Buchanan v. City of Jackson TN Brief on Appeal of Defendant Appellee City of Jackson
Public Court Documents
December 21, 1981
39 pages
Cite this item
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Brief Collection, LDF Court Filings. Buchanan v. City of Jackson TN Brief on Appeal of Defendant Appellee City of Jackson, 1981. ee431407-b79a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/6f5113a0-5d31-4682-8e3f-cbc4b4feb9cc/buchanan-v-city-of-jackson-tn-brief-on-appeal-of-defendant-appellee-city-of-jackson. Accessed November 23, 2025.
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THE CITY OF JACKSON AND THE
STATE OF TENNESSEE, et al.,
Defendants-Appellees.
On Appeal From The District Court Of The
United States For The Western District
Of Tennessee, Eastern Division
BRIEF ON APPEAL OF DEFENDANT-APPELLEE CITY OF JACKSON
WILLIAM RUSSELL RICE
Third Floor, Fox Building
203 East Main Street
Jackson, Tennessee 38301
CHARLES S. RHYNE
MARTHA B. PEDRICK
1000 Connecticut Avenue, N. W.
Suite 800
Washington, D, C. 20036
Attorneys for Defendant-Appellee
City of Jackson
STATEMENT OF THE ISSUE PRESENTED FOR
REVIEW
Whether the District Court below abused its discre
tion by dismissing a complaint alleging a violation of the
Fourteenth Amendment's Equal Protection Clause because
"plaintiffs have failed to offer any proof of discrimina
tory intent on the part of the defendants."
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TABLE OF CONTENTS
TABLE OF AUTHORITIES-..... ....... ii
STATEMENT OF THE CASE...... . . . . ............... ........... • 1
STATEMENT OF THE FACTS ............ ................ ....... . 3
Electoral Activity By Black Voters...................... 5
Availability Of The Political Process to Black
Candidates ......................................... 6
Responsiveness Of Elected Officials To Black Voting
Power, And To The Particular Needs of Black City
Residents.......... 6
Employment Of Blacks And Representation In .
Appointive Positions. ................. 9
Provision Of Municipal Services To The Black
Community............... 10
SUMMARY OF ARGUMENT. ............... ....... ........ ........ 10
ARGUMENT......... ............ 13
I. On The Record Before The District Court, There
Was No Genuine Issue of Material Fact Thus
Requiring Denial of Defendants' Motion For
Summary Judgment.... ....................... 15
A. Plaintiffs' Response To The Motion For Sum
mary Judgment Failed To Establish The Exis
tence Of A Genuine Issue Of Material Fact...... 15
B. The District Court Properly Applied The
Principles Recognized By This Court In
Determining That There Was No Genuine Issue
Of Material Fact In The Record................. 20
II. The Uncontroverted Facts of Record In This Case
Establish That The Commission Form Of Government
In Jackson Was Created And Has Been Maintained
For Non-Discriminatory Reasons And Thus, The
District Court's Grant Of Defendants' Motion For
Summary Judgment, Based On City of Mobile v.
Bolden, Was Proper. ...............................22
Page
STATEMENT OF THE ISSUE PRESENTED FOR REVIEW, .............. i
-ii-
Page
III. The District Court Properly Exercised Its
Discretion To Grant Summary Judgment
Without A Hearing. ........... ................ 29
CONCLUSION. • ............................................. 31
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Cases
City of Mobile v. Bolden, 446 U.S. 55 (1980)............passim
City of Richmond v. United States, 422 U.S. 358
(19757T'.T:t ;'77. ..... 777". 7TTT777.... ................... 27
Kibort v. Hampton, 538 F . 2d 90 (CA5 1976)......... . 30
Lodge v. Buxton, 639 F.2d 1358 (CA5), cert, granted
sub nom. Rogers v. Lodge, No. 80-2100 (Oct. 6, 1981) . . 15,23,25,26
McMillan v. Escambia County, 638 F .2d 1239 (CA5 1981)...15,28
Smith v . Allwright, 321 U.S. 649 (1943)............ ....25
Terry v . Adams, 345 U.S. 461 (1952).....................25
Washington v. Finlay, __F .2d__(CA4 Nov. 17, 1981).......23,24,26,27
Zimmer v. McKeithen, 485 F .2d 1297 (CAS 1973) (en banc) ,
aff'd on-other grounds sub nom. East Carroll Parish
School Board v. Marshall, 424 U.S. 636 (19 76) .........10,11,15,23,
24,25,28
Constitution and Statutes
Thirteenth Amendment....... ............. .......... . 1,2
Fourteenth Amendment................. ......... . 1,2,12,23
Fifteenth Amendment....... . . . ....................... . 1,2,23
Voting Rights Act of 1965, 42 U.S.C. §1973 , et seq..... 1,23
42 U.S.C. §§1981, 1983 , 1985, 1986, 1988 , 2000d...... . 1,2
Miscellaneous
Moore's Federal Practice (2d ed.) §56.27 (1).......... . 13
TABLE OF AUTHORITIES
Page
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STATEMENT OF THE CASE
On March 21, 1977, plaintiffs, three black citizens
of the City of Jackson, Tennessee, filed a complaint
challenging the City's commission form of government and
its system of at-large elections, both of which have exist
ed in Jackson since 1915. Plaintiffs purport to represent
the class of black citizens who, similarly to plaintiffs,
register and vote in city elections and participate in
the political affairs of the city.
Plaintiffs alleged that the commission form of govern
ment with its system of at-large elections dilutes the
voting strength of black citizens in violation of the
Thirteenth, Fourteenth, and Fifteenth Amendments and denies
the rights of black citizens secured by 42 U.S.C. §§1981,
1983, 1985, 1986, 1988 and 2000d.
After all parties conducted extensive, discovery, defen
dants filed a motion for summary judgment on October 21, 1981.
Defendants' motion, containing proposed findings of fact and
conclusions of law which constituted defendants' statement of
material facts as to which there was no genuine issue under
Fed. R. Civ. P. 56(c), was accompanied by three affidavits.
Plaintiffs responded to defendants' motion and defendants
replied.
On March 21, 1981, the District Court granted defendants'
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motion for summary judgment. The Court held that, under
City of Mobile v. Bolden, 446 U.S. 55 (1980), the portion
of the complaint alleging violation of the Thirteenth
Amendment and 42 U.S.C. §§1981, 1983, 1985, 1986, 1988
and 2000d failed to state a claim upon which relief could
be granted. Slip op. at 3, J.A. 119. Because the record
disclosed that plaintiffs and black citizens register to vote
and vote without hindrance in Jackson, the Court held, under
Mobile, that plaintiffs' claim under the Fifteenth Amend
ment was foreclosed. Id. Finally, the Court held that
plaintiffs failed to offer any proof of discriminatory in
tent on the part of defendants; that plaintiffs failed "to
prove that the disputed (form of government) was conceived
to operate as a purposeful device to further racial dis
crimination. ..;" and that plaintiffs had not shown "that
defendants' purpose was invidiously to minimize the voting
potential of Negroes." Id., at 4, J.A. 120. The portions
of the deposition of defendant Robert Conger, relied upon by
plaintiffs in opposing the motion for summary judgment, as
their sole proof of discriminatory intent were insufficient
to establish that genuine or material issues of fact were
in dispute and thus summary judgment was granted in accordance
with Fed. R. Civ. P. 56(c). Id.
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By an act in 1915, the Tennessee legislature
created a commission form of government for the City of
Jackson. (Complaint %6 J.A. 8-9). From 1909-1915, the
City operated under a mayor-alderman form, with eight
aldermen elected from four multimember districts. Id.
There is at present no record of the deliberations lead
ing to the adoption of the commission form of government
in 1915 (Affidavit of Rice 1|2, J.A. 34).
Jackson's Board of Commissioners consists of a Mayor
and two Commissioners. The Mayor serves as Commissioner
of Public Affairs, Public Safety, Revenue and Finance.
One Commissioner is Commissioner of Education, Parks,
Recreation and Public Property. The third is Commissioner
of Streets, Health and Sanitation, and Public Improvements
(Complaint 1(5, J.A. 7-8).
Each of the 3 members of the City's Board of Commissioners
has, since 1915, been elected at-large by all the voters of
the City. Each member runs for a designated seat, and must
obtain a majority of the votes cast for that seat. If no
candidate for a particular Commission seat receives a majority,
a runoff election is held between the two highest finishers
(Complaint 1[6, J.A. 8-9).
Jackson's Charter was amended in 1969 to remove a
high qualifying fee as a barrier to the candidacies of
either blacks or whites (Answer of City of Jackson 1(6, J.A.
STATEMENT OF THE FACTS
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19-20). Since 1969, elections for City Commissioners
have been non-partisan. Id.
One of the paramount purposes of the 1969 City
Charter was to retain the commission form of government
(Affidavit of Rice, 111, J.A. 33) , without substantial
change (Tr. Depos. of Conger, at 90, J.A. 214). There
was no request from anyone in 1969 to change the form
of City government (Affidavit of Rice 1(3, J.A. 36). Black
citizens served on the committee which studied the 1969
Charter amendment (Tr. Depos. of Conger, at 33-34, J.A.
157-158).
A proposal to change Jackson's form of government to
a mayor-council plan was defeated in the recent past in a
preference referendum (Tr. Depos. of Conger, at 59-62,
J.A. 183-86). The proponents of the change never asked
for the first serious step in implementing a change, the
appointment of a charter commission. (Id., at 65, J.A. 189).
Similarly, a proposal for consolidation of the City govern
ment with that of Madison County was defeated in the County
Commission (Id., at 70, J.A. 194). Defendant Conger, who
was sympathetic to a change in government (Id., at 70-71,
J.A. 194-95) assigned nonracial reasons to -the defeat of these
proposals (Id., at 62, 70, J.A. 186, 194), and there is
nothing in the record to suggest that proponents or opponents
of the proposals for change were motivated by racial animus.
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Electoral Activity By Black Voters
Blacks constitute 33% of the voting-age population
(18 years and over) of the City (Complaint 1(6 (a) , J.A. 9;
Affidavit of Eugene R. Smith 1(11, J.A. 25). Each of the
plaintiffs has for many years been a registered voter and
has voted regularly in elections within the City of
Jackson (Complaint 1(4, J.A. 7) . None of the plaintiffs
has been denied the right to register or vote and none of
the plaintiffs knows of any black person in the City of
Jackson who has been denied these rights (Buchanan, Seals,
Brooks Ans. to Interrog. Nos. 9-13, J.A. Supp. 8-9, 17-18,
24) /
Each of the plaintiffs is active in the predominately
black Tennessee Voters Council, known locally as Jackson-
Madison County Voters Council (Buchanan, Seals, Brooks Ans.
to Interrog. Nos. 5-6, J.A. Supp. 7, 16, 23). Mr. Buchanan
serves as chairman of the Council (Tr. Depos. of Buchanan,
at 8, J. A. 229).
Neither Tennessee, Madison County nor the City of
Jackson has been covered by the provisions of :the Voting
Rights Act of 1965, 42 U.S.C. §1973 et seq., designed to
remedy low registration figures for black voters. Nor have
federal voting registrars been appointed for the County
or the City (Affidavit of Maridel Roberts,1(2, J.A. 21.)
V J.A. refers to the Joint Appendix; J.A. Supp. refers to
the Supplementary Joint Appendix.
-6
There never has been a complaint of racially discriminatory
administration of the law pertaining to voters in City
Commission elections. Id.
Availability Of The Political Process To Black Candidates
The procedures for candidate qualification are open
to black candidates equally with whites. There never has
been a complaint of racially discriminatory administration
of the laws pertaining to candidates for City Commissioner.
Id. None of the plaintiffs could point to any interference
with the right of any black Jacksonian to run for elective
office (Buchanan, Seals, Brooks Ans. to Interrog. Nos. 15-
16, J.A. Supp. 9-10, 17, 25).
Responsiveness Of Elected Officials To Black Voting Power,
And To The Particular Needs of Black City Residents
Although black voters in Jackson have voted over
whelmingly for black candidates for Commissioner (Compaint
116(a)(1), J.A. 9), there has been substantial white voting
for black candidates. This was demonstrated even within
the paucity of election data available for City Commissioner
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o /elections.— '
The only black candidate to run for City Commissioner
within memory is Dr, Wesley McClure, who ran in 1975 and
1977. In 1975, Dr, McClure received 34% of the vote in a
three-way general election; in the runoff election, Dr.
McClure received 37% of the vote (Affidavit of Smith,
at 1(3, J.A. 23) . In 1977, Dr. McClure again was in a run
off election; there he received 40% of the vote (Id. at
1!4, J. A. 24). Thus, Dr. McClure received substantial white
suPPort every time he ran for commissioner.— This sub-
_Voter registration data in Jackson are not compiled by
the race of the registrant. (Affidavit of Smith, 1(6, J.A. 24).
Using census data, it was determined that the voting age popula
tion of the City in 1977 was 33% black. (Id., 1(11, J.A. 24-25).
Thus, if every eligible black voter registered, voted, and voted
for a black candidate for Commissioner, that black candidate would
receive 33% of the total vote, at least. He would receive greater
than 33% of the vote if he attracted the votes of whites. Thus,
assuming full black electoral participation, black candidates
receive white votes to the extent they receive more than 33% of
the total vote. But, not every eligible black has registered to
vote. Plaintiffs alleged, in 1(6 (a) (2) of the Complaint, J.A.
9-10, a substantial disparity between registration rates of black
and white voters. And, not every registered voter actually votes.
Sometimes, as few as 20% of registered voters actually turned out
for elections in the City (Affidavit of Smith, 1(5, J.A. 24). There
fore, a black candidate receiving more than 33% of the vote likely
received a substantial number of white votes.
_3/ Defendants also demonstrated the considerable support in the
white community for Dr. McClure in the 1975 election. (Tr. Depos.
of Conger, at 22, J.A. 146).
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substantial trend of white crossover voting (white voters
choosing a black candidate) forecloses any inference that
voting in Jackson is polarized along racial lines.
The incumbent Commissioners are well aware of this
white crossover vote. They see black votes as essential
to victory (Tr. Depos. of Conger, at 14, J.A. 138). Even
when campaigning against a black opponent, the Commissioners
seek black votes. Defendant Parham did so in running against
Dr. McClure 1977 (Tr. Depos. of Conger, at 30, J.A. 154; Tr.
Depos. of Parham, at 49, J.A. 319),
The black vote can, more easily than the white, be mar
shalled behind an acceptable white (or black) candidate.
The Tennessee Voters Council, a black slating organization, has
been active in Jackson politics. This organization endorses
candidates, distributes sample (filled in) ballots (called
guide cards) to its members, and assists black voters (e.g.,
by providing transportation to the polls) (Tr. Depos. of
Buchanan, at 8, 11, J.A. 229, 232; Tr. Depos. of Brooks, at 6,7,
J.A. 492-93).
In recent elections, every candidate — black and white —
has sought the support of plaintiff Buchanan's Voters Council
(Tr. Depos. of Buchanan, at 13, J.A. 234). Each of the plain
tiffs has been contacted, often as leaders in the black com
munity, by white candidates seeking either individual or
organization support (Buchanan, Seals, Brooks Ans. to Interrog.
No. 17, J.A. Supp. 10, 18, 25).
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Employment Of _Blacks And Representation In Appointive Positions
The City Commissioners' make appointments to advisory
boards. No city board is without black representation (Tr.
Depos. of Conger, at 42, J.A. 166). Plaintiff Buchanan
has been appointed to both the City Utility Board and the
Community Development Board (Buchanan Ans. to Interrog. No.
18, J.A. Supp. 25). Plaintiff Brooks served on a private
Goals for Jackson committee to study Jackson's form and
operation of government (Brooks Ans. to Interrog. No. 20,
J.A. Supp. 11-12). Blacks were appointed to the Commission
whose study led to the 1969 City Charter (Tr. Depos. of Conger,
at 35, J.A. 159). Plaintiff Seals serves as the City's
affirmative action officer (Tr. Depos. of Seals, at 6, J.A.
477). He was appointed based on his agreeability to the
three Commissioners, and on his prior service as president
of the NAACP (Tr. Depos. of Conger, at 50-52, J.A. 174-76).
All hiring in the City government is done by the Com
missioners themselves (Tr. Depos. of Parham, at 15, J.A. 284;
Tr. Depos. of Conger, at 44-46, J.A. 168-70). Municipal
employment of blacks is improving (Tr. Depos. of Buchanan,
at 43-44, J.A. 264-65). For example, in 1970 there were no
black foremen or operators in the City's Streets Department.
Now, 5 of 17 are black, a proportion that approaches the
racial composition of the City population. Including laborers,
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two-thirds of the Department's employees are black (Tr.
Depos. of Parham, at 53-55, J.A. 323-25). In the Health
and Sanitation Department, over half of the foremen are
black (Tr. Depos. of Parham, at 55, J.A. 325).
Provision Of Municipal Services To The Black Community
Federal funds are directed at the provision of municipal
services in the black areas of Jackson (Tr. Depos. of
Buchanan, at 21, 36, J.A. 242, 257; Tr. Depos. of Conger, at
88, J. A. 212). Much of the direction is performed by the
City's Community Development Board, on which Mr. Buchanan
sits (Tr. Depos. of Buchanan, at 21, J. A. 242) and the
head staff-member of which is black (Id. , at 43; Tr. Depos.
of Smith, at 37, J. A. 434).
The Planning Commission, which has black members (Tr.
Depos. of Conger, at 42, 87, J.A. 166, 211), develops the
plan from which street improvement projects are selected
(Tr. Depos. of Parham at 23, 32, J.A. 297-301).
SUMMARY OF ARGUMENT
Plaintiffs filed this suit nearly five years ago.
Plaintiffs' Fourteenth Amendment vote dilution claim was
4 /pleaded in the language of Zimmer v. McKeithen.— In
4/ 485 F .2d 1297 (CAS 1973) (en banc), aff'd on other grounds
sub nom. East Carroll Parish SchooT~"Board v. Marshall, 424 U.S.
636 (1976) .
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Citi^fjtobile v. Bolden, 446 U. S. 55 (1980), the Supreme
Court held that a Fourteenth Amendment vote dilution claim
required a showing of intentional discrimination, 446 U.S.,
at 66, and further held that the Zimmer factors were in
sufficient to prove intentional discrimination, Id., at 73.
Three years after the commencement of this action,
and after extensive discovery conducted by all parties,
defendants moved for summary judgment. That motion was based
on a record of uncontroverted facts which established the
absence of discriminatory intent in the creation and main
tenance of the Commission form of government with its system
of at-large elections in the City of Jackson, Tennessee.
Although plaintiffs "Zimmer allegations" (contained in
1(6 of the Complaint, J. A. 8-11) were not relevant to a claim
of vote dilution under the Fourteenth Amendment after Mobile,
defendants demonstrated, nevertheless, by comparing plaintiffs'
allegations with the proof produced in Mobile, that each of
plaintiffs' allegations had been rejected by the Supreme Court.
(Memorandum of Points and Authorities in Support of Defendants'
Motion for Summary Judgment, at 13-22, J.A. 89-98). Moreover,
contrary to plaintiffs' assertions of racially polarized voting
and nonresponsiveness, defendants demonstrated the presence
of white cross-over voting in elections with a black candidate
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(Proposed Findings of Fact, 1(30-38, J.A. 66-68 , hereafter
referred to as "Proposed Findings"); the responsiveness
of elected officials to black voting power (Id., 1I38-50,
J.A. 67-69) and to black needs as measured by the distribution
of municipal services between the black and white communities
and black representation on city boards, committees and
in municipal employment. (Id., 1(52-56, 59 , 62-64 , J.A. 9-10).
Plaintiffs' response to the motion made only three
references to the record in an effort to identify the exis
tence of disputed facts. The only reference relevant to a
claim of a violation of the Fourteenth Amendment's Equal
Protection clause was to defendant Conger's statements re
garding a change in the wording of a referendum proposal to
change the commission form of government. As defendants
demonstrated, the statement did not establish the existence
of a genuine issue and, as a matter of law, was insufficient
to prove the existence of discriminatory intent. (Defendants'
Reply, at 2-3, J. A. Supp. 2-3).
Plaintiffs' failure to meet their burden of producing
sufficient evidential material to establish the existence of
a genuine issue of material fact made disposition by summary
judgment appropriate. Because the uncontroverted facts of
record established the lack of a discriminatory motive in
the creation and maintenance of the commission form of govern
ment , under Mobile, summary judgment for defendants was proper.
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By local rule, the grant of defendants' motion for
summary judgment without affording the opportunity for a
hearing was within the District Court's discretion. The
standard guiding the court's exercise of discretion was
whether the hearing would be helpful or necessary. In
light of the plaintiffs' response to the motion for summary
judgment, and the record before the court, it was apparent
to the court that plaintiffs had had ample time to assemble
their proof. Plaintiffs had made no claim under Fed. R.
Civ. P. 56(f), of the unavailability of proof. Given the
facts produced by plaintiffs, it was obvious that a hear
ing would produce no more facts, and thus, the Court's
exercise of its discretion not to afford a hearing was pro
per .
ARGUMENT
In reviewing the grant of a motion for summary judg
ment, the court reviewing the record must determine whether
there is any genuine issue of material fact, and, if not,
whether the substantive law was correctly applied. Moore's
Federal Practice (2d ed.) 1(56.27(1).
In light of the requirement that racially discriminatory
intent be shown in a vote dilution case, City of Mobile v.
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Bolden, 446 U. S. 55 (1980), the only facts relevant to
the District Court's consideration of defendants' motion
for summary judgment where those regarding the intent behind
the creation and maintenance :o£ the at-large election system
of the commission form of government of Jackson , Tennessee,
Plaintiffs' six page response to defendants' motion
for summary judgment consisted principally of a restatement
of the allegations contained in the complaint, most of
which, after Mobile were irrelevant to a vote dilution case.
Even had they been relevant, plaintiffs' allegations, lack
ing any supporting facts as required by Fed. R, Civ. P.
56(e), of racially polarized voting and nonresponsiveness
failed to show that there was any genuine issue for trial.
Similarly, statements of defendant Conger relief upon by
plaintiffs to show the existence of a genuine issue as to
the intent behind maintenance of the commission form of
government, were insufficient to establish the existence of
discriminatory intent. The District Court, applying Mobile,
concluded that summary judgment for defendants was proper,
On appeal, plaintiffs succeed only in showing that
their response to the motion for summary judgment, as well
as the entire record before the District Court, lacked the
requisite demonstration of facts showing the existence of
a genuine issue for trial. Contrary to plaintiffs' inter-
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pretation of the governing principles in Lodge v. Buxton,
639 F.2d 1358 (CA5), cert, granted sub nom. Rogers v. Lodge,
No. 80-2100 (October 6, 1981),— / the District Court
correctly applied the principles of Mobile to the facts
before it and, therefore, the grant of summary judgment
for defendants was proper.
I. ON THE RECORD BEFORE THE DISTRICT COURT, THERE WAS
NO GENUINE ISSUE OF MATERIAL FACT THUS REQUIRING
DENIAL OF THE MOTION FOR SUMMARY JUDGMENT
A. Plaintiffs Response To The Motion For Summary
Judgment Failed To Establish The Existence Of
A Genuine Issue Of Material Fact
Fed. R. civ. P. 56(c) provides that a motion for
summary judgment "shall be rendered forthwith if the plead-
ings, depositions, answers to interrogatories, and admissions
The decision in Lodge is in direct conflict with the de
cision of another panel of the same court decided one month
earlier. In McMillan v. Escambia County, 638 F .2d 1239 (CA5
1981), the Court held that "Zimmer v. McKeithen has been in
validated by Bolden," 638 F.2d, at 1247T~n. 16 7 and that the
Zimmer factors of whether whites campaign for black votes and
whether people in elective positions are responsive to minority
needs are no longer relevant. Id., at 1248.
-16-
on file, together with the affidavits, if any, show that
there is no genuine issue as to any material fact and that
the moving party is entitled to a judgment as a matter of
law...." The opposing party's response to a motion for
summary judgment, supported by affidavits or as otherwise
provided by the rule, "may not rest upon the mere allegations
or denials of his pleading, but his response, by affidavits
or as otherwise provided..." must set forth specific facts
showing that there is a genuine issue for trial. Fed. R.
Civ. P . 56(e).
Responding to defendants' motion for summary judgment,
plaintiffs recognized their burden to prove discriminatory
intent. (Plaintiffs' Response, at 4, J.A. 114.) Plaintiffs
made three references to the record in an attempt to show
the existence of a dispute on this issue. Two of those re
ferences were irrelevant to the intent issue. The remaining
reference was insufficient to establish the existence of a
genuine issue as to intent.
The only relevant support contained in plaintiffs'
response, for the allegation of discriminatory intent relied
solely on statements from defendant Conger's deposition.
Plaintiffs utilized defendant Conger's statements regarding
-17-
the Commission's change in wording of a referendum pro
posal to change the form of government to aver that the
change had been confusing and, therefore, that the pro
posal had been defeated by the electorate. (Id., at 3,
J.A. 113). Plaintiffs also cited defendant Conger's
reference to a series of annexations which plaintiffs
asserted, without proving, increased the number of white
voters in Jackson.
As defendants showed (Defendants' Reply, at 2,
J. A. Supp. 2), defendant Conger stated that, in fact,
there was no confusion (Tr. Depos., at 62-64, J. A. 186-
188). Moreover, the wording, paraphrased at Tr. Depos.
of Conger, 60, J.A. 184, is difficult to criticize as
probative of racial animus.
Plaintiffs' reliance on defendant Conger's state
ments regarding the annexations fell equally short of
establishing the existence of a genuine issue of material
fact. As defendants demonstrated (Defendants' Reply,
at 3, J. A. Supp. 3), defendant Conger had testified that
of the fifteen annexations he knew of, at least one was
unpopulated and another was "almost a hundred percent black
annexation." (Tr. Depos., at 80, J.A. 204). No other of
the annexations was specifically addressed. Moreover, plain
tiffs failed to establish any facts to support their alle-
-18-
gation that the annexations were accomplished for the
sole purpose of reducing the black population percentage.
Plaintiffs also assert that the existence of racially
polarized voting was in dispute. Brief for Appellants,
at 22. In fact, plaintiffs' response on this issue amounted
to no more than a restatement of the allegation of racial
bloc voting contained in the complaint, without further offer
of proof. (Plaintiffs' Response, If 8, J.A. 113). Plaintiffs
made no response to defendants' demonstration of the
existence of white crossover voting in elections in which a
black was a candidate for the office of Commissioner.
(Proposed Findings, 1(30-38, J.A. 66-68 .) This clearly did
not comply with the requirement of Fed. R. Civ. P. 56(e).
The remaining "disputed facts" plaintiffs claim to have
identified in their response to the motion for summary judg
ment were responsiveness of defendants to the needs of
black citizens as evidenced by disparate distribution of
municipal services between black and white neighborhoods and
by discrimination against blacks in municipal employment.
6/ In fact, as plaintiffs alleged, Jackson was 31.3% black
in 1976 (Plaintiffs' Response, at 3, J.A. 113). As defendants
attempted to show, using plaintiffs' figures, and assuming that
every new Jackson resident from 1970-76 was an annexed white
voter, the reduction in the percentage of black population was
de minimis. (Reply at 4-5, J.A. Supp. 4-5).
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Brief for Appellants, at 23. In fact, plaintiffs made
no response on the issue of employment of blacks other
than to state, without offering any proof, that prior to
1967, black citizens were excluded from the various boards
and commissions of the City. (Plaintiff 's Response, 1[17,
J. A. 112.) Plaintiffs made no response to defendants'
demonstration of the extent of black representation on
city boards and in city departments (Proposed Findings,
111(52-55 , 59 , 62-65, J.A. 70-71), although plaintiffs in
dicated that employment of blacks was improving. (Tr.
Depos. of Buchanan, at 43, J.A. 264).
With regard to the alleged disparity in municipal
services between black and white neighborhoods, plaintiffs,
in their response, again provided no reference to the record
for "testi(mony) by the plaintiffs" on this point, (Plaintiffs'
Response, at 3, J. A. 113), although plaintiffs indicated
that they advised the City through service on boards and
commissions (Buchanan Ans. to Interrog. No. 18, J.A. Supp.
25 26), and that blacks sometimes but not always, got the
services they demanded. (Tr. Depos. of Buchanan, at 15-17,
25, 41, J.A. 236-238 , 246, 262.)-1/
_7_/ Plaintiffs only attempt to allege the existence of addi
tional facts consisted of statements that they had engaged an
expert to evaluate the extent of disparity in municipal services.
aintiffs Response at 3, n. 1, J.A. 113. Since service dis
parities are irrelevant in a vote dilution case under Mobile,
this _ overdue proof, even if supporting the disparities
alleged, which is doubtful, could not have saved the plaintiffs'
case. As the Court in Mobile suggested, 446 U. S ., at 73, there
are other, more direct remedies for services disparities properly proved.
-20-
In their brief, for the first time, plaintiffs maintain
that summary judgment was improperly granted because "proof
concerning defendants' (sic) of discriminatory intent was
primarily in the hands of defendants...." Brief for Appellants,
at 22. The short answer to this claim of error is that
Fed. R. Civ. P. 56(f) provides a procedure for the opposing
party in such a situation. The court is authorized to re
fuse the application for judgemnt or to order a continuance
to permit affidavits to be obtained or depositions to be taken
or discovery where it appears from the affidavits of the
opposing party that he cannot present facts essential to
his position. Fed. R. Civ. P. 56(f). Plaintiffs made no
such claim in their response to the motion for summary judg
ment and made no attempt to avail themselves of the pro-
p /visions of Rule 56(f).— '
B. The District Court Properly Applied The Principles
Recognized By This Court In Determining That There
Was No Genuine Issue Of Material Fact In The Record
This Court has acknowledged that the provisions of
Fed. R. Civ. P. 56(e) do not alter the basic standard govern
ing the grant of a motion for summary judgment under Rule
56(c). Smith v. Hudson, 600 F .2d 60 (6th Cir. 1979), cert.
8 / In their brief, plaintiffs aver generally to the lack of
written legislative history for legislative enactments, but
made no such claims in responding to the motion for summary judg
ment. Brief for Appellants, at 13.
-21-
— _ -!-£se(̂ ' 444 U. S. 985 (1980). Plaintiffs rely on
— v ‘ Hudson, supra, for their argument that summary
judgment was improperly granted because the issue involved
was the intent behind the enactment and maintenance of
the commission form of government in Jackson. Brief for
Appellants, at 10.
Plaintiffs reliance on Smith v. Hudson, supra, is
misplaced. In Smith, this Court reversed the grant of a
motion for summary judgment because the lower court failed
to examine all of the discovery materials in the case and
relied instead solely upon the affidavits filed with the
motion for summary judgment in determining that no genuine
issue of material fact existed. In addition, the lower court
relied on the lack of a timely response by the plaintiffs
to the motion. 600 F.2d, at 65-66.
Unlike Smith, plaintiffs here responded to defendants’
motion for summary judgment with all of their proof. They
made no claim that they were unable to present facts essen
tial to justify their opposition. As demonstrated above,
plaintiffs’ response amounted to little more than mere
repetition of the allegations of the complaint. What
V Despite the result reached in Smith, this Court acknow
ledged that " [t]he thrust of Rule 56(e) is that a party may not
simply rest on the allegations in his pleadings in opposing a
motion for summary judgment...." 600 F.2d, at 64-65.
-22
proof" plaintiffs did produce, much of which was irrelevant
to a claim of vote dilution, was insufficient to establish the
existence of discriminatory intent. The District Court pro
perly considered all of the documents filed in the case, the
affidavits accompanying defendants' motion and plaintiffs'
response thereto, and correctly concluded that no genuine
issue of material fact as to the issue of intent existed.
Slip op., at 4-5, J .A . 120-21.
II. THE UNCONTROVERTED FACTS OF RECORD IN THIS CASE ESTABLISH
THAT THE COMMISSION FORM OF GOVERNMENT IN JACKSON WAS CREATED
AND HAS BEEN MAINTAINED FOR NON-DISCRIMINATORY REASONS AND
THUS, THE DISTRICT COURT'S GRANT OF DEFENDANTS' MOTION FOR
SUMMARY JUDGMENT, BASED ON CITY OF MOBILE V. BOLDEN, WAS PROPER
Plaintiffs recognize that the effect of the decision
to require proof of an invidious racial motive
on the part of those responsible for legislative action or
inaction to invalidate an at—large local election plan under
the Fourteenth Amendment. Brief for Appellants, at 17.
Plaintiffs maintain, however, that Mobile left open the question
of what type and how much evidence is required to establish
proof of a discriminatory purpose. Brief for Appellants, at
-23-
19 * ^ Based on the opinion in Lodge v. Buxton, 639 F.2d
1358 (CA5) cert, granted sub nom. Rogers v. Lodge, No.
80-2100 (October 6, 1981), plaintiffs assert that the "Zimmer
factors" ^ may be used to prove the existence of discriminatory
intent. Brief for Appellants, at 19.iH/
10./_ Plaintiffs remaining claims of questions left open by
Mobile, i.e., whether vote dilution violates §2 of the Voting
Rights Act of 1965 and whether a private right of action exists
under §2, Brief for Appellants, at 16, are irrelevant. Tennessee
has never been covered under §4 of the Voting Rights Act, 42 U.S.C.
§1973b (because discrimination in voting cannot statistically be
presumed to have occurred under the criteria of §4), and therefore,
that statute is not, and cannot be, involved in this case. Plaintiffs
9-lso maintain that the issue of whether a claim of vote dilution
a proper Fifteenth Amendment claim was left open in Mobile. The re
sults reached by the lower courts on this issue are in conflict as
revealed by_plaintiffs' citations. Brief for Appellants, at 17.
Even if an inhibition on black voting had been shown, (and plain
tiffs have denied that such an inhibition exists here, Plaintiffs'
Answers to Interrog., Nos. 9-13, J.A. Supp. 8-9, 17-18, 24), it
would ̂ violate the Fifteenth Amendment, under the rule in Mobile,
only if undertaken for the purpose of discriminating against black
voters. 446 U.S., at 65. Accord, Washington v. Finlay, F.2d
(CA4 Nov. 17, 1981). For the same reasons that purposefuT~dis-
crimination cannot be shown on this record under the Fourteenth
Amendment, that discrimination cannot be shown under the Fifteenth
Amendment.
11/ Zimmer v. McKeithen, 485 F.2d 1297 (CAS 1973) (en banc), aff'd
g'rounds_sub nom. East Carroll Parish School Board v. Marshall,
424 U.S. 636 (1976) . The Supreme Court specifically disclaimed-
any "approval of the constitutional views expressed by the Court
of Appeals." 424 U.S., at 638.
12/ Applying Mobile, the Fourth Circuit has recently upheld the
at-large election system of the commission form of government of
Columbia,South Carolina, in the absence of sufficient proof of
discriminatory effect or purpose. Washington v. Finlay, F.2d
(CA4 Nov. 17, 1981) .Although the trial court's decision was issued
prior to Mobile, the Fourth Circuit rejected plaintiffs' argument
that remand for consideration in light of Mobile was required. The
facts of record in that case established that blacks ran unrestricted
for office, registered and voted without hindrance and that voting
was not substantially polarized. Moreover, the court found the de
fendants responsive to black needs as measured by substantial black
employment and representation in appointive positions, heavy allocation
of federal funds to the black community and substantially equal pro-
footnote continued next page)
-24-
Use of the Zimmer factors as the sole proof of dis
criminatory intent was clearly rejected by the Supreme Court
in Mobile, 446 U . S ., at 73. As demonstrated by defendants
in their motion for summary judgment, application of the
Supreme Court's discussion of each of the Zimmer factors in
Mobile to the facts pleaded by the plaintiffs here in their
complaint made clear that the Supreme Court had specifically
rejected that theory of these plaintiffs' case. (Memorandum
of Points and Authorities in Support of Defendants' Motion
for Summary Judgment, at 13-22, J.A. 89-38, hereafter referred
to as "Points and Authorities".)
Specifically, plaintiffs maintain that the presence of
13/racially polarized voting— may be utilized to show dis
criminatory intent and that the existence of racially polarized
voting in Jackson was in dispute. Brief for Appellants, at
22. Proof of the existence of racially polarized voting,
14 /relied upon by the District Court in M o b i l e w a s rejected
(footnote continued from previous page)
vision of essential services and improvements. Plaintiffs' "proof"
of polarized voting and unresponsiveness in this case fell far short
of the proof offered and rejected in Washington v. Finlay.
13/ The first Zimmer factor (access of blacks to the electoral
system) was reflected in plaintiffs' claims of failure to elect
a black; past inhibitions on registering and voting resulting in
a present disparity in registration rates between blacks and whites;
and racially polarized voting. (Complaint 116(a) (1) - (3) , (6) , J.A.
9-10).
_lj/ See 423 F.Supp., at 388-89. From the fact of racially polarized
voting, the District Court found that blacks could never be elected
at-large (unless they increased their share of the Mobile population
from 35% to a majority), id., and that at-large elections discouraged
blacks from seeking public office, id. The Supreme Court described
these as "gauzy sociological considerations (which have no constitu
tional basis.)" 446 U . S ., at 75, n .22.
-25-
by the Supreme Court as insufficient to prove discrimina-
15 /tory intent.— 7
Even if racially polarized voting was sufficient to
prove discriminatory intent, contrary to plaintiffs'
assertion, the record in this case reveals that the exis
tence of racially polarized voting in Jackson was not in
d i s p u t e . P l a i n t i f f s ' response to defendants' demonstra
tion of the existence of white crossover voting in elections
with a black candidate (Proposed Findings, 1(30-38 , J.A. 66-68)
consisted of the bare assertion that "black and white voters
tend to vote as a bloc and along racial lines." (Plaintiffs'
Response, at 3, J.A. 113). In the absence of any proof to
support the allegation of racially polarized voting, the
District Court properly found that there was no dispute as
to this issue
The remaining alleged disputed facts identified by
plaintiffs involved the second Zimmer factor (responsiveness
of elected officials to black needs): discrimination against
blacks in employment and on city boards and disparate
provision of municipal services between black and white
neighborhoods (Plaintiffs' Response, at 2-3, J.A. 112-
15/ 446 U.S., at 65 (rejecting the argument from Smith v. Allw -
right and Terry v. Adams) . ~~
16̂ / The Fifth Circuit's opinion in Lodge v. Buxton, supra, upon
which plaintiffs rely, is noteworthy for its discussion of the
weight to be given evidence of racially polarized voting. "Like
unresponsiveness, it is a factor of greater significance in its
absence. A plaintiff would be hard pressed to prove that a system
was being maintained for invidious purposes, without proof of bloc
voting. 639 F.2d, at 1378 n. 41. In light of defendants' demonstra
tion of the presence of white crossover voting in elections with a
black candidate, and of the necessity of the black vote to incumbents
seeking re-election, plaintiffs' failure to produce any proof in
support of this allegation was fatal.
-26-
113).•— Again, as demonstrated by defendants (Points and
Authorities, at 16-17, J.A. 92-93), evidence of racial dis
crimination is relevant only as the most tenuous and cir
cumstantial evidence of the constitutional invalidity of
the at-large electoral system under Mobile, 446 U.S., at
74. Moreover, the record compiled in this case revealed
that the city and its commissioners are in fact responsive
to black needs. (Proposed Findings, at 5-11, J.A. 66-72).— 7
Moreover, defendants showed that white candidates cam
paigned actively for black votes and, as incumbents, saw
the black vote as essential to re-election. (Proposed Findings
1138-45, J.A. 67-69). These facts disproved any allegation
that the incumbent commissioners maintained the system
of at large elections for the purpose of discriminating
against black citizens.
17 /
17/ As indicated, supra, p. 19, plaintiffs failed to support
even these allegations with evidence from the record.
18/ Indeed, evidence of unresponsiveness is essential to the
successful establishment of a vote dilution claim, under the
reasoning of the Fifth Circuit in Lodge v. Buxton, supra, upon
which plaintiffs rely. "An essential element of a prima facie
case is proof of unresponsiveness by the public body in question
to the group claiming injury. Proof of unresponsiveness, alone,
does not establish a prima facie case sufficient to shift the
burden of proof to the party defending the constitutionality of
the system; responsiveness is a determinative factor only in its
absence. (Emphasis added) 639 F.2d, at 1374.
Once again, plaintiffs' failure to produce facts in support of the
allegation of unresponsiveness was fatal in the face of defendants'
demonstration of the extent of black representation on city boards
and in city departments, and of the extent of the expenditure of
federal funds for services in predominately black neighborhoods.
Plaintiffs produced no proof such as that produced by the plaintiffs
in L°dge v. Buxton, supra, 639 F.2d, at 1377 , n. 37 on the extent of
services disparities or such as that offered in Washington v. Finlay,
_F .2d __(CA4 Nov. 17, 1981). In the latter case, the Fourth Circuit
characterized the testimony or non-expert witnesses for the plaintiffs
as "impressionistic observations, unsupported by any technical data
(footnote continued next page)
-27-
Plaintiffs rely on statements from defendant Conger's
deposition regarding the change in wording of a referendum
proposal to change the commission form of government, and
statements regarding a series of annexations which plaintiffs
asserted, without proving, increased the number of white
voters in Jackson, to show the existence of a genuine issue
of intent. As defendants demonstrated, supra n. 6,
plaintiffs own numbers refuted their assertion that the
annexations significantly increased the number of white voters
in proportion to the number of black voters. (Defendants'
Replyt at 3-5, J.A. Supp. 3-5.) Moreover, plaintiffs failed
to establish the necessary prerequisites to a successful
claim of a racially motivated annexation — a pre-annexation
black population near 50% and a post-annexation diminution of
black population strength and that the annexations were not
supported by neutral, non-racial reasons. City of Richmond
v. United States, 422 U. S. 358 (1975).
Based on defendant Conger's statements regarding the
change in wording of a referendum proposal to change the
(footnote continued from previous page)
and preponderate^ non-specific as to time and extent" and re
jected it "because of its nonspecificity and limited nature where
specificity and comprehensiveness are both possible and critical
to fair fact-finding." ___F.2d., at __, n. 7. Consisting of
no more than the mere allegation of employment discrimination and
disparate provision of services, plaintiffs "proof" was properly
rejected by the District Court.
-28-
commission form of government, plaintiffs averred that the
change was confusing and, thus, defeated by the electorate.
Plaintiffs rely on these statements to show the existence
of a genuine issue of intent. Brief for Appellants, at 20.
This allegation was the only allegation of a violation of
the Equal Protection clause that was not cast in the terms
of the discredited Zimmer analysis. However, as defendants
demonstrated (Defendants' Reply, at 2-3, J.A. Supp. 2-3),
plaintiffs unsupported claim was insufficient in light of
the rejection of an even stronger claim of referendum mani
pulation in McMillan v. Escambia County, 638 F .2d 1239 (CA5
1981). In McMillan, evidence that commissioners had preserved
the at-large sytem by refusing, against the recommendation
of charter revision commissions, to submit proposals to change
to single-member districts was held insufficient to prove
1 Q /discriminatory maintenance. 638 F.2d, at 1246.
1 9 / Here, as the record demonstrated, the proponents of a
proposal to change the commission form of government never asked
for the first serious step in implementing a change — the appoint
ment of a charter commission. (Tr. Depos. of Conger, at 59-62,
J.A. 183-186). Blacks served on the committee which studied the
1969 charter amendment. (Tr. Depos. of Conger, at 33, 34, J.A.
157-58). There was no request from anyone in 1969 to change the
form of government. (Affidavit of Rice, 1(3, at 4, J.A. 36).
-29-
III. THE DISTRICT COURT PROPERLY EXERCISED ITS DISCRETION
TO GRANT SUMMARY JUDGMENT WITHOUT A HEARING
Fed. R. Civ. P. 56 does not expressly require that
a hearing be held on a motion for summary judgment. Fed.
R. Civ. P. 78 and 83 authorize the district courts to
provide for the submission and determination of motions
without oral hearing upon brief written statements of reasons
in support and opposition.
By local rule, grant of defendants' motion for summary
judgment without a hearing, despite plaintiffs' request,
was within the discretion of the District Court.— ^
20_/ Local Rule 8(b) of the U. S. District Court for the Western
District of Tennessee, provides: "Upon the filing of a motion
and the timely filing of the response, if any, the motion shall
be submitted to the Court for a ruling unless a hearing has been
requested and granted as hereinafter provided...." Rule 8(c)
provides: "If a hearing on the motion is desired by counsel,
such hearing should be requested in the motion or response;
if the Court determines that such hearing would be helpful or
necessary, the Court will set the date and time of the hearing...."
-30-
It has been held that the hearing referred to in Fed. R.
Civ. P. 56(c) does not necessarily mean an oral hearing.
Kibort v. Hampton, 538 F.2d 90 (CA5 1976).
What the rule contemplates is 10 day
advance notice to the adverse party
that the matter will be heard and
taken under advisement as of a cer
tain day. This provides the adverse
party with an opportunity to prepare
and submit affidavits, memoranda and
other materials for the court to con
sider when ruling on the motion. If
the adverse party is given this oppor
tunity, then he has been heard within
the meaning of Rule 56(c). 538 F.2d,
at 91. 21/
Defendants' motion for summary judgment was filed on
October 21, 1980. The District Court granted the motion on
March 31, 1981. Plaintiffs had ample time to respond to
2 2/the motion and did so.— Plaintiffs responded with all of
21/ The Court also expressed its opinion that local rules, such
as the rule involved here, requiring motions for summary judgment
to be accompanied by briefs and requiring opposing affidavits
and briefs to be filed within a period of not less than 10 days
after which the court will consider the motion, appear to afford
adequate hearing within the meaning of Rule 56. 538 F.2d, at 91,
n . 1.
22/ As plaintiffs' citation to authority, Brief for Appellants,
at 25, reveals, motions for summary judgment without affording
an opportunity for a hearing have been reversed where the court
failed to comply with the time requirements of Rule 56(c) and
the opposing party lacked adequate time to respond to the motion.
-31-
their proof of the alleged discriminatory intent of de
fendants and of alleged nonresponsiveness of defendants.— ^
Plaintiffs' three "citations" to the record consisting
primarily of statements of defendant Conger, failed to
establish the existence of disputed fact as to intent.
A hearing would have produced no more facts, therefore,
the District Court properly exercised its discretion to
grant summary judgment without oral argument.
CONCLUSION
Plaintiffs commenced their challenge to the City
of Jackson's commission form of government and its system
of at large elections nearly five years ago. Defendants'
motion for summary judgment, filed over three years after
the initiation of the suit, and subsequent;to the decision
in Mobile, demonstrated the lack of a basis in law and
fact for plaintiffs' claims.
23/ Plaintiffs' claim of the unavailability of a study by its
expert on the subject of municipal services distribution between
black and white neighborhoods (Plaintiffs' Response, at 3, n.l,
J .A . 113) failed to comply with the requirements of Rule 56(f).
Whatever the phantom study would have shown, the District Court
properly disregarded it as irrelevant to a showing of discrimina
tory intent in light of Mobile.
-32-
Identical assertions to those made in this case
of failure to elect a black, inhibitions on registration
of black voters prior to 1950 resulting in a lower per
centage rate of registered blacks than of whites, and
racially polarized voting were proved and rejected in
Mobile as insufficient to support a finding of intentional
discrimination. Moreover, defendants uncontroverted facts
demonstrated the presence of white crossover voting in
elections with a black candidate, the significant re
presentation of blacks on city boards and in municipal
employment, the expenditure of substantial federal funds
for services in predominately black neighborhoods, and the
responsiveness of the elected incumbents to black voting
power.
Plaintiffs' response to the motion for summary judg
ment only served to further strengthen the basis for de
fendants' motion. Consisting of little more than mere re
petition of the allegations of the complaint, the response
failed to identify any genuine issue of material fact that
would prevent the grant of summary judgment. Given the
uncontroverted facts in the record, disposition by summary
judgment was proper. In light of the plaintiffs' response,
it was apparent that a hearing on the motion would produce
no more evidence and, thus, the grant of summary judgment
-33-
for defendants without a hearing was proper.
For the foregoing reasons, the District Court's
grant of summary judgment for defendants should be
affirmed.
Respectfully submitted,
dUJb, j Xit,, >
WiiriairTRussell Rice V v
Rice & Rice
Third Floor, Fox Building
203 East Main Street
Jackson, Tennessee 38301
(901)424-1181
Charles S. Rhyne
Martha B. Pedrick
Rhyne and Rhyne
1000 Connecticut Avenue, N. W.
Suite 800
Washington, D. C. 20036
(202)466-5420
December 23, 1981