Watts v. Indiana Brief for Petitioner
Public Court Documents
October 4, 1948
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S U P R E M E COURT DF THE UNITEU S T A T E S
OCTOBER TERM, 1948
No. 610
ROBERT AUSTIN WATTS,
VS.
STATE OF INDIANA,
BRIEF FOR PETITIONER
Petitioner,
Respondent
R obert L. Carter,
F ranklin H . W illiams,
T hurgood M arshall,
Counsel for Petitioner.
W arren M. B rown,
E merson J. B runner,
W illard B. R ansom ,
H enry J. R ichardson,
Of Counsel.
SUPREME COURT OF THE UNITED STATES
No. 610.— October T erm , 1948.
Robert A. Watts, Petitioner,
v.
State of Indiana.
On Writ of Certiorari to
the Supreme Court of the
State of Indiana.
[June 27, 1949.]
M r. Justice Frankfurter announced the judgment
of the Court and an opinion in which M r. Justice M ur
p h y and M r. Justice R utledge join.
Although the Constitution puts protection against
crime predominantly in the keeping of the States, the
Fourteenth Amendment severely restricted the States in
their administration of criminal justice. Thus, while the
State courts have the responsibility for securing the rudi
mentary requirements of a civilized order, in discharging
that responsibility there hangs over them the review
ing power of this Court.1 Power of such delicacy and
import must, of course, be exercised with the great
est forbearance. When, however, appeal is made to
it, there is no escape. And so this Court once again
must meet the uncongenial duty of testing the validity of
a conviction by a State court for a State crime by what
is to be found in the Due Process Clause of the Fourteenth
Amendment. This case is here because the Supreme
Court of Indiana rejected petitioner’s claim that confes
sions elicited from him were procured under circum
stances rendering their admission as evidence against him
1 Of course this Court does not have the corrective power over
State courts that it has over the lower federal courts. See, e. g.,
McNabb v. United States, 318 U. S. 332. In the main, the proper
administration of the criminal law of the States rests with the State
courts. The nature of the Due Process Clause, however, potentially
gives wide range to the reviewing power of this Court over State-
court convictions.
2 WATTS v. INDIANA.
a denial of due process of law.2 ---- In d .------, 82 N. E.
2d 846. The grounds on which our review was sought
seemed sufficiently weighty to grant the petition for
certiorari. 336 U. S. 917.
On review here of State convictions, all those matters
which are usually termed issues of fact are for conclusive
determination by the State courts and are not open for
reconsideration by this Court. Observance of this re
striction in our review of State courts calls for the utmost
scruple. But “ issue of fact” is a coat of many colors.
It does not cover a conclusion drawn from uncontro
verted happenings, when that conclusion incorporates
standards of conduct or criteria for judgment which
in themselves are decisive of constitutional rights. Such
standards and criteria, measured against the requirements
drawn from constitutional provisions, and their proper
applications, are issues for this Court’s adjudication.
Hooven & Allison Co. v. Evatt, 324 U. S. 652, 659, and
cases cited. Especially in cases arising under the Due
Process Clause is it important to distinguish between is
sues of fact that are here foreclosed and issues which,
though cast in the form of determinations of fact, are
the very issues to review which this Court sits. See
Norris v. Alabama, 294 U. S. 587, 589-90; Marsh v. Ala
bama, 326 U. S. 501, 510.
In the application of so embracing a constitutional con
cept as “due process,” it would be idle to expect at all
times unanimity of views. Nevertheless, in all the cases
that have come here during the last decade from the
courts of the various States in which it was claimed that
2 In the petitioner’s statements there was acknowledgment of the
possession of an incriminating gun, the existence of which the police
independently established. But a coerced confession is inadmissible
under the Due Process Clause even though statements in it may be
independently established as true. See Lisenba v. California, 314
U. S .219, 236-237.
WATTS v. INDIANA. 3
the admission of coerced confessions vitiated convictions
for murder,3 there has been complete agreement that any
conflict in testimony as to what actually led to a con
tested confession is not this Court’s concern. Such con
flict comes here authoritatively resolved by the State’s
adjudication. Therefore only those elements of the
events and circumstances in which a confession was
involved that are unquestioned in the State’s version of
what happened are relevant to the constitutional issue
here. But if force has been applied, this Court does
not leave to local determination whether or not the con
fession was voluntary. There is torture of mind as well
as body; the will is as much affected by fear as by force.
And there comes a point where this Court should not
be ignorant as judges of what we know as men. See
Taft, C. J., in the Child Labor Tax Case, 259 U. S. 20, 37.
This brings us to the undisputed circumstances which
must determine the issue of due process in this case.
Thanks to the forthrightness of counsel for Indiana, these
circumstances may be briefly stated.
On November 12, 1947, a Wednesday, petitioner was
arrested and held as the suspected perpetrator of an
alleged criminal assault earlier in the day. Later the
3 The validity of a conviction because an allegedly coerced con
fession was used has been called into question in the following cases:
(A) Confession was found to be procured under circumstances
violative of the Due Process Clause in Haley v. Ohio, 332 U. S. 596;
Malinski v. New York, 324 U. S. 401; Ashcraft v. Tennessee, 322
U. S. 143; Ward v. Texas, 316 U. S. 547; Lomax v. Texas, 313 U. S.
544; Vernon v. Alabama, 313 U. S. 547; White v. Texas, 310 U. S.
530; Canty v. Alabama, 309 U. S. 629; White v. Texas, 309 U. S.
631; Chambers v. Florida, 309 U. S. 227; Brown Mississippi, 297
U. S. 278; and see Ashcraft v. Tennessee, 327 U. S. 274.
(B) Confession was found to have been procured under circum
stances not violative of the Due Process Clause in Lyons v. Okla
homa, 322 U. S. 596, and Lisenba v. California, 314 U. S. 219.
4 WATTS v. INDIANA.
same day, in the vicinity of this occurrence, a woman was
found dead under conditions suggesting murder in the
course of an attempted criminal assault. Suspicion of
murder quickly turned towards petitioner and the police
began to question him. They took him from the county
jail to State Police Headquarters, where he was ques
tioned by officers in relays from about eleven thirty
that night until sometime between 2:30 and 3 o’clock
the following morning. The same procedure of persist
ent interrogation from about 5:30 in the afternoon until
about 3 o’clock the following morning, by a relay of six
to eight officers, was pursued on Thursday the 13th,
Friday the 14th, Saturday the 15th, Monday the 17th.
Sunday was a day of rest from interrogation. About
3 o’clock on Tuesday morning, November 18, the peti
tioner made an incriminating statement after continuous
questioning since 6 o’clock of the preceding evening.
The statement did not satisfy the prosecutor who had
been called in and he then took petitioner in hand. Peti
tioner, questioned by an interrogator of twenty years’
experience as lawyer, judge and prosecutor, yielded a
more incriminating document.
Until his inculpatory statements were secured, the pe
titioner was a prisoner in the exclusive control of the prose
cuting authorities. He was kept for the first two days in
solitary confinement in a cell aptly enough called “ the
hole” in view of its physical conditions as described by
the State’s witnesses. Apart from the five night sessions,
the police intermittently interrogated Watts during the
day and on three days drove him around town, hours
at a time, with a view to eliciting identifications and
other disclosures. Although the law of Indiana required
that petitioner be given a prompt preliminary hearing
before a magistrate, with all the protection a hearing was
intended to give him, the petitioner was not only given
no hearing during the entire period of interrogation but
WATTS v. INDIANA. 5
was without friendly or professional aid and without
advice as to his constitutional rights. Disregard of rudi
mentary needs of life—opportunities for sleep and a
decent allowance of food—are also relevant, not as ag
gravating elements of petitioner’s treatment, but as part
of the total situation out of which his confessions came
and which stamped their character.
A confession by which life becomes forfeit must be
the expression of free choice. A statement to be vol
untary of course need not be volunteered. But if it is the
product of sustained pressure by the police it does not
issue from a free choice. When a suspect speaks because
he is overborne, it is immaterial whether he has been
subjected to a physical or a mental ordeal. Eventual
yielding to questioning under such circumstances is
plainly the product of the suction process of interro
gation and therefore the reverse of voluntary. We would
have to shut our minds to the plain significance of what
here transpired to deny that this was a calculated en
deavor to secure a confession through the pressure of
unrelenting interrogation. The very relentlessness of
such interrogation implies that it is better for the pris
oner to answer than to persist in the refusal of disclosure
which is his constitutional right. To turn the detention
of an accused into a process of wrenching from him evi
dence which could not be extorted in open court with all
its safeguards, is so grave an abuse of the power of arrest
as to offend the procedural standards of due process.
This is so because it violates the underlying principle
in our enforcement of the criminal law. Ours is the
accusatorial as opposed to the inquisitorial system. Such
has been the characteristic of Anglo-American criminal
justice since it freed itself from practices borrowed by
the Star Chamber from the Continent whereby an ac
cused was interrogated in secret for hours on end. See
Ploscowe, The Development of Present-Day Criminal
6 WATTS v. INDIANA.
Procedures in Europe and America, 48 Harv. L. Rev.,
433, 457-58, 467-473 (1935). Under our system society
carries the burden of proving its charge against the ac
cused not out of his own mouth. It must establish its
case, not by interrogation of the accused even under judi
cial safeguards, but by evidence independently secured
through skillful investigation. “The law will not suffer
a prisoner to be made the deluded instrument of his own
conviction.” 2 Hawkins, Pleas of the Crown c. 46, § 34
(8th ed., 1824). The requirement of specific charges,
their proof beyond a reasonable doubt, the protection of
the accused from confessions extorted through whatever
form of police pressures, the right to a prompt hearing be
fore a magistrate, the right to assistance of counsel, to be
supplied by government when circumstances make it
necessary, the duty to advise an accused of his consti
tutional rights—these are all characteristics of the ac
cusatorial system and manifestations of its demands.
Protracted, systematic and uncontrolled subjection of an
accused to interrogation by the police for the purpose
of eliciting disclosures or confessions is subversive of the
accusatorial system. It is the inquisitorial system with
out its safeguards. For while under that system the
accused is subjected to judicial interrogation, he is pro
tected by the disinterestedness of the judge in the presence
of counsel. See Keedy, The Preliminary Investigation
of Crime in France, 88 U. of Pa. L. Rev., 692, 708-712
(1940).
In holding that the Due Process Clause bars police
procedure which violates the basic notions of our accusa
torial mode of prosecuting crime and vitiates a conviction
based on the fruits of such procedure, we apply the Due
Process Clause to its historic function of assuring appro
priate procedure before liberty is curtailed or life is taken.
We are deeply mindful of the anguishing problems which
the incidence of crime presents to the States. But the
WATTS v. INDIANA. 7
history of the criminal law proves overwhelmingly that
brutal methods of law enforcement are essentially self-
defeating, whatever may be their effect in a particular
case. See, e. g., Radzinowicz, A History of English
Criminal Law and its Administration from 1750, passim
(1948). Law triumphs when the natural impulses
aroused by a shocking crime yield to the safeguards
which our civilization has evolved for an administration
of criminal justice at once rational and effective.
We have examined petitioner’s other contentions and
do not sustain them.
Reversed.
M r. Justice B lack concurs in the judgment of the
Court on the authority of Chambers v. Florida, 309 U. S.
227; Ashcraft v. Tennessee, 322 U. S. 143.
SUPREME COURT OF THE UNITED STATES
No. 610.—October T erm , 1948.
Robert A. Watts, Petitioner,
v.
State of Indiana.
On Writ of Certiorari to
the Supreme Court of the
State of Indiana.
[June 27, 1949.]
M r. Justice D ouglas, concurring.
The following are the undisputed facts:
Petitioner was taken into custody early in the after
noon on Wednesday, November 12, 1947. He was first
detained on suspicion of having committed a criminal
assault, and it was not until later in the day of his arrest
that he was suspected of having committed the murder
for which he was later tried and convicted. He was held
without being arraigned, until the following Tuesday
when he gave a confession that satisfied the police. At
no time was he advised of his right to remain silent, nor
did he have the advice of family, friends or counsel during
his confinement. He was not promptly arraigned as In
diana law requires.
During this confinement, petitioner was held in the
county jail. The first two days he was placed in solitary
confinement in a cell known among the prisoners as “ the
hole.” There was no place on which to sit or sleep except
the floor. Throughout this six-day confinement peti
tioner was subjected each day, except Sunday, to long
periods of interrogation. He was moved to the State
Police Headquarters for these questionings. The ques
tion period would usually begin about six o’clock in the
evening, except for the first night when it began about
eleven thirty. Each question period would extend to
two or three o’clock the following morning. These inter
rogations were conducted by relays of small groups of
2 WATTS v. INDIANA.
officers. On several occasions petitioner was given lie-
detector tests. Following the evening’s interrogation, he
would be returned to the county jail. Even then he
was not always given respite until the next evening’s
ordeal commenced. He was subjected to intermittent
questioning during the day, and on three afternoons he
was driven about the town for several hours by the police
in an attempt to elicit further information and to recon
struct petitioner’s activities the day of the crime.
It was about two or three o’clock Tuesday morning
after about seven hours’ interrogation that petitioner
gave the confession used against him over objection at
his trial. This was after six days of confinement.
It would be naive to think that this protective custody
was less than the inquisition. The man was held until
he broke. Then and only then was he arraigned and
given the protection which the law provides all accused.
Detention without arraignment is a time-honored method
for keeping an accused under the exclusive control of
the police. They can then operate at their leisure. The
accused is wholly at their mercy. He is without the
aid of counsel or friends; and he is denied the protection
of the magistrate. We should unequivocally condemn
the procedure and stand ready to outlaw, as we did in
Malinski v. New York, 324 U. S. 401, and Haley v. Ohio,
332 U. S. 596, any confession obtained during the period
of the unlawful detention. The procedure breeds coerced
confessions. It is the root of the evil. It is the proce
dure without which the inquisition could not flourish in
the country.
INDEX
Page
Opinion of court below.................................................... 1
Jurisdiction .................................................................... 1
Statement of case............................................................ 2
Errors relied upon.......................................................... 3
Summary of argument.................................................... 3
Argument:
I. This Court will independently examine evi
dence in support of claim of violation of
rights protected by United States Consti
tution where such claim is properly raised
and denied by State Court........................... 4
II. The Supreme Court of Indiana erred in de
nying petitioner the equal protection of
the laws guaranteed by the Fourteenth
Amendment to the Constitution of the
United States by affirming his conviction
based upon an indictment returned by a
grand jury from which all qualified Ne
groes were systematically excluded solely
because of race or color............................... 5
III. The lower court erred in affirming con
viction based upon confession obtained by
State officers through use of force, duress
and intimidation.......................................... 11
Conclusion........................................................................ 18
T able of Cases
Ashcraft v. Tennessee, 322 U. S. 143............................. 3
Brown v. Mississippi, 297 U. S. 278............................... 4
Bush v. Texas, 107 U. S. 110.......................................... 4
Carter v. Texas, 177 U. S. 442........................................ 4
Chambers v. Florida, 309 U. S. 227............................... 4
Hale v. Kentucky, 303 U. S. 613..................................... 11
Haley v. Ohio, 322 U. S. 596................................................ 3
Hollins v. Oklahoma, 295 U. S. 394............................... 11
Lisenba v. California, 314 U. S. 219............................... 3
—1852
11 INDEX
Page
Malinski v. New York, 324 U. S. 401............................. 3
Martin v. Texas, 200 U. S. 316....................................... 11
Neal v. Delaware, 103 U. S. 370.
Norris v. Alabama, 294 U. S. 587
Patterson v. Alabama, 294 U. S. 600. .
Patton v. Mississippi, 332 U. S. 463. .
Pierre v. Louisiana, 306 U. S. 3 5 4 ....
Rogers v. Alabama, 192 U. S. 226........
Smith v. Texas, 311 U. S. 128.............
Strauder v. W. Fa., 100 U. S. 303. . . .
Ward v. Texas, 316 U. S. 547...............
S tatutes Cited
Burns, Ind. Stats. 1942, Repl. sec. 9-704....................... 14
S UPREME COURT OF THE UNITEO S TATES
OCTOBER TERM, 1948
No. 610
ROBERT AUSTIN WATTS,
vs.
Petitioner,
STATE OF INDIANA,
Respondent
BRIEF FOR PETITIONER
Opinion of Court Below
The opinion of the Supreme Court of Indiana has not
been reported officially but appears at Pages 37 to 43 of
the printed record.1 Petition for rehearing was denied on
the lltli day of January, 1949, without opinion. (R. 42)
Jurisdiction
Judgment of the Circuit Court of Shelby County, Indiana,
was entered on the 28th day of January, 1948 (R. 30-31);
affirmed by the Supreme Court of Indiana on the 20th day of
December, 1948 (R. 42) and petition for rehearing was over
1 Page references “ R. —” are to pages in the printed record. Page ref
erences “ 0. R. —” are to pages in the original record.
2
ruled on the 11th day of January, 1949. (R. 42) Petition for
certiorari to review the judgment of the Supreme Court of
the State of Indiana affirming the conviction was filed on
the 14th day of February, 1949, based upon 28 United
States Code, section 1257 and was granted by this Court
on the 28th day of February, 1949. (R. 42)
Statement of the Case
Petitioner, a young Negro, was arrested by law-enforce
ment officers of Marion County, Indiana, on the 12th day of
November, 1947, upon suspicion of crime. (0 . R. 360,
728) Subsequently, without prior hearing, he was indicted
by a grand jury of Marion County for the alleged murder
of Mary Lois Burney, a white woman. (R. 1) After
arraignment on the 22d day of November, 1947 (R. 1), a
motion for change of venue was granted (0. R. 15) to Shelby
County, Indiana.
Prior to trial, petitioner moved to quash the indictment
returned against him upon the ground that Negroes were
systematically excluded from grand jury service in Marion
County solely because of their race or color. (R. 2-3)
Petitioner further moved to suppress certain alleged con
fessions obtained from him by state officers through the use
of force, duress and intimidation, (0. R. 32-35) and sub
sequently objected to the admission into evidence of such
alleged confessions. (R. 33-34) The trial court overruled
these motions (R. 4, 57) and denied petitioner’s motion for
a new trial in which these errors were specifically preserved.
(R. 31-34) Upon appeal to the Supreme Court of Indiana,
these two substantial constitutional questions were raised
(R. 34-36) and decided adversely to petitioner by the said
Court through affirmance of the conviction (R. 37-42) and
denial of a petition for rehearing (R. 42).
3
The material facts concerning the exclusion of Negroes
from jury service and the method of obtaining the alleged
confession are set forth and discussed in the argument
herein.
Errors Relied Upon
A
THE COURT ERRED IN AFFIRMING THE CONVICTION OF
PETITIONER, A NEGRO, BASED UPON AN INDICTMENT RE
TURNED BY A GRAND JURY FROM WHICH NEGROES HAD
BEEN SYSTEMATICALLY EXCLUDED SOLELY BECAUSE OF
RACE AND COLOR IN VIOLATION OF THE EQUAL PROTECTION
CLAUSE OF THE FOURTEENTH AMENDMENT.
B
THE COURT ERRED IN AFFIRMING THE CONVICTION OF
PETITIONER BASED UPON CONFESSIONS OBTAINED BY STATE
OFFICERS THROUGH THE USE OF FORCE, DURESS AND IN
TIMIDATION IN VIOLATION OF THE DUE PROCESS CLAUSE
OF THE FOURTEENTH AMENDMENT.
Summary of Argument
I
Where substantial federal questions have been raised
and passed upon in a state court, this Court will make an
independent examination of the evidence: Haley v. Ohio,
332 U. S. 596; Patton v. Mississippi, 332 U. S. 463; Malin-
ski v. New York, 324 U. S. 401; Ashcraft v. Tennessee, 322
U. S. 154; Ward v. Texas, 316 U. S. 547; Lisenba v. Cali
fornia, 314 U. S. 219.
II
The lower court erred in affirming the conviction of
petitioner based upon an indictment returned by a grand
jury from which Negroes were systematically excluded
solely because of race or color.
A. Evidence adduced at hearing upon motion to quash
clearly established systematic exclusion of Negroes:
4
Patton v. Mississippi, supra; Smith v. Texas, 311 U. S.
128; Patterson v. Alabama, 294 U. S. 600; Norris v.
Alabama, 294 U. S. 587; Rogers v. Alabama, 192 U. S.
226; Carter v. Texas, 177 U. S. 442; Bush v. Kentucky,
107 U. S. 110, 122; Neal v. Delaware, 103 U. S. 370;
Strauder v. West Virginia, 100 U. S. 303.
B. General statements of good faitli by state officials
were wholly insufficient to overcome evidence of long-
continued exclusion of Negroes from jury service:
Patton v. Mississippi, supra, Smith v. Texas, supra.
I l l
The lower court erred in affirming the conviction of peti
tioner based upon confessions obtained by state officers
through use of force, duress and intimidation.
A. Circumstances surrounding the obtaining of the
alleged confessions herein clearly establish their invol
untary nature.
B. Use of such confession and affirmance of convic
tion based thereon violate the Fourteenth Amendment:
Haley v. Ohio, supra; Malinshi v. New York, supra;
Ashcraft v. Tennessee, supra; Lisenba v. California,
supra; Chambers v. Florida, 309 U. S. 227; Brown v.
Mississippi, 297 U. S. 278.
ARGUMENT
I
This Court will independently examine evidence in sup
port of claim of violation of rights protected by United
States Constitution where such claim is properly raised
and denied by State Court.
Throughout the proceedings in the courts of Indiana,
petitioner claimed that rights protected by the United States
Constitution had been denied him because of the systematic
exclusion of members of his race from grand juries in the
5
county where the indictment returned against him was
found. (R. 2-3, 31, 34) Petitioner further claimed through
out the proceedings that the use of confessions obtained
through the use of force, duress and intimidation by state
officers violated rights guaranteed him by the Fourteenth
Amendment. (R. 3, 31, 33-34, 35-36) At each stage, these
rights were denied by the Indiana state courts. This Court
will examine and appraise the evidence as it relates to peti
tioner ’s constitutional rights, Smith v. Texas, supra, at 130,
so as to determine the validity of the claim, Lisenba v. Cali
fornia, supra, at 237, and whether such rights were denied
either in express terms or in “ substance and effect.”
Norris v. Alabama, supra, at 589; Ward v. Texas, supra,
Malinski v. New York, supra; Ashcraft v. Tennessee, supra;
Haley v. Ohio, supra; Patton v. Mississippi, supra.
II
The Supreme Court of Indiana erred in denying peti
tioner the equal protection of the laws guaranteed by the
Fourteenth Amendment to the Constitution of the United
States by affirming his conviction based upon an indict
ment returned by a grand jury from which all qualified
Negroes were systematically excluded solely because of
race or color.
An independent examination of all of the evidence ad
duced at the hearing upon petitioner’s motion to quash will
reveal the following uncontradicted facts:
1. That no Negro served on the grand jury that indicted
petitioner. (R. 21)
2. That for at least twenty-five to thirty years prior to
the indictment of petitioner, no Negro had served on a
grand jury in Marion County. (R. 4, 7, 8, 10-11, 12, 17, 21,
27, 30)
6
3. That Negroes constituted at least one-seventh of the
general population of the county in which petitioner was
indicted. (R. 4-5, 7, 12, 18)
4. That there were many Negroes in Marion County
qualified for jury service. (R. 4, 6, 8, 10)
Petitioner called six witnesses in support of his motion,
who testified as follows:
Scotty Scott, a newspaperman and resident of Marion
County for seventeen years, testified that of a general
population of approximately four hundred and eighty-six
thousand (486,000), there are approximately sixty-five
thousand (65,000) Negroes2 and that to his knowledge
there are Negroes who are property owners and competent
to serve on grand juries, though he does not know of any
occasion when Negroes served on a grand jury of that
county. (R. 4-6)
Thomas Erwin, a local newspaperman, resident of Mar
ion County for twenty-one (21) years, testified that he had
no knowledge of any Negro who had served on a grand
jury in the county during that time and confirmed the above-
quoted population figures. (R. 7)
William S. Henry, resident for forty-four (44) years,
and a member of the Bar of Marion County for thirty-eight
(38) years, stated that a total of twelve grand jurors serve
each year; that he knows of no Negro who served in such a
capacity during the last twenty-five (25) years, though he
knows Negroes who are residents, citizens, and property
owners of the county. (R. 8-10) Upon being examined by
2 16th Census Report on Population, 1940 shows Marion County, In
diana’s general population figures to be: Total population, 460,926;
White, 408,890; Negro, 51,949. Table 21, part 2, Vol, II.
7
the Court concerning Negro grand jurors, the following
question and answer were made:
“ Q. Could there have been some called and you not
know about it?
“ A. No, they couldn’t have been, Judge, I have
been a lawyer there for thirty-eight years and I would
have particularly known that had there been.” (R. 9)
A1 Magenheimer, Sheriff of Marion County, resident
thereof for twenty-five (25) years, testified that he had no
knowledge of any Negro serving on a grand jury of the
county for the last twenty-five (25) years, though he is
well-acquainted with a large number of colored people
who own real estate. (R. 10-2)
Glenn W. Parish, Deputy Clerk of Marion County, resi
dent thereof for fifty (50) years, testified that during the last
twenty-five (25) or thirty (30) years, he knew of no occasion
where a colored person had served on a grand jury, though
he knows that a number of colored persons vote and own
property in the county. He further stated that the last
survey of the Chamber of Commerce showed that of a
population of about four hundred and sixty thousand
(460,000) persons, sixty-five thousand (65,000) thereof were
colored. He also testified that the jury commissioners write
out the names of prospective jurors from the tax duplicates,
which do not indicate the race of the taxpayer, place the
names in a box and that thereafter the County Clerk actu
ally draws the names out of the box and writes them down in
the order of drawing. (R. 12-17)
On redirect examination, this witness stated that out
of seventy-five (75) names drawn for the grand jury venire
at the term of Court at which petitioner was indicted, six
(6) jurors were chosen, none of whom was a Negro. (R. 14)
He further stated that the Prosecutor of the county helped
the judges select the jurors (R. 15) and advised the Court
thereon,
8
Judson L. Stark, prosecuting attorney of Marion County,
resident thereof for twenty-five (25) years, testified as to
the population ratio of the county and that names of pro
spective jurors are drawn from the jury box without regard
to whether they are white or colored; that the names drawn
are written down in order until seventy-five (75) have been
so listed, this number then constituting the prospective
grand jury list; that subpoenas are then issued to such
persons and served by the Sheriff; that upon response to
the subpoenas, the prospective jurors are questioned by the
judge and that the prosecuting attorney “ . . . from time to
time looked up the qualifications and run the records on
names so as to be sure we don’t get anyone with any bad
background in there.” ; that of three hundred (300) persons
serving on grand juries in the county over the past twenty-
five (25) years, he does not know of any Negro having so
served and that there was no Negro on the grand jury that
indicted petitioner. (R. 17-21)
This testimony was sufficient to make a prima facie
showing of systematic exclusion of Negroes from grand
jury service in Marion County solely because of race or
color. Neal v. Delaware, supra; Norris v. Alabama, supra;
Pierre v. Louisiana, 306 U. S. 354; Patton v. Mississippi,
supra. As stated by this Court in the Patton case, supra:
“ When such a showing was made, it became a duty
of the state to try to justify such exclusion as having-
been brought about by some reason other than racial
discrimination. ’ ’
The State of Indiana failed to sustain the burden. Two
witnesses were called by the state in opposition to the
motion to quash. One of these witnesses was the prosecut
ing attorney of Marion County. The other witness was the
chief deputy prosecutor of Marion County.
9
The first witness, Jndson L. Stark, prosecuting attorney,
had a record of county public service from 1925 and claimed
familiarity with the method of selection of grand juries in
Marion County. He testified: ‘ ‘ There never has been any
discrimination or effort to keep names out of the box or
keep any colored person in Marion County from serving on
either Grand or Petit Jury.” (R. 23.) He further testified
that: “ 1 believe that three were called,” in response to a
question as to whether any Negroes were called on the grand
jury venire within the last three years. (R. 23.) (Italics
ours.)
On cross-examination, he stated that at the time of draw
ing the grand jury that indicted petitioner seventy-five (75)
names were drawn from the jury box and of this number
some were Negroes (R. 26). However, “ when it was finally
finished the jury didn’t have—there was no colored person
on the grand jury” (R. 26-27). It should also be noted
that this witness denied that he was present when the names
were drawn. (R. 20, 25.)
Glenn W. Funk, chief deputy prosecutor of Marion County
since March, 1947, testified that the names of two Negroes
were drawn at the January, 1948, term. (R. 29.) This term
followed the term of Court at which the grand jury indicting
petitioner was drawn. The witness further stated that no
Negro had served on a grand jury in Marion County during
his residency there since 1927. (R. 30.)
In considering this evidence, the Supreme Court of the
State of Indiana found: “ There was no proof of a sys
tematic effort to exclude Negroes from jury service” , rely
ing therefor on the testimony of Glenn W. Funk to the effect
that the names of two Negroes were drawn at the January,
1948, term of the grand jury. Apparently, the Court en
tirely overlooked or discounted the fact recognized by the
trial court that such term followed the court term at which
10
petitioner was indicted and accordingly such evidence had
no bearing upon the motion to quash.
Further, the Supreme Court of Indiana relied in its
opinion upon the general assertions of Judson L. Stark and
Glenn W. Parish to the effect that there was no discrimina
tion in the selection and drawing of names for service on
grand juries. (R. 38.)
Such general assertions of nondiscrimination cannot be
considered adequate justification for the complete exclusion
of Negroes over a period of twenty-five to thirty years from
grand jury service in Marion County. As stated by this
Court in Neal v. Delaware, supra:
“ We think that this evidence failed to rebut the
strong prima facie case which defendant had made.
That showing as to the long continued exclusion of
Negroes from jury service, and as to the many qualified
for that service, could not be met by mere generalities.
If, in the presence of such testimony as defendant ad
duced, the mere general assertions by officials of their
perf ormance of duty were to be accepted as an adequate
justification for the complete exclusion of Negroes from
jury service, the constitutional provision—adopted
with special reference to their protection—would be but
a vain and illusory requirement. ’ ’
Apparently, the Supreme Court of Indiana . . re
garded as irrelevant the key fact that for thirty years or
more no Negro had served on the grand . . . juries. This
omission seriously detracts from the weight and respect
that we would otherwise give to its conclusion in reviewing
the facts, as we must in a constitutional question like this. ’ ’
Patton v. Mississippi, supra.
It is well settled that a Negro defendant is denied equal
protection of the laws contrary to the Fourteenth Amend
ment to the Constitution of the United States whenever
through state action Negroes are systematically excluded
11
solely because of race or color from the grand jury which
indicts, or the petit jury which convicts him.
In the Patton case, supra, the general rule having been
reiterated, this Court stated that:
“ When a jury selection plan, whatever it is, operates
in such way as always to result in the complete and long-
continued exclusion of any representative at all from a
large group of Negroes, or any other racial group, in
dictments and verdicts returned against them by juries
thus selected cannot stand.” (92 L. Ed. (Adv. Sheets)
164,167.)
The Indiana Supreme Court refused to apply this prin
ciple to the facts of the instant case. Such refusal consti
tuted a denial of petitioner’s claim of violation of rights
guaranteed him by the Fourteenth Amendment to the United
States Constitution within the meaning of decisions of this
Court. Patton v. Mississippi, supra; Pierre v. Louisiana,
supra; Hale v. Kentucky, 303 U. S. 613; Iiollin-s v. Okla
homa, 295 U. S. 394; Martin v. Texas, 200 U. S. 316.
I l l
The lower court erred in affirming conviction based upon
confessions obtained by State officers through use of force,
duress and intimidation.
In the case of Chambers v. Florida, supra, where a con
viction based upon confessions induced by fear and duress
was reversed, this Court reemphasized the challenging role
of our judiciary in such cases, stating:
“ Under our constitutional system, courts stand
against any winds that blow as havens of refuge for
those who might otherwise suffer because they are help
less, weak, outnumbered, or because they are noncon
forming victims of prejudice and public excitement.
* No higher duty, no more solemn responsi-
12
bility rests upon this Court than that of translating into
living law and maintaining these constitutional shields
deliberately planned and inscribed for the benefit of
every human being subject to our constitution of what
ever race, creed, or persuasion” (at p. 241).
In the instant case, the uncontradicted testimony shows
that petitioner, a Negro, was arrested on Wednesday, No
vember 12, 1947, some time between 12:30 (O.R. 360) and
2:40 in the afternoon (O.R. 728-729). After questioning by
police in the office of the Marion County jail (O.R. 361-362),
he was placed in Cell No. 7 (O.R. 446), commonly known as
“ the hole.” (O.R. 363, 447, 581.) This cell, approximately
six by four feet, with walls, ceiling and floor made of steel
(O.R. 365) or iron (O.R. 448), had a small hole about six
by four inches in the front door, which was kept locked
(O.R. 365-366), no light (O.R. 448), bed (O.R. 448, 455),
chair (O.R. 366), heat (O.R. 567), or water tap (O.R. 366),
and its only fixture was a toilet (O.R. 448). After an alleged
identification by one Miss Stout (O.R. 368-371), petitioner
was kept in this cell until approximately 11:45 P. M. (O.R.
372).
That night at 11:30 or twelve midnight (0. R. 744); he
was removed from the cell, taken first to the ja il’s front
office (O. R. 374), questioned and then taken to headquarters
of the state police (0. R. 376), when he was again questioned
by various officers until about 2 A. M. on the 13th (0. R.
378-379, 744). From two o ’clock until three or four A. M., he
was subjected to a lie detector test (0. R. 379, 685, 766) and
following this was again questioned by officers until six the
next morning (0. R. 381-383), at which time he was returned
to “ the hole” (0. R. 384).
At 9 :30 A. M. on the 13th, petitioner was again removed
from his cell (0. R. 385), subjected to an identification
proceeding (0. R. 386) then taken in a state police car to
13
visit various places throughout the city (0. R. 388) until
some time in the afternoon (0. R. 395).
During the afternoon, at state police headquarters, until
approximately 6:30 the following morning (0. R. 407),
he was questioned by a large number of officers (0. R. 403)
in at least five different places (0. R. 674-675) and then
returned to jail. That morning, the 14th at approximately
9 A. M., he was taken to the prosecutor’s office (0. R. 409)
where he talked to a man by the name of Lynch (0. R. 410),
then taken in an auto to search for various articles (0. R.
411, 609), upon his return he was subjected to a lie detector
test (0. R. 414) and again questioned until some time be
tween two (0. R. 610) and eight o ’clock the next morning
(0. R. 423) at which time he was returned to solitary
confinement.
The following morning, the 15th, at 9:30 A. M., he was
again taken on an auto trip with officers to various places
throughout the city, returned to police headquarters and
again questioned until approximately noon (0. R. 423-425).
He was taken on another auto trip until approximately 3
o ’clock (0. R. 428-429), returned to police headquarters
and subjected to a lie detector test (0 . R. 429), then re
turned to solitary (0. R. 436). At approximately six or
seven P. M., he was again taken to state police headquarters
and questioned until early in the morning some time be
tween 2 (0. R. 431-436) or 8:30 A. M. (0. R. 421), when he
was placed again in “ the hole,” where he was left all day
Sunday, the 16tli (0. R. 438).
At about 8 :30 Monday morning (0. R. 438), he was again
taken on an auto trip by state officers (0. R. 613), returned
to police headquarters (0. R. 613) and questioned concern
ing numerous crimes (0. R. 426-437) and subjected to
such questioning during the morning (0. R. 439), afternoon
(0. R. 439, 1127) and again most of the night (0. R. 439).
He finally broke and confessed to having committed the
14
crime for which he was later charged and sentenced some
time between 3 and 4:30 A. M. on the morning of the 18th
(0. R. 483).
During all of this period from the 12th through the 18th,
petitioner was held without being arraigned or taken before
a magistrate for hearing (0. R. 487) as required by the laws
of Indiana,3 until after his confession (0. R. 19-20). The
Supreme Court of the state, in its opinion, admitted that
this irregularity had occurred (R. 39).
At no time was petitioner advised of his right to remain
silent or to have assistance of counsel (0. R. 645-646) nor
were friends or relatives allowed to visit him prior to the
18th (0. R. 559, 562). During most of these periods, except
while in solitary, and once or twice while in the auto, peti
tioner was handcuffed (0. R. 374-377, 404).
By reference merely to this undisputed testimony, but
one conclusion can be reached, namely, that petitioner’s
conviction herein must be reversed because it was based
upon a confession obtained through the use of force, duress
and intimidation, rendering its character involuntary in
violation of rights guaranteed him by the Fourteenth
Amendment. The facts and circumstances which were un
contradicted establish that the confession was not the result
of the free choice of petitioner but rather flowed from the
long gruelling questioning and physical exhaustion brought
about by state officers while held incommunicado and with
out due process.
Though the fact alone that a confession was obtained
while in the custody of police and in response to examina
tion by them will not necessarily affect its voluntary char
acter, such circumstance will be considered. Also, the fact
of an extended delay in arraignment or application to a
magistrate for committal, the holding of defendant incom
3 Burns Indiana Statutes, 1942 Repl., section 9-704.
15
municado without opportunity to see counsel or friends,
Ward v. Texas, supra; Malinski v. New York, supra, and
subjecting him to long and gruelling questioning by a large
number of officers, Ward v. Texas, supra, must be con
sidered. All of these facts are present in the instant case
and though the conviction may have been based only in
part upon the confession obtained in this manner, its use is
sufficient to warrant reversal by this Court. Malinski v.
New York, supra.
Further testimony, which in some few parts was con
flicting, was as follows: Petitioner claims that his clothes
were taken away from him and he was kept naked wearing-
only socks except when removed from the jail (0 . R. 367).
He further testified that he was beaten by the police (0. R.
399-402, 479) and this is denied by all of them, though
petitioner’s wife stated that when she saw him after the
18tli, his face was swollen and his eyes were red (0. R. 565).
Petitioner claims that from arrest to the time he confessed
seven days later, the only food he received was four sand
wiches (0. R. 415, 489), two bottles of milk (0. R. 415, 489),
two apples (0. R. 489), a coca cola (0. R. 364, 404) bread
and water (0. R. 438). The only clear contradiction of this
was from the sheriff who claims that petitioner was fed
regularly, such claim lacking the probability of truth in
view of the lengthy periods of time that petitioner ad
mittedly was away from the jail and the custody of the
sheriff.
Petitioner further claimed that just prior to signing
the confession, he was informed that a mob of five hundred
people had gathered to get him (0. R. 443, 481); that unless
he signed his wife and baby might be harmed (0. R. 443,
482) and that he did sign only after a telephone call was
made to his wife and he was allowed to say “ hello” after
which the police hung up (0. R, 498). Though these state
ments are denied by state’s witnesses, they are partially
16
supported by the w ife’s testimony to the effect that she did
receive such a telephone call (0 . R. 563).
In reviewing the cumulative evidence, the Supreme Court
of the State of Indiana stated:
“ This evidence on admissibility being conflicting,
the court’s ruling adverse to appellant cannot be ques
tioned in this appeal as we cannot weigh the evidence”
(R. 39).
In such ruling, the Indiana Supreme Court entirely
ignored the sufficiency of the uncontradicted evidence, giv
ing undue weight to that which was contradicted and thus
overruled petitioner’s claim of federal right as set forth in
his Assignment of Error Number Eighteen presented to
that Court, wherein petitioner specifically incorporated
his objection “ that the said confessions and statements
violate . . . the Fifth, Sixth and Fourteenth Amendments
to the Federal Constitution” (R. 34). At a minimum, the
uncontradicted evidence shows that petitioner was ques
tioned by numerous police officers in various places through
out the city of Indianapolis at all times of the day and night
over a period of approximately seven days, with little res
pite ; that during such periods of respite, he was confined
in a bare, cold cell with no chair or bed; that during this
time he was held illegally and incommunicado without the
advice of friends or counsel and constantly subjected to
the fear of further and more severe intimidation and
coercion.
A confession obtained under such circumstances clearly
was not voluntary and its use violates provisions of the
Fourteenth Amendment. As stated by this Court in the
recent case of Haley v. Ohio, supra:
“ The Fourteenth Amendment prohibits police from
using the private, secret custody of either man or child
as a device for wringing confessions from them.”
17
Though most decisions concerning the use of coerced con
fessions dealt with more violent forms of duress, as stated
by Mr. Justice Frankfurter in his concurring opinion in the
Haley case supra:, at page 246:
“ An impressive series of cases in this and other
courts admonishes of the temptations to abuse of police
endeavors to secure confessions from suspects, through
protractive questioning, carried on in secrecy, with the
inevitable disquietude and fears police interrogations
naturally engender in individuals questioned while held
incommunicado, without the aid of counsel and unpro
tected by the safeguards of a judicial inquiry. . . .
It would disregard standards that we cherish as part
of our faith in the strength and well-being of a rational,
civilized society to hold that a confession is ‘ voluntary’
simply because the -confession is the product of a
sentient choice. ‘ Conduct under duress involves a
choice,’ (cases cited) and conduct devoid of physical
pressure but not leaving a free exercise of choice is the
product of duress as much so as choice reflecting phys
ical constraint. ’ ’
The conviction, based as it is upon a coerced, involuntary
confession, should be reversed pursuant to prior decisions
of this Court:
“ This Court has set aside convictions based upon
confessions extorted from ignorant persons who have
been subjected to persistent and protractive question
ing, or who have been threatened with mob violence,
or who have been unlawfully held incommunicado with
out advice of friends or counsel, or who have been
taken at night to lonely and isolated places for question
ing. Any one of these grounds would be sufficient cause
for reversal.” Ward v. Texas, 316 U. S. 547, 555.
In the instant case, it is not denied that at least two of
these grounds are present, if not all.
18
Conclusion
Petitioner was indicted by a grand jury from which
members of his race were systematically excluded simply
because they were Negroes. The record clearly shows fur
ther that petitioner’s conviction was based upon a confes
sion extorted from him through the use of force, duress
and intimidation. The refusal of the Supreme Court of
Indiana to reverse the conviction upon the basis of these
two federal claims properly presented to it constitutes a
violation of rights guaranted petitioner by the Fourteenth
Amendment to the United States Constitution.
W herefore, it is respectfully submitted that the judgment
of the Supreme Court of the State of Indiana should be
reversed.
R obert L. Carter,
F ranklin H . W illiams,
T hurgood M arshall,
Attorneys for Petitioner.
W arren M. B rown ,
E merson J. B runner,
W illard B. R ansom ,
H enry J. R ichardson,
Of Counsel.
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