Swann v. Charlotte-Mecklenberg Board of Education Brief Amicus Curiae
Public Court Documents
December 16, 1970
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Brief Collection, LDF Court Filings. Swann v. Charlotte-Mecklenberg Board of Education Brief Amicus Curiae, 1970. a207c584-c59a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/76ccde4e-1ff8-4ffa-9e1b-367aa7f0d3bf/swann-v-charlotte-mecklenberg-board-of-education-brief-amicus-curiae. Accessed October 28, 2025.
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Supreme Court of the United States
OCTOBER TERM, 1970
No. 281
JAMES E. SWANN, et a l .,
Petitioners,
v.
CHARLOTTE-MECKLENBURG BOARD OF
EDUCATION, et a l .,
Respondents.
ON W RIT OF CERTIORARI TO T H E U N ITE D STATES COURT
OF APPEALS FOR T H E FOURTH CIRCU IT
BRIEF FOR THE COMMONWEALTH OF VIRGINIA,
AMICUS CURIAE
H u n t o n , W il l ia m s , G ay ,
P ow ell & G ibson
0 / Counsel
A ndrew P . M iller
Attorney General
W il l ia m G. B roaddus
T heodore J . M arrow
Assistant Attorneys General
Supreme Court Building
Richmond, Virginia 23219
L e w is F. P ow ell , J r .
J o h n W . R iely
G eorge H . H ettrick
Guy K. T ower
Special Counsel
700 East Main Street
Richmond, Virginia 23212
Dated September 16, 1970.
Printed Letterpress by
LEWIS PRINTING COMPANY
Richmond, Virginia
TABLE OF CONTENTS
I . I ntrod uction .................................................................................. 1
II. T h e I nterest Of V i r g i n ia .......................................................... 1
III. T h e I ssu e B efore T h e C o u r t ............................................... 6
IV. S u m m a r y O f A r g u m e n t ....................................................... 6
V. A r g u m en t ................................................................................ 8
A. The Origin Of Racial Segregation Is Irrelevant............. 8
B. Racial Balance Is Not Required....................................... 10
C. The Highest Quality Of Education Must Be The Goal .. 17
D. The Court Below Misapplied Its Rule Of Reason......... 20
VI. C o n c lu sio n .... ....................................................................... 26
TABLE OF AUTHORITIES
Cases
Alexander v. Holmes County Bd. of Educ., 396 U.S. 19 (1968) ..2, 11
Atkins v. School Bd., 148 F. Supp. 430 (E.D.Va. 1957), aff’d
246 F.2d 325 (4th Cir. 1957), cert, denied, 355 U.S. 855
(1957).......................... .................... ........................................ . 1
Beckett v. School Bd., 308 F. Supp. 1274 (E.D.Va. 1969) ....9, 11, 22
Beckett v. School Bd., Civil Action No. 2214 (E.D.Va., Aug.
14, 1970) ........................................................ ....................... 20, 22
Beckett v. School Bd., Civil Action No. 2214 (E.D.Va., Aug.
27, 1970) ............................. - ....................................................... 2
Bell v. School City, 324 F.2d 209 (7th Cir. 1963), cert, denied,
377 U.S. 924 (1964)..................................................................... 8
Blocker v. Board of Educ., 229 F. Supp 709 (E.D.N.Y. 1964) _ 10
i
Page
Bradley v. School Bd., Civil Action No. 3353 (E.D.Va., Aug.
17, 1970) ............................................................... ........................2, 3
Brewer v. School Bd., No. 14,544 (4th Cir., June 22, 1970), cert,
denied, 38U.S.L.W. 3522 (U.S. June 29, 1970) (No. 1753)..3, 10
Brown v. Board of Educ., 347 U.S. 483 (1954)
1, 11, 15, 16, 18, 19, 24
Brown v. Board of Educ., 349 U.S. 294 (1955) ................... 1, 12, 24
Brunson v. Board of Trustees, No. 14,571 (4th Cir., June 5, 1970)
13, 15, 26
Carter v. West Feliciana School Bd., 396 U.S. 290 (1970) ....... 11
Crawford v. Board of Educ., No. 822, 854 (Cal. Super. Ct.,
Feb. 11, 1970) ............................................................................... 21
Daniels v. School Bd., 145 F. Supp. 261 (E.D.Va., 1956) ......... 1
Davis v. County School Bd., 103 F. Supp. 337 (E.D.Va., 1952) .. 1
Deal v. Cincinnati Bd. of Educ., 369 F.2d 55 (6th Cir. 1966),
cert, denied, 389 U.S. 847 (1967) ....................................... 8, 9, 24
Green v. County School Bd., 391 U.S. 430 (1968) ........... 2, 11, 12
Hobson v. Hansen, 269 F. Supp. 401 (D.D.C. 1967), aff’d sub
nom., Smuck v. Hobson, 408 F.2d 175 (D.C.Cir. 1969) ___ 17
James v. Almond, 170 F. Supp. 331 (E.D.Va. 1959), appeal
dismissed, 359 U.S. 1006 (1959) ................................................. 1
Northcross v. Board of Educ., 397 U.S. 232 (1970) ................... 12
Pierce v. Society of Sisters, 268 U.S. 511 (1925) ........................... 15
Thompson v. County School Bd., 144 F. Supp. 239 (E.D. Va.
1956), aff’d sub nom. School Bd. v. Allen, 240 F.2d 59 (4th Cir.
1956), cert, denied, 353 U.S. 910, 911 (1957), opinion supple
mented, 159 F. Supp. 567 (1957), aff’d 252 F.2d 929 (1958),
cert, denied, 356 U.S. 958 (1958), injunction dissolved, 204
F. Supp. 620 (1962) __________________________________ 1
United States v. Montgomery Bd. of Educ., 395 U.S. 225 (1969) 12
»
Page
Civil Rights Act of 1964, 42 U.S.C. § 2000c(b) (1964) ............... 22
Education Appropriations Act of 1971, P.L. 91-380, 91st Cong.,
2d Sess., §§ 209, 210 (1970) ....................................................... 22
Elementary and Secondary Education Act of 1965, 20 U.S.C.
§ 884 (1966), amending 20 U.S.C. § 884 (1965) ................... 22
S. 4167, 91st Cong., 2d Sess. (1970) ............................................. 10
A. Bickel, The Supreme Court and the Idea of Progress (1970) .... 10
Christian Science Monitor, Aug. 14, 1970 ....................................... 23
Civil Rights U.S.A.: Public Schools North and West, U.S.
Comm’n on Civil Rights (1962) ................................................. 16
R. Clark, Testimony before Senate Select Committee on Equal
Educational Opportunity (July 7, 1970) ................................... 9
Cohen, Defining Racial Equality in Education, 16 U.C.L.A.
L. Rev. 255 (1959) .............................................................. 18, 19
Coleman, The Concept of Equality of Educational Opportunity,
38 Harv. Educ. Rev. 7 (1968) ................................................... 19
J. Conant, Slums and Suburbs (1961) .......................................... 23
Desegregation of America’s Elementary and Secondary Schools,
Weekly Compilation of Presidential Documents (March 30,
1970) .............................................................................................. 21
Equality of Educational Opportunity, Office of Education, U.S.
Dept, of Health, Education and Welfare (1966) ............... 4, 18
Freund, Civil Rights and the Limits of Law, 14 Buffalo L. Rev.
199 (1964) .......................................................- ......................... 9
C. Hansen, Danger in Washington (1968) ................................ — 23
Kemer, et al., Report of the National Advisory Comm’n on Civil
Disorders (1968) ........................................................................... 16
N.Y. Times, Feb. 12, 1970...................................... - ......................... 21
Other Authorities
Page
Page
. . . 22
... 23
N.Y. Times, Sept. 13, 1970
N.Y. Times, Sept. 14, 1970
Racial Isolation in the Public Schools, U.S. Comm’n on Civil
Rights (1967) ............................................................... 4, 9, 14, 25
United States Census of Population: 1960 Standard Metropolitan
Statistical Areas, Bureau of the Census, U.S. Dept, of Com
merce (1963) ................................................................................. 15
M. Weinberg, Desegregation Research: An Analysis (1968) ....23, 26
M. Weinberg, Race and Place, Office of Education, U.S. Dept, of
Health, Education and Welfare (1967) ..................................... 9
rr
INTRODUCTION
The Commonwealth of Virginia, because of the immedi
ate effect that the decision in this case will have on many
thousands of its citizens, requests the Court to consider
its views outlined in this brief. It seeks modification of the
opinions of both of the courts below and an expression of
principles that will guide all courts throughout the nation
in this most difficult area of basic human relationships.
n.
THE INTEREST OF VIRGINIA
In Virginia, segregation by race in the public schools
was required by constitution and statute prior to 1954. In
fact, one of the cases decided here under the style of Brown
v. Board of Education1 came to this Court from a Vir
ginia locality.2 3
It would be erroneous to assert that Virginia localities
welcomed Brown I and began at once to put into effect the
remedial steps required by Brown I I s; in most places they
did not. There was, instead, intense public opposition and
much delay. As a result, litigation arose in many communi
ties.4 The march toward what more recently has been termed
1 347 U.S. 483 (1954).
2 Davis v. County School Bd., 103 F. Supp. 337 (E.D.Va. 1952),
reversed by the Brown decisions.
3 349 U.S. 294 (1955).
* See, e.g., Thompson v. County School Bd., 144 F. Supp. 239
(1956), aff’d sub. nom School Bd. v. Allen, 240 F.2d 59 (1956), cert,
denied, 353 U.S. 910, 911 (1957), opinion supplemented, 159 F.
Supp. 567 (1957), aff’d 252 F.2d 929 (1958), cert, denied, 356 U.S.
958 (1958), injunction dissolved, 204 F. Supp. 620 (1962); Daniels
v. School Bd., 145 F. Supp. 261 (1956); Atkins v. School Bd.
148 F. Supp. 430 (1957), aff’d 246 F.2d 325 (1957), cert, denied,
355 U.S. 855 (1957); James v. Almond, 170 F.Supp. 331 (1959),
appeal dismissed, 359 U.S. 1006 (1959).
I.
2
a “unitary” system of public schools proceeded inexorably in
Virginia but, for a decade, it was an unwilling march
prodded by the courts of the United States.
It is now fair to say that Virginia localities* 6 are attempt
ing in good faith to comply with the mandate of the Equal
Protection Clause. But the courts have failed to make it
clear exactly what compliance entails. The dual system
must be replaced by a unitary school system,6 but how this is
to be accomplished is still far from apparent.
The result has been a chaotic condition in several of
Virginia’s school systems. Two of its largest school divi
sions, as the local systems are called, are located in Rich
mond and Norfolk, Virginia’s two largest cities. Litigation
affecting both of these cities has produced orders in August
of this year substantially rearranging school attendance
areas and inevitably requiring extensive pupil busing.7 This
has resulted in major disruption of public education and
confusion among white and black parents, students, faculty
and staff; it often has led to resentment and even fear.
The educational process is difficult enough without such
disruption. The time has come to think first of education
and the whole body of children to be educated. That, in our
view, can be accomplished only by the establishment by this
Court of the parameters within which school officials are to
act and by which their action is to be judged by the courts.
The factual situation existing in Charlotte, North Caro
lina, presents certain striking similarities to the situations
presented by Norfolk and Richmond. All three cities are
In Virginia local school boards, pursuant to the State constitution,
have the primary responsibility to operate the public schools.
6 Green v. County School Bd., 391 U.S. 430, 438 (1968) ; Alex
ander v. Holmes County Bd. of Educ., 396 U.S. 19, 21 (1968).
7 Bradley v. School Bd., Civil Action No. 3353 (E.D. Va., Aug.
17, 1970) (Richmond) ; Beckett v. School Bd., Civil Action No.
2214 (E.D. Va., Aug. 27, 1970) (Norfolk).
3
localities where, prior to 1954, segregation by race was re
quired by law. In all three, the percentage of black students
in the school population is significant, the 70% white and
30% black ratio of Charlotte becoming 60% white and
40% black in Norfolk and reversing to less than 40%
white and more than 60% black in Richmond.
Plans proposed by HEW and others presented by
the Norfolk and Richmond School Boards were rejected
because, the courts said, racial imbalance was not elimi
nated in sufficient degree.8 That result obtains equally in
this case from Charlotte. In each of these cases the court’s
solution was to require greater racial balance and, inevitably,
massive compulsory busing of students.
The question in those cases, as here, was whether racial
balance is an end in itself; if substantial racial balance must
be achieved, regardless of other educational factors that are
of significance in the situation presented, then the District
Courts were right in Charlotte and Richmond and the Court
of Appeals was right in Norfolk. If, as we urge, other
factors are also relevant, those courts were in error.
What will be decided here is, therefore, entirely relevant
in the two most critical Virginia situations. For that rea
son, the decision here may be determinative in Virginia.
Therein lies Virginia’s interest.
There are, of course, substantial points of difference be
tween Charlotte and the Virginia cities. The difference in
the racial mix has already been mentioned. This results
primarily from the fact that, by and large, the Norfolk and
Richmond school divisions are entirely urban rather than
both rural and urban as is the case in Charlotte. Norfolk is
8 Bradley v. School, Civil Action No. 3353 (E.D. Va., Aug.
17, 1970) (memorandum opinion) ; Brewer v. School Bd., No.
14,544 (4th Cir., June 22, 1970), cert, denied, 38 U.S.L.W. 3522
(U.S. June 29, 1970) (No. 1753).
4
adjoined by two cities, Chesapeake and Virginia Beach; in
them the percentage of black students is relatively small.
Richmond is bounded by two counties, Chesterfield and
Henrico; again their black student percentages are drasti
cally lower than is that of Richmond. As urban systems, the
two Virginia cities do not normally provide transportation
for pupils. The transportation problem presented by the
racial balance requirement is therefore more acute because
of the lack of facilities.
A brief word may be relevant as to the Norfolk and
Richmond plans that were rejected by the United States
courts. In both cities, the rejected plans provide for the
effective integration of all senior high schools and all junior
high schools or middle schools. In both plans, the respective
school boards go far beyond neutral or objective zoning
plans, gerrymandering natural attendance zones in a man
ner designed to increase the degree of integration in the
systems and to overcome the segregative effects of racial
residential patterns. Both plans include a majority-to-
minority transfer provision. The Richmond plan calls for
“learning centers” where weekly or bi-weekly interracial
educational experiences are to be provided for each child in
the system who attends a school with a population 90% or
more of the same race. Principles of the Norfolk plan were
explicitly based on the best available social science data, in
cluding the highly regarded research projects sponsored by
the U.S. Office of Kducation8 9 and the U.S. Commission on
Civil Rights.10
In sum, both plans adopt a neighborhood or community
concept in the sense that attendance areas for elementary
8 Equality of Educational Opportunity, Office of Education U.S.
Dept, of Health, Education and Welfare (1966).
10 Racial Isolation in the Public Schools, U.S. Comtn’n on Civil
Rights (1967).
5
schools are served by one or several schools and the advan
tages of convenience and close school-family relationships
are retained where practical. Overlaying this concept, how
ever, is the use in each plan of all feasible alternatives to
maximize integration. A number of subsidiary concepts,
such as pairing, consolidation and closing of schools, are in
corporated in the plans. No alternative plan was offered at
any hearing which would have the effect of increasing the
amount of desegregation that would result from the school
board plans, short of a plan which would require compul
sory massive busing to attain racial balance throughout each
system.
The question before the Virginia federal courts was,
accordingly, much the same as that presented in Charlotte:
is racial balance a constitutional requirement? The difficul
ties of busing in an urban system were presented to the
courts in both Virginia cases. The expense of initiation of
school transportation systems, a factor not present in Char
lotte, and the inadequacy of existing public transportation
systems were explored. The plaintiffs nevertheless sought
approval of plans requiring cross-busing, even of the
youngest children. Those plans, in essence, received ulti
mate judicial confirmation.
Virginia opposes racial balance as a constitutional require
ment. It believes that such balance must be considered; but
it should not be the controlling consideration. It seems to us
that racial balance alone was the determining factor in
Charlotte, Norfolk and Richmond. We suggest to the Court
that racial balance is not a desideratum in itself and that
this Court should declare the constitutional mandate to be
the best available quality of education for all regardless of
race or color.
6
THE ISSUE BEFORE THE COURT
The central issue before the Court is whether racial bal
ance is an end in itself, required by the Constitution with
out regard to other educational considerations or other
values.
III.
IV.
SUMMARY OF ARGUMENT
A.
The Origin Of Racial Segregation Is Irrelevant
The proposition that one set of rules applies where the
origin of racial segregation was de jure and another where
the origin was de facto is without substance. History is
irrelevant to the enforcement of a constitutional right.
Racial segregation has almost everywhere received State
support. Thus no racial segregation is purely de facto.
Because the State maintains public schools, a segregated
system constitutes State action. Its existence, without regard
to its origin, thus raises a substantial constitutional ques
tion. The same rules must apply to non-unitary systems
wherever found.
B.
Racial Balance Is Not Required
Racial balance in the schools is not a constitutional im
perative. No decision of this Court has established such
a mandate. It is effective neither to accomplish integration
nor to improve education. Racial balance once prescribed
may be outdated by population shifts before it becomes ef
fective. The effort to attain racial balance promotes resegre
7
gation and movement to suburbia. These results defeat the
goal of racial balancing, adversely affect education and
contribute to urban deterioration.
C.
The Highest Quality Of Education Must Be The Goal
The goal of the desegregation movement must be to
achieve the highest quality of education. That has been the
thrust of previous decisions of this Court. Equal opportunity
is not to be measured purely by equality of resource appli
cation and racial balance; that system best conforms to the
constitutional mandate that provides, through equal oppor
tunity for every student, the highest level of achievement
for all students of every race, compensating appropriately
for any deficiencies that may have resulted from previous
racial segregation. The court below failed to recognize that
the best educational achievement for all is what the Consti
tution demands.
D.
The Court Below Misapplied Its Rule Of Reason
The court below unduly emphasized racial balance. It
also failed to recognize the relevance of the neighborhood
school and the disadvantages for all races of extensive
compulsory busing. The neighborhood school has obvious
social and educational advantages, particularly at the ele
mentary level. It can be used with a number of related tech
niques reasonably applied, without destroying neighborhood
advantages. Modern social scientists have developed many
considerations that ought to be taken into account in de
vising the plan that, giving weight to all relevant disparities,
best promotes the educational achievement of students of
all races.
8
V.
ARGUMENT
A.
The Origin Of Racial Segregation Is Irrelevant
In its consideration of the question presented here, the
Court of Appeals, in the plurality opinion, went to some
lengths to determine that the segregated pattern of housing
in Charlotte results from governmental action. We consider
this investigation irrelevant. We consider it more than irrele
vant ; it may be pernicious. It could lead to one set of rules
applying in one area of our nation and another set apply
ing in another. The constitutional right at issue here should
be available to all citizens without regard to the fortuitous
circumstance of the racial history of the places in which
they live.
An Unsound, Distinction
Such an investigation presupposes that one set of rules
applies where the origin of racial segregation was de jure
and another set where the origin was de facto. As an ex
ample of this distinction, reference is made to Deal v. Cin
cinnati Board of Education, 369 F.2d 55 (6th Cir. 1966),
cert, denied, 389 U.S. 847 (1967). There, the Sixth Circuit
held that the school board has no duty to bus students
“. . . for the sole purpose of alleviating racial imbalance that
it did not cause . . . . ” (369 F.2d a t61).11
First, the question is not whether the State action is
limited to schools; it is a matter of State action in all phases
of race relationships such as public housing and zoning. In
this context, it is probable that all racial segregation in the
11 See also Bell v. School City, 324 F.2d 209 ( 7th Cir. 1963), cert,
denied, 377 U.S. 924 (1964).
9
United States, wherever occurring, has at some time been
maintained or supported by governmental action.12 Thus
there is no such thing as de facto segregation that is not of
de jure origin in some degree. The distinction purportedly
made in Deal cannot, then, be factually supported.13
State Action is Inevitable
But the vice lies deeper. Public schools are creatures of
the State, and a State may not continue to operate through
its local school boards or otherwise a system which denies
a constitutional right. Thus, a school system which denies
equal educational opportunity infringes protected rights.
Whether such a system was State created or State assisted
or merely State perpetuated is beside the point. If it de
prives children of equal educational opportunity, the Equal
Protection Clause is infringed.
Uniformity of Constitutional Rights
This conclusion is not only sound doctrine but desirable
public policy. If non-unitary school systems must be elim
inated because they perpetuate racial segregation, they must
be extirpated everywhere and not just in the former Con
federate states. A constitutional right ought not to be en
12 In Appendix C to his opinion, Judge Hoffman complied a sum
mary of governmental action in the various states. Beckett v. School
Bd., 308 F. Supp. 1274, 1304, 1311-15. See also Racial Isolation in The
Public Schools, U.S. Comm’n on Civil Rights 245, 254-59 (1967); M.
Weinberg, Race and Place, Office of Education, U.S. Dept, of Health,
Education and Welfare (1967).
13 See Freund, Civil Rights and the Limits of Law, 14 Buffalo L.
Rev. 199, 205 (1964). On July 7, 1970, Ramsey Clark, former At
torney General of the United States, testifying before the Senate
Select Committee on Equal Educational Opportunity, said:
“In fact, there is no de facto segregation. All segregation re
flects some past actions of our governments.’’
10
forced in Virginia and denied enforcement in Ohio or
Indiana because of the vagaries of history.
Professor Bickel has commented on this double standard.
As he points out: “Outside the South . . . school segregation
is massive, and has, indeed, increased substantially in recent
years . . . caused mainly by residential patterns. Neverthe
less, very few federal courts have tried to intervene [and]
none has done so without qualification.”14
In commenting on the incongruity of different rules
issuing “out of the same federal judiciary” Professor Bickel
spoke of “one binding rule of constitutional law for Man-
hasset, New York” and “a different rule of constitutional
law for New York City.”15 16 *
Such a situation, without precedent in constitutional doc
trine, cannot be tolerated. Citizens are entitled to enforce
ment of constitutional rights evenly and consistently
throughout the United States. The Constitution requires
no less.18
B.
Racial Balance Is Not Required
Opponents of the school board plans insist upon sub
stantial racial balancing in each school in a system. If, as in
14 A. Bickel, The Supreme Court and the Idea of Progress 131
(1970). See also Racial Isolation in the Public Schools, supra, at 2-10.
15 Id. at p. 133. The Manhasset decision is found in Blocker v.
Board of Educ., 229 F. Supp. 709 (E.D.N.Y. 1964).
16 This is, among other things, the purpose of S. 4167, 91st
Cong., 2d Sess. (1970), introduced by Senator William B. Spong
of Virginia (and a similar bill introduced in the House of Repre
sentatives). Hearings on these bills have been held before ap
propriate committees in both houses. See also Sobeloff and Winter,
JJ-, concurring specially in Brewer v. School Bd., No. 14,544 (4th
Cir., June 22,1970) (Norfolk).
11
Richmond, the overall student population ratio is 60% black
and 40% white, these opponents contend that each school in
the system must have substantially this ratio both of pupils
and teachers.17
It is submitted that the racial balance concept is neither
required by the Constitution nor is in the public interest.
Indeed, if established as the “law of the land,” its conse
quences could be disastrous to public education.
The Decisions of This Court
What Brown I required, to assure equal educational op
portunity, was the elimination of racial segregation in the
schools. Subsequent cases have added the affirmative man
date that dual school systems must be eliminated and unitary
systems established.18 These are the terms with which local
school boards and lower courts have struggled. Some have
construed them to require racial balancing; others, more
perceptive we think, have recognized that this Court has
never projected a mechanistic solution for a problem of
such delicacy and diversity. Brown I states:
“. . . because of the wide applicability of this decision,
and because of the great variety of local conditions,
the formulating of decrees in these cases presents prob
lems of considerable complexity.” 347 U.S. at 495.
When the Court came to the problem of formulating de
crees, it provided substantial latitude:
17 Beckett v. School Bd., 308 F. Supp. 1274, 1276 (E.D.Va.
1969), stating the position of the plaintiffs. See Winter and Sobeloff,
JJ., concurring in part and dissenting in part, in the court below in
this case. „
18 Green v. County School Bd., 391 U.S. 430 (1968) ; Alexander v.
Holmes County Bd. of Educ., 396 U.S. 19 (1969); Carter v. West
Feliciana School Bd., 396 U.S. 290 (1970).
12
“In fashioning and effectuating the decrees, the
courts will be guided by equitable principles. Tradi
tionally equity has been characterized by a practical
flexibility in shaping its remedies and by a facility for
adjusting and reconciling public and private needs.
These cases call for the exercise of these traditional
attributes of equity power.” 349 U.S. at 300.
Further along in that opinion, Mr. Chief Justice Warren
recognized that there were a number of areas of considera
tion. He said:
“To that end, the courts may consider problems related
to administration, arising from the physical condition
of the school plant, the school transportation system,
personnel, revision of school districts and attendance
areas into compact units to achieve a system of de
termining admission to the public schools on a non-
racial basis, and revision of local laws and regulations
which may be necessary in solving the foregoing prob
lems.” 349 U.S. at 300-01.
The approach remains unchanged. In Green v. County
School Board, 391 U.S. 430 (1968), Mr. Justice Brennan
said, speaking for the Court:
“There is no universal answer to complex problems
of desegregation; there is obviously no one plan that
will do the job in every case. The matter must be
assessed in the light of the circumstances present and
the options available in each instance.” 391 U.S. at 439.
See also United States v. Montgomery Board of Education,
395 U.S. 225, 235 (1969). And Mr. Chief Justice Burger
has made clear his view that there are a number of areas
other than (but including) transportation that must be
given consideration. He said, concurring in the result in
Northcross v. Board of Education, 397 U.S. 232 (1970) :
13
. . we ought to resolve some of the basic practical
problems when they are appropriately presented in
cluding whether, as a constitutional matter, any par
ticular racial balance must be achieved in the schools;
to what extent school districts and zones may or must
be altered as a constitutional matter; to what extent
transportation may or must be provided to achieve the
ends sought by prior holdings of the Court.” 397 U.S.
at 237.
This Court could hardly have more clearly stated its
refusal to enunciate a mechanistic rule of racial balance
in every case.
Racial Balance is Illusory
The issue before this Court is whether such a rule should
now be established. Those who support it argue that it has
the virtue of exactitude; that it would be easy for courts to
adopt and administer; and that it would put an end to the in
evitable litigation resulting from the application of a less
definitive rule.
We suggest that these views misconceive both the consti
tutional requirements and the realities of public education.
The racial mix varies widely among the cities and counties
of this country. The range is from school districts which
are perhaps 90% black (Washington, D. C. and Clarendon
County, South Carolina19) to many districts which are
nearly all white. The demography also constantly varies, es
pecially within cities. The population ratio changes as citi
zens move to suburban areas, and white and black families
19 See Brunson v. Board of Trustees, No. 14,571 (4th Cir., June 5,
1970).
14
are constantly moving within cities. Racial balance estab
lished one year would rarely be valid two or three years later.
The City of Richmond is not atypical. In 1960 the
school population ratio was 55% black and 45% white.
Prior to the annexation of a portion of Chesterfield County
on January 1, 1970, population shifts—some perhaps re
lated to integration, but most to the normal desire to live
in suburbia—had increased the ratio of black to 70%. An
nexation temporarily reversed this trend, so that the black
majority was reduced to about 60%. At the opening of the
present school session, it has grown to 64%. No one be
lieves it will remain there for as much as a year.
As shown in the Richmond case, population shifts within
the city have been equally dramatic. Many previously white
areas are now all black. But despite this shifting there are
in Richmond—as in scores of cities in the North and South
large areas populated entirely by blacks, with the fringes
populated by the poorer whites.20
To impose, as urged by plaintiffs, an arbitrary per
centage mixing in every school in Richmond would be as
unrealistic as to impose such a scheme upon New York,
Chicago, Philadelphia or Pittsburgh. Yet, if racial balance
is a constitutional imperative, it is applicable to all commu
nities at all times.
Racial Balance is Regressive
One wonders why compulsory racial balancing is ad
vocated. It would be difficult to conceive of a more certain
way to assure a return, in countless communities, to es
sentially separate schools—if not for whites and blacks,
certainly for those in the lower income levels of both races.
20 Racial Isolation in the Public Schools, supra, at 19-20, 31.
15
The shorthand term, often used critically, is “white
flight.” Concurring opinions below criticize this exercise of
freedom.21
But the connotation of “white flight” misconceives the
fundamentals. It is obviously true that since Brown the
white exodus to suburbia has accelerated. It must be re
membered, however, that the population movement from
congested urban areas into suburban environments has long
been characteristic of the American scene.22 It antedated
Brown; it exists throughout our country, and indeed abroad;
in its genesis, it bore no relation whatever to school integra
tion. Indeed, the desire to move upward economically and
socially—so basic to the American ideal—reflects itself no
where as strongly as in the urge for a better residential
environment. Often access to a particular neighborhood
school is a dominant factor in selecting a new home site.
These ambitions cannot be suppressed by court decrees.
The movement from congested urban areas will continue
regardless of how this case is decided. But few would doubt
that it will accelerate geometrically if the concept of racial
balance is enforced by law.23 Examples of the inevitable
21 See Sobeloflr and Winter, JJ., concurring in part and dissenting
in part in this case and in Brunson v. Board of Trustees, supra, at
n. 19. White flight is, of course, an erroneous term because middle
income citizens of both races are seeking suburbia.
22 United States Census of Population: 1960, Standard Metropolitan
Statistical Areas, Bureau of the Census, U.S. Dept, of Commerce
1-257 (1963).
23 The trend toward private schools, especially in the South, will
also be accelerated. There are some who say that the “remedy” for
this is the outlawing of private schools or withdrawing of their tax ad
vantages. But this drastic solution would scarcely be acceptable to the
public generally. In addition, it would require the overruling of Pierce
v. Society of Sisters, 268 U.S. 511 (1925).
16
resegregation24 process are numerous, but Washington,
D. C. suffices.
It is thus evident that enforced racial balance is both
regressive and unproductive. It frustrates the aspirations
of Brown, namely, the promotion of equal education oppor
tunity; it assures in time the resegregation of most of the
blacks in many urban communities. This will result in de
teriorating educational opportunities both for the poorer
blacks and whites who cannot afford to move.
In short, the end result is precisely the opposite of that
desired; it widens the disparities between the lower and the
middle-income families of both races.
The adverse economic and social consequences of re
segregation, however caused, also are disquieting. Prop
erty values deteriorate; sources of local taxation shrink; all
municipal services—as well as education—suffer; and—
worst of all—the quality of civic leadership erodes.25
The foregoing results, now known from experience to be
predictable, are scarcely in the public interest. They sug
gest the need for careful rethinking of proposals such as
enforced racial balance which accelerate the process of
urban deterioration.26
24“ [A]t the critical point—whatever it is—a formerly stable state
of integration tends to deteriorate, being reflected by the exodus of
white pupils. At the same time that this process is going on in the
schools, the exodus of white residents is also apparent in the turnover
of housing to the Negroes at only a slightly slower pace.” Civil Rights
U.S.A.: Public Schools North and West, U.S. Comm’n on Civil
Rights 185-86 (1962).
-5 Kerner et al., Report of the National Advisory Commission on
Civil Disorders 220 (1968).
26 Indeed, the integration of schools is only one aspect of the com
plex of problems associated with urban life. The courts are ill-equipped
to deal with these problems, which lie primarily within the province of
the legislative and executive branches. The time may have come,
with respect to the schools, for greater reliance upon the Congress as
contemplated by Section 5 of the Fourteenth Amendment.
17
Restructuring of Governmental Relationships
The results of enforced racial balance could be sufficiently
serious to prompt demands for restructuring of federal and
state relationships. The facile answer to population with
drawal from urban areas is to enlarge the boundaries of
school districts.27 But this cannot be done, either by judicial
decree or federal legislation, without uprooting state consti
tutional and statutory provisions with respect to the auton
omy and authority of local school boards and governmental
subdivisions. And new and enlarged boundaries, wher
ever drawn, would not long contain a mobile and unwilling
population.
C.
The Highest Quality Of Education Must Be The Goal
If not racial balance, what is the alternative that is com
patible with the Constitution and the goal of quality educa
tion for all ? We think there can be no single, inflexible rule.
We start from principles settled by this Court: Racial dis
crimination is a denial of equal educational opportunity;
dual or segregated school systems are proscribed; and school
authorities have an affirmative duty to establish unitary sys
tems. These principles must be observed and applied, not as
ends in themselves but as means of achieving the educa
tional goal. The alternative then, to simplistic racial mixing
pursuant to formula, is to recognize that reasonable dis
cretion must be allowed in the assignment of pupils and the
administration of a school system so long as the foregoing
principles are not contravened and the measures taken com
port with the educational goal.
27 See Hobson v. Hanson, 269 F. Supp. 401, 515-16 (D.D.C. 1967),
aff’d sub nom., Smuck v. Hobson, 408 F.2d 175 (D.C. Cir. 1969).
18
That education of the best quality is the goal was clearly
recognized in Brown I :
“Today, education is perhaps the most important func
tion of state and local governments. Compulsory school
attendance laws and the great expenditures for educa
tion both demonstrate our recognition of the impor
tance of education to our democratic society. It is re
quired in the performance of our most basic public
responsibilities, even service in the armed forces. It is
the very foundation of good citizenship. Today it is a
principal instrument in awakening the child to cultural
values, in preparing him for later professional train
ing, and in helping him to adjust normally to his en
vironment. In these days, it is doubtful that any child
may reasonably be expected to succeed in life if he is
denied the opportunity of an education. . . . ” 347 U.S.
at 493.
It seems clear that desegregation by race is only one step
along the road toward equal educational opportunity—an
equal chance to obtain the best education that the particular
system can provide. The goal is the best education for all;
racial segregation is an impediment to be removed in striv
ing to achieve that goal.
The best education, however, is not achieved solely through
racial integration. In a recent article. Dr. David K. Cohen
states that “three major criteria of equality seem to com
pete as policy alternatives: equal resource allocation, de-
segregation, and equality of educational outcome. . . . ”
Cohen, Defining Racial Equality in Education, 16 U.C.L.A.
L. Rev. 255 (1969). But, as Dr. James Coleman, author of
the famous Coleman Report,28 has concluded, equal resource
allocation plus desegregation does not necessarily result in
improved educational output. He said that “ [t]he result of
28 Equality of Educational Opportunity, Office of Education, U.S.
Dept, of Health, Education and Welfare (1966).
19
the first two approaches (tangible input to the school, and
[de]segregation) can certainly be translated into policy,
but there is no good evidence that these policies will improve
education’s effects. . . Coleman, The Concept of Equality
of Educational Opportunity, 38 Harv. Educ. Rev. 7, 17
(1968). And the goal is, after all, the improvement of the
effect of education.
This conclusion has received the concurrence of Dr.
Cohen. He states:
“The problem, however, is that although desegrega
tion and equal resources are educationally salient, both
seem a good deal less strategic than achievement. Judg
ments about the quality of students’ education in
America are certainly not made on a purely merito
cratic basis, but students’ achievement still weighs more
heavily in the balance than either the degree of racial
integration, or the quality of resources in their schools.
The same thing is true of the standards presently em
ployed in assessing schools’ effectiveness. Equal
achievement seems the most relevant standard of racial
equality.” Cohen, Defining Racial Equality in Educa
tion, 16 U.C.L.A. L. Rev. 255, 278 (1969).
Dr. Cohen concludes that the implicit assumption of
Brown I that desegregation and proper resource allocation
would result in equal achievement was an erroneous one:
“Experience and knowledge gained since then have
shown that the two standards cannot be met by the
same measures.” Id. at 280.
What, therefore, is the criterion? In Dr. Cohen’s words,
it is equal achievement; in Dr. Coleman’s, it is educational
output. What, in simpler terms, the school boards must seek
and the courts must approve is the means to promote equal
educational opportunity, regardness of race, in a system
structured for the highest achievement.
20
It seems strange that this goal is not mentioned by the
court below. It places no emphasis whatsoever on the
quality of education. It seems mesmerized by race; it hardly
seems to recognize that we are presented with an educa
tional problem of which race is merely a facet.29
D.
The Court Below Misapplied Its Rule Of Reason
The Court of Appeals in the Charlotte case adopted a
“test of reasonableness,” saying:
1. “not every school in a unitary school system need
be integrated.”
2. “school boards must use all reasonable means to
integrate the schools in their jurisdiction.”
3. Where all schools cannot reasonably be inte
grated, “school boards must take further steps to as
sure that pupils are not excluded from integrated
schools on the basis of race.”
These views, we think, are compatible with the opinions
of this Court. They do not accept the mechanistic rule of
racial balance.
But we believe the Court of Appeals misconceived the ap
plication of its own test. The focus, as is evident from the
rejection of the school board plans in Charlotte, Norfolk and
Richmond, was upon desegregation with little or no visible
concern for the object of desegregation, namely, improved
educational opportunity for all students. We think that the
Court below departed from an appropriate test of reason
ableness particularly with respect to (i) its emphasis on
29 The District Judge in the Norfolk case commented correctly that
the word “education” does not even appear in the opinion of the
Court of Appeals reversing his general approval of the Norfolk School
Board’s plan. Beckett v. School Bd., Civil Action No. 2214 (E.D.Va.,
Aug. 14, 1970).
21
extensive compulsory busing and (ii) its misappreciation
of the educational relevance of neighborhood or community
schools.
Compulsory Busing
There is nothing inherently wrong with transporting
school children where this is necessary. In every rural school
district busing is a necessity. In such districts in the South
it was used for decades to implement segregation. In the
Charlotte case, involving a large urban-rural school district,
there was substantial necessary busing before the District
Court undertook in effect to impose racial balance by ex
tensive cross busing.
Even in an urban district some busing may be appro
priate, contributing both to integration and sound educa
tion. The problem, one so familiar in law, is one of degree
and reasonableness. A notable example of unreasonable
busing in pursuit of racial balance is that ordered in Craw
ford v. Board of Education.30 In that case the Los Angeles
school board was ordered to establish a rigorously uniform
racial balance throughout its 711-square-mile district, with
its 775,000 children in 561 schools. This order, if upheld on
appeal, would require the busing of 240,000 students at a
cost of $40 million for the first year and $20 million for
each year thereafter with the result that the deficit of
$34-54 million already confronting the school board would
be increased by these amounts.31
30 No. 822, 854 (Cal. Super. Ct., Feb. 11,1970).
31 N.Y. Times, Feb. 12, 1970, at 1, col. 5 (city ed.). President
Nixon, in his statement of March 24, 1970, aptly states that rulings
of this character “. . . would divert such huge sums of money to
non-educational purposes, and would create such severe disruption
of public school systems, as to impair the primary function of provid
ing a good education.” Desegregation of America’s Elementary and
Secondary Schools, Weekly Compilation of Presidential Documents
(March 30, 1970).
22
The preoccupation with “racial mixing of bodies”32 has
often caused the overlooking of the social and educational
disadvantages of busing, especially at the elementary level.33
It removes a child from a familiar environment and places
him in a strange one; it separates the child from parental
supervision for longer periods of time; it undermines the
neighborhood or community school, so desirable at the
elementary level; and it adds to already strained budgetary
demands.
These are the considerations which have prompted the
Congress, reflecting overwhelming public sentiment, three
times to record its opposition to enforced busing merely to
achieve racial balance.34 35 * *
The Neighborhood School
We think that the Court below also largely ignored the
educational advantages of the neighborhood school at the
elementary level. The geographic neighborhood is the most
common unit of organization of urban elementary public
schools.30 The neighborhood unit provides for ease of access
to schools for students, minimizing costs and time of
32 In his memorandum decision of August 14, 1970, attempting to
implement the mandate of the Circuit Court, Judge Hoffman com
mented “that the benefits of sound education have now been clearly
subordinated to the requirement that racial bodies be mixed.”
See also Beckett v. School Bd., 308 F. Supp. at 1302.
33 A disturbing aspect of seeking racial balance at any cost is that
children too often are treated as pawns to produce sociological changes
that are related more to other factors, such as housing, than to edu
cation.
34 Civil Rights Act of 1964, 42 U.S.C. § 2000c(b) (1964) ; Ele
mentary and Secondary Education Act of 1965, 20 U.S.C. § 884
(1966), amending 20 U.S.C. § 884 (1965) ; Education Appropriations
Act of 1971, P.L. 91-380, 91st Cong., 2d Sess., §§ 209, 210 (1970).
35 New York City’s current experiment in decentralization is
further evidence of the vitality of the neighborhood or community
concept. N.Y. Times, Sept. 13, 1970, at 1, col. 2.
23
travel to and from school, and thus maximizing the po
tential extracurricular role schools can play in the lives
both of parents and children. These factors, along with
the associational benefits of attending school with friends
which, particularly for elementary school children, ease
the psychological stress of initial adjustment to school,
have led such a noted educator as James B. Conant, former
President of Harvard University, to the conclusion that
“ [a]t the elementary school level the issue seems clear. To
send young children day after day to distant schools seems
out of the question.”36
The quality of a community’s education depends ulti
mately upon the level of public suport.37 A willingness to
pay increased taxes and to vote for bond issues can evapo
rate quickly in the face of enforced busing and dismantling
of neighborhood schools where such actions do not con
tribute to improved education for all.
Educational effectiveness also is dependent on the attitude
of parents toward their children’s education, and rationally
configured systems of neighborhood schools play a vital
role. Parental support of their children’s schooling normally
reinforces the efforts of their children’s teachers in sub
stantial measure;38 to the degree that schools can involve
parents with their children’s education as such,39 or broaden
the parents’ own educational horizons,40 this end is served.
Community schools, when designed in such a way as to
avoid the feelings of disaffection which attend systematic
38 J. Conant, Slums and Suburbs 29 ( 1961).
37 A current dramatic example of the financial crisis in public edu
cation across the country is found in St. Louis, Missouri, where tax
payers in four suburban school districts north of the city have shut
46,(XX) pupils out of classes by consistently defeating school tax levies.
N.Y. Times, Sept. 14, 1970, at 1, col. 3.
38 M. Weinberg, Desegregation Research: An Analysis 140-41
(1968).
39 Christian Science Monitor, Aug. 14, 1970, at 11, col. 1.
40 C. Hansen, Danger in Washington 81 (1968).
24
ghettoization, whatever its origin, foster such an active
parental role because of their very accessibility.
Further, the accessibility of community schools mini
mizes the cost of school transportation for students. Pro
vision of substantial transportation at public cost solely for
the purpose of attaining racial balance diverts resources
which might otherwise be used, in a neighborhood scheme
consistent with students’ constitutional rights, for more
directly constructive educational purposes. Where the cost
of such transportation is borne privately by the families of
students—assuming that public transportation facilities are
adequate to cover the necessary specialized routes—it strikes
regressively, imposing a heavier burden on the poor than
on the affluent.
This Court in Brown II, in suggesting “revision of school
districts and attendance areas into compact units to achieve
a system of determining admission to the public schools on a
non-racial basis”41 as a means of complying with the equal-
educational-opportunity requirement of Brown I, implicitly
recognized the advantages of the community school sys
tem.42
The unique educational advantages of the neighborhood
school system, where it is administered in a manner con
sistent with the Equal Protection Clause, result in the
accomplishment of the ultimate goal of that clause: the
best possible education for all children. Pursuit of absolute
racial balance in major metropolitan areas through the use
of extensive busing of students deprives the school system
of the singular advantages of the neighborhood concept,
and in at least this respect thwarts the attainment of equal
educational opportunity.
« 349U.S. at 300-01.
42 These advantages were well expressed in Deal v. Cincinnati Bd.
of Educ., 369 F.2d 55 (6th Cir. 1966), cert, denied 359 U.S 847
(1967).
25
It has frequently been pointed out that neighborhood
school systems have, on occasion, come into existence for
the purpose of fostering racial segregation.43 But this fact
should no more prejudice consideration of the intrinsic edu
cational merits of a racially satisfactory neighborhood
school system than should these merits justify it when it is
administered in a fashion which entrenches unconstitutional
racial imbalance.
Other Considerations
The community school concept is capable of flexible
administration: zoning, pairing, clustering, and siting of
school buildings all are techniques which may be used, con
sistent with its advantages, and should be, when reasonable,
to fulfill constitutional requirements. In addition, a majority-
to-minority transfer option and specialized learning centers
may be provided to ameliorate the effect of residential segre
gation. Techniques which destroy the advantages of the
community school in pursuit only of mechanistic racial bal
ance in the name of the Fourteenth Amendment tend to
negate the very educational values in whose service they
are invoked.
But these are measures that are customarily used in the
racial desegregation context; they are by no means all of the
factors to be taken into account in devising a plan designed
to promote educational achievement for all students to the
utmost.
Modern social scientists have developed studies that take
into account a number of other factors. These include a de
termination of the racial mix that will maximize educa
tional achievement, development of plans that maximize
use of physical facilities, teachers and staff, avoidance of
43 See, e.g., Racial Isolation in the Public Schools, U.S. Comm’n
on Civil Rights 252 (1967).
26
resegregation and “white flight,” consideration of the de
sirable socio-economic mix, preservation of the cultural
uniqueness and autonomy of the individual student, giving
effect to positive and realistic educational and vocational
aspirations and other relevant factors of equal importance.44
Such evidence is sound and available.45 Plans based on
such studies will result in greater educational achieve
ment. Education is not based on race alone. That plan is
the best plan that provides the best opportunity for educa
tional achievement for all students. In the preparation of
such a plan, racial imbalance is a consideration, but it is
not the controlling factor.
It is in this light, we conceive, that the rule of reason
postulated by the court below should be applied. The rule
of reason makes little sense when it is couched in purely
racial terms. The creation of racial balance by massive
busing may eliminate racial segregation, but it may harm
the general level of educational achievement. What schools
need desperately is to improve that level. This Court should
provide a more realistic approach to achieve that end.
VI.
CONCLUSION
The Court has the opportunity in this case to resolve the
principal issues which have confused and divided the lower
44 See, e.g., M. Weinberg, Desegregation Research: An Analysis,
supra; Equality of Educational Opportunity, supra.
45 Evidence of this nature was presented in the Norfolk case by
Dr. Thomas F. Pettigrew and disregarded without mention by the
Circuit Court. But Dr. Pettigrew’s evidence in the Norfolk case is
substantially the entire basis for the opinion of three of the judges in
the Clarendon case. See Craven, J., concurring and dissenting in
Brunson v. Board of Trustees, No. 14,571 (4th Cir., June 5, 1970).
If testimony of this character may be used as a basis for decision in
one case, it clearly deserves consideration in another.
27
courts and school authorities. We respectfully suggest, for
the reasons that we have stated, the following:
(i) The purported distinction between de jure and de
facto racial segregation should be rejected. It can be sup
ported neither factually nor consistently with constitutional
principles. The right to equal educational opportunity must
be uniform throughout the United States.
(ii) The concept of racial balance is not a constitutional
imperative. If pursued as an end in itself, rather than as a
factor to be considered, this concept accelerates the process
of resegregation and frustrates the attainment of sound
educational goals.
(iii) The Constitution does not delineate the extent to
which the transportation of pupils may or must be provided
to achieve and maintain a unitary school system. Nor does
the Constitution prescribe the extent to which school at
tendance zones may or must be altered for this purpose.
(iv) The principles settled by this Court must be ob
served : racial discrimination is a denial of equal educational
opportunity; dual or segregated school systems are pro
scribed; and school authorities have an affirmative duty to
maintain unitary systems. But these principles must be ap
plied as the means of maximizing the educational oppor
tunity for all students. A reasonable discretion must be
allowed school authorities in assigning pupils and adminis
tering a school system so long as these principles are not
contravened and the measures taken comport with the edu
cational goal.
(v) School authorities should give appropriate weight
to the educational advantages of the neighborhood or com
munity schools and the disadvantages of extensive cross
busing in urban areas, especially for young children.
28
(vi) In devising plans to assure a unitary school system,
all relevant techniques may be considered, including the re
alignment of attendance zones, the flexible utilization of
school facilities, and the assurance of opportunities for
interracial learning experience.
(vii) Perhaps the overriding need is to shift the empha
sis from a mechanistic approach of integration as an end
in itself to the goal desired by every citizen: Equal educa
tional opportunity in a school system structured for the
highest achievement by all students.
It is not too much to say that public education is in a
state of serious disarray, with increasing evidence of erod
ing public support. The problems and confusion relating
to integration are a contributing though not the only cause.
The time has come for a clarification of the principles to be
applied by the courts. We respectfully submit that those
outlined above are consistent both with constitutional re
quirements and the urgent need for improved education.
Dated September 16, 1970
Respectfully submitted,
A n d rew P . M iller
Attorney General of Virginia
W il l ia m G. B roaddus
T heodore J . M arkow
Assistant Attorneys General
Supreme Court Building
Richmond, Virginia 23219
L e w is F. P ow ell , J r .
J o h n W . R iely
G eorge H . H ett r ic k
G uy K . T ow er
H u n t o n , W il l ia m s , Gay ,
P o w ell & G ibson
Of Counsel
Special Counsel
700 East Main Street
Richmond, Virginia 23219