Schuette v. Coalition to Defend Affirmative Action Brief for Respondents
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August 23, 2013
74 pages
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Brief Collection, LDF Court Filings. Schuette v. Coalition to Defend Affirmative Action Brief for Respondents, 2013. c71c8cc8-c39a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/88d6debc-f1f0-4b95-a17e-f1cdb7f2b0f0/schuette-v-coalition-to-defend-affirmative-action-brief-for-respondents. Accessed November 23, 2025.
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In T h e
Supreme Court of tlje SJnttet) States
________________No. 12-682________________
B il l S c h u e t t e , M ic h ig a n A t t o r n e y G e n e r a l ,
Petitioner,
v.
C o a l it io n to D e f e n d A f f ir m a t iv e A c t io n , In t e g r a t io n
a n d Im m ig r a n t R ig h t s a n d F ig h t fo r E q u a l it y B y A n y
M e a n s N e c e s s a r y (BAMN), et al,
-AND-
C h a s e M . Ca n t r e l l , et al.,
Respondents.
O n W r it o f C e r t io r a r i t o t h e U n it e d S t a t e s C o u r t of
A p p e a l s f o r t h e S ix t h C ir c u it
BRIEF FOR RESPONDENTS
CHASE CANTRELL ET AL.
La u r e n c e H. Tribe
Hauser Hall 420
1575 Massachusetts Avenue
Cambridge, MA 02138
(617) 495-1767
Jo sh u a I. Civin
NAACP Legal Defense &
Educational Fund, Inc.
1441 I Street, NW,
10th Floor
Washington, DC 20005
(202) 682-1300
M a r k D. Ro se n b a u m
Counsel of Record
David B. Sapp
ACLU Foundation of
Southern California
1313 West Eighth Street
Los Angeles, CA 90017
(213) 977-9500
mrosenbaum@ACLU-SC.org
Ka r in A. D eMa si
N icole M. Peles
Cravath, Swaine & Moore LLP
825 Eighth Avenue
New York, NY 10019
(212) 474-1000
ADDITIONAL COUNSEL LISTED ON INSIDE COYTIR
August 23, 2013
mailto:mrosenbaum@ACLU-SC.org
E r w in Ch e m e r in s k y
University Of California,
Irvine School Of Law
401 East Peltason Drive,
Suite 1000
Irvine, CA 92697
(949) 824-7722
S h e r r il y n If il l
D a m o n T . H e w it t
NAACP Legal Defense &
Educational Fund, Inc.
40 Rector Street,
5th Floor
New York, NY 10006
(212) 965-2200
S t e v e n R. S h a p ir o
D e n n is D . Pa r k e r
ACLU Foundation
125 Broad Street,
18th Floor
New York, NY 10004
(212) 549-2500
M e l v in B u t c h
H o l l o w e l l , J r .
Detroit Branch NAACP
8220 Second Avenue
Detroit, MI 48202
(313) 980-0102
K a r y L. M o ss
M ic h a e l J. St e in b e r g
M a r k P. Fa n c h e r
ACLU Fund Of Michigan
2966 Woodward Avenue
Detroit, MI 48201
(313) 578-6814
Je r o m e R. W a t s o n
Miller, Canfield, Paddock
And Stone, P.L.C.
150 West Jefferson,
Suite 2500
Detroit, MI 48226
(313) 963-6420
D a n ie l P. T o k a ji
The Ohio State University
Moritz College Of Law
55 West 12th Avenue
Columbus, OH 43206
(614) 292-6566
Counsel for Cantrell Respondents
1
QUESTION PRESENTED
Whether a state violates the Equal Protection
Clause by amending its constitution to prohibit
race- and sex-based discrimination or preferential
treatment in public-university admissions decisions.
11
PARTIES TO THE PROCEEDING
Petitioner is Bill Schuette, Michigan Attorney
General. Respondents are Chase Cantrell, M.N., a
minor child, by Karen Nestor, Mother and Next
Friend, Karen Nestor, Mother and Next Friend of
M.N., a minor child, C.U., a minor child, by Paula
Uche, Mother and Next Friend, Paula Uche, Mother
and Next Friend to C.U., a minor child, Joshua Kay,
Sheldon Johnson, Matthew Countryman, M.R., a
minor child, by Brenda Foster, Mother and Next
Friend, Brenda Foster, Mother and Next Friend of
M.R., a minor child, Bryon Maxey, Rachel Quinn,
Kevin Gaines, Dana Christensen, T.J., a minor child,
by Cathy Alfaro, Guardian and Next Friend, Cathy
Alfaro, Guardian and Next Friend of T.J., a minor
child, S.W., a minor child, by Michael Weisberg,
Father and Next Friend, Michael Weisberg, Father
and Next Friend of S.W., a minor child, Casey
Kasper, Sergio Eduardo Munoz, Rosario Ceballo,
Kathleen Canning, Edward Kim, M.C.C., II, a minor
child, by Carolyn Carter, Mother and Next Friend,
Carolyn Carter, Mother and Next Friend of M.C.C.,
II, a minor child, J.R., a minor child, by Matthew
Robinson, Father and Next Friend, and Matthew
Robinson, Father and Next Friend of J.R., a minor
child (together, the “Cantrell Respondents”).
In the consolidated case, there is a separate
group of Respondents, which includes the Coalition
to Defend Affirmative Action, Integration and
Immigrant Rights and Fight for Equality by Any
Means Necessary (BAMN), United for Equality and
Affirmative Action Legal Defense Fund, Rainbow
Push Coalition, Calvin Jevon Cochran, Lashelle
Benjamin, Beautie Mitchell, Denesha Richey, Stasia
iii
Brown, Michael Gibson, Christopher Sutton, Laquay
Johnson, Turqoise Wiseking, Brandon Flannigan,
Josie Human, Issamar Camacho, Kahleif Henry,
Shanae Tatum, Maricruz Lopez, Alejandra Cruz,
Adarene Hoag, Candice Young, Tristan Taylor,
Williams Frazier, Jerell Erves, Matthew Griffith,
Lacrissa Beverly, D’Shawn Featherstone, Danielle
Nelson, Julius Carter, Kevin Smith, Kyle Smith,
Paris Butler, Touissant King, Aiana Scott, Allen
Vonou, Randiah Green, Brittany Jones, Courtney
Drake, Dante Dixon, Joseph Henry Reed, AFSCME
Local 207, AFSCME Local 214, AFSCME Local 312,
AFSCME Local 386, AFSCME Local 1642, AFSCME
Local 2920, and the Defend Affirmative Action Party
(together, the “Coalition Respondents”)- Additional
defendants below are the Regents of the University
of Michigan, the Board of Trustees of Michigan State
University, the Board of Governors of Wayne State
University, Mary Sue Coleman, Irvin D. Reid, and
Lou Anna K. Simon.
IV
TABLE OF CONTENTS
Page
QUESTION PRESENTED............................................. i
PARTIES TO THE PROCEEDING............................. ii
TABLE OF AUTHORITIES......................................... vi
INTRODUCTION............................................................1
STATEMENT..................................................................7
SUMMARY OF ARGUMENT..................................... 13
ARGUMENT.................................................................19
I. THE POLITICAL RESTRUCTURING
DOCTRINE IS CONSISTENT WITH, AND
A NECESSARY COMPONENT OF, THIS
COURT’S EQUAL PROTECTION
JURISPRUDENCE............................................... 19
A. This Court Has Long Recognized That
the “Peculiar and Disadvantageous”
Treatment of Racial Matters in the
Political Process Is a Racial
Classification Subject to Strict
Scrutiny......................................................... 19
B. Structuring the Political Process Based
on Racial Considerations Is
Particularly Likely To Underscore That
Race Is a Significant and Outcome-
Determinative Factor Within Our
Political System............................................27
V
C. The Political Restructuring Doctrine
Applies to All Manipulations of the
Political Process That Cannot Be
Explained on Grounds Other Than
Race................................................................33
D. The Political Restructuring Doctrine
Entails Straightforward Factual
Inquiries and Is Integral to a Coherent
Equal Protection Doctrine............................36
II. PROPOSAL 2 VIOLATES THE EQUAL
PROTECTION CLAUSE UNDER THE
POLITICAL RESTRUCTURING
DOCTRINE............................................................ 47
A. Proposal 2 Created a Racial
Classification................................................. 47
B. Proposal 2 Does Not Advance a
Compelling Interest...................................... 56
C. Proposal 2 Is Not Narrowly Tailored.........57
III. STARE DECISIS COUNSELS AGAINST
THE DRAMATIC STEP OF OVERRULING
OR SUBSTANTIALLY LIMITING THE
POLITICAL RESTRUCTURING
DOCTRINE............................................................ 60
Page
CONCLUSION 62
TABLE OF AUTHORITIES
Page(s)
Cases
Adarand Constructors, Inc. v. Pena, 515
U.S. 200 (1995)..............................................passim
Allen v. State Bd. of Elections, 393 U.S.
544 (1969)............................................................... 25
Avery v. Midland. Cnty., 390 U.S. 474
(1968)...................................................................... 25
Bd. of Regents of the Univ. of Mich. v.
Auditor Gen., 132 N.W. 1037 (Mich.
1911).........................................................................53
Bush v. Vera, 517 U.S. 952 (1996).....................passim
City of Arlington v. FCC, 133 S. Ct. 1863
(2013)........................................................................45
City of Richm ond v. J.A. Croson Co., 488
U.S. 469 (1989)................................... 28, 45, 51, 57
Crawford u. Bd. of Educ., 458 U.S. 527
(1982).................................................................. 5, 42
Easley v. Crornartie, 532 U.S. 234 (2001)......... 22, 56
Fisher v. Univ. of Tex., 133 S. Ct. 2411
(2013)............................................................... passim
Gornillion v. Light foot, 364 U.S. 339 (1960)..... 25, 38
Gordon v. Lance, 403 U.S. 1 (1971)...........................22
vi
Gratz v. Bollinger, 539 U.S. 244 (2003)..................... 7
Grutter v. Bollinger, 539 U.S. 306 (2003)........ passim
Guinn v. United States, 238 U.S. 347
(1915)...................................................................... 25
Hormel v. Helvering, 312 U.S. 552 (1941)............... 56
Hunter v. Erickson, 393 U.S. 385 (1969)..........passim
Hunter v. City of Pittsburgh, 207 U.S. 161
(1907)...................................................................... 39
Hunter v. Underwood, 471 U.S. 222 (1985).............. 49
James v. Valtierra, 402 U.S. 137 (1971)............ 38, 59
League of United Latin Am. Citizens v.
Perry, 548 U.S. 399 (2006)............................. 24, 25
Lee v. Nyquist, 318 F. Supp. 710 (W.D.N.Y.
1970), aff’d, 403 U.S. 935 (1971).................. 20, 41
Miller v. Johnson, 515 U.S. 900 (1995)............. 22, 30
Mistretta v. United States, 488 U.S. 361
(1989)........................................................................54
New State Ice Co. v. Liebmann, 285 U.S.
262 (1932)............................................................... 39
Parents Involved in Cmty. Sell. v. Seattle
Sch. Dist. No. 1, 551 U.S. 701 (2007).......... passim
V ll
Page(s)
vm
Pers. Adm’r of Mass. v. Feeney, 442 U.S.
256 (1979)......................................................... 37, 50
Planned Parenthood v. Casey, 505 U.S.
833 (1992)....................... ....................................... 60
Reynolds v. Sims, 377 U.S. 533 (1964).............. 25, 26
Romer v. Evans, 517 U.S. 620 (1996).................. 4, 50
Shaw v. Reno, 509 U.S. 630 (1993)...................passim
Singleton v. Wulff, 428 U.S. 106 (1976)................... 56
United States v. Carotene Prods. Co., 304
U.S. 144 (1938)................................................. 27, 35
Village of Arlington Heights v. Metro.
Housing Dev. Corp., 429 U.S. 252
(1977)............................................................... passim
Washington v. Davis, 426 U.S. 229 (1976)..............37
Washington v. Seattle Sch. Dist. No. 1, 458
U.S. 457 (1982)............................................... passim
Wright v. Rockefeller, 376 U.S. 52 (1964)................25
Statutes & Rules
Mich. Const, art. I, § 26........................................... 9, 48
Mich. Const, art. VIII, § 5 ......................................... 7, 52
Mich. Const, art. XII, §§ 1 & 2 ...................................55
Page(s)
IX
Mich. Comp. Laws Ann. §§ 390.3-.5 (West
2011)....................................................................... 52
Other Authorities
League of Women Voters 2005 General
Election Voter Guide, available at
http://www.lwvka.org/guide04/regents.
htm l.........................................................................53
Page(s)
http://www.lwvka.org/guide04/regents
INTRODUCTION
Before Proposal 2 was enacted in November
2006, the Michigan Constitution granted plenary
authority over all matters relating to the state’s
public universities, including authority to establish
admissions criteria, to each university’s Board of
Regents. Supporters of Proposal 2 mobilized in
direct reaction to this Court’s decision in Grutter v.
Bollinger, 539 U.S. 306, 340, 343 (2003), holding that
Michigan Law School’s policy of considering race as
one factor among many in a holistic, individualized
review of admissions applications was
constitutionally permissible. Proposal 2’s supporters
sought not only to repeal the constitutionally
permissible race-conscious admissions policies that
universities had developed in the wake of Grutter,
instead, they sought to permanently ban such
policies by embedding a prohibition against them in
the state constitution and thereby changing—along
explicitly racial lines—the political structure
traditionally employed by the State of Michigan to
make higher educational policy.
Following Proposal 2’s enactment, the Boards of
Regents are prohibited by the state constitution from
retaining their constitutionally permissible race
conscious admissions programs or from adopting new
constitutionally permissible policies. They retain
plenary authority over all other matters, however,
including whether to include countless other
constitutionally permissible criteria in their
admissions programs. Consequently, a student who
believes that her family’s alumni connections (or
experience as a member of a Christian service group
or living in Michigan’s Upper Peninsula) should
2
receive greater weight in the admissions process can
advocate to the Boards of Regents—or to the
university officials to whom they have delegated
authority over admissions policy—with a chance of
success. In contrast, post-Proposal 2, if a student
believes that the admissions process should consider
how she would contribute to promoting diversity
within the university community based on her
experiences as an African-American woman, she has
no choice but to undertake the far more onerous
process of amending the state constitution to
authorize again constitutionally permissible race
conscious admissions programs.
Launched by opponents of constitutionally
permissible race-conscious admissions programs
after they lost in Grutter, Proposal 2 explicitly refers
to race and was unquestionably about race. It not
only prohibited constitutionally permissible race
conscious admissions programs but also made it
substantially more onerous for proponents of such
programs to advocate their adoption successfully in
the future, thereby (among other consequences)
reducing the enrollment of underrepresented
minorities on individual campuses. Based on
overwhelming evidence, the Sixth Circuit adopted
the district court’s factual findings that Proposal 2
effected a significant change in the ordinary political
process and that it was fundamentally about race.
Relying on Washington v. Seattle School District
No. 1, 458 U.S. 457 (1982), and Hunter v. Erickson,
393 U.S. 385 (1969), the Sixth Circuit, sitting en
banc, concluded that Proposal 2 was therefore a
racial classification subject to strict scrutiny under
the Equal Protection Clause and, because the state
3
did not advance a compelling governmental interest,
was unconstitutional.
In the context of racial classifications, this Court
has most often applied strict scrutiny when the
government expressly classifies individuals by race
and differentially allocates benefits and burdens
based upon individual membership in a racial or
ethnic group. See, e.g., Fisher v. Univ. of Tex., 133 S.
Ct. 2411 (2013) (reviewing public university
admissions program); Parents Involved in Cmty. Sch.
v. Seattle Sch. Dist. No. 1, 551 U.S. 701 (2007)
(reviewing programs to assign individual students to
particular K-12 public schools); Grutter, 539 U.S. 30G
(2003) (reviewing public law school admissions
program); Adarand Constructors, Inc. v. Pena, 515
U.S. 200 (1995) (reviewing program to award
government contracts).
But this Court also has identified a category of
cases where strict scrutiny applies to governmental
action that does not allocate benefits or burdens
directly to individuals but rather controls how
decisions related to that allocation occur. When race
is “the predominant factor,” Bush v. Vera, 517 U.S.
952, 959 (1996), motivating the manipulation of the
political process, that change in the political process
itself creates a racial classification that is subject to
strict scrutiny. For example, this Court has held
that redistricting decisions are subject to strict
scrutiny when they disregard traditional race-
neutral districting principles and otherwise are
“unexplainable on grounds other than race,” even
when there is no resulting substantive harm to any
individual’s voting strength. Shaw v. Reno, 509 U.S.
630, 641-43 (1993); see also Bush, 517 U.S. at 958.
4
Likewise, strict scrutiny applied in Hunter and
Seattle, which this Court subsequently characterized
as “precedents involving discriminatory
restructuring of governmental decisionmaking,”
Romer v. Evans, 517 U.S. 620, 625 (1996), because
the challenged governmental action in those cases
created uniquely onerous political processes for
deciding whether to adopt constitutionally
permissible race-conscious programs.
The narrow application of strict scrutiny beyond
decisions that directly allocate governmental benefits
and burdens reinforces the core rationale supporting
this Court’s conclusion that all racial classifications
must be subject to strict scrutiny: they “delay the
time when race will become a truly irrelevant, or at
least insignificant, factor” in society. Adarand, 515
U.S. at 229. It is, of course, the political process that
determines the allocation of governmental benefits
and burdens, so efforts like Proposal 2 to structure
the political process along overtly racial lines
unmistakably mandate that race be “outcome
determinative,” Grutter, 539 U.S. at 389 (Kennedy,
J., dissenting), in the way government operates and
“threaten[j to carry us further from the goal of a
political system in which race no longer matters—a
goal that the Fourteenth and Fifteenth Amendments
embody, and to which the Nation continues to
aspire,” Shaw, 509 U.S. at 657. The suggestion that
changing the political process along racial lines to
prevent the state from taking constitutionally
permissible race-conscious action is somehow
justified because it may ultimately reduce the
importance of race within society is irreconcilable
with settled doctrine. See, e.g., Parents Involved, 551
5
U.S. at 782 (Kennedy, J., concurring) (“To make race
matter now so that it might not matter later may
entrench the very prejudices we seek to overcome.”).
Because the state plainly has a compelling
interest in prohibiting race-conscious action that
violates the Equal Protection Clause, the political
restructuring doctrine is necessarily implicated only
in the limited circumstances where race-conscious
governmental action is constitutionally permissible.
Under those circumstances, the state must make a
choice whether to take race into account; there is
consequently a need for public discourse regarding
whether or not to adopt such measures. In this case,
for example, Michigan was free to maintain the race
conscious admissions program upheld in Grutter or
to abandon it. See, e.g., Crawford v. Bd. of Educ.,
458 U.S. 527, 539 (1982). Proposal 2, however,
effected far more than a mere repeal of race
conscious legislation. While otherwise leaving intact
the Boards of Regents’ plenary authority over
university affairs, Proposal 2 stripped the Boards’
power only with respect to an inherently racial issue
and entrenched that issue at a higher and more
burdensome level of political decisionmaking.
Although history instructs that the targeted
restructuring of the political process has often been
used, as here, to the disadvantage of racial
minorities, this Court has cautioned that allowing
either side of a debate to manipulate the political
process for making such decisions introduces a racial
divide into the political system. See Shaw, 509 U.S.
at 650-51 (“[E]qual protection analysis is not
dependent on the race of those burdened or
benefited” (internal quotation marks omitted)).
6
Recent empirical analysis demonstrates that racial
polarization was substantially greater in Michigan
on the question of whether to amend the constitution
to prohibit race-conscious admissions programs than
on the more general question of whether affirmative
action programs should be adopted. See generally
Brief of Amici Curiae Political Scientists Donald
Kinder et al. (hereinafter “Kinder Br.”).
The political restructuring doctrine is a
necessary bulwark of equal protection jurisprudence:
it ensures that the debate over whether to adopt
constitutionally permissible race-conscious programs
does not lead to racial balkanization if one side
attempts to racially gerrymander the political
process to rig the outcome in its favor. It also
reflects a clear and narrow rule: when race is the
predominant factor explaining a state’s decision to
establish a distinct political process, the
governmental action creates a racial classification
subject to strict scrutiny. Although courts may be
called upon to determine whether race is the
predominant factor behind the governmental action
and whether the action creates a distinct political
process, those determinations are guided by tests
that are amenable to commonsensical and objective
application.
Accordingly, the Court should affirm the Sixth
Circuit’s conclusion that Proposal 2 was a distortion
of the political process related to constitutionally
permissible race-conscious policies and therefore a
racial classification that is subject to, and fails, strict
scrutiny, especially in light of Petitioner’s failure
even to articulate a compelling state interest.
7
STATEMENT
A. Background
Under its state constitution, Michigan’s public
universities are controlled by independent Boards of
Regents, each of which has the power of “general
supervision of its institution and the control and
direction of all expenditures from the institution’s
funds.” Mich. Const, art. VIII, § 5. Board members
have always enjoyed autonomy over admissions
policies, and they have delegated the responsibility
to establish admissions standards, policies, and
procedures to units within the institutions, including
central admissions offices, schools, and colleges. Pet.
App. 27a-29a; Supp. C.A. Br. of Universities 19-21.
Students, faculty, and other individuals have always
been free to lobby Michigan’s public universities for
or against the adoption of particular admissions
policies. They have histoi'ically done so on numerous
occasions. By the 1990s, for example, in response to
decades of robust, hard-fought political debate,
admissions decisions in many of Michigan’s public
universities’ graduate and undergraduate programs
included consideration of race as one of a multitude
of factors. Supp. Pet. App. 270a-71a.
In 2003, this Court in Grutter, 539 U.S. 306,
upheld as constitutional the University of Michigan
Law School’s holistic, race-conscious admissions
policy. On the same day, the Court invalidated the
admissions policy of the University of Michigan’s
undergraduate college as not narrowly tailored to
serve the State’s compelling interest in obtaining the
educational benefits of student-body diversity. See
Gratz v. Bollinger, 539 U.S. 244 (2003).
8
Following these decisions, Michigan’s public
universities amended their admissions policies as
needed to comply with Grutter. For instance, the
University of Michigan’s undergraduate admissions
officers crafted a policy that engaged in an
“individualized inquiry into the possible diversity
contributions of all applicants,” Grutter, 539 U.S.
at 341, considering race along with another “50 to 80
different categories,” such as personal interests and
achievements, geographic location, alumni
connections, athletic skills, socioeconomic status,
family educational background, overcoming
obstacles, work experience, and any extraordinary
awards, both inside and outside the classroom, Supp.
Pet. App. 283a-284a.
As Petitioner acknowledges, Pet. Br. 7, in direct
response to this Court’s rulings in Gratz and Grutter,
opponents of race-conscious admissions programs
organized to place a proposal to amend the Michigan
Constitution on the November 2006 statewide ballot.
The initiative, Proposal 2, sought “to amend the
State Constitution to ban affirmative action
programs,” Pet. App. 8a, and its principal author
stated that its purpose was “to prohibit programs
that granted racial preferences, that is, affirmative
action programs,” Supp. Pet. App. 327a. Once
adopted by the voters, Proposal 2 amended the
Michigan Constitution to include the following
provisions, entitled “Affirmative Action,” in Article I:
(1) The University of Michigan, Michigan
State University, Wayne State University,
and any other public college or university,
community college, or school district shall
not discriminate against, or grant
9
preferential treatment to, any individual or
group on the basis of race, sex, color,
ethnicity, or national origin in the operation
of public employment, public education, or
public contracting.
(2) The state shall not discriminate against,
or grant preferential treatment to, any
individual or group on the basis of race, sex,
color, ethnicity, or national origin in the
operation of public employment, public
education, or public contracting.
(3) For the purposes of this section “state”
includes, but is not necessarily limited to,
the state itself, any city, county, any public
college, university, or community college,
school district, or other political subdivision
or governmental instrumentality of or
within the State of Michigan not included in
sub-section 1.
Pet. App. 8a-9a (citing Mich. Const, art. I, § 26). No
prior constitutional amendment in Michigan had
dealt with any matter relating to university
admissions or, for that matter, with anything related
to higher education governance or affairs.
In December 2006, Proposal 2 took effect and
generated two major changes to the admissions
policies at Michigan’s public universities. First,
Proposal 2 mandated that Michigan’s public
universities remove “race, sex, color, ethnicity, or
national origin” as potential factors in the
admissions process even though the Boards and their
designated admissions committees could continue to
10
consider any and all other factors. Pet. App. 9a.
Second, Proposal 2 “entrenched this prohibition at
the state constitutional level, thus preventing public
colleges and universities or their Boards from
revisiting this issue—and only this issue—without
repeal or modification of [Proposal 2].” Pet. App. 9a.
B. Proceedings Below
On November 8, 2006, the day after Proposal 2
was approved, the Coalition to Defend Affirmative
Action, Integration and Immigration Rights and
Fight for Equality By Any Means Necessary
(“Coalition Plaintiffs”) filed suit in the United States
District Court for the Eastern District of Michigan.
About a month later, the Michigan Attorney General
filed a motion to intervene as a defendant, which the
court granted. Pet. App. 9a-10a.
On December 19, 2006, the Cantrell Plaintiffs, a
group of students, faculty, and prospective applicants
to Michigan’s public universities, filed a separate
suit in the United States District Court for the
Eastern District of Michigan. Pet. App. 10a. The
Cantrell Plaintiffs sought to prohibit Proposal 2's
enforcement only as applied to university
admissions, Pet. App. 10a, on the ground that
Proposal 2 violates the Fourteenth Amendment by
creating a separate and more burdensome
governmental decisionmaking process for
determining whether or not universities may adopt
race-conscious admissions policies that satisfy the
Fourteenth Amendment. The district court
consolidated the two cases in January 2007. See Pet.
App. 109a.
11
In reviewing Michigan law and the historical
record, the district court found that “governance of a
university, including the regulation of admissions
criteria, is part of the political process” and that
“race-conscious admissions programs developed”
through this process “in the first place.” Supp.
Pet. 327a. After discovery and consideration of
expert testimony, the court further found that, in
terms of enrollment numbers, “Proposal 2’s
elimination of affirmative action programs will fall
the heaviest on minorities,” Supp. Pet. App. 316a, a
finding that was borne out after Proposal 2 went into
effect. Brief for Respondents the Regents of the
University of Michigan et al. 23-25.
The district court also found “no question” that
“Proposal 2 makes it more difficult” for proponents of
constitutionally permissible race-conscious programs
to achieve their adoption. Supp. Pet. App. 328a.
Expert testimony established that the process of
amending Michigan’s Constitution is “lengthy,
complex, difficult and expensive,” J.A. 40, and ballot
initiatives in Michigan can cost as much as $15
million, “with $5 million being a practical minimum,”
J.A. 47. Because Michigan requires “signatures from
10% of the total vote cast for all candidates” in the
last gubernatorial election and has a relatively short
window for gathering signatures, the cost of simply
securing enough signatures to place an initiative on
the ballot could approach $1 million. J.A. 44, 47-48.
Nonetheless, the district court denied the
Plaintiffs’ motions for summary judgment and
granted the Attorney General’s motion for summary
judgment, stating that “the political restructuring
effectuated by Proposal 2 does not offend the Equal
12
Protection Clause.” Supp. Pet. App. 330a; see Pet.
App. lla-12a. The district court subsequently
denied the Cantrell Plaintiffs’ motion for
reconsideration, and both Plaintiff groups appealed.
Pet. App. 12a.
On appeal, the Sixth Circuit, sitting en banc,
invalidated Proposal 2. Relying on Seattle and
Hunter, the Sixth Circuit held that a political
enactment denies equal protection when it (1) has a
“racial focus” and (2) “reallocates political power or
reorders the decisionmaking process” in a way that
“places special burdens on racial minorities.” Pet.
App. 21a-22a.
As the Sixth Circuit recognized, it is undisputed
that after Proposal 2, the only recourse available to a
person seeking to restore the constitutionally
permissible consideration of race as one factor in
higher education admissions would be to mount a
successful statewide electoral campaign to amend
the Michigan Constitution, which, as the district
court found, is “an extraordinarily expensive process
and the most arduous of all the possible channels for
change.” Pet. App. 36a. In contrast, a Michigan
citizen lobbying for or against consideration of such
non-racial factors as religious group membership,
legacy status, geographic origin, athletic skill or
virtually any other dimension of experience or
background treated as an identifying characteristic
may use any number of less burdensome avenues to
change or maintain admissions policies. For
example, such a citizen could directly engage in
discourse with the Boards, the appropriate
university committees, or other university officials.
See Pet. App. 35a. The Sixth Circuit also affirmed
13
the district court’s finding that “the admissions
policies affected by Proposal 2 are part of a political
process,” canvassing in detail Michigan law and
relying also on briefing by University defendants
“clarifying] their admissions practices.” Pet.
App. 27a-33a (internal quotation marks omitted).
As the Sixth Circuit explained, “[b]ecause less
onerous avenues to effect political change remain
open to those advocating consideration of nonracial
factors in admissions decisions, Michigan cannot
force those advocating for consideration of racial
factors to traverse a more arduous road without
violating the Fourteenth Amendment.” Pet.
App. 37a-38a. The Sixth Circuit recognized that the
State of Michigan had made no attempt to justify
Proposal 2 by advancing a putative compelling
interest. Pet. App. 45a (“Likewise, because the
Attorney General does not assert that Proposal 2
satisfies a compelling state interest, we need not
consider this argument.”).
SUMMARY OF ARGUMENT
This Court has held that all racial classifications
are subject to strict scrutiny. See Fisher, 133 S. Ct.
at 2421. Thus, strict scrutiny applies when the
government classifies “individuals by race” and
differentially “allocate[s] benefits and burdens on
that basis,” Parents Involved, 551 U.S. at 783, 789
(Kennedy, J., concurring). Strict scrutiny also
applies when race is “the predominant factor,” Bush,
517 U.S. at 959, in determining how the political
process is structured because this Court has
recognized that the allocation of government benefits
and burdens cannot be separated from the process by
14
which those political decisions are made. See Bush,
517 U.S. 952; Shaw, 509 U.S. 630; Seattle, 458
U.S. 457; Hunter, 393 U.S. 385. Proposal 2 falls into
this second, narrower category of racial
classifications because it requires a distinct and, as
the district court explicitly found and the Sixth
Circuit affirmed, more onerous process for deciding
whether to adopt constitutionally permissible race
conscious admissions programs than the process that
applies to other decisions related to admissions
criteria.
This Court should affirm the Sixth Circuit’s
decision and decline the invitation by Petitioner and
Russell to overrule the political restructuring
doctrine embodied in Hunter and Seattle, for three
principal reasons:
1. The political restructuring doctrine is
consistent with, and a necessary component of, this
Court’s equal protection jurisprudence.
This Court has long recognized that the
“peculiar and disadvantageous” treatment of racial
matters in the political process is a racial
classification subject to strict scrutiny. See Seattle,
458 U.S. at 485. Like decisions impacting voting
rights and the redistricting of legislative boundaries,
decisions to modify other facets of the political
process directly impact the allocation of
governmental benefits and burdens to individuals.
Applying strict scrutiny to decisions that create
“distinctions based on race,” id.., within our political
system is thus consistent with longstanding doctrine.
15
This Court has also repeatedly explained that
all racial classifications must be subjected to strict
scrutiny because treating race differently may
increase the salience of race in our constitutional
democracy and sanction the view that race remains
outcome determinative in our political processes. See
Shaw, 509 U.S. at 657. These risks are particularly
likely when the classification directly affects the
individual allocation of governmental benefits and
burdens on the basis of race. But they are equally
likely when the political process itself contains a
distinct decisionmaking process for racial issues.
States will always have a compelling interest in
prohibiting race-conscious conduct that violates the
Equal Protection Clause. Changes to the political
process can therefore violate the Fourteenth
Amendment under the political restructuring
doctrine only in the narrow circumstances in which a
state has the choice whether or not to adopt a
constitutionally permissible race-conscious program.
In this context, the political restructuring doctrine
plays an indispensable role by assuring that the
process through which the state resolves that
question does not needlessly heighten the focus on
race as an overly salient or outcome-determinative
feature of our political system.
In Hunter and Seattle, the political process was
manipulated to prohibit constitutionally permissible
race-conscious programs or policies. In decisions
that post-date Hunter and Seattle, this Court has
held that all racial classifications, including those
intended to benefit minorities, are subject to strict
scrutiny. See, e.g., Adarand, 515 U.S. 200.
Application of the political restructuring doctrine
16
does not, therefore, turn on whether the state has
mandated or prohibited constitutionally permissible
race-conscious policies. Rather, this Court’s current
understanding of the Equal Protection Clause
requires strict scrutiny whenever racial issues are
subject to a distinct and more burdensome
decisionmaking process, regardless of outcome.
The political restructuring doctrine thus applies
in narrow circumstances delineated by a clear rule
that enforces this Court’s core equal protection
principles. In the limited context of constitutionally
permissible race-conscious action, when race is the
predominant factor explaining a state’s decision to
establish a distinct political process, the
governmental action creates a racial classification
subject to strict scrutiny. Race is the predominant
factor behind the creation of a distinct
decisionmaking process when, as here, the creation
of the separate decisionmaking process is
“unexplainable on grounds other than race,” see
Shaw, 509 U.S. at 643-44 (quoting Village of
Arlington Heights v. Metro. Hons. Dev. Corp., 429
U.S. 252, 266 (1977), due to the racial character of
the issue subject to the distinct process. When, as
also occurred here, “race” expressly appears on the
face of the political restructuring measure to define
how (or to which types of action) a distinct
decisionmaking process applies and nothing in the
record otherwise dispels the conclusion that its
application to “race” was the predominant factor
behind the measure, the racial character of the issue
is clear. See Hunter, 393 U.S. at 390-91. And a
distinct political process exists when plenary
decisionmaking authority resides at one
17
governmental level, e.g., the Board of Regents, but
the decision whether to take constitutionally
permissible action with respect to race is situated at
a different governmental level, e.g., the state
constitution, in which advocacy is necessarily
substantially more burdensome. By contrast,
decisions to enact (or not enact) or to repeal (or leave
in place) constitutionally permissible race-conscious
legislation or policies are not subject to strict
scrutiny under the political restructuring doctrine
because they do not create a distinct decisionmaking
process.
2. The Sixth Circuit correctly concluded
that Proposal 2 created a racial classification subject
to strict scrutiny. Proposal 2 explicitly established a
distinct political process for race-conscious
admissions programs. Under Proposal 2, the Boards
of Regents retain plenary authority over all other
university matters, including general authority to set
admissions criteria. But the specific decision
whether to adopt constitutionally permissible race-
conscious admissions programs was uprooted from
that locus of political decisionmaking and entrenched
at the state constitutional level. As a direct response
to Grutter and framed by its principal author as
prohibiting consideration of race in college
admissions, Proposal 2 cannot be rationally
explained or understood on grounds other than race.
Both Petitioner and Russell argue that
Proposal 2 should not be subject to strict scrutiny
because many considerations other than intent to
harm minorities might lead a state to prohibit race
conscious college admission programs. But requiring
plaintiffs to prove animus toward a particular racial
18
group as part of an equal protection claim would be
incompatible with decades of this Court’s precedents,
including Shaw, Bush, Adarand, Parents Involved,
and Fisher. The district court and the Sixth Circuit
both found that, in addition to targeting race
explicitly for different treatment, the fundamental
aims of Proposal 2 were to prohibit race-conscious
admissions programs and to create a different and
more burdensome decisionmaking process to block
any future effort to alter that outcome. The
underlying attitudes of voters toward particular
racial groups are irrelevant.
Because the state chose not even to venture to
identify a compelling interest for the racial
classification embodied in Proposal 2, and because
Proposal 2 is not narrowly tailored even if such an
interest were deemed to exist, Proposal 2 is
unconstitutional. Petitioner’s argument that strict
scrutiny should not apply to Proposal 2 because it
seeks ultimately to minimize the salience of race by
prohibiting race-conscious admission programs
cannot be squared with settled Fourteenth
Amendment doctrine. All racial classifications are
subject to strict scrutiny, however laudable a goal
they purport to advance and even if their supporters
believe the racial classification will ultimately reduce
the prominence of race in society.
3. Stare decisis counsels against taking
the dramatic step to overrule or substantially limit
such longstanding precedent as Hunter and Seattle.
The attacks by Petitioner and Russell on the wisdom
of race-conscious admissions programs, which serve
only to catalogue their continuing disagreement with
19
this Court’s holdings in Grutter and Fisher, are
irrelevant to the question presented in this case.
ARGUMENT
I. THE POLITICAL RESTRUCTURING
DOCTRINE IS CONSISTENT WITH, AND A
NECESSARY COMPONENT OF, THIS
COURT’S EQUAL PROTECTION
JURISPRUDENCE.
A. This Court Has Long Recognized That
the “Peculiar and Disadvantageous”
Treatment of Racial Matters in the
Political Process Is a Racial
Classification Subject to Strict
Scrutiny.
More than a quarter century ago, this Court
held that the ordinary political processes of
government decisionmaking may not be intentionally
skewed against particular policies because their
subject matter is racial in nature. Seattle, 458 U.S.
at 470 (holding that strict scrutiny is triggered
whenever “the State allocates governmental power
nonneutrally, by explicitly using the racial nature of
a decision to determine the decisionmaking process”).
In Seattle, blacks and other citizens had achieved
school board approval of a busing plan to lessen the
de facto segregation in Seattle’s schools.1 Opponents
1 The constitutionality of Seattle’s “race-conscious student
assignments for the purpose of achieving integration, even
absent a finding of prior de jure segregation” was not
challenged, so the constitutionality of the plan was assumed.
20
then mounted a successful campaign to pass a
statewide initiative, Initiative 350, prohibiting school
boards from using busing to accomplish racial
integration, while permitting the continued use of
busing for all other purposes of school transportation
and otherwise leaving school governance processes
intact. Initiative 350 “nowhere mention[ed] ‘race’ or
‘integration,’” but it “in fact allow[ed] school districts
to bus their students ‘for most, if not all,’ of the
nonintegrative purposes required by [the state’s]
educational policies.” Id. at 471.
This Court held that Initiative 350 created a
racial classification subject to strict scrutiny:
“ [W]hen the political process or the decisionmaking
mechanism used to address racially conscious
legislation—and only such legislation—is singled out
for peculiar and disadvantageous treatment, the
governmental action plainly rests on distinctions
based on race.” Id. at 485 (internal quotation marks
omitted); see also id. at 480 (“By placing power over
desegregative busing at the state level, then,
Initiative 350 plainly ‘differentiates between the
treatment of problems involving racial matters and
that afforded other problems in the same area.’”
(quoting Lee v. Nyquist, 318 F. Supp. 710, 718
Seattle, 458 U.S. at 472 n.15. Unsurprisingly, Petitioner cites
no authority supporting his contention that this Court’s
decision not to resolve a question that the parties did not raise
undermines the precedent on the issue the Court did resolve.
Cf. Fisher, 133 S. Ct. at 2421 (assuming, for purposes of
decision, that Grutter is good law); id. at 2422 (Scalia, J.,
concurring) (concurring because petitioner did not ask Court to
overturn Grutter).
21
(W.D.N.Y. 1970), aff’d, 403 U.S. 935 (1971))). This
Court thus affirmed that a state could not selectively
gerrymander the political process to impose more
rigorous political burdens on those citizens seeking
to promote constitutionally permissible race
conscious approaches than it imposed on those
pursuing other policy agendas involving public
education. See Seattle, 458 U.S. at 474-75; see also
id. at 474 n.17 (noting that the constitutional evil
was the creation of a “comparative structural
burden” for advocating otherwise constitutionally
permissible race-conscious policies within the
political process).
This Court in Seattle relied on Hunter, 393
U.S. 385, which had articulated the same rule more
than a decade earlier. In Hunter, the Court struck
down an amendment to the City of Akron’s charter
because it explicitly established a process for
deciding racial housing matters that was distinct
from the process for all other housing matters. See
id. at 389. The charter amendment provided that
“(a]ny ordinance enacted by the Council of Akron
which regulates the use, sale, advertising, transfer,
listing assignment, lease, sublease or financing of
real property of any kind or of any interest therein
on the basis of race, color, religion, national origin or
ancestry must first be approved by a majority of the
electors . . . before said ordinance shall be effective.”
Id. at 387 (emphasis added). The requirement of
voter approval for certain ordinances duly enacted by
the city council was unique within the city charter,
applying only to “laws to end housing
discrimination.” Id. at 390; see also id. at 391 (noting
that “[t]he automatic referendum system” did not, for
2 2
example, “affect tenants seeking more heat or better
maintenance from landlords, nor those seeking rent
control, urban renewal, public housing, or new
building codes”). The charter amendment thus
forced those who sought protection from private
racial or religious discrimination to run a “gauntlet”
that those who sought to prevent other abuses in real
estate did not have to run. Id. at 390.
As such, the amendment “was an explicitly
racial classification treating racial housing matters
differently from other . . . housing matters.” Id. at
389; see also id. at 395 (Harlan, J., concurring)
(observing that the amendment was a racial
classification because it was not “grounded in neutral
principle”); Gordon v. Lance, 403 U.S. 1, 5 (1971)
(distinguishing facts of case from Hunter “in which
fair housing legislation alone was subject to an
automatic referendum requirement”). “Because the
core of the Fourteenth Amendment is the prevention
of meaningful and unjustified official distinctions
based on race,” the “racial classification” embodied in
the charter amendment was subject to strict scrutiny
under the Equal Protection Clause. Hunter, 393 U.S.
at 391-93.
This Court thereafter relied on similar
considerations in a series of cases alleging racial
gerrymandering when states created majority-
minority electoral districts in the wake of the 1990
Census. See Bush, 517 U.S. at 958-1002; Shaw, 509
U.S. at 642-58; Easley v. Cromartie, 532 U.S. 234,
241-58 (2001); Miller v. Johnson, 515 U.S. 900, 904-
28 (1995). In those cases, the Court held that using
race as the predominant factor in structuring the
political process through electoral district boundaries
23
creates a racial classification subject to strict
scrutiny under the Equal Protection Clause. The
holdings in Shaw and Bush did not rest on the direct
allocation of particular governmental benefits and
burdens based on the race of the individuals seeking
those benefits.2 Rather, the rationale supporting
application of strict scrutiny was the state’s reliance
on race as the predominant factor in drawing
electoral district boundaries and thus in ultimately
structuring the legislative process that is responsible
for allocating governmental benefits and burdens to
individuals.
For example, the plaintiffs in Shaw did not
claim that the challenged reapportionment plan
unconstitutionally diluted white voting strength, or
even that they themselves were white. See 509 U.S.
at 641. Instead, their claim focused on the
application of race as the essential mechanism by
which electoral lines were determined and
government decisionmaking organized: “Racial
gerrymandering, even for remedial purposes, may
balkanize us into competing factions; it threatens to
carry us further from the goal of a political system in
which race no longer matters—a goal that the
Fourteenth and Fifteenth Amendments embody, and
to which the nation continues to aspire.” Id. at 657.
2 As Justice Souter observed in Bush, rather than
“addressing any injury to members of a class subjected to
differential treatment, the standard presupposition of an equal
protection violation, Shaw I addressed a putative harm subject
to complaint by any voter objecting to an untoward
consideration of race in the political process.” Bush, 517 U.S.
at 1045 (Souter, J., dissenting).
24
Although the Court reiterated that it “never has held
that race-conscious state decisionmaking is
impermissible in all circumstances,” id. at 642, the
Court concluded in Shaw that the State of North
Carolina’s decision to enact redistricting legislation
that “is so bizarre on its face that it is ‘unexplainable
on grounds other than race’” was subject to strict
scrutiny as a racial classification, id. at 644 (quoting
Arlington Heights, 429 U.S. at 266).
Likewise, in Bush, the Court relied on Shaw to
apply strict scrutiny to, and ultimately void, a plan
to redraw Texas electoral district lines because the
plaintiffs established that race was “the predominant
factor motivating the legislature’s redistricting
decision.” 517 U.S. at 959, 970-72 (internal
quotation marks and alterations omitted); accord id.
at 996 (Kennedy, J., concurring); id. at 1001
(Thomas, J., concurring). The constitutional vice was
not any resulting substantive harm to any
individual’s voting strength, but rather “the
legislature’s reliance on racial criteria” as the
predominant factor in their redistricting efforts. Id.
at 958. In other words, the Texas redistricting failed
under the Equal Protection Clause because the
“contours” of the lines drawn were “unexplainable in
terms other than race,” id. at 972, and not narrowly
tailored to serve a compelling state interest, see id.
at 976-83. Cf. League of United, Latin Am. Citizens v.
Perry, 548 U.S. 399, 475 & n.12 (2006) (Stevens, J.,
concurring in part and dissenting in part)
(recognizing on behalf of himself and one other
Justice that compliance with the Voting Rights Act
can be a compelling interest in legislative
redistricting); id. at 485 n.2 (Souter, J., concurring in
25
part and dissenting in part) (same, on behalf of
himself and one other Justice); id. at 518-19 (Scalia,
J., concurring in the judgment in part and dissenting
in part) (same, on behalf of himself and three other
Justices).
Notably, the Court in Shaw drew from the same
body of case law addressing attempts to restrict the
political power of minority groups through
manipulations of the machinery of governmental
power upon which the Court relied in Hunter and
Seattle. Compare Shaw, 509 U.S. at 639-41, 644-46
(discussing Guinn v. United States, 238 U.S. 347
(1915), Gomillion v. Lightfoot, 364 U.S. 339 (1960),
Wright v. Rockefeller, 376 U.S. 52 (1964), Reynolds u.
Sims, 377 U.S. 533 (1964), and Allen u. State Bd. of
Elections, 393 U.S. 544 (1969)) with Hunter, 393 U.S.
at 391, 393 (citing Gomillion, 364 U.S. 339, Reynolds,
377 U.S. 533, and Avery v. Midland Cnty., 390
U.S. 474 (1968)), and Seattle, 458 U.S. at 485-86
(discussing Hunter’s reliance on voting rights cases).
These cases recognized that, although
government can discriminate directly in the
allocation of benefits and burdens based on the race
of individuals, subtle changes in the political process
can accomplish essentially the same ends because
decisions about the allocation of governmental
benefits and burdens ultimately flow from the
political process. See generally Brief for Amici
Curiae Constitutional and Local Government
Scholars Michelle Wilde Anderson et al. in Support of
the Cantrell Respondents. Gomillion dramatically
illustrates this functional equivalence: the City of
Tuskegee had been “square in shape,” but the law
challenged in that case “transformed it into a
26
strangely irregular twenty-eight-sided figure” that
“deprived the petitioners of the municipal franchise
and consequent rights.” 364 U.S. at 341, 347.
Likewise, in Reynolds, the Court anchored the “one
person, one vote” principle on the importance of
“equal representation” within our country’s
“representative government,” thereby recognizing
that election results dictate governmental decisions.
377 U.S. at 560-61.
In Shaw, the Court relied on the ugly history of
efforts by state and local governments to limit
minority access to the franchise to demonstrate that
the machinery of political power can be corrupted
“through the use of both subtle and blunt
instruments” to limit, along racial lines, the ability of
citizens to influence governmental decisions. 509
U.S. at 639-41 (internal quotation marks omitted).
And in Hunter and Seattle, these historical examples
illustrated an analogous means through which the
political system could be manipulated along racial
lines to affect the allocation of governmental benefits
and burdens to individuals. See Hunter, 393 U.S. at
391 (holding that restructuring the political process
to disadvantage advocates of programs that benefit
minorities “is no more permissible than denying
them the vote, on an equal basis with others”); id. at
392-93 (comparing political restructuring to efforts to
“dilute any person’s vote or give any group a smaller
representation than another of comparable size”);
accord, Seattle, 458 U.S. at 486-87.
The shared reliance on this case law underscores
that Hunter and Seattle, like Shaw and Bush, rest on
the recognition that, because governmental decisions
regarding the allocation of benefits and burdens
27
among individuals flow directly from the political
process, using race as the predominant factor in
restructuring that process is no less suspect than
using race to decide directly which individuals will
receive which benefits or be subject to which burdens
and can be sustained only if narrowly tailored in
support of a compelling state interest. That
conclusion is fully consistent with this Court’s
longstanding principle that “legislation which
restricts those political processes which can
ordinarily be expected to bring about repeal of
undesirable legislation” should “be subjected to more
exacting judicial scrutiny.” United States v. Carotene
Prods. Co., 304 U.S. 144, 152 n.4 (1938) (cited in
Seattle, 458 U.S. at 486). Hunter and Seattle thus fit
within the framework of cases that pay close
attention to devices that preordain the distribution of
benefits and burdens as a function of race.
Unsettling those precedents would erode the
foundations of the entire theory of strictly
scrutinizing racial classifications.
B. Structuring the Political Process
Based on Racial Considerations Is
Particularly Likely To Underscore
That Race Is a Significant and
Outcome-Determinative Factor Within
Our Political System.
The political restructuring doctrine plays an
indispensible role in the limited context where states
must decide whether or not to adopt constitutionally
permissible race-conscious programs by ensuring
that the processes through which states and their
political subdivisions resolve that debate do not
entrench race as a central, outcome-determinative
28
feature of our political system. Failing to apply strict
scrutiny where the political process governing that
debate is transparently restructured around race
would strip equal protection doctrine of any
principled coherence.
This Court has held that all racial classifications
are subject to strict scrutiny because they pose the
risk of lasting harm to our society. See Fisher, 133
S. Ct. at 2421 (holding that “all racial classifications
imposed by government must be analyzed by a
reviewing court under strict scrutiny” (internal
quotation marks omitted)); City of Richmond v. J.A.
Croson Co., 488 U.S. 469, 493-94 (1989) (“ [Ajbsent
searching judicial inquiry . . . , there is simply no
way of determining what classifications are ‘benign’
or Temedial’ and what classifications are in fact
motivated by illegitimate notions of racial inferiority
or simple racial politics.”).
This is true even when the classifications do not
differentially allocate governmental benefits and
burdens among individuals. See Shaw, 509 U.S. at
651 (“[Rjacial classifications receive close scrutiny
even when they may be said to burden or benefit the
races equally.”). And even purportedly benign racial
classifications receive strict scrutiny because they
may “lead to a politics of racial hostility” and
“endorse race-based reasoning,” which contribute to
“an escalation of racial hostility and conflict.”
Parents Involved, 551 U.S. at 746 (plurality opinion)
(internal quotation marks and citations omitted).
The most sincere belief that a racial classification
will reduce racial differences in the long run is
insufficient to avoid the application of strict scrutiny.
Id. at 782 (Kennedy, J., concurring) (“To make race
29
matter now so that it might not matter later may
entrench the very prejudices we seek to overcome.”).3
Of course, strict scrutiny is not triggered merely
because governmental action is taken “with
consciousness of race.” Bush, 517 U.S. at 958; see
also Shaw, 509 U.S. at 642 (“This Court never has
held that race-conscious state decisionmaking is
impermissible in all circumstances.”). Race
conscious action that does “not lead to different
treatment based on a classification that tells each
[person] he or she is to be defined by race” ordinarily
need not satisfy “strict scrutiny to be found
permissible.” Parents Involved, 551 U.S. at 789
(Kennedy, J., concurring).4 Accordingly, the state
may pursue any number of legitimate ends with race
in mind without risking this harm. For example, the
inclusion of race and ethnicity in the federal census,
collection of such data by law enforcement or other
governmental agencies, or the enactment of
3 Applying strict scrutiny, the question is whether the risk
of societal harm from the racial classification is outweighed by
the compelling governmental interest advanced by the narrowly
tailored program. As Grutter demonstrates and Fisher
confirms, the answer to that question may be yes in some
circumstances.
4 For this reason, efforts to promote diversity in K-12
public schools through “strategic site selection of new schools;
drawing attendance zones with general recognition of the
demographics of neighborhoods; allocating resources for special
programs; recruiting students and faculty in a targeted fashion;
and tracking enrollments, performance, and other statistics by
race” do not require strict scrutiny, even though they involve
consciousness of race. Parents Involved, 551 U.S. at 789
(Kennedy, J., concurring).
30
antidiscrimination laws designed to promote equal
treatment by eradicating racial discrimination do not
trigger strict scrutiny because they do not involve the
differential distribution of finite governmental
resources to individuals based on their race or the
redesign along racial lines of the decisionmaking
processes that generate such differential
distribution. See Miller v. Johnson, 515 U.S. at 916
(“Redistricting legislatures will, for example, almost
always be aware of racial demographics; but it does
not follow that race predominates in the redistricting
process.”). This Court has never suggested that the
mere consideration of racial demographics, much less
the mere utterance of the word “race,” by
governmental actors risks lasting (or indeed any)
harm to society so as to trigger strict scrutiny.
In contrast, the manipulation of the political
process along racial lines, like the use of race at issue
in Shaw and Bush, does trigger strict scrutiny. This
Court has described the ultimate goal of the
Fourteenth Amendment as advancing our society to
a point where race structures neither individual
opportunity nor the governmental decisions that
ordain how such opportunity is allocated, and
premised its decisions on precisely these grounds.
See, e.g., Adarand, 515 U.S. at 229 (“ [I]t will delay
the time when race will become a truly irrelevant, or
at least insignificant, factor.”); Shaw, 509 U.S. at 657
(identifying ultimate goal of Reconstruction
amendments as creating “a political system in which
race no longer matters”). Hunter itself rested on an
understanding that “the core of the Fourteenth
Amendment is the prevention of meaningful and
31
unjustified official distinctions based on race,” 393
U.S. at 391.
The political restructuring doctrine vindicates
that core equal protection principle in the limited
contexts where race-conscious action is
constitutionally permissible by ensuring that the
political process for making that decision is not itself
skewed on the basis of race.5 In such circumstances,
the state has a choice whether or not to take race
conscious action, so there will always be a need for
public discourse regarding the enactment of such
measures. Because ours is a democratic system, this
Court’s recognition that race-conscious action can be
constitutionally permissible necessitates that the
decision whether to take such action must be made
through the political process. Allowing one side of
the debate to selectively change the rules of the
political process along racial lines to make it
substantially more likely that its preferred outcome
will prevail in perpetuity would demonstrate with
inescapable clarity that race remains a uniquely
central feature of our “political system.” Shaw, 509
U.S. 657.
5 Russell observes that the Equal Protection Clause
protects individuals, not groups. Russell Br. at 15-17. Exactly
so. A distinct decisionmaking process makes it more difficult
for one side of the debate over whether to adopt a
constitutionally permissible race-conscious program to advocate
successfully for its position, so a racialized restructuring injures
either the proponents or opponents of the program. As Shaw
recognized, the race of those impacted by conduct that
underscores the importance of race in our political process is
not relevant. See 509 U.S. at 641 (emphasizing plaintiffs did
not “even claim to be white”).
32
On the other hand, states plainly have a
compelling interest in prohibiting racial
classifications that violate equal protection. Any
change to the political process to prohibit
unconstitutional conduct is therefore justified and
cannot cause any societal harm because any
distinction based on race that it would reinforce
merely repeats the Fourteenth Amendment.
Petitioner makes a superficially plausible
observation that it is “curious to say that a law that
bars a state from discriminating on the basis of race
or sex violates the Equal Protection Clause by
discriminating on the basis of race and sex.” Pet
Br. 4. But that completely misses the point. State
actions that discriminate on the basis of race or sex
are substantively unconstitutional absent adequate
justification without regard to the political
restructuring doctrine. Petitioner glaringly leaves
out the language of Proposal 2 that the Cantrell
Respondents challenge: its prohibition on racial
“preferences.” The political restructuring doctrine is
implicated in this case only because Proposal 2 also
prohibits state universities in Michigan from
adopting precisely the kinds of race-conscious
admissions programs that this Court upheld in
Grutter. Indeed, that was its explicit purpose.
Contrary to Petitioner’s assertion, therefore,
Proposal 2 is not a race-neutral enactment designed
to further the goals of the Equal Protection Clause.
Just the opposite. By creating a two-tier system of
political decisionmaking, Proposal 2 needlessly
heightens the salience of race in the political process
and, by so doing, “contributes] to an escalation of
racial hostility and conflict.” Parents Involved, 551
33
U.S. at 746 (plurality opinion) (internal quotation
marks omitted). This concern is far from theoretical.
Empirical analysis of public polling and voting
polarization data demonstrates that Proposal 2
engendered racial polarization that was
unprecedented in Michigan. See generally Kinder
Br. (finding, to a high degree of statistical certainty,
that Proposal 2 caused racial polarization to an
unprecedented degree, whether compared to the
most racially contentious issues of the past several
decades or to the division over the underlying
question of whether affirmative action is desirable
policy).
C. The Political Restructuring Doctrine
Applies to A ll Manipulations of the
Political Process That Cannot Be
Explained on Grounds Other Than
Race.
Because all racial classifications are
constitutionally suspect, see, e.g., Adarand, 515 U.S.
at 227, the political restructuring doctrine focuses on
the manner in which racial issues are resolved
rather than the outcome of that political debate.
Accordingly, had Proposal 2 been written to mandate
permanent race-conscious admissions policies and
embed that admission criterion in the state’s
constitution while otherwise leaving the Boards of
Regents’ plenary authority intact, the measure would
also be subject to strict scrutiny as a suspect
restructuring of the political process along racial
lines. That the group with the deck stacked against
it would have been the one that opposes race
conscious admissions programs would not affect the
application of strict scrutiny (although a different set
34
of interests might lead to a different result in
applying strict scrutiny).
The Court’s observations in Hunter and Seattle
that the programs affected by the restructuring of
the political process “inure[d] primarily to the benefit
of the minority,” Seattle, 458 U.S. at 472, and that
the restructuring thus “place [d] special burden on
racial minorities,” Hunter, 393 U.S. at 391, were
empirically accurate based on the record in each case
and do not limit the political restructuring doctrine’s
application, in light of Croson and Adarand.G
The Akron city council passed a fair housing
ordinance because African-American citizens were
experiencing overt racial discrimination, see Hunter,
393 U.S. at 386, and the Seattle schools experiencing
the most dire crowding and racial isolation were
predominantly located in minority neighborhoods,
see Seattle, 458 U.S. at 464. The Court recognized
the broader benefits of the race-conscious legislation
in these contexts, see id. at 472 (“And it should be
equally clear that white as well as Negro children
benefit from exposure to ethnic and racial diversity
in the classroom.” (internal quotation marks
omitted)), but the record in each case also
demonstrated that members of the racial minority 6
6 Russell makes much of the Court’s observation that
“[t]he majority needs no protection against discrimination,”
Hunter, 393 U.S. at 391 (quoted in Seattle, 458 U.S. at 468).
Russell Br. 19-20. The political restructuring doctrine,
however, does not depend on this observation and applies to all
racial classifications in a straightforward manner.
35
had a distinct interest in whether the race-conscious
legislation was enacted.7
As such, it was unsurprising that the record in
each case reflected the reality that members of
minority groups generally supported and had been
integral to securing the enactment of the policies
affected by the political restructuring. Cf. Carolene
Prods., 304 U.S. at 152 n.4 (holding that changes to
the political process that harm “discrete and insular
minorities” should be of particular concern under the
Equal Protection Clause) (cited in Seattle, 458 U.S.
at 486). The Court nonetheless made clear that
these findings did not rest on an assumption that
racial identity dictates individual beliefs or that the
views held by members of a racial group are
monolithic. See Seattle, 458 U.S. at 472 (stating that
“the proponents of mandatory integration cannot be
classified by race” and “Negroes and whites may be
counted among both the supporters and the
opponents of Initiative 350”); id. (“ [W]e may fairly
assume that members of the racial majority both
favored and benefited from Akron’s fair housing
ordinance [at issue in Hunter].”).
7 Petitioner’s argument that “a Grutter policy” cannot
benefit “all students” while also benefiting “primarily a
minority group,” Pet. Br. 22, is simply wrong, as he plainly
admits by conceding that representation of certain minority
groups increased after universities changed their policies to
comply with Grutter, Pet. Br. 7. In any event, this argument is
beside the point because the political restructuring doctrine
applies to all racial classifications.
36
The Court’s focus in Hunter and Seattle on the
distinct harm to minorities of government action
that, in fact, distinctly affected those minorities does
not vitiate the doctrine articulated in those cases,
just as the recognition in early voting rights cases
that the challenged actions were motivated by the
desire to prevent racial minorities from participating
equally in our political system did not prompt the
Court to revisit or revise these decisions in Shaw and
its progeny. See Shaw, 509 U.S. at 639-41, 644-46
(relying on cases that emerged from our Nation’s
history of pervasive discrimination that uniquely
harmed African-Americans to conclude that the
majority-minority districts at issue were
unconstitutional).
D. The Political Restructuring Doctrine
Entails Straightforward Factual
Inquiries and Is Integral to a Coherent
Equal Protection Doctrine.
The political restructuring doctrine provides a
clear test for determining whether strict scrutiny
applies. When race is the predominant factor
explaining a decision by the state or its political
subdivision to establish a distinct political process,
the governmental action creates a racial
classification subject to strict scrutiny. See, e.g.,
Seattle, 458 U.S. at 485 (“ [W]hen the political process
or the decisionmaking mechanism used to address
racially conscious legislation—and only such
legislation—is singled out for peculiar and
disadvantageous treatment, the governmental action
plainly rests on distinctions based on race.” (internal
quotation marks omitted)). Each aspect of this test,
in turn, involves a straightforward factual inquiry.
37
1. Race as Predominant Factor. Race is
the predominant factor behind the creation of a
distinct decisionmaking process when, as here, the
creation of the separate decisionmaking process
is “unexplainable on grounds other than race,” see
Shaw, 509 U.S. at 644, 647 (internal quotation
marks omitted), due to the racial character of the
issue subject to the distinct process. This inquiry is
guided by Arlington Heights, 429 U.S. 252, Personnel
Administrator of Massachusetts v. Feeney, 442
U.S. 256 (1979), and Washington v. Davis, 426
U.S. 229 (1976). The Court in Seattle observed that,
although Initiative 350 nowhere mentioned “‘race’ or
‘integration,’” the various exceptions built into the
statute reflected that it had been “carefully tailored
to interfere only with desegregative busing.” 458
U.S. at 471. The Court concluded that it was
“beyond reasonable dispute” that “the initiative was
enacted ‘because of, not merely in spite of, its
adverse effects upon’ busing for [racial] integration.”
Id. (quoting Feeney, 442 U.S. at 279) (internal
quotation marks omitted).
When, as also occurred here, “race” expressly
appears on the face of the political restructuring
measure to define how (or to which types of action) a
distinct decisionmaking process applies and nothing
in the record otherwise dispels the conclusion that its
application to “race” was the predominant factor
behind the measure, the racial character of the issue
is clear. See Hunter, 393 U.S. at 390. In Hunter,
there was “an explicitly racial classification treating
racial housing matters differently” from other
matters, id. at 389, because the charter amendment,
by its terms, applied to housing laws that prohibit
38
discrimination based on race, see id. at 390. The
record confirmed that this explicit reference to “race”
to identify which antidiscrimination measures were
subject to the distinct decisionmaking process
defined the measure’s primary purpose: to prevent
measures to combat racial discrimination by private
actors from becoming law. See id,, at 391-92. An
explicit reference to “race” on the face of measure is
strong evidence that race is the predominant factor
behind the change to the political process.
The requirement that the underlying issue must
be racial in nature explains the Court’s conclusion in
James v. Valtierra, 402 U.S. 137, 141 (1971), that the
political restructuring doctrine did not apply to a
state initiative that required a jurisdiction-wide
referendum for approval of any low-rent public
housing project. This state initiative did not facially
single out race, see id. (noting the initiative required
“referendum approval for any low-rent public
housing project, not only for projects which will be
occupied by a racial minority”), and the record did
“not support any claim that a law seemingly neutral
on its face is in fact aimed at a racial minority,” id.
The federalism principles invoked by Petitioner,
Pet. Br. 28, and by Russell, Russell Br. 22-24, are
therefore not implicated in the narrow circumstances
in which the political restructuring doctrine applies.
States generally retain broad authority to structure
their political systems (and to use initiative or
referendum processes to do so), but it is axiomatic
that “these principles furnish no justification for a
legislative structure which otherwise would violate
the Fourteenth Amendment.” Hunter, 393 U.S.
at 392; accord Gomillion, 364 U.S. at 342-47
39
(distinguishing Hunter v. City of Pittsburgh, 207
U.S. 161 (1907)). States remain the laboratories of
democracy. See New State Ice Co. u. Liebmann, 285
U.S. 262, 311 (1932) (Brandeis, J., dissenting). The
political restructuring doctrine does not dictate
whether states may govern by popular initiative or
legislation. States remain “free to vest” plenary
decisionmaking authority over an issue at the state
level or within the various political subdivisions that
they create. Seattle, 458 U.S. at 480 n.23. States are
prohibited only from building “unjustified official
distinctions based on race,” Hunter, 393 U.S. at 391,
into the political system itself, in violation of the
Fourteenth Amendment.
Petitioner’s suggestion that the political
restructuring doctrine applies only to
antidiscrimination laws and not to race-conscious
“preferences,” Pet. Br. 17-24, is doctrinally untenable
and factually incorrect. The desegregation plan in
Seattle was adopted to remedy de facto segregation,
458 U.S. at 472 n.15, and, like race-conscious college
admissions programs, was therefore not
constitutionally mandated.8 States generally have
no constitutional obligation to remedy injuries
caused by private actors, although they may choose
to do so through constitutionally permissible means.
Cf. Parents Involved, 551 U.S. at 788 (Kennedy, J.,
concurring) (stating that the Constitution does not
mandate “that state and local school authorities
8 Because the fair housing ordinance in Hunter regulated
private conduct, 393 U.S. at 386-87, it also was not
constitutionally mandated.
40
must accept the status quo of racial isolation in
schools” caused by de facto segregation). Any benefit
conferred by a constitutionally permissible (but not
constitutionally mandated) race-conscious initiative
could therefore be viewed as “preferential.”
Petitioner’s argument confuses non-mandatory
efforts to promote equality in our society with
programs adopted to remedy violations of
constitutional equal protection. Petitioner’s
purported distinction is particularly incoherent when
viewed in light of the core equal protection intei’est
advanced by the political restructuring doctrine:
reducing the prominence of race as a decisive factor
in our political system. Creating a different political
process for racial issues violates that principle,
regardless of the label affixed to it. Unsurprisingly,
Petitioner cites no decision from this Court
recognizing that this purported distinction exists.
2. Distinct Political Process. A distinct
political process exists when plenary decisionmaking
authority resides at one governmental level, but the
decision whether to take constitutionally permissible
action with respect to race is moved to a different
governmental level in which advocacy is necessarily
more burdensome. In Seattle, the Court observed
that Initiative 350 left “authority over all but one”
aspect of deciding “what programs would most
appropriately fill a school district’s educational
needs” in the “hands of the local board,” placing only
the “power over desegregative busing at the state
41
level.” 458 U.S. at 479-80.9 Likewise, in Hunter,
passage of an ordinance by the City Council
generally “sufficed unless the electors themselves
invoked the general referendum provisions of the city
9 The Court repeatedly emphasized that this was the
central (though limited) principle of its holding. See Seattle,
458 U.S. at 474 (“[T]he community’s political mechanisms are
modified to place effective decisionmaking authority over a
racial issue at a different level of government.”); id. (“The
initiative removes the authority to address a racial problem—
and only a racial problem— from the existing decisionmaking
body. . . . Those favoring the elimination of de facto school
segregation now must seek relief from the state legislature, or
from the statewide electorate. Yet authority over all other
school assignment decisions, as well as over most other areas of
educational policy, remains vested in the local school board.”);
id. at 474 n.17 (noting that “the effect of the challenged action
was to redraw decisionmaking authority over racial matters—
and only racial matters”); id. at 480 (“By placing power over
desegregative busing at the State level, then, Initiative 350
plainly differentiates between the treatment of problems
involving racial matters and that afforded other problems in the
same area.’” (quoting Lee, 318 F. Supp. at 718)); id. at 480 n.23
(“[W]hat we find objectionable about Initiative 350 is . . . the
racial nature of the way in which it structures the process of
decisionmaking.”); id. at 485-86 (“[W]hen the political process or
the decisionmaking mechanism used to address racially
conscious legislation— and only such legislation— is singled out
for peculiar and disadvantageous treatment, the governmental
action plainly rests on distinctions based on race.” (internal
quotation marks omitted)); id. at 485 n.29 (“It is the State’s
race-conscious restructuring of its decisionmaking process that
is impermissible, not the simple repeal of the Seattle Plan.”); id.
at 487 (“It would be equally questionable for a community to
require that laws or ordinances designed to ameliorate race
relations . . . be confirmed by popular vote of the electorate as a
whole, while comparable legislation is exempted from a similar
procedure.” (internal quotation marks and citations omitted)).
42
charter.” 393 U.S. at 390. But as a result of the
charter amendment, “approval of the City Council
was not enough” for “those who sought protection
against racial bias.” Id. They had to secure passage
of a charter amendment before they could even
advocate for such an ordinance. See id.
Hence, mere decisions whether to enact or
repeal constitutionally permissible race-conscious
statutes or policies are not subject to strict scrutiny
under the political restructuring doctrine because
they do not create a distinct political process and, in
fact, are made within the ordinary political process.
Only this distinction can explain the different
outcomes in Seattle and Crawford v. Board of
Education, 458 U.S. 527 (1982), decided on the same
day. In Crawford, the Court held that “the simple
repeal or modification of desegregation or
antidiscrimination laws, without more, never has
been viewed as embodying a presumptively invalid
racial classification.” Id. at 539; accord Seattle, 458
U.S. at 485 (“This does not mean, of course, that
every attempt to address a racial issue gives rise to
an impermissible racial classification.”).
The Court in Crawford, contrasted the “mere
repeal” of a statute requiring race-conscious policies
with the racialized restructuring of the political
process at issue in Hunter and Seattle. Crawford,
458 U.S. at 540-41. The latter represents a racial
classification for purposes of the Equal Protection
Clause because such restructuring “distorts the
political process for racial reasons” and “allocates
governmental or judicial power on the basis of a
discriminatory principle.” Id. at 541; see also id.
at 546 (Blackmun, J., concurring) (“The Court always
43
has recognized that distortions of the political
process have special implications for attempts to
achieve equal protection of the laws.”); accord.
Seattle, 458 U.S. at 485 (“But when the political
process or the decisionmaking mechanism used to
address racially conscious legislation—and only such
legislation—is singled out for peculiar and
disadvantageous treatment, the governmental action
plainly rests on distinctions based on race.” (internal
quotation marks omitted)).
Petitioner misreads Seattle when he argues that
the majority in Seattle conceded that the political
restructuring doctrine does not apply to race
conscious college admissions. Pet. Br. 17. The
majority was responding to the dissent’s argument
that the majority’s holding would prevent any other
entity within a university from overruling an
admission committee’s decision to adopt race
conscious admissions programs, with no discussion of
whether state law changed the locus of plenary
decisionmaking authority for this racial issue. See
458 U.S. at 480 n.23; id. at 498 n.14 (Powell, J.
dissenting). The majority observed that this
hypothetical had “nothing to do with” the political
process immediately after it reiterated that its
holding applied only to the “comparative burden” of
creating distinct decisionmaking processes for racial
issues. See id. at 480 n.23. Moving decisionmaking
down the hall or to a different office in the university
does not necessarily change the level of political
decisionmaking; rather, the relevant factual inquiry
under the doctrine is whether the plenary—or
ultimate—decisionmaking authority was altered.
Here, the district court conducted just such an
44
inquiry and found that Proposal 2 shifted the locus of
the plenary authority over whether to adopt race
conscious admissions programs. The hypothetical
that the Court in Seattle said was not implicated by
the political restructuring doctrine is thus entirely
different from the factual findings at issue here.
3. Application of the political restructuring
doctrine. The following hypotheticals underscore
that the political restructuring doctrine can be
applied consistently and in a straightforward
fashion. The first two hypotheticals respond to
Petitioner’s arguments and demonstrate that
Petitioner’s arguments reflect a caricature or
misunderstanding of the doctrine.
• Would federal fair housing legislation that
preempts state or local ordinances violate the
political restructuring doctrine? See Pet.
Br. 5. No. Such legislation does not effect an
unconstitutional restructuring because federal
law already preempts state law under Article
VI, assuming Congress is acting in an area of
enumerated power. Any change in the locus of
decisionmaking caused by federal legislation is
a function of our preexisting constitutional
system of federalism and therefore is not
constitutionally problematic.
• Would a state law prohibiting localities from
giving preferential credit terms to minorities
as a group violate the political restructuring
doctrine? See Pet. Br. 23-24. No. The
prohibited conduct would be unconstitutional
absent any tailored remedial justification for
such preferential credit or flexibility in its
45
application. See Ada rand., 515 U.S. at 237-38;
Croson, 488 U.S. at 507-08. Given the state’s
compelling interest in prohibiting conduct that
is unconstitutional, the law would satisfy
strict scrutiny. See Section I.B, supra. For the
same reason, a state referendum solely
prohibiting official discrimination on the basis
of race would survive strict scrutiny.
If Congress, by statute, or the President, by
executive order, decided to ban affirmative
action at West Point and the other military
academies, would such action be subject to
strict scrutiny under the political
restructuring doctrine? No. Congress has
plenary authority over the military academies
and any delegated authority remains subject
to ultimate congressional control. The same is
true of fedei'al agencies, whose authority
extends only as far as the statutes creating
them specify. See City of Arlington v. FCC,
133 S. Ct. 1863, 1874 (2013) (“Where Congress
has established a clear line, the agency cannot
go beyond it . . . .”). The political restructuring
doctrine is implicated only when the locus of
plenary decisionmaking authority is changed.
Modifying or withdrawing a lawful delegation
of authority to a subsidiary governmental
decisionmaker does not alter the locus of
ultimate decisionmaking authority. See supra
pp. 40-41.10
10 The same analysis would apply to state legislatures. If
they have plenary authority to establish the jurisdiction of
46
• Would a state constitutional amendment
defining the state analogue to the Equal
Protection Clause to include disparate-impact
discrimination only for the suspect
classification of race (i.e., prohibiting a broader
swath of discriminatory activity than is
required by the federal Equal Protection
Clause but only with respect to racial
discrimination) be subject to strict scrutiny
under the political restructuring doctrine?
Yes, because it creates a distinct
decisionmaking process and explicitly applies
that process only to race, but doing so might
well satisfy strict scrutiny. For the same
reason, a state constitutional amendment
prohibiting any level of state government from
adopting a disparate-impact standard for race
discrimination would be subject to strict
scrutiny. On the other hand, a provision that
applies a disparate-impact standard (or
prohibits any level of state government from
adopting a disparate-impact standard) for all
suspect classifications likely would not trigger
strict scrutiny because such a provision does
not explicitly single out race, and it is unlikely
that litigants could prove that race was the
agencies or subsidiary political bodies, legislation on a racial
issue would not change the ultimate decisionmaking authority,
which remains with the legislature. But if the state
constitution grants political subdivisions plenary constitutional
authority over certain issues (as Michigan’s constitution does
for the Boards of Regents), legislation that removes or curtails a
political subdivision's decisionmaking authority on a racial
issue would trigger strict scrutiny.
47
predominant factor behind a change that
applies to all suspect classifications.
II. PROPOSAL 2 VIOLATES THE EQUAL
PROTECTION CLAUSE UNDER THE
POLITICAL RESTRUCTURING
DOCTRINE.
A. Proposal 2 Created a Racial
Classification.
1. Race as Predominant Factor. Contrary
to Petitioner’s position, race-conscious admissions
programs, and changes to the decisionmaking
process related to such programs, are unquestionably
about race. Diversity in higher education is a
compelling governmental interest because it provides
broad “educational benefits” to individuals of all
races and benefits society at large. Grutter, 539 U.S.
at 330. Constitutionally permissible race-conscious
admissions programs advance this compelling
interest, however, by increasing admissions for
individuals from underrepresented groups and by
providing increased opportunity for students of
different races to interact in the educational process.
Proposal 2 altered the ordinary political process for
deciding whether or not public universities would
adopt such programs. As in Hunter and Seattle, the
racial nature of the topic was the predominant
factor—indeed, the only salient factor—driving the
decision to create a distinct political decisionmaking
process for only certain aspects of university
operations. The record amply supports the district
court’s factual finding, affirmed by the Sixth Circuit,
that the decision to alter the ordinary political
process for adopting university admissions programs
48
in Michigan is “unexplainable on grounds other than
race,” Shaw, 509 U.S. at 643.
Like the amendment to the city charter in
Hunter, Proposal 2 on its face constructed a distinct
and more onerous decisionmaking process governing
adoption of “ [ajffirmative [a]ction” programs. Pet.
App. 8a-9a (citing Mich. Const, art. I, § 26). The text
of the Michigan initiative explicitly partitions the
political process on the basis of “race,” Pet. App. 8a.
This explicit reference to race in the text of the
amendment was reinforced by the principal drafter
of Proposal 2, who stated that it was designed “to
prohibit programs that granted racial preferences,
that is, affirmative action programs,” Supp. Pet.
App. 327a. Just as Initiative 350 was a calculated
response to the Seattle School Board’s adoption of a
racial desegregation program, see Seattle, 458 U.S.
at 471-72, the campaign to place Proposal 2 on the
Michigan ballot began almost immediately after this
Court’s holding in Grutter that the State may utilize
race-conscious admissions programs for its colleges
and universities. And also like Initiative 350, see
Seattle, 458 U.S. at 479-80, Proposal 2 lacked any
historical antecedent in Michigan: No prior
constitutional amendment in Michigan had dealt
with university admissions or with anything relating
to higher education governance or affairs.
The inclusion in Proposal 2’s text of “sex” and
“national origin,” in addition to “race,” does not alter
the conclusion that Proposal 2 was predominantly
racial in nature. The charter amendment in Hunter,
for example, applied to any fair housing ordinance
prohibiting discrimination based on “race, color,
religion, national origin or ancestry,” 393 U.S.
49
at 387, yet the Court concluded that it created a
“meaningful and unjustified official distinction^
based on race,” id. at 391. Governmental action need
not rest “solely” on race to be constitutionally
suspect. Arlington Heights, 429 U.S. at 265; see also
Hunter u. Underwood, 471 U.S. 222, 232 (1985)
(holding that an additional purpose behind a
constitutional provision would “not render nugatory”
the impermissible racial motivation). Rather, strict
scrutiny is triggered when race is “the predominant
factor” motivating the decision, Bush, 517 U.S. at
959 (internal quotation marks omitted).11 As
demonstrated above, race—and not the other
characteristics included in the text of Proposal 2—
was the motivating factor behind Proposal 2’s
enactment. See Pet. App. 26a n.4 (“Here, as in
Hunter, the clear focus of the challenged amendment
is race. The history of Proposal 2 and its description
on the ballot leave little doubt.”).
11 Petitioner’s related argument that Proposal 2 is not
constitutionally suspect because it disadvantages a majority of
Michigan’s population. Pet. Br. 26, is misplaced. The political
restructuring doctrine’s application is dependent on the racial
nature of the issue subject to the distinct decisionmaking
process, not whether members of one race or another are
disadvantaged by that change. See Section I.C supra. After all,
the majority-minority legislative districts created in Shaw were
unconstitutional because race was the predominant factor
behind the decision to draw them, without regard to the
underlying voting strength of voters in any district or within
the state as a whole. In any event, the charter amendment in
Hunter removed fair housing protections that distinctly
benefited various religious and ethnic minority groups that,
grouped together, would likely represent a majority of the
electorate.
50
Petitioner’s argument that Proposal 2 should not
be subject to strict scrutiny because there is no
evidence that it was intended to harm minorities
conflates purposeful discrimination with ill will
toward a particular racial group. Pet. Br. 38 (“It is
that crucial factor—animus, or discriminatory
intent—that the Sixth Circuit en banc majority did
not find in Seattle School District’s test.”). This
Court has made clear, however, that racial animus is
not a required element of an equal protection claim:
strict scrutiny applies where the racial classification
is apparent on its face or a facially neutral decision is
unexplainable on grounds other than race. Feeney,
442 U.S. at 272. There was, for example, no evidence
in Shaw or Bush that the state legislature intended
to harm white voters (or minority voters) when it
drew the majority-minority legislative districts, just
as there was no evidence that the University of
Michigan intended to harm white applicants (or
minority applicants) in Gratz. Petitioner’s
suggestion that this Court’s decision in Romer v.
Evans, 517 U.S. 620, 632 (1996) (holding that the
challenged initiative violated the Equal Protection
Clause because it was “inexplicable by anything but
animus”), somehow makes ill will toward a
particular group a necessary element of an equal
protection claim confuses necessity with sufficiency
and is incompatible with decades of this Court’s
precedents.
For his part, Russell asserts that the political
restructuring doctrine is incompatible with
Washington v. Davis and Arlington Heights,
premised on the conclusory assertion that the record
does not establish a “discriminatory purpose.”
51
Russell Br. 15. The district court and Sixth Circuit,
however, both found that the fundamental purposes
of Proposal 2 were to prohibit race-conscious
admissions programs (which advance the compelling
interest of promoting diversity by increasing the
likelihood that some minority applicants are
admitted) and to create a different and more
burdensome decisionmaking process for any future
effort to alter that outcome. Pet. App. 21a-22a;
Supp. Pet. App. 328a. Moreover, like the
amendment to the city charter at issue in Hunter,
the text of Proposal 2 explicitly references “race”
while establishing a different and more onerous
decisionmaking process.
The enactment of Proposal 2 is thus
“unexplainable on grounds other than race,” Shaw,
509 U.S. at 643 (internal quotation marks omitted),
and, like Shaw and Bush, satisfies the requirement
in Washington u. Davis for purposeful conduct.
Purpose may, but need not, include negative feelings
toward an individual or group because of race. After
all, even purportedly benign racial classifications are
subject to strict scrutiny, Croson, 488 U.S. at 494,
and a racial classification need not burden one race
more than another to be deemed purposeful, see
Shaw, 509 U.S. at 651. Establishing purpose
requires only demonstrating that race is the
predominant factor motivating the action. See Bush,
517 U.S. at 959.
2. Distinct Political Process. The elected
Boards of Regents retain plenary authority over all
university matters, including general authority to set
admissions criteria. But Proposal 2 removed the
decision whether or not to adopt constitutionally
52
permissible race-conscious admissions programs
from that locus of political decisionmaking and
embedded it at the constitutional level.
Except for Proposal 2, the Michigan Constitution
includes no other provisions that create an exception
to the ordinary operation of the state’s colleges,
universities and graduate schools. Pursuant to
Article VIII, § 5 of the state constitution, Michigan’s
public universities are controlled by independent
Boards of Regents, each of which has the power of
“general supervision of its institution and control
and direction of all expenditures from the
institution’s funds.” Michigan statutes implement
this constitutional provision by vesting full
governing authority in the Boards of Regents,
encompassing the power to enact by-laws and
regulations to promote and achieve the university’s
educational mission. See Mich. Comp. Laws Ann.
§§ 390.3-.5 (West 2011). Regents have always
exercised autonomy over admissions policies, and
they have historically delegated responsibility to
establish admissions standards, policies and
procedures to units within the institutions, including
central admissions offices, schools and colleges.
As the district court held and the Sixth Circuit
affirmed, Pet. App. 31a; Supp. Pet. 327a, the Boards
of Regents are political bodies under state law.
Regents are popularly elected or appointed by the
elected governor, and thus politically accountable.
For more than a century, the Michigan Supreme
Court has described the Boards of Regents as “the
highest form of juristic person known to the law, a
constitutional corporation of independent authority,
which, within the scope of its functions, is co
53
ordinate with and equal to that of the Legislature.”
Bd. of Regents of the Univ. of Mich. v. Auditor Gen.,
132 N.W. 1037, 1040 (Mich. 1911). To fulfill this
role, the governing Boards hold regular public
meetings, at which they receive reports from the
President, Provost, and other university officials and
take public comment. Pet. App. 30a-31a; Supp. C.A.
Br. of Universities 21-22.
Race-conscious admissions programs have
played important roles within the political dynamics
of the Boards of Regents. Public meetings have
specifically dealt with issues of policy regarding
affirmative action in admissions. Pet. App. 30a-31a;
Supp. C.A. Br. of Universities 21-23. Elections for
positions as Regents have specifically focused on the
positions of candidates as to race-conscious
university admissions, and some candidates have in
fact included their views on race-conscious
admissions policies as part of their campaign
platforms. Pet. App. 32a-33a (citing League of
Women Voters 2005 General Election Voter Guide,
available at http://www.lwvka.org/guide04/regents
.html (last visited May 22, 2012) (noting that a
candidate for the Board of Regents pledged to “work
to end so-called ‘Affirmative Action,’ a racist,
degrading system”).12
12 The Boards’ delegation of power to establish admissions
standards does not diminish the Boards’ plenary power over
that aspect of university operations; Michigan law clearly
authorizes them to revoke that delegation at any time or to
override decisions made by the delegee. Nor does the
delegation of power from an elected body to an unelected body
http://www.lwvka.org/guide04/regents
54
Proposal 2 thus constructs a distinct political
process for making decisions related to higher
education policy. It preserves the traditional control
exercised by state universities’ elected or governor-
appointed boards as to all matters exclusive of the
admissions process, and, as to admissions, continues
to preserve the authority of the Boards of Regents to
determine whether to “grant preferential treatment”
based on legacy status, athletics, or most other
factors or group identities other than race. However,
it introduces a new requirement that a statewide
constitutional amendment must be passed before the
Boards can even consider whether to adopt race
conscious admissions policies that meet this Court’s
stringent Fourteenth Amendment standards
(including the exact admission policy that this Court
held was constitutionally permissible in Grutter).
Finally, this distinct process is more
burdensome. The district court found that there “is
no question” that requiring a constitutional
amendment before “the State and its political
subdivisions” can adopt race-conscious admissions
programs “makes it more difficult” for those who
support race-conscious programs to advocate
successfully. Supp. Pet. App. 328a. The Sixth
Circuit agreed with this factual finding. Pet.
App. 35a-37a. The record amply supported this
finding and established that a statewide initiative to
make that power, when ultimately exercised, non-political. See,
e.g., Mistretta v. United States, 488 U.S. 361, 393 (1989)
(referring to the United States Sentencing Commission,
operating under delegated authority, as performing work of a
“significantly political nature”).
55
amend the Michigan Constitution is more onerous
that the alternatives that existed before Proposal 2’s
enactment, Supp. Pet. App. 281a-82a; see also Pet.
App. 36a; see generally Brief of Amici Curiae Political
Scientists Gary Segura et al. in Support of Chase
Cantrell Respondents.
Following Proposal 2’s enactment, the only
relevant decisionmaker for whether or not to adopt
race-conscious admissions programs is the electorate,
and the only mechanism available is a statewide
initiative campaign. Yet before even beginning to
advocate meaningfully before the electorate,
supporters of race-conscious admissions programs
must secure signatures from 10% of the total vote
cast in the last gubernatorial election within a
relatively short signature-gathering window or
secure support from two-thirds of both houses of the
state legislature. J.A. 44-45, 47-48; Mich. Const,
art. XII, § 2. Success is contingent upon having
millions of dollars in campaign funds. J.A. 47. In
contrast, individuals who wish to advocate for other
admissions criteria can pursue the informal and low-
cost alternatives of lobbying university officials and
speaking at admissions committee meetings,
lobbying individual Regents or speaking at public
meetings of the Regents, or attempting to affect
elections of individual Regents to influence that
body. Petitioner’s reliance on Judge Sutton’s en banc
dissent in the Sixth Circuit to argue that amending
the state constitution is less burdensome than
advocating within the political process that
ordinarily applies to issues affecting the state’s
universities simply ignores the factual findings made
by the district court, and Petitioner cites no basis for
56
reversing those findings under appropriate legal
standards, see Easley, 532 U.S. at 242 (holding
appellate courts review trial court’s factual findings
“only for ‘clear error’”).
B. Proposal 2 Does Not Advance a
Compelling Interest.
The State of Michigan never identified before
the district court or the Sixth Circuit any compelling
state interest that Proposal 2 serves, much less is
needed to achieve. Pet. 45a. Having failed to do so
below, Petitioner has waived this issue. See
Singleton v. Wulff, 428 U.S. 106, 120 (1976); Hormel
v. Helvering, 312 U.S. 552, 556 (1941).
If the Court concludes that this issue is not
waived, it should remand so the district court and
Sixth Circuit can address this fact-specific issue in
the first instance. See, e.g., Adarand, 515 U.S.
at 238-39. But if the Court believes it appx-opriate to
decide the issue, it should hold that, even had the
state attempted to advance a compelling state
interest, no such interest exists.
As this Court held in Grutter, 539 U.S. at 334,
343, “the educational benefits that flow from a
diverse student body” constitute a compelling state
interest in the specific context of admissions policy in
higher education, justifying use of race in a “flexible,
nonmechanical way” as part of a “truly
individualized consideration” of each and every
applicant. The Court has never suggested, let alone
held, that eradication of a compelling state interest
can itself promote a compelling state interest.
57
Petitioner nonetheless attempts to avoid the
application of strict scrutiny to Proposal 2 because he
and others believe that it will ultimately reduce the
relevance of race within society. This Court,
however, has long held that state action drawing
racial classifications is not excused from strict
scrutiny simply because its ultimate aim may be
laudable. See Croson, 488 U.S. at 493 (holding that
there is “simply no way of determining what
classifications are ‘benign’ or ‘remedial’” without
applying strict scrutiny to all racial classifications).
Utilizing an approach that will itself increase the
salience of race within our political system—and
embeds the fact that a racial question necessitates a
decisionmaking process distinct from other similar
matters for all to see in the state constitution—
cannot he justified because its supporters believe it
will, on net, reduce the salience of race in society.
See Parents Involved, 551 U.S. at 782 (Kennedy, J.,
concurring). As Justice Kennedy has reminded us,
we make no “analytical leap forward" by assuming
that if race’s role in society is a problem, “race is the
instrument with which to solve it.” Id. at 797. The
empirical consequences of Proposal 2, and the
extreme and unprecedented racial polarization that
it engendered, demonstrate forcefully why this
justification cannot be accepted. See generally
Kinder Br.
C. Proposal 2 Is Not Narrowly Tailored.
Other avenues to effect political change are
available to those opposing the consideration of
constitutionally permissible consideration of race as
a factor in admissions. These avenues are either
facially race neutral or do not balkanize the political
58
process by making race a predominant factor behind
the establishment of a unique governmental
decisionmaking process.
• Opponents of race-conscious admissions
policies may advocate against such policies to
members of the Boards of Regents or to the
appropriate committees to which the Boards of
Regents have delegated their plenary
authority. Opponents may also elect new
members of the Board of Regents committed to
oppose race-conscious policies. These
approaches focus on resolving the issue within
the political process without establishing a
distinct process for resolving racial issues, and
thus do not unnecessarily underscore that race
is a relevant feature of our political system.
• Michigan may amend its state constitution
without establishing a racial classification
within its political processes. This might
include, for example, amending the
constitution to allow admissions policies that
considered only applicants’ GPA and SAT
scores, in effect preventing adoption of any
individualized, holistic, multi-factor review
policies that pass muster under Grutter, but
doing so by prohibiting consideration of any
factors but those enumerated in the state
constitution. In contrast to changing the locus
of decisionmaking selectively, this approach
minimizes the focus on race as a singular
feature of our political system by removing all
authority for setting admissions criteria from
the Boards of Regents. Because such an
approach “remove [s] authority from local”
59
decisionmakers and “vest[s] all
decisionmaking power in state officials” with
respect to admissions criteria, Seattle, 458
U.S. at 480 n.23, it would implicate the
political restructuring doctrine only if
plaintiffs could prove that race was the
“predominant factor” behind the change, Bush,
517 U.S. at 959 (internal quotation marks
omitted); cf. Valtierra, 402 U.S. at 141.
• Michigan may amend the state constitution to
transfer all authority over admissions policies
from the Boards of Regents to the state
legislature or some other political body. A
state does not create a distinct political
process for a racial issue by placing plenary
authority over all aspects of college admissions
in a different political body that a majority of
citizens believes is better suited to resolve
political questions or would be more
responsive to the public. Vesting plenary
authority over all admissions issues in a
different political body thus does not make
race an outcome-determinative feature of our
political system.
Each of these approaches would achieve the end of
removing race as a factor in higher education
admissions. Petitioner has not demonstrated, and
cannot demonstrate, that “available, workable race-
neutral alternatives do not suffice,” Fisher, 133 S. Ct.
at 2420.
60
III. S T A R E D E C IS IS COUNSELS AGAINST
THE DRAMATIC STEP OF OVERRULING
OR SUBSTANTIALLY LIMITING THE
POLITICAL RESTRUCTURING
DOCTRINE.
Petitioner and Russell suggest that if the
political restructuring doctrine poses a barrier to
Proposal 2, the doctrine should be overruled. All of
the relevant factors that this Court has identified for
deciding whether to adhere to the principle of stare
decisis counsel against taking the extreme measure
of overturning such long-standing precedent.
First, the political restructuring doctrine “has in
no sense proven ‘unworkable,’ representing as it does
a simple limitation beyond which a state law is
unenforceable.” Planned Parenthood, v. Casey, 505
U.S. 833, 855 (1992) (internal citation omitted).
Courts are fully capable of conducting the factual
inquiry necessary to assess whether a government
action merely references race or is instead a
constitutionally suspect race-based political
restructuring.
Second, the political restructuring doctrine is
not just consistent with, but serves as a necessary
component of, the Court’s current equal protection
jurisprudence. Overruling Hunter and Seattle would
call into question numerous cases in which this
Court has relied on the societal harm caused when
governmental action emphasized the importance of
race as a distinct characteristic in our political
system. See Sections I.B & II.A, supra. Far from
being “a remnant of abandoned doctrine,” Casey, 505
U.S. at 855, the political restructuring doctrine
61
continues to have “significant application [and]
justification” within the Court’s broader equal
protection jurisprudence, id.
Finally, Russell’s assertion that the limited
number of cases involving the political restructuring
doctrine demonstrates that it is unnecessary to
vindicate Fourteenth Amendment interests, Russell
Br. 31-33, implies that the only way that reliance
exists is where state governments persistently flaunt
this Court’s precedents. It is equally likely, if not far
more likely, that the opposite is true: states and
localities have attempted to change the political
decisionmaking process along such overtly racial
lines so rarely over the last half century because it is
clear that doing so would violate the Equal
Protection Clause.
At bottom, Petitioner and Russell recycle
arguments used to oppose the holdings in the Court’s
most recent affirmative action decisions, where it
declined to rule that race-conscious admissions
programs are per se unconstitutional, see Fisher, 133
S. Ct. at 2421; Grutter, 539 U.S. at 343. Yet
Petitioner’s and Russell’s assertions that race
conscious admissions are unnecessary and bad
policy, Pet Br. 21-23, 31-36; Russell Br. 29-30 & n.5,
are irrelevant because the constitutionality of race
conscious admissions programs is not at issue here,
as Petitioner conceded up until now. See Pet. 13 n.2.
The political restructuring doctrine prohibits only
creating a distinct political decisionmaking process
to govern whether to adopt constitutionally
permissible race-conscious programs, not the
ultimate decision whether or not to do so.
62
CONCLUSION
For the reasons stated above, the court of
appeals should be affirmed.
August 23, 2013
L a u r e n c e H . T r ibe
Hauser Hall 420
1575 Massachusetts
Avenue
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J o s h u a I. C iv in
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Educational Fund, Inc.
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E r w in C h e m e r in s k y
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Irvine School Of Law
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Suite 1000
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Respectfully Submitted,
M a r k D . R o s e n b a u m
Counsel of Record
D a v id B. Sa p p
ACLU Foundation of
Southern California
1313 West Eighth Street
Los Angeles, CA 90017
(213) 977-9500
mrosenbaum@ACLU-
SC.org
K a r i n A . D e M a si
N ic o l e M .P e l e s
Cravath, Swaine &
Moore LLP
825 Eighth Avenue
New York, NY 10019
(212) 474-1000
K a r y L. M o ss
M ic h a e l J. S t e in b e r g
M a r k P. F a n c h e r
ACLU Fund Of Michigan
2966 Woodward Avenue
Detroit, MI 48201
(313) 578-6814
mailto:mrosenbaum@ACLU-SC.org
mailto:mrosenbaum@ACLU-SC.org
63
S h e r r il y n If il l
D a m o n T . H e w it t
NAACP Legal Defense &
Educational Fund, Inc.
40 Rector Street,
5th Floor
New York, NY 10006
(212) 965-2200
S t e v e n R. S h a p ir o
D e n n is D . Pa r k e r
ACLU Foundation
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New York, NY 10004
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M e l v in B u t c h
H o l l o w e l l , J r .
Detroit Branch NAACP
8220 Second Avenue
Detroit, MI 48202
(313) 980-0102
J e r o m e R. W a t s o n
Miller, Canfield, Paddock
And Stone, P.L.C.
150 West Jefferson,
Suite 2500
Detroit, MI 48226
(313) 963-6420
D a n ie l P. T o k a ji
The Ohio State University
Moritz College Of Law
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Columhus, OH 43206
(614) 292-6566
Counsel for Cantrell Respondents