 (1966), cert. den. 385 U.S. 887 (1966);
Williams v. Dutton, 400 F.2d 797 (5th Cir. 1958), cert.
den. 393 U.S. 1105 (1969); Williams v. Dutton, 431
F.2d 70 (5th Cir. 1970), cert, No. 70-3066, Supreme
Court of the United States.’
Tommie Lee Henderson was tried in DeKalb County,
Georgia, in 1969 for the crimes of kidnapping and mur-
der. The circumstances, as reported, are as follows:
“The kidnap victim, a young girl, seventeen years
of age, a high school senior, was employed on a
part-time basis at the Southern Bell Telephone Ex-
change located on East Lake Drive, Decatur, De-
Kalb County, Georgia. On August 18, 1969, at
approximately 3:15, she drove her red Volkswagen
automobile into the parking lot adjacent to the said
telephone exchange and was preparing to alight
therefrom to go to work when she was approached
by two Negro men, one of whom, [Henderson],
placed a knife against her stomach and ordered her
to “slide over,” telling her that if she would keep
her mouth shut she wouldn’t get hurt. The two men
entered her car and [Henderson] drove the auto-
mobile from the aforesaid parking lot while the
Williams’ death sentence has previously been set aside below due
to Witherspoon, Willicms v. Dutton, 400 F.2d 797. (5th Cir.
1968). Thus he is still subject to a sentencing-only trial. Does
the Court’s action in his case, together with the broad-scoped
underlying decision, foreclose consideration of the death penalty
in Williams’ future trial?
9
other, identified as Benjamin Franklin Edwards,
rode in the back seat with the girl in the front. At
one point, the automobile was stopped and the girl
was forced to get into the back seat. She was driven
to a secluded spot located in DeKalb County where
she was forced to disrobe and forceably raped by
Benjamin Franklin Edwards. She was then per-
mitted to put her clothes back on and taken by the
two men to another spot in DeKalb County after
making several intermediate stops where she was
again raped by Edwards and forced by him to sub-
mit to an unnatural sex act. Following that, the
accused and Edwards resumed a previous argu-
ment in which they had been engaged which was
culminated by the accused stabbing Edwards twice
in the abdomen with a pocket knife. Edwards stag-
gered from the immediate scene and his body was
later found by police officers a short distance there-
from. Thereafter, the kidnap victim, who was, of
course, the chief witness for the State, was taken
by the defendant under continuous threat in the
form of a constantly exhibited knife to different
places in DeKalb and Rockdale Counties. She was
taken to the residence of people known to [Hender-
son| where she was compelled to spend the night
under the explanation by [Henderson] to them that
she and [he] were husband and wife. That resi-
dence was located in Rockdale County, and while
there [Henderson] forced her to submit to sexual
relations on at least three separate occasions, all
the while constantly holding a knife on her and
threatening to kill her if she made an outcry or
complaint. The next morning, she was carried to a
number of other places located in Rockdale Coun-
ty, still under the same threat. returned to the same
house where she had spent the night, and there held
until she was finally rescued by the Sheriff of Rock-
dale County bursting into the house as [Henderson]
exited from the rear thereof and fled the scene. The
10
testimony of a man who observed a struggle be-
tween the girl and Edwards in the rear seat of her
car as it was being driven along an expressway,
followed the car, noted its tag number and reported
what he had seen to the police, of police officers,
the sheriff and of medical witnesses was introduced
by the State in corroboration of the testimony of
the principal witness. [Henderson] testified under
oath, his defense being in substance that it was
Edwards who perpetrated the kidnapping, if there
was a kidnapping at all, that he did not know that
Edwards and the girl were not friends, and that he
thought that the girl voluntarily and willingly ac-
companied Edwards. [Henderson] denied that he
had sexual relations with the girl at any time, or
that he ever exercised any force or made any threats
to compel her to accompany him or Edwards. The
jury found [Henderson] guilty. . . . The court
passed a sentence of death by electrocution as to
each of [the] counts... .”
Henderson v. State, 227 Ga. 63, 71-72 (1970), cert.
No. 70-5079, Supreme Court of the United States.
(In the interest of what brevity may be achieved in
this lengthy Petition, the remaining five cases are not
here summarized).
The Court granted certiorari in Furman and Jackson
and fashioned a common question for consideration in
the two cases:
“Does the imposition and carrying out of the death
penalty in this case constitute cruel and unusual
punishment in violation of the Eighth and Four-
teenth Amendments?”
The Court has declared these two sentences, and those
in the eleven unbriefed and unargued cases, invalid be-
cause studies and statements, those advanced by Petition-
3
ers in argument and those unearthed by the Court sua
sponte and both considered for the first time in this re-
view, are said to demonstrate that the death penalty is
“unevenly” imposed by judges and juries in this country
and is so “infrequently” imposed that it must be imposed
for the wrong reasons so that its impositions constitute
prohibited cruel and unusual punishment. Little attention
has been paid to the cases before the Court, or to whether
the juries in these cases acted arbitrarily, or to whether
the penalties in these cases were excessive, or even, for
that matter, to whether the death penalty is being applied
constitutionally now or is even capable of constitutional
application in Georgia presently or in the future.
In reaching its ultimate conclusion, the Court has un-
necessarily mortgaged the future by its broad pronounce-
ment. See Reid v. Covert, 354 U.S. 1, 67 (1957), con-
curring opinion of Mr. Justice Harlan.
II. REASONS FOR GRANTING REHEARING.
A. THE DECISION OVERREACHES THE SCOPE
OF THE QUESTION.
The constitutional question framed by the Court is
limited to these cases and therefore necessarily to the
circumstances and statutes involved in them. This is a
fundamental parameter of judicial review, which is con-
fined to particular and concrete cases or controversies.
The Court has here set aside its own rules in dealing
with constitutional questions. Although Mr. Justice
Stewart calls attention to the rule that the Court will
not “formulate a rule of constitutional law further than
is required by the precise facts to which it is to be ap-
plied,” the Court does not in fact limit consideration
12
to the murder and rape penalty statutes of Georgia nor
more narrowly to their application in the circumstances
of Furman and Jackson. The sentences in these cases are
instead viewed in the context of the whole nation’s “legal
system” (Stewart, J., slip opinion, p. 4). The context is
exploded to country-wide proportions and the objections
to the sentences imposed in these cases are based on sta-
tistics and studies and statements drawn nationally. The
opinions are replete with matter outside the facts of
“these cases,” and there is no apparent justification for
the necessity of such a sweeping rule in the decision of
these cases.
The yardstick for determining whether the sentences
are excessive is what “the state legislatures” have enacted
(Stewart, J., slip opinion, p. 4). If the examination had
been confined to the context of these cases, the Court
would have to consider whether the Georgia legislature
deemed the death penalty necessary, assuming this to
be a proper inquiry in determining the constitutionality
of a state penalty, and the opinions are devoid of inquiry
into the rationale which prompted the Georgia Assembly
to authorize the imposition of the death penalty in 1968.
Such a consideration would require remand for further
factual development. The invidiousness of abandoning
the proper context is heightened by the fact that Geor-
gia legislative study committees substantially studied the
question of retention of the death penalty prior to its
inclusion in the new Criminal Code of Georgia, which
became effective July 1, 1969. The Court fails to take
2See references to the House and Senate Reports in Respondent’s
Brief in Furman v. Georgia, at pp. 58-59. See also Quarles, An
Introduction to Georgia's Criminal Code, 5 Ga. St. Bar J. 185
(1968).
13
into account that the decision in these pre-1969 cases
steps over the results of interim legislative action. The
Court rules in effect that the legislative action was not
justified but it has omitted looking into the justifications.
The consideration given reached far beyond the ques-
tion before the Court. Even if it had found that Furman
and Jackson were the victims of capricious punishment
determination and wanton jury action, the same infirmity
does not logically extend to A. C. Park, Johnnie B. Wil-
liams, William Jack Miller, Willie Arkwright, Venson
Eugene Williams, Tommie Lee Henderson, or others so
sentenced simply because they, too, received the death
penalty from Georgia juries.
The question was not whether the death penalty in
America constituted cruel and unusual punishment.
Other states had no notice that their own statutes were
being challenged in these specific cases, nor had they
any real opportunity to present evidence and argument
on the validity of their statutes and the death penalties
imposed pursuant thereto. And yet the decision in these
cases apparently overruled all existing non-mandatory
death penalty statutes and all extant sentences. This is
even more extraordinary in that the factual basis for
reaching the conclusion was not evidence but was in-
stead selected studies, statistics, lay opinions, and other
“evidence” which did not meet the most elementary rules
of admissibility. The basis for the opinions is clearly
broader than the context of the question posed, and
broader than the three cases before the Court in which
it considered argument and ruled.
Other traditional rules of judicial restraint have also
seemingly been discarded. The following rules listed by
14
Mr. Justice Brandeis in his concurring opinion in Ash-
wander v. Tennessee Valley Authority, 297 U.S. 288,
341-348 (1936), call for reconsideration in the proper
context, the Court having departed to the farthest reaches
from its own concept of appropriate judicial review:
“2. The Court will not ‘anticipate a question of
constitutional law in advance of the necessity of
deciding it.’ . . . ‘it is not the habit of the Court to
decide questions of a constitutional nature unless
it is absolutely necessary to a decision of the case.” ”
Id. at 347.
If the Court has determined, as it apparently has, that
the application of the Georgia statutes was unconstitu-
tional, then for what reasons were the statutes struck
down, and further, for what reason were all death penalty
statutes in the country on both the federal and state
levels, stricken?
“7. ‘When the validity of an act of the Congress
is drawn in question, and even if a serious doubt
of constitutionality is raised, it is a cardinal prin-
ciple that this Court will first ascertain whether a
construction of the statutes is fairly possible by
which the question may be avoided.” ” Id. at 348.
This applies also to state statutes. See, e.g., Reetz v.
Bozanich, 397 U.S. 82 (1970) .Noneof reasons given by
the majority writers preclude constitutional application
and foreclose the operation of discretionary death penalty
statutes that can pass constitutional muster. If the ob-
jections were eliminated, the Court’s bases for finding
the statutes unconstitutional would be abrogated. But
15
Georgia, as well as every other state, is deprived by the
decision of the opportunity to correct its application of
the statutes in those cases where the objections are ger-
mane and to defend those cases where the objections are
without merit.
Even if the three petitioners are the victims of an
unconstitutional procedure for determining sentence
(and it is this process rather than the penalty itself which
the Court objects to), so that their sentences should be
set aside for lack of due process or want of equal pro-
tection, it strains ordinary logic to comprehend what
poison it is, found in their cases, which fatally affects
every other death sentence now in existence in the United
States and which might hereafter be imposed.
The decision apparently strikes down death penalty
statutes for other crimes in Georgia as well as death-
penalty statutes throughout the country. Since no evi-
dence of infection in the application of the Georgia
statutes to the instant Petitioners was found necessary,
an inquiry into other states’ statutes and their applica-
tion would be superfluous. However, this overlooks the
right of Georgia, as well as other states which were not
even represented in these cases, to defend the applica-
tion of their statutes by proof.
The question considered by the majority was sought
to be raised by Petitioners but was rejected by the Court
in its framing of the query in the grant of certiorari. The
stract question and implicitly import into its domain every
stract question and implicitly import into its domain every
other death penalty case and statute. Rather, it focuses
on concrete controversies with respect to discretionary
penalties. The expansion of the question is like taxation
16
without representation. The result is a decision which
affects all fifty states and the Federal Government with-
out giving them a hearing. It transcends the scope of
the cases and lays aside, as well, the traditional restraints
on deciding constitutional questions. Such a free-wheel-
ing approach has led to a multiplicity of conflicts and
confusing advisory opinions. Its vice is even more acute
because it is heterogeneous although its cursory import
is to reverse only the sentences of death in three cases.
These cases ought thus to be reheard in their proper
context and limited to the Court-fashioned question and
the rules of judicial review, and if necessary, remanded
for factual development.
The context of the cases has been overlooked in yet
another area. Petitioners challenge their sentences, not
the statutes on which they were based. Mr. Justice White,
for one, overlooks the distinction between the applica-
tion of the statute in the cases sub judice on the one
hand and the facial constitutionality of the sentencing
statutes on the other hand. He does not consider the
question of unconstitutional application, and yet that
was the question before the Court. The focus is solely
on the facial constitutionality of the statutes authorizing
the death penalty. However, the certiorari-charted course
was necessarily abandoned because facial unconstitu-
tionality is reached only by adverting to the utilization
of the statute. That is, the opinion depends upon a find-
ing of infrequency of application.
B. THE FINDING UNDERLYING THE COURT’S
BASES ARE DEVOID OF COGNIZABLE JUDI-
CIAL PROOF.
The majority has devised various tests and standards
17
by which the sentences in these cases are to be measured
against the Eighth Amendment. In applying these tests
and standards, the Court goes completely outside of the
record and beyond the scope of the cases for “proof”
upon which to base the findings. It consists of data from
other jurisdictions having other laws, studies from other
times having other impediments which contributed to
infrequency and perhaps arbitrariness. There is no proof
based on Georgia's experience.
In concluding that the three death sentences are un-
constitutionally “unusual,” for example, Mr. Justice
Stewart’s factual base is the number of persons reported
to have been received in the prisons of the United States
from 1961 to 1970, according to the National Prisoner
Statistics; this does not reflect the number of persons on
whom the penalty was imposed. Reliance is given to the
estimate that fifteen percent to twenty percent of those
convicted of murder are sentenced to death in states
where authorized.? Florida's, Virginia’s, New Jersey’s,
and national statistics are also depended on.
On the other hand, the frequency of the imposition
of the death penalty in Georgia as a sentence, whether
set aside, commuted or otherwise not carried out for
various reasons, is not taken into account and in fact
would require additional evidence and compilation of
records. However, it is obvious that such factors are in-
dispensible in a consideration of whether Furman’s pen-
altv was “infrequently imposed” in Georgia during the
period in which he was sentenced, and that Jackson's
penalty was an “extraordinarily rare imposition.”
3Is this such an infrequent incidence that it is unconstitutionally
“unusual”?
18
Mr. Justice Stewart’s third reason is that Petitioners
were part of a capriciously selected random handful. The
base number is apparently drawn from the whole coun-
try, for he refers to “all the people convicted” and to a
former United States Attorney General’s nation-encom-
passing statement to a congressional subcommittee. The
conclusion is devoid of any inquiry into the statistics
for Respondent, or to the reasons upon which the juries
here made the somber election of death. The attack of
capricious selection and wanton imposition is mounted
upon the juries’ motives in these cases and assumes with-
out evidence and without even focusing upon the juries
at all, that they acted recklessly and upon mere whim.
The conclusion does not rise to permit a judicial find-
ing of illegality, particularly in view of the admission
that the basis for the juries’ selection has not been dis-
cerned. :
Further, blanket “capriciousness” is reached without
a consideration of other Georgia cases. A. C. Park’s
lurid story, for example, briefly described above, supra,
p. 4, is not separately examined in this regard. Nor
are the juries’ sentences in the illustrative cases of De-
Wayne Massey and Billy Homer Ferguson. Massey has
been sentenced to death three times in consecutive trials
beginning in 1965; he, a white man, committed rape.
Billy Homer Ferguson, a white man, was sentenced to
death by three separate juries in three separate trials in
4The history of the case may be followed in the reports: Massey
v.. State: 220 Gna. : 883 (1963); Massey v, Staite, 222 Ga. 143
(1966), cert. den. . 385 U.S. 36; Massey v. Smith, 224 Ga. 721
(1968), cert. den. 395 U.S. 912. His third sentence is currently
being challenged on direct appeal to the Supreme Court of Georgia,
Case No. 27185, argument heard May 8, 1972, Massey is listed in
Respondent’s Brief in Furman v. Georgia, No. 69-5003, page 3c.
19
1958, 1961 and 1962. He would not even be counted
among the “handful” because his sentence was changed
to life imprisonment due to a Witherspoon v. Illinois im-
pediment in the selection of the third jury. And yet his
three death sentences would be germane to a study of
whether juries imposed it wantonly.
The factual base which forms the foundation of Mr.
Justice White’s primary objection of “infrequent imposi-
tion” is likewise not taken from any study of Georgia
crimes and sentencing during the period surrounding the
1968 convictions in these cases, but rather draws instead
on personal notions of its effectiveness in serving any
punishment purpose and upon personal exposure to a
random parade of cases coming before him, not from
Georgia, but from all over the country.
The conclusion is that the administration of the stat-
ues is “now” unconstitutional. But when is “now?” If
it is taken to mean 1968 to present, then where is the
evidence of the number, percentage, degree of serious-
ness, or reason for jury imposition (if jury motive is
relevant as it appears to be from Mr. Justice Stewart’s
objection of caprice)? Only the trial records were before
the Court to demonstrate how the statutes are now being
administered. To reach the conclusion that rare invoca-
The history of the case is traced in the reports: Ferguson v.
State, 215: Ga. 117 (1959), reversed, 365 U.S. 570 (1961):
Ferguson v. State, 218 Ga. 173 (1962); Ferguson v. State, 219
Ga. 33 (1963), cert. den., 375 U.S. 913; Ferguson v. State, 220
Ga. 364 (1964), cert. den., 381 U.S. 905; Ferguson v. Balkcom,
222 Ga. 676 (1966); Ferguson v. Dutton, United States District
Court for the Northern District of Georgia, Atlanta Division,
Case No. 11,339, habeas corpus denied February 26, 1972,
appeal pending, United States Court of Appeals for the Fifth
Circuit, No. 71-1827.
20
tion renders the penalty cruel and unusual punishment
should require at least a factual underpinning which can
only be provided in an evidentiary hearing.
Although these cases are seen as “no different in kind
from many others” involving a conflict between judicial
and legislative judgment as to what the Constitution
means or requires, the cases are treated differently in
that, although confined to Georgia and Texas statutes
and their utilization in three cases, the conclusions are
based on “evidence” composed of studies and reports
and statements concerning not solely those states, but
rather previous periods of history as well as the in-
exact evidence of “common sense and experience’ and
a decade of exposure to capital felony cases.
This puts in bold relief the magnified parameters of
the Court’s inquiry. Although nodding reference is made
to the question of sentences in these three cases and to
the conclusion that “what was done in these cases vio-
lated the Eighth Amendment,”® the context is departed
from and the Court wanders far afield in gathering the
“evidence.” Not only is the “evidence” an overextension
of the judicial notice rule, it is ofttimes irrelevant to the
context of the cases, in terms of time and place. What
is completely missing is any real evidence at all, and
more, any real and pertinent evidence of the situation
in Georgia currently. There is no evidence of what the
degree of infrequency is in Georgia, and there is no
evidence that whatever the degree, the purposes of pun-
ishment acceptable to the Court are not “measurably”
accomplished.
White, J., slip opinion, p. 5.
"White, J., slip opinion, p. 3.
8White, J., slip opinion, p. 5.
21
The Court has traditionally required a substantial
degree of evidence of discrimination before it strikes
down a statute because it operates discriminatorily. It
is said that the discretionary death penalty statutes for
murder and rape in Georgia are applied unequally to
the black and the poor and that therefore the State is
prohibited from allowing a discretionary death penalty.
The evidence upon which a finding of discrimation rests
for Mr. Justice Douglas again does not include any study
of Georgia’s experience at all. Instead, it consists in stud-
ies and statements made prior to 1968 and not even of
Georgia: a pre-1962 study in Pennsylvania which in-
cluded only people on death row and went back as far as
1914; a Texas study that went back as far as 1924; a
warden’s statement from 1928; a former United States
Attorney General’s statement (Douglas, J., slip opinion,
pp. 10-12). Mr. Justice Marshall admits that it is a
judicial assemblage of information which, forms the basis
for the decision, rather than any evidence on the record.
He says: “The amount of information which we have
assembled and sorted is enormous” (Marshall, J. slip
opinion, pp. 57-58). Whether the death penalty was
arbitrarily imposed on Furman and Jackson in Georgia
in 1968, and whether the death penalty is arbitrarily im-
posed in 1972, is not known and is not taken into ac-
count, and herein lies the bed of sand.
If the test for Eighth Amendment “unusualness” in
punishment is to embrace non-discriminatory application,
then the cases should be remanded for a development of
those facts, and the penalty should be viable so long as it
is devoid of arbitrary application.
The decision composes no more than an unproved
accusation. The discretionary death penalty per se was
22
not before the Court in these cases, and the effect of
the decision is to circumvent the context as well as the
record in the absence of a full development of facts with
respect to the factors found pertinent by the Court.
It cannot be overlooked that the process has been
vastly changed in the last decade so that the possibilities
of discrimination in sentencing are materially reduced,
and so that current studies need to be made in order to
make stick the indictment which this decision finds
against the penalty. Substantial revisions of the jury se-
lection methods, the development of public defender sys-
tems, the provision for appointed attorneys at earlier
and earlier stages of the proceedings, the elimination of
the scrupled juror infection, and the advent of bifurcated
trial all serve to illustrate that the obstacles envisioned
by the Court are not necessarily insurmountable and
what is more, that they may have been surmounted al-
ready. The effect of these palpable and relevant innova-
tions must be given due weight in a current examination
of facts before the penalty is removed as an option for jur-
ies in murder and rape cases now and in the future.
What was said in Weems v. United States, 217 U.S. 349
(1910), is applicable here: “Time works changes, brings
into existence new conditions and purposes.” Id. at 373.
The new conditions affecting the sentencing process
should not be overlooked.
The importance of the absence of relevant factual in-
formation is highlighted by Mr. Justice Marshall’s recog-
nition that facts must be considered:
“All relevant material must be marshalled and
sorted and forthrightly examined. We must . . . be
. . . exacting in examining the relevant mate-
rial. . . .” (Marshall, J., slip opinion, p. 3).
23
Even the finding of moral unacceptability of the penalty
to the people of the United States is found not on the
basis of fact, but on the substitution of the Court’s judg-
ment for that of the citizenry. (Marshall, J., slip opin-
ion, p. 51). Is it appropriate judicial policy to substitute
the opinion of the Court for the opinion of citizens or for
the Court to surmise and then act on what it believes the
people would conclude if they were asked? Such conject-
ure finds no place in the application of constitutional
principles here any more than it would were the Court
faced with a state statute not yet construed by the state
courts and open to various interpretation. See Lake Cai-
riers’ Association v. MacMullan, 11.8. ol. ,:92.8.C¢,
1749, 32 1.. Ed. 237 (1972). The hypothetical conclu-
sion is not enhanced by pointing to unproved and gen-
eralized accusations which would “convince” the people
if they were to consider them.
The decision does not square with some fundamental
principles of judicial review. Even if the Court’s reasons
were ultimately proved right, they are not based on em-
pirical evidence adduced in a judicial proceeding. The
laws of Georgia and the imposition of sentences in
these cases are invalidated without examining Georgia’s
performance. The decision is premature; the business is
unfinished.
C. THE JURY’S ROLE INTERCEPTS LEGISLATIVE
EXCESSES.
The Framers sought to curb the Federal Congress
by inserting the cruel and unusual punishment clause
in the Bill of Rights. It was to “guard against ‘the abuse
of power’ ” by the legislative branch. (Brennan, J., slip
opinion, p. 10). The Supreme Court has in the interim
declared that the States are likewise curbed. The mean-
24
ing should be the same for the States as for the fed-
eral government, i.e. it curbs state legislatures from
enacting cruel and unusual punishment provisions.
The decision with respect to appropriate penalty was
the legislature’s, when the Bill of Rights was written, not
the jury’s. The advent of the practice of jury discretion
in sentencing inserted a new and very direct and im-
mediate safeguard against governmental excesses in crim-
inal punishments.
Since the Framers intended to limit the Congress, and
thereby protect the people from legislatively-imposed
cruel and unusual punishments, the delegation of punish-
ment selection by the legislature back to the people them-
selves, to be exercised by their juries, itself achieved the
protection envisioned by inclusion of the Clause in the
Bill of Rights. In other words, the very action of statu-
torily giving juries discretion removes the categorical
setting of punishment by the legislature and thus sub-
stantially guarantees the inability of the legislature to
abuse its power in this regard.
The interposition of jury discretion injected an element
which changes the complexion which would have existed
if the penalty had been mandatorily set by the legislature.
The jury is not the State. It is a body selected coopera-
tively by the State and the defendant. Thus, to say that
the State arbitrarily subjects a defendant to an unusually
severe punishment in these cases disregards the jury’s
discretion. “Arbitrarily” cannot describe the action of
the State when a jury intervenes and exercises its judg-
ment in choosing one of several alternative punishments.
The jury’s role is even more extended in Georgia cur-
rently because the sentencing phase of the trial separately
follows the finding of guilt and the jury thus becomes
25
more knowledgeable about all that is relevant to setting
an appropriate sentence.’
The infrequency and rarity which is found objection-
able by the Court is not in the legislature’s enactment
(i.e., an “unusual” punishment conjured up by the state
legislature to be imposed for a particular crime), but in
the application by juries representing the people in im-
plementing the law. As said, the jury is a unique micro-
cosm of the people themselves; it is not a governmental
body. So, absent any discrimination, its discretionary
selection of a statutory penalty which would not other-
wise be cruel and unusual punishment (i.e., the penalty
as enacted is per se cruel and unusual punishment, so
the jury could not impose it), should not be subject to
Eighth Amendment consideration because the intent of
the Clause was not to curtail juries acting in their dis-
cretion and performing faithfully to their oaths.
The Court has overlooked the distinction. Considera-
tion is instead directed to the death penalty as a legisla-
tively-proscribed punishment and does not meet the ques-
tion posed by these cases, whether the jury-selected
penalty, a product of the “common-sense judgment of a
jury”,'® derived as appropriate after an exercise of duty-
bound discretion, is cruel and unusual punishment.
In each of these cases, the death penalty was imposed
by a jury fairly drawn from the community. The jurors
were a random selection of those differing attitudes which
exist in different combinations throughout each com-
munity. A particular jury of twelve persons in Savannah
%Ga. Laws 1970, pp. 949, 950, as amended 1971, p. 902 (Ga.
Code Ann. $27-2534).
Duncan v. Louisiana, 391 U.S. 145, 156 (1968).
26
will have represented on it at most only twelve occu-
pations, twelve age levels, twelve educational back-
grounds, twelve family situations, twelve economic cir-
cumstances, etc.’ The jurors do not represent the com-
munity in the sense that they are elected to convey the
community’s collective sentiments and to be its spokes-
men. The jurors instead represent the community in the
sense that they come from it and therefore sit as a parcel
of it, though partitioned from it. They are a representative
group; they do not represent that broader body from
which they come. They bring to the jury room their own
individual views and not the collective view of their
neighbors. The queries are, “Do 1 believe this man is
guilty?” and “What punishment do I believe should be
imposed?” It is not, “What would my neighbors have
me do in this case?”
As a result, it is inevitable that harsher penalties will
be imposed upon some the nature of whose offense is no
worse than that of another who receives a lesser penalty.
This Court has ruled that characteristic of our criminal
justice system acceptable. Williams v. Illinois, 399 U.S.
235, 243 (1970), citing Williams v. New York, 337 U.S.
241, 247 (1949).
Thus, the fact that less atrocious crimes in some in-
stances receive a greater penalty than the most terrible
crimes cannot be a contributing factor in a finding of un-
constitutionality. If it is, the earlier decisions are in error,
and uniformity of punishment is mandated. But automatic
The jury room is imbued with “qualities of human nature and
varieties of human experience, the range of which is unknown and
perhaps unknowable.”Peters v. Kiff, U.S. £1972) "ISUHD
opinion p. 10, No. 71-5078, June 22, 1972].
27
death penalties would remove individuality in sentencing,
which has become a hallmark of modern sentencing pro-
cedures. We are going in circles.
D. THE END HAS BEEN CONFUSED WITH THE
MEANS AND THE DECISION IS THUS OVER-
REACHING IN ITS EFFECTS.
The insertion of jury discretion acts as a safeguard
against legislative imposition of unusual punishment. If
the juries infrequently impose it, it is not constitutionally
“unusual” punishment. If the cause for infrequency is
discriminatory or arbitrary action in some cases, then the
process by which such result is reached is of course wrong
and voidable as a lack of due process or equal protection.
But jury misbehavior in some cases should not invalidate
the penalty itself in all cases and disallow its use here-
after. It confuses constitutional error in the procedure
in particular cases with constitutional error in end result
in all cases. Finding constitutional error in procedure
should not invalidate the result per se for this and every
other case and all time.
If the result of the procedure in sentencing is rational
imposition (not “rational selectivity”, as a given jury
does not select one defendant for a death sentence and
another defendant for life imprisonment), what voids the
sentence? The Court has overlooked the paradox that it
hangs its holding of unconstitutionality on a blanket
finding of discrimination and then restricts the flexibility
which the State should have in implementing procedures
which would avoid discrimination.
In Witherspoon v. Illinois, supra, the procedure re-
sulted in a death-prone jury and therefore the defendant
was entitled to a more impartial jury penalty-wise. The
28
same result should be the parameter of these cases and
any others in which it appears that the procedure resulted
in an arbitrary sentence in a specific case. The core of
the objection is what happens in the jury room, for it is
the arbitrariness of the jury which is found intolerable
here. Given the finding of actual arbitrariness on which
the Court’s decision is based, the sentences which are so
infected should be reset by other juries. This requires a
case-by-case analysis of facts, not an obliteration of the
end result when properly achieved even in the exercise
of discretion.
If it is the possibility of arbitrariness which the Court
here concludes is objectionable, then the procedure by
which juries determine sentence should be revised by
whatever means and methods the State may devise to
avert arbitrary selection of a penalty by a jury. The vice
seems to lie in the discretionary role of juries (see Doug-
las, J., slip opinion, pp. 8-9). Thus, juries might be given
more cautionary instruction, or be required to state the
reasons for their imposition of the death penalty. The
separation of trials into two stages, penalty being ad-
dressed independently of guilt, contributes greatly to
this end. But reaching the same goal by striking the
penalty is not only unwarranted judicially since it is not
the only possible way to avoid discrimination, it foments
chaotic results by calling for the elimination of every
maximum penalty which is not frequently used.
E. THE DECISION IS BASED ON THE MISAPPLI-
CATION OF PRINCIPLES.
(1) Only a “necessary” punishment is constitutional.
Mr. Justice White's analysis means that every statutory-
provided maximum punishment is constitutionally im-
29
permissible if it is imposed infrequently, because the in-
frequency factor is taken to show a lack of necessity.
Mr. Justice Stewart reasons that death is cruel because
it exceeds in kind rather than degree, punishments legis-
latively determined to be necessary. The yardstick is
what state legislatures have spoken. Where a particular
penalty is only a maximum which may be discarded by a
jury in favor of a statutorily provided minimum, then any
maximum must similarly fail in an alternative-sen-
tencing statute. It does not stand to reason that legislative
authorization of lesser penalties, resulting in the maxi-
mum not being mandatory, thereby renders the maximum
“cruel.” (See Stewart, J., citing White, J., slip opinion,
p. 4). Moreover, the rationale results in the subjugation of
sovereign states to each other, in terms of penalty for
criminal offense: each state may not impose a greater
sentence “in kind rather than degree” than its sister
states have determined necessary, i.e., mandatory. It
would then follow that a state could not impose a prison
term where other states impose only a fine.
Weems v. United States, 217 U.S. 349 (1910), is relied
upon for this test of necessity, but the Court there did
not couch the question of constitutionality in terms of
whether or not the State could show that the punishment
was necessary. The Court was cognizant of quite a dif-
ferent frame. In speaking of the powers of the legislature
to define crimes and their punishment, it said:
“We concede the power in most of its exercises. We
disclaim the right to assert a judgment against that
of the legislature of the expedience of the laws, or
the right to oppose the judicial power to the legis-
lative power to define crimes and fix their punish-
ment, unless that power encounters in its exercise
30
a constitutional prohibition. In such case not our
discretion but our legal duty, strictly defined and im-
perative in its direction, is invoked. Then the legisla-
tive power is brought to the judgment of a power
superior to it for the instant. And for the proper
exercise of such power, there must be a comprehen-
sion of all that the legislature did or could take into
account,—that is, a consideration of the mischief
and the remedy. However, there is a certain subordi-
nation of the judiciary to the legislature. The func-
tion of the legislature is primary, its exercise forti-
fied by the presumptions of right and legality, and
is not to be interfered with lightly, nor by any judi-
cial conception of its wisdom or propriety. They
have no limitation, we repeat, but constitutional
ones, and what those are the judiciary must judge.
We have expressed these elementary truths to avoid
the misapprehension that we do not recognize to the
fullest the wide range of power that the legislature
possesses to adapt its penal laws to conditions as
they may exist, and punish the crimes of men ac-
cording to their forms and frequency.” Id. at 378-
379.
It is thus clear that a state is not required to show
the “necessity” of a particular punishment in order for
it to be constitutional. This is in conformance with the
principle that one who attacks a state statute has the
burden of proving that it does not serve a legitimate state
purpose.’
The point is not merely one of who has the burden,
but also highlights the higher degree of showing which
124ero Mavflower Tronsit Co. v. Boord of R. R. Comm’rs., 332
U.S. 495, 506 (1947) (burden on challenger is to show statute
had “no reasonable relation” to permissible end). “The presump-
tion of reasonebleness is with the State.” Salsburg v. Maryland,
346 11.5. 545..553 (1954).
31
must be made in order to overturn a legislative enact-
ment. In other words, it is not voidable simply because
it is not shown that it is “necessary” but rather, it is
voidable only if it is shown that it does not serve a valid
purpose. Expediency and wisdom are not relevant to a
consideration of constitutionality. A statutory prohibi-
tion may indeed not be absolutely necessary in the ser-
vice of a legitimate state purpose, but absent any other
impediment its service of that purpose to a recognizable
degree passes constitutional muster.
In Weems, the Court said of the punishment there
being considered:
“It has no fellow in American legislation. Let us
remember that it has come to us from a govern-
ment of a different form and genius from ours.
[Spain] It is cruel in its excess of imprisonment and
that which accompanies and follows imprisonment.
It is unusual in its character. Its punishments come
under the condemnation of the Bill of Rights, both
on account of their degree and kind. And they
would have those bad attributes even if they were
found in a Federal enactment, and not taken from
an alien source.” Id. at 377.
In the instant case, the Court not only failed to take
into consideration a comprehension of all that the Geor-
gia legislature did or could take into account in au-
thorizing the imposition of the death penalty in 1968,
but it went further and extended its ruling to the post-
1969 statute and failed to comprehend all that the leg-
islature did or could have taken into account in its leg-
islative studies prior to the enactment of the new Crim-
inal Code of Georgia.
McLaughlin v. Florida, 379 U.S. 184 (1964), is cited
32
to illustrate a case in which the statute was declared im-
permissible because based on race. McLaughlin illus-
trates also, however, that the test of necessity of legis-
lation is applied only in the examination of statutes with
a racial classification, and where the equal protection
clause is invoked to challenge it:
“There is involved here an exercise of the state
police power which trenches upon the constitution-
ally protected freedom from invidious official dis-
crimination based on race. Such a law, even though
enacted pursuant to a valid state interest, bears a
heavy burden of justification, as we have said, and
will be upheld only if it is necessary, and not merely
rationally related, to the accomplishment of a per-
missible state policy.” Id. at 196.
Mr. Justice Brennan also gives undue regard to the
test of “necessity.” A part of his test provides for a find-
ing of unconstitutionality if the death penalty “cannot be
shown to serve any penal purpose more effectively than
a significantly less drastic punishment.” This neglects the
principle that legislative expediency and the wisdom of
its actions is not a judicial question. It has not been the
job of the courts to determine which punishment best
meets penal purposes. That is the legislature’s domain,
as is the weighing of alternatives. Such a division should
be adhered to because of the facilities for research and
study and gathering of facts and testimony and the
opinion of experts which the legislature is particularly
equipped to assemble and the courts are not. The ap-
propriate judicial consideration is whether the penalty
authorized by the legislature meets penal purposes, not
whether a different penalty could better meet such pur-
poses without exacting the higher price from the pen-
alized. Absent any other afflictions (such as excessive-
33
ness), the legislatively-authorized penalty should be re-
garded as meeting constitutional muster unless it is shown
that it does not serve a valid penal purpose.
The inappropriateness of the inquiry forced by the
standard of necessity is demonstrated by the suggestion
that specific deterrence does not depend on the death
penalty for achievement but rather that “effective ad-
ministration of the State’s pardon and parole laws can
delay or deny his release from prison, and techniques of
isolation can eliminate or minimize the danger while he
remains confined.” Brennan, J., slip opinion, pp. 44-45).
The alternative suggestions of life sentence without
possibility of parole or life sentence in isolation or with
threat of isolation are matters which must be considered
in the context of practicality and reality, in the first place,
and cannot be said to comport with concepts of human
dignity to such a greater degree, that death is consti-
tutionally disallowed. Aside from whether the death
penalty is “fatally offensive to human dignity” being
basically a value judgment rather than a legal judgment,
which requires great deference to legislative and jury
will, the close association between what is condemned
as being offensive to human dignity (swiftly-executed
death penalty) and the suggested replacement (long-
term prison sentence; life imprisonment with threat of
isolation; life imprisonment with little hope of parole),
is overlooked. Can it be said, judicially, that the death
penalty so offends human dignity that it is constitutionally
prohibited when the far more enduring physical, mental,
and emotional pain inherent in the suggested alterna-
tives constitutes “significantly less drastic punishment”
which does not offend judicial concepts of human dignity?
34
There appears no authority for the proposition that a
penalty must be “necessary” as opposed to a different
penalty, for the protection of society, in order to be
constitutional (Brennan, J., slip opinion, p. 48). If this
were a proper standard, then a State would be put to the
task of proving that any maximum penalty is “neces-
sary”. But how, for example, can it be proved that 20
years is a necessary maximum for burglary,” that it is a
better deterrent than a five-year term, and that it better
serves penal purposes?
As Mr. Justice Marshall pointed out, this Court in
Wilkerson v. Utah, 99 U.S. 130 (1870), construed the
Clause to prohibit “unnecessary cruelty”. (Marshall, J.,
slip opinion, pp. 9-10). This does not mean that a pun-
ishment to be constitutional must be more “necessary”
than a lesser punishment. But the penalty is considered
unconstitutional if a less severe penalty would as well
serve the legitimate legislative wants. The question is not
whether less will do, but whether the legislative enact-
ment serves a valid state purpose.
(2) Infrequency of administration renders a penalty
unconstitutionally “unusual”.
Contained in the decision is the proposition that it is
the infrequency of application of the death penalty
which in great part contributes to its unconstitutionality
as a discretionary punishment. Infrequency is equated
with “unusualness”, but what is overlooked is that the
Clause prohibits legislative or judicial pronouncement of
unusual punishments. As pointed out earlier, the intro-
duction of the discretionary jury, long after the enactment
13Criminal Code of Georgia §26-1601.
33
of the Bill of Rights, guards against governmental ex-
cess. The non-governmental jury was not the object of
the Framers’ curtailment, and therefore, the inquiry of
whether it frequently or infrequently imposes a punish-
ment is unrelated to the prohibition against unusual pun-
ishments cor.tained in the Constitution.
Secondly, what the fatal degree of infrequency is, is
subject to conjecture and debate. It is not defined in
any utilizable way what degree of frequency is consti-
tutionally required. If only twenty per cent of those con-
victed of burglary received the maximum punishment,
does this render it unconstitutional as a permissible pun-
ishment per se for burglary? If only twenty per cent of
those convicted for income tax evasion receive a prison
term, whereas the other eighty per cent receive a fine,
is the imprisonment unconstitutionally impermissible?
Apparently, twenty per cent is too infrequent (See Mr.
Justice Burger’s dissent, slip opinion, p. 13, footnote 11).
Even assuming that the degree of unconstitutional in-
frequency is agreed upon, and assuming further that
imposition in Georgia fell below this line, why does
infrequency per se render a particular punishment for-
ever unimposable on a discretionary basis? Since that
degree of frequency may rise, it is over-zealous and un-
necessary to ban the discretionary penalty for all time
and even for those cases of “most atrocious crimes” in
present times “that deserve exactly” the death penalty?
Although it seems to be said that infrequency per se
renders the death penalty unconstitutional, this is con-
tradicted in Mr. Justice White’s conclusion, which states
that infrequency merely creates a prima facie case of
constitutionally forbidden cruel and unusual punishment,
36
which may be rebutted by an explanation distinguishing
the cases on a meaningful basis. No opportunity has
been given to present factually the reasons for the im-
position in certain cases as opposed to others. No com-
parative study of those cases in which it is imposed are
examined along with those cases in which it was not im-
posed in Georgia to see whether it was constitutionally
authorized in the death cases. Infrequency may render
the penalty invalid for lack of equal protection, but this
comparative approach does not logically lead to voidance
of all such penalties now extant or hereafter to be im-
posed.
In addition to the inappropriateness of using infre-
quency as a test in these cases, the conclusions reached
upon a consideration of it are not supported. On the
basis of logic, infrequent imposition does not necessarily
destroy a penalty’s efficacy as a “credible threat.” Ob-
viously, if a particular penalty is never imposed and this
fact becomes common knowledge, then that particular
penalty ceases to be a brake on behavior. But where it
stands not only as a beacon of warning but more, a bea-
con tested by the unheeding whose recently broken craft
is visible to those who would otherwise disregard it, then
it cannot be said that it is not a credible threat. Capital
felons were undeniably being sentenced to death during
Furman’s and Jackson’s day, and continue to receive the
ultimate penalty. Thus, in order for the conclusion to
be reached that the death penalty is no longer a credible
threat in Georgia because of its infrequent application,
consideration of the facts cannot be avoided. In other
words, a broad constitutional line is drawn between pun-
ishments “so seldom” imposed and those not so cate-
gorized, without examining the incidence of infrequency,
37
the reasons therefor, or whether in fact infrequency de-
stroys the credible threat aspect of punishment which is
served at least to some degree by the greater and more
widespread public knowledge which a death case as op-
posed to a prison term case, receives.
To summarize, if infrequency itself renders the pun-
ishment unconstitutional, then the degree of infrequency
must be set and the facts as to Georgia’s utilization of
the penalty must be examined. If, on the other hand,
infrequency constitutes only a prima facie case so that
a rational basis for the degree would outweigh its fatal
effect, then the opportunity for refuting the evidence
of infrequency must be given. In any event, the decision
goes too far on too little. The demise of such a tradi-
tional ingredient in the makeup of our criminal justice
system should not be so easily or fuzzily achieved.
The standard, moreover, falls in on itself. The argu-
ment is that a penalty is cruel and unusual for the per-
son who draws it because others in like circumstances are
given lesser punishments by other juries or judges. But
if the penalty is appropriate in the case where it is im-
posed, what makes it cruel and unusual punishment just
because others have not received it? Does the fact that
few burglars get the maximum of 20 years imprison-
ment render that maximum unconstitutional? It can-
not be that the mere fact of unequal sentencing renders
the maximum unconstitutional, because uniform sen-
tencing is not required by our Constitution. It cannot be
because the sentence was excessive, because as recog-
nized by a great part of the Court, if not the entire Court,
the crimes here involved were atrocious and called for
proportionate punishment.
The Court concludes that the penalty, since not regu-
38
larly given, must therefore be based on discrimination and
arbitrariness and consequently is cruel and unusual pun-
ishment. It is not infrequency per se which renders it
“cruel and unusual”, but rather the poison of discrim-
ination which is presumed to account for the infrequency
which makes the latter a measure of unconstitutionality.
The fallacy is in presuming that discrimination exists
simply because the penalty is infrequently imposed. It
is admittedly only an inference, unsupported by any
finding of current arbitrariness by death-deciding juries,
and yet the whole decision pivots around it. At the least,
this overlooks the presumption that the jury acts fairly
and discharges the duties undertaken in its oath. Dis-
carding the presumption is antithetical to our cornerstone
reliance on the jury system in its present and even more
expansive role under the bifurcated system. Hinging the
decision to overturn discretionary death penalty on an
assumption that juries act capriciously when they impose
it, simply because it is infrequently imposed, is an un-
founded legal conclusion and should be reconsidered all
the more because of the far-reaching effect it has, not
only on the death penalty but also on other discretionary
sentences. The modern role of the jury has itself been
undermined.
Moreover, the conclusion that “infrequent” imposition
of a penalty ceases to serve a legitimate State purpose to
that degree required by the Constitution is devoid of pre-
vailing support in these cases. Neither the incidence of
infrequency in Georgia in present time nor the underlying
reasons for whatever infrequency exists have been exam-
ined. Further, there is no evidence that the factor of in-
frequency per se leaves unaccomplished to a constitution-
ally acceptable degree any of the purposes for imposing
39
penalties for criminal conduct. Mr. Justice White reasons
that a particular punishment must be regularly imposed if
it is to meet the proscription against cruel and unusual
punishment. But this seems to be confused with the con-
cept that statutory prohibition of conduct which is not
prohibited in fact, becomes unenforceable against one vio-
lator. Obviously, a person cannot be punished for doing
something which the rest of the community does without
sanction. But whether that same individual may be
punished more stringently than one who commits the
same crime, fact-for-fact, has been permitted to exist as
a by-product of our system of granting heterogenous and
unrelated juries a wide-degree of discretion in sentencing.
Mr. Justice Brennan’s opinion also exhibits reliance
on this erroneous standard. He challenges that “no one
has yet suggested a rational basis that could differentiate
in those terms the few who die from the many who go
to prison.” Brennan, J., slip opinion, p. 38). The basic
flaw in this approach is that we have long since rejected
the notion that sentencing must be uniform. Thus, a
comparison of those who receive a greater sentence from
a different jury which did not contain the same attitudinal
elements as any other jury, may not lead to a distinguish-
able factor, whether it is the death penalty or some other
penalty that is under examination. The question is not,
what justifies sending these persons to their death and
those persons to prison, but rather, was the death penalty
for those who received it obtained discriminatorily? If in
examining this specific case, it is concluded that they
were not infected with discrimination, then the factor
of infrequency which is built on arbitrariness loses any
potency it might have had, even if “infrequency” is a
valid criteria in determining whether a sentence imposes
40
cruel and unusual punishment.
Nor does infrequency illustrate that society has re-
jected the punishment. The point is that society has not
rejected the punishment in those cases in which it im-
poses it. Society’s willingness to impose the death penalty
in even 100 cases per year (if Mr. Justice Brennan’s fig-
ure is correct; see slip opinion, p. 43) indicates unques-
tionably that society has not rejected the death penalty
for all cases. Even rejection for many cases should not
destroy the constitutionality of it when properly and ap-
propriately applied with all due process in cases wherein
society believes it should be imposed.™
(3) “Unequal” application of penalties in sentencing
is an inappropriate Eighth Amendment test.
The Court has concluded that the death penalty is
unequally applied to certain classes of people, without
taking into account the factual situations involved, or
the fact that persons not in those classes also have re-
ceived the penalty, and that therefore the discretionary
penalty cannot stand. The rationale is that the sentences
in these cases must fall, because the penalty was not im-
posed in similar cases, and the Georgia penalty statutes
fall because they allow discretion, which discretion has
led to unequal application. The Fourteenth Amendment
equal protection clause is thus incorporated into the
Note that Mr. Justice Marshall reads In Re Kemmler, 136 U.S.
436 (1890), as standing foday for the proposition that punish-
ment is not unconstitutional because “unusual” so long as the
legislature has a humane purpose in selecting it. Slip opinion,
p. 10. Mr. Justice Brennan and Mr. Justice White construe “un-
usual” as meaning infrequently imposed, and strike the penalty
simply because of infrequent imposition, regardless of whether a
humane or valid State purpose underlies it.
41
Eighth Amendment cruel and unusual punishment pro-
hibition.
If this is judicially correct, then a punishment un-
equally imposed on one may not be imposed on anyone.
Unequal application in the past, here surmised and un-
related, in any event, to the present and future, has led
to the routing of the penalty itself when it should instead
be limited to the process.
The element of equality of imposition here required
of the death penalty has not been required of other pun-
ishments but now, apparently, it is also their obligation.
The equation of “unusual” with lack of equal protection
thus invalidates the whole system of discretionary penal-
ties because the obvious result of jury leeway in sentenc-
ing is unequal application. Such a question was not be-
fore the Court in these cases, and, even if ultimately
proved correct, it did not receive a full airing or the
consideration due such a far-reaching result. The thesis
that the Eighth Amendment prohibits the application of
a particular penalty “selectively to minorities whose mem-
bers are few, who are outcasts of society, and who are
unpopular, but whom society is willing to see suffer
though it would not countenance general application of
the same penalty across the board”, (Douglas, J., slip
opinion, pp. 5-6), should not outlaw the discretionary
death penalty in Georgia. One reason is that persons
other than those in the group described have received the
penalty, and their sentences are thus not the result of any
discrimination against the groups mentioned.
Obviously, where discrimination is shown, the penalty
should be set aside and the defendant sentenced fairly.
But what authority warrants the striking of the penalty
42
itself, for all persons and for all times and for all cir-
cumstances? If indeed discrimination exists in some
cases, the penalty should be wholly available for imposi-
tion when the impediment is removed or where it was
not present in the first place.
The arbitrariness alluded to in these opinions cannot
be said to exist in every case in which the punishment is
imposed, and this clearly illustrates the separability of the
penalty from the objectionable element. The Court’s fail-
ure to acknowledge this separability urges reconsidera-
tion.
CONCLUSION
For any or for all of the reasons stated, this Petition
for Rehearing should be granted, and the cases should
be set down for reargument on the regular calendar.
Respectfully submitted,
ARTHUR K. BOLTON
Attorney General
J} S$)
HAroLD N. HiLL, JR.
Executive Assistant
Attorney General
COURTNEY WILDER STANTON
Assistant Attorney General
P. O. Address:
BY,
132 State Judicial Bldg.
40 Capitol Square, S.W. DcoroTHY T. BEASLEY
Atlanta, Georgia 30334 Assistant Attorney General
IS J
ANDREW J. RYAN, JR.
District Attorney
P. O. Address: Eastern Judicial Circuit
Is,
Chatham County Courthouse ANDREW J. RYAN III
Savannah, Georgia Assistant District Attorney
CERTIFICATE OF COUNSEL
I certify that this Petition is presented in good faith
and not for delay.
C — She tL
po a); LA L 2% q ar iT an
DoroTHY T. BEASLEY
44
CERTIFICATE OF SERVICE
I, Dorothy T. Beasley, Attorney of record for the Re-
spondent herein, and a member of the Bar of the Su-
preme Court of the United States, hereby certify that in
accordance with the Rules of the Supreme Court of
the United States, I served the foregoing Petition for
Rehearing on the Petitioners by depositing copies of the
same in a United States mailbox, with first class postage
prepaid, addressed to counsel of record at their post
office addresses:
JACK GREENBERG
JAMES M. NasBrit, III
JACK HIMMELSTEIN
EL1ZzZABETH B. DUBOIS
JEFFRY A. MINTZ
ELAINE R. JONES
CoNRAD K. HARPER
CHARLES S. RALSTON
10 Columbus Circle
Suite 2030
New York, New York 10019
B. CLARENCE MAYFIELD
910 West Broad Street
Savannah, Georgia 31401
MICHAEL MELTSNER
Columbia University Law School
435 West 116 Street
New York, New York 10027
45
BosBY L. HILL
208 East 34th Street
Savannah, Georgia 31401
ANTHONY G. AMSTERDAM
Stanford University Law School
Stanford, California 34305
HowARD MOORE
Moore, Alexander & Rindskopf
Suite 1154
Citizens Trust Company Bank Bldg.
75 Piedmont Avenue, N.E.
Atlanta, Georgia 30303
WESLEY R. ASINOF
3424 First National Bank Bldg.
Atlanta, Georgia 30303
JoHN H. RUFFIN, Jr.
1101 Eleventh Street
Augusta, Georgia 30903
THOMAS M. JACKSON
655 New Street
Macon, Georgia 31201
LIMERICK L. OpoMm
Industrial Building
Savannah, Georgia 31401
46
JOHN W. HENDRIX
Drew & Hendrix
201 Independent Life Bldg.
906 Drayton Street
Savannah, Georgia 31401
HOKE SMITH
Smith, Cohen, Ringel, Fohler, Martin & Lowe
2400 First National Bank Tower
Two Peachtree Street, N.W.
Atlanta, Georgia 30303
REBER F. BouLT, JR.
CHARLES MORGAN, JR.
5 Forsyth Street, N.-W,
Atlanta, Georgia 30303
MR. LAUGHLIN MCDONALD
17 South Circle Dr.
Chapel Hill, North Carolina
AARON BUCHSBAUM
Two Whitaker Building
Savannah, Georgia 31401
JAMES E. YATES, III
19 East Bay Street
Savannah, Georgia 31401
HowARD A. McGLASSON, JR.
JouN F. M. RANITZ, JR.
P.O, Box 736
Savannah, Georgia 31402
47
FRANK B. HESTER
803 Fulton Federal Bldg.
Atlanta, Georgia 30303
GEORGE P. DILLARD
558 Church Street
Decatur, Georgia 30030
MICHAEL V. DISALLE
425 13th Street, N.W.
Washington, D. C. 20004
ATTORNEYS FOR PETITIONERS
This. 34_day of July, 1972.
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Na A 0)
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7
DoroTHY T. BEASLEY