Boykins v. Fairfield Board of Education Petition for a Writ of Certiorari to the United States Court of Appeals for the Fifth Circuit

Public Court Documents
January 1, 1974

Boykins v. Fairfield Board of Education Petition for a Writ of Certiorari to the United States Court of Appeals for the Fifth Circuit preview

Date is approximate.

Cite this item

  • Brief Collection, LDF Court Filings. Boykin v. Alabama Brief for the NAACP Legal Defense, and Educational Fund and the National Office for the Rights of the Indigent, as Amicus Curiae, 1968. 96d59290-ca9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/974d70f3-6701-48b9-af71-58cd790f21ab/boykin-v-alabama-brief-for-the-naacp-legal-defense-and-educational-fund-and-the-national-office-for-the-rights-of-the-indigent-as-amicus-curiae. Accessed July 19, 2025.

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    I s r  t h e

(Emtrt of %  lotto?* Status
October Term, 1968 

No. 642

E dward B oykin, J r., 

S tate of A labama,

Petitioner,

Respondent.

ON W RIT OF CERTIORARI TO T H E  SU PREM E COURT OF ALABAMA

BRIEF FOR THE N.A.A.C.P. LEGAL DEFENSE AND 
EDUCATIONAL FUND, INC., AND THE NATIONAL 
OFFICE FOR THE RIGHTS OF THE INDIGENT, AS 

AMICI CURIAE

J ack Greenberg 
J ames M. N abrit, III 
Michael Meltsner 
Melvyn Zarr 
J ack H immelstein

10 Columbus Circle
New York, New York 10019

A nthony’ G. A msterdam 
3400 Chestnut Street 
Philadelphia, Pa. 19104

Attorneys for the N.A.A.C.P. 
Legal Defense and Educational- 
Fund, Inc., and National Office 
for the Rights of the Indigent



INDEX

PAGE

Interest of the Amici Curiae.......................................  1

Opinions Below ........................................................... 10

Jurisdiction ........................ —....-......-........................  10

Questions Presented ........................................- ........ U

Constitutional and Statutory Provisions Involved .... 11

Statement ..................— ........ -................................- 12

A k g u m en t—

I. The Supreme Court of Alabama Erred in 
Affirming Boykin’s Convictions of Five Capi­
tal Offenses and Five Death Sentences Upon a 
Guilty Plea, Where the Record Does Not Show 
That the Trial Court Made Constitutionally 
Requisite Inquiry to Assure That the Plea 
Was Voluntary and Understanding .............. 16

II. Boykin’s Death Sentence Offends the Eighth
Amendment........ ..............................................  24

III. The Alabama Procedure Under Which Boykin 
Was Sentenced to Die in the Unregulated, 
Lawless Discretion of the Jury Violates the
Rule of Law Basic to Due Process.................  62

IV. Issues Not Presented .....................................  69

Conclusion 74



11

PAGE

Appendix A:—

Provisions of the Criminal Statutes of the Fifty 
American States Providing for the Punishment 
of Death ............... .............. ..............................

Appendix B:—

Opinions of the Supreme Court of California, 
in In Re Anderson and Saterfield ..................... lb

Table op Cases

page

Adderly v. Wainwright, M.D. Fla., No. 67-298-Civ-J 7, 9
Alabama v. Boykin, 281 Ala. 659, 207 So.2d 412......  10

Brookhart v. Janis, 384 U.S. 1 (1966) ................. . 17
Burgett v. Texas, 389 U.S. 109 (1967) ..................... 18

Carnley v. Cochran, 369 U.S. 506 (1962) ..............18,19,22
Chambers v. Florida, 309 U.S. 227 (1940) ....... .......... 17
Cline v. Frink Dairy Co., 247 U.S. 445 (1927) ..........  63
Cole v. Arkansas, 333 U.S. 196 (1948) ..................... 18
Connally v. General Construction Co., 269 U.S 385 

(1926) ......... .......................................................... 63

Cox v. Louisiana, 379 U.S. 536 (1965) ..................... 63

Dombrowski v. Pfister, 380 U.S. 479 (1965) ............. 63



Ill

PAGE

Domenica v. United States, 292 F.2d 483 (1st Cir.
1961) ................................. .....................................  23

Doughty v. Maxwell, 376 U.S. 202 (1964) .............. 18
Douglas v. Alabama, 380 U.S. 415 (1965) .............. 18
Dukes v. State, 248 S.C. 227,149 S.E.2d 598 (1966) .... 59

Foreella and Funicello v. New Jersey, O.T. 1968, No.
947 Misc................................................................ 6, 8, 9, 71

Freedman v. Maryland, 380 U.S. 51 (1965) .............. 63

Garner v. Louisiana, 368 U.S. 157 (1961) .................  20
Giaccio v. Pennsylvania, 382 U.S. 399 (1966) ..........  65, 66
Glasser v. United States, 315 U.S. 60 (1942) ..........  19

Hague v. C.I.O., 307 U.S. 496 (1939) ........................  67
Hamilton v. Alabama, 368 U.S. 52 (1961) .............. 20
Herndon v. Lowry, 301 U.S. 242 (1937) .................  63
Higgs v. State, 113 Ala. 36, 21 So. 353 (1897) ..........  12
Hill v. Nelson, N.D. Cal., No. 47318 ........................  9

In re Anderson and Saterfield, Cal. S.C. Crim. Nos.
11572, 11573, decided November 18, 1968 .............. 8, 9

In re Gault, 387 U.S. 1 (1967) ................................ 22
In re Kemmler, 136 U.S. 436 (1890) ........................  42

Johnson v. Virginia, O.T. 1968, No. 307 Misc......... 6,9,73
Johnson v, Ze'rbst, 304 U.S. 458 (1938) ...... ............. . 19



IV

PAGE

Louisiana ex rel. Francis v. Resweber, 329 U.S. 459
(1947) ........... ............. ...,....... -.... ...............-.... 42

Louisiana v. United States, 380 U.S. 145 (1965) ......... 63, 67

Machibroda v. United States, 368 U.S. 487 (1962) .... 18
Mathis v. New Jersey, O.T. 1968, No. 683 Misc.........6, 9, 73
Maxwell v. Bishop, 398 F.2d 138 (1968) .................  53
Maxwell v. Bishop, O.T. 1968, No. 622 .......6, 7, 9, 53, 72, 73
McCants v. Alabama, O.T. 1968, No. 937 Misc............  6, 9
McConnell v. Rhay and Stiltner v. Rhay, 37 U.S.L.

Week 3131 (U.S., Oct. 14, 1968) ........................  64
McElvaine v. Brush, 142 U.S. 155 (1891) .................  42
Mempa v. Rhay, 389 U.S. 128 (1967) ..................... 18, 64
Miranda v. Arizona, 384 U.S. 436 (1966) .............. 18
Morris v. State, 97 Ala. 82, 12 So. 276 (1893) ..........  12
Morrissette v. United States, 342 U.S. 246 (1952) .... 56

N.A.A.C.P. v. Button, 371 U.S. 415 (1963) .............. 63
Niemotko v. Maryland, 340 U.S. 268 (1951) .............. 67

O’Connor v. Ohio, 385 U.S. 92 (1966) .....................  18

Pennsylvania ex rel. Herman v. Claudy, 350 U.S. 116 
( 1956) ..................................... ................ ........................ -■................  18

People v. Love, 53 Cal. 2d 843, 350 P. 2d 705 (1960) .. 56, 67
People v. Oliver, 1 N. Y. 2d 152, 151 N.Y.S. 2d 367,

373, 134 N.E. 2d 197, (1956) ............................ ....... 56



V

PAGE

Pittman v. State, ---- - Tex.Crim.App. ----- , -----
S.W. 2d —  (1968) .............. ................... 3

Powell v. Alabama, 28 U.S. 45 (1932) ......... ...............  20

Reed v. United States, 291 F.2d 856 (4th Cir. 1961) 23
Robinson v. California, 370 U.S. 660 (1962) .............. 24, 36

Shelton v. United States, 356 U.S. 26 (1958) ............ 18
Skinner v. Oklahoma, 316 U.S. 535 (1942) .............. 66, 68
Smith v. Cahoon, 283 U.S. 552 (1931) ..................... 63
Speeht v. Patterson, 386 U.S. 605 (1967) .................  20, 64
Spencer v. Texas, 385 U.S. 554 (1967) ..................... 36
State v. Mathis, 52 N.J. 238, 245 A. 2d 20 (1968) .... 3
State v. Stewart, 255 N.C. 571, 121 S.E. 2d 355 (1961) 59
Stein v. New York, 346 U.S. 156 (1952) ...................  20
Swenson v. Bosler, 386 U.S. 258 (1967) .............18

Tigner v. Texas, 310 U.S. 141, 148-149 (1940) ..........  66
Trop v. Dnlles, 356 U.S. 86 (1958) .....24, 27, 32, 36, 41, 46, 55
Tunstill v. State, 33 Ala. App. 460, 34 So. 2d 857 

(1948) ................................................................... -  12

United States v. Jackson, 390 U.S. 570 (1968) ..........  18, 20
United States v. National Dairy Prods. Corp., 372 

U.S. 29 (1963) ............................ .... . 65

Von Moltke v. Gillies, 332 U.S. 708 (1948) .................. 19

Waley v. Johnston, 316 U.S. 101 (1942) ..................... 18



V I

PAGE

Weems v. United States, 217 U.S. 349 (1910) ..........  36, 42
Westbrook v. Arizona, 384 U.S. 150 (1966) .............. 19
Wilkerson v. Utah, 99 U.S. 130 (1878) ..................... 41
Williams v. Georgia, 349 U.S. 375 (1955) ............... . 21
Williams v. New York, 337 U.S. 241, 248 (1949) ......  56
Winters v. New York, 333 U.S. 507 (1948) .........   63
Witherspoon v. Illinois, 391 U.S. 510 (1968) ..........3, 5, 8, 9,

46, 64, 66

Yick Wo v. Hopkins, 118 U.S. 356 (1886) .......... ....... 67, 72

S tate S tatutes

Ala. Code, tit. 14, §415 (1959) ........ ................11,12, 37, 58
Alaska Stat.. §11.15.240 (1962) .......................■........ 59
Ariz. Rev. Stat. Ann. §13-643 (Snpp. 1967) ........... . 59
Ark. Stat. Ann. §41-3602 (1964) ............................  59

Cal. Pen. Code §§21a, 213 (West 1955) ..................... 59
C. Z. Code Tit. 6, §2361 (1963) ..... ,1.........................  59
Colo. Rev. Stat. Ann. §40-5-1 (Snpp. 1967) ..........  59-60
Conn. Gen. Stat. Ann. §53-67 (1960) ......................... 59

Del. Code Ann. tit. 11, §811 (1953) ........................  59
D. C. Code Ann. §22-2901 (1967) .........................  59

Fla, Stat. §813.011 (1965) .................. ........................  59



Vll

PAGE

Ga. Code Ann. §26-1901 (1968) ................................  59
Ga. Code Ann.. §26-2502 (Supp. 1967) ...............    58-59

Hawaii Eev. Laws §§306-8-11 (1955) ..................... 59-60

Idaho Code Ann. §18-6503 (1949) ....... ....................  59
111. Ann. Stat. Ch. 38 §§18-1, 2 (Smith-Hurd 1964) .... 59, 60
Ind. Ann. Stat. §10-4101 (1956) ................................ 59-60
Iowa Code Ann. §711.2, 3 (1950) ............................  59, 60

Kan. Gen. Stat. Ann. §§21-527, 528, 529 (1964) ............ 59, 60
Ky. Eev. Stat. §433.120 (1962) .................. ......... . 59
Ky. Eev. Stat. Ann. §§433.140, 150 (Supp. 1966) ...... 58,59

La. Eev. Stat. tit. 14 §64 (Supp. 1967) ......................  60
La. Eev. Stat. tit. 14 §65 (1951) .............    59

Me. Eev. Stat. Ann. tit. 17, §3401 (1964) .................  59
Md. Ann. Code art. 27 §§486, 488 (1957) ...................  59, 60
Mass. Gen. Laws Ann. ch. 265 §19 (1959) ............. 60
Mich. Comp. Laws Ann. §750.529 (1968) .................  59-60
Minn. Stat. Ann. §609.24 (1964) ...............................  59, 60
Miss. Code Ann. §§2364, 2367 (1957) ...................... 59
Mo. Ann. Stat. §§560.120, 135 (1953) ........................  58,60
Mont. Eev. Code Ann. §94-4303 (1949) ............ 60

Neb. Eev. Stat. §28-414 (1943) .......................MAI., 59
Nev. Eev. Stat. §§200.363, 380 (1967) 68



Vlll

PAGE

Nev. Rev. Stat. §200.380 (1967) ................................ 59
N. H. Rev. Stat. Ann. §585:18 (1955) ........................  59
N. J. Rev. Stat. §2A:141-1 (1937) ............................  59
N. M. Gen. Stat. §§40A-16-2.......................................  59
N. M. Gen. Stat. §40A-29-3 ...................................... 60
N.Y. Pen. Law §§160.05, 15 (1967) ........ ...................  59, 60
N. Y. Pen. Law §70.00 (1967) ...................................  59, 60
N.C. Gen. Stat. §14-2 (1953) .....................................  59
N.C. Gen. Stat. §14-87 (1953) ...................................  60
N. D. Cent. Code §§12-31-07-09 (1960) ..................... 60

Ohio Rev. Code Ann. §2901.12 (Page 1954) .............. 59
Okla. Stat. Ann. tit. 21, §§797, 799 (1958) .................  59
Okla. Stat. Ann. tit. 21, §801 (1958) ......................... 58
Ore. Rev. Stat. §163.280 (1967) ................................ 60
Ore. Rev. Stat. §163.290 (1967) ................................ 59

Pa. Stat. Ann. tit. 18, §4704 (1963) ..........................  59
Pa. Stat. Ann. tit. 18, §4705 (1963) ........................  60
P.R. Laws Ann. tit. 33, §§851, 853 (1956) .................  59

R. I. Gen. Laws Ann. §11-39-1 (1956) ........................  60

S. C. Code Ann. §§16-11 (1962)...................................  59
S. C. Code Ann. §16-333 (Supp. 1967) ....................... 60
S. C. Code Ann. §17-552 (1962) .................................  59



ix

PAGE

S. D. Code §§13.2601-03 (1939)...................................  59

Tenn. Code Aim. 39-3901 (Supp. 1968) ..................... 58, 59
Tex. Pen. Code art. 1408 (1948) ................................ 58, 60

Utah Code Ann. §§76-51-1-2 (1953) ........................  60

Ya. Code Ann. §18.1-90 (1960) .................................... 58
Ya. Code Ann. §18.1-91 (1960) ...................................  58, 59
Yt. Stat. Ann. tit. 13, §603 (1958) ............................  59, 60

Wash. Eev. Code Ann. §9.75.010 (1961) ...................  60
W. Ya. Code Ann. §61-2-12 (1966) ............................  59, 60
Wis. Stat. Ann. §943.32 (1958) .................................  59, 60
Wyo. Stat. Ann. §6-65 (1959) ...................................  59
Wyo. Stat. Ann. §6-66 (1959) ...................................  60

F ederal S tatutes

28 U.S.C. §1257(3) (1964) ................................... .....  10
28 U.S.C. §2255 (1964) .........................................-....  23
42 U.S.C. §1981 (1964) ............................................  7
Eev. Stat. §1977 (1875) ............................................  7

Other A uthorities

American Law Institute, Model Penal Code, §210.6
(P.O.D. May 4, 1962) ..............................................  66



X

PAGE

American Law Institute, Model Penal Code, Tent.
Draft No. 9 (May 8, 1959), Comment to §201.6..... 4

Ancel, The Problem of the Death Penalty, in Sellin, 
Capital Punishment (1967) ...................................  57

Barnes & Teeters, New Horizons in Criminology 
(3d ed. 1959) ..........................................................  31

Bedau, The Courts, The Constitution and Capital 
Punishment, 1968 Utah L. Bev. 201 (1968) ..........  57

Bedau, The Death Penalty in America (1964) ....8, 25, 27,45,
47, 48, 49, 52, 57, 58, 59, 60

Bedau, Death Sentences in New Jersey 1907-1960,
19 Rutgers L. Bev. 1 (1964) ........................ 7, 41, 52, 57

Bedau, The Issue of Capital Punishment, 53 Current 
History (No. 312) 82 (Aug. 1967) ..................... 25

Bedau, A Social Philosopher Looks at the Death 
Penalty, 123 Am. J. Psychiatry 1361 (1967) ..........  52, 57

Bok, Star Wormwood (1959) ......... ..................... . 30
Bye, Capital Punishment in the United States (1919) 25, 31

Calvert, Capital Punishment in the Twentieth Cen­
tury (3rd ed. 1928) .................................................. 57

Camus, Reflections on the Guillotine, in Resistance, 
Rebellion and Death (1961) ..........26, 29, 31, 32, 33, 34, 35

Canada, J oint Committee oe the S enate and H ouse 
op Commons on Capital P u nishm ent , B epoet 
(1956) 57



XI

PAGE

Capital Punishment: Material Relating to Its Pur­
pose and Value (compiled by Hon. Guy Favreau, 
Canadian Minister of Justice) (Queen’s Printer, 
Ottawa, 1965) ........................................................... 35

Chessman, Trial by Ordeal (1955) ......   30
108 Cong. Rec. 3300-3305, 87th Cong., 2d Sess. 

(March 1, 1962) .....................................................  60

Darrow, A Comment on Capital Punishment, in
Laurence, a History of Capital Punishment (1960) 35

Dawtry, The Abolition of the Death Penalty in 
Britain, 6 Brit. J. Crim. 183 (1966) ..................... 25

DiSalle, Comments on Capital Punishment and Cle­
mency, 25 Ohio St. L.J. 71 (1964) ........................  7

DiSalle, The Power of Life and Death (1965) ..........  30
Dostoyevsky, The Idiot (Modern Library, 1935) .... 34
Duffy & Hirshberg, 88 Men and 2 Women (1962) .... 29, 50,

51, 57

Eshelman, Death Row Chaplain (1962) ..................... 30

Filler, Movements to Abolish the Death Penalty in
the United States, 284 Annals 124 (1952) .............. 32

Garfinkel, Research Note on Inter- and Intra-Racial 
Homicides, 26 Social Forces 369 (1949) .............. 52

Gerald H. Gottlieb On Capital Punishment (Center 
for the Study of Democratic Institutions, 1967,
6, reprinted in 72 Case & Comment (No. 4) (July- 
Aug. 1967) ..............................................................  33



Xll

PAGE

Hartung, Trends in the Use of Capital Punishment,
284 Annals 8 (1952) ...........................................41,49,52

Johnson, Selective Factors in Capital Punishment,
36 Social Forces 165 (1957) ..............................  7,52

Johnson, The Negro and Crime, 271 Annals 93
(1941) .....................................................................  52

Knowlton, Problems of Jury Discretion in Capital 
Cases, 101 IT. Pa. L. Rev. 1099 (1953) .............. 49

Koestler, Reflections on Hanging (Amer. ed. 1957) 27,46, 57
Koestler & Rolph, Hanged by the Neck (1961) ..28,45, 56, 60

Lawes, Life and Death in Sing Sing (1928) .............. 30
Lawes, Twenty Thousand Years in Sing Sing

(1932) ....................................................................7,48,50
Lewis, The Sit-In Cases: Great Expectations, 1963 

Supreme Court Review 101 ...................................  62

Mattick, The Unexamined Death (1966) ...... 41, 51, 57, 60
McGlehee & Hildebrand, eds., The Death Penalty 

(1964) .....................................................................  30

Movements to Abolish the Death Penalty in the 
United States, 284 Annals 124 (1952) .................  25

New Jersey Commission to Study Capital Punish­
ment, Report (1964) .........    57

New York Law Journal, Nov. 27, 1968 .....................  33
N ew  Y ork S tate, T emporary Commission on R evi­

sion op the P enal L aw and Criminal Code, S pe­
cial R eport on Capital P unishm ent  (1965) ........ 57



xm

PAGE

Note, 109 U. Pa. L. Rev. 67 (1960) ............................  62

Packer, Malting the Punishment Fit the Crime, 77 
Harv. L. Rev. 1071 (1964) ...................................  25,67

Patrick, The Status of Capital Punishment: A World 
Perspective, 56 J. Crim. L., Crim. & Pol. Sci. 397 
(1965) ....................................................... ..............  42, 60

Pennsylvania, Joint Legislative Committee on Capi­
tal Punishment, Report (1961) .............................. 52,57

Phillipson, Three Criminal Law Reformers (1923).... 25
President’s Commission on Law Enforcement and 

Administration of Justice, Report (The Challenge 
of Crime in a Free Society) (1967) ..............42, 43, 52, 58

Radzinowicz, A History of English Criminal Law
and Its Administration from 1750 (1948) ..........  25, 57

Royal Commission on Capital Punishment 1949-1953, 
Report (H.M.S.O. 1953) [Cmd. 8932] ...... 29,56,57,58

Scott, The History of Capital Punishment (1950) .... 25
Sellin, Capital Punishment (1967) .....................57, 58, 60
Sellin, The Death Penalty (1959), published as an 

appendix to American Law Institute, Model 
Penal Code, Tent. Draft No. 9 (May 8, 1959)
15 ............................. ...........................................26,41,57

Sellin, The Inevitable End of Capital Punishment, in 
Sellin, Capital Punishment (1967) ........................  41, 58

Statement by Attorney General Ramsey Clark, be­
fore the Subcommittee on Criminal Laws and 
Procedures of the Senate Judiciary Committee,



XIV

PAGE

on S. 1760, To Abolish the Death Penalty, July 2,
1968, Department of Justice Release................. 26, 50, 57

Tuttle, The Crusade Against Capital Punishment in 
Great Britain (1961) ..........................................  25, 31

United Nations, Department of Economic and Social 
Affairs, Capital Punishment (ST/SOA/SD/9-10)
(1968) ........................................... 27,41,42,49,52,58,61

United States Department of Justice, Bureau of 
Prisons, National Prisoner Statistics, No. 42, Ex­
ecutions 1930-1967 ................................... 43, 44, 51, 52, 54

United States Department of Justice, Federal Bureau 
of Investigation, Uniform Crime Reports (Crime 
in the United States), 1967 (released August 27,
1968) .......................................................................  40

United States Senate, Sub-Committee on Criminal 
Laws and Procedures of the Committee on the 
Judiciary, Hearings on S. 1760, to Abolish the 
Death Penalty (Unprinted Report of Proceedings,
March 20, 1968) .................................  3q

West, Louis J., M.D., “A Psychiatrist Looks at the 
Death Penalty,” Paper presented at the 122nd 
Annual Meeting of the American Psychiatric As­
sociation, Atlantic City, New Jersey, May 11,
1966 .... ~ -....... .. .................... .........,...........,....27, 30, 50

Wolfgang, Kelly & Nolde, Comparison of the Ex­
ecuted and the Commuted Among Admissions to 
Death Row, 53 J. Grim. L., Crim. & Pol. Sci. 301 
(1962) ..................................................... ....8, 52, 53



I n  the

Ihtpron* Olmtrt rtf tbr Ittttrfr States
October Term, 1968 

No. 642

E dward B oykin, J r.,
Petitioner,

State of A labama,
Respondent.

ON W RIT OE CERTIORARI TO T H E  SU PREM E COURT OE ALABAMA

BRIEF FOR THE N.A.A.C.P. LEGAL DEFENSE AND 
EDUCATIONAL FUND, INC., AND THE NATIONAL 
OFFICE FOR THE RIGHTS OF THE INDIGENT, AS 

AMICI CURIAE

Interest of the Amici Curiae

The N.A.A.C.P. Legal Defense and Educational Fund, 
Ine., is a non-profit corporation, incorporated under the 
laws of the State of New York in 1939. I t was formed to 
assist Negroes to secure their constitutional rights by the 
prosecution of lawsuits. Under its charter, one of its pur­
poses is to provide free legal assistance to Negroes suffer­
ing injustice by reason of race who are unable, on account 
of poverty, to employ legal counsel.1 For many years, the

1 The Fund’s charter was approved by a New York court, au­
thorizing the organization to serve as a legal aid society. It is en­
tirely independent of other organizations, and is supported by 
contributions from the public.



2

Fund’s attorneys have represented in this Court and the 
lower courts persons charged with capital crimes, partic­
ularly Negroes charged with capital crimes in the Southern 
States.

A central purpose of the Fund is the legal eradication 
of practices in our society that bear with discriminatory 
harshness upon Negroes and upon the poor, deprived, and 
friendless, who too often are Negroes. To further this 
purpose, the Fund in 1965 established a separate corpora­
tion, the National Office for the Rights of the Indigent 
(NORI), having among its objectives the provision of 
legal representation to the poor in individual cases and 
the advocacy before appellate courts of changes in legal 
doctrine which unjustly affect the poor.2

The long experience of Fund attorneys in the handling 
of death cases has led us to the view—confirmed by the 
studies of scholars8 and more recently by empirical re­
search undertaken under the Fund’s auspices4—that capital 
punishment is administered in the United States in a 
fashion that consistently makes racial minorities, the de­
prived and downtrodden, the peculiar objects of capital 
charges, capital convictions, and sentences of death. Our 
experience has convinced us that this and other grave 
injustices are referable in part to fundamental char­
acteristics of the death penalty as an institution in modern 
American society,6 and in part to common practices in its

2 NORI’s income has been initially provided by a grant from the 
Ford Foundation.

3 See note 50 infra.
4 See pp. 52-53 infra.
6 See pp. 41-61 infra,



3

administration which depart alike from the standards of 
an enlightened criminal justice6 and from the minimum

6 In virtually every State today, the death penalty is admin­
istered by a set of procedures which, to say the least, are strikingly 
unfair to the accused and likely to produce extreme arbitrariness 
in the selection of the men to be killed. We summarize those 
procedures:

(1) On voir dire examination, persons having conscientious 
scruples against the imposition of capital punishment are excused 
for cause from the trial jury. Of course, this Court’s decision in 
Witherspoon v. Illinois, 391 U.S. 510 (1968), disallowed one com­
mon form of “death-qualifying” capital juries. But Witherspoon 
has been given a very narrow reading by the state courts in its 
application to pre-Witherspoon trials, e.g., State v. Mathis, 52 N.J. 
238, 245 A.2d 20 (1968); Pittman v. State, Tex Crim. App., No. 
41,393, decided July 24,1968; and death-qualification proceedings in 
forms not explicitly outlawed by the square Witherspoon holding 
have been practiced in virtually all of the state courts of which we 
are aware in trials held since Witherspoon. The immediate effects of 
this practice are several. First, it indirectly achieves what the 
States are forbidden directly to achieve: the systematic limitation 
of racial and other minority groups and of women—populations 
disproportionately characterized by death scruples. Second, it de­
livers over the administration of justice in trials for the most 
serious crimes known to our society, bearing the most serious penal 
exaction that human society can levy against a defendant, to an 
unrepresentative sub-group of the community, comprising its most 
punitive, atavistic and uncompassioned members. Third, in the 
process of voir dire questioning by which the jury is death-quali­
fied, it reinforces the very attitudes of punitiveness and uncompas­
sion by which the jurors allowed to serve are natively characterized, 
driving home the message that any principled, ideologically-derived 
determination against the death sentence for the offense on trial is 
forbidden to the jury, and, indeed, that the attitudes of mercy and 
compassion which may undergird such a determination are legally 
disfavored and morally unfit.

(2) The capital case is then tried to the jury so selected, which 
determines both the question of guilt and that of punishment. 
Ordinarily, these two determinations are made simultaneously—by 
the traditional “single-verdict” procedure, as distinguished from 
the two-staged, “split-verdict” procedure used in a handful of 
jurisdictions. Under this single-verdict procedure, the jury hears



4

requirements of fairness and even-handedness fixed by the 
Constitution of the United States for proceedings by which

all the evidence bearing on guilt or on punishment before retiring 
to decide the guilt question, then returns with a single verdict 
which adjudges guilt or innocence and fixes the punishment for 
guilt at death or something less. There is no separate hearing on 
the question of sentencing, and no opportunity—other than the 
guilt trial—-to present to the jury evidence of the defendant’s char­
acter and background, pertinent to the death-life choice. At the 
guilt trial, the prosecution is usually forbidden to open up, in its 
case in chief, matters relating to the defendant’s character and 
background. The defendant may open up the character question, 
subject to rebuttal by prosecution evidence of bad character, 
damningly prejudicial on the guilt determination. And, of course, 
the defendant may make a personal appeal for mercy—may per­
sonally address those persons who hold his life in their hands—- 
only by taking the stand generally, thereby waiving the Privilege 
against Self-Incrimination. This is a practice that, as the Reporters 
of the Model Penal Code have noted, forces the capital defendant 
to a “choice between a method which threatens the fairness of the 
trial of guilt or innocence and one which detracts from the ra­
tionality of the determination of sentence.” Amebican Law In­
stitute, Model Penal Code, Tent. Draft No. 9 (May 8, 1959), 
Comment to §201,6, at p. 74. Specifically, the defendant is whip- 
sawed between his Constitutional Privilege and his right to present 
evidence that is requisite to rational sentencing choice. A defendant 
who believes that he has any chance of acquittal of a capital charge 
will often choose to avoid prejudicing that chance by expansion of 
the trial record into background and character matters that make 
him appear guilty—he will, in short, exercise the Privilege. Under 
single-verdict procedure, the result frequently is that capital sen­
tencing is done by a jury that knows next to nothing about the 
person of the defendant, and has not even heard him speak in favor 
of his life.

(3) But the jury is not merely deprived of factual information 
essential to a reasoned sentencing decision. It is also deprived of 
any sort of legal standards or guidelines for making the decision. 
Under ubiquitous American capital trial procedure, the decision 
between the death penalty and lesser alternatives to it is required 
to be made by the jury in its unguided, unfettered and unre view- 
able disci etion —according to whatever whims or urges may move 
it. This most momentous of human decisions is unlike any other 
made by-a jury in a purportedly legal proceeding: it,js not made 
pursuant to rules of law or within the limitations of any sort of 
regular, uniform or generalized doctrines or principles. Rather it



5

human life may he taken. Finally, we have come to appre­
ciate that in the uniquely stressful processes of capital 
trials and direct appeals, ordinarily handled by counsel 
appointed for indigent defendants, many pressures and 
conflicts may impede the presentation of effective attacks 
on these unfair and unconstitutional7 practices; and that

is avowedly ad hoc, ex post facto and—because it neither does nor 
need respond to any rational conception of punishment or sanc­
tioning—wholly arbitrary. Little wonder that, in the actual admin­
istration of capital sentencing, jurors have been shown to use this 
lawless discretion lawlessly, and to discriminate racially, for ex­
ample, in sentencing men to death. See pp. 51-53 infra.

(4) The jury’s sentencing decision is not ordinarily judicially 
revisable. It is, of course, subject to correction by the exercise of 
executive clemency; but this sort of gubernatorial dispensation is 
administered still more irregularly than the jury’s decision itself. 
Procedures for the clemency determination are unformulated; 
standards to guide it are non-existent; and, by this stage, the con­
demned man is usually indigent, unrepresented and legally help­
less. See note 8 infra. Political and other considerations neverthe­
less do bring about a substantial number of commutations; and, at 
the conclusion of the process of a Nation’s administration of capital 
justice for any year, only a few random, arbitrarily selected men 
are put to death. Their executions are as futile and purposeless as 
they are unusual and arbitrary. For there is simply no evidence 
that capital punishment serves any legitimate end or purpose of 
the criminal law—deterrence, incapacitation, reformation—which 
lesser exactions do not; and the very strong weight of expert opin­
ion vigorously denies that it does. See n. 53 infra. Whatever 
penal efficacy the death penalty might have if regularly, uniformly 
and fairly administered in all cases where it was allowed by law 
is nullified by its actual rare and haphazard application, see pp. 
41-61 infra, with the result that the penalty is left altogether with­
out redeeming social value.

7 The specific constitutional claims to which the procedures de­
scribed in footnote 6, supra, give rise may be briefly characterized 
as follows:

(1) The systematic exclusion of death-scrupled jurors under 
practices not condemned outright by Witherspoon v. Illinois, 391 
U.S. 510 (1968), nevertheless offends the Constitution because (i) 
it deprives capital defendants of a trial by a jury that is a cross- 
section of the Community, in violation of the Sixth Amendment 
and the Due Process and Equal Protection Clauses of the Four-



6

in the post-appeal period, such attacks are grievously 
handicapped by the ubiquitous circumstances that the in­

teen th ; and (ii) it results in a biased and prosecution-prone jury, 
unable to accord the defendant a fair trial on the issue of guilt, in 
violation of the Due Process Clause. See Petition for Certiorari, 
m Forcella and Funicello v. New Jersey, O.T. 1968, No 947 Misc 
pp. 69-74, 80-85.

(2) The practice which commits the sentencing decision in capital 
cases to the undirected, unlimited and unreviewable discretion of 
the jury violates the rule of law basic to the Due Process Clause. 
See Petition for Certiorari, Johnson v. Virginia, O.T. 1968, No. 
307 Misc., pp. 12-16; Petition for Certiorari, McCants v. Alabama, 
O.T. 1968, No. 937, Misc., pp. 15-20; Petition for Certiorari, Max­
well v. Bishop, O.T. 1968, No. 622, pp. 58-65. See also Part III, 
infra, of this brief.

(3) The single-verdict procedure whereby a trial jury in a
capital case simultaneously hears evidence pertinent to guilt and 
to sentencing, and returns a single verdict speaking to both issues, 
is constitutionally deficient because (i) it compels the defendant to 
a choice between his _constitutional right of allocution (and to 
present evidence requisite to rational sentencing choice) and his 
Privilege against Self-Incrimination, and (ii) it results in an unfair 
trial on either the guilt issue, or the sentencing issue, or both. 
See Petition for Certiorari, Johnson v. Virginia, supra, pp. 17-23; 
Petition for Certiorari, Maxwell v. Bishop, supra, pp. 65-74; Peti­
tion for Certiorari, Mathis v. New Jersey, O.T. 1968, No 683 Misc 
pp. 45-55. ’

. W  Capital punishment is a cruel and unusual punishment 
within the condemnation of the Eighth Amendment as incorporated 
into the Fourteenth, because (i) it involves brutal and unneces­
sary physical and psychological cruelty; (ii) is abhorrent to 
civilized standards of decency; and (iii) is justified by no rational 
purpose of society, at least where it is administered (iv) as a rare 
and unusual penalty, (v) invoked in the unconfined, uninformed 
and arbitrary discretion of the sentencer, and (vi) under proce­
dures which fail to assure considered and rational judgment by 
the sentencer of circumstances in mitigation and the absence of 
circumstances in aggravation that would render imposition of the 
death sentence cruel and unusual on the facts of particular cases. 
These issues, in contention in several litigations in the lower courts, 
are of course broader than those discussed in Part II, infra, of 
this brief.

(5) In many States, it can be empirically demonstrated that sen­
tencing juries have utilized the unfettered discretion given them in 
capital sentencing by discriminating racially in the imposition of



7

mates of the death rows of this Nation are as a class im­
pecunious, mentally deficient, unrepresented and therefore 
legally helpless in the face of death.8 Common state prac-

death sentences. In these States, where there can be shown a long- 
continued pattern and practice of applying the sentence of death 
with extreme disproportionate frequency against Negro defendants 
convicted of offenses (particularly rape) against white complainants 
or victims, such Negro defendants are denied the equal protection 
of the laws guaranteed by Rev. Stat. §1977 (1875), 42 TJ.S.C. 
§1981 (1964), and by the Fourteenth Amendment. See Petition for 
Certiorari, Maxwell v. Bishop, supra, pp. 9-33, 35-58.

8 Recently, in connection with the case of Adderly v. Wainwnght, 
M.D. Fla., No. 67-298-Civ-J, described infra, Fund lawyers were 
authorized by federal court order to interview all of the condemned 
men on death row in Florida. The findings of these court-ordered 
interviews, subsequently reported by counsel to the court, indicated 
that of 34 men interviewed whose direct appeals had been con­
cluded, 17 were without legal representation (except for purposes 
of the Adderly suit itself, a class action having as one of its pur­
poses to declare their constitutional right to the appointment of 
counsel) ; 11 others were represented by volunteer lawyers asso­
ciated with the Fund or the ACLU; and in the case of two more, 
the status of legal representation was unascertainable. All 34 men 
(and all other men interviewed on the row) were indigent; the 
mean intelligence level for the death row population (even as 
measured by a nonverbal test which substantially overrated mental 
ability in matters requiring literacy, such as the institution and 
maintenance of legal proceedings) was below normal; unrepre­
sented men were more mentally retarded than the few who were 
represented; most of the condemned men were, by occupation, un­
skilled, farm or industrial laborers; and the mean number of years 
of schooling for the group was a little over eight years (which does 
not necessarily indicate eight grades completed). These findings 
parallel both those of scholars who have undertaken to describe the 
characteristics of the men on death row, e.g., Bedau, Death Sen­
tences in New Jersey 1907-1960, 19 Rutgers L. Rev. 1 (1964); 
Johnson, Selective Factors in Capital Punishment, 36 Social F orces 
165 (1957), and of officials experienced in dealing with death-row 
inmates, e.g., DiSalle, Comments on Capital Punishment and 
Clemency, 25 Ohio St. L.J. 71, 72 (1964) : “I want to emphasize 
that from my own personal experience those who were sentenced 
to death and appeared before me for clemency were mostly people 
who were without funds for a full and adequate defense, friendless, 
uneducated, and with mentalities that bordered on being defective.” 
Accord: Lawes, Twenty Thousand Years in Sing Sing (1932)



8

tice makes no provision for the furnishing of legal counsel 
to these men.9

For these reasons, amici Legal Defense Fund and NORI 
have undertaken a major campaign of litigation challenging 
the death penalty as a cruel and unusual punishment, and 
assailing on federal constitutional grounds several of the 
most vicious common practices in its administration.10

302, 307-310. And even within this deprived group, racial minor­
ities are the objects of especial deprivation. It has been found, 
for example, that Negroes are significantly less able than whites 
to procure the stays necessary for pursuit of legal remedies (as 
measured by median time between sentence of death and execu­
tion), McCafferty, The Death Sentence, 1960, in Bedatj, The 
Death Penalty in America (1964) [hereafter cited as Bedatj], 
90, 95-96, one factor that doubtless contributes to the significantly 
greater success of whites than Negroes in having death sentences 
commuted, e.g., Wolfgang, Kelly & Nolde, Comparison of the Ex­
ecuted and the Commuted Among Admissions to Death Bow, 53 
J. Crim. L., Crim. & P ol. Sci. 301 (1962).

9 Just last month, in a litigation presented by Fund attorneys 
claiming the right of indigent condemned men to assistance of 
counsel during the post-appeal period, the Supreme Court of Cali­
fornia “determined that the appointment of counsel to represent 
indigent defendants in capital cases in all proceedings between the 
termination of their state appeals and their execution, such as 
petitions for certiorari, habeas corpus petitions to state and federal 
courts, applications for executive clemency and the conduct of 
sanity hearings where indicated, will best serve the cause of justice, 
the interests of the defendants and this court. Counsel will be 
appointed routinely in the future in all such cases as a matter of 
policy.” In re Anderson and Saterfield, Cal. S.C., Crim. Nos. 
11572, 11573, decided November 18, 1968, p. 24b, infra. In New Jer­
sey, the State Public Defender has announced his obligation to pro­
vide similar representation for all indigent condemned men in that 
State. See the Petition for Certiorari, in Forcella and Funicello 
v. New Jersey, O.T. 1968, No. 947 Misc., p. 5, n. 1. We know of no 
other State in which adequate provision is made for the post-con­
viction representation of indigent condemned men.

10 See the Brief Amicus Curiae of the N.A.A.C.P. Legal Defense 
and Educational Fund, Inc., and the National Office for the Rights 
of the Indigent, in Witherspoon v. Illinois, O.T. 1967, No. 1015 and 
Bumper v. North Carolina, O.T. 1967, No. 1016, pp. 12-14 n. 30.



9

Fund and NOBI attorneys, with the cooperation of other 
lawyers, instituted class actions on behalf of the approxi­
mately 60 condemned men on death row in Florida (Ael­
derly v. Wainwright, M.D. Fla., No. 67-298-Civ-J) and 
the more than 80 condemned men on death row in Cali­
fornia (Hill v. Nelson, N.D. Cal., No. 47318; In re Ander­
son and Saterfield, Cal. S.C., Crim. Nos. 11572, 11573), 
which have resulted in interlocutory class stays of execu­
tion for all men under sentences of death in both States.11 
In addition to the 140 inmates represented in these class 
actions, our attorneys have major responsibility for han­
dling almost half a hundred pending cases of men sen­
tenced to death in ten other States, and are cooperating 
with, or providing services to, attorneys handling half a 
hundred more across the country. Counsel for amici have 
pending on petitions for certiorari in this Court, inter alia, 
the following death cases: Maxwell v. Bishop, O.T. 1968, No. 
622; Johnson v. Virginia, O.T. 1968, No. 307 Misc.; Mathis 
v. New Jersey, O.T. 1968, No. 683 Misc.; McCants v. Ala­
bama, O.T. 1968, No. 937 Misc.; Forcella and Funicello v. 
New Jersey, O.T. 1968, No. 947 Misc. In each of these 
cases, at least one issue involved in the present Boykin 
case is presented.

The issues raised in Boykin are of literally vital signif­
icance to the more than 400 men on death row in the

11 On November 18, 1968, the California Supreme Court delivered 
its opinions in the Anderson and Saterfield cases, rejecting by a 
4-3 vote all federal constitutional attacks on the death penalty in 
California. The court vacated Anderson’s and Saterfield’s death 
sentences for constitutional error in the selection of their trial 
juries under Witherspoon v. Illinois, 391 U.S. 510 (1968), however; 
and its previously issued stay of execution for all condemned men 
in the State remains in effect at this date. See Appendix B infra.

The numbers of condemned men in California and Florida are 
given as of this time, not as of the time of initiation of the respec­
tive lawsuits.



10

United States, an increasing number of whom (now amount­
ing to over half their total number) we directly or indi­
rectly represent. The lives of each of these men may 
well turn on what the Court decides and says—or does 
not decide or does not say—in the present case. For this 
reason, we respectfully present on their behalf our views 
upon the case before the Court. The parties have con­
sented to the filing of this amicus curiae brief, and copies 
of their letters of consent will be submitted to the Clerk 
with the brief.

Opinions Below

The several opinions of the Justices of the Supreme 
Court of Alabama affirming by a divided court Edward 
Boykin’s conviction and sentence of death are reported at 
281 Ala. 659, 207 So.2d 412. They are found in the Appendix 
[hereafter cited App.......] at 36-41.

Jurisdiction

The judgment of the Supreme Court of Alabama was en­
tered on February 8, 1968, App. 42. Rehearing was denied 
by order of March 7, 1968, App. 43. The petition for certio­
rari was filed on June 4, 1968, and was granted by order of 
October 14, 1968, App. 46. Jurisdiction of this Court rests 
on 28 U.S.C. §1257(3) (1964).



11

Questions Presented12

1. Whether the Supreme Court of Alabama erred in af­
firming Boykin’s capital conviction and sentence of death 
upon a guilty plea, where the record does not reflect that 
the trial court made appropriate inquiry to assure that 
the plea was voluntary and understanding as required by 
the Fifth and Fourteenth Amendments?

2. Whether Boykin’s sentence of death for the crime of 
simple robbery, upon this record, violates the prohibition 
against cruel and unusual punishments contained in the 
Eighth and Fourteenth Amendments?

3. Whether Alabama’s practice of permitting the trial 
jury absolute discretion, uncontrolled by standards or di­
rections of any kind, to choose between the punishments 
of death or imprisonment for the crime of robbery violates 
the rule of law fundamental to the Due Process Clause of 
the Fourteenth Amendment?

Constitutional and Statutory Provisions Involved

The case involves the Fifth, Eighth and Fourteenth 
Amendments to the Constitution of the United States,

It also involves Code oe A labama, tit. 14, §415 (1959), 
which is as follows:

“Any person who is convicted of robbery shall be 
punished, at the discretion of the jury, by death, or by 
imprisonment in the penitentiary for not less than ten 
years.”

12 At pp. 69-73 infra, we note several other issues that may ap­
pear to lurk in the ease but are not, in our judgment, presented 
by it.



12

Statement

Edward Boykin, Jr., was charged in five separate indict­
ments, filed in the Circuit Court of Mobile County, Ala­
bama, with the crime of robbery. App. 1, 36. Under Ala. 
Code, tit. 14, §145 (1959), set out at p. 11, supra, simple 
robbery is punishable by death or by imprisonment for not 
less than ten years, in the discretion of the jury. Section 
415 fixes the penalty for the crime of robbery but does not 
define it; the elements of simple robbery are defined in 
Alabama by the common law.13 Pursuant to the common- 
law definition, each indictment charged Boykin with felo­
niously taking a sum of money from the person of a named 
complainant against the complainant’s will, by violence to 
the complainant’s person or by putting the complainant in 
such fear as unwillingly to part with the money. App. 1.

July 11, 1966, Boykin was interrogated by the court and 
found to be unrepresented and indigent. He said he did 
not want counsel, but the court deemed counsel necessary 
and appointed a lawyer. App. 2-3. July 14, Boykin ap­
peared with appointed counsel for arraignment on the five 
robbery charges, pled guilty to each, and was remanded 
for sentencing. The minute entry for this date consists of 
eleven lines reciting his appearance, the presence of his 
lawyer, and his plea. App. 4. Unlike the minute entry of 
July 11, it does not reflect that Boykin was addressed or 
questioned by the court, or that he said a word.

September 30, 1966, Boykin’s five robbery charges were 
presented to a jury for trial and sentencing on his guilty 
pleas. App. 4-5. The prosecution presented seven witnesses 
who testified concerning the events of five robberies com-

13 See Morris v. State, 97 Ala. 82, 12 So. 276 (1893); Eiggs v. 
State, 113 Ala. 36, 21 So. 353 (1897); Tunstill v. State, 33 Ala 
App. 460, 34 So.2d 857 (1948).



13

mitted in Mobile between April 23 and May 8, 1966. Each 
identified Boykin as the robber. In each of the five rob­
beries, Boykin was apparently armed with a gnn. Three 
times he had an accomplice; twice he did not. Three times 
he did not fire his gun; once he fired a warning shot that 
hit no one; once he fired a shot that ricoehetted and hit a 
girl in the leg. The sole witness to this last episode testi­
fied that she did not think Boykin intended to shoot the 
girl. App. 20, 21. The amounts taken in the robberies 
ranged from $140 to $373.14

In general, the prosecution witnesses gave terse eyewit­
ness descriptions of the several robberies. Cross examina­
tion was minimal. The defendant did not testify and pre­
sented no witnesses. No evidence was proffered or received 
relating to the defendant’s character or background. In 
short, the jury knew’ nothing about Edward Boykin except 
his conduct during five robbery episodes, each lasting a few 
minutes, occurring within a period of about two weeks. The 
court’s entire charge was as follows:

14 The five robberies were as follows:
On April 23, the Dairy Castle was robbed. Witnesses were Mr. 

Smith (App. 22) and Mr. Hersh (App. 24). About $209 was taken. 
The robber was alone. He had a gun, did not fire it.

On May 3, a service station was robbed. Witness was Mr. Pugh 
(App. 29). About $158 was taken. The robber had an accomplice. 
He had a gun, did not fire it.

On May 5, a general store was robbed. Witness was Mr. Camp­
bell (App. 25). About $140 was taken. The robber had an ac­
complice. He had a gun, did not fire it.

On May 6, a drug store was robbed. Witness was Mrs. Fawcett 
(App. 16). About $363 was taken. The robber had an accomplice. 
He had a gun, fired a shot which ricoehetted from the floor and hit 
a girl in the leg. Mrs. Fawcett thought the shot was fired to 
frighten, without intention to hit the girl.

On May 8, Pak-a-Sak was robbed. Witnesses were Mr. Loper 
(App. 11) and Mr. Weaver (App. 13). About $262 was taken. The 
robber was alone. He had a gun, fired a warning shot in leaving. 
The shot struck the ceiling, fell back hitting no one.



14

“ T h e  C o u r t : Some of you gentlemen were on the 
jury yesterday, but I ’ve got to briefly restate the law 
as to what robbery is. This defendant has plead guilty 
to robbery in five separate and independent cases. Now 
robbery, once again gentlemen, is the felonious taking 
of money or goods of value from another against his 
will and without his permission by violence or by put­
ting him in fear. That boils it down in a nut shell just 
what robbery is. Now, it carries from ten years min­
imum in the penitentiary to the supreme penalty of 
death by electrocution. I ’ll have the forms for you in 
just about one minute. One form has been written up 
here. If you decide not to give death by electrocution, 
of course, the form on the indictment you can use that. 
On the other hand, gentlemen, there will be a form— 
I’ll send it to you in the jury room—where if the jury 
finds the defendant guilty of the offense of robbery 
as charged in the indictment and fixes the penalty at 
death by electrocution. You will have that form. You 
can use either one form or the other when you arrive 
at your verdict.” (App. 32.)

When it arrived at its verdict, the jury used the death 
forms. It thereby found Edward Boykin guilty of five 
robberies and sentenced him severally to die for each. 
App. 32-33. Judgment of five death sentences was en­
tered. App. 4-5, 33.15

On appeal, the Supreme Court of Alabama affirmed the 
death sentences. An opinion having the concurrence of

16 This judgment of September 20 was technically defective, in 
that the judge “inadvertently” failed to fix the execution date as 
required by law. App. 34. Accordingly, the sentence was set aside 
the same day, App. 5-6, and Boykin was resentenced on Septem­
ber 21, App. 6-8, 34-35. The proceedings on this latter date were 
formal and added nothing of substance to what had gone before.



15

four Justices rejected Boykin’s claim that he had been 
subjected to cruel and unusual punishment forbidden by 
the federal Constitution. App. 36, 37-39. The opinion made 
mention of none of the other federal claims urged in 
Boykin’s behalf. Three Justices dissented and voted to 
reverse the five judgments of death because the record 
did not show that Boykin’s plea of guilty to five capital 
charges had been made knowingly and understandingly, 
App. 40-41. A fourth Justice, whose concurrence was neces­
sary to the affirmance, addressed this issue in a separate 
opinion which expressly denied that “when a defendant 
pleads guilty in a capital case the record must affirmatively 
show that the trial judge did not accept the guilty plea 
until after determining that the plea was voluntarily and 
knowingly entered and that the defendant fully realized 
and was competent to know the consequences of such a 
plea.” App. 39-40. The plurality opinion for affirmance 
did not discuss this point.



16

ARGUMENT

I.
The Supreme Court of Alabama Erred in Affirming 

Boykin’s Convictions of Five Capital Offenses and Five 
Death Sentences Upon a Guilty Plea, Where the Record 
Does Not Show That the Trial Court Made Constitu­
tionally Requisite Inquiry to Assure That the Plea Was 
Voluntary and Understanding.

The issues of widest importance in this case, and those in 
which amici are principally interested, are the questions 
whether Edward Boykin’s sentence of death for simple rob­
bery violates the Eighth and Fourteenth Amendment pro­
hibition against cruel and unusual punishments (discussed 
in Part II, infra, of this brief), and whether its imposition 
in the unfettered discretion of a jury, which was empowered 
by Alabama law to choose between the penalties of death 
and imprisonment arbitrarily, capriciously, for any reason, 
or for no reason, violates the rule of law basic to the Due 
Process Clause (discussed in Part III, infra). We must note 
at the outset, however, that in our view the judgment of 
conviction and sentence below cannot be sustained on this 
record consistently with the Constitution, and that reversal 
is required for a reason quite independent of the two im­
portant issues presented relating to the validity of the 
death penalty. That reason may be briefly stated: the rec­
ord below does not show compliance with requirements of 
the Fifth and Fourteenth Amendments in the taking of 
Boykin’s guilty plea.

Three days after the first appointment of counsel, this 
indigent defendant was arraigned on five separate capital 
charges and pleaded guilty to all of them. These circum­
stances alone are cause for the gravest concern. In the



17

absence of some deal or understanding that excludes the 
death penalty, it is simply inconceivable that—on three 
days total time to investigate five distinct robbery charges— 
a plea could be entered which exposes the defendant to 
electrocution. One cannot say, and cannot imagine, what 
could have been in the mind of Boykin or his appointed law­
yer. The record contains not one word concerning the cir­
cumstances of the plea, except that Boykin was in court and 
also “Thereupon in open court on this day, Defendant’s 
Attorney, Evan Austill, was in court.” App. 4. No inquiry 
was put on the record as to whether the plea was entered 
understandingly or ignorantly, freely or under inducement. 
The inference is strong that no such inquiry was made, for 
the minute entry reciting Boykin’s plea reflects no interro­
gation of the defendant by the court, while a similar minute 
entry on the occasion of Boykin’s earlier appearance for 
appointment of counsel relates in detail questions put by 
the court and answers by Boykin. App. 2-3, 4. On the date 
of his plea, there is no indication that the court addressed 
Boykin, or that he himself said anything. For aught that 
appears, the judicial confessions by which his life became 
forfeit were made on his behalf without his personal par­
ticipation. Cf. Brookhart v. Janis, 384 U.S. 1 (1966). As 
this Court said in another connection: “To permit human 
lives to be. forfeited upon confessions thus obtained would 
make of the constitutional requirement of due process a 
meaningless symbol.” Chambers v. Florida, 309 IJ.S. 227, 
240 (1940).

We submit that the Constitution will brook no such sum­
mary procedure for the taking of a guilty plea in a capital 
case. Boykin’s plea constituted, of course, a waiver of his 
rights to contest guilt and to insist that, the prosecution 
prove him guilty at a trial. These are federal rights, secured 
by both the Fifth Amendment Privilege against Self-In­
crimination and the Fourteenth Amendment guarantee of



18

due process. See United States v. Jackson, 390 U.S. 570 
(1968); Pennsylvania ex rel. Herman v. Claudy, 350 U.S. 
116 (1956); Cole v. Arkansas, 333 U.S. 196, 201 (1948). The 
question of their effective waiver is therefore governed by 
federal standards. E.g., Douglas v. Alabama, 380 U.S. 415 
(1965); O’Connor v. Ohio, 385 U.S. 92 (1966). Those stand­
ards are designed to give adequate and practical protection 
to the underlying federal right—protection which requires, 
in the case of the guilty plea, assurance that the plea is un­
derstanding and voluntary. E.g., Waley v. Johnston, 316 
U.S. 101 (1942); Machibroda v. United States, 368 U.S. 487 
(1962); and see Shelton v. United States, 356 U.S. 26 (1958) 
(mem).

Miranda v. Arizona, 384 U.S. 436 (1966), exemplifies the 
procedural protections with which this Court has sur­
rounded the Privilege and which govern its waiver. Sig­
nificantly, Miranda holds that a prosecutor cannot intro- 
due an accused’s station-house confession until the prose­
cution has affirmatively spread on the record all of the 
prerequisites for a valid waiver of the Privilege. This 
holding marked an enlargement of the accused’s safeguards 
in the station house, hut it was no constitutional innovation. 
Well before Miranda, the Court had insisted that the waiver 
of federal constitutional rights in judicial proceedings ap­
pear affirmatively on the record. Carnley v. Cochran, 369 
U.S. 506 (1962); Doughty v. Maxwell, 376 U.S. 202 (1964) 
(mem). That rule continues to be applied. See Swenson v. 
Bosler, 386 U.S. 258 (1967); Burgett v. Texas, 389 U.S. 109, 
114-115 (1967); Mempa v. Rhay, 389 U.S. 128 (1967) 
(Mempa’s case).

Specifically, Carnley v. Cochran, supra, declares that: 
“Presuming waiver from a silent record is impermissible.” 
369 U.S. at 516. If that is true of the Sixth Amendment 
right to counsel involved in Carnley, it must be equally true



19

of the Fifth and Fourteenth Amendment rights surren­
dered by a guilty plea. The reasons, in each case, for re­
quiring that the circumstances relied upon to constitute a 
waiver of vital federal rights appear affirmatively on the 
record are the same. For where either a waiver of counsel 
or a guilty plea is received in open court, only the affirma­
tive assumption by the trial judge of responsibility to bring 
out the facts surrounding the waiver or the plea can protect 
the accused’s constitutional interests. This is so because in 
both cases the very circumstances that would render the 
waiver or the plea unconstitutional—ignorance, incompre­
hension, coercion, terror, inducements—would also operate 
to cover up any appearance of unconstitutionality, and to 
stifle the accused’s ability to complain of it.

It is no accident that this Court has repeatedly stressed 
the affirmative duty of a trial judge to make adequate in­
quiry of the accused before accepting a waiver of counsel. 
“This protecting duty imposes the serious and weighty re­
sponsibility upon the trial judge of determining whether 
there is an intelligent and competent waiver by the accused.” 
Johnson v. Zerbst, 304 U.S. 458, 465 (1938); Von Moltke v. 
Gillies, 332 U.S. 708, 722-723 (1948) (plurality opinion); 
Carnley v. Cochran, supra, 369 U.S. at 514-515; Westbrook 
v. Arizona, 384 U.S. 150 (1966). No less stringent duty, 
surely, devolves upon the judge taking a guilty plea. “Upon 
the trial judge rests the duty of seeing that the trial is con­
ducted with solicitude for the essential rights of the ac­
cused.” Glasser v. United States, 315 U.S. 60, 71 (1942). 
In a guilty-plea case, the plea is the trial, and special con­
siderations call for the court’s special solicitude.

In the first place, an accused who enters a plea wants it 
to be accepted—whether or not this desire is the product of 
ignorance, inducements or fears. It is not then in his in­
terest, nor that of his lawyer, to raise matters which will



20

.arouse suspicion, and possibly “queer” the taking of the 
plea. Unless the judge makes affirmative inquiry, no pro­
tection is afforded the accused by the proceeding.

Second, the plea is the be-all and the end-all of the ac­
cused’s right to defend. Once it is accepted, his guilt is 
determined; and the only remaining question concerning 
the guilt determination is whether the plea was valid. On 
this dispositive question, the accused has the right to an 
adequate record, and to such appellate review as the State 
affords. Denial of an adequate record for review would it­
self be a denial of due process. Garner v. Louisiana, 368 
U.S. 157, 173 (1961); Specht v. Patterson, 386 U.S. 605, 610 
(1967). But, as a practical matter, for the reasons we have 
stated no such record can be made unless the presiding 
judge undertakes to make it.

We do not say that a plea of guilty could not constitu­
tionally be taken in traffic court in the manner in which 
Boykin’s plea was taken. The matter would be more ques­
tionable if the plea were to a minor misdemeanor. But in 
a capital case, surely, fitting federal standards for the 
waiver of the federal right to contest guilt demand some­
thing more. For, as this Court recognized in United States 
v. Jackson, 390 U.S. 570 (1968), the pressures of a capital 
charge exert unique stress on the accused to waive his rights 
upon the inducement, or in the mistaken hope that he will 
thereby avoid the death sentence. Also, it can hardly be 
denied that what is at stake for the accused facing death 
demands the utmost solicitude of which courts are capable. 
More than ordinary care in the handling of death cases has 
long been the constitutional rule. For its varying exempli­
fications, see, e.g., Powell v. Alabama, 287 U.S. 45 (1932); 
Hamilton v. Alabama, 368 U.S. 52 (1961); Stein v. New 
York, 346 U.S. 156, 196 (1952). “The differentiation be­
tween capital and non-capital offenses is the basis for dif-



21

ferentiation in law in diverse ways in which the distinction 
becomes relevant.” Williams v. Georgia, 349 U.S. 375, 391 
(1955). We submit that it is plainly relevant where a judge 
takes an accused’s guilty plea to five capital charges with 
no more concern for his protection than would attend a plea 
to a vehicle-code violation.

We might add—although we think the point hardly nec­
essary—that there is demonstrably nothing to be said 
against a requirement that a judge who takes a capital plea 
in open court must establish on the record the prerequisites 
to its validity. Objectors to Miranda have complained, at 
least, that legitimate police investigative practices were im­
peded by the rules laid down in that decision. But no one 
has ever supposed that it is a legitimate judicial practice, 
or one in the interest of the State, to take ignorant or in­
voluntary pleas of guilty in a death case. There is, indeed, 
hardly even an interest of convenience in permitting the 
judge to take his pleas without inquiry, for inquiry is a 
simple enough matter in most cases. Here it might well 
have taken little longer than the time consumed by the 
court’s belated and futile inquiries: “do you have anything 
to say as to why the sentence should not be imposed,” re­
peated five times at the prosecutor’s instance just before 
the entry of the five judgments of death that capped Ed­
ward Boykin’s unexamined plea. App. 34-35.

For all of these reasons, we submit that the three dis­
senting Justices below were plainly right, as a matter of 
federal constitutional law, in concluding that the “judg­
ments in these five death cases should be reversed and the 
causes remanded to the trial court because the record does 
not disclose that the defendant voluntarily and understand­
ing^ entered his pleas of guilty.” The plurality opinion 
below does not speak to the point,, and the. only explanation 
for the affirmance by the Supreme Court of Alabama on 
this record is that offered in the special concurring opinion



22

of Justice Lawson. App. 39-40.16 Justice Lawson rejects the 
view of the dissenters because they “presume that the trial 
judge failed to do his duty.” App. 40. Unhappily, it is in 
the nature of a silent record that one can draw conclusions 
from it only by presuming one thing or another ; and the 
contrary presumption—that the trial judge did do his duty 
—is firmly foreclosed by Carnley v. Cochran, supra.

Justice Lawson takes the position, alternatively, that 
there is no need for the trial judge who accepts a guilty plea 
to put on record his inquiries into the constitutional requi­
sites of the plea because the defendant who complains of 
the plea can later “raise all of [his] . . . questions in a peti­
tion for writ of error coram nobis. In such a proceeding, of 
course, the petitioner would be required to produce evidence 
in support of his contentions.” App. 40. We can see no 
virtue whatever to a plea-taking procedure that would cast 
the burden of determining the validity of guilty pleas en­
tirely on the post-conviction courts. Cf. In re Gault, 387 
U.S. 1, 58 (1967). But, however this may be, the principle 
proposed by Justice Lawson as a rule to govern waiver of 
Fifth and Fourteenth Amendment rights has two over­
whelming vices which require its rejection here. First, even 
in a non-capital case it throws an unacceptable burden on 
the accused.

16 There seems to be no question that the issue was properly be­
fore the Supreme Court of Alabama. Four of the seven Justices 
of that court expressly addressed it on the merits, and the re­
maining three, who kept silent about it, did not suggest that it was 
not presented. In the nature of things it is implausible to suppose, 
and therefore impermissible to demand, that a challenge to the 
validity of a guilty plea be made in the trial proceedings where 
the plea is taken. As we have said in the text, supra, the principal 
reason for imposing a constitutional obligation upon the presiding 
judge to inquire into the validity of the plea before accepting it is 
that the defense is in no position to object to the taking of a plea 
which—whether for valid or invalid reasons—the defendant and 
his lawyer are eager to have the court accept.



23

“Nor is it an answer to say that he may counter 
such presumptions on collateral attack by showing 
—if he can—that he had not [validly waived his fed­
eral constitutional right]. . . .  To cast such a burden 
on the accused is wholly at war with the standard of 
proof for waiver which we laid down in Johnson v. 
Zerbst. . . . ” (Carnley v. Cochran, supra, 369 U.S., at 
514.)

Second, it is indefensibly callous with regard to the pecu­
liar plight of the capital accused. Alabama practice—like 
that in most States17—affords an indigent condemned man 
no right to the appointment of counsel beyond the stage 
of the direct appeal. There is therefore no assurance that 
a coram nobis or other post-conviction petition will ever 
be filed, or that the accused will survive long enough to 
file it. A man in Boykin’s position, whose guilty pleas 
have never been examined by any court prior to the ter­
mination of his appeal, is promised an examination if, 
unaided, he can get a stay of execution and bring his claims 
to court, upon proper allegations, before the State kills 
him. We suggest that such a scheme is constitutionally 
intolerable.18

17 See notes 8, 9 supra.
18 This Court need not now decide what would be the remedy if, 

in a post-conviction proceeding, a petitioner demonstrated that his 
plea of guilty to a capital charge was taken without the constitu­
tionally requisite inquiry. See the decisions holding that, in federal 
post-conviction proceedings under 28 TJ.S.C. § 2255 (1964), a show­
ing of non-compliance with Fed. Rule Grim. Pro. 11 in the taking 
of a guilty plea casts the burden of proof on the Government to 
show retrospectively that the plea was voluntary and understand­
ing, but does not per se require the vacating of the plea. Domenica 
v. United States, 292 F.2d 483 (1st Cir. 1961); Reed v. United 
States, 291 F.2d 856 (4th Cir. 1961). The present case is before 
this Court not on collateral attack, but on direct review. If there 
was error below, by federal constitutional standards, as we submit 
there obviously was, the judgment of the Alabama Supreme Court 
affirming Boykin’s conviction and sentence cannot stand, and must 
be reversed.



24

II.
Boykin’s Death Sentence Offends the Eighth Amend­

ment.

We come to the question whether Edward Boykin’s 
sentence of death by electrocution for simple robbery vio­
lates the Eighth Amendment prohibition of cruel and un­
usual punishment.19

We venture to suggest that the answer to that question 
would appear easy enough to a student of Anglo-American 
history and contemporary culture, untrained in the law. 
If he were told that the Eighth Amendment contained a 
“basic prohibition against inhuman treatment,” that its 
underlying concept was “nothing less than the dignity of 
man,” that the Amendment was designed to assure that 
the state’s punishing power “be exercised within the limits 
of civilized standards,” and that “the Amendment must 
draw its meaning from the evolving standards of decency 
that mark the progress of a maturing society,” 20 we sub­
mit that he could only conclude the Eighth Amendment 
forbade court-ordered killings of human beings, long after 
their apprehension and incarceration, as a punishment 
for the crime of robbery in Twentieth Century America.

He would come to the same conclusion if he were told, 
less elegantly, that “the question inherent in the eighth 
amendment [is]: is what the legislature has done, how-

19 That prohibition restrains the States by virtue of the Due 
Process Clause of the Fourteenth Amendment. Robinson v. Cali­
fornia, 370 U.S. 660 (1962).

20 The quoted passages are all from Trop v. Dulles, 356 U.S. 86, 
100-101 (1958) (plurality opinion of the Chief Justice).



25

ever rationally supportable it may be, too offensive to 
stomach!” 21

The considerations which would affect the thinking of 
our hypothetical non-legal scholar are not, of course, 
legally dispositive, but they are also not legally irrelevant. 
We enumerate a few of them as a means of framing 
systematically what we see as the legal nub of this case:

(1) Our scholar would look first at history; and, ac­
customed to the adage that the lessons of history are 
never clear, he would be surprised. For the lesson of 
Anglo-American history is clear beyond all mistaking that 
the advance of civilization has been marked precisely by 
the progressive abandonment of the death penalty. Our 
scholar would examine the course of England from the 
“bloody code” of the Eighteenth and Nineteenth Centuries 
to nearly total legal abolition in the mid-Twentieth, and 
the parallel history of the United States abutting, as we 
shall see, in virtually total abolition de facto.22 Such 
an examination could only reinforce his intuitive sense

21 Packer, Making the Punishment Fit the Crime, 77 H arv. L. 
Rev. 1071, 1076 (1964).

22 Concerning the English experience, see P hillipson , Three 
Criminal L aw Reformers (1923); R adzinowicz, A H istory of 
E nglish Criminal L aw and I ts A dministration F rom 1750 
(1948); Scott, The  H istory of Capital P unishment (1950); 
Tuttle, Th e  Crusade A gainst Capital P unishm ent  in  Great 
B ritain (1961). Final abolition (except for a few obscure crimes 
for which the death penalty is not in fact used) came on October 28, 
1965. See Dawtry, The Abolition of the Death Penalty in Britain, 
6 B rit. J. Crim . 183 (1966).

Concerning the American experience, see Bye, Capital P u nish ­
ment in  the  United States (1919); B edau, The  D eath P enalty 
in  A merica (1964) [hereafter cited as Bedau], chaps. 1-2; Filler, 
Movements to Abolish the Death Penalty in the United States, 284 
A nnals 124 (1952). The most recent developments—legal aboli­
tion in Oregon, Vermont, Iowa, West Virginia, and (with some re­
servations) New York—are reported in Bedau, The Issue of Capi­
tal Punishment, 53 Current H istory (No. 312) 82 (Aug. 1967).



26

that society’s ceasing to use death as a punishment for 
crime is—in Albert Camus’ phrase—“a great civilizing 
step.” 23 Is this intuition not frankly obvious! Can any­
one who thinks about it as a human being—(we postpone 
for a moment the more subtle task of legal judgment)— 
doubt the rightness of the same insight recently voiced 
by the Attorney General of the United States: “Surely 
the abolition of the death penalty is a major milestone in 
the long road up from barbarism” ? 24

(2) Our scholar would notice the history of thought as 
well as the history of events, and would be struck by the 
conceptions and ideals with which opposition to, and sup­
port for, the death penalty have respectively been long 
associated:

“ . . . the struggle about this punishment has been 
one between ancient and deeply rooted beliefs in retri­
bution, atonement or vengeance on the one hand, and, 
on the other, beliefs in the personal value and dignity 
of the common man that were born of the democratic 
movement of the eighteenth century, as well as beliefs 
in the scientific approach to an understanding of the 
motive forces of human conduct, which are the result 
of the growth of the sciences of behavior during the 
nineteenth and twentieth centuries.” 25

23 Camtjs, Reflections on the Guillotine, in R esistance, R ebel­
lion and D eath (1961) 173 [hereafter cited as Camus], at 232.

24 Statement by Attorney General Ramsey Clark, Before the Sub­
committee on Criminal Laws and Procedures of the Senate Judi­
ciary Committee, on S. 1760, To Abolish the Death Penalty, July 2, 
1968, Department of Justice Release, p. 2.

26 Sellin , The  D eath P enalty (1959), published as an appen­
dix to A merican L aw I nstitute, Model P enal Code, Tent. Draft 
No. 9 (May 8, 1959) 15. This work is hereafter cited as Sellin  
(1959).



27

(This is not to say, of course, that no one does or can 
support the death penalty for other reasons than belief 
in retribution, atonement or vengeance; but it is signifi­
cant that these beliefs have been historically the main­
stays of support for the institution of capital punishment, 
while the movement for abolition has been spearheaded 
by concerns derived from conceptions of “the dignity of 
man,” Trop v. Dulles, 356 U.S. 86, 101 (1958) (plurality 
opinion of the Chief Justice).)

(3) A related perception focuses upon the professional 
identification of those who have traditionally opposed, or 
supported, capital punishment:

“In the first place, it will be noticed that, among 
the leading authorities in penal science, the supporters 
of abolition appreciably outnumber those who favour 
the retention of capital punishment. The specialists 
of the social sciences, criminologists, sociologists, 
penologists, psychologists, doctors and writers on 
social science and criminology are, in their great 
majority, abolitionists. The supporters of capital pun­
ishment, apart from a number of political figures and 
persons holding high public office, are generally jurists 
with a traditional training and judges.” (U n ited  Na­
tio n s , D epa r t m e n t  op E conom ic  and S ocial A ffa ir s , 
Ca pita l  P u n is h m e n t  (ST/SOA/SD/9-10) (1968)
[hereafter cited as U n it e d  N a tio n s] 64.26

(Again, we postpone for later discussion the complicated 
question why judges, particularly, as distinguished from 
students of the human sciences and of penology, should

26 Accord: id., at 124; B e d a u  122-123; Louis J. West, M.D., “A 
Psychiatrist Looks at the Death Penalty,” Paper Presented at the 
122nd Annual Meeting of the American Psychiatric Association, 
Atlantic City, New Jersey, May 11, 1966 [hereafter cited as West], 
p. 2. And see K o e s t l e r , R e f l e c t io n s  o n  H a n g in g  (Amer. ed. 1957) 
[hereafter cited as Koestler] 21-40.



28

be numbered strongly among the historical supporters of 
the death penalty.)

(4) Our suppositious scholar, of course, would also give 
attention to what is really involved in the execution of 
a human being. He would have in mind Arthur Koestler’s 
admonition that the question of the cruelty of killing men 
is not one that gains clarity from being wrapped in 
abstractions.

“You could hardly have a nobler example of the 
true function of words, namely the partial conceal­
ment of fundamentals. The phrase ‘capital punish­
ment’ itself is a less obvious instance—less obvious 
because we have got so used to it. It means (in Eng­
land) disclocating a man’s neck by tying a six-foot 
rope around it and suddenly dropping him through 
a trap door with his arms and legs tied. If his neck 
happen not to break—it is certain at least to dislo­
cate—then he would strangle, which takes longer and 
turns his face dark blue. In either case he often defe­
cates, since people usually want to do this when they 
are frightened, and the huge shock to his nervous 
system when the rope tightens removes the last ves­
tige of self-control, together with the social need for 
it.

“This is not a nice picture and few of us care to 
be reminded of it. Many of us can think calmly 
enough of capital punishment, because the phrase 
embodies what The Times would call ‘a decent reti­
cence.’ The reticence has been growing decently for 
about a century, beginning in 1868 with the decision 
to hang people in private instead of making it a public 
spectacle.” ( K oestleb  & R o l p h , H anged by  t h e  N ec k  
(1961) 11-12.



29

Camus makes the point vividly: “The man who enjoys his 
coffee while reading that justice has been done would spit 
it out at the least detail.” C a m us  187.

In candor, we must say that this question of presenting 
the reality of capital punishment to the Court has given 
us deep concern in the writing of this brief. We would 
consider it both logically and legally absurd for the Court 
to deliberate the question whether Edward Boykin’s death 
was a cruel and unusual punishment in terms of such 
decorous abstractions as “capital punishment” and “the 
death penalty.” For a while we were inclined to append 
to the brief at the least a few descriptions of the methods 
of American executions by electrocution and by gas. (Lest 
the description just given by Koestler be thought wide of 
the mark, it should be recalled that the Royal Commission 
in 1953 recommended that England retain hanging as a 
means of legal execution, because it was more humane and 
certain than the American methods.27) But, as we prepared 
the materials for the appendix, we realized that their 
inclusion here would certainly cause us to be charged with 
sensationalism and an appeal to passion and repulsion. 
Such is the character of this institution of killing men 
that it forces one who attacks it legally either to describe 
with particularity what he is attacking, and be bitterly 
resented, or to keep silent about it, and risk being mis­
understood. Finally, we have decided to join in the general 
“decent reticence,” and to do no more than provide the 
Court with citations to descriptions of the methods of

27 R oyal Commission on Capital P unishm ent  1949-1953, Re­
port (H.M.S.O. 1953) [Cmd. 8932] [hereafter cited as R oyal 
Commission] 246-261, particularly at 256.



30

executions.28 Our hypothetical scholar would read these 
materials and he would conclude, with Dr. Louis J. West, 
that:

“The killing of a helpless captive is a brutally de­
grading experience. If only those who have partici­
pated in an execution could vote on the death penalty, 
it would be abolished tomorrow.” (West, at p. 2.)

(5) This last observation leads naturally to a connected 
one, the significance of our modern practice of secret 
executions, and to Justice Bok’s trenchant question: “Why 
is the State so ashamed of its process that it must kill at 
dead of night, in an isolated place, and on an unnamed 
day?” B ok, S tar W ormwood (1959) 197. Notwithstand­
ing that virtually the only argument made in support of 
the death penalty in the Twentieth Century is its efficacy 
as a general deterrent (an argument which we shall later 
note is factually unfounded),29 the men killed for deter­
rence’s sake today are killed clandestinely, out of public

28 D uffy  & H irshberg, 88 Men  and 2 W omen (1962) 68-70, 
100-106; L awes, L ife  and D eath  in  S ing S ing (1928) 162-190; 
M cGehee  & H ildebrand, eds., The  D eath P enalty (1964) 81-85; 
D i Salle, Th e  P ower of L ife and D eath (1965) 84-85; E shel- 
man , D eath R ow Chaplain  (1962) 26-29, 101-104, 159-164; 
Chessman, Trial bY Ordeal (1955) 195-202; Testimony of Clinton 
T. Duffy, in United States Senate, Subcommittee on Criminal Laws 
and Procedures of the Committee on the Judiciary, Hearings on 
S. 1760, To Abolish the Death Penalty (unprinted Report of Pro­
ceedings, March 20, 1968) [hereafter cited as Hearings], vol. 1, 
pp. 34-39.

29 See note 53 infra.



31

view.30 Camus’ forthright analysis of all that this implies 
is hardly refutable:

“As an example and for the sake of security, it would 
be wiser, instead of hiding the execution, to hold up 
the severed head in front of all who are shaving in 
the morning.

“Nothing of the sort happens. The State disguises 
executions and keeps silent about these statements and 
eyewitness accounts [describing the death scene]. 
Hence it doesn’t really believe in the exemplary value 
of the penalty, except by tradition and because it has 
never bothered to think about the matter. . . .  A law 
is being applied without being thought out and the 
condemned die in the name of a theory in which the 
executioners do not believe. If they believed in it, 
this would be obvious to all. But the publicity not 
only arouses sadistic instincts with incalculable re­
percussions eventually leading to another murder: it 
also runs the risk of provoking revolt and disgust 
in the public opinion. It would become harder to exe­
cute men one after another, as is done in our country 
today, if the executions were translated into vivid 
images in the popular imagination. . . . This is why

30 The first American State to abolish public executions was Penn­
sylvania, in 1834, see Filler, Movements to Abolish the Death Pen­
alty in the United States, 284 A nnals 124, 127 (1952), the year 
in which also Great Britain abolished gibbeting by 4&5 Will. IV, 
ehap. 26, §§ 1, 2. Public execution terminated in England in 1868, 
see Tuttle, Th e  Ckusade A gainst Capital P unishm ent  in  Great 
B ritain (1961), 20; and such executions were _ progressively out­
lawed in the United States throughout the Nineteenth Century, 
B ye, Capital P unishm ent  in  the  United States (1919) 6. The 
last public execution in the country seems to have occurred in Ken­
tucky in 1936. B arnes & Teeters, New  H orizons in  Criminology 
(3d ed. 1949) 307,



32

we must approve of the. position of Gambetta, who, 
as an adversary of the death penalty, voted against 
a bill involving suppression of publicity for executions, 
declaring: ‘If you suppress the horror of the spec­
tacle, if you execute inside prisons, you will smother 
the public outburst of revolt that has taken place of 
late and you will strengthen the death penalty.

“Indeed, one must kill publicly or confess that one 
does not feel authorized to kill. If society justifies 
the death penalty by the necessity of the example, it 
must justify itself by making the publicity necessary. 
It must show the executioner’s hands each time and 
force everyone to look at them—the over-delicate citi­
zens and all those who had any responsibility in 
bringing the executioner into being. Otherwise, society 
admits that it kills without knowing what it is saying 
or doing. Or else it admits that such revolting cere­
monies can only excite crime or completely upset 
opinion.” (C a m us  186-188.)

The relation between this practice of secret executions 
and the “evolving standards of decency that mark the 
progress of a maturing society,” Trop v. Dulles, supra, 
356 II.S. at 101, should be obvious. We hide our execu­
tions because we are ashamed to show them, because they 
make men sick. To jump ahead for a moment to consid­
eration of the matter in constitutional terms, one wonders 
whether this Court would sustain today a public execution 
as consistent with the Eighth Amendment? We suggest 
that it would not; that constitutional law as well as public 
sentiment would condemn such barbarous shows. Does 
hiding the matter of execution make it any the more con­
sistent with our constitutional, and publie standards of 
decency ? Our legally untrained scholar would, We think, 
conclude with Gottlieb that it does not:



33

“It is of the greatest significance, I suggest, that 
executions are carried out away from the public eye 
and that the public spectacle of hangings and behead­
ings has been left behind to earlier centuries. This 
is evidence that if people were to witness the decay 
of the waiting man, to hear his cries and watch his 
final struggles, they would be affronted in their con­
sciences, and in their standards of human dignity and 
decency. Our systematic concealment of executions 
creates a strong inference that capital punishment now 
falls under our expanded definition of ‘cruelty,’ par­
ticularly when we contrast this present custom of 
secrecy with the one-time public display of execu­
tions.” 31

(6) G-ottlieb speaks of the “decay of the waiting man” ; 
and others too have recognized the torment of the thou­
sand days on death row. The length of time, of course, 
is not what is alone important here—although it is impor­
tant.52 Our hypothetical scholar would only have to imag-

31 Gerald H. Gottlieb on Capital P unishm ent  (Center for the 
Study of Democratic Institutions 1967) 6, reprinted in 72 Case & 
Comment (N o. 4 ), 3, 8 (July-Aug., 1967).

32 “The devastating, degrading fear that is imposed on the con­
demned man for months or years is a punishment more terrible 
than death, and one that was not imposed on the victim.” Camus 
200. Compare the comments of Charles Gardner, an inmate of San 
Quentin’s death row, reported in the New  Y ork Law  J ournal, 
November 27, 1968, p. 1, col. 4 : “Gardner has been on death row 
ten months, waiting, hoping that he could escape the gas chamber. 
‘But rather than stay five to eight years on the row, I ’d rather be 
dead by gas/ Gardner said. ‘Waiting for it to come is worse than 
getting it.’ ”

Of course, the delay in Gardner’s and other eases today is an 
incident of our protective system of criminal justice, and a neces­
sary incident of the appeals and post-conviction proceedings re­
quired by due process. But that makes it none the less tormenting. 
Surely, our Constitution could not tolerate capital punishment to­
day without due process. The question is whether, with due process 
and its necessary incidents, the punishment is cruel and unusual 
within the Eighth Amendment.



34

ine himself in the position of the condemned man for an 
hour prior to his execution, in order to appreciate the 
cruelty, the intolerable inhumanity, of the event that is 
occurring. Dostoyevski, who was actually in that position, 
thus described it:

“But the chief and the worst pain may not be in 
the bodily suffering but in one’s knowing for certain 
that in an hour, and then in ten minutes, and then in 
half a minute, and then now, at the very moment, the 
soul will leave the body and that one will cease to 
be a man and that that’s bound to happen; the worst 
part of it is that it’s certain. When you lay your 
head down under the knife and hear the knife slide 
over your head, that quarter of a second is the most 
terrible of all.” D ostoyevsky , T h e  I diot (Modern Li­
brary, 1935) 20 (original emphasis).

Again, Camus has put the matter in characteristically clear 
perspective:

“[In considering the argument from lex talionis] 
let us leave aside the fact that the law of retaliation 
is inapplicable and that it would seem just as exces­
sive to punish the incindiary by setting fire to his 
house as it would be insufficient to punish the thief 
by deducting from his bank account a sum equal to 
his theft. Let us admit that it is just and necessary 
to compensate for the murder of the victim by the 
death of the murderer. But beheading is not simply 
death. It is just as different, in essence, from the 
privation of life, as a concentration camp is from 
prison. It is a murder, to be sure, and one that arith­
metically pays for the murder committed. But it adds 
to death a rule, a public premeditation known to the 
future victim, an organization, in short, which is itself



35

a source of moral sufferings more terrible than death. 
Hence there is no equivalence. Many laws consider 
a premeditated crime more serious than a crime of 
pure violence. But what then is capital punishment 
but the most premeditated of murders, to which no 
criminal’s deed, however calculated it may be, can be 
compared? For there to be an equivalence, the death 
penalty would have to punish a criminal who had 
warned his victim of the date at which he would inflict 
a horrible death on him and who, from that moment 
onward, had confined him at his mercy for months. 
Such a monster is not encountered in private life.” 
(Camtjs 199.)

(7) Finally, our scholar would consider the arguments 
which are put forward today in support of the death 
penalty. These rest for the most part upon the proposition 
that death is the most efficacious deterrent which—if used 
sufficiently infrequently and within the hiding of prison 
walls—a non-totalitarian society can stomach.38 Reading 
between the lines, he would come to the obvious conclu­
sion of Clarence Darrow: “That capital punishment is 
horrible and cruel is the reason for its existence.” Darrow, 
A Comment on Capital Punishment, in L aurence, A H is­
tory of Capital P unishm ent  (1960), xv, xvii. And coming 
to his own conclusion, on the basis of all that we have 
said above, our scholar would most firmly disagree that 
death is a punishment which a non-totalitarian society can 
stomach at all.

Aye, but there’s of course the rub. Our hypothetical 
student of culture is free to reach his own independent con-

33 See th e  exhaustive summary in C a p it a l  P u n is h m e n t  : M a t e ­
r ia l  R e l a t in g  to  it s  P u r p o s e  a n d  V a l u e  (compiled by Hon. Guy 
Pavreau, Canadian Minister of Justice) (Queen’s Printer, Ottawa, 
1965) [hereafter cited as P a v r e a u ] 23-28.



36

elusions about the death penalty in a manner that would 
be altogether inappropriate as a principle for decision by 
this Court construing the Eighth Amendment. For this 
Court does not sit to make the personal views of its Jus­
tices the rule of the Eighth Amendment or the Fourteenth; 
and, as it has often said, in matters of constitutional adjudi­
cation under such broad clauses as Cruel and Unusual 
Punishment or Due Process, much deference must be given 
by the Court to legislative judgment. See Spencer v. Texas, 
385 U.S. 554 (1967).

We come, therefore, to what we think lies at the heart 
of the question whether Edward Boykin’s sentence of death 
is a constitutionally forbidden cruel and unusual punish­
ment. That is a dilemma which is inherent in the Eighth 
Amendment. It derives from the circumstance that the 
Amendment plainly is a restriction upon the legislative 
enactment of cruel penalties, as well as upon the judicial 
imposition of them. This Court has so held by voiding 
statutes under the Cruel and Unusual Punishment Clause. 
Weems v. United States, 217 U.S. 349 (1910); Trop v. 
Dulles, 356 U.S. 86 (1958) (by a plurality); Robinson v. 
California, 370 U.S. 660 (1962). And the force of the 
Clause is not limited to prohibition of punishments that 
would have turned the stomachs of the Framers in the 
Eighteenth Century. “The clause of the Constitution . . ; 
may therefore be progressive, and is not fastened to the 
obsolete, but may acquire meaning as public opinion be­
comes enlightened by a humane justice.” Weems v. United 
States, supra, 217 U.S. at 378; see generally id., 369-373. 
We repeat the important observation with which Trop v. 
Dulles outlawed the hoary penalty of banishment: “The 
Amendment must draw its meaning from the evolving 
standards of decency that mark the progress of a matur­
ing society.” 356 U.S. at 101. -



37

But surely there lies the most extraordinary difficulty in 
a process of constitutional adjudication by which this Court 
must subject legislation to the test of enlightened public 
opinion, and must judge the validity of a legislature’s 
product according to society’s standards of decency. For, 
after all, both in constitutional contemplation and in fact, 
it is the legislature, not the Court, which responds to public 
opinion and immediately reflects the society’s standards of 
decency. If the question asked by the Eighth Amendment 
really be whether our democratic society can tolerate the 
existence of any particular penal law that is on the books, 
the Eighth Amendment’s answer will always be that it can 
—and for the simple reason that the law’ is on the books of 
a democratic society. So either the Eighth Amendment is 
not a judicially enforceable restriction upon legislation; or 
the Weems-Trop test referring to contemporary public 
standards of decency is not a usable measure of the Amend­
ment ; or else the question which we have just posed is not 
the proper question to which the Amendment and the 
Weems-Trop test respond.

As this way of putting the matter suggests, we think 
that the question—which at first blush may appear to be the 
question presented by Boykin’s attack on Ala. Code, tit. 14, 
§ 415 (1959)—is the wrong question. We suggest what we 
think is the right one below. For w7e cannot believe that 
the Eighth Amendment is not a restriction upon inhuman 
penal legislation rightfully enforceable by this Court. Nor 
do we believe that the Amendment’s prohibition is re­
stricted to drawing and quartering, and similar antiquated 
butcheries—nor, on the other hand, that it invokes the un­
assisted penological impressions of particular Justices. 
The Weems-Trop test is, we submit, the proper one. Com­
mon standards of decency in our contemporary society do 
set the limits of punishment allowable under the Eighth 
Amendment. The problem is how those standards are to



38

be ascertained, and with regard to what specific question.
We begin with the specific question. When a man such 

as Edward Boykin comes before the Court claiming that 
the law under which he was sentenced provides for an 
unconstitutional cruel and unusual punishment, the ques­
tion is not: will contemporary standards of decency allow 
the existence of such a law on the books? The question is, 
rather: will contemporary standards of decency allow the 
execution of the law’s penalty in factf By this we do not 
mean that the Court is to review the penalty decision of the 
sentencing judge or jury in particular cases. Our concen­
tration upon the question whether public conscience will 
support the law’s application in fact does not mean to draw 
the distinction between general and specific applications of 
a penalty. It means to draw the distinction between what 
public conscience will allow the law to say and what it will 
allow the law to do—between what public decency will per­
mit a penal statute to threaten and what it will allow the 
law to carry out—between what common revulsion will 
forbid a government to put on its statute books as the ex­
treme, dire terror of the State (not to be ordinarily, regu­
larly or in other than a few freak cases enforced), and what 
public revulsion would forbid a government to do to its 
citizens if the penalty of the law were generally, even- 
handedly, non-arbitrarily enforced in all of the cases to 
which it applied.

This last point—regarding general, even-handed, non- 
arbitrary application—is critical. For in it lies, we think, 
a large part of the need to have a Cruel and Unusual Pun­
ishment Clause in the Constitution, and of the need to have 
courts enforce it. The government envisaged for this 
country by the Constitution is a democratic one, and in a 
democracy there is little reason to fear that penal laws will 
be placed upon the books which, in their general applica-



39

tion, would affront the public conscience. The real danger 
concerning cruel and inhuman laws is that they will be en­
acted in a form such that they can be applied sparsely and 
spottily to unhappy minorities, whose numbers are so few, 
whose plight so invisible, and whose persons so unpopular, 
that society can readily bear to see them suffer torments 
which would not for a moment be accepted as penalties of 
general application to the populace.

Herein is found the difference between the judgment 
which the legislator makes, responding politically to public 
conscience, and the judgment which a court must make 
under the obligation which the Eighth Amendment imposes 
upon it to respond rationally to public conscience. A leg­
islator may not scruple to put a law on the books whose 
general, even-handed, non-arbitrary application the public 
would abhor—precisely because both he and the public 
know that it will not be enforced generally, even-handedly, 
non-arbitrarily. But a court cannot sustain such a law 
under the Eighth Amendment. It cannot do so because 
both the Amendment itself and our most fundamental prin­
ciples of due process and equal protection forbid American 
governments the devices of arbitrariness and irregularity 
—even as a sop to public conscience.

To put the matter another way, there is nothing in the 
political process by which public opinion manifests itself 
in legislated laws that protects the isolated individual from 
being cruelly treated by the state; and public conscience 
often will support laws enabling him to be so mistreated, 
provided that arbitrary selection can be made in such a 
fashion as to keep his numbers small and the horror of his 
condition mute. Legislators neither must nor do take ac­
count of such individuals. But it is the precise business 
of courts to take account of them, and to disallow under 
the Eighth Amendment the application to them of penalties 
so harsh that public conscience would be appalled by their 
less arbitrary application.



40

We shall develop this theme more fully, in the pages that 
follow, with regard to the death penalty. But we have said 
enough, at this point, to enable us to state our major sub­
mission on behalf of Edward Boykin. His sentence of death 
for simple robbery is, we think, a cruel and unusual punish­
ment because it affronts contemporary standards of de­
cency, universally felt, that would condemn the use of death 
as a penalty for the crime of robbery if such a penalty were 
uniformly, regularly, and even-handedly applied either to 
all robbers or to any non-arbitrarily selected sub-class of 
robbers.

One may take any rational standard one wishes for selec­
tion among the perpetrators of the crime of simple robbery, 
apply it fairly, and imagine the execution of all the robbers 
who fall within the class. Since there were 202,053 robberies 
known to the police in the United States last year,84 we 
assume that our rational selection standard would net us 
at least a hundred robbers for the year—say, exactly one 
hundred. Imagine, now, their electrocutions and gassings 
in a single year. The number we have hit upon proves to 
be, as we shall see, four times the number of robbers actu­
ally executed in the United States during the thirty-eight 
years between 1930 and 1967. It is twelve and a half times 
the number of robbers actually executed in the eighteen 
years between 1950 and 1967. If these one hundred robbers 
were actually executed in the year 1968, we submit it is 
palpable that the public conscience of this Nation would be 
profoundly and fundamentally revolted, and that the death 
penalty for robbery would be abolished overnight for the 
atavistic horror that it is. Our reasons for this submission 
follow. First we pause for one additional paragraph to 
make our legal point clear.

34 United States D epartment of J ustice, F ederal B ureau of 
I nvestigation, Uniform Crime R eports (Crime in  the  United 
States) , 1967 (released August 27, 1968), p. 60.



41

We disagree not with the reasoning process, hut rather 
with the factual premise, of a statement made by this Court 
ten years ago in Trop v. Dulles, supra, 356 U.S., at 99:

“Whatever the arguments may be against capital 
punishment—and they are forceful—the death penalty 
has been employed throughout our history, and, in a 
day when it is still widely accepted, it cannot be said 
to violate the constitutional concept of cruelty.” (Em­
phasis added.)

We think that today it is simply not correct that the death 
penalty is “still widely accepted.” 36 We speak, for the 
reasons which we have just stated in detail, not of its ac­
ceptance on the pages of the statute books, but of its ac­
ceptance in actual usage—and of such acceptance as it does 
not illegitimately obtain by being irregularly and arbitrarily 
applied. Far from being “widely accepted,” the death pen­
alty today is with rare public unanimity rejected and re­
pudiated—particularly for such crimes as robbery. We 
proceed next to demonstrate this point and to develop its 
constitutional implications.

(1) All informed observers of the death penalty agree 
in describing a world-wide trend toward its disuse that is 
nothing short of drastic. See E x it e d  N ations 81-82, 96-97; 
S e l l ix  (1959) 4-14; M a ttic k , T h e  U n ex a m in ed  D ea th  
(1966) [hereafter cited as M a t t ic k ] 5-6; Hartung, Trends 
in the TJse of Capital Punishment, 284 A n x a ls  8 (1952); 
Sellin, The Inevitable End of Capital Punishment, in S e l l in , 
C a pita l  P u n is h m e x t  (1967) 239-240; Bedau, Death Sen­
tences in New Jersey 1907-1960, 19 R utgers L. R ev . 1, 9-11 
(1964). There are probably fewer legal executions per year

35 Apart from this observation in Trop, no decision of the Court 
stands in the way of holding Boykin’s death sentence invalid under 
the Eighth Amendment. Wilkerson v. Utah, 99 U.S. 130 (1878),



42

in the entire world today than the number estimated 
to have occurred each year in London and Middlesex County 
alone during the reign of Edward VI. See Patrick, The 
Status of Capital Punishment: A World Perspective, 56 
J. Cb im . L., Cb im . & P ol. Sgi. 397, 408 (1965) [hereafter 
cited as Patrick']. Although Patrick reports more than one 
hundred capital crimes on the statute hooks of 107 different 
nations, id., at 406-407, “nearly all of the crimes which result 
in actual execution are murder in some form, whether as­
sassination, premeditated murder or felony murder. In 
fact, of the 1,033 reported executions [for the period 1961- 
1965], some 929 appear to have been for murder.” U n ited  
N atio n s  97.

In the United States, the decreasing trend of executions 
has been especially dramatic. The National Crime Commis­
sion recently noted that:

“The most salient characteristic of capital punishment 
is that it is infrequently applied. . . . [A]ll available 
data indicate that judges, juries and governors are 
becoming increasingly reluctant to impose or authorize

and In re Kemmler, 136 U.S. 436 (1890), do state, respectively, 
that shooting and electrocution as forms of execution are not cruel 
and unusual. The statements in both cases are dicta: no Eighth 
Amendment point was presented in Wilkerson, and the Eighth 
Amendment issue was put out of the ease in Kemmler by the now 
obsolete holding that the Eighth Amendment did not apply to the 
States. In both cases, the Court’s attention was focused upon the 
manner, not the propriety, of inflicting death; the latter question 
appears not to have been considered by the parties or the Justices. 
And, finally, the cases are three quarters of a century old, while 
the Eighth Amendment is, as the Court said in Weems v. United 
States, 217 U.S. 349, 378 (1910), “progressive.”

McElnaine v. Brush, 142 U.S. 155 (1891), and Louisiana ex rel. 
Francis v. Resweber, 329 U.S. 459 (1947), also were concerned with 
particular incidents of the death penalty, not its essential permis­
sibility under the Eighth Amendment. The former case involved a 
challenge to solitary confinement prior to execution; the latter, a 
challenge to re-execution after the first attempt to kill Francis 
failed.



43

th e  carrying out o f  a death sentence.” ( P r esid en t’s 
C o m m issio n  on  L aw  E n fo r c e m e n t  and  A d m in istra tio n  
of J u s t ic e , R eport  ( T h e  C h a llen g e  of Cr im e  in  a 
F r ee  S o ciety ) (1967) 143.)

The extent to which this is true appears upon inspection of 
the highly reliable figures on executions maintained by the 
Federal Bureau of Prisons since 1930. Its latest cumulative 
report shows that 3,859 persons were executed under civil 
authority in the United States between 1930 and 1967. 
U n it e d  S tates D e pa r t m e n t  of J u st ic e , B urea u  of P riso n s , 
N ational  P riso n er  S ta tistic s , No. 42, Executions 1930-1967 
(June 1968) [hereafter cited as NPS (1968)], p. 7. Of these 
3,859, only 191 were executed between 1960 and 1967; only 
25 during the years 1964-1967. Ibid. The trend is shown 
quite adequately by setting out the figures for the number 
of executions during each of the following representative 
years:

Total Number of Executions 
in the United States

1930 — 155
1935 — 199
1940 — 124
1945 — 117
1950 — 82
1955 — 76
1960 — 56
1961 — 42
1962 — 47
1963 — 21
1964 — 15
1965 — 7
1966 — 1
1967 — 2



44

During the calendar year 1968, there will be no executions 
in the United States.

It is interesting to note the geographic distribution of the 
executions. (We shall return later to the racial figures.) 
Of the 3,859 persons killed since 1930, 33 were executed by 
the federal government; 608 by nine northeastern States; 
403 by twelve north-central States; 509 by thirteen western 
States; and 2,306 by sixteen southern States and the District 
of Columbia. Since 1960, the corresponding figures for 191 
executions are as follows: federal—1; northeastern States 
—17; north-central States—21; western States—48; south­
ern States and D.C.—104. NPS (1968), pp. 8-9. As of 
December 31, 1967, there were 435 men on death row 
throughout the entire country. Two of these were federal 
prisoners; 62 were in the northeastern States; 55 were in 
the north-central States; 91 were in the western States; and 
225 were in the southern States and D.C. Id., pp. 22-23.

Of the 3,859 persons executed between 1930 and 1967, 
3,334 died for the crime of murder, 455 for the crime of 
rape, and only 70 for other crimes. Id., p. 7. Twenty-five 
of these seventy died for robbery-like crimes, usually ag­
gravated forms of robbery. Id., pp. 10-11.36 Two of the 25 
were executed by the federal government; the remaining 
23, by six southern States. Ibid. Alabama has executed 
five men for robbery since 1930. Ibid.

There have been only two executions for robbery-like 
crimes in the United States since 1960: one in that year,

36 The figure given at id., p. 7, n. (a), “23,” is incorrect. Con­
cerning the robbery-like crimes for which death may be inflicted in 
the. United States today, see note 54 infra.



45

and one in 1962.” Of 85 men sentenced to death in 1967, 
only one received that sentence for a robbery-like crime. 
NTS (1968), p. 13. Of the 435 men on death row as of 
December 31, 1967, only four were there for robbery-like 
crimes. Ibid. These four came from two southern States: 
Alabama and Texas. Id., pp. 22-23.

(2) We summarize our conclusions from the available 
data as follows: Actual use of the death penalty throughout 
the world is on the decline; and, in the United States, 
precipitously on the decline. In this country, sentences of 
death and executions are predominately a southern phenom­
enon. Sentences of death and executions for other crimes 
than murder are virtually exclusively a southern phenome­
non.88 Since 1960, at the least, executions in the United 
States for any crime have been rare. During the last few 
years they have been freakishly rare. Executions for 
robbery-like crimes in the United States have been freak­
ishly rare since 1930. In the nine years from and including 
1960 until today, there were two of them. At the last re­
ported count, four men in the Nation were on death row 
for crimes in the nature of robbery: Edward Boykin and 
three others. Boykin alone was on the row for simple rob­
bery.39

87 These two executions are reflected in Bedau 96, 108. That 
there have been no others since 1960 is established by examination 
of the yearly National Prisoner Statistics Bulletins on Executions 
since that year.

38 Of 525 persons executed between 1930 and 1967 for crimes 
other than murder, 482 were executed in sixteen southern States 
and the District of Columbia. NPS (1968), pp. 10-11. Of 78 per­
sons on death row as of December 31, 1967 for crimes other than 
murder, 69 were in the same sixteen southern States. Id., pp. 22-23.

39 The three others were on death row in Texas, which has not 
punished simple robbery capitally in this Century.



46

(3) But what do these almost incredible rarities in the 
use of capital punishment imply for the constitutional 
question before the Court! In the first place, they obviously 
imply—in the language of Trop v. Dulles, supra—that capi­
tal punishment is not “still widely accepted” in contempo­
rary America. Recently, this Court cited public opinion 
polls indicating that less than half of the American people 
believe in the death penalty. Witherspoon v. Illinois, 391 
U.S. 510, 519-520 (1968). The value of such polls is very 
slight as a gauge of the standards of decency to which the 
Eighth Amendment bids this Court look. This is so be­
cause opinions tapped in this fashion are notoriously 
fickle ;40 and also because the citizen who deals with a poll- 
taker—-like the legislator who puts or maintains a capital 
statute on the books41—can have his cake and eat it too. He 
can afford to approve the principle of killing because in 
practice the persons selected to die will be so few as to go 
unnoticed. The real measure of American moral attitudes 
about the death penalty is reflected in what this Nation of 
200 million people does. What it has done, in the years 
1966-1968 is to execute three people—none for robbery.

Of course, stays of execution and state and federal post­
conviction proceedings on behalf of condemned men affect 
these figures, but not very much. At the end of 1967, there 
were only 435 men on death row, notwithstanding the near 
cessation of executions since 1964. At the same date, there 
were only four men on death row for robbery-like crimes, 
notwithstanding America has executed no one for such a

40 “If the last victim happens to arouse pity—a feeble-minded 
boy for instance, unhinged by the movies, or a mother of two 
children, half-crazed by gin and jealousy—up go the ‘nays’ of 
mercy like a flight of doves; if he is a cool customer like Christie, 
up go the ‘ayes’ like a swarm of vultures.” K oestler 163.

41 See pp. 38-40 supra.



47

crime since 1962. Plainly, the processes of American justice 
through which the conscience of a people may he glimpsed 
are sending very, very few men onto death row, and taking 
most of them off again before execution day. What Ameri­
can acceptance of the death penalty now boils down to is 
that America can stomach a few legal killings a year.

(4) One may look at these figures from another direction 
as well. No one knows or can estimate accurately how many 
convictions of capital crimes are returned in the United 
States yearly. But we do know that thirty-nine States, the 
District of Columbia, and the federal jurisdiction all retain 
on their books statutes of general applicability punishing 
one or more offenses with death. In some States, half a 
dozen or more crimes may be so punishable. (Appendix A 
to this brief sets out the penal provisions of the several 
States carrying the death penalty.) Yet, with all this capi­
tal armament in the arsenal of a Nation of enormous and 
burgeoning population, with a growing crime rate and a 
going crime scare, only a few, rare men are sentenced to 
death and fewer executed. This phenomenon reflects, we 
suggest, an overwhelming national repulsion against the 
penalty of death. Such a repulsion is all the more striking 
when one takes into account: (a) that for the past several 
years the country has undergone one of the most intense 
of its recurring periods of public agitation about and fear 
of crime; (b) that for a number of years there have been so 
few executions as to provide almost no focus for the mobili­
zation of public sentiments against the death penalty;42 (c) 
that during these years, and many more before them, 
American executions have been conducted in secret, their 
most horrible aspects carefully concealed from public view; 
(d) that the death penalty is sponsored by the State (in

42 See B edatj 23.



48

most jurisdictions), publicly approved by State officials,43 
and supported by claims prevalent in law-enforcement 
quarters44 (although quite without basis in fact45) that the 
penalty has unique penological values, particularly as a 
deterrent. It strongly appears, we think, that even under 
the most favorable conditions for capital punishment—with 
the vices of the death penalty concealed and its virtues in­
accurately extolled—the American conscience has repudi­
ated it hands down.

(5) Of course, the penalty remains on the statute books. 
But is it not obvious, as Warden Lawes observed long ago, 
that it does so only because of the rarity with which it is 
applied in fact?

“ What would be the attitude of the American people 
if by good or ill circumstance the ten thousand men and 
women who in any one year commit our murders and 
manslaughters in these United States, would all be 
convicted of murder, sentenced to death, and that pun­
ishment actually inflicted?’ What, indeed, but an al­
most universal cry for abolition?” (L aw es, T w en ty  
T housand  Y ears in  S in g  S in g  (1932) 306-307.)

It is, certainly, a matter of history that public acceptability 
of the death penalty has been maintained only by giving up 
its mandatory form and enacting statutes allowing jury or

43 “The primary support today for the death penalty comes from 
law enforcement groups, that is, from the police and from prosecu­
tors.” Bedau 120. See also note 53, para. (3), infra.

44 J. Edgar Hoover’s several releases on the subject of the death 
penalty are widely publicized examples of these claims. They are 
reprinted from the F.B.I. Law Enforcement Bulletin and the Uni­
form Crime Reports in  B edau 130.

45 See note 53 infra.



49

court discretion in capital sentencing.46 The discretion 
given by these statutes is wholly arbitrary, as we shall see 
in Part III, infra, of this brief. And the evidence is over­
whelming that the discretion has been used arbitrarily.47 
Whatever acceptability the death penalty may have today, 
then, appears to be purchased by both legal and practical 
concessions to arbitrariness.

(6) We have already sketched, at pp. 38-40 supra, the 
general reasons why we believe that a legislated penalty 
cannot survive Eighth Amendment scrutiny if its accept­
ability to public conscience rests on such concessions. We 
shall develop the point further below, with specific refer­
ence to the death penalty, after we state here the reasons 
for our assertion that the penalty is in fact arbitrarily ap­
plied.

The very rarity of death sentences and executions, cer­
tainly, gives rise to a strong inference of arbitrariness, 
since it is virtually impossible to conceive non-arbitrary 
standards by which the very few men chosen to die in 
America should have been singled out from the enormous 
class of their death-eligible peers. That inference is height­
ened by the fact that the selective judgments made at the 
three most critical stages of a capital proceeding—the prose­
cutor’s decision whether to seek the death penalty, the 
jury’s decision whether to impose it, and the governor’s

46 There are very few crimes in the United States today which 
carry a mandatory death penalty, and those few are for the most 
part of the obscure sort under which no one is ever charged (trea­
son, in several States; perjury in a capital case, etc.) See B edatt 
48-52. And see Hartung, Trends in the Use of Capital Punishment, 
284 A nnals 8 (1952); Knowlton, Problems of Jury Discretion in 
Capital Cases, 101 U. P a. L. R ev. 1099 (1953). Outside the United 
States, also, mandatory capital punishment is rapidly being re­
placed by grants of discretion. United N ations 13, 82, 87.

47 See the succeeding paragraph.



50

decision whether to commute it—are all made without the 
slightest pretense of standards or guidelines. Indeed, the 
entire course of a capital proceeding is attended by proce­
dures, common to virtually all American jurisdictions, that 
tend to make its rational disposition incomparably difficult. 
See note 6 supra.

The result is what one might suspect.

“Of all the uncertain manifestations of justice, capi­
tal punishment is the most inequitable. It is primarily 
carried out against the destitute, forlorn and forgotten. 
. . . Members of racial and cultural minority groups 
suffer most. The hundreds of extraneous factors, in­
cluding geography, that decide whether a convicted 
man will actually live or die, makes capital punishment 
a ghastly, brainless lottery.” (West, p. 2.)

One may identify several dimensions of arbitrariness here. 
First, there is the simple matter of fluke—of baseless, ran­
dom choice in the matter of life or death.

“A small and capricious selection of offenders have 
been put to death. Most persons convicted of the same 
crimes have been imprisoned. Experienced wardens 
know many prisoners serving life or less whose crimes 
were equally, or more atrocious, than those of men on 
death row.” (Statement by Attorney General Ramsey 
Clark, Before the Subcommittee on Criminal Laws and 
Procedures of the Senate Judiciary Committee, on S. 
1760, To Abolish the Death Penalty, July 2, 1968, De­
partment of Justice Release, p. 2.)

Accord: L aw es, T w e n t y  T ho u sa n d  Y ears in  S in g  S in g  
(1932) 302, 307-310; D u f f y  & H irsh berg , 88 M e n  and  2



51

W o m en  (1962) 254-255; Testimony of Clinton T. Duffy, 
in Hearings, vol. 1, p p . 44-44A.48 And see B edau 410-411.

Second, “the death penalty . . . almost always hits the 
little man, who is not only poor in material possessions but 
in background, education, and mental capacity as well. 
Father Daniel McAlister, former Catholic chaplain at San 
Quentin, points out that The death penalty seems to be 
meant for the poor, uneducated, and legally impotent of­
fender.” D u eey  & H ib sh b er g , op. cit. supra, 256-257. See 
the testimony of former Governor Michael Di Salle, in 
Hearings, vol. 1, pp. 14-16; see also note 8, supra.

Third, there is persuasive evidence of racial discrimina­
tion in the selection of the men who will die. This is gen­
erally difficult or impossible to prove in judicially cognizable 
ways. But it is strongly suggested by the National Prisoner 
Statistics;49 it has been borne out in a number of discrete

48 “I have often said, and I repeat here, that I can take you into 
San Quentin Prison or to Sing Sing, Leavenworth or Atlanta Pri­
sons and I can pick out many prisoners in each institution serving 
life sentences or less, and can prove that their crimes were just as 
atrocious, and sometimes more so, than most of those men on the 
row.”

49 The following are the total number of persons executed between 
1930 and 1967 (3,859), broken down by offense and race, as they 
appear in NPS (1968), p. 7:

Murder Eape Other Total
White 1664 (49.9%) 48 (10.6%) 39 (55.7%) 1751 (45.4%)
Negro 1630 (48.9%) 405 (89.0%) 31 (44.3%) 2066 (53.1%)
Other 40 ( 1.2%) 2 ( 0.4%) 0 ( 0.0%) 42 ( 1.1%)
Total 3334 (100%) 455 (100%) 70 (100%) 3859 (100%)

Between 1930 and 1967, there were 25 executions in the United 
States for robbery-like crimes. The federal government executed 
two white men; Kentucky executed three; and Oklahoma, one. 
Nineteen Negroes were executed for these crimes: six in Georgia;



52

and limited, but carefully done studies ;60 and it has seemed 
apparent to responsible commissions and individuals study­
ing the administration of the death penalty in this country.61

In 1965, amicus Legal Defense Fund determined to make 
a more refined and systematic study of the question of 
racial discrimination in capital sentencing than had there­
tofore been attempted. It requested Dr. Marvin E. Wolf­
gang, Chairman of the Department of Sociology at the 
University of Pennsylvania, one of the country’s most emi­
nent criminologists, to conduct an investigation of the in­
fluence of race upon sentencing for the crime of rape in 
those States where rape is punishable by death. Dr. Wolf-

five in Alabama; three in Mississippi; three in Texas, and two in 
Kentucky. Id., pp. 10-11.

The following is the breakdown of the 435 men reported under 
sentence of death in the country as of December 31, 1967 (id., 
pp. 22-23) :

White Negro Other Total
Nine northeastern States 29 33 0 62
Twelve north-central States 31 24 0 55
Thirteen western States 68 21 2 91
Sixteen southern States 66 159 0 225
Federal 1 1 0 2
Total 195 238 2 435

50 Johnson, The Negro and Crime, 271 A nnals 93 (1941); Gar- 
finkel. Research Note on Inter- and Intra-Racial Homicides, 26 
Social F orces 369 (1949); Johnson, Selective Factors in Capital 
Punishment, 36 Social F orces 165 (1957); Wolfgang, Kelly & 
Nolde, Comparison of the Executed and the Commuted Among Ad­
missions to Death Row, 53 J. Grim . L., Crim . & P ol. Sci. 301 
(1962) ; Bedau, Death Sentences in New Jersey 1907-1960, 19 
R utgers L. R ev. 1, 18-21, 52-53 (1964).

61 P resident’s Commission on L aw  E nforcement and Admin­
istration of J ustice, Report (T h e  Challenge of Crime in  a 
F ree Society) (1967) 143; P ennsylvania, J oint Legislative 
Committee on Capital P unishm ent , Report (1961) 14-15• U nited 
Nations 32, 98; Bedau 411-413 ; Mattick 5, 17; Hartung, Trends 
in the Use of Capital Punishment, 284 A nnals 8, 14-17 (1952); 
Bedau, A  Social Philosopher Looks at the Death Penalty, 123 A m . 
J. P sychiatry 1361, 1362 (1967).



53

gang’s research covered eleven States during a period of 
twenty years, 1945-1965. His findings with respect to the 
State of Arkansas are presently before this Court in the 
Petition for Certiorari, in Maxwell v. Bishop, O.T. 1968, 
No. 622. To summarize them, I)r. Wolfgang found a twenty- 
year pattern of racially differential sentencing pursuant 
to which Negro defendants convicted of rape—and par­
ticularly Negro defendants convicted of the rape of white 
complainants—were disproportionately frequently sen­
tenced to die. Exhaustive efforts to explain the sentencing 
differentials on other grounds than race failed; Dr. Wolf­
gang concluded that, in Arkansas, Negroes had been dis- 
criminatorily sentenced to death for rape on account of race.

Dr. Wolfgang’s findings for the other States he studied 
are neither of record here nor in judicially noticeable 
form, so we pretermit discussion of them. Based upon his 
testimony relating to Arkansas, the Court of Appeals for 
the Eighth Circuit admitted that there were “recognizable 
indicators” that “the death penalty for rape may have 
been discriminatorily applied over the decades, in that 
large area of states whose statutes provide for it,” Max­
well v. Bishop, 398 F.2d 138, 148 (1968). The study pro­
vides grounds for “suspicion . . . with respect to southern 
interracial rape trials as a group over a long period of 
time.” Id., at 147. These conclusions are sufficient for our 
present purposes.

(7) Of course, what is true for Arkansas or for the 
South as a whole may not be true for Alabama, and what 
is true for rape may not be true for robbery. The execu­
tion figures do show a remarkable similarity in the racial 
breakdown of men put to death in sixteen southern States 
as a group and in Arkansas and Alabama, and for rape 
and for robbery:



54

Executions in the South, 1930-196752

Rape Robbery Murder Other Total

Sixteen
Southern

W hite Negro W hite Negro W hite Negro W hite Negro W hite Negro

States 43 398 4 19 585 1,231 5 11 637 1,659

Alabama 2 20 0 5 26 80 0 2 28 107

Arkansas 2 17 0 0 25 73 0 0 27 90

Also, the procedure by which the life-death sentencing 
choice is principally made, unfettered jury discretion, is 
the same throughout the South and in Arkansas and Ala­
bama, for both rape and robbery. From these circum­
stances, one might infer that if the opportunity it gives 
for racial discrimination is being seized upon in rape cases 
throughout the South, it is also seized upon in robbery 
cases in Alabama. But we are quick to admit that this 
is inference; and that in Boykin’s case, unlike the case of 
a Southern Negro sentenced to die for rape, strict scientific 
proof of racial discrimination is hard to come by.

The reason for this is not that there is no discrimination, 
but that—as the figures in the chart above reveal—the 
total number of persons sentenced to death for robbery 
in any State (or even in all the States) is likely too small 
for reliable statistical analysis. Obviously, a State can 
discriminate racially and not get caught at it if it kills men 
only sporadically, not too often. By being arbitrary in 
selecting the victims of discrimination, a State can get 
away with both arbitrariness and discrimination. Or, to 
put the matter another way, if a State invokes a par­
ticular penalty sufficiently rarely so that no regular pat­
tern of its use develops, the State must be acting arbi­
trarily; it may be acting discriminatorily; it likely will be

62 NPS (1968), pp. 10-11.



55

acting in a fashion such that the penalty falls most harshly 
on the poor and disadvantaged; but it surely will be acting 
in a way that escapes the safeguards of the Constitution, 
unless the Eighth Amendment forbids. Equal Protection 
and Due Process provide no judicially usable devices to 
protect the individual from the arbitrariness of the freak­
ishly rare, harsh penalty. This is all the more reason, we 
believe, for application of the constitutional guarantee 
against cruel and unusual punishments.

(8) But there are other consequences, as well, of the 
freakishly rare use of a harsh criminal penalty. We have 
pointed out above that such use escapes not only meaning­
ful control under the constitutional guarantees of Equal 
Protection and Due Process; it escapes also the fair 
scrutiny of public conscience, with its attendant pressure 
to keep the legislature acting decently. A public can easily 
bear the rare, random occurrence of a punishment which, 
if applied regularly, would make the common gorge rise. 
It seems to us that this is just the kind of penalty at 
which a prohibition of cruel and unusual punishments must 
aim.

The unusual character of the death penalty for robbery 
permits public and political acceptance of its cruelty, but, 
for that very reason, requires judicial condemnation under 
the Eighth Amendment. Rare and arbitrary usage which 
evades the public conscience politically demands the super­
vision by the public conscience, speaking through the 
courts, which the Eighth Amendment promises. This is 
the more true because, we think, rare and arbitrary usage, 
itself affronts “the dignity of man,” Troy v. Dulles, supra, 
and those cherished principles of fair and regular, non- 
arbitrary treatment of the citizen which the Eighth Amend­
ment, no less than the Fourteenth, supposes.



56

The coupling of “cruel” with “unusual” punishments is 
no logical accident within the Amendment. When harsh 
penalties are used unusually, they inevitably become ar­
bitrary; and arbitrary use of harsh punishments is cruel. 
What would this Court say, under the Eighth Amendment, 
of an Alabama statute that condemned convicted robbers 
to play Russian roulette with a thousand-chambered re­
volver, or to draw long straws for electrocution, one in 
every thousand to die? In actuality, of course, this is 
precisely what Alabama has done, and Edward Boykin 
has drawn the long straw.

(9) It is also important, we think, that the rare, un­
usual, arbitrary use of a harsh penalty operates to deprive 
it of any functional place in the rational scheme of a 
state’s penal law. Punishment used in this manner ceases 
to be an instrument of public justice or of reasoned penal 
policy, and hence it ceases to have any claim to legitimacy 
that might be set off against the commands of the Eighth 
Amendment. As it is, capital punishment generally can 
be shown to have no particular efficacy, in achieving the 
legitimate aims of criminal law, that less harsh penalties 
do not have.63 If it has any such efficacy with regard to

63 The legitimate aims of the criminal law are (1) moral rein- 
foreeement or reprobation, (2) isolation, reformation, rehabilita­
tion of the offender, and (3) deterrence. “Modern penological 
thought discounts retribution in the sense of vengeance.” R oyal 
Commission 17. Accord: Williams v. New York, 337 U.S. 241, 248 
(1949); Morrissette v. United States, 342 U.S. 246, 251 (1952) ; 
People v. Lone, 53 Cal.2d 843, 856-857 n.3, 350 P.2d 705, 713 n.3
(1960) ; People v. Oliver, 1 N.Y.2d 152, ----- , 151 N.Y.S.2d 367,
373, 134 N.E.2d 197, 201-202 (1956). So also must the Eighth 
Amendment discount retribution in the sense of vengeance; for 
the propriety of vengeance, if recognized, would authorize all cruel 
and unusual punishments.

(1) Moral reinforcement or reprobation doubtless requires that 
the most serious crimes be punished most seriously. But, obviously,



57

the crime of simple robbery, Alabama alone among the

“Grading punishments according to the severity of the crime does 
not require that the upper limit of severity be the death penalty.” 
B edau 268. The reprobation function, therefore, hardly needs or 
warrants capital punishment. See Aneel, The Problem of the 
Death Penalty, in Sellin , Capital P unishm ent  (1967) 3 ,16-17,19.

(2) “ [R] eformation . . . can have no application where the 
death penalty is exacted.” R oyal Commission 18. As for isola­
tion, the evidence is clear and overwhelming that, for no class of 
criminals, is death required to render them socially safe. Lesser 
alternatives are ample. Sellin  (1959) 69-79; K oestler 144-152; 
Bedau 395-405; Bedau, Death Sentences in New Jersey 1907-1960, 
19 Rutgers L. Rev. 1, 47 (1964).

This, notably, is the dimension in which Twentieth Century 
society differs radically from the society of two hundred or even 
a hundred years ago. In earlier times, imprisonment was not a 
safe, humane or economically feasible alternative to capital pun­
ishment. See 1 R adzinowicz, A H istory op E nglish Criminal 
L aw  and I ts A dministration F rom 1750 (1948) 31-33; Bedau, 
The Courts, The Constitution, and Capital Punishment, 1968 Utah 
L. Rev. 201, 232 (1968). Today it is. The conclusion has been 
drawn by the Attorney General in these words: “There was a 
time when self-preservation necessitated [the] . . . imposition [of 
the death penalty]. Later inordinate sacrifices by the innocent 
would have been required to isolate dangerous persons from the 
public. Our civilization has no such excuse.” Statement by Attor­
ney General Ramsey Clark, Before the Subcommittee on Criminal 
Laws and Procedures of the Senate Judiciary Committee, on S. 
1760, To Abolish the Death Penalty, July 2, 1968, Department of 
Justice Release, p. 2.

(3) As for deterrence, there is simply no evidence—despite the 
most exhaustive inquiry into the subject—that the death penalty 
is a superior deterrent to lesser punishments. See Sellin  (1959) 
19-63; Sellin , Capital P unishm ent (1967) 135-186, 244-253; 
Mattick 8-28; K oestler 48-61,171-178; Calvert, Capital P u nish ­
ment in  the Tw entieth  Century (3d ed. 1928) 51-90; B edau 
214, 258-343; Bedau, A Social Philosopher Looks at the Death 
Penalty, 123 Am. J. P sychiatry 1361, 1362 (1967); Hook, The 
Death Sentence, in B edau 146, 147-148, 151. A few law enforce­
ment officials and others who support the death penalty sometimes 
appear to argue that this proposition is factually debatable. It is 
not, as more candid proponents of capital punishment admit. “It 
is generally agreed between the retentionists and abolitionists, what­
ever their opinions about the value of comparative studies of de­
terrence, that the data which now exist show no correlation be-



58

States has perceived this virtue.64 But we may put aside

tweeiy the existence of capital punishment and lower rates of capi­
tal crime.” United Nations 123. Every serious inquiry into the 
death penalty has accepted this conclusion. United Nations 55- 
58, 115-119; R oyal Commission 18-24, 58-59, 328-380; P resident’s 
Commission on Law  E nforcement and A dministration of J us­
tice, Report (T h e  Challenge of Crime in  a F ree Society) 
(1967) 143; New  York State, Temporary Commission on Revi­
sion of th e  P enal L aw and Criminal Code, Special Report on 
Capital P unishm ent  (1965) 2; P ennsylvania J oint Legislative 
Committee on Capital P unishm ent , R eport (1961) 9, 20-29; 
F avreau 36-37; and see the debates collected in Sellin , Capital 
P unishm ent  (1967) 55-104, and in F avreau, passim.

Significantly, wherever serious official inquiries have found some 
support for the thesis that capital punishment may have greater 
deterrent efficacy _ than imprisonment, that support has been found 
in the impressionistic opinions of police, prosecutors and other law 
enforcement officials, unsustained by objective evidence. See Can­
ada, J oint Committee of the Senate and H ouse of Commons 
on Capital P unishm ent , Report (1956) paras. 29-33, 43-52; New  
J ersey, Commission to Study Capital P unishm ent , R eport 
(1964) 8-10; F avreau 4, 23. The Royal Commission also gave 
some weight to such impressionistic opinions, while explicitly rec­
ognizing that there was no objective evidence behind them. R oyal 
Commission 18-24. Interestingly, corrections personnel appear very 
preponderately to believe that capital punishment has no particu­
lar deterrent efficacy. D uffy  & H irschberg, 88 Men  and 2 W omen
(1962) 257; Testimony of Clinton T. Duffy, in Hearings, vol. 1, 
pp. 42-45; Thomas, Attitudes of Wardens Toward the Heath 
Penalty, in B edau 242.

64 There are nine States which presently provide the death pen­
alty as the maximum punishment for some form of robbery. Only 
Alabama provides death as the maximum punishment for simple 
robbery. Ala. Code, tit. 14, §415 (1959). The other eight States 
utilize capital punishment for forms of aggravated robbery. Ga. 
Code Ann. §26-2502 (Supp. 1967) (by force or with offensive 
weapon); Ky. Rev. Stat. Ann. §433.140 (Supp. 1966) (armed); 
Miss. Code Ann. §2367 (1957) (with deadly weapon); Mo. Ann. 
Stat. §§560.120, 560.135 (1953) (with deadly weapon); Okla. Stat. 
Ann. tit. 21, §801 (1958) (with dangerous weapon); Tenn. Code 
Ann. 39-3901 (Supp. 1968) (with deadly weapon); Tex. Pen. 
Code art. 1408 (1948) (with deadly weapon); Ya. Code Ann 
§18.1-91 (1960) (by force or with deadly weapon); see also 
§18.1-90 (armed bank robbery). As a result of a revision of its 
penal code this year, Georgia will cease to punish aggravated



59

the broader question whether—if regularly, fairly, even- 
handedly and non-arbitrarily applied—capital punishment

robbery with the death penalty as of July 1, 1969. Ga. Code Ann. 
§26-1901 (1968).

(Perhaps it should be noted, for the sake of completeness, that 
Kentucky makes capital the offense of assault with intent to rob 
while armed with a deadly weapon, Ky. Rev. Stat. §433.150 (Supp. 
1966); while in several other states, train robbery is capital, see 
Bed ait 44.)

There are sixteen states which punish simple robbery with a 
maximum term of ten years or less. Conn. Gen. Stat. Ann. §53-67
(1960) ; Iowa Code Ann. §711.3 (1950) ■ Kan. Gen. Stat. Ann. 
§§21-528, -529 (1964) ; Ky. Rev. Stat. §433.120 (1962) ; La. Rev. 
Stat., tit. 14, §65 (1951) ; Md. Ann. Code, art. 27, §486 (1957); 
Minn. Stat. Ann. §609.24 (1964); N.M. Gen. Stat. §§40A-16-2, 
40A-29-3; N.Y. Pen. Law §§160.05, 70.00 (1967); N.C. Gen. Stat. 
§14-2 (1953) (see State v. Stewart, 255 N.C. 571, 122 S.E.2J 355
(1961) ); Okla. Stat. Ann., tit. 21, §§797, 799 (1958); Pa. Stat. 
Ann., tit. 18, §4704 (1963); S.C. Code Ann. §§16-11, 17-552 (1962) 
(see Dukes v. State, 248 S.C. 227, 149 S.E.2d 598 (1966); Vt. Stat. 
Ann., tit. 13, §603 (1958); Ya. Code Ann. §18.1-91 (1960) ; Wis. 
Stat. Ann. §943.32 (1958).

There are fourteen states and three federal territories which pro­
vide a maximum term of between ten and twenty years for simple 
robbery. Alaska Stat. §11.15.240 (1962); C.Z. Code, tit. 6, §2361
(1963) ; Colo. Rev. Stat. Ann. §40-5-1 (Supp. 1967); D.C. Code 
Ann. §22-2901 (1967) ; Ga. Code Ann. §26-2502 (Supp. 1967) 
(also Ga. Code Ann. §26-1901 (1968)); Hawaii Rev. Laws §§306- 
8-11 (1955); 111. Ann. Stat., ch. 38, §18-1 (Smith-Hurd 1964); 
Mich. Comp. Laws Ann. §750.529 (1968) ; Miss. Code Ann. §2364 
(1957); Nev. Rev. Stat. §200.380 (1967); N.J. Rev. Stat. §2A-.141-1 
(1937); Ore. Rev. Stat. §163.290 (1967) ; P.R. Laws Ann., tit. 33, 
§§851, 853 (1956); S.D. Code §§13.2601-03 (1939) Tenn. Code 
Ann. §39-3901 (Supp. 1968); W. Va. Code Ann. §61-2-12 (1966); 
Wyo. Stat. Ann. §6-65 (1959).

There are six states which punish simple robbery with a maxi­
mum term of more than twenty years. Ark. Stat. Ann. §41-3602
(1964) ; Del. Code Ann., tit. 11, §811 (1953); Ind. Ann. Stat. 
§10-4101 (1956); Neb. Rev. Stat. §28-414 (1943); N.H. Rev. Stat. 
Ann. §585:18 (1955); Ohio Rev. Code Ann. §2901.12 (1954).

There are also thirteen states which provide a maximum pen­
alty of life imprisonment for simple robbery. Ariz. Rev. Stat. Ann. 
§13-643 (Supp. 1967); Cal. Pen. Code §§211a, 213 (West 1955); 
Fla. Stat. §813.011 (1965); Idaho Code Ann. §18-6503 (1949); 
Me. Rev. Stat. Ann., tit. 17, §3401 (1964) (any term of years);



60

for robbery would serve some valid function that tbe State 
of Alabama is constitutionally free to pursue. Used as

Mass. Gen. Laws Ann., ch. 265, §19 (1959); Mo. Ann. Stat. §560.135 
(1953); Mont. Rev. Code Ann. §94-4303 (1949); N.D. Cent. Code 
§§12-31-07 to -09 (1960); R.I. Gen. Laws Ann. §11-39-1 (1956); 
Texas Pen. Code, art. 1408 (1948); Utah Code Ann. §§76-51-1-2 
(1953); Wash. Rev. Code Ann. §9.75.010 (1961).

There are twenty-seven States which punish aggravated robbery 
with higher maximum penalties than they do simple robbery. As 
noted above, eight States provide the death penalty as the maxi­
mum punishment for aggravated robbery. Of the remaining 
twenty-one States, eight punish aggravated robbery with a maxi­
mum punishment of life imprisonment. Colo. Rev. Stat. Ann §40- 
5-1 (Supp. 1967) (armed with intent, if resisted, to kill or injure; 
wounds or threatens injury with weapon; with armed confederate; 
robbery of bus driver); Hawaii Rev. Laws §§ 306-8-11 (1955) 
(armed with intent to kill or wound, if resisted; or does wound, 
strike, or severely injure); 111. Ann. Stat., ch. 38, §18-2 (Smith- 
Hurd 1964) (armed); Ind. Ann. Stat. §10-4101 (1956) (with in­
ju ry ) ; La. Rev. Stat., tit. 14, §64 (Supp. 1967) (armed: 1-99 
years) ; Mich. Comp. Laws Ann. §750.529 (1968) (armed; aggra­
vated assault; serious injury); Ore. Rev. Stat. §163.280 (1967) 
(armed) ; W. Va. Code Ann. §61-2-12 (1966) (by strangulation, 
beating, or violence to person; by threat of deadly weapon).

The remaining twelve states provide for maximum punishments 
for aggravated robbery of terms from twenty to fifty years. Iowa 
Code Ann. §711.2 (1950) (25 years: armed with intent to maim 
if resisted or confederate so armed; strikes victim); Kan. Gen 
Stat. Ann. §21-527 (1964) (21 years maximum: by violence or 
fear of immediate in jury); Md. Ann. Code, art. 27, §488 (1957) 
(20 years maximum: armed); Minn. Stat. Ann. §609.245 (1964) 
(20 years maximum: armed; injures victim); N.M. Gen. Stat. 
§§40A-16-2, 40A-29-3 (50 years maximum: armed); N.Y. Pen. Law 
§§160.15, 70.00 (1967) (25 years maximum: serious injury; armed; 
uses or threatens with weapon); N.C. Gen. Stat. §14-87 (1953) 
(30 years maximum: armed); Pa. Stat. Ann., tit. 18, §4705 (20 
years maximum: armed or with accomplice; by violence); S.C. 
Code Ann. §16-333 (Supp. 1967) (25 years maximum: armed with 
deadly weapon); Yt. Stat. Ann., tit. 13, §603 (20 years maximum: 
with armed assault) ; Wise. Stat. Ann. §943.32 (1958) (30 years 
maximum: armed with dangerous weapon); Wyo. Stat. Ann. §6-66 
(1959) (50 years maximum: with deadly weapon).

The. status of capital punishment generally in the United States 
is described in Appendix A to this brief. See also B edau 39-52;



61

Alabama has used it—irregularly, unfairly, unevenly and 
arbitrarily—to execute five men in thirty-nine years, capi­
tal punishment for robbery palpably has no such valid 
function,65

(10) We must conclude, then, that the death penalty for 
robbery imposed by Alabama upon Edward Boykin is no 
part of the regular criminal-law machinery of the State. 
It is a freakish aberration, a rare, extreme act of violence, 
visibly arbitrary, probably racially discriminatory—a pen­
alty reserved for wholly arbitrary application because, if 
it were regularly used against robbers, it would affront 
universally shared standards of public decency. Such a 
penalty—not Law, but Terror-—is the instrument of totali­
tarian government. It is a cruel and unusual punishment, 
forbidden by the Eighth Amendment.

NFS (1968), p p .  30-32; 108 C o n g . R e c . 3300-3305, 87th C o n g ., 
2d Sess. (March 1, 1962).

It appears that, outside of the United States also, capital pun­
ishment for robbery is seldom legally available. In 128 nations 
surveyed, Patrick found that 18 had laws punishing some form 
of robbery (usually an aggravated form) capitally. Patrick 398- 
404, 409. This is a somewhat larger number than reported in 
United Nations 41.

66 This is a characteristic of cruel and unusual punishments. 
“ [WJhenever social progress outpaces the Law, so that its penal­
ties appear disproportionately severe to the public conscience, 
juries become reluctant to convict [or to impose the penalty], and 
reprieves, instead of being an exceptional act of mercy, become 
virtually the rule, so that only a small proportion of the sentences 
are actually carried out and the threat accordingly loses its deter­
rent effect.” K oestler 36. See Bedau 31, 33, 270; Mattick 16.



62

III.
The Alabama Procedure Under Which Boykin Was 

Sentenced to Die in the Unregulated, Lawless Discre­
tion of the Jury Violates the Rule of Law Basic to Due 
Process.

We noted in Part II of this brief that the principal 
legal device by which Alabama (like most States) permits 
the arbitrary administration of capital punishment is un­
restricted jury discretion. Our present submission attacks 
the constitutionality of the device. The discretion given 
Alabama jurors to sentence men whom they convict of 
robbery to live or die is absolute. I t is totally unguided, 
unprincipled, unconstrained, uncontrolled, and unreview- 
able. We invite the Court’s attention, once again, to the 
fashion in which the decision to take Edward Boykin’s 
life was submitted to the jury. Pp. 13-14, supra. The trial 
judge simply gave the jurors two forms—a form for life 
and a form for death—and told them: “You can use either 
one form or the other when you arrive at your verdict.” 
App. 32.

We think there can be no doubt about the unconstitu­
tionality of such a procedure. We have made the argument 
to the Court before,66 and we urge it again here. Just 
last month, it was rejected by the Supreme Court of Cali­
fornia by a four-to-three vote. The California opinions 
are attached as Appendix B hereto. With deference, we 
submit that Justice Tobriner’s dissenting opinion, in which 
Chief Justice Traynor and Justice Peters concur, states 
the law of the Fourteenth Amendment. It does so with 
uncomparable lucidity, and we hope that it will be read 
by this Court.

66 See the documents cited in note 7, para. (2), supra.



63

The issues to which it speaks could not be more impor­
tant or more fundamental. For, whatever else “due process 
of law” may encompass, it has always been thought to 
impose some demand of fundamental procedural regularity 
in decision-making, some insistence upon the rule of law, 
some adherence to the principle established by Magna 
Carta that the life and liberty of the subject should not 
be taken but by the law of the land. This Court has long 
condemned the sort of vagueness in criminal statutes that 
“licenses the jury to create its own standard in each case,” 
Herndon v. Lowry, 301 U.S. 242, 263 (1937). See e.g., 
Smith v. Cahoon, 283 TJ.S. 552 (1931); Cline v. Frink 
Dairy Co., 247 U.S. 445 (1927); Connally v. General Con­
struction Co., 269 U.S. 385 (1926); Winters v. New York, 
333 U.S. 507 (1948). The vice of such statutes is not 
alone their failure to give fair warning of prohibited con­
duct, but the breadth of room they leave for jury arbitrari­
ness and the influence of impermissible considerations, 
N.A.A.C.P. v. Button, 371 U.S. 415, 432-433 (1963); Freed­
man v. Maryland, 380 U.S. 51, 56 (1965); Lewis, The Sit-In 
Cases: Great Expectations, 1963 S u p r e m e  C ourt R ev iew  
101, 110; Note, 109 U. Pa. L. Rev. 67, 90 (1960), including 
racial considerations, see Louisiana v. United States, 380 
U.S. 145 (1965); Dombrowski v. Pfister, 380 U.S. 479 
(1965); Cox v. Louisiana, 379 U.S. 536 (1965), and every 
other insidious urging of caprice or prejudice.

Under these decisions, it could scarcely be contended that 
an Alabama statute would be valid which provided: “who­
ever is found condemnable in the discretion of a jury shall 
be guilty of an offense.” Yet we submit that this supposi­
tious statute stands no differently in light of the concerns 
of the Due Process Clause than the unregulated sentencing 
practice under which petitioner was condemned to die. The 
statute, it is true, deals with crime, and Alabama’s sentenc-



64

ing practice with punishment. But a practice that jeop­
ardizes the integrity and reliability of the sentencing 
process is as unconstitutionl as one that similarly affects 
the guilt-determining process. Witherspoon v. Illinois, 391 
TT.S. 510 (1968); Mempa v. Rhay, 389 U.S. 128 (1967); 
McConnell v. Rhay and Stiltner v. Rhay, 37 U.S. L. Week 
3131 (U.S., Oct. 14, 1968). In Witherspoon, 391 U.S. at 
521 n. 20, this Court noted that while sentencing choice— 
and, in particular, the choice of life or death may be:

“different in kind from a finding that the defendant com­
mitted a specified criminal offense, . . . this does not 
mean that basic requirements of procedural fairness 
can be ignored simply because the determination in­
volved in this case differs in some respects from the 
traditional assessment of whether the defendant en­
gaged in a proscribed course of conduct.”

Traditionally, of course, it may have been thought that 
“fair notice” questions were raised by regulations defining 
offenses but not by those prescribing punishment. Yet, is it 
not apparent that the vice of the “whoever-is-found-con- 
demnable” statute has little to do with notice? The statute 
is bad not because a man does not know how to behave con­
sistently with it, but because, however he behaves, he may he 
arbitrarily and capriciously taken by the heels. The precise 
vice inheres in unregulated jury discretion to sentence a 
convicted robber to life or death. He too may be dealt with 
arbitrarily, his life extinguished for any reason or none. 
Surely he is, at the same time, under Alabama’s single ver­
dict practice, found guilty of a defined crime. That con­
viction, however, cannot constitutionally be given the effect 
of stripping him of every civil right, including the funda­
mental right to due process of law. E.g., Specht v. Patter­
son, 386 U.S. 605 (1967).



65

Giaccio v. Pennsylvania, 382 U.S. 399 (1966), supports, if 
it does not compel, the conclusion that unfettered jury dis­
cretion in capital sentencing is unconstitutional. What was 
at issue there, as here, was a state practice governing dis­
position. No “fair notice” problem was involved—except, 
of course, the problem, noted by the Court, that it was im­
possible for defense counsel at trial to know what issues he 
was trying, as it is in a capital case tried to a jury having 
limitless sentencing power.57 That decision turned squarely 
on the proposition that the Fourteenth Amendment forbade 
Pennsylvania to leave its “jurors free to decide, without 
any legally fixed standards,” 382 U.S. at 402-403, whether 
to impose upon a defendant a rather small item of costs.68 
It is not evident why, in the infinitely more significant mat­
ter of sentencing men to death, Alabama juries can be per­
mitted the same lawless and standardless freedom.

Nor does footnote 8 in the Giaccio opinion blunt the 
implications of the Giaccio holding for our present pur­
poses. In that footnote, a majority of this Court noted 
that it intended to cast no doubt on the constitutionality 
of leaving to juries finding defendants guilty of a crime 
the power to fix punishment “within legally prescribed 
limits.” The precise problem in this case is that there were 
no “legally prescribed limits,” in any realistic sense, to

57 The Court noted specifically that the problem of fair notice 
was only one of the problems with vague, standardless laws:

“It is established that a law fails to meet the requirements of 
the Due Process Clause if it is so vague and standardless that 
it leaves the public uncertain as to the conduct it prohibits or 
leaves judges and jurors free to decide, without any legally 
fixed standards, what is prohibited and what is not in each 
particular case.” (382 U.S. at 402-403; emphasis added.)

68 No First Amendment or other federal rights demanding the 
special protection afforded by a heightened requirement of statu­
tory specificity, see United States v. National Dairy Prods. Corp., 
372 U.S. 29, 36 (1963), were involved in Giaccio.



66

the jury’s discretion. Further, that footnote speaks to 
jury sentencing generally, not capital sentencing.

“It should be understood that much more is involved 
here than a simple determination of sentence. The 
State . . . empowered the jury in this case to answer 
‘yes’ or ‘no’ to the question whether this defendant 
was fit to live.” (Witherspoon v. Illinois, 391 U.S. 510, 
521 n. 20 (1968).)

Given the imprecision of the sentencing art, even when per­
formed by judges, see Tigner v. Texas, 310 U.S. 141, 148- 
149 (1940), it may well be that juries can constitutionally 
be given some discretion in selecting a smaller or larger 
fine, a longer or shorter term of years, particularly where 
the range of choice is relatively circumscribed and the 
effect of the choice somewhat qualified by parole statutes 
and the continuing availability of post-conviction process to 
rectify after-discovered mistakes made at the trial. But 
the degree of arbitrariness allowed a State is not so liberal 
where grave and irremediable punitive exactions are at 
stake, see Skinner v. Oklahoma, 316 U.S. 535 (1942); and 
none is graver or more irremediable than the sentence of 
death by electrocution.

Nor did the Court in Giaccio have before it what has been 
presented here: evidence that in fact the sentencing dis­
cretion given juries has been exercised arbitrarily. See 
Part II, supra, of this brief. We do not hesitate to con­
tend that the arbitrary and standardless discretion afforded 
Alabama juries constituted per se a deprivation of Boykin’s 
constitutional rights. But evidence that abuse has in fact 
occurred in its administration—that only five men, all 
Negro, have been sent to death for robbery in the past 
thirty-eight years in this State—has considerable bearing 
on the issue whether a practice challenged on the grounds



67

of lawlessness tending to abuse is susceptible to that chal­
lenge, e.g., YicJc Wo v. Hopkins, 118 TLS. 356 (1886); 
Niemotko v. Maryland, 340 U.S. 268 (1951); Hague v. 
C.I.O., 307 U.S. 496 (1939); Louisiana v. United States, 380 
U.S. 145 (1965).

We do not contend here that the Due Process Clause 
forbids entirely the exercise of discretion in sentencing— 
even by a jury and even in a capital case. Ways may be 
found to delimit and guide discretion, narrow its scope, 
and subject it to review; and these may bring a grant of 
discretion within constitutionally tolerable limits. Whether 
the approach taken by a State such as Nevada, which 
makes certain reviewable findings of fact the indispensable 
condition of imposing capital punishment (see Nev. Eev. 
Stat. §200.363 (1967)); or the approach of California, 
which has adumbrated by judicial decision at least some 
of the impermissible considerations against which jurors 
are to be cautioned (see People v. Love, 53 Cal.2d 843, 350 
P.2d 705 (I960)); or that of the Model Penal Code, which 
both establishes prerequisite findings and enumerates ag­
gravating and mitigating circumstances (see A m erican  
L aw  I n st it u t e , M odel P e n a l  C ode, §210.6 (P.O.D. May 4, 
1962), pp. 128-132); or that of the numerous States which 
provide plenary review of capital jury sentencing by trial 
and/or appellate courts, would be constitutional, is not the 
question presented. Concededly, the goals of sentencing 
are complex and in designing devices for achieving them 
the States must have some tolerance.

But as the issue of petitioner’s sentence was submitted 
to the jury in its sole discretion under Alabama procedure, 
the attention of the jurors was directed to none of the 
purposes of criminal punishment, nor to any pertinent as­
pect or aspects of the defendant’s conduct. They were not



68

invited to consider the extent of harm to the robbery 
victims, the moral heinousness of the defendant’s acts, 
his susceptibility or lack of susceptibility to reformation, 
the extent of the deterrent effect of killing the defendant 
“pour decourager les autres.” Cf. Packer, Making the 
Punishment Fit the Crime, 77 Harv. L. Eev. 1071 (1964). 
They were permitted to choose between life and death upon 
conviction for any reason, rational or irrational, or for no 
reason at all; at a whim, a vague caprice, or because of the 
color of Boykin’s skin. In making the determination to 
impose the death sentence, they acted wilfully and unre- 
viewably, without standards and without direction. Noth­
ing assured that there would be the slightest thread of con­
nection between the sentence they exacted and any rea­
sonable justification for exacting it. Cf. Skinner v. Okla­
homa, supra. To concede the complexity and interrelation 
of sentencing goals, see Packer, supra, is no reason to sus­
tain a procedure which ignores them all. It is futile to put 
forward justification for a death so inflicted; there is no 
assurance that the infliction responds to the justification 
or will conform to it in operation. Inevitably, under such 
a sentencing regime, capital punishment in those few, ar­
bitrarily selected cases where it is applied, is both un­
justifiable and lawless, and, as shown by Alabama’s record, 
pp. 53-54, supra, conventionally imposed only on the mem­
bers of minority groups.

We submit that its imposition in the unfettered discre­
tion of a jury violates the rule of law that is fundamental 
to Due Process.



69

IV.
Issues Not Presented

Before closing this brief, we think it is imperative to 
notice explicitly several issues which, in our judgment, the 
Court is not now called upon to decide. We venture with 
the utmost deference to identify these issues because of 
their extreme importance to the many condemned men 
whom we represent. Numerous of these men have stays 
of execution granted upon post-conviction petitions raising 
the issues. If, as we submit, none of the issues is presented 
in this Boykin case, we know that the Court would not want 
inadvertently to prejudice their subsequent presentation. 
Because of the nature of the issues and their relation to 
those briefed herein, there is some danger of this if we are 
negligent in failing to bring to the Court’s attention pre­
cisely what these issues are.

First, the Court is not now called upon to determine 
whether the death penalty is cruel and unusual punishment 
for the crime of murder. Most of the men on death row 
today are there for murder, and they are presenting to a 
number of courts varying contentions attacking their death 
sentences under the Eighth Amendment. Some of these 
contentions stress the physical and psychological cruelties 
of execution, or its indignities; others focus upon the for­
tuity and apparent purposelessness of its application ■ still 
others press the unnecessary severity of capital punish­
ment in view of the alternative means available to the 
state for achieving all of the legitimate ends of criminal 
sanctioning, either in particular cases or generally. We 
note that one of the very convincing points made by counsel 
for Boykin is that the death sentence for robbery is con­
stitutionally disproportionate. Our own Eighth Amend-



70

ment argument in support of Boykin takes a different ap­
proach. See part II, supra, of this brief. But, if the Court 
should see fit to adopt reasoning of proportionality in ap­
plying the Eighth Amendment to Boykin’s case, we earn­
estly hope that it will make clear what a proportionality 
rationale does not imply. Specifically, if the death penalty 
violates the Eighth Amendment because it is dispropor­
tionately severe for the crime of robbery, that does not 
imply that the death penalty is constitutionally acceptable 
for the crime of murder.

This is so for at least two reasons. (1) Even were pro­
portionality theory the full measure of the Eighth Amend­
ment, this Court is not now in a position to determine 
whether the death penalty is proportioned to the crime of 
murder. The determination that it is disproportioned to 
robbery does not necessarily establish that it is propor­
tioned to murder; and there are some very good reasons to 
believe that it is not. A few reasons are suggested at pp. 
33-35, supra, but they can hardly be adequately developed 
or considered in a case where the issue is not presented. 
(2) In any event, though proportionality be one command 
of the Eighth Amendment, it is surely not the sole com­
mand of the Eighth Amendment. Court-ordered maiming 
is arguably proportioned to the crime of mayhem, but we 
have no doubt that maiming would be held to violate the 
prohibition of cruel and unusual punishments. So, if the 
death penalty is unconstitutional when disproportioned, it 
is not thereby constitutional when proportioned. Other 
Eighth Amendment principles may yet condemn it.

Second, and in the same vein, the Court is not now called 
upon to determine whether the death penalty might be 
shown to be a cruel and unusual punishment’ on other 
grounds than those urged here, and on another record; 
nor to determine the right of a condemned man to make



71

such a record. In this connection, we note that we have 
been seeking in various courts the opportunity for an evi­
dentiary hearing at which expert testimony relating to the 
actual physical and psychological effects of capital punish­
ment might be received, together with similar testimony 
relating to the validity of the several state interests usu­
ally asserted to justify the state-ordered executions which 
have these effects. The refusal of one court to allow us 
such a hearing is at issue in one pending petition for certio­
rari here. Forcella and Funicello v. New Jersey, O.T. 1968, 
No. 947 Misc.

Whatever the disposition of that particular petition, we 
would hope that courts will not universally and perpetually 
decline to hear constitutionally relevant evidence. But no 
such evidence is contained in the remarkably spare Boykin 
record, and none was proffered by Boykin’s court-appointed 
counsel. We think it important that this be made clear, so 
that nothing in the Court’s deliberations here prejudices 
the right to offer evidence of the sort described, or pre­
judges the constitutional case which could be made by evi­
dence.

Third, Boykin’s petition for certiorari presents as a dis­
tinct question (number 6 among the Questions Presented) 
a claim of racial discrimination in the application of the 
death penalty to Alabama Negroes. In Boykin’s brief, the 
claim and the evidence supporting it are put forward as 
part of his argument that the death penalty, in his case, is 
a cruel and unusual punishment. We agree that the appar­
ent racial discrimination in the selection of the few, other­
wise arbitrarily chosen men sentenced to die for robbery in 
Alabama and the handful of Southern States which retain 
capital punishment for this crime is highly relevant to the 
claim of cruel and unusual punishment, for reasons which 
We have developed in Part II, supra, of this brief. Racial



72

discrimination also appears to us germane to Boykin’s con­
tention that unfettered jury discretion in capital sentencing 
violates the rule of law fundamental to the Due Process 
Clause, as we have shown in Part III, supra.

But these submissions—properly resting upon evidence 
of racially differencial sentencing less exact and scientific 
than that which would be proffered to support a claim of 
discrimination under the Equal Protection Clause—should 
not be confused with the latter claim. Judicially noticeable 
indications of pervasive racial discrimination in the admin­
istration of the death penalty throughout the United States 
abound (see pp. 51-53, supra), and are quite legitimately 
noticed as matters of “constitutional fact” going to the 
Eighth Amendment argument. They would not generally, 
and without more, suffice to prove an out-and-out Equal 
Protection violation by a particular State, under YicJc Wo 
v. Hopkins, 118 U.S. 356 (1886).

Elaborate—and exceedingly expensive—scientific re­
search efforts may, however, result in proof which (to­
gether with the noticeable publications) amply carries the 
day under the Equal Protection Clause. Our Petition for 
Certiorari, in Maxwell v. Bishop, O.T. 1968, No. 622, sub­
mits that such a case was proved in Arkansas relating to 
capital sentencing for the crime of rape. A still more con­
vincing case might be made in Alabama with regard to cap­
ital rape sentencing. But that evidence is not in this rec­
ord. We have pointed out above that—apart from the fact 
that its procurement would have been beyond Boykin’s re­
sources—scientific analysis of racial patterns for capital 
robbery sentencing in Alabama would be virtually impos­
sible, by reason of the infinitesimally small number of per­
sons sentenced to death for robbery in that State (or any 
State) in recent years. This latter circumstance highlights 
the force of Boykin’s contention under the Cruel and Un-



73

usual Punishment Clause; it also makes imperative an ap­
preciation of the distinction between the Eighth Amend­
ment contention and an Equal Protection claim.

Finally, Boykin’s petition for certiorari presents (as 
question number 4 among the Questions Presented) a con­
stitutional challenge to the “unitary” or single-verdict 
method of trying the issues of guilt and punishment in a 
capital case. On a proper record, that question would be a 
very substantial one. See the petitions for certiorari in the 
Johnson, Mathis and Maxwell cases, cited at note 7, para. 
(3), supra.

But the issue is not briefed by counsel for Boykin, for 
the reason, we would think, that it is hardly presented on 
this record. Boykin pleaded guilty; and, for aught that 
appears, the jury trial which followed his plea was for the 
sole purpose of fixing punishment. At the most, the guilt 
question was tried in a formal sense, on judicial confes­
sion.

And so—although, again, Boykin’s case might look dif­
ferent on a different record—it is apparent that the present 
record raises no question of the constitutionality of trying 
guilt and punishment simultaneously in a capital case. 
That question will properly arise in a capital case where 
guilt is tried.



CONCLUSION

Edward Boykin’s guilty plea was accepted without the 
safeguards required by the Due Process Clause. His sen­
tence to death for the crime of robbery violates the Eighth 
Amendment’s prohibition of cruel and unusual punishment. 
The method by which his sentence was determined, in the 
unregulated and lawless discretion of the jury, violates 
the rule of law fundamental to due process. The judgment 
below should be reversed.

Respectfully submitted,

J ack  Greenberg  
J a m es  M . N abrit , TIT 
M ic h a e l  M e l t sn e r  
M elvyn  Z arr 
J ack  H im m e l s t e in  

10 Columbus Circle 
New York, New York 10019

A n t h o n y  G. A msterdam  
3400 Chestnut Street 
Philadelphia, Pa. 19104

Attorneys for the N.A.A.C.P. 
Legal Defense and Educational



MEILEN PRESS IN C  —  N. Y. C. >219

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