Northcross v. Memphis City Schools Board of Education Brief in Opposition to Certiorari
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May 13, 1980

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Brief Collection, LDF Court Filings. Northcross v. Memphis City Schools Board of Education Brief in Opposition to Certiorari, 1980. d39c9ad2-bf9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/6d8150ed-3eef-4000-aa48-40f7704f16b8/northcross-v-memphis-city-schools-board-of-education-brief-in-opposition-to-certiorari. Accessed May 21, 2025.
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In the Bupumt ©mart nf % 8>UUb October Teem, 1979 No. 79-1629 Board op Education op the Memphis City Schools, et al., Petitioners, Deborah A. Northcross, et al. No. 79-1680 Cit y op Memphis, et al., v. Deborah A. Northcross, et al. Petitioners, ON PETITION FOR WRITS OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT BRIEF IN OPPOSITION TO CERTIORARI W illiam E. Caldwell Ratner & Sugarmon 525 Commerce Title Bldg. Memphis, Tennessee 38103 (901) 525-8601 N orman J. Chaohkin 520 Woodward Bldg. 733 15th Street, N.W. Washington, D.C. 20005 (202) 628-7446 Jack Greenberg James M. Nabrit, I I I Bill Lann L ee Suite 2030 10 Columbus Circle New York, N. Y. 10019 (212) 586-8397 Attorneys for Respondents TABLE OF CONTENTS Page Counterstatement of Questions Presented .................................................... 2 Statement .............................................................. 4 Reasons fo r Denying the Writs ...................... 10 Conclusion ............................................................ 19 Ap p en d ix .............................................. la TABLE OF AUTHORITIES Page Cases: Albemarle Paper Co. v . Moody, 422 U.S. 405 (1975) ____. . . . . . . . . . . . . . . . . . . . . . 17 Arenson v. Board of Trade, 372 F. Supp. 1349 (N.D. 111. 1974) 14 Bradley v. School Bd. o f Richmond, 416 U.S. 696 (1974) . . . . . . . . . . . . . . . . . 8,16 Brotherhood o f Locomotive Firemen and Enginemen v. Bangor Aroostook R. Co., 389 U.S. 327 (1967) . . . . . . . . . . . . _____ 12 Brown v. Bathke, 588 F.2d 634 (8th Cir. 1978) . . . . . . . . . . . . . . . . . . . . . . . . . . 16 Brown v. Board o f Educ., 347 U.S. 483 (1954) . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Brown v. Board o f Educ., 349 U.S. 294 (1955) . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Christiansburg Garment Co. v . EEOC, 434 U.S. 412 (1978) . . . . . . . . . . . . . . . . . . . . . 13 City o f Detro i t v. Grinnel Corp. , 495 F .2d 448 (2d Cir . 1974) . . . . . . . . . . . . . 12 City o f Detro i t v. Grinnel Corp. , 560 F .2d 1093 (2d Cir. 1977) . . . . . . . . . . . . 12 City o f Philadelphia v. Chas. P f i z e r Co., 345 F. Supp. 454 (S.D. N.Y. 1972) 14 Colson v. H il ton Hotels Corp., 59 F.R.D. 324 (N.D. 111. 1972) . . . . . . . . . . . . . . . . 14 - 11 - Page Davis v. County o f Los Angeles, 8 EPD f 9444 (C.D. C a l i f . 1974) .................... 14 Donaldson v. O'Connor, 454 F. Supp. 311 (N.D. Fla. 1978) .................. .......... 16 Evans v. Sheraton Park Hotel , 503 F.2d 177 (D.C. Cir. 1974) .............................. 10 Farmington Dowel Products Co. v . Forster Mfg. Co., 421 F .2d 61 (1st Cir. 1970) ........................ 15 Frankenstein v. McCrory, 425 F. Supp. 762 (S.D. N.Y. 1977) .............................. 14 Hamilton-Brown Shoe Co. v. Wolf Brothers & Co., 240 U.S. 251 (1916) .................. 12 Hew Corp. v . Tandy Corp. , 480 F. Supp. 758 (D. Mass. 1979) ................................ 14 Hutto v. Finney, 437 U.S. 678 (1978) ........ 17 Johnson v. Georgia Highway Express, Inc . , 488 F .2d 714 (5th Cir . 1974) .............. 12 King v. Greenbla tt , 560 F.2d 1024 (1st Cir. 1977), ce r t , denied, 438 U.S. 916 (1978) ....................................... 12 Lamphere v. Brown U n iv . , 610 F.2d 46 (1st Cir . 1979) ................................... 16 Lindy Bros. Builders, Inc. v . American Rad. & Stand. Sanitary Corp., 487 F .2d 161 (3d Cir. 1973) ........................ 12 Lindy Bros. Builders, Inc. v . American Rad. & Stand. Sanitary Corp., 540 F .2d 102 (3d Cir . 1976) ................ .. 12 - iii - Page Locklin v. Day-Glo Color Corp., 429 F .2d 873 (7th Cir. 1970), c e r t . denied, 400 U.S. 1020 (1971) . . . . . . . . 15 McGowan v. King, In c . , 569 F.2d 845 (5th Cir. 1978) . . . . . . . . . . . . . . . . . . . . . 15 Nedeau v. Helgemoe, 581 F.2d 275 (1st Cir. 1978) . . . . . . . . . . . . . . . . . . . . . . . . . 15,16 Northcross v. Board of Education, 302 F .2d 818 (6th C i r . ) , c e r t , denied, 370 U.S. 944 (1962) . . . . . . . . . . . . . . . . . 5 Northcross v. Board o f Education, 333 F .2d 661 (6th C ir . 1964) . . . . . . . . . . . . . . . . . 5 Northcross v. Board o f Education, 397 U.S. 232 (1970) . . . . . . . . . . . . . . . . . . . . . 5 Northcross v. Board o f Education, 412 U.S. 427 (1973) . . . . . . . . . . . . . . . . . . . . . .5,7 Northcross v. Board o f Education, 489 F.2d 15 (6th Cir . 1973), ce r t . denied, 416 U.S. 962 (1974TT. . . . . . . . 5 Oppenlander v. Standard O i l Co., 64 F.R.D. 597 (D. Colo. 1974) . . . . . . . . . . . . . . . . . 14 Palmer v. Rogers, 10 EPD 1 10,499 (D. D.C. 1975) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Pitchford S c i e n t i f i c Inst . Corp. v, Pepi, In c . , 440 F. Supp. 1175 (W.D. Pa. 1977) . . . . . . . . . . . . _____. . . . . . . . . . . 17 Quirke v. Chessie Corp., 368 F. Supp. 558 (S.D. N.Y. 1974) . . . . . . . . . . . . . . . . 14 - iv - Page Raney v. Board o f Education, 391 U.S. 443 (1968) ............... 6 Schaeffer v. San Diego Yel low Cabs, Inc . , 462 F.2d 1002 (9th Cir . 1972) ............ 15 Shapiro v. Consolidated Edison C o . , CCH Fed. Sec. L. Rep. 1 196 (S.D.N.Y. 1978) ................................................... 14 Stanford Daily v. Zurcher, 64 F.R.D. 680 (N.D. C a l i f . 1974) .................................. 14 TWA v. Hughes, 312 F. Supp. 478 (S.D. N.Y. 1970) .................................................. 14 United States v. M i tche l l , 580 F.2d 789 (5th Cir. 1978) ................................ 15 Walker v. Ralston Purina Co., 409 F. Supp. 101 (M.D. Ga. 1976) ................................ 15 Wheeler v. Durham City Bd. o f Educ., 585 F . 2d 618 (4th Cir . 1978) .............. 17 Statutes : 20 U.S.C. § 1617 (1976) .................................. 7,8 42 U.S.C. § 1988 (1976) .................................. 8 v - Page Other Author i t ies 122 CONG. REC. S16451, S16457 (d a i l y ed.', 29 Sept. 1976) ............................................... 13 122 CONG. REC. 1976) . . . H12159 (d a i l y ed. Oct. 13 H.R. No. 94-1558, 94th Cong., 2d Sess. 4 (15 Sept. 1976) . . . . . . . . . . . . . . . . . . . 13 S. REP No.94-1011, 94th Cong., 2d Sess. 6 (29 June 1976) . . . . . . . . . . . . . . . . . . . . 14 - v i IN THE SUPREME COURT OF THE UNITED STATES October Term, 1979 No. 79-1629 BOARD OF EDUCATION OF THE MEMPHIS CITY SCHOOLS, et a l . , P e t i t i o n e r s , v. DEBORAH A. NORTHCROSS, et a l . No. 79-1630 CITY OF MEMPHIS, et a l . P e t i t i o n e r s , v. DEBORAH A. NORTHCROSS, et a l . , On Pe t i t ions fo r Writs o f C e r t io ra r i to the United States Court of Appeals for the Sixth C ircuit BRIEF IN OPPOSITION TO CERTIORARI Deborah A. N o r th c ross , e t a l . , p l a i n t i f f s below, r espec t fu l l y request that the Court deny 2 the p e t i t ion s f o r wr i ts o f c e r t i o r a r i f i l e d by the Board of Education o f the Memphis C i ty Schools, et a l . [ " B o a r d " ] , No. 79-1629 , and the C i t y o f Memphis, et a l . [ " C i t y " ] , No. 79-1630, seeking review o f the Sixth C i r c u i t ' s judgment and opinion reported at 611 F .2d 624 (23 Nov. 1979), Pet. App. 1-A to 35-A.-/ COUNTERSTATEMENT OF QUESTIONS PRESENTED The judgment below disposed o f consol idated appeals from two separate orders o f the d i s t r i c t court r u l i n g on a p p l i c a t i o n s o f p l a i n t i f f s in t h i s l on gs ta n d in g schoo l d e s e g r e g a t i o n a c t i o n f o r awards o f costs , including reasonable a t t o r n ey s ' f e e s and o u t - o f - p o c k e t expenses. The p r i n c i p a l appea l be low, concerns the d i s t r i c t cour t 's 4 November 1977 "Award on App l icat ion o f the P l a i n t i f f s fo r Attorneys Fees" (Pe t . App. 53-A [here ina f te r , " f i r s t award"], granting in part and denying in part the request f o r fees and expenses from both the Board and the C i t y c o v e r in g the period from the commencement o f the l i t i g a t i o n through October 1976. The second appeal below, 1J "Pe t . App." r e f e rs to the separate ly -pre sented appendix f i l e d by the Board in No. 79-1629. 3 concerned the d i s t r i c t c o u r t ' s 7 July 1978 "R u l in g on A p p l i c a t i o n f o r A t t o rn ey s Fees and Expenses fo r May 1977 Hearing" (Pet . App. 63-A) [here ina f te r , "second award"], granting in part and denying in part the request f o r f e e s and expenses from the Board a lone r e l a t e d to a f iv e -day hearing held in May 1977. On appeal from the f i r s t award, the court o f appeals remanded the case fo r further considerat ion in accordance with i t s op in io n . Pe t . App. 28A, 34-A. On appeal from the second award, the court o f appeals remanded with instructions to enter fo r p l a i n t i f f s in an amount spec i f i ed . Pet. App. 34-A. The two sets o f pe t i t ion e rs seek to present a wide va r i e t y o f issues, numbering twelve in a l l , to th is Court fo r decis ion. Many o f the lega l " q u e s t i o n s " which they p o s i t a r i s e on ly as a result o f p e t i t i o n e r s ' strained reading o f the court o f appeals ' ru l ing : f o r example, the claim that the decis ion below withdraws a l l d iscre t ion from the d i s t r i c t court on remand. F a i r l y con strued, the ru l ing below presents two unexception able questions. 1. Whether the court o f appeals e r red in remanding the major part o f the case (the f i r s t award) f o r entry o f f indings and conclusions which would enab le i n t e l l i g e n t r e v i e w o f any award? 2. Whether the court o f appeals abused i t s d iscre t ion in determining the amount o f fees on a small part of the case (the second award) pre sented for review on a complete and fu l l y l i t i gated record? - 4 - Statement A de ta i l ed descr ip t ion of the proceedings in the d i s t r i c t cour t and the court o f appeals leading to entry o f the judgments o f which review is sought appears as an appendix to th is B r i e f at pp. la-20a i n f r a . The e s sen t ia l elements o f th is case are as fo l lows: From i t s commencement in 1960 u n t i l the present day, th is suit has involved but a s ingle claim fo r r e l i e f : the e f f e c t i v e dismantling o f the state-imposed dual school system in Memphis, Tennessee. A f t e r Brown v. Board o f Educ. , 347 U.S. 483 (1954), 349 U.S. 294 (1955), the board o f education refused to plan fo r the education of i t s black and white chi ldren together un t i l forced to do so by court orders issued in this l i t i g a t i o n . See, e . g . , Northcross v. Board o f Educ. , 302 F .2d 818 (6th C i r . ) , c e r t . denied, 370 U.S. 944 (1962 ) ; i d . , 333 F.2d 661 (6 th C i r . 1964). A decade ago th is Court summarily reversed a court o f appeals decis ion and d irec ted that prompt action be taken to complete the conversion o f the Memphis p u b l i c schoo ls to a u n i t a r y system. Northcross v. Board o f Educ. , 397 U.S. 232 (1970). Subsequently, the case was again brought to this Court by the p l a i n t i f f s a f t e r the court o f appeals denied a request for an award o f a t to rneys1 fees covering one appellate proceeding without " s t a t - [ ing ] reasons fo r the denial [making i t ] . . . not poss ib le fo r th is Court to determine whether the Court o f Appeals applied the proper standard in reaching th is r e s u l t . " Northcross v. Board o f Educ. , 412 U.S. 427, 427-28 (1973) ( per curiam). T h e r e a f t e r , the d i s t r i c t cou r t approved a " f i n a l " p lan o f d e s e g r e g a t i o n f o r the system ("P lan Z " ) , the Sixth C ircu it af f i rmed, and this Court den ied r e v i e w . Nor thcross v . Board o f - 5 - Educ. , 489 F .2d 15 (6th Cir. 1973), c e r t . denied, 416 U. S. 962 (1974). At th is f i r s t r esp i te in what the court below c o r r e c t l y described as th is continuous course o f l i t i g a t i o n , see Pet. App. 3-A, p l a i n t i f f s sought to obtain agreement on an appropriate award o f a ttorneys ' f e es ; and when negot ia t ions proved unavail ing, f i l e d th e i r motion f o r an award o f costs including reasonable counsel fees —- which led u l t im ate ly to the judgments now under consideration. The main subject o f th is l i t i g a t i o n was far from quiescent, however. Mindful o f th is Court's admonition, Raney v. Board o f Educ. , 391 U.S. 443 (1968), the d i s t r i c t court had retained ju r i s d i c t ion over the case to insure that i t s decree was implemented and proved ac tua l ly e f f e c t i v e . Each year a f t e r i t had approved a " f i n a l " desegrega t i o n p lan , the d i s t r i c t cou r t was con fron ted with a request from the Board of Education to make a ser ies o f modif ications to that plan. In the spring o f the fourth year of Plan Z 's operation, the d i s t r i c t court concluded in an opinion issued 24 May 1977 that the Board had f a i l e d to establ ish a unitary school system and, in f a c t , had engaged in f r e s h , post- judgment ac ts o f purpose fu l r a c i a l d i s c r im in a t i o n in the o p e r a t i o n o f the - 6 - 7 public schools o f Memphis. This determination was not appealed. The curren t c o n t r o v e r s y stems from the d i s t r i c t cour t 's subsequent award o f attorneys ' fees to counsel fo r p l a i n t i f f s , who were "pre v a i l i n g pa r t i e s " with respect both to the main part o f the case resu l t ing in entry o f the " f i n a l " plan o f desegregation and also with respect to the post-judgment proceedings in 1977. As set fo r th in greater d e ta i l in the appen d i x h e r e t o , at pp. 5a-9a i n f r a , the d i s t r i c t court u t t e r l y f a i l e d — despite the lesson o f th is Court 's holding in Northcross v. Board o f Educ. , 412 U.S. 427 (1973) — to explain the process by which i t determined upon the serv ices fo r which counsel would be compensated by an award o f fees pursuant to § 718 o f the Education Amendments o f 1972, 20 U.S.C. § 1617 (1976), except that the serv ices of ce r ta in counsel fo r the p l a i n t i f f s were regarded as completely unnecessary and not subject to any compensation. Nor did the t r i a l court c l a r i f y the basis fo r the determination of the hourly rates at which time expended by coun s e l f o r the p l a i n t i f f s was to be compensated. 8 P l a i n t i f f s appealed the adequacy o f both fee awards made by the d i s t r i c t court. A f t e r b r i e f in g and ora l argument, the Sixth C ircu it "conclude[d ] tha t both orders g ra n t in g a t t o r n e y s ' f e e s and expenses provide inadequate compensation, contain l e ga l e r ro rs , and reach factual conclusions not supported by the r eco rd . " Pet. App. 10-A. Since the record on the f i r s t award was not in a posture f o r f i n a l d ispos i t ion ( see note 4a i n f r a ) , the court remanded the p r inc ipa l part o f the case " f o r further proceedings in accordance with the stan dards set out in th is op in ion . " I d . The record on the second award for the 1977 post-judgment proceedings was "adequate . . . f o r us to indepen dently assess an appropriate award, . . . and we do so to demonstrate the f indings and conclusions which we hold the d i s t r i c t courts must enter in the record in making fee awards." Id. The b a s i c l e g a l p r i n c i p l e s a p p l i e d by the court below are as fo l lows: (1 ) In accordance with t h i s C o u r t ' s r u l in g in Brad ley v . School Bd. o f Richmond, 416 U.S.696 (1974), both the Educa t ion Amendments o f 1972, 20 U.S.C. § 1617 (1976) and the C i v i l Rights A t to rneys ’ Fees Awards Act of 1976, 42 U.S.C. § 1988 (1976) authorize an award - 9 - of fees in th is l i t i g a t i o n f o r serv ices rendered p r io r to th e i r enactment to pending cases such as the in s ta n t a c t i o n . ( 2 ) Under the 1976 A c t , p l a i n t i f f s who preva i led in th is l i t i g a t i o n are e n t i t l e d to counsel fees covering a l l necessary serv ices "as is t r a d i t i on a l with attorneys com pensated by a f e e - p a y in g c l i e n t , f o r a l l t ime reasonably expended on a matter , " Pet App. 19-A, in re l iance on express l e g i s l a t i v e h is to ry . S. REP No. 94-1011, 94th Cong., 2d Sess. 6 (29 June 1976). Further, "the hours claimed need not be automatically accepted by the d i s t r i c t court, but to the extent that hours are r e jec ted , the court must i n d i c a t e some reason f o r i t s a c t i o n . . . . Hours may be cut f o r d u p l i c a t i o n , padding or f r i vo lous c la im s. " Pet. App. 20-A. Since in i t s f i r s t award, the d i s t r i c t court had "s im ply el iminated, without comment, hundreds o f hours o f documented s e r v i c e , " the court remanded that part o f the case " f o r entry o f f indings o f fact and conclusions o f law adequate to permit our review o f the award." Pet. App. 19-A to 21-A. (3 ) In determining the appropriate ra te o f compensation, the " f a i r market value o f the serv ices provided" (Pet. App. 23-A) is the appropriate standard to implement the intent of Congress. 10 REASONS FOR DENYING THE WRITS The court o f appeals has wr i t t en an eminently . . 2/ s e n s ib l e op in ion — when con f r o n ted w i th a d i s t r i c t court d ispos i t ion that kept the appel la te 3/body "completely in the dark"— as to the bases fo r decis ion, but which on i t s face was contrary 4/ to the w i l l o f Congress.™ The court o f appeals d id no more than e s t a b l i s h a s t r a i g h t f o r w a r d framework f o r determining awards o f fees based i n i t i a l l y on hours claimed and normal hourly rate 2/ The pe t i t ion s be fore the Court are devoid o f c i ta t io n s to the opinions o f the lower courts. P e t i t i o n e r s ' sweeping character izat ions o f the actions o f the courts below are not supported by an examination o f what those courts actua l ly did and said. 3/ Evans v. Sheraton Park H o te l , 503 F . 2d 177, 188 (D.C, C ir . 1974). 4/ Apparently the Sixth C ircu i t has frequently found i t s e l f in t h i s s i t u a t i o n . The court o f appeals stated: "This Court has been disturbed by the extraordinary va r ia t ions in fee awards that have come before i t on review, and by a marked f a i l u r e on the par t o f the d i s t r i c t cour ts to explain th e i r reasoning, making necessary f indings o f f a c t , or demonstrate the c a l c u l a t i o n s used to a r r ive at a fee. Such awards may wel l con s t i tu t e an abuse o f d is c re t ion while rendering the award v i r t u a l l y u n r e v i e w a b le . " P e t . App. 20 -A . 11 o f counsel, with a r t icu la ted adjustments upward or downward f o r such f a c t o r s as con t ingency or dupl icat ion o f e f f o r t . In th is context , there is no merit to p e t i t i o n e r s ' complaint (Board. Pet. 15) that the court o f appeals has usurped the preroga- 5/ t i v e s o f the d i s t r i c t c o u r t . — P l a i n l y , i t was not error to remand the major part of the case (the f i r s t award) f o r i n t e l l i g i b l e d ispos i t ion , and i t is noteworthy that at leas t as much remains to be decided in th is case on these issues as has been dec ided to d a te , see pp. 12a~18a, i n f r a . I t is just as d i f f i c u l t to see how the court o f appeals erred, with re ference to a small aspect o f th is extensive l i t i g a t i o n (the second award), by app ly in g the standards i t a r t i c u l a t e d f o r the bene f i t o f the d i s t r i c t judges in the Sixth C ir cu i t , including th is d i s t r i c t court on remand. The determination of fees simply does not r i s e to 5/ The second award was f u l l y l i t i g a t e d in the d i s t r i c t court and both p l a i n t i f f s and the Board appealed. The Board did so much as even suggest to e i t h e r the d i s t r i c t court or the court o f appeals that a transcr ipt o f the f iv e -day May 1977 hearing was necessary to proper d ispos i t ion o f any aspect of the fees dispute. The Board's current contention that such transcr ipt is indispendable (Board Pe t . 15) comes too l a t e in the day; i t attempts to in jec t an issue not l i t i g a t e d below in any fashion. 12 - an abuse o f d iscre t ion . Other c i r c u i t s , some o f them even in h ighly v i s i b l e landmark decisions have attempted to deal with the de ta i l s o f fees 6 /determinations in a s im i lar manner.— With r e s p e c t t o the d e c i s i o n o f the court o f appeals to remand the major part o f the case, tha t d e c i s i o n i s "no t y e t r i p e f o r r e v iew by t h i s C o u r t , " Brotherhood o f Locomotive Firemen and Enginemen v . Bangor A roos took R. Co. , 389 U. S . 327 (1967 ) , and the i n t e r l o c u t o r y nature o f a decree i s "a f a c t that o f i t s e l f a lone furn ishe [s ] s u f f i c i e n t ground for the denial of the app l ica t ion " fo r c e r t i o r a r i . Hamilton-Brown Shoe Co. v. Wolf Brothers & Co. , 240 U. S. 251, 258 (1916). Under the opinion below the d i s t r i c t court reta ins ample d is c re t ion " to assure fundamental fa irness to a defendant" (Board Pet. 12), which, 6/ S ee , e . g . , Johnson v . Georg ia Highway Express , I n c . , 488 F.2d 714 (5th C i r . 1974) ; L in d y Bros. B u i l d e r s , Inc , v . American Rad. & Stand. Sanitary Corp. , 487 F.2d 161 (3d Cir. 1973) ( Lindy I ) ; C ity o f Detro i t v. Grinnell Corp. , 495 F . 2d 448 (2d Cir. 1974) (Grinnel l I ) ; Lindy I I , 540 F.2d 102 (3d Cir. 1976) ( en banc) ; Grinnell I I , 560 F.2d 1093 (2d Cir. 1977); King v. Green- b l a t t , 560 F . 2d 1024 (1 s t C i r . “1 9 7 7 ) , denied, 438 U.S. 916 (1978). c e r t . 13 we might add, appears here as a proven " v i o l a t o r o f f edera l law." Christiansburg Garment Co. v . EEOC, 434 U.S. 412, 418 (1978 ) . N ev e r th e l e s s " th e [ s ch oo l d e s e g r e g a t i o n ] p l a i n t i f f i s the chosen instrument o f Congress to v i n d i c a t e 'a po l i c y that Congress considered o f the highest p r i o r i t y . ' " Id_.~^ In § 1988 Congress d i r e c t e d that p reva i l in g school desegregation p l a i n t i f f s ' lawyers should have th e i r fees f ixed "by the same standards which p reva i l in other types of equally complex F ed e ra l l i t i g a t i o n , such as a n t i t r u s t c a s e s . " See P e t . App. 12-A. A n t i t r u s t and s im i l a r commercial cases are l e g i o n in which lawyers comparably s k i l l e d and expe r ien ed to p l a i n t i f f s ' ch ie f t r i a l counsel have been awarded much more than the base rate o f $125/hr. which the 8/ court below, on a complete record,— found reason- !_/ The Senate con s id e red , and r e j e c t e d by a v o t e o f 50-32, a proposed amendment o f § 1988 th a t would have exc luded schoo l d e s e g r e g a t i o n cases from the s t a t u t e ' s c o ve rage . 122 CONG. REC. SI 6451, SI 6457 (d a i l y ed. 29 Sept. 1976); See a l s o H.R. REP. NO. 94-12558, 94th Cong., 2d Sess. 4-5 , 7 (15 Sept . 1976); 122 CONG. REC. H12159 ( d a i l y ed. 1 Oct. 1976) (remarks o f Rep. Drinan). 8J The reasonableness o f the hourly ra te claimed by p l a i n t i f f s ' ch ie f counsel was attes ted to by - 14 - able f o r court room work.— On the issue o f compensating p r e v a i l i n g p a r t i e s ' counsel " f o r a l l time reasonably expended 10/ on the matter,"-— p e t i t i o n e r s ' asserted c o n f l i c t 8J cont 'd . the a f f i d a v i t s o f three prominent Memphis a t t o r neys ; the Board p resen ted no c o u n t e r v a i l i n g evidence on th is issue. 9/ Compare, e . g . , Shapiro v . C onso l ida ted Edison Co. , CCH Fed. Sec. L. Rep. § 196, 364 (S .d7 N.Y. 1978); Frankenstein v. McCrory, 425 F . Supp. 762 (S.D.N.Y. 1977); Quirke v. Chessie Corp. , 368 F. Supp. 558 (S.D.N.Y7 1974); Arenson v. Board o f Trade, 372 F. Supp. 1349 (N.D. 111. 1974); TWA v. Hughes, 312 F. Supp. 478 (S.D.N.Y. 1970); City o f Philadelphia v. Chas. P f i z e r Co. , 345 F. Supp. 454 (S.D.N.Y. 1972); Colson v, H i lton Hotels Corp., 59 F.R.D. 324 (N.D. 111. 1972); Oppenlander v. Standard O i l Co. , 64 F.R.D. 597 (D. Colo. 1974); Hew Corp. v. Tandy Corp. , 480 F. Supp. 758 (D. Mass. 1979). 10/ The court o f a p p e a ls ' standard is taken verbatim from S. REP. NO. 94-1011, 94th Cong., 2d Sess. 6 (29 June 1976), which in turn quoted the holdings in Davis v. County o f Los Ange les , 8 EPD 1 9444 (C.D. CaTTf7~~l974), ~and Stanford Daily v . Zurcher, 64 F.R.D. 680 (N.C. C a l i f . 1974). In S tan ford D a i l y , 64 F.R.D. a t 684, a t the page c i t ed in the l e g i s l a t i v e h is to ry , the d i s t r i c t court re jec ted the pos i t ion taken by some federa l courts, " that hours spent on the l i t i g a t i o n o f un- 15 among the c i r cu i t s is considerably more imaginary than rea l . The two courts o f appeals and four d i s t r i c t courts which pe t i t ione rs c i t e (Board Pet. 11-12; C i ty Pet. 17-18) in fac t are not in con- 11 / f l i c t w i th the r u l in g b e low .--- Moreover , the courts which have expressly considered the app l i cable l e g i s l a t i v e h is to ry are in complete agree- 10/ cont 'd . successful claims should be deducted from the num ber o f hours which an attorneys ' fees award is computed." The Court held: "However, severa l r e cent decis ions, adopting a d i f f e r e n t tack, deny fees f o r c l e a r l y mer it less claims but grant fees f o r lega l work reasonably calculated to advance th e i r c l i e n t s ' in te res ts . These decisions ac knowledge that courts should not require a t t o r neys (o f ten working in new or changing areas of the law) to devine the exact parameters o f the c o u r t s ' w i l l i n g n e s s to grant r e l i e f . " This was (and i s ) the usual ru le in no n -c iv i l r igh ts cases . S ee , e . g . , L o c k l in v. Day-Glo Co lor Corp, 429 F .2d 873 (7th Cir. 1970), c e r t . denied, 400 U.S. 1020 (1971); Farmington Dowel Products Co. v. Forster Mfg. Co. , 421 F.2d 61 (1st Cir. 1970); McGowan v. King, In c . , 569 F.2d 845 (5th Cir. 1978). See a l s o , e . g . , Palmer Rodgers, 10 EPD 1 10,499 (D. D.C. 1975); Walker v. Ralston Purina Co. , 409 F. Supp. 101 (M.D. Ga. 1976); c fT United States v. M i t c h e l l , 580 F.2d 789 (5th Cir. 1978). 11/ The c i r c u i t decis ions r e l i e d upon by p e t i t i o n e r s are Nadeau v. Helgemoe, 581 F,2d 275 (1 s t C i r . 1978) , and Schae fFer v . San Diego 16 ment with the Sixth C i r c u i t .— Congress did no more than adopt the general rule extant at the 11/ cont'd. Yel low Cabs, In c . , 462 F.2d 1002 (9th Cir. 1972) (a pre-§ 1988 case construing T i t l e V I I ) . These d e c i s i o n s are w h o l l y d i s t i n g u i s h a b l e from the in s ta n t case on the s imple ground that they involved mult ip le claims fo r r e l i e f , on only one or a few o f which p l a i n t i f f s p reva i led , whereas t h i s case i n v o l v e s a s i n g l e c la im f o r s choo l desegregation on which p l a i n t i f f s en t i r e l y pre va i l ed . The F i r s t C ircu i t has made i t c lea r that i t does not d i s a g r e e w i th the S ix th C i r c u i t ' s approach below. In Lamphere v. Brown Univ. , 610 F. 2d 46, 47 (1st Cir. 1979), the court c i t ed and distinguished i t s e a r l i e r decis ion in Nadeau as f o l l o w s : A lso, i t was not e rror to award fees fo r the t ime spent by counse l in an unsuccess fu l attempt to broaden the scope o f remedies ava i lab le under the decree. This issue was a l l part o f and p a r c e l o f one matter - - counse l should not be p e n a l i z e d f o r every lo s t motion. This is not the same as a case where c la ims are t r u l y f r a c t i o n a b l e . C f . Nadeau v. Helgemor, 1 C i r . , 1978, 581 F.2d 275. The d i s t r i c t cour t d e c i s i o n s r e l i e d upon by p e t i t i o n e r s are s i m i l a r l y d i s t in g u i s h a b l e as cases "where c la ims are t r u l y f r a c t i o n a b l e . " 12/ S e e , e . g . , Brown v Bathke , 588 F .2d 634 (8th Cir. 1978); Donaldson v. O'Connor, 454 F. Supp. 311 (N.D. Fla. 1978). ' ' 17 time i t passed § 1988 ( see note 10, supra) , and the S ix th C i r c u i t d id no more than adhere to c l e a r c o n g r e s s io n a l des ign and in t e n t . "The statute c a l l s f o r a reasonable fee , not a bargain- 13/ basement f igure . -—- The Sixth C ircu it has l e f t i n t a c t the t r a d i t i o n a l d i s c r e t i o n o f d i s t r i c t cour ts in these m a t te r s ; the court has simply recognized that "such d iscre t ionary choices are not l e f t to a court 's ' in c l in a t ion , but to i t s judgment; and i t s judgment i s t o be guided by sound l e ga l p r i n c i p l e s . ' " Albemarle Paper Co., v. Moody, 422 U.S. 405, 416 (1975). F ina l ly there is no v a l i d i t y to the Board's contention (Pet. 13-14) that the appl icat ion of § 1988 and § 1617 to th is continuously ac t ive case is in c o n s i s t e n t w i th th i s C o u r t ' s d e c i s i o n in Bradley v. School Bd. o f Richmond, 416 U.S. 696 (1974)— We have repeatedly challenged the Board 13/ C f . P i t c h f o r d S c i e n t i f i c I n s t . Corp. v P ep i , I n c . , 440 F. Supp. 1175, 1177 (W.D. Pa. 1977). 14/ Wheeler v. Durham City Bd. o f Educ. , 585 F.2d "5T8 (4th C i r . 1978), is not contrary. There the case had become dormant then the fee statute was passed, and there was no pending l i t i g a t i o n over any issue. This case, in t o ta l contrast , was the subject o f ac t ive , heated l i t i g a t i o n when both appl icable fee statutes were enacted. See Hutto v . F in n ey , 437 U.S. 678, 694-95 n.23 ("1 97 8 ) . 18 to a l l e g e the pre judice and in ju s t i c e necessary to f i t the "m a n i f e s t i n j u s t i c e " e x c e p t i o n to the Bradley ru le , but the Board has f a i l e d to respond and i t does not respond here. Nowhere does the Board claim that i f i t had known o f i t s po ten t ia l statutory l i a b i l i t y f o r f e es , " rather than simply the common-law a v a i l a b i l i t y o f an award, [such knowledge] would hve caused the Board to order i t s conduct so as to render th is l i t i g a t i o n unecessary and thereby preclude the incurr ing o f such c o s t s . " Id at 721. To the contrary, the Board's e f f o r t to undermine the desegregation plan in the spring of 1977, we l l a f t e r the passage o f both § 1617 and § 1988, demonstrates that knowledge o f potent ia l a ttorneys ' fees l i a b i l i t y had no impact on the conduct o f th is board o f education. The court o f appeals was manifestly correct in concluding that th e r e i s a complete absence o f p r e ju d i c e to the Board. Pet. App. 17-A. This case does not m er i t r e v i ew by th i s Court. 14/ cont'd. There are probably more than 100 lower court de c is ions in accord with the Sixth C i r c u i t ' s de c is ion in th is case. 19 CONCLUSION For the forego ing reasons, the pe t i t ions fo r wr i ts o f c e r t i o r a r i should be denied. Dated: 13 May, 1980 Respect fu l ly submitted, WILLIAM E. CALDWELL Ratner & Sugarmon 525 Commerce T i t l e Bldg. Memphis, Tennessee 38103 (901) 525-8601 NORMAN J. CHACHKIN 520 Woodward Bldg. 733 15th Stree t , N.W. Washington, D.C. 20005 (202) 628-7446 JACK GREENBERG JAMES M. NABRIT, I I I BILL LANN LEE Suite 2030 10 Columbus C irc le (212) 586-8397 Attorneys fo r Respondents APPENDIX APPENDIX The " l o n g , com p l ica ted h i s t o r y o f th i s b i t t e r l y c o n te s t ed schoo l d e s e g r e g a t i o n case" (Pet. App. 2-A) may be traced through the reported opinions o f th is Court (which has twice granted r e v i e w ) , the Court o f Appeals f o r the S ix th Circuit (ten reported dec is ions ) , and the d i s t r i c t court (innumerable decis ions and orders ) . See la/ e_I_g_. , Board Pet. 2. A "general descr ip t ion , " s u f f i c i e n t " t o g i v e an understanding o f the scope and qua l i ty o f representation provided by the p l a i n t i f f s ' attorneys in the course o f the las t two decades" (Pet . App. 2-A to 3-A), is set out in the opinion below. Pet. App. 3-A to 4-A. The F irs t Appl icat ion and Award Two weeks a f t e r th is Court declined to review the f in a l plan o f desegregation ordered by the d i s t r i c t c o u r t , 416 U.S. 962 (22 A p r i l 1974), la/ A comprehensive summary o f the h is to ry o f th is l i t i g a t i o n takes up nearly 50 pages o f our opening B r i e f f o r P I a i n t f f s - A p p e l l a n t s , f i l e d in the court below, 6th Cir Nos. 78-1289,-1290,- 1291 (served 4 December 1978). la p l a i n t i f f s ' counsel wrote counsel fo r the Board, i n i t i a t i n g an e f f o r t to s e t t l e p l a i n t i f f s ' claim fo r costs , including reasonable a ttorneys ' fees and out-of-pocket expenses. When these e f f o r t s f a i l e d , p l a i n t i f f s f i l e d a formal motion fo r such an award, against both the Board and the C i ty on 1 August 1974. Protracted l i t i g a t i o n over the fees issues then ensued. The d i s t r i c t cour t 's 24 March 1976 "Ruling on the App l icat ion o f P l a i n t i f f s fo r Attorneys Fees" addressed p l a i n t i f f s entit lement to an award o f fees . The court he ld: (1 ) that, as to the Board defendants, p l a i n t i f f s are the "p r e va i l in g party" and otherwise f u l f i l l e d the requirements o f § 718 o f the Emergency School Aid Act o f 1972, 20 U.S.C. § 1617 ( P e t . App. 4 2 -A ) ; ( 2 ) th a t § 1617, as construed in Bradley v. School Bd. o f Richmond, supra , a u th o r i z e s an award on ly f o r s e r v i c e s rendered a f t e r the e f f e c t i v e date o f the statute , 1 July 1972, because (a ) there was on that date no app l ica t ion fo r fees "pending under circumstances where in i t was su b jec t t o a d i r e c t a p p e l l a t e rev iew" (Pet. App. 44-A) or (b) in the a l terna t i v e , because under the standard enunciated by the law o f th is case, Northcross v. Board o f Educ. o f the Memphis City Schools, 412 U.S. 427 (1972), "the lack o f s p e c i f i c guidelines and the resu l t ing 2a t r i a l and error experimentation [ in school deseg regat ion cases], coupled with the fact that the p l a i n t i f f never applied f o r any attorneys fees p r i o r to the l a t t e r par t o f 1972, are c ircum stances which would make a r e t r o a c t i v e award unjust" (Pe t . App. 48-A); (3 ) that, add i t iona l ly as to the Board defendants, p l a i n t i f f s are en t i t l e d to an award o f fees f o r serv ices rendered a f t e r the decisions in Swann v . Charlotte-Meck- l enburg Bd, o f Educ. , 402 U.S. 1 (Ap r i l 20, 1971), and companion cases, because the Board's l i t i g a t ion conduct in response to those decisions was "obst inate and obdurate" (Pet. App. 45-A to 46-A); and (4 ) that p l a i n t i f f s are en t i t l ed to recover fees as part o f the costs to be assessed against the C i t y de fendants under both § 1617 and the "obstinate and obdurate" standard. Pet. App. 49-A to 51-A. Therea fter , p l a i n t i f f s documented over 4,800 2a/ hours— o f serv ices rendered by p l a i n t i f f s ' law- 2a/ Nearly 4,000 hours were in connection with proceedings ar is ing out o f p l a i n t i f f s ' 1968 Motion fo r Further R e l i e f . The 1968 motion was f i l e d pursuant to t h i s C o u r t ' s d e c i s i o n in Green v . County School Bd. , 391 U.S. 430 (1968 ) , and companion cases. In i t s 24 March 1976 ruling the 3a yers in l i t i g a t i o n against the C ity . P l a i n t i f f s also amended th e i r app l ica t ion to include re l iance on in t e r v e n in g l e g i s l a t i o n , the C i v i l R igh ts A ttorney 's Fees Awards Act of 1976, amending 42 U.S.C. § 1988. P l a i n t i f f s supported th e i r app l i c a t i o n w i th a d e t a i l e d f a c t u a l p r e s e n ta t i o n : answers to in t e r roga to r i e s ; a 14-page s t ipu la t ion of fac ts perta in ing to the C i ty , along with an agreed 7-page p r e -h e a r in g o rde r d e s i g n a t in g re levant parts o f the record; near ly 100 pages of a f f i d a v i t s and suppor t ing documentat ion from counsel f o r p l a i n t i f f s itemiz ing the necessary s e r v i c e s rendered and l i t i g a t i o n expenses i n curred; o f a f f i d a v i t s from three prominent Memphis attorneys fam i l ia r with the h is to ry o f th is case 2a/ cont ' d . d i s t r i c t court c o r re c t l y observed that "the denial of c e r t i o r a r i by the Supreme Court in A p r i l 1974 was the cu lm ina t ion o f p roceed ings which were in i t ia t e d in August 1968 when there was f i l e d on b e h a l f o f the p l a i n t i f f s a Mot ion f o r Further R e l i e f . . . " P e t . App. 47-A. As the court o f appeals described the intervening years: "For the next four and a h a l f years, the case moved at a steady pace back and for th between the d i s t r i c t court, th is Court [ o f Appeals] and the Supreme Court, as one phase a f t e r another o f an e f f e c t i v e , comprehensive desegregation plan was hammered out. In 1973, a new tw ist was added when the C ity o f Memphis attempted t o b lock d e s e g r e g a t i o n . . . . " Pet. App. 3-a. - 4a - and w i th r a te s charged in the community f o r complex federa l l i t i g a t i o n ; and o f a f f i d a v i t s from out-of-town attorneys fam i l ia r with school de segregation l i t i g a t i o n in general and with the importance and complexity o f th is case in part icu la r . In response, the Board f i l e d no a f f i d a v i t s 3a/ or any other evidence,— and the City f i l e d two a f f i d a v i t s from Memphis lawyers , c o n s i s t i n g o f a t o t a l o f three substantive sentences and not r e f e r r in g at a l l to federa l court l i t i g a t i o n . In addition, the d i s t r i c t court held a hearing on 22 October 1976, resu l t ing in a transcr ipt of 109 pages. On 4 November 1977 the d i s t r i c t court f i l e d th is "Award on Appl icat ion o f the P l a i n t i f f s fo r Attorneys Fees" (Pet . App. 53-A to 62-A), dispos ing o f p l a i n t i f f s ' c la ims as f o l l o w s : (1 ) the cour t d e c l in e d to r e c o n s id e r i t s r u l i n g tha t § 1617 does not authorize fees fo r serv ices ren- 3a/ By agreement, the Court was r e q u i r e d to respond to p l a i n t i f f s ' p r e s e n ta t i o n only as i t re la ted to serv ices rendered since the Swann d e c i s i o n in 1971. Pursuant to the court o f a p p e a ls ' remand, the Board w i l l now have the o p p o r tu n i t y , i f i t chooses, t o respond to the i t e m i z a t i o n s r e l a t i n g to pre-1971 s e r v i c e s . - 5a - dered p r i o r to 1 July 1972, and a l s o h e ld 42 U.S.C. § 1988 to be i n a p p l i c a b l e - ^ t h e r e b y denying recovery f o r about 2,084 hours o f serv ices (Pet. App. 55-A ) ; (2 ) the court awarded $21,490 to two o f p l a i n t i f f s ' attorneys f o r one-hal f o f 816 hours o f serv ices in connection with the Board's "obdurate and obst inate " conduct in the l a t t e r h a l f o f 1971 and the spring of 1972 (Pet . App. 55-A), and omitted a l together 347 hours o f ser v i c e s o f these two a t t o r n e y s dur ing th i s t ime 5a/ frame without any discussion at a l l ; — (3) the 4a/ The court had e a r l i e r declined to award fees under § 1617 fo r pre-July 1972 serv ices on the ground tha t that s t a t u t e ' s a p p l i c a b i l i t y was " l im i ted to cases where the matter o f an award for attorneys fees was pending under circumstances where in i t was su b jec t t o a d i r e c t a p p e l l a t e r ev iew . " Pet. App. 44-A. Although th is condit ion was f u l f i l l e d by the 1976 amendment to 42 U.S.C. § 1988, passed w h i l e the qu es t ion o f f e e s was pending decis ion in the d i s t r i c t court, the court refused to apply § 1988 on the new ground that " th e Judgment in the case had become f i n a l in 1974." Pet. App. 55-A). 5a/ The Board appealed the d i s t r i c t court 's bad fa i th f inding and the l im ited award o f fees based on tha t f i n d in g . The court o f appeals p r e - termit ted decis ion o f those issues with i t s ho ld ing that fees fo r serv ices rendered since 1968 are a u th o r i z ed by s t a t u t e . The Board has not renewed i t s pos i t ion here. - 6a - court awarded the same two lawyers $7,200 f o r one-half o f 240 hours o f serv ices rendered a f t e r 1 July 1972 "because the p l a i n t i f f s ' [proposed desegregat ion] plan was re jec ted and there fore to that extent they did not p r e v a i l " (Pet. App. 56-A to 57-A); and omitted, without discussion, 580 hours o f s e r v i c e s rendered by these a t to rneys dur ing the same p e r i o d , as w e l l as 39 hours 63./ c la imed by a t h i r d a t t o r n e y ; --- ( 4 ) the court denied recovery o f a l l hours claimed by p l a i n t f f s ' New York cocounsel associated with the NAACP Legal Defense and Educa t iona l Fund, I n c . , w i th the s ing le statement that "there has been no showing that his serv ices were necessary in addition to 7a/ the serv ices of l o ca l counsel" (Pe t . App. 58-A)— (the claim is f o r 829 hours, o f which 619 were in 6a/ The d i s t r i c t court 's award nowhere id en t i f i e s or d iscusses the many hours o f s e r v i c e s which were exc luded from compensation a l t o g e th e r . In 31 pages o f appendices a t tached to our opening b r i e f in the court o f appeals ( see note la, supra) , we "at tempted," in the words of the court o f appeals, " l a r g e l y by guesswork, t o i d e n t i f y which hours o f s e r v i c e . . . were excluded from cons iderat ion . " Pet. App. 21-A. 7a/ The court o f appeals c o r re c t l y noted that New York counsel " p ro v id ed the p l a i n t i f f s w ith many hours o f serv ice which were not provided by anyone e l s e , p a r t i c u l a r l y in connec t ion with th is Court and the Supreme Court ." 611 F.2d at 657. - 7a - t ime pe r iods o th e rw ise covered by the c o u r t ' s e n t i t l e m e n t r u l i n g ) ; ( 5 ) the court awarded a g a in s t the C i t y $6,930 f o r ove r 115 hours o f serv ices (out o f a claim f o r over 305 hours) (Pet . 8a/ App. 58-A to 61-A)— and $343.26 in costs and 9a/ expenses;— (6 ) the court evaluated the serv ices o f the two p l a i n t i f f s 1 lawyers who were allowed fees at a routine hourly ra te o f $60 per hour for " lead counsel" and $40 per hour for subordinate counsel (Pet. App. 57 -A ) , but summarily declined (Pet . App. 58-A) to consider e i th e r the ex t rao rd i nary circumstances urged by p l a i n t i f f s to warrant an upward adjustment in the base r a t e or the 8a/ The d i s t r i c t court i d e n t i f i e d the excluded 24 hours o f serv ices against the C ity on grounds o f unnecessary dupl icat ion . Pet. App. 59-A and 60-A. These f ind ings, the only ,s p e c i f i c fac ts found were not disturbed by the court o f appeals, but are subject to reconsideration on remand. 9a/ The court, a lso without f indings, awarded p l a i n t i f f s part ($8,007.31 o f $19,548.77 expended) o f th e i r statutory costs and out-of-pocket ex penses incurred in l i t i g a t i o n against the Board from September 1971 through 1974 (Pet . App. 61-A), and denied, without mention, p l a i n t i f f s ' claim f o r $12,619.95 in c o s t s and expenses incurred p r io r to September 1971. Questions r e la t in g to s t a t u t o r y c o s t s and l i t i g a t i o n expenses were remanded f o r r e c o n s i d e r a t i o n by the court o f appeals (Pet . App. 25-A to 28-A); none of these issues is presented f o r review here. - 8a - extreme in f l a t i o n of the intervening years which had s i g n i f i c a n t l y devalued the 1971-73 rates A judgment in conformity with th is ru l ing was entered by the d i s t r i c t court pursuant to FED. R. CIV. P. 54 (b ) ; p l a i n t i f f s appealed and both the Board and the C ity cross appealed. The Second Appl icat ion and Award In the words o f the court o f appeals (Pet . App. 4- A ) : In the meantime, a new controversy had f l a r e d up, when the School Board sought s u b s t a n t i a l m o d i f i c a t i o n o f P lan Z which 10a/ P l a i n t i f f s presented documentation to the d i s t r i c t court showing that by 1976 the Board o f Education lawyers over the years had been paid — when th e i r serv ices were rendered, win, lose or draw - - the e q u i v a l e n t o f o v e r 350,000 1975 do l lars to defend the dual system. App l icat ion o f the Consumer P r ice Index increases since 1975 to the same f igures ( i . e . , excluding fees paid by the Board since 1975) resu l ts in an amount equivalent to about 550,000 1980 d o l l a r s . These d o l l a r f igures r e la t e only to a ttorneys ' fees and revea l no th ing about the un to ld worth o f the end less hours devoted by the Board's superintendent and h is s t a f f t o the de fense o f t h i s l i t i g a t i o n . 9a would have s l o w ed down and undermined the progress o f desegregat ion. A f ive -day t r i a l was held in 1977, and the defendant’ s proposals were, fo r the most part, re jec ted by the court. See also Pet. App. 63-A to 64-A. Pursuant to the, d i s t r i c t cour t 's determination at the conclusion of i t s 24 May 1977 Memorandum that p l a i n t i f f s were the p reva i l in g party en t i t l ed to a ttorneys ' fees , p l a i n t i f f s documented 271.25 hours o f necessary 11a/ s e r v i c e s r e l a t e d to the May 1977 h e a r in g . — On the question o f amounts to be recovered, the d i s t r i c t court entered i t s ru ling on 7 July 1978 (Pet . App. 63-A), awarding $8,382.00 in fees and holding as fo l lows: (1 ) the court awarded f e es f o r 197.25 hours o f the 271.25 hours o f s e r v i c e s rendered by p l a i n t i f f s ' a t t o r n e y s , disapproving, without i d e n t i f i c a t i o n or sp ec i f i c f indings, 74 hours o f claimed necessary serv ices ; ( 2 ) as to approved hours, the court (a g a in , without sp ec i f i c f ind ings ) employed an across- the-board discount of 20% as "an adjustment [ that ] 11a/ P l a i n t i f f s made no c la im f o r s e r v i c e s r e la ted to the i r separate contention that a new high school ( rather than renovation o f an ex is t in g s c h o o l ) should be b u i l t in the Westwood area , excep t f o r 2 hours which were i n a d v e r t e n t l y included in the a f f i d a v i t s and e x p l i c i t l y excluded by the d i s t r i c t c o u r t . See Pe t . App. 65-A to 66-A. - 10a - should be made fo r the time devoted to parts of issues on which the p l a i n t i f f s did not p r e v a i l " (P e t . App. 6 6 - A ) ; ----- ( 3 ) w h i l e approv ing the "normal h o u r ly r a t e s " c la imed by p l a i n t i f f s ' attorneys Noel and F ie lds ($60/hr. and $40/hr. , r e s p e c t i v e l y ) , the court reduced ( t o $75/hr. ) as "excess ive " (but without explanation) the base rate ($125/hr. ) claimed by p l a i n t i f f s ' ch ie f t r i a l 13 /lawyer Lucas ( P e t . App. 6 6 - a ) ; --- -- ( 4 ) the court re jec ted p l a i n t i f f f request for an upward adjustment o f the award, s ta t ing i t s "opinion that an incent ive or m u l t ip l i e r fac tor is not author ized or al lowed fo r the serv ices rendered in th is 12a/ For example, p l a i n t i f f s opposed the Board's m o d i f i c a t i o n and schoo l c l o s in g plan in i t s e n t i r e t y on the ground that the proposa l as a whole was in ten t iona l ly r a c i a l l y discr iminatory, was a rb i t ra ry , and portended disruption o f deseg regated schools which appeared to be s ta b i l i z ed . The d i s t r i c t judge agreed with these contentions and en te red p r e c i s e f in d in g s and conclus ions to th is e f f e c t , but in the process o f separately an a ly z in g each p i e c e o f the t o t a l package, he found a few proposals so innocuous as not to r e q u i r e d i s a p p r o v a l . These are the s o r ts o f "parts of issues" which the p l a i n t i f f s are pre sumed to have los t . 13a/ The rates fo r Noel and Fie lds have not been disputed, but the rate fo r Lucas was reviewed and r e v i s e d by the court o f appeals and the Board makes i t an issue here. Board Pet. 15-16. 11a - 1 A’S / phase of the case . " Pet. App. 66-a.— ■- The court o f appea ls c o n so l id a t e d c ross appeals from the f i r s t and second awards f o r argument and decis ion. The D e c i s i o n o f the Court o f Appeals In i t s d e c i s i o n o f 23 November 1979, the S ix th C i r c u i t " c o n c lu d e [ d ] tha t both orders g ra n t in g a t t o r n e y s ' f e e s and expenses p ro v id e inadequate compensation, contain l e ga l e rrors , and reach factua l conclusions not supported by the r eco rd . " Pet. App. 10-A. Since the record on the f i r s t award was not in a posture f o r f i n a l dispo s i t i o n ( see note 3a, supra) , the court remanded the p r in c ipa l part o f the case fo r further pro ceed ings in accordance w i th the standards se t out in th is op in ion . " I d . The court determined, however, that the record on the second award was "adequate . . . fo r us to independently assess an appropriate award,. . . and we do so to demonstrate 14a/ On the ground that they were "excess ive " or without " j u s t i f i c a t i o n , " the court awarded only one-hal f o f p la in t i f f s 1 expenses fo r exper t -w i t ness fees , preparation o f a pr ivate-school pupi l - locator map, and photocopying, thereby awarding $5,200.16 o f the $7,788.96 expended by p l a i n t i f f s . P e t . App. 67-A to 68-A. The court o f appeals sustained a l l aspects o f th is ho lding, except the disallowance of photocopying expenses (Pet. App. 32-A to 33-A), and none of these issues is pre sented fo r review. 12a the f in d in g s and conc lu s ions which we ho ld the d i s t r i c t courts must enter in the record in making fee awards." Id. The court said ( id . ) : We understand th a t the f in d in g s o f f a c t which are required to substantiate a court 's exerc ise of i t s d is c re t ion in making a fee award are f r e q u e n t l y v e ry com p l ica ted . Nevertheless, both the court 's f indings and i t s mode o f analysis must be c lear to enable an appel la te court to i n t e l l i g e n t l y review the award. The p l a i n t i f f s are e n t i t l e d t o some e x p la n a t io n o f the r eason ing used to exclude those hours which were cut, and some descr ipt ion o f the f indings which were r e l i e d upon to f ind that expenses and b i l l i n g rates were excessive. Any review o f the court 's awards in th is case would require substant ial amounts o f sheer conjecture on our part, as we sp ecu la te as to reasons why the court might have cut cer ta in documented hours. In fa c t , i t is impossible to t e l l whether the d i s t r i c t judgement might not have s imply o v e r l o o k ed c e r t a i n s e r v i c e s p ro v ided by p l a i n t f f s ' a t t o r n e y s . C e r t a in l y no more substant ia l reason appeals in th is record. The court o f appea ls h e ld , f i r s t , th a t 20 U.S.C. § 1617 and 42 U.S.C. § 1988, both enacted while th is case was in ac t ive l i t i g a t i o n , author i ze fees fo r serv ices rendered to p l a i n t i f f s since 1968. 15a/ The court e lected to focus i t s decision 15a/ Because o f an unresolved dispute about the meaning o f a 1966 order, a f t e r which the case was 13a on the appl icat ion o f § 1988 and i t s comprehensive l e g i s l a t i v e h i s t o r y . P e t . App. 11-A . On the b as is o f th i s C o u r t ' s d e c i s i o n in B rad ley v » School Bd. o f Richmond, supra, and the e x p l i c i t l e g i s l a t i v e h i s t o r y o f § 1988 th a t the new statutory author izat ions f o r at torneys ' fees apply to a l l pending cases (cases in which " there was an ac t iv e controversy . . . at the time the Act became e f f e c t i v e " ) , "unless spec ia l circumstances ex is t which would make an award m a n i f e s t l y u n ju s t . " Pet. App. 14-A. Applying that standard to th is case, the court held that while " [ c ] e r ta in interim aspects o f the case may have been subject to a f i n a l order s e t t l i n g the issue o f a t torney 's fees to that point, rendering the reopening of long- s e t t l ed aspects o f the case un fa i r " (Pet. App. 16-A), there has been no such order since 1968 in th i s l i t i g a t i o n . In response to the d i s t r i c t court 's reasons f o r denying appl icat ion o f the s t a t u t e , the court h e ld (P e t . App. 17-A and 1 8 - A ) : 15a/ cont 'd . dormant un t i l p l a i n t i f f s f i l e d th e i r Green motion in 1968 ( see Pet. App. 3 -A ) , the court o f appeals remanded the question o f ent it lement to fees for pre-1968 s e r v i c e s to the d i s t r i c t cour t f o r further consideration. Pet. App. 17-A to 18-A. That issue is not before the Court. 14a - However, we r e j e c t the n o t io n tha t mere uncertainty in the law is a "spec ia l circum stance" ju s t i f y in g r e j e c t i o n of the statutory remedy. A major purpose o f the Fees Awards Act was to encourage the bringing o f suits in new and undeveloped areas o f c i v i l r i g h t s law, and i t would be anomalous indeed i f we were t o deny f e e s f o r the v e ry reason the statute was passed. F ina l ly , the p l a i n t i f f s ' d e l a y in a p p l y i n g f o r f e e s (w h ich was l a r g e l y due to the f a c t tha t th e re was no e a r l i e r appropriate time to pause for l i t i g a t i o n o f the f e e i s su e , at l e a s t not s in ce 1966) i s h a rd ly grounds f o r denying f e e s . The de fendants have f a i l e d t o po in t to any pre judice or harmful e f f e c t s on them as a result o f the p l a i n t i f f s ' delay. The pre ju d i c e , i f any, has inured to p l a i n t f f s ' attorneys who have provided years o f serv ice w i thout compensat ion in hand. This is not a case where, years a f t e r a case has been f i n a l l y d isposed o f , the p r e v a i l i n g par ty seeks to reopen the case to l i t i g a t i o n of the f e e s is sue . Cf Un ited S ta tes v. P in to , 44 F.R.D. 357 (W.D. Mich. 1968). k k k k k k However, from 1968 un t i l shortly before the app l icat ion f o r fees was made by the p la in t i f f s , the case was in cont inuous, a c t i v e l i t i g a t i o n . Not on ly was th e r e no " f i n a l judgment" which could reasonably be said to s e t t l e the issue o f fees during that period, but there was not time to ra ise the matter o f fees at a l l . 15a Second, the Sixth C ircu it held that in th is s ing le -c la im school desegregation case in which the p l a i n t i f f s had "preva i led on the case as a whole" (Pet.. App. 18-A) and "obtained the r e l i e f which they sought" (Pe t . App. 19-A), the d i s t r i c t court p la in ly erred "by deciminating the to ta l hours c la imed w i th a r b i t r a r y p e rc en ta g e s " t o account fo r " issues or parts o f issues" on which p l a i n t i f f s had asserted ly not preva i led . Pet. App. 18-A and 19-A. supra . The r u l e adopted, based on the l e g i s l a t i v e h is to ry o f § 1988, is that a l l necessary serv ices are to be compensated, "as is t r a d i t i o n a l with attorneys compensated by a fee-paying c l i e n t , fo r a l l time reasonably ex pended on a matter . " Pet. App. 19-A. "The hours claimed need not be automatically accepted by the d i s t r i c t court, but to the extent that hours are r e jec ted , the court must indicate some reason for i t s a c t i o n . . . . Hours may be cut f o r duplicat ion, padding or f r i vo lous c la ims." Pet, App. 20-A. Since in i t s f i r s t award the d i s t r i c t court had "simply e l iminated, without comment, hundreds o f hours o f documented s e r v i c e , " the court remand ed that part o f the case " f o r entry o f f indings o f fact and conclusions o f law adequate to permit our 16a - review o f the award." 16a/ Pet. App.21-A. F in a l l y , the court addressed the appropriate standard f o r determining a reasonable hourly ra te , and concluded that the " f a i r market value o f the serv ices provided" (Pet . App. 23-A) is the appro p r i a t e standard to implement the in t e n t o f Congress. The court adhered to i t s e a r l i e r decis ion in O l iver v. Kalamazoo Bd. o f Educ. , 576 F.2d 714 (6th Cir. 1978), d isa l lowing "a 'bonus' m u l t i p l i e r . " Pet. App. 23-A. But the court did recognize (Pet. App. 24-A ) : This does not mean that the r ou t in e hour ly r a t e charged by a t t o rn eys is the maximum which can or should be awarded. In many cases tha t r a t e i s not " r e a s o n a b l e , " because i t does not take into account specia l c i rcum stances , such as unusual t ime con- 16a/ Pursuant to th e i r attempt below to id en t i f y the hours excluded without comment by the d i s t r i c t court (see note 6a, supra) , p l a i n t i f f s determined that the d i s t r i c t court had el iminated a l l hours during the period covered by i t s award r e la t in g to monitoring the f in a l desegregation decree (136.8 h r s . ) , to s e r v i c e s rendered on appeal (231.5 h r s . ) , and hours expended on the l i t i g a t i o n o f p l a i n t i f f s claim fo r costs and fees (341 h r s . ) . The court o f appeals held that compensation is due fo r these serv ices (Pet . App.21-A to 22-A), and that holding is not contested here. 17a - s t r a i n ! , or an unusual ly unpopular cause, which a f f e c t the market value o f the serv ices rendered . Perhaps the most s i g n i f i c a n t fac to r in these cases which at time renders the routine hourly fee unreasonably low is the fact that the award is contingent upon success. The court there fore held that in such appropriate cases an upward adjustment in the routine hourly r a t e may be n ecessa ry in o rde r to a r r i v e at a "reasonable" fee fo r par t icu la r serv ices rendered. The court then applied these standards to the second award, invo lv ing a claim fo r 271.25 hours o f se rv ices . The d i s t r i c t court had awarded an average o f $31/hr. f o r these serv ices . The court o f appea ls , f i n d i n g tha t "we have a complete record and conclude that the in teres ts o f ju s t ic e w i l l be served, in l i gh t of the long delay in th is case , by our r e c a l c u l a t i o n o f an a p p ro p r ia t e award . . , " (Pet . App. 28-A), scrut in ized the record and found the d i s t r i c t court 's award to be inade quate. Pet. App. 29-A to 32-A. The court there f o r e made adjustments to the award, the end resu lt of which was to award p l a i n t i f f s ' attorneys an average o f $63/hr. f o r these s e r v i c e s , in contrast to the $31/hr. awarded by the d i s t r i c t 18a - court. With respect to the 74 hours o f serv ices which the d i s t r i c t court had exc luded w ithout f ind ings , the court o f appeals determined: "Not only is th is cut unsupported in the record, but we conclude that i t i s c l e a r l y excessive given the f a c t s o f t h i s c a se " where " th e r e was l i t t l e over lapping o f s e r v i c e s . " Pety. App. 29-A. (For that " l i t t l e over lapping" the court reduced the compensable hours by 5%). The court a lso re jec ted the d i s t r i c t c o u r t ' s 20% red u c t i o n a l l e g e d l y des igned to d iscount f o r " p a r t s o f i s s u e s " on which p l a i n t i f f s did not p r e va i l . See Pe t . App. 18-A. The court further found that while the normal hourly f e d e r a l - l i t i g a t i o n rate of $125/hr. for p l a i n t i f f s ' experienced ch ie f t r i a l counsel was "high f o r o f f i c e s e r v i c e s , " i t was "reasonable and supported both by the record and our own expe r ience with fees charged by lawyers o f his expe r i e n c e and l e g a l s ta tu re f o r t r i a l s e r v i c e s . " Pet. App. 39-A. In response to p l a i n t f f s ' conten t io n that there was a high degree o f contingency in th is aspect of the case because s im i lar though l e s s e x t e n s i v e Board-proposed m o d i f i c a t i o n s o f the desegregation plan had been approved over p l a i n t i f f s ' ob jections during each o f the three 19a preceding years, the court o f appeals found that although "there was a rea l element o f contingency as to whether the attorneys would be compensated f o r t h e i r s e r v i c e s at a l l , " the con t ingency element was reduced by other fac tors , pr imari ly by the fact that "the burden was on the Board" which "here was seeking to a l t e r a f in a l judgment o f the d i s t r i c t court which had been a r r i v e d at only a f t e r many years o f b i t t e r l i t i g a t i o n . " Pet. App. 31-A. The court there fore concluded that an award adjustment o f only 10% was adequate to a r r ive at a reasonable f ee in l i g h t o f the contingency fac tor , i d , - ^ The Board (but not the C i t y ) pe t i t ioned the court o f appeals fo r rehearing, with suggestion f o r en banc considerat ion, which was duly denied without dissent. 17a/ The court a lso aff irmed the d i s t r i c t c o u r t ' s d i s p o s i t i o n w i th r espec t t o c os ts and o u t - o f - pocket expenses, except fo r the denial of photo copying costs . These issues are not be fore the court. See note 17, supra. - 20a - MEIIEN PRESS INC. — N. V. C 219