Milliken v. Bradley Supplemental Brief for Respondents Bradley
Public Court Documents
June 14, 1972

Cite this item
-
Brief Collection, LDF Court Filings. Maxwell v. Southern Christian Leadership Conference Brief for Defendants-Appellants, 1968. d1c5a644-bd9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/e13609e8-8d0a-4dfe-8e31-33b2d39382d6/maxwell-v-southern-christian-leadership-conference-brief-for-defendants-appellants. Accessed August 19, 2025.
Copied!
I n t h e BUUb (Emtrt uf Kppmlz F oe th e F if t h Circu it No. 26612 W illiam J . M axw ell , Plaintiff-Appellee, S outhern C h ristian L eadership C onference, et al., Defendants-Appellants. A P PE A L FROM T H E U N IT E D STATES D ISTR IC T COURT FOR T H E N O R T H E R N D ISTR IC T OF ALAB A M A BRIEF FOR DEFENDANTS-APPELLANTS Charles S teph en R alston 1095 Market Street San Francisco, California 94103 J ack G reenberg J ames M. N abrit , III N orman C. A m akeb 10 Columbus Circle New York, New York 10019 P eter A. H all 1630 Fourth Avenue, North Birmingham, Alabama 35203 Attorneys for Defendants-Appellants TABLE OF CONTENTS PAGE Statement of the Issues Presented for R eview ....... . 1 Statement of the Case ........ ....... ...................................... 2 Statement of the Facts ............ .......................................... 4 Introduction .................................................................. 4 1. The Liberty Supermarket Demonstrations ..... 6 2. The Events of February 22, 1968 ....................... 10 A rgu m en t Introduction.................................................... 14 I. The Evidence Does Not Show That Any Agents or Employees of Appellant Were Authorized to Take Part in Its Behalf in the Demonstrations in Question Here ...................................................... 15 II. The Evidence Was Insufficient in Law and Fact to Establish Liability for Plaintiff’s Injuries Be cause of the Acts of SCLC Employees Either for Negligence or for the Establishment of a Nuisance ...................................................................... 22 III. The Evidence Was Insufficient to Support the Amount of Damages Awarded ................................. 27 IV. The Granting of Damages Against SCLC Here Constituted an Abridgement of Rights of Free Speech and Assembly Protected by the First and Fourteenth Amendments ........ 29 Conclusion ................ 33 Certificate of Service.......... ....... ....... ...... ..................... . 34 11 T able of C ases PAGE Brazier v. Cherry, 293 F.2d 401 (5th Cir. 1961) ........... 15 Foster & Creighton Co. v. St. Paul Mercury Indemnity Co., 264 Ala. 581, 88 So.2d 825 (1956) ....................... 25 McPherson v. Taniiami Trailways, Inc., 383 F.2d 527 (5th Cir. 1967) .................... ........... -.......... -.................. 15, 21 Martin v. Anniston Foundry Co., 259 Ala. 633, 68 So.2d 323 (1953) ....... .................. ........................................-...... 16 Morgan v. City of Tuscaloosa, 268 Ala. 493, 108 So.2d 342 (1959) ..................-...................................................22,25 NAACP v. Overstreet, 221 Ga. 16, 142 S.E.2d 816 (1965), cert. dism. as imprevidently granted, 384 IT.S. 118 (1966) ..................... .........................................30,31 Nesmith v. Alford, 318 F.2d 110 (5th Cir. 1963) ........... 15 New York Times v. Sullivan, 376 U.S. 254 (1964) ....... 29 Perfection Mattress & Spring Co. v. Windham, 236 Ala. 239, 182 So. 6 (1938) .......................................... 16 Republic Iron & Steel Co. v. Self, 192 Ala. 403, 68 So. 328 (1915) ......................................................................16,17 Shelley v. Kraemer, 334 U.S. 1 (1948) ........................... 29 Sullivan v. Alabama Power Co., 246 Ala. 262, 20 So.2d 224 (1945) ..... ............. ......... ............................................. 22 Trans-America Insurance Co. v. Wilson, 262 Ala. 532, 80 So.2d 253 (1955) ........................... ..................... .....15,16 PAGE Wade v. Brisker, 233 Ala. 585, 173 So. 64 ................... 19 Walker Comity v. Davis, 221 Ala. 195, 128 So. 144 (1930) ....... ........... ........ ............. ...................................... 25 Wells v. Henderson Land & Lumber Co., 200 Ala. 262, 76 So. 28 (1917) ..... ........ ........................ .................... . 16 Whiteman v. Pitrie, 220 F.2d 914 (5th Cir. 1955) .......21, 27 Wilson & Co. v. Clark, 67 So.2d 898 (1953) ............... 19 Ill In the Irntfii BUUb (tart of Appeals F ob, th e F if t h C ibchit No. 26612 W illiam J. M axw ell , — v . — Plaintiff-Appellee, S outhern C hristian L eadership Conference, et al., Defendants-Appellants. appeal ebom th e united states distbict court EOB T H E N O R T H E R N DISTRICT OF ALAB A M A BRIEF FOR DEFENDANTS-APPELLANTS Statement of the Issues Presented for Review 1. Did the court below err in denying defendant-appel lant’s motions for directed verdict, judgment notwith standing the verdict, and for a new trial, made on the grounds that under the lav/ and the evidence the defen dant corporation could not be held liable for injuries suffered by the plain tiff-appellee ? 2. Was the verdict of the jury, both as to holding defendant-appellant liable and as to the amount of dam ages, supported by the law and the evidence? 3. Were defendant-appellant’s rights under the First Amendment denied by the awarding of damages against it as a result of its activities as shown by the evidence? 2 Statement of the Case This is an appeal from the denial of motions for a directed verdict, a judgment notwithstanding the verdict, and for a new trial and from the jury verdict in a civil action for damages. This action was begun by a three- count complaint by plaintiff-appellee, William J. Maxwell, against the Southern Christian Leadership Conference (S.C.L.C.), defendant-appellant, and unnamed persons (Sup. App. 7-9j.1 The said unnamed persons were never identified during the course of this action and no other parties were ever joined as defendants. The action was originally brought in state court, the plaintiff alleging that the defendant had negligently and intentionally caused injuries to be inflicted on the plain tiff. A petition for removal was filed in the United States District Court for the Northern District of Alabama on the grounds of diversity of citizenship, the plaintiff being a citizen of the State of Alabama and the defendant a corporation organized under the laws of the State of Georgia with its offices there (S.A. 1-5). The required jurisdictional amount was satisfied since the action sought $150,000 worth of damages on each count. The plaintiff did not contest the removal of the action.2 1 The record on appeal is reproduced in two appendices. All references herein will be to the second, the Supplemental Appendix (S.A.) which contains all pleadings as well as the transcript of testimony at trial. 2 The defendant challenged service of process in the action on the ground that it was not doing any business in the State of Alabama at the time of the filing of the action so that there was no jurisdiction in either the state or federal court over it. After receiving affidavits from both sides on the motion, the district court ruled against the defendant. This question is not at issue in the present appeal. 3 Following a pre-trial conference and discovery, trial was had in this case on March 4 and 5, 1968 before a jury. On the day of the trial the plaintiff filed an amendment to his complaint dropping the original two counts and substituting three others therefor. The district court al lowed only two of the amended counts, one alleging neg ligence on the part of the defendant and the other alleging that defendant created a nuisance which resulted in in juries to the plaintiff (S.A. 60-64). Prior to trial, defen dant filed a motion to dismiss on the ground of failure to state a cause of action and a general denial of all material allegations in the complaint. In addition, de fendant raised an affirmative defense, viz., that at all times complained of, the defendant was engaged in acts protected by the First and Fourteenth Amendments to the Constitution of the United States and hence could not be held liable in damages (S.A. 55-56). At the close of the evidence in the case, defendant moved to amend its answer to raise the additional defense of contributory negligence and assumption of risk by the plaintiff. The district court allowed the motion and instructed the jury on that question (S.A. 322). At the trial defendant made an oral motion for a di rected verdict at the close of the plaintiff’s evidence (S.A. 260). It renewed its motion at the close of its case and before the matter was submitted to the jury. This motion was taken under advisement by the court and was subse quently reduced to writing and filed with the court (S.A. 324; S,A. 68). The jury found for the plaintiff on both counts and returned a verdict of $45,000 (S.A. 66-67). Within ten days after the return of the verdict, the de fendant filed a motion for judgment notwithstanding the verdict, renewing its motion for a directed verdict made at the close of the testimony, or, in the alternative, for a new trial (S.A. 74-82). The district court denied all the 4 motions of the defendant on the condition that the plain tiff remit the amount of his medical costs since he was treated at a Veterans Administration hospital (S.A. 84- 85). Upon a remittitur being made by the plaintiff, a judg ment was entered in the amount of $41,000. A timely no tice of appeal was tiled by the defendant and a supersedeas bond was filed and approved by the district court in the amount of $45,000 (S.A. 87-90). Statement of the Facts Introduction In February, 1966, demonstrations were held on the premises of the Liberty Supermarket, a store in the Negro section of Birmingham, Alabama. The demonstrations were to protest an incident which had occurred at the Supermarket sometime earlier in which Negro customers had been arrested following an altercation with store policemen. In addition, the demonstrations protested the lack of employment of Negroes in the store, approximately seventy-five percent of whose customers were Negroes. On February 22, 1966, plaintiff, who is also a Negro, went to Liberty Supermarket and parked his car in the lot while a demonstration was taking place. While he re mained in his car, another car driven by a white customer left the parking lot. In so doing, it drove through a line of marchers who, at the time, were proceeding through the lot. When the car got to the exit and was waiting for automobile traffic to allow him to proceed, a group of demonstrators and pickets on the sidewalk came up to the car. Subsequently, the following events, which will be set out in more detail below, took place. The white driver, who had no connection with S.C.L.C. or with the demonstration, fired from seven to eight shots into the crowd of Negro 5 demonstrators. One of the bullets bit and injured tbe plaintiff who bad gotten out of bis car to observe what was happening. One year later, tbe plaintiff filed the present action against tbe Southern Christian Leadership Conference, alleging that it was responsible for bis injuries. The com plaint as amended sought recovery on two bases. One was that defendant SCLC had negligently caused a condition to arise which resulted in injuries to him and thus violated its legal duty to insure his safety. The second count al leged that SCLC had created a nuisance which it should have known would result in danger to persons in the vicinity and, as a result of which, plaintiff suffered in juries. At trial, a number of matters were in dispute. These included: first, the extent to which, if any, SCLC was engaged in the planning, sponsoring, or carrying out of the demonstration; second, the events of February 22nd, plaintiff’s actions on that evening and the participation, if any, of any persons connected with SCLC in the dem onstrations then; and third, whether the actions of SCLC’s employees, to the extent they participated in the Liberty Supermarket demonstrations at all, were protected by the First Amendment to the Constitution of the United States and hence could not result in civil liability. The remainder of this statement of facts will be divided into two main parts. The first will deal with the back ground of the demonstrations at the Liberty Supermarket and evidence regarding SCLC’s participation in them; the second will deal specifically with the events of February 22, 1966, the evening on which plaintiff was injured. 6 1. The Liberty Supermarket Demonstrations Liberty Supermarket is located in an area in Birming ham, Alabama, in which Negroes primarily reside. Most of its customers are Negro residents of the area. Early in 1966 an incident occurred at the Supermarket in which a number of Negro shoppers were arrested after an alter cation with a store policeman. Considerable feeling was generated within the Negro community because of the incident and because no Negroes were employed by the store as full-time cashiers (S.A. 264). As a result, meetings were held at various Negro churches at which persons attending were urged to participate in demonstrations at the store to protest the conditions there. Witnesses testified concerning meetings during the week of February 18, 1966 (S.A. 98; 111; 126). The meetings were described as being regularly scheduled evening meet ings whose purpose was to discuss matters of interest to the Negro community, particularly relating to civil rights (S.A. 108-109). Apparently the issues of greatest impor tance at the time were the Liberty Supermarket matter and a voter registration drive being conducted in Birmingham by the defendant-appellant, Southern Christian Leadership Conference (S.A. 121; 135).3 Various speakers would address the meetings with re gard to the matters of interest, including both the regis tration effort and the demonstrations at Liberty. Predom inant among these were ministers of local Negro churches, including the Beverends J. E. Lowery, Fred Shuttlesworth, and Edward Gardner (S.A. 104; 109; 127). These three were also members of or connected with the Interdenomi 3 The ultimate result of the voter registration drive was the sending of federal registrars into Birmingham pursuant to the Voting Rights Act of 1965. 7 national Ministerial Alliance of Greater Birmingham and Jefferson County and the Alabama Christian Movement for Human Rights (S.A. 128; 264; 277). Both organiza tions are composed primarily of local Negro ministers. In addition, the three ministers are associated in some capacity with the Southern Christian Leadership Confer ence (S.C.L.C.).4 Reverend Lowery was, in 1966, on the board of directors of the corporation and was, at the time of trial in this case, chairman of the board (S.A. 261-62). Reverend Shuttlesworth was secretary of the corporation, and Reverend Gardner was a member of a local planning committee when S.C.L.C. held its national convention in Birmingham in August, 1965 (see, Plaintiff’s Exhibit 1, pp. 6, 11). Reverends Gardner and Lowery testified directly, how ever, that their activities with regard to the Liberty Super market demonstrations were in no way connected with their relationships with S.C.L.C. Rather, they were act ing as private citizens, as ministers, and as leaders of the Birmingham Negro community and of the local organ izations (S.A. 264; 152; 269-272). As to Reverend Shuttles worth, the police officer called as a witness by the plain tiff testified that there was nothing in his notes of Shut- tlesworth’s speech that indicated that he was speaking about Liberty Supermarket with relation to S.C.L.C. Rather, “his speech was made as an individual.” (S.A. 135.) All three ministers participated in organizing and car rying out the demonstrations at Liberty. They spoke at their and others’ churches urging persons to take part and led demonstrations on various days. Reverend Gard 4 S.C.L.C. is a corporation organized under the laws of the State of Georgia, with its offices in Atlanta. 8 ner was in charge of the pickets on the night of the in cident here in question, February 22, 1966. He testified that the pickets had been instructed to be nonviolent and peaceful, and to the best of his knowledge these instruc tions were carried out (S.A. 274-275). Reverend Lowery testified that although he had picketed on other occasions at Liberty he was not there on February 22nd when the shooting of the plaintiff took place (S.A. 144-145; 155-156). There was testimony that Reverend Shuttlesworth was at the scene of the shooting, but after it took place. It was not clear whether he arrived before or after the incident (S.A. 242-243; 256-257). The evidence regarding the connection of SCLC with the Liberty Supermarket demonstrations was as follows. SCLC is a corporation organized under the laws of the State of Georgia. It is not a membership organization, but, like other corporations, has officers and employees (S.A. 288-289). An employee of SCLC, Hosea Williams, was in Birmingham at the time. Mr. Williams is director of Voting Registration for the corporation (see Plaintiff’s Ex. 1, p. 12). He had been assigned to Birmingham, along with a few SCLC workers, by the corporation as part of a voter registration campaign being conducted by it in Alabama and Birmingham during the last months of 1965 and the first months of 1966 (S.A. 263-264). The testimony was that this was the only activity he had been sent to Birmingham to carry out. In furtherance of the registration drive, Mr. Williams would appear at meetings in various Negro churches in the community. On February 18, 1966, he spoke at such a meeting when both voter registration and Liberty Super market were discussed. During his speech he talked about voter registration, in connection with which, according to 9 a police officer who attended, he referred specifically to SCLC (S.A. 120-121). He also spoke about Liberty Super market, but made no reference to SCLC (S.A. 123). He called for persons to go to the Supermarket the next day, February 19th, and to demonstrate in order to end dis criminatory hiring practices (S.A. 105). In addition, there was some testimony that Mr. Williams actually went to the Supermarket to take part in demonstrations at some unspecified date (S.A. 140). However, there was no evi dence that he, or any other SCLC employees, were there on February 22nd before the incident in question here, but only that two employees, not including Mr. Williams, were seen there some time after the shooting in the crowd that had gathered (S.A. 243-44; 255). Indeed, all who testified as to the events of February 22nd said that they had not seen him there. Nor was there any testimony that he or any other SCLC employees had been involved directly in the organization or direction of the demon strations on that particular evening. In addition to this testimony, there was introduced into evidence by plaintiff a copy of a press release that had been handed out prior to the shooting, on February 18 (Plaintiff’s Exhibit 26). The release deplored the in cident involving customers and a store policeman and complained of the lack of employment of Negroes as cashiers. The release stated that negotiations had failed and called for the Negro community to withdraw from patronizing the store until certain demands were met. At the bottom of the release appeared five names, including Hosea Williams’, Reverend Lowery’s, and Reverend Gard ner’s. No organizational affiliations were given, nor was any claim made that the five were speaking on behalf of any organization (S.A. 251-252). 10 A television reporter testified that at some time during this period, either before or after the shooting, he spoke with Mr. Williams. He stated that Mr. Williams told him that: There had been a group picketing there who Hosea indicated to us, or told me that they had some in volvement with, in other words, he said it was S.C.L.C............ (S.A. 250). Finally, there was introduced into evidence, as plain tiff’s Exhibit 5, a button showing two clasped hands with “ SCLC” and “Southern Christian Leadership Conference” on it. A police officer testified that he had seen persons engaged in the demonstrations wearing such buttons and had picked up one from the supermarket’s parking lot (S.A. 163). Reverend Lowery testified that the buttons had been donated to SCLC and were handed out freely across the country at public meetings. Thus, anyone at tending such meetings could acquire a button and wear it at any time (S.A. 267-268). Eventually the dispute between the Negro community and the supermarket was resolved through negotiations. A Negro attorney who handled the negotiations for Liberty testified that he negotiated solely with representatives from the local community. At no time were representa tives of SCLC involved, and SCLC was not a party to the final agreement (S.A. 291). 2. The Events o f February 22, 1968 On the evening of February 22, 1966, there were demon strations at Liberty Supermarket. Sometime during the day or early evening a group of pickets began to march along the sidewalk. According to a witness, Mr. Simon 11 Armstrong, who relieved another person on the picket line at about eight o’clock, the picketers remained on the sidewalk since they had instructions not to go on the supermarket premises (S.A. 300-301). Reverend Gardner was in charge of these pickets, and he testified that they were under instructions to be nonviolent and peaceful at all times (S.A. 274-275). There was no evidence that any employees of SCLC participated in, directed, or controlled any of the demonstrations that day, or that any were on the scene until after the shooting took place. Indeed, Mr. Armstrong testified that he was there because he had heard his pastor and other local ministers ask for people to picket (S.A. 299). Shortly before 10:00 p.m. another group of Negroes, variously estimated as being between 75 and 150 strong, marched through the parking lot (S.A. 159; 168-169). At the same time an automobile driven by a white man, who apparently had just left the supermarket, began moving out towards the exit to the street. It was testified that the motor was loud and was being raced (S.A. 160-161). When the driver came to the group marching through the lot, he slowed the car, raced its motor, and passed through the line of marchers (Ibid). One witness testified that some demonstrators had to jump out of the car’s path (S.A. 179). Two witnesses testified that some people in the group yelled something at the car as it passed through (S.A. 161; 175). The car proceeded through the exit from the parking lot until it was blocking the sidewalk. It stopped, evidently waiting for a break in the traffic along the street so that it could proceed (S.A. 179). At this point, a number of things occurred. The per sons who had been picketing had ceased, and were walking up the sidewalk in a group to go to a prayer meeting. The automobile was blocking their way and they stopped until 12 it passed (S.A. 301-304). One witness, who was within five or six feet away, testified that he heard no one shout at the ear at this point and saw no one touch it (S.A. 305). At the same time, persons from within the parking lot came up to the car (S.A. 161-162). Apparently, this group included persons who had been in the line of march through which the car had passed as well as at least some persons who were merely watching the demonstrations (S.A. 169; 179). A number of witnesses testified that they saw the rear lights of the car moving up and down and back and forth. They surmised from this that the car was being rocked by people in the crowd around the car (S.A. 175; 161). At least one of the witnesses, however, admitted that the movement of the lights could have been caused by the driver making the car go backwards and forwards (S.A. 172-173). Another witness testified that this in fact was what the driver was doing (S.A. 312). Witnesses also testified that they heard persons in the crowd shout “ get him,” while one witness said that there were no shouts prior to the shooting but that afterwards some persons shouted “get the license number” as the car drove away (S.A. 200; 313). In any event, while the crowd was around the car the driver fired a volley of about five shots into it (S.A. 199). There was a pause of some indeterminate length and then three or four more shots were fired, making eight or nine in all (S.A. 166; 175; 199). About five persons were wounded by the shots, including a witness at the trial, Mr. Simon Armstrong, and the plaintiff-appellee, Mr. William J. Maxwell. There was no evidence that the gunman was connected in any way with S.C.L.C. or with the demonstration. 13 The plaintiff testified as to his own acts on the evening as follows. He went to Liberty Supermarket at about ten minutes to ten ostensibly to do some shopping (S.A. 190). When he arrived at the store he parked a short distance inside the entrance and close to the demonstrators, even though there were only eight to ten other cars and he could have gotten close to the store itself (S.A. 199; 167). Even though the store closed at ten o’clock, the plaintiff did not get out of his car to proceed with his shopping. Instead, he remained in his car for five to ten minutes admittedly watching the demonstrators (S.A. 207). He saw the other automoble go through the line of marchers and stop at the exit. He testified that he saw the people come up around the car and rock it. He then heard five pistol shots fired (S.A. 208-209). Instead of remaining in his car where he was safe, he got out, apparently trying to see what was going on. There was a second volley of shots, and he was hit by one of the bullets (S.A. 208-209). The plaintiff received serious injuries to his internal organs which required two operations at the local Veterans’ Administration Hospital. As a result he was not able to work for a considerable period of time during which his employer lent him twenty-five dollars a week which he has been paying back since he returned to work. He is now working as a truck driver and laborer, at which job he from time to time lifts fairly heavy objects. He is re ceiving a higher pay now than he was before the shooting (S.A. 193-198; 201-202). A physician testified that it could not be said whether plaintiff would have to continue having a drainage tube in his body, since often such wounds heal sufficiently after the passage of time (S.A. 224-226). No evidence was introduced as to whether plaintiff’s lifespan or earning capacity had been shortened, although he did testify that he still had difficulty sleeping. 14 ARGUMENT Introduction Basically, the defendant-appellant contends that in this case the plaintiff has sued the wrong defendant. As it has been shown by the statement of facts, and as it will be more fully developed below, the defendant Southern Christian Leadership Conference (S.C.L.C.) was not responsible either in fact or in lawT for plaintiff’s injuries. The proper defendant should have been the man—whose identity is known—who fired the shot that injured William Maxwell. One can only speculate as to why SCLC was sued. It was probably assumed that a judgment could be won against a prominent civil rights organization in a case involving a civil rights demonstration. SCLC, then led by the late Dr. Martin Luther King, Jr., had been active in Alabama over a period of time attempting to achieve racial justice, spe cifically in the area of voting. The action was brought against it even though it is clear that the demonstrations were planned, led, and carried out by people in the local community because of grievances that affected them and which they felt should be corrected. Thus, this case raises an important and significant issue —whether an organization can be subjected to onerous legal judgments on no more basis than its continuing efforts, protected by the constitutional guarantees of freedom of speech and assembly, to achieve racial justice. The future of attempts to bring about political and social change in our society by legal means may well hang in the balance. In arguing that the judgment below must be reversed and that either a judgment for defendant or a new trial must be granted, appellant SCLC recognizes its burden when faced with an adverse jury verdict. However, deci 15 sions of this Court make it clear that even a jury verdict must comport with the law and the evidence. Brazier v. Cherry, 293 F.2d 401 (5th Cir. 1.961); Nesmith v. Alford, 318 F.2d 110 (5th Cir. 1963); McPherson v. Tamiami Trail- ways, Inc., 383 F.2d 527 (5th Cir. 1967). In arguing why the verdict was erroneous, there will be discussed issues of traditional private and business law—questions of the au thority of an agent, probable cause, independent interven ing cause, etc. However, again, the real issue here is wheth er the effective exercise of rights protected by the First Amendment may be crippled by the stretching of a tenuous and fragile chain of causation. I. The Evidence Does Not Show That Any Agents or Employees o f Appellant Were Authorized to Take Part in Its Behalf in the Demonstrations in Question Here. The defendant-appellant, SCLC, is a corporation. As such, of course, it can act only through its agents, employ ees, and officers. See, e.g., Trans-America Insurance Co. v. Wilson, 262 Ala. 532, 80 So.2d 253 (1955). In this part of the argument, appellant will show that there was insufficient evidence to support any finding that any agent was acting within the scope of his authority insofar as he may have participated in the Liberty Supermarket demonstrations. Therefore, no tort liability could be imposed on the cor porate defendant. In part II of the argument it will be shown that even assuming authority to act on behalf of SCLC, the acts of its employees were not sufficient to estab lish responsibility for plaintiff’s injuries. A. The law of Alabama, which governs here, as to the tort liability of a corporation is essentially the same as 16 other states and may be briefly stated. A corporation can act only by and through its duly authorized officers and agents. However, the fact that the persons whose actions are complained of are employees of or are connected in some way with the corporation is not enough, The corpo ration can he held liable in tort only as a result of acts by agents done within the line or scope of the duties and au thority given by it. Trans-America Insurance Co. v. Wilson, supra. Moreover, even where the activities of the employee or agent are similar to those within the scope of his em ployment, if they are shown to be done for or in conjunc tion with others and not within the scope of employment, the corporation will not be liable. Martin v. Anniston Foundry Co., 259 Ala. 633, 68 So.2d 323, 327 (1953). See also, Perfection Mattress & Spring Co. v. Windham, 236 Ala. 239, 182 So. 6, 8 (1938). And, as was stated in an early decision: The principal is responsible, not because the servant acted in his name, or under color of his employment, but because the servant was actually engaged in and about his business and carrying out his purposes. Re public Iron & Steel Co. v. Self, 192 Ala. 403, 68 So. 328, 329 (1915). If, on the other hand, the employee is not engaged in the corporation’s business, but is “ impelled by motives that are wholly personal to himself,” then his commission of a tor tious act is purely his personal wrong. Ibid. See also, Wells v. Henderson Land & Lumber Co., 200 Ala. 262, 76 So. 28 (1917). Finally, the burden of introducing competent evidence demonstrating that the employee was acting within the scope of his authority is on the plaintiff. Trans-America Insurance Go. v. Wilson, 262 Ala. 532, 80 So.2d 2oo (19o5). 17 Thus, [T ]o authorize the submission of the question to the jury, the evidence must tend to show that the wrong was committed by the agent while he was executing his agency, and not from a motive or a purpose of his own, having no relation to the business of the master. Republic Iron & Steel Go. v. Self, 192 Ala. 403, 68 So. 328, 329 (1915). B. The issue thus presented is, in light of the above principles, was there evidence showing that any persons directed or led the demonstrations involved here while act ing as agents of defendant-appellant and within the scope of their employment and the authority given them by SCLC. The testimony at trial focused on two groups of persons who might be considered to be agents. The first consisted of the local Negro ministers, Reverends Lowery, Gardner, and Shuttlesworth. The second consisted of individuals who admittedly were SCLC employees, Hosea Williams and two or three persons working under him on a voter registration drive. Whether the three ministers were acting as agents of SCLC may be quickly disposed of. Reverend Gardner, who was in charge of the demonstrations on the night in ques tion, February 22nd, testified positively that he was acting as a private citizen, as a local minister, and with and on behalf of local organizations of ministers. He denied that he was working with or on behalf of SCLC. There was no evidence whatsoever that he was an employee or officer of the corporation. The only connection he was shown to have had with it was that in the summer of 1965 he was a mem ber of a local planning committee in connection with SCLC’s national convention held in Birmingham that year (PI. Ex. 1, p. 11). There was nothing to show any continuing au 18 thority of any sort, much less authority in February of 1966 to conduct the Liberty Supermarket demonstrations in the name of or in behalf of SCLC. As to Reverend Shuttlesworth, it is clear that he was an officer of SCLC, its secretary, at the time of the demon strations. However, not only is there no evidence that he was acting in that capacity with regard to the demonstra tions, but the testimony of plaintiff’s witness, as set out in the statements of facts, supra, was to the contrary. Rev. Shuttlesworth was a minister in Birmingham and as such was active in the affairs of the city, particularly as they related to equal civil rights. A police officer, testified that he heard Shuttlesworth speak at a church on February 21 regarding Liberty Supermarket. The police officer testified directly that Shuttlesworth spoke not with relation to SCLC or in his capacity as an officer thereof, but “as an individ ual” (S.A. 135). Reverend Lowery was on the board of directors of SCLC in February, 1966, and was chairman of the board at the time of the trial here. Again, he is a local minister and is a member of local organizations active in civil rights activi ties. He testified positively that at no time did he partici pate in the demonstrations as a representative or agent of SCLC. His actions were as a private individual and in con junction with other local ministers. No evidence was intro duced showing that he had any authority to act on behalf of SCLC or that he at any time held himself out as doing so. Hosea Williams and the two or three other SCLC em ployees may be dealt with together, since the latter were apparently sent to work with him on voter registration in Birmingham. Mr. Williams is an employee of the corpora tion, with the title of director, voter registration (PL Ex. 1, p. 12). Defendant-appellant does not deny either that W il liams is an employee of SCLC or that he, as an individual, 19 participated in some degree and at some time in the Liberty Supermarket demonstrations. However, the cases cited above make it clear that that is not enough to establish liability on the corporation’s part. We do deny that he so participated on behalf of the corporation or that he was authorized to do so. His acts were done as an individual and not in furtherance of his employer’s affairs or within the scope of his employment. Indeed, there was only one item of testimony that pur ported to connect Williams’ participation in the demon strations with SCLC. Mr. Jim Cunningham, a local tele vision reporter, testified that he had spoken to Williams sometime during this general period, although he could not say whether it was before or after the shooting. He said that Williams told him that “they” had been picketing at Liberty, and that: There had been a group picketing there who Hosea indicated to us, or told me that they had some involve ment with, in other words, he said it was S.C.L.C. (S.A. 250). This vague statement, however, is not enough to estab lish, as a matter of law, that Williams was acting within the scope of the authority given him by SCLC. As a gen eral rule, of course, an agent’s out-of-court declarations are not competent against the principal to show scope of authority unless there is other evidence to show that the statement itself was within the authority of the agent to make. Wade v. Brisker, 233 Ala. 585, 173 So. 64. Although this rule has been relaxed somewhat in Alabama, it has been relaxed in cases where other evidence has shown the general scope of the agent’s authority, particularly where ques tions of contractual liability and ostensible authority wTere involved. See, e.g., Wilson <& Co. v. Clark, 67 So.2d 898 20 (1953). Here, of course, all the direct evidence as to the scope of Williams’ authority as given by SCLC clearly establishes that he was sent to Birmingham to act in his capacity as director of voter registration. In the face of this clear evidence, the vague recollection that Williams “ indicated” that “they” had “ some involvement with” the demonstrations is simply insufficient as a matter of law to carry plaintiff’ s burden of proof that an employee or agent of the corporation was acting on its behalf and under au thority given by it so as to establish responsibility for the demonstrations on the part of SCLC. One or two other items should also be mentioned. Plain tiff introduced as Exhibit 5 a button bearing the words “Southern Christian Leadership Conference” with clasped hands, which was said to be representative of buttons some demonstrators were wearing. The testimony of Reverena Lowery, however, made it clear that these buttons had been distributed at public meetings over a long period of time. The wearing of them did not indicate employment, agency, or any connection with SCLC, but only that the wearer subscribed to its principles of achieving racial justice through non-violent means. Finally, it was testified at first that a copy of the February 18 release with Hosea W il liams’ name, together with those of four others, was picked up at an “ SCLC office.” The same witness subsequently testified, however, that a number of organizations, includ ing local ones, used the facilities of the office, particularly to reproduce statements. Thus, it could not be said that the statement was put out by SCLC (S.A. 251-252). To summarize this part of the argument, the overwhelm ing thrust of the testimony at trial was that the demon strations at Liberty Supermarket arose out of incidents that affected the local Black community; in response, local 21 ministers, acting as such and as representatives of local organizations, decided to demonstrate at the store; the min isters urged people to participate, and organized, led, and directed the demonstrations. At the time, SCLC had in Birmingham persons whose job was voter registration and who had been sent there for that specific purpose. Indi viduals, who were such SCLC employees, decided, as indi viduals, to participate in the locally organized and run demonstrations. They were not authorized to do so in the name or on behalf of SCLC, and there is no legally suffi cient evidence that they did so. The only connecting link of any sort was an unauthorized, out-of-court, vague state ment by one employee. Thus, the court below was in error in refusing to direct a verdict for the defendant corporation or to render a judg ment notwithstanding the verdict. See, McPherson v. Tami- ami Trail Tours, Inc., 383 F.2d 527 (5th Cir. 1967). And in light of the direct and positive evidence against any authority on the one hand, and the vague and ambiguous piece of testimony on the other, the trial court was also in error in refusing to grant a new trial. Although the denial of a new trial is not generally reviewable on appeal, it is reviewable where there has been an abuse of discretion. Here there was such an abuse. As has been shown, not only was there little or no evidence showing agency, but the overwhelming weight of the evidence was against such a finding Cf., Whiteman v. Pitrie, 220 F.2d 914, 919 (5th Cir. 1955). 22 II. The Evidence Was Insufficient in Law and Fact to Establish Liability for Plaintiff’ s Injuries Because of the Acts of SCLC Employees Either for Negligence or for the Establishment o f a Nuisance. For the purpose of this argument, it will he assumed that the employees of SCLC, viz., Hosea Williams and those working under him, were given authority to partici pate to some extent on the corporation’s behalf in the Liberty Supermarket demonstrations.6 However, even un der that assumption, liability on the part of SCLC for the injuries sustained by plaintiff was not established by the evidence. It is established law, in Alabama as in other jurisdic tions, that in order for a plaintiff to recover either for negligence or for nuisance, he must establish that his in juries have occurred as a result of acts of the defendant which it should have reasonably foreseen would have re sulted in the injuries. There must be shown to have been an unbroken chain of causation from the acts to the injury. See, e.g., Sullivan v. Alabama Power Co., 246 Ala. 262, 20 So.2d 224 (1945); Morgan v. City of Tuscaloosa, 268 Ala. 493, 108 So.2d 342 (1959). The evidence here falls far short of this standard. It must be kept in mind precisely what it was that SCLC’s employees were shown to have done. First, Williams, to gether with others, issued a statement on February 18 stating that the Negro community would withdraw patron 6 No such assumption is made as far as the local ministers are concerned, however. The evidence, as shown above, is uncontra dicted as to the basis for their actions, viz., that they were acting as individuals and in conjunction with local organizations. 23 age from the store as a result of certain incidents until the store adopted certain policies (PI. Ex. 26). Second, he spoke at a church meeting that evening urging people there to follow him the next day, February 19, to take part in a picket line. And third, at some unspecified dates he, with other persons who were also SCLC staff employees, took part in picketing. There was no evidence that he or any other SCLC work ers were at Liberty Supermarket on February 22 or took part in, led, or directed the picketing then.6 Reverend Gardner, a local minister acting independently of SCLC, testified that he was in charge of the demonstrators on February 22 and that they were under instructions to be peaceful and non-violent at all times (S.A. 274-275). A demonstrator, who was one of those shot, testified that he was there because his pastor and other local preachers had been picketing and had asked for help (S.A. 299). After picketing had been going on for some time on that evening, on the sidewalk and apparently peacefully and without incident, a number of things occurred. A group of marchers came through the parking lot. A car, driven by a white customer drove through the line of march, racing its engine and forcing some persons to jump aside. It went out of the exit and stopped, blocking the sidewalk while waiting for the street traffic to clear. A group of picketers, on their way to a prayer service came up to the car, as did some of those from the group of marchers. There was testimony that some people in the group began to rock the car, in direct contradiction to the instructions they had been given by Reverend Gardner. The driver 6 There was testimony that two SCLC employees were seen on the premises after the shooting as part of a “ large crowd” of persons from the community that “congregated moments after the shoot ing” (S.A. 244). 24 fired five shots into the crowd, paused, then fired three or four more times. Plaintiff, who had been sitting in his car watching the demonstrators and the entire series of events for five or ten minutes, got out after the first volley of shots, evidently to better see what had happened. As a result, he was hit by one of the second series of bullets. Thus, in this case there was only the most tenuous and speculative chain of causation between the defendant and the actual act that caused injury to the plaintiff. There was no evidence that SCLC had any respon sibility for or connection with the February 22 demon strations at all or indeed that it had acted negligently at any time. Local people were involved in the planning and leading of demonstrations throughout this period, and the evidence is clear that they organized and led the one on the date in question. SCLC’s participation, assuming again that there was any, generally was limited to one of its employees calling for people to take part in a demonstration three days earlier and his dem onstrating himself at some earlier unspecified date. Thus, S.C.L.C. could not be held responsible for any nuisance, if there was any, created on February 22. Moreover, the persons who led the February 22 demon strations had issued orders for the participants to be peaceful and nonviolent. Apparently, these orders were being carried out when the automobile pushed its way through a group of demonstrators, thus touching off the series of events that culminated in shots being fired. Cer tainly it is stretching the chain of causation far past its breaking point to hold SCLC responsible, in light of what it was actually shown to have done, for the driver’s initial conduct, the response of one group of marchers in viola tion of specific instructions to it, the unforeseeable over 25 response of the driver in firing into the crowd, and the actions of plaintiff in deliberately removing himself from his car, a place of safety, and, out of curiosity about the first volley, placing himself in a position where he was in direct danger of being shot. Again, the principles of law that must govern are clear. A remote cause of an injury, where there are independent intervening causes is not actionable. See Morgan v. City of Tuscaloosa, 268 Ala. 493, 108 So.2d 342 (1959). More over, when the plaintiff voluntarily placed himself in a position that he should have foreseen to be dangerous as a reasonable man, he assumed the risk inherent in the situation and he may not recover, at least not from SCLC.7 See Foster & Creighton Co. v. St. Paul Mercury Indemnity Co., 264 Ala. 581, 88 So.2d 825 (1956); Walker County v. Davis, 221 Ala. 195, 128 So. 144 (1930). In sum, there simply was no evidence showing a con tinuing unbroken sequence of events from acts of SCLC to plaintiff’s injuries. The chain is too tenuous to allow recovery under any standard of law and it was error to allow the matter to go to the jury, not to enter a judg ment notwithstanding the verdict, and not to have granted a new trial (see eases cited supra). Similarly, there was a total lack of evidence showing responsibility for the crea tion of a nuisance on the date in question or at any other time. Reverend Lowery, testifying as a member of the board of SCLC, stated flatly that Williams was sent to Birming ham to act in the capacity in which he was employed by SCLC, viz., director of voter registration. He, and those working under him, were to conduct a voter registration 7 Of course plaintiff’s acts would not have absolved from liability the person who deliberately fired the shots that injured him. 26 drive in Birmingham, which they did in late 1965 and 1966 (see, Plaintiff’s Ex. 16). This, according to Lowery, was all that Williams was authorized to do on behalf of SCLC, and further, this was all he did do as an employee of the corporation. Again, it is not denied that Williams took part in the Liberty Supermarket demonstrations, working with the local ministers and individuals in the Black community. His participation, as shown by the evidence, consisted in urging persons to go down to the store and demonstrate at a church meeting on February 18, in issuing a statement together with four local ministers, also on February 18, and in actually taking part in one or two demonstrations on some unspecified dates. In his speech on the 18th he called for persons to go down with him on the next day, February 19, although there was no direct evidence plac ing him at the scene on that day. It is clear, however, that he was not at the store on the night of the shooting, i.e., February 22. The police officer who testified concerning the February 18 speech stated that his notes mentioned SCLC only in connection with the voter registration drive and not with regard to Liberty Supermarket (S.A. 120-123). Similarly, the statement issued on February 18 made no mention of SCLC and did not indicate any affiliation by Mr. Williams’ name. Indeed, a local minister, Rev. N. IT. Smith, who was not shown to have any connection with defendant, was designated chairman of what was evidently an ad hoc group (PL Ex. 26). 27 III. The Evidence Was Insufficient to Support the Amount of Damages Awarded. The jury rendered a verdict in the amount of $45,000. Defendant-appellant moved that the amount be set aside and a new trial awarded on the question of damages in that actual damages were proven only in the amount of $4,107.00 (S.A. 81-82). Subsequently, the Court ordered a remittor in the amount of the hospital expenses, i.e., $3057, on the grounds that a veteran was not entitled to recover the value of hospital care provided free by the government (S.A. 84-85). The resulting judgment in the amount of $41,943 was then affirmed despite the motion for a new trial. Although a denial of a motion for a new trial on the ground that the damages awarded were excessive is not ordinarily reviewable, this Court has ordered a new trial when there appeared to be no basis in the evidence for the amount. Thus, in Whiteman v. Pitrie, 220 F.2d 914 (5th Cir. 1955), a judgment in the amount of $30,000 was held excessive and a new trial ordered. The facts in Whiteman were similar to those in this case. There, no substantial loss in future earnings was shown, since the plaintiff was employed at a higher paying job than before the accident. Here, plaintiff testified that at the time of the shooting he was averaging between $75 and $80 per week. At the time of trial he was making about $106 per week and had been for two months. He was not able to work from late February 1966 until around the first week of June, 1966, or for about sixteen weeks. At $75 per week his loss of earnings would be about $1200. 28 In Whiteman, there was no loss of earnings since the plaintiff’s employer continued to pay him wages. In Whiteman, the plaintiff suffered substantial perma nent loss of the use of one arm. Here, there was little evidence of any permanent loss or damage. Plaintiff still had a drainage tube in him, but his doctor testified that it could not be said to be a permanent condition (S.A. 224). Plaintiff was still able to do his work as a truck driver which included handling heavy articles. He testified that his injury bothered him at times at night. There was no evidence as to permanent dimunition of earning power, or shortening of either his work or physical life. Despite the showing of actual damages only in the amount of $1200, the Court upheld an award of more than $41,000. Although some of this might be accounted for as compensation for pain and suffering, in light of the failure to show permanent injury or any impairment of earning capacity, the judgment must be viewed, as was the one in Whiteman, to be the product of sympathy or bias on the part of the jury or to be in the nature of punitive damages. As this Court made clear there, these are not the proper bases for the assessment of damages and defendant-appellant is entitled to a new trial on that issue. 29 IV. The Granting of Damages Against SCLC Here Con stituted an Abridgement of Rights of Free Speech and Assembly Protected by the First and Fourteenth Amend ments. As shown in Part II, supra, the verdict of the jury below cannot stand in the face of accepted and standard prin ciples of tort liability. When viewed in light of constitu tional requirements, the judgment of the court below must certainly be reversed. Defendant-Appellant claimed as a defense that during the time in question here its actions were protected by the First and Fourteenth Amendments’ guarantees of freedom of association, assembly and speech. These points were argued to the trial court as a matter of law in defendant’s motions for directed verdict, judgment notwithstanding the verdict, or for a new trial. It is clear under decisions by the United States Supreme Court that constitutional guarantees cannot be abridged by judgments of courts rendered in lawsuits by private liti gants. Shelley v. Kraemer, 334 U.S. 1 (1948); New York Times v. Sullivan, 376 U.S. 254 (1964). It is also clear that when nonfrivolous constitutional claims are asserted it is the duty of the court to make an independent examination of the record to resolve the issue. This is particularly the case when First Amendment claims are asserted. Here, the claim is that to the extent that SCLC was in volved at all in the Liberty Supermarket demonstrations8 its actions were fully within the bounds of freedom of association, assembly, and speech. Again, as in Part II, it 8 Again, this argument assumes, solely for the sake of argument, that there was sufficient evidence to support a finding that SCLC, as a corporation, was involved. 30 is important to note what the evidence did and did not show. SCLC did not fire the shots that wounded plaintiff; it did not cause plaintiff to get out of his car and put himself in danger; it did not rock the assailant’s car; and it did not drive the car through the line of marchers. Indeed, there is no evidence that SCLC or any of its agents or repre sentatives was on the scene prior to the shooting, or that they took part in, led, organized, or directed the demon strators on that evening. The evidence was that the organ izing and leadership was carried out by persons acting independently of SCLC, and they had instructed the dem onstrators to conduct themselves at all times peacefully and nonviolently. All the evidence showed that SCLC did, through its agents, was to state that Negroes would stop patronizing the store until conditions there were corrected, to ask for volunteers to demonstrate on a particular day, and to take part in other demonstrations on one or two occasions. There was no evidence that any of the demonstrations participated in by SCLC people were other than peaceful and orderly. There was no evidence that the defendant ever urged any thing but peaceful demonstrations and picketing or that it participated in, sponsored, or condoned any unlawful acts whatsoever. Thus, this case presents squarely an issue crucial to the continued vitality of fundamental constitutional rights: Whether an organization can be subjected to crippling judg ments on no evidence of any wrongdoing on its part because of injuries at best remotely stemming from its efforts to bring about racial justice? In this connection, this case may be contrasted with that of NAACP v. Overstreet, 221 Ga. 16, 142 S.E.2d. 816 (1965), cert. dism. as improvidewtly granted, 384 U.S. 118 (1966). There, a branch of the N.A.A.C.P. organized and carried out a boycott against a 31 store in Savannah., Georgia, on the grounds that the owner had assaulted a Negro boy who had worked for him. The owner sought, and was awarded, damages for the loss of business and goodwill he suffered as a result of the boycott and demonstrations. The Supreme Court of Georgia af firmed on a number of bases, among them a finding that there was in fact no valid racial dispute and that therefore no legitimate basis for the boycott existed. Over a strong dissent, the Supreme Court dismissed the writ of certiorari, which had been limited to the sole question of whether the national N.A.A.C.P. could be held liable for acts of one of its branches. In that case, the action was brought by the store owner himself to seek compensation for the damages intended by the demonstrators, the loss of his business. Moreover, the suit was against those who had in fact conducted the dem onstrations. Violence was found to have been inflicted by the demonstrators themselves on the store owner and his customers—those against whom the demonstrations were aimed. Both the local N.A.A.C.P. and the national office were served with the papers in the suit attempting to halt the demonstrations, and the latter did not attempt to dis avow the local branch. In Overstreet, in other -words, damages were sought to rectify the intended effects of the demonstrations. The demonstrations themselves were found to have no valid basis and to have been illegally conducted. Here, SCLC’s participation, if indeed there was any, was of an entirely different character. At no time was it shown to have urged or to be responsible for any illegal or violent acts; on the contrary, those in charge of the demonstrations had in structed that they be peaceful and nonviolent. In Over- street, the damages were precisely those intended and brought about, and encouraged, by the demonstrators; here, 32 the injury to plaintiff was fortuitous, unintended and un foreseeable by those seeking to rectify the situation at Liberty, and wholly unrelated to their aims and intentions. In his dissent to the dismissal of certiorari in Overstreet Mr. Justice Douglas, joined by three other members of the Court, warned of the paralyzing effect of an award of damages under the circumstances there. Here, the result of Overstreet, which barely failed to be overturned, has been stretched far beyond even its dubious limits. If the judg ment below is affirmed, an organization active in the crucial area of civil rights may be subjected to liability on a show ing of nothing more than that it was carrying out a program of voter registration in an Alabama city; some of its em ployees participated in unrelated demonstrations carried out by members of the local community; the employees did no more than urge people to join them in demonstrations on specific dates; on an occasion when no such employees or agents were present or in charge some demonstrators became involved in an incident unrelated to the purposes of the demonstrations; a person, not a demonstrator and obviously unsympathetic to their cause, fired into the crowd injuring a bystander. To impose liability under these cir cumstances would go far in undermining the right of asso ciation so vital to a free society. In summarizing defendant-appellant’s argument, it must be emphasized that we do not argue that the plaintiff should not have been recompensed for his injuries. Again, how ever, his relief lay not against SOLO but against the one that fired the shots. To hold otherwise would not only fly in the face of the law and the evidence, as it pertains to traditional principles of agency and corporate liability for tort, but would seriously and adversely affect the activities of those who are attempting to achieve racial equality through associating and acting within constitutional limits. 33 CONCLUSION For the foregoing reasons, the judgment below must be reversed with instructions either to enter a judgment on behalf of the defendant-appellant, or to grant a new trial. Respectfully submitted, Chables S teph en R alston- 1095 Market Street San Francisco, California 94103 J ack G reenberg J ames M. R abbit, III N orman C. A m akeb 10 Columbus Circle New York, New York 10019 P eter A. H all 1630 Fourth Avenue, North Birmingham, Alabama 35203 Attorneys for Defendants-Appellants 34 Certificate of Service I hereby certify that I have served a copy of the attached Brief for Defendants-Appellants on counsel for the plain tiff-appellee, Mr. Jerry 0. Lorant, 1010-1016 Frank Nelson Building, Birmingham, Alabama 3520J by IJnited States mail, postage prepaid, on this the -- day of De cember, 1968. Attorney for Defendants-Appellants MEiLEN PRESS INC. — N. Y. C. «€11P»219