Rhett v. Carnegie Center Associates Petition for Rehearing and Suggestion for Rehearing In Banc
Public Court Documents
November 13, 1997
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Brief Collection, LDF Court Filings. Rhett v. Carnegie Center Associates Petition for Rehearing and Suggestion for Rehearing In Banc, 1997. 781f48d6-ac9a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/6093064f-909c-43da-acd6-5bc99dd7936b/rhett-v-carnegie-center-associates-petition-for-rehearing-and-suggestion-for-rehearing-in-banc. Accessed November 23, 2025.
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IN T H E
U N ITED STATES C O U R T O F APPEALS
FO R T H E T H IR D C IR C U IT
IN RE:
C A RN EG IE C EN TER ASSOCIATES,
D ebtor
DEBO RAH RH ETT,
A ppellant
V.
CA RN EG IE C EN TER ASSOCIATES,
Appellee
)
)
)
)
) NO. 96-5566
)
)
)
)
PETITION FOR REHEARING AND
SUGGESTION FOR REHEARING IN BANC
ELA IN E R. JO NES
Director-Counsel
CHARLES STEPH EN RALSTON
NORM AN J. CHACHKIN
C A TH ER IN E PO W ELL
NAACP Legal Defense And
Educational Fund, Inc.
99 H udson Street
Suite 1600
New York, New York 10013
(212) 219-1900
LA N IER E. W ILLIAM S
C H R ISTO PH ER M O RK ID ES
P.O. Box 6584
Philadelphia, PA 19138
(215) 848-7239
Attorneys for Plaintiff-Appellant
TABLE OF CONTENTS
Table of Authorities ................................................................................................. ................ j
Local Appellate Rule 35.1 S ta tem en t............................................................................... iii
I. Courts Must Look To The Specific Context To Determine Which Employees Are
Similar In Their Ability or Inability To Work for PDA P u rp o ses.................................. 3
II. Plaintiffs Absence Was Inextricably Linked To Her Pregnancy 6
TABLE OF AUTHORITIES
CASES
Cashing v. Moore,
970 F.2d 1103 (2d Cir. 1 9 9 2 ).................................................................................. 11
Ensley-Gaines v. Runyon,
72 Fair Empl. Prac. Cas. (BNA) 602 (6th Cir. 1 9 9 6 ).................................. : . 3, 4
Florsheim Shoe Co. v. Illinois Fair Employment Practices
Commn.,
99 111. App. 3d 868, 425 N.E.2d 1219 (1981) ..................................................... 12
Furnco Construction Corp. v. Waters,
438 U.S. 567 (1978) ................................................................................................... 5
Marzano v. Computer Science Corp.,
91 F.3d 497 (3d Cir. 1996)................................................................................ 1, 4, 5
Patterson v. McLean Credit Union,
491 U.S. 164 (1989) .............................................................................................. 1, 5
Smith v. F.W. Morse & Co.,
76 F.3d 413 (1st Cir. 1996) ................................................................................ 9, 10
St. Mary’s Honor Center v. Hicks,
509 U .S ._ , 125 L. Ed. 407 (1993) ........................................................................... 5
Teahan v. Metro-North Commuter R.R. Co.,
951 F.2d 511 (2d Cir. 1991) .............................................................................. 10, 11
Trans World Airlines, Inc. v. Thurston,
469 U.S. I l l (1985) .......................................................................................... 1, 7, 8
Troupe v. May Dep’t Stores Co.,
20 F.3d 734 (7th Cir. 1994) ....................................................................................... 6
UAW v. Johnson Controls,
499 U.S. 187 (1991) .............................................................................................. 1, 8
United States Postal Service Board of Governors v. Aikens,
460 U.S. 711 (1983) ................................................................................................... 5
l
STATUTES AND LEGISLATIVE HISTORY
H.R. Rep. No. 948, 95th Cong., 2d Sess. 2-4 (1978) in 1978 U.S. Code Cong. & Ad. News
4749-65 ....................................................................................... ............................................ 7
Pregnancy Discrimination Act, Pub. L. No. 95-555, 92
Stat. 2076 (1978), codified at 42 U.S.C. § 2000e(k)...................................................passim
li
Local Appellate Rule 35.1 Statement
I express a belief, based on a reasoned and studied professional judgment, that the
panel decision is contrary to decisions of the United States Court of Appeals for the Third
Circuit or the Supreme Court or the United State, and that consideration by the full court
is necessary to secure and maintain uniformity of decisions in this Court, to-wit, the panel’s
decision is contrary to the decision of this Court in Marzano v. Computer Science Corp., 91
F.3d 497 (3d Cir. 1996), and two decisions of the Supreme Court in Trans World Airlines,
Inc. v. Thurston, 469 U.S. I l l (1985), UAW v. Johnson Controls, 499 U.S. 187 (1991), and
Patterson v. McLean Credit Union, 491 U.S. 164 (1989).
This appeal also involves a question of exceptional importance, to-wit, whether
selecting an employee’s position for elimination because of her absence due to pregnancy
violates Title VII when no evidence exists regarding an employer’s treatment of non
pregnant employees absent due to other types of medical leaves (i.e., due to temporary
disability). This question is of central importance for the development of Title VII doctrine
generally and for the purpose of providing guidance to courts weighing claims from
pregnant women who seek equal opportunity in the labor force.
iii
PETITION FOR REHEARING AND
SUGGESTION FOR REHEARING IN BANC
Appellant Deborah Rhett, by undersigned counsel, respectfully prays that this Court
grant rehearing of this cause and suggests the appropriateness of rehearing in banc.
Although this is an individual Title VII case tried as part of bankruptcy proceedings, the
opinion of the panel majority rests upon a fundamentally flawed interpretation of the
Pregnancy Discrimination Act, Pub. L. No. 95-555, 92 Stat. 2076 (1978), codified at 42
U.S.C. § 2000e(k), that will have significance far beyond the facts of this matter.
The panel majority accepted, for purposes of its decision, appellant’s contentions
that she was granted an unpaid medical leave of absence from her employment with
Carnegie Center Associates because of her pregnancy and was still an employee, although
out on that leave, when the employer determined to make a reduction in force (slip op. at
7). It is also uncontested that Carnegie decided to eliminate Rhett’s secretarial position
(effectively terminating her employment) because she was absent — on medical leave —
from the job site at the time the reduction in force was effectuated. See slip op. at 4 (citing
testimony that "Carnegie did not make a performance-based evaluation as to which
secretary’s employment it should terminate because it did not consider Rhett an employee
at that time1'1 and it was easy to abolish her former position by not hiring any more temps,
thus reducing the number of secretaries from four to three"); id. at 5 (bankruptcy court
"held that Carnegie abolished Rhett’s position for the legitimate non-discriminatory reason *
'As the panel majority noted later in its opinion, "Carnegie had no formal maternity
leave policy, but it did have a practice of allowing employees to return from leave to the
same or similar position if one was available. It is undisputed that Carnegie maintained
Rhett’s medical insurance until it eliminated her position on March 26, 1991. Therefore,
it appears that Rhett was an employee of Carnegie on an unpaid leave of absence who
sought reinstatement" (slip op. at 7).
that she was away from work, and not because of discrimination on the basis of race,
gender or pregnancy").
The panel majority thus correctly framed the "main issue on this appeal [a]s whether
an employee’s absence on maternity leave can be a legitimate non-discriminatory reason
for her termination" (slip op. at 5). However, the majority answered this question in a
manner that eviscerates the intended protections of the Act, especially for women employed
by companies with relatively few employees, by placing the burden upon the terminated
employee to demonstrate that "a non-pregnant employee absent on disability leave" would
have been treated differently by the company (see slip op. at 11). That approach, as Judge
McKee forcefully demonstrated in his dissent, vitiates the protections of the statute by
allowing employers to base termination upon a factor inextricably connected to pregnancy
- the very medical leave that employers must grant pregnant employees under the terms
of the Act.2 It also affords small employers virtually unlimited discretion to terminate
pregnant workers who have taken pregnancy leaves in the guise of "reductions in force" so
long as the employer avoids making a "reduction in force" at a time when non-pregnant
employees are out on medical leave:
Rhett has not made a showing that Carnegie treated her differently
than it would have treated a non-pregnant employee absent on disability
leave. Of course, it was difficult for her to make such a showing because
Carnegie never has had an employee on disability leave for a protracted
period for a reason other than pregnancy. Thus, we must affirm the district
court’s denial of her PDA claim for the reasons indicated.
2A s discussed more fully below, it is undisputed that Rhett’s leave was solely due to her
pregnancy, childbirth, and a related medical condition. Her leave involved nothing more
and nothing less. The plain language of the PDA protects "women affected by pregnancy,
childbirth, or related medical conditions" 42 U.S.C. § 2000e(k).
2
(Slip op. at 11). It is particularly ironic to affirm a judgment against Rhett on this basis,
since none of Carnegie’s witnesses ever stated that the company’s "reduction in force" policy
would be applied to a non-pregnant employee absent on temporary disability leave.
This Court should grant rehearing or rehearing in banc to correct these serious
misinterpretations of the Pregnancy Discrimination Act.
I. Courts Must Look To The Specific Context To Determine Which Employees Are
"Similar In Their Ability or Inability To Work" for PDA Purposes
The plain language of the Pregnancy Discrimination Act (PDA), which amended
Title VII, requires that "women affected by pregnancy, childbirth, or related medical
conditions shall be treated the same for all employment-related purposes . . . as other
persons not so affected but similar in their ability or inability to work . . . ." 42 U.S.C. §
2000e(k) (emphasis added). Elaborating on this point, the Sixth Circuit notes, "While Title
VII generally requires that a plaintiff demonstrate that the employee who received more
favorable treatment be similarly situated ‘in all respects’, Mitchell [v. Toledo Hospital], 964
F.2d [577], 583 [(6th Cir. 1992)], the PDA requires only that the employee be similar in his
or her ‘ability or inability to work.’ 42 U.S.C. § 2000e(k)." Ensley-Gaines v. Runyon, 72 Fair
Empl. Prac. Cas. (BNA) 602, 607 (6th Cir. 1996) (finding limited duty and light duty
employees were similarly situated for PDA purposes). "Therefore, under the PDA, an
individual employee alleging discrimination based upon pregnancy need not meet ‘the same
supervisor test’ as enunciated in Mitchell, but need only demonstrate that another employee
who was similar in her or his ability or inability to work receive employment benefits denied
to her." Id.
3
The panel majority rigidly relies on one type of evidence that does not even exist on
the facts of this case (i.e., non-pregnant employees with comparable temporary disabilities),
rather than taking into account the undisputed facts of the case (i.e., that three non
pregnant secretaries were retained who were similarly situated to plaintiff in their ability
or inability to work). In concluding that the lower courts had in fact erred in failing to find
that Rhett had made out a prima facie case (slip op. at 12), the panel majority implicitly
recognizes that Rhett carried her burden of demonstrating the fourth prong of the prima
facie case in the reduction-in-force context: while plaintiff was terminated, others outside
the protected group were retained (i.e., the three non-pregnant secretaries) who were
similarly situated to Rhett in their ability or inability to work.3
Once plaintiff had demonstrated that she was treated differently than the three non
pregnant secretaries, she should not have been required to show any "additional evidence",
even if her situation could be viewed as unique, given that she was the only secretary on
medical leave at the time. Marzano v. Computer Science Corp., 91 F.3d 497, 507 & 510-11
(3d Cir. 1996).4 It was error for the majority panel to insist that plaintiff provide evidence
3A s indicated in the Brief for Plaintiff-Appellant, plaintiff was on the verge of returning
to her job and the company knew she expected to return soon after March 26th, 1991 (the
day she was terminated). Br. of Pl.-App., at 15. Plaintiff had given actual notice to
defendant that she expected to return from pregnancy leave on April 15, 1991. J.A., 177
(Exhibit C-4). Additionally, the lower courts specifically found that Rhett and the three
non-pregnant secretaries held virtually interchangeable positions.
4In Marzano, this Court stated:
All employees can be characterized as unique in some ways and as sharing
common ground with ‘similarly situated employees’ in some other ways,
depending on the attributes on which one focuses . . . .The relevant issue for
our purposes is not whether there is some way in which an employee can be
4
about the treatment of non-pregnant employees on temporary disability leave, when,
according to the company, no employee had occasion to take such leave. Defendant did
not offer any evidence suggesting it would have afforded similar treatment to an absent
non-pregnant employee with a temporary disability; nor that there was any policy in this
regard. In fact, the defendant did not even try to argue it would have made the same
decision with regard to a non-pregnant employee who was absent due to the flu, a broken
leg, or any other illness that would have kept an employee away from the workplace
temporarily.
The Supreme Court has stated quite clearly that Title VII cannot be mechanically
applied and does not depend upon rigid reliance on a certain type of evidence. Patterson
v. McLean Credit Union, 491 U.S. 164, 187-88 (1989) ("petitioner is not limited to
presenting evidence of a certain type"); Fumco Construction Corp. v. Waters, 438 U.S. 567,
577 (1978); United States Postal Service Board of Governors v. Aikens,. 460 U.S. 711, 715
(1983); St. Mary’s Honor Center v. Hicks, 509 U.S.__, 125 L.Ed. 407, 424 (1993). Instead,
courts must look at the totality of the circumstances and view the evidence as a whole. St.
Mary’s Honor Center v. Hicks, 125 L.Ed. at 424.
The only relevant evidence that was available regarding the treatment of non
pregnant employees who were similarly situated in their ability or inability to work was the
evidence concerning the three non-pregnant secretaries who were similarly situated in their
classified as unique but, rather, whether the employee can be classified as
unique in some way relevant to his or her layoff.
Id. at 510-11 (emphasis in original).
5
ability or inability to work, given that plaintiff was on the brink of returning to work. These
three non-pregnant secretaries were retained, while plaintiffs position was selected for
elimination during the period of downsizing, because of her pregnancy-related absence. To
require that plaintiff provide evidence concerning defendant’s treatment of other types of
absences (other than pregnancy leave), where apparently no such absences had yet occurred
would allow a company to continue selecting women on pregnancy leave for termination
during "downsizing", and such a practice could not be stopped until an employee took a
leave for a comparable temporary disability yet was treated more favorably (i.e., was
retained) during a similar period of downsizing. The PDA does not require such a rigid
approach.
II. Plaintiffs Absence Was Inextricably Linked To Her Pregnancy
It was error for the panel majority to hold that a pregnancy-related absence from
the workplace is a legitimate, non-discriminatory criterion for selection in determining
which of several interchangeable positions to eliminate during a period of downsizing. In
fact, with the arguable exception of Troupe v. May Dep’t Stores Co., 20 F.3d 734, 738 (7th
Cir. 1994), all of the cases on which the panel relies involve pregnancy-neutral justifications
(i.e., reasons other than pregnancy-related medical leave), which are viewed as legitimate
bases for the employment action at question. See cases cited in slip op. at 9-10. Even in
Troupe, the decision turned on the employee’s tardiness to work, not her pregnancy-related
leave.
The majority’s analysis ignores the inescapable and undisputed facts of this case -
6
that plaintiffs leave was solely due to her pregnancy, childbirth, and a related medical
condition. Her leave involved nothing more and nothing less. The plain language of the
PDA protects "women affected by pregnancy, childbirth, or related medical conditions" 42
U.S.C. § 2000e(k). As Judge McKee notes, "‘[I]n using the broad phrase ‘women affected
by pregnancy, childbirth and related medical conditions,’ the [PDA] makes clear that its
protection extends to the whole range o f matters concerning the childbearing process.'' H.R.
Rep. 95-948 (emphasis added)." Slip op. at 30 (McKee, J., dissenting). "Indeed, the
historical underpinnings of Title VII suggest that it was the fear that women would get
pregnant and be absent from their jobs that was, at least in part, responsible for the
longstanding discrimination against women (especially younger women) in the workplace."
Id. at 36. See H.R. Rep. No. 948, 95th Cong., 2d Sess. 2-4 (1978), at 3, reprinted in 1978
U.S. Code Cong. & Ad. News 4749-65.
An employer "relies" on a pregnancy when it justifies termination based on an effect
of pregnancy - that is, the inevitable temporary absence from the workplace that
accompanies pregnancy, childbirth, and related medical conditions.5 Since the termination
decision was based on the effects of pregnancy, this case is properly governed by Trans
World Airlines, Inc. v. Thurston, 469 U.S. I l l (1985). That is, persons unaffected by
pregnancy were retained while plaintiffs position was eliminated solely because she was
affected by pregnancy. In Thurston, captains disqualified as pilots for reasons other than
age were allowed to bump less senior flight engineers, while captains disqualified by reason
5The plain language of the PDA protects "women affected by pregnancy, childbirth, or
related medical conditions" 42 U.S.C. § 2000e(k) (emphasis added).
7
of age were not. Although TWA was not prohibited from retiring all disqualified captains,
the Court held that it could not make the availability of a transfer to another job
"dependent upon the age of the individual" without violating the law against age
discrimination.6 469 U.S. at 124. Similarly here, while it could eliminate some or all of
the jobs in question, Carnegie Center Associates could not make the decision whether to
eliminate a particular job dependent on whether the person occupying the job was affected
by pregnancy.
Under Thurston, the burden shifts to the defendant employer to prove that the
action was justified by an affirmative defense recognized by Title VII (such as a BFOQ).
469 U.S. at 121-22. While plaintiff raised this argument in the district court and before the
panel of this Court, both courts decided instead to evaluate this case under either
McDonnell Douglas or Price Waterhouse. For reason discussed more fully in Brief for
Plaintiff-Appellant, at 16-24, and Reply Brief for Plaintiff-Appellant, at 4-5, Thurston
provides the most appropriate framework for analyzing the instant case. Even under the
McDonnell Douglas analysis, none of the justifications for the company’s actions advanced
by the courts below are legally sound for the reasons discussed in Brief for Plaintiff-
Appellant, at 21-24.
As recognized by Judge McKee in dissent, Smith v. F.W. Morse & Co., 76 F.3d 413
(1st Cir. 1996), provides guidance for the Court’s consideration of the instant case. Slip
op. at 26 (McKee, J., dissenting). As with the instant case, Smith involves the elimination
6See UAW v. Johnson Controls, 499 U.S. 187, 199 (1991) ("Whether an employment
practice involves disparate treatment through explicit facial discrimination does not depend
on why the employer discriminates but rather on the explicit terms of the discrimination.").
8
of an employee’s position during a reduction-in-force. See id. at 434 (Bownes, J.,
concurring) (distinguishing Troupe and other inapposite cases that deal with discharge in
contrast to elimination of a position during downsizing). In Smith, the Court found that
the employer relied on a factor other than plaintiffs pregnancy-related absence in selecting
her position for elimination. In that case, plaintiff Kathy Smith’s position was found to be
redundant — a conclusion serendipitously reached only after plaintiff had gone on
pregnancy leave. The Smith Court correctly found that "[a]n employer may discharge an
employee while she is on a pregnancy-induced leave so long as it does so for legitimate
reasons unrelated to her gravity." Id. at 424 (emphasis added). While in Smith, plaintiffs
position was selected for elimination while on pregnancy leave for reasons independent of
her pregnancy leave, in the instant case, plaintiffs pregnancy leave was the reason the
company selected her position was for termination.7
Under the majority’s reasoning, by contrast, an employer could line up a group of
employees, select a pregnant woman from the line up, and tell her that her position would
be selected for elimination because in two months time she would be on pregnancy leave
in any event. Certainly this interpretation is at odds with the spirit and the letter of the
PDA. Under the majority’s reasoning, a pregnant woman’s position could be selected for
7The Smith Court cautions:
[A]n employer who selectively cleans house cannot hide behind convenient
euphemisms such as "downsizing" or "streamlining." Whether or not
trimming the fat from a company’s organizational chart is a prudent practice
in a particular business environment, the employer’s decision to eliminate
specific positions must not be tainted by a discriminatory animus.
Smith, 76 F.3d at 422 (citing cases).
9
elimination because she happens to be out of the office that day as a result of having gone
into labor in the delivery room of a hospital. Certainly this interpretation would eviscerate
the very essence of the PDA.8
Contrary to the majority’s holding in the instant case, plaintiffs absence from work
was not a pregnancy-blind justification for termination. Rather, this case is analogous to
Teahan v. Metro-North Commuter R.R. Co., 951 F.2d. 511 (2d Cir. 1991). See slip op. at 33-
35 (McKee, J., dissenting). In Teahan, an employee challenged his discharge (which had
been based on his excessive absenteeism), claiming that the discharge was in violation of
§ 504 of the Rehabilitation Act of 1973 because his absences had been caused by a
handicap (alcoholism). Teahan argued that "because the ground upon which he was
terminated was his excessive absenteeism, and since his absenteeism was ‘caused by’ his
substance abuse problem, the district court improperly shifted the burden to him to present
evidence of pretext." Id. at 514. The Second Circuit agreed, holding that "termination by
an employer . . . which is justified as being due to absenteeism shown to be caused by
substance abuse is termination "solely by reason of' that substance abuses for purposes of
§ 504." Id. at 517.9 Indeed, the Court found that "an employer ‘relies’ on a handicap when
8Under the majority’s reasoning in the instant case, an employer could fire an employee
because of her absence from work for religious observance purposes. While an employer
cannot fire an employee for absence from work for religious observance purposes without
violating Title VII’s ban on religious discrimination, Smith illustrates through a hypothetical
that an employer could fire an employee if, for instance, drugs were found in her desk
while she was absent from the office to observe Passover. Id. at 425, n.9.
9Judge Mckee notes that the "solely by reason of' inquiry in the §504 context is
"‘designed to weed out [] claims where an employer can point to conduct or circumstances
that are causally unrelated to the plaintiffs handicap.’" Slip op. at 34, n.5 (McKee, J.,
dissenting) (quoting Teahan, 951 F.2d at 516). "In the context of the PDA, the analogue
10
it justifies termination based on conduct caused by that handicap." Id. at 516.10 Relying
on Teahan, the Second Circuit found in a later case that "the key determination becomes
the factual issue of whether an employee’s conduct (such as absenteeism), which forms the
articulated basis for a job termination, is actually caused by a handicap (such as substance
abuse)." Cushing v. Moore, 970 F.2d 1103, 1108 (2d Cir. 1992). See also slip op. at 34-35
(McKee, J., dissenting) (discussing cases).
In the instant case, there is no dispute that plaintiffs conduct (absence from work) -
- which formed the employer’s articulated basis for terminating plaintiff - was actually
caused by the pregnancy. Selecting plaintiffs position for elimination based on her
absenteeism shown to be caused by pregnancy is termination "because of or on the basis
of pregnancy" (just as termination justified by absenteeism shown to be caused by a
handicap is termination "solely by reason of' the handicap in the § 504 context). Such a
reason for termination can therefore only be justified by a BFOQ.
is the ‘because of or on the basis of pregnancy’ inquiry." Slip op. at 34, n.5 (McKee, J.,
dissenting).
While the recognizing that "the causal connection between absenteeism and
alcoholism is ordinarily a question of fact", the Court in Teahan accepted that the plaintiffs
excessive absences were "caused by" his alcoholism because its review on appeal required
it to examine the facts in the light most favorable to the party against whom summary
judgment was granted.
‘"Under the Rehabilitation Act, "[t]he question then becomes whether the employee is
qualified despite his or her handicap to perform the essential functions of the job." Teahan,
951 F.2d at 516. The employer bears that burden: "[A]fter complainant proves a prima
facie case, the employer is required to rebut the inference that the handicap was improperly
considered by demonstrating that it was relevant to the job qualifications." Id. at 515. This
burden operates similar to the bona fide occupational qualification (BFOQ) defense in the
PDA context.
11
In sum, when defendant decided to eliminate one of the secretarial positions, it was
required by Title VII, as amended by the Pregnancy Discrimination Act, to do so
uninfluenced by plaintiffs pregnancy and its effects on her. The employer had to use
pregnancy-neutral criteria to determine whether her position, as opposed to other
equivalent positions, should have been eliminated. Clearly if plaintiff were pregnant but
still on the job and scheduled to go on leave in the future, her employer could not
terminate her because of that effect of her pregnancy.11 It could also not terminate her
because she was already on leave due to her pregnancy, and scheduled to return.
Carnegie Center Associates has advanced no other reason or justification for its
decision to terminate Ms. Rhett. Therefore, this case must be remanded with instructions
that judgment must be entered in her favor.
Respectfully submitted,
ELAINE R. JONES LANIER E. WILLIAMS
Director-Counsel CHRISTOPHER MORKIDES
CHARLES STEPHEN RALSTON
NORMAN J. CHACHKIN
CATHERINE POWELL
NAACP Legal Defense And
Educational Fund, Inc.
99 Hudson Street, Suite 1600
New York, New York 10013
(212) 219-1900
Attorneys for Plaintiff-Appellant *
P.O. Box 6584
Philadelphia, PA
(215) 848-7239
nSee Florsheim Shoe Co. v. Illinois Fair Employment Practices Commn., 99 111. App. 3d
868, 425 N.E.2d 1219 (1981) (policy of laying off pregnant employees on the ground that
it was thought "they would be leaving anyway" violated Illinois’ analogue to Title VII; state
court relied on interpretation of Title VII in Nashville Gas Co. v. Satty, 434 U.S. 136
(1977)).
12
Certificate of Service
I hereby certify that I served two (2) copies of the foregoing Petition for Panel
Rehearing and Suggestion for Rehearing In Banc upon counsel for defendant-appellee on
this 13th day of November 1997, by first-class mail, postage prepaid, addressed as follows:
James E. Stahl, Esq.
Borrus, Goldin, Foley, Vignuolo, Hyman & Stahl
2875 U.S. Highway One
North Brunswick, New Jersey 08902
Catherine Powell
13
Attachments
Judgment
Opinion of the Court
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 96-5566
IN RE:
CARNEGIE CENTER ASSOCIATES,
Debtor
DEBORAH RHETT,
Appellant
v.
CARNEGIE CENTER ASSOCIATES
On Appeal from the United States District Court
for the District of New Jersey
(D.C. Civ. No. 96-00852)
Present: Greenberg, McKee, and Wellford,* Circuit Judges
JUDGMENT
This cause came on to be heard on the record from the United
States District Court for the District of New Jersey and was
argued by counsel on June 23, 1997.
On consideration whereof, it is now here ordered and
adjudged by this Court that the judgment of the said District
Court entered August 6, 1996, be, and the same is hereby
affirmed. Costs taxed against appellant. All of the above in
accordance with the opinion of this Court.
ATTEST:
Clerk
Dated:
Filed October 31, 1997
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 96-5566
IN RE:
CARNEGIE CENTER ASSOCIATES,
Debtor
DEBORAH RHETT,
A ppellant
v.
CARNEGIE CENTER ASSOCIATES
On Appeal from the United States District Court
for the District of New Jersey
(D.C. Civ. No. 96-00852)
Argued June 23, 1997
BEFORE: GREENBERG, MCKEE, and WELLFORD,*
Circuit J u d g es
(Filed: October 31, 1997)
•Honorable Hany W. Wellford. Senior Judge of the United States Court
of Appeals for the Sixth Circuit, sitting by designation.
2
Elaine R. Jo n es
D irector-C ounsel
C harles S tephen R alston
Norm an J . C hachkin
C atherine B. Powell (argued)
NAACP Legal Defense &
E ducational F und
99 H udson S tree t
16th Floor
New York, NY 10013
Lanier E. Williams
C hristopher Morkides
P.O. Box 6584
Philadelphia, PA 19138
Attorneys fo r Appellant
Ja m e s E. S tah l (argued)
Remy M. Q uinones
B orrus, Goldin, Foley, Vignuolo,
Hym an & S tahl
2875 United S ta tes Highway 1
P.O. Box 7463
North Brunsw ick, NJ 08902
Attorneys fo r Appellee
OPINION OF THE COURT
GREENBERG, Circuit Judge.
This case com es on before th is co u rt on appeal from the
d istric t co u rt’s o rder affirm ing a bank ru p tcy co u rt o rder
expunging th e claim of the appellan t D eborah R hett, a
b lack female, w hich a rose ou t of the term ination of h e r
em ploym ent w hen h e r employer, appellee Carnegie C enter
A ssociates (Carnegie), abolished h e r position. The
b an k ru p tcy co u rt h ad sub jec t m a tte r ju risd ic tion u n d e r 28
U.S.C. § 157(b)(2)(B), (O) an d 28 U.S.C. § 1334(b). The
d is tric t cou rt had appella te ju risd ic tion over the b an k ru p tcy
co u rt’s order p u rs u a n t to 28 U.S.C. § 158. We have
ju risd ic tio n u n d e r 28 U.S.C. § 1291, 28 U.S.C. § 158(d), an d
42 U.S.C. § 2000e-5(j).
3
A. FACTUAL AND PROCEDURAL HISTORY
The facts in th e case w ere developed a t the tria l of the
adversary proceeding in th e b an k ru p tcy court. R hett began
w orking for Carnegie, a real e s ta te com pany Allan Landis
owned an d controlled, a s a tem porary secre tary In April
1989. She becam e a full-tim e p e rm an en t secre tary in
C arnegie’s A ccoun ting /F inance D epartm en t on J u ly 17,
1989, an d received a salary increase of $1 ,500 in J a n u a ry
1990 based on h e r satisfacto ry perform ance.
In J u n e 1990, R hett inform ed h e r superv isors an d co-
w orkers th a t she w as p regnan t. W hen sh e told Keith
Gorm isky, the controller, a n d G ary T um dorf, th e chief
financial officer an d counsel, of h e r p regnancy bo th asked
if she w as going to get m arried . T u m d o rf com m ented th a t
being a single p a ren t w as difficult, an d R hett claim ed th a t
G orm isky said th a t getting m arried w as: “in society’s eyes
. . . the righ t th ing to do .” N evertheless, T u m d o rf testified
th a t the fact th a t R hett w as u n m arried played no role in
C arnegie’s la te r decision to abolish h e r position. R hett also
claim ed th a t Gorm isky becam e ira te w ith h e r ju s t before
sh e left on m atern ity leave an d s ta ted th a t she w as on “th in
ice.” The b an k ru p tcy court, apparen tly a ttr ib u tin g th is
com m ent to T um dorf, found It re la ted to h is view of the
quality of R hett’s work.
R hett c ircu lated a m em o to the m anagerial officers
(including Landis, T u m d o rf an d Gormisky) on D ecem ber
18, 1990, s ta tin g th a t sh e p lanned to be on m atern ity leave
from D ecem ber 21, 1990, u n til ab o u t April 15, 1991.
Carnegie h ired a tem porary sec re ta iy to fill in w hile sh e w as
gone. Carnegie did no t have a form al m atern ity leave policy,
b u t T u m d o rf testified th a t Its p ractice w as to “tiy an d hold
it open for them if we cou ld” so th a t “[w]hen they w anted to
com e back , if they con tacted u s an d there w as som ething
open th a t w as su itab le, we would offer it to th em .” See
b an k ru p tcy co u rt opinion a t 5-6 (d iscussing two em ployees
who left on m atern ity leave an d su b seq u en tly re tu rn ed to
th e sam e or sim ilar positions).
C arnegie h ad experienced financial difficulties p rio r to
R hett’s d ep artu re th a t w orsened while sh e w as gone,
forcing it to m ake staff cu tb ack s to decrease costs.
/ /
4
C onsequently , ju s t before R hett originally h a d p lanned to
re tu rn , Carnegie elim inated several positions, inc lud ing
R hett’s secretaria l position, an d te rm ina ted several
em ployees, including h e r supervisor, Geoff H am m ond. On
M arch 26, 1991, Gorm isky w rote R hett to tell h e r th a t h e r
position had been elim inated .1 T u m d o rf testified th a t
Carnegie did n o t m ake a perform ance-based evaluation a s
to w hich secre tary ’s em ploym ent it sh o u ld te rm in a te
b ecau se It did no t consider R hett a n employee a t th a t tim e
an d it w as easy to abolish h e r form er position by n o t h iring
any m ore tem ps, th u s reducing the n u m b er of sec re ta ries
from four to three. At th a t tim e R hett w as still aw ay from
w ork b ecause she w as u n d e r m edical care (counseling) for
p o s t-p a rtu m depression , w hich she con tinued u n til J u n e of
1991. W hen R hett called Gorm isky after receiving the le tter,
he re itera ted th a t h e r position h ad been abolished . She
asked ab o u t two o th er positions w ith Carnegie a n d w as told
they w ere n o t available to her. In fact, C arnegie did n o t
interview Rhett, or consider h iring her, for any o th er
position.
R hett filed a su it in th e d istric t cou rt u n d e r Title VII an d
th e New Je rsey Law A gainst D iscrim ination ag a in s t
Carnegie on November 26, 1993, alleging d iscrim ination on
the b asis of h e r race, gender, an d m arita l s ta tu s .1 2 The
d is tric t co u rt action w as au tom atically stayed b ecau se
Carnegie w as undergoing b an k ru p tcy reorganization. T hu s,
R hett p u rsu e d the m a tte r by filing a proof of claim w ith the
b an k ru p tcy co u rt on February 19, 1994. T hereafter the
d is tric t cou rt te rm inated the d istric t co u rt action w ith o u t
prejudice an d the case con tinued a s an adversary
proceeding in the b an k ru p tcy court. The b an k ru p tcy co u rt
found in C arnegie’s favor after a th ree-day ben ch trial. It
held th a t Carnegie h ad to reduce costs b ecau se of financial
1. March 26, 1991, is the date Carnegie listed with the EEOC as Rhett’s
“Date of Termination.” In addition. Rhett's medical coverage continued
with Carnegie until this date, as two weeks later she received COBRA
information. The bankruptcy and district courts, however, found that
Carnegie did not consider Rhett an employee at the time it abolished her
position.
2. She also made a claim under 42 U.S.C. §1981 but she has not
advanced that claim in these proceedings so we do not discuss it.
5
difficulties a n d th a t it e lim inated staff a t bo th the
m anagem ent a n d su p p o rt levels. The co u rt held th a t
C arnegie abolished R hett’s position for the legitim ate non-
d iscrim inatory reason th a t she w as away from work, and
n o t b ecause of d iscrim ination on the basis of race, gender
or pregnancy. The co u rt fu rth er held th a t sh e w as not
qualified for any of the o ther positions for w hich she
a sse rted C arnegie shou ld have interviewed her. The d istric t
co u rt affirmed in an opinion an d order en tered A ugust 6,
1996, holding th a t the b an k ru p tcy cou rt’s factual findings
w ere n o t clearly erroneous an d these findings “com pelled
th e conclusion th a t th e ' secretaria l position held by
appellan t w as abolished for legitim ate, non-discrim inatory
reaso n s.” R hett th en appealed to th is court.
The m ain issu e on th is appeal is w hether an em ployee’s
absence on m atern ity leave can be a legitim ate non-
d iscrim inatory reason for h e r term ination . Inasm uch as the
d is tric t co u rt s a t a s an appellate court, we exercise p lenary
review of its decision. Universal Minerals, Inc. V. C. A.
H ughes & Co., 669 F.2d 98, 101-102 (3d Cir. 1981).
Findings of fact by the b an k ru p tcy judge, however, a re only
reversible if clearly erroneous. B ankrup tcy Rule 8013.
B. PREGNANCY, RACIAL AND GENDER
DISCRIMINATION
On th is appeal R hett claim s th a t Carnegie term inated her
em ploym ent becau se of her pregnancy an d on acco u n t of
h e r race and gender in violation of Title VII an d the New
Je rsey Law A gainst D iscrim ination. We confine our
d iscussion to Title VII b ecause h er s ta te law claim s are
analyzed in the sam e way a s h e r Title VII claim s. See
M arzano v. Computer Science Corp., 91 F .3d 495, 502 (3d
Cir. 1996). Indeed, R hett apparen tly recognizes th is point
becau se she does no t cite a single New Je rsey s ta te cou rt
opinion in e ither of h e r briefs on th is appeal.
Title VII p roh ib its em ploym ent discrim ination based on
an individual em ployee’s sex. 42 U.S.C. § 2000e-2(a). The
Pregnancy D iscrim ination Act (“PDA”), a 1978 am endm en t
to Title VII, s ta tes:
6
The te rm s ‘becau se of sex’ o r ‘on the b a sis of sex’
include, b u t a re no t lim ited to, becau se o f or on the
b asis of pregnancy, ch ildb irth , or re la ted m edical
conditions; an d wom en affected by pregnancy,
ch ildbirth , or re la ted m edical conditions sh all be
trea ted th e sam e for all em ploym ent-related pu rp o ses
. . . a s o th e r persons no t so affected b u t sim ilar in their
ability or inability to work. . . .
42 U.S.C. §2000e(k). There is em ploym ent d iscrim ination
w henever an em ployee’s p regnancy is a m otivating factor
for the em ployer’s adverse em ploym ent decision. 42 U.S.C.
§ 2000e-2(m ).
The b an k ru p tcy and d istric t co u rts analyzed R hett’s
claim a s being based on c ircu m stan tia l evidence im plicating
th e b u rd en sh ifting fram ew ork of McDonnell Douglas Corp
v. Green, 411 U.S. 792, 93 S.C t. 1817 (1973). In a Title VII
case su ch a s th is one involving a reduction in force, in
o rder to m ake o u t a prim a fa c ie case the p lain tiff m u s t
show th a t (1) sh e belonged to a pro tected class, (2) sh e w as
qualified for the position from w hich she w as term inated ,
(3) she w as term inated an d (4) persons ou tside o f the
p ro tec ted c lass w ere re ta ined . S ee Arm bruster v. U nisys
Corp., 32 F.3d 768, 777 (3d Cir. 1994). W hile n e ith e r cou rt
m ade specific reference to the applicability of the modified
McDonnell Douglas fram ew ork In reduction in force
s itu a tio n s, th e record clearly estab lishes th a t C arnegie did
reduce its force, so we will apply the approp ria te
fram ew ork. O nce th e p lain tiff e stab lish es a prim a fa c ie
case , th e b u rd en sh ifts to the defendan t to a rticu la te a
legitim ate non-d iscrim inatory reason for the p la in tiff’s
te rm ination . Texas D ep’t o f Com m unity A ffairs v. B ur dine,
45 0 U.S. 248, 252-53, 101 S.Ct. 1089, 1093 (1981). If the
defen d an t a rticu la tes su ch a reason , the p lain tiff th en m u s t
prove th a t the facially legitim ate reason w as a p re tex t for a
d iscrim inatory motive. Id.3
3. Rhett argues that this case involves a per se violation of the PDA. so
that she has presented direct evidence of discrimination. Accordingly, in
her view we should analyze the case under Trans World Airlines, Inc. v.
Thurston. 469 U.S. I l l , 105 S.Ct. 613 (1985). rather than’ under
McDonnell Douglas. We reject this argument because, as we discuss
below, consideration of an employee’s absence on maternity leave is not
a per se violation of the PDA. Furthermore, the bankruptcy and district
courts did consider Rhett's claim of direct evidence of discrimination and
properly rejected it. Thus, this is a McDonnell Douglas case.
7
The b an k ru p tcy an d d is tric t co u rts held th a t R hett did
no t e stab lish a prim a fa c ie case. We d isagree w ith th is
conclusion b u t a re satisfied th a t the c o u rts ’ e rro r is
harm less becau se the b an k ru p tcy co u rt considered the
issues re levant to a reduction in force an a ly sis a t a trial
and m ade the requ isite findings for su ch an analy sis . T hus,
insofar as th is case involves a reduction in force, we focus
on C arnegie’s reason for te rm ina ting R hett’s em ploym ent.
This case largely bolls down to a d isp u te over one issue:
w hether te rm inating an employee b ecau se sh e is a b se n t on
m atern ity leave is a violation of th e PDA. The b an k ru p tcy
and d istric t co u rts found th a t C arnegie e lim inated R hett’s
position b ecause she w as no t a t h e r p lace of em ploym ent a t
th a t tim e, no t becau se of h e r pregnancy. C arnegie argues,
an d the b an k ru p tcy an d d is tric t co u rts found a t leas t
implicitly, th a t R hett w as n o t em ployed by C arnegie a t the
tim e Carnegie elim inated h e r position. R hett a s s e r ts th a t
she w as an employee on u n paid leave a t th a t time.
Carnegie h ad no formal m atern ity leave policy, b u t it did
have a practice of allowing em ployees to re tu rn from leave
to the sam e or sim ilar position if one w as available. It is
u n d isp u ted th a t Carnegie m ain ta ined R hett’s m edical
in su ran ce un til It elim inated h e r position on M arch 26,
1991. Therefore, it ap p ears th a t R hett w as a n em ployee of
Carnegie on an unp a id leave of ab sen ce w ho so u g h t
re in sta tem en t. We need not, however, definitely so
determ ine because even a ssu m in g th a t C arnegie still
employed R hett w hen it abolished h e r position , u n d e r the
Armbruster reduction in force fram ew ork, sh e is n o t en titled
to relief.
Regulations prom ulgated u n d e r Title VII provide:
D isabilities cau sed or con tribu ted to by pregnancy,
ch ildbirth , or re la ted m edical conditions, for all Job-
re la ted p u rposes, shall be trea ted th e sam e a s
d isabilities cau sed or con tribu ted to by o th e r m edical
conditions. . . . W ritten or u n w ritten em ploym ent
policies an d p rac tices involving m a tte rs su c h a s th e
com m encem ent an d d u ra tio n of leave . . . [and]
re in s ta tem en t . . . shall be applied to d isability d u e to
p regnancy . . . on the sam e term s an d conditions as
they a re applied to o ther disabilities.
/ l
8
29 C.F.R. § 1604.10(b). The in terpretive question and
answ er section accom panying the regulation specifies th a t
a n em ployer m u s t hold open the jo b of a w om an ab sen t
b ecau se of p regnancy “on th e sam e b asis as jo b s a re held
open for em ployees on sick o r d isability leave for o ther
reaso n s .” 29 C.F.R. Pt. 1604 App. Q uestion 9. On the o ther
h an d , th e PDA does no t requ ire th a t em ployers trea t
p reg n an t em ployees be tte r th a n o th er tem porarily disabled
em ployees. TYoupe v. M ay D ep't Stores Co., 20 F .3d 734,
738 (7th Cir. 1994); M aganuco v. L eyden Community High
Sch. D is t 212, 939 F.2d 440, 444 (7th Cir. 1991); H. Rep.
No. 95-948 a t 4 -5 (1978), reprinted, 1978 U.S.C.CA.N.
4749, 4752-53 (basic principles of the PDA); see also
California Fed. Sav. an d Loan A s s ’n v. Guerra, 479 U.S.
272, 289 & n .29 , 107 S.Ct. 683, 694 & n .29 (1987) (holding
th a t th e PDA n e ither requ ires n o r proh ib its s ta te s from
m andating m atern ity leave an d re in sta tem en t policies).
R hett a rgues th a t C arnegie term inated h er em ploym ent
solely becau se of h e r absence an d h e r absence w as due
solely to h e r p regnancy an d rela ted m edical conditions.
C onsequently , In h e r view Carnegie term inated her
em ploym ent becau se of h e r pregnancy. The S uprem e C ourt
h a s held th a t u n d e r th e Age D iscrim ination in Em ploym ent
Act an em ployer m u s t ignore an em ployee’s age in certain
em ploym ent decisions, b u t n o t any o ther characteris tics
su ch a s pension expense. H azen Paper Co. v. Biggins, 507
U.S. 604, 612, 113 S.C t. 1701, 1707 (1993). The C ourt of
A ppeals for the Seventh C ircuit h a s held, by analogy to
H azen, th a t the PDA “requ ires the em ployer to ignore an
em ployee’s pregnancy, b u t ... no t h e r absence from work,
u n le ss the em ployer overlooks th e com parable absences of
no n -p reg n an t em ployees. . . .” Troupe, 20 F.3d a t 738. This
holding is entirely co n sis ten t w ith the p lain language of the
PDA an d th e regu la tions we d iscu ss above. This view
elim inates R hett’s theory of transitivity , th a t if A
(term ination) is caused by B (absence) w hich is cau sed by
C (pregnancy), then C cau ses A. O ther co u rts sim ilarly have
held th a t “the PDA does n o t force em ployers to p re tend th a t
ab se n t em ployees a re p re sen t w henever their ab sen ces are
cau sed by p regnancy .” C m okrak v. Evangelical H ealth Sys.
Corp., 819 F. S upp . 737, 743 (N.D. 111. 1993).
9
We recognize th a t Sm ith v. F.W. Morse & Co., 76 F.3d 413
(1st Clr. 1996), inc ludes language con tra ry to th a t of Troupe
for In Sm ith the co u rt said th a t “a n em ployer m u s t p u t an
em ployee’s p regnancy (including her departure on m aternity
leave) to one side in m aking its em ploym ent decisions.” Id.
a t 4 24 (em phasis added). In Sm ith, the p reg n an t employee
w as a ssu red before sh e w ent on m atern ity leave th a t her
position w as secure , b u t the em ployer th en elim inated her
position d u rin g a reorganization w hile sh e w as aw ay. Id. a t
418-19 . The co u rt’s holding, however, w as th a t the
elim ination of th e position w as n o t an ac t of p regnancy
d iscrim ination m erely b ecause the em ployer discovered th a t
th e position w as superfluous while the employee w as on
m ate rn ity leave; th u s there w as no causa l nex u s betw een
h e r te rm ination an d h e r pregnancy. Id. a t 424-25.
N otw ithstanding the passage in Sm ith w hich we have
quoted , C arnegie argues th a t Sm ith applies here b ecau se in
its view Sm ith d em o n stra tes th a t its action in term inating
R hett’s em ploym ent w as justified a s it, like the em ployer in
Sm ith, h ad a legitim ate non-pregnancy based reason to
d ischarge th e p reg n an t employee. Sm ith m ay be
d istingu ished , however, becau se C arnegie elim inated
R hett’s position, ra th e r th a n th a t of one of th e o ther
secre ta ries, b ecau se she w as aw ay on m atern ity leave.
W hile it w as ap p a ren t th a t one of the secretary positions
w as n o t needed, it w as only R hett’s absence w hich led to
h e r te rm ination . Carnegie h a s m ade no show ing th a t
R hett’s position would have been elim inated if sh e h a d no t
been aw ay a t the time. Indeed, C arnegie m ade no
com parative evaluation of the secre ta ries’ perform ance. In
Sm ith, the p a rticu la r position of the p reg n an t employee w as
show n to be su p erfluous while sh e w as away. S m ith unlike
th is case, did n o t Involve a choice by the em ployer a s to
w hich of several sim ilar positions to elim inate.
T his case is u n u su a l in th a t Carnegie te rm ina ted an
em ployee who had perform ed satisfactorily solely b ecau se of
an econom ically justified reduction in force while sh e w as
aw ay on m ate rn ity leave. See Geier v. Medtronic, Inc., 99
F.3d 238, 2 43 (7th Cir. 1996) (fired p reg n an t em ployee no t
qualified b ecau se she could no t m eet required perform ance
quotas); Troupe, 20 F.3d a t 735 (pregnant em ployee fired
10
for chronic ta rd in ess prior to m atern ity leave); Soreo-Yasher
v. First Office M anagem ent, 926 F. S upp . 646, 649 (N.D.
Ohio 1996) (employee replaced w hile on m atern ity leave
b ecause of b u s in ess need and com pany had w ritten policy
of no t guaran tee ing re in s ta tem en t after any leave of
absence); Morrissey v. Sym bol Techs., Inc., 910 F. S upp .
117, 121 (E.D.N.Y. 1996) (fired em ployee’s m atern ity leave
extended beyond tim e for w hich em ployer’s policy
guaran teed re instatem ent); Rudolph v. H echinger Co., 884
F. Supp . 184, 186, 188 (D. Md. 1995) (employee te rm ina ted
while on m atern ity leave b ecause of reaso n s Independen t of
h e r absence); Ulloa v. Am erican E xpress Travel R ela ted
Servs. Co., 822 F. S upp. 1566, 1570-71 (S.D. Fla. 1993)
(employee term inated in reduction in force w hile on
m atern ity leave b ecause h e r leave ex tended beyond tim e for
w hich re in sta tem en t guaranteed); C m okrak, 819 F. S upp .
a t 743 (employer justifica tion for dem oting employee w hile
on m atern ity leave could be pretext); Felts v. Radio Distrib.
Co., 637 F. S upp. 229, 233 (N.D. 111. 1985) (employer
justification of term ination becau se of financial difficulties
w as a pretext). Furtherm ore, in th is case C arnegie h ad need
after R hett w as gone for an employee to do the type of w ork
she did before it elim inated h e r position.
Nevertheless, the law covering th is case is clear for the
view of the C ourt of A ppeals of th e Seventh C ircuit w hich
it se t forth in Troupe, th a t an em ployer legitim ately can
consider an employee’s absence on m atern ity leave in
m aking an adverse em ploym ent decision, is co n sis ten t w ith
and , indeed, is com pelled by the p lain language of the PDA.
T hus, Troupe properly requires th e plain tiff em ployee
seeking to recover u n d e r the PDA to show th a t the
em ployer trea ted her differently th a n n o n -p reg n an t
em ployees on disability leave. See 29 C.F.R. § 1604.10.
W hile we do no t ignore the con trary suggestion in Sm ith, we
do n o t find it controlling because it is in consisten t w ith th e
language of th e PDA. T hu s, we can n o t find, a s R hett urges,
th a t the m ere consideration of an em ployee’s ab sen ce on
m atern ity leave Is a p er se violation of the PDA. In sho rt,
the PDA does n o t require an em ployer to re in s ta te an
employee m erely b ecau se sh e h a s been ab sen t on m ate rn ity
leave. R ather, the PDA is a shield ag a in s t d iscrim ination ,
no t a sword in the h an d s of a p reg n an t employee.
11
R hett h a s n o t m ade a show ing th a t Carnegie trea ted h er
differently th a n It would have trea ted a non -p regnan t
employee a b se n t on disability leave. Of course. It w as
difficult for h e r to m ake su ch a show ing b ecause Carnegie
never h a s h a d an employee on disability leave for a
p ro trac ted period for a reason o th e r th a n pregnancy. T hus,
we m u s t affirm the d istric t co u rt’s denial of h e r PDA claim
for the reaso n s Indicated. See Ulloa v. Am erican Express
Travel R ela ted Servs. Co., 822 F. S upp . a t 1571 (Employer
is entitled to ju d g m en t w hen em ployee “h a s failed to show
by a p reponderance of th e evidence th a t she received
d isp ara te trea tm en t w hen com pared to non -p regnan t
em ployees.”).
The PDA does no t require an em ployer to g ran t m atern ity
leave or to re in sta te an em ployee after a m atern ity leave.
The PDA m erely requ ires th a t an em ployer tre a t a p regnan t
w om an in th e sam e fashion a s any o ther tem porarily
d isabled employee. In th is regard , we po in t o u t th a t it is not
unlaw ful u n d e r the A m ericans w ith D isabilities Act for an
em ployer w hen reducing its force to d ischarge an employee
away from w ork by reason of a tem porary disability. See
Sanders v. A m eso n Prods., Inc., 91 F.3d 1351, 1354 (9th
Cir. 1996); Rogers v. International Marine Terminals, Inc., 87
F.3d 755, 759 (5th Cir. 1996). We acknow ledge th a t
arguably it w as unfa ir for C arnegie to fire R hett because
she w as on leave ra th e r th an to decide w hich secretary’s
position to abolish on the b a s is of seniority or m erit, b u t it
w as n o t illegal for it to do so u n less it w ould no t have
elim inated the position of an o th e r employee on disability
leave who w as n o t p regnan t. The PDA does n o t require
fairness. S ee Ulloa v. Am erican E xpress Travel Related
Servs. Co., 822 F. Supp . a t 1571.
Ju d g e McKee in h is d issen t seem s to believe th a t we are
equating “pregnancy with a tem porary disability u n d e r the
ADA." D issen t a t 25. Of course, we a re doing no su ch thing.
R ather, we a re holding th a t it is n o t unlaw ful u n d e r the
PDA to te rm inate an employee ab se n t by reason of
pregnancy if the em ployer w ould have term inated an
employee ab se n t by reason of a different tem porary
disability. T h u s, no tw ithstand ing th e in trica te reason ing of
the d issen t, th is case a t bottom is qu ite straightforw ard and
uncom plicated .
12
In view of o u r analysis , we conclude th a t a lthough the
b an k ru p tcy a n d d is tric t co u rts erred in finding th a t R hett
did n o t m ake o u t a prim a fa c ie case of p regnancy
d iscrim ination (because they did no t apply th e Arm bruster
reduction in force analytical framework), the erro r
w as h a rm less . Carnegie a sse rted a legitim ate non-
d iscrim inatory reaso n for R hett’s term ination , th a t sh e w as
aw ay on leave. R hett h a s no t satisfied h e r b u rd e n of
show ing th a t th is reaso n w as p retex tual. Therefore, we will
affirm inso far a s th is case involves the te rm ination of
R hett’s position . O f course, o u r analysis requ ires th a t we
affirm th e d is tric t co u rt in its rejection of h e r race an d
gender claim s a s well, b ased on the elim ination of h er
position .4
In reach ing o u r resu lt, we have no t overlooked R hett’s
a rg u m en t th a t th is case is som ehow different th a n a case
based on a claim of d iscrim ination p redicated e ither on race
or gender, b ecau se sh e b ases h e r claim on bo th race and
gender. T his a rg u m en t ad d s no th ing to h e r case because
regard less of th e b a sis for h er claim of d iscrim ination , she
can n o t estab lish th a t the legitim ate reason th a t C arnegie
proffered for te rm ina ting h er w as p retex tual. F urtherm ore ,
we have n o t ignored R hett’s a rgum en t th a t C arnegie’s
te rm ination of h e r position h ad a d iscrim inatory im pact of
h e r based on h e r race. R ather, we reject th is con ten tion as
entirely In su b stan tia l for an employee Is n o t in su la ted from
having h e r position lawfully term ina ted merely b ecau se she
h ap p en s to be a m inority.
4. We are aware that Rhett alleged certain comments by her superiors
which could lead to an inference of discrimination against her, but in
holding that there is no evidence of racial or gender discrimination, the
bankruptcy court implicitly found that Rhett’s testimony that Tumdorf
and Gormisky were abusive toward her regarding her status as an
unwed mother was not credible, or that the explanation and denials by
Tumdorf and Gormisky were more credible. We cannot hold this factual
finding clearly erroneous. Thus, there was no error in not inferring
discrimination on the basis of these remarks. In any event, Carnegie
articulated a legitimate non-discrimlnatoiy reason for terminating Rhett
and the bankruptcy court, in an unassailable finding, accepted that
reason.
13
R hett also argues th a t Carnegie should have considered
h e r for a lte rn a te positions. S he says th a t th e positions of
property m anagem ent adm in istra tive a ss is tan t, secre tary to
Landis and receptionist becam e open while sh e w as on
m atern ity leave an d she w as qualified for all of them . It Is
n o t d ispu ted th a t she w as n o t considered for any of th ese
positions. B ut th e b an k ru p tcy c o u rt found a s a fact, an d
the d istric t co u rt affirmed, th a t R hett w as n o t qualified for
the property m anagem ent position or th e position of
a ss is tan t or secre tary to Landis. The b an k ru p tcy co u rt also
found th a t R hett never indicated th a t she would take a
lower paying or tem porary job . R hett a rgues th a t these
factual findings are clearly erroneous.
R hett h a s offered no m ore th an h e r own opinion th a t she
w as qualified for the property m anager position. Gorm isky
testified th a t the position required m ore th a n basic
secretarial skills and he did no t believe th a t R hett
adequately could perform in the job . T u m d o rf also testified
th a t he would n o t have h ired h e r for th a t position becau se
he did not feel she would perform well. This is m ore th an
enough su p p o rt for the b an k ru p tcy co u rt’s finding th a t
R hett w as no t qualified. Sim ilarly, R hett a sse rts th a t she
w as qualified to be Landis’s personal secre tary because of
her extensive secretaria l experience. The b an k ru p tcy co u rt’s
finding th a t R hett w as n o t qualified for th is job is
supported by T u m d o rf 's testim ony th a t the job required a
special a ttitu d e and ability to an tic ipate Landis’s needs
w hich R hett did no t have. In asm u ch a s the b an k ru p tcy
court w as no t clearly erroneous in finding R hett n o t
qualified for these positions, sh e h a s no t m ade ou t a prim a
fa c ie case of d iscrim ination b ecau se of C arnegie’s failure to
h ire or Interview her.
On the o ther hand , it is clear th a t R hett w as qualified for
the position of receptionist. B u t the b an k ru p tcy co u rt held
th a t she never expressed an in te re s t in th is job , w hich paid
less th an h e r prior position. S ince th is is a failure to h ire
situation , ra th e r th an a d ischarge situa tion , u n d e r
McDonnell Douglas R hett m u s t show th a t sh e applied for
the position. It is u n d isp u ted th a t R hett did no t apply for
th is position, or even express any in te re st in it.
14
R hett a rg u es th a t Carnegie had an affirm ative du ty to
con tac t h e r (but cites no case for th is proposition), an d she
would have expressed an in te re s t if sh e had been
con tacted . The receptionist position w as th e lowest paying
job in th e office. It w as n o t u n reaso n ab le for C arnegie to
a ssu m e th a t R hett would n o t accep t th is position,
especially w hen sh e did no t express any in te re s t in it. On
th is po in t we observe th a t the b an k ru p tcy c o u rt found th a t
R hett ob tained a position w ith th e R obert Wood Jo h n so n
F oundation a n d s ta rted w ork there on J a n u a ry 29, 1992,
an d earned $22 ,500 In 1992. T hus, it is u n d e rs tan d ab le
w hy R hett did n o t seek a position a s a recep tion ist a s she
w as capab le of obtain ing m ore financially rew arding
em ploym ent. F u rther, T u m d o rf testified th a t it w as
custom ary for em ployees re tu rn in g from m atern ity leave to
con tac t Carnegie, ra th e r th an C arnegie con tac ting them
w hen a position opened up . Given th is custom , we canno t
find any e rro r in the lower c o u rts ’ conclusion th a t R hett
failed to s ta te a prim a fa c ie case of d iscrim ination because
she w as no t given any of these positions.
C. CONCLUSION
We hold, in agreem ent w ith th e C ourt of A ppeals for the
Seventh C ircuit, the plain language of the PDA, and the
regu lations u n d e r the PDA, th a t an em ployee alleging a
PDA violation m u s t show th a t h e r em ployer trea ted her
differently th an it would have trea ted an em ployee on leave
for a tem porary disability o th e r th an pregnancy. It is no t a
violation of the PDA for an em ployer to consider an
em ployee’s absence on m atern ity leave in m aking an
adverse em ploym ent decision If it also would have
considered the absence of an em ployee on a different type
of d isability leave in the sam e way. In asm u ch a s Carnegie
asse rted th a t R hett’s absence from work, ra th e r th an her
pregnancy, w as the reason for her te rm ination , and R hett
h a s failed to show th a t th is a sse rtio n w as p retex tual, her
claim fails.5
5. We note, however, that there are federal and state laws which do
require parental leave and reinstatement. S e e 29 U.S.C. §§2612, 2614;
N.J. Stat. Ann. §34:llB -4 , -7 (West Supp. 1997). These laws are not
applicable In this case because Carnegie has fewer that 50 employees.
29 U.S.C. §261 l(4)(a); N.J. Stat. Ann. §34:llB-3f.
15
In view of o u r conclusions, we will affirm th e ju d g m e n t of
the d is tric t co u rt en tered A ugust 6, 1996.
16
McKEE, C ircuit Ju d g e , d issenting .
I agree th a t D eborah R hett’s claim of racial
discrim ination w as properly d ism issed . However, I
respectfully d issen t because I believe th a t the d is tric t cou rt
erred in affirm ing the b an k ru p tcy co u rt’s d ism issal of
R hett’s claim of sex d iscrim ination . The b an k ru p tcy co u rt
concluded th a t “the u n co n trad ic ted testim ony of th e debtor
estab lishes th a t the deb tor h ad to le t som eone In the
secretaria l group go an d the fact th a t R hett w as no t
working for the com pany a t the tim e m ade it logical th a t
she be the one.” B ankr C t Op. a t 15 (1996). I believe th a t
the issue is no t w hether the em ployer h ad a logical reason
for choosing R hett (It clearly did.), b u t w hether doing so
w hen her absence w as d u e solely to h e r p regnancy w as
illegal sex discrim ination u n d e r Title VII of the Civil Rights
Act of 1964 (“Title VH”), 42 U.S.C. §2000e-2(a). I fear th a t
the m ajority’s failure to hold th a t it did co n stitu te sex
discrim ination will eviscerate the p ro tections C ongress
Intended w hen it enacted th e P regnancy D iscrim ination Act
of 1978 (“PDA”), 42 U.S.C. §2000e(k), a s an am endm ent to
Title VII.
I. BACKGROUND OF THE PREGNANCY
DISCRIMINATION ACT
Title VII m akes it an unlaw ful em ploym ent p ractice for an
employer
to d iscrim inate again st an y individual w ith respect to
h is com pensation , term s, conditions, o r privileges of
em ploym ent, because of su ch individual’s . . . sex
§ 2000e-2(a)(l). Congress created the Equal Em ploym ent
O pportunity Com m ission (“EEOC”) to im plem ent Title VII
an d the EEOC developed guidelines th rough w hich
em ployers an d em ployees could b e tte r u n d e rs tan d the
pro tections afforded u n d e r Title VII. Those guidelines
“Im plem ented the Title VII prohibition of sex
d iscrim ination”, H.R. Rep. No. 95-948, a t 2 (1978),
reprinted in 1978 U.S.C.C.A.N. 4749, 4752, an d they
expressly extend the protection of Title VII to conditions
caused by pregnancy.
17
D isabilities cau sed or con tribu ted to by pregnancy,
ch ildbirth , o r re lated m edical conditions, for all job-
re la ted pu rposes, shall be trea ted th e sam e as
disabilities caused or con tribu ted to by o th e r m edical
conditions . . . . W ritten or u n w ritten em ploym ent
policies an d practices involving m a tte rs su ch a s the
com m encem ent an d d u ra tio n of leave, th e availability
of ex tensions, th e accrua l of seniority an d o ther
benefits an d privileges, re in s ta tem en t, a n d paym ent
u n d e r any health or d isability in su ran ce or sick leave
plan , form al or inform al, shall be applied to disability
d u e to pregnancy, ch ildb irth o r re la ted m edical
conditions on the sam e term s an d conditions a s they
a re applied to o th e r d isabilities . . . .
29 C.F.R. § 1 6 0 4 .10(b). The guidelines also contain an
in terpretive question an d answ er section in w hich the
following exchange is m ade:
Q: M ust an em ployer hold open th e Job of an
employee who is a b se n t on leave becau se she Is
tem porarily d isabled by pregnancy-rela ted conditions?
A: U nless the employee on leave h a s Informed the
em ployer th a t she does no t In tend to re tu rn to work,
h e r job m u s t be held open for h e r re tu rn on the sam e
b asis as jo b s are held open for em ployees on sick or
d isability leave for o th e r reasons.
29 C.F.R. p t. 1604, app. Q uestion 9. The m ajority
concludes ttia t th is m eans th a t Carnegie C enter A ssociates
( C arnegie ) can term ina te R hett for h e r absence, even
though it is cau sed by pregnancy, so long a s Carnegie
would have term inated an ab se n t em ployee who w as no t
p regnan t. See Maj. Op. a t 7-8.
However, the c ircu m stan ces leading to Title VII's cu rren t
p roscrip tions ag ain st sex d iscrim ination un d erm in e the
m ajority’s analysis. Title VII. a s originally enacted , did no t
explicitly define sex d iscrim ination to Include d ispara te
trea tm en t based upon, or re la ted to, pregnancy. As a resu lt,
som e co u rts adopted a narrow view of the ex ten t to which
Title VII’s proscrip tion ag a in s t sexual d iscrim ination
included d isp ara te trea tm en t based upon pregnancy an d
related conditions. In General Electric v. Gilbert, 429 U S
18
125. 97 S.C t. 401 , 50 L .Ed.2d 343 (1976), the S uprem e
C ourt held th a t an in su ran ce p lan th a t excluded coverage
tor pregnancy-rela ted disabilities did n o t co n stitu te illegal
gender-based d iscrim ination . There, an em ployer’s
d isability p lan provided coverage for nonoccupational
sickness an d acciden ts, b u t excluded coverage for
pregnancy an d pregnancy-rela ted disabilities. The p lan did,
though, inc lude coverage for nonoccupational d isabilities
an d m edical p ro cedu res com m on to m en. e.g.
p rosta tectom ies, vasectom ies a n d circum cisions. Gilbert,
42 9 U.S. a t 145-46. A group of em ployees su ed u n d e r Title
VII, alleging th a t th e in su ra n ce p lan w as illegal sexual
d iscrim ination becau se it excluded a c lass of d isabilities
un ique to wom en. The d is tric t co u rt held th a t the p lan did
co n stitu te illegal sex d iscrim ination in violation of Title VII
an d the C ourt of A ppeals for the F ou rth C ircuit affirmed.
However, p rio r to th e decision of the co u rt of appeals, b u t
su b seq u en t to the decision of the d is tric t court, the
S uprem e C ourt decided Geduldig v. Aiello, 417 U S 484 94
S.Ct. 2485, 41 L.Ed.2d 25 6 (1974).
In Geduldig, the S uprem e C ourt upheld the validity of a
nearly identical in su ra n ce policy ag a in st an a tta ck u n d e r
th e Equal Protection C lause of the F o u rteen th A m endm ent.
The C ourt in Geduldig reasoned th a t the challenged policy
w as sim ply a b u s in ess decision a s to w hich risk s an
em ployer would Insure . “The program divides potential
recip ien ts into two g ro u p s p reg n an t w om en an d
n o n p reg n an t pe rso n s. W hile th e first group is exclusively
female, the second Includes m em bers of bo th sexes ”
Geduldig 41 7 U.S. a t 496-97 n . 20. The C ourt in Gilbert
upheld the challenged disability p lan based upon its earlier
holding in Geduldig. The C ourt reasoned th a t, even though
Geduldig w as b ased upon an equal pro tection a rgum en t,
an d Gilbert w as b ro u g h t u n d e r T ide VII, the logic of
Geduldig still applied. Accordingly, the C ourt held th a t
since there w as no risk from w hich wom en w ere p ro tected
a n d m en w ere n o t an d no risk from w hich m en w ere
pro tected th a t w om en w ere not, the exclusion of pregnancy-
re la ted d isabilities did n o t invalidate th e Gilbert policy
u n d e r Title VII. The m ajority m inim ized the relevance of the
EEOC guidelines w hen considering w h a t C ongress In tended
u n d e r Title VII.
19
Ju s tic e B rennan d issen ted , a rgu ing th a t th e C ourt’s
analysis w as “sim plistic a n d m isleading” becau se the p lan
Included p rocedures th a t were specific to m en while
excluding pregnancy-related p rocedures th a t were un ique
to w om en. 429 U.S. a t 252 (B rennan, J . , d issenting). He
noted th a t “pregnancy affords th e only disability, sex-
specific, or otherw ise, th a t is excluded from coverage.” Id.
Accordingly, he did no t th in k th a t the classification could
be saved from a finding of Illegal d iscrim ination u n d e r Title
VII m erely because it w as a “facially n eu tra l classification.”
Id. a t 154. He concluded th a t th e C ourt erred In accepting
th e em ployer’s explanation th a t the p lan m erely excluded
certain risk s from coverage in a nondiscrim inatory way.
“|T]he dem onstration of purposefu l d iscrim ination is no t the
only ground for recovery u n d e r Title VII. . . . [A] p rim a facie
violation of Title VII . . . also is e stab lished by
dem onstrating th a t a facially n eu tra l classification h a s the
effect of d iscrim inating against m em bers of a defined c lass .”
Id. a t 153-54.
According to Ju s tic e B rennan, “the determ inative
question m u s t be w hether the social policies an d aim s to be
fu rthered by Title VII and filtered th rough the p h rase 'to
d iscrim inate’ contained in § 703(a)(1) fairly forbid an
u ltim ate p a tte rn of coverage th a t in su res all risk s except a
com m onplace one th a t is applicable to wom en b u t n o t to
m en .” Id. a t 154. He noted th a t the C ourt had previously
recognized th a t '‘discrim ination is a social phenom enon
encased in a social context and therefore, unavoidably takes
its m eaning fro m the desired en d products o f the relevant
legislative enactm ent, end p roducts th a t m ay dem and due
consideration to the u n iq u en ess of ‘d isadvan taged’
indiv iduals.” Id. a t 159. (discussing Lau v. Nichols, 414 U.S.
563, 94 S.Ct. 786, 39 L.Ed.2d 1 (1974)) (em phasis added).
Ju s tic e B rennan concluded th a t the EEOC guidelines were
“reasonab le responses to the uniform testim ony of
governm ental investigations w hich show th a t pregnancy
exclusions bu ilt into disability p rogram s bo th financially
b u rd en wom en w orkers and ac t to b reak down the
con tinu ity of the em ploym ent rela tionsh ip , thereby
exacerbating w om en’s com paratively tra n s ien t role in the
labor force.” Id. a t 158. Ju s tic e B rennan believed th a t the
EEOC guidelines, “(fin d ic ta ting p regnancy coverage u n d e r
20
Title VII,” h ad “m erely settled upon a solution now accepted
by every o th er W estern in d u stria l co u n try .” Id. (citing Dept,
of H ealth, E ducation , an d W elfare, Social Security Programs
Throughout the World, (Research Project No. 40) pp. ix, xviii,
xix (1971).1 C ongress reacted to Gilbert by enac ting the
Pregnancy D iscrim ination Act. S ee N ewport N ew s
Shipbuilding an d Dry Dock Co. v. EEOC, 462 U.S. 669, 678,
103 S.Ct. 2622, 2628, 77 L.Ed.2d 89 (1983). T h a t ac t
am ended the “D efinitions” section of Title VII in p a r t a s
follows:
The term s ‘b ecause of sex’ o r ‘on the b a s is of sex’
include, b u t are no t lim ited to, becau se of o r on the
b asis of pregnancy, ch ildb irth , or re la ted m edical
conditions; an d wom en affected by pregnancy,
childbirth , or related m edical conditions shall be
trea ted th e sam e for all em ploym ent-related p u rp o ses
. . . a s o ther persons no t so affected b u t sim ilar in their
ability or inability to w ork . . . .
42 U.S.C. §2000e(k).
W hen C ongress am ended Title VII in 1978, it
unam biguously expressed its disapproval of bo th the
holding an d the reason ing of th e C ourt in the Gilbert
decision . . . . The H ouse R eport sta ted , ‘It is the
Com m ittee’s view th a t the d issen ting J u s tic e s correctly
in terp re ted the Act.’ Similarly, the S enate Report
quoted p assag es from the two d issen ting opinions,
s ta tin g th a t they ‘correctly express both the principle
an d the m ean ing of Title VII.’
Newport N ew s, 462 U.S. a t 678. (citing H.R. Rep. No. 95-
948 an d S. Rep. No. 95-331, a t 2 -3 (1977)).
II. INTERPLAY OF THE PDA AND THE
AMERICANS WITH DISABILITIES ACT (“ADA”)
The m ajority su m s up its position as follows: “(t]he PDA
m erely requ ires th a t an em ployer tre a t a p reg n an t w om an
1. Justice Stevens also dissented, but his analysis was based upon the
policies in question treating the risk of absenteeism caused by pregnancy
differently than any other kind of absence. Id. at 161.
21
the sam e a s any o ther tem porarily d isab led employee. In
th is regard we po in t o u t th a t it is n o t unlaw ful u n d e r the
A m ericans w ith D isabilities Act for an em ployer w hen
reducing its force to d ischarge an em ployee aw ay from w ork
by reason of a tem porary disability .” Maj. Op. a t 11. T hus,
1 the m ajority equates p regnancy-rela ted disability w ith
tem porary disabilities u n d e r th e ADA, an d th a t analogy
drives the m ajority’s analysis.
I do n o t th ink th a t R hett’s claim can be decided by
sim ply sta tin g th a t the PDA requ ires h e r to be trea ted the
sam e as any o ther employee an d reason ing th a t h er
position can be term inated b ecau se an a b se n t n o n p reg n an t
employee could have h is or h e r position te rm ina ted u n d e r
the facts of th is case. A lthough the case law an d EEOC
guidelines refer to Title VII's req u irem en t th a t p reg n an t
em ployees be trea ted the sam e a s o th e r em ployees, those
cases usually involve determ in ing w h e th er em ployee
benefits or in su ran ce policies d iscrim ina te by excluding
p reg n an t em ployees or affording them less pro tection th an
afforded n o n pregnan t em ployees. T h a t w as the issu e in
Gilbert an d Newport N ew s. For exam ple, in G ilbert Ju s tic e
B rennan s ta ted in h is d issen t: “A realistic u n d e rs tan d in g of
conditions found in today’s labor env ironm ent w a rran ts
tak ing pregnancy into acco u n t in fash ion ing disability
policies . . . . C ontem porary d isability p rogram s a re no t
c rea tu res of a social or cu ltu ra l v acu u m devoid of
stereotypes and signals concern ing the p re g n a n t w om an
em ployee.” 429 U.S. a t 160. The C ourt s tru c k dow n the
* challenged h ealth in su ran ce policies in N ew port N ew s
becau se they were the “m irror im age of the p lan a t is su e in
Gilbert.” Newport N ew s, 462 U.S. a t 685. S ee also Arizona
■ Governing Committee fo r Tax Deferred A nnu ity a n d Deferred
Com pensation Plans v. Norris, 4 6 3 U.S. 1073, 1074, 103
S.Ct. 3492, 3494, 77 L.Ed.2d 1236 (1983) (An em ployer
who offers “its em ployees the option of receiving re tirem en t
benefits from one of several com pan ies selected by the
employer, all of w hich pay a w om an lower m onth ly
re tirem en t benefits th a n a m an who h a s m ade the sam e
con trib u tio n s ,” violates Title VII.).
T hus, In the health In su ran ce an d em ployee benefits
context it is now clear th a t p regnancy-rela ted conditions
22
m u s t be trea ted the sam e a s conditions th a t a re no t
p regnancy-rela ted . However, a sim ple exam ple
d em o n stra tes the danger of carrying th a t basic prem ise too
ta r beyond the in su ran ce or benefits context.
Historically, em ployers have been re lu c tan t to h ire
w om en or have afforded women different conditions of
em ploym ent becau se of a generalized belief th a t a female
employee would likely leave h er job to ra ise a family
Accordingly, th e re w as a re luctance to devote resou rces to
tra in or to teach them a job related skill.
I d o u b t th a t an em ployer is precluded from refusing to
h ire a m ale em ployee b ecause of a reasonab le belief th a t
th e potential em ployee will leave shortly after he is h ired
However I th in k few would argue th a t the sam e em ployer
could refuse to h ire a female job app lican t ou t of a concern
th a t she would soon becom e p regnan t an d leave h er job to
ra ise a family. Sim ilarly, ab sen t a con tract provision to the
con trary , an em ployer could term inate a m ale employee
who m issed two w eeks of work during h is first year on the
jo b n violation of a policy prohibiting m ore th an one week
oi sick leave du rin g the employee’s first year on the iob 2
However, I th in k it c lear th a t the PDA would p roh ib it th a t
sam e em ployer from term inating a female employee who
m issed the sam e two weeks because of pregnancy or a
pregnancy-rela ted condition. Those two employees can no t
trea ted the sam e because Congress h a s alreadv
differentiated th e ir s itu a tio n s by enacting the PDA. O ne can
n o t avoid a claim of d iscrim ination by treating persons who
a re n o t sim ilarly s itu a ted the sam e. Yet, th is is w hat the
m ajority’s analysis does. The m ajority’s reasoning would
afiow an em ployer to te rm inate a female employee b ecause
sh e m issed a crucial m eeting w ith an im portan t client if a
m ale employee would be term inated , even if the female
m issed the m eeting because sh e w as in labor delivering a
auu ’ °u isufferlng from a pregnancy-related condition.
A lthough it m ay n o t be fair to te rm inate the m ale, it would
2 . As I discuss below. If the employees condition was "temporary" he
would not be covered by the Americans with Disabilities Act and could
be terminated absent a contract that prevented such an acUon on the
part of the employer.
23
n o t be illegal. It is illegal to te rm ina te th e fem ale b ecause of
the PDA. Cf. California Savings a n d Loan v. Guerra, 479
U.S. 272. 292 n .42 , 107 S.C t. 683. 695. 93 L.Ed.2d 613
(1987) (“[W]e conclude th a t In enac ting the PDA C ongress
did no t in tend to p roh ib it all favorable trea tm en t of
pregnancy . . . .”).
The m ajority no tes th a t p regnancy is a tem porary
condition th a t gives rise to a tem porary disability. It argues
th a t since the PDA b a rs d iscrim ination based upon
pregnancy, it m erely requ ires th a t p reg n an t em ployees be
treated the sam e as all o th e r tem porarily disabled
employees, thereby lim iting th e com parison group for
p reg n an t em ployees to n o n p reg n an t em ployees who have
suffered a tem porary disability. The m ajority concludes
tha t, desp ite h e r tem porary disability du e to pregnancy,
R hett can be term inated u n le ss C arnegie would no t
te rm inate a m ale employee who w as sim ilarly “tem porarily”
d isabled. S ee Maj. Op. a t 11. T hat analysis re s ts upon
equating a protected , b u t tem porary, condition (pregnancy)
w ith a tem porary unpro tec ted disability u n d e r the ADA. The
ADA does not shield a n o n -p reg n an t employee from
term ination becau se tem porary d isabilities are excluded
from the ADA. Regulations th a t w ere prom ulgated p u rsu a n t
to the ADA define disability as:
(1) A physical or m en ta l im pairm en t th a t su b stan tia lly
lim its one or m ore of the m ajor life activities of su ch
individual; (2) a record of su ch a n Im pairm ent; or (3)
being regarded a s having su ch an im pairm ent.
29 C.F.R. § 1630.2(g). “S u b stan tia lly lim its” is defined to
m ean:
(i) U nable to perform a m ajor life activity th a t the
average person in the general population can perform;
or
(ii) Significantly restric ted as to the condition, m anner,
or d u ra tio n u n d e r w hich an individual can perform a
p a rticu la r m ajor life activity a s com pared to the
condition, m anner, or d u ra tio n u n d e r w hich the
average person in the general population can perform
th a t sam e m ajor life activity.
)
24
§ 1630.2(j)(l). Several factors have been Identified to a ss is t
in determ ining w hether a p a rticu la r “d isability” is of su ch
severity a s to com e w ithin the protection in ten d ed u n d e r
th e ADA. These factors include:
(i) The n a tu re an d severity of the im pairm ent;
(ii) The d u ra tio n or expected d u ra tio n of th e
im pairm ent; and
(HI) The p e rm an en t or long te rm im pact, o r the
expected p erm an en t or long term im pact of or re su ltin g
from the im pairm ent.
§ 1630.2(j)(2). “D isabilities” th a t a re tem pora iy do not, by
definition, rise to the level of sub stan tia lly lim iting a m ajor
life function. See Rogers v. International Marine Terminals,
Inc., 87 F.3d 755, 758 (5th Cir. 1996) (“[Tjem porary
conditions th a t a re no t chronic u sually do n o t rise to
th e level of a ‘d isability .’ ”) and (Taylor v. Dover E levator
S ystem s, Inc., 917 F .Supp. 455, 461 (N.D. M iss. 1996)
(“[TJemporaiy in ju ries w ith no p e rm an en t effects a re
ordinarily no t considered disabilities u n d e r the ADA.”)
(citing Evans v. City o f Dallas, 861 F.2d 846, 8 5 2 -53 (5th
Cir. 1988); R akestraw v. Carpenter Co., 898 F .S upp . 386,
390 (N.D. Miss. 1995); O sw alt v. Sara Lee Corp 889
F .Supp. 253, 257 (N.D. Miss. 1995), a f f 'd , 74 F.3d 91 (5th
Cir. 1996)).
However, ju s t a s tem porary disabilities are excluded from
the pro tections of the ADA by definition, tem porary
p regnancy-related conditions are explicitly covered by Title
VU’s prohibition ag a in s t sex d iscrim ination u n d e r th e PDA.
Accordingly, the protection afforded p regnancy-rela ted
conditions can n o t be equated w ith th a t afforded tem porary
disabilities m erely because p regnancy is tem porary . To do
so u n d e r the facts of th is case Is con trary to the m a n d a te
of the s ta tu te , effectively am ends the PDA an d forces R hett
to rely upon the ADA which provides no pro tection for
p regnancy related conditions because of the ir tem porary
n a tu re .
The m ajority relies on Rogers an d Sanders v. A m e so n
Prods., Inc., 91 F.3d 1351, 1354 (9th Cir. 1996), cert
denied, 117 S.Ct. 1247, 137 L.Ed.2d 329 (1997), to
25
su b s ta n tia te its claim th a t the tem porarily d isabled
employee resides ou tside of s ta tu to ry protection—regardless
of w hether th e tem porary disability is due to pregnancy.
See Maj. Op. a t 11. In Rogers, an employee (“Rogers”) su ed
u n d e r th e ADA w hen he w as laid off p u rs u a n t to a
reduction in force (“R IF ”). Rogers had been ab se n t because
of h ealth problem s rela ted to a n ankle surgery. The cou rt
held th a t Rogers w as no t pro tected by the ADA becau se he
w as n o t “d isab led” w ithin the m eaning of th e s ta tu te .
“In sum . Rogers’ ank le afflictions were tem porary and
did no t co n stitu te a p e rm an en t disability . . . . The EEOC
regu lations concur, th a t ‘tem porary, non-chronic
im pairm en ts of sh o rt du ra tion , w ith little or no long term or
p e rm an en t im pact, a re usually no t d isabilities.’ ” 87 F.3d a t
759 (quoting 29 C.F.R. § 1630.2(j) (Appendix)). However, the
fact th a t they a re no t “disabilities” u n d e r the ADA does no t
m ean th a t they a re no t protected u n d e r the PDA, if they are
p regnancy-related .
Similarly, in Sanders, employee Sidney S anders
(“S an d ers”) w as term inated while on leave for a cancer-
re la ted psychological disorder. While he w as away o ther
em ployees a ssu m ed h is responsibilities an d employer
A nreson P roducts decided to replace S anders ra th e r th an
allow h im to re tu rn a t the end of h is sick leave. A lthough
S anders suffered from cancer, he conceded th a t his
absence w as re lated only to h is psychological d isorder th a t
w as tem porary . Accordingly, the cou rt fram ed the issue
before it a s “w hether S an d e rs’ tem porary psychological
im pairm ent qualifies a s a disability u n d er the ADA." Id. a t
1353. The co u rt held th a t it did no t b ecause th a t
im pairm en t did no t “substan tia lly lim it” a m ajor life
function. Id.
If C ongress in tended to equate p regnancy w ith a
tem porary disability u n d e r the ADA, it afforded p regnan t
wom en p recious little protection w hen it enac ted the PDA.
Pregnancy is by its n a tu re tem porary. Holding th a t it is
therefore th e equivalent of a “tem porary disability” is hard ly
con sis ten t w ith “the social policies an d aim s to be fu rthered
by Title VII an d filtered th rough the p h rase ‘to d iscrim inate’
con tained in [that Act]” Gilbert, 429 U.S. a t 155 (B rennan,
J . , d issenting). Accordingly, we can only give effect to the
/ I
26
in te n t beh ind th is s ta tu te by viewing th e term “tem porarily
d isab led” as It app lies to p regnancy a s referring to the
d u ra tio n of the disability, no t to the quality of it.
The m ajority also relies upon Troupe v. M ay D ep t Stores
Co., 20 F.3d 734, 738 (7th Cir. 1994). However, I am no t
p e rsu ad ed by th e reason ing of Troupe an d believe th a t we
shou ld be guided Instead by Sm ith v. F.W. Morse & Co.,
Inc., 76 F .3d 41 3 (1st Cir. 1996).
III. TROUPE v. MAY DEP'T STORES CO.
In Troupe, p reg n an t em ployee Kimberly H em Troupe w as
fired from a Lord & Taylor d ep artm en t store for ta rd in ess
d u e to pregnancy. T roupe su ed h e r em ployer. May
D epartm en t S tores (doing b u s in ess a s Lord & Taylor),
alleging illegal sex d iscrim ination u n d e r Title VII. The
d is tric t co u rt g ran ted Lord & Taylor’s m otion for sum m ary
ju d g m e n t an d T roupe appealed. On appeal, the C ourt of
A ppeals for the Seventh C ircuit affirmed, no ting th a t “|t)he
great, th e unden iab le fact is the p la in tiff’s ta rd in e ss .” Id. a t
737. The co u rt analogized the p la in tiff’s plight to th a t of a
hypothetical B lack employee who is fired after a kidney
tra n sp la n t because the em ployer e ither w an ts to avoid
paying the employee while on sick leave or dou b ts th a t the
em ployee will re tu rn . The co u rt reasoned th a t, in firing the
B lack employee, th e em ployer m ay be b reak ing a con tract,
b u t it would n o t be violating Title VII’s pro tections ag a in st
racial d iscrim ination as long as th e em ployer would also
fire a sim ilarly s itu a ted W hite em ployee.3 Id. a t 738. The
failure of the Troupe analogy, however, is th a t ab sen ce from
w ork is n o t endem ic to a pro tected racial trait. A bsence Is,
3. The Seventh Circuit notes that "[ejmployers can treat pregnant women
as badly as they treat nonpregnant employees, even to the point of
'conditioning the availability of an employment benefit on an employee’s
decision to return to work after the end of the medical disability that
pregnancy causes.'" Troupe. 20 F.3d at 738 (quoting Maganuco v. Leyden
Community High School Dist. 212. 939 F.2d 440. 445 (7th Cir. 1991). In
treating pregnant women as badly as other nonpregnant employees, an
employer cannot, however, impose policies that disparately impact
pregnant women because of their pregnancy. See Maganuco. 939 F.2d at
445.
27
however, endem ic to “pregnancy, ch ildb irth , o r re la ted
m edical conditions.” §2000e(k). Indeed, th e h isto rical
underp inn ings of Title VII suggest th a t it w as the fear th a t
wom en would get p reg n an t an d be a b se n t from th e ir jo b s
th a t w as, a t leas t in part, responsib le for the longstand ing
discrim ination ag a in st wom en (especially younger women)
in the workplace.
As noted above, em ployers have a ssu m e d th a t fem ale
employees m ay becom e p reg n an t an d th a t p regnancy would
m ake them unavailab le for work. S ee G ilbert 429 U.S. a t
150 n . l (B rennan, J . , d issenting) (“G eneral E lectric’s
disability program w as developed in an earlier e ra w hen
wom en openly were p resum ed to play only a m ino r an d
tem porary role in the labor force. As originally conceived In
1926, G eneral Electric offered no benefit p lan to Its fem ale
employees b ecause ‘women did n o t recognize the
responsibilities in life, for they w ere probably hop ing to get
m arried soon and leave the com pany.’ ”) (quoting D. Loth,
Swope, G.E.: Story o f Gerard Sw ope a n d General Electric in
Am erican B u sin ess (1958)). Yet, here the m ajority finds th a t
“(lit is no t a violation of the PDA for an em ployer to consider
an em ployee’s absence on m atern ity leave in m ak ing an
adverse em ploym ent decision If it also w ould have
considered the absence of an employee on a different type
of disability leave in the sam e way.” Maj. Op. a t 14. T his is
a sim plistic in terp re ta tion of th e PDA an d the EEOC
guidelines. In a different Title VII context, th e Suprem e
C ourt noted th a t in terpre ting the p roh ib itions of Title VII to
only p rohib it overt in ten tional d iscrim ination w ould leave
em ployers free to en ac t facially n eu tra l policies b ased on
factors th a t were a proxy for race an d thereby c ircum vent
Title VII’s protection. S ee Griggs v. D uke Power, 401 U S
424, 430, 91 S.Ct. 849, 853, 28 L .Ed.2d (1971). The
approach taken in Troupe, u n d e r the PDA, a n d ad op ted by
the m ajority here, suffers from the sam e infirm ity.
It is ju risp ru d en tia l sleight of h an d to su g g est th a t the
PDA does n o t require th a t p reg n an t w om en be trea ted
be tte r th a n their m ale co u n terp art. T h a t is a m isleading
s ta tem en t of the issue . T hus, the co u rt in Troupe m isses
the analytical m ark w hen it s ta te s th a t “(e)mployers can
trea t p reg n an t wom en a s badly a s they tre a t sim ilarly
28
affected b u t non p reg n an t em ployees,” 20 F3d a t 73R
u n le ss It defines “sim ilarly affected” employees a s o ther
em ployees having a protected tra it th a t is endem ic to i k e
behavior a t issue. However, Troupe fails to do so and
a ssu m es th a t the p reg n an t employee is the “eq u al” of her
n o n p reg n an t coworker. Sim ilarly, the m ajority erroneously
t r f S f UdeS th a ! 1116 ,PDA does no t re<lu ire th a t em ployers
H ^ l , Pa egnaV em Plo/ ees be tte r th an o ther tem porarily
d isabled em ployees. See Maj. Op. a t 8. ^
Relying upon H azen Paper C om pany v. Biaains 507 n R
604. 113 S .ct. 1701, 123 L . E d . 2 d ^ ( 1 9 9 l T e m i l o r d
A^e Di hH 7 t]ha Sl!p r^m e ,C ourt h a s th a t u n d er th J Age D iscrim ination in Em ploym ent Act an em ployer m u st
em ployee’s age in certain em ploym ent decisions,
b u t n o t any o ther charac te ris tic s su ch a s pension expense ”
Maj Op. a t 8. However, I believe th a t H azen Paper requires
th a t we reject Troupe. In H azen Paper, a 62 year old
employee sued h is em ployer, alleging th a t he h ad been
term inated based upon age discrim ination, in violation of
the ^ d i s c r i m i n a t i o n in Em ploym ent Act (“ADEA”), 26
U.b.C. § 6 2 6 , an d the Em ploym ent R etirem ent Income
S ecurity Act (“ERISA”), 29 U.S.C. § 1140. A ju ry found for
Hie employee on both claim s, an d the employee appealed
The C ourt of A ppeals for the F irst C ircuit affirmed relying
heavily on evidence th a t the p lain tiff had been fired in order
penSi° " fr° m vesting. The cou rt determ ined
th a t the ju iy could have concluded th a t “age w as
inextricably in tertw ined w ith the decision to fo-e fthe
plaintiff). If it w ere not for |h is | age . . . h is pension J £ s
have been w ithin a ha irb read th of vesting.” 953
F.2d 1405, 1412 (1st Cir. 1992), an d he would n o t have
been fired. The S uprem e C ourt reversed as to the ADEA
claim . The cou rt reasoned th a t firing an older employee to
p reven t pension benefits from vesting based on years of
service d °es no t am o u n t to “willful" age discrim ination
u n d e r the ADEA. 507 U.S. a t 608. The C ourt s ta ted , “[W]e
AnRAC f ? ^ 1 cCrf iS n ° d isPa ra te trea tm en t u n d e r the
EA w hen the factor m otivating the em ployer Is some
fea tu re o th er th an the em ployee’s age.” Id. a t 609. The case
before it w as a d isp ara te trea tm en t case an d the C ourt
concluded th a t “a d isp ara te trea tm en t claim canno t
succeed u n less the em ployee’s protected tra it actually
29
played a role In th a t p rocess an d h ad a determ inative
in lluence on th e ou tcom e.” Id. a t 611.
D isparate trea tm en t, th u s defined, c ap tu res the
essence o f w h a t C ongress sough t to proh ib it in the
ADEA. It Is th e very essence of age d iscrim ination for
an older em ployee to be fired becau se th e em ployer
believes th a t productivity an d com petence decline with
old age. . . .
T h u s th e ADEA com m ands th a t ‘em ployers a re to
evaluate (older) em ployees . . . on th e ir m erits an d no t
the ir age.’ The em ployer can n o t rely on age as a proxy
for an em ployee’s rem ain ing charac te ris tics, su ch as
productivity , b u t m u s t in stead focus on those factors
directly.
W hen th e em ployer’s decision is wholly m otivated by
factors o th e r th a n age, the problem of in accu ra te and
stigm atizing stereotypes d isappears . This is tru e even if
the m otivating factor is correlated w ith age, a s pension
s ta tu s typically is . . . . B ecause age a n d y ears of
service a re analytically d istinct, an em ployer can take
acco u n t of one while ignoring the o ther, an d th u s it is
incorrec t to say th a t a decision based on years of
service is necessarily ‘age b a sed .’
507 U.S. a t 610-611 .
Pregnancy an d absence are not, however, analytically
d istinc t, an d an em ployer can no t p u n ish for th e absence
occasioned by pregnancy u n d e r Title VII. As noted above,
th a t s ta tu te s ta te s th a t it is an unlaw ful em ploym ent
p rac tice to “d ischarge any individual . . . o r otherw ise
d iscrim inate . becau se . . . of sex ,” 42 U.S.C. § 2 0 0 0 e-
u ’ a n d ’ a fte r the PDA’ th a t Includes d iscrim ination “on
^oT7?.SiS ° f Pregnancy • • • or re la ted m edical cond itions.”
42 U.S.C. §2000e(k). T h a t protection is m eaningless u n less
it is in tended to ex tend to the “tem porary” absence from
em ploym ent th a t is unavoidable in m ost p regnancies T hus
th e ab sen ce endem ic to pregnancy, unlike factors th a t m ay
som etim es be a proxy for age. h a s to be pro tected u n d e r the
facts of th is case. In H azen Paper, it w as th e em ployee’s
y ears of service, n o t h is age, th a t occasioned th e vesting of
h is pension . The C ourt w as very careful to no te th a t
30
fW]e do no t consider the special case w here an
employee is ab o u t to vest . . . a s a re su lt of h is age
ra th e r th an years of sendee, an d the em ployer fires the
employee in order to prevent vesting. T h a t case is no t
J sen ed J ere; ° a r holding is sim ply th a t an em ployer
does no t violate the ADEA J u s t by in terfering w ith an
older em ployees pension benefits th a t w ould have
vested by virtue of years of service.
507 U.S. a t 613. I believe th a t R hett’s s itua tion u n d e r the
PDA is m uch closer to the situa tion of an em ployee w hose
nfilnHff i YfsUng because of age th an to th e p l ig h t of the
plaintiff in H azen Paper. Accordingly, the holding in H azen
ap p S rs°4eS n0t aSSlSt thC maJorlty nearly as m uch as first
II] n using the broad p h rase ‘women affected bv
childbirth an d rela ted m edical cond itions,’ the
I A] m akes clear th a t its protection extends to the w hole
R ^ eQ^ o T ? ierS concerning the childbearing p rocess .” H.R
Rep. 95-948 (em phasis added). The holding in Troupe an d
the m ajority 's holding here, remove a su b s tan tia l portion of
the Protection C ongress in tended. T roupe’s position w as
term inated because of conditions related to p regnanev
(tardiness occasioned by her m orning sickness). I do no t
u n d e rs tan d , therefore, why she w as not te rm inated
T h l^ V I? ° f ' ‘ ' hCr PreSnancy ’” § 2000e(k), in violation of
I believe th a t we should reject the holding in Troupe, an d
4. I do not mean to suggest by this that the PDA requires an employer
to necessarily take affirmative steps to make it easier for a pregnlnt
employee to work. S ee Troupe. 20 F.3d at 738 (“The Pregnancy
Discrimination Act does not . . . require employers to . . . take s te S
to make it easier for pregnant women to work.’). The PDA does not
provide for accommodation as does the ADA.
Nor do I suggest that an employee who is pregnant can not be fired for
reasons that are not occasioned by pregnancy. For example, if Carnegie
decided, in good faith, to eliminate everyone with a certain salary grade
based upon its business judgment. Rhett could be terminated if sh fw as
at that salary grade whether she was on pregnancy leave or not because
the termination would not be based upon a factor endemic to her
pregnancy. 1
31
adopt Instead th e analysis se t forth in Smith, 76 F.3d 413.
There, a fem ale employee (“S m ith”) worked for a sm all
com pany th a t w as undergoing re s tru c tu rin g . She inform ed
the ow ner of the com pany th a t sh e w as p reg n an t an d would
be tak ing m atern ity leave. A lthough th e com pany h ad no
m atern ity leave policy, Sm ith w as a ssu re d th a t h e r job w as
secure an d the com pany would sim ply divide h e r du ties
am ongst its rem ain ing em ployees in h e r absence. The
com pany m ade th is com m itm ent even though it expected
h e r ab sen ce to cau se “the sky to fall.” IcL a t 418. The
com pany also held regular “reality check” m eetings in the
hope th a t they could m inim ize the im pact of the absence of
su ch a key employee. However, to the com pany’s g rea t
su rp rise the sky did n o t fall. In fact, “the p lan t functioned
veiy well,” id. a t 419, in S m ith ’s absence. Soon after Sm ith
gave b irth , she Informed the general m anager, M aiyann
G uim ond, th a t she w ished to re tu rn to w ork a w eek earlier
th an p lanned . At th a t time, G uim ond m ade inquiries of
Sm ith an d S m ith ’s s is te r (who also w orked for the
com pany) regard ing S m ith ’s p lans to have children in the
fu tu re . D ays later, G uim ond determ ined th a t S m ith ’s
position w as superfluous and elim inated it. S m ith ’s duties
were th en given to an o th e r employee who had been
functioning a s the operations m anager.
Sm ith sued , alleging, am ong o ther th ings, violation of
Title VII. The Title VII claim w as decided in a ben ch trial in
the d is tric t court, an d th a t cou rt en tered ju d g m en t for the
em ployer a s a m atte r of law. Sm ith appealed, an d th e C ourt
of A ppeals for the F irst C ircuit affirmed. Sm ith argued th a t
the com pany had violated Title VII because h e r absence on
pregnancy leave afforded the com pany th e opportun ity to
learn th a t it could afford to elim inate h e r position. The
co u rt disagreed because it concluded th a t th e employer
would have elim inated the position regard less of S m ith ’s
pregnancy, an d agreed w ith th e em ployer’s a rg u m en t th a t
“even if Sm ith h ad no t been on m atern ity leave she would
have been flattened by the dow nsizing steam roller.” Id. a t
419. The c o u rt reasoned th a t
(Tlhere is little doub t th a t an em ployer, con sis ten t with
its b u s in ess judgm ent, m ay elim inate positions during
the course of a dow nsizing w ithou t violating Title VII
32
n ro " th ese Positions a re held by m em bers of
g ™ p s (p regnan t wom en included)” (citing
C l ^ a % GreaJ InS■ C° - 6 R 3 d g36. 8 ^ - 4 5 1st
1398. 9l ! l 1- LS 2dde?2% 95 “ £ L , 10I& i 14 S C t.
B ank , 985 F .2d 1113, " c ^ i a S f i '
Inc.. 859 F .2d 1108-1115 V 4 C l r ' l a R R v ' p ' ^ ,
v T v . l ^ r H osP ' ^ 6 F .S u p p .'2 6 ea 2 6 8 -69
t i n r b%r££S4 Ptf^
su ch a s “dow nsizing” or “stream lin ing ” w w £ h ™ mSzrzsx i r r T S r r F
discrim inato iy an im u s. ta in ted by a
Id. a t 422 (citing Goldman, 985 F.2d a t 1118 n a - aa
v. E vans Chem etics, 964 F .2d 106 11 l ro^ ^ aresco
{fe.^ The ^ourt held \ h a f th^^enipf^ 886 F SuPP-’at 2W -
a T t T o e f " : t r ' l e X l o ̂ " V ^ d S “ o V n g
g rav td lfy " /d a t f04r2 i e& h e reaS,°nS “ nrelated to he?
m erely b e c a u s e i t ^ea llzerT thaf em ployer had selected h e r
^ o f ou r
s t e * “
d e S X l fte°sni ^ e eJ“ ^ r d P' r ent
33
W- a t 424 (citing Troupe, 20 F .3d a t 738) (em phasis added)
The cou rt added th a t “Ja]t bottom . Tide VII requ ires a
causa l nexus betw een the em ployer’s s ta te of m ind and the
protected tra it (here, pregnancy).” Id. a t 425. In Sm ith, the
nexus did no t ex ist becau se th e decision to elim inate the
em ployee's job w as based upon the im portance (or lack
thereof) of the job . Here, however, the decision to elim inate
Fm etts job w as based solely upon h e r p regnancy related
absence. T ha t cau sa l nexis ru n s afoul of Title VII's
prohibition of sex discrim ination.
Carnegie clearly did n o t p u t R hett’s d ep artu re on
m atern ity leave to one side w hen deciding to te rm inate her
R hett’s absence from w ork w as so inextricably in tertw ined
w ith pregnancy, her p ro tected tra it, a s to m ake the two
inseparable. In its “theory of transitiv ity ,” the m ajority
sep ara tes the events in th is case into d iscrete en tities th a t
suggest the causa l rela tionsh ip betw een R hett’s pregnancy
an d h e r term ination. H ie m ajority too easily rejects th is
position. See Maj. Op. a t 8 (“T his view elim inates R hett’s
theory of transitivity, th a t if A (term ination) is caused by B
(absence) which is caused by C (pregnancy), th en C cau ses
A. ).
IV. TERMINATION BECAUSE OF PREGNANCY
em pl°yer can no t in su la te itse lf from the reach of Title
VII by an action th a t ap p ea rs n eu tra l, ye t h a s the
functional effect of d isparate ly trea ting an individual based
upon a protected tra it. See Griggs, 401 U.S. a t 430.
Carnegie s action is the functional equivalent o f term inating
R hett because she w as p regnan t. See Teahan v. Metro-North
Commuter R.R. Co., 951 F.2d 511 (2d Cir. 1991).
In Teahan, an employee suffering from alcoholism
brought an action ag a in st h is em ployer alleging th a t h is
d ischarge for excessive absen teeism w as in violation of
§ 504 of the R ehabilitation Act of 1973, 29 U.S.C. § 794
b ecause h is absences had been cau sed by th a t d isea se ’
Sum m ary ju d g m en t w as en tered In favor of the em ployer
because the d istric t co u rt concluded th a t there w as no
issu e of m aterial fact a s to w hether T eahan “w as term inated
solely by reason o f ’ h is h an d icap .” Id. a t 514. The d istric t
34
TeahlrVc H d̂ «d th a t 016 em ployer “h ad n o t relied on T r a h a n s h an d icap . . . [a n d had] a nond iscrlm inato iy
appealed01̂ him êxcessive absen teeism ).” Id. T eahan
ap p f ab Teah an a r£ued th a t “becau se th e ground
upon w hich he w as term inated w as h is excessive
absen teeism , an d since h is absen teeism w as ‘cau sed by’ his
t blT problem ’ th e d ls tric t co u rt im properly
/dh S e t n , 5 - | r d fnAt0 hiim r° pruesen t evidence of p re tex t.” /d. The C ourt of A ppeals for the Second C ircuit agreed
s ta tin g th a t it does no t inevitably follow th a t te rm ination
. l <:OI}d u c t resu lting from a hand icap is no t term ination
solely by reason o f ’ th a t h an d icap .”5 Id. a t 515. Indeed, “an
em ployer relies’ on a hand icap w hen it ju s tifie s [its
em ploym ent decision] based on co nduct cau sed by th a t
hand icap . Id. B ecause the d istric t co u rt erred in
c o n c e d in g th a t T eahan had no t estab lished th a t he was
fired sole y by reason of h is h an d icap .” h is em ployer never
h ad to satisfy its b u rd en of “dem onstrating th a t (Teahan’s
A nrd n f P iWaSM.releVant t0 the Job qualifications.” id. a t 515 Accordingly, the co u rt rem anded the case for fu rther
proceedings. Sim ilarly, in Cushing v. Moore, 970 F.2d
5.The “solely by reason of" inquiiy. the court explained, is “designed to
weed out [] claims where an employer can point to conduct or
lHat are CaUSally unrelated to the plaintiff s handicap '
the -L f16 (emPhaSiS at?ded)- ,n 1116 context of the PDA. the analogue^ the because of or on the basis of pregnancy" inquiiy.
- The7 u U.rtu aCCepted that the plaintiff’s excessive absences were
CaU y„ S alc°bolism because its review on appeal required that it
T l ' th' llght fav»™ble >» Teahan, Tha coLrtrecognized however, that -the causal connection between absenteeism
and alcoholism is ordinarily a question of fact.’ Teahan. 951 F.2d at 515
6. Under the Rehabilitation Act. *[t]he question then becomes whether
the employee is qualified despite his or her handicap to perform
essentia! functions of the job.* Id. The employer bears that b^dT ,
fAJfter complainant proves a prima facie case, the employer is required
to rebut the inference that the handicap was improperly considered by
first demonstrating that it was relevant to the job qualifications." I d I t
° thu L ,?UrtS ° f aPpeals have refused to adopt T eah an ’s rationale See
e.3.. WOlcam u. WidnalL 79 F.3d 1003 (10th Cir. 1996): A f S L I .
35
1103, 1108 (2nd Clr. 1992), th e co u rt s ta ted th a t “the key
determ ination becom es the factual issu e of w hether an
em ployee’s co n d u ct (such a s absenteeism ), w hich form s the
a rticu la ted b a s is for a Job tenm ination, is actually caused
by a h an d icap (such a s su b s ta n c e abuse)” (citing Teahan.
? n o / ',o dTf t 517: H °9arth v- Thornburgh. 833 F .S upp. 1077,
1085 (S.D.N.Y. 1993) (“(I]f a hand icap m anifests itse lf in
^ n .behaVl0r’ an d 311 em P1°y ee Is d ischarged becau se of
th a t behavdor, he h a s been te rm ina ted ‘solely by reason o f ’
the h an d icap .”); an d Am brosino v. Metropolitan Life Insur
Co 899 F S upp . 438. 444 (N.D.Cal. 1995) (The co u rt chose
to follow th e line o f c ase s holding th a t “term ination based
on co nduct cau sed by chem ical dependency an d s ta tu s
w hich re su lts from the dependency a n d /o r the conduct
caused by the dependency is term ination based on the
disability of chem ical dependency .”). However, th a t
consideration is no t p re sen t here, an d I believe th a t th is
m a tte r shou ld be rem anded for a de term ination of w hether
R hett would have been selected for te rm ination based upon
lacto rs o th e r th an h e r absence. A lthough it is for the
employer, an d no t a court, to determ ine how b est to select
those positions th a t will be elim inated in a reduction In
l0rf e ’ VI1 requ ires th is em ployer to adop t crite ria th a t
p u t R hett s p regnancy-rela ted absence aside a n d allow for
an individualized de term ination driven by her own
capabilities. J
University o f Tennessee. 62 F.3d 843 (6th Clr. 1995). However in all
cases, the employee had exhibited either egregious or criminal conduct.
See e.g., Maddox. 62 F.3d at 845 (assistant coach at University of
Tennessee fired because of the bad publicity that the university was
subjected to after he was arrested for DUI). Because of the nature of the
Cf ^ UĈ n/ ° l Ved' 111636 Courts were u n c lin g to "adopt an interpretation
of the (Rehabilitation ActJ which would require an employer to accept
egregious behavior by [a disabled employee) when that same behavior
Z i ! *yr , & nondisabled employee, would require termination/
WUluxms. 79 F.3d at 1007. Thus, ‘[ajt first blush, it may appear that the
Second Circuit is out of synchronization with the others. However
distinction lies in the categorization of the conduct . . . . [In the cases
rejecting Teahan.] the conduct [at issue] is . . . misconduct. ' Taylor. 917
F.Supp. at 462 (emphasis added). Rhetfs case does not implicate the
concerns of those courts that have rejected Teahan.
36
V. CONCLUSION
d e c is io n ^ th ^ d J s W c f co u rt a n t l ^ ' ' ™ « « the
b an k ru p tcy c o u r t f o r a det™ S an d H” * ™ tte r to th '
would have been e ^ n a t ^ T i n L ° f W hether
absence been p u t a s id T h d h er Pregnancy-related
A True Copy:
Teste:
Clerk o f th e U nited S ta te s Court o f A ppea ls
fo r th e Third Circuit