Correspondence from Lani Guinier to Siegfried Knopf, Esq. Re United States v. Spiver Gordon
Correspondence
January 21, 1986

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Brief Collection, LDF Court Filings. Greenberg v. Veteran Conference Memorandum of the Removing Respondents in Support of Removal, 1989. 22848a6a-b49a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/046abeb2-7844-46f9-be92-3e4194aef87a/greenberg-v-veteran-conference-memorandum-of-the-removing-respondents-in-support-of-removal. Accessed August 19, 2025.
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F R A N C E T E L E P H O N E (33-1 ) 4 5 .4 9 .3 3 .8 5 T E L E C O P IE R (33-1 ) 4 2 .2 2 6 4 .3 8 T E L E X 2 0 3 1 7 8 F 2 0 0 8 TW O E X C H A N G E S Q U A R E 8 C O N N A U G H T P L A C E . C E N T R A L H O N G KO N G T E L E P H O N E (8 5 2 ) 5-220041 T E L E C O P IE R (8 5 2 ) 5 -8680124 T E L E X H X 6 6 2 0 8 A K A SA K A TW IN T O W ER 17-22. A K A S A K A 2-CHO M E M IN A T O — KU. T O K Y O 107, JA P A N T E L E P H O N E (81-3) 505-0291 T E L E C O P IE R (81-3) 5 0 5 -4 5 4 0 T E L E X 0 2 4 2 8 1 2 0 PW R W G T February 1, 1989 M O R R IS B A BRA M N E A L E M, A L B E R T M A RK H. A LC O T T D A N IE L J . B E L L E R M A RK A B E L N IC K A L L A N B L U M S T E IN R IC H A R D S . S O R IS O F F JO H N F. B R E G L IO D A V ID C. B R O D H EA D R IC H A R D J . B R O N S T E IN JO S E P H E. BR O W D Y C A M E R O N C L A R K L E W IS R C LA Y T O N JE R O M E A LA N C O H EN ED W A R D N C O S T IK Y A N JA M E S M. D U B IN R IC H A R D A. EN G E LM A N L E S L I E G O R D O N FA G EN P E T E R L. F E L C H E R G E O R G E P. F E L L E M A N B E R N A R D F IN K E L S T E IN M IT C H E L L S . F IS H M A N R O B E R T C. F L E D E R M A RT IN F L U M E N B A U M T E R E N C E J . F O R T U N E * M AX G IT T E R R IC H A R D D. G O L D S T E IN B E R N A R D H. G R E E N E JA Y G R E E N F IE L D P E T E R R. H A JE A L B E R T P. HAND G E R A R D E. H A R P E R S E Y M O U R H ER T Z R O B E R T M. H IR SH JA M IE P. H O R S L E Y * A R T H U R K A L IS H L E W IS A K A PLA N A N TH O N Y B. K U K L IN JE R O M E K U R T Z S T E V E N E. L A N D E R S R O B E R T L. L A U F E R W A L T E R F. LE1N H ARD T A R T H U R t . L IM A N M A R T IN LO N D O N S A Y L E S S M A N N IN G JO H N E . M A S S E HO A LE JO H N P. M C EN R O E C O L L E E N M CM AH ON R O B E R T E- M O N T G O M ER Y . R O B E R T H. M O N T G O M ER Y D O N A LD F . M O O R E T O B Y S . M Y E R S O N M A T TH EW N I M ET Z K E V IN J . O ’B R IE N L IO N E L H O LM E R * JO H N J . O 'N E IL S T U A R T I. O R A N M A R C E. P E R L M O T T E R JA M E S L. P U R C E L L L E O N A R D V Q U IG L E Y C A R L L. R E IS N E R S IM O N H. R IF K IN D S T U A R T R O B IN O W IT Z S ID N E Y S . R O S D E IT C H E R R IC H A R D A. R O S E N S T E V E N B. R O S E N F E L D P E T E R J . R O T B E N B E R G E R N E S T R U B E N S T E IN T E R R Y E. S C H IM E K JO H N A. S S L B ER M A N M O S E S S IL V E R M A N E IL E E N S . S IL V E R S S T E V E N S IM KIN R O B E R T S . SM IT H M A R ILY N S O B E L T H E O D O R E C. S O R E N S E N JO H N C, T A Y LO R , 3RD A L L E N L. T H O M A S JU D IT H R. T H O Y E R JA Y TO PK1S J O S E E. T R IA S DAVID T. W A S H B U R N A L F R E D D. Y O U N G W O O O N O RM A N Z E L E N K O •NOT A D M IT T ED T O N EW Y O R K B A R • • C O N SE IL JU R ID IQ U E IN F R A N C E O N LY . Hon. Gerard L. Goettel United States District Court for the Southern District of New York United States Courthouse 101 East Post Road White Plains, New York 10601 Matter of Greenberg v. Veteran ______89 civ. 0591 (GIG)______ Dear Judge Goettel: In advising of the February 2, 1989 conference in this matter, Your Honor's law clerk reported to us the Court's instruction that the parties be prepared to discuss several_legal issues concerning removal of this Article 78 proceeding from the State court. Accordingly, on behalf of all removing respondents, we have prepared and served on opposing counsel a memorandum in support of removal. We respectfully ask leave to submit the memorandum, a copy of which is enclosed. Respectfully, Jay L. Himes Enclosure cc: All Counsel J R . J R BY HAND UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK X In the Matter of the Application of : MYLES GREENBURG and FRANCES M. MULLIGAN, : 89 Civ. (GLG) Petitioners, : -against- ANTHONY F. VETERAN, et al., Respondents. X CONFERENCE MEMORANDUM OF THE REMOVING RESPONDENTS IN SUPPORT OF REMOVAL 0591 PAUL, WEISS, RIFKIND, WHARTON & GARRISON ATTORNEYS AT LAW 1285 AVENUE OF THE AMERICAS, NEW YORK, N.Y. 10019 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK X In the Matter of the Application of : MYLES GREENBURG and FRANCES M. MULLIGAN, : 89 Civ. 0591 (GLG) Petitioners, : -against- ANTHONY F. VETERAN, et al., Respondents. X CONFERENCE MEMORANDUM OF THE REMOVING RESPONDENTS IN SUPPORT OF REMOVAL Respondents Veteran and Tolchin, together with the additional respondents who joined the removal petition, respectfully ask leave to submit this memorandum, which we believe will be of assistance to the Court at the pretrial conference scheduled for February 2, 1989. We understand that the Court wishes the parties to address the following legal questions: (1) whether an Article 78 proceeding is removable; (2) whether removal is appropriate here in any event; and (3) whether the Pullman abstention doctrine has any application. 2 We discuss these matters below. As will be evi dent, the case is properly before this Court. There is no barrier to hearing the Article 78 proceeding. I. AN ARTICLE 78 PROCEEDING IS A REMOVABLE "CIVIL ACTION” The two removal statutes relied on — 28 U.S.C. §§ 1441(b) and 1443(2) — each apply to "civil actions." In the context of removal, however, the term "civil action" embraces virtually all actions or proceedings between adverse parties that are civil in nature, including Article 78 proceedings. In Matter of Quirk v. State of New York Office of Court Administration. 549 F. Supp. 1236 (S.D.N.Y. 1982), Judge Haight upheld removal of an Article 78 proceeding under § 1443(2), the same civil rights removal statute invoked here. Reviewing the case law, the Court wrote: These cases make clear that the crucial issue in civil rights removal is not, as plaintiffs would urge, the state law character of the proceeding, but the relation ship between the proceeding and federal civil rights law. Id. at 1241. Quirk is part of an extensive body of case law — developed mostly under the general removal statute, § 1441, or its predecessors — establishing that the term "civil action" is broad in scope. By way of example, in Range Oil Supply Co. v. Chicago, Rock Island & Pacific RR. Co., 248 3 F.2d 477 (8th Cir. 1957), the court of appeals held removable a proceeding to review whether a state agency's order was unlawful and unreasonable. The Article 78 review sought here is analogous. The ordinarily (but not necessarily) summary nature of the proceeding has no bearing on removal. See 1A Moore's Federal Practice ̂ 0.157[4.-3] at 73 (1987) ("[a] proceeding that is civil in nature is a civil action although it is summary in character;" footnote omitted); Hetherington & Berner, Inc, v. Melvin Pine & Co., 256 F.2d 103, 106-07 (2d Cir. 1958) (motion to confirm arbitration award was removable) Lummus Co. v. Commonwealth Oil Refining Co.. 195 F. Supp. 47, 54-55 (S.D.N.Y. 1961) (motion to compel arbitration was removable). In sum, as one commentator has said: The limitation to civil actions is not particularly important, however, since the term "civil action" has been construed broadly. . . . In effect, . . . the limitation . . . may mean no more than that criminal, and perhaps penalty, actions are not removable except as otherwise provided by statute. 14A Wright, Miller & Cooper, Federal Practice and Procedure § 3721 at 200-01 (1985) (footnotes omitted); see also 1A Moore's Federal Practice, supra. f 0.157 [4.-3] at 75. A divided Second Circuit panel recently upheld removal of an Article 78 proceeding in a case arising from the civil rights litigation against Yonkers. Yonkers Racing Corp. v. City of Yonkers. 858 F.2d 855 (2d Cir. 1988), petition for cert, filed, 57 U.S.L.W. 3455 (Jan. 10, 1989) (No. 88-1029). There, as part of the consent decree resolving the case, the district court directed Yonkers to condemn two pieces of land as housing sites. Yonkers began the condemnation, and the two landowners (the "condemnees") began an Article 78 proceeding, a recognized state law vehicle for defending the Yonkers condemnation. See 858 F.2d at 862. The district court directed Yonkers to remove the Article 78 proceeding, and it thereafter denied remand. The issue that divided the Second Circuit panel was not whether an Article 78 proceeding was removable, but whether Yonkers was a "defendant," and thus entitled to remove. That issue existed because the Supreme Court has held that in condemnation cases, for removal purposes, "the condemner is the plaintiff and the condemnee is the defen dant." Id. at 862. Yonkers was the condemnor -- and, as such, not entitled to remove. However, in the Article 78 proceeding challenging the condemnation — necessitated by state law — it was a respondent (equivalent, of course, to a defendant). A majority of the court of appeals declined to resolve whether Yonkers could remove in these circumstances under either 28 U.S.C. §§ 1441 or 1443, finding that the All Writs Act, 28 U.S.C. § 1651, furnished an independent jurisdictional basis. Id. at 863-65. The dissent would have 5 held that Yonkers was a "plaintiff" for removal purposes, and that the All Writs Act did not authorize an order of removal. Id. at 873-76. The unique removal issue in Yonkers Racing arose because state law resulted in a proceeding in which the removing party was only nominally a defendant. This action raises no similar issue. The Article 78 proceeding filed to review Supervisor Veteran's decision rejecting the Mayfair Knollwood incorporation petition is a removable "civil action." As demonstrated below, respondents properly removed the case under 28 U.S.C. §§ 1443(2) and 1441(b) M II. CIVIL RIGHTS REMOVAL IS APPROPRIATELY INVOKED HERE Section 1443(2) is a relatively rarely used civil rights removal provision, the antecedents of which go back to an act passed right after the Civil War by the 39th Congress. As relevant here, § 1443(2) permits removal of any action: 1/ As other examples of removal of Article 78 proceedings, see Committee of Interns & Residents v. New York State Labor Relations Bd.. 420 F. Supp. 826 (S.D.N.Y. 1976) (case remanded for lack of federal question jurisdiction under 28 U.S.C. § 1441[b]); Johnson v. Jumelle. 64 F.R.D. 708 (S.D.N.Y. 1974) (denying motion to dismiss proceeding challenging employment termination; no issue of remand raised). 6 For any act under color of authority derived from any law providing for equal rights, or for refusing to do any act on the ground that it would be inconsistent with such law. The second part of the statute — ■ the "refusal" clause — is the basis for removal in this case.-^ The language of the refusal clause — and that of § 1443(2) generally — is not a model of clarity. Thus, interpretation of the statute rests heavily on its origin and historical development. Then District Judge Newman discussed the refusal clause at length in Bridgeport Education Ass'n v. Zinner, 415 F. Supp. 715 (D. Conn. 1976). Bridgeport Education arose from an action brought by Connecticut civil service employees, who alleged that state and local officials had violated state law in making minority group appointments. The officials filed a removal petition, contending that "following civil service rules, instead of making the minority group appointments here challenged, would have violated federal statutes barring 2/ The first part of the statute — the "color of authority" provision — applies only to "federal officers or agents and those authorized to act with or for them in affirmatively executing duties under any federal law providing for equal civil rights." Greenwood v. Peacock. 384 U.S. 808, 824 (1966). This is not a likely basis for removal because neither Supervisor Veteran nor Clerk Tolchin is a federal officer or agent, and any argument that they were acting with or for such persons would be weak. 7 racial discrimination in employment." Id. at 717. Judge Newman declined to remand the case. After a review described by the Second Circuit as "exhaustive and scholarly," White v. Wellington, 627 F.2d 582, 585 (2d Cir. 1980), Judge Newman held the following: 1. Those persons entitled to remove under the refusal clause include "any public official of a state or municipality who would be considered to be acting under color of state law." 415 F. Supp. at 721. 2. The refusal clause permits removal: [W]hen the removing defendants make a colorable claim that they are being sued for acting pursuant to a state law which, though facially neutral, would produce or perpetuate a racially discriminatory result as applied. Id. at 722. 3. The federal law that the removing defendant may rely on in refusing to act must be "any law providing for equal rights" — the expression used in the first part of the statute and one that the Supreme Court has construed to mean "equal civil rights." Id. at 722. See Greenwood v. Peacock, 384 U.S. 808, 824 (1966). 4. The inconsistency between federal civil rights law and state law that forms the basis for the refusal to act must be "colorable" — but it need not be direct or expressed in the statutes themselves. As the court explained: The statute creates no stringent standard as to the nature of the inconsistency. It establishes a subjec- 8 tive test, to be met by evidence of what in fact was the reason for the defendants' failure to act. Id. at 722. In White. the Second Circuit relied heavily on Judge Newman's decision in reversing a remand order in a similar civil service appointment case. The court of appeals agreed that the refusal clause applied to "local and munici pal officials." 627 F.2d at 585 (footnote omitted). The court also held that defendants could remove by alleging "a colorable claim that they are being sued for not acting 'pursuant to a state lav; which, though facially neutral, would produce or perpetuate a racially discriminatory result as applied'." Id. at 586, quoting Bridgeport Education, 415 F. Supp. at 722. See also Buffalo Teachers Federation v. Board of Education. 477 F. Supp. 691 (W.D.N.Y. 1979) (local school board officials could remove under the refusal clause). These authorities establish that this matter is removable under the refusal clause. First, Supervisor Veteran and Clerk Tolchin are municipal officials. They are being sued for rejecting the Mayfair Knollwood incorporation petition — clearly acts in their official capacities, taken under color of state law. Second, the New York Village Law, under which the Mayfair Knollwood incorporation petition was filed, is neutral on its face. Supervisor Veteran rejected the peti 9 tion in part because the state law, "though facially neutral, would produce or perpetuate a racially discriminatory re sult." Bridgeport Education, 415 F. Supp. at 722. Third, Supervisor Veteran relied on federal consti tutional protections against race discrimination as grounds for rejecting the Mayfair Knollwood petition. There can be no genuine doubt that these provisions are laws "providing for equal civil rights." See, e.g., Gomillion v. Lightfoot, 364 U.S. 339 (1960) (fifteenth amendment prohibits gerryman dering a city on the basis of race). Finally, the basis for the refusal to act is clear. As Supervisor Veteran said in his decision: [I]t is my obligation as a public official to defend the constitution and to reject the petition on the grounds that its purpose is to discriminate against black persons, to segregate them from whites by the imposition of political barriers, and to prevent the natural expansion of the black population in the Town of Greenburgh. * * * [I]t is my obligation as a public official to defend the constitution and to reject the petition on the grounds that its purpose is to deny homeless persons needed services, to exclude homeless persons, and to racially discriminate against homeless persons who are predomi nantly black. (Decision, pp. 4, 7) Plainly, there is "a colorable claim" that the refusal to act was based on the ground that applica tion of the Village Law would be inconsistent with federal civil rights protection. Cf. Cavanagh v. Brock, 577 F. Supp. 10 176 (§ 1443(2) removal proper where defendants relied on federal equal protection clause and voting rights act in . . . 3 /refusing to adhere to state constitution) Accordingly, removal is proper under the refusal clause of § 1443(2). Moreover, because the Article 78 petitioners themselves pleaded a federal civil rights claim under 42 U.S.C. §§ 1983 and 1988, there also is federal question removal jurisdiction under 28 U.S.C. § 1441(b). 3/ It is immaterial that Supervisor Veteran had several bases for rejecting the incorporation petition. In White. the Second Circuit held that a removal petition was "analogous to a pleading" and may include "alternative, inconsistent claims and defenses. . . . " 627 F.2d at 587. Thus, so long as federal civil rights laws furnish a ground for Supervisor Veteran's refusal to act, it is of no moment that there were other grounds as well. Cf. Siler v. Louisville & Nashville RR. Co.. 213 U.S. 175; 190-92 (1909) (a colorable federal claim is sufficient to invoke federal question jurisdiction; thereafter, the court may decide the case on the basis of state law). 11 THE "PULLMAN" DOCTRINE HAS NO APPLICATION TO A REMOVAL UNDER THE REFUSAL CLAUSE Railroad Commission of Texas v. Pullman Co., 312 U.S. 496 (1941), counsels in favor of abstention where a federal constitutional claim is premised on an unsettled state law question. The doctrine, of course, is intended to avoid potentially needless friction between federal and state law by permitting state courts first to resolve unsettled state law questions. See id. at 500. However, the Pullman doctrine — a judicial princi ple of self-restraint — has no application to a case removed by a state official under § 1443(2). The very purpose of § 1443(2) is to give a federal forum to a state official who has been sued for refusing to do acts under state law because of the supremacy of federal civil rights law. Congress itself has directed that the federal court's doors be open in these limited circumstances — not despite the friction between federal law and state law, but rather because of it. As Representative Wilson said in 1866, during enactment of the statute from which § 1443(2) has evolved: [T]his amendment is intended to enable State officers, who shall refuse to enforce State laws discriminat ing . . . on account of race or color, to remove their cases to the United States Courts when prosecuted for refusing to enforce those laws. III. 12 Cong. Globe, 39th Cong., 1st Sess. 1367 (1866), quoted in Bridgeport Education, supra, 415 F. Supp. at 718. Thus, the intent of the statute requires that the state official's choice of the federal forum be respected. As Judge Kaufman wrote in White, supra, 627 F.2d at 590 (concurring opinion): [I]t is realistic to suppose that state officials sued for alleged derelictions of duty will normally prefer a state forum's adjudication of the controversy. When state officials exercise the extraordinary right of seeking removal, it would seem to be a significant indication that they are forgoing their accustomed forum because the federal issue they seek to litigate is so substantial. Judge Newman similarly reminded that it is "those more subtle cases" — not the easy ones — "where it is most appropriate for the difficult issue of the availability of the asserted federal defense to be decided by a federal court." Bridgeport Education. 415 F. Supp. at 723. Accordingly, as the Second Circuit has said, "the right to remove [under § 1443(2)] is statutory, jurisdictional and absolute . . . . 4/. . . when it is found to exist." White. 627 F.2d at 586.— 4/ 28 U.S.C. § 1447(d) — covering the appealability of remand orders — also reflects a congressional determination that a civil rights case removed under § 1443 is particularly within the province of the federal court. Section 1447(d) bars appellate review of remand orders, except where the case is removed under § 1443. Then, the remand is immediately appealable. (Continued) 13 Avoidance of friction between federal and state law — the consideration underlying Pullman abstention — there fore does not apply to a § 1443(2) removal. Indeed, whereas Pullman abstention often is ordered because state officials resist federal adjudication, § 1443(2) jurisdiction, by contrast, arises only because state officials prefer it. See, e. g. , Harris County Commissions Court v. Moore, 420 U.S. 77, 82 (1975) (court commissioners urged abstention); Reetz v. Bozanich, 397 U.S. 82, 84-85 (1970) (fish and game commis sioner urged abstention). In consequence, the Pullman doctrine is no obstacle . . . 5 /to this Court's proceeding with the Article 78 proceeding.—7 (Continued) See Georgia v. Rachel, 384 U.S. 780, 787 and n. 7 (1965); People v. Galamison, 342 F.2d 255, 257 (2d Cir.), cert, denied, 380 U.S. 977 (1965). 5/ Moreover, the Pullman doctrine applies only when a state statute "is of an uncertain nature, and is obviously susceptible of a limiting construction." Hawaii Housing Authority v. Midkiff, 467 U.S. 229, 237 (1984), quoting Zwickler v. Koota, 389 U.S. 241, 251 and n. 14 (1967). Village Law § 2-206(1) sets forth objections to the legal sufficiency of an incorporation petition that may be heard. Neither that provision, nor any other part of the Village Law, expressly authorizes application of consritutional or statutory constraints. The statutory scheme is relatively clear, and there is no apparent limiting construction from the face of law. On the other hand, the New York Court of Appeals has held that a voter ballot measure may be removed from the ballot before the vote where, if enacted, it would be unlawful. See, e.g., Matter of Fossella v. Dinkins. 66 N.Y.2d 162, (Continued) 14 Conclusion For these reasons, the removal of the Article 78 proceeding to this Court was proper. This Court may hear the case. Dated: New York, New York February 1, 1989 Respectfully submitted, &. •u lK h s ' * * * } j > feA PAUL AGRESiA, ESQ! Town Attorney Town of Greenburgh P.0. Box 205 Elmsford, New York 10523 (914) 993-1546 Attorney for Respondents: Anthony F. Veteran and Susan Tolchin CUDDY & FEDER 90 Maple Avenue White Plains, New York 10160 (914) 761-1300 By (fl tfZ, Ruth E. Roth (Continued) 485 N .E.2d 1017, 495 N.Y.S.2d 352 (1985). Only a modest extension of this principle is required to hold that — regardless of the Village Law's facial neutrality — Supervisor Veteran was entitled to decline to permit a vote on incorporation because, if approved, the new village would be unconstitutional or otherwise unlawful. Such a holding, confirming the supremacy of federal law, seems inevitable. Thus, this is a particularly inappropriate case for Pullman abstention. 15 Attorneys for Respondents: Keren Developments, Inc. and Robert Martin Company £ ■ 62 4n X - Ruth E. Roth Respondent Pro Se 90 Maple Avenue White Plains, New York 10601 (914) 761-1300 Of Counsel: Cameron Clark Melinda S. Levine William N. Gerson -and- Local counsel for Respondents: Yvonne Jones, Odell A. Jones, Melvin Dixon, Geri Bacon, Mary Williams, James Hodges and National Association for the Advancement of Colored People, Inc. White Plains/Greenburgh Branch GROVER G. HANKINS, ESQ. NAACP, Inc. 4805 Mount Hope Drive Baltimore, MD 21215-3297 (301) 486-9191 PAUL, WEISS, RIFKIND, WHARTON & GARRISON 1285 Avenue of the Americas New York, NY 10019 (212) 373-3000 By_ U- / Himes Attorneys for Respondents: Anita Jordan, April Jordan, Latoya Jordan, Anna Ramos, Lizette Ramos, Vanessa Ramos, Gabriel Ramos, Thomas Myers, Lisa Myers, Thomas Myers, Jr., Linda Myers, Shawn Myers, and National Coalition for the Homeless Attorney for Respondents: Yvonne Jones, Odell A. Jones, Melvin Dixon, Geri Bacon, Mary Williams, James Hodges and National Association for the Advancement of Colored People, Inc. White Plains/Greenburgh Branch Of Counsel: Robert M. Hayes, Esq. Virginia G. Shubert, Esq. COALITION FOR THE HOMELESS 105 East 22nd Street New York, NY 10010 (212) 460-8110 Julius L. Chambers, Esq. John Charles Boger, Esq. Sherrilyn Ifill, Esq. 99 Hudson Street New York, NY 10013 (212) 219-1900 Andrew M. Cuomo, Esq. 12 East 33rd Street 6th Floor New York, NY 10016 Mil- '