Plaintiffs' Amended Responses to Defendants' First Set of Interrogatories
Public Court Documents
February 21, 1991
40 pages
Cite this item
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Case Files, Sheff v. O'Neill Hardbacks. Plaintiffs' Amended Responses to Defendants' First Set of Interrogatories, 1991. a518d298-a346-f011-877a-002248226c06. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/72d9de05-1463-4bc5-b09a-5f7f3d6a0c3a/plaintiffs-amended-responses-to-defendants-first-set-of-interrogatories. Accessed November 02, 2025.
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Cv89-0360977S
MILO SHEFF, et al. SUPERIOR COURT
Plaintiffs
Vv. JUDICIAL DISTRICT OF
HARTFORD/NEW BRITAIN
WILLIAM A. O'NEILL, et al. AT HARTFORD
Defendants FEBRUARY 12, 1991
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PLAINTIFFS’ AMENDED RESPONSES TO DEFENDANTS'
FIRST SET OF INTERROGATORIES
PAST VIOLATIONS: AFFIRMATIVE ACTS
1. Please identify each and every affirmative act by the
defendants, their predecessors, or any other state officer,
agency or other body which the plaintiffs will claim at trial
violated the State Constitution. For each such act provide the
date the act occurred, the person, agency or other body
responsible for the act, and any and all information the
plaintiffs will claim that person, agency or other body had or
should have had at that time which would have apprised them of
the consequences of that act.
RESPONSE TO INTERROGATORIES 1, 2, 3, 4:
Plaintiffs have not brought this case to challenge the
constitutionality of specific historical actions of the state.
Rather, as plaintiffs have repeatedly maintained, it is the
present condition of racial segregation in the region's schools
that violates the Connecticut Constitution as a matter of law,
and the harms that flow from the present condition of racial and
economic segregation that in fact deprive Hartford area school
children of their right to equality of educational opportunity.
Defendants have claimed that the requisite “state action” is
not present here, because, as they argue, the state has taken no
affirmative steps to cause segregation. As plaintiffs have tried
to impress upon the court, the state's argument has no basis in
law. The state controls public education, and the state has an
affirmative duty to guarantee equal educational opportunity. The
extensive involvement of the state satisfies every standard of
state action of which plaintiffs are aware. As in Horton v.
Meskill, the Sheff case claims that the present system of public
education is unconstitutional. Defendants’ state action argument
in the present case would be equivalent to arguing in the Horton
case that the state did not "cause" differences in wealth, tax
burden, and educational need among different school districts!
Nonetheless, if defendants persist in this line of argument,
and if the court does not eliminate this issue prior to trial,
plaintiffs are prepared to rebut defendants’ claims that the
state did nothing to cause or contribute to school segregation or
that the state is not "responsible for" existing school
boundaries that exacerbate segregation. In fact, defendants have
taken numerous actions that have “caused” or "contributed to”
segregation. Taken together, in whole or in part, these actions
by the state can be said to be unconstitutional to the extent
that they have led to or have contributed to the unconstitutional
system of racial and economic segregation and the concomitant —
harm that flows from that system. A summary of plaintiffs’ proof
on these points is set out below, as best as can be determined at
this stage of the case. Plaintiffs reserve the right to amend or -
supplement their responses.
Defendants are legally responsible for the
creation, maintenance, approval, funding,
supervision and control of public education.
Defendants discharge a broad range of statutory
obligations that demonstrate their control over and
responsibility for Connecticut's system of public education.
Defendants provide substantial financial support to schools
throughout the State to finance school operations. See §§10-262,
et seq. They also approve, fund, and oversee local school
building projects, see §§10-282, et seq., and reimburse towns for
student transportation expenses. See §10-273a.
Defendant State Board of Education has "general
supervision and control [over] the educational interests of the
state,” §10-4, and exercises broad supervision over schools
throughout the State. It prepares courses of study and curricula
for the schools, develops evaluation and assessment programs, and
conducts annual-assessments of public schools. See id. The —
Board also prepares a comprehensive plan of long-term goals and
short-term objectives for the Connecticut public school system
every five years. See id.
Defendants exert -broad control over school attendance
and school calendar requirements. They establish the ages at
which school attendance is mandatory throughout the State. See
§10-184. They determine the minimum number of school days that
public schools must be in session each year, and have the
authority to authorize exceptions to this requirement. See §10-
15. They also set the minimum number of hours of actual school
work per school day. See §10-16. In addition, defendants
promulgate a list of holidays and special days that must be
suitably observed-in the public schools. See §10-29a.
Defendants are directly involved in the planning and
implementation of required curricula for the State's public
schools. They promulgate a list of courses that must be part of
the program of instruction in all public schools, see §10-16Db,
and they make available curriculum materials to assist local
schools in providing course offerings in these areas. See id.
Defendants impose minimum graduation requirements on high schools
throughout the State. See §10-22la. And they exercise
supervisory authority over textbook selection in all of the
State's public schools. See §10-221. In addition, defendants
require that all public schools teach students at every grade —
level about the effects of alcohol, tobacco, and drugs, see §10-
19, and that they provide students and teachers: with-an—_ —
opportunity for silent meditation at the start of every school
day. See §10-16a.—- ~~
| Defendants exert broad authority over the hiring,
retention, and retirement, of teachers and other school
personnel. They set minimum teacher standards, see §10-145a, and
administer a system of testing prospective teachers before they
are certified by the State. See §10-145f. Certification by
defendants is a condition of employment for all teachers in the
Connecticut public school system. See §10-145. All school
business administrators, see §10-145d, and intramural and
tnterscholastic coaches hired must also be certified by
defendants. See §10-149. Defendants also prescribe statewide
rules governing teacher tenure, see §10-151, and teacher
unionization, see §10-153a, and maintain a statewide teachers!’
retirement program. See §10-183c.
Defendants supervise a system of proficiency
examinations for students throughout the State. See §10-14n.
These examinations, provided and administered by the State Board
of Education, test all students enrolled in public schools. See
id. Defendants require students who do not meet State standards
to continue to take the examinations until they meet or exceed
expected performance levels. See id. Defendants also promulgate
procedures for the discipline-and expulsion of public school
students throughout the State. See §10-233a et seq.
Defendants also exert broad authority over language of
instruction in public schools throughout the State. They mandate
that English must be the medium of instruction and administration
in all public schools in the State. See §10-17. But they also
require local school districts to classify all students according
to their dominant language, and to meet the language needs of
bilingual students. See §10-17f. Defendants require each school
implementing a program of bilingual education for the first time
to prepare and submit a plan for implementing such a program to
the State Commissioner of Education. See id.
The Connecticut Supreme Court has repeatedly stated that
public education is, in every respect, a responsibility of the
state. See Plaintiffs’ Memorandum of Law in Opposition to
Respondents’ Motion to Strike (November 9, 1989) (pp. 7-15).
While certain aspects of administration are delegated to local
districts, such delegation is only at the pleasure of the state,
and in no way diminishes the state’s ultimate duty to provide
public education. See, e.qg., Waterbury Teachers Association v.
Furlong, 162 Conn. 390, 294 A.2d 546 (1972). Plaintiffs will
present evidence of the history of state control over local
education in Connecticut through their expert historical witness,
Professor Christopher Collier.
b. The state requires, pursuant to C.G.S. §10-240, that
school district boundaries be coterminous with municipal
boundaries.
The requirement that town and school district-boundaries
be coterminous was imposed by the state in 1909.1 Prior to
1909, there was no state requirement that town and school
district lines be the same, and many school districts crossed
town lines.2 Since 1909, there has been no change in school
district boundaries in the Hartford region, even as those school
districts became increasingly segregated. Thus, the state-
imposed system of coterminous town and school district boundaries
served as a legal template on which the pattern of school
segregation was laid out.
1 In prior legislation, the state had authorized towns to
consolidate school districts within their borders (1854), and had
prohibited the establishment of any additional school districts
(1866).
d See, e.q., 2nd Annual Report of the Board of Commissioners of
the Common Schools, (Hartford, 1840); Annual Report of the
Superintendent of the Common Schools for 1847 (Seth Beers);
Annual Report of the Superintendent of the Common Schools, 1955;
Stiles, History of Ancient Wethersfield, V.I. (1904, reprinted
1974) p. 370; Litchfield and Hoyt, History of the Town of Oxford,
(1960); See Also F. W. Beers, Atlas of New York and Vicinity
Including Fairfield County, Connecticut (1867); F. W. Beers and
Ellis and G.G. Soule, Atlas of New Haven County (1868); Atlas of
New London County (1868) ; County Atlas of Litchfield (1874);
County Atlas of Middlesex, Connecticut (1974); Backer and
Tilden, Atlas of Hartford City and County (Hartford, 1896);
School Districts of the Town of Hartford (1902).
Even iA 1909, although Connecticut's black population
was very small, the pattern of black migration and racially
identifiable housing was already established. By 1909, roughly
92% of Connecticut blacks were living in the cities. Thus,
restriction of school districts to city boundaries had the
foreseeable impact of limiting black access to suburban schools:
Professor Collier will testify that two to three segregated black
schools were established in Hartford between 1811 and 1859; that
until after the civil war, black students were permitted to
attend no public high school in Connecticut; and that there is
evidence that there is evidence that black students in the 19th
century were often held up to scorn and ridicule in those
instances in which they attended white schools. It was not until
1867 that state law abolished "official” segregation of public
schools.
The only exception to the requirement of coterminous
town and school district boundaries is where two or more
districts voluntarily enter into a regional school district with
state approval, pursuant to C.G.S. §10-39 et seq. However, this
option was denied to the City of Hartford for fifteen years, from
1969 to 1985, during the most rapid period of growth in school
minority concentration, by operation of a state statute, C.G.S.
§10-39.3
There is AB ERE tutional basis for the legal
requirement that town and school district boundaries be
coterminous. Nor is there any practical basis for the
requirement. School districts throughout the United States are
organized on other than a town-by-town basis. In Connecticut,
intertown arrangements have been approved, encouraged, or
mandated by the state, in the areas of sewer, water,
transportation, and education. In the area of education, the
state has established regional vocational-educational schools,
and has encouraged interdistrict cooperative arrangements among
suburban communities in special education programs. However,
since 1954, with the exception of Project Concern, which the
state has failed to adequately fund (see response to
Interrogatory 5), the state provided no funding for
urban/suburban interdistrict programs in regular education until
after the present lawsuit was announced.
3 See Memorandum from Commissioner
dated ‘
The state requires, pursuant to-C.G.S.- §10-184,
that school-age children attend public school 1
within the school district wherein the child
resides.
Pursuant to C.G.S. 10-184, parents are required to send -
their children seven and over and under sixteen to a school 1in
the district wherein such child resides.” | ‘Defendants have
enforced this statute to 0 prevent children living in the city of
Hartford from attending school in suburban districts. For
example, in 1985, four parents living in Hartford sent their
children across town lines to the Bloomfield school system in
order to secure an integrated and minimally adequate education
for their children. Defendants, with the knowledge that the
system of education these children were receiving was better in
Bloomfield, employed the criminal process and had the parents
arrested for larceny pursuant to C.G.S. 53a-119. See State Vv.
Saundra Foster (spring 1985).
Plaintiffs will also present historical evidence that
prior to the adoption of C.G.S. §10-184, school children in
Connecticut often crossed district lines to obtain education
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d. From approximately 1954 to the present, the State
Department of Education and the State Board cf... --... .
Education have engaged in a massive program of new
school ‘construction and school additions or
renovations in Hartford and the surrounding
communities, with direct knowledge of the
increasing segregation in Hartford area schools.
By 1954, defendants were well aware of the growing
pattern of racial segregation in education and its alleged harm
to black children. Between 1954 and the present, defendants
approved and funded the construction of over fifty new schools in
virtually all-white communities, representing over ____% of the
total school capacity in the region.4 Through stipulation or
testimony, plaintiffs will provide the court with a list or map
of schools built, by year, grade level and number of students,
along with a table, map or other graphic representation of the
increasing racial segregation of Hartford area schools over time.
e. The state has further contributed to segregation by
authorizing and/or requiring payment of transportation
costs by local districts for students attending private
schools, and by reimbursing local districts for said
costs.
[MARIANNE LADO]
4
Discovery Exhibit (
Source: DOE reports and H.C. Planning Associates Survey --
Set of Document Production).
&
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f. The state’s adoption and implementation of the-"Racial
Imbalance” law and requlations has contributed to and
authorized racial segregation in Hartford schools.
(MARIANNE LADO]
g. The state contributed to racial and economic
segregation, and unequal, inadequate educational
conditions by establishing and maintaining an
unequal and unconstitutional system of educational
financing, up to 1986.°
Until 1979 the principal source of school funding came
from local property taxes, which depended on the wealth of the
town. This principal source was supplemented by the state by a
$250 flat grant principal, which applied to the poorest and the
wealthiest towns. There was great wealth disparity which was
reflected in widely varying funds available for local education
and consequently widely varying quality of education among towns.
The property-rich towns through higher per pupil expenditures
5 Sources for this section include Horton v. Meskill, 31 Conn.
Sup. 377, 332 A.2d 113 (1974); I1d., 172 Conn. 615, 376 A.2d 359
(1977); Supreme Court Record in previous case, (No. 8127); Horton v. Meskill, 195 Conn. 24, 486 A.2d 1099 (13985); Supreme Court
Record in previous case, Nos. 12499-12502.
were able to provide a substantially wider range and high qualify.
of education services than property-poor towns even as taxpayers
in those towns were paying higher taxes than taxpayers in
property-rich towns. All this was happening even though the
state had the non-delegable responsibility to insure the students
throughout the state received a substantially equal educational-
opportunity. Thus prior to 1979, the system of funding public
education in the state violated the state constitution.
In 1979, the state adopted a guaranteed tax base to
rectify in part the financing inequities. This system was to be
phased in over five years from 56% funding in 1979-80 to 100%
funding in 1983-84. In 1980, the state amended the 1979 act to
postpone current year funding for special education for one year,
saving the state $9,000,000. This had ar Adverse impact on
property-poor towns. In 1981, the state reduced the 1981-82
phase-in from 78% to 72%, saving the state $63,000,000. In 1982,
the state reduced the 1982-83 phase-in from 89% to 81% and again
postponed special education reimbursement for one year, saving
the state $44,900,000. In 1983, the state reduced the 1983-84
phase-in from 100% to 90% and again postponed special education
reimbursement for one year, saving the state $83,000,000. The
state also mandated the use of 3-year-old rather than 2-year-old
data. This change made the data more obsolete but saved the
state $23,000.000. In 1984; the state reduced the 1984-85 phase-
in from 100% to 95%, saving $21,000,000.
The delays between 1980 and 1985 in implementing the
1979 act and the unjustified use of obsolete data made the
formula more disequalizing and exacerbated disparities in per
pupil expenditures. These conditions denied students their
rights to substantially equal educational opportunities under the
state constitution. - A. a
The state has contributed to racial and economic
segregation in housing.
Residential segregation is 2 complex process that is
strongly influenced by the actions of federal, state, and local
government in the areas of housing policy, transportation, land
use regulation and educational policy. Residential segregation
is also influenced by the actions and policies of private
realtors and landlords who are subject to regulation by the
state. Individual choices also play a role in the process. The
process of residential segregation can also be influenced and
attenuated by effective actions at all levels of government.
Plaintiffs are not claiming in this lawsuit that any of
the state's housing actions are unconstitutional. Any such
claims are expressly reserved. However, it cannot be denied that
the state has played an important causal role in the process of
residential segregation in the Hartford region. Plaintiffs will
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describe, through expert testimony, some of the ways that the
state of Connecticut has contributed to residential segregation.
(Plaintiffs’ investigation is ongoing and is subject to amendment
in a timely fashion.)
Plaintiffs testimony on these issues may include but
will not be limited to the following areas:
Location of Assisted Housing: Approximately 73% of
Hartford-area assisted family housing units are located in the
City of Hartford. The state has played a direct role in the
creation, funding, approval, siting, or administration of many of
these units over the past 40 years. On information and belief,
these units were racially segregated by town when initially
occupied and have remained segregated to the present. In
contrast, elderly assisted housing is located predominantly in
the suburbs.
Transportation: During the same time period, the
state has engaged in a series of transportation decisions that
have increased "white flight” from Hartford, limited minority
access to employment opportunities, and exacerbated racial and
economic residential segregation in the Hartford region. These
actions have included the construction and expansion of I-91, the
construction and/or expansion of Route I-84, Route 2, and Route
—
-i3 Bi
44, the reduction in light rail/commuter rail capacity, and the. - _
rejection of various mass transit proposals by the state DOT.
These patterns are consistent with well documented historical
patterns in metropolitan areas throughout the Northeast.
Affirmative Marketing: In its administration of
state housing programs, the state has failed to monitor and. .-
enforce affirmative marketing plans for state-funded suburban
housing developments, including, on information and belief,
failure to require affirmative marketing during initial
occupancy, failure to provide adequate numbers of staff to
monitor and enforcement affirmative marketing requirements,
failure to conduct surveys of racial occupancy, and failure to
require affirmative marketing plans until 1988.
Statutory Barriers: The state has provided
suburban towns with veto power over state-subsidized projects
through C.G.S. §8-120, which prohibits the Connecticut Housing
Authority from developing new housing, including Section 8
developments, in any municipality without a finding of need or
approval by the local governing body of the municipality,’ and
through C.G.S. §§8-39(a) and 8-40, which prohibit local housing
7 In the pending case of East Hartford v. Papandrea, this
statute is being used by a suburban Public Housing Authority to
exclude out-of-town federal rental certificates.
«17
authorities from constructing, rehabilitating or -financing.a -
housing development in a neighboring municipality without that
municipality’s permission.
Rental Assistance: Another way in which the state
has conte ibited. to residential segregation through its
administration of state housing programs is through its
administration and oversight of state and federal rental
assistance programs, and its failure to permit or encourage such
certificates to be used in a portable manner to permit
certificate holders to cross municipal lines. For example, in
1980, the office of the attorney general interpreted C.G.S §§8-
39(a) and 8-40 to limit the use of federal rental subsidies to
the municipality where the certificates were issued. Also, in
its own administration of the state-subsidized rental assistance
program (RAP), the state has placed a large share of Hartford-
area RAP certificates in the City of Hartford.8 Finally, on
information and belief, in its own administration of the
federally-funded Section 8 certificate and voucher programs, the
state has failed to take sufficient steps to seek out suburban
housing opportunities, and has placed an increasing share of
8 [list data]
Hartford area rental Section 8 certificates and vouchers “in the=—
City of Hartford.’
Residency Preferences: The state has officially
permitted the use of residency preferences by suburban public
housing authorities, including certain PHAs in the Hartford area,
residency preferences have a discriminatory impact in white
suburban communities, limiting the access of low income minority
residents to suburban housing opportunities and suburban schools.
Exclusionary Zoning: The state has been repeatedly
advised of the discriminatory and exclusionary effects of its
scheme of planning, zoning and land use laws and regulations,
which have permitted local governments to erect zoning and other
land use barriers to the construction of multifamily housing,
rental housing, manufactured housing, assisted low and moderate
income housing. As a matter of law, zoning and land use
regulation is solely a state power, which Connecticut delegates
to municipalities. As a matter of practice, until very recently,
the state of Connecticut has essentially “looked the other way”
as exclusionary local ordinances forseeably multiplied throughout
the state. Up until 1988, the legislature consistently resisted
efforts to reform exclusionary zoning, in spite of frequent calls
9 [list data]
for reform. In addition, various state agencies promoted the . .. -
status quo in zoning and land use through the planning process,
and the state may have also encouraged exclusionary land use—-
patterns through its system of funding local sewer construction.
Plaintiffs will present evidence of the state’s failure to act to
remedy -the exclusionary zoning practices for which it was
directly responsible.
& * =o | * * *
At the present time, plaintiffs are continuing to
investigate actions taken by defendants that have contributed to
the constitutional violations set out in the Complaint. At this
time, except as set out above, plaintiffs have not completed
investigation as to what specific "information [defendants]...had
or should have had” at particular times which would have
"apprised defendants of the consequences of particular actions.”
Plaintiffs’ position is that although proof of such “notice” is
not necessary for plaintiffs to prevail, nonetheless the
increasing racial and economic segregation in area schools was
obvious, and numerous reports and studies put the state on notice
of the problems and possible causes and solutions. See response
to Interrogatory 5. Further details in response to this
interrogatory will be provided in a timely fashion, in advance of
trial.
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each such act provide the date the act occurred, the person,
agency or other body responsible for the act, and any and all
information the plaintiffs will claim that person, agency or _
other body had or should have had at that time which would have
apprised them of the consequences of that act. : :
RESPONSE: [Please see response to Interrogatory 1]
3. Please identify each and every affirmative act by the
defendants, their predecessors or any other state officer, agency
or other body which the plaintiffs will claim at trial caused the
condition of socio-economic isolation in the Hartford Public
Schools and/or the identified suburban school districts. For
each such act provide the date the act occurred, the person,
agency or other body responsible for the act, and any and all
information the plaintiffs will claim that person, agency or
other body had or should have had at that time which would have
apprised them of the consequences of the act.
RESPONSE: [Please see response to Interrogatory 1]
4. Please identify each and every affirmative act by the
defendants, their predecessors or any other state officer, agency
or other body which the plaintiffs will claim at trial cause the
concentration of "at risk” children in the Hartford Public
Schools. For each such act provide the date the act occurred,
the person, agency or other body responsible for that act, and
any and all information the plaintiffs will claim that person,
agency or other body had or should have had at that time which
would have apprised them of the consequences of that act.
RESPONSE: [Please see response to Interrogatory 1]
PAST VIOLATIONS: OMISSIONS
5. Please identify each and every affirmative act, step, or
plan which the plaintiffs will claim at trial the defendants,
their predecessors, or any other state officer, agency or other
body were required by the State Constitution to take or implement
to address the condition of racial and ethnic isolation in the
Hartford Public Schools and the identified suburban school
A
districts, but which was not in fact taken or implemented. For
each such act, step, or plan provide the following:
a) The last possible date upon which that act, step or
plan would necessarily have been taken or
implemented in order to have avoided a violation
that the Constitution;
b) The specific details of how such act, step or plan
should have been carried out, including (1) the
specific methods of accomplishing the objectives. of -. :
the act, step or plan, (2) an estimate of how long
it would have taken to carry out the act, step, or
plan, and (3) an estimate of the cost of carrying
out the act, step or plan;
c) For Hartford and each of the identified suburban
school districts, the specific number and percentage
of black, Hispanic and white students who would, of
necessity, have attended school outside of the then
existing school district in which they resided in
order for that act, step or plan to successfully
address the requirements of the Constitution.
RESPONSE: As set out in the Complaint, defendants’ failure to
act in the face of defendants’ awareness of the educational
necessity for racial, ethnic, and economic integration in the
public schools, defendants’ recognition of the lasting harm
inflicted on poor and minority students concentrated in urban
school districts, and defendants’ knowledge of the array of legal
tools available to defendants to remedy the problem, is violative
of the State Constitution. Plaintiffs challenge defendants’
failure to provide plaintiffs with the equal educational
opportunities to which the defendants were obligated to ensure.
YT
Since at least-1965, when the United States Civil Rights
Commission reported to Connecticut's ‘Commissioner of Education,
defendants have had uonledge of the increasing racial, ethnic,
and economic segregation in the ‘Hartford metropolitan area and
the power and authority to remedy this school segregation. Not
only did defendants EI to. _take- comprehensive or Ey wR steps
to ameliorate the increasing segregation in and among the
region's schools, but defendants also failed to provide equal
access to educational resources to students in the schools in the
Hartford metropolitan area. Such resources include, but are not
limited to, number and qualification of staff; facilities;
materials, books, and supplies; and curriculum offerings.
Specifically, plaintiffs may present evidence at trial of
the many reports and recommendations presented to Defendants
which documented the widespread existence of racial, ethnic, and
economic segregation and isolation among the school districts and
which proposed or endorsed remedial efforts to eliminate such
segregation. Plaintiffs will not necessarily claim that if
implemented, the specific programs and policies offered in such
reports and recommendations would have been sufficient to address
the constitutional violation. Neither will plaintiffs
necessarily claim that any one particular recommendations was
required by the State Constitution. These reports and
recommendations may include but are not limited to the following:
23 -
a. United States-Civil-Rights Commission, Report to-- -..
Connecticut’s Commissioner of Education (1965);
b. Center for Field Studies, Harvard Graduate School
of Education; Schools for Hartford {Cambridge,—— ———~=—===
Mass.: Harvard University, 1965);
c. "Equality and Quality in the Public Schools,”
Report of a Conference Sponsored Jointly by the
Connecticut Commission on Civil Rights and the
Connecticut State Board of Education,” (1966).
d. Request by the Connecticut Civil Rights Commission
to the Governor (request that the Governor take a
stand against de facto segregation and publish a
statement on the drawbacks of de facto segregation
in the schools) (1966).
e. Committee of Greater Hartford School
Superintendents, Proposal to Establish a
Metropolitan Effort Toward Regional Opportunity
(METRO) (1966);
f. Legislative Commission on Human Rights and
Opportunities, Plan for the Creation and Funding of
Educational Parks (Hartford, December, 1968);
g. Task Force, Regional Advisory Committee for ths
Capitol Region, "The Suburbs and the Poverty
Problems of Greater Hartford,” (Hartford, September
30, 1968);
h. Irving L. Allen and J. David Colfax, Urban Problems
and Public Opinion in Four Cities (Urban Research
Report No. 14, Community Structure Series No. 3;
Storrs, Conn.: University of Connecticut, 1968);
i. Walter R. Boland, et al., De Facto School
Segregation and The Student: A Study of the
Schools in Connecticut's Five Major Cities (Urban
Research Report No. 15, Community Structure Series
No. 4; Storrs, Conn.: University of Connecticut,
1968);
k. Educational Resources and Development Center, The
School of Education and Continuing Education
Service, University of Connecticut, A Study of
Urban School Needs in the Five Largest Cities of
Connecticut (Storrs, Conn.: University of
Connecticut, 1963);
Edward A. Lehan, Executive Secretary to the
Hartford City Manager, Report on Racial CHRPOBTELOR
of Hartford Schools to the State Board of Education
(Hartford, 1969);
Joint Committee of the Hartford Board of Education
and the Human Relations Commission, Rartford,
Report, (July, 1969); == grins Rant
City of Hartford, "Community Development Action
Plan: Education 1971-1975," (Sept. Y, 1579); ;
Hartford Board of Education, "Reconisnded Revision
in School Building Program,” (May 18, 1970);
Local Government: Schools and Property, “The
Report of the Governor's Commission on Tax Reforms,
Submitted to Governor Thomas J. Meskill Pursuant to
Executive Order 13 of 1972," (Hartford,
Connecticut, December 18, 1972);
Commission to Study School Finance and Equal
Educational Opportunity, Financing Connecticut
Schools: Final Report of the Commission (Hartford,
Conn., January, 1975);
"State Board of Education Policy Statement on Equal
Educational Opportunity,” Connecticut State Board
of Education, (Hartford, October 27, 1986);
"Report on Racial/Ethnic Equity and Desegregation
in Connecticut's Public Schools,” Connecticut
State Department of Education (1988); and
"Quality and Integrated Education: Options for
Connecticut,” Connecticut State Department of
Education (1989).
In addition to the recommendations and reports set out
above, the State failed to adequately supplement the funding of a
known successful integration program, Project Concern, beginning
in 1980 when federal funding cutbacks and Hartford Board of
Education cutbacks forced a reduction in the numbers of children
participating in the program and in the numbers of staff hired to.
service these CHTIAYER (0 DE rapIOTSEETOPaTE; Lesourts
teachers, bus stop aides). The State has also failed to take ap-
propriate steps to increase the numbers of children PETELITIPACING
over and above the approximately 750+ students now enrolled in
the program, despite knowledge that receiving school districts
would increase their participation if the State provided funding.
The following studies and documents, among others, have repeated-
ly demonstrated to the Defendants that Project Concern is one of
a number of programs to successfully provide an equal educational
opportunity and a meaningful integrated experience for some urban
and suburban children:
a. Mahan, Thomas W. The Impact of Schools on Learning:
Inner-City Children in Suburban Schools.
Mahan, Thomas W. Project Concern 1966-1968, A Report on
the Effectiveness of Suburban School Placement for
Inner-City Children.
Ninety-First Congress, Second Session on Equal Education
Opportunity. “Hearing Before the Select Committee on
Equal Educational Opportunity of the United States
Senate.” 1970.
Connecticut State Department of Education, “Reaction to
Racial Imbalance Guidelines for Hartford Public
Schools.” April 20, 1970.
State Board of Education Minutes (Capital Region
Planning Agency Endorses the Expansion of Project
Concern) January 7, 1970.
Gable, R. and Iwanicki, E., A Synthesis of the
Evaluation Findings from 1976-1980 (May 1981)
- 0
g. Gable, Thompson, Iwanicki,The Effects of Voluntary :
~ Desegregation on Occupational Outcomes, The Vocation
al Guidance Quarterly, 230-239 (1983)
h. Gable, R.and Iwanicki, E. The Longitudinal Effects of a
Voluntary School Desegregation Program on the Basic
Skill Progress of Participants. 1 Metropolitan Educa-
tion 65. Spring, 1986.
igh Gable, R.; Iwanicki, E. Project Concern Evaluation. -
October, 1986. - : :
j. Gable, R. and Iwanicki, E.; Final Evaluation Report
1986-87 Hartford Project Concern Program (December
1987)
k. Gable, R. and Iwanicki, E. Final Evaluation Report 1988-
89 Hartford Project Concern Program (Nov. 1989)
1. Crain, R., et al., Finding Niches:Desegregated Students
Sixteen Years Later, Rand Reports, (1985) ; revised 1990
m. Crain, R., et al., School Desegregation_ and Black
Occupational Attainment. 1985
n. Table 5 Project Concern 1973-1989 Number of Project
Concern Students from Sending Districts, (Defs’. Answer
to Plaintiffs Motion for Production 1l3(a))
In addition, Plaintiffs’ evidence at trial may include
but will not be limited to defendants’ failure to eliminate
exclusionary zoning and housing policies; defendants’ failure to
promote integrated housing in the Hartford region; and
defendants’ failure to establish a constitutional system of
educational financing up to and including 1986 (see response to
Interrogatory 1).
“3%. -
In regard to questions 5 a, b, and c, as set out in
Defendants’ Interrogatory 5, Plaintiffs have not determined and"
are, at least at this time, unable to estimate the "last possible
date’ upon which individual actions, steps, or plans would ~ — —
necessarily have had to have been implemented in order to have
avoided violation of the State Constitution, nor do plaintiffs
concede the relevance of such an inquiry. ~Likewise, plaintiffs
are not required to specify which methods would have cured the _
constitutional violation at particular moments in time, how long
such methods would have taken to implement, or the cost of
implementation. Such questions, including the number and
percentage of African American, Latino, and white students who
may seek to attend school outside of the boundaries of the city
of Hartford, are issues which plaintiffs expect would be
addressed by plaintiffs’ expert witnesses on desegregation
remedies after a determination is made by the court as to the
state's liability.
6. Please identify each and every affirmative act, step or
plan which the plaintiffs will claim at trial the defendants,
their predecessors, or any other state officer, agency or other
body were required by the State Constitution to take or implement
to address the condition of socio-economic isolation in the
Hartford Public Schools and the identified suburban school
districts, but which was not in fact taken or implemented. For
each such act, step or plan provide the following:
a) The last possible date upon which that act, step or
plan would necessarily have been taken or
implemented in order to have avoided a violation of
the Constitution;
- 38 iw
b) The specific details of how such act, step or plan =~" ~~
~~ should have been carried out including, (1) the
- specific methods of accomplishing the objectives of
the act, step or plan, (2) an estimate of how long
it would have taken to carry out the act, step or — =
plan, and (3) an estimate of the cost of carrying
out the act, step or plan;
c) For Hartford and each of the identified suburban
school districts, the specific number and percentage-
of poor, middle, and/or upper class students who
would, of necessity, have attended school outside of
the then existing school district in which they
resided in order for that act, step, or plan to
successfully address the requirements of the —
Constitution;
d) The specific criteria which should have been used to
identify those students who would, of necessity,
have attended school outside the then existing
school district in which they resided, so that the
concentration of students from poor families in
Hartford Public Schools would be low enough to
satisfy the requirements of the Constitution.
RESPONSE: Please see response to Interrogatory 5. Plaintiffs
have not, at this point, alleged that one specific criterion or
indicator must be used to identify students who "would, of
necessity” be transferred to another school district. As stated
in the Complaint, rates of family participation in the federal
Aid to Families with Dependent Children program is widely
accepted as a measure closely correlated with family poverty.
Participation in the federal school lunch program is also an
index of poverty status.
7. Please identify each and every affirmative act, step or
plan which the plaintiffs will claim at trial the defendants,
their predecessors, or any other state officer, agency or other
body were required by the State Constitution to take or implement
to address the conditions created by the concentration of "at
. risk” children in .the Hartford Public Schools but which were not
in fact taken or implemented. For each such act, step, or plan
provide the following:
a) The last possible date upon which that act, step or.
~ plan would necessarily have been taken or
implemented in order to have avoided a violation of
the constitution;
The specific details of how such act, step or plan
should have been carried out including (1) the
specific methods of accomplishing the objective of
the act, step or plan, (2) an estimate as to how
long it would have taken to carry out the act, step
or plan, and (3) an estimate of the cost of carrying
out the act, step or plan;
The specific number and percentage of “at risk”
Hartford students who would, of necessity, have
attended school outside of the existing school
district in which they resided in order for that
act, step or plan to successfully address the
requirements of the Constitution.
The specific criteria which should have been used to
identify those students who would, of necessity,
have attended school outside the then existing
school district in which they resided so that the
concentration of "at risk” students in Hartford
Public Schools would be low enough to satisfy the
requirements of the Constitution.
RESPONSE: Please see response to Interrogatory 5. As set out in
the Complaint in this action, all children, including those
deemed at risk of lower educational achievement, have the
capacity to learn if given a suitable education. Yet, the
Hartford public schools operate at a severe educational
disadvantage in addressing the educational needs of all students,
due in part to the sheer proportion of students who bear the
burdens and challenges of living in poverty. The increased need
- 30 =
for special programs, such as compensatory education, stretches —
Hartford school resources . even further. As also stated in the
Complaint, the demographic characteristics of the students in the
Hartford pibite selene. differ sharply from students in the
suburban schools by. a umber of relevant measures, such as
and whether a child is from a single-parent family. Plaintiffs
have not, at this point, alleged that one specific criterion or
indicator Aust be used to identify students who "would, of
necessity” be transferred to another school district.
CURRENT OR ONGOING VIOLATIONS
8. Using the 1987-88 data as a base, for Hartford and each
of the identified suburban school districts please specify the
number and percentage of black, Hispanic and white students who
must, of a necessity, attend school in a location outside of the
existing school district in which they reside in order to address
the condition of racial and ethnic isolation which now exists in
accordance with the requirements of the Constitution.
RESPONSE: Objection [Please see plaintiffs’ objection to
Interrogatory 8, Plaintiffs’ Objections To Interrogatories, Filed
September 20, 1990, attached hereto.]
9. Using the 1987-88 data as a base, for Hartford and each
of the identified suburban school districts please specify the
number and percentage of poor, middle and/or upper class students
who must, of necessity, attend school outside of the existing
school district in which they reside in order to address the
condition of socio-economic isolation which exists in Hartford
and the identified suburban school districts in accordance with
the requirements of the Constitution. Also identify the specific
criteria which must be used to identify the pool of poor Hartford
students from which those students who would be required to
-3Y'u
attend schools outside of the existing district in which they
reside must be chosen so as to address the condition of socio-
economic isolation in accordance with the requirements of the
Constitution.
RESPONSE: Objection [Please see plaintiffs’ objection to
Interrogatory 9, Plaintiffs’ Objections To Interrogatories, Filed
September 20, 1990, attached hereto.]
10. Using the 1987-88 data as a base, identify the number
and percentage of “at risk” children in the Hartford Public
Schools who must, of necessity, attend school at a location
outside the existing Hartford School District lines in order to
address the concentration of "at risk” children in the Hartford
Public Schools in accordance with the requirements of the
Constitution. Also identify the specific criteria which must be
used to identify the pool of Hartford students from which those
who would be required to attend schools in the suburban school
districts must be chosen so as to address the concentration of
"at risk” children in the Hartford Public Schools.
RESPONSE: Objection [Please see plaintiffs’ objection to
Interrogatory 10, Plaintiffs’ Objections To Interrogatories,
Filed September 20, 1990, attached hereto.]
MINIMALLY ADEQUATE EDUCATION
11. Please identify each and every statistic the
plaintiffs’ will rely on at trial to support any claim they
intend to make that the educational "inputs” (i.e. resources,
staff, facilities, curriculum, etc.) in the Hartford Public
Schools are so deficient that the children in Hartford are being
denied a "minimally adequate education.” For each such fact
specify the source(s) and/or name and address of the person(s)
that will be called upon to attest to that statistic at trial.
RESPONSE: [Please see response to Interrogatory 13.]
12. Please identify each and every statistic, other than the
results of the Mastery Test, which the plaintiffs will rely on at
trial to support any claim they intend to make that children in
Hartford are being denied a "minimally adequate education’
-iD
because of the educational "outputs" for Hartford. For each such
fact specify the source(s) and/or name and address of-the
person(s) that will be called upon to attest to-that statistic at-
trial.
RESPONSE: [Please see response to Interrogatory 14.)
EQUAL, EDUCATION
13. Please identify each and every category of educational
“inputs” which the plaintiffs will rely on at trial in their
effort to establish that the educational “inputs” in Hartford are
not equal to the educational "inputs” of the suburban school
districts. For each such category identify each and every
statistical comparison between Hartford and any or all of the
suburban school districts which the plaintiffs will rely on to
show the alleged inequality. For each such comparison identify
the source(s) and/or name and address of the person(s) that will
be called upon to attest to the accuracy of that statistical
comparison at trial.
RESPONSE: As of the date of this response, plaintiffs are
compiling data and information on disparities and inequities in
"educational inputs” and resources among Hartford and the
surrounding districts. This data may include, but may not be
limited to comparisons in the following areas:
a. Facilities -- data may include, but may not be
limited to comparisons of the condition and size of
school buildings, the condition and size of school
grounds, overcrowding and school capacity,
maintenance, the availability of specific
instructional facilities and physical education
facilities, and special function areas (e.g. types
of counselling, libraries);
b. Equipment and Supplies;
c. Personnel -- data may include, but may not be
limited to comparisons of student teacher ratios,
teaching staff characteristics, and non-teacher
staff number and characteristics;
-: 33
d. Curriculum -- data may include, but may not be
limited to comparisons of course offerings,
textbooks and course--levels, and special programs;
e. Extracurricular Opportunities; and
f. School experience -- data may include, but may not
be limited to comparisons of counselling services,
disciplinary rates, absentee rates, retention
rates, tardy rates, and the concentration of
poverty. TTT = : : :
At the present time, plaintiffs’ investigation and analysis
of these categories has not been completed. The data and
information concerning disparity in “inputs” upon which
plaintiffs rely is equally available to defendants.
Nevertheless, plaintiffs will disclose such information in a
timely manner prior to trial.
14. Please identify each and every category of educational
"outputs” other than the Mastery Test, which the plaintiffs will
rely on at trial in their effort to establish that the
educational “outputs” in Hartford are not equal to the
educational “outputs” of the suburban school districts. For each
such category identify each and every statistical comparison
between Hartford and any one or all of the suburban school
districts which the plaintiffs will rely on to show the alleged
inequality. For each such comparison identify the source(s)
and/or name and address of the person(s) that will be called upon
to attest to the accuracy of that statistical comparison at
trial.
RESPONSE: As of the date of this response, plaintiffs are
compiling data and information on disparities and inequities in
"educational outputs” and other measures of achievement or
educational quality among Hartford and the surrounding districts,
including but not limited to the following areas of comparison:
dropout rates and percentage of students receiving a diploma;
PSAT and SAT scores; college attendance; employment outcomes; and
career and life outcomes.
At the present time, plaintiffs’ investigation and analysis
of these categories has not been completed. Plaintiffs are also
exploring other social, economic and psychological measures.
Plaintiffs have not yet identified who will present analyses of _
such data at trial, other than those experts listed in
plaintiffs’ response to Interrogatories 18 and 19. Plaintiffs
will disclose such information in a timely manner prior to trial.
OTHER
15. Please identify each and every study, other document,
or information or person the plaintiffs will rely upon or call
upon at trial to support the claim that better integration will
improve the performance of urban black, Hispanic and/or socio-
economically disadvantaged children on standardized tests such as
the Mastery Test.
RESPONSE: As set out in the complaint, racial and economic
isolation in the schools adversely affects both educational
attainment and the life chances of children. The studies,
documents, information, and persons upon whom the plaintiffs will
rely at trial may include, but are not limited to information
listed in the response to Interrogatory 19 and the following:
Crain, R.L., and Braddock, J.H., McPartland, J.M., “A
Long Term View of School Desegregation: Some Recent
Studies of Graduates as Adults,” 66 Phi Delta Kappan
259-264 (1984);
--35-
Crain, R.L., and Hawes, J.A., Miller, R.L., Peichert,
J.R., "Finding Niches: Desegregated Students Sixteen
Years Later,” R-3243-NIE, Rand (January,-1985); -
Crain, R.L., and Strauss, J., “School Desegregation and
Black Occupational Attainments: Results from a Long-
term Experiment,” Reprinted from CSOS Report No. 359
(1985);
Levine, D.U., Keeny, J., Kukuk, C+;-O/Hara Fort, —-B.,
Mares, K.R., Stephenson, R.S., "Concentrated Poverty
and Reading Achievement in Seven Big Cities,” 11 Urban
Review 63 (1979). — a RT GS RE i a Se
"Poverty, Achievement and the Distribution of
Compensatory Education Services,” National Assessment
of Chapter 1, Office of Educational Research and
Improvement, U.S. Dept. of Ed. (1986);
"Report on Negative Factors Affecting the Learning
Process,” Hartford Board of Education (1987);
Connecticut State Department of Education (various
reports, past and present, including but not limited to
reports on racial, ethnic, and economic segregation,
racial balance, school resources, and educational
outcomes).
See also reports listed in Plaintiffs’ Identification of Expert Witnesses Pursuant to Practice Book §220 (D) (January 15, 1991), attached hereto.
16. Please identify each and every study, other document, or information or person the plaintiffs will rely upon or call upon at trial to support the claim that better integration will improve the performance of urban black, Hispanic and/or socio- economically disadvantaged children on any basis other than
standardized tests.
RESPONSE: [Please see response to Interrogatory 15.)
17. Please describe the precise mathematical formula used by the plaintiffs to compute the ratios set forth in paragraph 42 of the complaint.
RESPONSE: Plaintiffs recognize that the computation set out in
142 of the Complaint may be inaccurate. Plaintiffs have
-'36 =
indicated their willingness “to ‘discuss stipulation as to
aggregate city vs. suburban mastery test scores.
EXPERT WITNESSES
18. Please specify the name and address of each and every
person the plaintiffs expect to call as an expert witness at
trial. For each such person please provide the following:
a) The date on which that person is expected to
complete the review, analysis, or consideration
necessary to formulate the opinions which that
person will be called upon to offer at trial;
b) The subject matter upon which that person is
expected to testify; and
c) The substance of the facts and opinions to which
that person is expected to testify and a summary of
the grounds for each opinion.
RESPONSE: On January 15, 1991, the plaintiffs disclosed their
initial list of expert witnesses anticipated to testify at trial,
pursuant to Practice Book §220 (D), as modified by this Court's
Order of October 31, 1990 and the parties’ Joint Motion for
Extension of Time to Disclose Expert Witnesses filed December 3,
1990. See Plaintiffs’ Tdentification of xpert Wi tne 8S8E§
Pursuant to Practice Book, §220 (D) (January 15, 1991); athe] fuels :
incorporated herein by reference. In addition, plaintiffs have
identified other possible witnesses who may testify at the trial
in this action, but whose analyses are not sufficiently complete
to respond to defendants’ interrogatory or to confirm whether
plaintiffs expect to call such witnesses. Additiondexpert
witnesses will be identified as set out in the parties* December --——-:d=
- 37 «
3, 1990 Joint Motion, as they become available.
DATA COMPILATIONS
19. In the event the plaintiffs intend to offer into
evidence at trial any data compilations or analyses which have
been produced by the plaintiffs or on the plaintiffs’ behalf by -
any mechanical or electronic means please describe the nature and
results of each such compilation and/or analysis and provide the
following additional information.
a)
b)
c)
d)
The specific kind of hardware used to produce each
compilation and/or analysis;
The specific software package or programming
language which was used to produce each compilation
and/or analysis;
A complete list of all specific data elements used
to produce each compilation and/or analysis;
The specific methods of analyses and/or questions
used to create the data base-for each compilation
and/or analysis;
A complete list of the specific questions, tests,
measures, or other means of analysis applied to the
data base to produce each compilation and/or
analysis;
Any and all other information the defendants would
need to duplicate the compilation or analysis;
The name, address, educational background and role
of each and every person who participated in the
development of the data base and/or program used to
analyze the data for each compilation and/or
analysis; and
The name and address of each and every person
expected to testify at trial who examined the
results of the compilation or analysis and who
reached any conclusions in whole or in part from
those results regarding the defendants’ compliance
- 38 =
with thé Yaw, and, for each such person, provide a
complete list of the conclusions that person
reached.
RESPONSE: Plaintiffs may offer into evidence compilations and
analyses including but not limited to analyses of data on the
educational and long-term effects of racial, ethnic, and economic
segregation. In addition, plaintiffs may offer into evidence
compilations and analyses on other elements of plaintiffs’ case,
including the disparity in resources between Hartford and the
suburban schools. Plaintiffs are still planning research and
compiling and analyzing data drawn from the following sources and
will provide more detailed information in such research when it
is available. Such information will be provided in a timely
fashion, in advance of trial.
The data sets which form the basis for the analyses of the
educational and long-term effects of racial, ethnic, and economic
segregation include, but will not be limited to the following:
(1) The National Longitudinal Survey of Labor Force
Behavior -- Youth Cohort, an annual survey
sponsored by the U.S. Departments of Labor and
Defense of 12,686 young persons throughout the
United States. Data available and used in this
research begins in 1979 and extends through 1987.
(2) The National Survey of Black Americans, a national
survey of 2,107 African Americans who are 18 years
of age or older. The survey was designed and
conducted by the survey Research Center, Institute
for Social Research at the University of Michigan.
Data was collected between 1979 and 1980.
(3) The High School and Beyond Study, a national
longitudinal probability sample of more than 58,000
1980 high school sophomores and seniors. Surveys __
were conducted in 1980, 1982, 1984, and 1986.
(4) The National Longitudinal Survey of Employers, a
national probability sample of 4,087 employers.
Surveys were conducted in the 1970's.
Further sources of data are set out in Plaintiffs'’
Identification of Expert Witnesses Pursuant to Practice Book §220
(D), served on January 15,1991, and incorporated herein by
reference. gt
Plaintiffs are currently unable to specify the kind of
hardware used to produce each analysis, the specific software
package used, the complete list of specific data elements used;
and specific methods of analysis. Plaintiffs will provide such
information in a timely fashion as it becomes available to the
plaintiffs, in advance of trial.
PLAINTIFFS, MILO SHEFF, ET AL
MARIANNE ENGELMAN LADO PHILIP D. TEGELER
RONALD ELLIS CONNECTICUT CIVIL LIBERTIES
NAACP Legal Defense & UNION FOUNDATION
Educational Fund, Inc. 32 Grand Street
99 Hudson Street Hartford, CT 06106
New York, NY 10013 (203) 247-9823
(212) 219-1900 Juris No. 102537
Pro Hac Vice
MARTHA STONE WESLEY W. HORTON
CONNECTICUT CIVIL LIBERTIES MOLLER, HORTON &
UNION FOUNDATION FINEBERG, P.C.
32 Grand Street 90 Gillett Street
Hartford, CT 06106 Hartford, CT 06105
(203) 247-9823 (203) 522-8338
Juris No. 61506 Juris No. 38478
WILFRED RODRIGUEZ JOHN BRITTAIN
HISPANIC ADVOCACY PROJECT UNIVERSITY OF CONNECTICUT
Neighborhood Legal Services SCHOOL OF LAW
1229 Albany Avenue 65 Elizabeth Street
Hartford, CT 06102 Hartford, CT 06105
(203) 278-6850 (203) 241-4664
Juris No. 302827 Juris No. 101153
ADAM S. COHEN JENNY RIVERA
HELEN HERSHKOFF PUERTO RICAN LEGAL
JOHN A. POWELL DEFENSE AND EDUCATIONAL FUND
AMERICAN CIVIL LIBERTIES 99 Hudson Street
UNION FOUNDATION New York, NY 10013
132 West 43rd Street (212) 219-3360
New York, NY 10036 Pro Hac Vice
(212) 944-9800
Pro Hac Vice