Harrison v. NAACP Brief for Appellees
Public Court Documents
March 13, 1959
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Brief Collection, LDF Court Filings. Harrison v. NAACP Brief for Appellees, 1959. ae426689-b59a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/6b45e4d2-328d-445d-8289-5663cf4fd1b4/harrison-v-naacp-brief-for-appellees. Accessed November 23, 2025.
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IN THE
lihtprme (Emtrt of tin Mntfofi States
No. 127
October Term, 1958
ALBERTIS S. HARRISON, JR., Attorney General of Virginia, et al.,
Appellants,
NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED
PEOPLE, a Corporation, and NAACP LEGAL DEFENSE AND EDU
CATIONAL FUND, INC., a Corporation,
Appellees.
APPEAL PROM THE UNITED STATES DISTRICT COURT FOR THE
EASTERN DISTRICT OF VIRGINIA, RICHMOND DIVISION
BRIEF FOR APPELLEES
ROBERT L. CARTER
20 West 40th Street
New York, New York
OLIVER W. HILL
118 East Leigh St.
Richmond, Virginia
Attorneys for Appellee National
Association for the Advancement
of Colored People
THURGOOD MARSHALL
10 Columbus Circle
New York, New York
SPOTTSWOOD W. ROBINSON, I I I
623 North Third Street
Richmond, Virginia
Attorneys for Appellee NAACP
Legal Defense and Educational
Fund, Inc.
CHARLES L. BLACK, JR.
ELWOOD H. CHISOLM
WILLIAM T. COLEMAN, JR.
IRMA R. FEDER
JACK GREENBERG
CONSTANCE BAKER MOTLEY
LOUIS H. POLLAK
O f Counsel
I N D E X
Table of Cases..... ...................................................... - iii
Other Authorities ............................................. vii
Statement of the Case................................................ 1-14
1. Proceedings Below......................................... 1-2
2. Statutes Involved ........................................ 2-4
3. Statement of Facts ....................................... 4-14
“The Association” ........................................ 4-10
“The Fund” ......... 10-14
SUMMARY OF ARGUMENT ....... 14-16
Argument .................................................................. 17-52
I. These Virginia statutes not only curtail law
ful activities of two membership corpora
tions and of their members, contributors,
and attorneys, but also strike at basic civil
rights and liberties guaranteed by the Con
stitution ................................. - 17-36
A. Compulsory Disclosure of Organizational
Affiliates Where Economic Reprisals and
Other Manifestations of Public Hostility
Will Ensue Violates the Fourteenth
Amendment ..... 18-22
B. Denial of Access to the Courts............... 22-23
C. Deprivation of Liberty .......................... 23-25
D. Virginia Has Shown No Justification for
Chapter 35 ....... — 25-33
E. Denial of Equal Protection..................... 33-36
PAGE
PAGE
II. There were no legally sufficient reasons to
deny appellees injunctive relief or postpone
action in deference to the state courts........ 36-52
A. The District Court Properly Enjoined
Enforcement of the Statutes Without
Their Previous Consideration by the
State Courts .................................... ..... . 36-48
B. The Cases at Bar Present Circumstances
Which Warranted Enjoining the Crim
inal Statutes in Suit ................ ..... .... . 48-52
C o n c lu sio n 52-53
I l l
T able o r C ases
page
Adams v. Tanner, 244 U. S. 590 ................ ................... 50
Air-Way Electric Appliance Corp. v. Day, 266 U. S. 71 35
Alabama Public Service Commission v. Southern By.,
341 U. S. 341 ............ ............................... ..........37,38,39
Albertson v. Millard, 345 U. S. 242 ............................ 42, 47
Alston v. School Board of the City of Norfolk, 112 F.
2d 992 (4th Cir. 1940) ....... ................ ...................... 30
American Federation of Labor v. Watson, 327 U. S.
582 ................. .............. ......................................... -.38, 47
Barbier v. Connally, 113 U. S. 27 .............................. . 22
Bartels v. Iowa, 262 U. S. 404 .................. ................... 24
Baskin v. Brown, 174 F. 2d 391 (4th Cir. 1949) .......... 45
Bolling v. Sharpe, 347 U. S. 497 .................................... 24
Brannon v. Stark, 185 F. 2d 871 (D. C. Cir. 1950), affd.
342 U. S. 451 ............ ........................................... 29, 30,31
Brown v. Board of Education, 347 U. S. 483, 349 U. S.
294 ....... .............. .............. .........................................22, 45
Brush v. Carbondale, 299 111. 144, 82 N. E. 252
(1907) .................. - ..............................................27,30,31
Bryan v. Austin, 148 F. Supp. 563 (E. I). S. C. 1957),
vacated as moot 354 U. S. 933 .......... .............. ....... 43
Buchanan v. Warley, 245 IT. S. 60 ............................ 15, 21
Burford v. Sun Oil Co., 319 U. S. 315............................ 37
Cantwell v. Connecticut, 310 IT. S. 296 ........................ - 30
Carter v. Carter Coal Co., 298 IT. S. 238 ..................... 50
Chicago v. Atchison, T. & S. F. B. Company, 357 U. S.
77 .....................................................................16,42,43,46
Chicago v. Fieldcrest Dairies, 316 IT. S. 168................. 42
Concordia Fire Ins. Co. v. Illinois, 292 IT. S. 535 ...... 35
Cooper v. Aaron, 358 IT. S. 1 ...... ................. -..........15, 21
Crandall v. Nevada, 6 Wall. 36 ............................ ....... 22
IV
Davies v. Stowell, 77 Wis. 334, 47 N. W. 370 .............. 31
Davis v. Sclmell, 81 F. Sapp. 872 (S. D. Ala. 1949),
aff’d 336 U. S. 933 ...................................................... 45
Dorchy v. Kansas, 264 U. S. 286 ............... ..................... 48
Doud v. Hodge, 350 U. S. 485 ....... ............................... 16, 46
Euclid v. Ambler Realty Co., 272 U. S. 365 ................. 50, 51
Ex parte Yarbrough, 110 U. S. 651...... ......................... 23
Ex parte Young, 209 U. S. 123...................................... 49
Gayle v. Browder, 352 U. S. 903, affirming 142 F. Supp.
707 (M. D. Ala. 1956) ...............................................16, 50
General Box Company v. United States, 351 U. S.
159 ............................................................................... 42
Government & Civic Employees Organizing Committee
v. Windsor, 353 U. S. 364 ................................... 37, 42, 47
Gunnels v. Atlanta Bar Ass’n, 191 Ga. 366, 12 S. E.
2d 602 (1940) ...................................... 24,28,29,30,31
Hartford Co. v. Harrison, 301 U. S. 459 ..................... 35
Hurd v. Hodge, 334 U. S. 24..... ..................................... 30
Hygrade Provision Co. v. Sherman, 266 U. S. 497 ...... 50
Hynes v. Grimes Packing Co., 337 U. S. 86 ................. 50
In re Ades, 6 F. Supp. 467 (D. Md. 1934) ............25, 30, 31
In re Neagle, 135 U. S. 1 ....... ....................................... 23
Konigsberg v. State Bar of California, 353 U. S. 252 .... 24
Lane v. Wilson, 307 U. S. 268 ....................................... 45
Logan v. United States, 144 U. S. 263 ......................... 23
PAGE
Marsh v. Alabama, 326 U. S. 501................................... 30
Mayflower Farms, Inc. v. Ten Eyck, 297 U. S. 266 ___ 35
McCloskey v. Tobin, 252 U. S. 107................................ 25
V
Meridian v. Southern Bell T. & T. Co., 27 U. S. L.
Week 3235 (February 24, 1959) .........................36, 38, 39
Meredith v. Winter Haven, 320 U. S. 228 ..............16, 37, 46
Meyer v. Wells Fargo & Co., 223 U. S. 298..................... 48
Meyers v. Nebraska, 262 U. S. 390 ........ -...................... ^4
Morey v. Bond, 354 U. S. 457 ...... - - - - - ........16,35,42,48
Morrison v. Davis, 252 F. 2d 102 (5th Cir. 1958), ceit.
denied 356 U. S. 968 .........-........................................
Myers v. Anderson, 238 U. S. 368 ....- ..........................
National Association for the Advancement of Colored
People v. Alabama, 357 U. S. 449 .....-......—............ 15>18
Nixon v. Herndon, 273 U. S. 536 ............ -........-............. 35
Packard v. Banton, 264 U. S. 140 ............... - .................~
Pennsylvania v. West Virginia, 262 U. S. 553 .............. 59
Pennsylvania v. Williams, 294 U. S. 176 ............-........ 37
Philadelphia Co. v. Stimson, 323 IT. S. 605 ...... - ......... 50
Pierce v. Society of Sisters, 268 U. S. 510...... 15,16, 24,
Propper v. Clark, 337 U. S. 472 ........... - ............. - .....38
Public Utilities Commission v. United States, 355 U. S.
~ 534 ............................................................................. 42’46
Railroad Commission of Texas v. Pullman Co., 312
u . s. 496 ..............................................-.................
Royal Oak Drainage Dist. v. Keefe, 87 F. 2d 786 (6th
Cir. 1937) ................................................................ 3
Schware v. Board of Bar Examiners of State of New
Mexico, 353 U. S. 232 .............................................. 4^’
Shanks Village Committee Against Rent Increases v.
Cary, 103 F. Supp. 566 (S. D. N. Y. 1952) ..............
Shelley v. Kraemer, 334 U. S. 1 -----............................. "
Skinner v. Oklahoma, 316 U. S. 535 ~~~...... -............... ’
Slaughter House Cases, 16 Wall. 36 --------- ------------
PAGE
VI
Smith v. Cahoon, 283 U. S. 553 .................................... 35
Southern Railway Co. v. Greene, 216 U. S. 400 .......... 35
Spector Motor Co. v. McLaughlin, 323 U. S. 101 ....38, 39,
42, 47
Sterling v. Constantin, 287 U. S. 378 ............................ 49
PAGE
Tenney v. Brandhove, 341 U. S. 367 ............................ 45
Terrace v. Thompson, 263 U. S. 197 ............................ 50
Terra! v. Burke Construction Co., 257 U. S. 529 ...... 15, 22
Thallheimer v. Brinekerhoff, 3 Cow. 623, 15 Am. Dec.
308 (N. Y. Court of Errors 1824) .........................16, 27
Thornhill v. Alabama, 310 U. S. 89................................ 29
Toomer v. Witsell, 334 U. S. 385 ..................... 16, 42, 43, 46
Truax v. Corrigan, 257 U. S. 312 ................................ 22
Truax v. Raich, 239 U. S. 33 ............................ 16, 35, 49, 50
Tyson & Bro. v. Blanton, 273 U. S. 418......................... 50
United States v. Lancaster, 44 Fed. 855 ..................... 23
Utah Fuel Co. v. National Bituminous Coal Comm.,
306 U. S. 56 ................................................................ 50
Vicksburg Waterworks Co. v. Vicksburg, 185 U. S. 65 .. 50
Vitaphone Corp. v. Hutchison Amusement Co., 28 F.
Supp. 528 (D. Mass. 1939) ....................................... 31
Watson v. Buck, 313 U. S. 387 ................................... 50, 51
Western Union Telegraph Co. v. Andrews, 216 U. S.
165 ............................................................................... 49
Williams v. Standard Oil Co., 278 U. S. 235 ..............47, 48
Yick Wo v. Hopkins, 118 U. S. 356 35
O t h e b A u t h o r i t i e s
139 A. L. E. 622-623, 10 Am. Jur., Champerty and
Maintenance, §3 (1956) .............................................
Association of the Bar of the City of New York and
the New York County Lawyer’s Association,
Opinions of the Committees on Professional Ethics
(1956) ...................................................................30,31,
Brownell, Legal Aid in the United States (1951) ......
“Champion of the Indian,” N. Y. Times, March 3,
1958 .............................................................................
Church, “Trade Unionism and Crime,” New York
Times, Oct. 1, 1922 ......................................................
Davis, Ripeness of Governmental Action for Judicial
Review, 68 Harv. L. Rev. 1122 (1955) .....................
National Ass’n of Manufacturers, The Crime of the
Century and Its Relation to Politics .....................
National Committee for the Defense of Political
Prisoners, News You Don’t Get .............................. 29,
Radin, “Maintenance by Champerty,” 24 Calif. L. Rev.
48 (1935) ......... .........................................................26,
Schlesinger, Crisis of the Old Order (1957) ..............29,
Smith, Justice and the Poor (1921) .....................29,30,
43 Ya. L. Rev. 1241 (1957) ................................. ..........
Winfield, The History of Conspiracy and Abuse of
Legal Procedure (1921) ............................................
Winfield, “The History of Maintenance and Cham
perty,” 35 Law Q. Rev. 50 (1919) ............................
28
32
31
29
29
50
29
30
27
30
31
44
26
26
I n t h e
i$>upr£m£ (ftmirt nf tlw UmfrJi #tatps
No. 127
October Term, 1958
A lb er tis S. H a rrison , J r., Attorney General
of Virginia, et al.,
Appellants,
N a tio n a l A ssociation eob t h e A d v a n c em en t of C olored
P e o pl e , a Corporation, and NAACP L egal D e f e n s e and
E d u cational F u n d , I n c ., a Corporation,
________ Appellees.
a ppea l fro m t h e u n it e d states d istrict court for t h e
EASTERN DISTRICT OF VIRGINIA, RICHMOND DIVISION
BRIEF FOR APPELLEES
Statement o f the Case
1. Proceedings Below
On November 28, 1956, appellees National Association
for the Advancement of Colored People (the Association)
and N. A. A. C. P. Legal Defense and Educational Fund,
Inc. (the Fund) brought separate actions for declaratory
and injunctive relief against the Attorney General of
Virginia and five Commonwealth Attorneys upon the claim
that Chapters 31, 32, 33, 35 and 361 of the Acts enacted
1 “These Acts have been respectively codified in the Code of
Virginia at §§18-349.9, et seq., 18-349.17 et seq., 54-74, 78, 79;
18-349.25 et seq., and 18-349.31 et seq.” (E. 44).
2
by the General Assembly of Virginia at the 1956 Extra
Session are unconstitutional and in violation of the Com
merce Clause, and the First and Fourteenth Amendments
to the Constitution of the United States (R. 1-15, 24-37, 44).
Appellants responded with identical motions to dismiss
which, inter alia, urged the District Court to withhold ex
ercise of its jurisdiction (R. 17, 39); and, after the denial
of these motions following a consolidated hearing thereon,
answers were filed which renewed the contentions of these
motions (R. 20 et seq., 40 et seq., 64). Trial on the merits
was set and heard September 16-19, 1957 (R. 129, 457).
Thereafter, on January 21, 1958, the District Court, one
judge dissenting, filed an opinion which declared Chapters
31, 32 and 35 unconstitutional and enjoined their enforce
ment as violative of the requirements of equal protection
and due process; but remitted appellees to the state courts
for an interpretation of Chapters 33 and 36 (R. 43 et seq.).
Judgment was entered on April 30, 1958 (R. 122-23).
Thereupon this appeal was perfected (R. 124-26); and
this Court noted probable jurisdiction on October 13,
1958 (R. 647).
2. Statutes Involved
Full texts of the lengthy statutes involved on this
appeal, i.e., Chapters 31, 32 and 35, have been set out in
Appellants’ Appendix I. The “cardinal provisions” of the
legislation assailed below, however, are succinctly sum
marized by the District Court (R. 52-53), as follows:
The five statutes against which the pending suits
are directed, that is Chapters 31, 32, 33, 35 and 36
of the Acts of the General Assembly of Virginia,
passed at its Extra Session in 1956, were enacted for
the express purpose of impeding the integration of
the races in the public schools of the state which the
3
plaintiff corporations are seeking to promote. The
cardinal provisions of these statutes are set forth
generally in the following summary.
Chapters 31 and 32 are registration statutes. They
require the registration with the State Corporation
Commission of Virginia of any person or corporation
who engages in the solicitation of funds to be used
in the prosecution of suits in which it has no pecuniary
right or liability, or in suits on behalf of any race
or color, or who engages as one of its principal ac
tivities in promoting or opposing the passage of legis
lation by the General Assembly on behalf of any race
or color, or in the advocacy of racial integration or
segregation, or whose activities tend to cause racial
conflicts or violence. Penalties for failure to register
in violation of the statutes are provided.
Chapters 33, 35 and 36 relate to the procedure for
suspension and revocation of licenses of attorneys at
law, to the crime of barratry and to the inducement
and instigation of legal proceedings. It is made un
lawful for any person or corporation: to act as an
agent for another who employs a lawyer in a proceed
ing in which the principal is not a party and has no
pecuniary right or liability; or to accept employment
as an attorney from any person known to have vio
lated this provision; or to instigate the institution of
a law suit by paying all or part of the expenses of
litigation, unless the instigator has a personal interest
or pecuniary right or liability therein; or to give or
receive anything of value as an inducement for the
prosecution of a suit, in any state or federal court
or before any board or administrative agency within
the state, against the Commonwealth, its departments,
subdivisions, officers and employees; or to advise,
counsel, or otherwise instigate the prosecution of such
4
a suit against the Commonwealth, etc., unless the in
stigator has some interest in the subject or is related
to or in a position of trust toward the plaintiff.
Penalties for the violation of these statutes are pro
vided.
The legislative history of these statutes to which we
now refer conclusively shows that they were passed
to nullify as far as possible the effect of the decision
of the Supreme Court in Brown v. Board of Education,
347 U. S. 483 and 349 U. S. 294.
3. Statem ent o f Facts
Although appellees know that this Court previously con
sidered the functioning of the Association in National
Association for the Advancement of Colored People v.
Alabama, 357 U. S. 449, and even though we believe that
the opinion of the .District Court contains a concise state
ment of the material facts (R. 45-52, 53-60, 61), we feel
obliged to present our statement of facts because appel
lants’ presentation of the case does not state all that is
material to the consideration of the questions raised on
this appeal.
The Association and the Fund are each non-profit New
York membership corporations (R. 45, 49, 276, 498-99).
Both are registered in the Commonwealth of Virginia as
foreign corporations (R. 45, 49, 191-92, 276-77). The ac
tivities engaged in pursuant to their charters, their organi
zational structure and their mode of operation, however,
differ.
“The Association”
Organized in 1909, the Association was incorporated in
1911 (R. 45, 165, 496-502) for the following principal
purposes:
5
. . . voluntarily to promote equality of rights and
eradicate caste or race prejudice among the citizens
of the United States; to advance the interest of
colored citizens; to secure for them impartial suffrage;
and to increase their opportunities for securing justice
in the courts, education for their children, employ
ment according to their ability, and complete equality
before the law.
To ascertain and publish all facts bearing upon
these subjects and to take any lawful action thereon;
together with any and all things which may lawfully
be done by a membership corporation organized under
the laws of the State of New York for the further ad
vancement of these objects (R. 45-46, 498-99).
And its ultimate goal, in short, may be said to be the eradi
cation of those twin viruses of second class citizenship—
segregation and discrimination based on race or color
(R. 170).
To these ends the Association engages in three broad
types of activity: one, contributing monies to defray the
costs of litigation, including attorneys’ fees, which chal
lenges the validity of governmentally imposed or enforced
segregation and discrimination on account of race or color;
two, promoting legislation which would tend to eliminate
such segregation or discrimination and opposing legisla
tion which would restrict the opportunities/of the Negro
minority for equalitarian status or deny them rights secured
under the law of the land; and, three, disseminating through
public speeches and printed publications information which
advocates racial nonsegregation in the enjoyment of pub
lic facilities and which also publicizes the Association’s
objectives and activities (R. 170-71, 172, 179, 180). To con
duct these activities, income and fund raising, of necessity,
are constant ingredients in the program of the Association
(R. 172).
6
N.A.A.C.P. activities are carried on in Virginia by
local members of the Association and such officers or em
ployees of the Association as are requested to supply their
talents by the local membership (R. 172-73). This member
ship, in conformity with the charter and constitution of the
Association (R. 498-99, 503), is organized into 89 chartered
affiliates called Branches which, jointly with the Associa
tion, contribute toward the support of a statewide sub
ordinate unit named the Virginia State Conference of
N.A.A.C.P. Branches (the State Conference) (R. 46, 134,
135-36, 168-70).
The State Conference is the spearhead of the Associa
tion’s activities in Virginia; for it not only coordinates
the activities of the Branches and supervises local member
ship and fund raising campaigns but it also represents and
acts for the entire Virginia membership on matters of state
wide importance (B. 47, 134, 135-36). It appears before
the General Assembly and State Commissions to voice
support of, or opposition to, measures which, according to
its construction, advance or retard the status of the Negro
in Virginia (R. 47, 134, 136). It conducts intensive educa
tional programs designed to encourage Negroes to satisfy
voting requirements and vote (R, 47, 134, 135), to acquaint
the people of Virginia with the facts regarding the harmful
aspects of racial segregation and discrimination (R. 47,
134), and to instill in Negroes a knowledge of their legal
rights and encourage their assertion when violations
occur (R. 47, 135, 148). In carrying out this program all
of the media of free expression of ideas are used, e.g.,
public meetings, conferences, distribution of pamphlets,
letter writing, etc. (R. 47-48, 147-48).
Furthermore, the State Conference contributes, or obli
gates itself to contribute, financial assistance for defraying
all or part of the counsel fees and costs incurred in litiga
7
tion involving racial discrimination or segregation (E. 48,
135, 136, 142-43). Before the Conference obligates itself
in a case, several criteria must be met. First, there must
be a genuine grievance involving discrimination on account
of race or color; secondly, the complaint must involve of dis
crimination or segregation imposed under the color of state
authority and it must present a justiciable controversy (R.
48,150-52,156,184, 207, 210).
In the furtherance of its legal program the State Con
ference has established a legal committee, commonly re
ferred to as the Legal Staff; and, at present, it is composed
of thirteen members located in seven different communi
ties scattered over most of the state (R. 48, 157). The
members of the Legal Staff are elected at the annual con
vention of the State Conference and they in turn elect a
Chairman (Id.).
Cases usually arise by the aggrieved parties contacting
a member or members of the Legal Staff, but in a number
of instances the grievance is brought to the attention of
the Executive Secretary of the Conference who refers the
complaining parties to the Chairman of the State Legal
Staff if there appears to be a genuine grievance involving
racial discrimination or segregation (R. 48, 149-50, 207).
The Chairman confers with the aggrieved party and then
decides whether the discrimination or segregation suffered
is imposed under color of state authority and presents a
justiciable controversy (R. 48, 150, 209, 210). If the deci
sion is that the complaint squares with these criteria, the
Chairman informs the complainant that he will recommend
that the Conference assist him in his ease (R. 48, 150, 209).
The Chairman communicates his recommendations to the
President of the State Conference and upon his concur
rence the Conference obligates itself to defray in whole
or part the costs and expenses of the litigation (R. 48,
8
150). Counsel for the complainants, either by choice or
acquiescence, has usually been a member or members of
the Conference’s Legal Staff (E. 48, 152, 153, 159, 324).
Finally, when the Conference honors its obligation, it
reimburses the litigant’s counsel for out-of-pocket expendi
tures (for travel, stenographic service, etc.) and pays
him a per diem compensation for the days spent in prepara
tion and trial of the litigation (R. 48, 209-10, 646-47). Com
pensation of counsel on such a basis is not only modest but
far out of proportion to the actual time and energy spent
in civil rights litigation (R. 321, 325, 329); and counsel
have accepted even less than due under this formula (R.
331).
The principal source of income for the Association and
its units is derived from membership fees solicited during
the various local membership drives; other sources of in
come are public fund raising rallies or meetings and con
tributions, some of which are not solicited direetly/(R. 46,
148, 163, 169). The Association enrolled 13,595 mem
bers in Virginia during the first eight months of 1957
(R. 46, 136, 137, 174), and the majority of the Branches in
Virginia conduct their annual membership drives in the
spring and summer months (R. 176). By contrast, mem
bership figures for the same eight month period for the
previous three years were 19,436 in 1956, 16,130 in 1955 and
13,583 in 1954 (R. 46, 137, 174).
The income of the Association from its Virginia Branches
for the first eight months of 1957 was $37,470.60 as com
pared with $43,612.75 for the same period in 1956 (R. 46-47,
68, 173, 642, 643).
Of the $38,469.59 which the Association received from
all sources in Virginia during the first eight months of
1957, $37,470.60 came from Branches (R. 46, 68, 173, 642).
9
The corresponding amounts for the same period in 1956
are $44,138.71 and $43,612. (R. 46, 68, 643). From the
country as a whole—the Association has branches in 44
states and the District of Columbia (R. 46, 67)—the Asso
ciation’s income for the first eight months of 1957 and 1956
was $425,608.13 and $598,612.84, respectively (R. 46-47, 68,
173, 642, 643).
The fall off in Virginia memberships and drop in income
from Branches tiled to the impact of
the challenged legislation/(R. 61, 62-63, 140, 141). Inquiries
made by solicitors working in Branch membership cam
paigns and samplings made by the Executive Secretary of
the State Conference revealed that/individuals who failed
to renew their memberships, as well as former campaign
workers, were generally apprehensive as to the application
of the assailed legislation to themselves and feared that
reprisals would be directed against them should their mem
bership in the Association be made a matter of public
record (R. 61, 137, 139-41, 236-38).
Public identification of Virginians as members of the
Association (R. 61, 234-35, 251, 254, 263), or as plaintiffs
in the antisegregation suits in which the Association is
identified (R. 230, 239, 252, 258), or as advocating compli
ance with the antisegregation decisions of federal courts
(R. 244-45, 264-65) has exposed them and their families to
threats of violence to person and property (R. 61, 232, 246,
260-61, 265, 266), various forms of intimidation such as
cross-burning (R. 61, 246-47, 265-66) and the hanging of
an effigy (R. 61, 255), social ostracism (R. 61, 248, 266),
economic reprisals (R. 239-41, 248) and a variety of per
sonal annoyances such as persistent insulting or obscene
anonymous telephone calls, letters and “bus stop editorials”
(R. 61, 230-32, 234-36, 245-46, 251-52, 253-54, 258-61, 265-66).
The experiences of most of these “exposed persons” and
1 0
many others, too, have been given widespread publicity in
Virginia newspapers (E. 61, 127, 269-72, 459-63), including
Negro as well as white publications (E. 269-72, 459-63,
492).
The local press, by publishing news stories and columns
which described the assailed legislation as being anti-
N.A.A.C.P. measures with grave penalties for any violation
thereof, again gave cause for the apprehensiveness regard
ing the application of the challenged legislation to members,
contributors and all other persons who associate themselves
with the activities of either the Association or the Fund
(E. 61, 140, 191, 236-38, 269-72, 274, 459-63). Laymen were
not alone in this boat; similar analyses made members
of the legal profession hesitant and apprehensive, too
(E. 61, 321-22, 326, 330).
“The Fund”
The Fund was incorporated in 1940 (E. 49, 276) and its
charter describes its principal purposes as follows:
(a) To render legal aid gratuitously to such Negroes
as may appear to be worthy thereof, who are suffer
ing legal injustices by reason of race or color and
unable to employ and engage legal aid and assistance
on account of poverty.
(b) To seek and promote the educational facilities for
Negroes who are denied the same by reason of race
or color.
(c) To conduct research, collect, collate, acquire, compile
and publish facts, information and statistics concern
ing educational facilities and educational opportuni
ties for Negroes and the inequality in the educational
1 1
facilities and education opportunities provided for
Negroes out of public funds; and the status of the
Negro in American life (R. 49, 277-78, 304).
Moreover, inasmuch as the Fund’s purposes include ren
dering legal aid and services, its activities as a legal aid
society have been approved by the Appellate Division of
the Supreme Court of New York, First Judicial Depart
ment, without objections from any of the several bar asso
ciations (R. 49-50, 314).
Unlike the Association, the Fund has no affiliated or
subordinate units (R. 50, 278); its one office is located in
New York City (Id.). In order to implement its objec
tives, the Fund employs a full-time staff of six resident
attorneys and three research attorneys, all of whom are
stationed in New York (R. 50, 279, 281), two educational
specialists (R. 303), one of whom is in the field, and a social
scientist who does non-legal research (R. 303). The Fund
has also secured the services of four lawyers on annual
retainers (R. 50, 279); they reside in and conduct their
private practices at Richmond, Dallas, Los Angeles and
Washington, D. C. (R. 50, 279, 288, 301-02). Moreover,
the Fund has engaged other counsel on a case-by-case fee
basis for investigations and research (R. 50, 285-86, 298,
319). And the Fund has on call about a hundred attorneys
(R. 50, 278) and a large number of social scientists (R. 50,
286, 292) whose services are available on a volunteer or
expenses-only basis.
Participation in litigation which falls within the scope
of its charter, legal and general research, the dissemina
tion of information and fund raising are the activities car
ried on by the Fund (R. 49, 50, 277-78, 279, 281)./With
respect to litigation, the Fund’s policy forbids it from tak
ing any part in a case unless a request for services or funds
is made by either the party in interest or his attorney (R.
1 2
280, 290). If this is done, and the case not only involves
a threatened or actual denial of civil rights hut is basically
meritorious, the Fund furnishes the requested assistance—
advice, services or finances including the entire cost of
litigation and lawyers fees (R. 279, 284-85, 318-19).
Since its inception, the Fund has been associated in some
way with about every leading civil rights case (R. 50,
281-83). Moreover, it is unique in that no other organiza
tion provides gratuitously the assistance and services
which it does either on a national basis or in Virginia
(R. 50, 283, 292, 293).
A considerable amount of the Fund’s efforts is devoted
to research (R. 51, 281, 298, 319). In the main, the legal
research done by staff members and volunteers is utilized
in connection with pending litigation although it is avail
able for use by lawyers and law schools (R. 50, 279, 287).
The educational activities of the Fund are varied. In
addition to disseminating research materials, staff members
do considerable public speaking at meetings sponsored by
community organizations as well as lecturing in colleges
and universities on various topics, ranging from constitu
tional law through civil rights to patterns of human rela
tions (R. 50, 281). Moreover, the staff disseminates the
fruit of case experience and field studies in the form of
memoranda and articles published by professional journals
and general periodicals (R. 279, 287).
Fund raising for the support of its activities is limited
to the solicitation of contributions; the principal fund rais
ing activity consists of four quarterly mailings sent out by
a group of volunteers called the Committee of One Hun
dred, but solicitations are also made at social affairs and
public meetings sponsored by other volunteer groups for
the benefit of the Fund (R. 51, 293, 295, 313). fContribu-
13
tions are its sole source of income since neither fees nor
dues are requirements for Fund membership (B. 51, 294).
For four or five years prior to 1957, the Fund’s income
rose steadily i in 1956, it totaled $351,283.32 (B. 51, 294,
318). Beginning September 1956, due to the fact that the
Fund’s volunteer solicitors had to drop Texas from the
list of states in which services and assistance were avail
able—the state having restrained its operations during
that time, income dropped off steadily (B. 68, 294-95).
Another drop is reflected in the comparative income for
the first eight months of 1957 and that for the same period
in 1956: $152,000 and $246,000, respectively (B. 51, 68,
294) , i.e., after the precariousness of Fund operations in
Virginia was widely publicized ( B. 68-69).
While studies by professional fund raising advisors re
veal that^he Fund’s income from Virginia cannot be deter
mined precisely because many Virginia contributors wmrk
in and mail their contributions from Washington, Fund
income from Virginia to the extent that is shown on the
books shows a decline from/$6,256.19 in 1955 to $1,859.20
in 1956 to $424.00 for the first two-thirds of 1957 (B. 51,
295) .
As to the Fund expenditures for services in Virginia,
exclusive of the services and personal counsel contributed
by the New York Staff in Virginia litigation (e.g., see B.
51, 318), the amounts are $6,344.39 in 1954, $6,000.00 in
1955, $6,490.00 in 1956 and $3,500.00 in 1957 for the first
eight months (B. 296).
There is no dispute on the record as to the effect of the
assailed statutes upon the operations of the Fund in Vir
ginia, especially in the present atmosphere of fear and un
easiness: contributions have dwindled and would cease (B.
51, 68, 295, 296, 297-99) with a resulting cessation of con
tributions from the intransigent South (B. 297); many law
14
yers, white as well as Negro, would not work for or with the
Fund (R. 298, 322, 326, 330); and the Fund would be re
strained from participating in civil rights litigation and
utterly destroyed (R. 298-99).
It is on the basis of the foregoing facts, plus a considera
tion of companion enactments passed by the General As
sembly of Virginia (R. 54-60, 131-32, 506 et seq.),"ttet the
District Court concluded (R. 61-62):
In view of all the evidence, we find that the activities
of the State authorities in support of the general plan
to obstruct the integration of the races in schools in
Virginia, of which plan the statutes in suit form an
important part, brought about a loss of members and
a reduction of the revenues of the [appellees] and made
it more difficult to accomplish [their] legitimate aims.
Summary o f Argument
Immediately after the 1954 decision in the Brown case,
the Commonwealth of Virginia acting through its Governor
and legislature set out to prevent compliance with that
decision. Thus, Virginia embarked on its plan of “massive
resistance”, which included resolutions of “Interposition”
and other attacks on this Court followed by the convening
of the 1956 Extra Session of its General Assembly to con
sider recommendations “to continue our system of segre
gated public schools.” The General Assembly responded
by promptly adopting legislation (1) prohibiting use of
public funds for integrated schools, closing of integrated
schools and establishing a pupil assignment law; and (2)
the statutes here complained of “as parts of the general
plan of massive resistance to the integration of schools
of the state under the Supreme Court’s decrees.”
15
The combined effect of the statutes in suit is to prevent
Negroes in Virginia from effectively securing compliance
with the Brown decision. In so doing, these statutes deny
and curtail First Amendment rights of freedom of expres
sion and other rights protected by the equal protection and
due process clauses of the Fourteenth Amendment.
Chapters 31 and 32, requiring appellees to annually file
membership lists and, if requested, to file lists of contribu
tors as a prerequisite to continuing their activities, run
afoul of the protections guaranteed by the Fourteenth
Amendment. National Association for the Advancement of
Colored People v. Alabama, 357 U. S. 449.
All three statutes deny free access to the courts, a right
which has long been recognized and protected by the Con
stitution. Terral v. Burke Construction Co., 257 U. S. 529.
While Chapters 31 and 32 seriously impair effective liti
gation by destroying the posibility of obtaining necessary
funds, Chapters 32 and 35 go a step further and prevent
lawyers from continuing to participate in group sponsored
racial segregation cases. The prohibitions in these statutes
apply to pending as well as future litigation to bring about
compliance with this Court’s decisions in racial segregation
cases. Such state interference with these lawful practices
denies liberty within the meaning of the Constitution.
Pierce v. Society of Sisters, 268 U. S. 510; Sckware v.
Board of Bar Examiners, 353 U. S. 232.
Appellants have not and cannot show any overriding
justification for state interference with lawful activities.
Their claims that these statutes are necessary to preserve
peace and order in regard to racial matters has long since
been declared to be without constitutional significance.
Cooper v. Aaron, 358 U. S. 1; Buchanan v. War ley, 245
U. S. 60.
<
The barratry statutes, while defended as expressions of
the common law, are in fact in derogation thereof. Thall-
heimer v. Brinckerhoff, 3 Cow. 623, 15 Am. Dec. 308 (N. T.
Court of Errors 1824).
To an unprecedented degree in Chapter 35, and to a lesser
degree in Chapters 31 and 32, Virginia deliberately ex
cluded every conceivable group other than appellants from
the restrictions of freedom of expression, enforcement of
barratry provisions and other repressive measures. Such
unwarranted classifications certainly deny equal protection.
Morey v. Doud, 354 U. S. 457.
The District Court was not required by the doctrine of
equitable abstention to postpone decision of the constitu
tional issues pending previous consideration of the statutes
by the state courts. The cases did not present issues
peculiar to the state’s jurisprudence, or necessitate resolu
tion of local law questions preliminary to consideration of
the federal issues. The statutes are clear and unambiguous,
and remission for definitive construction was unnecessary.
Chicago v. Atcheson, T. & S. F. R. Co., 357 U. S. 77;
Toomer v. Witsell, 334 U. 38. 385. There being no recognized
policy that remission could serve, the District Court prop
erly decided the issues here on appeal. Meredith v. Winter
Haven, 320 U. S. 228; Doud v. Hodge, 350 U. S. 485.
Finally, whatever may be the rule as to enjoining en
forcement of state criminal statutes in other circumstances,
the District Court properly restrained appellants from
enforcing Chapters 31, 32 and 35 under the circumstances
shown in these cases. See Truax v. Raich, 239 U. S. 33;
Pierce v. Society of Sisters, 268 IT. S. 510; Gayle v. Browder,
352 U. S. 903, affirming 142 F. Supp. 707 (M. D. Ala. 1956).
16
17
A R G U M E N T
I.
These Virginia statutes not only curtail lawful activi
ties o f two m em bership corporations and o f their m em
bers, contributors, and attorneys, but also strike at basic
civil rights and liberties guaranteed by the Constitution.
Chapters 31 and 32 violate rights secured to appellees,
their members, contributors and attorneys, by the due
process and equal protection clauses of the Fourteenth
Amendment. Chapters 31 and 32 accomplish this by re
quiring disclosures, from the making of which appellees
are constitutionally immune, as conditions precedent to the
exercise of all of their major functions. Chapter 35 addi
tionally operates to totally prohibit activities vital to their
continued existence.
Chapter 31 provides that before appellees may solicit or
expend funds to defray the expenses of civil rights litiga
tion they must annually file with the State Corporation
Commission a certified list of the names and addresses of
their members and, if requested, the names and addresses
of their contributors.
Chapter 32 requires registration and similar disclosures
before either appellee may advocate compliance with the
decision of this Court in the Brown ease or raise or expend
funds to aid in civil rights litigation toward that end, and
before the appellee Association may promote or oppose
legislation in behalf of any race or color.
Chapter 35 unqualifiedly prohibits either organization
from paying any part or all of the expenses of litigation in
which it is not personally or pecuniarly involved.
18
The effect of these laws is to abridge, not merely one,
but each of several constitutional freedoms to which the
appellees may justly lay claim. Each, in the exercise
of its right of free speech, advocates the abolition of govern-
mentally-imposed racial discrimination, by aiding litigation
in the civil rights field as well as by more traditional
media, and, in the case of the Association, by promoting
legislation according to its views. They have for many
years exercised a liberty, inherent in due process, by as
sisting others in their litigation to obtain protection from
state abridgements of their federally-protected rights.
In so doing, and by necessary exercise of their freedom of
association, appellees, their members, contributors and
others of a like mind have pooled their efforts and financial
resources with a view to making possible the attainment of
these objectives.
The legislative mandates of Chapters 31, 32 and 35 pro
hibit the appellees, and all persons affiliated with them,
either absolutely, or on pain of disclosure of affiliation that
due process renders inviolate, from taking collective action
to effectively vindicate the constitutional principles they
each espouse. And, this is sought to be accomplished by
legislation so framed, not only as to leave similar group
sponsored suasion and litigation activities free from regula
tion, but also to put the appellees “out of business by for
bidding them to encourage and assist colored persons to
assert rights established by the decisions” (R. 90).
A. C om pu lsory D isclosure o f O rganisational Affiliates W here
E conom ic R eprisa ls and O th er M anifestations o f Public
H o stility W ill E nsue V iolates the F ourteen th A m en dm en t.
There can no longer be doubt as to the protection ex
tended by the Fourteenth Amendment against “compelled
disclosure of affiliation with groups engaged in advocacy.”
National Association for the Advancement of Colored Peo-
19
pie v. Alabama, 357 U. S. 449, 462. This Court there held
invalid an Alabama court order similar to the membership
disclosure requirements of Chapters 31 and 32, and said:
Effective advocacy of both public and private points
of view, particularly controversial ones, is undeniably
enhanced by group association, as this Court has more
than once recognized by remarking upon the close nexus
between the freedoms of speech and assembly. . . . It
is beyond debate that freedom to engage in association
for the advancement of beliefs and ideas is an insep
arable aspect of the “liberty” assured by the Due Proc
ess Clause of the Fourteenth Amendment, which em
braces freedom of speech.. . . Of course, it is immaterial
whether the beliefs sought to be advanced by associa
tion pertain to political, economic, religious or cultural
matters, and state action which may have the effect of
curtailing the freedom to associate is subject to the
closest scrutiny (at pp. 460-461).
These considerations apply with peculiar force to appel
lees—organizations which are media of expression for those
who affiliate to oppose racial discrimination. In Alabama,
this Court recognized “the vital relationship between free
dom to associate and privacy in one’s associations” (at
p. 462) and stated:
Inviolability of privacy in group association may in
many circumstances be indispensable to preservation
of freedom of association, particularly where a group
espouses dissident beliefs.
There, this Court also held that:
We think that the production order, in the respects
here drawn in question, must be regarded as entailing
the likelihood of a substantial restraint upon the exer
cise by petitioner’s members of their right to freedom
2 0
of association. Petitioner has made an uncontroverted
showing that on past occasions revelation of the iden
tity of its rank-and-file members has exposed these
members to economic reprisal, loss of employment,
threat of physical coercion, and other manifestations
of public hostility. Under these circumstances, we think
it apparent that compelled disclosure of petitioner’s
Alabama membership is likely to affect adversely the
ability of petitioner and its members to pursue their
collective effort to foster beliefs which they admittedly
have the right to advocate, in that it may induce mem
bers to withdraw from the Association and dissuade
others from joining it because of fear of exposure of
their beliefs shown through their associations and of
the consequences of this exposure (at pp. 462-463).
Similarly, in the cases at bar, the District Court found:
[T]he Acts now before the court were passed as parts
of the general plan of massive resistance to the integra
tion of schools of the state under the Supreme Court’s
decrees. The agitation involved in the widespread dis
cussion of the subject and the passage of the statutes
by the Legislature have had a marked effect upon the
public mind which has been reflected in hostility to the
activities of the plaintiffs in these cases. This has been
shown not only by the falling off of revenues, indicated
above, but also by manifestations of ill will toward
white and colored citizens who are known to be sympa
thetic with the aspirations of the colored people for
equal treatment, particularly in the field of public edu
cation (R. 60-61).
and that the statutes will bring about the imposition of
hostile sanctions on appellees’ members:
2 1
Begistration of persons engaged in a popular cause
imposes no hardship while, as the evidence in this case
shows, registration of names of persons who resist the
popular will would lead not only to expressions of ill
will and hostility but to the loss of members by the
plaintiff Association (B. 79).
Here, as in Alabama, the record falls short of demonstrat
ing “a controlling justification for the deterrent effect on
the free enjoyment of the right to associate” which the dis
closures required by Chapters 31 and 32 will have./To sup
port Chapter 32, appellants say that its purposes are “ (1) to
help in selection of deputies, and prevent deputizing a per
son participating actively in an organization agitating vio
lence ; (2) to identify certain known troublemakers as mem
bers of particular organization, and to thereby identify their
leaders; (3) to keep a check on agitators from outside the
community; (4) a list of the members of a local organiza
tion would apprise sheriffs of the possibilities of violence
from such organization; and (5) a possible deterrent to
persons against joining organizations under irresponsible
leadership or engaged in unlawful activities” (Brief for
Appellants, p. 58).
Chapter 31 is sought to be justified “as an aid to detect
those persons who are engaged in barratry, maintenance,
unauthorized practice of law and related offenses” (Brief
for Appellants, p. 59).
Assuming arguendo that the above “justifications rep
resent the statutes’ true purposes, and conceding the desira
bility of a state being able to detect law violators, and sup
press racial conflicts or violence, nevertheless such ends
may not be achieved by denying rights secured by the Con
stitution. Cooper v. Aaron, 358 II. S. 1; Buchanan v. War-
ley, 245 U. S. 60, 81. Furthermore the legislative history of
2 2
the statutes, as well as their explicit exemptions for all
but those seeking racial equality before the law, casts the
gravest doubt on whether these considerations are in fact
the State’s basis for having enacted the laws in question.
B . D enial o f Access to the C ourts.
As the court below found: “The legislative history of
these statutes to which we now refer conclusively shows
that they were passed to nullify as far as possible the effect
of the decision of the Supreme Court in Brown v. Board of
Education . . . ” (R. 53). When these statutes were adopted
there were several cases pending in federal courts in Vir
ginia seeking compliance with the Brown decision (R. 82),
including the Prince Edward County Case (one of the four
cases consolidated in the Brown decision) (R. 82).
Each appellee is well known for its willingness to
assist in litigation and to protect Negroes from unlawful
racial discrimination (R. 82). Most of the money by which
appellees are enabled to render charitable aid by defraying
court costs (and, in the case of the Fund, providing legal
assistance) is raised by public fund solicitation.
Chapters 31 and 32 require disclosure of membership
lists, etc., as a prerequisite for such public solicitation
as well as for such charitable aid. Chapter 35 expressly for
bids such charitable assistance. What Chapter 35 does
directly is also indirectly accomplished by Chapters 31 and
32. The three statutes together effectively block access to
the courts by Negroes in Virginia who are desirous of se
curing judicial protection for their constitutional rights.
Unfettered access to the courts is the right of every citi
zen. Terral v. Burke Construction Co., 257 U. S. 529. See
Truax v. Corrigan, 257 U. S. 312, 334; Barbier v. Connolly,
113 U. S. 27, 31; Slaughter House Cases, 16 Wall. 36; Cran
dall v. Nevada, 6 Wall. 36, 44. The primary right of Virginia
23
residents to resort to the federal courts to secure relief
from state-imposed racial segregation stems from the Con
stitution itself (Article III, Section 2, Clause 1). Cases
involving state enforced racial segregation arise under the
Fourteenth Amendment to the Constitution and the civil
rights statutes enacted by the Congress pursuant thereto,
e.g., Title 42, United States Code, §§1971, 1981-83. And
see, Title 28, United States Code, §1343(3).
Implied in this right of access to the federal courts is
the right to assist and the right to accept assistance neces
sary to adequately present the issues to these courts.2 The
cases against state-imposed racial segregation are too
costly for the average individual Negro litigant, Arrayed
against such litigant is the state treasury, the attorney-
general, his staff and an unlimited number of special assist
ants, as well as attorneys-general from other southern
states anxious “to lend a hand in the fight against the
NAACP” (E. 472). To leave the federal courts open to
only those litigants individually able to finance such a case
and the appeals involved is to effectively close the door to
the great majority of aggrieved Negro citizens.
C. D ep riva tion o f L iberty .
Although the Court has not assumed to define
“liberty” with any great precision, that term is not con
fined to mere freedom from bodily restraint. Liberty
2 As in the case of all other constitutional rights, powers, and
duties, there are a number of rights which clearly arise by neces
sary implication, e.g., Logan v. United States, 144 U. S. 263, held
that there was an implied duty on the part of the United States
to protect prisoners in its custody against lawless violence (at
285) ; United States v. Lancaster, 44 Fed. 855, where the court
upheld an indictment charging interference with the right to
bring an action in the federal court. Ex parte Yarbrough, 110
U. S. 651, involving protection of federal elections from violence
and corruption and In re Neagle, 135 U. S. 1, involving protection
of federal judges in the exercise of their judicial function.
24
under law extends to the full range of conduct which
the individual is free to pursue, and it cannot be re
stricted except for a proper governmental objective.
Bolling v. Sharpe, 347 TJ. S. 497, 499-500.
The right to engage in lawful activities or to pursue a
profession free from arbitrary governmental restraint is
protected by the Constitution. Appellees’ activities are
aimed at the eradication of racial discrimination from
public life in America through peaceful persuasion and
the securing of rights guaranteed Negroes by the Constitu
tion and laws of the United States by aiding these persons
to obtain vindication thereof in the courts.
The lawyers who cooperate with appellees toward achieve
ment of these aims are of course engaged in the pursuit
of their professions. Cf. Konigsberg v. State Bar of Cali
fornia, 353 U. S. 252; Schwure v. Board of Bar Examiners
of the State of New Mexico, 353 U. S. 232; Pierce v. Society
of Sisters, 268 U. S. 510; Bartels v. Iowa, 262 U. S. 404;
Meyers v. Nebraska, 262 U. S. 390.
The destructive impact of Chapter 35 on the right of
attorneys associated with appellees to practice their pro
fession and of appellees to render charitable legal aid is
clear. Lawyers who volunteer their professional services
in cases which appellees support are restricted by the
burdensome disclosure provisions of Chapters 31 and 32,
and, far more serious, are subject to disbarment as well
as original penalties under Chapter 35.
In addition, as the court below held, Chapter 35 violates
the right of appellees and the lawyers associated with them
without due process of law by its failure to take into ac
count the well established rule that lawyers may volunteer
their services to the poor and exploited, Gunnels v. Atlanta
Bar Association, 191 da. 366, 12 S. E. 2d 602, even in
25
controversial causes, In re Ades, 6 F. Supp. 467, 475 (D.
Md. 1934), when acting for benevolent purposes, and may-
act for charitable societies without violating the ethics of
the profession (Canon 35, Canons of Professional Ethics,
ABA). And as the court below found, “the activities of
the plaintiff corporations are not undertaken for profit or
for the promotion of ordinary business purposes, but,
rather, for the securing of the rights of citizens without
any possibility of financial aid.” Their activities are also
covered by Canon 35. Finally, the court below held that
Chapter 35 violates due process “for it is designed to put
the plaintiff corporations out of business by forbidding
them to encourage and assist the colored persons to assert
rights established by the decisions” of this court (R. 281,
298, 319).
D. V irgin ia Has Show n No ju stifica tio n fo r C h apter 35 .
Appellants’ sole justification for Chapter 35 is “that the
State is merely regulating the activities that have long
been prohibited by the common law and condemned by the
legal profession” (Appellants’ Brief, p. 63). Unlike the
statute in McCloskey v. Tobin, 252 U. S. 107, Chapter 35
is not simply a reaffirmation of a common lawT principle of
wide acceptance. Rather, it is an undertaking to innovate
upon the common law by introducing a prohibition of con
duct heretofore considered valid.
Common law and statutory barratry contain two ele
ments: (1) continuously stirring up groundless judicial
proceedings; (2) doing so either for one’s own profit or for
the purpose of vexing the defendants.3 Barratry, says one
3 For common law definitions see Winfield, P. H., The History
of Conspiracy and Abuse of Legal Procedure (Cambridge 1921),
p. 200. For a typical statutory definition see Consolidated Laws
of New York §320 “common barratry is the practice of exciting
groundless judicial proceedings,” and §322 “No person can be
26
writer, is closely related to maintenance; one common
law definition holds it to be continuous maintenance.4 Pre
cise statutory definitions of maintenance as a separate
offense are rare,5 but at common law it was generally
defined as the offense of officiously aiding another in his
suit.6 Champerty is said to be a species of maintenance.7
Widely condemned by statute,8 champerty is the offense of
maintaining another’s suit pursuant to agreement to re
ceive part of the proceeds.9
Barratry, maintenance and champerty reached their
zenith in England as a concomitant of the feudal system.
convicted of common barratry except upon proof that he has
excited actions or legal proceedings, in at least three instances,
with a corrupt or malicious intent to vex and annoy.” See also
Arizona Revised Statutes (1956) §13-261; California Ann. Code
1954 §§158-159; Colorado Revised Statutes (1953) §40-7-40;
Georgia Code Ann. (1935) §26-4701; Idaho Code Ann. (1940)
§18-1001; Illinois Statutes Ann. Chapter 38, §65; Montana Revised
Code (1947) §94-3533-34; Nevada Revised Statutes (1957)
§199,320; New Mexico Statutes (1953) Chapter 40-26-1; North
Dakota Revised Code (1943) Chapter 12-1716 and 1717; Okla
homa Statutes Ann. (i937) Title 21, §§550 and 552; Pennsyl
vania Statutes Ann. (1945) Title 18, §4306.
4 Radin, Max, “Maintenance by Champerty,” 24 California Law
Review 48, 64 (1935).
5 See Illinois Statutes Annotated, Ch. 38, §66 and Colorado Re
vised Statutes (1953) §40-7-41.
6 Winfield, P. H., “The History of Maintenance and Champerty,”
35 Law Quarterly Rev. 50, 56 (1919).
7 Winfield, op. cit., supra, ftn. 3, at 131, 140.
8 Ala. Code (1940) Title 16, §53; Del. Code Annotated (1953)
11 §371; Kentucky Revised Statutes Annotated (1955) §§372.060,
372.080, 372.110; Maine Revised Statutes (1954) C. 135, §18;
Michigan Statutes Annotated (1937) §27.94; New Jersey Statutes
Annotated (1952) 2A:170-83; N. Y. Penal Law §274; Oklahoma
Statutes Annotated (1937) Title 21, §§547, 548, 554, 558, 562-564;
Tennessee Code Annotated (1956) 64-406, 64-407; Utah Code
Annotated (1953) §78-51-27; Virginia Code (1950) §54-70.
9 Winfield, op. cit., supra, ftn. 3, at 131.
27
The evil consisted primarily of “support given by a feudal
magnate to his retainers in all their suits, without any refer
ence to their justification.” 10 “This type of support be
came in fact one of the means by which powerful men
aggrandized their estates and the background was unques
tionably that of private war.” 11 The need for heavy crimi
nal sanctions ceased with the decline of feudalism.12 Con
sequently, although barratry and champerty remain on
the books, convictions nowadays are rare.13
The common law soon recognized exceptions to mainte
nance, Thallheimer v. Brinckerhoff, 3 Cow. 623, 15 Am. Dec.
308 (New York Court of Errors 1824) noted these excep
tions :
. . . consanquinity or affinity between the suitor and
him who gives aid to the suit . . . relation of landlord
and tenant, that of master and servant, acts of charity
to the poor and the exercise of the legal profession, . . .
(Emphasis added.)
[The laws] were intended to prevent the interference
of strangers having no pretense of right in the subjects
of the suit, and standing in no relation of duty to the
suitor . . . to prevent traffic in doubtful claims, and to
operate upon buyers of pretended rights, who had no
relation to the suitor or the subject, otherwise than
as purchasers of the profits of litigation (at 647-648).
See also, Brush v. Carbondale, 299 111. 144, 82 N. E. 252
(1907).
10 Radin, supra, ftn. 4, at 64.
11 Ibid.
12 Ibid.
13 Id. at 67.
28
With the development of a mercantile society, champerty
has been modified to permit contingent free arrangements,
etc.14
Statutory barratry remains essentially as set forth
above, but an exception has developed: “ . . . the offense
of barratry does not consist in promoting either private
suits or public prosecutions when the sole object is the at
tainment of public justice or private rights, but on the
prostitution of these remedies to mean and selfish pur
poses.” 10 See also Gunnels v. Atlanta Bar Assn., 191 Gla.
336,12 S. E. 2d 602 (1940).
Disregarding the basic elements of barratry and the
well established exceptions thereto, Virginia, under the
guise of protecting the administration of justice, now de
fines barratry in such a way as to put appellees out of
business.16 Virginia’s definition of barratry seems never
to have appeared before, and individual or group financing
of litigation founded on bona fide charitable motives seems
never to have been condemned in the past.
Because of the severity of the opposition of states offi
cially resisting desegregation Negro citizens must act col
lectively to secure their constitutional rights. No indi
vidual Negro can effectively pit his strength against the
organized resistance of state governments. Consequently,
the challenge to state-enforced racial segregation is being
made on a group basis. In view of this, civil rights cases
14 Id. at 68.
15139 A. L. R. 622-623, quoted in 10 Am. Jur., Champerty and
Maintenance, §3, p. 551 (1956) (Supp. p. 53 “add, following note
19” ) .
16 Chapter 35, Acts of Special Session, General Assembly of
Virginia, 1956, does not make, as essential elements of the crime
of barratry, stirring up (1) groundless suits (2) for one’s own
profit or for the purpose of vexing the defendant.
29
have become group-sponsored litigation—an American free
speech phenomenon.17
Group sponsorship of litigation is as indigenous to twen
tieth century America as group sponsorship of welfare and
charities. Groups which engage in such activity are too
numerous to mention individually. However, they may be
placed in the following general classifications: labor
unions,18 trade associations,19 consumer organizations,20
nationality groups,21 bar associations,22 racial groups,23
17 Cf. Thornhill v. Alabama, 310 U. S. 88.
18 E.g., thg following publications describe cases in which labor
unions supplied counsel or funds for members involved in litiga
tion: _ See reprint of testimony of Walter Drew before Senate
Judiciary Committee (1914) in “The Crime of the Century and
Its Relation to Politics”, p. 24 (Nat’l Assn, of Manufacturers
publication); News You Don’t Get, August 11. 1936, April 27 and
May 5, 1938 (published by National Committee for the Defense of
Political Prisoners), pages unnumbered; Church, S. H., “Trade
Unionism and Crime,” New York Times, Oct. 1, 1922.
19 E.g., The National Erector’s Association retained Walter Drew
to represent it in litigation. See reprint referred to in note 17,
supra. It is virtually impossible to document the fact that trade
associations support litigation involving the applicability and con
stitutionality of laws affecting the trade since the reports of the
cases do not give such information. Brannon v. Stark, 185 F 2d
871 (D. C. Cir. 1950).
20 E.g., The Consumer’s League sponsored litigation involving
the constitutionality of social welfare legislation in the 1930’s.
Schlesinger, A. M., Crisis of the Old Order (1957) pp. 113 and 419.
21 E.g., between 1856 and 1875 the German Society provided a
special legal committee to protect newly arrived immigrants.
Smith, R. H., Justice and the Poor (1921) p. 134, American Com
mittee for the Defense of Puerto Rican Political Prisoners. News
You Don’t Get, May 7, 1935, pages unnumbered, op. eit., supra
ftn. 18. ’
22 E.g., The Atlanta Bar Association in the 1940’s sponsored liti
gation for persons who had been victims of unscrupulous money
loaning businesses. Gunnels v. Atlanta Bar Association, 191 Ga
366, 12 S. E. 2d 602 (1940).
23 See New York Times feature article “Champion of the Indian ”
March 3, 1958.
30
religious groups,24 labor defense committees,25 child welfare
organizations,26 civil liberties groups,27 property owners,28
tenants,29 professional groups,30 committees for protection
of immigrants,31 and hoc committees32.
It appears that no court in the United States has ever
denied the right of individual or group sponsorship of
litigation as involved here where there is no agreement to
share the proceeds and where the members of the group
have a common or general or patriotic interest in the
principle of law to be established. Indeed, the courts have
expressly upheld it. Brannon v. Stark, 185 P. 2d 871 (D. C.
Cir. 1950), aff’d 342 U. S. 451; Gunnels v. Atlanta Bar
Assn., 191 Ga. 366, 12 S. E. 2d 602 (1940); Brush v. Car-
24 E.g., Jehovah’s Witnesses apparently sponsored a number of
cases in this Court, e.g., Marsh v. Alabama, 326 U. S. 501, and
Cantwell v. Connecticut, 310 U. S. 296. The Methodist Federa
tion for Social Service provided financial assistance in the Scotts-
boro case. News You Don’t Get, Jan. 3, 1936, pages unnumbered,
op. cit., supra, ftn. 18.
25 International Labor Defense sponsored cases as evidenced by
In re Ades, 6 F. Supp. 467 (D. Md. 1934).
26 E.g., The Children’s Aid Society of Boston, Smith R. H.,
Justice and the Poor (1921) p. 223.
27 E.g.,The American Civil Liberties Union. See the annual
reports of this organization for any year.
28 E.g., Opinions of the Committees on Professional Ethics of the
Association of the Bar of the City of New York and the New York
County Lawyers’ Association, Columbia Univ. Press, 1956, Op. No.
113. Hurd v. Hodge, 334 U. S. 24.
29 E.g., Shanks Village Committee Against Bent Increases v.
Cary, 103 F. Supp. 566 (S. D. N. Y. 1952).
30 E.g., Alston v. School Board of the City of Norfolk, 112 F. 2d
992 (4th Cir. 1940).
31 E.g., American Committee for the Protection of the Foreign
Born assisted Otto Richter, a German refugee seeking political
asylum. News You Don’t Get, Feb. 25, 1935, pages unnumbered,
op. cit., supra, ftn. 18.
32 E.g., Sacco-Vanzetti Defense Committee, Schlesinger, A. M.,
Crisis of the Old Order, 1957, p. 113.
31
bondale, 299 111. 144, 82 N. E. 252 (1907); Davies v. Stowell,
78 Wis. 334, 47 N. W. 370; Royal Oak Drain. Dist. v. Keefe,
87 F. 2d 786 (6tli Cir. 1937); Vita-phone Corp. v. Hutchison
Amusement Co., 28 F. Supp. 526 (D. Mass. 1939). In re
Ades, 6 F. Supp. 467 (D. Md. 1934).33 Moreover, a
species of such cooperative activity has been approved by
bar associations. The Committee on Professional Ethics
of the Association of the Bar of the City of New York
says: “A litigant may solicit the cooperation of persons
interested in the same question, or in establishing the
same principle of law; and such solicitation may properly
be done by his attorney, when it is primarily and funda
mentally in the interest of the client . . 34 And the same
committee says: “under proper circumstances and where
real interests are involved, lawyers may act for one party
where legal fees and other expenses are defrayed by
another.” 35
33 Brannon v. Stark, supra, upheld the right of certain handlers
of milk to finance the litigation of certain milk producers. Gunnels
v. Atlanta Bar Assn., supra, upheld the right of the Atlanta Bar
Association to furnish counsel for the litigation of those who had
been victims of the loan sharks. Brush v. Carhondale upheld the
right of a citizen to finance an appeal by the city in a test case.
Davis v. Stowell upheld the right of buyers of worthless stock
to prosecute a test ease brought by plaintiff to determine defen
dant’s case. Royal Oak Drain. Dist. v. Keefe upheld the right of
a bondholders’ protective committee to bring a class suit to deter
mine validity of bonds. Vitasphone Corp. v. Hutchison upheld the
maintenance of a copyright protection bureau by a group of movie
producers and distributors to protect their copyrights by bringing
suit where necessary. In re Ades upheld the right of a lawyer,
who had been employed by the International Labor Defense, a
group which sponsored litigation, to volunteer his services to
persons accused of crimes.
84 Opinions of the Committees on Professional Ethics of the
Association of the Bar of the City of New York and the New York
County Lawyers’ Association, Columbia University Press, 1956
Opinion No. 343. See also Nos. 113, 170, 281, 321, 363, and 586.
35 Id, Op. No. 707. In this instance the expense bearer was merely
interested in a final determination of the question of law as he
might have a similar case in the future.
32
The Canons of Professional Ethics of the American Bar
Association expressly recognize the activities of charitable
societies in paying the expenses of the litigation of others.
Canon 35. See also, Opinions of ABA Committee on Pro
fessional Ethics and Grievances, Opinion 148 (1935).
The development of the law has always been toward ex
panding the opportunities of litigants to present their cases
as fully and completely as justice may require and to avail
themselves of whatever assistance they need in their pre
sentation.36 There has been continued liberalization of rules
of procedure which has facilitated the development of
group sponsored litigation, e.g., rules permitting class
actions, intervention and permissive joinder. Recognizing
that large groups of people are often interested in a deter
mination of common questions of law and fact, the Federal
Rules of Civil Procedure permit one member of the group
to sue on behalf of all.37 If Virginia fears that its courts
will become overburdened with frivolous contentions, it
has only to look to the admonition of this Court: “The ex
penses of litigation deter frivolous contentions. If numer
ous parallel cases are filed, the courts have ample authority
to stay useless litigation until the determination of a test
case.” Stark v. Wickard, 321 U. S. 288, 310.
Virginia now seeks to reverse this trend by prohibiting
certain activity with respect to the conduct of litigation
which is the antithesis of this development and which has
the singular effect, in the circumstances of this case, of
divesting indigent Negro litigants of their only means of
3( Brownell, Emery, Legal Aid in the United States (1951);
Smith, R. H., Justice and the Poor (1921).
37 Rule 23(a) (3) F. R. C. P. See also Opinions of the Committee
on Professional Ethics, etc., op. cit., supra, ftn. 35, Op. No. 113
where the Bar Association’s Committee on Professional Ethics
affirmed the right of an attorney to ask each member of the group
to contribute to the payment of his fee.
access to the courts. Virginia can hardly claim that this
anomaly constitutes due process in that it merely codifies
existing law or custom of the bar.
Virginia’s real purpose in prohibiting contributions to
litigation is not to safeguard the administration of justice,
but to erect an economic barrier to the courts on questions
of racial discrimination. The exemptions contained in
Chapter 35 support this assertion.
E. D enial o f E qual P ro tec tion .
The Virginia legislature, recognizing the sweep of these
statutes and the wide variety of situations in which group
sponsorship is a necessary ingredient, has endeavored to
exempt from their operation every conceivable type of
group sponsored activity which does not involve a state
imposed color restriction.
Although Chapter 35 would totally prohibit either ap
pellee from in any way assisting the litigation of others, it
provides an exemption from its prohibitions broad to the
extent that all other group-sponsored litigation activities
remain lawful:
This act shall not be applicable to attorneys who are
parties to contingent fee contracts with their clients
where the attorney does not protect the client from
payment of the costs and expenses of litigation, nor
shall this act apply to any matter involving annexa
tion, zoning, bond issues, or the holding or results of
any election or referendum, nor shall this act apply
to suits pertaining to or affecting possession of or
title to real or personal property, regardless of owner
ship, nor shall this act apply to suits involving the
legality of assessment or collection of taxes or the
rates thereof, nor shall this act apply to suits involv
ing rates or charges or services by common carriers
34
or public utilities, nor shall this act apply to criminal
prosecutions, nor to the payment of attorneys by legal
aid societies approved by the Virginia State Bar, nor
to proceedings to abate nuisances. Nothing herein
shall be construed to be in derogation of the constitu
tional rights of real parties in interest to employ coun
sel or to prosecute any available legal remedy under
the laws of this State (Section 1 (f)).
In similar vein, while Chapter 32 undertakes to prohibit
either organization from advocating racial integration, and
from raising or expending funds for use in civil rights
litigation, and would prohibit appellee Association from
promoting or opposing racial legislation, it similarly con
tains broad exemptions from its operation:
This act shall not apply to persons, firms, partner
ships, corporations or associations who or which carry
on such activity or business solely through the medium
of newspapers, periodicals, magazines or other like
means which are or may be admitted under United
States postal regulations as second-class mail matter
in the United States mails as defined in Title 39,
§224, United States Code Annotated, and/or through
radio, television or facsimile broadcast or wire service
operations. This act shall also not apply to any per
son, firm, partnership, corporation, association, or
ganization or candidate in any political election cam
paign, or to any committee, association, organization
or group of persons acting together because of activi
ties connected with any political campaign (Section 9).38
38 While the language in Chapter 32 attempts to place the disclo
sure requirement on persons who support segregation as well as
those who oppose it, such a requirement is transparent and of no
legal significance. “Equal protection of the laws is not achieved
through the indiscriminate imposition of inequalities.” Shelley v.
Kraemer, 334 U. S. 1, 22.
Likewise, Chapter 31 applies only to a person or organi
zation soliciting or expending funds to assist litigation in
which the person or organization is neither personally nor
pecuniarily interested or involved, and is not applicable
to any other kind of solicitation or any other kind of ex
penditure of funds. Section 2. The record in this case
establishes that civil rights litigation in Virginia is usually
by group sponsorship and that the appellees are the only
organizations engaged as a major activity in soliciting or
expending funds to support such activities (E. 93).
More than 70 years ago this Court declared that the
equal protection of the laws is “a pledge of the protection
of equal laws.” Yick Wo v. Hopkins, 118 IT. ,S. 356, 369.
State statutory classifications violate the equal protection
clause if based upon nonexistent differences or if the dif
ferences are not reasonably related to a proper legislative
objective. Morey v. Doud, 354 IT. S. 457; Skinner v. Okla
homa, 316 IT. S. 535; Hartford Steam Boiler Inspection &
Insurance Co. v. Harrison, 301 U. S. 459; Mayflower Farms
v. Ten Eyck, 297 IT. S. 266; Concordia Fire Insurance Co.
v. Illinois, 292 IT. S. 535; Smith v. Cahoon, 283 IT. S. 553;
Nixon v. Herndon, 273 U. S. 536; Air-Way Electric Appli
ance Corp. v. Day, 266 U. S. 71; Truax v. Raich, 239 IT. S.
33; Southern Railway Co. v. Greene, 216 IT. S. 400. Dis
criminations of the character outlawed by the equal pro
tection provision are epitomized in the legislation under
consideration. It operates to create a class embracing only
the appellees, their members and associates, and leaves all
others free to carry on to pursue the same character of
activities. While the state’s alleged objective is to safe
guard the administration of justice, it is obvious that the
discrimination in favor of all groups except the two whose
similar activities concern only the advancement of minority
rights cannot meet the test of the Constitution.
36
The three-part statutory scheme places appellees in an
insoluble dilemma: They may refuse to comply with the
disclosure requirements, but will then be forced to operate
under the cloud of criminal and injunctive frustration of
their activities; at the same time the statutes’ mere exist
ence will deter persons from joining them. On the other
hand, appellees may register their associates’ names and
addresses, thereby identifying their personal “political”
beliefs and subjecting them to “barratry” prosecutions.
Either way, the constitutional rights of appellees, their
members, and their associates become a nullity. “Massive
resistance” thereby becomes a legal reality.
II.
There were no legally sufficient reasons to deny ap
pellees injunctive relief or postpone action in deference
to the state courts.
A. T he D istric t C ourt P ro p e r ly E n jo in ed E n fo rcem en t o f the
S ta tu tes W ith ou t T h eir P rev iou s C onsidera tion by th e
S ta te C ourts.
The District Court was plainly right1]n deciding the con
stitutional issues presented by Chapters 31, 32 and 35 with
out prior treatment of those statutes by the Virginia courts.
This position is unaffected by the doctrine of equitable
abstention, recently restated in Meridian v. Southern Bell
T. <& T. Co., 27 U. S. L. Week 3235 (February 24, 1959),
that
Proper exercise of federal jurisdiction requires that
controversies involving unsettled questions of state law
be decided in the state tribunals preliminary to a fed
eral court’s consideration of the underlying federal
constitutional questions.
37
Properly applied, this principle undoubtedly promotes
considerations of the highest order. As this Court declared
in Government and Civic Employees Organizing Committee
v. Windsor, 353 U. S. 364, 366,
One policy served by that practice is that of not pass
ing on constitutional questions in situations where an
authoritative interpretation of state law may avoid the
constitutional issues. . . . Another policy served bŷ
that practice is the avoidance of the adjudication of
abstract, hypothetical issues. Federal courts will not
pass upon constitutional contentions presented in an
abstract rather than in a concrete form.
But these underlying policies at once define both the scope
given the doctrine and the limitations imposed upon its use.
While it appropriately finds expression when applied in
furtherance of the policies it is designed to serve, its opera
tion, by the same token, is confined to situations justifying
its existence. See Propper v. Clark, 337 U. S. 472; Meredith
v. Winter Haven, 320 U. S. 228. And appellees’ position, in
sum, is that the cases at bar did not present issues demand
ing or justifying anterior local determinations, and that the
District Court did not abuse its discretion by deciding the
constitutional questions.
Unlike Bur ford v. Sun Oil Company, 319 U. S. 315, and
Pennsylvania v. Williams, 294 U. S. 176, the District Court
was not called upon to address itself to “a specialized aspect
of a complicated system of local law outside the normal
competence of a federal court,” Alabama Public Service
Commission v. Southern By., 341 U. S. 341, 360 (concurring
opinion). The complaints addressed the Court to a con
sideration of the limitations imposed upon the state’s legis
lative power by the due process and equal protection clauses
of the Fourteenth Amendment and implementing Civil
Rights Acts, 42 U. S. C. §§1981, 1983. They presented is
38
sues, well within the recognized talents of federal judges,
which the district courts by explicit legislation are pecu
liarly endowed to entertain, 28 U. S. C. §§1331, 1343. As
the District Court stated:
It must be remembered, however, that Congress has
not seen fit to restrict the jurisdiction of the district
courts by imposing as a condition precedent to action
by the federal courts, the judicial pronouncement by the
state court in cases where the constitutionality of a
state statute is presented and injunctive relief is re
quested. Concurrent jurisdiction still exists until modi
fied in the wisdom of the legislative branch of our gov
ernment (R. 73).
And as this Court in Propper v. Clark, 337 U. S. 472, 492,
was careful to point out:
The submission of special issues is a useful device
in judicial administration in such circumstances as
existed in the . . . Spector Case [Spector Motor Service
v. McLaughlin, 323 U. S. 101] . .. and the Pullman Case
[Railroad Commission of Texas v. Pullman Co., 312
U. S. 496] . . . but in the absence of special circum
stances . . . it is not to be used to impede the normal
course of action where federal courts have been granted
jurisdiction of the controversy.
These cases did not encounter problems in local law to
be preliminarily resolved before the constitutional questions
were reached. Cf. Meridian v. Southern Bell T. <& T. Co.,
27 U. S. L. Week 3235; American Federation of Labor v.
Watson, 327 U. S. 582; Spector Motor Service v. Mc
Laughlin, 323 II. S. 101; Railroad Commission of Texas v.
Pullman Company, 312 U. S. 496; Alabama Public Service
Commission v. Southern Railroad Company, 341 U. S. 341.
Unlike American Federation of Labor v. Watson, supra,
39
the District Court was not faced with preliminary question
as to whether the legislation was self-executing, or, as in
Meridian v. Southern Bell T. <& T. Co., supra, Railroad Com
mission of Texas v. Pullman Company and Alabama Public
Service Commission v. Southern Railroad Company, supra,
as to whether, in terms of state law, the action complained
of was authorized. The issues before it were not “in
tertwined with preliminary doubts about local law,” nor was
the court called upon to decide “questions of constitution
ality on the basis of preliminary guesses regarding local
law.” Spector Motor Service v. McLaughlin, supra, 323
U. S. at 105. Consideration of the statutes here involved
did not in any way necessitate “a tentative answer which
may be displaced tomorrow by a state adjudication.” Rail
road Commission of Texas v. Pullman Company, supra, 312
U. S. at 500.
Nor could constitutional adjudication be aided by a de
finitive construction of the statutes involved. The only
adjudication sought or made by the District Court was the
constitutional validity of the laws in question in their ap
plication to the complaining organizations, and the only
claim of ambiguity advanced by appellants (Brief, pp.
37-40) is as to whether they did so apply. The language
of these statutes creates no uncertainty as to their require
ments or their prohibitions, or as to whom they are directed.
Compliance with Chapter 31 explicitly demands informa
tion, which appellees assert is constitutionally protected
against disclosure, of every “person” soliciting or expend
ing funds to support litigation “unless such person is a
party” or “has a pecuniary right or liability therein” (§2).39
39 Chapter 31, §2 provides that “No person shall engage in the
solicitation of funds from the public or any segment thereof when
such funds will be used in whole or in part to commence or to
prosecute further any original proceeding, unless such person is
a party or unless he has a pecuniary right or liability therein, nor
40
“Person” is defined as meaning “any . . . corporation or as
sociation, whether formally or informally organized” (§1).
We see no uncertainty in this language, and it was clear
from the evidence that both appellees regularly solicit and
expend funds for litigation to which neither is a party and
in which neither has a pecuniary right or liability.
The application of Chapter 32 is equally clear. It under
takes to require registration by, and information which
appellees claim to be constitutionally immune from supply
ing, of “every . . . corporation or association . . . which
engages as one of its principal functions or activities in
the promoting or opposing in any manner the passage of
legislation by the General Assembly in behalf of any race
or color,” or “which has as one of its principal functions
or activities the advocating of racial integration or segrega
tion” or “which is engaged or engages in raising or expend
ing funds for the employment of counsel or payment of
costs in connection with litigation in behalf of any race or
color in this state” (§2).40 Again, we see nothing ambiguous
shall any person expend funds from whatever source received to
commence or to prosecute further any original proceeding, unless
such person is a party or has a pecuniary right or liability therein,
until any person shall first” comply with the disclosure require
ments set forth therein.
40 §2. Every person, firm, partnership, corporation or associa
tion, whether by or through its agents, servants, employees, officers,
or voluntary workers or associates, who or which engages as one
of its principal functions or activities in the promoting or opposing
in any manner the passage of legislation by the General Assembly
in behalf of any race or color, or who or which has as one of its
principal functions or activities the advocating of racial integra
tion or segregation or whose activities cause or tend to cause racial
conflicts or violence, or who or which is engaged or engages in
raising or expending funds for the employment of counsel or pay
ment of costs in connection with litigation in behalf of any race
or color in this State, shall, within sixty days after the effective
date of this act and annually within sixty days following the first
of each year thereafter, cause his or its name to be registered with
41
in the language of this statute in terms of application to the
appellees, or of its prohibition when its demands are not
satisfied.
Similarly, Chapter 35 clearly applies to the appellees
and prohibits their activities in support of litigation. These
are accomplished by meticulous phrasing of the definitions
and components of the “barratry” it undertakes to pro
scribe.41 “Barratry” is “the offense of stirring up litiga
the clerk of the State Corporation Commission, as hereinafter pro
vided; provided that in the case of any person, firm, partnership,
corporation, association or organization, whose activities have not
been of such nature as to reqirire it to register under this act, such
person, firm, partnership, corporation, association or organization,
within sixty days following the date on which he or it engages in
any activity making registration under this act applicable, shall
cause his or its name to be registered with the clerk of the State
Corporation Commission, as hereinafter provided; and provided,
further, that nothing herein shall apply to the right of the people
peaceably to assemble and to petition the government for a redress
of grievances, or to an individual freely speaking or publishing on
his own behalf in the expression of his opinion and engaging in no
other activity subject to the provisions hereof and not acting in
concert with other persons.
41 §1. Definitions.
(a) “Barratry” is the offense of stirring up litigation.
(b) A “barrator” is an individual, partnership, association or
corporation who or which stirs up litigation.
(c) “Stirring up litigation” means instigating or attempting to
instigate a person or persons to institute a suit at law or equity.
(d) “Instigating” means bringing it about that all or part of
the expenses of the litigation are paid by the barrator or by a
person or persons (other than the plaintiffs) acting in concert
with the barrator, unless the instigation is justified.
(e) “Justified” means that the instigator is related by blood or
marriage to the plaintiff whom he instigates, or that the instigator
is entitled by law to share with the plaintiff in money or property
that is the subject of the litigation or that the instigator has a
direct interest in the subject matter of the litigation or occupies
a position of trust in relation to the plaintiff; or that the instigator
is acting on behalf of a duly constituted legal aid society approved
by the Virginia State Bar which offers advice or assistance in all
kinds of legal matters to all members of the public who come to it
42
tion” which, in turn, means “instigating or attempting to
instigate a person or persons to institute a suit at law or
equity” (§lc). “Instigating” means “bringing it about that
all or part of the expenses of the litigation are paid by
the barrator or by a person or persons (other than the
plaintiffs) acting in concert with the barrator, unless the
instigation is justified” (§ld). “Justified” is given a defini
tion which by no process of construction could exempt ap
pellees from the operation of the act. We see no need for,
or possibility of, refinement of these exacting definitions
by process of “construction” by a state court.
These cases did not present a situation where decision of
the constitutional questions could be avoided or aided by
state court interpretation of the legislation in question. Cf.
Albertson v. Millard, 345 U. S. 242; Chicago v. Fielderest
Dairies, 316 U. S. 168; Government and Civic Employees
Organizing Committee v. Windsor, 353 U. S. 364; Spector
Motor Service v. McLaughlin, 323 U. S. 101. The propriety
of remission for state court construction is limited by the
need for interpretation as a firm predicate for constitutional
determination, or as a possibility of avoiding such deter
mination, and the rule applied in these cases has no legiti
mate operation where, as here, the applicability, scope and
impact of the statutes are clear. Chicago v. Atchison, T. &
S. F. R. Company, 357 U. S. 77; Public Utilities Commission
v. United States, 355 U. S. 534; Toomer v. Witsell, 334 U. S.
385; Bryan v. Austin, 148 F. Sujjp. 563, 567-568 (E. D. S. C.
1957, dissenting opinion), vacated as moot 354 U. S. 933.
See also General Box Company v. United States, 351 U. S.
159; Morey v. Dowd, 354 U. S. 457. Consequently, in Chi
for advice or assistance and are unable because of poverty to pay
legal fees.
(f) “Direct interest” means a personal right or a pecuniary
right or liability.
43
cago v. Atchison, T. <& 8. F. R. Co., supra, the majority of
this Court declined to apply the abstention doctrine where
it saw “no ambiguity in the section which calls for interpre
tation by the state courts,” and pointed out that “remission
to those courts would involve substantial delay and ex
pense, and the chance of a result different from that reached
below, on the issue of applicability, would be slight” (357
U. S. at 84). Likewise, in Toomer v. Witsell, supra, this
Court disposed of constitutional issues where there was
“neither need for interpretation of the statutes nor any
other special circumstance requiring the federal courts to
stay action pending proceedings in the State courts” (334
U. S. at 392, ftn.). The late Judge John J. Parker, in Bryan
v. Austin, supra, delineated this principle in the following
language:
I recognize, of course, that, in the application of the
rule of comity, a federal court should stay action pend
ing action by the courts of the state, where it is called
upon to enjoin the enforcement of a state statute which
has not been interpreted by the state courts, and where
the statute is susceptible of an interpretation which
would avoid constitutional invalidity. As the federal
courts are bound by the interpretation placed by the
highest court of a state upon a statute of that state, they
should not enjoin the enforcement of a statute as viola
tive of the Constitution in advance of such an inter
pretation, if it is reasonably possible for the statute
to be given an interpretation which will render it
constitutional . . . The rule as to stay of proceedings
pending interpretation of a state statute by the Courts
of the state can have no application to a case, such as
we have here, where the meaning of the statute is per
fectly clear and where no interpretation which could
possibly be placed upon it by the Supreme Court of the
state could render it constitutional.
44
The District Court was fully reverent to the admonition
of this Court that “federal courts should avoid passing on
constitutional questions in situations where an authorita
tive interpretation of state law may avoid the constitutional
issues” (R. 70-71). It also recognized that it was free to
pass upon the constitutional questions “if the state statutes
at issue are free from doubt or ambiguity” (R. 72). It felt
that this Court “has endeavored to grant cautious discretion
to district courts in determining whether jurisdiction should
be exercised and the matter considered on its merits, as
contrasted with the acceptance of jurisdiction as such” (R.
73). And it concluded, rightly we submit, that the circum
stances of the case did not warrant the application of the
doctrine of absention:
We are advised that Virginia is not alone in enacting-
legislation seriously impeding the activities of the
plaintiff corporations through the passage of similar
laws (43 Va. L. Rev. 1241). As heretofore noted, the
problem for determination is essentially a federal ques
tion with no peculiarities of local law. Where the stat
ute is free from ambiguity and there remains no rea
sonable interpretation which will render it constitu
tional, there are compelling reasons to bring about an
expeditious and final ascertainment of the constitu
tionality of these statutes to the end that a multiplicity
of similar actions may, if possible, be avoided (R. 73).
We do not understand, as appellants contend (Brief,
pp. 29-37), that the District Court felt that stay of the pro
ceedings before it would be in order only if the statutes
in question were ambiguous. On the contrary, it stated that
it should abstain “where an authoritative interpretation
of state law may avoid the constitutional issues” (R. 70-71),
and that there might be occasion to do so either because
“the interpretation of a state statute is doubtful” (R. 71),
45
or “a question of law remains undecided” (R. 71), or be
cause of “the necessity of maintaining the delicate balance
between state and federal courts under the concept of
separate sovereigns” (R. 72), or because of circumstances
“requiring special competency in interpretation of local
law” (R. 72). We submit that the District Court considered
the full range of possibilities of state court remission under
the decisional doctrine of this Court.
Nor do we understand, as appellants urge (Brief, pp. 37-
38), that the District Court undertook to interpret the
statutes in suit, or felt that it needed to do so. I t was care
ful to point out42 that it examined the legislative history of
these statutes (R. 53-60) merely to ascertain “legislative
purpose” which, in its view, is “of primary importance in
determining the propriety of legislative action” (R. 60),
and it concluded that this examination, which it denominated
“a study of legislative purpose” (R. 60), “conclusively
shows that they were passed to nullify as far as possible
the effect of the decision of the Supreme Court in Brown
42 While it is well settled that a court may not inquire into
the legislative motive (Tenney v. Brandhove, 341 U. S. 367, 377),
it is equally well settled that a Court may inquire into the legisla
tive purpose. (See Baskin v. Brown, 4 Cir., 174 F. 2d 391, 392-393,
and Davis v. Scjmell, 81 F. Supp. 872, 878-880, aff’d 336 U. S. 933,
in which state efforts to disenfranchise Negroes were struck down
as violative of the Fifteenth Amendment.) Legislative motive—
good or bad—is irrelevant to the process of judicial review; but
legislative purpose is of primary importance in determining the
propriety of legislative action, since the purpose itself must be
within the legislative competence, and the methods used must be
reasonably likely to accomplish that purpose. Because of this neces
sity, a study of legislative purpose is of the highest relevance when
a claim of unconstitutionality is put forward. Usually a court looks
into the legislative history to clear up some statutory ambiguity,
as in Davis v. Schnell, 81 F. Supp. at 878; but such ambiguity is
not the sine qua non for a judicial inquiry into legislative history.
See the decision in Lane v. Wilson, 307 U. S. 268, in which the
Supreme Court showed that the state statute before the court was
merely an attempt to avoid a previous decision in which the
“grandfather” clause of an earlier statute had been held void.
46
v. Board of Education, 347 U. S. 483 and 349 U. S. 294” (E.
53). “Usually a court looks into legislative history to clear
up some statutory ambiguity,” it said, “but such ambiguity
is not the sine qua non for a judicial inquiry into legisla
tive history” (E. 60). And when it measured the statutes
by constitutional requirements, it addressed itself to their
plain language, it concluded that “the two registration stat
utes, Chapters 31 and 32, are free from ambiguities which
require a prior interpretation by the courts of the state”
(E. 73-74) and that “Chapter 35 . . . contains a carefully
phrased definition of the crime of barratry and is free from
ambiguity” (E. 85). We do not find here a resort to legisla
tive background as a means of resolving doubt as to what
these laws were intended to accomplish.
Appellants’ real position seems to be fairly summarized
in the following statement:
A federal court of equity should not decide that a
state statute is constitutional or unconstitutional until
definite determinations have been made by a state court.
This is true though the provisions of such statutes ap
pear to be free of doubt or ambiguity. (Appellants’
Brief, p. 30.)
If by this statement appellants mean that a federal court
should not undertake to pass upon the constitutionality of
a statute until it has first been edited by a state court, the
contention is doomed to failure. Doud v. Hodge, 350 U. S.
485; Chicago v. Atchison, T. & S. F. R. Company, 357 U. S.
77; Public Utilities Commission v. United States, 355 U. S.
534; Toomer v. Witsell, 334 U. S. 385. Moreover, federal
courts of equity withhold their relief only “in furtherance
of a recognized, defined public policy,” Meredith v. Winter
Haven, 320 U. S. 228, 235, and appellants point to no such
policy to be served by remission, or as to what “definite
47
determinations” are essential to proper consideration of the
questions.
The proposition upon which appellants rely is not sus
tained by the cases they cite. In Albertson v. Millard, 345
U. S. 242, the Michigan statutes contained definitions sus
ceptible of more than a single interpretation, so that the
case had to be remitted to the state court for constructional
purposes. Similarly, in Government and Civil Employees
Organising Committee v. Windsor, 353 U. S. 364, it was un
certain whether the plaintiff organization was a “labor
union or labor organization” within the meaning of the
Alabama statute under attack, and, similarly, the case was
held in abeyance pending that determination in the state
courtroom. Likewise, in American Federation of Labor v.
Watson, 327 U. S. 582, it was necessary to resolve, prior to
reaching the constitutional issues, the questions whether
Florida’s right-to-work constitutional amendment was self
executing, and other important issues of state law as well,
to take the guesswork out of the decisions. And in Spector
Motor Service v. McLaughlin, 323 U. S. 101, it was neces
sary to construe a Connecticut tax statute to determine
whether it was at all applicable to the party complaining.
None of these problems is present in the cases at bar.
Appellants’ additional claim (Brief, pp. 36-37), that the
constitutional determinations should have been postponed
pending state court determination of the possibilities of
severability of these laws, is equally without merit. Chap
ter 35 is a statute single both in purpose and prohibition;
as to it, the occasion for severance is foreclosed. See Wil
liams v. Standard Oil Co., 278 U. S. 235. Chapter 31 con
tains no legislative suggestion of separability, and is pre
sumptively unseverable. Williams v. Standard Oil Co.,
supra, 278 U. S. at 241-242. Nor is the issue as to Chapter
32 resolved by its severability clause—“an aid merely; not
48
an inexorable command,” Dorchy v. Kansas, 264 U. S. 286,
290; Williams v. Standard Oil Co., supra, 278 IT. S. at 241—
which could not save any part which might be held unob
jectionable and separable unless it appears that “standing
alone, effect can be given to it, and that the legislature in
tended the provision to stand in case others included in the
act and held bad should fall.” Williams v. Standard Oil
Co., supra, 278 U. S. at 241. Here, as in Meyer v. Wells,
Fargo d Co., 223 U. S. 298, 302, there is “no possible
construction on which it could be upheld without being
so remodeled that it would be a mere speculation whether
the legislature would have passed it in the new form.”
See also Williams v. Standard Oil Co., supra; Myers v.
Anderson, 238 U. S. 368. In any event, the action of
the District Court is free from criticism. Absent a con
trolling state decision, it properly determined for its pur
poses the severability issue, Dorchy v. Kansas, supra, 264
U. S. at 291; Williams v. Standard Oil Co., supra; Myers
v. Anderson, supra; and the decisions of this Court make it
plain that the possibility of a state decision favorable to
separability of a law, whether or not it contains a sever
ability clause, is not sufficient to require postponement of
the federal court’s decision on the constitutional issues.
Dorchy v. Kansas, supra; Williams v. Standard Oil Co.,
supra; Meyer v. Wells, Fargo d Co., supra. See also Morey
v. Doud, 354 U. S. 457; Skinner v. Oklahoma, 316 U. S. 535.
B. T he Cases at B ar P resen t C ircum stances W hich W arran ted
E n jo in in g th e C rim inal S ta tu tes in Suit.
The remaining contention advanced in support of appel
lant’s argument that the District Court should have withheld
exercise of its jurisdiction in the cases at bar is bottomed
upon the time-honored rule that equity will not enjoin en
forcement of criminal statutes. Appellants answer that this
rule is not inflexible and submit that, under the circum
49
stances presented here, its application was neither required
nor warranted.
The circumstances of these cases have already been de
tailed in our Statement of the Case, suprh at 8-10, 13-14,
where appellees showed great present and greater potential
injury to their property and the personal rights of their
members, contributors and attorneys. This showing is not
controverted. And appropros its consideration of the argu
ment made here, the District Court summarized:
The penalties prescribed by the statutes are heavy
and they are applicable not only to the corporation[s]
but to every person responsible for the management of
[their] affairs, and under Chapter 32 of the statutes
each day’s failure to register and file the required
information constitutes a separate punishable offense.
The deterrent effect of the statutes upon the acquisi
tion of members, and upon the activities of the lawyers
of the plaintiffs under the threat of disciplinary ac
tion has already been noted, and the danger of immedi
ate and persistent efforts on the part of the state au
thorities to interfere with the activities of the plaintiffs
has been made manifest by the repeated public state
ments (R. 70).
And concluded:
The facts of the cases abundantly justify the exercise
of the equitable powers of the court. Ex parte Young,
209 U. S. 123, 147; Truax v. Raich, 239 U. S. 33; West
ern Union Telegraph Co. v. Andrews, 216 TJ. S. 165;
Sterling v. Constantin, 287 U. S. 378 (Id.).
Circumstances such as these prompted this Court to
announce and frequently follow the rule that equitable
jurisdiction will be exercised to enjoin the threatened en
50
forcement of state criminal statutes which contravene the
Federal Constitution whenever it is essential in order to
protect property rights and the rights of persons against
injury otherwise irremediable. See, e.g., Tyson & Bro. v.
Blanton, 273 U. S. 418; Pierce v. Society of Sisters, 268
TJ. S. 510; Hygrade Provision Co. v. Sherman, 266 U. S.
497; Packard v. Banton, 264 U. S. 140; Terrace v. Thomp
son, 263 U. S. 197; Adams v. Tanner, 244 U. S. 590; Truax
v. Raich, 239 U. S. 33.43
Appellants do not dispute the vitality of this, but they
say that it may not be relied upon here because “appellees
merely alleged in their complaints that appellants were
charged with the enforcement of Chapters 31, 32 and 35”
(App. Brief, p. 23). To this we say that the threat to
enforce these statutes is no less real and imminent than
that sustained by this Court in Euclid v. Ambler Realty Co.,
272 U. S. 365; Pierce v. Society of Sisters, supra; Truax
v. Raich, supra; Pennsylvania v. West Virginia, 262 U. S.
553; and Vicksburg Waterworks Co. v. Vicksburg, 185 U. S.
65. See Carter v. Carter Coal Co., 298 U. S. 238, 284, 287-
288.44
True, as appellees stress, the Court has observed that
the fact that “state officials stood ready to enforce their
duties should they acquire knowledge of violations” was
not sufficient for the exercise of equity jurisdiction in the
circumstances of Watson v. Buck, 313 U. S. 387. But, we
submit that Watson v. Buck, neither in terms nor in effect
overruled those authorities. For in Gayle v. Browder, 352
43 Cf. Hynes v. Grimes Packing Co., 337 U. S. 86; Utah, Fuel Co.
v. National Bituminous Coal Comm., 306 U. S. 56; Philadelphia
Co. v. Stimson, 223 U. S. 605, all of which involved federal statutes
or regulations with punitive sanctions.
44 And see Davis, Ripeness of Governmental Action for Judicial
Review, 68 Harv. L. Rev. 1122 (1955).
51
U. S. 903, a later case presenting the same factual issue,
this Court affirmed 142 F. Supp. 707 (M. D. Ala. 1956)
over the state officials’ declaimers of threatened enforce
ment and an argument based upon Watson v. Buck (Juris
dictional Statement for Appellants in Mo. 343, October
Term 1956, pp. 3, 6-8; Jurisdictional Statement for Appel
lants in No. 342, October Term 1956, pp. 3-4, 7, 12, 15;
Petition For Rehearing in No. 342, pp. 2-3). See Morrison
v. Davis, 252 F. 2d 102 (5th Cir. 1958), cert, denied 356
U. S. 968.
Moreover, whatever may be the rule as to threatened
enforcement in other circumstances, this Court, when faced
with a factual situation not unlike this in Euclid v. Ambler
Realty Co., 272 U. S. 365, ruled that where legislation pre
scribing penalties for violations is assailed on grounds of
repugnance to the Fourteenth Amendment and there is a
showing that legislation of its own force operates to de
stroy rights secured thereunder and the attack is directed
against the legislation in its entirety rather than any spe
cific provision or provisions
the existence and maintenance of the [legislation], in
effect constitutes a present invasion of [appellants’]
property rights and a threat to continue it. Under
these circumstances, the equitable jurisdiction is clear
(Id., at 386).
Finally, what we have here is legislation making the
further prosecution of litigation in federal courts a crime
under the laws of the Commonwealth of Virginia. This is
in effect an effort to curtail the jurisdiction of federal
courts—litigation in the federal courts of the type thwarted
by these statutes can only be maintained by litigants sup
ported by appellees. Such a calculated interference with
the right to maintain litigation in federal courts is not the
52
proper subject for state court determination. Rather, it
should be the particular province of the federal courts to
protect their jurisdiction.
CONCLUSION
Failure to affirm the judgment of the court below would
produce the same results as would have occurred on failure
to issue the injunction herein involved:
We have come perforce to these final conclusions
since the contrary position cannot be justly entertained.
If the Acts of the General Assembly of Virginia should
be held to outlaw the activities of the plaintiff cor
porations, the Commonwealth would be free to use all
of its resources in its search for lawful methods to
postpone and, if possible, defeat the established con
stitutional rights of a body of its citizens, while the
colored people of the state would be deprived of the
resources needed to resist the attack in the state and
federal courts. The duty of this court to avoid such
a situation, if possible, is manifest (R. 93).
53
W i-ie r b f o e e , appellees respectfully submit the judgment
of the district court should be affirmed.
Respectfully submitted,
R obert L . C arter
20 West 40th Street
New York, New York
Oliv er W. H il l
118 East Leigh St.
Richmond, Virginia
Attorneys for Appellee National
Association for the Advancement
of Colored People
T hurgood M a rshall
10 Columbus Circle
New York, New York
S pottsw ood W. R o b in so n , III
623 North Third Street
Richmond, Virginia
Attorneys for Appellee NAACP
Legal Defense and Educational
Fund, Inc.
C h a rles L . B la c k , J r .
E lwood H. C h iso l m
W il l ia m T . C o lem a n , J r .
I rm a R . F eder
J ack Green berg
C o n sta n ce B a k er M otley
L ouis H. P ollak
Of Counsel
54
Certificate of Service
I hereby certify that copies of the foregoing Brief for
Appellees have been served by depositing the same in a
United States mail box, with first class postage prepaid,
to the following counsel for appellants:
Albertis S. Harrison, Jr.
Attorney General of the Common
wealth of Virginia
Richmond, Virginia
David J. Mays
Henry T. Wickham
1407 State-Planters Bank Building
Richmond 19, Virginia
J. Segar Gravatt
Blackstone
Virginia
Tucker, Mays, Moore & Reed
1407 State-Planters Bank Building
Richmond 19, Virginia
on this 13th day of March, 1959.
T htjegood M arsh a ll
Counsel for Appellees
3a