Grove City College v. Bell Brief Amicus Curiae in Support of Respondents
Public Court Documents
January 1, 1982
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Brief Collection, LDF Court Filings. Grove City College v. Bell Brief Amicus Curiae in Support of Respondents, 1982. 9340d7e3-b49a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/742a53cb-1d84-455b-9a38-d05f03b567a1/grove-city-college-v-bell-brief-amicus-curiae-in-support-of-respondents. Accessed November 23, 2025.
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No. 82-792
I n T h e
&it|imn£ ( to r t uf tfp? Ituteii l^tatea
October Term, 1982
Grove City College, individually and on behalf
of its students; Marianne Sickafuse; Kenneth J.
H ockenberry; J enifer S. Smith and V ictor E. Vouga,
Petitioners,v. ’
T. H. Bell, Secretary of U.S. Department of Education;
Harry M. Singleton, Acting Assistant Secretary
for Civil Rights, U.S. Department of Education.
On Writ of Certiorari to the United States Court of Appeals
for the Third Circuit
BRIEF FOR THE LAWYERS’ COMMITTEE FOR
CIVIL RIGHTS UNDER LAW AS AMICUS CURIAE
IN SUPPORT OF RESPONDENTS
Maximilian W. Kempner
Richard C. Dinkelspiel
Co-Chairmen
Norman Redlich
Trustee
William L. Robinson
Norman J. Chachkin
Debra A. Miller
Lawyers’ Committee for
Civil Rights Under Law
733 15th Street, N.W.
Suite 520
Washington, D.C. 20005
(202) 628-6700
Attorneys for Amicus Curiae
Roger L. Waldman *
Alan Gabbay
Patricia J. Langer
Seth M. Lieberman
1 Rockefeller Plaza
New York, N.Y. 10020
(212) 957-9800
* Counsel of Record
W i l s o n - Ep e s P r i n t i n g C o . , In c . - 7 8 9 - 0 0 9 6 - W a s h i n g t o n , D . C . 2 0 0 0 1
TABLE OF CONTENTS
Page
INTEREST OF AMICUS CURIAE ............................ 1
SUMMARY OF ARGUMENT ....................................... 3
ARGUMENT:
I. Grove City College Is A Recipient Of Federal
Financial Assistance For Purposes Of Title IX
Because Its Students Receive Federal Educa
tional Grants Based Upon Their Matriculation
At The School ....................................................... 4
A. The language of Title IX does not limit its
coverage to agencies or institutions receiving
direct cash payments from the federal gov
ernment; and the language and structure of
the BEOG program compel the conclusion
that grants to Grove City College students
are a form of “Federal financial assistance”
to the institution ............................................. 4
B. This construction of the statutory language
accords with its consistent interpretation by
the Department of Health, Education & Wel
fare and the Department of Education....... 11
C. The legislative history of Title IX and that
of Title VI supports the conclusion that Title
IX applies to Grove City College because its
students were awarded BEOGs..................... 13
1. The Legislative History of Title IX......... 13
2. The Legislative History of Title VI......... 16
D. The post-enactment history of Title IX dem
onstrates the Congressional intent to apply
Title IX to institutions assisted through di
rect student g ran ts ......................................... 19
II. As A Recipient Of Federal Financial Assistance
Through The BEOG Program, Grove City Col
lege May Properly Be Required To Execute An
Assurance Of Compliance With Title IX ........... 22
ii
TABLE OF CONTENTS—Continued
Page
A. The Title IX assurance and applicable regu
lations are “program-specific” as required
by North Haven............................... -........ —- 22
B. Because BEOG grants provide assistance to
the entire program of Grove City College,
that entire program of the institution is
covered by Title IX — .....................- ..... -..... 24
CONCLUSION ...... .......................................................... 30
Ill
TABLE OF AUTHORITIES
Cases: Page
Board of Public Instruction v. Finch, 414 F.2d
1068 (5th Cir. 1969) ................... ......... 6n, 23, 25n, 26n
Bob Jones Univ. v. Johnson, 396 F. Supp. 597
(D.S.C. 1974), aff’d mem., 529 F.2d 514 (4th
Cir. 1975) _______ ________ ______ __ ____ 9, 13n, 28n
Bob Jones Univ. v. United States, 51 U.S.L.W.
4593 (U.S. May 24, 1983) .............. 19
Bossier Parish School Bd. v. Lemon, 370 F.2d 847
(5th Cir.), cert, denied, 388 U.S. 911 (1967).... 28n
Cannon v. University of Chicago, 441 U.S. 677
(1979) _____ ____ _______ __________ ____ _ 2n, 15
Committee for Public Educ. v. Nyquist, 413 U.S.
756 (1973) ..... 10-11
Grove City College v. Bell, 687 F.2d 684 (3d Cir.
1982) .................................. ............ ...... ............. lln , 24n
Grove City College v. Harris, 500 F. Supp. 253
(W.D. Pa. 1980) .................. ............... ................. 5n, 8n
Guardians Ass’n v. Civil Service Comm’n, 51
U.S.L.W. 5105 (U.S. July 1, 1983) ........... _.lln, 12,19
Haffer v. Temple Univ., 524 F. Supp. 531 (E.D.
Pa.), aff’d, 688 F,2d 14 (3d Cir. 1982) ............. 27n
INS v. Chadha, 51 U.S.L.W. 4907 (U.S. June 23,
1983) ____ ______ ________ _________ ____ _ 19n
Iron Arrow Honor Soc. v. Heckler, 702 F.2d 549
(5th Cir. 1983) ______ ____ ____ ______ ____ 25n
Lau v. Nichols, 414 U.S. 563 (1974) ..................... 6n
Mueller v. Allen, 51 U.S.L.W. 5050 (U.S. June 29,
1983) ........... ............... ....... ................................... l ln
North Haven Bd. of Educ. v. Bell, 456 U.S. 512
(1982) ________ __ ________ ______________ passim
Norwood v. Harrison, 413 U.S. 455 (1973)__ __ 10
Statutes:
20 U.S.C. §■§ 401 et seq. .......... .... ............. ....... ..... . 17
20 U.S.C. § 427 ........... ...... ............. .......................... 26n
20 U.S.C. §§ 461-65 ....................... ........... .... ........ . 17n
20 U.S.C. § 1070(a)........... .................. ..... ......... ..... 7
20 U.S.C. § 1070a .... ....... .... ...... .............. .......... .... 5n
20 U.S.C. § 1070a(a) (1) (A) ................................... 7
IV
20 U.S.C. § 1070a(a) (1) (B) ............. ........... ....... 7n
20 U.S,C. § 1070a(a) (2) ............................. ............ 7-8
20 U.S.C. § 1070e ......... .............................................5n, 28n
20 U.S.C. § 1091 (a) (5) ______ _______________ 5n, 8
20 U.S.C. § 1092 __ _____ __ ______ _____ ___ _ 9n
20 U.S.C. § 1094(a) ....................................... ........ . 9n
20 U.S.C. §§ 3801 et seq. ____ ______ ______ ____ 6n
General Education Provisions Act, § 431(d)(1),
20 U.S.C. § 1231(d) (1) ............ ............... .......... 19
National Defense Education Act, §§ 201, 204-06,
reprinted in 1958 U.S. Code Cong. & Ad. News
1898-1902 ___________ _______ ___ _______ lln-12n
Title VI, 1964 Civil Rights A c t..... ................. ....... passim
Title IX, Education Amendments of 1972, 20
U.S.C. § 1681 et seq............... .......... ............ ....... passim
20 U.S.C.A. §§ 241a-m (Supp. 1969) .................. 6n
42 U.S.C. § 242g (1970) (repealed by Pub. L. No.
94-484, § 503(b) (1976) ___ ____ _______ ___ 17n
Pub. L. No. 92-318, § 139C, reprinted in 1972 U.S.
Code Cong. & Ad. News 335........ ....... .............. 8n
Pub. L. No. 93-568, 88 Stat. 2138 (1974) ............. 19n
Pub. L. No. 94-482, § 412, 90 Stat. 2234 (1976).... 19n
Regulations:
84 C.F.R. § 100.13(h) (1982) ___________ _____ 13n
34 C.F.R. at 312-13 (1982) ....................................... 12n
34 C.F.R. § 106.1 (1982) ......................... ................. 23, 24
34 C.F.R. § 106.2(g) (1) (ii) (1982) ..................... 12n
34 C.F.R. § 106.2(h) (1982) ................. 13n
34 C.F.R. § 106.4 (1982) __________ 22n
34 C.F.R. § 106.4(a) (1982) .......... 23
34 C.F.R. § 668.11 (1982) ................ 9n
34 C.F.R. § 690.94 (1982) _______ 9n
34 C.F.R. § 690.94(a) (3) (1982) ......... 7
34 C.F.R. § 690.95 (1982) ........ 9n
34 C.F.R. § 690.96 (1982) ..................... 9n
45 C.F.R. at 93-94 (1967) ....... ..................... ........... l ln
29 Fed. Reg. 16298 (Dec. 4, 1964) ...... ................ ..lln , 13n
29 Fed. Reg. 16304 (Dec. 4, 1964) ........................... l ln
TABLE OF AUTHORITIES—Continued
Page
V
TABLE OF AUTHORITIES—Continued
Page
29 Fed. Reg. 16988 (Dec. 11, 1964) ___ __ ______ _ 13n
40 Fed. Reg. 24128, 24137 (June 4,1975) ........... _12n, 13n
43 Fed. Reg. 20922, 20927-28 (May 15, 1978) ____ 9n
44 Fed. Reg. 5258 (Jan. 25, 1979) ____ ____ _____ 9n
Legislative Materials:
H.R. Rep. No. 2157, 85th Cong., 2d Sess. (1958),
reprinted in 1958 U.S. Code Cong. & Ad. News
4731 .......................... 12n
H.R. Rep. No. 914, 88th Cong., 1st Sess. (1963),
reprinted in 1964 U.S. Code Cong. & Ad. News
2391 .................. 17
H.R. Rep. No. 92-554, 92d Cong., 1st Sess. (1971),
reprinted in 1972 U.S. Code Cong. & Ad. News
2462 ...................... 14-15
Civil Rights Hearings Before Subcommittee No. 5
of the House Committee on the Judiciary, 88th
Cong., 1st Sess. (1963) ___ ___ __ _____ _____ 17
Sex Discrimination Regulations : Hearings Before
the Subcomm. on Postsecondary Education of
the House Comm, on Education & Labor, 94th
Cong., 1st Sess. (1975) ....... ...... ......... .13n, 20, 28n-29n
110 Cong. Ree. (1964) ........................... .............. 6n, 16-17
117 Cong. Rec. (1971) ............. ......... ....... 13,15n, 27n-28n
118 Cong. Rec. (1972) ---------------------- ----- 13n, 14, 16n
120 Cong. Rec. (1974) ........... .......... ......... ............ 28n
121 Cong. Rec. (1975) __ ______ ______ ______ 28n
122 Cong. Rec. (1976) .... ....... ....... ..... ........... ....... 21, 28n
S. 659, 92d Cong., 1st Sess. (1971) ....... ......... ..... 13, 14
S. 2146, 94th Cong., 1st Sess., 12:1 Cong. Rec.
23847 (1975) .... ................ ........ ........................... 20
S. Con. Res. 46, 94th Cong., 1st Sess., 121 Cong.
Rec. 17300 (1975) ........ ....... .................. ....... . 20
1963 U.S. Code Cong. & Ad. News 1527 _______ 6n
In The
(tort uf % Imtefr
October Term, 1982
No. 82-792
Grove City College, individually and on behalf
of its students; Marianne Sickafuse; Kenneth J.
Hockenberry; J enifer S. Smith and Victor E. Vouga,
Petitioners, v. ’
T. H. Bell, Secretary of U.S. Department of Education;
Harry M. Singleton, Acting Assistant Secretary
for Civil Rights, U.S. Department of Education.
On Writ of Certiorari to the United States Court of Appeals
for the Third Circuit
BRIEF FOR THE LAWYERS’ COMMITTEE FOR
CIVIL RIGHTS UNDER LAW AS AMICUS CURIAE
IN SUPPORT OF RESPONDENTS
INTEREST OF AMICUS CURIAE 1
The Lawyers’ Committee for Civil Rights Under Law
was organized in 1963 at the request of the President of
the United States to involve private attorneys in the
national effort to assure civil rights for all Americans.
The Committee has, over the past 20 years, enlisted the
services of over a thousand members of the private bar
in addressing the legal problems of minorities and the
poor. The Committee’s membership today includes past
Presidents of the American Bar Association, a number of
law school deans, and many of the nation’s leading
lawyers.
1 Letters from counsel for the parties consenting to the submis
sion of this brief have been filed with the Clerk.
2
The Lawyers’ Committee has had a longstanding inter
est in eliminating sex discrimination in education and
has consistently sought vigorous enforcement of Title IX
of the Education Amendments of 1972.2 In 1975, the
Committee established a Federal Education Project,
which has worked to eliminate sex bias and stereotyping
in the vocational education programs which are offered
by most of the nation’s school districts. Research and ob
servation by the Project indicate that there has been
progress, over the last decade, in opening up opportu
nities for female students to learn the skills which can
lead to highly paid jobs traditionally viewed as “male
only” and from which women were often barred. The
antidiscrimination requirements of Title IX-—which have
been interpreted to apply to all of a recipient school
system’s vocational curricula, even though federal Voca
tional Education Act funds constitute less than 20% of
total program expenditures at the secondary school
level—have contributed significantly to this progress.
Thus, the narrow approach to Title IX coverage pro
posed by the petitioners could jeopardize the achievement
of fully equal opportunity for women in education and
employment. The ruling sought by petitioners also would
have grave implications for the scope of the antidiscrimi
nation requirement in Title VI of the 1964 Civil Rights
Act.3 This possibility equally prompts the Committee’s
interest in the present case, for Title VI has been a criti
2 For example, the Committee filed an amicus curiae brie-f in
Cannon v. University of Chicago, 441 U.S. 677 (1979) supporting
the right of the petitioner in that case to bring a private suit to
enforce Title IX.
3 This Court has recognized in several recent rulings that Title IX
was patterned after Title VI, a broad prohibition of racial discrimi
nation in federally assisted programs; similar language in the two
statutes is construed in a similar fashion absent contrary indica
tions in the law or legislative history. North Haven Bd. of Educ.
v. Bell, 456 U.S. 512, 529 (1982); Cannon v. University of Chicago,
441 U.S. at 694-98.
3
cal element of the civil rights gains made during the past
two decades.
Over the course of its work in the field of education,
the Lawyers’ Committee has come to realize that dis
crimination on the basis of race or sex is a serious
impediment to equal opportunity for students, faculty
and other staff members, whether or not that discrimina
tion manifests itself within a particular constituent part
of an educational institution that is formally designated
as the “recipient” of an “earmarked” federal grant or
contract. Titles VI and IX were enacted, in part, to
insure that federal financial assistance made available by
the Congress for educational programs does not subsidize
discriminatory activities. Petitioners’ interpretation of
the scope of Title IX, which would permit an educational
institution to receive funds made available by the federal
government and to use those funds for its basic operating
expenses, without undertaking any concomitant obligation
to eliminate discriminatory practices, would thus be con
trary to the purposes of Title IX.
SUMMARY OF ARGUMENT
I
The Third Circuit correctly held that Grove City Col
lege is a recipient of “Federal financial assistance”
within the meaning of Title IX. The language of the
statute, its administrative construction, and both its leg
islative and post-enactment history support the ruling
below. An educational institution is subject to Title IX
because it is a recipient of “Federal financial assistance”
when it participates in a program under which the stu
dents whom it certifies are enrolled at its facilities re
ceive federal funds, in amounts based in part upon the
institution’s tuition and related charges, and the students
are required to use those funds “solely for expenses
related to attendance or continued attendance at such
institution.”
4
II
The court below also correctly upheld the Department
of Education's regulation requiring that Grove City Col
lege, like other recipients of Federal financial assistance,
execute a written Assurance of Compliance with appli
cable substantive Title IX regulations of the Department,
as a precondition to the award of BEOG grants to Grove
City students. Both the Assurance and the Title IX regu
lations explicitly refer to and incorporate the statutory
requirement of “program specificity,” and both must
therefore be sustained on the basis of this Court’s rea
soning in North Haven Board of Education v. Bell, 456
U.S. 512 (1982). Furthermore, because BEOG student
grants are intended to, and do support the entire educa
tional program offered by Grove City College, on the
facts of this case the entire institution is subject to Title
IX’s prohibition against discriminatory treatment be
cause of sex.
ARGUMENT
I
GROVE CITY COLLEGE IS A RECIPIENT OF FED
ERAL FINANCIAL ASSISTANCE FOR PURPOSES
OF TITLE IX BECAUSE ITS' STUDENTS RECEIVE
FEDERAL EDUCATIONAL GRANTS BASED UPON
THEIR MATRICULATION AT THE SCHOOL
A. The Language of Title IX Does Not Limit its Cover
age to Agencies or Institutions Receiving Direct Cash
Payments from the Federal Government; and the
Language and Structure of the BEOG Program Com
pel the Conclusion that Grants to Grove City College
Students are a Form of “Federal Financial Assist
ance” to the Institution
Petitioners contend that Title IX is wholly inapplicable
to Grove City College because the school does not “re-
ceiv[e] Federal financial assistance” within the meaning
of § 901(a) of Title IX of the Education Amendments of
5
1972, 20 U.S.C. § 1681 et seq. (“Title IX” ).4 According
to petitioners, this conclusion follows from the fact that
the College does not request direct cash payment from
the federal government5 of the student assistance funds
that make it possible for the individual petitioners to at
tend the institution.'6 However, this construction is incon
sistent with the plain language of the statute.7
The term “Federal financial assistance,” which first
appeared in Title VI of the 1964 Civil Rights Act,8 is
4 Grove City College has not itself sought federal grant or con
tract funds. Many students at Grove City, however, do. receive
funds from the federal government under the Basic Educational
Opportunity Grant (“BEOG”) program, 20 U.S.C. § 1070a, which
they must use to> pay for tuition, room and board, and other
expenses related to' their attendance at the College. See 20 U.S.C.
§ 1091(a)(5).
*See Pet. Br. a t 14-17. Apparently the College foregoes the
additional funds to which it would he entitled under federal law
based upon the receipt of BEOG grants by its students, see 20
U.S.C. § 1070e. (Pet. Br. at 26 n.24.)
6 See Grove City College v. Harris, 500 F. Sup-p. 253, 257 (W.D.
Pa, 1980) (Amended Findings of Fact made by district court in
this ease).
7 “Our starting point in determining the scope of Title IX is,
of course, the statutory language.” North Haven Bd. of Educ. v.
Bell, 456 U.S. 512, 520 (1982).
8 Petitioners suggest that the language' enacted as Title VI repre
sents a narrowing of a broader, earlier legislative proposal; and
that Congress, intended thereby to exclude from Title VI coverage
all recipients of what petitioners term “indirect” assistance. (Pet.
Br. a t 29-30.) This overlooks the fact that in § 602 of Title VI,
Congress specifically excluded two forms of financial assistance:
contracts of insurance or guaranty. The addition of specific exclu
sions from the generic term “Federal financial assistance” in the
final version of the statute eliminates the basis for any inference
that other kinds of “Federal financial assistance,” whether “direct”
or “indirect,” would not trigger coverage. See North Haven, 456
U.S. at 521-22 (“the absence of a specific exclusion . . . among the
list of exceptions, tends to support the: Court of Appeals’ conclusion
that Title IX’s. broad protection . . . does extend . . .”).
6
deliberately broad and covers the multitude of different
arrangements by which the federal government may pro
vide aid or support to an institution or agency.® Nothing
in the language of the statute supports petitioners’ view
that the particular institutional entity, through which
the “education program or activity receiving Federal
financial assistance” is administered, must itself be the
applicant for assistance or must receive a Treasury De
partment draft of funds in order to trigger Title IX cov
erage.9 10 It is sufficient that the “education program or
9 This is hardly surprising, in light of the Congressional purpose
to insure “that public funds, to which all taxpayers of all races
contribute, not be spent in any fashion ivhich encourages, subsidizes,
or results in racial discrimination.” 110 Cong. Rec. 6543 (1964)
(Sen. Humphrey, quoting from President Kennedy’s message to
Congress of June 19, 1963, reprinted in 1963 U.S. Code Cong. & Ad.
News 1527, 1534) (emphasis added).
110 Petitioners’ interpretation of the statute would by its logic
exclude from Title IX coverage a local school district which partici
pated only in federal programs administered through the States.
Petitioners disavow this result (see Pet. Br. a t 17 n.17) but they
do not explain how their position is consistent with their argument
that Grove; City College is not subject to Title IX because the
Treasury Department sends its BEOG checks to individual students
rather than to the institution.
Petitioners’ concession is clearly correct. It has never been
doubted, for example, that Title VI and Title IX apply to local
school districts which obtain federal funds from their state educa
tional agencies under the government’s largest program of aid to
elementary and secondary education, Chapter 1 of the Education
Consolidation and Improvement Act of 1981, 20 U.S.C. §§ 3801
et seq., formerly Title I of the Elementary and Secondary Education
Act of 1965. See, e.g., Lau v. Nichols, 414 U.S. 563 (1974) ; Board
of Public Instruction v. Finch, 414 F.2d 1968, 1071 (5th Cir. 1969)
(receipt of Title I [then known as Title II] funds under 20 U.S.C.A.
§§ 241a-m (Supp. 1969)).
Petitioners’ attempted distinction of stater-administered pro
grams rests upon their contention that BEOGs do< not amount to
“Federal financial assistance” to an institution of higher education
if the grants are paid to' its students under the Alternate Disburse
ment System (see Pet. Br. a t 17 n.17). This argument in turn
incorporates a basic misreading of the grant statute1. See text at
pp. 7-8 infra.
activity” administered by the institution receive the as
sistance in some fashion.11
The language and structure of the BEOG statute con
firm our view that the Department of Education’s award
of grants to Grove City students, upon certification by
the College of their enrollment, makes the school subject
to the coverage of Title IX.
The purpose of the federal higher education assistance
programs, including BEOGs, is “to assist in making avail
able the benefits, of postsecondary education to eligible stu
dents . . . in institutions of higher education . . . 20
U.S.C. § 1070(a).12 * * * * * * * 20 Since there must be both a student
and an educational institution in order for postsecondary
education to be “ma.[de] available,” and since grants are
awarded to students based upon i(a) certification of a
student’s matriculation at such an institution, 20 U.S.C.
§ 1070a(a) (1) (A) ; 34 C.F.R. § 690.94(a) (3) (1982)
and (b) determination of financial need based upon the
actual costs of attendance at the certifying institution,
7
11 This Court recently declared in North Haven, 456 U.S. at 521,
that “if we are to. give [Title IX] the scope that its origins dictate,
we must accord it a sweep as broad as its language.”
12 More specifically, BEOGs are designed to:
(i) . . . meet in academic year 1985-1986, 70 per centum of a
student’s cost of attendance not in excess of $3,700; and (ii) in
combination with reasonable parental or independent student
contribution and supplemented by the programs authorized
under subparts 2 and 3 of this part, will meet 75 per centum
of a student’s cost of attendance, unless the institution deter
mines that a greater amount of assistance 'would better serve
the purposes of section [1070].
20 U.S.C. :§ 1070a(a) (1) (B) (emphasis added). This specific
elaboration of purpose for BEOGs was added to. the Higher Educa
tion Act in 1980. Prior to that time, the statute contained only the
general “purpose” language of § 1070(a) quoted in text, but the
amount of BEOG awards was still determined with reference to. an
institution’s tuition and other charges. Petitioners’ claims concern
ing the scope of Title IX coverage are the same, as we understand
them, under either the pre- or post-1980 versions of the law.
8
20 U.S.C. § 1070a(a) (2), it is obvious that Congress in
tended the BEOGs program to make “Federal financial
assistance” available to institutions of higher education
selected by eligible students.
Petitioners’ assertions that the College does not receive
“Federal financial assistance” because Grove City stu
dents need not use their BEOG funds for the school’s
costs but “may” use the funds “for virtually any pur
pose” (Pet. Br. at 5 n.9) simply blinks legality, as well
as reality. The statute not only ties the amount of a
grant to the actual costs at the particular institution
which a student chooses to attend, but it also requires a
statement (which must be filed “with the institution of
higher education which the student intends to attend, or
is attending” 10 * * *) stating that the grant “will be used
solely for expenses related to attendance or continued at
tendance at such institution.” 20 U.S.C. § 1091(a) (5).14
Thus, BEOG awards flow through the student to the
higher educational institution.1'5
18 The' statement filed with the school provides assurance to' the
institution that a student or1 admittee will be able to' meet the costs
of his or her attendance during the school year to which the BEOG
is applicable.
14 The current statutory language was added in 1980, but the
requirement of filing a statement or affidavit to this effect was con
tained in the original BEOG legislation. See Pub. L. No. 92-318,
§ 139C, re-printed in 1972 U.S. Code Cong. & Ad. News 335.
In any event, on this record there is no issue. Individual petition
ers admitted, and the district court found, that without their BEOG
awards each would be unable to attend Grove City College. See 500
F. Supip. a t 257.
1(5 It is also' patently wrong to assert, as do petitioners, that there
is only an “attenuated nexus between [Education] Department-
administered funds and the College” (Pet. Br. a t 47) because under
the BEOG program Alternate Disbursement System, the “only role
which the College plays . . . is supplying requested information to
the scholarship or loan-granting organization . . . .” (Pet. Br. at
3-4.) Institutions whose students receive BEOG awards must not
only certify their attendance in good standing but must notify fed-
9
The interpretation here advanced was adopted in Bob
Jones University v. Johnson, 396 F. Supp. 597 (D.S.C.
1974), aff’d mem,, 529 F.2d 514 (4th Cir. 1975),* 16 17 hold
ing that school was a recipient of “Federal financial as
sistance” within the meaning of Title VI under a Vet
erans Administration program strikingly similar to the
BEOG program.1'7 While this Court has never decided the
era! officials of a student’s change in enrollment status, as well as
maintain certain records and make them available to f ederal officials
upon requetst for audit purposes. See 43 Fed. Reg. 20922, 20927-28
(May 15, 1978); 44 Fed. Reg. 5258 (Jan. 25, 1979); 34 C.F.R.
§§ 690.94, 690.95, 690.96 (1982). In addition, since 1980 these in
stitutions have had mandatory obligations to provide information
to all prospective and admitted students about all financial assist
ance programs available, 20 U.S.C. § 1092, and to enter into a. specific
“program participation agreement” with the Secretary of Educa
tion, 20 U.S.C. § 1094(a) ; 34 C.F.R. § 668.11 (1982).
16 Petitioners’ argument that Bob Jones is inapposite; because
that case involved race; discrimination in the admissions, process and
because Title. IX lacks, the constitutional scope of Title VI (Pet. Br.
a t 35-36) is without merit. The Bob Jones decision is based on a
common-sense interpretation, of the language of Title VI and analy
sis of how the government aid to students in that case assisted the
university. The; court cited the constitutional scope of Title; VI
merely as an additional, but by no means the central, argument for
its conclusion. The fact that the case involved discrimination in the
admissions process was not the determinative factor in the court’s
conclusion that the school received Federal financial assistance.
17 As the; court, there recognized,
The method of payment does not determine the; result; the
literal language; of Section 601 requires only federal assistance
—not payment—to a program or activity for Title VI to
a ttach . . . .
[A]ll that is necessary for Title; VI purposes is. a showing that
the infusion of federal money through payments to veterans
assists the educational program of the school.
396 F. Supp. a t 602, 603 n.22. Petitioners criticize the ruling below
and, implicitly, the Bob Jones court (upon whose decision the
Third Circuit relied in, part) on the ground that it equated “receiv
ing” federal financial assistance with “benefiting” from such assist
ance. (Pet. Br. at 15-17.) However, a, careful reading of both
10
precise issue, its rulings in other areas demonstrate that
the formal mechanism by which assistance is made avail
able is not legally controlling. For example, in Norwood
v. Harrison, 413 U.S. 455 (1973), the Court concluded
that a state program for the loan of textbooks to school-
children cannot constitutionally provide textbooks to stu
dents attending racially discriminatory private schools
since
[f]ree textbooks, like tuition grants directed to pri
vate school students, are a form of financial assist
ance inuring to the benefit of the private schools
themselves. An inescapable educational cost for stu
dents in both public and private schools is the ex
pense of providing all necessary learning materials.
When, as here, that necessary expense is borne by
the state, the economic consequence is to give aid to
the enterprise; if the school engages in discrimina
tory practices the State by tangible aid in the form
of textbooks thereby gives support to such discrimi
nation.
Id, at 463-65 (citation and footnote omitted). Similarly,
in Committee for Public Education v. Nyquist, 413 U.S.
756 (1973), a: New York law providing tuition reimburse
ments to parents of children attending nonpublic schools
was overturned on the ground that the statute had the
effect of subsidizing and advancing the religious mission
of sectarian schools and thus violated the Establishment
Clause. The Court dismissed the argument made by pro
ponents of the statute that since the aid was granted to
parents and not to the schools, the Constitution was not
violated: “ [T]he effect of the aid is unmistakably to pro
opinions indicates that; both courts considered whether the schools
“benefited” from the award of educational grants to their students
as a means of determining whether the schools were “assisted,” not
whether they were “recipients.” Here, the BEOG awards made it
possible for the individual petitioners to attend Grove City College
(see note 14 supra) and assisted the school in receiving payment of
tuition and related charges for these students.
vide desired financial support for nonpublic, sectarian in
stitutions.” Id. at 783.!ls
B. This Construction of the Statutory Language Accords
with its Consistent Interpretation by the Department
of Health, Education & Welfare and the Department
of Education
Since passage of Title VI and Title IX, respectively,
the federal agencies responsible for their implementation
have consistently interpreted these provisions to apply to
institutions of higher education whose students receive
scholarship or loan assistance to enable them to attend the
schools. Appendix A to the initial Title VI regulations,10
which identified programs to which the regulations were
applicable, included several making assistance available
through payments to students,2,0 and the current listing
11
is While Nyquist was distinguished in Mueller v. Allen, 51
U.S.L.W. 5050 (U.S, June 29, 1983) (upholding, under the Estab
lishment Clause, a state law provision making tax deductions for
certain educational expenditures available to parents of both public
and private: school students), the Court recognized that the tax
deductions constituted governmental assistance to the schools, since
they were available only for specified educational expenses such as
tuition. See id. a t 5053. The Minnesota scheme survived an Estab
lishment Clause challenge because its “primary eifeet” was not to
aid parochial schools—not because there was no aid a t all to
parochial schools. See id. a t 5053-54.
i» “The Justice Department, which had helped draft the language
of Title VI, participated heavily in preparing the regulations.”
Guardians Ass’n v. Civil Service Comm’n, 51 U.S.L.W. 5105, 5115
(U.S. July 1, 1983) (Marshall, J., dissenting) (footnotes omitted).
s» See 29 Fed. Eeg. 16298, 16304 (December 4, 1964) ; 45 C.F.R.
at 93-94 (1967) ; see also Grove City College v. Bell, 687 F.2d 684,
691-92 n.14 (3d Cir. 1982). For example-, under Title II of the
NDEA the federal government made capital contributions to- sepa
rate student loan funds to- be established and administered by insti
tutions of higher education—not to- the schools themselves. The
loan funds were to be used o-nly for specified purposes and their
assets co-uld not be transferred to the institutions except under
circumstances explicitly detailed in the statute. See §§ 201, 204-06,
12
of programs covered by Title VI includes both BEOGs
and NDEA loans,* 21 22 Similarly, the Title IX regulations
initially issued by the Department of Health, Education
& Welfare (and all succeeding versions of those regula
tions promulgated by HEW or the Department of Edu
cation) explicitly define “Federal financial assistance” to
include:
Scholarships, loans, grants, wages or other funds
extended to any entity for payment to or on behalf
of students admitted to that entity, or extended
directly to such students for payment to that entity.122
This contemporaneous and consistent interpretation of
the statutory provisions'23 is entitled to great deference,
especially on the issue of the administrative agency’s
scope of authority. See Guardians Association v. Civil
Service Commission, 51 U.S.L.W. 5105, 5108 text at
nn.13, 14 (U.S. July 1, 1983) (opinion of White, J.), and
case cited; id. at 5115-16 (Marshall, J., dissenting), and
cases cited; id. at 5122 (Stevens, J., joined by Brennan
and Blackmun, JJ., dissenting), and cases cited.24
NDEA, reprinted in 1958 U.S. Cod© Cong. & Ad. News 1898-1902.
Nevertheless, the Congress recognized that the loan funds would
“materially assist institutions of higher education to retain their
more competent students who need financial assistance in order to
continue their studies.” H.R. Rep. No, 2157, 85th Cong., 2d Sees.
(1958), reprinted in 1958 U.S. Code Cong. & Ad. News 4731, 4738.
21 34 C.F.R. a t 312-13 (1982).
22 40 Fed. Reg. 24128, 24137 (,§ 86.2(g) (1) ( ii) ) (June 4, 1975);
34 C.F.R. § 106.2(g) (1) (ii) (1982).
23 Unlike in North Haven, see 456 U.S. a t 522 n.12, 538 n.29, the
administrative agencies have not changed their position with re
spect to the portions of the regulations relevant to this discussion.
24 Petitioners focus on the “or benefits from” language contained
in the Title IX regulations’ definition of “recipient.” (Pet, Br. at
16-17.) The critical portion of the regulation, however, is its char
acterization as a “recipient” of an entity to which assistance is
extended “through another recipient.” That portion of the regu
lation is identical to the original Title VI regulation. Compare
13
C. The Legislative History of Title IX and that of Title
VI Supports the Conclusion that Title IX Applies to
Grove City College Because Its Students Were
Awarded BEOGs
The legislative history of Title IX and of the statute
on which it was modeled, Title VI, provides further sup
port for the conclusion that the BEOG grants awarded to
Grove City students are sufficient to bring that institu
tion within the purview of Title IX.
1. The Legislative History of Title IX
Senator Bayh introduced the original version of Title
IX as an amendment to S. 659, 92d Cong., 1st Sess.
(1971), the Education Amendments of 1971. Senator Mc
Govern urged passage of the Bayh amendment “. .. . to
assure that no funds from S. 659 . . . be extended to any
institution that practices biased admission or educational
policies.” 117 Cong. Rec. 30158-59 (1971).35 Senator Mc- 40
40 Fed. Reg. 24128, 24137 (§ 86.2(h)) (June 4, 1975) with 29 Fed.
Reg. 16298 (December 4, 1964), as corrected by 29 Fed. Reg. 16988
(December 11, 1964) (§ 80.13(h)); compare 34 C.F.R. § 106.2(h)
(1982) with 34 C.F.R. § 100.13(h) (1982). Moreover, when the
Title IX regulations were promulgated in final form the Boh Jones
University v. Johnson decision, which articulated a “benefit from”
test to determine, whether a school was a recipient of “assistance”
under Title VI (see p. 9 & nn.16, 17 supra) had been issued. The
Department of Health, Education & Welfare relied upon this inter
pretation by the court when it added the “benefit from” language to
the definition of “recipient.” See Sex Discrimination Regulations:
Hearings Before the Suhcomm. on Postsecondary Education of the
House Comm, on Education and Labor, 94th Cong., 1st Sess. 481
(1975).
125 Contrary to what petitioners argue (see Pet. Br. a t 22-23),
many of the remarks of legislators regarding the 1971 amendment,
including those of Senator McGovern quoted above; are equally
applicable to the 1972 Bayh amendment, which became Title IX.
Senator Bayh said, in presenting his 1972 amendment: “Now I am
coming back with this comprehensive approach which incorporates
. . . the key provisions of my earlier amendment.” 118 Cong. Rec.
5808 (.1972). Although the wording of the 1972 amendment differs
in many respects from the wording of the 1971 proposed amend-
Govern’s remarks directly applied to the BEOG program,
which was part of S. 659.
Although the antidiscrimination provisions did not come
to a vote that year, in 1972 Senator Bayh reintroduced
them in a modified form and secured their passage. Prior
to their enactment, however, Senator Bentsen offered an
amendment seeking to exempt traditionally single-sex
public undergraduate institutions from Title IX coverage.
In describing the purpose of his amendment, Senator
Bentsen demonstrated his understanding that Title IX
applied when grants were made to students to support
their attendance at college. Referring to a particular
single-sex institution, he observed:
If Federal funds are cut off, it is the students who
will suffer. This university now receives over $250,-
000 in educational opportunity grants; it receives
$83,000 for college work-study programs.
118 Cong. Rec. 5814 (1972). See also H.R. Rep. No. 92-
554, 92d Cong., 1st Sess. (1971), reprinted in 1972 U.S.
Code Cong. & Ad. News 2462, 2584 (“Federal dollars
now constitute over 20 % of the total budget of our higher
ment, the concept a t issue, “recipient, of Federal financial assist
ance,” was part of both amendments. The differences between the
two versions which petitioners point out are not relevant to inter
preting the term “recipient.” For example, petitioners emphasize
that the 1971 amendment did not reach private undergraduate
schools, and based upon this fact, assert that comments during the
1971 floor debates concerned “public institutions which were un
questionably receiving substantial direct federal assistance and
were not intended to apply to private undergraduate institutions
like Grove City.” (Pet. Br. at 23.) But petitioners cite no floor
statements, or other authority to support either their characteriza
tion of Congressional intent or their surmise of Congressional
knowledge about funding patterns. In fact, when in 1972 Title IX
was enacted in a form applicable to private as well as public
institutions, it was accompanied by a Committee report and supple
mental views which recognized the major support provided to, all
higher education institutions by the federal government. See text
infra.
15
education system. Most of these dollars flow to institu
tions through research contracts, student assistance pro
grams, and categorical programs . . . .” ) (emphasis
added) (Supplemental Views).
Thus, during the Committee and floor consideration of
Title IX, Senators and Congressmen recognized that the
statute would apply to educational institutions receiving
federal assistance through BEOG grants to their students.
Petitioners have been unable to discover any clear indica
tions to the contrary in the legislative history, and obvi
ously if Congress had wished to limit the coverage of Ti
tle IX to educational institutions receiving cash payments
from the' federal government, it could have done so ex
plicitly. Moreover, the legislative history reflects the in
tent of Congress to enact a statute which would pre
vent . . the use of federal resources to support dis
criminatory practices,” Camion v. University of Chicago,
441 U.S. 677, 704 (1979).36
Petitioners cite an exchange between Senator Dominick
and Senator Bayh during the debates over the 1971
amendment which, they argue, “strongly suggests” that
the amendment was not intended to cover assistance re
ceived directly by students. (See Pet. Br. at 24-25.) Sen
ator Bayh’s statements during this exchange, which con
cerned the type of a recipient’s aid that could be cut off
under Title IX, are, at best ambiguous. Petitioners as
sume that Senator Bayh meant that his amendment would
not allow cutting off of student aid, but the more plausi
ble reading of his comments is that as a matter of law,
a® See 117 Cong. Ree. 39252 (“Millions of women pay taxes into
the Federal treasury and we collectively resent that these funds
should be used for the support of institutions to which we1 are
denied equal access’’) (remarks of Rep. Mink) ; id. a t 39253
(“Neither the President nor the Congress nor the conscience of
the nation can permit money which comes from all the people to
be used in a way which discriminates against some of the people”)
(remarks of Rep. Sullivan, quoting President Nixon).
16
the Secretary would have the power to cut off student aid
but as a matter of good judgment would most probably
not do so.®7 In order to support their interpretation of
the exchange, petitioners are forced to hypothesize that
“Senator Bayh later changed his mind” on this issue.
(Pet. Br. at 25 n.23.)
2. The Legislative History of Title VI
Since Title IX is closely and deliberately patterned
after Title VI,*8 the legislative history of Title VI pro
vides insight into how to interpret Title IX. This legisla
tive history is consistent with Title IX coverage of edu
cational institutions whose students receive BEOGs.
As previously noted, Senator Hubert Humphrey, a pri
mary sponsor of the 1964 Civil Rights Act, argued in
floor debate on the Act that “ [sjimple justice requires
that public funds, to which all taxpayers of all races con
tribute, not be spent in any fashion which encourages,
subsidizes, or results in racial discrimination,” 110 Cong. * 28
127 Petitioners advance an even lees supportable reading of Senator
Bayh’s 1975 colloquy with Representative Quie during hearings
on the Title IX regulations. (Pet. Br. a t 25.) Senator Bayh first
said he simply did not know the answer to Rep. Quie’s coverage
question, but “would have to look it up.” He then echoed his 1971
answer to Senator Dominick by stating that “generally” student
aid was not terminated as a penalty for uncorreeted discrimination.
Finally, Senator Bayh told Mr. Quie that he had not heard the
argument for coverage based on. student assistance to which Quie
referred. What these statements teach about Congressional intent
in 1972 is highly questionable.
28 Senator Bayh, the prime; sponsor of Title IX, described the
relation between, the two statutes as. follows :
Discrimination against the beneficiaries of federally assisted
programs and activities is already prohibited by Title VI of the
1964 Civil Rights Act, but unfortunately the prohibition, does
not apply to discrimination on the basis of sex. In order to
close this loophole, my amendment sets forth prohibition and
enforcement provisions which generally parallel the provisions
of Title VI.
118 Cong. Rec. 5807 (1972).
17
Rec. 6543 (1964) (emphasis added). The then Secretary
of HEW, Anthony Celebrezze, testified before the House
Judiciary Committee that Title VI would allow cut-off of
federal contributions to student loan funds under the Na
tional Defense Education Act, 20 U.S.C. § 401 et seq.
Civil Rights Hearings Before Subcommittee No. 5 of
the House Committee on the Judiciary, 88th Cong., 1st
Sess. 1541 (1963). Congressmen Poff and Cramer, ex
pressing their opposition to passage of the Act, drew up
a list of programs that would he covered by Title VI
which included programs involving grants or awards to
students. See H.R. Rep. No. 914, 88th Cong., 1st Sess.
(1963) (Separate Minority Views of Hon. Richard H,
Poff and Hon. William Cramer) reprinted in 1964 U.S.
Code Cong. & Ad. News 2391, 2471-73.-“’ Petitioners cite
no expressions of disagreement by legislators with these
descriptions of the scope of Title VI.
Instead, petitioners merely make generalized claims
that such indications of student assistance coverage in
the Title VI legislative history are inapplicable to Title
IX. As we describe in the margin, these claims are with
out merit.30 Thus, the legislative history of Title IX and
The list included 42 U.S.C. § 242g (1970) (repealed by Pub.
L. No. 94-484, § 503(b) (1976)) (grants to individuals or institu
tions for graduate training for physicians, engineers, nurses and
other professional personnel) and 20 U.S.C. §§ 461-65 (graduate
fellowships).
so First, petitioners argue that because Title IX is more limited
in scope than Title VI, “ [s]ome broad pronouncements in the Title
VI legislative history simply do. not apply to Title IX.” (Pet. Br. at
28.) Aside from failing to point out what these broad pronounce
ments are, petitioners ignore the fact that the broad goals under
lying Title IX—goals similar to tho'se of Title VI—also' sparked
similarly broad pronouncements. (See the remarks of Senator
McGovern, and Representatives Mink and Sullivan, supra p, 13 and
note 26.)
Second, petitioners claim that there is some significance to. the
fact that the BEOG program was not in existence at the time when
18
Title VI, interpreted in light of the clear remedial pur
pose of both statutes, supports a broad reading of Title
Title VI was enacted and that federal funds under the student
assistance programs then extant went first: to educational insti
tutions . . which had the discretion to choose the ultimate student
beneficiary.” (Pet. Br. a t 29.) We have previously observed both
that NDEA loan monies were placed in special funds and not in
institutional accounts, and also that when NDEA was enacted,
Congress recognized that the loans would assist institutions as well
as students (see note 20 supra). While the BEOG program does
have a different administrative structure from programs in effect
in 1964, it is nevertheless similar in the sense that institutions
have a role in selecting grant recipients because they make admit
tance decisions and are in possession of student financial informa
tion revealing whether or not an applicant will need financial aid
in order to meet the institution’s costs. There is no basis for peti
tioners’ assumption that Congress would have excluded BEOGs
from Title VI had the program existed in 1964—especially in
light of the defeat of post-1975 attempts to sot limit Title IX, see
pp. 20-21 infra.
Third, petitioners make much of differences between the original
and final versions of Title' VI. (See Pet. Br. a t 29-30.) We addressed
this point in note 8 supra.
Fourth, petitioners cite a number of instances when legislators
stated that Title VI would not cover direct payments to individuals.
(See Pet. Br. a t 31-33.) In context1, these remarks are best under
stood to relate to entirely different sorts of programs than BEOGs.
The instant case differs from a situation in which a college enrolls
students receiving food stamps, child welfare payments, or other
non-education benefits. See Brief of Amici Curiae, Mountain States
Legal Foundation and American Association of Presidents of Inde
pendent Colleges and Universities, a t 9-10. Participation in a
student aid program is contingent upon the student’s being in
attendance a t an educational institution. The other benefit programs
provide individual assistance regardless of whether the person goes
to school and thus are not intended to assist educational institutions.
Finally, petitioners argue that student assistance under the
BEOG program is virtually unrestricted and the nexus between
student receipt of the funds and assistance to the institution there
fore is attenuated. (See Pet. Br. a t 33.) We have noted previously
that the use of BEOG awards by students is far more narrowly
circumscribed than petitioners admit. See p. 8 supra. The nexus
between BEOG awards to> students and aid to institutions is strong,
direct, and clear.
19
IX. Applying Title IX to Grove City College is consist
ent with the Congressional purposes underlying Title IX.
D. The Post-enactment History of Title IX Demonstrates
the Congressional Intent to Apply Title IX to Institu
tions Assisted Through Direct Student Grants
In North Haven, this Court, in interpreting Title IX,
stressed the importance of post-enactment developments.
See 456 U.S. at 535. Accord, Bob Jones University v.
United States, 51 U.S.L.W. 4593, 4600-01 (U.S. May 24,
1983) ; Guardians Association v. Civil Service Commis
sion, 51 U.S.L.W. 5108 text at n.14 (opinion of White,
J.) ; id. at 5116 (Marshall, J., dissenting). An examina
tion of the post-enactment history of Title IX shows that
Congress knew that HEW interpreted Title IX to encom
pass educational institutions whose students received fed
eral BEOG grants, approved that interpretation, and al
lowed it to stand although it amended Title IX in other
respects on several occasions.®1
In 1975, HEW submitted its recently promulgated
Title IX regulations to Congress for review pursuant to
§ 431(d) (1) of the General Education Provisions Act, 20
U.S.C. § 1232(d)(l). (This statute provided Congress
with an opportunity to disapprove a regulation by con
current resolution 3:2 if it found that the regulation was
. . inconsistent with the Act from which it derives its
authority.” ) Included among the regulations were
HEW’s definitions of “Federal financial assistance” and
“recipient.” See p. 12 & n.24 supra. During hearings on
the regulations, HEW Secretary Weinberger brought the
si See Pub. L. No. 93-568, § 3, 88 Stat. 2138 (1974) ; Pub. L. No.
94-482, §412, 90 Stat. 2234 (1976).
® But see INS v. Chadha, 51 U.S.L.W. 4907 (U.S, June 23, 1983).
The constitutional infirmity of the legislative veto' provision, of
course does not affect the relevance of the 1975 review of the Title
IX regulations as an. indication, of Congressional intent or post
enactment ratification of the agency’s interpretation.
matter of coverage of student assistance directly to the
legislators’ attention:
Our view was that student assistance, assistance
that the Government furnishes, that goes directly or
indirectly to an institution is Government aid within
the meaning of Title IX. If it is not, there is an
easy remedy. Simply tell us it is not. We believe it
is and base our assumption on that.
As Mr. Rhinelander [HEW General Counsel] says
the court case [Bob Jones University v. Johnson]
confirms this belief.
Sex Discrimination Regulations: Hearings Before the
Subcomm. on Postsecondary Education of the House
Comm, on Education and Labor, 94th Cong., 1st Sess.
484 (1975). None of the concurrent resolutions to disap
prove the Title IX regulations which were introduced in
the House passed that body.
In the other chamber, Senator Helms attempted to per
suade his colleagues that the Department’s interpretation
was incorrect but he failed to do so. His proposed resolu
tion disapproving regulations that were not limited in
application to programs and activities directly receiving
federal financial assistance never reached the Senate floor
for a vote. S. Con. Res. 46, 94th Cong., 1st Sess., 121
Cong. Rec. 17300 (1975).83 Senators Helms also proposed
a bill that would have limited application of Title IX to
direct recipients of federal funds (S. 2146, 94th Cong.,
1st Sess,, 121 Cong. Rec. 23847 (1975)). It was never
passed.
In 1976, Senator McClure renewed the attempt to limit
Title IX by introducing an amendment defining federal
financial assistance as assistance that an institution re- 33
20
33 This Court; remarked in North Haven: “ [T]he relatively in
substantial interest given the resolutions of disapproval t-hat were
introduced [including the Helms resolution] seems particularly sig
nificant since Congress has proceeded to> amend § 901 when it has
disagreed with HEW’s interpretation of the; statute.” 456 U.S. at
534 (footnote omitted).
21
ceives directly from the federal government. 122 Cong.
Rec. 28144. The stated purpose of the amendment was to
eliminate HEW regulation of institutions where . .
the only Federal involvement is the aid that a student
may get.” Id. Senator Pell, the major Senate sponsor of
the provisions of the Education Amendments of 1972
providing for educational opportunity grants, challenged
the McClure proposal: “ [T]he enactment of this amend
ment would mean that no funds under the basic grant
program would be covered by Title IX. While these dol
lars are paid to students they flow through and ulti
mately go to institutions of higher education and I do not
believe we should take the position that these Federal
funds can be used for further discrimination based on
sex.” Id. at 28145 (1976) (emphasis added).84 The
McClure amendment was rejected. Id. at 28147.
The post-enactment history of Title IX thus shows that
Congress realized that HEW interpreted Title IX to en
compass educational institutions whose students received
BEOGs. Congress’ rejection of legislative challenges to
that interpretation, when viewed in light of its willing
ness to amend Title IX in other respects, strongly sup
ports the conclusion that Title IX coverage of schools
assisted by the BEOG grant program is in accord with
Congressional intent. As this Court remarked in North
Haven:
Where “an agency’s statutory construction has been
‘fully brought to the attention of the public and the
Congress,’ and the latter has not sought to alter that
interpretation although it has amended the statute 34
34 Senator Bayh supported Senator Pell: “The courts have held
that Title VI of the Civil Rights Act does apply if a student
receives Federal aid. If a student is benefited, the school is bene
fited. It is not new law; it is traditional, and I think in this
instance it is a pretty fundamental tradition, that we treat all
institutions alike as far as requiring them to' meet a standard of
educational opportunity equal for all of their students.” 122 Cong.
Rec. 28145-46 (1976).
in other respects, then presumably the legislative in
tent has been correctly discerned.”
456 U.S. at 535 (citations omitted).
II
AS A RECIPIENT OF FEDERAL FINANCIAL AS
SISTANCE THROUGH THE BEOG PROGRAM,
GROVE CITY COLLEGE MAY PROPERLY BE RE
QUIRED TO EXECUTE AN ASSURANCE OF COM
PLIANCE WITH TITLE IX
Petitioners’ second major argument is that Grove City
College may not be required to execute the Department
of Education’s Assurance of Compliance (“Assurance” )36
because the school would thereby be submitting to institu
tion-wide Title IX coverage in violation of the statute’s
“program specificity,” see North Haven, 456 U.S. at 536.
This argument fails for two reasons: first, the Assurance
and the applicable regulations meet North Haven's test
of program specificity; and second, because BEOGs assist
the institution’s entire program, Title IX applies to that
entire program.
A. The Title IX Assurance and Applicable Regulations
Are “Program-Specific” as Required by North Haven
In North Haven, this Court held that not only the fund
ing termination provisions of § 902, but also that section’s
grant of regulatory authority to the Department of Edu
cation and the § 901 prohibition against sex discrimina
tion, are “program-specific.” 456 U.S. at 536-38. It is
thus apparent that the Assurance which the Department
of Education requires that Grove City execute, and the
portions of the Title IX regulations applicable thereto,
must be examined to determine if they are consistent
with Title IX’s program specificity.
22
85 The Assurance of Compliance is a written acknowledgement by
a recipient of Federal financial assistance that it will operate its
education programs or activities in a manner consistent with
applicable Title IX regulations. 34 C.F.R. § 106.4 (1982).
23
North Haven provides guidance in this examination.
There, the Court reviewed Subpart E (Employment) of
the Title IX regulations and found it to be adequately
program-specific. The Court held that although the “em
ployment regulations do speak in general terms of an ed
ucational institution’s employment practices, . . . they
are limited by the provision that states their general pur
pose”—§ 106.1 of the Title IX regulations, which refers
to the “program or activity” language in the statute. Id.
at 538. See 34 C.F.R. § 106.1 (1982). In addition, the
Court noted, the Department’s comments accompanying
publication of its final Title IX regulations, by citing
Board of Public Instruction v. Finch, 414 F.2d 1068 (5th
Cir. 1969), indicated the agency’s intent that the regula
tions be interpreted in a program-specific manner. North
Haven, 456 U.S. at 538-39.
Applying the North Haven analysis to the present case,
it is clear that the regulations and the Assurance itself,
HEW Form 639, conform to the program-specific lan
guage of the Title IX statute. Under the Assurance, an
institution receiving federal assistance pledges to “ [c] om-
ply, to the extent applicable to it, with Title IX . . . and
all requirements imposed by . . . the Department’s regula
tions . . . to the end that, in accordance with Title IX . . .
no person . . . shall, on the basis of sex, be excluded from
participation in, be denied the benefits of, or be otherwise
subjected to discrimination under any education programs
or activity for which the applicant receives or benefits
from federal financial assistance.” HEW Form 639
(emphasis added). The Assurance, by limiting compli
ance to “the extent” Title IX applies to the institution
and to “programs or activity,” explicitly announces its
conformity with the statute’s program-specificity.
In addition, the regulations limit the institution’s obli
gation to comply with Title IX to “each education pro
gram or activity operated by the applicant or recipient
and to which this part [the Title IX regulations] applies.”
34 C.F.R. § 106.4(a) (1982) (emphasis added). Finally,
24
these portions of the regulations are also subject to the
general purpose section, § 106.1, which this Court found
adequately program-specific in North Haven, 456 U.S. at
538.
Just as this Court in North Haven rejected claims that
the employment regulations of Title IX were inconsistent
with the statute’s program-specificity, so too, must the
Court reject petitioners’ claims that the Assurance and
regulations are not program-specific.36 As the Court ex
plained, “regulations may be broadly worded and need
not be directed at specific programs—-as long as they are
applied only to programs that receive federal funds.”
456 U.S. at 536 n.27.37
B. Because BEOG Grants Provide Assistance to the En
tire Program of Grove City College, that Entire Pro
gram of the Institution is Covered by Title IX
We have suggested above that the Court is not required
in this case to attempt a general definition of “program
or activity,” as the term is used in § 901(a), because,
96 All that is a t issue in this case is the Assurance. The Depart
ment has not made any findings concerning the program(s) or
activity (ies) a t Grove City College which are covered by Title IX
or its regulations. Neither the district court nor the ALJ deemed
it necessary to address the meaning of “program or activity” in
relation to Grove City. Thus, we agree with Judge Becker, con
curring below, that it was unnecessary for the panel majority to
explore the subject.
87 Petitioners’ argument that the Department may not terminate
federal funding to a recipient which refuses to execute an Assurance
is baseless. The Assurance requirement is well within the agency’s
authority under § 902 to adopt regulations “of general applica
bility.” As the Third Circuit panel noted, the Assurance not only
identifies the type of institution applying for federal aid, but also
asks the school to provide information respecting grievance com
plaint procedures, requires a statement of self-evaluation, concern
ing the practices of the institution, and places th e . recipient on
notice that it must comply with Title IX and its regulations. 687
F.2d at 703. As such, the Court of Appeals found that the Assur
ance constituted a threshhold device facilitating the1 enforcement
of Title IX’s objectives. Id.
25
just as in North Haven, the Assurance and regulations
are adequately limited by the program-specificity con
cept.38 Even if the Court does not rest upon this ground,
however, it should affirm the judgment below since under
the specific facts of this case, the Third Circuit was cor
rect in holding that all of Grove City College is subject
to Title IX’s prohibition against sex discrimination.39
38 In North Haven, two local boards of education sought declar
atory and injunctive relief in situations where the Department of
Education had begun complaint investigations. Although the in
vestigation stage is much further along the continuum of the
enforcement scheme than the point a t which an. institution is asked
to complete an Assurance', this Court did not find it necessary to
define “program or activity.”
39 We recognize that in North Haven this Court apparently re
jected a reading of § 901 (a) which would extend its reach to- an
entire institution in every instance. 456 U.S. a t 537. There is
no need to> revisit that determination in the present case. But
there is likewise no basis upon which to conclude', as petitioners
argue, that by implication the Court' in North Haven was holding
that § 901(a) could never reach an entire institution.
Petitioners offer no coherent interpretation of §901 (a). On the
one hand, they suggest that the statutory language must refer to
something less than the entire program of an institution (see Pet.
Br. a t 14-15). On the other hand, petitioners concede (id. a t 20
n.18) the validity of the “infection” theory of Board of Public
Instruction v. Finch, which holds that federal funds may be
terminated under Title VI if discrimination in other areas of a
recipient’s operations “infects” a federally supported categorical
program. Necessarily, then, the scope of § 901(a) must be at least
broad enough to reach any part of a recipient’s operations which,
if conducted in a discriminatory manner, might “infect” a “pro
gram or activity receiving Federal financial assistance,” as peti
tioners narrowly define that term. Cf. Iron Arrow Honor Society
v. Heckler, 702 F.2d 549 (5th Cir. 1983).
Thus, to use an example proffered by petitioners (see Pet. Br.
at 20), if a university received federal funds to support a program
of research and instruction in chemistry (to advance an overall
Congressional goal of increasing the nation’s supply of qualified
scientists), it would clearly be a violation of Title IX if the school
permitted women to enroll in that program but required that they
26
In Part I of this brief, we described the purposes of
the Higher Education Act in general and the BEOG pro
gram specifically. See p. 7 supra. BEOGs provide stu
dents with the means to obtain undergraduate degrees,
and assist institutions of higher education to provide the
necessary instruction and related services and activities
to that end.40 The system of channeling aid through the
student, and of allowing the student to select the institu
tion which he or she will attend, provides a means of
preserving the institutional autonomy sought by Grove
City College (see Pet. Br. at 47-50). At the same time,
it necessarily means that BEOG funds, which must be
used for tuition, fees and other expenses associated with
attendance at the school that the student has chosen, sup
port whatever functions or activities the institution de
termines to offer as part of undergraduate education.
take a greater number of credits in other courses to earn an M.S.
or Ph.D. degree than it required of male students in the program.
Similarly, disparate treatment based on sex in such other areas
of a program enrollee’s necessary contact with the institution as
residential accommodations, honors, or extracurricular activities
would obviously be proscribed by Title IX.
Petitioners also suggest, citing Finch, that “the. concept of a
recipient program or activity under Title IX must; be co-extensive
with the scope of the underlying grant statute” (Pet. Br. a t 20).
We have explained in this footnote why this formula cannot mark
the outer limits of § 901 (a) under the Finch “infection” theory.
But even, accepting the formula arguendo for purposes of this case,
it leads to the conclusion (for the reasons stated in the text,
infra) that all of Grove City’s operations are subject to Title IX.
40 The purpose of the BEOG program is not, as petitioners sug
gest, to enable Grove City College or any other school to operate
a student assistance program. There are federal grant-in-aid
statutes which do provide such assistance. For example!, under
20 U.S.C. § 427 (NDEA), the federal government will loan money
directly to> an institution to enable it te meet its required 10%
match and to establish a student loan fund eligible for federal
capital contributions. And under 20 U.S.C. § 1070e, an institution
may receive federal payments to defray its expenses in administer
ing BEOGs.
27
There is no dispute in this case that without their
BEOGs, the individual petitioners would be unable to
attend Grove City. Hence there is no question that BEOG
funds are effectively used to pay tuition and fees charges,
and become part of the general operating funds of the
college. Absent a showing that it conducts administra
tively and programmatically separate, specialized activi
ties which are not related to undergraduate education, the
costs of which are defrayed from separate funds, and
which do not in any way benefit from the BEOG assist
ance to the school, all of Grove City’s operations are sub
ject to Title IX. The entire program of Grove City College
is the “education program or activity receiving Federal
financial assistance” through BEOGs.
This interpretation of § 901(a), where an institution
benefits from its students’ BEOG awards, is supported by
the statutory framework, the legislative history of Title
IX, the similar treatment of general-purpose aid under
Title VI, and events following upon the issuance of the
initial Title IX regulations in 1975. First, § 901(a) also
contains a series of specific exclusions from Title IX
coverage, many of which cover events or functions which
are very unlikely ever to receive earmarked federal sup
port. Unless Congress contemplated that at least in some
circumstances (such as where an institution receives
assistance for its overall educational program through
student aid grants) the scope of § 901(a) would be insti
tutionwide, there would be no reason to enact these provi
sions.41 Second, the principal sponsor of Title IX, Senator
Bayh, explicitly described the broad scope of Title IX,
emphasizing that it would reach any part of an institu
tion’s operations which could affect federal program par
ticipants.42 Third, when Title IX was enacted, at least
41 See Haffer v. Temple University, 524 F. Supp. 531, 541 (E.D.
Pa.), aff’d, 688 F.2d 14 (3d Cir. 1982).
42 When asked whether the language “any program or activity”
would reach “dormitory facilities . . . athletic facilities . . . or . . .
just educational requirements,” Bayh responded that “ [w]hat we
28
one federal court had already construed similar “program
or activity” language broadly with respect to an entity
receiving general support funds.48 Finally, when Con
gress reviewed the Title IX regulations issued by the
Department of HEW in 1975, there was major contro
versy and debate over the prohibition of discrimination in
extra-curricular athletic programs ; however, the regula
tions were not disapproved and in fact the Senate defeated
a series of amendments which would have narrowed the
scope of § 901 (a)’sprohibition on discrimination.* 43 44
are trying to do is provide equal access for women and men students
to the educational process and the extra-curricular activities in a
school . . . .” 117 Cong. Rec. 30407 (1971).
43 In Bossier Parish School Bd. v. Lemon, 370 F.2d 847 (5th
Cir.), cert, denied, 388 U.S. 911 (1967), a school district received
funds for construction and operations because of the location
within the district of an a ir force base. The court held that
acceptance of these “impact aid” funds after enactment of Title
VI “brought its school system within the class of programs subject
to the section 601 prohibition against discrimination.” Id. a t 852.
Senator Bayh indicated in 1975 that the: “program or activity”
language of Title IX had been intended to parallel the Bossier
Parish interpretation of Title VI. 121 Cong. Rec. 20468 (1975).
See also Boh Jones University v. Johnson, discussed supra p. 9.
44 See 120 Cong. Rec. 15322 (1974) (Tower amendment to exclude
“revenue producing” intercollegiate athletics); 121 Cong. Rec.
23845 (1975) (Helms amendment to exclude programs and activities
not receiving direct federal a id ) ; 122 Cong. Rec. 28136 (1976)
(McClure amendment to redefine “program or activity” to include
only curriculum or graduation requirements). Senator Bayh suc
cessfully opposed the amendments on the ground that they would
have exempted “areas of traditional discrimination against women
that are the reason for the . . . enactment of Title IX [including]
. . . scholarship . . . employment . . . and extra-curriculum [sic]
activities such as athletics.” Id. at 28144.
Senator Bayh testified a t the House of Representatives hearings
on the Title IX regulations in a similar fashion:
This objection to the coverage of programs which receive in
direct benefits from federal support—such as athletics—is
directly a t odds with the Congressional intent: to provide cov
erage of exactly such types of clear discrimination. For ex-
29
Petitioners’ argument that an educational institution
can never be a “program or activity” for purposes of Title
IX leads to an absurd result: institutions that receive
general support funds such as BEOGs would never be
covered by Title IX and would be able to use these funds
to support discriminatory programs. There is no evidence
that Congress intended to establish such a loophole in
Title IX enforcement. Given Congress’ intent in enacting
Title IX, “program or activity” should be liberally in
terpreted in a common-sense fashion that best effectuates
the purposes of Title IX: to protect citizens from dis
crimination and to eliminate federal financial support for
such discrimination.
The federal government, by providing students at an un
dergraduate institution with federal educational grants,
is also providing the institution as a whole with addi
tional resources which the institution may allocate as it
sees fit. In order to effectuate the remedial purposes of
Title IX, the Third Circuit’s decision that the entire
program of Grove City College is the “program or activity
receiving Federal financial assistance” should be upheld.
ample, although federal money does not go- directly to the foot
ball programs, federal aid to any of the school system’s pro
grams frees other money for use in athletics.
Without federal aid a school would have to reduce program
offerings or use its resources more efficiently. Title IX refers
to federal financial assistance. If federal aid benefits a dis
criminatory program by freeing funds for that program, the
aid assists it.
Sea: Discrimination Regulations: Hearings Before the Subcomm. on
Postsecondary Education of the House Comm, on Education and
Labor, 94th Cong., 1st Sess. 171 (1975).
30
CONCLUSION
For the reasons stated, the judgment of the court below
should be affirmed.
Respectfully submitted,
Roger L. Waldman *
Alan Gabbay
P atricia J. Langer
Seth M. Lieberman
Maximilian W. Kempner
Richard C. Dinkelspiel
Co-Chairmen
Norman Redlich
Trustee
William L. Robinson
1 Rockefeller Plaza Norman J. Chachkin
New York, N.Y. 10020 Debra A. Miller
(212) 957-9800 Lawyers’ Committee for
* Counsel of Record Civil Rights Under Law
733 15th Street, N.W.
Suite: 520
Washington, D.C. 20005
(202) 628-6700
Attorneys for Amicus Curiae