Board of Education of the City of Chattanooga, Tennessee v. Mapp Petition for a Writ of Certiorari to the United States Court of Appeals for the Sixth Circuit (Witt)
Public Court Documents
January 1, 1973
87 pages
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Brief Collection, LDF Court Filings. Board of Education of the City of Chattanooga, Tennessee v. Mapp Petition for a Writ of Certiorari to the United States Court of Appeals for the Sixth Circuit (Witt), 1973. d4486061-ad9a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/89f1d55e-4dfc-46c2-9a9f-e1317319d2a2/board-of-education-of-the-city-of-chattanooga-tennessee-v-mapp-petition-for-a-writ-of-certiorari-to-the-united-states-court-of-appeals-for-the-sixth-circuit-witt. Accessed November 23, 2025.
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In The
SUPREME COURT OF THE UNITED STATES
O CTO BER TERM , 1973
N o .__________
T h e B oard o f E d u catio n o f T h e C it y o f
C h a tta n o o g a , T e n n e s s e e , C o m m issio n e r
J o h n P. F r a n k l in , R e v . H. H. B a t t l e ,
M cC l e l l a n C o o k , M r s . C . M . H o o pe r ,
J a m es L. J e n k in s , E dw ard S. P ro cto r , and
C o r le y R. Y o u n g , members and J a m e s W.
H e n r y , Superintendent,
Petitioner,
v.
J a m e s J o n a th a n M a p p , e t a l .,
Respondents.
P E T IT IO N FO R A W R IT OF C ER T IO R A R I
TO T H E U N IT ED STA TES C O U R T OF
APPEALS FO R T H E SIX T H C IR C U IT
W ITT, G A ITH ER , A BERN A TH Y & WILSON
RAYMOND B. W ITT , JR .
JO H N T . HENNISS
W. FRA NK BROW N, III
1100 American National Bank Building
Chattanooga, Tennessee 37402
Attorneys for Petitioner
COURT INDEX PRESS. INC. — 809 Walnut Street, Cincinnati, Ohio 45202 — (513) 241-1450
IND EX
Title Page
IN TRO D U C TO RY PRAYER ....................................... I
OPINIONS BELOW ..................... 1
JU R ISD IC TIO N .......... 2
QUESTIONS PRESENTED ........................... 2
STA TEM EN T OF T H E C A S E ........................... 3
REASONS FOR G RA N TIN G T H E W R I T ............... 5
CONCLUSION ..................... 20
APPENDIX:
Opinion of the United States District Court for
the Eastern District of Tennessee, 329 F. Supp.
1374 (July 26, 1 9 7 1 )................ 21
Opinion of the United States District Court for
the Eastern District of Tennessee, 341 F. Supp.
193 (Feb. 4, 1972 )....................... 50
Opinion of the United States Court of Appeals for
the Sixth Circuit, en banc,--- F .2 d -----(April
30, 1973) 66
II.
TA BLE OF A U TH O R ITIES
Cases: Page
Bradley v. M illiken,----F .2 d---- (6th Cir., 1973) . . . . 12
Brown v. Board of Education of Topeka (I), 347
U.S. 483 (1954) ................... 6, 10, 12, 13, 15, 17, 18
Brown v. Board of Education of Topeka (II), 349
U.S. 294 (1955) .......... 6, 10, 12, 13, 14, 15, 17, 18
Goss v. Board of Education of City of Knoxville,
444 F.2d 632 (6th Cir. 1971) . . ................................... 8
Green v. County School Board of New Kent County,
391 U.S. 430 (1968) .............................................. 10, 17
Kelley v. Metropolitan County Board of Education
of Nashville and Davidson County, 436 F.2d 856
(1971) ................... ................ .......................................... 12
Keyes v. School District No. 1, Denver, Colorado,
41 U.S.L.W. 5002 (1973) ........................... 5, 6, 13, 16
Mapp v. Board of Education of City of Chattanooga,
— F .2d ----(6th Cir. 1973) ................................ . 6
Mapp v. Board of Education of City of Chattanooga,
341 F. Supp. 193 (E.D. Tenn. 1972) ....................... 10
Mapp v. Board of Education of City of Chattanooga,
329 F. Supp. 1374 (E.D. Tenn. 1971) ............... 8, 11
Swann v. Charlotte-Mecklenhurg Board of Educa
tion, 402 U.S. 1 (1971) ............. 5, 6, 7, 8, 14, 15, 16
Other Authorities:
The Supreme Court, 1970 Term, 85 Harvard L.
Rev. 3, 74 (1971) ................................................... 16
In The
SUPREME COURT OF THE UNITED STATES
O CTO BER TERM , 1973
No.
T h e B oard o f E ducation o f T h e C ity o f
C h a tta no o g a , T e n n e sse e , e t a l .,
Petitioner,
v.
J a m e s J o nath an M a p p , e t a l .,
Respondents.
P ET ITIO N FOR A W RIT OF C ERTIO R A RI
TO T H E U N ITED STA TES CO U RT OF
APPEALS FOR T H E SIX T H C IR C U IT
The petitioner, the Board of Education of the City of
Chattanooga, respectfully prays that a writ of certiorari
issue to review the judgment and opinion of the United
States Court of Appeals for the Sixth Circuit entered in
this proceeding on April 30, 1973.
OPINIONS BELOW
The opinion of the Court of Appeals, not yet reported,
appears in the appendix hereto at pp. 66 to 83. The
opinions of the District Court were rendered on Feb
ruary 4, 1972, 341 F. Supp. 193, and on July 26, 1971,
2
329 F. Supp. 1374, and are printed in the appendix hereto
at pp. 50 to 65 and 21 to 49, respectively.
JU R ISD IC TIO N
The judgment and opinion of the Court of Appeals for
the Sixth Circuit, sitting en banc, was entered on April
30, 1973. No petition for rehearing of that opinion was
filed and this petition for certiorari was filed within ninety
(90) days of April 30, 1973. This Court’s jurisdiction is
invoked under 28 U.S.C. § 1254(1).
QUESTIONS PRESENTED
Whether the District Court correctly applied the proper
legal standards enunciated in the school desegregation cases
in:
1. Placing upon petitioner the burden of proof (initial
ly going forward with the evidence and the ultimate bur
den) in resisting respondents’ motions for further relief;
2. Confusing the distinction between the right and the
remedy by inferring a status of default solely from admitted
racial statistics without any proof or explanation of such
statistics;
3. Ignoring completely the threshold question as to
the necessity of default as a condition precedent to any
consideration of a remedy, and along with the means per
missible in effectuating an adequate remedy;
4. Ordering the petitioner to maximize integration,
above all other factors, notwithstanding this Court’s un-
s
qualified rejection of racial balance as a constitutional
right; and
5. Construing the legal standards to require that the
burden of proof could be met only by showing Board
decisions (based upon race) made with the specific intent
to maximize integration.
STA TEM EN T OF T H E CASE
The jurisdiction of the District Court was invoked under
28 IJ.S.C. § 1343 (3) upon respondents’ complaint based
upon 42 U.S.C. § 1983 and the Equal Protection Clause
of the Fourteenth Amendment. This suit was originally
filed on April 6, 1960 by the respondents as a class action
against the Board of Education of the City of Chattanooga,
its members and superintendent, for the desegregation of
the Chattanooga Public School System. Since filing the
original complaint, respondents have from time to time
filed various “ Motions for Further Relief” seeking addi
tional relief, relief often contradictory to the relief sought
previously and relief based upon pleadings inconsistent
with previous findings and opinions of both the District
Court and the Court of Appeals. For example, on March
29, 1965, respondents filed a motion for further relief
asking the District Court to order petitioner to operate its
system “without regard to race.”
The District Court received evidence in April and May
of 1971 upon the respondents' motion for further relief
and motion for immediate relief. Petitioner had the bur
den of proof to show that it was operating a unitary school
system. Notwithstanding the fact that the respondents
made the allegations as to racial discriminatory actions by
the petitioner, the petitioner was forced to have the burden
of initially going forward with the evidence. On the
4
completion of that evidentiary hearing, the District Court
on May 19, 1971 orally ordered the petitioner to file an
amended plan of desegregation which would maximize
integration. That plan was submitted according to the
instructions of the Court. The plan was approved, with
the exception of the high school portion, after a hearing,
and ordered implemented to the extent the Board had
the necessary funds. (The petitioner does not have the
power to raise funds and is dependent upon the City of
Chattanooga for such funds as would be needed to provide
student transportation. The City was not made a party
defendant in this case until January 26, 1972.) From such
approval the respondents first, and then the petitioner,
appealed.
On October 11, 1972, a panel of the Court of Appeals
for the Sixth Circuit voted two-to-one to remand the case
to the District Court. The majority held that the District
Court had erred on the burden of proof issue and stated
several other guidelines for the District Court to follow
in any further hearing upon the cause. Even though the
Court of Appeals had initially refused to grant petitioner’s
suggestion that the case should be heard en banc, the Court
of Appeals voted to hear the case en banc upon the respon
dents’ suggestion after the adverse decision was rendered.
After the rehearing on December 14, 1972, the Court of
Appeals on April 30, 1973 entered a per curiam opinion
in which seven judges voted to affirm the District Court.
Two judges dissented and one judge concurred in the
action of the majority, but did not approve all of the
District Court’s language and opinion. (A more complete
statement of the facts is found in Petitioner’s Brief filed
with the Court of Appeals at pp. 5-16 inclusive.)
5
REASONS FO R G RA N TIN G T H E W RIT
Petitioner respectfully requests the Petition for Writ of
Certiorari issue to the United States Court of Appeals for
the Sixth Circuit because the District Court applied in
correct legal standards by:
(1) Erroneously applying the guidelines in Swann v.
Charlotte-Mecklen burg Board of Education, 402 U.S. I
(1971) to the facts in the Chattanooga Public School Sys
tem, and specifically:
(a) in applying the racial balance thrust of the remedy
approved in Swann as the exclusive constitutional criteria
for formerly dual systems, and thus ignoring completely
the threshold question of default by directing attention to
the required remedy without first determining the existence
of a constitutional violation.
(b) emphasizing the supposed constitutional command
to maximize integration, above all other factors, and in
so doing reduced to a nullity this Court’s absolute rejection
of “any particular degree of racial balance” as a constitu
tional right.
(2) In such failure to interpret Swann correctly, the
District Court’s decisions are now in conflict with the de
cision of this Court in Keyes v. School District A'o. 1, Den
ver, Colorado, 41 U.S.L.W. 5002, decided June 21, 1973.
particularly with reference to the nature of the presump
tion created by the presence of schools substantially dispro
portionate in their racial composition, the essentiality of
segregative intent, and the recognition that it is possible to
overcome such presumption of an unconstitutional act and
resulting condition.
(3) As this Court recognized in Swann as a possible
future necessity, school boards now desperately need a
6
further definition of guidelines as to their constitutional
obligation to provide an equal educational opportunity.
The District Court requested clarification on appeal. The
petitioner raised ten issues in addition to those raised by
the NAACP. The en banc decision of April 30, 1973 pro
vided not one sentence of clarification.
Default
The abbreviated chronology that follows, considered
alone, reflects that the District Court did not interpret
Swann as requiring a factual finding of default upon the
part of petitioner as the condition precedent to the necessity
for the second step, that is, what constitutional means are
“ legally tolerable” for a District Court once total default
is found as a fact.
Are the remedial racial means first permitted in Swann
available only where school boards are found to be totally
in default, or is Swann to be read as an expansion of Brown
v. Board of Education of Topeka, 347 U.S. 483 (1954)
and 349 U.S. 294 (1955) commanding all formerly statu
tory dual school systems (and now, since Keyes, supra, all
school systems with segregative intent) to enforce racial
decisions as a means available to eliminate racial segrega
tion in public schools?
(The default aspect of Swann is covered in petitioner's
reply brief at pp. 16-22 inclusive as filed with the Sixth
Circuit.)
Chronology
1. On February 19, 1971, the District Court denied
respondents’ motion for summary judgment and set the
case for evidentiary hearing upon respondents’ motion for
further relief filed December 31, 1968 and a motion for
immediate relief on November 14, 1969. As invited by
7
the order of February 19, 1971, petitioner responded by
objecting to the appropriateness of the burden of proof
being placed upon petitioner, particularly when that bur
den was to prove, in effect, that the petitioner Board had
taken the necessary affirmative steps to establish a unitary
school system as to school zones, no zoning in high schools,
transfers, faculty and construction (Joint App. Vol. I, p.
82) . The uncertainty of meaning associated with this
unitary school system concept, in addition to the burden
of proof placed upon petitioner by the District Court,
made the nature of the proof which could be adequate
virtually impossible of achievement. Petitioner requested
a pretrial conference prior to the hearing for purposes of
clarification, but none was held.
2. Following the decision in Siuann of April 20, 1971,
petitioner filed a motion for summary judgment under
Rule 56. The essence of the motion and accompanying
brief was that Swann did not apply to the Chattanooga
school system because it was not in default; and further
that Swann held that decisions made solely or primarily
upon race might be used in desegregation plans only where
the petitioner Board was in default in the sense that the
Charlotte Board was totally in default; and further that
the burden of proof placed upon school boards in default
“ to satisfy the court that their racial composition is not
the result of present or past discriminatory action” on their
part, also did not apply to the Chattanooga Board. (See
explanation of motion for summary judgment beginning at
page 32 of brief for petitioner in the United States Court
of Appeals for the Sixth Circuit.)
3. Frequent references during the course of the hearing
by the District Court clearly reflect that no significance was
attached to this motion nor the rationale supporting said
motion by the District Court- To illustrate, references
8
to counsel for petitioner having admitted that the Board
was not in compliance reflected no consideration of the
default contention laid before the Court by the motion
for summary judgment. Such admissions were clearly con
ditional upon a resolution of the default aspect of Swann
as applicable to Chattanooga.
4. The initial decision of the United States Court of
Appeals for the Sixth Circuit following the decision by
this Court in Swann, was on June 22, 1971, Goss v. Board
of Education of City of Knoxville, 444 F.2d 632. The Dis
trict Court Judge filed an order on June 29, 1971 after the
Amended Plan of Desegregation had been submitted to the
Court on June 16, 1971 and attached to such order on
June 29, 1971 a copy of the Goss, supra, opinion. The
Court directed the petitioner to review its plan filed earlier
on June 16, 1971 to the extent the language of Goss, supra,
might appear to be applicable.
5. In response, on July 12, 1971, petitioner filed a mo
tion under Rule 60 (b) asking the Court to vacate and set
aside its orders of May 19, 1971 and June 23, 1971, and
for a rehearing limited to faculty desegregation. Petitioner
interpreted Goss, supra, as action by the Sixth Circuit limit
ing the means approved in Swann to school boards found
totally in default by the District Court Judge. This motion
to reconsider was denied in the July 26, 1971 decision by
the District Court. Mapp v. Board of Education of City
of Chattanooga, 329 F. Supp. 1374 (E.D. Tenn. 1971).
6. In the District Court’s opinion, supra, the following
language was used, reflecting findings of fact and conclu
sions of law.
The Court said, at page 1380:
“The purpose of this lawsuit since its filing in 1960
has been to remove that dual system of schools and
9
replace it with a unitary system in which all vestiges
of racial discrimination have been eliminated. In the
intervening years very substantial progress has been
made. Following appellate guidelines as they then
existed, this Court believed upon each previous occa
sion it entered desegregation orders, first in 1962, then
in 1965 and 1967, that all vestiges of the dual system
of schools would be removed upon fulfilment of its
orders and only a unitary system remain. Experience
and appellate redefinition of the concept of a unitary
school system have now mandated that further steps
be taken to accomplish the full and final desegregation
of the Chattanooga schools.” (Emphasis ours)
At page 1381:
“ It is also appropriate to note in this regard that both
the administrative staff and the Chattanooga Board of
Education are themselves fully desegregated, and this
by voluntary or elective action. The Board of Educa
tion is comprised of seven members. Three of these
members, including the Commissioner of Education,
a duly elected official of the City of Chattanooga, are
black. Four of the Board members are white. Three
of the top school staff officials who testified at the hear
ings held recently were black, including the Assistant
Superintendent of Schools and the Director of Teacher
Recruitment.”
Then at page 1387:
“ Moreover, the evidence is undisputed that the de
fendants have heretofore administered their previous
transfer plan in a manner that was wholly free from
racial or other discrimination.”
Then again at page 1387:
“ There appears to be no purpose in multiplying re
strictions for which no need or justification in fact
exists. A school system that has voluntarily placed a
10
black staff member in charge of teacher recruitment
and assignment needs no Court-imposed restrictions
on potential forms of faculty discrimination which
the record clearly and affirmatively shows it does not
practice.”
7. The above quotes reflect a recognition by the District
Court that appellate courts have given new definition to the
constitutional mandate of Brown I and II.
8. The above quotes are completely inconsistent with
a finding of bad faith or even an intimation of bad faith
upon the part of petitioner Board. Chattanooga is thus
distinguished from Detroit, Nashville and Denver on an
essential - segregative intent.
9. On February 4, 1972 in an opinion, Mapp v. Board
of Education of City of Chattanooga, 341 F. Supp. 193
(E.D. T enn .), the following quote appears at pages 200-
201 :
“Turning finally to the motion for the allowance
of attorney fees for all legal services performed on
behalf of the plaintiffs since the filing of this lawsuit,
the Court is of the opinion that the motion should be
denied. In the absence of a showing of bad faith
on the part of the defendants, the Court is of the
opinion that the allowance of attorney fees would not
be proper. This lawsuit has been in an area where
the law has been evolving, and the Court cannot say
that the defendants have acted in bad faith in failing
always to perceive or anticipate that development of
the law. For example, in all of its orders entered prior
to the decision of the United States Supreme Court
in the case of Green v. School Board of New Kent
County, 391 U.S. 430, 88 S. Ct. 1689, 20 L.Ed.2d 716
(1968) , this Court was itself of the opinion that gen
uine freedom of choice on the part of students in
school attendance was compliance with the Equal Pro
11
tection Clause of the Constitution. While the Board
has vigorously contested the plaintiff’s contentions at
every stage of this lawsuit, it further appears to the
Court that when factual and legal issues have been
resolved, the Board has at all times complied or at
tempted to comply in good faith with the orders and
directions of the Court. Accordingly, it has never
been necessary for this Court to direct that outside
persons or agencies, such as the United States Depart
ment of Justice or the United States Department of
Health, Education and Welfare, enter into the lawsuit
in aid of the development of a lawful plan of desegre
gation or in aid of enforcement. As recently as in its
opinion entered upon July 26, 1971, the Court had
this to say:
“ ‘The wisdom and appropriateness of this pro
cedure (i.e., looking to the School Board for the
development of a desegregation plan) is further
enhanced in this case by the apparent good faith
efforts of the Chattanooga school authorities and
the School Board to come forward with a plan
that accords with the instructions of the Court
and its order of May 19, 1971, and with the appel
late guidelines therein cited.’
“ Under these circumstances the Court is of the opinion
that an award should not be made taxing the defen
dant Board of Education with the plaintiff’s attorney
fees.” (Emphasis added)
10. The actual findings reflected in the above quotes
cannot be made consistent with a finding of default with
respect to the Chattanooga Board.
11. In an addendum to the July 26, 1971 decision,
Mapp, supra, at page 1388, the District Court had this to
say:
“Although the Court has tried earnestly to -weigh the
evidence and to follow the law, if errors have been
12
made by the Court in what has been here decided,
judicial processes are available to correct those errors.”
12. While the appellate court affirmed the District
Court judge in the en banc hearing which reversed the
decision of the three-judge panel, no clarification or ex
planation was given to the District Court Judge in the
course of the brief opinion. The ten issues raised by
petitioner Board received not one sentence of explanation
or clarification. Nor did the issues raised by the respon
dents. Only the dissent and concurrence developed any
explanation.
13. At the time that the burden of proof was assigned
to petitioner in February of 1971 by the District Court, the
most recent decision in the Sixth Circuit with reference
to Broivn I and II was the case of Kelley v. Metropolitan
Comity Board of Education of Nashville and Davidson
County, 436 F.2d 856 which had been filed during Decem
ber 1970. However, the opinion of the District Court in
Kelley, supra, is replete with unqualified findings of fact
to the effect that the Davidson Board had taken many
actions based upon race for the purpose of creating or
maintaining or resisting desegregation. There is no evi
dence and no factual findings by the District Court with
reference to Chattanooga that can be placed in the same
category as such referenced findings of fact as applicable
to Davidson County.
14. Bradley v. M illiken ,----F.2d —— (6th Cir.) de
cided on June 12, 1973 with reference to the City of De
troit is replete with factual findings to the effect that the
Detroit Board of Education “ formulated and modified at
tendance zones to create or perpetuate racial segregation.”
(Slip Opinion, page 9) It was also found that the Board
in Detroit in the operation of its transportation policy to
13
relieve overcrowding had admittedly bused black pupils
past or away from closer white schools with available space
in black schools (Slip Opinion, page 21) - The Sixth Cir
cuit summed up the constitutional violations of the Detroit
School Board with this language at page 48, Slip Opinion:
“The discriminatory practices on the part of the
Detroit School Board arid the State of Michigan re
vealed by this record are significant, pervasive and
causally related to the substantial amount of segrega
tion found in the Detroit school system by the District
judge.”
Default is obvious, and based upon current board actions
reflecting segregative intent.
15. In Keyes, supra, it is clear that the District Court
found that the Denver School Board “had engaged in over
almost a decade after 1960 in an unconstitutional policy
of deliberate racial segregation with respect to the Park
Hill schools.” 41 U.S.L.W. 5002. There is ample
additional factual findings in the opinions to indicate that
the Denver School Board was making decisions upon the
basis of race for the purpose of creating or maintaining
segregation or minimizing desegregation. The presence
of default is obvious.
16. This Court may not have had before it a factual
situation from a formerly statutory dual school system
which made an initial unqualified commitment to abide
by the mandate of Brown I and II while attempting to
maintain the viability of its school system, and a school
board which could justify the factual findings referenced
above by the District Court and affirmed by the Court
of Appeals by inference.
17. Brown I focused upon the importance of education
with these words:
14
“Today, education is perhaps the most important
function of state and local governments.” (page 493)
18- In Brown 11, with reference to implementation,
school boards were given the following directive:
“Full implementation of these constitutional princi
ples may require solution of varied local school prob
lems. School authorities have the primary responsi
bility for elucidating, assessing, and solving these
problems; courts will have to consider whether the
action of school authorities constitutes good faith im
plementation of the governing constitutional princi-
pies.
19. When the record indicates that a school board has
accepted this responsibility, and has discharged this re
sponsibility in good faith, and has had its efforts in several
stages approved by appellate courts, the harsh and experi
mental means permitted in Swann should not be required
of such board upon the same basis as if it had made no
effort to comply with the Constitution, and when such
means may be inconsistent with the best judgment of the
local school authorities whose responsibility for education
is primary.
20. How can a school board be characterized as in the
posture of default when the trier of the facts specifically
finds said Board to have acted in good faith, and has spe
cifically recognized that the constitutional principles appro
priate to said board have been redefined in a field where
the law is evolving, and this evolutionary aspect of the
constitutional requirement is recognized by the District
Court, appellate judges and by the Supreme Court of the
United States?
21. The evolutionary aspect of the constitutional obli
gation of school boards is reflected in several instances by
language used in Swann. At page 6:
15
“ Understandably, in an area of evolving remedies,
those courts had to improvise and experiment without
detailed or specific guidelines. This Court, in Brown
I, appropriately dealt with the large constitutional
principles; other federal courts had to grapple with
the flinty, intractable realities of day-to-day implemen
tation of those constitutional commands. Their efforts,
of necessity, embraced a process of ‘trial and error,’
and our effort to formulate guidelines must take into
account their experience.”
Then again at page 14:
“ The problems encountered by the district courts and
courts of appeals make plain that we should now try
to amplify guidelines, however incomplete and imper
fect, for the assistance of school authorities and courts.”
22. The partial implementation of the plan approved
on July 26, 1971 has resulted in a school system pre
dominantly black although statistical data would indicate
that the community served by petitioner Board still re
mains predominantly white when all ages are considered.
The fears and the concerns and the uncertainty present in
the Chattanooga system in the last several years is pro
ducing resegregation, and there is continuing evidence in
various areas of the city that the resegregation will con
tinue to move with the overwhelming power of a glacier
to the point where any meaningful desegregation within
the Chattanooga system will be token and without sub
stance as to the equal educational opportunity envisioned
by Brown I and II. Under such circumstances, how the
constitutional rights of the black children in the Chatta
nooga area are to be provided remains an enigma if an
all-black school is unconstitutional.
16
Maximize Integration
The District Court assigned such emphasis to the essen
tiality of student racial ratios, and upon a school-by-school
basis, as to reflect only passing attention to that portion of
Swann where this Court clearly stated that there is no
constitutional requirement for a racial balance in public
education. An examination of the July 26, 1971 opinion
reflects a judicial procedure during the course of the draft
ing of this opinion that is structured in a racial ratio man
ner, and with each school deviation from the 70%-30%
ratio requiring separate analysis and requiring some proof
to justify the deviation from the racial ratio or balance
suggested by Dr. Stolee, the expert witness for the NAACP.
As was made reference to in The Supreme Court, 1970
Term, 85 Harv. L. Rev. at page 83:
‘A district judge faced with pressures for a lesser de
gree of integration might justify his use of percentages
by reference to Swann: since the Court has never ap
proved a plan in which racial percentages varied more
widely, the only way to he sure of compliance with
the constitutional command is to approximate Swann’s
scheme.” (Emphasis ours)
The Burden of Proof
Keyes, supra, makes the intent of the school board the
key factual determination as to the existence of a constitu
tional violation where actual racial student segregation
admittedly exists in a Northern (de facto) school system
(thus a system that has never practiced such segregation
at the direction of a state statute) .
Keyes, supra, requires the plaintiffs to carry the burden
of proving (1) the necessary intent and (2) causal con
nection between such intent and the racial segregation
giving rise to the inquiry. Once these two factors are
17
determined to be present “ in a meaningful portion of a
school system . . . ” such establishes “a prima facie case of
unlawful segregative design on the part of school author
ities” and shifts the burden of proof to school authorities,
to prove such segregation is not the result of intentionally
“segregative actions.” (41 U.S.L.W. 5002 at 5007)
Such principle must admit of (and permit) special cir
cumstances within a single school system where unconsti
tutional segregation and constitutional segregation exist
within that one system. And the sole distinguishing factor
is either the board so intended and so caused the segrega
tion or the board did not so intend.
Intent is the key.
Then take a look at a school board where substantial
racial segregation continues, but where the record shows,
and is unquestioned by both the District Court and the
Court of Appeals, that there has been no intent to create
or maintain such segregation since 1966. And, on the
contrary, the record shows continued effort to achieve
greater desegregation with stability and with due consid
eration of basic educational requirements; and where the
Board did not interpret Green, supra, as a directive to
reverse course and make decisions upon the basis of race
as a remedial necessity. Proof of the absence of such intent
will clear Denver, but not Chattanooga.
Brown I and II condemned racial segregation in public
schools as resulting in inherently unequal educational treat
ment. The presence of state action, coupled with its direct
causal relationship to such segregation, made the Four
teenth Amendment applicable and controlling. Intent was
implicit in state statutes requiring racial segregation. Does
the taint of this pre-1954 intent (expressed in a state law)
continue to contaminate 19 years later despite a major
effort to avoid such objectionable intent, and to remove
the continuing effects of pre-1954 intent, but all the while
18
under severe restrictions as to the practical scope of the
power available to a local school board? Racial segregation
in public schools wherever it is to be found is objectionable
and results in unequal treatment of children. However,
such condition is not per se illegal for state action is a
prime ingredient in order to trigger the protective force
of the Fourteenth Amendment. In addition to state action
there must be coupled a causal connection between such
state action and the complained of racial segregation. Un
less both are judicially found, the racial segregation is out
side the scope of the Fourteenth Amendment and cannot
be characterized as unconstitutional. Unfair? Yes, but
not unconstitutional.
With the affirmance of the District Court’s decisions by
the en banc, per curiam opinion of April 30, 1973, the
Disti'ict Court’s decisions are the only reality as to what
the Constitution and Brown I and II mean to the petitioner
and its constituency. Without consideration by this Court,
the students within the Chattanooga system, and petitioner,
will be denied the opportunity to negate segregative intent
by appropriate proof.
Denver was found to have segregative intent as late as
1970, some 17 years after Brown I. Yet such has not yet
required desegregation of the entire Denver system. And
unequal racial student segregation exists. Petitioner, per
the record, has had no segregative intent since 1966. Such
segregation as continues to exist in petitioner’s school sys
tem remains because of factors over which petitioner had
no control as long as it was under injunctive command to
avoid making decisions with reference to students upon
the basis of race. Such was in response to and as a result
of respondents’ motion for further relief in 1965 requesting
that all decisions be made “without regard to race.”
Petitioner’s actions reflect no intention to maintain
segregation upon its part. Denver’s segregation exists but
19
becomes unconstitutional only if the necessary intent is
found as a fact coupled with the requisite causal connection.
Denver will have adequate time to make preparation to
meet this burden of proof. Petitioner has not had this
opportunity, and without review by this Court, will never
have such an opportunity. Thus the intent of a state legis
lature sometime prior to 1954 will continue to have its
influence even though the petitioner as a Board has not
possessed such intent since 1966, and has attempted to
remove continuing effects of past intent with the tools at
its command.
If petitioner had relied upon the burden of proof aspect
of Swarm as to justification of a plan, such could have had
the effect of waiving the threshold question of default in
Swarm. And this posture would have served also to de-
emphasize the importance of the default aspect. Petitioner
believed its posture to be that of compliance.
Need for Guidance
Petitioner has been committed to compliance since 1955
enduring the hostility such commitment engendered. Peti
tioner seeks clarification of the nature of its constitutional
responsibility based upon the facts existent in the Chatta
nooga community. The April 30, 1973 en banc decision
by the Sixth Circuit overruling an earlier two-to-one de
cision by a three-judge panel indicates that able appellate
judges read the same language and then interpreted such
language in a contradictory manner. With such learned
conflict in interpretation, it is next to impossible for a
board such as petitioner to perform in accordance with the
Constitution. And particularly when certain interpreta
tions if applied would, in the judgment of petitioner, cause
grievous harm to the school system and the quality of the
available educational opportunity.
20
The Chattanooga situation is desperate. Unless clarifi
cation is provided quickly, the confusion will expand, the
mistrust and misunderstanding will spread, resegregation
will accelerate to the point where meaningful desegregation
will not be possible within the system. Unless integration
is defined and clarified as a constitutional goal with volun
tary action an essential element, instead of forced integra
tion, or desegregation, dis-integration of our public school
system will be the result.
CONCLUSION
For the reasons set forth above, a writ of certiorari should
issue to review the judgment and opinion of the Sixth
Circuit.
Respectfully submitted,
RAYMOND B. W ITT , JR .
JO H N T . HENNISS
W. FRANK BROWN, III
1100 American National Bank
Building
Chattanooga, Tennessee 37402
Attorneys for Petitioner
21
A P P E N D I X
U N ITED STA TES D IST R IC T CO U RT
E. D. TENNESSEE, S. D.
Civ. A No. 3564
JAM ES JO N A TH A N MAPP, E T A L„
v.
T H E BOARD OF EDUCATION OF T H E CITY OF
CHATTANOOGA, H AM ILTO N COUNTY,
TENNESSEE, E T AL.
OPINION
(Filed July 26, 1971)
FRANK W. WILSON, Chief Judge.
This case is presently before the Court for settlement
upon a plan that will accomplish full and final desegrega
tion of the Chattanooga, Tennessee public schools in ac
cordance with recent decisions of the United States Supreme
Court and of the United States Court of Appeals for this
Circuit. The case has a lengthy history. A recitation of
that history is set forth in an opinion of this Court en
tered upon February 19, 1971, wherein the Court also
set forth certain guidelines that were to be followed in
conducting further hearings upon the present phase of the
lawsuit. Pursuant to the guidelines referred to, extensive
22
further hearings were held regarding the effectiveness of
prior desegregation plans to accomplish the establishment
of a unitary school system in Chattanooga as that concept
has been defined in recent appellate court decisions, in
cluding the decision of the United States Supreme Court
in the case of Swann v. Charlotte-Mecklenburg Board of
Education, 402 U.S. 1, 91 S.Ct. 1267, 28 L.Ed.2d 554
(1971) . At the conclusion of the evidentiary hearing on
May 19, 1971, this Court entered an opinion from the
bench finding that previous plans had not succeeded in ac
complishing a unitary school system, basing its finding in
this regard upon the undisputed evidence, and directing
the defendants to submit further plans for the final accom
plishment of a unitary school system in Chattanooga in
accordance with the Swann decision and other recent ap
pellate court decisions. Following the submission of de
segregation plans both by the plaintiff and by the defen
dants, a further hearing was held upon July 19, 1971,
at which evidence was received in support of and in oppo
sition to the respective plans before the Court. Also at
that time argument was received and a decision was re
served upon certain motions pending in the case.
PENDING M OTIONS
Turning first to the pending motions upon which de
cision has been reserved, these include:
(1) A motion by four citizens and residents of Chatta
nooga, Tennessee, to be allowed to intervene;
(2) A motion by the defendants seeking reconsidera
tion of the Court’s findings and order entered May 19,
1971, wherein the Court directed the defendants to sub
mit further desegregation plans; and
(3) A motion by the defendants to strike the plain
tiffs’ objections to the defendants’ desegregation plan.
23
Regarding the motion to be allowed to intervene, the
intervenors assert various objections to the proposed de
segregation plans submitted by the present parties to this
litigation. The relief sought by the intervenors is to be
allowed to present their objections to the desegregation
plans now before the Court, to be allowed to join the Ham
ilton County, Tennessee, Board of Education as a party
defendant, and to establish a uniform racial ratio in the
combined City of Chattanooga and Hamilton County School
Systems. The defendants have raised no objection to the
intervention, but the plaintiffs have objected. Having
considered the briefs and arguments of counsel, the Court
is of the opinion that the motion to intervene must be
disallowed and this for more reasons than one.
In the first place, it does not appear that the motion has
been timely filed. This lawsuit has now been in litigation
for more than 11 years. Extensive hearings and extensive
relief has heretofore been granted and appellate review of
that relief has been had upon three prior occasions. See
Mapp v. Board of Education of City of Chattanooga, D.C.,
295 F.2d 617 (1961) ; D.C., 203 F.Supp. 843 (1962) : 6
Cir„ 319 F.2d 571 (1963); 6 Cir„ 373 F.2d 75 (1967);
D.C., 274 F.Supp. 455 (1967). The present phase of the
lawsuit has been in active litigation for more than a year.
Evidentiary hearings extending over a period of ten days
were completed within the past two months. Both the
plaintiff and the defendants have now submitted desegre
gation plans. The motion to intervene came only seven
days before a hearing was scheduled to commence for final
approval of a desegregation plan which in part, if not in
its entirety, must be implemented in the six weeks that
remain before the opening of school in September 1971.
To allow intervention at this advanced stage of the litiga
tion, particularly intervention which seeks to add new
parties, to litigate the legality as well as the propriety
24
of adding the new parties, and to litigate all relevant
issues regarding a school system not presently before the
Court, could only unduly burden and delay the present
litigation. See Kozak v. Wells, 278 F.2d 104, (C.A. 8,
1960) ; Pyle-National Co. v. Amos, 172 F.2d 425, (C.A.
7, 1949), note, “The Requirements of Timeliness Under
Rule 24 of the Federal Rules of Civil Procedure,” 37
Va.L.Rev. 563.
Insofar as the intervenors seek the right to interpose
objections to the desegregation plans now before the Court
it is believed that all matters in this regard are being vig
orously and extensively contested by the present litigants.
There is nothing in the record or history of this litigation
to indicate any inadequate representation of any relevant
viewpoint regarding any issue that has heretofore been
before the Court or that is now before the Court. Rather,
every issue throughout the long history of this litigation has
been vigorously and resourcefully contested and has been
resolved only by decision of the Court. In 11 years there
has been no significant issue resolved by agreement of the
parties. In this connection it may be further noted that
while the intervenors are critical of the transportation pro
visions in the plans now before the Court, the proposed
relief sought by them would require much more exten
sive transportation than proposed in any plan now be
fore the Court.
Finally, insorfar as the intervenors seek to join the Ham
ilton County Board of Education and to establish a uniform
racial ratio in the combined City of Chattanooga and
Hamilton County School Systems, they appear to be as
serting a new lawsuit based upon new and untested legal
theories. No direct authority has been cited for the con
solidation of two school systems by judicial fiat. Rather,
such matters have historically been left for legislative, ex
ecutive, or political resolution, all as borne out by the
25
numerous statutory citations in the interveners’ briefs, all
of which without exception contemplate resolution by such
means. Although the interventors assert that they do not
seek consolidation, but only a joint unitary school plan, it
does not readily appear how this would differ from con
solidation when it is borne in mind that transportation
and other facilities would be subject to joint use, and that
staff, teachers and students would be subject to inter
change between the systems. Likewise, the geographical,
political or other limitations for determining which school
systems might be joined for such relief is new matter upon
which no prior authority appears to exist. Additionally, the
entire matter of whether the Hamilton County School Sys
tems was or was not itself operating a unitary school sys
tem would appear to be a subject for new litigation.
For all of the foregoing reasons the Court is of the opin
ion that the motion to intervene must be denied.
Taking up next the defendants’ motion seeking reconsid
eration by the Court of its decision upon May 19, 1971,
wherein the Court found that the present Chattanooga
School System was not a unitary one as required by recent
Supreme Court and other appellate court decisions, the
motion is predicated upon the contention that the issue of
whether the Chattanooga schools were unitary had been
decided in the course of previous hearings and was there
fore res judicata. The motion appears to be based largely
upon the recent Sixth Circuit decision in the case of Goss
v. Board of Education of City of Knoxville, Tennessee,
(decided June 22, 1971) 444 F.2d 632. Although that case
spoke of prior court findings of a unitary school system
within the Knoxville schools, and suggested that upon tra
ditional principles of res judicata such findings might con
stitute the law of the case, three matters must be noted
in this regard. First, it must be noted that the Court went
on to conclude: “We believe, however, that Knoxville
26
must now conform the direction of its schools to what
ever new action is enjoined upon it by the relevant 1971
decisions of the United States Supreme Court.” Second,
it must be noted that in the face of prior findings of a uni
tary system, the Court of Appeals nevertheless remanded
the case for redetermination by the District Court of the
unitary school issue “consistent with Swann v. Bd. of Ed.,
402 U.S. 1, 91 S.Ct. 1267, 28 L.Ed.2d 554, and other rele
vant Supreme Court opinions announced on April 20,
1971.” Finally, as noted in the Goss decision, the law in the
field of school desegregation has been in the process of
development over the past 17 years, and concepts once
thought adequate have been replaced by new and more
definitive instructions from the Supreme Court. Findings
of fact and conclusions of law based upon legal concepts now
discarded form no basis for applying the principles of res
judicata or determining the law of the case. The defen
dants’ motion to reconsider will accordingly be denied.
Turning finally to the defendants’ motion to strike the
plaintiffs’ objections to the amended plan for desegregation
submitted by the defendants, it would appear that this
motion might more appropriately be considered in connec
tion with a review of the defendants’ plan upon its merits,
as will be hereinafter undertaken by the Court.
LEGAL GUID ELINES
At the conclusion of the hearing upon May 19, 1971,
the Court in its opinion reviewed the relevant decisions of
the United States Supreme Court and the Court of Ap
peals for this Circuit and set forth the legal guidelines
that should direct the defendant School Board in prepar
ing its plan for further and final desegregation of the Chat
tanooga schools. Without attempting again to repeat in
27
full those guidelines, it does seem appropriate again to
refer to certain of those guidelines.
In the first place, the fundamental proposition bears re
peating that the legal basis for this lawsuit is that pro
vision of the Fourteenth Amendment to the United States
Constitution which requires that no state shall “deny to
any person within its jurisdiction the equal protection of
the laws.” This Court is charged with the responsibility of
requiring nothing less of the Chattanooga schools than
full compliance with the Equal Protection Clause. This
Court is permitted to require nothing more of the Chatta
nooga schools than such full Constitutional compliance.
In the second place, full compliance with the Equal Pro
tection Clause of the Constitution requires the elimina
tion from public schools of “all vestiges of state imposed
segregation” and in this connection “ the burden upon
school authorities will be to satisfy the Court that their
racial composition (z. e., the racial composition of each
school) is not the result of present or past discrimination
upon their part.” Swann v. Charlotte-Mecklenburg Board
of Education, 402 U.S. 1, 91 S.Ct. 1267, 28 L.Ed.2d 554
(1971) . The responsibility of the Court is to assure that
the Chattanooga schools “operate now and hereafter only
unitary schools,” that is, schools “ in which no person is
to be effectively excluded from any school because of race
or color.” Alexander v. Holmes County Board of Education,
396 U.S. 19, 90 S.Ct. 29, 24 L.Ed.2d 19 (1969) .
In the third place, while freedom of choice in matters
of school attendance may have appealing features, “ if it
fails to undo segregation, other means must be used to
achieve this end” and “ freedom of choice must be held
unacceptable.” Green v. County School Board of New Kent
County, 391 U.S. 430, 88 S.Ct. 1689, 20 L.Ed.2d 716
(1968).
28
Finally, it should be remembered that the initial re
sponsibility for devising and implementing constitutionally
adequate plans for the full and final desegregation of the
Chattanooga schools lies with the school authorities and
that “judicial authority enters only when local authority
defaults.” Swann v. Charlotte-Mecklenburg Board of Edu
cation, supra. It should accordingly be the purpose of the
Court to leave unto the School Board the maximum discre
tion and responsibility for all phases of the operation of the
Chattanooga Public Schools, limited only by constitutional
requirements. Absent a constitutional violation, the wis
dom or lack of wisdom of any plan or policy established
by the Board is not a proper subject for judicial interven
tion or direction. The Court should not substitute its
judgment for that of the School Board in areas where the
exercise of judgment does not violate some principle of the
law. Mapp v. Board of Education of City of Chattanooga,
D.C., 203 F.Supp. 843 (1962), aff. 6 Cir., 319 F.2d 571.
PLANS FOR T H E FINAL DESEGREGATIO N OF
T H E CH ATTANO O GA SCHOOLS
Before undertaking an analysis and evaluation of the de
segregation plans submitted by the respective parties, a
statement of certain relevant historical matters and back
ground data regarding the City of Chattanooga and its
schools would be helpful. The City of Chattanooga, lo
cated upon the southeastern border of the State of Tennes
see, was a part of the Southern Confederacy during the War
Between the States. Although the City in modern times
has become one of the most progressive and forward look
ing cities of the South, traditions of the past have their
role and their influence. Memories of the past linger,
with innumerable historical monuments marking the sites
of some of the most significant events of the War Between
29
the States and with the City’s rich lore of history being
recalled by such names and places as Missionary Ridge,
Lookout Mountain, Signal Mountain, Orchard Knobb, and
Chickamauga Battlefield. Among other traditions inherited
from the past, the City inherited the practice of operating
a dual system of schools for its black and white citizens.
Pursuant to the decision of the United States Supreme
Court in the case of Brown v. Board of Education, 347
U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873 (1954), this lawsuit
was instituted. The purpose of this lawsuit since its filing
in 1960 has been to remove that dual system of schools
and replace it with a unitary system in which all vestiges
of racial discrimination have been eliminated. In the in
tervening years very substantial progress has been made.
Following appellate guidelines as they then existed, this
Court believed upon each previous occasion it entered de
segregation orders, first in 1962, then in 1965 and 1967,
that all vestiges of the dual system of schools would be
removed upon fulfillment of its orders and only a unitary
system remain. Experience and appellate redefinition of
the concept of a unitary school system have now mandated
that further steps be taken to accomplish the full and final
desegregation of the Chattanooga schools. As reflected by
the undisputed evidence, a number of the Chattanooga
schools remain racially identifiable.
Turning to certain relevant data, it may first be noted
that the City of Chattanooga, according to the 1970 census,
has a population of 118,661 persons. Of these 43,199
or 36.4% were black. These population statistics reflect
that even in the face of some annexation by the City,
there has been a net decline in the City’s population since
1960 of 11,321 persons with all but 27 of this decline being
in the white population. In the 1970-71 school year, the
total school enrollment was 25,967 students. Of this total,
30
12,669, or 48.8% were black students and 13,298, or 51.2%
were white students.
At the time of the recent evidentiary hearing upon the
issue of compliance, the plaintiff submitted a plan for the
desegregation of the Chattanooga schools. That plan is set
forth in Exhibits 124 thru 135. In essence the plaintiff’s
plan calls for the establishment of a racially balanced
faculty and staff in each school and the establishment of
racial ratios among students in each school, with no school
having less than 30% nor more than 70% of one race. The
racial balance of faculty and staff in each school is to be
accomplished by administrative assignment. The racial
ratios among students is to be accomplished by rezoning,
pairing, grouping and clustering elementary schools, by
rezoning and reordering the feeder systems into the junior
high schools, and by rezoning of the high schools. Extensive
transportation of students, both to contiguous and non
contiguous school zones, would be required to effectuate
the plaintiff’s plan.
As stated in the legal guidelines set forth above, the initial
responsibility for devising and implementing constitution
ally adequate plans for full and final desegregation of the
Chattanooga schools lies with the school authorities. Ac
cordingly, before giving further consideration to the plain
tiff’s desegregation plans, it is appropriate that the Court
should first turn its attention to the defendants’ plan for
desegregation of the Chattanooga schools. The wisdom
and appropriateness of this procedure is further enhanced
in this case by the apparent good faith efforts of the Chatta
nooga school authorities and School Board to come forward
with a plan that accords with the instructions given by the
Court in its order of May 19, 1971, and with the appellate
guidelines therein cited. It is also appropriate to note in this
regard that both the administrative staff and the Chatta
nooga Board of Education are themselves fully desegregated,
3 1
and this by voluntary or elective action. The Board of
Education is comprised of seven members. Three of these
members, including the Commissioner of Education, a
duly elected official of the City of Chattanooga, are black.
Four of the Board members are white. Three of the top
school staff officials who testified at the hearings held re
cently were black, including the Assistant Superintendent
of Schools and the Director of Teacher Recruitment.
Turning to the defendants’ plan, a few words in regard
to its organization are in order. The plan, as set forth in
Exhibit 146, consists of an introduction, stating policy,
Paragraphs 1 thru VIII, stating the plan, and Appendices
A and B, setting forth the statistical justification and illus
trating the plan. Illustrative school zoning maps for the
elementary, junior high and high schools are shown in Ex
hibits 143, 144, and 145 respectively.
No criticism of the enrollment projections set forth in
Paragraph I of the plan are made by the plaintiff and none
are found by the Court. This portion of the plan is ac
cordingly approved.
Paragraph II of the plan, when read in conjunction with
the statistical data set forth in Appendix A and the illus
trative matter set forth in the school attendance zone maps
(Exhibits 143, 144 and 145) defines the new proposed
student attendance zones and sets forth the methods pro
posed for accomplishing full and final student desegregation.
The sufficiency of [sic] insufficiency of these proposals can
best be determined by considering the elementary, junior
high and high school plans in order.
Elementary Schools
During the school year 1970-71, the Chattanooga School
System operated 33 elementary schools. Of the ten former
black elementary schools within the system, four remained
32
all black and a total of only 30 white students attended the
other six. In the 23 former white elementary schools there
were 13,250 white children and 3,446 black children. Four
former white elementary schools (Cedar Hill, Normal Park,
Pineville, and Rivermont) remained all white. Barger had
only two black students and East Lake had only three black
students. Two former white elementary schools (Avondale
and Glenwood) had changed to all black schools, having
only three white students between them. The remainder
of the former white elementary schools had ratios of black
students varying from a low of 4% to a high of 64%.
The School Board proposes the accomplishment of a
unitary system within the elementary schools by the closing
of five elementary school, by the pairing of 16 elementary
schools, by the clustering of six elementary schools, by the
rezoning of three elementary schools, leaving the attendance
zones of only three elementary schools unchanged. The
overall result of the defendants’ plan is to achieve a racial
ratio of not less than 30% nor more than 70% of any race
in each elementary school within the system with but five
exceptions (Barger-20% black and 80% white; Carpenter
86% black and 14% white; Long—16% black and
84% white; Rivermont-12% black and 88% white; and
Sunnyside—15% black and 85% white). These five schools
will be discussed further shortly.
Turning first to the five elementary schools that are
proposed for closing, three were substantially all black
last year (Davenport, Glenwood, and Trotter), one was
substantially all white last year (Cedar H ill), and the fifth
(Amnicola) had a majority of black students but was quite
small. No meritorious objections are believed to have been
raised by the plaintiffs to the selection of schools for closing.
Furthermore, their closing contributes to the overall plan
for desegregation and sound fiscal, safety, and administra
33
tive reasons were given by school authorities for each school
so selected for closing.
With regard to the five elementary schools that will
retain racial ratios of less than 30% or more than 70%
of one race, the Court is of the opinion that the Board has
carried the burden of establishing that their racial compo
sition is not the result of any present or past discrimination
upon the part of the Board or other state agency. Rather,
such result is the consequence of demographic and other
factors not within any reasonable responsibility of the
Board.
Barger, having a proposed racial ratio of 20% black and
80% white, is paired with Sunnyside with the effect of
giving that school a racial ratio of 15% black and 85%
white. These schools, particularly Sunnyside, are located
in an area of the City where the residential patterns are
rather rapidly becoming more black. The completion of
housing projects now in progress in the area will speed up
this trend. No purpose of discrimination appears with
regard to pairing of these two schools. Rather, sound plan
ning for the elimination of racial discrimination supports
the plan of the Board in this regard.
Carpenter, having a proposed racial composition of 86%
black and 14% white, is located within a sizeable area of
the City that has a heavily black private residential pattern.
Further, due to commercial expansion and expansion of
the University of Tennessee within this area, and the con
sequent decline of elementary students, Carpenter is sched
uled for closing within one or two years. Not only will
time shortly remove any problem at Carpenter, but the
inclusion of the school in some pair or cluster at this time
would only serve to shortly impair the overall plan.
Elbert Long, having a proposed racial ratio of 16% black
and 84% white, is located on the eastern extremity of the
34
City. It is located within a sizeable area of the City having
a private residential pattern that is substantially white.
There are no contiguous areas having a significant number
of blacks, other than possibly areas outside the present
municipal limits. Any significant annexation that may
occur is likely to occur within this area and will include
additional blacks. No purpose of discrimination appears
regarding the zoning of this school.
Much that has been said regarding the Elbert Long
School, which is also true of the Rivermont School, which
under the defendants’ plan will have a racial ratio of 12%
black and 88% white. This school is located in the northern
extremity of the City, and was recently acquired from the
County by annexation. At the time it was acquired, it was
all white and remained all white during the past school
year. T o accomplish desegregation the defendants propose
to close Amnicola School, which is located across the Ten
nessee River, and place those students in Rivermont. This
involves transportation of students for a substantial distance,
but is nevertheless the nearest area having any significant
black residential population. No purpose of discrimination
appears regarding the consolidation and rezoning of these
schools.
All 27 of the remaining elementary schools not hereto
fore discussed will have racial ratios of not less than 30%
nor more than 70% of any race in each school. The Court
has carefully reviewed the treatment proposed for each
school, together with all statistical demographical and other
data available in the record. To the extent that any student
racial imbalance exists in any of the elementary schools, the
Court is of the opinion that the Board has carried the bur
den of establishing that such racial imbalance as may remain
is not the result of any present or past discrimination upon
the part of the Board or other state agency. Rather, such
35
limited racial imbalance as may remain is the consequence
of demographical, residential, or other factors which in no
reasonable sense could be attributed to School Board action
or inaction, past or present, nor to that of any other state
agency.
The Court is accordingly of the opinion that the de
fendants’ plan for desegregation of the Chattanooga elemen
tary schools will eliminate “all vestiges of state imposed
segregation” as required by Swann v. Charlotte-Mecklen-
burg Board of Education, supra. Under these circum
stances, it is accordingly not necessary for the Court to
consider other or alternate plans. Likewise it would not be
proper for the Court to pass judgment upon whether an
other plan would accomplish a “better” result from the
viewpoint of educational policy and apart from any issue
of legality.
Junior High Schools
During the school year 1970-71, the Chattanooga School
System operated 12 junior high schools. Of the four former
ly black junior high schools within the system, two remained
all black and a total of only 9 white students attended the
other two. In the eight formely white junior high schools,
there were 3,341 white students and 908 black students.
One formerly white junior high school (East Lake) had
only one black student. The remainder of the formerly
white junior high schools had ratios of black students
varying from a low of 8% to a high of 70%.
The School Board proposes the accomplishment of a
unitary system within the junior high schools by closing
two junior high schools and by rezoning the remaining ten
junior high schools, tying them into the restructured ele
mentary school system. The overall result of the defendants’
plan is to achieve a racial ratio of not less than 30% nor
36
more than 70% of any race in all but three junior high
schools. Those three schools are Hardy, with 73% black
and 27% white, Dalewood, with 29% black and 71%
white, and Long, with 15% black and 85% white. Further
discussion will be given to these three schools.
Turning first, however, to the two junior high schools
that are proposed for closing, one is a former black school
and the other is a former white school. The former black
school, Howard Junior High School, was all black last year.
The former white school, Lookout Junior High School,
was 37% black and 63% white last year. No objections
were raised by the plaintiffs to the selection of schools for
closing. The Board represents that the closing of Howard
Junior High School was necessary to the effectiveness of
their overall plan. They represented that the closing of
Lookout Junior High School was necessary in order to
obtain desegregation of Alton Park Junior High School,
one of the former all black junior high schools. Alton Park
is stated to be a new school with greater capacity, whereas
Lookout is one of the older and smaller junior high schools.
Furthermore, financial economies, along with optimum
development of quality instruction programs, were given
as additional reasons for the selection of the junior high
schools to be closed.
Turning to the three junior high schools that will retain
a racial ratio of less than 30% or more than 70% of one
race, Hardy Junior High School is expected to have a ratio
of 73% black and 27% white. Until 1965 Hardy was an
all white school. Changing residential patterns have gradu
ally changed the racial composition of the school to its
present pattern. The proposed zone for Hardy is bounded
by obstacles to its enlargement, including Missionary Ridge
on the east, the Tennessee River on the west, the city limits
on the north, and predominantly black residential areas on
37
the south. Under all of these circumstances, the Court is of
the opinion that the Board of Education has carried the
burden of establishing that such racial imbalance as remains
at Hardy Junior High School arises from conditions beyond
the responsibility of the Board and is not the result of any
present or past discrimination on the part of the Board or
of any state agency.
Dalewood Junior High School, a former white school,
is expected to have a ratio of 29% black and 71% white
under the present plan. However, the trend in residential
patterns in the zone is toward increasing the black popula
tion. Apartments now under construction will shortly
increase the ratio of black students to a point in excess of
30%. No purpose of discrimination appears in the zoning
of the Dalewood Junior High School.
The final junior high school having a ratio in excess of
70% is the Elbert Long Junior High School. Under the
defendants’ plan this school will have a racial composition
of 15% black and 85% white. Everything that the Court
has heretofore said in regard to the Elbert Long Elementary
School is applicable to the junior high school. Additionally,
the Elbert Long junior High School is the smallest junior
high school in the system, having an enrollment of only
166 students.
All of the remaining junior high schools not heretofore
discussed will have ratios of not less than 30% nor more
than 70%, of any race in each school. The Court has care
fully reviewed the proposed racial composition of each
school and all of the relevant statistical, residential, demo-
graphical, and other data available in the record. The Court
has also considered the manner in which the junior high
schools are tied into the elementary school plan which the
Court has hereinabove approved. In this connection the
Court cannot overlook the fact that it is a matter of great
importance to proper school administration that school
38
authorities be able to make reasonably reliable forecasts
of school enrollments. T o do this there needs to be a
carefully devised system of feeder schools. In the light of
all the record, the Court is of the opinion that the junior
high school plan as submitted by the defendants removes
all state created or state imposed segregation. T o the extent
that any student racial imbalance exists in any of the junior
high schools, the Board has carried the burden of estab
lishing that such racial imbalance as remains is not the
result of any present or past discrimination upon the part
of the Board or upon the part of other state agencies.
Rather, such limited racial imbalance as may remain is the
consequence of demographical, residential, or other fac
tors which in no reasonable sense could be attributed to
School Board action or inaction, past or present, nor to
that of any other state agency. The Court is accordingly
of the opinion that the defendants’ plan for desegregation
of the Chattanooga junior high schools will eliminate “all
vestiges, of state imposed segregation” as required by the
Swann decision. It is accordingly unnecessary to consider
other or alternate plans.
High Schools
During the school year 1970-71, the Chattanooga School
System operated five high schools. These included four
general curricula high schools and one technical high school.
Kirkman Technical High School offers a specialized cur
ricula in the technical and vocational field and is the only
school of its kind in the system. It draws its students from
all areas of the City and is open to all students in the City
on a wholly nondiscriminatory basis pursuant to prior
orders of this Court. Last year Kirkman Technical High
School had an enrollment of 1218 students, of which 129
were black and 1089 were white. The relatively low en
39
rollment of black students was due in part to the fact that
Howard High School and Riverside High School, both
of which were all black high schools last year, offered many
of the same technical and vocational courses as were offered
at Kirkman. Under the defendants’ plan these programs
will be concentrated at Kirkman with the result that the
enrollment at Kirkman is expected to rise to 1646 students,
with a racial composition of 45% black students and 55%
white students. No issue exists in the case but that Kirkman
Technical High School is a specialized school, that it is
fully desegregated, and that it is a unitary school.
While some variation in the curricula exists, the remain
ing four high schools, City High School, Brainerd High
School, Howard High School, and Riverside High School,
each offer a similar general high school curriculum. At
the time when a dual school system was operated by the
School Board, City High School and Brainerd High School
were operated as white schools and Howard High School
and Riverside High School were operated as black schools.
At that time the black high schools were zoned, but the
white high schools were not. When the dual school system
was abolished by order of the Court in 1962, the defendants
proposed and the Court approved a freedom of choice plan
with regard to the high schools. The plan accomplished
some desegregation of the former white high schools, with
City having 141 black students out of an enrollment of 1435
and Brainerd having 184 black students out of an enroll
ment of 1344 during the 1970-71 school year. However,
both Howard, with an enrollment of 1313, and Riverside,
with an enrollment of 1057, remained all black. The free
dom of choice plan “having failed to undo segregation
* * * freedom of choice must be held unacceptable.” Green
v. County School Board of New Kent County, 391 U S.
430, 88 S.Ct. 1689, 20 L.Ed.2d 716 (1968).
40
The School Board proposes to accomplish a unitary
school system within the high schools by zoning the four
general curricula high schools with the following results
in terms of student ratios:
Black White
Students Students
Brainerd High School 32% 68%
Chattanooga High School 44% 56%
Howard High School 75% 25%
Riverside High School 75% 25%
The plaintiffs have interposed objections to the defen
dants’ high school plan upon the ground that it does not
achieve a racial balance in each school. T o some extent
these objections are based upon matters of educational
policy rather than legal requirements. It is of course ap
parent that the former white high schools, particularly
Brainerd High School, remain predominantly white and
that the former black high schools remain predominantly
black. However, the defendants offer some evidence in
support of the burden cast upon them to justify the re
maining imbalance. The need for tying the high school
zones to feeder junior high schools is part of the defendants’
explanation. Residential patterns, natural geographical
features, arterial highways, and other factors are also part
of the defendants’ explanation.
A matter that has given concern to the Court, however,
and which the Court feels is not adequately covered in the
present record, is the extent to which the statistical data
upon which the defendants’ plan is based will correspond
with actual experience. Among other matters there appears
to be substantial unused capacity in one or more of the city
high schools. Before the Court can properly evaluate the
reliability of the statistical data regarding the high schools,
41
the Court needs to know whether the unused capacity does
in fact exist and, if so, where it exists, whether it will be
used and, if so, how it will be used. It would be unfortunate
indeed if experience shortly proved the statistical data in
adequate and inaccurate and this Court was deprived of
the opportunity of considering those matters until on some
appellate remand, as occurred in the recent case of Davis
v. Board of School Commissioners of Mobile, 402 U.S. 33,
91 S.Ct. 1289, 28 L.Ed.2d 577.
The plaintiff has submitted a high school plan with high
school zones which the plaintiff’s witness has testified will
achieve a racial balance in each high school. However, this
plan is not tied into the junior high school plan herein
above approved and the Court is unable to say whether it
could be so tied in. Furthermore, the same statistical prob
lem discussed above would appear to exist with regard to
the plaintiff’s plan.
The Court accordingly is unable to give final approval
to a high school desegregation plan at this time. Time,
however, is a pressing factor. Pre-school activities will com
mence at each high school within less than a week, if in
fact they have not already commenced. Full commence
ment of the fall term is only one month away. It is clear
that the high schools must move at least as far as is proposed
in the defendants’ high school plan. Accordingly, the Court
will give tentative approval only at this time to the defen
dants’ high school plan in order that at least as much as is
therein proposed may be placed into operation at the com
mencement of the September 1971 term of school. Further
prompt but orderly judicial proceedings must ensue before
the Court can decide upon a final plan for desegregation of
the high schools.
In the meanwhile, the defendants will be required to
promptly provide the Court with information upon the
42
student capacity of each of the four high schools under dis
cussion, upon the amount of unused space in each of the
four high schools, the suitability of such space for use in
high school programs, and the proposed use to be made
of such space, if any. In this connection the defendants
should likewise advise the Court regarding its plan as to
tuition students. Last year almost one-third of the total
student body at City High School were non-resident tuition
paying students. There is no information in the present
record as to the extent the Board proposes to admit tuition
students nor the effect this might have on the racial compo
sition of the student body. The Court has no disapproval
of the admission of tuition students nor to the giving of
preference to senior students in this regard, provided that
the same does not materially and unfavorably distort the
student racial ratios in the respective schools. Otherwise,
the matter of admitting tuition students addresses itself
solely to the discretion of the Board. No later than the 10th
day of enrollment the defendants will provide the Court
with actual enrollment data upon each of the four high
schools here under discussion.
T R A N SPO R TA TIO N
The defendants propose to make available limited trans
portation for some elementary and junior high school stu
dents. Under the defendants’ plan elementary school
students will continue to report in the morning and depart
in the evening from their nearest elementary school. School
sponsored transportation will be provided to and from the
paired and clustered schools and to those students living
more than one and one-half miles from their nearest school.
On the junior high level transportation will be provided
only to students living more than one and one-half miles
from the school to which they are assigned. No school
43
sponsored transportation is proposed for high school stu
dents.
The estimate of total capital outlay and operating ex
penses for the transportation proposed is $468,126.00.
While this is a burden for a city, which, like all cities, is
faced with revenue shortages, a substantial portion of the
transportation expense is borne by the State. No estimate
was placed in the record of the economies to be effected
or the savings to be made by the consolidation of schools
and the closing of five elementary schools and two junior
high schools, but these savings will doubtless be substantial.
The defendants’ transportation proposals are substan
tially less than those proposed by the plaintiffs. No cross
town busing is proposed by the defendants. The Court,
however, believes that the defendants’ transportation pro
posals are adequate to assure fulfilment of all student de
segregation plans heretofore approved. Accordingly, the
defendants’ proposals in this regard are approved.
REM AINING PROVISIONS OF TH E
DESEGREGATIO N PLAN
There remain to consider those portions of the defen
dants’ plan as set forth in Paragraph III thru VIII of the
plan. Paragraph III of the plan provides for non-discrimi-
natory practices in educational programs and in extra
curricular activities. No objection was raised to this por
tion of the plan and the Court is of the opinion that it is
adequate to avoid any discrimination in these areas. More
over, the evidence does not indicate that any such discrimi
nation is now being practiced within the Chattanooga
School System, but rather bears out the testimony of the
defendants’ witnesses that all such practices have heretofore
been eliminated.
44
Regarding student transfers, the defendants propose in
Paragraph IV of their plan to greatly simplify their pre
viously complex student transfer plan and provide for trans
fers only in the following situations: (a) the majority to
minority transfers, as required by the Swann decision, (b)
the non-discriminatory transfer of orthopedically handi
capped children, (c) the non-discriminatory transfer of
students eligible for special education programs, and (d)
permission for students, upon moving their residence to
another zone within the school year, to elect to complete a
school year in the school of their initial assignment. The
transfer provisions appear to be wholly free of any potential
for discrimination. Moreover, the evidence is undisputed
that the defendants have heretofore administered their
previous transfer plan in a manner that was wholly free
from racial or other discrimination. Nor was it in any
manner used to avoid desegregation, although the potential
for such use may have existed to an extent beyond that
possible under the proposed transfer plan. Paragraph IV
of the defendants’ plan will be approved.
The defendants’ plan for desegregation of faculty and
other staff as contained in Paragraph V provides for the
assignment of teachers and staff to each school in ratio to
their existence within the system and in a manner so as
to avoid any racial identification of one school from another.
Other provisions to avoid racial discrimination in the re
cruitment, assignment, reassignment, promotion, and demo
tion of teachers and staff are made. The provisions of the
defendants’ plan in this regard appear to provide for re
moval of all vestiges of racial segregation in matters of staff
and faculty. The plaintiff proposes that a number of addi
tional provisions be added that are intended to regulate
potential discriminatory practices which the record shows
clearly are not and have not been practiced with the Chat
45
tanooga School System since its desegregation under prior
orders of the Court. There appears to be no purpose in
multiplying restrictions for which no need or justification
in fact exists. A school system that has voluntarily placed a
black staff member in charge of teacher recruitment and
assignment needs no Court-imposed restrictions on po
tential forms of faculy discrimination which the record
clearly and affirmatively shows it does not practice.
Paragraph VI of the defendants’ plan, relating to school
construction and site selection, provides that such activities
shall be conducted in a manner to avoid a reoccurrence of a
dual school system and that any proposal in this regard
shall be subject to judicial review regarding its legality
before it shall be implemented. The evidence reflects that
no site selection, construction, or proposed construction is
presently pending or in the offing. While somewhat dif
ferent wording of the defendants’ plan in this regard is
urged by the plaintiff, the Court is of the opinion that the
defendants’ proposal adequately fulfils the requirements of
the law in regard to school construction and site selection.
This provision of the plan will accordingly be approved.
Finally, Paragraph VII of the defendants’ plan proposes
a continuation of the practice of annual reporting of de
segregation statistics. The defendants’ plan, however, is
limited to an additional report in October of 1971. It is
believed that the plan must be amended to provide for the
continuation of such annual reports until a final order of
compliance may be entered.
IM PLEM EN TA TIO N OF PLAN
There remains to consider the matter of implementation
of the various provisions of the plan for desegregation
hereinabove approved by the Court. No lawful or judici
ally acceptable reason appears why the provisions of the
46
plan hereinabove approved should not be implemented in
time for the commencement of the 1971-72 school term;
provided, however, that in implementing any portion of the
plan xegarding student assignments in the elementary and
junior high schools as is dependent upon acquiring, staffing,
and scheduling transportation facilities not now available
to the schools, may be delayed until such facilities can be
made available in the prompt, orderly, and necessary course
of school and governmental affairs and can be placed in use
with a minimum of disruption to the educational program.
It appears undisputed in the record that the defendant does
not now have available the facilities for accomplishing the
transpoi tation requirements of its plan. It is likewise estab
lished in the record that such facilities cannot be financed,
acquired, staffed, and routed within the short time that re
mains before the commencement of school in September
1971, without total disregard for all orderly processes of
government. The defendants will accordingly be per
mitted to implement such portions of its elementary and
junior high school plans as may be feasible with the trans
portation facilities reasonably available to it at the com
mencement of the September term of school, and will be
permitted to delay the implementation of any remaining
portions of the said student assignment plans in the ele
mentary and/or junior high schools until the transportation
facilities necessary therefor can be acquired in the prompt
but orderly process of school administration and of local
governmental affairs, and until such facilities can be placed
in use with safety and with a minimum interruption to the
education program. As soon as the defendants can formal
ize their plans in this regard, and in no event later than
within 30 days, the defendants will advise the Court of
their proposed implementation schedule in accordance with
the foregoing.
47
Having considered and decided all issues appropriate for
decision at this time, the defendants will prepare and sub
mit an order in accordance with this opinion.
ADDENDUM
The legal decisions in this case are for the present com
pleted. A few further words, however, seem in order. This
Court would hope that its opinion might be read with an
effort at understanding by those who have an interest in
the problems here discussed. Although the Court has tried
earnestly to weigh the evidence and to follow the law, if
errors have been made by the Court in what has been here
decided, judicial processes are available to correct those
errors.
If understanding of the legal basis for the decisions
heretofore made cannot be given, then the Court can only
appeal to the conscience of the community for that under
standing.
As anyone who has kept up with public affairs in recent
times must know, Chattanooga is not being singled out
for special judicial treatment. One has but to read to know
that most of the major cities of this Nation are contending
with the problems here being judicially dealt with. The
City of Chattanooga can never expect to remain an island
within the Nation living in the pre-Brown v. Board of Edu
cation era, when the rest of the Nation is moving into the
post-Brown v. Board of Education era. This City has
made great progress in racial affairs in recent years. Though
some were opposed at the time to that progress, few
would now publicly propose that the racial clock be run
back in Chattanooga to where it stood in 1960, and none
would suggest that it be run back to where it existed a
century ago.
48
This Court is not insensitive to the fears and anguish
expressed by some within the City in recent days, nor does
it relish the abuse and worse that has been so abundantly
shared by word and letter, but this Court would be un
worthy of trust in the least of its functions if it were to
allow these things to cause it to deviate in the least from
its sworn duty to uphold the Constitution and the laws as
that Constitution and as those laws have been duly estab
lished and interpreted by the properly constituted au
thorities, including the United States Supreme Court and
the Appellate Court under which this Court functions.
How could anyone expect this Court to uphold a law of
Congress regarding robbery of a bank, but in the face of
public misunderstanding and criticism, turn its back upon
the Constitutional requirement that all citizens be treated
equally before the law?
There may well exist basis for criticism of the interpre
tation placed upon the Equal Protection Clause by the
United States Supreme Court as it applies to public schools.
But there can be not the least doubt that this Court, as
well as every Court in the Nation, is bound by that inter
pretation. Furthermore, who is so certain of the correct
ness of his own views of the Equal Protection Clause that
he would be willing to swap places in the social and racial
scheme of affairs in our society? How many are so con
vinced of the correctness of their own interpretation of
that clause that they would be willing to live in a society in
which each man is free to make his own interpretations of
all laws? Surely thoughtful men must agree that the rule
of the law is the single greatest achievement of the cen
turies’ long struggle for freedom.
This City can continue upon the path of orderly progress
and racial harmony in all of its affairs, including the opera
tion of its schools. This City can live within the law. This
49
City can maintain and improve its program of quality
education for all children within its schools. This City can
have one of the finest school systems within the State or
within the Nation, but it first must believe that it can. It
first must want the finest schools for its children. Medieval
Florence, a miserable hovel of a City compared with mod
ern Chattanooga, gave America its name and the world the
Renaissance. But it did it only because its leaders and its
people believed that it could be done and willed that it
should be done.
Equal protection of the law might not seem so heavy a
burden for anyone to carry if he felt that it were truly his
brothers’s child who was asking for it. Quality education
might not seem so difficult for anyone to maintain if it were
truly his brother’s child that was being deprived or handi
capped by its denial.
This City has seen its share of law violators, racial dis
harmony, fear, and distress in recent weeks and months.
For those who believe that defiance of the lawr can be re
placed with willing obedience, for those who believe that
racial strife can be replaced with racial harmony, for those
who believe that fear can be replaced with trust, for those
who believe that quality education can be maintained and
enlarged within the Chattanooga Public Schools, for those
wffio believe that mankind can live in peace and harmony
with his fellowman, for those who believe in the essential
brotherhood of man, the bell tolls now.
50
U N ITED STA TES D IST R IC T CO U RT
E. D. TENNESSEE, S.D.
Civ. A. Nos. 3564 and 5954
JAM ES JO N A TH A N MAPP E T AL.
v.
THE BOARD OF EDUCATION OF T H E CITY OF
CHATTANO OGA, TENNESSEE, E T AL.
OPINION
(Filed February 4, 1972)
MEMORANDUM AND ORDER
FRANK W. W ILSON, Chief Judge.
This case is presently before the Court on a motion filed
on behalf of the defendants reciting that upon January 14,
1972 an order was entered in a state court case entitled
John E. Grannon, [sic] Jr. v. City of Chattanooga, Tennes
see, et ah, No. N-15967 in the Circuit Court for Hamilton
County, Tennessee, wherein the City of Chattanooga and
certain officials of the city were enjoined from making
available any funds for transportation of school students
“ to achieve a racial balance within the Chattanooga public
school system” from and after thirty days from the entry
of the state court order. Interpreting the state court order
and the stated intention of officials of the City of Chat
51
tanooga that they expect to comply with that order without
appeal, as interfering with or forbidding the defendant
from complying with the plan for establishing a unitary
school system as required by the Equal Protection Clause
of the United States Constitution and as heretofore ap
proved by order entered in this cause, the defendants seek
the instructions of this Court.
It is of course readily apparent what those instructions
must be. A brief recitation of the history of this litigation
will serve to render obvious what must be done. This
case, seeking the desegregation of the public schools of the
city of Chattanooga, Tennessee, has been in various stages
of litigation since 1960. Extensive hearings have been held
and orders entered, which orders have now been approved
upon appeal upon three occasions. Hearings extending
over a period of weeks were held upon the present phase
of the case in the spring and summer of 1971. These hear
ings resulted in an order being entered instructing the de
fendants to submit a further plan for the desegregation of
the Chattanooga city schools, such plan to be in accord
ance with the controlling appellate court decisions, includ
ing the decision of the United States Supreme Court in the
case of Swann v. Charlotte-Mecklenburg Board of Educa
tion, 402 U.S. 1, 91 S.Ct. 1267, 28 L.Ed.2d 554 (1971) . In
addition to these general instructions and by way of inter
pretation of these appellate court mandates, this Court gave
the following directions to the Board:
Now in that connection, I read the Swann case as hold
ing that the establishment of any exact racial balance in the
schools is not constitutionally mandated. Likewise, the use
of means to accomplish desegregation, such as, for example,
bussing the students to accomplish an exact racial balance,
is not constitutionally mandated. But these factors are
matters which should be considered in every case. And, as I
52
have said, the Court goes on to say that when it does appear
that there are schools which do not have some reasonable
balance in relationship to the total population of the school,
the school board ‘has the burden of showing that such
school assignments are genuinely non-discriminatory.’
* * * # #
. . . A unitary school system as I understand it, is just
simply a system in which no segregation exists by reason
of any past action of a school official . . . or by reason of
any present action of the school board or officials, or any
lack of action on their part. To the extent that any segrega
tion exists in the system today which is traceable to actions
of the board at the time when they were operating a dual
system, then they have an obligation to remove that segre
gation. To the extent that any segregation exists in the
system as a result of present action or inaction on the part
of the board, then they have an obligation to remove that
segregation.
# # # # *
. . . A unitary school system is simply an attempt to
visualize what the Chattanooga school system would have
looked like today had there been no white children and had
there been no black children, but only just children. . . .
With this model of a school system built and structured
only to serve and educate children and not to educate black
children and not to educate white children, but educate
just children, we must seek to restructure our present
schools as nearly as feasible and as nearly as possible along
these lines, with zone lines being drawn and all other
available means of desegregation being used to the extent
necessary to achieve the model. When all present segrega
tion that is the result of either past action of school au
53
thorities and school boards, including action that occurred
when a dual school system was operated pursuant to law,
and/or that which is the result of action or inaction on
the part of the present school board, including the obliga
tion of that Board to eliminate the results of previously
state-imposed segregation, we will have achieved a unitary
system, as I understand that term, and as it appears to be
defined in the cases.
Pursuant to these instruction, the Board of Education
submitted a proposed plan for further and final desegre
gation of the Chattanooga public schools, the plaintiff’s
having previously submitted their proposed plan. The
respective plans were considered by the Court and an
opinion was entered approving a substantial portion of the
Board of Education’s plan, including that portion of the
plan relating to the transportation of students electing to
transfer from a school in which they were of the majority
race to a school in which they would be in the minority
race, all as explicitly mandated by the unanimous decision
of the United States Supreme Court in the Swann case,
supra, and including that portion of the plan relating to the
transportation of students where rezoning of elementary
schools was deemed to render such transportation conven
ient or necessary. Neither “racial balance” nor crosstown
bussing to accomplish “racial balance” was ordered or ap
proved. The opinion of the Court upon these matters was
entered July 26, 1971. See Mapp v. Board of Education
of the City of Chattanooga, Tennessee, 329 F.Supp. 1374
(E.D.Tenn.1971) . An appeal is now pending in the United
States Courtjof Appeals for the Sixth Circut with regard to
that opinion.
[1] No issue has heretofore been raised in this case re
garding the legality of providing for transportation of stu
dents as a part of a plan for achieving a unitary school
54
system. If issues exist in this regard they should be present
ed in this case. They may be presented in the United States
Court of Appeals where issues in regard to this phase of
the plan are now in contention. It is clear however that a
Federal Court may not be ousted of jurisdiction nor may its
jurisdiction be by-passed or circumvented when the case
involves federal constitutional issues. See Thomason v.
Cooper, 254 F.2d 808 (8th Cir. 1958).
[2] All parties named as plaintiffs or as defendants in the
state court litigation in the case of John E. Grannan, Jr.
vs. the City of Chattanooga, Tennessee, et al., No. N-15967
in the Circuit Court for Hamilton County, Tennessee, in
cluding the attorneys for the plaintiff therein, must be
immediately joined as parties-defendant to this litigation
and they must be called upon forthwith to show cause why
they should not be enjoined from complying with or seek
ing to enforce the order entered in that cause purporting
to enjoin the use of public funds for the transportation of
students pending the litigation of that issue in these pro
ceedings.
This Court has at all times sought to limit the parties
to this litigation to those essential to its litigation, leaving
out of the litigation those public officials not immediately
and directly responsible for the operation of the Chat
tanooga public schools. Accordingly, neither the members
of the City Commission nor the United States Department
of Health, Education and Welfare have been made parties
to these proceedings. Rather the Court has sought to leave
to those public officials who are directly responsible for the
operation of the Chattanooga public schools the maximum
authority and responsibility for the operation of those
schools, subject only to the requirement that that operation
be consistent with the United States Constitution as inter
preted by the United States Supreme Court. It is with
55
sincere regret that the Court must now add further parties-
defendant to this litigation, including additional public
officials of the City of Chattanooga. This Court is not per
mitted, however, either by its oath or by its conscience to
ignore or to disregard the requirements of the United
States Constiution, including the Equal Protection Clause
of that Constitution. Neither is it permitted to substitute
its personal views regarding matters of constitutional inter
pretation for the decisions of the United State Supreme
Court in regard thereto. Neither can it permit others to do
so in matters pertaining to this litigation.
The plaintiff will accordingly file forthwith a petition
adding as parties-defendant to this cause all those who are
named as parties-plaintiff or defendant in the aforesaid
case of John E. Grannan, Jr. vs. The City of Chatanooga,
Tennessee, et al., No. N-15967 in the Circuit Court for
Hamilton County, Tennessee, including the attorneys for
the plaintiff therein. An order will thereupon issue re
quiring that the said parties appear forthwith to show cause
why a temporary restraining order should not issue en
joining them from compliance with or enforcement of the
state court order pending further proceedings and further
orders in this cause.
It is so ordered.
OPINION
Upon July 26, 1971, this Court entered its opinion upon
all matters then before the Court in this case. See Mapp
v. Board of Education of the City of Chattanooga, Tennes
see, 329 F.Supp. 1374. The order entered upon that
opinion is now pending upon appeal. At the time that
order was entered the following matters were reserved for
further consideration by this Court: (1) matters relating
56
to the schedule for full implementation of that portion of
the School Board plan relating to student assignments in
elementary and junior high schools; (2) tentative approval
only was given to the School Board plan for desegregation
of the Chattanooga high schools other than Kirkman
Technical High School, which was found to be a unitary
school and to which final approval was given. There ac
cordingly remain to consider matters relating to final ap
proval of the plan for desegregation of the four general
purpose high schools; and (3) matters relating to the plain
tiffs’ claim for recovery of attorney fees from the defendant
School Board.
Reports, affidavits, and briefs have now been filed regard
ing the matters remaining for decision as summarized
above. Upon December 14, 1971, the plaintiff filed a mo
tion for further relief which substantially reasserts the fore
going matters.
In addition, a further issue was injected into the case
by recent motions filed by each party seeking to enjoin a
state court judgment alleged to impede or interfere with
the desegregation plans heretofore approved in this case.
Thereupon an order was entered directing the joinder of
additional parties as parties defendant to this case and
ordering that the said additional parties should appear and
show cause why they should not be enjoined from the
enforcement of or compliance with a certain judgment
entered in a state court and to which lawsuit they were each
parties or counsel for parties.
Taking up first the matters just referred to, that is, the
defendant’s motion for instructions and the plaintiff’s mo
tion seeking to enjoin compliance with or enforcement of
an order entered in the state court, reference is made to
this Court’s instructions and orders entered upon January
25 and 26, 1972. Pursuant to these instructions and orders
57
of this Court, there have now been added as additional
parties defendant to this lawsuit all parties to that certain
state court proceeding entitled “John E. Grannan, Jr. v.
City of Chattanooga, Tennessee, et al.” #N-15967 in the
Circuit Court for Hamilton County, Tennessee, including
the plaintiff, John E. Grannan, Jr., each of his counsel of
record, and including the City of Chattanooga, its Mayor,
each City Commissioner, and the City Auditor. Upon Janu
ary 28, 1972, a hearing was held wherein the original parties
were present or represented by counsel and wherein each
new party defendant was present in person and by counsel
except Commissioner Rose, who had sought and obtained
permission to be excused but who was represented by
counsel. The City of Chattanooga was represented by
corporate counsel. One of the attorneys of record for the
plaintiff Grannan in the state court proceedings, Ray Dod
son, having disclaimed at the show cause hearing any
interest in the state court judgment or proceedings, was
dismissed as a party defendant to this case. The purpose
of the hearing was to call upon the newly added parties
defendant to show cause why a temporary injuction should
not issue enjoining and restraining them from enforcement
of or compliance with the order entered in the aforesaid
case of John E. Grannan, Jr. v. City of Chattanooga. Upon
the basis of the pleadings and the record made upon that
hearing, the following matters appear undisputed.
Upon December 9, 1971, a lawsuit was filed in the Circuit
Court for Hamilton County, Tennessee, in the aforsaid case
of John E. Grannan, Jr. v. City of Chattanooga, et al. Upon
January 18, 1972, a final judgment was entered in that
case purporting to permanently enjoin the City of Chat
tanooga and its officials from using public funds “for the
purpose of transporting pupils in order to achieve a racial
balance within the Chattanooga Public School System.”
58
According to that final judgment a trial was held in the
state court upon January 14, 1972, just 35 days after the
filing of the original lawsuit. Reference is made to “Exhibit
B ” to the plaintiff’s petition for a full and true copy of the
state court final judgment. The legal basis for the state
court judgment, as cited an the face thereof, is (1) Section
49-2201 of the Tennessee Code Annotated; (2) Section
1232 (a) of Title 20 of the United States Code, and (3)
“ sanity, reason, and the health and well being of the chil
dren.”
At the time of the show cause hearing in this court the
only counsel to speak in support of the validity of the
state court order was counsel for the plaintiff therein.
Counsel for the City of Chattanooga and for other city
officials who were parties defendant in the state court pro
ceedings, stated that he Avas of the opinion both prior to
and after the entry of the state court order that the order
was a wholly void and unconstitutional order. Although
specifically invited by this Court to do so, no other party or
legal counsel present at the hearing, including the Mayor of
the City of Chattanooga who is himself an attorney, spoke
in support of the validity of the state court order. It was
further represented at the show cause hearing, however,
that within a matter of days after entry of the state court
judgment a public announcement was authorized and made
on behalf of the City of Chattanooga and other defendants
in the state court proceedings that no appeal would be
taken from the state court judgment and that the said defen
dants expected to fully comply therewith.
[3] Upon the basis of the foregoing undisputed record,
it is perfectly clear that the aforesaid state court judgment
seeks to interfere with or impede the orders entered in this
case and that the state court judgment is unconstitutional
upon its face in that it is in direct conflict with the unani
59
mous decisions of the United States Supreme Court written
by Chief Justice Burger in the cases of Swann v. Charlotte-
Mecklenburg Board of Education, 402 U.S. 1, 91 S.Ct.
1267, 28 L.Ed.2d 554; McDaniel v. Barresi, 402 U.S.
39, 91 S.Ct. 1287, 28 L,Ed.2d 582; and North Carolina
Board of Education v. Swann, 402 U.S. 53, 91 S.Ct. 1284,
28 L.Ed.2d 586, all of which were entered upon April 20,
1971. It should be noted in passing that these decisions
were entered more than six months prior to the filing of
the lawsuit in the state court.
[4] Although these decisions are sometimes referred to
by persons not knowledgeable in the law as “mere prece
dents,” all persons with either knowledge of or respect for
the law are fully aware that these unanimous decisions of
the United States Supreme Court are the law of the land,
binding upon every person in the land, and every court in
the land, including the state courts of Hamilton County,
Tennessee and this Court. These matters are so dear
as to render any contention to the contrary frivolous upon
its face.
In the decision of the United States Supreme Court en
tered in the case of North Carolina Board of Education v.
Swann, supra, the Court unanimously held that a state
statute having the identical purpose as the Tennessee statute
recited as the basis for the court order in Grannan v. City
of Chattanooga was unconstitutional, saying:
“ However, if a state-imposed limitation on a school
authority’s discretion operates to inhibit or obstruct
the operation of a unitary school system or impede the
disestablishment of a dual school system, it must fall;
state policy must give way when it operates to hinder
vindication of federal constitutional guarantees.”
Not only does Section 1232 (a) of Title 20, United States
Code, cited in the state court judgment show on its face
60
that it has no application to state and local officials in school
desegregation cases, but the United States Supreme Court
in a unanimous opinion written by Chief Justice Burger
in the case of McDaniel v. Barresi, supra, clearly so stated
in regard to an almost identical statute in the Civil Rights
Act of 1964, saying:
“Nor is the board’s plan barred by Title IV of the
Civil Rights Act of 1964. The sections relied upon by
the respondents [42 U.S.C. §§ 2000c (b), 2000c (6) ]
are directed only at federal officials and are designed
simply to foreclose any interpretation of the Act as ex
panding the powers of federal officials to enforce the
Equal Protection Clause. Swann, 402 U.S. at 15, [91
S.Ct. at 1276], 28 L.Ed.2d at 567. Title IV clearly
does not restrict state school authorities in the exercise
of their discretionary powers to assign students with
in their school systems.”
Finally, the contention that the use of public funds for
student transportation is contrary to “ sanity, reason, and
health and well being of the children” is directly contrary
to the decision of the United States Supreme Court in the
case of Swann v. Charlotte-Mecklenburg Board of Educa
tion, supra, wherein the Court stated:
“Bus transportation has been an integral part of the
public education system for years, and was perhaps the
single most important factor in the transition from the
one-room schoolhouse to the consolidated school.
Eighteen million of the nation’s public school children,
approximately 39%, were transported to their schools
by bus in 1969-1970 in all parts of the country.”
The City of Chattanooga has for years financed transporta
tion of students, long prior to this desegregation lawsuit.
Likewise, Hamilton County, Tennessee, schools have fur
nished transportation for children and is now doing so. It
is obvious that the only transportation of students objected
61
to in the state court order is that transportation which may
further the removal of racial discrimination in the schools.
When dual school systems were being operated, no conten
tion was then made that transportation used to keep the
races apart was contrary to “sanity, reason and health and
well being of children.” Counsel for the defendant Gran-
nan himself, the only counsel to make any contention in
support of the state court order, admitted that transporta
tion of students to further municipal annexation is lawful
and proper. T o seek to argue that transportation of stu
dents in furtherance of a municipal annexation ordinance
is lawful and valid but transportation of the same students
in furtherance of the Equal Protection Clause of the United
States Constitution is unlawful needs only to be stated to
demonstrate its irrationality.
An order must accordingly enter enjoining all parties
from either seeking to enforce or in any manner comply
ing with the judgment entered in the case of John E.
Grannan, Jr. v. City of Chattanooga, Tennessee, et al.,
#N-15967 in the Circuit Court of Hamilton County, Ten
nessee, the said judgment being void and unconstitutional
on its face.
[5] With regard to the injunction to be entered herein,
there remains only to consider the issue of the taxation of
costs as to this phase of the lawsuit and whether the legal
expenses incurred by any party by reason of these proceed
ings should be taxed as a part of the costs and, if so, to
whom. T o advance contentions and to undertake proceed
ings which parties or their legal counsel know to be di
rectly contrary to specific, clear, and controlling decisions
of the United States Supreme Court and which are de
signed to delay or impede the proceedings or orders of this
Court is an act of bad faith upon the part of those parties
or their counsel who may so act, and, when established in
the record, will be grounds for awarding all costs in such
6 2
proceedings against parties or their attorneys so found
to have acted in bad faith, such costs to include the legal
expenses incurred on behalf of all parties not found to
have acted in bad faith. The case will remain before this
Court only for resolution of any issues regarding costs.
All other matters in regard to this phase of the lawsuit, if
any, must be taken up in the United States Court of Ap
peals where the case is now pending on appeal.
Turning to the matters heretofore reserved following en
try of the Court’s opinion upon July 26, 1971, and as
summarized at the beginning of this memorandum, it ap
pears that full implementation of the student assignment
plans heretofore approved has not been accomplished as
yet in certain elementary and junior high schools. It fur
ther appears that the delay in this regard has been oc
casioned by the unavailability of funds “ in the prompt
and orderly process of local governmental affairs,” as di
rected by the Court, the delay in this regard having been
occasioned in very substantial part by the uncertainties re
garding various programs of federal aid to education. Ac
cordingly, the provisions for full implementation of the
plan for student desegregation as contained in paragraph
4 of the order entered upon August 5, 1971, will continue
in effect with the further provision that full implementa
tion will be accomplished not later than the fall term of
school in 1972, subject, of course, to the rights of the parties
to present in the appeal now pending any matters in re
gard thereto.
Tentative approval only having heretofore been given to
the School Board plan for desegregation of the Chattanooga
high schools other than Kirkman Technical High School (to
which final approval has been given) . Further consideration
must be given to this phase of the plan. At the time that
the Court gave its tentative approval to the high school
desegregation plan, the Court desired additional informa
63
tion from the Board of Education as to whether three,
rather than four, general purpose high schools would be
feasible or desirable in Chattanooga. It now appears, and
in this both parties are in agreement, that three general
purpose high schools rather than four is not feasible or
desirable, at least for the present school year. Having re
solved this matter to the satisfaction of the Court, the de
fendant Board of Education will accordingly submit a fur
ther report on or before June 15, 1972, in which they either
demonstrate that any racial imbalance remaining in the
four general purpose high schools is not the result of
“present or past discriminatory action on their part” Swann
v. Charlotte-Mecklenburg Board of Education, 402 U.S. at
26, 91 S.Ct. at 1281, 28 L.Ed.2d 554 at 572, or otherwise,
and to the extent that the Board is unable to demonstrate
that such racial imbalance which remains is not the result
of past or present discriminatory action, they should sub
mit a further plan for removal of all such remaining racial
discrimination, the further plan likewise to be submitted
on or before June 15, 1972.
[8] Turning finally to the motion for the allowance of
attorney fees for all legal services performed on behalf of
the plaintiffs since the filing of this lawsuit, the Court is of
the opinion that the motion should be denied. In the
absence of a showing of bad faith on the part of the de
fendants, the Court is of the opinion that the allowance of
attorney fees would not be proper. This lawsuit has been
in an area where the law has been evolving, and the Court
cannot say that the defendants have acted in bad faith
in failing always to perceive or anticipate that development
of the law. For example, in all of its orders entered prior
to the decision of the United States Supreme Court in the
case of Green v. School Board of New Kent County, 391
U.S. 430, 88 S.Ct. 1689, 20 L.Ed.2d 716 (1968), this Court
was itself of the opinion that genuine freedom of choice
6 4
on the part of students in school attendance was compli
ance with the Equal Protection Clause of the Constitution.
While the Board has vigorously contested the plaintiff’s
contentions at every stage of this lawsuit, it further ap
pears to the Court that when factual and legal issues have
been resolved, the Board has at all times complied or at
tempted to comply in good faith with the orders and di
rections of the Court. Accordingly, it has never been
necessary for this Court to direct that outside persons or
agencies, such as the United States Department of Justice
or the United States Department of Health, Education, and
Welfare, enter into the lawsuit in aid of the development
of a lawful plan of desegregation or in aid of enforcement.
As recently as in its opinion entered upon July 26, 1971,
the Court had this to say:
“The wisdom and appropriateness of this procedure
(i.e., looking to the School Board for the development
of a desegregation plan) is further enhanced in this
case by the apparent good faith efforts of the Chatta
nooga school authorities and the School Board to come
forward with a plan that accords with the instructions
of the Court and its order of May 19, 1971, and with
the appellate guidelines therein cited.”
Under these circumstances the Court is of the opinion that
an award should not be made taxing the defendant Board
of Education with the plaintiff’s attorney fees.
In conclusion, it appears appropriate for the Court to
once again state in simple and basic terms the things it
has and has not done in this case.
Acting pursuant to the Equal Protection Clause of the
United States Constitution and the unanimous decision of
the United States Supreme Court in the case of Swann v.
Charlotte-Mecklenburg Board of Education, this Court
has ordered the removal of all vestiges of racial discrimina
65
tion in the Chattanooga City Schools where such discrimina
tion was shown to have been created by past or present ac
tions of the state or local government. Nothing more nor
nothing less than this has been ordered. Where school
zone lines were shown to have been deliberately drawn
upon racial lines, either as a carryover from the days when
a dual system of schools was operated for white and black
children, or otherwise, the redrawing of school zone lines
was ordered. In some instances this was done on the basis
of pairing or grouping schools. Where transportation of
students was shown to be necessary in getting children to
the school to which they were zoned, such transportation
was approved. No child has ever been ordered by this
Court to use school provided transportation. Each child
has been ordered to attend the school to which he or she
is zoned, a requirement that has been followed since the
beginning of public education in this City and in this
Nation. When persons attempted to interfere with or
prevent the removal of racial discrimination in the Chatta
nooga Public Schools by means of an illegal and unconstitu
tional state court order, enforcement of that order was
enjoined.
An order will enter in accordance with this opinion.
66
Nos. 71-2006, 71-2007, 72-1443 & 72-1444
U N ITED STA TES CO U RT OF APPEALS
FOR T H E SIX T H C IR C U IT
Ja m e s J o n a th a n M a p p , e t a l ..
Plaintiff s-Appellants
and Cross-Appellees,
v.
T h e B oard o f E ducatio n o f T h e
C it y o f C h a tta n o o g a , e t c ., e t
a l .,
Defendant-Appellee
and Cross-Appellant.
A p p e a l from the
United States Dis
trict Court for the
Eastern District of
Tennessee, South
ern Division.
Decided and Filed April 30, 1973.
Before: P h il l ip s , Chief Judge, W e ic k , E dwards, C e l e -
brezze , P e c k , M c C r e e , M il l e r , K e n t and L iv e l y , Circuit
Judges, and O ’Su l l iv a n , Senior Circuit Judge, in banc.
P e r C u r ia m . This is a school desegregation case in
volving the school system of Chattanooga, Tennessee.
The present appeals are from the decisions of District
Judge Frank W. Wilson reported in 329 F. Supp. 1374
(E.D. Tenn. 1971) and 341 F. Supp. 193 (E.D. Tenn.
1972) • Appeals have been perfected by the City Board
of Education and by the City of Chattanooga and its Mayor.
An appeal also has been perfected by the plaintiffs from
6?
the decision reported at 329 F. Supp. 1374 (E.D. Tenn.
1971).
The appeals originally were heard by a panel of three
judges of this court, whose decision was announced on
October 11, 1972. The majority opinion of the panel re
manded the case to the District Court for further consider
ation. The dissenting opinion favored affirmance of the
judgments of the District Court. Thereafter, a majority
of the judges of this court who are in regular active service
ordered that the appeals be reheard by the court in banc.
F e d . R. A p p . P. 35, Local Rule 3 (b) of this court provides
that: “The effect of the granting of a rehearing in banc
shall be to vacate the previous opinion and judgment of this
court, to stay the mandate and to restore the case on the
docket as a pending appeal.”
The comprehensive reported opinions of District judge
Wilson contain a full statement of the issues and pertinent
facts, and repetition in this opinion is not required.
Upon consideration of the briefs of the parties, the oral
arguments before the court sitting in banc, and the entire
record, we affirm the judgments of the District Court for
the reasons stated in the opinions of Judge Wilson. Swann
v. Charlotte-Mecklenburg Board of Education, 402 U.S.
1 (1971) ; Davis v. Board of Commissioners, 402 U.S. 33
(1971) ; North Carolina State Board of Education v. Swann,
402 U.S. 43 (1971) ; Brown v. Board of Education [II],
349 U.S. 294 (1955) , Broiun v. Board of Education [I],
347 U.S. 483 (1954) ; Northcross v. Board of Education of
Memphis City Schools, 466 F.2d 890 (6th Cir. 1972) ;
Kelley v. Metropolitan Board of Education of Nashville &
Davidson County, Tennessee, 463 F.2d 732 (6th Cir.),
cert, denied 409 U.S. 1001 (1972) ; Davis v. School District
of City of Pontiac, 443 F.2d 573 (6th C ir.), cert, denied,
404 U.S. 913 (1971).
68
The Board of Education has filed a supplemental record
in this court containing statistics said to reflect changes
which have occurred after the decisions of the District
Court. We decline to consider these statistics in the present
appeal. Appropriate relief required by changed condi
tions is a matter for presentation to and consideration by
the District Court. We reemphasize the holding of this
court in Kelley v. Metropolitan Board of Education of
Nashville and Davidson County;, supra: “ Like most decrees
in equity, an injunctive decree in a school desegregation
case is always subject to modification on the basis of
changed circumstances.” 463 F.2d at 745-46.
Affirmed. Since both parties appealed, no costs are taxed.
M il l e r , Circuit Judge, concurring in the result.
I concur in the result reached by the Court in these ap
peals.
As I read the opinion of the Supreme Court in Swarm v.
Charlotte-Meckienburg Board of Education, 402 U.S. 1
(1971), where vestiges of state-imposed segregation still
exist, the district courts have broad powers to fashion reme
dies that will assure a unitary school system.
A careful review of the record in this case indicates to
me that the district judge was not only clearly justified
in holding that vestiges of state-imposed segregation still
existed in the Chattanooga system, but that he did not
abuse his discretion in fashioning remedies within the pre
cepts of the Swarm decision. Since for these reasons I con
cur in the result, I do not feel committed to all of the
language, reasons and conclusions set forth in the per
curiam opinion of this Court or in the two opinions of
Judge Wilson under review reported at 329 F.Supp. 1374
(E.D. Tenn., 1971) and 341 F.Supp. 193 (E.D. Tenn„
1972).
69
W e ic k , Circuit Judge, and O ’S u l l iv a n , Senior Circuit
Judge, dissenting.
As members of the original panel who wrote the majority
opinion from which the en banc hearing was ordered, we
respectfully dissent.
Following the en banc hearing, the District Court’s opin
ion was affirmed, per curiam, without, in our opinion,
adequate discussion of the assignment of errors or the merits
of substantial and important issues raised on appeal by
the School Board and the Board of Commissioners of the
City of Chattanooga. The Commissioners were the taxing
authority; however, the Board of Commissioners was not
made a party initially, but has since been made a party
to the judgment without affording it an opportunity to
question the merits of the case.
No consideration was given to the supplemental record
certified to this Court by the District Court indicating
substantial changes in conditions affecting the school sys
tem, brought about by mobility of both white and black
families, which changes in our judgment impel a remand for
consideration before we place our stamp of approval on the
District Court’s opinions.
We consider it right to say preliminarily that, in our
view, no decision of the United States Supreme Court has
held that in ail events and without reference to the good
faith and good conduct of the involved school or other state
or municipal authorities, there must always be bussing to
bring about a mix of the races. Goss v. The Bel. of Educ. of
the City of Knoxville, T en n .,--- F .2 d -----(6th Cir., No.
72-1766-1767, decided Mar. 29 1973).
In the case before us, the District Judge found that the
Chattanooga School Board was guilty of no bad faith and
that up to February 4, 1972, the Board had, in fact, estab
lished a unitary school system “within which no person is
70
to be effectively excluded from any school because of race or
color.” This was the command of Alexander• v. Holmes
County Board of Educ., 396 IJ.S. 19, 20 (1969).
The District judge ’s opinion dealing with the Chatta
nooga Board’s good faith (not reported) had this to say:
“This lawsuit has been in an area where the law
has been evolving, and the Court cannot say that the
defendants have acted in had faith in failing always to
perceive or anticipate that development of the lav/. For
example, in all of its orders entered prior to the de
cision of the United States Supreme Court in the case
of Green v. School Bd. of New Kent County, 391
U.S. 430 . . . (1968), this Court was itself of the opin
ion that genuine freedom of choice on the part of
students in school attendance was compliance with the
Equal Protection Clause of the Constitution. While
the Board has vigorously contested the plaintiff’s con
tentions at every stage of this lawsuit, it further ap
pears to the Court that when factual and legal issues
have been resolved, the Board has at all times com
plied or attempted to comply in good faith with the
orders and directions of the Court.” (Emphasis added) .
There seems now to have developed a view that since
Swann v. Charlotte-Mecklenburg Bd. of Educ., 402 U.S.
1 (1971), nothing other than bussing will satisfy the
original command of Brown I and Brown II. This is not
so. In the Swann decision the District Court found that
the school authorities there involved had flouted the Brown
commands. His opinion cannot be read as other than a
finding that the school authorities were deliberately main
taining de jure segregation. The opposite is true in Chatta
nooga. Swann did no more than affirm the District Judge’s
finding of deliberate creation or perpetuation of de jure
segregation.
We do not read Swann as holding that the Constitution
requires that, black or white, a school child must now be
71
denied the right to attend the school of his choice — de
sirable because of its nearness to his place of residence, or
for any other circumstance prompting such choice — solely
because of the color of his skin. In our view such a holding
would collide with the commands of Brown I and Brown II,
347 U.S. 483 (1954) and 349 U.S. 294 (1955).
Can obedience to Brown I and Brown II be accomplished
only by imposition of an Attainder upon so many whose
only contribution to the wrongs sought to be alleviated
by Brown derives from the circumstance of their birth?
What will be the dimensions of such selective attainting
of some, but not others, among the groups that make up
our total society?
We have set out above that the District Judge believed
that in Chattanooga the schools had been desegregated
and that a unitary system had been established. We have
affirmed such holding. Mapp v. Board of Educ. of City of
Chattanooga, 373 F.2d 75 (1967) .
The District Judge then went on to say:
“This lawsuit has been in an area where the law
has been evolving and the Court cannot say that the
defendants have acted in bad faith in failing always to
perceive or anticipate that development of the law.”
Must every School Board now be expected, clairvoyantly,
to guess what new judicial device may be considered by
a District Judge to be a better way of serving desegrega
tion, and make fresh adjustments if such device is found
permissible by some appellate court? Across the nation,
especially in the cities, rapid population shifts have brought
about new concentrations of racial groups. Must the courts
be ready to move in with fresh commands and new rerout
ing of buses? The chaos that can be the result is forecast by
Chief Justice Burger’s language in Swann.
72
“ It does not follow that the communities served by
such systems will remain demographically stable, for
in a growing, mobile society, few will do so. Neither
school authorities nor district courts are constitutional
ly required to make year-by-year adjustments of the
racial composition of student bodies once the affirma
tive duty to desegregate has been accomplished and
racial discrimination through official action is elimi
nated from the system. This does not mean that
federal courts are without power to deal with future
problems; but in the absence of a showing that either
the school authorities or some other agency of the
State has deliberately attempted to fix or alter demo
graphic patterns to affect the racial composition of the
schools, further intervention by a district court should
not be necessary.” (Emphasis added.) (402 U.S. at 31,
32.)
We must therefore consider the issues raised on appeal.
I
T H E QUOTA SYSTEM
The District Court misconstrued recent decisions of the
Supreme Court as requiring racial quotas in the public
schools. It ordered “a racial ratio of not less than 30%
nor more than 70% of any race in each elementary school
within the system with but five exceptions . . . .” 329 F.
Supp. 1374, 1382. The five schools excepted therefrom
were found not to be imbalanced on account of past or
present discrimination. Similar quotas were ordered for
Junior High Schools. Senior High Schools are still under
consideration.
In our opinion, the decision in Swann v. Charlotte-Meck-
lenburg Board of Educ., 402 U.S. 1 (1971) , on which the
District Court relied, does not mandate the adoption of
73
quotas in each and every school in the system regardless of
where the children reside.
Mr. Chief Justice Burger, who wrote the opinion for
the Court said:
“ If we were to read the holding of the District Court
to require, as a matter of substantive constitutional
right, any particular degree of racial balance or mix
ing, that approach would be disapproved and we would
be obliged to reverse. The constitutional command
to desegregate schools does not mean that every school
in every community must always reflect the racial com
position of the school system as a whole.” (409 s
at 24).
In Winston-Salem,/Forsyth Bd. of Educ. v. Scott, 404
U S. 1221 (1971) , in an Opinion in Chambers, Chief Ju s
tice Burger, after quoting the above language from Swann,
stated:
“Nothing could be plainer, or so I had thought,
then Swann's disapproval of the 71%-29% racial com
position found in the Swann case as the controlling
factor in the assignment of pupils, simply because that
was the racial composition of the whole school system ”
(404 U.S. at 1228) .
Chief Justice Burger further said:
“The present status of the findings is not clear to
me, but the District Court on reconsideration follow
ing the remand seems to have thought that it was com
pelled to achieve a fixed racial balance reflecting the
composition of the total county system. The explicit
language of the Court’s opinion in Swann suggests
a possible confusion on this point. I do not attempt
to construe that language, but simply to recite it ver
batim: ‘The constitutional command to desegregate
schools does not mean that every school in every com
munity must always reflect the racial composition of
74
the school system as a whole.’ 402 U.S. at 24. (404
U.S. at 1230-1231) .
In Deal v. Cincinnati Bd. of Educ., 369 F,2d 55 (6th
Cir. 1966) , affirming 244 F.Supp. 572 (S.D. Ohio, 1965),
cert, denied, 389 U.S. 847, we stated:
“ Moreover, our refusal to restrict the school board
with a mathematically certain formula for the vin
dication of individual constitutional rights iŝ not an
innovation. The right to a trial by an impartial, fa il
ly selected jury, is well established in our law and it
has been protected against the same sort of disguised
racial discrimination that has been attempted in the
school desegregation cases. Eubanks v. State of Louisi
ana, 356 U.S. 584, 78 S.Ct. 970, 2 L.Ed.2d 991 (1958) ;
Smith v. State of Texas, 311 U.S. 128, 61 S.Ct. 164,
85 L Ed 84 (1940) ; Norris v. State of Alabama, 294
U.S. 587, 55 S.Ct. 579, 79 L.Ed. 1074 (1935) ; Ex parte
State of Virginia, 100 U.S. 339, 25 L.Ed. 6/6 (1879) ,
Strauder v. State of West Virginia, 100 U.S. 303, 25
L.Ed. 664 (1879).
However, it is equally clear that a defendant in a
criminal case is not constitutionally entitled to de
mand a proportionate number of his race on the jury
which is to try him nor on the venire or jury roll
from which petit jurors are to be chosen. Swain v.
State of Alabama, 380 U.S. 202, 208, 85 S.Ct. 824,
13 L Ed 2d 759 (1965) ; Akins v. State of Texas, 32d
U.S. 398, 403, 65 S.Ct. 1276, 89 L.Ed. 1692 (1945).
While the two situations may not be completely an
alogous, the potential dangers to a criminal defendant,
forced to face a racially imbalanced jury, are at least
as great as the intangible, often speculative injuries
threatening a student in a racially imbalanced school.
(369 F.2d at 61-62).
The trouble is that the quota system, which in our
75
judgment is alien to a free country, has been extended to
other fields and with discriminatory and disastrous results.1
We see no occasion for the District judge to rely on the
drastic order of Judge McMillan considered in Swann,
supra, or that of judge Merhige, reversed in Bradley.2
The District Court was obviously influenced by the fact
that the Supreme Court in Swann affirmed a very broad
order of District Judge McMillan. This appears from a
colloquy between the Court and counsel for the Board,
at the evidentiary hearing, as follows:3
“T H E CO U RT: Well, what is your question
about what they did? Did they or did they not ap
prove all of the procedures that had been followed in
the Mecklenburg case?
MR. W IT T : They placed great —
T H E CO U RT: Well, just answer my question,
did they or did they not approve every single pro
cedure followed in the Mecklenburg case.
MR. W ITT : Yes.
T H E CO U RT: So is there any question about
what they did?
MR. W ITT : Yes.” (Tr. 1693-19-20)
But the Supreme Court in Swann pointed out the back
ground of defiance by that Board which occasioned the
broad order:
“As the voluminous record in this case shows, the
predicate for the District Court’s use of the 71% —
1 Ross, “Why Quotas Won’t Work,” Reader’s Digest, Feb. 1973, page
51: “Current effort to atone for past discrimination against minori
ties is creating new victims by reverse discrimination. Can two
wrongs make a right?”
2 Bradley v. School Board of Richmond, 462 F. 2d 1058 (4th Cir.
1972), cert, granted, Jan. 15, 1973, 41 U.S.L. Week 3391.
3 See 83 Harvard Law Review 81, 82.
76
29% ratio was twofold: first, its express finding, ap
proved by the Court of Appeals and not challenged
here, that a dual school system had been maintained
by the school authorities at least until 1969: second,
its finding, also approved by the Court of Appeals, that
the school board had totally defaulted in its acknowl
edged duty to come forward with an acceptable plan
of its own, notwithstanding the patient efforts of the
District Judge, who, on at least three occasions, urged
the board to submit plans," (Emphasis added.) (Foot
notes omitted) (402 U.S. at 24) .
In our case, prior to the entry of the orders from which
these appeals had been taken, no child was excluded from
any school on account of color or race. I he District Court
found that the Board has acted in good faith and has at
all times “complied or attempted to comply with the or
ders and directions of the Court.” 1 he Board was not
in default. This distinguishes Swann.
The quota system results in the violation of the constitu
tional rights of innocent black children and white chil
dren in order to redress past violations of the constitu
tional rights of the plaintiffs. Both black and white chil
dren, without their consent or that of their parents, are
forced by judicial fiat to be transported away from their
homes and neighborhood schools to other strange places
and schools, solely because of the color of their skin. 1 hese
innocent children have committed no offense to justify such
treatment.4 Plaintiffs seem to recognize this fact because
one of the assignments of error in their appeal was their
claim that the District Court erred in ordering the closing
of black schools without ordering a sufficient number of
white schools closed. Plaintiffs’ brief states:
4 Many black people oppose forced bussing of their children. At
the National Black Political Convention, held in Gary, Indiana (March,
1972) mandatory bussing and school integration were condemned
as racist and as preserving a black minority structure.
77
“Thus, black youngsters will be required to leave
their neighborhoods to go to other schools for all
grades or for grades 1-3 in numbers disproportionate
to the numbers of blacks.” (Plaintiff-Appellants’ brief,
P- 30) .
There is no provision in the Constitution which can be
read as saying that the races must be mixed in each and
every school in the system, and no provision requiring that
white children be bussed away from their neighborhood
schools in the suburbs, to schools in the inner city, or
that black children must be bussed away from their neigh
borhood schools to schools in the suburbs, in order to
achieve a racial mixture or quota.
The Board can hardly be faulted for housing patterns
of a community or for the concentration of blacks in the
inner city, as these conditions exist in other cities through
out the country, regardless of the type of school system in
operation, i.e., whether de jure or de facto.
In his book, “Negroes In Cities,” Dr. Karl Taeuber states
that residential segregation exists “ regardless of the char
acter of local laws and policies and regardless of other forms
of discrimination.” He said substantially the same thing
in his article, “ Residential Segregation,” in the August,
1965 issue of Scientific American.
In Bradley v. School Board of City of Richmond, 462
F.2d 1058 at 1066, (4th Cir. 1972) , cert, granted, Jan.
15, 1973, 41 U.S.L.Week 3391, the Court said:
“ [T]he root causes of the concentration of blacks in
the inner city are simply not known . . . .”
And
“Whatever the basic causes, it has not been school
assignments and school assignments cannot reverse that
trend.”
78
It is, of course, popular to blame the Boards of Edu
cation for everything, but it is unfair to require the edu
cational system to dismantle this condition for which it
was in no wise responsible.
II
U N ITA RY SCHOOL SYSTEM
Unlike the District Court, we have experienced difficul
ty in understanding not only what constitutes a unitary
school system, but also what steps the Constitution requires
must now be taken to eliminate a de jure system and to
bring about a unitary system. Other Judges, legal scholars
and writers have had similar difficulty.5 We suggested in
Northcross that the Supreme Court had not defined a uni
tary school system. North-cross v. Board of Educ. of Mem
phis, Term. City Schools, 420 F.2d 546 (6th Cir. 1969) .
We were corrected in a concurring opinion written by Chief
Justice Burger, wherein he said:
“The suggestion that the Court has not defined a
unitary school system is not supportable. In Alexan
der v. Holmes County Bd. of Educ., 396 U.S. 19 (1969),
we stated, albeit perhaps too cryptically, that a uni
tary system was one ‘within which no person is to be
effectively excluded from any school because of race
or color.’ ” Northcross v. Bel. of Educ. of Memphis,
Tenn., 397 U.S. 232 at 236-7 (1970) . (Emphasis add
ed) .
Under this definition the School Board already had
achieved a unitary system long before the entry of the
orders from which the appeals were taken. While this did
not establish racial quotas, or a mixture in all of the
5 85 Harvard Law Review 3, 74, 76, 81, 83.
79
schools as desired by plaintiffs, no pupil was excluded from
any school on account of his color or race. This is all that
Brown I and Brown II ever contemplated,6 7 These de
cisions, in our judgment, did not envision the use of school
children to bring about an integration of the races.
TII
MAXIMIZING IN TEG R A TIO N
The District Court required the Board to establish that
it had taken affirmative action to “maximize integration”
in all feasible ways as required by Kelley7 and Robinson,8
The Supreme Court in Davis v. Board of School Comm’rs
of Mobile County, 402 U.S. 33 (1971) , held that “school
authorities should make every effort to achieve the great
est possible degree of actual desegregation, taking into ac
count the practicalities of the situation.” (402 U.S. at 37) .
We have not found where the Supreme Court has ever
required School Boards to “maximize integration” . The
difficulty is that the District Court may well have understood
the words to require integration of the races by fixed num
bers or quotas in each public school in the system, re
gardless of where the pupils live, and regardless of their
economic circumstances. This can be accomplished only by
extensive and expensive bussing and by violation of the
constitutional rights of both races.
If it is desirable to integrate the races, why not start
with adults, rather than to pick on defenseless school
children? Of course, it would take an Act of Congress to
6 Brown I, 347 U.S. 483 (1954); Brown II, 349 U.S. 294 (1955).
7 Kelley v. Metropolitan County Bd. of Educ. of Nashville & David
son County, 436 F.2d 856 (6th Cir. 1970).
8 Robinson v. Shelby County Bd. of Educ., 442 F.2d 255 (6th Cir.
1971).
80
compel adults to integrate. We doubt that Congress could
ever be persuaded to pass such legislation, and if it were
so persuaded, such law would clearly be unconstitutional, in
violation of the First Amendment which guarantees free
dom of association. N.A.A.C.P. v. Alabama, 357 U.S. 449
(1958).
In that case the Court denied enforcement of a state
contempt citation against the petitioner, which citation
was issued when petitioner refused to disclose its Alabama
membership list. The adverse effect on the membership
of disclosure of the roster of N.A.A.C.P. was, of course, some
what speculative. Yet the Court held that the importance
of the right of association was so great as to require pro
tection, stating:
“ . . . [S]tate action which may have the effect of
curtailing the freedom to associate is subject to the
closest scrutiny.” (357 U.S., at 460-461).
This principle was reaffirmed in Bates v. City of Little
Rock, 361 U.S. 516 (1960) . The language in the concur
rence of Mr. Justice Black and Mr. Justice Douglas, is
instructive.
“ . . . [W]e believe, as we indicated in United States
v. Rumely, 345 U.S. 41, 48, at 56 (concurring opin
ion) , that First Amendment rights are beyond abridg
ment either by legislation that directly restrains their
exercise or by suppression or impairment through ha
rassment, humiliation, or exposure by government.
One of those rights, freedom of assembly, includes of
course freedom of association; and it is entitled to no
less protection than any other First Amendment right
as N. A. A. C. P. v. Alabama, 357 U.S. 449, at 460,
and De Jonge v. Oregon, 299 U.S. 353, at 363, hold.
These are principles applicable to all people under our
Constitution irrespective of their race, color, politics,
or religion.” (Emphasis added) 361 U.S. at 528.
81
“All people” includes children.
It. should be pointed out that there is a marked differ
ence between voluntary bussing and induced or forced
bussing in the effect on the children involved and their
parents. No one can have any objection to the school
system’s furnishing voluntary transportation from the child’s
residence to the school nearest thereto. It is something
entirely different when the child, solely because of the
color of his skin, is assigned away from his neighborhood
school, by a court order, and is required to be transported
to another school (whether by his parents’ car or by in
duced bussing) some distance away from his home.
Brown I speaks of the feeling-of-inferiority effect on chil
dren as the result of discriminatory state action where the
children are not permitted to attend certain public schools
because of the color of their skin. This condition would
seem to persist still if children of both races are prohibited
by court order from attending schools nearest to their
residences, merely because of the color of their skin, and
are required to be taken elsewhere to school.
IV
BURDEN OF PROOF
Where a dual system has been maintained, the courts
have placed the burden of proof upon the School Board
to establish that present racial imbalances in a particular
school are not the result of past discriminatory actions, al
though the cases are not very clear as to just how or in
what manner the Board can ever meet such a heavy burden.
But in a case like ours, where the Board has always com
plied with the desegregation orders of the Court, and the
plaintiffs have filed motions for further relief whenever
new decisions have been announced expanding the rights
82
of plaintiffs in school desegregation cases, it would seem
to us to be only fair that plaintiffs should have the burden
to prove that they are entitled to such further relief. The
Board ought not to have the burden of disproving every
contention -which the plaintiffs may see fit to make in this
case. In our judgment the Court erred in placing on the
defendants the burden of proof in resisting plaintiffs’ mo
tion for further relief.
V
PRA C TIC A LITIES
In considering desegregation plans the District Court
must take into account the practicalities of the proposals.
These include the cost thereof, how such proposals may
affect the rights of the children involved in the assignments,
induced bussing, and the educational achievement of such
proposals.
Boards of Education do not have unlimited funds to
adopt any program which they please. Funds can be raised
by taxation and appropriation. In the present case the
Board of Education does not have the power to levy taxes
or to appropriate funds to carry out its programs. Only
the Board of Commissioners of the City has such power and
authority. That Board was not made a party to the case
in the District Court until after the desegregation orders
had been entered by the Court. We would assume that
the Board of Commissioners has already appropriated the
funds for the 1972-73 school year. If so, we do not know
how an expenditure of $500,000 for buses would affect
operation of the schools. The District Court has not or
dered the Board of Commissioners to appropriate funds to
provide for transportation of pupils, and we do not con
sider in this appeal the question whether it has the power
83
to enter any such order. The Board of Commissioners is
entitled, on remand, to a hearing on all issues of the case
before any order is entered against it.
We would not affirm the District Court’s opinions, but
would remand for an evidentiary hearing to consider the
changed circumstances and to proceed not inconsistent with
this opinion.
The District Court also should consider Title VIII of
the Education Amendments of 1972, and its prohibition
against the use of funds appropriated by Congress for
bussing.
In our judgment a quota system can discriminate invidi
ously in favor of one race against other races. Such a
system can lower the quality of education and educational
achievement, and instead of bringing harmony and good will
between the races can polarize them.