Memo of Law in Support of Defendants' Motion for Summary Judgment and Supporting Material (Part One) with Certification
Public Court Documents
July 8, 1991

96 pages
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Case Files, Sheff v. O'Neill Hardbacks. Memo of Law in Support of Defendants' Motion for Summary Judgment and Supporting Material (Part One) with Certification, 1991. 6c318d88-a146-f011-8779-7c1e5267c7b6. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/86104ba5-4a06-4da8-820d-9cb51f604dbc/memo-of-law-in-support-of-defendants-motion-for-summary-judgment-and-supporting-material-part-one-with-certification. Accessed July 29, 2025.
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Cv 89-0360977S MILO SHEFF, et al SUPERIOR COURT Plaintiffs J.D. HARTFORD/ NEW BRITAIN AT HARTFORD Vv. WILLIAM A. O'NEILL, et al Defendants July 8, 1991 MEMORANDUM OF LAW IN SUPPORT OF DEFENDANTS' MOTION FOR SUMMARY JUDGMENT AND SUPPORTING MATERIAL (PART ONE) The present Memorandum of Law in Support of Defendants’ Motion for Summary Judgment and Supporting Material is being provided to the court in two parts. Part One contains the defendants' discussion of the case and arguments of law. Part Two contains the affidavits and other material being submitted in support of this summary judgment motion. An Index to Part One and Part Two follows. INDEX PART ONE - MEMORANDUM OF LAW 1. INTRODUCTION. sc 3s sae 0:0 5 sv sistioincnss sv sgasos ssessinsssssasseessting.y 11, UNDISPUTED PACTS. vs inves vsrussesranasnnsvtsonnnogetaneeonsas A. FACT 1: The Defendants And Their Predecessors Have Not, By Affirmative Act, Assigned Or Confined Children To The Hartford Public Schools Based Upon Their Race, National Origin, Socioeconomic Status, Or Other Status Which Might Be Said To Put Children "At Risk" Of Poor Educational Performance...........coe. B. FACT 2: There Is Not Now, And Never Has Been, A Distinct Affirmative Act, Step, Or Plan Which, If Implemented, Would Have sufficiently" Addressed The Conditions About Which The Plaintiffs COMPlAin. «cv. see crrssinsrrmmmesssnvsaivanssnnnssrngssenn C. FACT 3: The General Assembly Has Adopted And The Defendants Have Implemented Legislation To Address The Conditions About Which The Plaintiffs Complain... sees sss rsrasconnsrassnnsn (Discussion of Analyses Found in Attachment to the Brewer Affidavit, Exhibit 4) x. Average Daily Membership (ADM); Conn. Gen. Stat. § 10-261(A)(2) Tr srs sera sinrrvonavansn 2 Special Education, State Supported Percentages; Conn. Gen. Stat. § 10-760. wr vse 3 Transportation, State Supported Percentages; Conn. Gen. Stat. § 10-266m........cc0vevenon..n 4. School Construction, State Supported Percentages; Conn. Gen. Stat. § 10-285a...... 5. Total State Aid Per Pupil.......ccoveeeeee... HT 1g 10. 11. 12. 13. 14. 15; 16. 17. Education Evaluation and Remedial Assistance, Grants for Public Schools; Conn. Gen. Stat. fa kf rR BT PER FE ARENT a (SMI a RPC IPR SA Education Evaluation and Remedial Assistance Grants for Non-Public Schools; Conn. Gen. Stat, '§ 10m a0. cu eninss annie sis smo stn srw vinnie, Bilingual Education Grants; Conn. Gen. Stat. SEE EES rl Pete REE CU ICRI CV NE SHE ~ S Interdistrict Cooperation Grants; Conn. Gen. Stat. § J0-74d., cvs ves cov vs iB sve seein sie Agency Placement Grants; Conn. Gen. Stat. SE Et BEC ERI a a EE Sa ea a Professional Development Grants; Conn. Gen. Stat. § 10-155Ad. vi «+s vv ct cis daisies asians eae Teacher Evaluation Grants; May Spec. Sess. P.A. 86-1, § 15 (repealed)... . cov ssvsssserevs Career Incentive Grants; May Spec. Sess. P.A. 86-1, § 19 (repealed)........ cctv reennnnn Teacher Evaluation Implementation Grants; P.A. 87-2, § 1] (repealed) cc vst vvnvossovansa Combined Professional Development Grants..... Minimum Salary Grants; May Spec. Sess. P.A. 86-1, § 2 (repealed)........ cctv rvrnrronas Salary Aid Grants; May Spec. Sess. P.A. 86-1, § 3 (repealed) ....... iii, I 18. 1g, 20. 21. 22. 23. 24. 25. 26, 27. 28. 29. 30. General Education Aid; May Spec. Sess. P.A. Bb=1, 88 4, 6 (1epoBLIeA) . cui ovis vt vn uoinn init Teacher Pupil Ratio Grants; May Spec. Sess. P.A. 86-1, S$ 5 (repealed)... ... coos ranisesvee Combined Salary Ald -CrantsS..... i. rrsvivvvsias, Education Equalization Grants; Conn. Gen. Stat. §§ 10-262c through 10-262e (repealed) and Conn. Gen. Stat. §§ 10-262f through 0m 202d eine ce ie er se ie ae va aie wee Vocational Education Equipment Grants; Conn. Gen. Stat. § 10-2658 et SQ... vst vivi'sy Education Evaluation and Remedial Assistance/ Project Concern Grant; Conn. Gen. Stat. §§ 10-180(D) (2) 10=260T + vis ov iuininiiiss an vinvivn nis ingeie School Building Project Grants; Conn. Gen. Stat. §§ 10-282 through 10=«292b.., . v0 csvsvnines Telecommunications Incentive Grants; Conn, Gen. Stat. § 10=4N.. usin vince vsives Extended Day Kindergarten Grants; Conn. Gen. SLBL. 10=10Mii vvneies riovmsinines cnn sins vin dininnie sin Summer School Incentive Grants; Conn. Gen. ep le LE ET EB BEN a SNE oh ie CE EIR i Young Parents Program; Conn. Gen. Stat. § 0 Eb I TS NEE TR i MEET Y Se ENG ll Primary Mental Health Grants; Conn. Gen.Stat. § A0=TOU., «oni lene tes mr eA ae ie vee Drop Out Prevention Grants; Conn. Gen. Stat.§ B0=20 2 ft ts ie ir viva th ERA eee 31. Child Nutrition State Matching Grants; Conn. Gen, Stat. § J0=2I8D. v4 tice dives div nnn vvnson 32. Priority School District Grants; Conn. Gen. Stat. §§ 10-266p through 10-260r. ...... ii cvs 33. State School Breakfast Grants; Conn. Gen. | Stat. 18. 10=266W.., . ..c ovo candies vid satin eisai \ III. ARGUMENT: JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS BECAUSE THE STATE HAS NOT ENGAGED IN CONDUCT WHICH VIOLATES | THE CONSTITUTION AND BECAUSE THERE IS NO JUDICIAL REMEDY | AVAILABLE TO THE PLAINTIFFS. «vc cv siee csv vss ssineninninneveissiomens A. JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS BECAUSE THE CONDITIONS ABOUT WHICH THE PLAINTIFFS COMPLAIN ARE NOT THE PRODUCT OF STATE ACTION........... B. JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS BECAUSE THE STATE HAS SATISFIED ANY AFFIRMATIVE OBLIGATION WHICH ARISES OUT OF THE STATE CONSTITUTION.. C. JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS BECAUSE THE QUESTION OF HOW BEST TO ADDRESS THE CONDITIONS ABOUT WHICH THE PLAINTIFFS COMPLAIN IS NOT JUSTICTIABLE ., + «tte 0 tniein nie +n vero msn sins ndioineie ns sino mainie se sie IV. CONCLUSION, of vnisicc vials cov mnin noes sions ois vninwmmnis vases CBRE PIC ATION, ie ca wr iB Fic ini nih s anon vin wie ne win iw PART TWO - SUPPORTING MATERIAL Exhibit 1; Plaintiffs' Amended Responses to Defendants' First Set of Interrogatories, February 19, 1991 (44 DAQGES) . cv vs ins vnnnevssinsio’s vias rns stirs nine sine Exhibit 2; Plaintiffs' Objection to Interrogatories, September 20, 1990 (4 pages).......... Exhibit 3; Affidavit of Gerald N. Tirozzi (2 PAGES ) + vt ctv e ntti tt to tte tt ts tts starts asain Exhibit 4; Affidavit of Robert Brewer (2 pages) with attachment (148 PAGES) ues iver sv vesrrssrevsnminsssy Exhibit 5; Affidavit of Elliot Williams (2 pages) | with four attachments (5, 6, 11 and 22 pages | FEEPECLAVELY Yoo s i avi vee admire Conn n snes es dainiea iin Exhibit 6; Affidavit of G. Donald Ferree, Jr. (2 pages) with two attachments (2 and 9 pages EESPECLAIVEIY J «vase ve ss rv tiaioieis nie an ve sna a wr aes te COTE A EA COE LON oe evs civ as vinnie in sins sine sin miatn a a nie nmin ins -V}]- i | PART ONE - MEMORANDUM OF LAW I. INTRODUCTION | In the present case the plaintiffs complain about the concentration of minority (black and Hispanic), poor, and "at risk" (on AFDC, ‘limited English proficiency, or a single parent family) children in the Hartford public schools, particularly in comparison to the other school districts which plaintiffs have ~~ chosen to include in their configuration of the Hartford : metropolitan area.l/Plaintiffs have succinctly described the constitutional foundation for their complaint in Plaintiffs’ Amended Responses to Defendants' First Set of Interrogatories dated February 19, 1991, Exhibit 1. As plaintiffs have repeatedly maintained it is the present condition of racial | segregation in the region's schools that | violates the Connecticut Constitution as a matter of law, and the harm that flows | from the present condition of racial and economic segregation that in fact {i deprives Hartford area school children | of their right to equality of | educational opportunity. | 1/ Geographically some of the towns which plaintiffs have included in their configuration of the Hartford metropolitan area are more distant from Hartford than other towns which they have excluded. | | .+ PP: 1-2. (Emphasis added). In August of 1989 defendants moved to strike plaintiffs’ complaint. As with any motion to strike, the court was forced to accept the allegations of the plaintiffs' complaint, and only those allegations as true for the purposes of ruling on that motion. Based on the allegations of the complaint, the court found that there was a substantial dispute between the parties which should not be resolved on a motion to strike. For that reason the Court denied the motion. See Memorandum of Decision on the Defendants' Motion to Strike, May 18, 1990. In this motion for summary judgment the defendants seek judgment based upon three undisputed facts which are not among the facts alleged in plaintiffs' complaint. These three facts are listed in the preceding index and discussed separately below. The undisputed truth of these facts has become evident through plaintiffs' discovery responses, especially Plaintiffs' Amended Responses to Defendants' First Set of Interrogatories, Exhibit 1. The limited facts upon which the present motion for summary judgment is predicated allow the court to reach the legal issues which the court found itself unable to resolve on defendants’ motion to strike. While the plaintiffs and the defendants are in disagreement with regard to many of the allegations in plaintiffs' complaint, those disputed facts are not material to the legal issues which need to be resolved in order to rule on this motion for summary judgment. According to P.B. § 384 summary judgment "shall be rendered forthwith if the pleadings, affidavits, and any other proof submitted show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." Here, the simple and undisputed facts are that the conditions about which the plaintiffs are complaining are not! of the state's making, that there is no readily identifiable method for addressing these complex conditions, and that, despite this difficulty, the general assembly has devised and implemented numerous measures designed to meet these problems. 2/ these simple facts compel the conclusion that the defendants are entitled to judgment as a matter of law. 2/ The Supreme Court has said that "[i]n order to oppose successfully a motion for summary judgment, the opposing party must recite facts in accordance with Practice Book § 300 which contradict those offered by the moving party." McCall v. Pataky, 160 Conn. 457, 460, 280 A.2d 146 (1971). This motion for summary judgment is based on plaintiffs' own statements and responses. -3= There is no basis in law for finding that the state has violated the constitution when the state has not caused the conditions about which the plaintiffs complain; concentration of minority, ‘poor and "at risk" children in urban schools in Connecticut is not atuributable t0 any action by the state, but to complex demographic and socioeconomic changes that have taken place over much of the last century. As the Connecticut Supreme Court has repeatedly held, it is the province of the legislative branch of government to decide how best to address such undesirable conditions, even those which might have an impact on education. The courts remain the guardians of the people in that they are responsible for protecting the people from oppressive and unconstitutional government conduct. But that is not the situation which is before the court in the present case. The authority and arguments which follow demonstrate how far the plaintiffs are asking the court to depart from the | traditional role of the judiciary in our system of government. The invitation the plaintiffs present to the court in this case is one which, if accepted, will put the court in the position of having to wrestle with and resolve highly complex social and economic issues which have no easy Or certain answers; it is a role which belongs to the legislature. The court stands at the crossroads in this case. The || problems that lie at the heart of this lawsuit -- poverty, | 'i\ disparate resources, urban flight and decay -- are not limited to the field of education or to the City of Hartford. They are not the products of any identifiable actions by the State that can be halted or remedied by judicial decree. If the State can be held to have violated the constitution not by its actions but by its inability to halt and to reverse massive social and economic '" trends, then the courts will find themselves permanently engaged in social engineering and policy making in an effort to remedy the myriad socioleconomic problems affecting people in this State. The correct path for the court to follow in this case is to affirm its traditional role of protecting the people from . improper conduct by the government -- conduct which is plainly absent in this case. II. UNDISPUTED FACTS There are three basic facts which are undisputed and which provide the factual foundation necessary to address the legal issues presented by this motion for summary judgment. Each fact is set forth below together with a list of the material provided with this motion which substantiates the fact, with a discussion | of that supporting material, and with a brief explanation of the importance of that fact to the legal issues discussed later in this memorandum. A. FACT 1: The Defendants and Their Predecessors Have Not, By Affirmative Act, Assigned or Confined Children to the Hartford Public Schools Based Upon Their Race, National Origin, Socioeconomic Status, Or Other Status Which Might Be Said To Put Children "At Risk" of Poor Educational Performance. Supporting Material: Affidavit of Gerald N. Tirozzi, Exhibit 3; Plaintiffs' Amended Responses to Defendants' First Set of Interrogatories, Exhibit 1, pp. 1-21. The affidavit of State Commissioner of Education Gerald N. | Tirozzi, which accompanies this motion for summary judgment as | Exhibit 3, .attests to the fact that children in Connecticut ‘are assigned to particular school districts in this state solely on the basis of their city or town of residence; not on the basis of, | | | | | | their race, national origin, socioeconomic status, or "at risk" status. The affidavit also attests to the fact that school district lines in the Hartford metropolitan area and the state as a whole have not been materially altered for more than eighty years -- long before the time when the plaintiffs allege that the defendants first had knowledge of the conditions about which the plaintiffs complain. See Complaint, 99 50-66. It is evident from Commissioner Tirozzi's affidavit that no matter how the plaintiffs may wish to construct their legal theory in this case, this is a case where the plaintiffs charge "de facto", not "de jure", segregation. To obtain further confirmation of the "de facto" nature of the plaintiffs' segregation claims, defendants submitted interrogatories to the plaintiffs designed to give them the opportunity to identify "de jure" violations of the state constitution. In defendants' first set of interrogatories, under: the heading "Past Violations-Affirmative Acts", Questions 1-4, Exhibit 1, pp. 1-21, plaintiffs were asked to identify all affirmative acts on the part of the defendants or their predecessors which violated the constitution. Nowhere in their responses to these questions do the plaintiffs allege that the defendants or their predecessors assigned or confined children to the Hartford public schools based upon their race, national origin, socioeconomic status, or "at risk" status. The affirmative acts which the plaintiffs do refer to, do not support a claim that the problems about which the plaintiffs complain are products of "de jure" segregation. Consistent with the plaintiffs' repeatedly reaffirmed position that it is the "present condition of racial segregation in the region's schools that violates the Connecticut Constitution”, Exhibit 1, p. 1, (emphasis added), plaintiffs do not claim that the "affirmative acts" which they identify in response to defendants' interrogatories are unconstitutional nor do they ask that the defendants be enjoined from continuing to engage in | ; : 3/ | those affirmative acts. Commissioner Tirozzi's affidavit and plaintiffs' respcnses to defendants' interrogatories make the truth of the above stated | } | | | 3/ Plaintiffs explicitly concede that the state's actions in the area of housing are not unconstitutional. Exhibit 1, p. 18. Since plaintiffs do not seek to enjoin the state from engaging in: any of the other "affirmative acts" listed in plaintiffs’ response, it must be assumed that these acts are constitutional as well. fact evident. Recognition of the truth of this fact exposes the novelty and weakness of plaintiffs' legal claims and allows the court to rule on those claims short of a lengthy and unproductive trial. B. FACT 2: There Is Not Now, And Never Has Been, A Distinct Affirmative Act, Step, Or Plan Which, If Implemented, Would Have "Sufficiently" Addressed The Conditions About Which The Plaintiffs Complain. Supporting Material: Plaintiffs' Amended Responses to Defendants First Set of Interrogatories, Exhibit 1, pp. 22-33; Plaintiffs’ Objection to Interrogatories, Exhibit 2. In paragraph 70 of the complaint plaintiffs aver that the defendants have failed to take "steps sufficient to eliminate [the] educational inequities” about which the plaintiffs complain. (Emphasis added.) The logical question which this allegation poses for both the defendants and the court is; "What are the sufficient steps which the defendants were obliged to take that they did not take?". Two sections of defendants’ first | | set of interrogatories. were designed to elicit this information | from the plaintiffs. In the second section of defendants' first set of interrogatories, entitled "Past Violations: Omissions”, Questions 5-7, Exhibit 1, pp. 22-32, defendants presented plaintiffs with questions directly addressing plaintiffs' claim that the defendants failed to satisfy some affirmative obligation under the constitution; i.e., an obligation to do something as opposed to an obligation not to do something. Through these questions defendants asked the plaintiffs to identify specifically what it was the defendants were required to do but did not do in response to the "conditions" about which plaintiffs complain. FPlaintifts have effectively declined to answer these questions saying "plaintiffs are not required to specify which methods would have cured the constitutional violation". Exhibit 1, pp. 28-29. Plaintiffs list various proposals and suggestions for addressing the problems which, in one or more respects, were not adopted by the state, but they qualify this portion of their answer by saying; Plaintiffs will not necessarily claim that if implemented, the specific programs and policies offered in such reports and recommendations would have been sufficient to address the constitutional violation. Neither will plaintiffs necessarily claim that any one particular recommendation was required by the State Constitution. Exhibit 1, pp. 23-24. The only conclusion which can be drawn from plaintiffs' answers to defendants' interrogatories is that - there is not now, nor has there ever been, a distinct affirmative act, step or plan which the defendants were constitutionally obliged to take or act on. The third section of defendants’ first set of interrogatories attempts to reach the same issue as the second section but from a slightly different perspective. Rather than ask the plaintiffs to identify the specific steps which the defendants should have taken but did not take, this section, which is entitled "Current or Ongoing Violations", Questions 8-10 Exhibit 1, pp. 32-33 and Exhibit 2, asks the plaintiffs to identify the specific objectives which should have been accomplished or achieved if the defendants had taken the kind of steps which the plaintiffs would deem "sufficient" to address the problems. Since the plaintiffs claim is that the "conditions® which exist in the Hartford metropolitan area violate the constitution, this third section of defendants' interrogatories asks the plaintiffs to identify what the "conditions" should be in order for there not to be a "violation" of the constitution. The logical premise behind this set of questions is that if the current "conditions" violate the constitution they must do so because they differ from what the "conditions" would be if there was no violation of the Constitution. Unfortunately the plaintiffs have refused to respond to these questions and, instead, have objected to them as being somehow improper. See | Exhibit 2. The plaintiffs' refusal to answer the questions in the third, section of defendants' first set of interrogatories and thereby identify the "conditions" as they should exist in order to comport with the constitution, and their failure to respond to the questions in the second section by identifying the specific affirmative steps which the defendants should have taken in order, to change the "conditions" from those which allegedly violate the’ constitution to those which do not, exposes an important fact | which is of critical significance to this case. As stated above, the fact is that there is not now, nor has there ever been, a clear solution to the complex problems faced by our urban schools. and communities, including the problems about which the i i | | | | | ! plaintiffs complain here. i RP Since the essence of the plaintiffs' case is their claim that the defendants have failed to satisfy a clear affirmative obligation imposed upon the state by the constitution, the plaintiffs' inability to identify what it was that the defendants should have done or what it is the defendants should do to satisfy that obligation, is important in at least two respects. The absence of a clear solution to the problems about which the plaintiffs complain is relevant to the question of the existence of a judicially cognizable legal obligation and to the question of the defendants' alleged failure to meet such a legal obligation. Once again the truth of the undisputed fact set .| forth above exposes the plaintiffs' novel legal claims and provides the court with the opportunity to rule on those claims short of a lengthy and unproductive trial. -]13~ | i C. FACT 3: The General Assembly Has Adopted And the Defendants Have Implemented Legislation Designed To Address The Conditions About Which The Plaintiffs Complain. Supporting Material: Title 10 of the Connecticut General Statutes including, but not limited to, §§ 10-140, 10-16m, 10-17g, 10-74b, 10-74c, 10-74d, 10-76d, 10-76g, 10-145a (b), 10-155dd, 10-158a, 10-202f, 10-215b, 10-226a through 10-226g, 10-257b, 10-257c, 10-257f, 10-261{(a}(2), 10-262f through 10-262i,, 10-265a through 10-265d, 10-266j, 10-266m, 10-266p through 10-266r, 10-266w, 10-282 through 10-292b; May Spec. Sess. i PBA. B6-1,.8S8 2, 3, 4, 5, 6, 15,19, 33, 49-52 (repealed); P.A. |i 87-2, § 11 (repealed); Conn. Gen. Stat. §§ 10-262c through © 10-262e (repealed); Affidavit of Robert Brewer with Attachment, 1 Exhibit 4; Affidavit of Elliot Williams with Attachments, Exhibit '. 5; Affidavit of G. Donald Ferree, Jr. with Attachments, Exhibit 6. The present case is not one in which the courts are called upon to protect a minority from oppression by the majority. The people of this state, through the actions of the general assembly, have demonstrated exemplary concerns for the special needs of the children in our urban areas who are largely from minority groups and a commitment to having a society in which ‘people of all races and nationalities are fully welcomed. A public opinion survey conducted at the request of the Governor's Commission on Quality and Integrated Education shows that the general public in Connecticut agrees that "improving the racial | and cultural mix in Connecticut schools would enhance the quality, | of education in the state and have a long-term positive impact on -l4- our multi-ethnic society". Exhibit 6, "Overview of Survey Findings", p. 1. The willingness of the general public to support efforts to obtain these benefits is evidenced by the survey finding that "[a]ny particular plan for improving racial balance will NOT encounter opposition in itself, because balance (or at least a more diverse mix) is seen as good." Id., p. 2. The way in which these public attitudes are reflected in legislation is described in some detail later in this memorandum and on pages 39-46 of defendants' August 21, 1989, Memorandum in | Support of Defendants' Motion to Strike. When the defendants outlined this legislation in their August 21, 1989 Memorandum in Support of Defendants' Motion to Strike, plaintiffs objected, claiming that these points had "no ., place in a motion to strike" and that the defendants had failed to address "the precise impact of these various programs on . Hartford-area school districts." See Plaintiffs Memorandum of Law in Opposition to Respondents' Motion to Strike, dated ., November 19, 1989, at page 31. Whatever merit there may have | been to plaintiffs' objections when these legislative initiatives | were called to the court's attention in support of the defendants' motion to strike, the objections are not valid with #15- | i || | i | } f | R | respect to the present motion for summary judgment. If the impact of these legislative efforts on Hartford-area schools was not evident when the court took up defendants' motion to strike, Exhibits 4 and 5 now make that impact evident. Exhibits 4 and 5 demonstrate that the state has made a conscious and concerted effort to direct state resources to the Hartford public schools because of the special difficulties which that school district faces in comparison to the suburban districts, and that the State has set a firm course toward improved racial, ethnic and cultural diversity in our schools. Exhibit 4 is an affidavit by Robert Brewer, the Bureau Chief for the Bureau of Grants Processing of the State Department of Education. Through this affidavit the court is provided with detailed information and analyses regarding the impact on Hartford and the districts which the plaintiffs have included in their configuration of the Hartford area of the major legislative programs by which the state provides financial assistance to | local school districts. What follows is an explanatory index £0] the 148 page fiscal analysis which is attached to the Brewer affidavit. The page numbers listed with each item heading below refer to the page numbers in the attachment to the Brewer affidavit where the information which is digested can be found. When appropriate, the statutory citation relating to the item of information or grant program analyzed is set out in the item heading as well. The inescapable conclusion which arises from the analysis which is digested in the next 26 pages of this memorandum is that the state has directed more than twice as many state dollars per pupil toward the education of Hartford children than it has toward the education of children being served by the suburban school district. 1. Average Daily Membership (ADM); Conn. Gen. Stat. § 10-261(a) (2); Pages 3-4. The charts on pages 3 and 4 show the Average Daily Membership (ADM) for Hartford, each of the identified suburbs, and the area as a whole for each school year from 1977-1978 4/ through 1989-1990. It is noteworthy that throughout this time period the suburban districts served approximately three times as 4/ The 1989-1990 school year is the last school year for which the data presented in the attachment to the Brewer affidavit is available. 217. | | many children as Hartford. Keeping the three to one ratio in mind is helpful in understanding the significance of some of the comparisons set out in subsequent pages of the attachment. 2 Special Education, State Supported Percentages; Conn. Gen. Stat. § 10-76g; Page 5. Each school district in the State is reimbursed for the cost of providing special education to disabled children in that school district at a rate which is determined by statute. The chart on page 5 shows the rates of reimbursement for Hartford, | the identified suburbs, and a combined suburban rate, for the school years from 1983-1984 through 1989-1990. The chart shows that Hartford's reimbursement rate has consistently been approximately 20 percentage points higher than the reimbursement rate for the combined suburbs. In other words, while the reimbursement rate for the combined suburbs has ranged between 44 and 46 percent, the rate for Hartford has ranged between 64 and 69 percent. 3. Transportation, State Supported Percentages; Conn. Gen. Stat. § 10-266m; Page 6. As in the case of the special education costs, local school districts are reimbursed by the state for a percentage of the ay { | \ | | } { \ cost of transporting their children to school and that percentage is determined by statute. The chart on page 6 shows the reimbursement rate for Hartford, the suburbs, and a combined suburban rate for the years from 1983-1984 through 1989-1990. Again Hartford's reimbursement rate is consistently more than 20 percentage points higher than the reimbursement rate for the combined suburbs. 4. School Construction, State Supported Percentages; Conn. Gen. Stat. § 10-285a; Page 7. The state's share of the cost of a local school building projects, as defined in Conn. Gen. Stat. § 10-282(c), is determined by statute. The rate of state reimbursement for the cost of such projects is obviously a significant consideration | for local officials who are trying to decide whether to undertake such a project. While the chart on page 7 does not indicate how | much state money was spent on school building projects in | Hartford as compared to the suburban districts, it does | | illustrate the state's commitment to provide substantially more | state assistance for school building projects in Hartford than | for similar projects undertaken by the suburban districts. The chart shows that the reimbursement rate for Hartford ranged from «15 75 to 79 percent from 1983-1984 through 1989-1990, while the rate of reimbursement for the combined suburbs ranged from 55 to 57 percent. Further information regarding the actual amount of state money provided to school districts in the Hartford area for school building projects during this same time period is found on pages 100-107 of the attachment to the Brewer affidavit. Also see Item 24, infra. 5. Total State Aid Per Pupil; Pages 8-14. On pages 8 though 14 of the attachment to the Brewer affidavit the court will find a year by year analysis of the total state aid provided to the school districts in the Hartford area from 1983-1984 through 1989-1990. Only two forms of state assistance to local school districts are omitted from the figures set forth in those charts. They are school building project money and adult education money. School building project money is excluded because of the possibility that wide variations in the amount of money received by particular school districts in any one year period could limit the reliability of comparisons among districts. Adult education money is excluded on the assumption that these monies are of no benefit to the elementary ~20= and secondary school students who are the focus of this litigation. Special Act and Appropriations Act grants to the districts are included in the figures listed for total state aid although those grants are not specifically analyzed elsewhere in: 5¢ the Brewer affidavit. The total state aid is reflected on pages 8 through 14 in three ways: (1) actual dollars, (2) dollars per pupil, and (3) as a percentage of the overall budget of the particular school district. Comparing the total state aid per pupil for Hartford with the total state aid per pupil for the combined suburbs shows; ‘| that Hartford has received between 2.3 and 2.8 times as much state aid per pupil as the combined suburbs for the school years 1983-1984 .through 1989-1990. A comparison of state aid as a percentage of Hartford's overall school district budget with state aid as a percentage of the overall school budgets for the combined suburbs also confirms that the state's contribution | toward the total cost of educating the children in Hartford has i | | 5/ This explains the discrepancy between the sum of the grants which are analyzed in the attachment to the Brewer affidavit and the total state aid reported here. -21- | consistently been more than twice the state's contribution toward the cost of educating children in the combined suburbs. 6. Education Evaluation and Remedial Assistance Grants for Public Schools (EERA, Public); Conn. Gen. Stat. § 10-140; Pages 15-21. Through the EERA program the state provides grant assistance to help school districts improve the educational perfcrmance of children in the district who are deficient in basic skills. | i Pages 15-21 show, for each school year from 1983-1984 through | i 1989-1990, the gross amount of EERA funds awarded to each | 6/ what this represents in dollars ! district in the Hartford area, per pupil, and the percentage of total EERA money shared with each district in the Hartford area. } | | | The figures show that Hartford has received between six (6) | v. 4 0 and nine (9) times as many EERA dollars per pupil as the combined suburbs. They also show that Hartford has received between 68 and 78 percent of the EERA money distributed in the region | | } i } | | | j 6/ These figures do not include the 9 percent set aside called | for by Conn. Gen. Stat. § 10-140(b)(2) or the EERA money which is used to serve students in non-public schools. See Items 7 and 23, “infra. | -22= | despite the fact that it serves a significantly smaller student population than the combined suburbs. See Item 1, supra. 7. Education Evaluation and Remedial Assistance Grants for Non-Public Schools (EERA, Non-public); Conn. Gen. Stat. § 10-140; Pages 22-28. EERA grant money to serve children in non-public schools is set out separately because the present case focuses only on the i{ rights of public school children. It is, however, notable that i} Hartford receives significantly more money to serve the special needs of its non-public school students than the suburban districts. 8. Bilingual Education Grants; Conn. Gen. Stat. § 10-17g; Pages 29-35. The information provided regarding the state's bilingual education grant program shows that, except for the 1983-1984 school year, Hartford has been the only school district in the | area to receive grant money under this program. | Pv 29, Interdistrict Cooperation Grants; Conn. Gen. Stat. § i 10-74d; Pages 36-39. = In 1985 the General Assembly adopted legislation establishing an interdistrict cooperative grant program. These grants are designed to link school districts in a way which 223 | | ] } 1 { { | | \ i allows children of different racial, ethnic, and socioeconomic backgrounds to interrelate. The information on pages 36-39 shows that the school districts in the Hartford area began participating in this grant program during the 1988-89 school year, with Hartford and Newington being the first grant recipients. The data for the 1989-90 school year shows a significantly deepening interest in these interdistrict cooperation grants, with six districts in the Hartford area receiving grant money and a six-fold increase in the amount of money spent on these programs in that year. Further information regarding this grant program accompanies the Williams Affidavit, Exhibit 5. 10. Agency Placement Grants; Conn. Gen. Stat. § 10-76d(e); Pages 40-45. There are a number of situations in which agencies of the state, other than school districts, place children in various kinds of facilities including treatment facilities, group homes, and foster homes. Often these facilities are not located in the school district where the child would otherwise be attending school but that district continues to be responsible for the child's education. If the cost of educating a child placed by a 3d ) state agency in a facility outside the district in which the child would normally be receiving an education is more than two and a half times the average per pupil cost of educating children | in that district for the previous fiscal year, the district is entitled to be reimbursed by the state for that excess cost. Because this grant program is dependent on so many variables 1 including the number of students from the district placed outside | the district, the cost of the educational programs being provided, to those students at the site of the placement, and the school | district's average per pupil cost for the preceding year, it is £ difficult to draw any meaningful comparisons between Hartford and '" the suburban districts with regard to the monies received under this grant program. For this reason the amount of state money distributed in the Hartford region under this grant program is set forth on pages 40-45 for informational purposes only. 11. Professional Development Grants; Conn. Gen. Stat. § | 10-155dd; Pages 46-49. | ! Beginning with the 1986-1987 school year the state has . awarded grants to local school districts for professional development activities. The charts on pages 46-49 show that Hartford has received approximately fifty percent more —D8. | Professional Development Grant money per pupil than the combined suburbs each year the grants have been offered. 12. Teacher Evaluation Grants; May Spec. Sess. P.A. 86-1, § 15 (repealed); Pages 50-51. As part of the Education Enhancement Act which was adopted by the State in 1986, the legislature set up a grant program to assist local school districts in the development of local teacher evaluation plans. These grants were distributed over a two year period. School districts that received Grails to set up a local teacher evaluation plan during the 1987-1988 school year did not receive a grant during the 1988-1989 school year and vice-versa. By combining the grants which were received by the districts in the Hartford area during this two year period and by making the justified assumption that the number of students being served by | the districts did not vary significantly during this two (2) year) period (see pages 3-4 of the attachment to the Brewer affidavit), it can be reasonably deduced that Hartford received better than one and one half times as much grant money per pupil under this program as the combined suburbs. 13. Career Incentive Grants; May Spec. Sess. P.A. 86-1, § 19 (repealed); Pages 52-53. Along with the Teacher Evaluation Grant program described above, the Education Enhancement Act also established a grant program to encourage school districts to develop local career incentive plans for teachers. Again, the grant program spanned the 1987-1988 and 1988-1989 school years, with those districts who received grant money in 1987-1988 receiving none in 1988-1989 and vice versa. By combining the grants which were received by the districts in the Hartford area during that two year period and by making the justified assumption that the number of ¥ students being served by the districts did not vary significantly during this two (2) year period (see pages 3-4 of the attachment to the Brewer affidavit), it can be reasonably concluded that Hartford received approximately two and a half times as much | grant money per pupil as the combined suburbs under this grant program. t 14. Teacher Evaluation Implementation Grant; P.A. 87-2, § 11 | , (repealed); Page 54. | During the 1988-1989 school year the state offered a grant | to school districts to assist in the implementation, assessment and improvement of teacher evaluation programs required pursuant to Conn. Gen. Stat. § 10-151b. Hartford received more than four 37. (4) times as much grant money per pupil as the combined suburbs under this grant program. 15. Combined Professional Development Grants; Items 11-14 above; Pages 55-57. On pages 55-57 the grant programs for professional . development described in items 11 through 14 above are combined to give a complete picture of the state's direct contribution to | professional ddvel opment activities in the Hartford area as part of the initiative that lasted from 1986-1987 through 1988-1989. These pages show that, Hartford received 1.6 times as much money per pupil as the combined suburbs in 1986-1987, 2.3 times as much money in 1987-1988, and.2.4 times as much money in 1988-1989. 16. Minimum Salary Grants; May Spec. Sess. P.A 86.1, §2 (repealed); Pages 58-61. | In addition to grants which encouraged various forms of professional development, the Education Enhancement Act also contained grants designed to encourage the best and the brightest people to join and remain in the teaching profession. These grants did a great deal to improve the salaries of teachers. One of the first means which the legislature chose to improve teacher salaries was to provide districts which adjusted | 2B | | | their minimum salary to a specified level with a grant to fund the attendant cost. Of course the amount which each district received was dependent on the number of people on the payroll who were being paid below the specified minimum salary and the | difference between their salaries and the minimum. For this reason the grant per pupil under this grant program for each of : the school districts in the Hartford area varied widely. '! Overall, Hartford received approximately as much money per pupil Hy under this grant program as the combined suburbs during the three year period in which this grant program was in effect. 17. Salary Aid Grant; May Spec. Sess. P.A. 86-1, § 3 (repealed); Pages 61-63. In addition to providing school districts with grant money to assist them in establishing a standard minimum salary for teachers, the Education Enhancement Act also provided grant money to allow the districts to increase the salaries of experienced teachers who were already being paid more than the minimum salary. In 1986-1987 Hartford received 1.73 times as much salary aid grant money per pupil as the combined suburbs. In 1587-1988 i Hartford received 1.64 times as much. In 1988-1989 Hartford received 1.66 times as much. ee Lye 18. General Education Aid; May Spec. Sess. P.A. 86-1, §§ 4, 6 (repealed); Pages 64-66. The Education Enhancement Act also included a general education aid grant to cities and towns participating in the other grant programs offered by the Act. No restrictions were placed on how this money could be used. For the 1986-1987 school year Hartford received a general education aid grant under both section 4 and section 6 of the Education Enhancement Act. The net result is that Hartford received 4.7 times more general education aid money per pupil than the combined suburbs. In 1987-1988 and 1988-1989 Hartford received an amount per pupil which was just slightly higher than that received by the combined suburbs. 19. Teacher Pupil Ratio Grants; May Spec. Sess. § 86-1, § 5, (repealed); Pages 67-69. : The Education Enhancement Act also provided grant funds to particular school districts which the legislature decided were in need of assistance in improving the teacher/pupil ratio. Hartford was identified as one of the districts in need of such assistance. None of the suburban districts were included on the list of districts eligible for this grant money. During the three year period beginning in 1986-1987, Hartford received six } million dollars to fund up to 240 new staff positions. Again, the suburban districts received nothing under this program. 20. Combined Salary Aid; Items 16-19 above; Pages 70-72. On pages 70-72 the net effect of the Education Enhancement Act grants focused on improving teacher salaries, providing general education aid, and improving teacher/student ratios is summarized. During the 1986-1987 school year Hartford received 3.73 times as much aid per pupil as the combined suburbs. During the 1987-1988 school year Hartford received 1.84 times as much. During the 1988-1989 school year Hartford received 1.88 times as | much. 21. Education Equalization Grants; Conn. Gen. Stat. §§ 10-262c through 10-262e (repealed) and Conn. Gen. Stat. §§ 10-262f through 10-262i; Pages 73-79. The state's education equalization grants are, by far, the most significant way in which state aid is distributed to local school districts. This is the largest state grant program in | terms of the dollars distributed to local school districts, with the money provided under this grant program going to support the overall activities of the local school districts. =31= The first education equalization grant program in Connecticut was adopted in response to the decision of the Supreme Court in Horton v. Meskill, 172 Conn. 615, 376 A.2d 359 (1977) (Horton I). The formula which was developed by the general assembly to distribute this state aid was called the Guaranteed Tax Base formula or GTB. Prior to the adoption of this method of providing general state assistance to local school districts, state dollars were distributed on a flat per pupil basis; i.e., every district received the same number of dollars per pupil. The GTB was in place through the 1988-1989 school year. With the close of the special grant programs which were part of the Education Enhancement Act, the general assembly developed a new education equalization grant program. This new formula was designed to continue the development that had been spawned by the Education Enhancement Act and to maintain the principles which 7/ were the foundation of the GTB. ‘The new formula is called the Education Cost Sharing formula or ECS. The 1989-1990 school year 7/ By then the constitutionality of the bulk of the GTB had been confirmed by the State Supreme Court. Horton v. Meskill, 195 Conn 24, 486 A.2d:1099 (1985) (Horton 111). 32a | | | [ | i | | | | | | | | | ! : | | was the first year in which school districts received money under the ECS. A comparison of the grant per pupil for Hartford and the grant per pupil for the combined suburbs under the state's education equalization grant programs from 1983-1984 through 1989-1990 shows the following: 1983-1984; Hartford received 3.05 times as much grant money per pupil as the combined suburbs. 1984-1985; Hartford received 2.82 times as much grant money per pupil as the combined suburbs. 1985-1986; Hartford received 2.31 times as much grant money per pupil as the combined suburbs. | | | 1986-1987; Hartford received 2.04 times as much grant money per pupil as the combined suburbs, &/ 8/ One of the components of the GTB formula which affected the amount of GTB money which a school district received was a measurement of the degree to which the town supporting that district maintained or failed to maintain its own tax effort in support of education. In effect, districts were rewarded and, to’ some degree, punished for increases and decreases in their tax | effort with increases or decreases in their GTB grant money in a | subsequent grant year. This caused fluctuations in the amount of : GTB money which a district was entitled to receive. The tax effort component is not part of the ECS formula, so fluctuations | like those seen during the GTB years are not as likely to occur. 3d 1987-1988; Hartford received 2.74 times as much grant money per pupil as the combined suburbs. 1988-1989; Hartford received 2.56 times as much grant money per pupil as the combined suburbs. 1989-1990; Hartford received 2.48 times as much grant money per pupil as the combined suburbs. 22. Vocational Education Equipment Grants; Conn. Gen. Stat. § '' 10-265a et. seq.; Pages 80-92. The state offers a fairly limited vocational education equipment grant program through which districts can apply for grants to purchase vocational equipment. Grants received by the Hartford area schools under this program since 1983-1984 are set out on pages 80-92. Since the receipt of this grant money is dependent on whether the school district chooses to apply for a grant in the year in question, the quality of the grant application, and other factors which are beyond scope of the material contained in the Brewer affidavit, it is difficult to draw any meaningful comparisons between Hartford and the suburbs | |; with regard to this grant program. The data provided on these pages is offered only for informational purposes. 34. 23. Education Evaluation and Remedial Assistance - Project Concern Grant; Conn. Gen. Stat. §§ 10-14o0(b)(2), 10-266j; Pages 93-99. Nine per cent of the money appropriated by the general assembly for the Education Evaluation and Remedial Assistance (EERA) grant program is, by law, set aside to support intercommunity programs authorized by Conn. Gen. Stat. § 10-2667. Project Concern, which is a program by which Hartford children are provided with transportation that allows them to attend school in participating suburban school districts, is supported 1 by this grant money. The charts on pages 93-99 set forth the amount of money which Hartford has received under EERA 9/ © specifically to support Project Concern. The suburban districts! received no money under this part of the EERA grant program. 24. School Building Project Grants; Conn. Gen. Stat. §§ 10-282 | through 10-292b; Pages 100-107. Hi The best way to assess the state's commitment to supporting particular school districts in their endeavors to provide adequate school facilities for their students is to consider the state's willingness to support projects which the local officials 9/ This EERA money is provided to Hartford in addition to the regular EERA money listed on pages 15-28 of the attachment to the Brewer affidavit. 35% may have seen fit to propose. Thus the percent of the cost of proposed building projects which the state has been willing to bear, as set forth on page 7 of the attachment to the Brewer affidavit (see Item 2, supra), is a better barometer of the state's commitment to the Hartford schools than the figures which appear on pages 100-107. Comparing the amount of school building project money received by the school districts in the Hartford area during any one year period or even comparing the amount received over a seven year period, as is done on page 107 of the attachment to the Brewer affidavit, can be misleading. Such comparisons can be misleading because sporadic large scale building projects can distort the figures in any given time period and variations over time in the cost of projects which are otherwise identical make longer longitudinal comparisons unreliable due to inflation and other market conditions. A good example of how sporadic large scale building projects can affect the reliability of comparisons, of this type can be found on pages 100-107. Rocky Hill stands out in the tables on those pages as receiving dramatically more dollars per pupil than any other district in the area. This is because Rocky Hill was, during the time period covered by the ~36= charts set out on these pages, involved in a major building construction project. The size of this project in relation to its relatively small student population exaggerates the significance of Rocky Hill's grant per pupil figures. In any event, it appears from the chart on page 107 that, if any comparison at all can be drawn based upon the information on pages 100-106, that comparison would cause one to surmise that Hartford received slightly more state school building project dollars per pupil than the combined suburbs over the seven year period from 1983-1984 through 1989-1990. Furthermore, it appears that Hartford's share of the state school building dollars which were distributed in the Hartford area during this seven year period roughly reflects Hartford's proportion of the student population of the area as a whole. (See pg. 3-4 of the attachment to the Brewer affidavit.) 25. Telecommunications Incentive Grants; Conn. Gen. Stat. § 10-4h; Pages 108-111 The figures regarding this small grant program speak for themselves and do not lend themselves to any significant comparisons between Hartford and the suburbs. -37- 26. Extended Day Kindergarten Grants; Conn. Gen. Stat. § 10-16m; Pages 112-114 Since the 1987-1988 school year, the state has offered a grant program to promote the establishment, expansion and evaluation of extended day kindergartens. This is a competitive grant program. Two of the factors to be considered in awarding | these competitive grants are "the relative educational need cf the school district" and "the relative wealth of the school district.” Conn. Gen. Stat. § 10-16m(b). Hartford is the only district in the area which has received a grant under this program in each of the three years in which grants have been available, and Hartford has received between 49 and 61 percent of the total state money distributed in the area under this grant | program. On a per pupil basis, Hartford received between 2.6 anc 4 times as much money under this program as the combined suburbs. | | 27. Summer School Incentive Grants; Conn. Gen. Stat. § 10-74b; Pages 115-119. | Since the 1985-1986 school year the state has offered a grant program to support the expansion of summer school programs | for children who are in need of remedial instruction. This is a competitive grant program. Two of the factors to be considered by the State Department of Education when deciding which school -38=- | | | | | f | | | | | districts will receive grants under this program are "the demonstrated need for the program in the school district" and "the relative wealth of the school district". Conn. Gen. Stat. § 10-74b(b). Again, Hartford is the only district in the area which has received a grant under this program during each year in which the program has been in place. Hartford's share of the total monies distributed in the area under this grant program has ranged from 53 to 100 percent. Hartford alone received grant money under this program during the 1985-1986 school year. Thereafter Hartford received between three and four times as many dollars per pupil as the combined suburbs. 28. Young Parents Program; Conn. Gen. Stat. § 10-74c; Pages 120-124. The state has adopted a grant program specifically designed to assist in the establishment and maintenance of education programs with day care components for students who are parents. Hartford has received grant money under this program every year since 1985-1986. Except for 1986-1987 and 1989-1990, Hartford was the only district in the area which received a grant under this grant program. In 1986-1987 Hartford was joined by Canton =39. | | | and in 1989-1990 Hartford was joined by Vernon. No other districts in the area received money under this grant program. 29. Primary Mental Health Grants; Conn. Gen. Stat. § 10-76u; Pages 125-128. Between 1986-1987 and 1989-1990 only $21,000 in School Based Primary Mental Health grant money was distributed in the Hartford area. South Windsor received all of this money. 30. Drop Out Prevention Grants; Conn. Gen. Stat. § 10-202f; Pages 129-131. Following up on an initiative which was part of the Education Enhancement Act (May Spec. Sess. P.A. 86-1, §§ 49-52), the legislature created a grant program, beginning with the 1987-1988 school year, which was designed to assist in the reduction of the drop out rate in those districts having the greatest problems in this area. Hartford and East Hartford were the only districts in the Hartford area to receive granis under this program in 1987-1988, with Hartford receiving almost 79 percent of the grant money distributed in the area. Hartford, East Hartford, and Vernon received grants under the program in 1988-1989, with Hartford receiving almost 77 percent of the grant; money distributed in the area. -40- In 1989-1990 the drop out prevention grant program was consolidated with the Priority School District Grant Program. See Item 32 infra, pages 139-144 of the attachment to the Brewer affidavit, and Conn. Gen. Stat. § 10-266qgq (9g). i 31. Child Nutrition State Matching Grant; Conn. Gen. Stat. § © 10-215b; Pages 132-138. £ The state participates in federal feeding programs for | school children. State matching money is provided to support these programs under Conn. Gen. Stat. § 10-215b. During the 1 years from 1983-1984 through 1989-1990 the state provided between | 1.45 and 1.86 times as many state matching dollars per pupil to | Hartford as it did to the combined suburbs. Hartford received between 35 and 40 per cent of the state matching money which went into the area as a whole. See Item 33, infra and pages 145-148 of the attachment to the Brewer Affidavit for statistics regarding the state's own school breakfast program. 32. Priority School District Grants; Conn. Gen. Stats. §§ | 10-266p through 10-266r; Pages 139-144. Beginning with the 1984-1985 school year the state embarked upon a significant and innovative grant program specifically designed to assist not less than ten nor more than twenty five of | | | | 4 15 the school districts "with the greatest demonstrated academic need to improve student achievement and enhance educational opportunity". Hartford has always been designated as one of the districts to receive grant money under this program. Hartford was the only district in the area to receive a grant under this program in 1984-1985, 1985-1986, and 1986-1987. Hartford was joined by Bloomfield in 1987-1988 and by both Bloomfield and East Hartford in 1988-1989 and 1989-1990. Hartford's grant money under this program increased by 6 per cent in 1985-1986, 6.7 percent in 1986-1987, and 5 percent in 1987-1988. Hartford's 1988-1989 grant was less than 1 percent smaller than its 1987-1988 grant, but its grant for 1989-1990 was 19 percent higher than its 1988-1989 grant. Of course, Hartford's grant per pupil under this program has always been dramatically higher than the grant per pupil for the combined suburbs. 33. State School Breakfast Grants; Conn. Gen. Stat. § 10-266w; Pages 145-148. As a supplement to the federal school nutrition programs, the state has instituted its own grant program to assist districts in providing children who are in need with an adequate breakfast. The program is designed to assist school districts 43. } i | } i ) | | which have schools defined as ngevere need schools" under the laws relating to federal school nutrition programs. The state's school breakfast program has its origins in the Education Enhancement Act, May Spec. Sess. P.A. 86-1, § 33. Only Hartford and Manchester received grant money under this program in 1986-1987. In 1987-1988, 1988-19893, and 1989-1990 Hartford and I I Manchester were joined by East Hartford. No other districts in i the area have received money under this program. Hartford's | grant money has increased steadily each year. Not surprisingly "the grant per pupil for Hartford stands far, far higher than the grant per pupil for the combined suburbs. It should pe evident from the financial data incorporated into the Brewer affidavit that the legislature has taken significant steps to provide Hartford with considerably more i state resources than the suburbs in an effort to assist Hartford in addressing the special needs of its student population. The general assembly's commitment to the goal of promoting racial, ethnic and cultural diversity is equally evident. The legislature has acted on this commitment in at least three different ways. First, the general assembly has taken steps to improve the understanding among educators of the importance of diversity in our schools and to our society. It has directed that candidates for teacher preparation programs be encouraged to complete a program on intergroup relations designed by leading state agencies. The goals of this intergroup program are to foster an appreciation of the contribution of various ethnic, cultural and economic groups to our society, to counteract biases, discrimination and prejudices, and to promote respect for diversity and human rights. Conn. Gen. Stat. §§ 10-145a(b). The! state board of education is required to dedicate staff to this effort. Conn. Gen. Stat. § 10-226f. The general assembly has also encouraged the development of similar programs at the school | district level to help existing teaching staff understand the importance of incorporating these principles into the day to day work that goes on in our schools. Conn. Gen. Stat. § 10-2264. The second way in which the general assembly has taken the initiative to promote diversity in our schools is to establish a regulatory mechanism by which local school districts are prohibited from operating their schools in a way which interferes with the goal of having a racially and ethnically diverse student body in every school in the system. The legislature, in conjunction with the executive branch, has taken direct action tof eliminate conditions of racial and ethnic isolation within our school districts, regardless of whether the conditions are Lhe product of "de jure" or "de facto" segregation. This has been done through the adoption and implementation of the laws and regulations relating to intra-district racial balance. Conn. Gen. Stat. §§ 10-226a through 10-226e, Conn. State Agency Reg., Education, §§ 10-226e-1 et. seq. No state in the country has gone as far as Connecticut in outlawing schools which are racially imbalanced in comparison to the district as a whole. Thirdly the legislature has taken steps to promote diversity; ! | in our schools by encouraging cooperation between school districts with diverse student populations. The affidavit of Elliot Williams, which is found as Exhibit 5, identifies and briefly describes the various interdistrict programs throughout the state which local school districts have voluntarily embarked on with state financial assistance, Conn. Gen. Stat. § 10-74d, to -45- bridge school district lines and to promote the mix of students from different backgrounds which, according to the public opinion survey conducted for the Governor's Commission on Quality and Integrated Education, the general public sees as a means of enhancing the quality of education and promoting long-term | | positive benefit for our society. ¢ | ) | These and the other legislative efforts described in the preceding pages make evident the truth of the third fact upon which this motion for summary judgment is grounded. The general assembly has adopted and the defendants have implemented legislation designed to address the conditions about which the plaintiffs complain. The legal question which this poses in the context of plaintiffs' suit is how far can and should the court go in reviewing what the legislature has done and in determining | whether what has been done is, in the court's opinion, appropriate. Does the court have the authority to direct the } general assembly to adopt new or different approaches to the problems or is the means of addressing these problems left up to | the general assembly? The third undisputed fact upon which this motion for summary judgment is based exposes these critical legal question regarding the court's authority and allows the court the -36- | | | | opportunity to address these issues short of a lengthy and unproductive trial. III. ARGUMENT: JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS BECAUSE THE STATE HAS NOT ENGAGED IN CONDUCT WHICH VIOLATES THE CONSTITUTION AND BECAUSE THERE IS NO JUDICIAL REMEDY AVAILABLE TO THE PLAINTIFFS A. JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS BECAUSE THE CONDITIONS ABOUT WHICH THE PLAINTIFFS COMPLAIN ARE NOT THE PRODUCT OF STATE ACTION Plaintiffs' complain about the consequences of the concentration of minority, poor and "at risk" children in the Hartford public schools. It is, however, undisputed that the state has not assigned or confined children to the Hartford public schools, or any other school system in the state, on the | basis of race, national origin, socioeconomic status, or other | status which might be said to put a child "at risk." See Fact 1 supra. Thus the conditions about which the plaintiffs complain 1} are not the products of state action. The question this fact | raises is whether plaintiffs can establish that the constitution has been violated despite the absence of state action. | Plaintiffs' claims in this matter are grounded on three provisions of our State Constitution, Article I, § 1107 and 11/ Article 1,.§ 20, which are the state's equal protection provisions, and Article VIII, § 1, which establishes education as 12/ rhe courts have never before held that a fundamental right. these constitutional provisions could be violated without state action. Thus the plaintiffs' claims under these provisions stand without precedent. As a matter of fact, the precedent which does exist shows that the Supreme Court has not wavered from the position that the equal protection provisions and the education clause of our state constitution can only be violated by state action. 10/ ~All men when they form a social compact, are equal in rights; and no man or set of men are entitled to exclusive public emoluments or privileges from the community." Conn. Const. Art. 1, §1. 11/ No person shall be denied the equal protection of the law nor be subjected to segregation or discrimination in the exercise. or enjoyment of his civil or political rights because of | religion, race, color, ancestry or national origin. Conn. Const. Art. 1,'§ 20. 12/ There shall always be free public elementary and secondary | schools in the state. The general assembly shall implement this | principle by appropriate legislation." Conn. Const. Art. VIII, § 1. | | | -45- i i { { ' i ) ' | { } With regard to the equal protection provisions, in Keogh v. City of Bridgeport, 187 Conn. 53, 66, 444 A.2d 225 (1982) the Supreme Court noted that "[t]he equal protection provisions of the federal and state constitutions have the same meaning and limitations." (Emphasis added.) Also see Zapata v. Burns, 207 Conn. 496, 504, 542 A.2d 700 (1988). Among these limitations is the requirement that there be state action before a violation of these provisions of the constitution can be found. Even after considering the difference in language between the federal equal protection provision and the equal protection provision of Article I, § 20, our state Supreme Court has affirmed the principle that state action is necessary to establish a violation: of this section of the state constitution. Although the guarantee of equal protection in § 20 of the Connecticut Declaration of Rights is stated in absolute terms..., unlike its federal counterpart, § 1 of the fourteenth amendment, which is expressly directed against state action only, this court has concluded that both these provisions "are designed as a safeguard against acts of the state...”. Cologne v. Westfarms Associates, 192 Conn. 48, £3,469 A.2d4 120 (1984). The Supreme Court's recent decision in Savage v. Aronson, 214 Conn. 256, 571 A.2d 696 (1990) established that direct and harmful state action is necessary to support claims under the education provision in Article VIII, § 1, as well as claims under the equal protection provisions of the state constitution. 1In Savage the Court rejected claims under Article VIII, § 1 which are strikingly similar to the claims being made by the plaintiffs in the present case. In Savage the Commissioner of the Department of Income Maintenance (DIM) reduced the period of eligibility for emergency! housing for families on AFDC from 180 to 100 days. The court concluded that, as a direct result of this action, children in families affected by the change were likely to suffer hardship and disruption in their education because of the need to relocate and change schools. Despite this finding the court rejected the | plaintiffs’ claims. The undoubted hardship imposed upon the children of these plaintiffs | from the lack of affordable housing near the schools where they now are being educated cannot be disputed. It results, however, from the difficult financial circumstances they face, not from anything the state has done to deprive them of 3 -50~ the right to equal educational opportunity. Jd., 214 Conn. at 287. The court rejected the plaintiffs’ claim that the children were being denied substantive due process under the state constitution because of the effect on their education: : The financial circumstances of these & plaintiffs, which are the root cause of 3 their inability to obtain "permanent" ¥ homes, have not been produced by any state action, an essential requirement for invocation of the due process clause of both our federal and state constitutions. i 1d., 214: Conn. at 284, Plaintiffs' claim in this case, that conditions which are not the product of state action have resulted in a violation of the state constitution, is virtually indistinguishable from the | claim which was rejected by the Supreme Court in Savage. If there is any difference between the claim made by the plaintiffs in Savage and the claim made here, it is that the plaintiffs in | Savage had a colorable claim of direct and unlawful state action, | j.e., the reduction of the period of eligibility for emergency housing, whereas the plaintiffs here cannot point to any similar state action. 5 1~ | t f ! | } i | The state constitution does not provide a shield against private discriminatory conduct no matter how abhorrent or wrongful. Lockwood v. Killian, 172 Conn. 496, 501, 375 A.2d 998 (1977) after remand 179 Conn. 62, 425 A.2d 909 (1977). And conditions which would, if created by the government, violate the constitution, do not violate the constitution if they are created by private parties. Cologne v. Westfarms Associates, supra. It is evident that the concern which led to the adoption of our Connecticut Declaration of Rights, as well as the bill of rights in our federal constitution, was protection of individual liberties against infringement by government. [Citations omitted.] There is nothing in the history of these documents to suggest that they were intended to guard against private interference with such rights. 1d., 192 Conn. at 60-61. In the same way that private conduct cannot be used as a basis for supporting a claim that the constitution has been violated, other obstacles to the enjoyment of rights, including the right to education, which obstacles are not of governmental making cannot be the basis for finding that the constitution has been violated. The government may not place unjustifiable obstacles in the path of enjoyment of a right, but i he | | i | it need not, under the constitution, remove obstacles not of its creation including the obstacle of poverty. Savage v. Aronson, supra; accord Harris v, McRae, 448 U.S, 297, 316, 100 S.Ct. 2671, 65 L.Ed.2d 784 (1980). To establish that the necessary state action is present it is not enough for a plaintiff to point to an act of the state somewhere in the chain of circumstances leading up to the plaintiff's predicament. To support a violation of the | | constitution there must be a sufficient causal connection between! | | the state action and the obstacle which stands in the way cf the | | enjoyment of the right. As the U.S. Supreme Court aptly noted in. Martinez v. California, 444 U.S5. 277, 100 5.Ct. 553, 62 L.Ed4.2d 481 (1980); A legislative decision that has an incremental impact on the probability that death will result in any given situation - such as setting the speed limit at 55-miles-per-hour instead of 45 - cannot be characterized as state action depriving a person of life just because it may set in motion a chain of events that ultimately leads to the random death of an innocent bystander. 53. Id., 444 U.S. at 281. Government must directly cause the conditions about which the plaintiffs complain before these conditions can be considered a product of state action. This point is of special importance here because of the way in which the plaintiffs attempt to sculpt a violation of the state constitution. Plaintiffs attempt to do so by attributing ii the conditions about which they complain to the existence of coterminous municipal and school district boundaries in the Hartford area. However, it is clear from the fact that these boundary lines were established long before the concentration of minority, poor, and "at risk" children in the Hartford schools occurred or was even foreseeable (see Exhibit 3, 9 4) and that | there is no causal connection between the setting of these lines and the conditions about which the plaintiffs complain. Like the legislation creating the boundary lines in the Detroit area in issue in Milliken v. Bradley, 414 U.S, 717, 748, 94 S8.Ct. 3112, 41 L.Ed.2d 1069 (1974), the boundaries in the Hartford area are | the product of neutral legislation and cannot be the basis for finding that there has been offensive state action. Simply stated, state "inaction", e.g., the failure to redraw district lines established by neutral legislation, cannot be deemed "state action” .13/ The plaintiffs have insisted that there is sufficient "state action" upon which to find that the constitution has been violated in this case. See Exhibit 1, p. 1-21.: In doing so plaintiffs appear to be urging the court to dispense with the need to find any kind of connection between action of the state and the concentration of minority, poor and "at risk" children in, | ‘i Hartford. Instead the plaintiffs are urging the court to find sufficient state action in the fact that the state has, as it must, acted in the area of education at all. See Exhibit 1. 13/ Even governmental decisions to withdraw from activities which might have promoted the enjoyment of important rights have been held not to violate the constitution. See Savage v. Aronson, supra (continuing to allow up to 180 days of emergency shelter may have ameliorated the harm to the education of children, but the court refused to find the proposed reduction i unconstitutional); Milliken v. Bradley, 418 U.S. at 750 (court | found no justification for imposition of an interdistrict desegregation remedy even though state legislation had the effect of rescinding Detroit's voluntary desegregation plan); and Crawford v. Board of Education of the City of Los Angeles, 458 uU.s. 527,539, 102 S.Ct. 3211, 73 -L.E4.2d 948 (1382) ("In:sum, the simple repeal or modification of desegregation or antidiscrimination laws, without more, never has been viewed as embodying a presumptively invalid racial classification. ") i -55- This is, of course, another way of arguing that there is no need for "state action" as that term is now understood in the law. One way in which the court can easily see that there is insufficient "state action" to sustain plaintiffs' claims under the constitution in this case is by asking whether the plaintiffs’ have identified any actions by the state that a court |: could prohibit or enjoin. This kind of inquiry is appropriate inj] this case because plaintiffs' are seeking some as yet unidentified changes in the way the state does business. It is evident from the list of state actions which plaintiffs provided in response to defendants interrogatories on pages 1-21 of Exhibit 1 that there is no enjoinable state action here. Plaintiffs do not seek to have any of the activities described in their response to defendants' interrcgatories declared unconstitutional and enjoined. Thus, for the purposes of this case, the actions identified by the plaintiffs must be deemed legitimate exercises of state power. State action cannot be legitimate under the constitution but still provide the basis for finding that the state has violated the constitution. State action is either constitutional or it is not. It is evident that! the plaintiffs seek to compel some form of state action, not to -5h = | | | | i | ] enjoin or provide a remedy for past or present wrongful state action. The plaintiffs failure to identify any enjoinable or otherwise wrongful state action distinguishes this case in a very! important way from the decision in Horton I, the case which the plaintiffs rely upon most heavily to support their claim in this case. Horton v. Meskill, 172 Conn. 615, 376 A.2Q.359 (1977). While it is true that the court stayed its hand in that case, preferring to give the general assembly a chance to act before it} applied the powers of the judiciary, the court had before it unconstitutional state action which it could have enjoined. In Pellegrino v. O'Neill, 193 Conn. 670, 480 A.2d 476 (1984), cert. den. 469 U.S. 875, the court provided the detail, which was missing from its 1977 decision in Horton 1, regarding its views on the scope of the court's authority in dealing with claims like! that made in Horton I. It is clear from the following explanation of Horton I in Pellegrino that the court has recognized that its authority is limited to the power to enjoin unlawful state action. In Horton I the court had before it various statutory grants for public schools and it concluded that those -57 = legislative provisions for financing education in the state violated the provisions of the Connecticut constitution. [Citation omitted]. Rather than enjoin the defendants from implementing the existing statutory financing scheme, the customary remedy in such a situation, as sought in one of the prayers for relief, the court chose to defer any action until the legislature had considered the matter further. [Citations omitted}. This | case is clearly one where a judicial | remedy could have been applied, although its scope would necessarily be far more limited than a solution which the legislature might devise. | Pellegrino v. O'Neill, 193 Conn. at 683. In the present case the plaintiffs are not asking the Court "© to enjoin the defendants from engaging in some form of | unconstitutional state action, as the plaintiffs in Horton I were. The plaintiffs' vague request that the defendants be ordered to provide "integrated education," "equal educational opportunities," and "minimally adequate educations", Complaint, Prayers For Relief, 9 2, p. 28, is just the type of request for | affirmative state action which was specifically rejected in | |i Pellegrino and, according to the above quoted language from the Pellegrino decision, implicitly rejected by Horton I. -58- | | | | Since the concentration of minority, poor, and "at risk" children in Hartford as compared to the suburbs is not the product of state action, plaintiffs cannot succeed in establishing that the state has violated Article I, §§ 1, 20 and/or Article Vii, § 1. B. JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS BECAUSE THE STATE HAS SATISFIED ANY AFFIRMATIVE OBLIGATION WHICH ARISES OUT OF THE STATE CONSTITUTION. Plaintiffs' claims in this case are premised on the existence of an affirmative legal obligation arising out of the constitution. Whatever affirmative obligation the state may have under the constitution that obligation does not, however, include a duty on the part of the general assembly to adopt any particular method for dealing with the problems about which the plaintiffs complain nor does it require the state to do anything more or anything different than what the state is already doing to address these problems. Any attempt to read the constitution otherwise would put the court, rather than the general assembly, in the position of being the policy maker, at least with respect to education. -59. According to the plaintiffs the concentration of minority, poor and "at risk" children in the Hartford public schools has negative consequences for Hartford school children as a whole, and the state's failure to address these conditions or | consequences in a "sufficient" fashion violates the constitution. | However, when the plaintiffs were asked, through discovery, what that the state should have done or what the state should now do to address these conditions or consequences they offered no specific plan. or proposal. See Exhibit 1, pp. 22-33" and Exhibit | 2. Plaintiffs can be faulted for failing to provide a proper response to defendants' interrogatories by setting out specific and "sufficient" plans for addressing the problems about which they are complaining, but their unwillingness to do so is | understandable. The problem of educating poor and "at risk" | ] the problem of maintaining positive racial and ethnic diversity | in our schools, despite changing housing patterns and changing economic conditions, are among the most complex problems our society faces today. Even the most well meaning attempts by the courts to address these problems in the context of remedial plans, designed to eliminate the vestiges of de jure discrimination in -60~ | | i i public schools have not met the mark which was set for them. See, Presser, "Broken Dreams", ABA JOURNAL, May, 1991. The roots of these complex problems reach deep into our society and are often grounded in the broader social problems of poverty, affordable housing, poor health care, poor nutrition, drugs, crime, broken families, and other areas. The plaintiffs’ inability to identify a specific method which the state was . required to choose to address these complex problems is not surprising. There is no simple or clear cut solution to these complex problems. 3 Despite the complexity of these problems and the absence of any clear cut solutions, it is clear that the general assembly has accepted and responded to the challenges presented by these problems. The general assembly has adcpted, and the defendants have implemented, programs specifically designed to assist the i Hartford public schools and other school districts in the state i. with similar problems, in their effort to meet the special needs | of urban children who are largely members of minority groups, | | often poor, and, in large numbers, "at risk". There 1s no factual dispute about the actions taken by the legislature. 261- | | | | | i There is only a question of law as to whether those actions satisfy the requirements of the state constitution. The information provided in Exhibits 4 and 5, discussed earlier in this memorandum, shows that the state has made a substantially greater financial commitment to the Hartford public schools, in contrast to the suburban schools, because of the concentration of students in need who are being served by that system. The laws which are responsible for this direction of | state resources evidence a conscious state policy directed at the! precise conditions about which the plaintiffs complain in this case. The laws assure, in a number of ways, that school districts with higher concentrations of poor students, students who are "at risk", or students who are not making satisfactory gains as measured by the Connecticut Mastery Test (CMT) receive the additional state support needed to address the challenges these students present. The general assembly has created and funded a number of programs designed specifically to address the needs of "at risk", poor performing, and otherwise disadvantaged students. Conn. Gen. Stat. § 10-140 (compensatory education grants); Conn. Gen.. bw | | { | | | Stat. § 10-17g (bilingual education grants); Conn. Gen. Stat. § 10-76g (special education grants); Conn. Gen. Stat. 10-215 (free lunch program); Conn. Gen. Stat. 10-266j; (grants for intercommunity program to address the needs of disadvantaged children); Conn. Gen. Stat. § 10-266p (priority school district grants for school districts facing comparatively more difficult educational challenges); and Conn. Gen. Stat. § 10-266w (school breakfast program). The general assembly also has earmarked the relative wealth of the community and/or the comparative educational need of the school district as a factor to be considered when choosing the successful applicants for competitive state grants designed to improve the quality of education in the school districts of this state. See Conn. Gen, Stat. § 10-16m (extended day kindergarten grants); Conn. Gen. Stat. § 10-74b (summer school remedial program grants); Conn. Gen. Stat. § 10-266p (priority school district grants); ana Conn. Gen. Stat. § 10-283 (school construction grants). Through the Education Enhancement Act, which represented a three year effort to improve education in the state, the general assembly took steps to insure greater equality in school staffing between school districts by setting a statewide minimum -63- teacher's salary, funding substantial increases in teachers salaries, particularly in those districts offering lower salaries to begin with, and offering money to improve the teacher/pupil ratio in districts where this was a problem. May Spec. Sess. P.A. 86-168 2, 3, 4, 5, 6 (repealed). Most significantly, the general assembly has written the formula by which the largest portion of state aid is provided to local school districts to support the overall efforts of those districts, in a way which insures that school districts serving a higher concentration of poor students and/or students who are performing below expected levels on the CMT, receive more state assistance. The formula, which is called the Education Cost Sharing formula or ECS, is found in Conn. Gen. Stat. §§$ 10-262f, 10-262g, and 10-262h. State aid under the ECS is largely controlled by the "town target grant". "Town target grant" is a computation which takes into account the relative town wealth and the number of students served by the town. Both the town wealth computation and the computation of the number of students served are weighted so that towns which have more poor students and more students performing Cd 1 | ' ! 1 | I ) { below the standard for remedial assistance on the CMT will get more money than similar towns having fewer poor children and fewer children performing below the remedial standard. The town wealth computation is further weighted to cause the formula to give greater benefit to towns with concentrations of poor by | reason of the fact that a poor town's "equalized net grand list" i | is reduced to reflect the town's lower per capita income. As the, '' information on page 79 of the attachment to the Brewer affidavit demonstrates, these adjustments in the formula by which the state ii supports the overall activities of local school districts significantly increases the amount of state money being poured into the Hartford schools in-contrast to the suburban schools which face less poverty and have higher success rates on the CMT. The wealth of the citizenry of each town is also a factor which adjusts the amount of state assistance for education the various towns receive under a number of other substantial State funding programs in a way which insures poorer school districts more money. Conn. Gen. Stat. § 10-140 (EERA entitlement grant . determined in part based on number of students receiving AFDC); | Conn. Gen. Stat. § 10-76g (town's reimbursement rate for special education costs set by factoring in the town's adjusted equalized] 65. | I | i | | net grand list which is determined in part by the town's per capita income); Conn. Gen. Stat. § 10-266m (town's reimbursement rate for general transportation costs set by factoring in the town's adjusted equalized net grant list which is determined in part by the town's per capita income); Conn. Gen. Stat. § 10-285a(a) (town's reimbursement rate for school construction and renovation grants set by factoring in the town's adjusted equalized net grand list which is determined in part by the town's per capita income). In addition, the dollar amount which , the towns receive under the EERA grant program found in Conn. Gen. Stat. § 10-140 is controlled, in part, by the number of | children performing below expectation on the CMT. The concerns which the plaintiffs voice about racial and ethnic isolation have also been the target of specific legislation. As has already been noted, the general assembly has |. passed laws which prohibit both de jure and de facto racial 1 imbalance within school districts; Conn. Gen. Stat. §§ 10-226a to | 10-226e, Conn. State Agency Regs., Education § 10-226e- 1 et | seqg.; it has authorized and held out financial incentives for school districts to enter into cooperative arrangements with other school districts designed to promote racial, ethnic and -66- cultural diversity across district lines, Conn. Gen. Stat. §§ 10-140(b) (2), 10-74d, 10-158, 10-266j; and it has promoted the kind of atmosphere of tolerance and understanding in our schools which is important to the preparation of children whe will grow up to live and work in a multi-cultural society. Conn. Gen. Stat. §§ 10-145a(b), 10-226f, 10-226g. Considering the legislative activity which has already been directed at the problems identified by the plaintiffs, the question in this case is not whether the state constitution imposes some affirmative duty on the general assembly to act. | The general assembly has acted. The only question before this court is whether the constitution imposes on the general assembly a duty to act in some specific fashion, different in nature or } degree, from that which the general assembly has chosen to pursue, to date. The plaintiffs’ failure to identify a specific constitutionally required affirmative act, step or plan which the defendants or the general assembly failed to take or to implement is reason enough to conclude that the constitution does not impose a duty on the state to respond to the problems which Hy il i | | | | | | | | ! i | | } | plaintiffs identify in a specific fashion that differs from that chosen by the general assembly. But the conclusion that the constitution imposes no such specific obligation need not rest solely on the plaintiffs' inability to identify a specific solution. A proper reading of the constitution itself leads '! inescapably to this conclusion. 1 When considering whether and to what extent the state constitution should be read to impose general or specific affirmative obligations on the state, the words of our Supreme Court in the case of Cologne v. Westfarms Associates must be kept, in mind: | The court has never viewed constitutional | language as newly descended from the | firmament like fresh fallen snow upon which ! jurists may trace out their individual notions of public policy uninhibited by the history which attended the adoption of the particular phaseology at issue and the intentions of its authors. Id., 192 Conn. at 62. This statement reflects the history with which both state and federal courts have approached efforts, like, those in the present case, to read affirmative governmental | obligations into the state or federal constitutions. The U.S. Supreme Court specifically eschewed looking to the federal { -68- | — sp i p o constitution as a means of obtaining judicial remedies for every social and economic evil which is present in our society in Lindsey v. Normet, 405 U.S. 56, 74, :92 '8.Ct. 862, 31 L..Ed.2d 36 (1972). And, while applauding the independent vitality of our state constitution, Judge Jon O. Newman of the Court of Appeals for the Second Circuit, has likewise warned against looking to that document as a "source of remedies for every societal defect." Newman, "The '0Old Federalism'; Protection of Individual! Rights by State Constitution In An Era of Federal Court Passivity", 15 Conn. L. Rev. 21,728 41982). These warnings about the kind of expansive reading of constitutional documents which is usually necessary to find an affirmative governmental obligation are firmly grounded in the historical purposes of our state and federal constitutions. The concern which led to the adoption of the Connecticut Declaration of Rights as well as the federal Bill of Rights was the protection of individual liberties from government infringement. Cologne v. Westfarms Associates, 192 Conn. at 60-61, Jackson Vv. City of Joliet, 715 F. 24 1200, 1203 (7th. Cir. 1983) cert. den. 465 U.S. 1049 (1983). Constitutions are generally intended and interpreted as affording these "negative" liberties and are not -69- | | | usually read to impose upon the government affirmative obligations to help needy citizens or to protect citizens from harm. DeShaney v. Winnebago County Dept. of Social Services, 489 U.S. 189, 195-196, 109 5.Ct. 998, 103 L.Ed.2d 249 (1989); Curie, "Positive and Negative Constitutional Rights," 53 U.Chi. L. Rev. 864, 865-866 (1986). It is upon this backdrop that the equal protection provisions and the education clause of our state constitution must be examined to determine whether those provisions impose a specific obligation on the state to do something that it has not already done to address the conditions about which the plaintiffs complain. The language of the equal protection provisions in Article 1, § 1 and Article I, § 20, taken alone, makes obvious that any effort to read affirmative governmental obligations into these constitutional provisions would go far beyond the intentions of the framers. The language of these two provisions is prohibitory. The fact that these provisions have been interpreted to provide a remedy only against state action, not against private action, further supports the facially apparent -70= | | | conclusion that these provisions, standing alone, impose limitations, rather than mandates, on state government. See Lockwood v. Killian, 172 Conn. at 501, Cologne v. Westfarms Associates, 192 Conn. at 63. plaintiffs appear to agree that the equal protection provisions of the state constitution do not, by themselves, impose an obligation on the state to take affirmative action to address their concerns. They attempt instead to synthesize such | an affirmative obligation out of Article VIII, § 1, the education; | clause, and the equal protection provisions. ! i | Although no court has ever attempted to direct the general | | assembly in the manner in which it carries out its | i responsibilities under Article VIII, § 1, that section of the constitution admittedly imposes an affirmative obligation on the ; | i. gtate to provide free public elementary and secondary education. | Article VIII, § 1 is also important in that it makes education a fundamental right in Connecticut, and for that reason, any state action which has a negative affect on the right to a basic education is entitled to closer scrutiny by the courts for equality and fairness under the equal protection provisions. See’ Wo a ph fiorton. Vv. Megkill, 172 Coan. 8135, 376 3.2d 359 (1977) (Horton I) and Horton v. Meskill, 195 Conn. 24, 486 A.2d 1099 (1985) (Horton 111). Compare Campbell v. Board of Education of the Town of New Milford, 193 Conn. 93, 475 A.2d 289 (1984). But the question before the court in this case cannot be answered without looking beyond the first sentence of Article VI11, § 1 or beyond the rule . of closer judicial scrutiny in regard to certain types of clear state action which affect education. The question which this court must answer in order to determine liability in this case is whether Article VIII, $ 1, or some combination of this clause and the equal protection provisions imposes a specific obligation on the general assembly to address the problems which the plaintiffs; complain about in some way other than those methods which the general assembly has already chosen? The answer is "no’ The history and language of Article VIII, § 1 belies any claim that the framers intended to impose on the state anything more than a general obligation to have free public elementary and secondary schools in the state or that the framers intended to invest the courts with ultimate authority regarding what measures are "appropriate” to deal with the problems of poor, minority anc "at risk" children in our schools. The history of Article VIII, Wi hr WN § 1 suggests that the framers intended little more than to insure that education retained the A of importance which it has always maintained in this state and that it always be free. Connecticut Constitutional Convention Proceedings, October 15-28, 1965, p. 1064. The language, particularly the second sentence, which reads, "The general assembly shall implement this principle by appropriate legislation," leaves no doubt that the framers intended to leave it to the general assembly to determine how best to address specific problems like those which the plaintiffs 14/ have brought before the court. (emphasis added). To find otherwise the court would have to read something into the constitution far beyond what the framers envisioned and undertake the task of addressing complex social problems which may be beyond the competence of our courts to address. 14/ 1t is not necessary for the court in this case to identify every parameter of in Article VIII, § 1. Questions like whether this provision would prevent the general assembly from reducing the school year to less than 180 days or keep that body from reducing the school day in the case of national emergencies and the like, are better left for consideration at ancther day, if at! all. In this case, the court need only find that the constitution does not prescribe for the general assembly some specific method for addressing the plaintiffs concerns which is different from the methods chosen by the general assembly, in order to conclude that the defendants are entitled to judgment. This is a finding the court can easily reach based on existing case law and undisputed facts. -73= In Horton III the Supreme Court revisited the issues which it had addressed Horton 1 faced with "evidence before the trial court [which] demonstrates continued significant disparities in the funds that local communities spent on basic public education.” Horton 111, 195 Conn. at 39. Despite these continuing disparities, the court upheld the new funding formula which had been adopted by the general assembly. The Court found that the proper test to apply to the legislative action which was before it was to ask whether that legislation "reasonably advanced a rational state policy and...did not result in an unconstitutionally large disparity.” 1d. ,+195 Conn. at 45. Applying this test to the present case it can easily be concluded! that the action which the general assembly has taken to address | the problems of poor, minority, and "at risk" children reasonably advances a rational state policy and does not result in a disparity. For this reason the court must conclude that the general assembly has satisfied any affirmative obligation which arises out of the constitution to address the plaintiffs’ concerns. d= court will eventually be confronted with a number of practical C. JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS BECAUSE THE QUESTION OF HOW BEST TO ADDRESS THE CONDITIONS ABOUT WHICH THE PLAINTIFFS COMPLAIN IS NOT JUSTICIABLE. Assuming that, after the court has heard all of the evidence; that would be presented at a trial of this matter, the court is of the opinion that the legislature could have and should have adopted some different approach to the concerns of the plaintiffs, the question would still remain whether the court has! the authority to direct the implementation of that or some other J E method of addressing the problems. 1f the court answers this question in the affirmative, the questions which go to the heart of the role of the judiciary in this state. Flrst among these practical questions will be what goals will the court set for itself as constitutionally necessary and how will the court measure the success of its own plan for achieving these goals. since this is not a traditional desegregation case in which the goal can be stated as the elimination of the "vestiges" of de jure segregation, the court must invent new goals and new standards for measuring the succes: of its orders. presumably the court will set goals which include <75- the attainment of certain numerical racial and ethnic balances in the schools in the Hartford area and/or the attainment of some measured degree of increased achievement on the CMT by Hartford school children. But if the goals are to be defined and measured in this fashion, what should be done if the court's plan does not result in the attainment of those goals? Should the court have additional opportunities to adjust, revise, or substitute plans in a further attempt to reach those goals? Or, if the court concludes that the goals cannot be achieved without reaching beyond the schools to the root problems of poverty, affordable housing, inadequate health care, poor nutrition, crime, drugs, and the like, can the court reach beyond what goes on in the schools and mandate programs and expenditures, as the legislature might do, to address these broader social problems? And what if the plan or plans which the court devises require measures such as the redrawing of school district lines, with the realignment of our political and governmental structure that would be a necessary incident thereto, or the expenditure of large sums of money on activities not approved by the general assembly, but the: general assembly refuses to cooperate? These and many other practical questions ought to be kept in mind as the court examines the constitution to determine whether it has the authority to second guess the general assembly with regard to the "appropriate" methods for addressing the concerns voiced by the plaintiffs. At least since the Supreme Court's decision in Pellegrino v. O'Neill, supra, it has been clear that some provisions of the state constitution are directed exclusively to the legislative branch of government. Although it is widely assumed that the judiciary, as the ultimate arbiter of the meaning of constitutional provisions, must determine every constitutional claim presented and provide appropriate relief, some constitutional commands falls outside the conditions and purposes that circumscribe judicial action. | 1d., 193 Conn. at 67. Separation of powers between the legislative, judicial, and executive branches of government was among the most significant aspects of the constitution of 1818 and must be carefully considered before the court accepts the | invitation presented by the plaintiffs in this case. Adams v. Rubinow, 157 Conn. 150, 153, 251 A.2d 49 (1968). As the Pellegrino court noted "[w]e must resist the temptation...to or 3 enhance our own constitutional authority by trespassing upon an area clearly reserved as the perogative of a coordinate branch of government." Id., 193 Conn. at 681. It does the constitution no injustice for the court to find, on an appropriate basis, that some command within the constitution falls exclusively within the province of the general assembly. Some constitutional provisions are not self-executing and require legislative action. State v. Sanabria, 192 Conn. 671, 688, 474 A.2d 760 (1984); State ex rel Cotter v. lLeipner, i 138 Conn. 153, 158, .83 A.2d 169 (1951). Furthermore, the courts should not presume that the legislature has any less concern for the protection of interests which are embodied in the constitution than the courts. Cologne v. Westfarms Associates, 192 Conn. at 66. 1 | of a particular constitutional provision is exclusively delegated One key to resolving questions of whether the implementation to the legislative branch of government is whether that provision includes a "textually demonstrable commitment" of the matter to | | the legislative branch. Baker v. Carr, 369 U.S. 186, 210, 82 S.Ct. 691, 7 1L.Ed.2d 663 (1982), Cited with approval in -75- Pellegrino v. O'Neill, 193 Conn. at 680-681. In the present matter the second sentence of Article VIII, § 1 provides precisely the sort of "textually demonstrable commitment" of issues like those being raised by the plaintiffs here to the general assembly which should cause the court to conclude that the issues presented in this case are not justiciable. The charge to the general assembly in the second sentence of Article VIII, § 1 to develop "appropriate" means of implementing the principle that there shall always be free public elementary and secondary education in Connecticut, would be virtually meaningless if the judiciary's notion of what might be appropriate is what prevails. In other words, the people of Connecticut have left these matters to the general assembly. 13/ There are, however, many reasons, even beyond this textually: demonstrable commitment of questions of how best to implement the general right to education to the legislative branch, which meke it evident that the court should decline the invitation to 15/ Of course, when the general assembly is choosing "appropriate" methods by which to implement the general right to education, it may not choose methods which violate other provisions of the constitution, such as the equal protection provisions, as was the case in Horton I, supra. -7 9 j ] | | | | | | substitute its judgment for that of the general assembly as to how best to address the concerns which the plaintiffs bring to this court. Significant among these reasons is the fact that the legislative and executive branches of our state government have demonstrated appropriate concern and willingness to act in regard to the conditions about which the plaintiffs complain. The state's racial imbalance laws, Conn. Gen. Stat. § 10-226a et. seq., the state's Education Evaluation and Remedial Assistance Grants, Conn. Gen. Stat. § 10-140, the state's Priority 5chool District Grants, Conn. Gen. Stat. §§ 10-266p through 10-266r, and: the overall way in which the state directs its resources toward the neediest school districts like Hartford are important examples of the ongoing ccmmitment to try to address the problems! of better educating all of our children regardless of their race, | national origin, socioeconomic status, or place of residence. This concern is not something which is new in Connecticut. The concern for these issues which is apparent today traces its roots at least as far ‘back as the early 1900's, -80- | ! | | | In the early 1900's changes were made in the curricula of the public schools to accommodate the needs of the large influx of immigrants who could not speak or read English which was being experienced at that time. The legislature was also taking action to insure that children residing in small towns which could not afford to maintain a high school were not deprived of the opportunity to attend high school because of where they lived. Through legislative action children from small towns were afforded the opportunity to attend high school in neighboring | towns with a partial state subsidy for tuition and transportation, costs in some cases. Ames, "History of Education in Connecticut”, Part 1, in 5 Osborne, History of Connecticut, pp. 199-200, 207-208. What we see in the law today is a continuation of this recognition that education is important for all citizens and for our society as a whole. The complexity of the problems cited by the plaintiffs and the need to balance a multitude of legitimate and competing interests in order to deal with these complexities is another reason why the matters raised in the present case are properly left to the general assembly. To the extent that the problems about which the plaintiffs complain are the products of larger societal ills such as poverty, affordable housing, health care, nutrition, the breakdown of the family, crime, drugs, or the like, the legislature is clearly in a better position to address these matters than the court would ever be in the context of this lawsuit. But even in terms of how best to address the manifestation of these social problems in our schools, the legislature is in a better position than the courts to act "appropriately." To identify and to act on problems in our schools, agreement must first be reached on the specific goals of public education and the specific criteria upon which attainment of these goals will be measured. The goals of public education must, however, be Contenporazy, not static, in an ever changing society. With | ever changing goals the courts will always be at a loss to find | | criteria to measure, in the traditional legal fashion, compliance’ with the constitution. As it is, the criteria for evaluating quality of education is virtually limitless and seldom easily | measured. Even the factors which have been identified by the | Supreme Court as among the criteria which ought to be considered in measuring the quality of education are highly complex and not easily or confidently measured. 187 The complexity and uncertainty in the measurement of what is, or is not, a quality education at any particular point in time leaves the courts without the kind of judicially discoverable and manageable standards for resolving issues like those presented in this case which are necessary. These kinds of standards are necessary for the court to be able to provide effective relief without expressing a disregard for the role of the general assembly. Pellegrino v. O'Neill, 193 Conn. at 681. If the court were to venture into these uncertain and immeasurable waters, it could very well be putting public education at risk rather than their promoting its vitality and effectiveness. The risk is that the court, by constitutional adjudication, may impose a degree of rigidity on the-efforts to address new and changing conditions and problems in education 16/ ~The criteria for evaluating 'quality of education' in a town includes the following: (a) size of classes; (b) training, experience and background of teaching staff; (c) materials, books] and supplies; (d) school philosophy and objectives; (e) type of local control; (f) test scores as measured against ability; (g) degree of motivation and application of students; (h) course offerings and extracurricular activities." Horton I, 172 Conn. 634. -53- that ultimately proves harmful to the flexible goals and concerns of a prope Cologne v. r education. It is not the role of the court to strike precise balances among the fluctuating interests of competing private groups which then become rigidified in the granite of constitutional adjudication. That function has traditionally been performed by the legislature, which has far greater competence and flexibility to deal with the myriad complications which may arise from the exercise of constitutional rights by some in dimution of those of others. West farms Associates, 192 Conn. at 65. not stated reluctance entice the Although it is explicitly, these concerns seem to be reflected in the with which the Supreme Court has addressed attempts to court into reading Horton I in a manner which confers authority on the court to go beyond traditional equal protection and due process analysis when considering matters relating to education. New Milfor See, Campbell v. Board of Education of the Town of d, supra. As th Bradley, 4 e U.S. Supreme Court noted in the case of Milliken v. 18 U.S. 717, 743-744, 94 S.Ct. 3112, 41 L.Ed.2d 1069 (1974), a case in which the court faced issues which are -84 minimally distinguishable from the issues presented in this case only because their resolution was to be found in the federal constitution rather than the state constitution: [I]t is obvious from the scope of the interdistrict remedy itself that absent a complete restructuring of the laws of Michigan relating to school districts the District Court will become first, a de facto "legislative authority" to resolve these complex questions, and then the "school superintendent" for the entire area. This is a task which few, if any, judges are qualified to perform and one which would deprive the people of control of schools through their elected representatives. The language of Article VIII, § 1, the history of legislative concern for the problems about which the plaintiffs complain, the absence of judicially discoverable and manageable standards, and the impossibility of directing a remedy which does not infringe on the powers of the legislature, leave no doubt that the case now before this court presents the court with a non-justiciable controversy which is rightly within the province of the legislative branch. «85< IV CONCLUSION The court would have to reach three specific conclusions of | law in order to find for the plaintiffs in this case. First, the court would have to find that the state can be held responsible for violating the constitution even though the conditions which allegedly violate the constitution are not the products of state action. Second, the court would have to find that the constitution imposes some specific affirmative obligation on the state to address the plaintiffs' concerns in a matter different from the manner which has been chosen by the general assembly, even though no specific solution to the problems can be identified. Third, the court would have to find that the court, rather than the legislature, is charged by the constitution with | the responsibility of identifying the appropriate ways to address. complex educational problems like those voiced by the plaintiffs. None of these three conclusions can be sustained under the law. | | Because there is no state action upon which to find that the. } constitution has been violated; because the constitution does not! impose a specific obligation on the state to deal with the concerns which have been identified by the plaintiffs in a manner -B6- which differs from that which the general assembly has already embarked upon; and because the legislature, rather than the judiciary is, under the constitution, the branch of government which is specifically and exclusively charged with choosing the "appropriate" method for addressing problems like those . identified by the plaintiffs, the present motion should be granted and judgment should be entered for the defendants in this | | action as a matter of law. BY: FOR THE DEFENDANTS RICHARD BLUMENTHAL ATTORNEY GENERAL BERNARD F. MCGOVERN, JR. Assistant Attorney General LL Ble sistant Attorney General MacKenzie Hall 110 Sherman Street Hartford, CT 06105 Tel: (203) 566-3696 109 ue (A. be, ZR R. WHELAN - Juris 085112 DIANE W. WHITNEY - Juris 08 Assistant Attorney General’ MacKenzie Hall 110 Sherman Street Hartford, CT 06105 Tel: (203) 566-3696 ~ THEIR ATTORNEYS -85- CERTIFICATION This is to certify that a copy of the foregoing was mailed, postage prepaid on July 8, 1991 to the following counsel or record: John Brittain University of Connecticut School of Law 65 Elizabeth Street Hartford, CT 06105 Wilfred Rodriguez Hispanic Advocacy Project Neighborhood Legal Services 1229 Albany Avenue Hartford, CT 06112 Philip Tegeler Martha Stone Connecticut Civil Liberties Union 32 Grand Street Hartford, CT 06106 Wesley W. Horton Mollier, Horton & Fineberg, P.C. 90 Gillett Street Hartford, CT 06105 Jenny Rivera, Esq. Ruben Franco, Esq. Puerto Rican Legal Defense Fund, Inc. 99 Hudson Street 14th Floor New York, NY 10013 -80- Julius L. Chambers Marianne Lado, Esq. Ronald Ellis, Esq. NAACP Legal Defense Fund and Educational Fund, Inc. 99 Hudson Street New York, NY 10013 John A. Powell Helen Hershkoff American Civil Liberties Union 132 West 43rd Street New York, NY 10036 ZN | / af pel Lit AL Lt John R. Whelan : Assistant Attorney General / -90-