Patterson v. McLean Credit Union Brief of New York and Other States Amici Curiae
Public Court Documents
June 24, 1988
Cite this item
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Brief Collection, LDF Court Filings. Patterson v. McLean Credit Union Brief of New York and Other States Amici Curiae, 1988. 200e8eb8-c09a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/7717ca57-a36b-4b59-a539-fbfd9014176d/patterson-v-mclean-credit-union-brief-of-new-york-and-other-states-amici-curiae. Accessed November 03, 2025.
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Supreme CCnurt of the United States
BRENDA PATTERSON
Petitioner
McLEAN CREDIT UNION
Respondent
ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF .APPEALS FOR THE FOURTH CIRCUIT
BRIEF OF THE STATES OF NEW YORK, MASSACHUSETTS,
MINNESOTA. NEBRASKA. OREGON. SOUTH CAROLINA.
TENNESSEE. ALABAMA. .ALASKA. ARKANSAS. C.AITFORNTA.
COLORADO. CONNECTICUT. DELAWARE. FLORIDA.
GEORGLA. HAWAII. IDAHO. ILLIN O IS END LANA. IOWA.
KANSAS KENTUCKY. LOUISIANA. MAINE. MARYLAND.
MICHIGAN. MISSISSIPPI. MISSOURI. MONTANA. NEVADA.
NEW HAMPSHIRE. NEW JERSEY. NORTH CAROLINA.
NORTH DAKOTA. OHIO. OKLAHOMA. PENNSYLVANIA.
RHODE ISLAND. SOUTH DAKOTA. TEXAS VERMONT
VIRGINIA. WASHINGTON. WEST VIRGINIA. WISCONSIN and
WTO MENG and the COMMONWEALTH OF PUERTO RICO.
THE DISTRICT OF COLUMBIA. GUAM and the VIRGIN
ISLANDS .AS AMICI CURIAE IN SUPPORT OF PETITIONER
J ames M. Shannon
Attorney General of the
Commonieealth of
Massachusetts
One .Ashburton Place
Boston. Massachusetts 02108
Robert .Abrams
Attorney General of the
State of Seu• York
120 Broadway
New York. New York 10271
(212) 341-2249
O. Peter Sherwood
Solicitor GeneralBarbara B. D ickey
Douglas T. Shwarz
.Assistant Attorney General S u za n n e Nl. L ynn
Sanford M. C ohen
.Assistant Attorneys General
Counsel of Record
(.additional Counsel on Inside Cover)_________
>
H ubert H. H umphrey, III
Attorney General oj Minnesota
102 State Capitol
St. Paul, Minnesota 55155
(612) 296-6196
Robert M. S pire
Attorney General oj Nebraska
2115 State Capitol
Lincoln, Nebraska 68509
(402) 471-2682
D ave FIroiinmayer
Attorney General oj Oregon
100 Justice Building
Salem, Oregon 97310
(503) 378-6(X)2
T. TViavis M edlock
Attorney General oj
South Carolina
Rernbert Dennis Office Building
1000 Assembly State
Columbia, Smith Carolina 29211
(803) 743-3970
W.J. M ic iia ei. C ody
Attorney General of Tennessee
450 James Robertson Parkway
Nashville, Tennessee 37219
(615) 741-3491
D o n S ie g e l m a n
Attorney General oj Alabama
State House
11 South Union Street
Montgomery, Alabama 36130
(205) 201-7300
G race Berc Sch aible
Attomn/ General of Alaska
Pooch K, State Capitol
tnneau, Alaska 99811
19071 465-3600
J ohn Steven C lark
Attorney General oj Arkansas
201 East Markham,
Heritage West Bldg.
Little Rock, Arkansas 72201
(501) 371-2007
J ohn Van de R am p
Attorney General oj California
1515 K Street, Suite 511
Sacramento, California 95814
(916) 445-9555
D u a n e Woodard
Attorney General oj Colorado'
1525 Sherman Street -
Second Floor
Denver, Colorado 80203
(303) 866-5005
J oseph L iebekman
Attorney General of Conneetieut
Capitol Annex, 30 Trinity Street
Hartford, Connecticut 06106
(203) 566-2026
C harles M. O iierly
Attorney General of Delaware
820 North French Street,
8th Floor
Wilmington, Delaware 19801
(302) 571-3838
Robert Butterwoiiti i
Attorney General of Florida
State Capitol
Tallahassee, Florida 32399-1050
(904) 487-1963
M ic h a e l J. B o w ers
Attorney General of Georgia
132 Stale Judicial Building
Atlanta, Georgia 30334
(404 ) 656-4585
Warren Price, III
Attorney General oj Hawaii
State Capitol, Room 405
Honolulu, Hawaii 96813
(808) 548-4740
J im J ones
Attorney General oj Idaho
State House ,
Boise, Idaho 83720
(208) 334-2400
N eil F. Haiitigan
Attorney General of Illinois
100 W. Randolph Street, 12 Floor
Chicago, Illinois 60601
(312) 917-3000
L inley K. Pearson
Attorney General oj Indiana
219 State House
Indianapolis, Indiana 46204
(317) 232-6201
TIiomas J. M iller
Attorney General of Iowa
Hoover Building - Second Floor
Des Moines, Iowa 50319
(515) 281-5164
Robert T. Steph an
Attorney General oj Kansas
Judicial Center - Second Floor
Topeka, Kansas 66612
(913) 296-2215
Frederick J. C owan
Attorney General of Kentucky
State Capitol, Room 116
Frankfort, Kentucky 40601
(502) 564-7600
Willia m J. C u ste , J r.
Attorney General of Louisiana
2-3-4 Loyola Building
New Orleans, Louisiana 70112
(504) 568-5575
J am es E. TIerney
Attorney General o j Maine
State House
Augusta, Maine 04330
(207) 289-3661
J. J oseph C urran , J r.
Attorney General oj Maryland
Munsey Building
Calvert and Fayette Streets
Baltimore, Maryland 21202-190
(301) 576-6300
Frank J. Kelley
Attorney General o j Michigan
Law Building
Lansing, Michigan 48913
(517) 373-1110
M ich a el C. Moore
Attorney General of Mississippi
P.O. Box 220
Jackson, Mississippi
(601) 359-3680
Willia m L. Webster
Attorney General of Missouri
Supreme Court Bldg.
101 High Street
Jefferson City, Missouri 65102
(314) 751-3321
M ike G ref.ly
Attorney General oj Montana
Justice Building
215 North Sanders
Helena, Montana 59620
(406) 444-2026
B rian Mc K ay
Attorney General oj Nevada
Heroes Memorial Building
Capitol Complex
Carson City, Nevada 89710
(702) 885-4170
Stephen E. M errill
Attorney General oj
New Hampshire
208 State House Annex
Concord, New Hampshire 03301
(603) 271-3658
C ary E dwards
Attoniey General of New Jersey
Richard J. Hughes Justice
Complex, CN080
Trenton, New Jersey 08625
(609) 292-4925
L acy 11. 'R iornduru
Attorney General of
North Carolina
Department of Justice,
2 East Morgan Street
Raleigh, North Carolina 27602
(919) 733-3377
N ich o las S paeth
Attorney General oj
North Dakota
Department of Justice
2115 State Capitol
Bismarck, North Dakota 58505
(701) 224-2210
Anthony J. C elerrezzi;, J r.
Attorney General oj Ohio
State Office Tower
30 East Broad Street
Columbus, Ohio 43266-0410
(614) 466-3376
Robert H enry
Attorney General oj Oklahoma
112 State Capitol
Oklahoma City-, Oklahoma 73105
(405) 521-3921
L eRoy S. Z im m erm an
Attorney General oj Pennsylvania
Strawberry Square - 16th Floor
Harrisburg, Pennsylvania 17120
(717) 787-3391
J ames E . O ’N eil
Attorney General oj
Rhode Island
72 Piiie Street
Providence, Rhode Island 02903
(401) 274-4400
ROCERT A. 'Ikl-UNCHUISEN
Attorney General oj
South Dakota
Stale Capitol Building
Pierre, South Dakota 57501
(605) 773-3215
J im M attox
Attornnj General of Texas
Capitol Station, P.O. Box 12548
Austin, 'Iexas 78711
(512) 463-2100
J effrey A mestoy
Attorney General oj Vermont
Pavilion Office Building
Montpelier, Vermont 005602
(802) 828-3171
M ary S ue 'IknitY
Attorney General oj Virginia
101 N. 8th Street - 5th Floor
Richmond, Virginia 23219
(804) 786-2071
Ke n n et h O. E ikenberky
Attorney General oj Washington
Highways-Licenses Building, PB71
Olympia, Washington 98504
(206) 753-6200
C h arles G . B rown
Attorney General of
West Virginia
State Capitol
Charleston, West Virginia 25305
(304) 348-2021
D o n I I anaway
Attornnj General oj Wisconsin
114 East, State Capitol,
P.O. Box 7857
Madison, Wisconsin 53707-7857
(608) 266-1221
J o se ph B. M et h i
Attorney General oj Wyoming
123 State Capitol
Cheyenne, Wyoming 82002
(307) 777-7841
G odfrey R. deC asfro
Acting Attornnj General oj
the Virgin Islands
Department of Law
Norre Gade
U S. Post Office Building,
2nd Floor
St. Thomas, Virgin Islands 00801
(809) 774-5666
Frederick D. C ooke
Corporation Counsel o j the
District o j Columbia
The District Building
1350 Pennsylvania Avenue, N.W
Washington, D.C. 20004
(202) 727-6252
Hector Rivera-C ruz
Attorney General of Puerto Rict
Department of Justice
P.O. Box 192’
San Juan, Puerto Rico 00902
(809) 721-2900
E liza beth Barrett-Anderson
Attorney General of Guam
Department of Law
238 O’Hara Street
Agana, Guam 96910
(671) 472-6841
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES...................................... iii
INTEREST OF AMICI CU RIA E .............................. 1
SUMMARY OF ARGUMENT.................................... 2
ARGUMENT:
PRINCIPLES OF STARE DECISIS COUNSEL
THAT THE INTERPRETATION OF 42
U.S.C. § 1981 ADOPTED BY THIS COURT
IN RUNYON V. McCRARY SHOULD NOT
BE RECO N SID ERED ............................................ 3
A. Only the Most Compelling Circumstances
Justify This Court’s Abandonment of Firmly
Established Statutory Precedents Since
Congress is Free to Correct Precedents That
Are Wrong : ..................................................... 3
B. Section 1981 Has Become Part of the Fabric
of Legal Protections Afforded Racial and
Ethnic Minorities Through Its Interpretation
by the Courts, Congress’ Ratification of
That Construction, and Reliance By
Individuals and States ...................................... 8
1. This Court's Decision in Runyon and its
Progeny Have Encouraged a Broad Usage
of Section 1981............................................... 8
2. Congress Has Ratified and Relied Upon
Runyon's Decision That Section 1981
Prohibits Private Racial Discrimination 13
ii
3. Individuals and States Have Relied Upon
Section 1981 to Secure Redress for
Invidious Race Discrimination in its
Myriad Form s.................................................
C. The Considerations Which Allow An
Overruling of Statutory Precedent Do Not
Call For a Reexamination of Runyon 22
1. The Court's Construction of Section 1981
in Runyon is Consistent With a National
Consensus Favoring The Elimination of
Racial Discrimination From All Sectors of
Society ............................................................. 22
2. No Intervening Events Since Runyon
Undermine Its Validity or Make It
Difficult to Apply 24
3. This is Not a Situation in Which the
Court Must Reexamine a Prior
Construction Because Its Application
Works to Deny Substantial Rights 27
Page
CONCLUSION 30
TABLE OF AUTHORITIES
Albermarle Paper Co. o. Moody, 422 U.S. 407
(1975) .......................................................................... 7
Aleyeska Pipeline Co. v. Wilderness Society, 421
U.S. 420 (1975) i 15
Allen t>. Amalgamated Transit Union Local, 788,
554 F.2d 876 (8th C ir), cert, denied, 434 U.S.
891 (1977) .................................................................. 16
Andrews t>. Louisville and Nashville R. Co., 406
U.S. 320 (1972)......................................................... 22, 25
Arizona v. Rumsey, 467 U.S. 202 (1984) 4
Avco Corp. t>. Aero Lodge, 735, 390 U.S. 537
(1968).......................................................................... 24
Reauford o. Sisters of Mercy-Province of Detroit,
816 F.2d 1104 (6th Cir. 1987), cert, denied,
108 S. Ct. 259 (1988)................................................. 16
Bendetson t>. Pay son, 534 F. Supp. 539 (D. Mass.
1982)........... ................................................................ 18
Bob Jones University v. United States, 461 U.S.
574 (1983) ........ ........................................................12, 22, 24
Boys Market Inc. v. Clerks Union, 398 U.S. 235
(1970).......................................................................... 6» 22,
24, 28
Braden o. 30th Judicial Circuit Court of
Kentucky, 410 U.S. 484 (1973) 22, 28
Cases: Pa8e
IV
Brant Const. Co. v. Lumen Const. Co., 515
N.E.2d 868 (Ind. App. 3 Dist. 1987) .......................... 19
Brown o. Superior Court, 691 P.2d 272 (Cal.
1984) .......................................................................... 23
Burnet v. Coronado Oil ir Gas, 285 U.S. 393
(1932).................................................................................. 4
Calhoun v. Lang, 694 S.W.2d 740 (Mo. App.
1985) .......................................................................... 20
Campbell v. Gadsden School Dust., 534 F.2d 650
(5th Cir. 1976) ................................................................... 16
City of Akron v. Akron Center for Reproductive
Health, Inc., 462 U.S. 416 (1983)....................... 3
City of Minn. v. Richardson, 239 N.W.2d 197
(Minn. 1976)............................................................. 23
Civil Rights Cases, 109 U.S. 3 (1883 )..................... 29
Clairborne u. Illinois Cent. R.R., 583 F.2d 143
(5th Cir. 1978), cert, denied, 442 U.S. 934
(1979).......................................................................... 16
Cody v. Union Electric, 518 F.2d 978 (8th Cir.
1975)............................................................................ 16
Continental T.V. t>. GTE Sylvania, 433 U.S. 36
(1977)..........................................................................22, 25, 26
Cooper v. Aaron, 358 U.S. 1 (1958) 5
Davis o. County of Los Angeles, 566 F.2d 1334
(9th Cir. 1977), vacated as moot, 440 U.S. 625
(1979) ........................................................................
Page
16
V
Page
Durham o. Red Lake Fishing <b Hunting Club,
666 F. Supp. 954 (W.D. Tex. 1987)................... 17
Easley o. Anheuser-Busch, Inc., 572 F. Supp. 420
(E.D. Mo. 1983), a ff ’d in part and rev'd in
part, 758 F.2d 251 (8th Cir. 1985) ..................... 16
Eastman Kodak u. Fair Empl. Prac. Com'n., 426
N.E .2d 877 (111. 1981)............................................ 23
Edwards v. Boeing Vertol, 717 F.2d 761 (3d Cir.
1983), vacated on other grounds, 468 U.S. 1201
(1984)................................. 17
Evening Sentinel v. NOW, 357 A.2d 498, 503
(Conn. 1975)............................................................. 23
Florida Dept, of Health v. Florida Nursing
Homes Association, 450 U.S. 147 (1981) 4
Fraser v. Doubleday & Co., Inc., 587 F. Supp.
1284 (S.D.N.Y. 1984)............................................... 18
Fullilove t>. Klutznick, 448 U.S. 448 (1980)............ 12
General Building Contractors Assn. u.
Pennsylvania, 458 U.S. 100 (1981)....................... 8, 10, 11,
18, 27
Goodman u. Lukens Steel Company, 482 U.S.
____ 107 S. Ct. 2617 (1987).................................... 8 ,1 2 ,
17, 27
Gore o. Turner, 563 F.2d 159 (5th Cir. 1977). 16
Hall v. Bio-Medical Application, Inc., 671 F.2d
300 (8th Cir. 1982).................................................. 18
VI
Hall v. Pennsylvania State Police, 570 F.2d 86
(3d Cir. 1978)........................................................... 18
Hawthrone v. Realty Syndicate, Inc., 259 S.E.2d
591 (N.C. App. 1979) ........................................... 20
Hernandez o. Erlenhush, 368 F. Supp. 752 (D.
Ore. (1973) ............................................................... 17
Hishon v. King <ir Spaulding, 467 U.S. 69 (1984) . 13
Hodges v. United States, 203 U.S. 1 (1906).......... 29
Howard Sec. Serv. v. Johns Hopkins Hospital,
516 F. Supp. 508 (D. Md. 1981)......................... 18
Hunter v. Allis-Chalmers Corjj., Engine Div., 797
F.2d 1417 (7th Cir. 1986).............. 16
Hyatt Corj). v. Honolulu Liquor Corn'll, 738 P.2d
1205 (Hawaii 1987) ................................................. 23
Illinois Brick Co. v. Illinois, 431 U.S. 720 (1977) . 4
Jackson v. Concord Co., 253 A.2d 793 (N.J.
1968)............................................................................ 23
Jennings o. Patterson, 488 F.2d 436 (5th Cir.
1974 ............................................................................ 18
Jiminez v. Southridge Co-op, Section I, 626 F.
Supp. 732 (E.D.N.Y. 1985).................................... 18
Johnson v. Railway Express Agency, Inc., 421
U.S. 459 (1975)................... ..................................10, 11, 16
Jones o. Alfred II. Mayer, Co., 392 U.S. 409
(1968).......................................................................... passim
Page
Kelly v. Robinson, 479 U.S. ___ , 107 S. Ct. 353
(1987) .......................................................................... 9
Kentucky Com’n on Human Rights a. Fraser, 625
S.W.2d 852 (Ky. 1982) .......................................... 23
Knight v. Auciello, 453 F.2d 852 (1st Cir. 1972) . 15
Lee v. Southern Home Sites Corp., 444 F.2d 143
(5th Cir. 1971) ......................................................... 15
Lindahl v. OPM, 470 U.S. 748 (1985) ................... 15
Machinists o. Wisconsin Employment Relations
Commission, 427 U.S. 365 (1976) ....................... 22, 25
Mackey e. Nationwide Ins. Companies, 724 F.2d
419 (4th Cir. 1984)................................................... 18
Madison v. Cinema /, 454 N.Y.S.2d 226 (Civil
Court of City of New York, N.Y. Co. 1982) . . . 20
Maine Human Rts. Com’n v. Canadian Pacific,
458 A.2d 1225 (Me. 1983)................................................ 23
Marable v. H. Walker ir Associates, 644 F.2d 390
(5th Cir. 1981) ......................................................... 18
McDonald v. Santa Fe Trial Transportation Co.,
427 U.S. 273 (1976)................................................. 8, 10, 11
McKnight v. General Motors Corp., 420 N.W.2d
370 (Wis. App. 1987)...................................................... 20
McNulty o. Hill, 293 U.S. 131 (1934)..................... 27, 28
vii
Page
VIII
Mdscaro u. Wokocha, 489 So.2d 274 (La. App.
4th Cir. 1986)........................................................... 20
Memphis o. Greene, 451 U.S. 100 (1981)............... 8, 18
Miller v. C.A. Muer Corp., 362 N.W.2d 650
(Mich. 1984) ............................................................. 23
Monell v. Department of Social Services, 436 U.S.
658 (1978) .................................................................. passim
Monroe v. Pape, 365 U.S. 167 (1961)..................... 4, 9, 26
Moore v. Sun Oil Co., 636 F.2d 154 (6th Cir.
1980)............................................................................ 17
Moraine v. State Marine Lines, Inc., 398 U.S.
375(1970) .................................................................. 25
NLRB v. Longshoreman, 473 U.S. 61 (1985).......... 4
Oklahoma City v. Tuttle, 471 U.S. 808 (1984) . . . 7
Olzman t>. Lake Hills Swim Club, Inc., 495 F.2d
1333 (2d Cir. 1974) ................................................. 17
Patterson v. McLean Credit Union, ____U.S.
_________ S.C t_____ ., (April 25, 1988) ............. 7, 28
Penn. Human Bel Com’n v. Chester School Dust.,
233 A.2d 290 (Pa. 1967) ........................................ 23
People of the State of New York v. Data-
ButterficlJ Inc., Civ. Action No. CV-80-365
{E.D.N.Y )
Page
19
Page
People of the State of New York o. LaBosa
Realty, Inc., Civ. Action No. CV-85-4459
(E .D .N .Y .).................................................................. 19
People of the State of New York v. Mahler
Realty, Civ. Action No. CV-85-4460 19
People of the State of New York v. Merlino, 88
Civ. 3133 (S .D .N .Y .).............................................. I9
Peyton v. Rowe, 391 U.S. 54 (1968)....................... 22, 27, 28
Phelps n. Washburn University of Topeka, 632 F.
Supp. 455 (D. Kansas 1986) 17
Phonetele v. ATT, 664 F.2d 716 (9th Cir. 1981),
cert, denied, 459 U.S. 1145 (1983) 3
Plessy o. Ferguson, 163 U.S. 537 (1896) 23
Quarles v. GMC (Motor Holding Div.), 758 F.2d
839 (2d Cir. 1985) ................................................... 18
Quinones v. Nescie, 110 F.R.D. 346 (E.D.N.Y.
1986)............................................................................ I8
Reitman v. Mulkey, 387 U.S. 369 (1967)............... 7
Riley v. Adirondack Sch. for Girls, 541 F.2d 1124
(5th Cir. 1976) ......................................................... 17
Roberts v. United States Jaycees, 468 U.S. 609
(1984).......................................................................... I2
Runyon v. McCrary, 427 U.S. 160 (1976) passim
X
St. Francis College o. Al-Khazraji, 481 U .S .----- ,
107 S.Ct. 2022 (1987) ............................................ 8, 10,
12, 27
Saunders v. General Services Corp., 659 F. Supp.
1042 (E.D. Va. 1986)............................................... 18
Scott v. Young, 421 F.2d 143 (4th Cir.), cert.
denied, 398 U.S. 929 (1970).................................. 17
Setser v. Novack Inv. Co., 638 F.2d 1137 (8th
Cir.), cert, denied, 454 U.S. 1064 (1981) 17
Shaare Tefila Congregation v. Cobb, 481 U.S.
___ , 107 S. Ct. 2019 (1987).................................. . 8
Page
Sims v. Order of United Commercials Travelers of
America, 343 F. Supp. 112 (D. Mass. 1972) 18
Sinclair Refining Company u. Atkinson, 370 U.S.
195 (1962) .................................................................. 24, 25
Smith t>. United Technologies, Essex Group, 731
P.2d 871 (Kan. 1987) » .................................. 19
Solem v. Helm, 467 U.S. 277 (1983)....................... 3
Spann v. Colonial Village Inc., 662 F. Supp. 541
(D.D.C. 1987)........................................................... 18
Spencer v. McCarley Moving b Storage, 330
S.E.2d 753 (Ga. App. 1985).................................. 20
Square D. Company and Rig D Building Supply
Corf), v. Niagara Frontier Tariff Bureau, 106
S. Ct. 1922 (1986) .............................................. 4
xi
Stallworth o. Shuler, 111 F.2d 1431 (11th Cir.
1985)............................................................................ 16
Sud v. Import Motors Limited, Inc., 379 F.
Supp. 1064 (W.D. Mich. 1974) ........................... 18
Sullivan v. Little Hunting Park, Inc., 396 U.S.
229 (1969) .................................................................. 6, 8,
17, 19
Taylor v. Flint Osteopathic Hosp. Inc., 561 F.
Supp. 1152 (E.D. Mich. 1983)........................................ 18
Tillman v. Wheaton-Haven Recreation Assn., 410
U.S. 431 (1973)......................................................... 6, 8, 10
United States v. Arnold, Schwinn b Co., 388
U.S. 265 (1967)................................................................ 26
United States v. United Mine Workers, 330 U.S.
258 (1947) ................................ 5
Vasques v. Hillery, 474 U.S. 254 (1986)................. 7
Vietnamese, Etc. v. Knights of K .K.K., 518 F.
Supp. 993 (S.D. Tex. 1981).............................................. 18
Williams u. Trans World Airlines, 660 F.2d 1267
(8th Cir. 1981) ................................................................ 16
Wright u. Salisbury Club, LTD, 432 F.2d 309
(4th Cir. 1980) ................................................................ 17
Wyatt v. Security Inn Food b Beverage, Inc.,
819 F.2d 69 (4th Cir. 1987)
Page
17
XII
United States Constitution:
Amend. XIII .................................................................. 10’ 11
Amend. XIV .................................................................. 10
Federal Statutes:
Civil Rights Act of 1866 6, 9,
13, 20
Civil Rights Act of 1964, Title VII passim
Civil Rights Attorney's Fees Awards Act of 1976. 14
Civil Rights Restoration Act of 1987, P.L.
100-255, 102 Stat. 28 (March 22, 1988) 24
Equal Credit Opportunity Act of 1974 13, 14
15 U.S.C. § 1691 (e)(i) ................................................. 14
28 U.S.C. § 453 ........................................................... 29
28 U.S.C. § 2241(c)(3)................................................. 27
42 U.S.C. § 1981 ......................................................... Passim
42 U.S.C. 5 1982 ......................................................... 6’ l,)’ 15
42 U.S.C. § 1983 . ........................................................ 26
42 U.S.C. § 1988 14
42 U.S.C. 1) 2000a 3 17
Ul U S C. \ 20O0e-5tei * '
4^ i p .n v. ;j 3t 10-
Page
State Statutes, Regulations and Executive Orders:
Ariz. Rev. Stat. Ann. § 41-1461 (1982)................... 20
Cal. Civil Code § 52.1 (West 1988) 19
Cal. Covt. Code 5 12926 (West 1986) 21
Conn. Gen. Stat. Ann. § 46a-51 (West 1986) 21
Del. Code Ann. till. 19, § 710 (1985) 21
Fla. Stat. Ann. § 760.02 (West 1985) 20
Idaho Code § 67-5902 (Supp. 1987) 21
111. Ann. Stat. ch. 68, para. 2-101 (Smith-Hurd
1987)............................................................................ 20
Kan. Stat. Ann. § 44-111 (1986) 21
Ky. Rev. Stat. Ann. § 344.030 (Michie 1983) 21
La. Rev. Stat. Ann. § 23:1006 (West 1985) 2C
Md. Ann. Code art. 49B, § 15 (1986) 21
Mass. Exec. Order No. 237, Mass. Admin. Reg.
509 (1984) ................................................................. 1£
Mass. Gen. Laws Ann. Ch. 12 § 11H, 111, 11J . • H
Mass Gen Lau Ann Cb 23A f 39-44 West
S^pp i >8: J f
Mass. Gen. L. ch. 151B § 1 (1986)......................... 21
Page
XIV
Page
Mo. Ann. Stat. § 213.010 (Vernon 1980)............... 21
Neb. Rev. Stat. Ann. § 48-1101 (1984)................... 23
Neb. Rev. Stat. Ann. § 48-1102 (1984)................... 21
Nev. Rev. Stat. § 613.30 (Michie 1986) ................. 21
N.H. Rev. Stat. Ann. § 354-Ai3 (1984)................... 21
N.M. Stat. Ann. (j 38 1-2 (Supp. 1986)................... 21
N.Y. Exec. Law § 290 (McKinney 1982) ............... 23
N.Y. Exec. Law § 292 (McKinney 1982) ............... 21
N.Y. Exec. Order 21 (1983) ...................................... 19
N.Y. Pub. Auth. Law § 1766-c 14(a)(1)
(McKinney 1986)....................................................... 19
N.Y. Transp. Law tj 428(2) (McKinney 1983) . . . . 19
N.Y. Unconsol. Laws § 6267 (McKinney 1983) . . . 19
N.C. Gen. Stat. § 143-422.1 (19831......................... 20
N D Cent Co*4e chapt. 14-02.4 21
Ohio Ke\ C .vie Ann t, 4112 o l a 2 Anaersor.
v v -
XV
Page
S.C. Code Ann. § 1-13-20 (Law Co-op 1986) . . . . 23
S.C. Code Ann. § 1-13-30 (Law Co-op 1986) . . . . 21
Tenn. Code Ann. § 4-21-101 (1985) ....................... 23
Tenn. Code Ann. § 4-21-102 (1985) ....................... 21
Texas Rev. Civ. Stat. Ann. art. 5221K (Vernon
1987)............................................................................ 21
Utah Code Ann. § 34-35-2 (1988) ........................... 21
Va. Code Ann. § 2.1-714 (1987) .............................. 20
Wash. Rev. Code Ann. § 49.60.040 (1967) .......... 21
W. Va. Code § 5-1 l-3(d) (1987) ............................. 21
Other Authorities:
B. Cardozo, The Nature of the Judicial Process
149 (1921) .................................................................. 22
Comment, Development in the Law —Section
1981, 15 Harv. Civ. Rights —Civ. Lib. L. Rev.
29 (1980) .................................................................... 27
Douglas, Stare Decisis, 49 Colum. L. Rev. 735
(1949) ..........................................................................
3 Employ. Prac. Guide (CCH) 11 20,098, 20,698
21.898. 24.698
XVI
Page
Pound, The Future of the Law, 47 Yale L. J. 1 ,
(1937) .................................................................................. 5
S. Rep. No. 94-1011, 94th Cong., 2d Sess.
reprinted at 1976 U.S. Code Cong. & Admin.
News 5908 .................................................................. 15
Wachtler, Stare Decisis and a Changing New
York Court of Appeals, 59 St. John’s L. Rev.
445 (1985) .......................................................................... 5
INTEREST OF AMICI CURIAE
Amici respectfully submit this brief in support of petitioner
Patterson. Amici urge this Court to decline to re-examine Ru
nyon v. McCrary, and thus reaffirm that § 1981 reaches private
discriminatory conduct.
The eradication of racial discrimination remains a national
goal of the highest order. Amici are the Attorneys General of forty-
seven states and of Puerto Rico, Guam, and the Virgin Islands,
and the highest legal officer of the District of Columbia. As chief
law enforcement officers and representatives of government, amici
have a strong interest in encouraging the perception of all their
citizens that the laws will lie administered with even-handedness,
and particularly their minority citizens’ belief that they can obtain
meaningful redress under the law for discriminatory conduct.
Moreover, States have an interest in the confidence of their citizens
that once a rule of law is in place it will not be taken away ab
sent compelling justification. This interest applies with particular
force to the civil rights laws, which are properly characterized
as conferring on minority citizens fundamental equality under
law which was previously available only to white citizens. Over
ruling Runyon would remove substantial protections, thereby
undermining public confidence that government — particular
ly the courts — will vigilantly enforce legal guarantees of equality.
The substantial progress made in overcoming this Nation’s legacy
of slavery has l>een achieved in large part because of the aggressive
use by victims of discrimination of federal and state laws gviaranteeing
equality. Removing § 1981, the Nation’s first civil rights law, from
the array of available legal remedies for private discrimination could
undermine this progress since state laws depend for their full effec
tiveness on their interaction with, and complementing of, federal
law. The gap in available remedies which would be created by over
ruling Runyon would have to be filled by over forty individual States,
and while ultimately it could be achieved, confusion and chaos would
be the likely immediate result.
The citizens of this country have come to agree that no place
exists for racism in the American marketplace Private discrimina
tion, unredressable by law, corrodes the body politic just as surely
2
as did publicly sanctioned discrimination in decades past. Amici
submit that no compelling reason exists for overruling Runyon
and that such a reversal would conflict with the prevailing sense
of justice in this nation.
The States of New York and Massachusetts, by Attorneys
General Robert Abrams and James M. Shannon, joined by Min
nesota, Nebraska, Oregon, South Carolina, Tennessee, Alabama,
Alaska, Arkaasas, California, Colorado, Connecticut, Delaware,
Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kan
sas, Kentucky, Louisiana, Maine, Maryland, Michigan, Mississip
pi, Missouri, Montana, Nevada, New Hampshire, New Jersey,
North Carolina, North Dakota, Ohio, Oklahoma, Pennsylvania,
Rhode Island, South Dakota, Texas, Vermont, Virginia,
Washington, West Virginia, Wisconsin, Wyoming, Puerto Rico,
the District of Columbia, Guam and the Virgin Islands as amici
submit this brief pursuant to Supreme Court Rule 36.4.
SUMMARY OF ARGUMENT
For two decades it has been clear that 42 U.S.C. § 1981 pro
hibits private discrimination on the basis of race in the making
of contracts. Runyon v. McCrary, 427 U.S. 160 (1976), reaffirm
ed the considered views of thisand other courts that Congress
intended tj 1981 to reach private acts of discrimination.
1 hough neither the parties to this action nor the Solicitor
General bad urged a reexaminination of Runyon, this Court sua
sponte has suggested that the protections against racial, ethnic
and religions discrimination that <j 1981 affords might be discard
ed. Embarking on this course could cause substantial institutional
and societal injury Ixx.ause, until now, the law of § 1981 has been
settled to the satisfaction of the people as expressed by their elected
officials and no compelling reason has appeared to upset it.
Section 1981 provides an array of remedies not available under
other federal laws that bolster the efforts by governments and
individuals to eradicate racial discrimination in wide ranging cir
cumstances. Encouraged by the Court’s broad reading of § 1981,
ami Congresss endorsement of the Court’s construction, in
dividuals and States have so frequently relied upon its protec
tions that it is now a part of our legal fabric.
3
Adherence to the settled interpretation of the statute conforms
with the national commitment to the eradication of invidious
discrimination. Overruling it would cause unnecessary chaos and
frustrate justified expectations. None of the considerations which
have compelled the Court in prior cases to depart from a settled
statutory interpretation suggests that Runyon needs reexamina
tion. In order to conserve efforts dedicated to thwarting racial
discrimination and to preserve the citizens’ confidence that this
is a nation of laws, this Court should not reconsider Runyon.
ARGUMENT
PRINCIPLES OF STARE DECISIS COUNSEL THAI
THE INTERPRETATION OF 42 U.S.C. § 1981
ADOPTED RY THIS COURT IN RUNYON V.
McCIbKRY SHOULD NOr BE RECONSIDERED
A. Only the Most Compelling Circumstances Justify Thus
Court’s Abandonment of Firmly Established Statutory
Precedents Since Congress Is Free to Correct Precedents
That Are Wrong
Prompted neither by the arguments of any party to this case
nor by any pressing doctrinal or social exigency, this Court has
asked whether a settled construction of a civil rights statute should
be re-examined and jettisoned. Although amici are satisfied that
a fresh look at the plain words of the act and at the historical
context and legislative debates surrounding its adoption would
compel the conclusion that § 1981 reaches private discriminatory
conduct, we urge that the injury to society and the judicial system
that are likely to attend a reconsideration counsel that this Court
should not entertain the inquiry.
“[I ]n a society governed by the rule of law,” the doctrine of
stare decisis “demands respect.” Salem t>. Helm, 467 U.S. 277, 311
(1983) (Burger, C.J., dissenting), quoting City of Akron v. Akron
Center for Rejnvductive Health, Inc., 462 U.S. 416, 419-20 (1983)^
See also Phonetele o. ATT, 664 F.2d 716, 753 (9th Cir. 1981), cert,
denied, 459 U.S. 1145 (1983) (Kennedy, J., dissenting) (“[W]e are
first and foremost a nation of laws and the principle of stare decisis
is the single most important key to the cohesiveness of our socie
ty.”) Even as to constitutional questions, “any departure from the
4
doctrine of stare decisis demands special justification.” Arizona
v. Iiuinsey, 467 U.S. 202, 212 (1984) (per O'Connor, J.)
Moreover, the Court has repeatedly recognized that “considera
tions of stare decisis are at their strongest when tills Court con
fronts its previous construction of legislation.” Monell v. Depart
ment of Social Sendees, 436 U.S. 658, 714 (1978) (Rehnquist, J.,
dissenting). Indeed, “in most matters it is more important that
the applicable rule of law be settled than that it be settled right.”
Unmet v. Coronado Oil <b Gas, 285 U.S. 393, 406 (1932) (Brandels,
J., dissenting). And considerations of stare decisis weigh most
“heavily in the area of statutory construction, where Congress is
free to change this Court’s interpretation of its legislation.” Illinois
Brick Co. v. Illinois, 431 U.S. 720, 7.36 (1977) (per White, J.). Thus,
only recently this Court reiterated that there Is a “strong presump
tion of continued validity that adheres in the judicial interpreta
tion of a statute” Square D Company and Big D Building Supp
ly Corj). v. Niagara Frontier Tariff Bureau, 106 S. Ct. 1922, 1930
(1986). See also NLRB v. Longshoreman, 473 U.S. 61, 84 (198,5).
In order to overcome the presumption, it must “appear beyond
doubt that the Court s earlier interpretations “misapprehended
the meaning of the controlling provision, before a departure from
what was decided in those cases would be justified.” Monroe v.
Tape, 365 U.S. 167, 192 (1961) (Harlan, J., concurring). See also
Monell v. Dej)t. of Social Services, 436 U.S. at 715 (Rehnquist,
J., dissenting) ( adopting Justice Harlan’s standard as “the best
exposition of the projwr burden of persuasion" and stating “[ojnly
the most compelling circumstances can justify this Court’s aban
donment of ... firmly established statutory precedents”)
These guideposts serve important institutional and societal im
peratives. Adhering to stare decisis makes it possible for “citizens
[to] have confidence that the rules on which they rely in order
ing their affairs ..., are rules of law and not merely the opinions
of a small group of men who temporarily occupy high office.”
blorula Department of Health v. Florida Nursing Homes Associa
tion, 450 U.S. 147, 154 (1981) (Stevens, J., concurring). Projjer
resjtect for this Court s judgments depends as much upon the ap-
[)earance that they are rooted in impartial decisionmaking as ujxm
a conviction that they are correct in an abstract sense. Giving
5
consideration to reversing the construction of a frequendy invok
ed civil rights statute in circumstances where the personnel of the
Court, and little else, has changed can undermine the esteem in
which the public holds the judiciary.1 The need for careful preser
vation of the confidence of citizens in the functions and processes
of the Court can never be underestimated. Recent history teaches
us that when Uiose outside die Court seek to undermine that con
fidence, constitutional confrontations and social chaos will beset
us. See e.g. Cooper v. Aaron, 358 U.S. 1 (1958).2
Continued devotion to a settled statutory construction also en
sures that the Court acts properly within its sphere of powers.
When the Court considers overruling its coastruction of a statute,
it deals with a coordinate and majoritarian branch of govern
ment. That it mast when called upon interpret a statute is beyond
question. But once it so acts, it should lie cautious not to encroach
upon legislative functions vested in Congress by Article I of the
1 Because the five member majority voting to reconsider Runyon is comprised
of Runyon's dissenters and the three members to join the Court since then, the
decision in this case is especially noteworthy. The principles of stare decisis are
therefore particularly com|>elling here See generally Wachtler, Stare Decisis
and a Changing New York Court of Appeals, 59 St. John's L. Rev. 445 (1985).
’ The rule of law, and not of men, is the very foundation of our constitutional
government and it is to the judiciary that its preservation has been entrusted.
[T]he Founders knew that law alone saves a society from being rent
by internecine strife or ruled by mere brute power however disguis
ed. “Civilization involves subjection of force to reason and the agen
cy of this subjection is law." (Round, The Future of the Law (1937)
47 Yale L. J. 1, 13.) The conception of a government by laws
dominated the thoughts of those who founded this nation and
designed its Constitution ... To that end, they set apart a body of
men, who were to l)e the depositories of law, who by their disciplin
ed training and character and by withdrawal from the usual temp
tations of private interest may reasonably be expected to be “as free,
impartial, and inde|>endent as the lot of humanity will admit.” So
strongly were the framers of the Constitution bent on securing a
reign of law that they endowed the judicial office with extraor
dinary safeguard and prestige.
Cooper v. Aaron, 358 U.S. at 23-24 (Frankfurter, J., concurring) quoting United
Stair’s v. United Aline Workers, 330 U.S. 258, 307-309 (1947) (concurring opinion).
6
Constitution.3 When, as here, the Congress has ratified the in
terpretation this Court has placed upon a statute (See Part (B)
(2) post), the Court, rather than challenging Congress to act
again, should adhere to precedent. Boys Market v. Clerks Union,
398 U.S. at 258-259; Monell u. Dept, of Social Services, 436 U.S.
at 716-17 (Ilehnquist, J., dissenting).
Finally, abjuring the opjxjrtunity to recoasider long held views
about the reach of a statute removes doubts about the continued
vitality of other decisions construing similar statutory commands.
Certainly, a reversal of the Court’s views in Runyon v. McCrary,
given the analysis the Court there employed in eoastruing § 1981/
could cast doubt on the continued validity of its interpretation
of <j 1982 in Jones v. Alfred //. Mayer, Co., 392 U.S. 409 (1968),
and Tillman v. Wheaton-Haven Recreation Awn., 410 U.S 431
(1973).
Interpreting and determining the reach of a civil rights statute,
like adjudication of rights secured by the Constitution, often re
quires the Court to undertake difficult redefinitions and line
drawing, tasks that certainly confront the Court in this case as
it first appeared here. But, settled rights cannot be jettisoned
merely because their vindication in varying factual settings may * I
’ As Justice Black observed in his dissenting opinion in Roys Markets v. Clerks
Union, 308 U.S. 235, 258 (1070):
[l]t is Congress, not this Court that is elected by the people. This
Court should ... interject itself as little as [rossible into the law
making and law-changing process. Having given our view on the
meaning of a statute, our task is concluded, absent extraordinary
circumstances. When the Court changes its mind years later, simply
I recause the judges have changed, in my judgment it takes upon
itself the function of the legislature
* In Runyon, the Court observed that the view that § 1081 does not reach private
acts of discrimination “is wholly inconsistent with Jones’ interpretation of the
legislative history of § 1 of the Civil Rights Act of I8(i<), an interpretation that
was reaffirmed in Sullivan v. I Mile lluntin g I’ark, Inc., 3! Mi U.S. 220, and again
in Tillman v. Wheaton-llaven Recreation Assn., supra. And this consistent in
terpretation of the law necessarily requires that tj 1081, like tj 1082, reaches
private conduct.” 427 U.S. at 173.
7
be difficult/ Were this Court to retract its decisions in every case
involving difficult statutory construction, it would introduce in
tolerable uncertainty not only into civil rights law, but into all
our affairs. Oklahoma City v. Tuttle, 471 U.S. 808, 819 n.5 (1984)
(“The principle of stare decisis gives rise to and supports ...
legitimate expectations, and where our decision is subject to cor
rection by Congress, we do a great disservice when we subvert
these concerns and maintain the law in a state of flux.")/ In a
nation founded on the institutions of slavery and dedicated only
in the last generation to a policy that would “eliminate so far
as possible the last vestiges of an unfortunate and ignominious
page in this country’s history,” Albemarle Paper Co. v. Moody,
422 U.S. 405, 418 (1975), a retreat from settled practices could
be a particularly significant signal for new disorder.
Nothing in this Court’s April 25, 1988 order suggests that the
Court will be unmindful of the interests served by stare decisis.
Patterson v. McLean Credit'Union, ____ U.S. ____(April 25,
1988) (per curium). Thus, those who would propose a detour
“from the straight path of stare decisis” in this case bear the “heavy
burden” of demonstrating “that changes in society or in the laws
dictate that the values served by stare decisis yield in favor of
a greater objective” Vasques v. Hillery, 474 U.S. 254, 266 (1986).
While there are circumstances where the need for consistency
in the application of the law and stability in society call for a * *
* Indeed, in another context this Court endorsed the view that the withdrawal
of protection accorded by statute against private discriminatory conduct was
an encouragement to discriminate that violated rights secured by the equal pro
tection clause of the Fourteenth Amendment. Reitman o. Mulkey, 387 U.S. 369
(1967).
* See also, Douglas, Stare Decisis, 49 Coluin. L. Rev. 735-36 (1949):
Uniformity and continuity in law are necessary to many activities.
If they are not present, the integrity of contracts, wills, conveyances
and securities will be impaired. And there will Ire no equal justice
under law if a negligence rule is applied in the morning but not
in the afternoon. Stare decisis provides some moorings so that men
may trade and arrange their affairs with confidence Stare decisis
serves to take the capricious element out of law and to give stabili
ty to a society. It is a strong tie which the future has to the past.
8
departure from stare decisis, careful observation leads amici to
the conclusion that the application of § 1981 to private
discriminatory conduct neither conflicts with national policies
nor injects any irreconcilable doctrinal conflicts into the law sug
gesting that Runyon v. McCrary needs reexamination.
B. Section 1981 Has Become Part of the Fabric of Legal Pro
tections Afforded Racial and Ethnic Minorities Through Its
Interjnetation by the Courts, Congress’ Ratification of that
Construction, and Reliance By Individuals and States
1. Thus Court’s Decisions in Runyon and its Progeny Have
Encouraged a Broad Usage of Section 1981.
On at least five occasions’ in the last twelve years, this Court
has been called upon to give meaning to section 1981." None of
those cases has signalled a retreat from the determination in Ru
nyon that (j 1981 reaches all intentional racial discrimination,
public and private, that interferes with the right to contract.
Rather, the Court has consistently stood by that decision and,
by applying it in varying circumstances, underscored its broad
applicability.”
The Court’s opinions in Jones v. Alfred 11. Mayer Co., 392 U.S.
409 (1968) and Runyon v. McCrary, All U.S. 160 (1976) *
’ Goodman v. L uketis Steel Company, 482 U.S. ___ , 107 S. Cl. 2617 (1987);
St. Fmtuis Collete v. Al-Khazruji, 481 U.S_____ 107 S. Cl. 2022 (1987); General
Building Contractors Assn. o. Pennsylvania, 458 U.S. 100 (1981); McDonald v.
Santa Fe 7bail Thinsportation Co., 427 U.S. 273 (1976); linn yon v. McCrary,
427 U.S. 160 (1976).
' 42 U.S.C. 5 1981 stales, inter alia:
All persons within the jurisdiction of the United States shall have
the same right in every State and Territory to make and enforce
contracts, ... as is enjoyed by white citizens ...
* At the same time, the Court has never departed from its determination reach
ed in Jones v. Alfred It. Mayer Co., 392 U.S. 409 (1968), that § 1982, the statutory
twin of § 1981, reaches private discriminatory interferences with property rights.
Shaare Tefila Congregation v. Cobb, 481 U.S.___ , 107 S. Ct. 2019 (1987); Mem
phis o. Greene, 451 U.S. 100 (1981); Tillman v. Wheaton-Haven llecreation Assn.,
410 U.S. 431 (1973); Sullivan v. tattle //anting Park, 396 U.S. 229 (1969).
9
demonstrate, based upon the language of 42 U.S.C. § 1981 and
its legislative history, that the statute prohibits private discrimina
tion in the making of contracts. While the States leave the full
exposition of that argument to the Petitioner, we urge the Court
to stand by that conclusion. Indeed, each of the questions
necessary to the holding that § 1981 reaches private conduct has
been “ ‘considered maturely and recently’ by this Court,” Monell
t>. Dept, of Social Services, 436 U.S. at 714 (Rehnquist, J., dissen
ting) quoting Runyon v. McCrary, 427 U.S. at 186 (Powell, ].,
concurring).10
First, the Court in recent times has never intimated that the
language of § 1981 indicates a congressional intent to allow private
discrimination. The touchstone of statutory interpretation has
always been the statute itself. E.g., Kelly v. Robinson, 479 U.S.
___ , ____, 107 S. Ct. 353, 358 (1987). In discussing the statute
from which section 1981 is derived, the Court has twice stated
“that the ‘[1866] Act was designed to do just what its terms sug
gest: to prohibit all racial discrimination, whether or not under
color of law ...’ ” Runyon v. McCrary, 427 U.S. at 170 quoting
Jones u. Alfred II. Mayer Co., 392 U.S. at 436 (emphasis add
ed). A fresh look at the statute does not alter the conclusion that
its plain terms do not limit its reach to state action."
“ In Monell, an important reason for the Court's holding that the high burden
for overruling statutory precedent had been met was that in no prior case had
there been a “full airing of all the relevant considerations." Id. at 709 n.6 (Pbwell,
J. concurring). While Justice Rehmpiist argued that stare decisis indicated that
the Court should follow Monroe v. Pape, he did not dispute that the issue had
never been fully canvassed. Rather, he contended that other concerns of stare
decisis predominated. Id. at 718. In contrast, tire history of both the Act of 1866,
as reenacted in 1870 and codified in 1874, and its constitutional girders, received
extensive treatment by the majorities and dissenters in Jones and Bunyon in
formed not only by the analysis of the parties but also by sixteen amici briefs,
including the United States'.
“ Justice White's dissent in Bunyon obviously reads the statute differently. While
he provides support for much of his opinion, his assertion about the language
of section 1981 that “what it says'' does "no more" than "outlaw[] any legal rule
disabling any person from making or enforcing a contract, but does not pro
hibit private racially motivated refusals to contract,” Bunyon v. McCrary, 427
(footnote continued)
10
Second, the Court has concluded that it was the intent of the
Congress that <j 1981 reach both private and public racial
discrimination in the making of contracts. Runyon v. McCrary,
427 U.S. at 169-171; Johnson v. Railway Express Agency, Inc.,
421 U.S. 459, 460-61; 465-66 (1975); Tilhnan v. Wheaton-Haven
Recreation Assn, 410 U.S. at 439-40 and n.ll. The legislative in
tent holding has been based upon the plenary review of the
historical materials by the Court in Jones v. Alfred //. Mayer
Co., 392 U.S. at 422-37. See, e.g., Runyon o. McCrary, 427 U.S.
at 170-72. The Court’s reliance on Jones’ careful consideration
of the legislative history is appropriate, once the origin of 5 1981
in the 1866 Act is accepted, since §<j 1981 and 1982 were section
1 of the very same Civil Rights Act of 1866. It is therefore clear
ly not “beyond doubt” based on the legislative history that prior
decisions have been wrong about section 1981. Runyon o.
McCrary, 427 U.S. at 168-70 and n.8; McDonald v. Santa Fe Trial
Transportation Co., 427 U.S. at 286; Tillman v. Wheaton-Haven
Recreation Assn, 410 U.S. at 439; Jones v. Alfred H. Mayer Co.,
392 U.S. at 422 n.28, 441 n.78; see St. Francis College v. Al-
Khazraji, 107 S. Ct. at 2027; General Rldg. Contractors Ass n
v. Pennsylvania, 458 U.S. at 390 n.17.
Third, the Court has carefully considered whether § 1981 was
enacted pursuant to the Thirteenth or the Fourteenth Amend
ment and concluded “that section 1981, because it is derived in
part from the 1866 Act, has roots in the Thirteenth as well as
the Fourteenth Amendment.” General Rldg. Contractors A.ss’n
v. Pennsylvania, 458 U.S. 375, 390 n.17 (1982); Runyon v.
McCrary, 427 U.S. at 168 n.8; Id. at 190 (Stevens, J., concurr
ing); Jones v. Alfred H. Mayer Co., 392 U.S. at 441 n.78; see
Tillman v. Wheaton-Haven Recreation Ass’n, Inc., 410 U.S. at
439-40. I hat conclusion has been based on a comprehensive
U.S. at l!)5 (White, J., dissenting), is conclusionary and, at most, points only
to an ambiguity in that language. See Jones v. Alfred II Mayer Co., 392 U.S.
at 421-425. Surely the Hecoastruction era Congress that enacted § 1981, at least,
intended to thwart any attempt to reimpose slavery in any guise. It would have
c*[*x;ted this broadly worded statute to reach refusals to employ any of the newly
freed slaws unless they agrt*d to conditions of employment that mirrored their
prior condition of servitude.
11
review of the relevant historical materials regarding the origins
of tj 1981. B
Fourth, the Court has been clear, at least since Jones, “ ‘that
the power vested in Congress to enforce [the Thirteenth Amend
ment] by appropriate legislation'... includes the power to enact
laws ‘direct and primary, operating upon the acts of individuals,
whether sanctioned by state legislation or not.’ ” Runyon v.
McCrary, 427 U.S. at 179 quoting Jones v. Alfred H. Mayer Co.,
392 U.S. at 438 (citation omitted).
In the course of examining the legislative and constitutional
underpinnings of § 1981, the Court has applied it expansively
to permit its use as a remedy for private discrimination in a wide
array of circumstances. Even before the Court decided in Ru
nyon that tj 1981 can be invoked to redress a race-based denial
of admission by a private, commercial, non-sectarian school, all
nine members then on the Court agreed that the statute reaches
private refusals to enter into employment contracts. Johnson u.
Railway Express Agency, 421 U.S. at 459 (per Blackmun, J., joined
by Burger, C. J. and Stewart, White, Powell and Rehnquist, J.J.)
( “(1 Jt is well settled among the Federal Courts of Appeals - and
we now join them - that § 1981 affords a federal remedy against
discrimination in private employment on the basis of race”);
468-76 (Marshall, ]. joined by Douglas and Brennan, J. J., con
curring in part and dissenting in part). In McDonald v. Santa
Fe Trails Transj). Co., the Court embraced the conclusion that
white persons, like blacks, can invoke its protections because “the
Act was meant ... to proscribe discrimination in the making or
enforcement of contracts against, or in favor of, any race.” 427
U.S. at 295. Four years later, every member of the Court con
sidering whether a claim under § 1981 requires a demonstration
of discriminatory intent agreed that the prohibitions of § 1981
encompass private as well as governmental action" motivated
by race General Building Contractors Assn. v. Pennsylvania, 458
U.S. at 387-88 (per Rehnquist, ]., joined by Burger, C. J., and
White, Blackmun, Powell, O'Connor and Stevens, J.J.); 403-05
(O’Connor, J., concurring); 405-06 (Stevens, J., concurring);
407-418 (Marshall, J., joined by Brennan, J., dissenting).
12
Only last term, the Court was unanimous that § 1981 forbids
all racial discrimination in the making of private contracts when
“[b]ased on the history of § 1981” it had “little trouble in con
cluding that Congress intended to protect from discrimination
identifiable classes of persons who are subjected to intentional
discrimination solely because of their ancestry or ethnic
characteristics.” St. Francis College v. Al-Khazraji, 481 U.S. at
____, 107 S. Ct. at 2028. And again, several weeks later, no Justice
disagreed with the conclusion of the plurality in a union member
ship case that “a collective bargaining agent could not, without
violating ... § 1981, follow a policy of refusing to file grievable
racial discrimination claims however strong they might be and
however sure the agent was that the employer was discriminating
against blacks.” Goodman o. Lukens Steel Co., 482 U.S. a t ____,
107 S. Ct. at 2625.u
In addition to giving § 1981 an extensive substantive reach,
the Court has woven Runyon into other, related areas of law.
Thus, when the Court held that a private college that engages
in racial discrimination cannot claim a charitable exemption from
tax laws because “racial discrimination in education violates a
most fundamental national policy”, it relied on Runyon and other
cases. Bob Jones University v. United States, 461 U.S. 574, 594
(1983). Similarly, Justices relied on Runyon's recognition that Con
gress enacted tj 1981 pursuant to its powers under the Thirteenth
Amendment when sustaining congressional action requiring set-
asides for minority business enterprises in federally funded con
struction programs. See Fullilove v. Klutznick, 448 U.S. 448, 500
(1980) (Powell, J., concurring). And, Runyon's holding that Con
gress has prohibited private discrimination supports the Court’s
decisions that those who would discriminate in private relations
can find no refuge in the Constitution from other legislation for
bidding such conduct. F.g. Roberts v. United States Jaycees, 468
u Those Justices who dissented from the Court’s judgment in Goodman holding
the union liable for racial refusals to process grievances did so not because of
any expressed doubt that § l!)81 encompasses such a claim but lrecau.se on the
record presented they could not conclude that the union intended to discriminate
against black mernlters. Id., 182 U.S. a t ___ , 107 S. Ct. at 2633-34 (Powell,
J., joined try Scalia and O’Connor, J.J., concurring in part and dissenting in part).
13
U.S. 609, 628 (1984); Hishon d. King tr Spaulding, 467 U.S. 69,
78 (1984). Embarking on an effort to discern anew the intent
of Congress 120 years ago would call into question the legitimacy
of rights and remedies recently upheld by this Court in some of
its most significant decisions.
2. Congress Has Ratified And Relied Upon Runyon’s Deci
sion That Section 1981 Prohibits Private Racial
Discrimination.
It Is now familiar history, chronicled at length in Runyon, that
Congress has considered and rejected legislation “that would have
repealed the Civil Rights Act of 1866 ... insofar as it affords private
sector employees a right of action based on racial discrimina
tion in employment.” Runyon v. McCrary, 427 U.S. at 174 and
n.ll. The Court was moved by the Senate’s rejection of the pro
posal to observe that [tjhere can hardly be a clearer indication
of congressional agreement with the view that § 1981 does reach
private acts of racial discrimination.” Id. (emphasis in original).
Similar ratifications have occurred with other civil rights
legislation in subsequent years. In considering legislation to
amend the Equal Credit Opportunity Act of 1974, 15 U.S.C. §
1691, to prohibit discrimination on the basis of race and other
grounds in the granting of credit, the House heard testimony that
$ 1981 already accorded protection against racial refusals to ex
tend credit.” Although specifically advised that § 1981 reaches * I
11 As explained by the Court, Senator Williams, the floor manager of the bill
that was enacted as the E(|ual Employment Opportunity Act of 1972, describ
ed Senator Hruskas’ amendment to make Title VII and the Equal Pay Act the
exclusive federal sources of relief for employment discrimination as an effort
to " strip from (the) individual his rights that have been established going back
to the first Civil Mights Act of 1866.' " Id., quoting 118 Cong. Rec. 3371 3372
(1972).
'* In hearings on the bill Irefore the Subcommittee on Consumer Affairs of the
I louse Committee on Ranking, Currency and Money, Arthur S. Flemming,
Chairman of the United States Civil Rights Commission, testified:
Minority groups citizens theoretically would seem to be afforded
protection against credit discrimination by the Civil Rights Act of
(footnote continued)
14
private discriminatory refusals to contract,15 when the amend
ments to the Equal Credit Opportunity Act were enacted in 1976,
Congress chose not to repeal or modify the judicial construction
this and other courts had given § 1981.'"
In 1976, after Runyon, Congress again endorsed this Court’s
construction of § 1981 when it enacted the Civil Rights Attorney’s
Fees Awards Act of 1976, 42 U.S.C. § 1988. In explaining the pur
pose of the amendment as giving the federal courts discretion
to award attorneys’ fees in suits brought to enforce the civil rights
acts which Congress has passed since 1866, Congress specifical
ly observed that the Act of 1866 covered the same ground as later
1866 which forbids discrimination in contractual traasactioas and
declares that all citizens have equal rights to “ inherit, purchase,
lease, sell, hold, and convey real and personal pn>[)erty.” Experience
of more than a century however, amply demonstrates that the broad
protections of the Civil Rights Act of 1866 are insufficient to effec
tively guarantee minority citizens equal credit opportunities.
Hearings Before the Subcommittee on Consumer Affairs of the Committee on
Hanking, Currency and Money, House of Representatives, 94th Congress, 1st
Sess., on H.R. 3386, p. 41 (C.P.O. 1975). In addition. Dr. Flemming testified
that the prohibitions proposed in the amendments would overlap with those
contained in section 805 of the Fair Housing Act of 1968, 42 U.S.C. 5 3605,
against racial discrimination in mortgage financing, Id. at p. 46 (“ Unlike Title
VIII of the Civil Rights Act of 1968, H R. 3386 forbids discrimination based
on race ... in all areas of credit, not just mortgage finance.")
“ At the time Chuirman Hemming testified, April, 1975, at least seven circuit
courts of ap|>eals had held that § 1981 reaches private race discrimination, see
Johnson v. Railway Express Agency, 421 U.S. at 459 n.6, anti Jones o. Alfred
II. Mayer Co., was settled law in this Court.
“ Congress did, however, require [versons aggrieved by housing related credit
discrimination to choose I vet ween the remedies afforded Ivy the credit amend
ments and the Fair Housing Act. See 15 U.S.C. tj 1691e(i):
No |verson aggrieved by a violation of this subchapter ami by a viola
tion of section .3605 of Title 42 shall recover under this sulvchaptcr
anti section 3612 of Title 42, il such violation is lvast*l on the same
transaction.
15
enacted civil rights statutes and, by making attorneys’ fees
available, acted to strengthen its protections.17
Congress time and again has ratified the judicial determina
tion that the 39th Congress intended § 1981 to reach private
discrimination. Cj. Lindahl v. OPM, 470 U.S. 748, 782 n.15 (1985)
(“ Congress is presumed to be aware of [a] ... judicial interpreta
tion of a statute and to adopt that interpretation when it re-enacts
a statute without change ....’ ”). Indeed, it is apparent that Con
gress has relied and built on Jones, Runyon and their progeny
in enacting other statutes. If Congress had any inclination to over
rule Runyon, it has had ample opportunity to do so. Moreover,
it has foregone countless opportunities to pass legislation con
taining protections of the kind tj 1981 is understood to contain
based on its view that (here was no need to enact such a law.
Proper deference to congressional endorsements of judicial in-
terpretations of its acts requires this Court to abstain from
challenging Congress to act once more.
” See s ReP No 94-1011, 94th Cong., 2d Sess., 4 reprinted at 1976 U.S. Code
Cong. & Admin. News 5908, 5911:
(F)ees are ... suddenly unavailable in the most fundamental civil
rights cases. For instance, fees are now authorized in an employ
ment discrimination suit under Title VII of the 1964 Civil Rights
Act, but not in the same suit brought under 42 U.S.C. § 1981, which
protects similar rights but involves fewer technical prerequisites to
. the filing of an action. Fees are allowed in a housing discrimina
tion suit brought under Title VIII of the Civil Rights Act of 1968,
but not in the same suit brought under 42 U.S.C. § 1982, a
Reconstruction Act protecting the same rights.
The Senate Report demonstrates Congress’ determination to make attorneys’
fees available to prevailing plaintiffs in actions under the Civil Rights Act of
1866 to redress private discrimination, and its express approval of the construc
tion (vf that act to reach private conduct. The Report specifies that the Fees
Act would overrule the Court's disapproval of fee awards in cases of private
discrimination cited in Aleyeska Pipeline Co. v. Wilderness Society, 421 U.S.
240, 270 n.46 (1975) (disapproving fee awards inter alia in Knight v. Auciello,
45.3 F2d 852 (1st Cir. 1972) and Lee o. Southern Home Sites Corp., 444 F.2d
14.3 (5th Cir. 1971) which IhiIIi permitted fees in actioas under § 1982 to redress
private housing discrimination). Id., at 5911-12 and n.3.
16
3. Individuals and States Have Relied Upon Section 1981 to
Secure Redress For Invidious Race Discrimination in Its
Myriad Forms.
Suits under § 1981 to redress racial discrimination are now com
monplace; their sheer numbers reflect the centrality of the statute
to our legal fabric. The lower courts have developed a body of
law interpreting § 1981 that enables individuals to obtain
remedies not available under Tide VII. That such a development
would occur was foretold by the Court’s recognition in Johnson
v. Railway Express Agency, 421 U.S. at 461 that the “ remedies
available under Title VII and under § 1981, although related,
... are separate, distinct and independent.”
While courts fashioning equitable remedies under § 1981 can
require relief similar to that available under Title VII, such as
hiring, promotion, reinstatement, retroactive seniority and af
firmative action,"* * § 1981 covers all employers, not just those with
fifteen or more employees. A § 1981 plaintiff can obtain legal
remedies not available under Title VII. “An individual who
establishes a cause of action under § 1981 is entitled to ... legal
relief, including compeasatory, and under certain circumstances,
punitive damages.” Id., 421 U.S. at 460. Thas, individuals prevail
ing under § 1981, unlike those pursuing Title VII claims, may
recover for the mental distress that results from the racial
discrimination.” Courts may award punitive damages for serious
violatioas of § 1981.2" A backpay award under fj 1981 Ls not limited
"See eg. Davis v. County of Las Angeles, 566 F.2d 1334 (9th Cir. 1977), vacated
as moot, 440 U.S. (125 (1979); Campbell v. Gadsden School Oust., .534 F.2d 650
(5th Cir. 1976); Easley v. Anheuser-Busch, Inc., 572 F Supp. 402 (E.D. Mo.
1983), affd in part and revd in part, 758 F.2d 251 (8th Cir. 1985).
• E g , Williams tx Thins World Airlines, 660 F.2d 1267, 1272-73 (8th Cir. 1981);
Gore v. 71 inter, 563 F.2d 159, 164 (5th Cir. 1977).
” E g ., Beaujord v. Sisters of Mercy-Province of Detroit, 816 F.2d 1104, 1108-09
(6th Cir. 1987), cert, denied, 108 S. Ct. 259 (1988); Hunter v. Allis-Chalmers
Coift., Engine Div., 797 F2d 1417, 1425 (7th Cir. 1986); Stallworth v. Shuler,
111 F.2d 1431, 1435 (Uth Cir. 1985); Clairbome v. Illinois Cent. B.B., 583 F.2d
143 (5th Cir. 1978), cert, denied, 442 U.S. 934 (1979); Allen ix Amalgamated
Transit Union Local 7HH, 5.54 F.2d 876 (8th Cir ), cert, denied, 431 U.S. 891
(1977).
17
to the two year limitation specified for Title VII, id., but rather
is governed by the analogous personal injury limitation period
provided by the law of the state where the action is commenc
ed. Goodman v. Lukens Steel Co., 107 S. Ct. at 2621.” Moreover
because a § 1981 plaintiff, unlike one pursuing only Title VII
relief, may be entitled to legal relief, he can demand a jury trial.”
The statute has been employed to redress racial discrimina
tion relating to contracts in numerous contexts other than employ
ment. Runyon approved its applicability to private schools and
it has since been employed by those seeking to redress discrimina
tion in education.” Individuals have invoked it to vindicate the
right to non-discriminatory access to restaurants,” clubs,” and
recreational facilities” where the other applicable federal law
does not provide for monetary damages. See 42 U.S.C. §
2000a- 3 . It has been utilized to challenge racial denials of
’ ,,owever- there individuals who have foregone Title VII actions which
U S C T o ! inr C,T ,0, V 300- ^ admin*‘ ra“ ve filing period,’ see 42
is o v e r r l l^ C ’ °" * ‘° d '° federal relief is lost if Runy°n
" EdUT LZ f , ? " * VerU>1' 717 F2d 761 763 <3d Cir vacated on other
gmunris, 468 U.S. 1201 (1984); Setser v. Novack Inv. Co., 638 F.2d 1137 (8th
S h c T i iS ! ’ 454 us 1064 (1981); Moore u- Sun C)il Co■ 636 F2d 154
” SZ U y iW M Sch Jor G,rfe’ 541 F2d 1124 (5th Cir. 1976); Phelps
ix Washburn University of Topeka, 632 F. Supp. 4.55 (D. Kansas 1986).
See Wyatt v. Security Inn Eood b Beverage, Inc., 819 F.2d 69 (4th Cir 1987)
r ^ " ^ T d* ot m'£m ,n ’— ** *"-*■ * *1
r ........ * * c“ ' « »
" See ()l* man v- hake Hills Swim Club, Inc., 495 F.2d 1333 (2d Cir. 1974).
Scotttx Young, 421 F.2d 143 (4th Cir), cert, denied, 398 U.S. 929 (1970)- Durham
v. lied Lake Pishing b Hunting Club, 666 F. Supp. 9.54 (WD Tex 1987)
18
housing opportunities,” utility services,” and access to roads.”
Others have sought remedies for racial discrimination in access
to insurance coverage” and medical treatment.5' And it has been
used by those seeking relief from racial discrimination in com
mercial ventures,52 franchise relationships,55 and banking
transactions.”
States, like individuals, have invoked § 1981 to redress private
racial discrimination. In fact, one of the cases under $ 1981 to
reach this Court, General Building Contractors Assn. o. Pa., was
an effort by a state, acting as parens patriae, to seek redress for
racial discrimination in private employment. Likewise, New York
frequently has proceeded under <) 1981 as parens patriae for relief *
17 See Movable v. It. Walker 0 Associates, 644 F.2d 390 (5th Cir. 1981); Quinones
v. Nescie, 111) F.R.D. 346 (E.D.N.Y. 1986); Jiminez v. Southridge Co-op, Sec-,
lion I, 626 F. Supp 732 (E.D.N.Y. 1985); Bendetson o. Patjson, 534 F. Supp 539
(D. Mass. 1982). But see Spann v. Colonial Village Inc., 662 F. Supp. 541, 547
(D. DC. 1987) (§ 1981 not available to redress racially discriminatory real estate
advertising); Saunders v. General Services Corf)., 659 F. Supp. 1042, 1062-63
(E.D. Va. 1986) (same).
“ See Cody i>. Union Electric, 518 F.2d 978 (8th Cir. 1975).
* Compare Jennings v. I’atterson, 488 F.2d 436 (5th Cir. 1974) with Memphis
v. Greene, 451 U S. 100 (1981).
" See Sims v. Order of United Commercial Drivelers of America, 343 F. Supp.
112 (D. Mass 1972). But see Mackey v. Nationwide Ins. Companies, 724 F.2d
419 (4th Cir. 1984).
u llall v. Bio-Medical Application, Inc., 671 F.2d 300 (8th Cir. 1982); Taylor
v. Flint Osteopathic Hasp. Inc., 561 F. Supp. 1152 (E.D. Mich. 198;!).
" See Fraser v. Doubleday O Co. Inc., 587 F. Supp. 1284 (S.D.N.Y. 1984); Viet
namese, Etc. i>. K nights of K.K.K., 518 F. Supp. 993 (S.D. Tex. 1981); Howard
Sec. Serv. v. Johns Hopkins Hospital, 516 F. Supp. 508, 513 (D. Md. 1981).
11 See Quarles v. CMC (Motor Holding Div), 758 F.2d 839 (2d Cir. 1985); Sud
v. Import Motors Limited, Inc., 379 F. Supp. I0(>4 (W.D. Mich. 1974).
14 See llall v. Pennsylvania State Police, 570 F.2d 86, 92 (3d Cir. 1978).
19
from a pattern and practice of private housing discrimination.55
In addition, both Massachusetts and California provide civil
causes of action under state statute” for conduct violating § 1981
and have sued under the statutes to redress acts of racial harass
ment. The applicability of § 1981 to private conduct has
strengthened state anti-discrimination efforts.57
State courts have widely received § 1981 as a means for redress
ing racial discrimination in private contracts.” Recently, in Smith
v. United Technologies, Essex Group, 731 P.2d 871 (Kan. 1987),
the Kansas Supreme Court affirmed a jury award of $55,000 in
compensatory and punitive damages to a black employee who
sued under § 1981 for his discharge from employment in retalia
tion for having filed a discrimination charge with the Kansas
Commission on Civil Rights. In Brant Const. Co. v. Lumen
Const. Co., 515 N.E.2d 868 (Ind. App. 3 Dist. 1987). the court
affirmed a determination under § 1981 that a prime contractor,
because of race, had interfered with and rendered insolvent a
subeontractors business by wrongfully exercising control over the
See e g., People of the State of New York v. Merlino, 88 Civ. 3133 (S D N Y )•
People of the State of New York v. LaRosa Realty, Inc., Civ. Action No’
CV-85-4459 (E.D.N.Y.) (Judgment for $15,000 in damages for racial steering);
People of the State of New York v. Mahler Realty, Civ. Action Na CV-85-4460
(Judgment for $14,000 for racial steering); People of the State of New York v
Data-Butterfield Inc., Civ Action Na 80-365 (E.D.N.Y.) (judgment for $142,000
for racial steering).
" See Mavi Cen Law5 Ann Ch. 12 §§ UH, 111, 11J; Cal Civil Code § 52 1
(West 1988).
17 In addition, guided in part by Runyons teaching that discrimination in private
contracts is proscril>ed hy § 1981, states have initiated race-conscious set-aside
programs to create opjiortunities for minority business enterprises. See e g., N.Y.
Exec. Order 21 (1983); N.Y. Pub. Auth. Law § 1766-c 14(a)(i) (McKinney 1986)-
N.Y. Iransp. Law § 428(2) (McKinney 1983); N.Y. Unconsol. Laws § 6267
(McKinney 1983); Mass. Cen. Laws Ann. Ch. 23A § 39-44 (West Supp. 1988)
and Mass. Exec. Order No. 237, Mass. Admin. Reg. 509 (1984).
U, T,' IS C" Urt ,las observed that state courts may entertain claims under the
Civil Rights Act of 1866. Sullivan v. Little Hunting Park, 396 US. at 238.
2 0
subcontractor’s finances and intimidating the subcontractor’s
employees into leaving the job site The subcontractor was award
ed compensatory damages for lost profits, punitive damages and
attorneys’ fees. In McKnight t>. General Motors Corp., 420 N.W.2d
370 (Wis. App. 1987), the court set forth standards for the deter
mination under § 1981 of employment discrimination suits in
Wiscoasin courts. Courts in other states have likewise entertain
ed § 1981 employment discrimination claims.3’ And state courts
have recognized the special role the Civil Rights Act of 1866 plays
in assuring equal access to private housing and places of public
accommodatioas.40 Section 1981 thus has become in the state
courts, as in the federal courts, an important tool for eliminating
the badges and incidents of slavery.
Removing § 1981 from the arsenal of civil rights enforcement
weapons could, in fact, create gaps in the availability of remedies
to redress private discrimination and thereby undermine efforts
to eliminate private racial discrimination. Not all of the states
have enacted laws prohibiting racial discrimination.41 In addi
tion, most state fair employment laws, like Title VII, do not cover
all employers. The fair employment statutes of twelve states are
essentially coextensive with Tide VII insofar as diey prohibit racial
discrimination only by those employers with fifteen or more
employees.41 Most other state statutes have jurisdictional limits * *•
* See e.g. Spencer u. McCarley Moving l? Storage, 330 S.E.2d 753 (Ga. App.
1985); Calhoun u. Lang, 694 S.W.2d 740 (Mo. App. 1985).
*• See Mascara v. Wokocha, 489 So. 2d 274 (La. App. 4 Cir. 1986); Hawthrvne
0. Ilealty Syndicate, Inc., 259 S.E.2d 591 (N.C. App. 1979); Madison v. Cinema
1, 454 N.Y.S.2d 226 (Civil Court of City of New York, N.Y. Co. 1982).
* Statutory provisions of general application concerning equal employment op
portunities are absent in four states. See 3 Empl. Prac. Guide (CCfl) 11 20,098
(Alabama), 20,698 (Arkansas), 21,898 (Georgia), 24,(i98 (Mississippi). Employers
not protected by Title VII in these states may have no remedy for racial
discrimination in private employment. Additionally, North Carolina anti
Virginia statutes provide for conciliation of charges of private employment
discrimination, but create no causes of action. See N.C. Cen. Stat. 5 143-422.1
et sey. (1983); Va. Code Ann. § 2.1-714 et sey. (1987).
“ See Ariz. Rev. Stat. Ann. § 41-1461 (1982); Fla. Stat. Ann. § 760.02 (West
1985); 111. Ann. Stat. ch. 68, para. 2-101 (Sniilh-Hurd 1987); La. Rev. Stat. Ann.
(footnote continued)
21
that approach those contained in the federal law.43 Not all such
statutes provide the comprehensive set of remedies available under
§ 1981. An overruling of Runyon could therefore create a gap
in the availability of remedies for racial discrimination in private
employment - where none has existed for nearly two decades
- that could be filled only by the action of nearly forty state
legislatures or Congress. It could without similar legislative reform
also leave unredressable racial refusals to contract in many other
contexts. See pp. 17-20, ante.
While there is no doubt about the power of the states to enact
legislation modeled after § 1981 as construed in Runyon, the
period during which legislatures were acting to do so and ad
ministrative agencies were re tooling to entertain new kinds of
charges would certainly be one of confusion or chaos. Overrul
ing Runyon would disable an important legal means for obtain
ing effective relief from discrimination in numerous areas of life;
Such a withdrawal of rights would frustrate widely held expec
tations about the courts' role in redressing racial injustice
S 23:1006 (West 1985); Md. Ann. Code art. 49B, § 15 (1986)- Neb Rev Stat
48-1102 (.984); Nev. Rev. Stat. 5 613.30 (Michie 1986,' N.M Stat. An".
1-2 (Supp. 1986); Okla. Stat. Ann. tit. 25 § 1301 (West 1987); S.C. Code Ann.
M I f r ° iLT C° ' OP' l9W’); TeX Rev Civ Stat Ann- art. 5221k (Vernon 1987)- Utah Code Ann. § 34-35-2 (1988).
« See Cal. Govt. Code § 12926 (West. 1986) (five or more employees); Conn
k vwwuL T 4f>U~51 (WeS‘ ,9Hfi) (,hree or more>; Del Code A "" UL '9.
§ 710 (1385) (four or more); Idaho Code § 67-5902 (Supp. 1987) (ten or more)-
Kan. Stat. Ann. § 44-111 (1986) (four or more); Ky. Rev. Stat. Ann. § 344 030
Michie 1983) (eight or more); Mass. Cen. L. ch. 151B § 1 (1986) (six or more)-
Mo. Ann. Stat. § 213.010 (Vernon 1986) (six or more); N.H. Rev. Stat. Ann §
J54-A:3 (1984) (six or more); N.Y. Exec. Law § 292 (McKinney 1982) (four or
n S n w Chap* 14 02 4 (,en or more); Ohio Rev. Code Ann.
Nl4.1 2 ^ ,de.rS° " l980) (fouror ,nore>; Pa- Stat. Ann. till. Labor-Legal
otice § 954(b) (I union 1988) (four or more); Tbnn. Code Ann. § 4-21-102 (1985)
(eight or more); Wash. Rev Code Ann. § 49.60.040 (1967) (eight or more)- W.
Va. Code § 5-ll-3(d) (1987) (twelve or more).
22
C. The Considerations Which Allow An Overruling of
Statutory Precedent Do Not Call For A Reexamination of-
Runyon
A review of the decisions in which the Court has overruled
prior statutory interpretations reveals that the Court has done
so only in those rare circumstances in which adherence to prece
dent serves to undermine the values of fairness, predictability,
stability and efficiency. Historically, the Court has reversed a
statutory construction only where changes in society dictate such
a departure, where intervening events undermine a precedent s
validity or make it difficult to apply, or where application of a
prior construction works to deny substantial rights. These cir
cumstances do not apply to the Court’s decision in Runyon.
1. The Courts Construction of Section 1981 in Runyon is Con
sistent With a National Consensus Favoring the Elimina
tion of Racial Discrimination From All Sectors of Society.
It is well recognized that “when a rule after it has been duly
tested by experience has been found to be inconsistent with the
sease of justice or with the social welfare, there should be less
hesitation in frank avowal and full abandonment...” B. Cardozo,
The Nature of the Judicial Process 149 (1921). Application of that
policy in this case, however, requires adherence to precedent, since
the Court’s interpretation in Runyon now, more than ever, is con
sistent with the national policy to eradicate both private and
public discrimination.
In Rob Jones University v. United States, 461 U.S. 574 (1983),
this Court recognized that race discrimination violates “deeply
and wisely accepted views of elementary justice and fundamen
tal public policy.” Id. at 592-93. There the Court unequivocally
held that that public policy applies with special force to educa
tional institutions, even in the private sector:
- See e g Monell v. New York City Dejmrtmenl of Social Service. 436 U.S.
658 (1978); Continental TV. v. GTE Sylvania, 433 U.S. 36 (1977); Machinists
v. Wi.vcon.rin Employment Relations Commission, 127 U.S. 365 (1976); Braden
v 30th Judicial Cirtuit Court of Kentucky, 410 U.S. 484 (1973); Andrews v.
iMuiwille and Nashville /I. Co., 406 U.S. 320 (1972); Boys Market Inc. v. Retail
Clerics, 398 U.S. 235 (1970); Peyton v. Rowe, 391 U.S. 54 (1968).
Few social or political issues in our history have been
more vigorously debated and more extensively ven
tilated than the issue of racial discrimination, par
ticularly in education. Given the stress and anguish of
the history of efforts to escape from the shackles of the
separate but equal” doctrine of Plessy u. Ferguson,
163 U.S. 537 (1896), it cannot be said that educational
institutions that, for whatever reasons, practice racial
discrimination, are institutions exercising “beneficial
and stabilizing influences in community life”....
Whatever may be the rationale for such private
schools’ policies, and however sincere the rationale may
be, racial discrimination is contrary to public policy.
Id. at 595 (citation omitted). Without question, an integral step
in the development of this national policy was the Court’s inter
pretation in Runyon that nothing less than non-discrimination
in private education would fulfill congressional efforts to effec
tuate the Thirteenth and Fourteenth Amendments. By overrul
ing Runyon, the Court would remove the principal federal rule
of law that affords a remedy for discrimination in private educa
tion, a result which cannot be reconciled with the Court’s historic
role in forging a national consensus that racial equality requires
equal access to education.
Indeed, in less than two generations, virtually every state has
adopted a public policy recognized in judicial or legislative ac
tion disfavoring private racial discrimination.*1 Like the extensive
" See e g. Hyatt Corjj. v. Honolulu Liquor Com'n, 738 P.2d 1205, 1208-09
(Hawaii 1987); Brown v. Superior Court, 691 P.2d 272, 277 (Cal. 1984); Miller
v. C.A. Muer Corp., 362 N.W.2d 650, 653 (Mich. 1984); Maine Human Rts.
Com’n v. Canadian Pacific, 458 A.2d 1225, 1229-30 (Me 1983); Kentticky Com'n
on Human Rights v. Fraser, 625 S.W.2d 852, 855 (Ky. 1982); Eastman Kodak
u. Fair Empl. Prac. Com’n, 426 N.E.2d 877, 879 (III. 1981); City of Minn. v.
Richardson, 239 N.W.2d 197, 205 (Minn. 1976); Evening Sentinel v. NOW, 357
A.2d 498, 503 (Conn. 1975); Jackson o. Concord Co., 253 A.2d 793, 798-99
(N.J. 1968); Penn. Human Rel. Com'n v. Chester School Dist., 233 A.2d 290,
296 (Pa. 1967); Neb. Rev. Slat. Ann. § 48-1101 (1984); N.Y. Exec. Law § 290
(McKinney 1982); Or. Rev. Stat. Ann. 5 659.020; Tenn. Code Ann. § 4-21-101
(1985); S.C. Code Ann. (j 1-13-20 (Law Co-op 1986).
24
array of federal judicial, legislative and executive action taken
in the last forty years to eradicate racial discrimination,4* these
policies testify that the country has come to agTee that racial
discrimination is intolerable Overruling Runyon’s construction
of § 1981 would therefore conflict with the prevailing sense of
justice in this nation.
2. No Intervening Events Since Runyon Undermine Its
Validity or Make it Difficult to Apply.
The Court has declined to follow a prior statutory interpreta
tion when subsequent decisions or events have undermined the
interpretation’s authority to such an extent that its application
serves to frustrate important congressional policies. For exam
ple, in Boys Market o. Clerks Union, 398 U.S. 235 (1970), the
Court felt an “urgent need to reconsider its holding in Sinclair
Refining Company v. Atkinson, 370 U.S. 195 (1962) to resolve
a serious problem created by the Court’s intervening decision in
Avco Corf), v. Aero Lodge, 735, 390 U.S. 537 (1968).
Sinclair held that the anti-injunction provision of the Norris-
LaGuardia Act precluded a federal court from enjoining a strike
prohibited under a collective bargaining agreement despite pro
visions in the agreement, enforceable under § 301(a) of the Labor
Management Relations Act of 1947, calling for binding arbitra
tion of the underlying grievance 398 U.S. at 237-38. The Court
subsequently held in Avco “that section 301(a) suits initially
brought in state courts may be removed to the designated federal
forum under the federal question removal jurisdiction in 28 U.S.C.
section 1441." Id., 398 U.S. at 244. The practical effect of these
two holdings was to deprive state courts of jurisdiction in sec
tion 301(a) suits because unions, as a matter of course, would
remove cases from state court to avoid injunctions against them,
a result the Court found to be incompatible with existing case
law and congressional purpose. Id., 398 U.S. at 245 (“We are not
- See Bob Jones University v. United States, 461 U.S. at 592-96 (cataloguing
decisions of this Court, congressional legislation and executive orders in civil
rights area). See also. Civil (lights Restoration Act of 1987, P.L. 100-255, 102
Slat. 28 (March 22, 1988).
25
at liberty thus to depart from the clearly expressed congressional
policy to the contrary.”).
The Court also considered the intervening societal and Con
gressional shifts that had taken place since enactment of the anti
injunction section of the Norris-LaGuardia Act in its decision to
overrule Sinclair. It noted that “congressional emphasis had shifted
from protection of the nascent labor movement to the encourage
ment of collective bargaining and to administrative techniques
for the peaceful resolution of industrial disputes” through arbitra
tion. Id. Only the Court's assessment that the unavailability of
injunctive relief undermined the effectiveness of arbitration and
impeded the core purpose of the Norris-LaGuardia Act compelled
it to overrule its prior reading of the Act in Sinclair.*1
In other instances where the court has departed from prece
dent, it has done so because experience or passage of time has
proved the decision fundamentally flawed or unworkable The
Court has declined to adhere to precedent which thwarts, rather
than fosters, predictability and efficiency. See Monell v. Depart
ment of Social Services, 436 U.S. 658 (1978); Continental TV.
Inc. v. G.T.E. Sylvania Inc., 433 U.S. 36 (1977); Moragne v. States
Marine Lines, Inc., 398 U.S. 375 (1970). This principle was cited
by Justice Harlan speaking for a unanimous court in Moragne,
398 U.S. at 404-05, in which the Court overruled its holdings
in The Harrisburg and The Tungus which barred recovery for
wrongful deaths at sea:
*’ There have ,>ee" ^ e r instances where the Court has overruled a precedent
because subsequent developments have placed it at odds with important con
gressional policies. See, e g., Machinists v. Wisconsin Employment Relations
Commission, 427 U.S. 365 (1976) (Court's decision in Brigg's-Stanton permit
ting state regulation of partial strike activities held to be"inconsistent with federal
statutory scheme in which the use of economic pressure by the parties to a labor
agreement is part and parcel of the process of collective bargaining); Andrews
v. Louisville C Nashville R. Co., 406 U.S. 320 (1972) (Court's decision in Moore
v. Illinois Central R. R. that railroad employees may elect state remedy rather
than dispute resolution procedures under the Railway Labor Act frustrates con
gressional intent that resort to Arbitration Board lie considered compulsory)
CJ„ Moragne v. States Marine Lines, 398 U.S. 375 (1970) (Court's decision in
I he Harrisburg, barring recovery for wrongful deaths at sea, sharply out of
keeping with modern maritime law in light of intervening abandonment of
the rule in most areas where it once had validity).
26
[T]he Harrisburg ... has become an increasing un
justifiable anamoly as the law over the years has left
it behind, and, in conjunction with its corollary, The
Tungus, has produced litigation spawning confusion
in an area that should be easily susceptible of more
workable solutions. The rule has had a long opportuni
ty to prove its acceptability, and instead has suffered
universal criticism and wide repudiation. To supplant
the present disarray in this area with a rule both
simpler and more just will further, not impede, effi
ciency in adjudication.
Justice Powell relied upon the same principle in Continental
T.V Inc 433 U.S. at 47-48 to overrule the holding in United
States v. Arnold, Schwinn & Co., 388 U.S. 265 (1967), that ver
tical restrictions by manufacturers on areas or persoas with whom
a product may be traded are per se violations of the Sherman Act:
Since its announcement, Schwinn has been the sub
ject of continuing controversy and confusion, both in
the scholarly journals and in the federal courts. The
greater weight of scholarly opinion has been critical
of the decision, and a number of the federal courts con
fronted with analogous vertical restrictions have sought
to limit its reach.
Most recently, in Monell v. Department of Social Services, the
Court overruled its holding in Monroe v. Pape that a local govern
ment may not be sued under 42 U.S.C § 1983 for injuries inflicted
solely by its employees, in part, because of the inconsistency of
its application. The Court noted: “[t]he principle of a blanket
immunity established in Monroe cannot lie cabined short of school
boards. Yet such an extension would itself be inconsistent with
recent expressions of congressional intent ” Id., 436 U.S. at 65)6.
None of the considerations compelling reexamination in the
above cases is applicable to the Court’s reconsideration of Ru
nyon. No shift in congressional policy or other intervening events
have undermined the validity of its holding that § 1981 prohibits
discrimination in the private sector. Indeed, the Court in each
decision since Runyon has reaffirmed, if not expanded, the broad
scope of § 1981. See, pp. 9 to 12, ante. And, the workability of
the Courts interpretation in Runyon and its progeny has been
duly tested by over a hundred applications in the lower courts.
See pp. 16-20, ante; Comment, Development in the Law-Section
1981, 15 Harv. Civ. Rights-Civ. Lib. L. Rev. 29 (1980).
The issues of statutory construction raised by litigants since
Runyon have been resolved consistent with the spirit of the Act.
St. Francis College v. Al-Khazraji, 107 S. Ct. 2023 (1987) (defini
tion of race discrimintion); Goodman o. Lukens Steel Co., 107
S. Ct. 2617 (1987) (Section 1981 actions subject to state statutes
of limitation for personal injury); General Bldg. Contractors Assn,
v. Pennsylvania, 458 U.S. 100 (1982) (proof of intent required);
McDonald v. Santa Fe Trail Transp. Co., 427 U.S. 273 (1976)
(white persons can invoke statute). Experience has proven the
interpretation in Runyon to be “so consistent with the warp and
woof of civil rights law as to be beyond question.” Monell 436
U.S. at 697.
3. Thus is Not a Situation in Which the Court Must Reex
amine a Prior Construction Because its Application
Works to Deny Substantial Rights.
The Court s role as the final arbiter of justice confers upon
it a special obligation to maintain fairness in the application of
a rule of law. Thus, the Court has overruled precedent when its
application works to deny substantial rights.
In Peyton v. Rowe, 391 U.S. 54 (1968), for example, the Court
reconsidered a prior interpretation of 28 U.S.C. § 2241(c)(3) which
specifies that a district court may issue writs of habeas corpus
on behalf of prisoners who are “in custody” in violation of the
Constitution. The issue was whether a federal court can enter
tain a petition from a prisoner incarcerated under consecutive
sentences who claims one or more of the future sentences is a
deprivation of constitutional rights. A prior decision, McNully
v. Hill, 293 U.S. 131 (1934), held that it could not.
In analyzing whether the Court should reconsider McNully,
Chief Justice Warren, writing for a unanimous court, emphasized
the importance of the writ of habeas corpus as a symbol of the
28
right to individual liberty. The Court found that McNully under
mined the purposes of the writ because it postponed plenary con
sideration of Issues by the district court and extended, without
practical justification, the time a prisoner entitled to release must
remain in confinement. The Court concluded that it must over
rule McNully, inter alia, because its holding “... represents an
indefensible barrier to prompt adjudication of constitutional
claims in the courts.” Id. 391 U.S. at 55; see also, Braden v. 30th
Judicial Circuit Court of Kentucky, 410 U.S. 484 (1973).
Similarly in Boys Market, Inc. o. Clerk’s Union, 398 U.S. at
245, the Court overruled precedent where its application had
the unintended result of depriving parties of existing rights under
state law since “[i]t would be ironic indeed if the very provision
that Congress clearly intended to provide additional remedies
for breach of collective-bargaining agreements has been employed
to displace previously existing state remedies.” Id.
The circumstances surrounding the Court’s reconsideration of
Runyon bear no resemblance to the circumstances which have
compelled the Court to reexamine a prior construction because
its application works to deny rights. Overruling Runyon would
deprive citizens of existing protections and remedies which are
not otherwise available See pp. 16-21, ante. Moreover, the in
justice that would result to victims of discrimination is not balanc
ed by any legitimate claims by institutions in the private sector
to be free from laws that restrain such discrimination. It is now
clear that private institutions “simply cannot ‘arrange their af
fairs’ on an assumption” that they can deprive citizens of equal
opixirtunities or benefits solely because of their race Monell, 436
U.S. at 700.
We acknowledge the Court’s admonition that in its reconsidera
tion of this matter, civil rights litigants are subject to the same
principles of stare decisis as other litigants and that the Court
“should not be influenced by the worthiness of the litigant in terms
of extra legal criteria.” Patterson o. McLean Credit Union,-----
U .S.___ , ____S. Ct. ____ , (April 25, 1988) (per curiam). In
deed, as the Court observed, each Justice of the Court takes a
solemn oath to "administer justice without respect to persons,
and to do equal right to the poor and to the rich ...” 28 U.S.C.
§ 453. Id.
Yet, it cannot be seriously questioned that in recent decades
the citizens of the states have come to view this Court as playing
a special role in protecting the rights of members of minority
groups. This prevailing view is based in no small part upon the
Court’s decisions in Jones and Runyon which gave new life to
the efforts of the 39th Congress to turn the promise of equality
into reality for recently freed slaves. However radical those deci
sions may have been when viewed against the backdrop of the
society of 1866, it cannot be doubted that they capture the con
sensus of a majority of Americans today.
To be sure, the national commitment to the eradication of racial
discrimination has also been advanced by legislatures and ex
ecutives, both state and federal. But the path to that consensus
has never been straight and has sometimes been attended by con
duct dedicated to obstructing it. It would therefore be unfor
tunate were this Court to signal a new direction for civil rights
by restoring § 1981 through a statutory reinterpretation to a status
it occupied when the views of another generation held that Con
gress lacked power to enact such legislation.4* Though the
availability of legislative reform of Runyon’s reversal gives reason
for confidence that the commitment to civil rights will continue,
no practical wisdom suggests that the commitment needs testing.
Accordingly, we urge the Court to let stand its decision in Ru
nyon v. McCrary.
- See H ad e * v. United States. 203 U.S. 1 (1906), overruled, Jones v. MJred II.
Mayer Co., 392 U.S. at 111 n.78; Civil Rights Cases, 109 U.S. 3 (1883).
30M
CONCLUSION
For the foregoing reasoas, the Court should decline to recon
sider the decision in Runyon v. McCrary.
Dated: New York, New York
June 24, 1988
Respectfully submitted,
J am es M. S h an no n
Attorney General of the
Commonwealth of
Massachusetts
One Ashburton Place
Boston, Massachusetts 02108
B arbara B. D ickey
D o uclas T. S hwarz
Assistant Attorneys General
Robert Abram s
Attorney General of the
State of New York
120 Broadway
New York, New York 10271
O. Peter S herwood
Solicitor General
S u za n n e M. L ynn
* Sanford M. C ohen
Assistant Attorneys General
Counsel of Record