Lucas v. Colorado General Assembly
Public Court Documents
June 15, 1964
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SUPREME COURT OF THE UNITED STATES
No. 508.— October T erm, 1963.
Andres Lucas et al., etc.,
Appellants,
v. On Appeal From the United
States District Court for
the District of Colorado.The Forty-Fourth General
Assembly of the State of
Colorado et al.
[June 15, 1964.]
M r. Chief Justice W arren delivered the opinion of
the Court.
Involved in this case is an appeal from a decision of
the Federal District Court for the District of Colorado
upholding the validity, under the Equal Protection Clause
of the Fourteenth Amendment to the Federal Constitu
tion, of the apportionment of seats in the Colorado Legis
lature pursuant to the provisions of a constitutional
amendment approved by the Colorado electorate in 1962.
Appellants, voters, taxpayers and residents of counties
in the Denver metropolitan area, filed two separate ac
tions, consolidated for trial and disposition, on behalf of
themselves and all others similarly situated, in March
and July 1962, challenging the constitutionality of the
apportionment of seats in both houses of the Colorado
General Assembly. Defendants below, sued in their rep
resentative capacities, included various officials charged
with duties in connection with state elections. Plaintiffs
below asserted that Art. V, §§ 45, 46, and 47, of the Colo
rado Constitution, and the statutes1 implementing those
1 Colo. Rev. Stat. 1953, c. 63, §§ 63-1-1—63-1-6.
I .
2 LUCAS v. COLORADO GENERAL ASSEMBLY.
constitutional provisions, result in gross inequalities and
disparities with respect to their voting rights. They
alleged that “ one of the inalienable rights of citizen
ship . . . is equality of franchise and vote, and that the
concept of equal protection of the laws requires that every
citizen be equally represented in the legislature of his
State.” Plaintiffs sought declaratory and injunctive re
lief, and also requested the court to order a constitution
ally valid apportionment plan into effect for purposes of
the 1962 election of Colorado legislators. Proponents of
the current apportionment scheme, which was then to be
voted upon in a November 1962 referendum as proposed
Amendment No. 7 to the Colorado Constitution, were per
mitted to intervene. A three-judge court was promptly
convened.
On August 10, 1962, the District Court announced its
initial decision.2 Lisco v. McNichols, 208 F. Supp. 471.
After holding that it had jurisdiction, that the issues pre
sented were justiciable, and that grounds for abstention
were lacking,3 the court below stated that the population
2 The District Court wisely refrained from acting at all until a
case pending in the Colorado Supreme Court was decided without that
court passing on the federal constitutional questions relating to Colo
rado’s scheme of legislative apportionment which were raised in that
suit. In re Legislative Reapportionmetit, 374 P. 2d 66 (Colo. Sup.
Ct. 1962). After accepting jurisdiction, the Colorado Supreme Court,
over a vigorous dissent, ignored the federal constitutional issues and
instead discussed only the matter of when the Colorado Legislature
was required, pursuant to the State Constitution, to reapportion
seats in the General Assembly. The Court concluded that a reap
portionment measure enacted during the 1963 session of the Colorado
Legislature, on the basis of 1960 census figures, would, if neither of
the proposed constitutional amendments relating to legislative appor
tionment was approved by the voters in November 1962, be in suffi
cient compliance with the constitutional requirement of periodic
legislative reapportionment. See also 208 F. Supp., at 474, dis
cussing the Colorado Supreme Court’s decision in that case.
3 In its initial opinion, the District Court properly concluded that
the argument that “ the Colorado Supreme Court has preempted juris
LUCAS v. COLORADO GENERAL ASSEMBLY. 3
disparities among various legislative districts under the
existing apportionment “ are of sufficient magnitude to
make out a prima jade case of invidious discrimina
tion However, because of the imminence of the
primary and general elections, and since two constitu
tional amendments, proposed through the initiative pro
cedure and prescribing rather different schemes for legis
lative apportionment, would be voted upon in the im
pending election, the District Court continued the cases
without further action until after the November 1962
election. Colorado legislators were thus elected in 1962
pursuant to the provisions of the existing apportionment
scheme.
At the November 1962 general election, the Colorado
electorate adopted proposed Amendment No. 7 by a vote
of 305,700 to 172,725, and defeated proposed Amend
ment No. 8 by a vote of 311,749 to 149,822. Amend
diction by first hearing the controversy, is without merit in view of
the fact that the Supreme Court of Colorado has refrained from even
considering the issue of the plaintiffs’ federally-guaranteed constitu
tional rights.” 208 F. Supp., at 475. Continuing, the court below
correctly held that, under the circumstances, it was not required to
abstain, and stated:
“The considerations which demand abstinence are not present in the
instant case. Here, the General Assembly of the State of Colorado
has repeatedly refused to perform the mandate imposed by the Colo
rado Constitution to apportion the legislature. The likelihood that
the unapportioned General Assembly will ever apportion itself now
appears remote. The Supreme Court of Colorado, while retaining
jurisdiction of the subject matter of the controversy presented to it,
has postponed further consideration of the cause until June, 1963.
Under these circumstances, we must conclude that the parties do not,
at least at present, have an adequate, speedy and complete remedy
apart from that asserted in the case at bar and thus grounds for.
abstention are at this time lacking.” 208 F. Supp., at 476. See
also Davis v. M ann,---- U. S .------ , -------------, decided also this date,
where we discussed the question of abstention by a federal court in
a state legislative apportionment controversy.
4 LUCAS v. COLORADO GENERAL ASSEMBLY,
ment No. 8, rejected by a majority of the voters, pre
scribed an apportionment plan pursuant to which seats
in both houses of the Colorado Legislature would pur
portedly be apportioned on a population basis.4 Amend
ment No. 7, on the other hand, provided for the appor
tionment of the House of Representatives on the basis
4 As stated succinctly by the District Court, in its opinion on the
merits,
“The defeated Amendment No. 8 proposed a three-man commission
to apportion the legislature periodically. The commission was to have
the duty of delineating, revising and adjusting senatorial and repre
sentative districts. Its actions were to be reviewed by the Colorado
Supreme Court. The districting was to be on a strict population
ratio for both the Senate and the House with limited permissible
variations therefrom.” 219 F. Supp., at 925.
Additionally, under proposed Amendment No. 8, the commission
would determine a strict population ratio for both the Senate and the
House by dividing the State’s total population, as ascertained in each
decennial federal census, by the number of seats assigned to the
Senate and the House, respectively. No legislative district should
contain a population per senator or representative of 33%% more
or less than the strict population ratio, except certain mountainous
senatorial districts of more than 5,500 square miles in area, but no
senatorial district was to contain a population of less than 50% of
the strict population ratio. Senatorial districts should consist of one
county or two or more contiguous counties, but no county should
be divided in the formation of a senatorial district. Representative
districts should consist of one county or two or more contiguous
counties. Any county apportioned two or more representatives could
be divided into representative subdistricts, but only after a majority
of the voters in the county had approved, in a general election, the
exact method of subdivision and the specific apportionment of rep
resentatives among the subdistricts and the county at large. A pro
posal to divide a county into subdistricts could be placed on the ballot
only by initiative petition in accordance with state law, and only at
the general elections in 1966 and 1974, and at the general elections
held each 10 years thereafter. Amendment No. 8, like Amendment
No. 7, would have required implementing legislation and would not
have become effective, if adopted, until the 1964 elections.
LUCAS v. COLORADO GENERAL ASSEMBLY. o
of population, but essentially maintained the existing
apportionment in the Senate, which was based on a com
bination of population and various other factors.
After the 1962 election the parties amended their
pleadings so that the cases involved solely a challenge to
the apportionment scheme established in the newly
adopted Amendment No. 7. Plaintiffs below requested
a declaration that Amendment No. 7 was unconstitu
tional under the Fourteenth Amendment since resulting
in substantial disparities from population-based repre
sentation in the Senate, and asked for a decree reappor
tioning both houses of the Colorado Legislature on a pop
ulation basis. After an extended trial, at which a variety
of statistical and testimonial evidence regarding legisla
tive apportionment in Colorado, past and present, was
introduced, the District Court, on July 16, 1963, an
nounced its decision on the merits. Lisco v. Love, 219
F. Supp. 922. Splitting 2-to-l, the court below con
cluded that the apportionment scheme prescribed by
Amendment No. 7 comported with the requirements of
the Equal Protection Clause, and thus dismissed the con
solidated actions. In sustaining the validity of the sena
torial apportionment provided for in Amendment No. 7,
despite deviations from population-based representation,
the District Court stated that the Fourteenth Amend
ment does not require “ equality of population within
representation districts for each house of a bicameral
state legislature.” Finding that the disparities from a
population basis in the apportionment of Senate seats
were based upon rational considerations, the court below
stated that the senatorial apportionment under Amend
ment No. 7 “recognizes population as a prime, but not
controlling, factor and gives effect to such important con
siderations as geography, compactness and contiguity of
territory, accessibility, observance of natural boundaries,
[and] conformity to historical divisions such as county
6 LUCAS v. COLORADO GENERAL ASSEMBLY.
lines and prior representation districts . . . 5 Stress
ing also that the apportionment plan had been recently
adopted by popular vote in a statewide referendum, the
Court stated:
“ [Plaintiffs’ ] argument that the apportionment of
the Senate by Amendment No. 7 is arbitrary, in
vidiously discriminatory, and without any ration
ality . . . [has been answered by] the voters of
Colorado . . . . By adopting Amendment No. 7
and by rejecting Amendment No. 8, which proposed
to apportion the legislature on a per capita basis, the
electorate has made its choice between the conflicting
principles.” 6
5 219 F. Supp., at 932.
6 Ibid. Continuing, the court below stated:
“ The initiative gives the people of a state no power to adopt a
constitutional amendment which violates the Federal Constitution.
Amendment No. 7 is not valid just because the people voted for
it. . . . [But] the traditional and recognized criteria of equal pro
tection . . . are arbitrariness, discrimination, and lack of rationality.
The actions of the electorate are material to the application of the
criteria. The contention that the voters have discriminated against
themselves appalls rather than convinces. Difficult as it may be at
times to understand mass behavior of human beings, a proper recog
nition of the judicial function precludes a court from holding that
the free choice of the voters between two conflicting theories of appor
tionment is irrational or the result arbitrary.
“ The electorate of every county from which the plaintiffs come
preferred Amendment No. 7. In the circumstances it is difficult to
comprehend how the plaintiffs can sue to vindicate a public right.
At the most they present a political issue which they lost. On the
questions before us we shall not substitute any views which we may
have for the decision of the electorate. . . . [W ]e decline to act
as a superelectorate to weigh the rationality of a method of legisla
tive apportionment adopted by a decisive vote of the people.” Id..
at 932-933.
And, earlier in its opinion on the merits, the District Court stated:
“ With full operation of the one-man, one-vote principle, the Colorado
electorate by an overwhelming majority approved a constitutional
LUCAS v. COLORADO GENERAL ASSEMBLY. 7
Concluding, the District Court stated:
“ We believe that no constitutional question arises
as to the actual, substantive nature of apportionment
if the popular will has expressed itself. . . . In
Colorado the liberal provisions for initiation of con
stitutional amendments permit the people to act—
and they have done so. If they become dissatisfied
with what they have done, a workable method of
change is available. The people are free, within the
framework of the Federal Constitution, to establish
the governmental forms which they desire and when
they have acted the courts should not enter the
political wars to determine the rationality of such
action.” 7
In dissenting, District Judge Doyle stated that he
regarded the senatorial apportionment under Amendment
No. 7 as irrational and invidiously discriminatory, and
that the constitutional amendment had not sufficiently
remedied the gross disparities previously found by the
District Court to exist in Colorado’s prior apportionment
scheme. Instead, he stated, the adopted plan freezes
senatorial apportionment and merely retains the former
system with certain minor changes. Equality of voting
power in both houses is constitutionally required, the dis
sent stated, since there is no logical basis for distinguish
ing between the two bodies of the Colorado Legislature.
In rejecting the applicability of the so-called federal
analogy, Judge Doyle relied on this Court’s decision in
amendment creating a Senate, the membership of which is not ap
portioned on a strict population basis. By majority process the
voters have said that minority process in the Senate is what they
want. A rejection of their choice is a denial of the will of the ma
jority. If the majority becomes dissatisfied with that which it has
created, it can make a change at an election in which each vote counts
the same as every other vote.” Id., at 926-927.
7 Id., at 933.
8 LUCAS v. COLORADO GENERAL ASSEMBLY.
Gray v. Sanders, 372 U. S. 368. He concluded that, al
though absolute equality is a practical impossibility, legis
lative districting based substantially on population is
constitutionally required, and that the disparities in the
apportionment of Senate seats under Amendment No. 7’s
provisions cannot be rationalized.8
Notices of appeal from the District Court’s decision
were timely filed, and we noted probable jurisdiction on
December 9, 1963. 375 U. S. 938.
II.
When this litigation was commenced, apportionment of
seats in the Colorado General Assembly was based on
certain provisions of the State Constitution and statutory
8 Additionally, Judge Doyle correctly stated that “ a properly ap
portioned state legislative body must at least approximate by bona
fide attempt the creation of districts substantially related to popula
tion.” 219 F. Supp.,.at 941. With respect to the relatively easy
availability of the initiative procedure in Colorado, the dissent per
ceptively pointed out that “ it is of little consolation to an individual
voter who is being deprived of his rights that he can start a popular
movement to change the Constitution. This possible remedy is not
merely questionable, it is for practical purposes impossible.” Id., at
942. Judge Doyle referred to Amendment No. 7’s provisions relating
to senatorial apportionment as “ the product of a mechanical and
arbitrary freezing accomplished by adoption, with slight modification,
of the unlawful alignments which had existed in the previous statute.”
Id., at 943. Discussing the majority’s view that geographic and
economic considerations were relevant in explaining the disparities
from population-based senatorial representation, he discerningly
stated that geographic and area factors carry “ little weight when
considered in the light of modern methods of electronic communica
tion, modern highways, automobiles and airplanes,” and, with regard
to economic considerations, that “ economic interests are remarkably
well represented without special representation,” that “ it is dangerous
to build into a political system a favored position for a segment of
the population of the state,” that “ there exists no practical method of
ridding ourselves of them,” and that, “ long after the institutions pass,
the built-in advantage remains even though it is at last only a vestige
of the dead past.” Ibid.
LUCAS v. COLORADO GENERAL ASSEMBLY. 9
provisions enacted to implement them. Article V, § 45,
of the Colorado Constitution provided that the legislature
“ shall revise and adjust the apportionment for senators
and representatives . . . according to ratios to be fixed
by law,” at the sessions following the state enumeration
of inhabitants in 1885 and every 10 years thereafter, and
following each decennial federal census. Article V, § 46,
as amended in 1950, stated that “ the senate shall consist
of not more than thirty-five and the house of not more
than sixty-five members.” Article V, § 47, provided that:
“ Senatorial and representative districts may be
altered from time to time, as public convenience may
require. When a senatorial or representative dis
trict shall be composed of two or more counties, they
shall be contiguous, and the district as compact as
may be. No county shall be divided in the forma
tion of a senatorial or representative district.”
Article V, § 3, provides that senators shall be elected for
four-year terms, staggered so that approximately one-
half of the members of the Senate are elected every two
years, and that all representatives shall be elected for
twTo-year terms.
Pursuant to these general constitutional provisions, the
Colorado General Assembly has periodically enacted
detailed statutory provisions establishing legislative dis
tricts and prescribing the apportionment to such districts
of seats in both houses of the Colorado Legislature. Since
the adoption of the Colorado Constitution in 1876, the
General Assembly has been reapportioned or redistricted
in the following years: 1881, 1891, 1901, 1909, 1913, 1932,
1953, and, with the adoption of Amendment No. 7, in
1962.9 The 1932 reapportionment was an initiated
9 Admittedly, the Colorado Legislature has never complied with the
state constitutional provision requiring the conducting of a decennial
state census in 1885 and every 10 years thereafter, and of course
10 LUCAS V. COLORADO GENERAL ASSEMBLY.
measure, adopted because the General Assembly had
neglected to perform its duty under the State Constitu
tion. In 1933 the legislature attempted to thwart the
initiated measure by enacting its own legislative reap
portionment statute, but the latter measure was held
unconstitutional by the Colorado Supreme Court.10
The 1953 apportionment scheme, implementing the ex
isting state constitutional provisions and in effect immedi
ately prior to the adoption of Amendment No. 7, was con
tained in several statutory provisions which provided for
a 35-member Senate and a 65-member House of Repre
sentatives. Section 63-1-2 of the Colorado Revised
Statutes established certain population “ ratio” figures
for the apportionment of Senate and House seats among
the State’s 63 counties. One Senate seat was to be allo
cated to each senatorial district for the first 19,000 popu
lation, with one additional senator for each senatorial
district for each additional 50,000 persons or fraction over
48,000. One House seat was to be given to each repre
sentative district for the first 8,000 population, with one
has never reapportioned seats in the legislature based upon such a
census. Under Amendment No. 7, sole reliance is placed on the
federal census, and there is no longer any requirement for the con
ducting of a decennial state census.
In its initial opinion, the District Court stated that there had been
only a “modicum of apportionment, either real or purported,” as
well as “several abortive attempts,” since Colorado first achieved
statehood. However, in its later opinion on the merits, the court
below viewed the situation rather differently, and stated that “ ap
portionment of the Colorado legislature has not remained static.”
As indicated by the District Court, in addition to the reapportion
ments which were effected, “ in 1954 the voters rejected a referred
apportionment measure and in 1956 rejected an initiated constitu
tional amendment proposing the reapportionment of both chambers
of the legislature on a straight population basis.” 219 F. Supp.,
at 930.
10 Armstrong v. Mitten, 95 Colo. 425, 37 P. 2d 757 (1934). See
note 24, infra.
LUCAS v. COLORADO GENERAL ASSEMBLY. 11
additional representative for each House district for each
additional 25,000 persons or fraction over 22,400. Sec
tions 63-1-3 and 63-1-6 established 25 senatorial dis
tricts and 35 representative districts, respectively, and
allocated the 35 Senate seats and 65 House seats among
them according- to the prescribed population ratios. No
counties were divided in the formation of senatorial or
representative districts, in compliance with the constitu
tional proscription. Thus, senators and representatives
in those counties entitled to more than one seat in one or
both bodies were elected at large by all of the county’s
voters. The City and County of Denver was given eight
Senate seats and 17 House seats, and Pueblo County was
allocated two Senate seats and four House seats. Other
populous counties were also given more than one Senate
and House seat each. Certain counties were entitled to
separate representation in either or both of the houses,
and were given one seat each. Sparsely populated
counties were combined in multicounty districts.
Under the 1953 apportionment scheme, applying 1960
census figures, 29.8% of the State’s total population lived
in districts electing a majority of the members of the
Senate, and 32.1% resided in districts electing a majority
of the House members. Maximum population-variance
ratios of approximately 8-to-l existed between the most
populous and least populous districts in both the Senate
and the House. One senator represented a district con
taining 127,520 persons, while another senator had only
17,481 people in his district. The smallest representa
tive district had a population of only 7,867, while an
other district was given only two House seats for a popu
lation of 127,520. In discussing the 1953 legislative ap
portionment scheme, the District Court, in its initial
opinion, stated that “ factual data presented at the trial
reveals the existence of gross and glaring disparity in
voting strength as between the several representative and
12 LUCAS v. COLORADO GENERAL ASSEMBLY.
senatorial districts,” and that “ the inevitable effect . . .
[of the existing apportionment provisions] has been to
develop severe disparities in voting strength with the
growth and shift of population.” 11
Amendment No. 7 provides for the establishment of a
General Assembly composed of 39 senators and 65 repre
sentatives, with the State divided geographically into 39
senatorial and 65 representative districts, so that all seats
in both houses are apportioned among single-member
districts.12 Responsibility for creating House districts
“as nearly equal in population as may be” is given to the
legislature. Allocation of senators among the counties
follows the existing scheme of districting and apportion
ment, except that one sparsely populated county is de
tached from populous Arapahoe County and joined with
four others in forming a senatorial district, and one addi
tional senator is apportioned to each of the counties of
Adams, Arapahoe, Boulder and Jefferson. Within coun
ties given more than one Senate seat, senatorial districts
are to be established by the legislature “ as nearly equal
in population as may be.” 13 Amendment No. 7 also pro
11 208 F. Supp., at 474, 475.
12 Amendment No. 7 is set out as Appendix A to the District
Court’s opinion on the merits, 219 F. Supp., at 933-934, and provides
for the repeal of the existing Art. V, §§ 45, 46 and 47, and the adoption
of “new Sections 45, 46, 47 and 48 of Article V,” which are set out
verbatim in the Appendix to this opinion.
Additionally, the provisions of proposed Amendment No. 8, re
jected by the Colorado electorate, are set out as Appendix B to the
District Court’s opinion on the merits. 219 F. Supp., at 934-935.
See the discussion of Amendment No. 8’s provisions in note 4, supra.
13 In addition to establishing House districts, the legislation enacted
by the Colorado General Assembly in early 1963, in implementation
of Amendment No. 7’s provisions, also divided counties apportioned
more than one Senate seat into single-member districts. Amendment
No. 7, in contrast to Amendment No. 8, explicitly provided for dis
tricting, with respect to both Senate and House seats, in multimem
LUCAS v. COLORADO GENERAL ASSEMBLY. 13
vides for a revision of representative districts, and of
senatorial districts within counties given more than one
Senate seat, after each federal census, in order to main
tain conformity with the prescribed requirements.14
Pursuant to this constitutional mandate, the Colorado
Legislature, in early 1963, enacted a statute establishing
65 representative districts and creating senatorial districts
in counties given more than one Senate seat.15 Under
the newly adopted House apportionment plan, districts in
which about 45.1% of the State’s total population reside
are represented by a majority of the members of that
body. The maximum population-variance ratio, be
tween the most populous and least populous House
districts, is approximately 1.7-to-l. The court below
concluded that the House was apportioned as nearly on
a population basis as was practicable, consistent with
Amendment No. 7’s requirement that “no part of one
county shall be added to another county or part of another
county” in the formation of a legislative district, and
directed its concern solely to the question of whether the
ber counties. The rejected amendment, on the other hand, made no
provision at all for districting within counties given more than one
Senate seat, and allowed subdistricting of House seats only upon
specific approval of such a plan by a county’s voters. Thus, Amend
ment No. 8 would at least in part have perpetuated the extremely
objectionable feature of the existing apportionment scheme, under
which legislators in multimember counties were elected at large from
the county as a whole.
14 As stated by the District Court, “ Mandatory provisions [of
Amendment No. 7] require the revision of representative districts
and of senatorial districts within counties apportioned more than
one senator after each Federal Census.” 219 F. Supp., at 925. Under
the provisions of Amendment No. 7, eight counties are given more
than one Senate seat, and 14 of the 39 senatorial districts are com
prised of more than one county.
15 Colo. Laws 1963, c. 143, pp. 520-532, referred to as House Bill
No. 65.
14 LUCAS v. COLORADO GENERAL ASSEMBLY.
deviations from a population basis in the apportionment
of Senate seats were rationally justifiable.16
Senatorial apportionment, under Amendment No. 7,
involves little more than adding four new Senate seats
and distributing them to four populous counties in the
Denver area, and in substance perpetuates the existing
senatorial apportionment scheme.17 Counties contain
ing only 33.2% of the State’s total population elect a ma
jority of the 39-member Senate under the provisions of
Amendment No. 7. Las Animas County, with a 1960
population of only 19,983, is given one Senate seat, while
El Paso County, with 143,742 persons, is allotted only
two Senate seats. Thus, the maximum population-vari
ance ratio, under the revised senatorial apportionment, is
about 3.6-to-l.18 Denver and the three adjacent subur
16 As stated by the court below, “The Colorado legislature met in
January, 1963, and passed a statute, H. B. 65, implementing Amend
ment No. 7. No question is raised concerning the implementing leg
islation.” 219 F. Supp., at 924-925. Again the District Court
stated: “The cases now before the court do not present the issues
as they existed prior to the apportionment made by Amendment No.
7. . . . [T]he then-existing disparities in each chamber were severe,
the defendants presented no evidence to sustain the rationality of
the apportionment, and witnesses for the intervenors, while defending
the apportionment of the Senate, recognized the malapportionment
of the House. The change by Amendment No. 7 was such as to
require a trial de novo and we are concerned with the facts as finally
presented.” Id., at 928.
17 Appendix C to the District Court’s opinion on the merits con
tains a chart of the senatorial districts created under Amendment
No. 7’s provisions, showing the population of and the counties in
cluded in each. 219 F. Supp., at 935-938.
18 Included as Appendix D to the District Court’s opinion on
the merits is a chart showing the ratios of population per senator in
each district to the population of the least populous senatorial dis
trict, as established by Amendment No. 7 and the implementing
statutory provisions dividing counties given more than one Senate
seat into separate senatorial districts. 219 F. Supp., at 939.
LUCAS v. COLORADO GENERAL ASSEMBLY. 15
ban counties contain about one-half of the State’s total
1960 population of 1,753,947, but are given only 14 out
of 39 senators. The Denver, Pueblo, and Colorado
Springs metropolitan areas, containing 1,191,832 persons,
about 68%, or over two-thirds of Colorado’s popula
tion, elect only 20 of the State’s 39 senators, barely a
majority. The average population of Denver’s eight
senatorial districts, under Amendment No. 7, is 61,736,
while the five least populous districts contain less than
22,000 persons each. Divergences from population-based
representation in the Senate are growing continually
wider, since the underrepresented districts in the Denver,
Pueblo, and Colorado Springs metropolitan areas are rap
idly gaining in population, while many of the overrepre
sented rural districts have tended to decline in population
continuously in recent years.19
19 Appellants have repeatedly asserted that equality of population
among districts has been the traditional basis of legislative apportion
ment in both houses of the Colorado General Assembly. They
pointed out that both houses of the territorial legislature established
by Congress in the organic act creating the territory of Colorado in
1861 were expressly required to be apportioned on a population
basis. And, they contended, the legislative districts established for
the apportionment of the 26 Senate and 49 House seats in the first
General Assembly after Colorado became a State were virtually all
substantially equal in population. Referring to the language of the
Colorado Supreme Court in Armstrong v. Mitten, 95 Colo. 425, 37
P. 2d 757 (1934), they urged that no basis other than population has
ever been recognized for apportioning representation in either house
of the Colorado Legislature. Appellees, on the other hand, have con
sistently contended that population “ ratio” figures have been used
in apportioning seats in both houses since 1881, requiring propor
tionately more population to obtain additional legislative representa
tion. Since the Colorado Supreme Court’s statements in Armstrong
regarding population as the basis of legislative representation plainly
assumed the existence of an underlying population ratio scheme, its
language can hardly be read out of context to support the proposition
that absolute equality of population among districts has been the
16 LUCAS v. COLORADO GENERAL ASSEMBLY.
III.
Several aspects of this case serve to distinguish it from
the other cases involving state legislative apportionment
also decided this date. Initially, one house of the Colo
rado Legislature is at least arguably apportioned substan
tially on a population basis under Amendment No. 7 and
the implementing statutory provisions. Under the ap
portionment schemes challenged in the other cases, on the
other hand, clearly neither of the houses in any of the
state legislatures is apportioned sufficiently on a popu
lation basis so as to be constitutionally sustainable.
Additionally, the Colorado scheme of legislative appor
tionment here attacked is one adopted by a majority
vote of the Colorado electorate almost contempora
neously with the District Court’s decision on the merits
in this litigation. Thus, the plan at issue did not result
from prolonged legislative inaction. However, the Colo
rado General Assembly, in spite of the state constitu
tional mandate for periodic reapportionment, has enacted
only one effective legislative apportionment measure in
the past 50 years.20
historical basis of legislative apportionment in Colorado. For a
short discussion of legislative apportionment in Colorado, including
the adoption of Amendment No. 7 and the instant litigation, see
Note, 35 TJ. of Colo. L. Rev. 431 (1963).
20 In 1953 the Colorado General Assembly enacted the legislative
apportionment scheme in effect when this litigation was commenced.
Prior to 1953, the last effective apportionment of legislative repre
sentation by the General Assembly itself was accomplished in 1913.
The 1932 measure was an initiated act, adopted by a vote of the
Colorado electorate. Although the legislature enacted a statutory
plan in 1933, in an attempt to nullify the effect of the 1932 initiated
act, that measure was held invalid and unconstitutional, as a matter
of state law, by the Colorado Supreme Court. See note 24, infra.
And the 1962 adoption of the apportionment scheme contained in
proposed constitutional Amendment No. 7 resulted, of course, not
from legislative action, but from a vote of the Colorado electorate
LUCAS v. COLORADO GENERAL ASSEMBLY. 17
As appellees have correctly pointed out, a majority of
the voters in every county of the State voted in favor of
the apportionment scheme embodied in Amendment No.
7’s provisions, in preference to that contained in pro
posed Amendment No. 8, which, subject to minor devia
tions, would have based the apportionment of seats in
both houses on a population basis. However, the choice
presented to the Colorado electorate, in voting on these
two proposed constitutional amendments, was hardly as
clear-cut as the court below regarded it. One of the
most undesirable features of the existing apportionment
scheme was the requirement that, in counties given more
than one seat in either or both of the houses of the Gen
eral Assembly, all legislators must be elected at large
from the county as a whole. Thus, under the existing
plan, each Denver voter was required to vote for eight
senators and 17 representatives. Ballots were long and
cumbersome, and an intelligent choice among candidates
for seats in the legislature was made quite difficult. No
identifiable constituencies within the populous counties
resulted, and the residents of those areas had no single
member of the Senate or House elected specifically to
represent them. Rather, each legislator elected from a
multimember county represented the county as a wdiole.21
Amendment No. 8, as distinguished from Amendment
No. 7, while purportedly basing the apportionment of
approving the initiated measure. The 1963 statutory provisions
were enacted by the General Assembly simply in order to comply
with Amendment No. 7’s mandate for legislative implementation.
21 We do not intimate that apportionment schemes which provide
for the at-large election of a number of legislators from a county,
or any political subdivision, are constitutionally defective. Rather,
we merely point out that there are certain aspects of electing legis
lators at large from a county as a whole that might well make the
adoption of such a scheme undesirable to many voters residing in
multimember counties.
18 LUCAS v. COLORADO GENERAL ASSEMBLY.
seats in both houses on a population basis, would have per
petuated, for all practical purposes, this debatable feature
of the existing scheme. Under Amendment No. 8, sena
tors were to be elected at large in those counties given
more than one Senate seat, and no provision was made
for subdistricting within such counties for the purpose
of electing senators. Representatives were also to be
elected at large in multimember counties pursuant to the
provisions of Amendment No. 8, at least initially, al
though subdistricting for the purpose of electing House
members was permitted if the voters of a multimember
county specifically approved a representative subdistrict
ing plan for that county. Thus, neither of the proposed
plans was, in all probability, wholly acceptable to the
voters in the populous counties, and the assumption of
the court below that the Colorado voters made a definitive
choice between two contrasting alternatives and indicated
that “minority process in the Senate is what they want”
does not appear to be factually justifiable.
Finally, this case differs from the others decided this
date in that the initiative device provides a practicable
political remedy to obtain relief against alleged legis
lative malapportionment in Colorado.22 An initiated
22 Article Y, § 1, of the Colorado Constitution provides that “ the
people reserve to themselves the power to propose laws and amend
ments to the constitution and to enact or reject the same at the polls
independent of the general assembly . . . and further establishes
the specific procedures for initiating proposed constitutional amend
ments or legislation.
Twenty-one States make some provsion for popular initiative.
Fourteen States provide for the amendment of state constitutional
provisions through the process of initiative and referendum. See The
Council of State Governments, The Book of the States 1962-1963,
14 (1962). Seven States allow the use of popular initiative for the
passage of legislation but not constitutional amendments. Both types
of initiative and referendum may, of course, be relevant to legislative
reapportionment. See Report of Advisory Commission on Inter
LUCAS v. COLORADO GENERAL ASSEMBLY. 19
measure proposing a constitutitonal amendment or a stat
utory enactment is entitled to be placed on the ballot if
the signatures of 8% of those voting for the Secretary of
State in the last election are obtained. No geographical
distribution of petition signers is required. Initiative
and referendum has been frequently utilized throughout
Colorado’s history.23 Additionally, Colorado courts have
traditionally not been hesitant about adjudicating con
troversies relating to legislative apportionment.24 How
governmental Relations, Apportionment of State Legislatures 57
(1962). In some States the initiative process is ineffective and cum
bersome, while in others, such as Colorado, it is a practicable and
frequently utilized device.
In addition to the initiative device, Art. V, § 1, of the Colorado
Constitution provides that, upon the timely filing of a petition signed
by 5% of the State’s voters or at the instance of the legislature, the
Colorado electorate reserves the power of voting upon legislative
enactments in a statewide referendum at the next general election.
23 Amendment of the Colorado Constitution can be accomplished,
in addition to resort to the initiative and referendum device, through
a majority vote of the electorate on an amendment proposed by the
General Assembly following a favorable vote thereon “by two-thirds
of all the members elected to each house” of the Colorado Legislature,
pursuant to Art. X IX , § 2, of the Colorado Constitution. Addi
tionally, a constitutional convention can be convened, upon the favor
able recommendation of two-thirds of the members elected to each
house of the General Assembly, if the electorate approves of the call
ing of such a convention to “ revise, alter or amend” the State Con
stitution, under Art. X IX , § 1, of the Colorado Constitution. Pur
suant to Art. X IX , § 1, “ the number of members of the convention
shall be twice that of the senate and they shall be elected in the same
manner, at the same places, and in the same districts.”
24 See Armstrong v. Mitten, 95 Colo. 425, 37 P. 2d 757 (1934),
where the Colorado Supreme Court held that a 1933 statute, enacted
by the legislature to effectively nullify the 1932 initiated act reappor
tioning legislative representation, was void under the state constitu
tional provisions. In finding the legislative measure invalid, the
Colorado court stated that “ redistricting must be done with due re
gard to the requirement that representation in the General Assembly
shall be based upon population,” and that “ the legislative act in
20 LUCAS v. COLORADO GENERAL ASSEMBLY.
ever, the Colorado Supreme Court, in its 1962 decision
discussed previously in this opinion,25 refused to consider
or pass upon the federal constitutional questions, but
instead held only that the Colorado General Assembly
was not required to enact a reapportionment statute until
the following legislative session.26
I Y .
In Reynolds v. Sims,----- IJ. S. -----, decided also this
date, we held that the Equal Protection Clause requires
that both houses of a bicameral state legislature must be
apportioned substantially on a population basis. Of
course, the court below assumed, and the parties appar
ently conceded, that the Colorado House of Representa
tives, under the statutory provisions enacted by the Colo
rado Legislature in early 1963 pursuant to Amendment
No. 7’s dictate that the legislature should create 65 House
districts “ as nearly equal in population as may be,” is
now apportioned sufficiently on a population basis to
comport with federal constitutional requisites. We need
not pass on this question, since the apportionment of
Senate seats, under Amendment No. 7, clearly involves
departures from population-based representation too
question is void because it violates section 45 of article 5 of the Con
stitution, which requires the reapportionment to be made on the
basis of population, as disclosed by the census, and according to
ratios to be fixed by law.” Stating that “ it is clear that ratios, after
having been fixed under section 45, . . . cannot be changed until
after the next census,” the Colorado Supreme Court concluded that
“ the legislative act attempts to confer upon some districts a repre
sentation that is greater, and upon others a representation that is
less, than they are entitled to under the Constitution.” Id., at 428,
37 P. 2d, at 758.
25 See note 2, supra.
26 In re Legislative Reapportionment, 374 P. 2d 66 (Colo. Sup. Ct.
1962). Even so, the Colorado court stated that “ it is abundantly
clear that this court has jurisdiction . . . . ’’ Id., at 69. See note
2, supra.
LUCAS v. COLORADO GENERAL ASSEMBLY. 21
extreme to be constitutionally permissible, and there is
no indication that the apportionment of the two houses
of the Colorado General Assembly, pursuant to the 1962
constitutional amendment, is severable.27 We therefore
conclude that the District Court erred in holding the leg
islative apportionment plan embodied in Amendment
No. 7 to be constitutionally valid. Under neither
Amendment No. 7’s plan, nor, of course, the previous
statutory scheme, is the overall legislative representation
in the two houses of the Colorado Legislature sufficiently
grounded on population to be constitutionally sustainable
under the Equal Protection Clause.28
27 See The Maryland Committee for Fair Representation v. Tawes,
---- U. S. -— , -----, decided also this date, where we discussed the
need for considering the apportionment of seats in both houses of a
bicameral state legislature in evaluating the constitutionality of a
state legislative apportionment scheme, regardless of what matters
were raised by the parties and decided by the court below. Consist
ent with this approach, in determining whether a good faith effort to
establish districts substantially equal in population has been made,
a court must necessarily consider a State’s legislative apportionment
scheme as a whole. Only after an evaluation of an apportionment
plan in its totality can a court determine whether there has been
sufficient compliance with the requisites of the Equal Protection
Clause. Deviations from a strict population basis, so long rationally
justifiable, may be utilized to balance a slight overrepresentation of a
particular area in one house with a minor underrepresentation of that
area in the other house. But, on the other hand, disparities from
population-based representation, though minor, may be cumulative
instead of offsetting where the same areas are disadvantaged in both
houses of a state legislature, and may therefore render the appor
tionment scheme at least constitutionally suspect. Of course,
the court below can properly take into consideration the present
apportionment of seats in the House in determining what steps
must be taken in order to achieve a plan of legislative apportionment
in Colorado that sufficiently comports with federal constitutional
requirements.
28 See Reynolds v. Sims, ---- U. S., at -----, where we discussed
some of the underlying reasons for our conclusion that the Equal
22 LUCAS v. COLORADO GENERAL ASSEMBLY.
Except as an interim remedial procedure justifying a
court in staying its hand temporarily, we find no signifi
cance in the fact that a nonjudicial, political remedy may
be available for the effectuation of asserted rights to equal
representation in a state legislature. Courts sit to adju
dicate controversies involving alleged denials of consti
tutional rights. While a court sitting as a court of equity
might be justified in temporarily refraining from the issu
ance of injunctive relief in an apportionment case in order
to allow for resort to an available political remedy, such
as initiative and referendum, individual constitutional
rights cannot be deprived, or denied judicial effectuation,
because of the existence of a non judicial remedy through
which relief against the alleged malapportionment, which
the individual voters seek, might be achieved. An indi
vidual’s constitutionally protected right to cast an equally
weighted vote cannot be denied even by a vote of a
majority of a State’s electorate, if the apportionment
scheme adopted by the voters fails to measure up to the
requirements of the Equal Protection Clause. Mani
festly, the fact that an apportionment plan is adopted in
a popular referendum is insufficient to sustain its con
stitutionality or to induce a court of equity to refuse to
act. As stated by this Court in West Virginia State Bd.
of Educ. v. Barnette, 319 U. S. 624, 638, “ One’s right to
life, liberty, and property . . . and other fundamental
rights may not be submitted to vote; they depend, on the
outcome of no elections.” 29 A citizen’s constitutional
rights can hardly be infringed simply because a majority
Protection Clause requires that seats in both houses of a state legis
lature must be apportioned substantially on a population basis in
order to comport with federal constitutional requisites.
29 And, as stated by the court in Hall v. St. Helena Parish School
Bd., 197 F. Supp. 649, 659 (D. C. E. D. La. 1961), aff’d, 368 U. S.
515, “ No plebiscite can legalize an unjust discrimination.”
LUCAS v. COLORADO GENERAL ASSEMBLY. 23
of the people choose to do so.30 We hold that the fact
that a challenged legislative apportionment plan was ap
proved by the electorate is without federal constitutional
significance, if the scheme adopted fails to satisfy the
basic requirements of the Equal Protection Clause, as
delineated in our opinion in Reynolds v. Sims. And we
conclude that the fact that a practicably available politi
cal remedy, such as initiative and referendum, exists
under state law provides justification only for a court of
equity to stay its hand temporarily while recourse to such
a remedial device is attempted or while proposed initiated
measures relating to legislative apportionment are pend
ing and will be submitted to the State’s voters at the next
election.
30 In refuting the majority’s reliance on the fact that Amendment
No. 7 had been adopted by a vote of the Colorado electorate, Judge
Doyle, in dissenting below, stated:
“The protection of constitutional rights is not.to be approached
either pragmatically or expediently, and though the fact of enactment
of a constitutional provision by heavy vote of the electorate produces
pause and generates restraint we can not, true to our oath, uphold
such legislation in the face of palpable infringement of rights. Thus,
state racial legislation would unquestionably enjoy overwhelming
electorate approval in certain of our states, yet no one would argue
that this factor could compensate for manifest inequality. It is too
clear for argument that constitutional law is not a matter of majority
vote. Indeed, the entire philosophy of the Fourteenth Amendment
teaches that it is personal rights which are to be protected against
the will of the majority. The rights which are here asserted are
the rights of the individual plaintiffs to have their votes counted
equally with those of other voters. . . . [T ]o say that a majority
of the voters today indicate a desire to be governed by a minority, is
to avoid the issue which this court is asked to resolve. It is no
answer to say that the approval of the polling place necessarily
evidences a rational plan. The plaintiffs have a right to expect that
the cause will be determined in relation to the standards of equal
protection. Utilization of other or different standards denies them
full measure of justice.” 219 F. Supp., at 944.
24 LUCAS v. COLORADO GENERAL ASSEMBLY.
Because of the imminence of the November 1962 elec
tion, and the fact that two initiated proposals relating to
legislative apportionment would be voted on by the
State’s electorate at that election, the District Court
properly stayed its hand and permitted the 1962 election
of legislators to be conducted pursuant to the existing
statutory scheme. But appellees’ argument, accepted by
the court below, that the apportionment of the Colorado
Senate, under Amendment No. 7, is rational because it
takes into account a variety of geographical, historical,
topographic and economic considerations fails to provide
an adequate justification for the substantial disparities
from population-based representation in the allocation of
Senate seats to the disfavored populous areas.31 And any
attempted reliance on the so-called federal analogy is
factually as well as constitutionally without merit.32
31 In its opinion on the merits, the District Court stated: “ By the
admission of states into the Union with constitutions creating bi
cameral legislatures, membership to which is not apportioned on a
population basis, Congress has rejected the principle of equal repre
sentation as a constitutional requirement.” 219 F. Supp., at 927-
928. For the reasons stated in our opinion in Reynolds v. Sims,
---- U. S., at -----, we find this argument unpersuasive as a justi
fication for the deviations from population in the apportionment of
seats in the Colorado Senate under the provisions of Amendment
No. 7. Also, the court below stated that the disparities from popu
lation-based senatorial representation were necessary in order to
protect “ insular minorities” and to accord recognition to “ the state’s
heterogeneous characteristics.” Such rationales are, of course, in
sufficient to justify the substantial deviations from population in
the apportionment of seats in the Colorado Senate under Amend
ment in No. 7, under the views stated in our opinion in Reynolds.
32 See Reyyiolds v. Sims, ----- U. S., at ---- ---------, discussing and
rejecting the applicability of the so-called federal analogy to state
legislative apportionment matters. As stated in the dissent below,
“ It would appear that there is no logical basis for distinguishing be
tween the lower and the upper house—that the equal protection
clause applies to both since no valid analogy can be drawn between
LUCAS v. COLORADO GENERAL ASSEMBLY. 25
Since the apportionment of seats in the Colorado Leg
islature, under the provisions of Amendment No. 7, fails
to comport with the requirements of the Equal Protec
tion Clause, the decision below must be reversed. Be
yond what we said in our opinion in Reynolds™ we ex
press no view on questions relating to remedies at the
present time. On remand, the District Court must now
determine whether the imminence of the 1964 primary
and general elections requires that utilization of the
apportionment scheme contained in the constitutional
amendment be permitted, for purposes of those elections,
or whether the circumstances in Colorado are such that
appellants’ right to cast adequately weighted votes for
members of the State Legislature can practicably be
effectuated in 1964. Accordingly, we reverse the deci
sion of the court below and remand the case for further
proceedings consistent with the views stated here and in
our opinion in Reynolds v. Sims.
It is so ordered.
the United States Congress” and state legislatures. 219 F. Supp.,
at 940-941. Additionally, the apportionment scheme embodied in
the provisions of Amendment No. 7 differs significantly from the plan
for allocating congressional representation among the states. Al
though the Colorado House of Representatives is arguably appor
tioned on a population basis, and therefore resembles the Federal
House, senatorial seats are not apportioned to counties or political
subdivisions in a manner that at all compares with the allocation of
two seats in the Federal Senate to each state.
33 See Reynolds v. Sims, — U. S., at -— .
APPENDIX.
Amendment No. 7, approved by a vote of the Colorado
electorate in November 1962, appears in Colo. Laws 1963,
c. 312, p. 1045 et seq., and, in relevant part, provides as
follows:
“ Sections 45, 46, and 47 of Article V of the Consti
tution of Colorado are hereby repealed and new sec
tions 45, 46, 47 and 48 of Article V are adopted, to
read as follows:
“ Section 45. GENERAL ASSEMBLY. The gen
eral assembly shall consist of 39 members of the
senate and 65 members of the house, one to be elected
from each senatorial and representative district.
Districts of the same house shall not overlap. All
districts shall be as compact as may be and shall con
sist of contiguous whole general election precincts.
No part of one county shall be added to another
county or part of another county in forming a dis
trict. When a district includes two or more counties
they shall be contiguous.
“ S ection 46. H O U SE OF R E P R E S E N T A
TIVES. The state shall be divided into 65 repre
sentative districts which shall be as nearly equal in
population as may be.
“ Section 47. SENATE. The state shall be di
vided into 39 senatorial districts. The apportion
ment of senators among the counties shall be the
same as now provided by 63-1-3 of Colorado Re
vised Statutes 1953, which shall not be repealed or
amended other than in numbering districts, except
that the counties of Cheyenne, Elbert, Kiowa, Kit
Carson and Lincoln shall form one district, and one
additional senator is hereby apportioned to each of
the counties of Adams, Arapahoe, Boulder and Jef-
26
LUCAS v. COLORADO GENERAL ASSEMBLY. 27
ferson. Within a county to which there is appor
tioned more than one senator, senatorial districts
shall be as nearly equal in population as may be.
“Section 48. REVISION OF DISTRICTS. At
the regular session of the general assembly of 1963
and each regular session next following official pub
lication of each Federal enumeration of the popula
tion of the State, the general assembly shall imme
diately alter and amend the boundaries of all repre
sentative districts and of those senatorial districts
within any county to which there is apportioned
more than one senator to conform to the require
ments of Sections 45, 46 and 47 of this Article V.
After 45 days from the beginning of each such regu
lar session, no member of the general assembly shall
be entitled to or earn any compensation or receive
any payments on account of salary or expenses, and
the members of any general assembly shall be in
eligible for election to succeed themselves in office,
until such revisions have been made. Until the
completion of the terms of the representatives elected
at the general election held in November of 1962
shall have expired, the apportionment of senators
and representatives and the senatorial and repre
sentative districts of the general assembly shall be as
provided by law.”
Dissenting opinion by Mr. Justice Harlan printed in
Nos. 23, 27 and 41. Dissenting opinion by M r. Justice
Stewart with whom Mr. Justice Clark joins and dis
senting opinion by Mr. Justice Clark printed in No. 20.
(