Kelley v. Metropolitan County Board of Education of Nashville and Davidson County, TN Petition for Writ of Certiorari
Public Court Documents
October 4, 1971
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Brief Collection, LDF Court Filings. Kelley v. Metropolitan County Board of Education of Nashville and Davidson County, TN Petition for Writ of Certiorari, 1971. c79290c8-b99a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/79750ecd-0378-4fbb-8fbd-a423e5cc6e70/kelley-v-metropolitan-county-board-of-education-of-nashville-and-davidson-county-tn-petition-for-writ-of-certiorari. Accessed October 24, 2025.
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IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1971
No.............................
ROBERT W. K ELLEY, et al., HENRY C, MAXW ELL, JR ., et al.,
Respondents,
v.
METROPOLITAN COUNTY BOARD OF EDUCATION OF NASHVILLE AND
DAVIDSON COUNTY, TENNESSEE, C. R. DORRIER, Chairman, et al.,
Petitioners.
PETITION FOR WRIT OF CERTIORARI
To the United States Court of Appeals
for the Sixth Circuit
K. HARLAN DODSON
DICK L. LANSDEN
1200 American Trust Building
Nashville, Tennessee 37201
Attorneys for Metropolitan County Board
of Education of Nashville and David
son County, Tennessee, C. R. Dorrier,
Chairman, et al.
Of Counsel
HOOKER KEEBLE DODSON & HARRIS
Nashville Trust Building
Nashville, Tennessee 37201
W ALLER LANSDEN DORTCH & DAVIS
1200 American Trust Building
Nashville, Tennessee 37201
HAMILTON GAYDEN, JR.
American Trust Building
Nashville, Tennessee 37201
St. Louis Law Printing Co., Inc., 411-15 N. Eighth St. 63101 314-231-4477
TABLE OF CONTENTS
Page
Opinions Below ............................................................. 1
Jurisdiction .................................................................. 2
Questions Presented...................................................... 2
Statutes Involved................. 3
Federal Rules of Civil Procedure Involved................ 3
Statement .................................................................. 3
Argument, Question 1 .................................................. 5
Argument, Question 2 .................................................. 7
Argument, Question 3 .................................................. 8
Conclusion .............................................................. 10
Appendix “ A”—Opinion of the District C ourt......... A-l
Appendix “ B ”—Opinion of the Court of Appeals for
the Sixth Circuit ...................................................... A-25
Appendix “G”—Order of the Court of Appeals Deny
ing Stay .....................................................................A-66
Appendix “ D”—Report of Director of Metropolitan
Public Schools ............................................................ A-67
Table of Cases
Swann v. Charlotte-Mecklenburg Board of Education,
402 U.S. 1 ............................................ 2,5,6,7,10
Winston-Salem, etc. v. Catherine Scott et al., No. 71-
274, Oct. Term, 1971 ................................................ 6,7
Miscellaneous
Federal Rules of Civil Procedure, Rule 23—Class
Actions ....................................................................3, 8,9
Fourteenth Amendment to the Constitution of the
United S ta tes............................................................. 3
IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1971
No.
ROBERT W. K ELLEY, et al„ HENRY C. MAXWELL, JR., et a!.,
Respondents,
v.
METROPOLITAN COUNTY BOARD OF EDUCATION OF NASHVILLE AND
DAVIDSON COUNTY, TENNESSEE, C. R. DORRIER, Chapman, et al.,
Petitioners.
PETITION FOR WRIT OF CERTIORARI
To the United States Court of Appeals
for the Sixth Circuit
To the United States Court of Appeals for the Sixth
Circuit:
OPINIONS BELOW
The opinion of the Court of Appeals is not yet officially
reported, but is set out in its entirety as Appendix “B” to
this petition at pages A-25-A-6'5. The opinion of the Dis
trict Court likewise has not yet been officially reported in
sofar as we can ascertain, but is set out as Appendix “ A”
at pages A-l-A-24.
JURISDICTION
The opinion and order of the United States Court, of Ap
peals for the Sixth Circuit was entered on May 30, 1972.
A petition for stay pending the filing of a petition for cer
tiorari to this Honorable Court was denied by the Court of
Appeals for the Sixth Circuit on July 25, 1972 (Appendix
“ C” , p. A-66).
QUESTIONS PRESENTED
1. The District Court made no finding that assignment
of children to the school nearest their home would not ef
fectively dismantle the city’s dual school system to the ex
tent that it was state-imposed. Nevertheless, the District
Court ordered cross-town busing with some bus rides as
long as three hours, necessitating staggered openings of
schools (from 7 A. M. to 10 A. M.) and staggered closings
(from 1:30 P. M. to 4:30 P. M.), with the result that in
winter months young children walked to pick-up points be
fore daylight, and walked home after dark, along streets
sometimes unlighted and sometimes without sidewalks.
Did the Court of Appeals err in affirming the judgment
despite the absence of any finding by the District Court
that such busing was necessary to eliminate state imposed
segregation1?1
2. The District Court approved a plan for the desegrega
tion of schools which fixed a definite percentage of racial
mix for each school and directed no deviation therefrom
which would lessen the degree of fixed racial mix. Was
the Court of Appeals in error in affirming the District
Court on the theory that Swann v. Charlotte-Mecklenburg
Board of Education, 402 U. S. 1, permitted (required) such
as a matter of substantive constitutional law?
— 2 —
1 This obviously creates situations where working mothers with
three or more school children are forced to leave for work before
the children leave for school and children can be unattended for
as much as two and a half hours before school,
3. Without compliance with Rule 23 of the Federal Rules
of Civil Procedure, the District Court entered a judgment
requiring the busing of children of a class of which none
of the plaintiffs was a member. Did failure of the parties
to invoke Rule 23 prior to judgment constitute a waiver
which relieved the Court of its duty of compliance and
thereby validated the judgment!
STATUTES INVOLVED
This petition for certiorari involves no statute, but
involves Rule 23 of the Federal Rules of Civil Procedure
and the Fourteenth Amendment to the Constitution of
the United States.
STATEMENT OF THE CASE
This case originated in 1955 when suit was instituted
by Robert W. Kelley et al., seeking desegregation of the
Nashville school system only. In 1960 the Henry C. Max
well, Jr., et al., case was filed and it sought desegregation
of the Davidson County schools. Subsequently, the gov
ernments of the City of Nashville and of Davidson County
were consolidated, and in September, 1963, the two cases
were likewise consolidated. Prior to September, 1963, the
Court had approved plans for the desegregation of each
of the two school systems which were substantially iden
tical. After the consolidation of the governments of
Nashville and Davidson County there was only one school
board and it was known as the Metropolitan County Board
of Education of Nashville and Davidson County, Ten
nessee, which is the petitioner here.
Following petitions in the consolidated desegregation
cases based upon the insistence that the school system
was not complying with new concepts for desegregation
as announced by this Honorable Court, and hearings be
fore the then district judge, the Honorable William E.
Miller, the petitioning school board submitted plans and
hearings were had before Judge Miller and his successor,
Judge L. Clure Morton, which began in March of 1971,
and continued, though not continuously, through June 9,
1971. The hearing before Judge Morton was predicated
upon pleadings filed by some of the original plaintiffs and
some additional plaintiffs, and alleged that the original
plaintiffs had either graduated or were enrolled in schools
which were desegregated, and sought leave for additional
students of Cameron High School to intervene and be
come plaintiffs, which was allowed. The only named
plaintiff or intervening plaintiff remaining in school at
the time of the hearing and at the time of the decision
in the District Court was a student in senior high school.
At the hearing the Court rejected the plan submitted
by the school board and the plan submitted by plaintiffs.
The Court requested the Department of Health, Education
and Welfare to submit a plan and adopted the plan sub
mitted with minor variations. Basically, the plan con
templated cross-town busing of black students to formerly
white schools in grades one through six and the trans
portation of white students to formerly all black or pre
dominantly black schools in the other grades so that the
nonelementary grades would occupy the space vacated by
the elementary grades during the school day. As a part
of the plan the District Judge adopted the charts appear
ing at pages A-21 through A-24 of Appendix ‘‘A” , which
charts fixed a definite percentage of racial mix for each
school, and the District Court in its opinion, at page A-ll
of Appendix “ A” , authorized the board of education to
make minor alterations in the boundaries, provided such
alterations did not lessen the degree of segregation in the
plan.
After the plan adopted by the District Court was im
plemented, the director of schools filed a report attached
as Appendix “ D” to this petition, which report reflects
the hardships encountered in the execution of the plan.
— 4 —
5
ARGUMENT
Question 1
This Court has previously pointed out in its opinions,
and especially Swann v. Charlotte Mecklenburg Board of
Education, supra, that the hardships of the plan adopted
on the students being transported, the danger to the health
and safety of the children and the extreme difficulty of
complying with the plan, as exemplified by the staggered
hours and opening and closing of the schools, are all mat
ters which should be considered in determining whether
the plan or remedy adopted by the District Court is erro
neous. The anticipated hardships suggested to the Dis
trict Court became apparent when the plan was imple
mented, as shown by report filed with the District Court
by the director of schools, attached hereto as Appendix
“ D”. In the late fall and winter, according to the weather
bureau, the report shows the sun ries at 6:39 A. M. on
December 1 and sets at 4:32 P. M. In order to comply
with the plan formulated by the District Court it was
necessary that 133 school openings be staggered to begin
at thirty minute intervals from 7 A. M. to 10 A. M., and
closings staggered at thirty minute intervals with the lat
est schools let out at 4 P. M. and 4:30 P. M. Buses serv
ing schools opening at 7 A. M. begin their routes at 6:05
A. M., which is thirty-four minutes before sunrise on De
cember 1. Children must walk from their homes to desig
nated pick-up points, and consequently those picked up at
the beginning of the route may be on the street as much as
an hour before sunrise. Children who live within a mile
and a half of the school to which they are assigned (and
for whom buses are therefore not available) have to leave
home in time for 7 A. M. openings, necessitating many of
— 6 —
them walking to their designated school in darkness, and
of those attending schools opening at a later time some
will return home from school walking in darkness. In
many instances the report shows these children are walk
ing along streets without either street lights or sidewalks,
or street lights and no sidewalks or sidewalks and no
street lights (Appendix “ D”, pp. A-67-A-74).
The average time of a student on a bus transported
across town is forty-five minutes each way and the longest
period of time required for cross-town transportation is
one and one-half hours each way. Thus the average time
of a student on a bus transported across town is a total
of one and one-half hours of riding time and the longest
three hours of riding time. Twenty-eight thousand stu
dents are transported from the suburbs to the inner city
or vice versa each day, and approximately 400 round trips
are required across town daily by the 211 buses.
It thus results that the plan adopted by the District
Court and approved by the Court of Appeals has resulted
in substantial hardship to the children, both from the
point of view of time required to be on the bus and the
point of view of health and safety, and thus trespasses the
limits on school bus transportation indicated by this Hon
orable Court in the opinion on the application to stay in
the case of Winston-Salem etc. v. Catherine Scott et al.,
filed by the Honorable Chief Justice as the Circuit Justice
on August 31, 1971, and further the opinion of this Court
in the Swann case, 402 IT. S. 29-31.
Since Swann the test of a plan of integration is whether
it is feasible, workable, effective and realistic. A plan
which exposes children to the hardships enumerated above
cannot possibly meet any of these criteria.
7
Question 2
The plan formulated by the District Court and approved
by the Court of Appeals, as shown by the tables attached
to the District Court’s opinion (Appendix “ A” ), clearly
shows that the Court fixed a definite percentage of racial
mix, at least for elementary school children (Appendix
“ A ”, pp. A-21, A-24), from which there could be no de
viation lessening the percentage of mix. Apparently such
was predicated upon the same misconception of the hold
ing of this Honorable Court as was noted by Chief
Justice Burger in the Winston-Salem opinion on the ap
plication to stay, where the Chief Justice in referring to
the Swann case quoted in part as follows:
“ If we were to read the holding of the District Court
to require, as a matter of substantive constitutional
right, any particular degree of racial balance or mix
ing, that approach would be disapproved and we
would be obliged to reverse. The constitutional com
mand to desegregate schools does not mean that
every school in every community must always reflect
the racial composition of the school system as a
whole. ’ ’
Although the opinion of the District Court shows un
mistakably by its frequent reference to the Swann opinion
that the Court was attempting to be guided by it, the
result is that the: Court finds in formulating the plan and
order based thereon, especially with the elementary
schools, that a particular degree of racial balance or mix
was required as a matter of substantive constitutional
right.
This error was compounded, we respectfully submit, by
the Court of Appeals in affirming the District Court’s
judgment.
Question 3
It is the petitioner’s insistence that it is the duty of
the plaintiff in an alleged class action to sustain the ac
tion in compliance with Rule 23. Upon failure of the
plaintiff to do so, the defendant may challenge the action
as a class action. But whether either the plaintiffs or
the defendants challenge the action as a class action, or
the appropriateness of the class, Rule 23 requires a find
ing by the Court prior to judgment that the plaintiffs
will fairly and adequately protect the interests of the class.
There was no such finding by the District Court, nor was
there a finding of who constituted the class.
This Honorable Court, on Monday, February 28, 1966,
entered its order approving amendments and additions to
the Rules of Civil Procedure which were to take effect
July 1, 1966, and were to govern all proceedings in actions
brought thereafter and in all further proceedings in ac
tions then pending, except to the extent that in the opin
ion of the Court application in a particular action then
pending would not be feasible or would work an injus
tice. Among the amendments and additions is the new
Rule 23 relating to class actions, subsection (c) of which
requires the District Court as soon as practicable after
the commencement of an action brought as a class action
to determine by order (emphasis ours) whether it is to be
so maintained. Such determination would require the
trial court to make findings contemplated by Rule 23(a),
(b) and (c), or a finding to the effect that the applica
tion of Rule 23 to a pending action was not feasible or
would work an injustice. No such order was entered in
these cases and no finding was in fact made, even though
only one named plaintiff remained in school at the time
of the trial of the cases in 1971, and this named plaintiff
was in senior high school. There was no plaintiff at the
time of the trial in 1971, representing the elementary
— 8 —
school grades or children, and none representing the
junior high school grades or children. There was no find
ing by the trial court of who constituted the class for
whose benefit the action was brought or that plaintiff
would adequately and fairly represent the interest of the
class, as required by Buie 23(c), but the relief ordered
was substantially different for the kindergarten and ele
mentary grades from that ordered for the junior and
senior high schools.
For example, at the elementary grade level the plan
required the cross-town transportation of black children
to white or predominantly white schools. The plan did
not require transportation of white children, at the ele
mentary grade level. The only plaintiff remaining in
school at the time of the trial of this case was in senior
high school. So it is that the elementary grades had no
representative before the Court to speak for them, not
withstanding the fact that the decree was to be binding
on the elementary grade students and res adjudicata of
their rights.
The District Court and the Court of Appeals, without
passing upon the validity of this requirement, simply
held that the same was waived by the plaintiff, whereas
the rule is directed to the duty of the Court and not the
duty of the parties. It is respectfully submitted that the
Court of Appeals erred in affirming the District Court’s
total disregard of Buie 23.
10 —
CONCLUSION
This petition for certiorari should therefore be granted
so that the meaning of Swann can be further clarified
and the application of Rule 23 to this proceeding be de
termined for the protection of the class in the future.
Respectfully submitted
K. HARLAN DODSON
DICK L. LANSDEN
1200 American Trust Building
Nashville, Tennessee 37201
Attorneys for Metropolitan County
Board of Education of Nash
ville and Davidson County, Ten
nessee', C. R. Dorrier, Chairman,
et al.
Of Counsel
HOOKER KEEBLE DODSON & HARRIS
Nashville Trust Building
Nashville, Tennessee 37201
WALLER LANSDEN DORTCH & DAVIS
1200 American Trust Building
Nashville, Tennessee 37201
HAMILTON GAYDEN, JR.
American Trust Building
Nashville, Tennessee 37201
APPENDIX
APPENDIX “ A”
MEMORANDUM OPINION
(Filed June 28, 1971)
History of Litigation
The original action seeking school desegregation of the
Nashville school system was filed in September, 1955.1
Finally, on July 16, 1970, after the gradual evol vein exit of
the present status of the law, this United States District
Court, speaking through the Honorable William E, Miller,
held that the local school hoard had not met its affirmative
duty to abolish the dual school system in three categories:
pupil integration, faculty integration, and site selection
for school construction. Kelley v. Metropolitan County
Board of Education, 317 F. Supp. 980 (M.D. Tenn. 1970).
The approval and implementation of a plan to correct the
adjudicated wrongs was delayed until the Sixth Circuit
Court of Appeals ordered immediate hearings for that
purpose.
Background Data
The Metropolitan school system consists of three di
visions. The elementary schools accommodate students
from kindergarten through the sixth grade. Junior high
accommodates grades seven through nine. Senior high
consists of grades nine through twelve.
In the 1970-71 school year a total of 94,170 students at
tended the Metropolitan schools. Of this number, 33,485
were transported by the Metropolitan school system. Of
1 Reference to the separate and later consolidated actions re
garding the City of Nashville and Davidson County systems is
omitted for brevity.
A-2
tlie total transported, less than 4,000 were black and ap
proximately 30,000 were white.
One hundred forty-one schools were operated in the
Metropolitan school system during the 1970-71 school year.
The racial breakdown of the students was:
black ........................ . . . 23,533
white ......................... . . . 71,754
other ......... ......... . . . 237
The percentage breakdown was:
black ........................,.. 24.63%
white ......................... . .. 75.12%
other .........................,.. .25%
Plans Submitted for Court Approval
School Board Plan
The Board of Education submitted a plan for pupil in
tegration in August, 1970. Included in this plan was a
policy statement that the school board “ accepts as an
ideal student racial ratio of an integrated school as one
which is 15% to 35% black.”2
The August, 1970 plan made 49 minor geographic zone
changes, and provided for the transportation of an addi
tional 1162 pupils.3 The result of the plan was to leave
the elementary schools significantly unchanged. Six of
the 38 high schools and junior high schools would remain
at least 50 per cent black. Fifty-seven per cent of the
black high school and junior high school students would
2 The testimony of expert witnesses indicates that the ac
cepted and satisfactory norm is a range from 10 per cent below
-to 10 per cent above the percentage of black students enrolled
in a school system.
3 McGavock, a recently erected high school, was not included
in the August, 1970 plan.
— A-3
attend these six schools. The racial composition of two
schools would be at least 95 per cent black and four other
schools would be at least 90 per cent black. This would
result in 47 per cent of the black students attending
schools where the composition would be above 90 per cent
black. Eight schools, accommodating 20 per cent of the
black students, would operate with 15-35 per cent black
students. Fifteen schools would operate with 95 per cent
or above white students.
On the last day of the hearings, which were held on
several days over a three-month period, the school board
submitted an amendment providing for the selection of
students for McGavock School by paring.
Plaintiffs’ Plan
Elementary Schools. Plain tiffs, through clustering and
pairing, using both contiguous and non-contiguous zoning,
proposed to effect in most elementary schools, through two
alternate plans, a mathematical ratio in the range of 15-35
per cent black. Plan I would require the transportation
of 25,500 elementary students, and Plan II would require
the transportation of 27,000 pupils. Eighty-two of 100
schools would fall within the ideal ratio under Plan I,
while under Plan II, 91 schools would attain the indicated
ratio.
Secondary Schools. A model was submitted which in
cluded sectoring, clustering and pairing to attempt to at
tain 15-35 per cent black in the junior and senior high
schools. In both the elementary and secondary school
plans there is not a satisfactory description of grade
organization, structuring of the schools, the assignment of
the pupils, or definite zone description. The plans propose
the mathematical result indicated, but delegate to the
school board the actual assignment of pupils and imple
mentation of the plan.
— A -4—
HEW Plan A as Amended4
At the request of the Court, the Department of Health,
Education and Welfare submitted a plan with two alter
nates. The principal plan was designated as Plan A.
This plan incorporates geographic zone changes, cluster
ing, pairing (both contiguous and non-contiguous), and
grade restructuring.
Elementary Schools, Five schools would be closed.5 Sev
enty-four schools would have a racial percentage of 16-41
per cent black. Twenty-two schools which are located in
the far reaches of the county would have a racial percent
age of 0-11 per cent black. Three of those 22 would have
no blacks. Under Plan A there would be no elementary
school in the system with a black student enrollment of
more than 41 per cent. Fifty-nine per cent of the black
students in the system would attend schools with a black
student enrollment of between 35 and 41 per cent. Three
per cent of the black students in the system would attend
schools with a black student enrollment of less than 15
per cent. Twenty-four per cent of the total number of
white students in the system would attend schools in which
black enrollment is less than 5 per cent. One per cent of
the total black student enrollment in 16 schools, or 125
students, would be enrolled in schools with less than 5
per cent black student enrollment.
Under this plan, approximately 22,000 elementary school
students would be eligible for school-provided transporta
tion. This is approximately 10,500 more than the Board
4 Adjustments were made to shorten transportation routes,
to incorporate the school hoard plan for McGavoek School, to
adjust the student makeup of Pearl High School.
5 Three of the five schools to he closed are rated unsatisfac
tory by the consultants hired hy the school board. The other
two are listed as inadequate.
transported in 1970-71, and 9,700 more than those who
would be transported under the Board’s proposed plan.
Three thousand five hundred fewer students would be
transported under HEW Plan A than under the plaintiffs’
Plan I, and some 5,000 fewer than would be transported
under plaintiffs’ Plan II.
Junior High Schools. This plan incorporates the school
board amendment to the August, 1970 plan. Eighteen of
25 schools would have a racial composition of 20-40 per
cent black. Seven schools would have a composition rang
ing from 0-5 per cent black. These seven schools are in
the outer reaches of the county. Some former senior high
schools would be changed to junior high schools. Two
high schools would be closed.
Senior High Schools. This plan incorporates the school
board amendment to the August, 1970 plan. Central High
School would be closed. MaGavock High School is to be
opened. Of the 18 schools, 11 would have 18-44 per cent
black. One would have an 11 per cent enrollment of
blacks and six would be virtually all white. These all-
white schools are located in the outer reaches of the
county.
An analysis of the HEW amended plan with regard to
the secondary schools reflects that:
(1) no school would operate with more than 44 per cent
black;
(2) 29 of the 43 schools would operate within the range
of 15-44 per cent black, with one additional school having
11 per cent black;
(3) 13 schools, primarily in the outer reaches of the
county, would have 95 per cent or more white;
(4) 67 per cent of the schools, housing 90 per cent of
the black students, would operate ip the 15-44 per cent
black range;
— A-6 —
(5) transportation would be required for 26,673 junior
and senior high school students; and
(6) including the transportation necessary for Mc-
Gavoek School, 2,838 more secondary pupils would re
quire transportation than were transported in the 1970-71
school year.
Objective, Test, and Methods
Objective
“ The objective today remains to eliminate from
public schools all vestiges of state-imposed segrega
tion.” Swann v. Charlotte-Mecklenburg Board of Ed
ucation, .. . U.S. . . . , 28 L.Ed.2d 554, 566 (April 20,
1971).
The Supreme Court has stated that “ [t]he objective is
to dismantle the dual school system,” Swann, supra, at
573, “ . . . to eliminate invidious racial distinctions,”
Swann, supra, at 568, and “ . . . t o achieve the greatest
possible degree of actual desegregation, taking into ac
count the practicalities of the situation.” Davis v. Board
of School Commissioners, . . . U.S. . . . , 28 L.Ed.2d 577,
581 (April 20, 1971),
Test
A plan “ that promises realistically to work, and prom
ises realistically to work now” is required. Davis, supra,
at 581, quoting Green v. County School Board, 391 U.S.
430 (1968). A plan “ is to be judged by its effectiveness.”
Swann, supra, at 572; Davis, supra, at 581. A plan “ is
not acceptable simply because it appears to be' neutral.”
Swann, supra, at 573.
Methods to Accomplish Objective
The following methods have been acknowledged by the
United States Supreme Court: (1) restructuring of at
tendance zones, both contiguous and non-contiguous; (2)
A-7 -
restructuring of schools; (3) transportation; (4) sector
ing; (5) non-discriminatory assignment of pupils; (6)
majority to minority transfer; and (7) clustering, group
ing and pairing. Swann, supra-, Davis, supra.
Discussion of Plans Submitted
The pupil integration plan submitted by the school
board, viewed in the most favorable light, constitutes
mere tinkering with attendance zones, and represents only
a token effort. It clearly falls short of meeting the ob
jectives and tests set out in the decisions of the United
States Supreme Court. Swann v. Charlotte-Mecklenburg
Board of Education, supra-, Davis v. Board of School Com
missioners, supra-, Green v. County School Board, 391
U.S. 430 (1968). In effect, the defendant has made no
effort to meet its affirmative duty to establish a unitary
school system “ in which racial discrimination would be
eliminated root and branch.” 6 * 8 Green v. County School
6 Based on defendants’ school statistics for 1969-70, the stu
dent enrollment was 95,789. The total majority to minority re
zoned under this plan is:
Elementary
whites gained in black schools 301
blacks gained in white schools 457
758 majority to minority
transfer in
elementary
Junior High
whites gained in black schools 430
blacks gained in white schools 400
830 majority to minority
transfer in junior
high
Senior High
whites gained in black schools 73
blacks gained in white schools 735
808 majority to minority
transfer in senior
high
— A-8
Board, supra, at 437-38; quoted in McDaniel v. Barresi,
. . . U.S. . . 2 8 L.Ed.2d 582, 585 (April 20, 1971).
Since the defendants have, in effect, failed to submit a
constitutionally sufficient plan, the Court must examine
the other plans. The plaintiffs’ plans as to elementary
schools are adequate in one respect. Under Plan I, 82
out of 100 schools would be within the indicated range
of 15-35 per cent black, which was set by the school
board. Plan II would satisfy this standard in 91 out of
100 schools. This plan, however, has two features which
are objectionable to the Court., The first is that actual
assignment of student, i.e., the locations from which they
come, is left to the school board. The historical reluc
tance by the school board to solve this problem instills
a lack of confidence in their implementation of this aspect
without close supervision. The second objection is that
some schools in the outer reaches of the county are in
cluded. The Court finds that costs and other problems
incident to transportation make this feature of plaintiffs’
plan impractical and not feasible.
Each and every school is not required to be integrated.
The test is a unitary school system. Swann, supra. The
practicality and feasibility of a plan is a material con
sideration. Swann, supra.
The cost of the transportation of students and the un
necessary disruption of the students are proper consid
erations. The Court finds that distance and transporta
tion difficulties make the integration of these schools
highly impractical.
Plaintiffs plan for the desegregation of secondary
schools, as in their elementary plan, was a model using
sectoring, zoning (contiguous and non-eontiguous), and
pairing to accomplish the indicated racial balance. In
neither the elementary plan nor the secondary model is
there a description of grade organization, structuring of
— A-9 —
the schools, the assignment of pupils, or proper descrip
tion of zoning. For the reasons set forth as to the ele
mentary school programs, the secondary school plan of
the plaintiffs is rejected.
The plans of the plaintiffs and defendants being re
jected for the reasons stated, the HEW plan is the only
realistic plan remaining before the Court. As a result
of the evidence produced at the hearing, the HEW plan
was amended to effect the following changes:
(1) adjustment of the black percentage of North High
School from 65 per cent black to 44 per cent black, and
the reduction at Pearl High School to 33 per cent black,
with corresponding adjustments in Stratford, Maplewood,
and other schools;
(2) shortening the time of transportation of certain
pupils; and
(3) incorporation of the McGavoek High School phase
of the defendants’ amended plan.
On the last day of the hearings the defendants pre
sented an amendment to its August, 1970 plan. This
amendment provided that McGavoek would be a compre
hensive high school serving an area where several junior
high schools are located. Although this amendment ap
plied only to a small sector of the secondary school sys
tem, it reflected the beginning of an awareness by the
defendants of their affirmative constitutional responsibil
ity. The defendants indicate a desire to make similar
proposals in the future, which desire the Court wishes
to encourage. If the Board of Education had genuinely
wished to establish a unitary school system, it had avail
able to it the superior resources and assistance to do so.
The realistic and effective approach of the defendants
to the McGavoek School area was incorporated as an
amendment to the HEW plan, despite the fact that it
A-10 —
requires more transportation, over longer distances, than
was required by the original HEW plan. The Court feels
that where administrative goals can be satisfied without
hampering the constitutional objectives to be accom
plished, such goals should control.
Action of the Court
The Court hereby adopts the HEW Plan A as to ele
mentary schools. This plan utilizes all of the methods
previously enumerated. The map showing the geographic
zones is on file with the clerk. This map also reflects the
zoning, pairing and clustering to be employed. The charts
appearing at pages 34 through 41 of the HEW plan, as
filed with the clerk, are adopted as a part of said plan
and will be followed in the implementation thereof.
Simultaneously with this Memorandum Opinion, the
Court has filed maps showing the geographic zones of the
junior and senior high schools. Likewise, charts are filed
titled Table 1, Senior High Schools, and Table 2, Junior
High Schools. These charts will be followed in the im
plementation of the plan.
Li the implementation of the plans, the transparent
maps can be placed as overlays on the student locator
map. Thus the geographic boundaries of the zones be
come clear. In effect, the Court is providing the defend
ant school board a map overlay for each of the grade di
visions, namely the elementary schools, the junior high
schools, and the senior high schools. These overlays indi
cate grade and school groupings, where such are made,
and approximate areas for attendance. Accompanying
tables show the approximate numbers of pupils involved.
The responsibility for determining the precise boundary
lines is placed upon the defendant Board of Education.
A written description of such boundaries, together with
tables showing approximate numbers of pupils by race in
A -U —
each school, shall be filed with this Court by August 1,
1971. The defendant Board of Education may make minor
alterations in boundaries provided such alterations do not
lessen the degree of desegregation in the plan, ordered by
the Court.
The Court is aware that the cost of implementing any
plan is a major concern,. Much proof was introduced as
to the financial impact of any plan which requires trans
portation. Since the defendants have consistently trans
ported large numbers of students to promote segregation,
some adjustment must be made to reverse this unconsti
tutional practice. Practical solutions are available, such
as the multiple use of buses, staggered hours for school
opening, and staggered hours for individual grades.
“ We do not read Swann and Davis as requiring
the District Court to order the Board to provide ex
tensive transportation, of pupils to schools all over
the city, regardless of distances involved, in order
to establish a fixed ratio in each school.” Northcross
v. Board of Education, Civil Nos. 20,533, 20,539 (6th
Cir., filed June 7, 1971).
This order does not contemplate cross-transportation of
pupils within a grade level in implementation of this
order. If such crossing occurs, the Board may make
minor adjustments in, zones or may make application to
the Court for reconsideration of the zones. It is further
contemplated that the transportation routes in the plan
implemented by this order permit uninterrupted trans
portation of children from home pickup points to and
from the school attended. This is not to preclude the
Board in the exercise of administrative discretion and
consideration of transportation economics, from establish
ing transfer routing and collection points.
The Court is aware that some “ all-white” schools re
main in the outlying areas of the county. However, based
A-12
upon practical considerations, common sense and judg
ment dictate that they should not be integrated. Inte
gration of those particular schools would not be feasible,
both from a distance and a cost standpoint. However, to
prevent the use of these schools as an avenue of resegre
gation, certain restrictions on their use will be herein
after set forth.
Special Provisions
Majority to Minority Transfer Policy
After this plan is implemented, there will be no schools
which have a majority of black students. Because of
population changes or other circumstances, however, this
situation might occur in the future. Therefore, the fol
lowing policy shall be a part of the plan to be imple
mented.
Whenever there shall exist schools containing a ma
jority of black students, this school board shall permit
a student (black or white) attending a school in which
race is. the majority to choose to attend the closest school
where his race is a minority. The Board of Education
will provide all such transferring students free transpor
tation and will make space available in the school to
which he desires to move. The Board will notify all
students of the availability of such transfers.
Faculty Integration
On July 16, 1970, Judge Miller in this case stated:
“ It is well recognized that faculty and staff inte
gration is ‘an important aspect of the basic task of
achieving a public school system wholly free from
racial discrimination.’ United States v. Montgomery
County Board of Education, 395 U.S. 225, 89 S.Ct.
1670, 23 L.Ed.2d 263 (1969); see Bradley v. School
Board of City of Richmond, 382 U.S. 103, 86 S.Ct, 224,
A-13
15 L.Ed.2d 187 (1965). In order to implement this
mandate, the Court concludes that in the instant case
faculties must he fully integrated so that the ratio
of black and white faculty members of each school
shall be approximately the same as the ratio of black
to white teachers in the system as a whole. Robinson
v. Shelby County Board of Education, supra-, Nesbit
v. Statesville City Board of Education, 418 F.2d 1040
(4th d r . 1969); Stanley v. Darlington County School
District and Whittenberg v. Greenville County School
District, 424 F.2d 195 (4th Cir. 1970); Pate v. Dade
County School Board, 307 F. Supp. 1288 (S.D. Fla.
1969); contra, Deal v. Cincinnati Board of Education,
supra. But see Goss v. Board of Education of the
City of Knoxville, 406 F.2d 1183 (6t,h Cir. 1969).”
Kelley v. Metropolitan County Board of Education,
supra, at 991.
% # # * * # #
“ It is the conclusion of the Court that the present
policy of faculty desegregation, applied by defendant
is constitutionally inadequate. That policy must be
altered to comply with the standards set forth above.
A similar policy also must be applied to all other
personnel employed by defendant school board.”
Kelley v. Metropolitan County Board of Education,
supra, at 992.
The court-required ratio for teachers in each school
was fixed at that time to be 80 per cent white to 20 per
cent black. Approximately 94 schools are not currently
operating at this ratio. In most schools, this ratio could
be accomplished by moving one or two teachers. Upon
the implementation of the plan presently adopted by the
Court, there should be no difficulty in meeting the court
order of 1970. Therefore, the defendants are required to
effect said ratios for the next school year beginning on
or about September 1, 1971.
The school board shall immediately announce and im
plement the following policies':
1. The principals, teachers, teacher-aides, and other
staff who work directly with children at a school
shall be so assigned that in no case will the racial
composition of a staff indicate that a school is in
tended for black students or white students. The
school board shall, to the extent necessary to carry
out this desegregation plan, direct members of its
staff to accept new assignments as a condition to
continued employment.
2. Staff members who work directly with children,
and professional staff who work on the administra
tive level will be hired, assigned, promoted, paid,
demoted, dismissed, and otherwise treated without
regard to race, color, or national origin.
3. If there is to be a reduction in the number of
principals, teachers, teacher-aides, or other profes
sional staff employed by the school system which will
result in a dismissal or demotion of any such staff
members, the staff member to be' dismissed or demoted
must be selected on the basis of objective and reason
able non-discriminatory standards from among all the
staff of the school system. In addition, if there is any
such dismissal or demotion, no staff vacancy may be
filled through recruitment of a person of a race, color,
or national origin different from that, of the individual
dismissed or demoted, until such displaced staff mem
ber who is qualified has had an. opportunity to fill the
vacancy and has failed to accept an offer to do so.
Prior to such a reduction, the school board will de
velop or require the development of nonracial objec
tive criteria to be used in selecting the staff member
who is to be dismissed or demoted. These criteria
— A-14 —
A-15 —
shall be available for public inspection and shall be
retained by the school board. The school board also
shall record and preserve the evaluation of staff mem
bers under the criteria. Such evaluation shall be
made available upon request to the dismissed or de
moted employee.
“ Demotion” as used above includes any reassign
ment (1) under which the staff member receives less
pay or has less, responsibility than under the assign
ment he held previously, (2) which requires a lesser
degree of skill than did the assignment he held previ
ously, or (3) under which the staff member is asked to
teach a subject or grade other than one for which he
is certified or for which he has had substantial ex
perience within a reasonably current period. In gen
eral, depending upon the subject matter involved,
five years is such a reasonable period.
Construction, Renovation and Location of Schools
On July 16, 1970, the United States District Court
stated:
“ The constitutional requirement of desegregation
also finds application in the area, of construction,
renovation, and location of schools. School boards are
required consciously to plan school construction and
site location so as to prevent the reinforcement or
recurrence of a dual educational system. See, e.g.,
Felder v. Harnett County Board of Education, 409
F.2d 1070 (4th Cir. 1969); Swarm, v. Charlotte-Meck-
lenburg Board of Education, 306 F. Supp. 1291, 1299
("W.D. N.C. 1969); Pate v. Dade County School Board,
307 F. Supp. 1288 (S.D. Fla. 1969). Courts may prop
erly restrain construction and other changes in the
location or capacity of school properties until a show
A-16
ing is made that such changes will promote rather
than frustrate the establishment of a unitary school
system. This Court in the past has stated that school
boards may be enjoined from planning, locating or
constructing new schools or additions to existing
schools in such manner as to conform to racial resi
dential patterns or to encourage or support the growth
of racial segregation in residential patterns. Such
operations, rather, are to be conducted ‘in. such man
ner as to affirmatively promote and provide for both
the present and future an equitable distribution of
racial elements in the population of each School Sys
tem. ’ Sloan v. Tenth School District of Wilson
County, Civ. No. 3107 (M.D. Te-nn., Oct. 16, 1969).
“ Looking to the facts of the instant case, it be
comes apparent that defendant’s decisions, on the site
selection and construction of its newest schools were
not designed to promote desegregation. Since 1963,
defendant has built four new elementary schools
(Dodson, Cranberry, Lake View, and Paragon Mills),
eight new junior high schools (Apollo, Bass, Ewing
Park, McMurray, John T. Moore, Neely’s Bend, Bose
Park, and Wright), and one new high school (Du
pont). Of these 13 schools, Bose Park, with an en
rollment of 527 black students and 11 white students,
is virtually all-Negro. The remaining twelve schools,
however, are, on the average, 97% white, with some-
having a black enrollment as high as 10%. Three
elementary schools (Cora, Howe, Fall-Hamilton, and
H. G. Hill) and. one- high school (McGavock) are- cur
rently under construction. Enrollment estimates indi
cate that all of these schools will be predominately
white.
“ Seven elementary schools, two high schools, and
one school for the physically handicapped, are cur-
A-17 —
rently in the planning stage. The two high schools
are being planned for predominantly black student
bodies. Five of the seven elementary schools are to
be constructed in virtually all-white residential areas,
while the remaining two are projected for location
in all-black or predominantly black residential areas.
Thus, from the foregoing, it is apparent to the Court
that defendant must consider making substantial al
terations in its school construction policies in order
to comply with constitutional requirements.
“ The Court is of the opinion that the following
course of action must be taken by defendant. First,
those new schools on which construction work was
actually in progress as of November 6, 1969,13 may be
completed. Though this action may not produce an
ideal result in light of the goal of integration, it will
prevent unnecessary economic waste. Also, since,
these new schools will be subject to the same zoning
policies prescribed above, their segregative influences
should be lessened. Second, in instances where actual
construction had not begun as of November 6, 1969,
defendant must revise its plans where necessary in
relation to these proposed schools so as to find a loca
tion that will maximize student integration. Finally,
in the future all construction plans as well as plans
for closure of old schools must be governed by the
principles stated herein. The purpose of the Court in
making such a requirement is to insure that such plans
will serve the purpose of establishing a unitary school
system. See Sloan v. Tenth School District of Wilson
County, supra.” (Footnote omitted.) Kelley, supra,
at 992-93.
“ !3 This is the date of the Temporary Restraining Order
issued by this Court to enjoin defendant from further con
struction, expansion, or closure of schools pending the out
come of this suit.”
A-18 —
New Construction. The Board has proposed for approval
the erection of two comprehensive senior high schools, one
in the Joelton school area, and the other in the Goodletts-
ville area.
In connection with future planning, the Board employed
a team of consultants to evaluate the existing school
structures and to project the location of new structures.
Prior to the submission of these recommendations, the
Court requested, and two administrators of the Board lo
cated on a map, the ideal locations for comprehensive
schools. When the team of consultants later made its re
port, their projections generally agreed with those of the
school administrators. They found that new comprehen
sive schools should be located in the general area of the
proposed inner-city expressway loop known generally as
“ Briley Parkway.” The reason for this agreement is
obvious when the pupil locator map is examined. Briley
Parkway is generally the divider between the inner-city
pupils and the outer-county pupils. It is roughly the half
way division. By the establishment of schools in this
area, the integration of schools would be effected naturally
and thereby minimize transportation.
Therefore, the Court finds that the erection of a compre
hensive school in the Joelton area, with geographic zones
drawn in accordance with the testimony in court, will
maximize student integration. Upon submission of proper
zoning and pupil assignment, this construction will be
approved.
The proposed Goodlettsville school, a comprehensive
high school, is located in an all-white community and is
not located near the dividing line between inner-city popu
lation and outer-county population. By referring to the
pupil locator map, it clearly appears that the erection of
this school would tend to promote segregation. Thus the
erection of this school in its proposed location is hereby
A-19
enjoined. If the Board desires to establish another com
prehensive high school, subsequent court approval may be
obtained by submitting an appropriate location and proper
geographic zones, which will achieve and perpetuate inte
gration.
Another proposal is the erection of a school for the
physically handicapped at 2500 Fairfax Avenue. This
facility is to be erected near Vanderbilt University. The
availability of professional services from Vanderbilt Uni
versity and Vanderbilt Hospital is stressed. The plaintiffs
assert that said project should be located in a “ halfway”
position between Vanderbilt University, Meharry Medical
College, and Fisk University.
The Court feels that the facility will have little, if any,
effect on achieving a unitary school system. This Court
will not substitute its judgment for that of the Board, and
the Board’s proposal is approved.
Additions and Renovations. An application has been
made for permission to acquire additional property for
Hillsboro School so as to transform Hillsboro into a com
prehensive high school. This application is denied for
the same reasons that the Goodlettsville school was not
approved.
Portable classrooms, referred to generally as “ port
ables,” have been used by the Board to house students in
schools which were all-white or had received only token
integration when there were vacant rooms in predomi
nantly black schools. In effect, portables have been used
to maintain segregation. In the future, portables shall be
used only to achieve integration and the Board is hereby
so enjoined.
In the plan adopted by the Court, certain schools in the
outlying areas of the school district remain virtually all
white. By reason of the past conduct of the Board the
— A-20 —
Court hereby sets forth the following restrictions to pre
vent these schools from becoming vehicles of resegrega
tion. It is ordered that the schools, which have less than
15 per cent black pupils after the implementation of the
plan, shall not be enlarged either by construction or by
portables, and shall not be renovated without prior court
approval. Furthermore, no additional schools shall be
erected without prior court approval.
By making the above restrictions, this Court does not
imply that it will make “ year-by-year adjustments of the
racial composition of student bodies once the affirmative
duty to desegregate has been accomplished and racial dis
crimination through official action is eliminated from the
system.” Swann, supra, at 575.
The parties will draw and submit an order to the Court
within fifteen (15) days. However, without said order
this Memorandum Opinion is self-executing and must be
implemented for the school year beginning on or about
September 1, 1971. The Court will retain jurisdiction of
this case. No stay will be granted by this Court. Swann,
supra, at 570; United States v. Board of Public Instruc
tion. 395 F.2d 66 (5th Cir. 1968); Brewer v. School Board,
397 F.2d 37 (4th Cir. 1968).
L. CLURE MORTON
United States District Judge
A-21
Table 4
COMPOSITE BUILDING INFORMATION FORM
ELEMENTARY SCHOOLS
Date.......................
Students
Name of School Grades CAP. TRANS. W N T %B
McKissack 5-6 990 516 482 373 955 39
McCann 1-4 690 108 417 273 690 39
Cockrill 1-4 510 0 241 36 277 36
Charlotte Park 1-4 870 164 556 306 862 36
Riehland 1-4 510 136 241 136 377 36
Park Avenue 5-6 420 272 277 111 388 29
Sylvan; Park 1-4 660 164 340 157 497 32
Vaught 1-4 360 114 212 114 326 35
Head 5-6 1080 350 329 211 540 39
Ransom 1-4 390 202 252 154 406 38
Eakin 1-4 570 130 238 145 383 38
Woodmont 1-4 360 205 204 128 332 38
Table 4
COMPOSITE BUILDING INFORMATION FORM
ELEMENTARY SCHOOLS
Students
%BName! of School Grades CAP. TRANS. W N T
W averly-Belmont 5-6 450 294 310 160 470 34
Stokes 1-4 390 67 157 91 248 37
Burton 1-4 540 316 234 137 371 37
J. Green 1-4 390 128 251 90 341 34
Percy Priest 1-6 660 519 471 188 659 28
Robertson Academy 5-6 210 126 138 55 193 28
Glendale 1-4 420 246 263 99 362 27
C.; Lawrence 6 1020 283 308 160 468 34
Murrell 5 510 272 279 161 440 37
Fall-Hamilton 1-4 480 86 245 168 461 36
Berry 1-4 450 114 207 115 322 36
Woodbine 1-4 510 144 248 143 391 36
Turner 1-4 630 139 247 129 376 34
Glenelifi 1-4 480 133 254 129 383 34
Comments
Contiguous
Contiguous
306-b from A
136-8 from B
Contiguous
114-b from C
153 b from D
Contiguous
128 b from E
Comments
Contiguous
18w-137b from H
16w-90-b from G
12-w-188-b from F
Contiguous
l-w-113b from L
l-w-143-b from J
8w-129b from I
4-w-128bi from K
Table 4
COMPOSITE BUILDING INFORMATION FORM
ELEMENTARY SCHOOLS
Date.......................
Name of School Grades CAP. TRANS. W
Students
N T %B Comments
Napier 6 780 289 289 183 472 39
Johnson 5 720 333 328 192 520 37
Allen 1-4 540 585 319 196 515 38 Contiguous
Glennview 1-4 630 241 371 235 606 39 6w-235b from M
Glengarry 1-4 360 146 211 140 351 39 140-b from N
Whitsitt 1-4 600 390 390 244 634 38 64-w-244b from 0
Early 5-6 840 367 370 188 558 34 N. C.
H. G. Hill 1-4 600 401 304 199 503 39 N. C.
Brookmeade 1-4 570 371 335 198 533 37 N. C.
Ford Green 5-6 1050 437 428 259 687 38 N. C.
Parmer 1-4 540 316 223 154 377 40 N. C.
West Meade 1-3 510 367 294 180 474 38 N. C.
Binkley 1-4 510 367 305 184 489 38 N. C.
P Mills
Date.......................
Name of School Grades
Table 4
COMPOSITE BUILDING INFORMATION
ELEMENTARY SCHOOLS
Students
CAP. TRANS. W N T
FORM
%B Comments
Wharton 5-6 1590 426 429 179 608 29 N. C.
Binkley 1-4 840 248 486 224 710 32 N. C.
Crieve Hall 1-4 540 125 275 125 400 31 N. C.
Buena Vista 5-6 660 415 448 184 632 29 N. C.
McGavock 1-4 600 358 395 193 588 33 N. C.
Hickman 1-4 660 217 444 182 626 29 N. C.
Fehr 5-6 360 211 236 92 328 28 N.C.
Stanford 1-4 630 358 391 184 575 32 N. C.
Kirkpatrick 5-6 540 20 305 126 431 30
Warner 1-4 1020 0 663 302 965 31
Caldwell 5-6 1110 375 390 219 609 36 N. C.
Lockeland 1-4 630 252 397 238 635 38 238-b-14-w from
Rosebank 1-4 600 200 306 180 486 38 N.C.
A-23 —
Table 4
COMPOSITE BUILDING INFORMATION FORM
ELEMENTARY SCHOOLS
Name of School Grades CAP. TRANS.
Ross K-6 360 13
Howe K-6 720 1
Dan Mills 5-6 540 191
Dalewood 3-4 660 51
Inglewood 1-2 720 191
Cotton K-6 420 0
Glenn 5-6 630 324
Baxter 3-4 690 475
Tom, Joy 1-2 720 375
Haynes 5-6 900 280
Shwab 1-4 480 115
Gra-Mar 1-4 420 188
W
Students
N T % B Comments
195 89 284 31 No change
474 127 601 21 No change
325 115 440 26
400 116 516 22
408 147 555 27
315 114 429 26
411 238 649 37
434 245 679 36
408 240 648 37
293 173 466 87
359 133 492 27 Contiguous
265 110 375 29 (Illegible)
Table 4
COMPOSITE BUILDING INFORMATION FORM
ELEMENTARY SCHOOLS
Name of School Grades CAP. TRANS.
Kings Lane 5-6 660 409
Brick Church 1-4 690 302
A, Green 1-4 300 112
Bellshire 1-4 570 132
Bordeaux 1-6 690 153
Jordonia 4-6 240 160
Wade 1-3 240 155
*Chadwell 1-6 480 212
*Stratton 1-6 780 212
Students
W N T %B Comments
405 229 634 36
417 295 715 41 Contiguous
187 109 296 37 106-b-7-w from W
221 129 359 37 128-b-2-w from X
494 186 680 27 No Change
155 46 201 23
171 41 212 19
405 135 540 25 * These schools include
694 129 823 16 former enrollment from
Jones in: grades 1-4
divided equally. Two-3
portables will be needed
at each school.
— A-24
Table 4
COMPOSITE BUILDING INFORMATION FORM
ELEMENTARY SCHOOLS
Date....................................................
Students
Name of School Grades CAP. TRANS. W N T %B
Harpeth Valley K-6 600 460 555 15 570 3
Granberry K-6 660 402 569 37 606 6
Tusculum 1-6 630 0 601 19 620 3
Cole 1-6 780 273 693 13 706 2
Haywood 1-6 600 84 477 64 541 11
Paragon' Mills 1-6 930 366 851 1 852 .1
Una K-6 630 486 623 20 643 3
Lakeview 1-6 840 258 778 24 802 2
Dodson K-6 690 586 695 53 748 7
Hermitage 1-6 810 0 826 0 826 0
A. Jackson K-6 570 161 359 72 431 16
Pennington K-6 600 171 586 4 590 .6
N eely’s Bend 1-6 480 300 404 39 443 8
Donelson K-6 570 154 427 3 430 .6
DuPont 1-6 780 310 634 19 653 3
Table 4
COMPOSITE BUILDING INFORMATION FORM
ELEMENTARY SCHOOLS
Date............................. ......................
Students
Name of School Grades CAP. TRANS. W N T %B
Amqui 1-6 660 100 673 3 676 .4
Old Center K-6 540 228 443 1 434 .2
Gateway 1-6 300 202 508 2 510 .4
Goodlettsville K-6 540 221 520 30 550 5
Union Hill 1-6 210 145 190 0 190 0
Joelton 1-6 390 346 398 0 398 0
Narny 1-6 330 150 189 0 189 0
Social (Illegible) Schools Unchanged
Total Transported.......................22,065
(Illegible)
(Illegible)
(Illegible)
Pearl Discontinued
Penard Discontinued
Siemens Discontinued
Elliott Discontinued
Jones Discontinued
Comments
Comments
A-25 —
APPENDIX “ B”
Nos. 71-1778-79
United States Court of Appeals
for the Sixth Circuit
Robert W. Kelley, et al., Henry '
C. Maxwell, Jr., et al.,
Plaintiffs-Appellees,
v.
Metropolitan County Board of Ed
ucation of Nashville and David
son County, Tennessee, C. R.
Dorrier, Chairman, et al.,
Defendants-Appellants.
A p p e a l , from the
United States Dis
trict Court for the
Middle District of
Tennessee, Nash
ville Division.
Decided and Piled May 30, 1972
Before: E dwards, Celebeezze and McCbee, Circuit Judges
E dwards, Circuit Judge. In this case we do not write on
a clean slate. What follows describes an incredibly lengthy
record and settled law pertaining to segregated schools.
We start with this latter, as recited in the United States
Constitution and in three historic, unanimous decisions of
the United States Supreme Court—the last dated 1971.
“ [N]or shall any State . . . deny to any person
within its jurisdiction the equal protection of the
laws.” U.S. Const, amend. XIY, § 1.
— A-26
We conclude that in the field of public education the
doctrine of “ separate but equal” has no place. Sepa
rate educational facilities are inherently unequal.
Therefore, we hold that the plaintiffs and others simi
larly situated for whom the actions have been brought
are, by reason of the segregation complained of, de
prived of the equal protection of the laws guaranteed
by the Fourteenth Amendment. Brown v. Board of
Education, 347 U.S. 483, 495 (1954).
[A] plan that at this late date fails to provide
meaningful assurance of prompt and effective dis
establishment of a dual system is also intolerable.
“ The time for mere ‘deliberate speed’ has run out,”
Griffin v. County School Board, 377 IT. S. 218, 234;
“ the context in which we must interpret and apply
this language [of Brown II] to plans for desegrega
tion has been significantly altered.” Goss v. Board of
Education, 373 U. S. 683, 689. See Calhoun v. Lati
mer, 377 U. S. 263. The burden on a school board
today is to come forward with a plan that promises
realistically to work, and promises realistically to
work now. Green v. County School Board of Kent
County, 391 U.S. 430, 438-39 (1968).
All things being equal, with no history of discrimi
nation, it might well be desirable to assign pupils to
schools nearest their homes. But all things are not
equal in a system that has been deliberately con
structed and maintained to enforce racial segregation.
The remedy for such segregation may be administra
tively awkward, inconvenient, and even bizarre in some
situations and may impose burdens on some; but all
awkwardness and inconvenience cannot be avoided in
the interim period when remedial adjustments are
being made to eliminate the dual school systems.
— A-27 —
Swann v. Charlotte-Mecklenburg Board of Education,
402 U.S. 1, 28 (1971).
After 17 years of continuous litigation the Metropolitan
County Board of Education of Nashville and Davidson
County, Tennessee, appeals from a final order of the
United States District Court for the Middle District of
Tennessee requiring the School Board to take the neces
sary steps to end the racially separated school systems
which it had previously been found to be operating. This
order was a direct result of an order of this court approv
ing the District Court’s findings of violations of equal pro
tection and vacating a stay of proceedings. In it we had
noted:
[T]he instant case is growing hoary with age. It is
actually a consolidation of two cases. The first case,
Kelley v. Board of Education of the City of Nashville,
Civ. A. No. 2094, was filed in September of 1955; and
the second case, Maxwell v. County Board of Educa
tion of Davidson County, Civ. A. No. 2956, was filed
in September of 1960. A whole generation of school
children has gone through the complete school system
of Metropolitan Nashville in the intervening years
under circumstances now determined to have been
violative of their conditional rights. A second gener
ation of school children is now attending school un
der similar circumstances—and the remedy is not in
sight. Kelley v. Metropolitan Board of Education of
Nashville, Tennessee, 436 F.2d 856, 858 (6th Cir.
1970).
The order of the District Judge is the first comprehen
sive and potentially effective desegregation order ever
entered in this litigation. The District Judge tells us that
now the remedy is at least in sight.
— A-28 —
THE APPELLATE ISSU ES
On appeal defendants contend 1) that the District Court
had no jurisdiction to hear and determine this case be
cause of failure to comply with Rule 23 of the Federal
Rules of Civil Procedure and because of changes in the
status of the original party plaintiffs since the commence
ment of these suits; 2) that the District Court’s order is
invalid because it requires integration of schools accord
ing to a fixed racial ratio, in violation of the rules set out
in Swann v. Charlotte-Mechlenburg Board of Education,
supra at 23, 24; and 3) that the plan ordered into effect
should be reconsidered because of what the defendant
School Board claims to be adverse effects on the health
and safety of school children involved.
Plaintiffs as cross-appellants claim 1) that the District
Court erred in adopting the Department of Health, Edu
cation and Welfare plan when the plan proposed by
plaintiffs would have achieved a g r e a t e r degree of inte
gration; and 2) that the HEW plan should have been
rejected because it places the burden of desegregation
disproportionately upon Negro children.
HISTORY OF THE NASHVILLE-DAVIDSON
COUNTY CASE
The history of school desegregation from Brown v.
Board of Education, supra, to date can be traced in this
case in the proceedings in the District Court, in this Court,
and in the United States Supreme Court: Kelley v. Board
of Education of City of Nashville, 139 F.Supp. 578 (M.D.
Tenn. 1956) (Dissolution of three-judge court) • Kelly v.
Board of Education of City of Nashville, 159 F.Supp. 272
(M.D. Tenn. 1958) (Disapproval of integration plan and
grant to Board of additional time to file a new plan); Kel
A-29 —
ley v. Board of Education of City of Nashville, 8 R.R.L.R.
651 (M.D. Term. 1958) (Approval of 12-year plan); Kelley
v. Board of Education of City of Nashville, 270 F.2d 209
(6th Cir. 1959) (Upholding District Court order); Kelley
v. Board of Education of City of Nashville, 361 U.S. 924,
80 S.Ct. 293, 4 L.Ed.2d 240 (1959) (Denial of certiorari);
Maxwell v. County Board of Education of Davidson
County, 203 F.Supp. 768 (M.D. Tenn. 1960); Maxwell v.
County Board of Education of Davidson County, 301 F.2d
828 (6th Cir. 1962), reversed in part and remanded sub
nom, Goss v. Board of Education of Knoxville, 373 U.S.
683, 83 S.Ct. 1405, 10 L,Ed.2d 632 (1963); Kelley v. Board
of Education of Nashville and Davidson County, 293 F.
Supp. 485 (M.D. Tenn. 1968) (Further proceedings in a
consolidation of Maxwell, supra, and Kelly, supra); Kelley
v. Metropolitan County Board of Education, 317 F.Snpp.
980 (M.D. Tenn. 1970); Kelley v. Metropolitan Board of
Education of Nashville, Tennessee, 436 F.2d 856 (6th Cir.
1970) (Memorandum opinion (filed June 28, 1971); Judg
ment (filed July 15, 1971)).
This case began in 1955 on the heels of the United States
Supreme Court’s decision in Brown v. Board of Educa
tion, supra, holding that “ separate educational facilities
are inherently unequal,” supra at 495. Plaintiffs in a
class action sought invalidation of the Tennessee school
laws, T.C.A., § 49-3701, et seq., which in specific terms re
quired segregation of school pupils by race. (See Appen
dix A) In 1956 a three-judge federal court which had
been convened to pass on the constitutionality of the state
statute was dissolved when the defendant Board of Edu
cation conceded the unconstitutionality of the state statute
by which it had previously been governed. Kelley v. Board
of Education of City of Nashville, 139 F.Supp. 578 (M.D.
Tenn. 1956). The case was then remanded to the United
States District Court for the Middle District of Tennes
see. The District Judge determined that the case was an
— A-30
appropriate class action under Rule 23 of the Federal
Rules of Civil Procedure (Record, Min. Book 19 at 683).
He ordered the defendant School Board to prepare and
present a plan for desegregation of the Nashville schools.
Before judgment was entered, the State of Tennessee
in January 1957 adopted a Parental Preference Law, TCA
§ 49-3704, Pub. Acts 1957, cc 9-13, 2 Race Rel. L. Rep. 215
(1957). (See Appendix A) This statute provided for sep
arate white, black, and mixed schools, with attendance to
be determined by parental preference. The District Court
in September of 1957 held this statute to be unconstitu
tional on its face. 2 Race Rel. L. Rep. 970 (1957).
The defendant School Board thereupon (and nonethe
less) presented a parental preference plan for white,
black, and mixed schools substantially the same as that
called for by the unconstitutional state law.
In February of 1958 the District Court held the School
Board plan to be unconstitutional.
Later in the same year a grade-a-year desegregation
plan was submitted by defendant School Board, approved
by the District Court and the Court of Appeals, with
certiorari denied by the United States Supreme Court.
In 1960 a suit was filed to desegregate the Davidson
County schools. Maxwell v. County Board of Education
of Davidson County, supra. It was brought on behalf of
Negro children alleged to he denied their constitutional
rights to equal education in the county school system.
Again the suit was brought as a class action and recog
nized as such by the District Court under Rule 23, F ed. R.
Civ. P. (Record, Min. Book 24 at 114.) The Davidson
County school Board proposed a free transfer plan and
it was approved by the District Court. On appeal Max
well’s free transfer plan was invalidated by the United
States Supreme Court, sub nom., Goss v. Board of Edu
cation of Knoxville, 373 U.S. 683 (1963).
A-31 —
In 1963 the school systems of Nashville and Davidson
County were then consolidated as part of a general con
solidation of the City of Nashville and County of David
son into one metropolitan government. Petitions for fur
ther relief, including an order to desegregate the Nash-
ville-Davidson County schools and to enjoin further school
construction pending such an order, were filed in the
consolidated case, with additional plaintiffs intervening.
In 1968 the United States Supreme Court took further
note of how the Brown II phrase “ deliberate speed” was
being employed to delay rather than to implement school
desegregation.
For purposes of reemphasis, we again quote the unani
mous opinion:
[A] plan that at this late date fails to provide
meaningful assurance of prompt and effective dis
establishment of a dual system is also intolerable.
“ The time for mere ‘deliberate speed’ has run out,”
Griffin v. County School Board, 377 U.S. 218, 234;
“ the context in which we must interpret and apply
this language [of Brown II] to plans for desegrega
tion has been significantly altered.” Goss v. Board of
Education, 373 U.S. 683, 689. See Calhoun v. Latimer,
377 U.S. 263. The burden on a shool board today is
to come forward with a plan that promises realisti
cally to work, and promises realistically to work now.
Green v. County School Board of Kent County, 391
U.S. 430, 438-39 (1968). (Emphasis added.)
. On the heels of these deisions plaintiffs sought relief
consistent with them and lengthy hearings followed. In
1970 the District Judge entered findings of fact which
were subsequently reviewed and given effect by this court.
Kelley v. Metropolitan County Board of Education of
Nashville, Tennessee, 436 F.2d 856 (1970). In its opinion
this court said:
— A-32
It would be well for those in authority in Nashville
and Davidson County to read the able opinion [Dis
trict Court opinon entered July 16, 1970] whch we
now revitalize by our present order. The emphasis
in the quotation which follows is that of this court:
“ [I]t is the Court’s view that in the area of
school zoning, school boards will fulfill their af
firmative duty to establish a unitary school sys
tem only if attendance zone lines are drawn in
such way as to maximize pupil integration. In
drawing such lines, the defendant school board
may properly consider in the total equation such
factors as capacities and locations of schools,
physical boundaries, transportation problems, and
cost; however, none of these considerations can
supercede the importance of the primary goal
of maximizing integration.
“ In looking to the facts of this case, the Court
finds that many of the elementary and secondary
school zone lines in the Nashville and Davidson
County School System have not been drawn so as
to minimize integration. With the exception of
zone lines drawn for new schools, the zone lines
currently in existence were drawn prior to Brown
v. Board of Education with the aim of maintain
ing segregation. Though there has been some
black population migration to formerly white
areas, in large part these zone lines continue to
serve quite well the segregative purpose for
which they were originally established. The truth
of this statement is made manifest when one ex
amines the racial make-up of the pupil population
in areas containing several contiguous attendance
zones. In East Nashville, for example, there is
a cluster of five elementary schools having con
tiguous attendance zones. Of these five schools,
white pupils are in the great majority in four
— A-33
schools, Baxter, Dalewood, Rosebank, and Bailey,
while black students are in the majority in one
of the schools, Inglewood. As a reference to the
zone map will indicate, Inglewood is completely
surrounded by the four predominantly white
schools, and the Inglewood zone is drawn to en
close most of the black population living in the
five school area. Defendants argue that they are
applying the ‘neighborhood’ concept in the draw
ing of elementary school zone lines. I f such a
concept is indeed being applied in this five school
area, it appears to the Court that it is bemg ap
plied solely to perpetuate segregation. Defend
ants contend that one of the prime advantages
of neighborhood ‘schools' is that they allow pupils
to walk to and from school. I f this is true, it is
difficult to see why black pupils who live closer
to Baxter or BaAley schools, for instance, are re
quired to walk the greater distance to attend
Inglewood school.
“ The same pattern is repeated in a seven school
area in south and west Nashville. In this situa
tion, the attendance zones for Ransom and Eakin
schools are contiguous with the attendance zones
for Ford, Greene, Head, Carter Lawrence, Murrel
and Clemons schools. The former two schools are
almost completely white, while the latter five
schools are almost totally black.' Once again it
7 See Map No. 2 in Appendix and note the following
figures* on the enrollment of these schools:
Ford Greene
Head
Carter Lawrence
Murrel
Clemons
Ransom
Eakin
w B % B
0 887 100
O' 791 100
0 516 100
0 328 100
51 519 90
355 2 1
487 5 1
Based on plaintiff’s exhibit No. 3.
A-34—-
appears that the zone lines as drawn insure that
white neighborhoods will have white schools and
black neighborhoods will have black schools. As
the above two illustrations make clear, by main
taining the old dual school zones, defendant has
encouraged continued segregation rather than sig
nificant integration in the elementary schools.
“ Turning to junior high school zones, the Court
finds much the same situation as in the elementary
schools. Though the ‘neighborhood’ concept is not
applied in secondary school zoning, junior high
school zones are drawn so that each school serves
a particular residential area or ‘service area’ as
it is sometimes referred to by defendant. These
service areas cover a broader geographic area
than a single neighborhood, for several elemen
tary schools within their respective neighborhood
zones feed graduating students into the junior
high school within whose zone they lie. This
process is generally described in terms of a
‘feeder pattern.’ Once again, a look at the exist
ing zone lines convinces the Court that the junior
high school attendance zones and the ‘feeder pat
terns’ which graduate elementary students into the
junior high schools are structured so as to foster
for the most part continued segregation or at
best only token integration. It is apparent that
the zone lines as presently drawn are designed
to provide racially identifiable ‘black’ schools for
black residential areas and ‘white’ schools for
white residential areas. For example, looking at
a cluster of six contiguous junior high school
zones, the Court finds that Bass, West End, and
Moore Junior high schools are all predominantly
white schools with their attendance zones being
drawn so as to correspond significantly with white
residential areas. On the other hand, Washing
ton, Rose Park and Waverly-Belmont are all ra
cially identifiable as black schools and their at
tendance zones have been drawn in a manner
effectively to prevent a significant number of
black pupils from attending school outside of
the black residential area.8
“ Finally, looking to the high school zones, there
is similar evidence of continued duality in the
school system. For example, of five contiguous
high school zones, three of the schools, Cohn,
Hillsboro and Central, are racially identifiable as
white schools. Their attendance1 zone lines form
the boundary line between the predominantly
white residential areas in south and west Nash
ville and the black residential areas to the north
and east. These black areas are served by Came
ron and Pearl high schools.9
— A-35 —
8 S ee Map No. 3 in Appendix and note the following
figures
W B % B
Bass 111 12 2
West End 578 40 6
Moore 999 85 8
W ashington 0 1,347 100
Rose Park 11 527 98
Waverly-Belmont 26 260 91
* Based on plaintiffs exhibit No. 3.
9 S ee Map No. 4 in Appendix and note the following
figures:
W B % B
Cohn 960 45 1
Hillsboro 1,223 15 1
Central 899 203 18
Pearl 1 1,308 100
Cameron 0 1,212 100
A-36
“ In connection with the segregative effect of
present school zoning, it is interesting to note
that while portable classrooms are in limited use
in predominantly Negro schools, approximately
117 portables are in use in racially identifiable
white schools. These predominantly Negro
schools, on the basis of their rated maximum
capacities, have approximately 5,400 vacancies,
yet the white schools, in zones tailored to white
residential sections, are overcrowded. It would
seem that rezoning could serve the dual purpose
of alleviating this overcrowding and, at the same
time, promoting the goal of integration.
“It is the Court’s conclusion that defendant’s
current policy of attendance zoning does not fa
cilitate rapid conversion from a dual to a unitary
school system. As is evident from the foregoing
discussion, the zone lines as they presently exist
foster continued segregation in many instances.10
Corresponding as they do to racial residential
patterns, it is difficult to envision any other re
sult. Historic zone lines which purposely promote
segregation must he altered. In making such
alterations defendant hoard should take those
steps ‘which promise realistically to convert
promptly to a system without a “white” school
and a “Negro” school, hut just schools.’ Green
v. County School Board of New Kent County,
supra [391 U.S. 430] at 442 [88 S,Ct. 1689, 20
L.Ed.2d 716].
10 Of the 139 regular schools in the system in 1969-70,
88 had less than 10% black enrollment, 22 had 10% to
40% black enrolling (with the total enrollment of these
latter 22 schools constituting only 16% of the entire metro
politan school enrollment), and finally 29 schools had
more than 40% black enrollment. A clear racial pattern
is present,”
A-37 —
Kelley v. Metropolitan County Board of Education
of Nashville, Tennessee, supra at 859-61. (Footnotes
in quotation.)
We then remanded the case with instructions:
We believe that “ the danger of denying justice by
delay” in this case is as clear as it was in, Alexander,
supra; Green v. County Board, supra, and Carter,
supra.
We now vacate the stay of August 25, 1970, with
the intention of leaving in full effect and operation
the judgment of the District Court of August 13,
1970. The present District Judge should proceed im
mediately to hold the necessary hearings upon ob
jections to the Board of Education, plan and there
after to approve or modify same as the record which
is developed appears to require, and thereupon enter
an order of implementation. The time schedule for
consideration and implementation of this order should,
of course, meet the “ maximum” standard set forth
by the Supreme Court in the second Carter case
(Carter v. West Feliciana Parish School Board, 396
U.S. 290, 293, 90 S.Ct. 608, 24 L.Ed.2d 477 (1970)).
The District Court may, of course, require reports
(including a pupil locator map) and recommendations
(including those of expert witnesses and the Depart
ment of Health, Education and Welfare) and consider
them in its order of implementation. Id. at 862.
Acting within the terms of his sworn obligation a new
District Judge proceeded to implement this court’s in
structions.
While he was thus engaged, the United States Supreme
Court decided the third history making case' pertaining
to school segregation {Swann v. Charlotte-Mecklenburg
Board of Education, 402 U.S. 1 (1971)). The opinion for
A-38 —
a unanimous Supreme Court; was written by Chief Justice
Burger. In recital of the facts and conclusions of law,
it parallels and controls our decision of this case.
We granted certiorari in this case to review im
portant issues as to the duties of school authorities
and the scope of powers of federal courts under this
Court’s mandates to eliminate racially separate public
schools established and maintained by state action.
Brown v. Board of Education, 347 U. S. 483 (1954)
(Brown I).
This case and those argued with it arose in States
having a long history of maintaining two sets of
schools in a single school system deliberately oper
ated to carry out a governmental policy to separate
pupils in schools solely on the basis of race. That was
what Brown v. Board of Education was all about.
These cases present us with the problem of defining
in more precise terms than heretofore the scope of
the duty of school authorities and district courts in
implementing Brown I and the mandate to eliminate
dual systems and establish unitary systems at once.
Swann v. Charlotte-Mecklenburg Board of Education,
supra at 5-6. (Footnote omitted.)
These words apply exactly to the fundamental problems
in the instant case also. The District Court order here
under review is designed to “ eliminate racially separate
public schools established and maintained by state action.”
Tennessee is, as we have noted above, a state “ having
a long history of maintaining two sets of schools in a
single school system deliberately operated to carry out
a governmental policy to separate pupils in schools solely
on the basis of race.” (See Appendix A.) We here con
sider a District Court order designed to “ implement
Brown I and . . . to eliminate dual systems and establish
unitary systems at once.”
— A-39
The District Court held numerous hearings and
received voluminous evidence. In addition to finding
certain actions of the school board to be discrimina
tory, the court also found that residential patterns
in the city and county resulted in part from federal,
state, and local government action other than school
board decisions. School board action based on these
patterns, for example, by locating schools in Negro
residential areas and fixing the size of the schools
to accommodate the needs of immediate neighbor
hoods, resulted in segregated education. These find
ings were subsequently accepted by the Court of
Appeals. Swami v. Charlotte-Mecklenburg Board of
Education, supra at 7.
This paragraph applies to the facts of the instant case
without change of a, single word.
Chief Justice Burger then turned to the question of
appropriate remedial measures to eliminate state imposed
segregation:
The objective today remains to eliminate from the
public schools all vestiges of state-imposed segrega
tion. Segregation was the evil struck by Brown I as
contrary to the equal protection guarantees of the
Constitution. That was the violation sought to be
corrected by the remedial measures of Brown II. That
was the basis for the holding in Green that school
authorities are “ clearly charged with the affirmative
duty to take whatever steps might be necessary to
convert to a unitary system in which racial dis
crimination would be eliminated root and branch.”
391 U. S., at 437-438.
If school authorities fail in their affirmative' obli
gations under these holdings, judicial authority may
be invoked. Once a right and a violation have been
shown, the scope of a district court’s equitable powers
to remedy past wrong's is broad, for breadth and
flexibility are inherent in equitable' remedies.
# # #
In seeking to define even in broad and general
terms how far this remedial power extends it is im
portant to remember that judicial powers may be
exercised only on the basis of a constitutional viola
tion. Remedial judicial authority does not put judges
automatically in the shoes of school authorities whose
powers are plenary. Judicial authority enters only
when local authority defaults.
School authorities are traditionally charged with
broad power to formulate and implement educational
policy and might well conclude, for example, that in
order to prepare students to live in a pluralistic so
ciety each school should have a prescribed ratio of
Negro to white students reflecting the proportion for
the district as a whole. To do this as an educational
policy is within the broad discretionary powers of
school authorities ; absent a finding of a constitutional
violation, however, that would not be within the
authority of a federal court. As with any equity
case, the nature of the violation determines the scope
of the remedy. In default by the school authorities
of their obligation to proffer acceptable remedies,
a district court has broad power to fashion a remedy
that will assure a unitary school system. Swann v.
Charlotte-MecMenburg Board of Education, swpra at
15-16.
The default of school authorities referred to by Chief
Justice Burger is equally illustrated by the history of
our present case.
With this history and these principles before us, a
tabular comparison of the fact situations and District
Court plans presented in the Swann and Kelley cases is
appropriate:
— A-40 —
— A-41
Swann v.
Bd. Ed.
Kelley v.
Bd. Ed.
Date of original com- 1965 1955
plaints
No. of schools (before 107 (1968-69) 139 (1970-71)
plan)
No. of schools (after 107 133 (1971-72)
plan)
Total enrollment 84,000 (approx.) 94,170 (1970-71)
Per cent white students 71% 75% (75.12%)
Per cent black students 29% 25% (24.63%)
Walking distance (after 1% miles 1 miles
plan)
No. students bused 23,600 33,485
prior to plan
No. white students bused
prior to plan
Exact figures not
available, but it
is clear that a
large majority
30,000
No. black students bused
prior to plan
of s t u d e n t s
b u s e d w e r e
white.
3,500 (approx.)
Extent of segregation In 1969 % of the In 1969 81% of
prior to plan b l a c k students
were then at
tending schools
that were either
totally or 99%
black.
all w h i t e stu
dents were at
tending schools
that were over
90% white, while
62% of all black
students w e r e
attending school
that were over
90% black.
Swann v.
Bd. Ed.
Kelley v.
Bd. Ed.
Net increase in No. of
students bused as a re
sult of court adopted
plan
No. of additional buses
required
No. of buses obtained to
carry out plan
13,300
138 54-passenger
buses
Court opinions
do not contain
tbis information
15,000 (approx.)
82 84-passenger
buses
None
Ratio of white to black 71%-29%
student population em
ployed by court ap
proved plan as guide
Per cent of schools deseg- 100% of elemen-
regated by plan within tary* s c h o o l s
guide related ratios w o u l d h a v e
b l a c k student
population o f
9%-38%.
One race schools remain- Apparently
ing under plan due to none
travel distance
75%-25%
77% of elemen
tary s c h o o l s
would h a v e a
b l a c k student
population o f
16%-41%; 22
outlying schools
would h a v e a
b l a c k student
population o f
0% -22% .
5
* Junior and Senior High School desgregation under
the Swann plan was likewise considerably closer to
ideal unitary school standards than the1 plan approved
by the District Court in this case.
The general principles of Swann were, of course, enun
ciated by the Supreme Court for guidance of District
Courts and Courts of Appeals in all school segregation
cases. In view of the close factual resemblances between
this case and Swann, these principles, however, apply
here a fortiori.
THE REMEDIAL ORDER OF THE DISTRICT COURT
The nature of the problem facing the District Court
many years after Brown v. Board of Education, 347 U.S.
483 (1954), is vividly portrayed in the statistics and the
table set forth below.1
Racial Composition for the' Three Years Preceding
Hearings on Motion for Further Relief
1967- 68—85% of the white students attended schools that
were over 90% white.
63% of the black students attended schools that
were over 90% black.
1968- 69—80% of the white students attended schools that
were over 90% white.
61% of the black students attended schools that
were over 90% black.
1969- 70—81% of the white students attended school that
were over1 90% white.
62% of the black students attended school that
were over 90% black.
These figures show that during the three-year period
nearly two-thirds of the black students in the' Nashville
system went to racially identifiable schools, and more than
1 These statistics are based largely upon plaintiffs;’ exhibits
in the court below, but we can find no contrary evidence of
fered, by defendants.
four-fifths of the white students attended racially identi
fiable schools.
Busing did not come to Nashville by federal court
decree. This record demonstrates that Nashville and
Davidson County have long used extensive bus trans
portation as a normal part of their school systems. Busing
was, however, employed wholly disproportionately for the
transportation of its white students as compared to its
black students (30,000 white to 3,500 black). In this
regard the District Judge’s opinion noted:
“ Since the defendants have consistently transported
large numbers of students to promote segregation,
some adjustment must be made to reverse this uncon
stitutional practice. ’ ’
The District Court clearly found that defendants had
defaulted in relation to their duty to dismantle their seg
regated school system prior to 1970. The District Court also
found that although defendants had repeatedly been asked
and ordered to produce an adequate plan, they had failed
to do so. It noted that the School Board accepted as a
policy statement “ an ideal student racial ratio of an in
tegrated school as one which is 15% to 35% black.” Yet its
analysis of the plan actually submitted by the School
Board showed it to be utterly inadequate.
The Board of Education submitted a plan for pupil
integration in August, 1970. Included in this plan was
a policy statement that the school board “ accepts as
an ideal student racial ratio of an integrated school
as one which is 15% to 35% black.”
The August, 1970 plan made 49 minor geographic
zone changes, and provided for the transportation of
an additional 1162 pupils. The result of the plan was
to leave the elementary schools significantly un
changed. Six of the 38 high schools and junior high
■schools would remain at least 50 per cent black. Fifty-
seven per cent of the black high school and junior
high school students would attend these six schools.
The racial composition of two schools would be at
least 95 per cent black and four other schools would
be at least 90 per cent black. This would result in 47
per cent of the black students attending schools where
the composition would be above 90 per cent black.
Eight schools, accommodating 20 per cent of the
black students, would operate with 15-35 per cent
black students. Fifteen schools would operate with.
95 per cent or above white student’s. (Footnotes
omitted.)
Concerning the School Board plan, the District Court con
cluded:
The pupil integration plan submitted by the school
board, viewed in the most favorable light, constitutes
mere tinkering with attendance zones, and represents
only a token effort. It clearly falls short of meeting the
objectives and tests set out in the decisions of the
United States Supreme Court. Swann v. Charlotte-
Mecklenburg Board of Education, supra; Davis v.
Board of School Commissioners, supra; Green v.
County School Board, 391 U.S. 430 (1968). In effect,
the defendant has made no effort to meet its affirma
tive duty to establish a unitary school system “ in
which racial discrimination would be eliminated root
and branch.” Green v. County School Board, supra, at
437-38; quoted in McDaniel v. Barresi, [402] U.S.
[39], 28 L.Ed.2d 582, 585 (April 20, 1971).
Since the defendants have, in effect, failed to submit
a constitutionally sufficient plan, the Court must ex
amine the other plans. (Footnote omitted.)
The plan adopted by the District Judge was one pro
posed by the United States Department of Health, Educa-
— A-45 —
A-46 —
tion and Welfare. It is described in detail in his Mem
orandum Opinion, dated June 28, 1971, and in his Judg
ment, dated July 15, 1971, both of which are by reference
hereby incorporated as a part of this opinion. For our
present purpose it suffices for us to note that in all re
spects which have come to our attention, the HEW plan
approved by the District Judge represents a somewhat
less stringent approach to desegregation than the plan
approved by the United States Supreme Court in Swann,
supra.
Major portions of the Court’s comprehensive Opinion
and Judgment, such as those dealing with faculty desegre
gation, school construction and maintenance, and transfer
policy, etc., are not discussed herein because no appellate
issues have been presented as to those features.
I The Rule 23 Issue
As to the Rule 23 issue, earnestly if belatedly sought to
be raised by appellants, we affirm the Memorandum Order
of the District Judge, dated July 21, 1971, for the reasons
set forth therein, and print same for ready reference as
Appendix B.
Further, we note that this issue was clearly waived by
failure of appellants to raise it prior to trial and final
adjudication of this case.
We also note that such a class action as this dealing
with continuing constitutional violations does not become
moot because of years of delay (much of it attributable to
appellants) which occasioned the graduation of the named,
original student plaintiffs from the school system before
final decision.
II The Ratio and Residual Effect Issues
(Plaintiffs’ stated Issues 2, 3 & 4)
Where a school system has been deliberately constructed
on a segregated basis by state action, a duty inheres in
the School Board to do more than to establish rules fair on
their face which simply serve to perpetuate the effects of
such segregation. Swann v. Charlotte-Meclclenburg Board
of Education, 402 U.S. 1, 26, 28 (1971).
The record in this case supports the District Judge’s
findings that racial discrimination in school construction,
assignment of temporary buildings, assignment of teach
ers, and assignment of students continued until the close
of the record—if not beyond. The record also discloses a
background of racial discrimination by means of state law
which motivated much of the school segregation. (See
Appendix A)
The fact that population shifts in the metropolitan
school district have helped to some degree to change the
racial composition of some schools during the course of
litigation does not eliminate the duty of the school board
to present a plan for a unitary school system.
Nor, of course, does it alter the duty of the District
Court on default of the school board to require production
of such a plan and order it into effect. Chief Justice Burger
put the matter thus in the Davis case:
“ Having once found a violation, the district judge
or school authorities should make every effort to
achieve the greatest possible degree of actual deseg
regation, taking into account the practicalities of the
situation.” Davis v. School Commissioners of Mobile
County, supra at 37.
Perhaps the primary thing that the Swann case decided
was that in devising plans to terminate such residual ef
— A-47 —
— A 48 —
fects, it is appropriate for the school system, and the Dis
trict Judge to take note of the proportion of white and
black students within the area2 and to seek as practical a
plan as may be for ending white schools and black schools
and substituting therefor schools which are representative
of the area in which the students live.
We have noted that the District Judge in Swann em
ployed a flexible 71% white to 29% black population ratio
as a guide in seeking a practical plan. The Supreme Court
specifically approved his doing so. See Swann v. Charlotte-
MecMenburg Board of Education, supra at 16, 23-24. The
District Judge in this case clearly read and followed the
Swann guideline. As to this issue, we find no error.
An earlier finding of “ good faith” does nothing to ex
cuse the defaults and failures shown by this record. “ The
measure of any desegregation plan is its effectiveness.”
Davis v. School Commissioners of Mobile Cou/nty, 402
U.S. 33, 37 (1971). See also Green v. County School Board,
391 U.S. 430, 439 (1968).
Ill Practical Problems
If there is an appellate issue of substance in this appeal,
it is to be found in the practical problems which appellants
claim have developed since the entry of the District
Judge’s order. Appellant summarizes these issues thus:
A plan which exposes the children in the school
system to undue danger to health and accident, inter
feres with their education by requiring excessive pe
riods of time on buses, causes them to leave home
before daylight or to return home after dark, exposes
them to the dangers of travel in old and inadequately
maintained equipment and causes elementary school
children, both black and white, to suffer hardships
2 The area referred to in this case is all of Davidson County,
including the City of Nashville, which is included in the juris
diction of defendant Metropolitan Board of Education,
A-49 —
to which young children should not be exposed can
hardly be termed feasible, workable, effective and
realistic.
Substantial as these problems appear to be on the sur
face, there are two reasons why no relief can be granted
in this forum. The first is that no motion for relief pertain
ing to these facts has ever been filed by appellant in the
District Court. These statements at this point are allega
tions and they are controverted by the appellee. This, of
course, is an appellate court—not a trial court. As appel
lants well know, the arena for fact-finding in the federal
courts is the United States District Court. Until these
claims have been presented in a trial court, with an op
portunity for sworn testimony to be taken and contro
verted issues and facts decided by the processes of ad
versary hearing, this court has no jurisdiction.3
The second reason as to why appellants are entitled to
no relief on this issue probably serves to explain the first.
The entire “ record” upon which appellant: bases his plea
for relief as to practical problems is a “ Report to the
Court” of Dr. Brooks, Director of Schools of the Metro
politan County Board of Education. This report is dated
October 18, 1971, just over a month after the opening of
school. While we are advised that it was sent to the Dis
trict Judge, as we have noted, no motion of any kind seek
ing any District Court action was ever filed concerning it.
3 During the pendency of an appeal, jurisdiction of the case
lies, of course, in the appellate court. There is, however, fa
miliar law to deal with an unexpected problem which arises
in this period concerning the actual terms of the order or judg
ment under appeal. The District Court may on being apprised
of the problem and having determined its substantiality (with
or without hearing) certify to the appellate court the desira
bility of a remand for completion or augmentation of the ap
pellate record. No memory in this court encompasses a refusal
of such a request.
The record is clear that no request for remand was made by
the District Court, obviously, at least in part, because appel
lants made no motion for relief before the District Court.
— A-50
Even more important, the statement on its face suggests
that local authorities in Nashville and Davidson County
have not made good faith efforts to comply with the order
of the District Judge.
Dr. Brooks’ affidavit does present this exculpatory ex
planation which serves to point in the direction of other
authorities of those responsible for the inconveniences and
hazards of which Dr. Brooks’ statement speaks. The state
ment says:
The School Board is fiscally dependent in that its
budgets must be approved by the Metropolitan City
Council. In approving the budget of the School Board
on June 30, 1971, Council members demanded assur
ance that no funds included in the budget would be
used to purchase buses for the purpose of transporting
students to establish a racial balance. The 1971-72
budget did provide for the purchase of 18 large buses
to replace obsolete equipment to provide transporta
tion for students to the new comprehensive McGuvock
High School.
It is clear, however, that neither the Metropolitan City
Council or, for that matter, the Legislature of Tennessee
can forbid the implementation of a court mandate based
upon the United States Constitution. In a companion case
to Swann, supra, Chief Justice Burger, writing again for
a unanimous court, held that an anti-busing law which
flatly forbids assignment of any student on account of
race or for the purpose of creating a racial balance or
ratio in the schools and which prohibits busing for such
purposes, was invalid as preventing implementation of
desegregation plans required by the Fourteenth Amend
ment. North Carolina State Board of Education v. Swann,
402 U.S. 43, 45-46 (1971). See also Cooper v. Aaron, 358
U.S. 1 (1958).
Dr. Brooks’ statement also furnishes the bus schedule
of the Metropolitan County Board of Education by yearly
A-51 —
models. It shows that the Board has an average of 18.9
buses for each of the last 10 model years. The 18 buses
purchased in 1971 were described by Dr. Brooks as “ to
replace obsolete equipment.” It appears from the Metro
politan Board’s own statements that the Board and the
local authorities in Nashville did not purchase one piece
of transportation equipment for the purpose of converting
the Metropolitan County Board of Education school sys
tem from a dual school system segregated by race into
a unitary one, as called for by the District Judge’s order.
At court hearing we had been puzzled as to why counsel
for the Board had failed to go back to the District Court
to report on the grievous circumstances which he so
strongly alleged before us. Like most decrees in equity,
an injunctive decree in a school segregation case is always
subject to modification on the basis of changed circum
stances. S'loan v. Tenth School District of Wilson County,
433 F.2d 587, 589-90 (6th Cir. 1970). Further acquaintance
with the record, which, of course, the District Judge would
have known in detail, leaves us in no further quandry
as to the reasons for counsel’s reluctance.
IV Plaintiffs-Appellants’ Plan
Our review of this record convinces us that the District
Judge’s choice of the HEW plan as opposed to plaintiffs’
plan was well within his judicial discretion. It may not
be ideal, but to us it seems clearly to be a plan for ending
a dual school system based on race and substituting
therefor a unitary one. It promises to work and to work
now. Green v. County School Board of Kent County, 391
U.S. 430 (1968).
V Plaintiffs-Cross-Appellants’ Discrimination Claim
Plaintiffs-Cross-appellants claim that the grade school
plan discriminates against Negro students in the lowest
elementary grades.
•— A-52 —
The feature complained of in this issue is the trans
portation of black students in grades 1-4 to outlying
schools, paralleled by the cross-transportation of white
students in grades 5-6. In this regard the HEW plan
appears to follow the pattern of the school plan approved
in Swann. Swann v. Board of Education, supra at 10.
The Supreme Court made no reference to this feature,
and neither in Swann nor in this case does the record
seem to provide adequate rationale for it. We do not
believe, however, that we can appropriately hold that
the District Judge abused his discretion in approving the
HEW plan which (like the plan in Swann) incorporated
this feature.
It may be that this is a temporary expedient or it may
be that there are practical reasons to justify it for longer
duration. In any event, any adverse effects of this aspect
of the plan can, of course, likewise be brought to the
District Judge’s attention when the case is back before
him.
The Intervention
Twenty-four hours before oral arguments in this ap
peal, the United States Department of Justice filed a
motion to intervene as amicus curiae. In spite of the
extraordinary delay in filing the motion, we granted
leave to intervene and invited the representative of the
Justice Department who appeared to address the court.
On reading the motion, hearing oral argument, and
questioning counsel, we determined that the representa
tive of the Justice Department had not had the oppor
tunity to read the District Court record in this case and
was not aware in advance of hearing that the claimed
practical problems had never been presented to or adjudi
cated by the District Judge.
— A-53
One America
This nation has been told by a Presidential Commission
that our country is rapidly becoming divided into two
societies—one black and one white. R eport op N ational
A dvisory Commission on Civil D isorders 1 (3/1/68).
The Constitution of the United States was written for
one nation, “ indivisible.” As it speaks to men’s con
sciences, the Constitution argues against division and
apartheid.
In the public domain, however, the Constitution com
mands. Here the constitutional command is One America.
The Constitution and the Supreme Court opinions quoted
above do not command the use of busing any more than
they command the use of books, desks, paper, pens, build
ings, lights, heat, and other tools, equipment and supplies
needed in modern life and in modern education. What the
Constitution and the Supreme Court say about the prin
cipal issue of this case is that no one may forbid a school
board (or a federal court) from employing any of the
tools of modem life in carrying out a constitutional man
date. Davis v. Board of Commissioners of Mobile County,
402 U.S. 33, 37-38 (1971).
The District Court order in this case specifically re
tained jurisdiction. Thus, upon our affirmance, the door
of the District Court is clearly open (as it has been!) to
the parties to present any unanticipated problems (not re
sulting from failure to comply with its order) which may
have arisen or may arise in the future.
We now affirm the findings of fact, conclusions of law,
and judgments of the District Court.
The District Judge’s order noted that no stay would
issue and we likewise note that any stay of this order
must be sought from the United States Supreme Court.
■— A-54 —
Appendix A
CHAPTER 37
SEGREGATION OF RACES
S e c t io n
49-3701—49-3703. [Unconstitutional.]
Compiler’s Note. Under the decision of Roy v. Brittain
(1956), 201 Tenn. 140, 297 S. W. (2d) 72, the statutes pro
viding for the compulsory separation of races in the field
of public education are no longer in effect, and therefore
these sections have been omitted. They read:
49-3701. Interracial schools prohibited.—I t shall be un
lawful for any school, academy, college, or other place of
learning to allow white and colored persons to attend the
same school, academy, college, or other place of learning.
[Acts 1901, ch. 7, §1; Shan., $6888a37; Code 1932, §
11395.]
49-3702. Teaching of mixed classes prohibited.—It shall
be unlawful for any teacher, professor, or educator in any
college, academy, or school of learning to allow the white
and colored races to attend the same school, or for any
teacher or educator, or other person to instruct or teach
both the white and colored races in the same class, school,
or college building, or in any other place or places of learn
ing, or allow or permit the same to be done with their
knowledge, consent, or procurement. [Acts 1901, ch. 7, §
2; Shan., § 6888a38; Code, § 11396.]
49-3703. Penalty for violations.—Any persons violating
any of the provisions of this chapter, shall be guilty of a
misdemeanor, and, upon conviction, shall be fined for each
offense fifty dollars ($50.00), and imprisonment not less
than thirty (30) days nor more than six (6) months. [Acts
1901, ch. 7, § 3; Shan., § 6888a39; mod. Code 1932, § 11397.]
— A-55
49-3704. [Unconstitutional.]
Compiler’s Note, This section was held unconstitutional
in Kelly v. Board of Education (1959), 270 Fed. (2d) 209
and is, therefore, omitted. I t read:
49-3704. Separate schools authorized.—Boards of edu
cation of counties, cities and special school districts in this
state are authorized to provide separate schools for white
and negro children whose parents, legal custodians or
guardians voluntarily elect that such children attend
school with members of their own race. [Acts 1957, ch. 11,
§1.]
CHAPTEK 22—TRANSPORTATION OF
SCHOOL CHILDREN
SECTION.
49-2201. Power of boards to provide transportation—Use
to achieve racial balance prohibited.
49-2210. Color and markings of buses.
49-2213. Speed limit.
49-2201. Power of boards to provide transportation—
Use to achieve racial balance prohibited.—Boards of edu
cation may provide school transportation facilities for
children who live over one and one-half (1%) miles by the
nearest accessible route from the school to which they are
assigned by the board of education and in which they are
enrolled; provided, however, that the boards of education
may, in their discretion, provide school transportation
facilities for children who live less than one and one-half
(IV2 ) miles by the nearest accessible route from the school
in which they are enrolled, but the county shall not be
entitled to receive state transportation funds for any
student, other than physically handicapped children, who
live less than one and one-half (1%) miles by the nearest
accessible route from the school in which they are en
rolled; provided, that nothing in this chapter shall be
construed to prevent a board of education from transport
— A-56 —
ing physically handicapped children, regardless of the
distance they live from school,, under rules and, regulations
adopted hy the state board of education with the approval
of the state commissioner of education, and provided fur
ther, that said hoards shall have power to purchase school
transportation equipment, employ school transportation
personnel, and contract for transportation services with
persons owning equipment, and pay for same out of funds
duly authorized in the budget approved by the quarterly
county court; provided further, that said hoards in em
ploying school transportation personnel and in contract
ing for transportation services with persons owning equip
ment are hereby authorized to enter into contracts for
such services for periods of time as long as, but not. ex
ceeding, four (4) years from the date of making such
contracts, it being the purpose of this section to permit a
reasonable degree of employment security for such, school
transportation personnel.
Provided, however, no board of education shall use or
authorize the use of any school transportation facilities
for the purpose of achieving a racial balance or racial im
balance in any school by requiring the transportation of
any student or pupil from one school to another or from
one school district established for his neighborhood to
another. [Acts 1947, ch. 92, § 1; 1949, ch. 233, § 1; C. Supp.
1950; §2495.1 (Williams §2495.2); Acts 1957, ch. 10, §1;
1957, ch. 400, §1; 1970 (Adj. S.), ch. 491, §1.]
Amendment. The 1970 amendment added the last para
graph to this section.
Effective Date. Acts 1970 (Adj. S,), ch. 491, §2. Feb
ruary 27, 1970.
[Note that a statute similar to the proviso in the last para
graph of the statute above was held unconstitutional by
the United States Supreme Court. North Carolina State
Board of Education v. Swann, 402 U.S. 43 (1971).]
— A 57—
Appendix B
MEMORANDUM AND ORDER
(Filed July 21, 1971)
The defendant Metropolitan County Board of Educa
tion of Nashville and Davidson County, Tennessee, filed
two motions, to-wit, a motion to set aside the judgment
entered in this cause on July 16, 1970, and a motion to
set aside the memorandum opinion filed June 28, 1971,
which motions are grounded on the failure of the Court to
comply with Rule 23 of the Federal Rules of Civil Pro
cedure.
Apparently these motions were filed without counsel for
the defendant having made even a casual perusal of the
record in the consolidated cases.
The history of the consolidated cases reveals:
The first cause of Robert W. Kelley, et al. v. Board of
Education of the City of Nashville, Davidson County,
Tennessee, et al., Civil No. 2094, was filed on September
23, 1955. This case will be hereinafter referred to as the
“ first case.”
The case of Henry C. Maxwell, Jr., et al. v. County
Board of Education of Davidson County, Tennessee, et al.,
Civil No. 2956, was filed on September 19, 1960. This case
will be hereinafter referred to as the “ second case.”
These cases were consolidated by consent order filed
September 10, 1963.
Rule 23 of the Federal Rules of Civil Procedure as to
class action was amended, effective July 1, 1966. Prior to
the amendment, class actions were referred to as “ spuri
ous” or “ true” class actions. Prior to the amendment, the
requirements' for the maintenance and determination of
A-58 —
the existence of a proper class action were less stringent
than those requirements as set forth in Rule 23, as
amended. Prior to its amendment, Rule 23 did not require
detailed findings and determinations by the Court as set
forth in subsection (c) of the Rule, as amended.
First Case
By Memorandum filed on January 21, 1957, the Honor
able William E. Miller determined “ that the rights of the
plaintiffs and other similarly situated to attend the public
schools of the City of Nashville without discrimination on
account of race are recognized and declared, . . Rec
ord, Min. Book 19, at 679.
By findings of fact and conclusions of law filed on Febru
ary 20, 1957, the Honorable William E. Miller adjudicated
that Case No. 2094 was “ properly brought as a class action
under Rule 23 (a) of the Federal Rules: of Civil Procedure.
Title 28 U.S.O.” Record, Min. Book 19, at 783.
On August 15, 1958, the case was appealed to the Sixth
Circuit Court of Appeals. On July 20, 1959, the Court of
Appeals affirmed the judgment of the District Court,
thereby affirming the determination of the Honorable Wil
liam E. Miller that this was a proper class action.
On September 10, 1963, a consent order was entered in
Case No. 2094, the first case, and Case No. 2956, the second
case, in which the parties agreed and stipulated that the
functions and powers of the defendants Board of Educa
tion of the City of Nashville and County Board of Educa
tion of Davidson County were vested in the Metropolitan
School System, and the “ Transitional Board of Education
for the Metropolitan Government of Nashville and David
son County” was substituted as defendant. All orders,
judgments, and other proceedings in the first case and the
second case were made effective as to the substituted de-
— A t
tendant. There was an express provision that all orders,
judgments and proceedings entered previously would re
main in full force and effect, and that none of the rights of
the parties would be affected or prejudiced.
By order of December 3, 1964, the Metropolitan County
Board of Education and its board members were made
parties defendant in lieu of the Transitional Board. Again,
there was a provision that all orders, judgments and pro
ceedings in both cases would remain in full force and ef
fect and that none of the rights of any parties would be
affected or prejudiced.
By order entered on October 7, 1968, certain additional
parties, including infants and their parents,, were added
as intervening plaintiffs to have full standing as plaintiffs.
The two cases were again appealed to the Sixth Circuit
Court of Appeals. The opinion of the Court of Appeals was
filed in this Court on February 8, 1971.
Second Case
On November 23, 1960, the Honorable William E. Miller
adjudicated that “ this is a class action brought not only
by the plaintiffs for their own benefit but also on behalf of
all other persons similarly situated.” Record, Min. Book
24, at 114.
This case was appealed to the Court of Appeals for the
Sixth Circuit on February 20, 1961.
The orders in the consolidated cases of September 10,
1963, December 3, 1964, and October 7, 1968, noted above
also apply to this case.
As appears above, the Honorable William E. Miller care
fully adhered to Rule 23 as it existed at the time of the
filing of these two cases. The Court of Appeals did not
question his determination, but affirmed the actions which
he took in the matter. In addition, in the latest mandate
— A-60 —
to the District Court received from the Court of Appeals
in February, 1971, this Court was instructed to implement
the July 16, 1970 opinion of the Honorable William E.
Miller.
This Court does not feel once a class action has been
adjudicated and the action of the trial court has been
reviewed by the Court of Appeals, that it is necessary or
proper to continue to redetermine the standing of the
plaintiffs to represent a class. The United States Supreme
Court in its order implementing the amendment to Rule
23 states:
“ . . . the foregoing amendments and additions to
the Rules of Civil Procedure shall take effect on July
1, 1966, and shall govern all proceedings in actions
then pending, except to the extent that in the opinion
of the Court their application in a particular action
then pending would not be feasible or would work in
justice in which event the former procedure applies.” *
See also Escott v. Barchris Construction Corp., 283 F.
Supp. 643 (S.D. N.Y. 1968); Polakoff v. Delaware Steeple
chase and Race Assn., 264 F. Supp. 915 (Del. 1966).
This clearly indicates an intent that there should not be
a continuous readjudication of this question in cases
where there has been a lengthy history of litigation, both
in the district and the appellate courts. Frankly, this
Court feels that it is not feasible or practical to have
continuous adjudication of such items.
In view of the above, the Court is not required to deter
mine (1) whether this question should have been raised
* Paragraph 2, Order of the Supreme Court of the United
States, February 28, 1966, reporting amendments to the Federal
Rules of Civil Procedure for the United States District Courts
to the United States Senate and House of Representatives. This
is reported in 15 L.Ed.2d lxxv.
—- A-61
prior to the adjudication of the cause, and (2) what, if
any, effect the alleged failure to comply with Rule 23
would have on the right of the individual plaintiff chil
dren who reside throughout Davidson County, Tennessee,
to assert their constitutional privilege to attend an inte
grated school in a unitary school system.
The motions are hereby denied.
L. CLURE MORTON
United States District Judge
M cCree, Circuit Judge (Concurring). I agree with the
majority opinion on the issues it discusses. Nevertheless,
I wish to add a few observations concerning our reasons
for rejecting plaintiffs’ cross-appeal and affirming, for the
present, the District Court’s selection of the HEW plan.
The District Court, in deciding to reject plaintiffs’ plan,
recognized that under Swann v. Charlotte-Mecklenbur y
Board of Education, 402 U.S. 1 (1971); Davis v. School
Commissioners of Mobile County, 402 U.S. 33 (1971); and
Green v. County School Board of New Kent County, 391
U.S. 430 (1968), its duty was to select the plan that ap
peared to be the most effective in eradicating the effects
of past segregation, unless it would be impractical to adopt
such a plan. The court found that plaintiffs’ plan was
“ impractical and not feasible” because of the costs and
transportation problems that would result from the in
clusion of certain out-county schools in the plan. The court
also relied upon the fact that plaintiffs’ plan left to the
school board the specifics of pupil assignment, grade or
ganization, school structuring, and school district zoning.
My colleagues and I agree that there is no need at this
juncture to hold that the District Court abused its discre
tion in thus preferring the HEW plan over that of plain
tiffs. The HEW plan promises to accomplish a significant
degree of integration, and it is a plan that promises
A-62—■
realistically to work and to work now. Green v. County
School Board of New Kent County, supra, 391 U.S. at
439, Although plaintiffs’ plan might have more effectively
desegregated the district’s schools, its inclusion of out
lying schools and its lack of specificity rendered it, in the
court’s opinion, impractical and unfeasible. Since the Dis
trict Court has retained jurisdiction in order to supervise
the implementation and effectiveness of the HEW plan,
plaintiffs have the option of revising their plan to elimi
nate the defects noted by the court and requesting the
court to make specific changes in the plan to promote, in
a practical way, more effective integration. If the court
should then find that plaintiffs ’ plan is ‘ ‘ feasible and peda-
gogically sound,” Robinson v. Shelby County Board of
Education, 442 F.2d 255, 258 (6th Cir.), on remand, 330
F. Supp. 837 (W.D. Tenn. 1971), appeal pending, No.
71-1966 (6th Cir.), it would be required to adopt that
plan. See Barrington v. Colquitt County Board of Educa
tion, No. 72-1579 (5th Cir. May 10, 1972); Monroe v.
Board of Commissioners of City of Jackson, Tennessee,
453 F.2d 259, 262 (6th Cir. 1972), cert, filed, 40 H.S.L.W.
3491 (U.S. March 31, 1972) (No. 71-1249); Robinson v.
Shelby County Board of Education, supra; Davis v. School
District of the City of Pontiac, Inc., 443 F.2d 573, 576-77
(6th Cir.), cert, denied, 404 U.S. 913 (1971). In the spe
cial circumstances of this case, therefore, there is no need
to remand and thereby possibly jeopardize implementa
tion of the first desegregation plan ordered into effect in
this school district that promises, after 17 years of litiga
tion, realistically to work now.
With respect to plaintiffs’ contention that the District
Court abused its discretion in adopting a plan that places
the greater burden of desegregation on black children and
their parents, I observe initially that, although the plan
approved by the Supreme Court in Swann appears to have
contained a provision that in some respects resembles one
A-63 —
of the features of the HEW plan attacked by plaintiffs
herein—the pairing and clustering feature that requires
all children in grades one through four to attend suburban
schools while all children in grades five and six attend the
inner-city schools—Swann cannot be read as uncritically
approving any plan employing a similar technique if it has
an unreasonably disparate racial impact. The issue ap
parently was not raised in the Supreme Court arid the
Court did not discuss it. Moreover, the District Court in
Swann, in approving the adoption of this feature of the
school board’s plan, did so “ only (1) with great reluct
ance, (3) as a one-year, temporary arrangement, and (3)
with the distinct reservation that ‘one-way bussing’ plans
for the years after 1969-70 will not be acceptable.” Swann
v. Charlotte-Mecklenburg Board of Education, 306 F.
Supp. 1291, 1298 (W.D. N.C. 1969). And, following the
Supreme Court’s decision in Swann, the District Court re
jected a revised plan proposed by the school board because,
among other reasons, the plan continued to place a dis
proportionate burden on black children and their parents
without showing any educational justification therefor.
Swann v. Charlotte-Mecklenburg Board of Education, 328
F. Supp. 1346, 1352-53 (W.D.N.C. 1971).
Since I agree, however, that remand is not required at
this time, and since I wish to make it clear what the
majority opinion is not holding with respect to this issue,
I add the following comments.
Without a compelling justification, adoption of a plan
that places a greater burden of accomplishing integration
on black students and their parents is impermissible,
whether this be phrased in terms of an equal protection
violation because the plan was the school board’s product,
see, e.g., Lee v. Macon County Board of Education, 448
F.2d 746, 753-54 (5th Cir. 1970); Carr v. Montgomery
County Board of Education, 429 F.2d 382, 385 (5th Cir.
— A-64
1970); Brice v. Landis, 314 F. Supp. 974, 978-79 (N.D.
Cal. 1969), or in terms of an abuse of the court’s discre
tion in fashioning an equitable remedy to rectify the ef
fects of past injustice. Although adoption of such a plan
might be justified on the basis of the nature of facilities
involved, or on practical, administrative considerations, or
on the need to adopt a temporary expedient to assure at
least immediate substantial progress toward the creation
of a unitary school system (see Swann v. Charlotte-Mech-
lenburg Board of Education, supra, 306 F. Supp. at 1298),
we cannot determine the reason for the District Court’s
decision because the court did not discuss this issue in its
memorandum opinion. Ordinarily, in such a case, we
would remand for findings and conclusions by the District
Court. See Gordon v. Jefferson Davis Parish School
Board, 446 F.2d 266 (5th Cir. 1971) (per curiam).
However, the same considerations that argue against
remand on the issue of the court’s adoption of a less ef
fective plan are persuasive here as well. The integration
plan adopted by the court has been in operation during the
1971-72 school year, and the court has retained jurisdic
tion of this case to oversee and, if necessary, to modify the
plan’s implementation. The defendant school board has
indicated in this court that it intends to seek modification
on the basis of asserted practical problems that have be
come apparent since the plan was put into effect. Plain
tiffs have indicated dissatisfaction with the adoption of a
plan less effective than that proposed by them, and we
have indicated that they may seek further relief in the
District Court. In these circumstances, I agree that we
should not now disturb the District Court’s approval of
the HEW plan and possibly encourage the kind of delay
and inaction that has caused this case to pend for 17 years.
Plaintiffs may seek modification of the court’s order on
the ground that the plan places a disproportionate burden
on black children and their parents, and this issue can be
— A-65
litigated and determined before the beginning of the 1972-
73 school year. In this way, the disproportionate burden
asserted by plaintiffs will exist at most for only a short
period of time and will amount to no more than a tran
sitory phase (assuming the absence of sufficient justifica
tion for maintaining it permanently) in the over-all cre
ation of a unitary school system.
It is to be emphasized, nevertheless, that our refusal to
take affirmative action on this issue at this time results
only from the peculiar timing, posture, and history of this
case. Our opinion should not be construed in any way as
a qualification of the principle that a district court has an
obligation to endeavor to distribute the burden of integra
tion equitably on all races and that any deviation from
this norm, without a compelling justification, is impermis
sible.
Finally, I observe that the majority opinion does not
discuss plaintiffs-appellees’ contention that they should
be awarded double costs and attorneys’ fees because the
school board’s appeal is frivolous within the meaning of
Fed. R. App. P. 38. Since the class action issue obviously
has no merit, and since the only issue raised by the Board
that might have merit has never been presented to the
District Court, I would award the requested double costs
and attorneys’ fees. See Coppedge v. Franklin County
Board of Education, 404 F.2d 1177, 1179-80 (4th Cir.
1968); cf. Monroe v. Board of Commissioners of City of
Jackson, Tennessee, supra, 453 F.2d at 262-63. The long
history of this litigation would, in my opinion, make such
an award particularly appropriate. Cf. Clark v. Board of
Education of the Little Bock School District, 449 F.2d 493,
499 (8th Cir. 1971), cert, denied, 40 U.S.L.W. 3400 (U.S.
Jan. 27, 1972) (No. 71-751).
— A-66 —
APPENDIX “ C”
United States Court of Appeals
for the Sixth Circuit
Robert W. Kelley, et al.,
Plaintiffs-Appellees,
vs.
Metropolitan County Board of Ed
ucation of Nashville and David
son County, Tennessee, et al.,
Defendants-Appellants. __
Nos. 71-1778-79.
ORDER
(Filed July 25, 1972)
Upon consideration of the Appellants’ motion for a stay
of the mandate pending an application to the United
States Supreme Court for writ of certiorari and the Ap
pellees’ response in opposition thereto,
It is ordered that the motion be and hereby is denied.
Entered by order of the Court.
JAMES A. HIGGINS
Clerk
— A-67 —
APPENDIX “ D”
In the United States District Court for the Middle
District of Tennessee, Nashville Division
Eobert W. Kelley et al., Henry C.
Maxwell, Jr., et al.
v.
Metropolitan County Board of Ed
ucation of Nashville and David
son County, Tennessee, et al.
REPORT TO THE COURT
(Filed October 19, 1971)
The undersigned Director of the Metropolitan Public
Schools files this report of the results of the first month’s
operation under the court ordered plan for further deseg
regation of the Metropolitan Nashville School System
adopted by the Court on June 21, 1971, following, with
some minor modification, the recommendation of the De
partment of Health, Education and Welfare.
The plan adopted was effective as of September 1, 1971,
and required the reorganization of the grade structure of
82 schools and changed the racial composition and popula
tion of 94 schools. The following is an analysis of the
results of the operation of the plan for approximately one
month.
Civil Actions
" Nos. 2094, 2956.
— A-68 —
Total number of elementary and secondary
schools ..........................................................
Number of schools ideally integrated (be
tween 15%-35% black) ............................... 47
Percentage of schools ideally integrated (be
tween 15% and 35% black) ...................... 35%
Number of schools over 50% b lack .............. 13
Number of schools over 40% b lack ................ 41
Number of schools less than 15% b lack ....... 31
Number of schools over 90% w h ite .............. 31
(not in all instances the same schools as
the less than 15% black)
Total enrollment as of June 1971 .................. 93,488
Projected enrollment for 1972 ........................ 96,000
Actual enrollment as of October 12, 1971 . . . 87,770
There are 49,000 students eligible for transportation
under the plan adopted by the Court. Of this number,
approximately 28,000 pupils are being transferred from
their original school zone to a new school zone in order to
increase integration. During the prior school year, the
mileage of the school buses in transporting the school
children was about 3,000,000 miles. Under the plan, the
mileage is approximately 6,000,000 miles. There are 211
buses available with an average capacity of 70 children
per trip. If all buses were completely occupied, 14,770
children could be transported. In order to handle the
children eligible for transportation, it is necessary for all
buses to make three round trips daily and for some of
the buses on shorter routes to make as many as five trips
daily.
In order to comply with the Court’s order and to meet
pupil transportation needs, all reserve buses were put
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into service. Pupil eligibility for transportation, was ex
tended from 1/4 to 14/2 miles which means that only chil
dren living more than 1% miles from, school are eligible
to be transported. The high school day was shortened
from 7 hours to 6 hours. 133 school openings were stag
gered to begin at 30 minute intervals from 7:00 A. M. to
10:00 A. M. The closing period of the schools was. also
staggered at 30 minute intervals and the latest schools to
let out are at 4:00- and 4:30 P. M. in the afternoon.
Transportation for field trips and special fine arts per
formances which had heretofore played an important role
in the educational opportunities of the pupils was elimi
nated.
During the period of operation, there have been an
average of 12 breakdowns per day. Since all buses are in
use, the pupils on the buses having mechanical trouble
must wait until another bus has delivered its children and
returns for them. The maintenance shops have only four
bays to service and repair the 211 large buses and the 60
small special educational buses which have a capacity of
some 12 to 18 students and are used exclusively for special
education, that is, for the transportation of the handi
capped and/or retarded. Prior to the adoption of the
present court order, the maintenance department had 4%
hours in the middle of each day to service the buses. Only
2 hours are now available because buses are on the road
from 6:00 A. M. to 10:30 A. M. transporting students to
the staggered openings, of the schools and from 12:30
P. M. to 6:00 P. M. returning students from the staggered
closings of the schools to the various pick-up points. It is
anticipated that the frequency of breakdowns will in
crease as a result of the extensive use of the equipment, its
age and the lack of detailed maintenance.
The community reverts to Central Standard Time the
last of October. During the late fall and winter months,
darkness comes earlier. The Weather Bureau has in
formed the School Board that on December 1, 1971, a
typical winter day, the sun will rise at 6:39 A. M., Cen
tral Standard Time, and will set at 4:32 P. M., Central
Standard Time. This assumes good weather. In bad
weather, darkness comes earlier. Early and late starting
times of school create safety hazards for the students,
many of whom during the winter will be leaving home
or returning to their homes after dark. Buses serving
schools opening at 7:00 A. M. begin their routes at 6:05
A. M. which is 34 minutes before sunrise on December 1.
Children must walk to the designated pick-up points.
Consequently, the children picked up at the beginning of
the route may be on the street as much as one hour be
fore sunrise. It should be remembered in this connection
that children who live within a mile and a half of the
school to which they are assigned are not furnished trans
portation and many of these children will begin their
walk to their designated school in darkness and some of
them will return, home from school walking in the dark.
Sundown on December 1, 1971, is at 4:32 P. M., with
darkness following immediately. Elementary school chil
dren on late shifts who live V/2 miles or less from their
schools which let out at 4:30 will be walking home in
darkness and in many instances without street lights or
sidewalks.
The school buses that serve the 10 schools that open
at 7:00 A. M. begin their routes at 6:05 A. M. or 34 min
utes before sunrise. The children walk to designated
pick-up points. Of the 10 schools opening at 7:00 A. M.,
there are neither street lights nor sidewalks in the imme
diate vicinity of 7 schools. There are street lights but no
sidewalks in the immediate vicinity of one school. There
are 28 elementary schools which open at 10:00 A. M. and
close at 4:30 P. M., two minutes before sundown on De
cember 1. There are 25 schools which open at 9:30 A. M.
— A-70 —
A-71
and close at 4:00' P. M. Many elementary school children
eligible for transportation who attend the schools clos
ing at 4:30 will be returned to their pick-up points about
an hour and 15 minutes after sunset. Many of those at
tending school closing at 4:00 R M. will he returned to
their pick-up points about 45 minutes after sunset. Of
these 53 schools, 16 have neither street lights nor side
walks in the immediate vicinity. 5 have no sidewalks
hut have street lights and 2 have no street lights but have
sidewalks. These children, both walkers and riders, are
placed in a hazardous position when returning home from
school or from the pick-up point.
The average time of a student on a bus transported
across town to school is 45 minutes one way. The longest
period of time required for cross-town transportation is
1 y2 hours each way. 28,000 pupils are transported from
the suburbs to the inter-city or vice versa each day. There
are approximately 400 round trips across town by the 211
buses each day.
In many instances, the bus routes follow the interstate
highway because of the saving of time involved by use of
these highways. The hazards of transportation are in
creased, however, by use of the interstate highway sys
tem. This is because when there is a breakdown on the
interstate, the dangers to the students being transported
are much greater than if the breakdown had occurred off
the interstate highway system. The use of the interstate
highway system is not desirable and the Metropolitan
Public School System would prefer to route its buses some
other way. Because of the lack of buses and the necessity
of compliance, the Metropolitan School System has no
choice but to use the interstate highway system and re
duce the time required for transportation so that buses
can make more trips and haul more students and thus com
ply with the Court’s decree. Of the 211 buses in service,
A-72 —
18 are new. Only 18 additional buses could be acquired for
financial reasons.
The age of the buses used to transport the children is
as follows:
1971 models—18 buses
1970 models—15 ‘ ‘
1969 models—10 “
1968 models—10 ‘ ‘
1967 models—67 ‘ ‘
1966 models—25 ‘ ‘
1965 models—14 ‘ ‘
1964 models—12 “
1963 models— 5 ‘ ‘
1962 models—13 ‘ ‘
1961 models— 5 “
1960 models— 4 ‘ ‘
1959 models— 2 ‘ ‘
1958 models— 8 “
1957 models— 3 ‘ ‘
I have heretofore stated that under the plan, it is neces
sary for the buses to travel approximately 6,000,000 miles
per year. Of this mileage, the 211 large buses travel a little
more than 5,000,000 miles per year or an average of 140
miles per day. The remaining mileage is accounted for by
the small special buses transporting the handicapped and/
or retarded children.
The foregoing transportation plan was approved by the
Board in anticipation of the availability of Federal funds
to purchase additional equipment and defray additional
operating costs. The anticipated funds have not been
forthcoming. Application has been made to the Regional
A-73
Office of Education, Division of Equal Educational Oppor
tunity, Atlanta, Georgia, for assistance. It is not antici
pated that any additional funds will be made available for
the transportation of students in view of the public dec
laration of the President of the United States that no pres
ently authorized funds will be used for this purpose. Esti
mated costs of additional equipment, operation and main
tenance are:
Eighty-seven 84-passenger buses at $16,300. .$1,418,100
Maintenance equipment ............................... 177,000
Operation costs for one y e a r ....................... 700,000
Maintenance facilities and la n d ..................... 1,350,000
Installation of safety loading zones at 42
schools ...................................................... 56,000
Total $3,701,100
The School Board is fiscally dependent in that its budgets
must be approved by the Metropolitan City Council. In
approving the budget of the School Board on June 30,
1971, Council members demanded assurance that no funds
included in the budget -would be used to purchase buses
for the purpose of transporting students to establish a
racial balance. The 1971-72 budget did provide for the
purchase of 18 large buses to replace obsolete equipment to
provide transportation for students to the new compre
hensive McGavoek High School. Notwithstanding the at
titude of the City Council, the School Board is now pre
paring to make application to the Council for additional
funds to acquire additional buses so that the plan adopted
by the Court may be carried out. If funds were made
available for this purpose and orders were placed for
buses today, they could not be manufactured and de
livered to the School Board for use earlier than six
months from the date of the order. Consequently, regard
A-74
less of whether additional funds are or are not obtained
or whether new buses can or cannot be acquired, inade
quate transportation facilities and equipment will con
tinue to require extended scheduling of school openings
and closings and extended distances non-bused children
must walk to and from school. In addition, the School
Board will continue to operate without a reserve fleet of
buses to care for emergency situations. The result is that
there will be serious interruptions of transportation serv
ice during the cold winter months and these interruptions
will constitute a hazard to the health of the students as
well as a safety hazard. Unless unanticipated assistance
is forthcoming promptly, I do not see how the present plan
can continue safely during the winter months.
Dated: October 18, 1971.
/ s1,/ ELBERT D. BROOKS
Director of Schools
Metropolitan County Board
of Education
State of Tennessee
County of Davidson
Elbert D. Brooks, being first duly sworn, states that he
has read the foregoing Report to the Court and that the
statements made therein are true to the best of his knowl
edge, information and belief.
/s / ELBERT BROOKS
Subscribed and sworn to before me this 18th day of
October, 1971.
NINA L. PHELPS
Notary Public
My Commission Expires Feb. 7, 1973.