Brown v. Board of Education Supplemental Brief for the United States on Reargument
Public Court Documents
November 1, 1953
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Brief Collection, LDF Court Filings. Brown v. Board of Education Supplemental Brief for the United States on Reargument, 1953. 4572ede1-b69a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/8db86215-1745-426d-a77a-d825b3d19725/brown-v-board-of-education-supplemental-brief-for-the-united-states-on-reargument. Accessed November 23, 2025.
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N o s . 1 , . 2 , 4 , 8 , 1 0
O c t o b e r T e r m , 1 9 5 3
No. 1
Oliver Brown, et al., appellants
Board of Education op Topeka, Shawnee County, Kansas, et al.
No. 2
H arry Briggs, Jr., et al., appellants
v.
R. W. Elliott, et al.
No. 4
Dorothy E. Davis, et al., appellants
v.
County School Board of Prince Edward County, Virginia, et al.
No. 8.
Spottswood T homas Bolling, et at,., petitioners
v.
C. Melvin Sharpe, et al.
No. 10
N Francis B. Gerhart, et al... petitioners
v.
Ethel Louise Belton, et al.
SUPPLEMENT A l BRIEF FOE THE UNITED STATES ON
EEAEGUMENT
I N D E X
I and II
P®gs
The contemporary understanding of the Fourteenth Amend
ment with respect to its effect on racial segregation in public
schools_______________________ ___________________________ 3
A. Introductory------------------------------------------------------------- 4
1. The reconstruction period-------------------------------- 4
2. Public education in the United States in 1866-_ 8
B. The historical origins and background of the Fourteenth
Amendment_______________________________________ 9
1. The anti-slavery origins of the reconstruction
amendments_______________________________ 9
2. The status of Negroes (legal, economic, and edu
cational) at the close of the Civil War__________ 14
C. The legislative history of the Thirteenth Amendment
and implementing legislation--------------------------------- 17
1. The Thirteenth Amendment--------------------------- 17
2. Implementing legislation: The Freedmen’s Bu
reau bills, and the Civil Rights Act of 1866.. 20
D. The Fourteenth Amendment in Congress-------------------- 32
1. The Stevens “ apportionment” amendment____ 33
2. The Bingham “ equal rights” amendment--------- 36
3. H. J. Res. 127: the Fourteenth Amendment--. 41
a. The House debate------------ 42
b. The Senate debate------------------------------- 48
E. The ratification of the Fourteenth Amendment by the
States____________________________________________ 57
F. Contemporaneous actions, federal and state, bearing on
school segregation_________________________________ 66
1. Federal legislation in the 39th Congress----------- 67
a. The Freedmen's Bureau Extension Act. 67
b. School legislation for the District of Co
lumbia_____________________________ 69
2. Legislation in Congress after 1866------------------- 72
a. Readmission of the Southern States____ 72
b. Legislative attempts to abolish school
segregation in the District of Colum
bia_________________________________ 76
c. Civil Rights Act of 1875_______________ 78
3. State legislation and decisions_________________ 86
a. Negro education in the North_________ 90
b. Negro education in the South__________ 96
c. State judicial decisions on Negro edu
cation _______________ 100
d. Significance of the contemporaneous
state laws providing for school segre
gation______________________________ 104
G. Summary and conclusions___________________________ 112
280315— 53-------1 (I)
n
in
Page
It. is within the judicial power, in construing the Fourteenth
Amendment, to decide that racial segregation in public schools
is unconstitutional. _ ^___________ ____________________ 132
IV
If the Court holds that racial segregation in public schools is
unconstitutional, it has power to direct such relief as in its
judgment will best serve the interests of justice in the cir
cumstances_____________________________:__________________ 152
V
If the Court holds that racial segregation in public schools is
unconstitutional, it should remand these cases to the lower
courts with directions to carry out this Court’s decision as
speedily as the particular circumstances permit____________ 168
A. Obstacles to integration___ ________________________ 170
B. The decrees_______________________________________ 182
Conclusion__________________________________________________ 187
CITATIONS
Cases:
Adamson v. California, 332 U. S. 46_____________________ 128
Addison v. Holly Hill Co., 322 U. S. 607_________________ 155
Alexander v. Hillman, 296 U. S. 222_____________________ 155
Armour & Co. v. Wantock, 323 U. S. 126________________ 167
Atkin v. Kansas, 191 U. S. 207__________________________ 147
Atlantic Coast Line v. Florida, 295 IT. S. 301_____________ 155
Attorney General v. Birmingham, 4 Kay & J. 528 (1858)__ 158
Attorney-General v. Colney Hatch Lunatic Asylum, 4 Ch.
App. 146____ 158
Attorney General v. Corporation of Halifax, 39 L. J. Ch.
N. S. 129___________________________ 158
Attorney-General v. Finchley Local Board, 3 Times L. It. 356_ 158
Attorney-General v. Proprietors of the Bradford Canal, L. It.
2 Eq. 71___ 158
Bailey v. City of New York, 38 Misc. (N. Y.) 641________ 159
Baltimore v. Brack, 175 Md. 615________________________ 158
Beasley v. Texas and Pacific Ry. Co., 191 U. S. 492_______ 156
Berea College v. Kentucky, 211 IT, S. 45______________- ___ 144
Board of Education v. Tinnon, 26 Kans. 1________________ 102
Bonner, In re, 151 U. S. 242____________________________ 156
Boston Rolling Mills v. Cambridge, 117 Mass. 396________ 158
Breed v. City of Lynn, 126 Mass. 367_________ ___________ 158
Breedlove v. Suttles, 302 IT. S. 277_______________________ 126
Brehm v. Richards, 152 Md. 126_________________________ 158
Browder v. United States, 312 U. S. 335__________________ 131
I l l
Brown v. Board of Trustees, 187 F. 2d 20------------------------- 163
Buchanan v. Warley, 245 U. S. 60----------------------------------- 141
Butterfield v. Zydok, 342 U. S. 524______________________ 157
Caretti v. Broring Building Co., 150 Md. 198-------------------- 158
Central Kentucky Co. v. Railroad. Commission, 290 U. S.
264____________________________________________________ 155
Chapman v. City of Rochester, 110 N. Y. 273-------------------- 159
Chase v. Stephenson, 71 111. 383-------------------------------------------- 101
City of Manchester v. Farnworth (1930), A. C. 171------------ 158
City of San Diego v. Van Winkle, 69 Cal. App. 2d 237----- 158
Civil Rights Cases, 109 U. S. 3 ----------------------------------------- 7, 80
Clark v. The Board of Directors, etc., 24 Iowa 267---------- 101, 103
Cohens v. Virginia, 6 Wheat. 264------------------------------------ 166
Colegrove v. Green, 328 U. S. 549----------------------------------------- 150
Commonwealth v. Davis, 10 Weekly Notes 156 (1881)---------- 104
Commonwealth v. Helm, 9 Ky. L. Rep. 532---------------------- 112
Commonwealth ex rel. Brown v. Williamson, 10 Phila. 490-_ 102
Cory v. Carter, 48 Ind. 327___________________________ 107, 146
Camming v. Board of Education, 175 U. S. 528------------- 107, 144
Dallas v. Fosdick, 40 How. Pr. Rep. 249 (N. Y. Sup. Ct.
1869)_______________________________________________ 89, 101
Davidson v. New Orleans, 96 U. S. 97------------------------------ 131
Doremus v. Mayor and Aldermen of Paterson, 79 N. J. Eq.
63___________________________________________ - ______ 159
Dove v. The Independent School District, 41 Iowa 689-------- 101
Eccles v. Peoples Bank, 333 U. S. 426____________________ 154
Euclid v. Amber Realty Co., 272 U. S. 365------------------------ 142
Everson v. Board of Education, 330 U. S. 1----------------------- 126
Fay v. New York, 332 U. S. 261_________________________ 136
French v. Chapin-Sacks Mfg. Co., 118 Va. 117------------------ 159
Georgia v. Stanton, 6 "Wall. 50__________________________ 150
Georgia v. Tennessee Copper Co., 206 IT. S. 230, 237 U. S.
474, 240 U. S. 650_______________________- _________ 157, 164
Giles v. Harris, 189 U, S, 475___________________________ 150
Gompers v. United States, 233 IT. S. 604--------------------------- 130
Gong Lum v. Rice, 275 U. S. 78------------------------------------- 145
Great Central Ry. v. Doncaster Rural Council, 87 L. J. R.
N. S. 80_____________________________________________ 158
Gregory v. Crain, 291 Ky. 194___________________________ 158
Gandy v. Village of Merrill, 250 Mich. 416--------------------- 159
Harding v. Stamford Water Co., 41 Conn. 87-------------------- 158
Harper v. Railway Co., 76 W. Va. 788----------------------------- 164
Harrisonville v. Dickey Clay Co., 289 IT. S. 334----------------- 158
Hecht Co. v. Bowles, 321 U. S. 321___________________- 155, 156
Heim v. McCall, 239 U. S. 175__________________________ 147
Helvering v. Davis, 301 U. S. 619________________________ 131
Holden v. Hardy, 169 U. S. 366_________________________ 131
Home Bldg. & Loan Ass’n. v. Blaisd'ell, 290-UTS.'398—'----- 128
Gases—Continued Pase
IV
Cases—Continued Page
I-Iurd v. Hodge, 334 U. S. 24_________ _______ __________ - 111
Hurtado v. California, 110 U. S. 516_____________________ 131
Inland Steel Co. v. United States, 306 U. S. 153___________ 156
Joy v. St. Louis, 138 U. S,JL____________________________ 164
Korematsu v. United States, 323 U. S. 214________________ 140
Legal Tender Cases, 12 Wall. 457________________________ 128
Lohman v. The St. Paul R. R. Co., 18 Minn. 174------- , ----- 159
Luther v. Borden, 7 Bow. 1______________________________ 150
Mahler v. Eby, 264 U. S. 32________________- ____________ 157
Maxwell v. Dow, 176 U. S. 581____________- __________ 126, 140
McCabe v. Atchison, Topeka & Santa Fe Ry. Co., 235 U. S.
151________________________________ - ______________ 164, 167
McCulloch y . Maryland, 4 Wheat. 316___________ ----------- 128
McLaurin v. Oklahoma State Regents, 339 U. S. 637---------- 136,
148, 149, 151, 164
McPherson v. Blacker, 146 U. 8. 1----------------------------------- 126
Medley, Petitioner, 134 U. S. 160------------------------------------- 157
Mercoid Corp. v. Mid-Continent Co., 320 U. S. 661----------- 156
Metropolitan Rd. v. District of Columbia, 132 U. S. 1--------- 70
Minnesota v. National Tea Co., 309 U. S. 551------------------- 154
Missouri ex rel. Gaines v. Canada, 305 U. S. 337-------------- 65,
107, 136, 143, 146, 164
Moody v. Village of Saratoga Springs, 17 App. Div. (N. Y.)
207, affirmed, 163 N. Y. 581__________________________ 159
Neal v. Delaware, 103 U. S. 370_________________________ 140
Nebraska v. Wyoming, 325 U. S. 589________________ ____ 164
Nixon v. Herndon, 273 U. S. 536--------------------------------- 112, 141
Northern Securities Co. v. United States, 193 U. S. 197------ 159
North Staffordshire Ry. Co. v. Board of Health, 39 L. J. Ch.
N. S. 131 (1870)_____________________________________ 158
Pacific States Telephone and Telegraph Co. v. Oregon, 223
U. S. 118____________________________________________ 150
People v. Easton, 13 Abbott’s Pr. R. (N. S.) 159 (Sup. Ct.,
1872)________________________________________________ 103
People ex rel. John Congress v. The Board of Education, etc.,
101 111. 308___________________________________________ 102
Plessy v. Ferguson, 163 U. S. 537_____________________ 140, 144
Porter v. Warner Co., 328 U. S. 395--------------------------------- 156
The Protector, 12 Wall. 700______________________________ 150
Radio Station WOW, Inc. v. Johnson, 326 U. S. 120----- 154, 156
Railroad Commission of Texas v. Pullman Co., 312 U. S.
496__________________________________________________ 156
Railway Express v. New York, 336 U. S. 106-------------------- 138
Roberts v. City of Boston, 5 Cush. (Mass.) 198--------- 12, 103, 145
Rochin v. California, 342 U. S. 165_______________________ 131
Sammons v. City of Gloversville, 34 Mise. (N. Y.) 459------, 159
Screws v. United States, 325 U. S. 91------------------------------- 136
V
Cases—Continued Page
Shelley v. Kraemer, 334 U. S. 1______________ 111, 141, 164, 181
Sipuel v. Board of Regents, 332 U. S. 631. 107, 136, 148, 164, 165
Slaughter-House Cases, 16 Wall. 36.---------------------- 118, 119, 139
Smith v. The Directors, etc., 40 Iowa 518-------------------------- 101
South Carolina v. United States, 199 U. S. 437------------------ 131
Southern R. Co. v. Franklin &c. M. C. R. Co., 96 Va. 693— 164
Standard Oil Co. v. United States, 221 U. S. 1__________ 160, 162
State v. White, 90 N. J. Eq. 621--------------------------------------- 159
State Board of Equalization v. Young’s Market Co., 299
U. S. 59______________________________________________ 126
State ex tel. Games v. McCann, 21 Ohio St. 198- 92, 95,103, 107,146
State ex rel. Hatfield v. Carrington, 194 la. 785------------------ 112
State ex rel. Stoutmeyer v. Duffy, 7 Nev. 342----------------- 102, 146
Stovern v. Town of Colmar, 204 la. 983---------------------------- 158
Strauder v. West Virginia, 100 IT. S. 303— 110, 111, 118,122,139
Suburban Land Co., Inc. v. Billerica, 314 Mass. 184--------- 158
Sweatt v. Painter, 339 U. S. 629____ 107, 136, 148, 149, 151, 164
Tod v. Waldman, 266 U. S. 113-------------------------------------- 157
Town of Purcettville v. Potts, 179 Va. 514________________ 159
Union Pacific Ry. Co. v. Chicago, <fee. Ry. Co., 163 U. S. 564. 155
United Public Workers v. Mitchell, 330 U. S. 75--------------- 147
United States v. Aluminum Co., 322 U. S. 716, 148 F. 2d
416, 171 F. 2d 285, 91 F. Supp. 333___________________ 160
United States v. American Tobacco Co., 221 U. S. 106, 191
Fed. 371___________________- ______________________ 160, 185
United States v. Classic, 313 U. S. 299----------------------------- 130
United States v. International Harvester Co., 214 Fed. 987,
274 U. S. 693__________________ - ______________ 160, 162, 163
United States v. Morgan, 307 U. S. 183-----------: ------------ 155, 157
United States v. National Lead Co., 332 U. S. 319--------- 154, 160
United States v. Paramount Pictures, 70 F. Supp. 53, 334
U. S. 131, 85 F. Supp. 881, 339 U. S. 974___________ 160, 163
United States v. Wong Kim Ark, 169 U. S. 649---------------- 128
Van Camp v. Board of Education of Logan, 9 Ohio 406----- 12
Virginia, Ex parte, 100 U. S, 339------------ 109, 124, 137, 138, 140
Virginia v. Rives, 100 U. S. 313--------------------------- 124, 137, 139
Virginian Railway Co. v. System Federation, 300 U. S. 515- _ 156
Ward v. Flood, 48 Cal. 36________________________—-- 103, 107
Weems v. United States, 217 U. S. 349---------------------------- 129
West Virginia State Board of Education v. Barnette, 319
U. S. 624____________ _______________________________ 151
Wiertian v. Updegraff, 344 U. S. 183-------------------------------- 147
Williams v. United States, 341 U. S. 97--------------------------- 136
Winchell v. City of Waukesha, 110 Wis. 101-------------------- 159
Wolf v. Colorado, 338 U. S. 25_____________________— 131, 142
Yakus v. United States, 321 U. S 414----------------------------- 156
VI
Executive Orders and Regulations: Page
Emancipation Proclamation, 1863_______________________ 4
Executive Order 9346, May 27, 1943, 8 F. R. 7183----------- 179
Executive Order 9980 of July 26, 1948, 13 F. R. 4311____ 179
Executive Order 10479, August 15, 1953, 18 F. R. 4899____ 179
Proclamation No. 16 of Sept. 22, 1862, 12 Stat. 1267______ 18
5 C. F. R. 410 1-7 (1952 Supp.)_____________ ____________ 179
Federal Statutes:
The Captured and Abandoned Property Act of 1863, 12
Stat. 820_____________________________________________ 18
Civil Rights Act of 1866, 14 Stat. 27__________________ 5, 20, 59
Civil Rights Act of March 1, 1875, 18 Stat. 335___ 7, 66, 80, 85
Confiscation Act of 1861, 12 Stat. 319----------------------------- 18
Enforcement Act of 1870, 16 Stat. 140___________________ 6
Freedmen’s Bureau Extension Act, July 16, 1866, 14
Stat. 173_____________________________________________ 21, 67
Reconstruction Act of March 2, 1867, 14 Stat. 428------ 5, 72, 98
12 Stat. 376__________________________________________ 4
Act of May 20, 1862, 12 Stat. 394_______________________ 69
Act of May 21, 1862, 12 Stat. 407_______________________ 69
12 Stat. 432____________________________________________ 4
Act of June 25, 1864, 13 Stat. 187________________________ 69
13 Stat. 567, 774_______________________________________ 19
Act of July 23, 1866, 14 Stat. 216_________________________ 69, 71
Act of July 28, 1866, 14 Stat. 343________________________ 69, 71
14 Stat. 428, sec. 5__________________________________ . . . . 98
16 Stat. 59, Dec. 22, 1869_________________________ 76
16 Stat. 62_____________________________________________ 74, 88
16 Stat. 67_____________________________________________ 74, 88
16 Stat. 80____________________________________________ 74, 88
16 Stat. 363_________________________________________ 75
18 Stat. 336____________________________________________ 136
8 U. S. C.:
41 ____________________ 124
42 _______________________________________________ 124
41-48______________________________________________ 136
44_________________________________________________ 136
18 U. S. C.:
241-243____________________________________________, 136
28 U. S. C.:
1343_______________________________________________ 136
2243_______________________________________________ 157
State Constitutions and Statutes:
Alabama Constitution of 1867, Art. I, sec. 2----------------- __ 98
Alabama Laws 1868, p. 148 (Act of the Board of Educa
tion) _________________________________________________ 100
Arkansas Laws 1866-67, No. 35, Sec. 5, p. 100----------------------- 99
VII
Arkansas Laws 1868, No. 52, Sec. 107:
P. 163_____________________________________________ 100
P. 148_________________________ - __________________ 100
California Laws 1866, c. 342, sec. 57-------------------------------- 89
Connecticut Public Laws 1868, p. 206----------------------------- 93
Delaware Laws 1875, ch. 48-----------------, ------------------------- 89, 94
District of Columbia Code (1951 ed.):
§§ 31-670, 31-671__________________________________ 171
§§ 31-1110, 31-1112________________________________ 170
Florida Constitution of 1868, Art. IX, sec. 1-------------------- - 100
Florida Laws 1865, No. 12, ch. 1475-------------------------------- 100
Georgia Laws 1870, No. 53, Sec. 32-------- ------------------------ , 100
Illinois Public Laws 1872, p. 700------------------------------------- 93
Illinois Public Laws 1874, p. 120------------------------------------- 93
Indiana Laws 1869 (Special session), p. 41---------------------- 89, 93
Indiana Laws 1877, p. 124----------------- 93
Kansas Laws 1867, ch. 125______________________________ 93
Kentucky Laws (Gen. St. 1873—Bullock & Johnson),
ch. 62,'Art. I ll, § 2_________________________________ 110
Kentucky Laws 1873-1874, eh. 521--------------------------------- 94
Louisiana Constitution of 1868:
Art, 2_____________________________________________ 98
Art. 13____________________________________________ 99
Arts. 135, 136______________________________________ 98
Maryland, Annotated Code (Flack ed., 1951), Art, 77,
§H 2 (4), 208________________________________________ 171
Maryland Laws 1868, c. 407, c. IX -------------- ------------------89, 94
Maryland Laws 1872, c. 377, c. X V III--------------------------- 94
Massachusetts Acts and Resolves 1867, p. 820----------------- 61
Michigan Laws 1867, Act. No. 34----------------------------------- 93
Mississippi Code (1942 ed.), Art. 15, §§ 6808-6811------------- 171
Mississippi Constitution of 1868, Art. I, Sec. 21--------------- 99
Missouri Laws (Wagner’s Mo. Stat. 1870 (2d ed.) ch. 80,
§ 2 )_____________________________________ ____________ 111
North Carolina Laws, 1868-1869, ch. 184, Sec. 50, p. 471__ 100
51 Ohio Laws, p. 429, sec. 31 (1853), as amended, 61 Ohio
Laws 31, sec. 4 (1864)________________________________ 88
Oregon (Gen. Laws of Oregon, 1843-1872, Civil Code,
§ 918)_________________________________________________ 111
South Carolina Code (1952), §§ 21-251, 21-290_________ 170
South Carolina Constitution of 1868, Art. X, secs. 10, 39__ 98
Vernon’s Texas Civil Statutes, title 49, ch. 8--------------- - 171
Virginia Laws 1869-1870, ch. 259, Sec. 47-------------------------- 100
West Virginia Acts of 1872-1873, p. 102, reenacting chapter
116 of the 1870 Code____________________ __________
State Constitutions and Statutes—Continued Pags
110
VIII
Congressional Reports and Documents: Pago
H. Ex. Doc. No. 315 (1871), 41st Cong., 2d Sess_________ 8,
14, 16, 17, 90
H. J. Res. 127, 39th Cong., 1st Sess__________________21, 41, 42
H. R. 380, 42d Cong., 2d Sess___________________________ 79
H. R. 613, 39th Cong., 1st Sess_________________________ 67
H. R. 783, 41st Cong., 2d Sess__________________________ 75
H. R. 796, 43d Cong., 2d Sess___________________________80, 83
H. R. 1050, 42d Cong., 2d Sess__________________________ 79
H. R. 1335, 41st Cong., 2d Sess_________________________ 76
S. 1, 43d Cong., 1st Sess________ ________________________ 79, 81
S. 9, 39th Cong., 1st Sess----------------------------------------------- 22
S. 60, 39th Cong., 1st Sess__________________________ 21, 23, 25
S. 61, 39th Cong., 1st Sess______________________________ 23, 25
S. 365, 42d Cong., 2d Sess_______________________________ 78
S. 916, 41st Cong., 2d Sess---------------------------------------------- 78
S. 1244, 41st Cong., 3d Sess_____________________________ 76
S. Doc. No. 14, 83d Cong., 1st Sess., pp. 4 -8 ------------------- 173
S. Doc. 711, 63d Cong., 3d Sess. (Journal of the Joint
Committee on Reconstruction)______ 32, 33, 36, 37, 38, 41, 42
State Miscellaneous:
Alabama Senate Journal 1866, p. 32--------------,----------------- 63
Alabama Senate Journal 1868, p. 14-------------------- ---------- 97
Alabama Convention Journal, pp. 153, 237-238--------------- 98
Arkansas Convention Debates and Proceedings, p. 645
et seq________________________________________________ 98, 100
Arkansas House Journal 1868----------------------------------------- 64, 97
Florida Senate Journal 1866, p. 8__________________ _____ 64
Georgia Convention Journal, p. 151-------------------------------- 98
Georgia House Journal 1870, p. 416-------------------------------- 97
Georgia Senate Journal 1866, pp. 65-71--------------------------- 63
Illinois Doc. 1869, vol. 2, p. 557-------------------------------------- 91
Illinois Doc. 1871, pp. 355 et seq. (Report of Superintendent
of Public Instruction 1869-1870)--------------------------------- 93, 95
Illinois Doc. 1871, pp. 355-356 (Report of Superintendent
of Public Instruction 1869-1870)--------------------------------- 95
Illinois Doc. 1873, vol. 2 (Report of Superintendent of
Public Instruction 1871-1872, pp. 115 et seq.)--------------- 95
Illinois Senate Journal 1867 (Governor Oglesby), p. 29----- 61
Indiana Doc. 1865-1866, p. 339 (Report of Superintendent
of Public Instruction 1865-1866)------------- ------------------- 94
Indiana Doc. 1867-1868 (Report of Superintendent of
Public Instruction 1867-1868)------------------------------------- 93, 94
Indiana Doe. 44th Reg. Sess. (1867), Part I, p. 338--------- 91
Indiana Senate Journal 1867, pp. 14, 40 et seq------------------ 60
Louisiana Convention Journal, pp. 60-61, 94, 200-202,
268-270, 277___________________________________ 98
IX
Louisiana House Debates 1866, pp. 209-10, 217-20, 246-7.. 100
Louisiana Legislative Documents 1870, Message of the
Governor, p. 7______________ ______ __________________ 97
Maryland Docs. 1870, House Doc. A., pp. 14-15_________ 92
Mississippi Convention Journal, pp. 316, 318, 479-480___ 98
New Hampshire House Journal 1866, p. 176, et seq_______ 62
New York Assembly Journal 1867, vol. 1, p. 13__________ 61
North Carolina Public Docs. 1867-1868, Doc. No. 2, Sess.
1868, pp. 5-6_________________________________________ 97
Ohio Doc. 1869, pp. 885, et seq. (18th Annual Report)____ 96
Ohio Constitutional Convention, 1873-1874, Debates, vol,
2, part 2:
pp. 2238, et seq____________________________________ 96
pp. 2240-41____________________________ __________ 96
Pennsylvania Leg. Rec., 1867 (Jenks Penn. Debates),
Appendix:
p. X L I----------------------------------------------------------------------- 61
p. IX _______________________________________ 62
p. C C C X L II-._________________________ 96
Pennsylvania Leg. Rec., 1867, Appendix, pp. C C C XLII.. 96
Pennsylvania Leg. Rec., 1867 (Taylor in the Pennsylvania
Debates), Appendix, p. X X II___________________________ 61
South Carolina Convention Proceedings, pp. 71, 88, 100,
685-709, 889, 894, 899-901_____________ . . . _______ . . . 98
Tennessee Senate Journal (Gov. Brownlow called Session),
1866, p. 4 . . ........................ ............... .......... ......... ............. 01
Texas Convention Journal, I, pp. 896, 898, 912__________ 98
Virginia Convention Journal, pp. 67, 299, 308, 333, 335,
336, 339, 340___________________________ 98
Wisconsin Senate Journal, 1867, p. 96___________________ 62
General Miscellaneous:
American Freedman 1866, p. 18_________ _____ _________ 68
Barnard, Special Report of the Commissioner of Education,
II. Ex. Doc. No. 315, 41st Cong., 2d Sess. (1871)___ 8,
14, 16, 17, 90
Beach, High on Injunctions (4th ed.), sec. 746____________ 159
Beach, Injunctions (1895), sec. 2________________________ 159
Bond, The Education of the Negro in the American Social
Order, New York, 1934________________________________ 16
Brandeis, The Living Law, 10 111. L. Rev. 461 (1916)........... 131
Brevier, Legislative Reports 1865______ __________ ________ 91, 95
Brevier, Legislative Reports 1867, p. 80.__________________ 64
Brevier, Legislative Reports (1869), pp. 193 et seq., 340
et seq., 490 et seq........................................ ......... ............... 95
11 Brevier, Legislative Reports (1869 Extra Session), pp. 114
et seq., 387 et seq________ ______ . . . . .
State Miscellaneous—Continued j?w
95
X
Buck, The Road to Reunion, 1865-1900 (1937)------------------- 7
Bustard, The New Jersey Story: The Development of' Ra
cially Integrated Public Schools, 21 Journ. of Negro Edu
cation, 275 (1952)_________________ 178
Cardozo, The Growth of the Law (1924)____________________ 131
Cardozo, The Nature of the Judicial Process (1921)----------- 131
Cardozo, The Paradoxes of Legal Science (1928), p. 99------- 131
Chicago Com. on Human Relations, Report of the, The
People of Chicago, 1947-1951---------------------------------- — 181
Cubberley, Public Education in the United States (1919),
p. 119, et seq_______________________________________ 8, 9, 12
Curtis, The Republican Party (1904), Vol. I, Ch. V I--------- 13
Douglas, Stare Decisis (1949)------------------------ :----------------- 132
Dunning, Reconstruction Political and Economic 1865—1877
(1907), p. 41_________ 7
Dumond, Antislavery Origins of the Civil War in the United
States (1939) ___________________________________ 10, 11, 13
Flack, The Adoption of the Fourteenth Amendment (1909),
Chs. I ll, IV__________________________ _____ ______ 59, 60, 63
Frankfurter, Law and Politics (1939)-------------------------------- 132
Frankfurter, Mr. Justice Holmes’ Constitutional Opinion
(1923), 36 Harv. L. Rev. 909_________________________ 131
Frankfurter, Mr. Justice Holm.es and the Supreme Court
(1938)________________________________________________ 132
Graham, The Early Antislavery Backgrounds of the Four
teenth Amendment (1950), Wis. L. R. 479---------------------- 10
Graham, Procedure to Substance— Extra-Judicial Rise of
Due Process, 1830-1860, 40 Cal. L. R. 483 (1953)______ 10
Holmes, The Common Law (1881)----- ------------- ----------- — 131
Holmes, The Path of the Law, 10 Harv. L. Rev. 457 (1897)— 131
Housing and Home Finance Agency, Public Housing
Administration, 1953, Open Occupancy in Public Housing_ 181
Hughes, Addresses (1916), pp. 354-355---------------------------- 131
Hughes, The Supreme Court of the United States (1928)------- 131
Hurd, Law of Freedom and Bondage in the United States
(1862), Vol. 2, pp. 1-218______________________________ 14
Integration of the Negro into American Society (1951)------- 182
Jackson, Full Faith and Credit (1945)------------------------------ 132
Jackson, The Struggle for Judicial Supremacy (1941)------ 132
James, The Framing of the Fourteenth Amendment (1939)- 50
Jenkins; Pro-Slavery Thought in the Old South (1935)--------- 10, 11
Knight, Public Education in the South (1922)------------------- 8, 9
Mangum, The Legal Status of the Negro (1940)------------------ 112
McPherson, Political History of the United States, 1860-1865
(1865)_____________________ 119
McPherson’s, Scrap Book, 14th Amendment, p. 84-------— 65
General Miscellaneous—Continued Page
XI
New York Times, Aug. 24, 1953, p. 21____________________ 178
Nye, Fettered Freedom (1949)_________________________10, 11, 15
Pomeroy, Equity Jurisprudence (5th ed.), Secs. I l l , 170,
176a-------------------------------------------------------------------------- 155
Pomeroy’s Eq. Rem. (1905):
Secs. 531, 535______________________________________ 159
Sec. 761______________________________ 164
Randall, The Civil War and Reconstruction (1937), p. 724__ 15
Reed, Stare Decisis and Constitutional Law (1938), No. 35
Penna. Bar Asa’n Quarterly, 131_______________________ 131
Selected Studies of Negro Employment in the South: 8
Southern Plants of International Harvester Company
(National Planning Association, 1953)_ 181
1 Seton, Judgments and Orders (7th ed.), p. 612__________ 158
Statistics of State School Systems 1949-1950 (Chapter 2 of
Biennial Survey of Education in the United States
(1948-1950)___________________________________ . _____ 172
Stephenson, Race Distinctions in American Law (1910),
Ch. IV______ ______________________ _________ _____ 14, 15
Stone, Fifty Years’ Work of the Supreme Court (1928), 14
A. B. A. Journ. 428___________________________________ 131
Stone, Law and Its Administration (1924)_______________ 131
Story, Equity Jurisprudence (14th Ed.), Secs. 28, 578__ _ 155
ten Broek, The Anti-Slavery Origins of the Fourteenth
Amendment (1951)_____________________________ 10, 11, 12, 13
Toledo Board of Community Relations, Report of the,
1951_____ 181
U. S. News & World Report, October 16, 1953, pp. 46, 99_- 180
“ Transitional Housing Area,” Report of the Director of
the Mayor’s Interracial Committee in Detroit (1952)__ 181
United Press Survey, New York Times, Jan. 22, 1951___ 181
Wickersham, J. P., A History of Education in Pennsyl
vania (1886), p. 506__________________________________ 109
Wilson, Rise and Fall of Slave Power in America (1874):
Vol. I, pp. 496-498__________ 12
Vol. II, p. 406_____________________________________ 13, 14
Woodward, Reunion and Reaction: The Compromise of
1877 and the End of Reconstruction (1951)_____________ 7
General Miscellaneous—Continued pag0
Jjitihe$ttpremj<!|mtrt«f J M i t M jltstea
O ctober T e r m , 1953
No. I 1
O liver B r o w n , et a l ., app ellan ts
v.
B oard of E d u ca tio n of T o p e k a , S h a w n e e
C o u n t y , K a n sa s , e t a l .
SUPPLEMENTAL BRIEE BOB THE UNITED STATES ON
REARGUMENT
On June 8, 1953, the Court ordered these eases
restored to the docket for reargument, and re
quested counsel in their briefs and on oral argu
ment to discuss certain questions. The order also
invited the Attorney General of the United States
to take part in the oral argument and to file an
additional brief if he so desires.2
1 Together with No. 2, Briggs, et al. v. Elliott, et al.; No. 4,
Dorothy E. Davis, et al. v. County School Board, of Prince
Edward County, Virginia, et al.; No. 8, SSpottswood Thomas
Bolling, et al. v. C. Melvin Sharpe, et al.; and No. 10, Francis
B. Gebhart, et al. v. Ethel Louise Belton, et ad.
2 The full text of the Court’s order is as follows (345 U. S.
972-973):
“Each of these cases is ordered restored to the docket and is
assigned for reargument on Monday, October 12, next. In
(l)
2
Since tit e United States is not a party to any of
these cases and is participating herein solely as an
amicus curiae, it submits this brief as an objective
non-adversary discussion of the questions stated in
the Court’s order of reargument. No attempt has
been made to reexamine other questions briefed
and argued at the last term.
their briefs and on oral argument counsel are requested to
discuss particularly the following questions insofar as they
are relevant to the respective cases:
“ 1. What evidence is there that the Congress which sub
mitted and the State legislatures and conventions which
ratified the Fourteenth Amendment contemplated or did not
contemplate, understood or did not understand, that it would
abolish segregation in public schools ?
“2. I f neither the Congress in submitting nor the States in
ratifying the Fourteenth Amendment understood that com
pliance with it would require the immediate abolition o f seg
regation in public schools, was it nevertheless the understand
ing of the framers o f the Amendment
“ (a) that future Congresses might, in the exercise o f their
power under section 5 of the Amendment, abolish such segre
gation, or
“ (b) that it would be within the judicial power, in light
o f future conditions, to construe the Amendment as abolish
ing such segregation o f its own force?
“ 3. On the assumption that the answers to questions 2 (a )
and (b) do not dispose o f the issue, is it within the judicial
power, in construing the Amendment, to abolish segregation
in public schools ?
“4. Assuming it is decided that segregation in public
schools violates the Fourteenth Amendment
“ (a) would a decree necessarily follow providing that,
within the limits set by normal geographic school districting,
Negro children should forthwith be admitted to schools of
their choice, or
“ (b) may this Court, in the exercise of its equity powers,
permit an effective gradual adjustment to be brought about
3
I and II
THE CONTEMPORARY UNDERSTANDING OP THE FOUR
TEENTH AMENDMENT W ITH RESPECT TO ITS EFFECT
ON RACIAL SEGREGATION IN PUBLIC SCHOOLS
The first two questions asked by the Court are as
follows:
1. What evidence is there that the Con
gress which submitted and the State legisla
tures and conventions which ratified the
Fourteenth Amendment contemplated or
did not contemplate, understood or did not
understand, that it would abolish segrega
tion in public schools ?
2. I f neither the Congress in submitting
nor the States in ratifying the Fourteenth
Amendment understood that compliance
from existing segregated systems to a system not based on
color distinctions?
“ 5. On the assumption on which questions 4 (a) and (b)
are based, and assuming further that this Court will exercise
its equity powers to the end described in question 4 (b ),
“ (a) should this Court formulate detailed decrees in these
cases;
“ (b) i f so, what specific issues should the decrees reach;
“ (c) should this Court appoint a special master to hear
evidence with a view to recommending specific terms for
such decrees;
“ (d) should this Court remand to the courts o f first in
stance with directions to frame decrees in these cases, and
if so what general directions should the decrees o f this Court
include and what procedures should the courts o f first in
stance follow in arriving at the specific terms o f more de
tailed decrees?
“ The Attorney General of the United States is invited to
take part in the oral argument and to file an additional
brief if he so desires.”
4
with it would require the immediate aboli
tion of segregation in public schools, was it
nevertheless the understanding of the fram
ers of the Amendment
(a) that future Congresses might, in the
exercise of their power under section 5 of
the Amendment, abolish such segregation, or
(b) that it would be within the judicial
power, in light of future conditions, to con
strue the Amendment as abolishing such
segregation of its own force ?
Since the historical materials examined are rele
vant to both questions, they are here treated
together.3
A. INTRODUCTORY
1. The reconstruction 'period
Abolition of slavery by national action began
while the Civil War was in progress, with Con
gressional abolition in the District of Columbia
(12 Stat. 376) and the territories (12 Stat. 432)
in 1862, and President Lincoln’s Emancipation
Proclamation in 1863. The Thirteenth Amend
ment, abolishing slavery everywhere within the
United States, was proposed by Congress on Feb
ruary 1, 1865, and declared adopted on December
18, 1865.
After the termination of hostilities, new govern
ments were established in the Southern states
under Presidential authority. Negroes were not
3 The Appendix, which is contained in a separate volume,
consists of detailed factual summaries o f the materials on
the vai’ious aspects o f the historical questions which are
dealt with in this brief.
5
allowed, however, to participate in the elections
held in these states, and in December 1865 Con
gress refused to seat members chosen in such elec
tions. At the same session Congress created a
Joint Committee on Reconstruction, to which all
matters concerning the South were referred and
which originated the various measures which
formed the program of Congressional reconstruc
tion.
During 1866 Congress, over the opposition of
President Johnson, extended the functions of the
Freedmen’s Bureau, which had been created in
1865 to promote the welfare of the freed Negroes
and to protect their civil rights. In April of the
same year it enacted over a veto the Civil Rights
Act (14 Stat. 27), which was designed to enforce
by Federal authority the civil rights of Negroes,
including their right to “ full and equal benefit of
all laws and proceedings for the security of per
son and property * *
Two months later, on June 16, 1866, Congress
proposed the Fourteenth Amendment. By March
1867 most of the Northern states had ratified the
Amendment. Three border states had rejected it,
however, and of the Southern states only Ten
nessee had ratified it, making a total of less than
the required three-fourths. The elections of 1866
had returned to Congress a clear majority in
favor of the program of Congressional recon
struction. Accordingly, in March 1867 Congress
enacted the Reconstruction Act (14 Stat. 428)
280315—53----- 2
6
under which the Southern states (except for Ten
nessee) were divided into five military districts
and the existing state governments were declared
to be provisional only. The Act provided that
military supervision would be withdrawn, and a
state’s representatives readmitted to Congress,
after it had (a) framed a new constitution “ in
conformity with the Constitution of the United
States in all respects,” (b) adopted universal
male suffrage, and (c) ratified the Fourteenth
Amendment. By June 1868 seven states had met
all of these conditions and were restored to repre
sentation. On July 21, 1868, the Amendment,
having been ratified by the legislatures of thirty
of the thirty-seven states to which it was sub
mitted, was declared adopted. Subsequently, the
other three Southern states ratified the Amend
ment, and their representatives were readmitted
to Congress.
The impeachment of President Johnson in
1868, arising out of his differences with Congress
on reconstruction policy, was unsuccessful, but the
election of Grant that year brought into office a
President who was in agreement with the Con
gressional program. To assure the Negroes the
right to vote, protected by the national govern
ment, a third constitutional amendment, the F if
teenth, was proposed by Congress in February
1869 and came into effect in March 1870. In the
latter year the Enforcement Act (16 Stat. 140)
7
reenacted the Civil Rights Act of 1866 and im
posed civil and criminal sanctions for violation of
rights secured by the Fourteenth and Fifteenth
Amendments.
Congress in 1875 enacted a new Civil Rights
Act (18 Stat. 335)4 declaring that all persons
within the jurisdiction of the United States shall
be entitled to the “ full and equal enjoyment” of
the accommodations of inns, public conveyances,
theatres, and other places of public amusement,
and providing civil and criminal penalties for vio
lations. That Act marked the end of attempts
during the reconstruction period to enforce by
federal legislation equality of treatment for the
emancipated Negroes.
After the determination in 1877 that Hayes
had been elected President, the use of Federal
authority to support the reconstruction govern
ments in the Southern states ceased.5
4 This Act was held unconstitutional in 1883 in the Civil
Rights Cases, 109 U. S. 3.
5 An historian has described the settlement o f the Hayes-
Tilden election dispute as follow s: “ Generalized, this famous
bargain meant: Let the reforming Republicans direct the
national government and the southern whites may rule the
Negroes. Such were the terms on which the new adminis
tration took up its task. They precisely and consciously
reversed the principles o f reconstruction as followed under
Grant, and hence they ended an era.” Dunning, Reconstruc
tion, Political and Economic, 1865-1877 (1907), p. 41; see
also Woodward, Reunion and Reaction: The Compromise
of 1877 and the End of Reconstruction (1951); Buck, The
Road to Reunion, 1865-1900 (1937).
8
2. Public education in the United States in 1866
The quarter-century before the Civil War wit
nessed the initial efforts to establish free, tax-
supported public schools throughout the United
States.6 By 1861 the principle of free public
education had become accepted in ahnost all of
the Northern states. Common schools open to all,
and supported by general taxation, existed in
most of the cities and towns, and in a large num
ber of rural areas.7
In the South, however, different conditions pre
vailed. The essentially rural and sparsely settled
character of the region made communication slow
and community cooperation difficult. The institu
tion of slavery and the acceptance of class and
social distinctions were formidable barriers to the
growth of public education. In addition, reli
gious influences tended to encourage the view that
education was a parental obligation and not one
which the state should assume. Consequently,
education in the South prior to the Civil War was
left largely to private groups.8
Outside of some of the larger cities, such public
schools as existed in the South were generally
6 Cubberley, Public Education in the United States (1919),
p. 119 et seq.; Knight, Public Education in the So-uth (1922),
pp. 196-198.
7 Cubberley, supra, p. 211. A survey of the public school
systems in many cities and towns during this period may be
found in Barnard, Special Report of the Commissioner of
Education, H. Ex. Doc. No. 315, 41st Cong., 2d Sess. (1871),
pp. 77-130.
8 Knight, supra, pp. 264-265.
9
maintained for the benefit of only the children of
the poor.9 Even these were disrupted by the war.
Teachers and students were called away to other
tasks, and the state school funds were diverted
to other purposes. At the close of the war the
Southern states were faced with the task of com
pletely rebuilding their educational systems.10
The development of the present-day system of
public education did not really begin in the South
until the post-war period.11
Although public education was far more ad
vanced in the North than in the South, the condi
tions in the former region hardly approximated
those existing today. The schools were often
small one-room affairs where, in rural areas at
least, not much more than the three R ’s was
taught. In many states the school term was only
three months of a year. Compulsory school at
tendance was scarcely known. Ungraded schools
were common in rural areas, and public high
schools were rare. The quality of instruction was
generally low, judged by modern standards.12
B. THE HISTORICAL ORIGINS AND BACKGROUND OF THE
FOURTEENTH AMENDMENT
1. The anti-slavery origins of the reconstruction amenchnents
The constitutional changes of the Reconstruc
tion period, and the civil rights legislation which
9 Ibid.
10 Id., pp. 306,313-317.
11 Cubberley, supra, p. 251.
12 Cubberley, supra, ch. V III, Knight, supra, p. 294 et seq.
10
accompanied them, were the culmination of more
than thirty years of controversy engendered by
the anti-slavery movement. The growth of that
movement and the formation of its constitutional
philosophy, particularly in relation to the Four
teenth Amendment, have been the subject o f
several recent historical and legal studies.13 These
studies show that the conception of the principles
incorporated in the Constitution by the Recon
struction Amendments, and the line of their
development and growth, are to be found in the
long and bitter political and ideological conflict
over slavery that preceded the Civil War.
The abolitionists propounded a philosophy of
equality expressed most frequently in terms de
rived from the Declaration of Independence, an
equality which implied a duty of government to
apply laws impartially to protect the “ natural
and fundamental” rights of all persons, white
and black alike.14 * “ Just as the great objection
to slavery was its lack of legal protection for
slaves, as well as the concomitant, invidious,
and discriminatory treatment of free Negroes
13 Nye, Fettered Freedom (1949); ten Broek, The Anti
slavery Origins of the Fourteenth Amendment (1951); Dia
mond, Antislavery Origins of the Civil War in the United
States (1939); Jenkins, Pro-Slavery Thought in the Old
South (1935) ; Graham, The Early Antislavery Backgrounds
of the Fourteenth Amendment, (1950) Wis. L. Rev. 479, 610;
Graham, Procedure to Substance—Extra-Judicial Rise of
Due Process, 1830-1860, 40 Calif. L. Rev. 483 (1953).
14 ten Broek, supra, pp. 7, 96; Nye, supra, p. 177 et seq.;
Diamond, supra, pp. 71-73.
11
and the wholesale public and private in
vasion of the rights of abolitionists, so the first
object of the abolitionists was to gain legal pro
tection for the basic rights of members of all three
classes. ’ ’ 16 To gain that legal protection from the
governments of the states where slavery existed
was a practical impossibility; so the full impetus
of the movement was directed towards securing
national protection.16
Against the philosophy of absolute equality be
fore the law, pro-slavery advocates posed the con
cept of “ classified equality among equals.” 17 To
them, slavery was not a necessary evil but a “ posi
tive good,” for by relegating a class in society
naturally incapable of self-direction to a position
legally subordinate to that of a class which was
naturally superior and dominant, true equality
was possible within each class.18
The agitation of the anti-slavery forces for
absolute equality stimulated numerous efforts to
eradicate from the laws of Northern states dis
tinctions based on color; these were regarded as
badges of servitude irreconcilable with the equality
which was the natural right of all men.19 An
example was the campaign to open the Massa
chusetts common schools to all, without regard to
color. Those schools were tax supported and free,
16 ten Broek, supra, p. 97; see Dumond, supra, p. 43.
16 ten Broek, supra, ch. I l l , IV , passim.
17 Jenkins, supra, ch. I l l passim; Nye, supra, pp. 185-189.
18 Iiid.
19 Nye, supra, pp. 81-84; ten Broek, supra, pp. 42,54, note 17.
12
and governed by local boards.20 Some boards
yielded to local pressure to abolish segregation;
others did not, and efforts were made after 1844 to
obtain remedial legislation.21 In 1849, after failure
of these efforts, an attempt was made to secure
judicial invalidation of school segregation. In
that year, in Roberts v. City of Boston, 5 Cush.
(Mass.) 198, Charles Sumner argued before the
Supreme Judicial Court that segregation in the
Boston common schools was a violation of the
state constitutional guarantee of equality, because
segregation was in itself a denial of equality.22
He lost the case, but in 1855 the Massachusetts
legislature forbade school segregation.
In Van Camp v. Board of Education of Logan,
9 Ohio 406 (1859), it was held that mulatto chil
dren were not entitled to enter the white common
schools. The basic philosophy of the anti-slavery
movement was expressed in the dissenting opinion,
which declared that “ caste-legislation” was incon
sistent with the theory of a free and popular gov
ernment “ that asserted in its bill of rights the
equality of all men” (p. 415). Twelve years later,
Senator Wilson, a leader in the Congressional pro
gram of reconstruction, referred to these struggles
for Negro access to common schools as an integral
20 Cubberly, Public Education in the United States (1919),
p. 163 et seq.
21 Wilson, Rise and Fall of the Slave Power in America
(1872), vol. I, pp. 495-498.
22 ten Broek, supra, p. 54, note 17.
13
part of the “ contest of forty years between liberty
and equality on the one side and slavery and privi
lege on the other” for securing “ perfect and abso
lute equality in rights and privileges” for the
Negro.23
This application of the philosophy of absolute
legal equality to invalidate distinctions based on
race or color in the Northern states was, however,
a side issue. The main objective was complete
abolition of slavery, and to accomplish that pur
pose it was necessary to secure political control of
the national government.24 These efforts produced
a new national political organization—the Repub
lican Party—established in 1854, and formed
specifically to promote anti-slavery objectives.25
Control of the national government by that party
after the election of 1860 was the occasion for
assertion by the South of the right of sovereign
states to secede from the Union to protect their
domestic institutions; 26 and control of the national
government by that party after the Civil War was
the occasion for amendment o f the Constitution to
embody the principle of “ perfect and absolute”
equality before the law for which the anti-slavery
advocates had so long agitated.
23 Congressional Globe, 41st Cong., 3d Sess., p. 1061.
24 ten Broek, supra, ch. VI.
25 Wilson, supra, vol. II , p. 406 et seq.; Curtis, The Repub
lican Party (1904), vol. I, ch. VI.
26 Dumond, supra, pp. 123-126.
14
2. The status of Negroes (legal, economic, wnd educational)
at the close of the Civil War
By 1865 slavery had been ended in fact. In
that year it was constitutionally abolished.
Emancipation did not, however, make the former
slave a free man in all respects. Abolition of
slavery did not wipe out at a stroke the “ badges
of servitude” which had existed for so many
generations. The Negro “ freedmen” were still
commonly regarded as an inferior race. Legally,
economically, and educationally, the free colored
population was still subject to disabilities not
imposed on white citizens, both in the Southern
states and, to a lesser extent, in some of the
Northern states.
Before the Civil War the states had varied
in their treatment of free colored people. Some
slave states had required freed Negroes to emi
grate ; where permitted to remain, they were lim
ited in their rights to contract, hold property, sue,
appear as witnesses, and to vote or serve on
juries. In some Northern states immigration of
free Negroes was prohibited; in many more, the
right of suffrage was denied.27
27 Hurd, Law of Freedom and Bondage in the United
States (1862), vol. 2, pp. 1-218, contains a complete compila
tion and digest o f these laws; and see Barnard, Special Re
port of the Commissioner of Education, H. Ex. Doc. No.
315, 41st Cong., 2d Sess., Appendix, Legal Status o f the
Colored Population etc., pp. 301-400; Wilson, Rise and Fall
of the Slave Power in America (1874), vol. II , p. 181 et
seq.; Stephenson, Race Distinctions in American Law
(1910), ch. IV . Only in the states of Maine, New Hamp
15
At the close of the war, so-called “Black Codes”
designed to restrict the freedom of the newly-
freed colored people were enacted in the Southern
states. These Codes contained provisions dis
criminating against Negroes with regard to
such matters as employment and the right to
engage in business.28 They were regarded by the
majority in Congress as “ an attempt on the part
of Johnson’s reorganized governments to rees
tablish virtual slavery and thus reverse the result
of the war.” 29
Despite emancipation, the Negroes remained on
the lowest economic level. Cut adrift without
money or property, they generally remained de
pendent upon their former owners for employ
ment. The Black Codes only reinforced that
dependence.
In the field of education the opportunities of
the Southern Negro were far inferior to those of
his brother in the North. Long before the war,
most of the Southern states had enacted legisla
tion prohibiting the education of all Negroes, free
or slave, because of the widespread belief that
such education was conducive to rebelliousness.30
shire, Vermont, Massachusetts, and Rhode Island had
Negroes received the full right o f su If rage.
28 Stephenson, supra, ch. IV.
20 Randall, The Civil War and Reconstruction (1937), p.
724.
30Nye, Fettered Freedom (1949), pp. 70-71. See the
speech o f Senator Wilson (Mass.) on April 12,1860, review
ing these laws, Congressional Globe, 36th Cong., 1st Sess.,
p. 1685.
16
The few Negro schools were operated clandes
tinely. It has been estimated that ninety-five
per cent of the colored population of the South
was illiterate at the time of the Civil War.31
After the war ended, the provisional legisla
tures in the Southern states began to show great
interest in the establishment of systems of public
school education; yet, with few exceptions, they
showed no disposition to extend its benefits to
Negroes.32 This reflected the hostility of many
people in the South towards the principle of
Negro education. The establishment of schools
for Negroes was left largely to northern char
itable societies, in cooperation with the Freed-
men’s Bureau. However, the effectiveness of
these schools was impaired by the opposition of
a considerable portion of the local white popu
lation—an opposition wdiich frequently expressed
itself in violence, with Negro schools being
burned and their teachers, white and colored
alike, beaten and expelled from the community.33
In the North the situation was far different.
Nowhere were there prohibitions against Negro
education,34 although in five states Negroes were
31 Bond, The Education of the Negro in the American
Social Order (1934), p. 21.
82 Id,., p. 41.
33 Id., pp. 28-32.
34 The only border state which had had such prohibitions
was Missouri. By 1865, this prohibition was not only abol
ished, but Negroes were admitted to public schools. Bar
nard, supra, pp. 359-360. A ll the following references to
17
excluded from public schools.35 In some Northern
states they were admitted to the same public
schools as white children; in others, they were
either provided with separate schools, or ad
mitted to the white schools, depending principally
upon the number of children involved; 36 in still
others, they were provided only with separate
schools.37 38 In individual communities in many of
the states the practice varied from the state-wide
pattern, either by legislative permission or com
mon practice, without legal sanction.33
C. THE LEGISLATIVE HISTORY OF THE THIRTEENTH
AMENDMENT AND IMPLEMENTING LEGISLATION
1. The Thirteenth Amendment,
The legislative history of the Fourteenth Amend
ment in Congress must begin with a brief account
o f the Thirteenth Amendment. Both amendments
had a conunon origin and purpose, and were con
the educational status of the Negro are taken from Appendix,
Legal Status o f the Colored Population, etc., pp. 301-400,
o f the Barnard report.
35 Delaware, Maryland, Kentucky, Indiana and Illinois.
86 Pennsylvania and California are examples.
37 See p. 90, footnote 93, infra.
38 For example, the Ohio state statutes provided only for
separate schools; in the greater part o f the state, however,
with the exception o f Cincinnati, colored children were ad
mitted to the same schools as white children. In Illinois,
where there was no provision for Negro public education, the
city of Chicago, after an unsuccessful experiment with sepa
rate schools during 1864-1865, maintained under its own ordi
nances a fully integrated system of public schools. On the
other hand, New York City and some towns in New Jersey
maintained separate schools for colored children. See Bar
nard, supra, pp. 96, 104.
18
sidered in Congress as related components of an
integral plan of reconstruction.
The Thirteenth Amendment originated in the
38th Congress in the form of a joint resolution
introduced by Senator Henderson in January
1864. (Congressional Globe, 38th Cong., 1st Sess.,
p. 145.) The resolution proposed that the Consti
tution he amended to provide that “ Slavery or
involuntary servitude, except- as a punishment for
crime, shall not exist in the United States. ’ ’ 39 The
proposal was made only after Congressional and
executive action had been taken which effectively
emancipated the slaves in the Southern states.40
In reporting the resolution, Senator Trumbull,
chairman of the Senate Judiciary Committee,
noted that fact. He stated that the amendment
would not only end the institution of slavery but
would remove from the Constitution the inconsist
ency of the founding fathers, who, while proclaim
ing the equality of all men, nevertheless denied all
rights to an entire race (Globe, 38th Cong., 1st
Sess., p. 1313). The resolution passed the Sen
89 Globe, 38th Cong., 1st Sess., p. 1313. The Thirteenth
Amendment, as adopted, provides that “Neither slavery nor
involuntary servitude^ except as a punishment for crime
whereof the party shall have been duly convicted, shall exist
within the United States, or any place subject to their
jurisdiction.”
40 The Confiscation Act of 1861,12 Stat. 319; the Captured
and Abandoned Property Act o f 1863,12 Stat. 820; Procla
mation (No. 16) of September 22,1862,12 Stat. 1267.
19
ate, but failed of passage in the House (Globe,
38th Cong., 1st Sess., pp. 1490, 2995) ; and it be
came one of the principal issues in the 1864
national election.41
The overwhelming Republican victory that year
led President Lincoln in December 1864 to recom
mend to the lame-duck session of the 38th Con
gress that the House reconsider its vote (Globe,
38th Cong., 2d Sess., Appendix, p. 3). In Janu
ary 1865 the resolution was passed by the House
by slightly more than the required two-thirds vote
(Globe, 38th Cong., 2d Sess., p. 531). It was sub
mitted to the states for ratification in February
1865, and by December of that year a sufficient
number of states had ratified. (13 Stat. 567, 774.)
The Congressional debates on the Thirteenth
Amendment indicate that its purpose was to make
the Negro, so far as law could do so, an indis
tinguishable element of the general population.42
It was the belief of its proponents that by abolish
ing the institution of slavery they were establish
ing the constitutional principle of full equality
before the law. (Globe, 38th Cong., 2d Sess., pp.
154, 177.) To these men, freedom and equality
were coextensive; the one necessarily implied the
other. (Globe, 38th Cong., 1st Sess,, pp. 1482,
2957; Globe, 38th Cong., 2d Sess., p. 154.) Simi
a McPherson, Political History of the United States,
1860-65 (1865), pp. 406, 419, 422.
42 See, for example, the remarks o f Rep. Orth (Globe,
38th Cong., 2d Sess., p. 143).
20
larly, those who opposed the Amendment did not
doubt that the freedom conferred upon the Negro
slave included more than “ mere exemption from
servitude.” (Globe, 38th Cong., 1st Sess., p.
2962.) To them, that freedom was a reversal of
the “ natural and divine” order under which the
colored race was inferior and unequal. (Globe,
38th Cong., 2d Sess., p. 150.) This argument
proceeded on the basis of their understanding
that the Amendment would merge the Negro into
the general mass of people on a basis of full legal
equality. Those who favored the Amendment did
not deny that such was its purpose. (Globe, 38th
Cong., 1st Sess., pp. 2957, 2960, 2989; Globe, 38th
Cong., 2d Sess., pp. 154,202,237.)
£. Implementing legislation: The Freedmen's Bureau bills
and the Civil Rights Act of 1866
In the period between the adjournment of the
38th Congress in March 1865 and the convening of
the 39th Congress in December of that year, the
provisional governments in the Southern states,
which had been set up by President Johnson under
his “ restoration” policy, enacted a series of laws
discriminating against Negroes in various ways,
the so-called Black Codes discussed supra, p.
15. The first session of the 39th Congress, over
the veto of President Johnson, enacted two bills
to nullify the discriminations created by the
Black Codes: (1) the Civil Rights Act of 1866, 14
Stat. 27, and (2) the law which extended the life of
the Freedmen’s Bureau and enlarged its powers,
21
14 Stat. 173. It also passed another bill dealing
with the Freedmen’s Bureau which failed of en
actment after it had been vetoed by President John-
son. (S. 60, 39th Cong., 1st Sess.; Globe, p. 94S)43 44
These three bills were expressly intended to give
content to the freedom conferred upon the Negro
by the Thirteenth Amendment by guaranteeing to
him all of the civil rights to which free men were
entitled.
These measures were related to the Fourteenth
Amendment by more than mere coincidence of
time “ and subject matter. As will appear infra,
pp. 40-45, the latter was proposed after members
of the Congress stated that the civil rights guar
anteed by statute were vulnerable to future politi
cal changes or might possibly be stricken down as
unconstitutional. Because the rights intended to
be secured to Negroes by these measures were the
same as those subsequently embodied in the Four
43 A ll references to the Globe in this section are to the Con
gressional Globe, 39th Cong., 1st Session.
44 The Supplementary Freedmen’s Bureau bill (S. 60) was
debated in Congress from January 11, 1866, through Feb
ruary 20, 1866: the Civil Bights bill, from January 29,1866,
through April 9,1866; and the second Supplementary Freed
men’s Bureau bill (H. B. 613), from May 22, 1866, through
July 2, 1866. Meanwhile, the two precursors to the Four
teenth Amendment, the Stevens “ apportionment” amend
ment and the Bingham “equal rights” amendment, infra,
pp. 33-41, were debated from January 23, 1866, through
March. 9, 1866, and February 26 through 28, 1866, respec
tively. Debate on IT. J. Bes. 127, containing the Fourteenth
Amendment as finally proposed, extended from May 8,1866,
to June 13, 1866.
280315— 58------3
2 2
teenth Amendment, it is appropriate to include
their legislative history as a relevant part of the
background of the Fourteenth Amendment.
(a) Immediately following President Johnson’s
message of December 5, 1865, stating that existing
state law furnished adequate protection for civil
rights, the 39th Congress established a Joint Re
construction Committee to serve as the principal
agency for developing the program of “ Congres
sional reconstruction.” (Globe, pp. 6, 30, 47.)
Senator Wilson immediately brought up for con
sideration a bill (S. 9 )45 to nullify the Black
Codes. (Globe, p. 39.) He urged Congress to
strike down these Codes without delay, so that the
Negro freedman
can go where he pleases, work when and
for whom he pleases; that he can sue and
be sued; that he can lease and buy and sell
and own property, real and personal; that he
can go into the schools and educate himself
and his children; that the rights and guar
antees of the good old common law are his,
and that he walks the earth, proud and erect
in the conscious dignity of a free man * * *.
(Globe, p. 111.)
The chief opposition to W ilson’s bill came from
those Senators who considered all civil rights
proposals as an unwarranted effort “ to confer
on former slaves all the civil or political rights
that white people have.” (Globe, p. 113.) The
45 A ll bill numbers hereafter cited in this section refer to
bills in the 39th Cong., 1st Session.
23
bill was, however, withdrawn by Wilson because
of the evident view of the majority that measures
of such a nature required more careful formula
tion. Senator Trumbull undertook this task. He
subsequently introduced two bills which, he stated,
would effectively protect all men in those basic
rights without which they would not be free.
(Globe, p. 43.)
(b) One of the Trumbull bills (S. 60) proposed
to extend the life of the Freedmen’s Bureau and
to enlarge its authority; the second (S. 61) was
intended to protect all persons in the exercise of
their civil rights and to furnish a means by which
those rights might effectively be vindicated.
(Globe, p. 129.)
The purpose of S. 60, as stated by Senator
Trumbull, was to restrain by military measures
any attempt to enforce the Black Codes. (Globe,
pp. 319-323.) The bill passed the Senate by a
wide majority. (Globe, p. 421.) The opposition
centered their attack on the basic concept of
equality underlying the bill, and on its military
enforcement provisions. (E . g., Globe, pp. 318,
319, 342.) The debate in the House emphasized
much the same issues, with the additional matter
of education for the freedrnen. (E. g., Globe, pp.
513, 585.)
There was little difference in the majority and
minority views concerning the bill’s scope. Its
proponents expressed their understanding that the
equality to be enforced did not mean “ that all
24
men shall be six feet high,” but rather that they
were to have “ equal rights before the law,” so
that it “ operates alike on both races” and without
“ discrimination against either in this respect that
does not apply to both.” (Globe, pp. 322, 343.)
Nor did the opposition indicate any disagreement
on that score. They objected, rather, to the gen
eral philosophy of the bill. Representative Daw
son of Pennsylvania observed that the bill con
stituted only a part of a broad policy to enforce
absolute equality for Negroes so that they
should be received on an equality in white
families, should be admitted to the same
tables at hotels, should be permitted to oc
cupy the same seats in railroad cars and
the same pews in churches; that they should
be allowed to hold offices, to sit on juries,
to vote, to be eligible to seats in the State
and national Legislatures, and to be judges,
or to make and expound laws for the gov
ernment of white men. Their children are
to attend the same schools with white chil
dren, and to sit side by side with them.
(Globe, p. 541.)
Several Congressmen objected to entrusting the
Preedmen’s Bureau with the responsibility of
educating the freedmen because it appeared that
the Bureau had taken over certain white schools
in the South for the use of Negro children. The
charge was made that “ unless they mix up white
children with black, the white children can have
no chance in these schools for instruction.”
(Globe, App. pp. 71, 82.) There is no other evi
dence that any particular thought was given to
the question of racial segregation in the existing
schools. The bill was passed by the House, but
was vetoed by President Johnson in February
1866. (Globe, pp. 688, 915.) The Senate sus
tained his veto. (Globe, p. 943.)
(c) After the Senate passed S. 60, it turned
immediately to consideration of the second of
Senator Trumbull’s bills, S. 61, the so-called
“ Civil Rights” bill. (Globe, p. 421.) S. 61 pro
vided (1) that there was to be no discrimination
in “ civil rights or immunities” among the in
habitants of the United States on account of
color, race, or previous servitude, and (2) that
all persons, regardless of race or color, were to
have the “ same” rights to make and enforce con
tracts, to sue and be sued, to inherit and own
property, and to have the full and equal benefit
of all laws for the security of person and prop
erty. (Globe, p. 474.) Violation of any of these
rights “ under color of law” was to carry both
civil and criminal penalties. (Globe, p. 475.)
The purpose of the bill was stated to be the
nullification of all state laws which, on grounds
of color or race, deprived “ any citizen of civil
rights which are secured to other citizens.”
(Globe, p. 474.) The Senate proponents of the
bill explained that the freedom conferred upon
Negroes by the Thirteenth Amendment was of
little value, unless they were given “ some means
26
of availing themselves of their benefits.” (Globe,
p. 474.) So long as there were state laws dis
criminating against the colored people, they re
mained in part slave. Any statute
which is not equal to all, and which de
prives any citizen of civil rights which are
secured to other citizens, is an unjust
encroachment upon his liberty; and is, in
fact, a badge of servitude which, by the
Constitution, is prohibited. (Ibid.)
To the objection that the bill’s purpose was “ rev
olutionary” , its supporters answered that the
country was “ in the midst of revolution.” (Globe,
p. 570.)
The opposition, recognizing that the bill was
intended to accomplish “ the abolition of all laws
in the States which create distinctions between
black men and white ones” (Globe, p. 603), ob
jected to this attempt to “ place all men upon an
equality before the law.” (Globe, p. 601.) They
claimed that the Thirteenth Amendment did not
confer the power on Congress to erase distinc
tions between Negroes and whites created by state
law. (Globe, p. 476.) For them, the Amendment
had merely abolished the “ status or condition of
slavery” , and there was no justification for at
tempting to use it “ to confer civil rights which
are wholly distinct and unconnected” with such a
status. Senator Cowan of Pennsylvania, oppos
ing the bill, referred to the system of racially-
segregated schools provided for by Pennsylvania
27
law as an example of the kind of legal distinction
which would be eradicated by the bill:
In Pennsylvania, for the greater conven
ience of the people, and for the greater
convenience, I may say, of both classes of
the people, in certain districts the Legisla
ture has provided schools for colored child
ren, has discriminated as between the two
classes of children. We put the African
children in this school-house and the white
children over in that school-house, and edu
cate them there as we best can. Is this
amendment to the Constitution of the
United States abolishing slavery to break
up that system which Pennsylvania has
adopted for the education of her white and
colored children? Are the school directors
who carry out that law and who make this
distinction between these classes of chil
dren to be punished for a violation of this
statute of the United States? To me it is
monstrous. (Globe, p. 500.)
No member of the Senate rose to differ with Sen
ator Cowan’s view of this objective of the bill.
The attacks on the bill failed, however, and it was
passed by the Senate in February 1866. (Globe,
p. 606.)
In the House the bill was reported favorably
by the Judiciary Committee, of which Congress
man Wilson of Iowa was chairman. (Globe, p.
1115.) The debate in the House followed the
same general pattern as in the Senate.
28
Mr. Wilson took a more limited view of the
objectives and scope of the bill than had his col
leagues in the Senate. To him, the general lan
guage of the bill did not mean that “ all citizens
shall sit on the juries, or that their children shall
attend the same schools.” These, to him, were not
such “ civil rights or immunities” as were in
tended to be protected by the bill.46 (Globe, p.
1117.)
Those in the House who opposed the bill on its
merits vigorously disagreed with W ilson’s view
that the bill had a limited application, particu
larly with respect to state laws concerning racial
segregation in the schools. (Globe, pp. 1120,1121,
1270). Congressman Kerr of Indiana argued that
the bill would invalidate the school laws of his
state:
Again, the constitution of Indiana has
dedicated a munificent fund to the support
of common schools for the education of the
children of the State. But negro and
mulatto children are by law excluded from
46 Mr. Wilson later pointed out that this view depended
not on any general definition o f “ civil rights or immunities”
but upon the form of the bill itself, which, under general
rules of construction, would in his opinion have limited the
general declaration to the specific and limited rights actually
enumerated. (Globe, pp. 1291, 1294.) He thought that the
bill could only be construed as relating to matters within the
control of Congress, and he had doubt that Congress could
constitutionally provide such general protection o f civil
rights. (Globe, p. 1294.)
29
those schools. Negroes and mulattoes, are
exempt by law from school tax. They are
denied a civil right, on account of race and
color, and are granted an immunity, (from
school taxation,) but are taxed for all other
purposes. Now, a negro or mulatto takes
his child to the common schoolhouse and
demands of the teacher that it be admitted
to the school and taught as the white chil
dren are, which is refused. The teacher
then becomes a wrong-doer and is liable to
the same punishments, to be administered
in the same way; because all the persons
referred to would be acting under color of
some law, statute, ordinance, regulation,
or custom. (Globe, p. 1271.)
Congressman Rogers of New Jersey, of the
minority, argued similarly with reference to the
Pennsylvania schools:
In the State of Pennsylvania there is a dis
crimination made between the schools for
white children and the schools for black.
The laws there provide that certain schools
shall be set apart for black persons, and
certain schools shall be set apart for white
persons. Now, if this Congress has a right,
by such a bill as this, to enter the sovereign
domain of a State and interfere with these
statutes and the local regulations of a
State, then, by parity of reasoning, it has
a right to enter the domain of that State,
and inflict upon the people there, without
their consent, the right of the negro to en
joy the elective franchise to the same ex
30
tent that it is accorded to the white men
in that State, * * *. (Globe, p. 1121.)
To Rogers, there was no authority under the
Thirteenth Amendment for Congress to interfere
in such ‘ ‘ domestic” matters; but he plainly under
stood that the bill under consideration would pro
hibit segregated schools in the states.
There were some members of the majority who,
although supporting the merits of the bill, agreed
with the minority that there was doubt that the
Thirteenth Amendment empowered Congress to
enact such legislation. (Globe, pp. 1290, 1293,
1266.) Led by Congressman Bingham of Ohio,
later a principal draftsman of the Fourteenth
Amendment, they clearly expressed their under
standing that the general language of the bill
would “ strike down by congressional enactment
every State constitution which makes a discrimi
nation on account of race or color in any of the
civil rights of the citizen.” (Globe, p. 1291.)
Congressman Delano of Ohio, a member of this
group, pointed out that the bill would clearly
apply to state school laws; he cited his own state
as an example:
we once had in the State of Ohio a law
excluding the black population from any
participation in the public schools or in the
funds raised for the support of those
schools. That law did not, of course, place
the black population upon an equal footing
with the white, and would, therefore, under
31
the terms of this bill be void, and those at
tempting to execute it would be subjected to
punishment by fine or imprisonment.
(Globe, App. 158.)
Mr. Bingham stated that all laws making distinc
tions on the basis of color should be eliminated,
for the law “ should be just” ; but he saw the
proper remedy for those abuses, “ not by an arbi
trary assumption of power, but by amending the
Constitution of the United States, expressly pro
hibiting the States from any such abuse of power
in the future.” (Globe, p. 1291.) He agreed
that without such amendment the “ protection in
time of peace within the States of all the rights
of person and citizen was of the powers re
served to the States.” (Globe, p. 1293.)
The bill was recommitted against Wilson’s
wishes, largely because of the defection of Bing
ham and his followers. (Globe, p. 1296.) It was
amended in committee to strike out the general
language guaranteeing “ civil rights or immuni
ties.” (Globe, p. 1366.) As Wilson said, that
language had been taken by some as warranting a
“ latitudinarian construction not intended.”
{Ibid.) In this form the bill passed the House,
and was concurred in by the Senate. (Globe,
pp. 1367, 1416.)
The President vetoed the measure on March
27, 1866. (Globe, p. 1679.) The Senate, after
two days’ discussion, passed the bill over the veto;
the House held no debate, and the veto was imme
diately overridden. (Globe, pp. 1809, 1861.)
32
In sum, the Thirteenth Amendment had been
proposed as a means of attaining the equality of
all men before the law, not as conferring mere
exemption from servitude. To its proponents,
and to most of its opponents, it would establish
the principle that all men should be treated
equally. The Civil Rights and the Freedmen’s
Bureau bills were considered necessary to enforce
the equality of freedom guaranteed by that
Amendment by forbidding differences in legal
treatment on account of race or color. These
bills were aimed at striking down state laws which
were viewed as restricting the freedom of Negroes
by creating or continuing legal distinctions based
on race or color. The debates on these bills show
that some legislators, on both the majority and
minority sides, expressed the view that this prin
ciple of equality under law would, if enforced,
destroy racial segregation in state schools.
D. THE FOURTEENTH AMENDMENT IN CONGRESS
During the same period that the Civil Rights
Act and the first Freedmen’s Bureau extension
bill were occupying the attention of the 39th
Congress, the Joint Committee on Reconstruction
was engaged in the study of plans to “ recon
struct” the Union on principles that would pre
vent a recurrence of the recent war.47 In the
course of that study the Committee originated two
47 Journal of the Joint Committee on Reconstruction, Sen
ate Doc. 711, 63rd Cong., 3rd Sess. (hereinafter “ Committee
Journal” ).
33
separate proposals for constitutional amendments
which it reported to the floor of Congress. These
proposals were: (1) a constitutional amendment
reducing the congressional representation of any
state which denied citizens suffrage on the basis
of race or color (the Stevens “ apportionment”
amendment)48; and (2) a constitutional amend
ment empowering Congress to enact legislation to
guarantee equal rights to all persons (the Bing
ham “ equal rights” amendment).49 Both pro
posals failed. However, after some modification,
and with the addition of other proposals, they
were included in the “ plan of reconstruction” re
ported by the Joint Committee in April 1866.
That plan included the Fourteenth Amendment.
(Globe, pp. 2265, 2286.) The discussions of
these preliminary proposals in the Congress il
lumine the scope and purpose of that Amend
ment and constitute an integral part of its legis
lative history.
(1) The Stevens “ apportionment” amendment.
The first proposal to be reported was the appor
tionment amendment. A brief report to the House
was delivered by Congressman Thaddeus Stevens
on January 22, 1866. (Globe, p. 351.) The
amendment had a direct political purpose. It
proposed to reduce the congressional repre
sentation of a state which excluded any group of
citizens from the elective franchise on account of
race or color.
48 Committee Journal, p. 13; Globe, p. 351.
49 Committee Journal, p. 17; Globe, pp. 813, 1033.
34
The opponents of reconstruction united to con
demn this proposal (e. g., Globe, pp. 353, 381,
387). However, the usual supporters of recon
struction were divided. To many of the latter, a
constitutional provision for apportionment where
suffrage was denied on the basis of color might
imply that the Constitution permitted legal dis
tinctions to be made on such a basis. (Globe, pp.
405, 408.)
Congressman Bingham argued that while the
measure was necessary, it was not sufficient stand
ing alone. (Globe, p. 429.) It should be ac
companied, he said, by
another general amendment to the Con
stitution which looks to the grant of express
power to the Congress of the United States
to enforce in behalf of every citizen of
every State and of every Territory in the
Union the rights which were guaranteed to
him from the beginning * * *.
Bingham urged that the American people should
adopt both of these proposals in order
to declare their purpose to stand by the
foundation principle of their own institu
tions, the absolute equality of all citizens
of the United States politically and civilly
before their own laws. (Globe, p. 431.)
The split among the majority led to recommittal
of the apportionment proposal. (Globe, p. 508.)
However, the following day it was again reported
with an amendment concerning apportionment of
35
direct taxes, and in this form it passed the House
with little discussion, (Globe, p. 538.)
Senator Sumner opened the Senate debate on
February 6 with an attack on the proposal.
(Globe, p. 673). He said that the freedmen
must be fully protected, not by indirection,
but by directly “ maintaining him in the equal
rights of citizenship,” including suffrage; and this
was impossible “ so long as you deny him the shield
of impartial laws ” (Globe, p. 675.) Sumner
proposed, instead, a joint resolution to declare, by
statute and not by constitutional amendment, the
abolition of all distinctions based on color, includ
ing those relating to the franchise. ( Globe, p. 684.)
This was proposed as an exercise by Congress of
the authority which he thought it had under
the Thirteenth Amendment, Senator Fessenden,
Chairman of the Joint Committee on Reconstruc
tion, opposed Sumner and argued the necessity of
the apportionment amendment, although admitting
his own preference for
a distinct proposition that all provisions in
the constitution or laws of any State making
any distinction in civil or political rights, or
privileges, or immunities whatever, should
be held unconstitutional, inoperative, and
void, or words to that effect. (Globe, p.
704.)
But he thought that a direct suffrage amendment
would probably be too extreme to secure ratifica
tion by the states. Senator Yates of Illinois
stated that the equality of freedom guaranteed by
36
the Thirteenth Amendment included both civil
and political rights. (Globe, App., pp. 100-101.)
By that Amendment, he said, the Negro “ became
a part of the people” and as such “ entitled to
the same rights and privileges with all the other
citizens of the United States.”
Although the proposal received a majority vote
in the Senate, it lacked the necessary two-thirds.
(Globe, p. 1289.)
(2) The Bingham “ equal rights” amendment.
The second precursor of the Fourteenth Amend
ment is more directly related to section 1 of that
Amendment. It had its origin in two proposals
of a similar nature which were placed before the
Joint Committee on Reconstruction at its third
meeting in January 1866.50
The first of these proposals, by Congressman
Bingham, provided:
The Congress shall have power to make all
laws necessary and proper to secure to all
persons in every State within this Union
equal protection in their rights of life,
liberty, and property.51
The second, by Congressman Stevens, chairman
of the House group of the Committee, was a
simpler declaration that
All laws, State or national, shall operate
impartially and equally on all persons with
out regard to race or color.52
50 Committee Journal, p. 9.
61 Ibid.
52 Ibid.
37
Both were referred to the subcommittee on the
apportionment of representatives in Congress,
which included Bingham and Stevens.
The following week the subcommittee approved
a new draft combining the Bingham and Stevens
proposals:
Congress shall have power to make all laws
necessary and proper to secure to all citi
zens of the United States, in every State,
the same political rights and privileges;
and to all persons in every State equal
protection in the enjoyment of life, liberty
and property.53
The Committee kept it under consideration
until after the apportionment amendment had
passed the House. The matter was then referred
to a special subcommittee, consisting of Bingham,
Boutwell of Massachusetts, and Rogers of New
Jersey. The subcommittee reported back a draft
very similar to Bingham’s original proposal:
Congress shall have power to make all laws
which shall be necessary and proper to
secure all persons in every State full pro
tection in the enjoyment of life, liberty, and
property; and to all citizens of the United
States, in any State, the same immunities
and also equal political rights and priv
ileges.54
The Committee by a tie vote failed to ap
prove this draft, and Bingham proposed a modi
fication which the Committee adopted:
53 Committee Journal, p. 12.
64 Committee Journal, p. 14.
280315— 53-------4
38
The Congress shall have power to make all
laws necessary and proper to secure to the
citizens of each State all privileges and im
munities of citizens in the several States;
and to all persons in the several States
equal protection in the rights of life, liberty
and property.55
Bingham reported the proposed amendment to the
House on February 26. (Globe, p. 813.)
The proposal was debated for three days and
was then postponed. In his report, Bingham
stated that the amendment “ stands in the very
words of the Constitution” ; it had theretofore
been “ the want of the Republic that there was not
an express grant of power in the Constitution to
enable the whole people of every State * * *
to enforce obedience to these requirements of
the Constitution.” (Globe, pp. 1033, 1034.)
Rogers of New Jersey, a member of the Joint
Committee, expressed the view of the minority
that the “protection, security, advancement, and
improvement, physically and intellectually, of all
classes.” should be left to the states:
Negroes should have the channels of educa
tion opened to them by the States, and by
the States they should be protected in life,
liberty, and property. * * * (Globe, App.,
p. 134.)
65 Committee Journal, p. 17. It may be observed that each
o f the proposals, except that of Stevens, provided for ex
clusive Congressional enforcement.
39
They should be permitted by the states to do every
thing white men could do, except to vote and
hold office. However, according to Rogers, the
amendment would take from the states the power
to regulate such personal rights as education:
In the State of Pennsylvania there are
laws which make a distinction with regard
to the schooling of white children and the
schooling of black children. It is provided
that certain schools shall be designated and
set apart for white children, and certain
other schools designated and set apart for
black children. Under this amendment,
Congress would have power to compel the
State to provide for white children and
black children to attend the same school,
upon the principle that all the people in the
several States shall have equal protection
hi all the rights of life, liberty, and prop
erty, and all the privileges and immunities
of citizens in the several States. (Globe,
App., p. 134.)
Bingham took the floor again for his proposal,
stating:
that no man, no matter what his color, no
matter beneath what sky he may have been
born, no matter in what disastrous conflict
or by what tyrannical hand his liberty may
have been cloven down, no matter how poor,
no matter how friendless, no matter how
ignorant, shall be deprived of life or liberty
or property without due process of law—
law in its highest sense, that law which is
40
the perfection of human reason, and which
is impartial, equal, exact justice * * *.
(Globe, p. 1094.)
Congressman Hotchkiss of New York, however,
said that the provision which authorized Congress
to legislate guarantees of equal protection would
mean that the degree of protection given could
vary as the Congress changed. (Globe, p. 1095.)
Equal protection should instead be made a
constitutional right that cannot be wrested
from any class of citizens, or from the citi
zens of any State by mere legislation. But
this amendment proposes to leave it to the
caprice of Congress * * *. [T]he very
privileges for which the gentleman is con
tending shall be secured to the citizens; but
I want them secured by a constitutional
amendment that legislation cannot over
ride.
Following this three-day debate, further consid
eration of the proposal was postponed. (Globe,
p. 1095.) This postponement was apparently at
tributable to the reluctance of the moderate Repub
lican group to give Congress the power to deter
mine the measure of equal protection. The objec
tion that the proposal placed upon Congress the
direct responsibility not merely of enforcement but
of declaring what rights were to be protected
was also voiced by members of the majority
in the debates on the Civil Rights bill: what a Re
publican Congress could give, they feared, a Demo
cratic Congress could take away. The guarantees
41
of legal equality, to be permanent, therefore had
to be made an explicit part of the Constitution.
The majority were determined that the Constitu
tion should not permit any distinctions of law based
on race or color, and that it should include express
guarantees of equal protection which could not be
repealed by any future Congress. The debates on
both Stevens ’ ‘ ‘ apportionment ’ ’ proposal and Bing
ham’s “ equal rights” proposal echo the same de
termination to abolish legal differences based on
color or race which had been manifested through
out the debates on the Thirteenth Amendment and
its implementing legislation. In the debates on the
“ equal rights” proposal, the minority repeated
their previous argument that to protect equally the
civil rights of all persons would destroy racial segre
gation in state schools. The majority, as before,
did not deny that charge but instead continued to
discuss equal protection in general terms, without
any attempt to enumerate its specific applications.
(3) II. J. Res. 127: the Fourteenth Amend
ment. After the failure of these two proposals,
Stevens laid before the Joint Committee in April
1866 a “ plan of reconstruction,” the core of
which was a proposed amendment to the Consti
tution, containing five sections. Section 1 read as
follows:
No discrimination shall be made by any
State, nor by the United States, as to the
civil rights of persons because of race,
color, or previous condition of servitude.56
56 Committee Journal, pp. 28,29.
Bingham immediately moved to amend this by
adding:
Nor shall any State deny to any person
within its jurisdiction the equal protection
of the laws, nor take private property for
public use without just compensation.
The committee rejected Bingham’s amendment
and retained the original form.57 Subsequently,
Bingham secured committee agreement to a new
section in these words:
No State shall make or enforce any law
which shall abridge the privileges and im
munities of citizens of the United States;
nor shall any State deprive any person of
life, liberty, or property without due proc
ess of law, nor deny to any person within
its jurisdiction the equal protection of the
laws.58
This section, which contains the wording of the
Fourteenth Amendment as eventually adopted,
was substituted for the original section 1, and in
that form was reported to both Houses on April
30. (Globe, pp. 2265, 2286.) In the House, as
H. J. Res. 127, the proposed amendment was
made a special order of business. (Globe, p.
2286.)
(a) The House debate. There were but three
days of discussion in the House under a rule limit
ing debate, and much of that time was devoted to
Reconstruction generalities and to portions of the
57 IUd.
68 Committee Journal, p. 39.
43
proposal other than section 1. (Globe, p. 2433.)
From the opening statement by Stevens on May 8,
1866, until he closed May 10, 1866, with the decla
ration that the Southern states should not return
except “ as supplicants in sackcloth and ashes,”
nearly all the radical Republicans in the House
echoed his disappointment that suffrage for the
Negro was not directly included in the proposed
amendment. (Globe, pp. 2459, 2544.) However,
Stevens remarked that what was proposed “ is all
that can be obtained in the present state of public
opinion.” (Globe, p. 2459.)
The discussion of Section 1 commenced with
some brief remarks by Stevens on behalf of the
Joint Committee. He affirmed the justice of its
provisions:
They are all asserted, in some form or
other, in our Declaration or organic law.
But the Constitution limits only the action
of Congress, and is not a limitation on the
States. This amendment supplies the de
fect, and allows Congress to correct the
unjust legislation of the States, so far that
the law which operates upon one man shall
operate equally upon all. Whatever law
punishes a white man for a crime shall
punish the black man precisely in the same
way and to the same degree. Whatever
law protects the white man shall afford
“ equal” protection to the black man.
Whatever means of redress is afforded to
one shall be afforded to all. Whatever law
allows the white man to testify in court
44
shall allow the man of color to do the same.
(Globe, p. 2459.)
Stevens referred to discriminatory state laws
which disqualified Negroes from testifying in
courts, and provided different methods of trial
or different punishments for them. He did not
wish, however, to “ enumerate these partial and
oppressive laws” at length. But, he said,
Unless the Constitution should restrain
them those States will all, I fear, keep up
this discrimination, and crush to death the
hated freedmen. (Globe, p. 2459.)
He anticipated that it would be contended that
the “ civil rights bill secures the same things.”
That was only “ partly true.” Moreover,
a law is repealable by a majority. * * *
This amendment once adopted cannot be
annulled without two thirds of Congress.
That they will hardly get. {Ibid.)
The arguments which Stevens made for this
section of the Amendment do not indicate that,
apart from the suffrage provision, he considered
there was any difference in substance between the
new proposal and his own earlier one {supra,
p. 36) that “ All laws, State or national, shall
operate impartially and equally on all persons
without regard to race or color.”
Congressman Finch of Ohio was opposed to the
amendment, but all he said about section 1 was
that—
if it is necessary to adopt it, in order to
confer upon Congress power over the mat
45
ters contained in it, then the civil rights
hill * * * is clearly unconstitutional.
(Globe, p. 2461.)
Congressman Garfield of Ohio, later President,
rose to support the proposal:
The civil rights bill is now a part of the law
of the land. But every gentleman knows it
will cease to be a part of the law whenever
the sad moment arises when that gentle
man’s party comes into power. It is pre-
cisely for that reason that we propose to
lift that great and good law above the reach
of political strife, beyond the reach of the
plots and machinations of any party, and
fix it in the serene sky, in the eternal firma
ment of the Constitution, where no storm
of passion can shake it and no cloud can
obscure it. (Globe, p. 2462.)
The first section, he said, would hold “ over every
American citizen, without regard to color, the
protecting shield of law.”
Congressman Raymond of New York, publisher
of the New York Times and a conservative Re
publican who had voted against the Civil Rights
bill, undertook to explore the “ somewhat curious
history” of the “ principle” of the first section,
“ which secures an equality of rights among all
the citizens of the United States” :
It was first embodied in a proposition in
troduced by the distinguished gentleman
from Ohio, [Mr. Bingham,] in the form of
an amendment to the Constitution, giving
to Congress power to secure an absolute
46
equality of civil rights in every State of
the Union. It was discussed somewhat in
that form, but, encountering considerable
opposition from both sides of the House, it
was finally postponed, and is still pending.
Next it came before us in the form of a bill,
by which Congress proposed to exercise
precisely the powers which that amendment
was intended to confer and to provide for
enforcing against State tribunals the
prohibitions against unequal legislation.
(Globe, p. 2502.)
Even though Raymond had voted twice against
the civil rights bill, the principle of whieh was em
bodied in the proposed amendment, he stated that
he was supporting the latter because he was
“ heartily in favor of the main object which that
bill was intended to secure.” All that he wanted
was to have this accomplished by constitutional
means. (Ibid.)
Congressmen Randall of Pennsylvania and
Rogers of New Jersey were among the few op
ponents of the amendment who registered specific
objections to section 1. (Globe, pp. 2530, 2538.)
Although most of the others objected to recon
struction generally, or to other sections of the
proposal, Randall objected because:
The first section proposes to make an equal
ity in every respect between the two races,
notwithstanding the policy of discrimina
tion which has heretofore been exclusively
exercised by the States, which in my judg
ment should remain and continue. They
47
relate to matters appertaining to State citi
zenship, and there is no occasion whatever
for the Federal power to he exercised be
tween the two races at variance with the
wishes of the people of the States. (Globe,
p. 2530.)
Rogers insisted that “ the first section of this pro
gramme of disunion” was “ most dangerous to lib
erty.” (Globe, p. 2538.) It was, he said,
no more nor less than an attempt to em
body in the Constitution of the United
States that outrageous and miserable civil
rights bill which * * * was vetoed by
the President of the United States upon the
ground that it was a direct attempt to con
solidate the power of the States and to take
away from them the elementary principles
which lie at their foundation. (Globe, p.
2538.)
The speeches of Congressmen Bingham and
Stevens closed the debate. To Bingham, the need
for the first section was “ one of the lessons that
have been taught * * * by the history of the
past four years of terrific conflict.” (Globe, p.
2542.) It was to supply the absence in the Con
stitution of a
power in the people, the whole people of the
United States, * * * to protect by national
law the privileges and immunities of all the
citizens of the Republic and the inborn
rights of every person within its jurisdic
tion whenever the same shall be abridged
or denied by the unconstitutional acts of
any State.
This amendment would not take rights properly
reserved to the states, for
No State ever had the right, under the
forms of law or otherwise, to deny to any
freeman the equal protection of the laws
. or to abridge the privileges or immunities
of any citizen of the Republic, although
many of them have assumed and exercised
the power, and that without remedy.
(Globe, p. 2542.)
Section 1 would carry out the great objectives of
the Constitution in protecting persons “ by na
tional law from unconstitutional State enact
ments.” (Globe, p. 2543.)
After Stevens’ speech, which candidly outlined
the partisan political aims of the entire amend
ment, a vote was taken, and on May 10, 1866, it
passed by more than the necessary two-thirds.
(Globe, p. 2545.)
(b) The Senate debate. In the Senate, the
amendment received more extended consideration.
It was first brought up May 23, nearly two weeks
after it passed the House. (Globe, p. 2763.)
Senator Howard of Michigan made the report
for the Joint Committee in place of the chair
man, Senator Fessenden, who was ill.
Howard explained section 1 in great detail. He
said:
This abolishes all class legislation in the
States and does away with the injustice of
subjecting one caste of persons to a code
not applicable to another. * * * It estab-
48
49
I ishes equality before the law, and it gives
to the humblest, the poorest, the most de
spised of the race the same rights and the
same protection before the law as it gives to
the most powerful, the most wealthy, or the
most haughty. That, sir, is republican gov
ernment, as I understand it, and the only
one which can claim the praise of a just
Government. Without this principle of
equal justice to all men and equal protec
tion under the shield of the law, there is
no republican government and none that
is really worth maintaining. (Globe, p.
2766.)
The fifth section of the proposal, he stated, would
enable the Congress,
in case the States shall enact laws in con
flict with the principles of the amendment,
to correct that legislation by a formal con
gressional enactment. (Globe, p. 2768.)
Senator Stewart of Nevada spoke generally on
the amendment as a plan of reconstruction.
(Globe, p. 2798.) He discussed the purposes of
section 1 in terms of the conflict between the
Congress and the President. Mere restoration of
the Southern states on their pre-war footing
would, he said, permit them to continue “ to ap
ply the theories of slavery to a condition of
freedom” :
They were educated to believe that a negro
was a slave, possessing no rights that a
white man was bound to respect, and they
believed it still, and they are astonished
50
at the inconsistencies of the world and its
tendency to recognize the rights of man.
(Globe, p. 2799.)
However, he did not believe the amendment suf
ficed in its present form, for to him Negro suf
frage was the only definite answer to “ slavery
and inequality of human rights.” (I b id . )
Up to this point, on May 24, the debate had
produced a number of proposed revisions, for the
most part concerned with other sections of the
amendment. (Globe, pp. 2768, 2770, 2804.) With
Stewart’s speech, it was plain that the majority
party was not united on all the aspects of the
amendment. Further consideration was post
poned for five days, until Tuesday, May 29. Fri
day, Monday, and Tuesday morning were devoted
to a caucus of the Republican members of the
Senate.59 What was discussed in the caucus, or
who proposed the changes agreed to by the caucus,
cannot be determined; it is clear, however, that
there was great unity thereafter. In fact, oppo
nents found it “ hard work to speak” when they
knew in “ advance that no argument, however just
and forcible, and no appeal, however patriotic,
can influence a single vote.” (Globe, p. 2938.)
Senator Howard, as floor leader, took up the
amendment Tuesday, and offered the changes which
had been agreed to in caucus. (Globe, p. 2868.)
59 James, The Framing of the Fourteenth Amendment
(1939), pp. 171-172 (an unpublished thesis in the library of
the University of Illinois).
51
The only section 1 change was the addition of a
declaration of citizenship as its first sentence:
All persons born in the United States and
subject to the jurisdiction thereof are citi
zens of the United States and of the States
wherein they reside. (Globe, p. 2869.)
The purpose of this change was to settle the “ great
question of citizenship” and to remove “ all doubt
as to what persons are or are not citizens of the
United States.” (Globe, p. 2890.)
All of the caucus changes were adopted. (Globe,
pp. 2897, 2921.) The renewal of the debates
showed marked unity not only in the majority party
but also in the opposition. Most of the Senators
in that group undertook active opposition— Hend
ricks of Indiana, Davis of Kentucky, McDougall
of California, Reverdy Johnson of Maryland,
Democrats; and Cowan of Pennsylvania and Doo
little of Wisconsin, dissident Republicans.
The pattern of opposition was set by Hendricks.
(Globe, p. 2938.) To him, the amendment was a
matter of partisan politics, a mere “ party pro
gramme.” The whole proposal would centralize
“ absolute and despotic power” in the Federal gov
ernment. (Globe, p. 2940.) Senator Davis like
wise accused the majority of a “ bold and desperate
political game. ’ ’ (Globe, App., p. 238.) As to the
first section, he said, its
real and only object * * * is to make
negroes citizens, to prop the civil rights bill,
52
and give them a more plausible, if not a valid,
claim to its provisions, and to press them
forward to a full community of civil and po
litical rights with the white race, for which
its authors are struggling and mean to con
tinue to struggle. (Globe, App., p. 240.)
None of the opposition Senators devoted any dis
cussion to specific illustrations of “ equality” ; they,
along with the majority, were more concerned with
its general and political implications.
After the caucus, only four of the proponents
of the amendment found it necessary to make
major speeches, Poland of Vermont, Howe of
Wisconsin, Henderson of Missouri, and Yates of
Illinois. (Globe, pp. 2961, 3031, 3037, App., p.
217.) Senator Poland was first, and he argued
the necessity and justice of reconstruction gener
ally. (Globe, p. 2961.) As to section 1, he
declared that its provisions were largely a restate
ment of those in the original Constitution.
Nevertheless,
we know that State laws exist, and some of
them of very recent enactment, in direct
violation of these principles. Congress has
already shown its desire and intention to
uproot and destroy all such partial State
legislation in the passage of what is called
the civil rights bill. The power of Con
gress to do this has been doubted and de
nied by persons entitled to high considera
tion. It certainly seems desirable that no
doubt should be left existing as to the
53
power of Congress to enforce principles
lying at the very foundation of all republi
can government if they be denied or vio
lated by the States * * *. (Globe, p.
2961.)
Senator Howe, arguing the necessity of radical
reconstruction policies, directed attention to sec
tion 1. (Globe, App., p. 217.) His is an impor
tant speech, because it went beyond generalities
and dealt expressly with the amendment’s ap
plication to public schools. Howe attacked Sen
ator Hendricks’ argument that state rights were
invaded by the amendment, for no state had a
right to have an “ appetite so diseased as seeks to
abridge these privileges and these immunities,
which seeks to deny to all classes of its citizens
the protection of equal laws.” (Globe, App., p.
219.) But for Federal intervention, the Southern
states would have continued to deny “ to a large
portion of their respective populations the
plainest and most necessary rights of citizen
ship. ” As a result of such intervention, he ac
knowledged that most of those states had granted
some basic rights, such as contract, ownership,
suit, and the like; but
these are not the only rights that can be
denied; these are not the only particulars
in which unequal laws can be imposed.
(Globe, App., p. 219.)
The single instance of continuing inequality which
Senator Howe cited to illustrate the need for sec
tion 1 was “ a statute enacted by the Legislature
280315— 33— 5
54
of Florida for the education of her colored
people.” He analyzed for the Senate the details
of the inequality of that statute: First, there was
unequal taxation, for
They make provision for the education of
their white children also, and everybody
who has any property there is taxed for the
education of the white children. Black and
white are taxed alike for that purpose; but
for the education of colored children a fund
is raised only from colored men. (Globe,
App., p. 219.)
Moreover under the statute there was an insuffi
cient sum provided for Negro education, only
about twelve thousand dollars, of which all but
$2,200 was to pay the superintendent of colored
schools and the assistant superintendents.
Finally, the Negro schools in Florida, he said,
could not be satisfactory, since their administra
tion would be subject to the uncontrolled discre
tion of the superintendents:
Into that school, however, it is worthy of
remark that no child can go without per
mission of the superintendent or his assist
ant, * * * and the teacher who has paid
five dollars for the permission to teach can
not hold that permission a day longer than
the superintendent or assistant superin
tendent see fit to allow * * *. (Globe,
App., p. 219.)
Since legislation of this degree of inequality,
touching “ one of the great interests not only of
55
this colored population but of the State itself,”
had been already enacted, Senator Howe asked if
there could possibly be hesitation in amending the
Constitution to place a “ positive inhibition upon
exercising this power of local government to sanc
tion such a crime * * His speech thus
clearly reflects an understanding that school leg
islation which discriminated against Negroes
would be invalidated by the amendment.
Following Howe, Senator Henderson, drafts
man of the Thirteenth Amendment, defended the
new proposal. (Globe, p. 3031.) He said that
the South, after the adoption of the Thirteenth
Amendment,
saw its opportunity and promptly collected
together all the elements of prejudice and
hatred against the negro for purposes of
future party power. They denied him the
right to hold real or personal property,
excluded him from their courts as a wit
ness, denied him the means of education,
and forced upon him unequal burdens.
Though nominally free, so far as discrimi
nating legislation could make him so he was
yet a slave. (Globe, p. 3034.)
He referred explicitly to the anti-slavery origins
of the new amendment; to him, the Southern posi
tion that the Negro was “ inferior to the white
man” had caused the war because it came into
irreconcilable conflict with the “ opposite idea of
man’s equality * * carrying with it equal
rights and equal privileges.” After the war, it
56
had become necessary “ to consider whether the
cause of disease should be removed entirely or be
left in the system to fester again.” The amend
ment, he said, was the only way to remove the
cause of disease.
Senator Yates likewise expressed the belief that
as a result of the Thirteenth Amendment the freed
Negro had in law become “ one of the people, one
of the body-politic, and entitled to be protected in
all his rights and privileges as one of the citizens
of the United States.” (Globe, p. 3037.)
Following some unsuccessful attempts by the
opposition to have the sections of the amendment
submitted as separate propositions, and to strike
out the privileges and immunities clause because
it was too vague, the final vote was taken on June
8. (Globe, p. 3042.) The amendment was
adopted by a vote of 33-11, more than the neces
sary two-thirds. (Ibid.)
In the House, the amendment was called up by
Stevens on June 13, with the statement that the
Senate amendments were so slight that there was
no purpose in having lengthy discussion. (Globe,
p. 3144.) There was a brief debate of a general
nature not directed at any specific provisions of
the amendment. (Globe, pp. 3144-3148.) That
same day, the amendment, in the form in which it
had passed the Senate, was approved by the
House by a vote of 120 to 82.e0 60
60 (Globe, p. 3149.) The Fourteenth Amendment, as thus
submitted, reads as follow s:
57
E. RATIFICATION OF THE FOURTEENTH AMENDMENT
BY THE STATES
In contrast to the abundance of materials re
lating to the legislative history of the Fourteenth
Amendment in Congress, the available records
concerning its ratification by the state legislatures
“ S ection 1. A ll persons born or naturalized in the United
States, and subject to the jurisdiction thereof, are citizens of
the United States and o f the State wherein they reside. No
State shall make or enforce any law which shall abridge the
privileges or immunities o f citizens of the United States; nor
shall any State deprive any person of life, liberty, or prop
erty, without due process of law; nor deny to any person
within its jurisdiction the equal protection of the laws.
“ S ection 2. Kepresentatives shall be apportioned among
the several States according to their respective numbers,
counting the whole number o f persons in each State, exclud
ing Indians not taxed. But when the right to vote at any
election for the choice o f electors for President and Vice
President of the United States, Representatives in Congress,
the Executive and Judicial officers o f a State, or the members
o f the Legislature thereof, is denied to any o f the male in
habitants o f such State, being twenty-one years o f age, and
citizens o f the United States, or in any way abridged, ex
cept for participation in rebellion, or other crime, the basis o f
representation therein shall be reduced in the proportion
which the number o f such male citizens shall bear to the
whole number o f male citizens twenty-one years o f age in
such State.
Section 3. No person shall be a Senator or Representative
in Congress, or elector o f President and Vice President, or
hold any office, civil or military, under the United States, or
under any State, who, having previously taken an oath, as a
member of Congress, or as an officer of the United States, or
as a member of any State legislature, or as an executive or
judicial officer o f any State, to support the Constitution of
the United States, shall have engaged in insurrection or re
bellion against the same, or given aid or comfort to the
enemies thereof. But Congress may by a vote of two-thirds
o f each House, remove such disability.
58
are scanty and incomplete.61 State legislative
debates for the period were not reported, except
in Pennsylvania and, in digest form, in Indiana.
Official records of state action are limited to the
messages of the Governors transmitting the pro
posed Amendment to the legislatures, often as
merely a minor item in the annual message,
occasional committee reports, and items entered
in the legislative journals.
The Fourteenth Amendment was proposed by
Congress on June 16, 1866. It was declared
adopted on July 28, 1868, after thirty states
had ratified it. During the years 1866 and 1867
it was ratified by twenty-two states, including only
Tennessee of the eleven former Confederate states.62
“ Section 4. The validity o f the public debt o f the United
States, authorized by law, including debts incurred for pay
ment o f pensions and bounties for services in suppressing in
surrection or rebellion, shall not be questioned. But neither
the United States nor any State shall assume or pay any
debt or obligation incurred in aid o f insurrection or rebellion
against the United States, or any claim for the loss or emanci
pation o f any slave; but all such debts, obligations and claims
shall be held illegal and void.
“ Section 5. The Congress shall have power to enforce, by
appropriate legislation, the provisions o f this article.”
61 Our research in the state materials has necessarily been
limited to those available in the Library of Congress, includ
ing its Microfilm Collection o f Early State Records prepared
under the supervision o f Professor W . S. Jenkins, o f the
University of North Carolina. Detailed accounts o f the rati
fication proceedings in all o f the states appear in the A p
pendix to this brief.
62 In three o f these states— Ohio, New Jersey and Oregon—
resolutions were passed by the state legislature in 1868 to
withdraw the prior consent to the Amendment. In each in
59
It was rejected by three border states and the other
Southern states. In 1868, as a condition of resto
ration under the Reconstruction Act, seven
Southern states ratified the Amendment, along
with Iowa, and it came into effect. Subsequently,
in compliance with the Reconstruction Act, the
other three Southern states ratified.
Ratification by the Northern states in 1866 and
1867 was on the basis of party lines, with the Re
publican legislatures approving the Republican
plan of reconstruction for the South. Rejection
by the Southern and the border states was based
on opposition to that plan of reconstruction. In
both cases the emphasis was upon the political
clauses.63
The Fourteenth Amendment as “ a plan for re
construction for the South” was a highly contro
versial party issue in the elections of 1866. Inter
est centered on its political clauses: the redistri
bution of representation under section 2 and the
related question of Negro suffrage; the disqualifi
cation of Southern leaders under section 3; and
the war debt provisions of section 4. References
to the first section during the election campaigns
were, as a rule, brief and general in nature, such
as, for instance, that this section made the Civil
Rights Act of 1866 a part of the Constitution, that
stance the attempted “ rescission” came after a change in
the party control of the legislature. See Flack, The Adop
tion of the Fourteenth Amendment (1909), pp. 165-168,
170.
63 A more detailed review is in Flack, supra, chs. I l l , IV .
60
it meant Negro equality, or that it centralized
power in Congress.64
With emphasis during the campaign of 1866 on
the political clauses and with little need after the
election to do more than carry out the decision of
the voters, there was little occasion to analyze the
Amendment in detail, and still less occasion to
discuss the specific applications of the first sec
tion. The Governors’ messages to the state leg
islatures were in general terms, as were the
committee reports recommending ratification.65 *
64 See Flack, supra, pp. 140-160.
65 Governor Morton o f Indiana, for example, said little
more than that
“ No public measure was ever more fully discussed before
the people, better understood by them, or received a more
distinct and intelligent approval. I will enter into no ar
guments in its behalf before this General Assembly. Every
member understands it. * * *” (Indiana Senate Journal
1867, p. 42.)
Governor Crawford o f Kansas submitted the Amendment
with this comment:
“Whilst the foregoing proposed amendment is not fully
what I might desire, nor yet, what I believe the times and
exigencies demand, yet, in the last canvass, from Maine to
California, it was virtually the platform which was submit
ted to the people; the verdict was unmistakable. The people
have spoken on the subject, at the ballot-box, in language
which cannot be misunderstood.” (Kansas Senate Journal
1867, p. 45.)
Governor Fenton o f New York, in recommending adoption
o f “ a proposition so moderate and so just” stated that
“ I need not discuss the features o f this amendment; they
have undergone the ordeal o f public consideration since the
adjournment of Congress in July last, and they are under
stood, appreciated and approved. * * *
61
There were sufficient references to the first sec
tion to show an understanding that it guaranteed
to the Negroes full rights as citizens, but the exact
content of those rights was not spelled out. It
was to provide “ civil equality before the law,” 66
“ equal protection of all citizens in the enjoyment
of life, liberty and property,” 67 “ all the political
and civil rights citizenship confers,” 68 and “ to
destroy all legal caste within our borders.” 69 70
The first section was intended
to destroy every distinction founded upon a
difference in the caste, nationality, race or
color * * * which has found its way into
the laws of the Federal and State Govern
ments which regulate the civil relations or
rights of the people. * * * In all matters
of civil legislation and administration there
shall be perfect legal equality in the ad
vantages and securities guaranteed by each
State to everyone here declared a citizen.™
In the debates in Pennsylvania, where school
segregation existed, Senator Landon expressed
this idea more forcefully:
“ There is no other plan before the people, and the verdict
o f the ballot-box implies that no other plan is desired. * * ”
(New York Assembly Journal 1867, vol. 1, pp. 13-14.)
"6 Governor Bullock, Massachusetts Acts and Resolves
1867, p. 820.
87 Governor Brownlow, Tennessee Senate Journal, Called
Session, 1866, p. 4.
68 Governor Oglesby, Illinois Senate Journal, 1867, p. 40.
89 Taylor in the Pennsylvania debates. Pennsylvania Leg
islative Record, 1867, App., p. X X II .
70Jenks, opposing ratification, in the Pennsylvania de
bates, id. p. X L I.
62
* * * You ask m e: what do you want for
the colored man! I reply, do you let the
white rebel go to school? I claim that the
colored man shall go to school; do you pro
tect the white man before the law, you shall
protect the colored man before the same
law; do you punish a crime in a colored
man, you shall punish the same in a white
man in the same way; and a virtue that will
reward a white man shall be rewarded in
the colored man. Do you let the white
rebels of Carolina or Florida vote, then in
the name of Heaven command that the
colored man in the same State shall vote.71
Opposition to the amendment, in so far as it
referred to the first section, was based on its
transfer of power to the Federal Government.72
In the South, where the Amendment was at first
rejected, emphasis was given to the political
clauses, particularly those dealing with represen
tation and with disqualification of the former
71 Id., p. IX .
72 Thus, the minority report o f the Wisconsin Senate Com
mittee on Federal Relations commented that
“ The first section, in connection with the fifth, will give to
the federal government the supervision o f all the social and
domestic relations o f the citizens in the state and to subordi
nate state governments to federal power.” (Wisconsin Sen
ate Journal 1867, p. 98.)
The minority report in New Hampshire characterized the
Amendment as
“ * * * a dangerous infringement upon the rights and in
dependence o f all the States, North as well as South, as
suming, as it does, to control their legislation in matters
purely local in their character.” (New Hampshire House
Journal 1866, pp. 176-177.)
63
leaders of the South/3 The validity of the pro
cedure by which the Amendment was submitted
was also attacked, the argument being that a
Congress from which representatives of the
Southern states were excluded could not properly
propose an amendment.73 74
The first section was attacked, not so much on
the ground that it extended rights to the Negroes,
but that it, together with the fifth section, en
larged the powers of the Federal Government to
such an extent as to destroy the rights of the
states.75
73 See Flack, supra, p. 159.
74 See, for example, the report o f the Georgia Joint Com
mittee on the State o f the Republic, Georgia Senate Journal,
1866, pp. 65-71.
75 For example, Governor Patton o f Alabama, in recom
mending rejection o f the Amendment, stated as an objection
to the first section that:
“ It would enlarge the judicial powers o f the General Gov
ernment to such gigantic dimensions as would not only over
shadow and weaken the authority and influence of the State
courts, but might possibly reduce them to a complete nul
lity. It would give to the United States courts complete and
unlimited jurisdiction over every conceivable case, however
important, or however trivial, which could arise under the
State laws. Every individual dissatisfied with the decision
of a State court, might apply to a Federal tribunal for re
dress.” (Alabama Senate Journal 1866, p. 33.)
Governor Walker o f Florida, referring to the first and fifth
sections, stated that:
“ These two Sections taken together, give Congress the
power to legislate in all cases touching the citizenship, life,
liberty or property o f every individual in the Union, o f
whatever race or color, and leave no further use for the State
governments. It is in fact a measure o f consolidation entirely
64
The later messages of the Southern Governors
recommending ratification of the Amendment be
cause such ratification was a condition precedent
to readmission into Congress contained no analy
sis of the Amendment. The ratification of the
Amendment by the Southern states was perfunc
tory, without any discussion of its meaning or
effect.76
In our review of the records of the ratifica
tion proceedings, the specific references to the pos
sible effect of the Amendment on education con
sist of three brief statements: that of Senator
Landon of Pensylvania, quoted supra, p. 62; a
statement by Representative Ross in the Indiana
debates that under the Amendment “ The blacks
would sit with us in the jury-box, and with our
children in the common schools” ; 77 and a report
changing the form of government.” (Florida Senate
Journal 1866, p. 8.)
76 A typical example was Governor Murphy’s message to
the Arkansas legislature in which he remarked that:
“ As the reconstruction laws require the ratification of
this 14th Article before the State will be received and
recognized as a State in the Union, it will be unnecessary
for me to say more to the present Legislature, composed
o f loyal citizens of the State, than merely call their atten
tion to the importance of early attention to the ratification
o f the same.” (Arkansas House Journal 1868, p. 19.)
The record of House action is equally typical.
“ On motion o f Mr. SIMS, the rules were suspended by a
two-thirds vote, and the joint resolution was placed on its
second reading; after -which it was engrossed, and read a
third time and put upon its final passage by calling o f ayes
and nays.” (Id., p. 22.)
77 Brevier Legislative Reports, 1867, p. 80.
65
from a Kentucky contributor to a newspaper
that the Democrats in Kentucky say “ That
amendment admits * * * their children to the
public schools. * * *” 78
The paucity of the available materials on the
ratification of the Fourteenth Amendment by the
states is such as to preclude any definite con
clusion as to the existence of any general un
derstanding of the effect which the Amendment
would have on racial segregation in public schools.
Apart from the few scattered references given
above, we have found no manifestations of an
awareness in the state legislatures that the
Amendment would affect public education, as this
Court later held in Missouri ex rel. Gaines v.
Canada, 305 U. S. 337, and related cases (see pp.
143-149, infra), by imposing on a state the
duty of furnishing such education to all its
citizens, i f furnished to some, on a basis of equal
ity of right. The available materials do show
that there were widespread expressions of a gen
eral understanding of the broad scope of the
Amendment similar to that abundantly demon
strated in the Congressional debates (pp. 20-56,
supra), namely, that the first section of the
Amendment would establish the full constitutional
right of all persons to equality before the law and
would prohibit legal distinctions based on race or
color.
McPherson’s Scrap Book, Fourteenth Amendment, p.
84 (name o f paper not given).
66
F. CONTEMPORANEOUS ACTIONS, FEDERAL AND STATE,
BEARING ON SCHOOL SEGREGATION
The Reconstruction period, during which the
Fourteenth Amendment was adopted, also wit
nessed other actions, both in Congress and the
states, which are relevant to an inquiry into the
contemporaneous understanding of the Amend
ment’s effect on school segregation. The 39th
Congress in 1866 also passed laws concerning (a)
the schools maintained by the Freedmen’s Bu
reau, and (b) the public schools in the District
o f Columbia. In the proceedings in Congress
in 1868 and 1870 on the readmission of the South
ern states there were some references to the mat
ter of public school education for Negroes. In
later Congresses, repeated efforts were made,
particularly under the leadership of Senator
Sumner, to provide specific enforcement of the
rights secured by the Fourteenth Amendment.
These efforts culminated in the Civil Rights Act
of 1875. At one stage in its legislative history
that Act contained a provision forbidding racial
segregation in public schools. In the states, vari
ous actions were taken to provide public educa
tion for Negroes. In some states, particularly in
the North, existing laws for segregated schools
were continued; in other states, particularly in
the South, school segregation laws were enacted
shortly after the Fourteenth Amendment was
adopted; in still other states, provisions for mixed
schools were enacted. In this section of the brief
67
we shall summarize these actions, both federal and
state, and attempt to evaluate them as evidence of
a contemporary understanding as to the Four
teenth Amendment’s effect on raeial segregation
in public schools.
1. Federal legislation in the 39th Congress
(a) The Freedmen’s Bureau Extension Act.
In May 1866 there was again raised in the House
the question of extending the life of the Freed
men’s Bureau and providing it with the authority
to safeguard the welfare and civil rights of the
freedmen. (Congressional Globe, 39th Cong., 1st
Sess., p. 2743.) Representative Eliot reported
from his Select Committee on Freedmen a bill
(H. R. 613) similar to the one vetoed by President
Johnson in February 1866 {supra, pp. 23-25),
and it passed the House without any particularly
significant discussion. (Globe, p. 2878). In the
Senate, it was referred to the Military Affairs
Committee, of which Senator Wilson was chair
man, and was favorably reported with substantial
amendments. (Globe, p. 3409). It passed the
Senate in June, but was vetoed by the President.
(Globe, pp. 3413, 3838.) With no discussion, the
veto was overridden in both House and Senate,
and the bill became law July 16, 1866. (Globe,
pp. 3842, 3850; 14 Stat. 173.)
The House version of the bill had made provi
sion for the maintenance of schools for the freed
men, with equipment and teachers to be supplied
68
by private societies.79 The Senate kept that provi
sion, and added a provision for financing the
schools from the property of the Confederate
States. (Globe, pp. 3409, 3410.) After the ter
mination of the Freedmen’s Bureau, the remain
ing proceeds of such property were to be dis
tributed proportionately to those southern states
“ which have made provision for the education of
their citizens without distinction of color.” There
was also resolved a long-standing dispute as to the
disposition of certain islands off Georgia and
South Carolina, which General Sherman had de
voted to the freedmen’s use. (Globe, p. 2809.)
One provision in resolution o f that dispute dis
tributed the proceeds of a certain portion of those
lands to “ the support of schools, without distinc
tion o f color or race, on the islands in the parishes
o f St. Helena and St. Luke.” (Globe, p. 3409.)
These two provisions are the only instances in
which the 39th Congress legislated directly to es
tablish schools that were financed in whole or in
part from Federal funds, and it is noteworthy
that in these provisions it expressed a policy
The educational societies concerned were tlie successors
o f the former abolitionist groups and adhered to their con
cepts o f equality in civil rights. Thus, the American Freed
men’s Union Aid Commission, a central organization of
these societies, had in its constitution a provision that “ no
schools or supply depots shall be maintained from the bene
fits o f which any person shall be excluded because o f color.”
American Freedman (1866), p. 18.
69
favoring schools making no distinctions on
grounds of race or color.
(b) School Legislation for the District of Co
lumbia. A month after the 39th Congress sub
mitted the Fourteenth Amendment to the states,
it provided that an earlier school act for the Dis
trict of Columbia (the Act o f June 25, 1864, 13
Stat. 187) should be construed to require the au
thorities of Washington and Georgetown to pay
over certain moneys for the support of the sepa
rate colored schools in those cities (Act of July 23,
1866, 14 Stat. 216). A week later, on the final day
of the session, Congress passed a bill authorizing
a grant of three lots in Washington for colored
schools (Act of July 28,1866,14 Stat. 343).
Separate schools for colored children had been
established for Washington County by the Act of
May 20, 1862, 12 Stat. 394, and for the cities of
Washington and Georgetown by the Act of May
21, 1862, 12 Stat. 407. When Congress in the
Act o f June 25, 1864, supra, provided a realloca
tion of taxes for the support of the various Dis
trict school systems, it left unchanged the exist
ing provisions for separate colored schools. It is
to be noted that none of the foregoing measures
received much attention in Congress. There were
no written committee reports. All were considered
perfunetorily as part of routine District busi
ness, and were passed with scarcely any debate or
division in vote. (Globe, 37th Cong., 2d Sess. pp.
280315— 53------0
70
1544, 2037, 2157; Globe, 38th Cong., 1st Sess., pp.
2814, 3126.)80
It is contended that the 1866 school legislation
for the District of Columbia evidences an under
standing by the 39th Congress, which proposed
the Fourteenth Amendment, that the Amendment
did not prohibit racially-segregated schools. We
believe that no persuasive inference can be drawn
of any connection between these acts and the
Amendment. In the first place, separate schools
in the District for colored children had been
established by Congress four years before the
Fourteenth Amendment was proposed. The 1866
Acts were only implementations of the existing
legislation. The legislative history of those meas
ures contains no indications that they were re
garded as having any relation to the Fourteenth
Amendment. The latter was the product of the
Joint Committee on Reconstruction; the District
schools bills were reported by the Senate and
House District Committees, none of whose mem
bers was on the Joint Committee. (Globe, 39th
Cong., 1st Sess., pp. 11, 21, 57, 106.) The Amend
ment was passed by Congress only after prolonged
and searching debate, while the school measures
were considered perfunctorily, amid a welter of
routine District business. There were no committee
80 Cf. Metropolitan Rd. v. District of Columbia, 132 U. S.
1, o, on the limited extent o f interest and interference by
Congress in the internal affairs o f the District prior to the
Organic Act o f 1871,16 Stat. 419.
71
reports, no debate or noteworthy comment. There
was no roll call vote in either House or Senate
on these bills. (Globe, 39th Cong., 1st Sess., pp.
2719, 3906, 4278.)
The Act of July 23, 1866, dealt with a question
raised in a local controversy regarding the alloca
tion of school funds. It merely provided that there
would be made available for the Negro schools,
newly-created under the legislation of 1862, the
funds which the Congress had previously com
mitted for their support, but which had been locally
withheld. Similarly, in the Act of July 28, 1866,
the question was merely one o f easing the financial
burden of supporting the Negro schools by the do
nation of building sites. In the debates on these
bills, characterized by their sponsor, Senator Mor
rill of Maine,81 as “ very small measures * * *
which will take no great time anyway” (Globe, 39th
Cong., 1st Sess., p. 2716), there is no evidence that
any member of Congress thought that its action on
these measures would constitute a legislative inter
pretation of the Fourteenth Amendment, or indeed
that the Amendment was in any way relevant.
Congress was exercising its exclusive jurisdiction
over the District, to which the Fourteenth Amend
ment in terms did not apply. Moreover, the condi
tions prevailing in the District during this period
81 Senator Morrill, in the debates during this same session
on the Civil Eights Act, expressed the conviction that the
Constitution forbade distinctions based on race or color.
(Globe, 39th Cong., 1st Sess., pp. 570-571.)
72
were such as to make the question of mixed or sepa
rate schools relatively unimportant. Throughout
the entire period the overriding problem was to
make a beginning in providing some schools for
Negroes. Prior to the war, the problem of Negro
education had been completely disregarded by the
Congress; and at each step taken after 1860, atten
tion was focussed on the need of creating educa
tional facilities for a race that theretofore had re
ceived no public educational benefits. Details of
school organization were subordinated to that need,
and were not considered and discussed in Congress.
2. Legislation in Congress after 1866
(a) Readmission of the Southern States. Un
der the Reconstruction Act of March 2, 1867 (14
Stat. 428) the Southern states, as a condition of
representation in Congress, were required to form
“ a constitution of government in conformity with
the Constitution of the United States in all re
spects” which was to be submitted to Congress
“ for examination and approval.” In 1868, the
new constitutions were submitted to Congress by
Alabama, Arkansas, Florida, Georgia, Louisiana,
North Carolina, and South Carolina, and those
states were readmitted (15 Stat. 72, 73). None of
these state constitutions provided for separate
schools for colored children; in at least three of
them (Louisiana, South Carolina, and Florida) a
provision for mixed schools was expressed or im
plied. (See infra, pp. 97-98.)
73
In the House debates, opponents of the recon
struction program unsuccessfully objected to pro
visions in the constitutions of Alabama (Congres
sional Globe, 40th Cong., 2d Sess., pp. 1937, 2197),
Arkansas (Globe, p. 2395), Louisiana (Globe, p.
2449), and South Carolina (Globe, p. 2447), which
they thought required mixed schools.
In the Senate debates on the readmission of
Arkansas, Senator Drake of Missouri proposed
the following condition:
That there shall never be in said State any
denial or abridgment of the elective fran
chise, or of any other right, to any person
by reason or on account of race or color,
excepting Indians not taxed. (Globe, p.
2748.)
Senator Henderson of Missouri offered as a
substitute:
* * * the further condition that no person
on account of race or color shall be ex
cluded from the benefits of education, or
be deprived of an equal share of the moneys
or other funds created or used by public
authority to promote education in said
State.
In the ensuing colloquy it appeared that Senator
Henderson feared that the term “ or of any other
right” in Senator Drake’s proposal might be con
strued as requiring mixed schools. Accordingly,
his substitute was intended explicitly to permit
separate schools. (Globe, p. 2748.)
74
In answer to a question from Senator Hender
son, Senator Frelmghuysen of New Jersey (not
a member of Congress when the Fourteenth
Amendment was proposed) stated his view that
neither the Drake proposal nor the Amendment
“ touches that question, as to what school they
shall be educated in * * (Globe, p. 2748.)
Senator Henderson explained that:
I desire that the negroes shall have an
equal right in the school moneys, but that
the State may require them to be educated
in different schools from the whites. * * *
But I would not provide here by a condi
tion that the States should extend the same
rights to the negroes in regard to office
holding, marrying, or anything else, that
they do to the whites * * *
His amendment was defeated, however, by a
vote of 30 to 5 ( ibid). The Drake amendment
was agreed to,82 but subsequently the Senate ac
cepted the House version of the bill not contain
ing that amendment.
In 1870 Virginia (16 Stat. 62), Mississippi (16
Stat. 67) and Texas (16 Stat. 80) were read
82 The omnibus bill for the admission o f other Southern
states, reported from the Judiciary Committee the next
day (Globe, p. 2759), contained the Drake amendment with
the words “ or any other right” omitted. Senator Trum
bull explained that their insertion “might be construed by
some persons as applying possibly to social rights, or rights
in schools, which the Senator from Missouri did not in
tend; and as the committee thought there was no impor
tance in the words they are left out of the amendment.”
(Globe, p. 2858.)
75
mitted. Each act of admission contained a con
dition :
That the constitution * * * shall never he
so amended or changed as to deprive any
citizen or class of citizens of the United
States of the school rights and privileges
secured by the constitution of said State.
The bill for the admission of Virginia as re
ported by the Committee on Reconstruction (H.
R. 783, 41st Cong., 2d Sess., Globe, p. 362) con
tained an express prohibition on amending the
state constitution:
* * * to prevent any person on account
of race, color, or previous condition of serv
itude from * * * participating equally in
the school fund or school privileges provided
for in said constitution * * *
Its inclusion was explained as required by the
bitter hostility to the common-school system ex
pressed by the newly elected Governor of Vir
ginia. (Globe, pp. 402, 442, 546.) It was justified
as essential to a republican form of government.
(Globe, pp. 485, 500.) Similarly, the provision
concerning school rights in the bill for the ad
mission of Mississippi was justified as a means of
preserving a republican form of government.
(Globe, pp. 1253, 1255.) The view was also ex
pressed that under the Fourteenth Amendment
the colored man was entitled to “ the same rights
and privileges of schools that the white man has
* * (Globe, p. 1329.) The debates are con
cerned, however, with the guarantee of education to
76
the Negroes rather than with the question of sepa
rate schools.
Georgia was “ reconstructed” a second time (16
Stat. 59, December 22, 1869) and readmitted in
July 1870 (16 Stat. 363). The bill for admission
of Georgia (H. R. 1335, 41st Cong., 2d Sess.;
Globe, p. 1702) contained a condition on school
rights similar to that in the Virginia, Mississippi,
and Texas acts, but the final act contained no
conditions. The debates indicate the same view
that opportunity of education for the Negroes was
an element of a republican form of government
(Globe, p. 1704).
In smn, therefore, the debates on the readmis
sion of the Southern states into the Union fail to
disclose any definite understanding as to the
effect of the Fourteenth Amendment on school
segregation, but it is of some significance that none
of the state constitutions submitted to and ap
proved by Congress as being “ in conformity with
the Constitution of the United States in all re
spects” provided for segregated schools (see
nfra, pp. 97-98).
(b) Legislative Attempts to Abolish School
Segregation in the District of Columbia. In 1871
the issue of public schools of the District of
Columbia came squarely before the 41st Congress.
On January 23, 1871, a bill was introduced in the
Senate, S. 1244, to regulate the organization and
conduct of the public schools in the District of
Columbia. (Globe, 41st Cong., 3d Sess., p. 663.)
The bill was reported by the District Committee
77
with an amendment which would abolish racial
segregation in the District schools. (Globe, p.
1054.83) The amendment was vigorously sup
ported on the floor of the Senate by Senator Sum
ner, a member of the District Committee, and
several other Senators on the ground that it was
required by the principle of equality underlying
the Fourteenth Amendment. (Globe, pp. 1055,
1056, 1058.) Sumner stated that “ Every child,
white or black, has a right to be placed under
precisely the same influences, with the same teach
ers, in the same school room, without any dis
crimination founded on his color” . (Globe, p.
1055.) Senator Carpenter of Wisconsin agreed:
Mr. President, we have said by our Con
stitution, we have said by our statutes, we
have said by our party platforms, we have
said through the political press, we have
said from every stump in the land, that
from this time henceforth forever, where
the American flag floats, there shall be no
distinction of race or color or on account
of previous condition of servitude, but that
all men, without regard to these distinc
tions, shall be equal, undistinguished before
the law. Now, Mr. President, that prin
ciple covers this whole case. (Globe, p.
1056.)
None of the opponents of the bill explicitly con
troverted the view that the Amendment’s broad
“ This and succeeding references to the Congressional
Globe are, until otherwise noted, to the 41st Cong., 3d Sess.
78
principle applied to racial segregation in the
schools. (See Globe, pp. 1054, 1056, 1057, 1059,
1060.) The bill, however, was dropped without any
vote, in favor of more pressing business, and was
not taken up again. (Globe, p. 1061.)
Another bill was introduced by Senator Sumner
in the next Congress on December 12, 1871. (S.
365, Globe, 42d Cong., 2d Sess., p. 68.) This bill,
“ to secure equal rights in the public schools of
Washington and Georgetown,” would also have
abolished racial segregation in those schools.
Like its predecessor, it was put aside, after a brief
debate containing nothing of significance here,
without any vote, in favor of other business.
(Globe, 42d Cong., 2d Sess., pp. 2539, 2542, 3057,
3058, 3099-3100, 3122-3125.)
(c) Civil Rights Act of 1875. The issue of
racial segregation in public schools came before
the Congress for extended but indecisive consider
ation between 1870 and 1875 in connection with
the efforts of Senator Sumner and others for
further civil rights legislation.
Sumner, advocate of the 1871 proposals to
abolish racial segregation in the District public
schools, had in 1870 introduced a bill to secure the
right of all citizens throughout the United States
to “ full and equal enjoyment” in respect of thea
ters, conveyances, inns, and public schools. (S.
916, 4.1st Cong., 2d Sess., Globe, p. 3434.) In
substantially its original form, it was reintroduced
79
in each subsequent Congress until 1873, but with
out success. In 1872, it was twice attached to
amnesty bills in the Senate. (H. R. 380, H. R.
1050, 42d Cong., 2d Sess., Globe, pp. 919, 3288.)
Both of these amnesty bills (with the civil rights
rider) failed because they did not receive in the
Senate the two-thirds vote required under section 3
of the Fourteenth Amendment, although they did
receive majority approval. Similarly, efforts dur
ing the same session to suspend the House rules to
bring up the House counterpart of Sumner’s bill
failed of the two-thirds vote necessary, despite clear
majorities. (Globe, 42d Cong., 2d Sess., pp. 1956,
3383, 3932, 4321-4322.) The debates in Congress on
these bills proceeded on the understanding that they
would require non-segregated schools throughout
the country, and this was one of the most contro
versial points in issue. (Globe, 42d Cong., 1st
Sess., App., p. 216; Globe, 42d Cong., 2d Sess., pp.
241-243, 384; 2 Cong. Rec. 4088.)
I n 1873, in the first session of the 43d Congress,
Sumner again introduced a bill prohibiting segre
gation generally, including segregation in the
schools. Civil and criminal penalties were pro
vided for violation. (S. 1; 2 Cong. Rec. 10.) In
March 1874, a month after Sumner’s death, the
bill was reported favorably by the Senate Judi
ciary Committee. (2 Cong. Rec. 3053.) An at
tempt on the floor to amend the bill by adding a
provision permitting “ separate but equal” schools
80
failed (2 Cong. Ree. 4167), and in May the bill
passed the Senate (2 Cong. Ree. 4176). However,
several efforts to bring the bill up for considera
tion in the House failed because of dilatory tactics
on the part of the minority. (2 Cong. Rec. 4242,
4439, 4691, 5162.)
In 1874, in the second session of the 43d Con
gress, the House Judiciary Committee reported a
civil rights bill similar to Sumner’s, but containing
a provision expressly permitting “ separate but
equal” schools. (H. R. 796; 3 Cong. Rec. 116.)
Consideration on the floor was again impeded by the
tactics of the minority, which forced one continuous
three-day session. (3 Cong. Rec. 786-829.) A
compromise was finally reached (see infra, pp. 82-
84), and the bill passed the House on February 4,
1875, after deletion not only of the provision for
segregated schools, but also of any reference what
ever to schools. (3 Cong. Rec. 1010,1011.) Senate
approval of the bill, in the compromise form, fol
lowed shortly thereafter. (3 Cong. Rec. 1870.)
The bill, which has come to be known as the Civil
Rights Act of 1875, became law on March 1, 1875,
18 Stat. 335.®*
The members of Congress who throughout this
period persisted in their advocacy of unsegregated
schools included many who had been prominent 84
84 This Act was declared unconstitutional in 1883 in the
Civil Rights Cases, 109 TJ. S. 3, the Court holding that the
Fourteenth Amendment’s prohibitions extended only to state
and not to individual actions.
81
in the passage of the Fourteenth Amendment in
1866.85 Sumner was their leader until his death.
His view, frequently expressed, was that the Re
construction Amendments had established the
sweeping principle that
all persons without distinction of color
shall be equal before the law. Show me,
therefore, a legal institution, anything cre
ated or regulated by law, and I show you
what must be opened equally to all without
distinction of color. Notoriously, the hotel
is a legal institution, originally established
by the common law, subject to minute pro
visions and regulations; notoriously, public
conveyances are in the nature of common
carriers subject to a law of their own;
notoriously, schools are public institutions
created and maintained by law; and now I
simply insist that in the enjoyment of those
institutions there shall be no exclusion on
account of color. (Cong. Globe, 42d Cong.,
8d Sess., p. 242; see also, supra, p. 77.)
To Sumner, public schools86 established by law
could not be maintained on a segregated basis:
85 For example, in 1874 when the Senate passed Sumner’s
bill (S. 1) prohibiting racial segregation in the public
schools, by a vote of 29 to 16, the majority included nine
former members o f the 39th Congress—Allison, Boutwell,
Conkling, Edmunds, Howe, Morrill o f Vermont, Stewart,
Washburn and Windom. No Senator who had participated
in the framing o f the Fourteenth Amendment voted with
the minority. 2 Cong. Kec. 4176.
86 Sumner agreed to provisions permitting segregation in
private schools, as proposed by Frelinghuysen. (Globe,
42nd Cong., 2d Sess., 435,487,3267.)
82
The separate school wants the first requisite
of the common school, inasmuch as it is not
equally open to all; and since this is incon
sistent with the declared rule of republican
institutions, such a school is not republican
in character. Therefore it is not a prepa
ration for the duties of life. The child is
not trained in the way he should go; for
he is trained under the ban of inequality.
How can he grow up to the stature of equal
citizenship? He is pinched and dwarfed
while the stigma of color is stamped upon
him. (Globe, p. 384.)
Senators Conlding, Boutwell and Justin Mor
rill, all members of the Joint Committee on Re
construction in 1866, apparently shared Sumner’s
views. (See, e. g., 2 Cong. Rec. 4151, the vote
rejecting the 1 ‘separate but equal” amendment.)
Others of the majority likewise rejected the con
tention that separate school facilities were permis
sible under the Fourteenth Amendment. To
Morton of Indiana, the Senate majority leader,
segregation was a violation of the principle of
equality embodied in the Fourteenth Amendment,
which had taken “ from the States the power to
make class legislation.” (Cong. Globe, 42d Cong.,
2d Sess., p. 847.) Senator Pease of Mississippi
agreed that there could be no real equality in
“ equal advantages in separate schools.” (2 Cong.
Rec. 4154.) See also footnote 40, infra, p. 103.
The opposition in the Senate was led by Senator
Thurman of Ohio, of the minority party, who
argued that equal protection of the laws, with
83
regard to public schools, required only that, school
funds should be applied so that “ each citizen shall
have an equal advantage from its application.”
(Globe, 42d Cong., 2d Sess., App. p, 26; see
2 Cong. Rec. 4083-4089.) Other members of the
minority expressed the view that the requirement
of equality was satisfied if the separate facilities
were equivalent. (See, e. g., Globe, 42d Cong., 2d
Sess., p. 241.)
As discussed supra, p. 79, the Sunnier bill was
not reached in the House, which took up instead a
similar bill that contained a provision permitting
schools to be “ separate but equal” . (H. R. 796,
supra.) The school issue proved a stumbling
block, and a compromise was reached on the bill,
striking all reference to schools, only a short time
before its passage. Congressman Cain of South
Carolina, a Negro, indicated that for the sake of
unity within the majority party, the Negroes
would accede to the elimination of all reference to
schools. (3 Cong. Rec. 957, 981-982.) As Con
gressman Monroe of Ohio stated, the Negroes
thought that “ their chances for good schools will
be better under the Constitution with the protec
tion of the courts than under a bill containing
such provisions as this [the “ separate but equal”
provision].” (3 Cong. Rec. 998.) Moreover,
the fear was expressed that if the provision
requiring mixed schools was insisted upon “ then
in certain States of the South schools will be
abandoned altogther.” (3 Cong. Rec. 981.)
84
The controversy in the House and the reasons
for the compromise effected were fully summarized
by Congressman Butler of Massachusetts, Chair
man of the Judiciary Committee, who himself had
also been a member of the 39th Congress:
There are two kinds of opinion in the re
publican party on this question, I myself
would legislate equal privileges to white and
black in the schools, if I had the power, first,
to legislate, and secondly, to enforce the leg
islation. But the difficulty I find in that is,
that there is such a degree of prejudice in
the South that I am afraid that the public-
school system, which has never yet obtained
any special hold in the South, will he broken
up if we put that provision into the bill.
Then comes the provision of the committee
that there shall be separate schools wherever
schools are supported by taxation. There
are some difficulties with an unwilling peo
ple in carrying out that provision, and
there is an objection to it on the part of the
colored people, because they say they desire
no legislation which shall establish any
class distinction.
Then comes the proposition * * * to
strike out all relating to schools. I should
very much rather have all relating to schools
struck out than have even the committee’s
provision for mixed schools. (3 Cong. Ree,
1005-1006.)
It would appear, therefore, that the compromise
form of the bill as enacted represented mutual
concessions by the opposing groups, not as to the
85
substantive issue of the power of Congress to
prohibit school segregation, but solely in recogni
tion of the impossibility of securing from the Con
gress at that, time any decision between the con
flicting views on this question.
The Congressional actions subsequent to 1866,
which have been summarized above, have rele
vance as early interpretations of the scope of the
Fourteenth Amendment. However, as evidence of
contemporaneous understanding, their value is
doubtful. Although only a few years had elapsed
since the adoption of the Amendment, there had
occurred a substantial change not only in the
membership of the Congress, but in the intensity
of the movement, which had reached its high point
in 1866 with the proposal of the Fourteenth
Amendment, for securing through national action
full protection of the Negro’s right to equal treat
ment.
Throughout this period there were consistent
legislative attempts to implement the principles
of equality embodied in the Fourteenth Amend
ment. One such attempt, remarkable for its per
sistence, was the attempt to end segregation in the
public schools. While it ended in failure, the con
sideration and the support it received in Congress
indicate that a substantial group in the Congress,
at times a majority, regarded it as necessary and
appropriate in carrying out the broad principles
established in the Fourteenth Amendment. The
failure of this effort resulted in part from the use
280315— 53-------7
86
of dilatory parliamentary tactics by the opposi
tion. Another contributory factor was the belief
of a substantial number of Congressmen that legis
lation to prohibit school segregation would destroy
the public school system in the South, then in its
infancy, and would thus completely deprive Ne
groes in that section of the benefit of public
education.
The failure to include a provision in the Civil
Rights Act of 1875 specifically forbidding public
school segregation does not appear to represent
a legislative judgment that the Fourteenth
Amendment permitted such segregation, or that it
could not be judicially construed, in the light of
future conditions, to require invalidation of state
segregation laws. As has been shown, some mem
bers of Congress may have accepted the compro
mise form of the bill because it would preserve the
question of equal educational treatment of Negroes
for later judicial determination. No conclusive in
ferences can be drawn, therefore, from the legis
lative history of the 1875 Act to show an under
standing either that the Amendment precluded or
permitted state laws providing for segregation in
public schools.
3. State legislation and decisions
At the time when the Fourteenth Amendment
was before the states for ratification and during
the period immediately after ratification, there
was widespread interest and concern in the ex
tension of public education. Prominent in the
87
discussions was the question of education for the
Negroes" not merely in the South, where four
million freedmen had to be educated to meet
their new responsibilities as citizens, but also in
the North, where the events of the preceding
years had called attention to the status of the
Negroes in those states as well.
The movement for general public education,
which had begun in the 1830’s, took on new im
petus in both the North and South after the
Civil War. Nearly every Governor’s message
in the postwar period dealt with the problem
of public education in the state, making sugges
tions for improvement and justifying larger ex
penditures in the interest o f general enlighten
ment. In the South the Reconstruction consti
tutional conventions were all concerned with pub
lic education. Each of the Constitutions speci
fied that it was the duty of the legislature to*
make provision for education of all the children
of the state, and the first legislatures elected
under them passed comprehensive common school
laws.
Although the governors, both in the Northern
and Southern states, in urging education for the
Negroes made their recommendations contempo
raneously with submission of the Fourteenth-
Amendment for ratification, and frequently in
the same message, there was no reference to the
Amendment as relevant to the question. Edu
cation of the Negroes was said to be required:
by state constitutional provisions, by natural jus
tice, and by the desirability of educating the citi
zens of a republic. The question was dealt with
not in the framework of federal constitutional
requirements, but as a matter of determining
state policy.
Congress also regarded education as important
for the protection of the Negroes in their new
status. As has been noted supra, pp. 74—75, in the
acts restoring Mississippi (16 Stat. 67), Texas
(16 Stat. 80) and Virginia (16 Stat. 62) to rep
resentation, Congress specified that the state con
stitutions should never be amended to deprive
any citizen of “ the school rights and privileges
secured by” those constitutions. Similar provi
sions were considered and rejected in considera
tion of the readmission of Arkansas (Congres
sional Globe, 40th Cong., 2d Sess., p. 2748) and
Georgia (Congressional Globe, 41st Cong., 2d
Sess., p. 4796). These debates are inconclusive,
however, on the relevance of the Fourteenth
Amendment to this question, with greater atten
tion being given to education as an element in
a republican form of government.
Furthermore, there was no apparent awareness
in the states that the Fourteenth Amendment
required that education for colored children be
furnished on a basis of equality. Thus, the laws
89
of California,87 Indiana,88 and Ohio89 at the time
did not provide schools for colored children in
areas where they were insufficient in number to
warrant a separate school. Those of Delaware
and Maryland allotted to Negro education only
taxes raised among the colored population.90 In
New York in 1869 the Supreme Court in Dallas v.
Fosdick91 sustained the validity of segregated
schools in Buffalo, saying that
The right to be educated in the common
schools of the state, is one derived entirely
from the legislation of the state; and as
such, it has at all times been subject to
such restrictions and qualifications as the
legislature have from time to time deemed
it proper to impose upon its enjoyment.
As is more fully discussed infra, pp. 104-110, this
failure to appreciate the applicability of the
Fourteenth Amendment to the subject of public
education appears to have been widely shared at
the time, and conceivably may explain the ratifica
tion of the Amendment by legislatures in states
where school segregation then existed or was
established shortly thereafter.
87 Cal. Laws 1866, c. 342, sec. 57.
88Ind. Laws 1869 (Special Session), p. 41, sec. 3.
89 51 Ohio Laws, p. 429, sec. 31 (1853), as amended, 61 Ohio
Laws 31, sec. 4 (1864).
"D e l. Laws 1875, c. 48; Md. Laws 1868, c. 407, c. ix.
81 How. Prac. Eep. 249, 251 (Sup. Ct. 1869).
90
a. Negro education in the North. At the time
of the adoption of the Fourteenth Amendment,
Negroes had been given some share in the publie
school systems established in the great majority of
the Northern and border states.92 The form and
extent of their participation varied greatly, from
complete absence of segregation in the New Eng
land states to strict segregation in others. Some
states made segregation mandatory; others left
it to the discretion of the local school boards
either by specific authority in the state legislation
or under the general powers of the local boards;
others prohibited the exclusion of colored children
from public schools of their choice.93 Historically,
the usual sequence was the establishment of a
public school system for white children, followed
either by the admission of colored children or by
the creation of separate schools for Negroes.
92 There were five states outside of the South (Indiana,
Illinois, Kentucky, Maryland, and Delaware, the last three
being slavery states), which in their laws, either directly or
by implication, excluded colored children entirely from the
public schools.
93 The laws o f eight states provided generally for separate
schools for colored children: California, Kansas, Missouri,
Nevada, New York, Ohio, Pennsylvania, and West Virginia.
Thirteen states had either no segregation law or expressly
prohibited segregation: Connecticut, Iowa, Maine, Massa
chusetts, Michigan, Minnesota, Nebraska, New Hampshire,
New Jersey, Oregon, Rhode Island, Vermont, and Wiscon
sin. The state laws are discussed^in detail in the Appendix
to this brief. A brief survey is contained in Barnard, Spe
cial Report of the Commissioner of Education, 41st Cong.,
2d Sess., H. Ex. Doc. No. 315 (1871), p. 323 et seq.
91
Although in the North the emphasis was on
improved public education for all, the emancipa
tion of the Negroes focussed interest on their
education. Governor Morton of Indiana, for ex
ample, in his message to the legislature in 1865,94
urged that, as a matter of “ natural justice” as
well as “ sound political economy” and as an ex
ample to the Southern states, the Negroes should
be given educational opportunities in the public
school system. He said:
An ignorant and degraded element is a bur
den and injury to society, whatever may be
its color. It therefore becomes a matter of
sound political economy, as well as absolute
justice, that whatever colored population we
may have should be educated, and enabled
to become intelligent, industrious and use
ful members of the community.95
Along with the question whether education for
the Negroes should be provided, was the question
of how they were to be educated, whether in mixed
schools or in separate schools. This, too, was dis
cussed without reference to the Fourteenth Amend-
94 Brevier Legislative Reports 1865, pp. 31-32.
95 Similarly, in 1869 the Superintendent o f Public Instruc
tion in Illinois pleaded with the legislature to extend public
education to the 7,000 colored children who were excluded
from “ all the blessings o f public education.” (111. Doc. 1869,
vol. 2, p. 557.) Compare the report o f the School Superin
tendent o f Indiana to the state legislature in 1867, in which he
concluded that “the welfare o f the government, i. e., the State
requires the education of all the community, hence o f the
colored man. * * *” (Ind. Doc. 44th Reg. Sess. (1867),
Part I, p. 338.)
merit, at least prior to 1872, when the decision of
the Supreme Court of Ohio in State ex ref.
Games v. McCann, 21 Ohio St. 198, directed
public attention to the issue. (See infra, pp. 102-
103). In 1870, Governor Bowie, in recommending
modification of the Maryland school law to pro
vide education for colored freedmen, made no
reference to the Fourteenth Amendment:
* * * I f at a period, immediate or remote,
they are to become citizens, possessed of the
elective franchise, would not sound policy,
then, dictate such education of the colored
population as would prepare them intelli
gently to exercise the elective franchise, and
as citizens to judge for themselves of the
proper workings of our political system, and
not he misled by the crafts and clamors of
designing and unscrupulous politicians'?
Education among the colored people of the
State would have a beneficial effect in ren
dering them more valuable in any position
they may be destined to fill. It would doubt
less render them, as a class, more virtuous
and provident, and better members of the
community in which they live.96
In the decade immediately following the ratifi
cation of the Fourteenth Amendment the estab
lished basic patterns of non-segregation or
segregation in the Northern states continued with
only slight changes. The changes in the school
laws were, as a rule, directed not toward abolition 06
06 Md. Docs. 1870, H. Doc. pp. 14-15.
92
t
93
of segregation but rather toward strengthening
and equalizing the school rights of the colored
children. Some states, such as Michigan (in
1867),97 and Connecticut (in 1868),98 declared by
statute the right of all children to attend any
public school in the district where they resided;
others enacted penalties for school boards refusing
admission of colored children into the common
schools (e. g., Kansas, 1867).99
Among the states which had, prior to the ratifi
cation of the Amendment, excluded Negroes from
the public schools, Indiana admitted them on
a segregated basis in 1869,* 1 with an amendment
enacted in 18772 3 which gave them access to
“ white” schools where no separate schools were
provided or where the colored school did not offer
the higher grades available at “ white” schools.
Illinois, while not expressly providing for segrega
tion in its school law of 1872,8 considered segrega
tion an administrative matter in the discretion of
the county and local school authorities,4 but in
sisted that colored children be admitted to some
school.5 In Chicago, as early as 1867 more satis
97 Mich. Laws 1867, Act No. 34.
98 Conn. P. L. 1868, p. 206. Similar laws were already in
force in Minnesota (1864) and Rhode Island (1866).
99 Kans. Laws 1867, ch. 125.
1 Ind. Laws 1869 (Spec. Sess.), p. 41.
2 Ind. Laws 1877, p. 124.
3 111. P . L. 1872, p. 700.
4 Report o f Superintendent o f Public Instruction, 1869-70.
111. Doc. 1871, part 1, pp. 355-356.
5 111. P . L . 1874, p. 120.
94
factory experience with mixed schools than with
segregated schools was reported.6 *
Kentucky did not provide for a “ common
school system for the colored children” until 1874/
making it unlawful for children of any race to
attend a school assigned to the other. Maryland
in 1872, and Delaware in 1875, provided for sepa
rate public schools for Negroes.8
The contemporary discussions on segregated
schools that are available do not show that the
lawmakers and school administrators were aware
of the relevance of the Fourteenth Amendment to
the subject. The closest reference found is the
remark of the Superintendent of Public Instruc
tion of Indiana in 1868 that “ whatever distinc
tions may have been previously made in
the rights and privileges of citizens by our
laws, they have been set aside by the emenda
tions of our National Constitution and the
‘ Civil Rights Bill.’ ” 9 The context makes it clear
that he was referring to the total exclusion of
Negroes from the public school system; he pleaded
for Negro education, but being aware of the
“ deeply-seated prejudice in the minds of many
citizens,” he suggested separate schools,10 follow
6 Report o f Superintendent o f Public Instruction o f Indi
ana, 1867-68, pp. 26-27, Ind. Doc. 1867-68, part 1.
1 Ky. Laws 1873-74, ch. 521.
8 Md. Laws 1872, c. 377, c. xviii (cf. Md. Laws 1868, c. 407,
c. i x ) ; Del. Laws 1875, eh. 48.
9 Report o f Superintendent o f Public Instruction, 1867-68,
p. 23. Ind. Doc. 1867-68.
10 Ibid. ; and see Report, 1865-66, Ind. Doc. 1867, Part 1, p.
339.
95
ing the lead which Governor Morton had taken as
early as 1865.11 The debates on the Indiana
school law of 1869 dealt with the question whether
the inferior treatment of Negroes in schools satis
fied the state constitutional requirements of
equality, but no reference was made to the Four
teenth Amendment.12
In Illinois, the Superintendent of Public In
struction insisted in strong terms on the Negroes’
right to an “ equal education” as required by the
state constitution of 1870 and implemented by the
school law of 1872.13 In his view,14 15 the equality
required by the state constitution was satisfied by
either separate or mixed schools.16
The rulings of the Commissioner of Common
Schools in Ohio, in 1869 and 1870, emphasized that
colored youths have “ precisely the same right to
school funds” that white youths have; where their
number is too small for a separate school, the
school board has discretion either to admit them
to the white school or to “ have them taught in
u Brevier Legislative Reports (1865), pp. 31-32.
1210 Brevier Legislative Reports (1869), pp. 193 et seq., 340
et seq., 490 et seq.; 11 id. (1869 Extra Session), pp. 114
et seq., 387 et seq.
13 Report of Superintendent of Public Instruction, 1871-72,
111. Doc. 1873, vol. 2, p. 231 et seq.
14 Id., 1869-70, 111. Doc. 1871, p. 355, et seq.
15 Subsequently, the Superintendent adopted the view sus
tained in State ex rel. Games v. McCann. 21 Ohio St. 198
(1872), that the Fourteenth Amendment permitted separate
schools. Id., 1873-74, p. 416.
96
some other way” ; “ but they must be taught till
their funds are exhausted.” 16
In the Constitutional Convention in Ohio in
1873 and 1874 there was a brief discussion of school
segregation.17 A delegate unsuccessfully proposed
a constitutional amendment providing for sepa
rate schools for the two races, “ so as to give each
the equal benefit of a common school education,”
but with local option for mixed schools.18 He
argued that education was a matter exclusively for
the states and urged his amendment “ in order to
have the Constitution of Ohio stand up for its
own citizens against Federal usurpation * * * ”
in the form of the Fourteenth Amendment.19
In a debate on segregation in 1867 in the Penn
sylvania legislature, in connection with a law pro
viding for homes for soldiers’ orphans,20 the spon
sor of a proposal for nonsegregated homes empha
sized the inequalities which resulted from segre
gation in the common school system. No mention
was made of the Fourteenth Amendment.
b. Negro Education in the South. In the
Southern states there had been no public educa
tion for Negroes, and in most states any education
for Negroes was prohibited. In the immediate
postwar period, schools were established by the
Freedmen’s Bureau and benevolent associations,
1618th Annual Report, Ohio Doc. 1869, p. 885, et seq.
17 Ohio Constitutional Convention, 1873-74, Debates, vol. 2,
part 2, p. 2238, et seq.
18 Id., pp. 2238-2839.
19 Id., pp. 2240-2241.
20 Pa. Legislative Record 1867, Appendix, p. CCCXLII.
97
but even for white children the public school sys
tems had been disrupted by the war. (See pp. 8-9,
supra.)
In the postwar period, education of the Negroes
was regarded hy the white leaders as a necessity
arising out of emancipation, the changed status of
the Negroes, and their obtaining the suffrage in
the new state constitutions. Governor Smith of
Alabama in 1868, for example, urged a common
school system with provision for education for the
colored people on the ground that
With enlarged freedom and full oppor
tunities for individual development should
come the most ample facilities for obtain
ing that information that makes a man the
peer of his fellows, and enables him to
protect his own interests, at the same time
that he is better fitted to discharge his du
ties as a citizen.21
Similar recommendations were made by the
Governors of Arkansas,22 Georgia,23 Louisiana,24
and North Carolina.25
During the years in which the Fourteenth
Amendment was before the states for ratification,
the question of separate or mixed schools was ex
tremely controversial in the Southern states. In
“ Alabama Senate Journal 1868, p. 14.
22Arkansas House Journal 1868, p. 296.
23 Georgia House Journal 1870, p. 416.
“ Louisiana Legislative Documents 1870, Message o f the
Governor, p. 7.
25 North Carolina Public Documents 1867-68, Doc. No. 2,
Sess. 1868, pp. 5-6.
98
most of the Reconstruction constitutional conven
tions, proposals were made to require or to pro
hibit separate schools.26 27 In seven the constitution
as adopted contained no specific provision on this
point. In Louisiana 2T and South Carolina 28 the
constitution required mixed schools, and in Flor
ida 29 the requirement was implied. Rone required
separate schools.30
The constitutions were submitted to Congress
for approval in accordance with the requirement
of the Reconstruction Act that they be “ in con
formity with the Constitution of the United
States in all respects.” 31 (See pp. 72-76, supra.)
In addition to the provisions on education, these
constitutions contained general provisions guar
26 Alabama Convention Journal, pp. 153, 237-8; Arkansas
Convention Debates and Proceedings, p. 645, et seq.; Georgia
Convention Journal, p. 151; Louisiana Convention Jour-
nal, pp. 60-61, 94, 200-2, 268-70, 277; Mississippi Con
vention Journal, pp. 316, 318, 479-80; South Carolina Con
vention Proceedings, pp. 71, 88, 100, 685-709, 889-894, 899-
901; Texas Convention Journal, I, pp. 896, 898, 912; V ir
ginia Convention Journal, pp. 67, 299, 308, 333, 335, 336,
339, 340.
27 Louisiana Constitution of 1868, Arts. 135, 136.
28 South Carolina Constitution o f 1868, Art. X , sec. 10.
29 Florida Constitution o f 1868, Art, IX , sec. 1.
30 The debates in Arkansas and South Carolina contain ar
guments on the policy o f having mixed or separate schools,
but do not show any specific reference to the applicability
or inapplicability o f the Fourteenth Amendment to the
question, even though the members o f the conventions were
aware of the impact o f the Amendment on other issues.
The debates in the other conventions were not reported, ex
cept for the early stages of the Virginia convention.
3114 Stat. 428, sec. 5.
99
anteeing “ equal civil and political rights and
public privileges,” 32 or “ the same” rights
and privileges,33 or prohibiting “ distinctions”
on account of race or color.34 There were
instances of a prohibition on discrimination
in places of business or public resort,35 * and a pro
hibition on distinctions in public institutions.8®
In no instance did the constitution submitted to
Congress and approved by it state that inequality
or segregation was permitted.
The available records in these states do not,
however, show an awareness that the Fourteenth
Amendment might be relevant in determining the
basis on which public education was furnished.
The recommendations made concerning education
to the same Reconstruction legislatures which
ratified the Amendment contained no reference to
it. Segregation was not stated to be permitted
by the Amendment, nor was equality in education
for Negroes stated to be required by the Amend
ment.
Except for Arkansas and Florida, none of the
ten Southern states had a statutory provision for
a segregated public school system at the time it
ratified the Fourteenth Amendment.37 In five
82 Alabama Constitution o f 1867, Art. I, sec. 2.
^Louisiana Constitution o f 1868, Art. 2.
South Carolina Constitution of 1868, A r t .^ , sec.
35 Louisiana Constitution o f 1868, Art. 13.
86 Mississippi Constitution, 1868, Art. I, sec. 21.
37 An Arkansas statute in 1867 required Negroes to at
tend separate schools. (Arkansas Laws 1866-67, No. 35,
Sec. 5, p. 100.) The new state constitution adopted in
of these ten states, school segregation was estab
lished by laws enacted within a year after rati
fication of the Fourteenth Amendment.38 In Louisi
ana, the city of New Orleans succeeded in maintain
ing separate schools despite the state constitutional
prohibition.39 Again, however, no specific refer
ences have been found to show that the advocates of
separate schools in these states were aware of the
relevance of the Fourteenth Amendment to the
question.
e. State judicial decisions on Negro education.
During the period from 1868 to 1882, the school
rights of colored children were litigated in state
courts in a number of cases. These cases may be
divided into three distinct groups, so far as the
relevance of the Fourteenth Amendment is con
cerned.
April 1868, shortly before the legislature ratified the
Amendment, provided generally that free schools for “ all
persons” should be maintained. Some members of the
constitutional convention regarded this as requiring mixed
schools. (Arkansas Convention Debates and Proceedings,
pp. 660, 666, 672.) In Florida, separate schools for Ne
groes were established under an 1866 statute. (Florida
Laws 1865, No. 12, ch. 1475.) The new state constitution
adopted in 1868, before the Amendment was ratified, pro
vided for “ the education of all the children residing within
its borders, without distinction or preference” . (Constitu
tion of 1868, Art. IX , sec. 1.)
38 Alabama Laws 1868, p. 148 (Act o f the Board of Edu
cation) ; Arkansas Laws 1868, No. 52, Sec. 107, p. 163;
Georgia Laws 1870, No. 53, Sec. 32; North Carolina Laws
1868-69, ch. 184, Sec. 50, p. 471; Virginia Laws 1869-70,
ch. 259, Sec. 47.
39 Louisiana House Debates 1869, pp. 209-10, 217-20,
248-7.
101
Some cases were argued and decided solely on
the basis of state constitutional and statutory pro
visions. Thus, the Supreme Court of Iowa held in
1868 that the equality of school rights as guar
anteed in the state constitution (“ education of
all the youths of the State” ) and as implemented
by the school law denied school authorities any
discretion to classify school children according to
race or color. Clark v. The Board of Directors,
etc., 24 Iowa 267. Accord: Smith v. The Di
rectors, etc., 40 Iowa 518, and Dove v. The Inde
pendent School District, 41 Iowa 689, both decided
in 1875. Similarly, in Illinois the state supreme
court held in 1874 that school directors had no
power under the state constitution and school
law to make racial distinctions so as to deprive
colored children of the benefits which white chil
dren received in the public schools. Chase v.
Stephenson, 71 111. 383. A New York court in
1869 sustained the validity of a provision in a
city charter requiring separate schools, on the
ground that under state law there was no “ right”
to education. No reference was made to the
Fourteenth Amendment. Dallas v. Fosdick, 40
How. Pr. Rep. 249 (Sup. Ct. 1869). (See pp.
88-89, supra-.)
In other cases, although the Fourteenth Amend
ment was mentioned or considered, the decision
was placed upon the narrower ground of state
constitutional or statutory law. Thus, a Penn
sylvania court in 1873 upheld the right of colored
280815— 53------ s
1 0 2
children to be admitted to the white school in a
district where no colored school was established.
Commonwealth ex rel. Brown v. Williamson, 10
Phila. 490. In that case the judge applied what
he regarded as the clear mandate of the school
law, remarking that he failed to see that any
right arising out of the Fourteenth Amendment
was involved. The Supreme Court of Illinois,
in People ex rel. John Congress v. The Board
of Education, etc., 101 111. 308 (1882), held that
the state constitution and school law did not
permit a school board to assign colored pupils to
a school outside the district of their residence.
It did not therefore reach the question of the appli
cability of the Amendment. The Supreme Court
of Kansas, in deciding that a school board had no
power under state law to establish segregated
schools, left open the question whether state
legislation authorizing segregated schools would
violate the Fourteenth Amendment, pointing out
that this question could be finally determined only
by the Supreme Court of the United States.
Board of Education v. Tinnon, 26 Kans. 1 (1881).
See also State ex rel. Stoutmeyer v. Duffy, 7 Nev.
342 (1872), which held that the equality of rights
guaranteed by the state constitution was violated
by the exclusion of Negroes from the public
schools, but that the state statute, while “ prob
ably” opposed to the spirit of the Fourteenth
Amendment, did not violate its letter.
103
Finally, there is a group of cases in which the
Fourteenth Amendment was the main issue and
the principal ground of decision. The earliest
of these is State ex rel. Games v. McCann, 21
Ohio St. 198 (Dec. Term 1871). The Supreme
Court of Ohio held that the Amendment had no
bearing on such exclusively domestic matters as
school legislation, and that if it did, the classification
of pupils according to color was not contrary to the
Amendment, since all children were provided equal
facilities. The McCann case became a leading-
precedent on the question of the validity of school
segregation.40 It was followed in New York (Peo
ple v. Easton, 13 Abbott’s Pr. R. (N. S.) 159, Sup.
Ct., 1872) and Indiana ( Cory v. Carter, 48 Ind.
327,1874), although in the latter case the facilities
for educating colored children were plainly un
equal . In California, the Supreme Court reached
the same conclusion in Ward v. Flood, 48 Cal.
36 (1874), relying exclusively upon Roberts v. City
40 In the debates on the bill which became the Civil Eights
Act of 1875, the minority Senators who unsuccessfully op
posed a provision prohibiting school segregation expressly-
relied upon the McCann case, as well as Roberts v. City of
Boston, 5 Cush. (Mass.) 198, decided in 1850. See Congres
sional Globe, 42nd Cong., 2nd Sess., pp. 3257, 3261. Senator
Frelinghuysen, in charge of the bill, distinguished both the
McCann case and Clark v. Board of Directors, 24 Iowa 267,
on the ground that they were based on state constitutional
and statutory provisions and therefore “ afford no prece
dent for the construction o f this bill when enacted. The
language of this bill secures full and equal privileges in the
schools, subject to laws which do not discriminate as to color.”
2 Cong. Eec. 3452. And see pp. 80-82, supra.
104
of Boston, 5 Cush. (Mass.) 198, decided eighteen
years before the Amendment was adopted. On
the other hand, a lower court in Pennsylvania
held that classification of school children accord
ing to race or color violated the Fourteenth
Amendment. Commonwealth v. Davis, 10 Weekly
Notes 156 (1881).
These various groups of cases, taken in their
entirety, thus fail to evidence any general and
definite contemporaneous judicial construction of
the Amendment as applied to school segregation.
d. Significance of the contemporaneous state
laws providing for school segregation. The fact
that a number of states had segregated school
systems when the Fourteenth Amendment was
adopted, or established them shortly thereafter,
does not necessarily reflect a contemporaneous
understanding that the Amendment permitted
“ separate but equal” schools for colored chil
dren. It is argued that this must have been the
general understanding at the time, for otherwise
these states could not consistently have ratified
the Amendment.
The difficulty with this argument, however, is
that the historical facts on which it is based do
not support the conclusions which are drawn from
them. The inquiry here must be, what was the
state of mind—so far as their understanding
of the scope and application of the Fourteenth
Amendment is concerned—of those responsible
for the simultaneous ratification of the Amend-
105
merit and enactment or continuation of school
segregation legislation? As has been shown
(supra, pp. 57-65), virtually no evidence is to be
found in the available records of the ratification
proceedings indicating that the question of school
segregation was considered in connection with
the debates on the Amendment itself. Moreover,
as has also been shown (supra, pp. 86-100), there is
little evidence that the state legislators and other
officials responsible for the school laws considered
the relevance of the Fourteenth Amendment and
deliberately concluded that these laws were not
in conflict with the Amendment.
This absence of evidence showing an awareness
that the Fourteenth Amendment might have some
relation to school segregation is consistent with
at least five different views which might. con
ceivably have been held on this subject at that
time: (1) that the Amendment had no applica
tion whatsoever to public education furnished
by a state; (2) that the Amendment did apply
to public education, but only to the extent that
if a state provided education for white children,
it also had to provide some education (not neces
sarily equal) for colored children; (3) that the
Amendment permitted a state to have separate
schools for colored children, provided the facil
ities afforded them were substantially equal to
the schools for white children; (4) that the
Amendment was essentially a grant of power to
Congress, and unless or until Congress should
106
prohibit it from doing so, a state could make
such provision for the education of its children
as it deemed proper; or (5) that, while the
Amendment required that colored children be
treated equally with respect to public education,
that requirement was then satisfied, in view of
the special circumstances existing in the period
following emancipation of the slaves, by establish
ing separate schools for colored children.
It is submitted that, of these various possible
conclusions which might be drawn, the one least
supported by the available historical materials is
that which finds in them a contemporaneous un
derstanding that the Amendment permitted the
states to establish separate schools for white and
colored children, so long as the facilities fur
nished were substantially equal. We believe that,
while each of these various possible understand
ings can summon some support, none can be dem
onstrated to be valid to the exclusion of the
others. This question is one as to which histo
rians can rely only on conjecture and specula
tion rather than on demonstrable fact. In the
circumstances, such inferences as may be drawn
from the available data are too tenuous and in
conclusive to furnish a reliable basis for present-
day judicial interpretation of the Amendment.
Because public education was regarded as a
privilege conferred by the state, rather than as a
right due the citizen, and was supported wholly
by state taxation, it may well have been considered
107
that public schools were wholly within the do
mestic jurisdiction and discretionary control of each
state and therefore unaffected by the Fourteenth
Amendment. This possibility is given weight by
early decisions of the state courts, e. g., State ex
rel. Games v. McCann, 21 Ohio St. 198, 207-208
(Dec. Term, 1871) ; Ward v. Flood, 48 Cal. 36
(1874) ; Cory v. Carter, 48 Ind. 327, 360 (1874) ;
cf. Camming v. Board of Education, 175 U. S.
528, 545 (1899), and is perhaps the con
clusion which most logically explains the si
lence of the available contemporary histori
cal materials on the question of the relation
of the Fourteenth Amendment to school segrega
tion. As a valid interpretation of the Amend
ment, however, it has now been emphatically re
jected by this Court’s repeated holdings that
although it is a “ privilege,” public education, if
granted to some citizens, must be extended to all
on a basis of equality of right. Missouri ex rel.
Gaines v. Canada, 305 U. S. 337; Sipuel v. Board
of Regents, 332 U. S. 631; Sweatt v. Painter, 339
U. S. 629.
One paramount difficulty with the “ separate
but equal” hypothesis as to the original under
standing of the Amendment is its failure to
account for the fact that colored children were
educated in schools which were not equal even
in a physical sense. Patent inequalities were
often sanctioned by requiring that schools be
established for white children while colored
schools were merely authorized or permitted, or
108
were provided only when a given number of col
ored children lived: in the school district. Even
where the laws did not discriminate, colored
schools were still largely inferior when compared
with white schools on a physical or pedagogical
basis. This fact is more consistent with an under
stand in g that the Amendment was satisfied if
some provision, however unequal, wTas made for
colored children than with a ‘ 4separate but equal”
understanding. But the former conception of the
Amendment, if it existed, has been unequivocally
rejected by this Court. Missouri ex rel. Gaines
v. Canada, supra; Sipuel v. Board of Regents,
supra; Sweatt v. Painter, supra.
In 1868 public schools had been hardly begun in
many states and were still in their infancy. School
attendance was, as a general matter, not compul
sory. The Negroes had just been released from
bondage and were generally illiterate, poor, and re
tarded socially and culturally. To educate them in
the same classes and schools as white children may
have been regarded as entirely impracticable.
It is possible that state legislatures—while recog
nizing in the Fourteenth Amendment a clear man
date of equality—may have considered separate
schools for colored children as a temporary practi
cal expedient permitted by the Amendment. Many
proponents of Negro education regarded separate
schools as a more effective means of extending the
benefits of the public school system to the colored
people; for, since school attendance was generally
109
not compulsory, fear of discrimination might well
have deterred Negro children from attending
existing “ white” schools in many areas.41
It is not necessary to assume that these state
legislatures considered their segregated schools as
completely free from possible attack under the
Amendment, nor does it necessarily follow that
they were deliberately flouting its prohibitions. It
was widely thought that the Amendment was pri
marily intended to remove constitutional doubts
from the Civil Rights Act of 1866 and to give Con
gress the power to redress inequalities and discrimi
nations imposed on the Negroes in the states. This
is echoed in this Court’s opinion in Ex Parte Vir
ginia, 100 U. S. 339, 345, which hinted that the fed
eral judiciary might have no power to enforce the
Amendment except where expressly authorized by
Congress, and also in Senator Sumner’s attempts
until his death to persuade Congress to use its power
under Section 5 to prohibit separate schools.
{Supra, pp. 76-86.) It is not unlikely that state
legislators may have felt themselves free to exercise
their judgment as to the desirability of school
41 “ * * * Previously, such [colored] children were re
ceived into any public school at which they presented them
selves; but the prevailing prejudice against them was so
great that many preferred rather to remain away from
school altogether than to face it. The provision for separate
schools was practically a boon to the colored people, although
it probably grew out o f an indisposition to permit their chil
dren to attend school with white children.” J. P. Wicker-
sham, A History of Education in Pennsylvania (1886),
p. 506.
110
segregation until Congress should act. It may also
have been thought, although not articulated, that
the constitutional issue would ultimately he re
solved by this Court, and that the states were not
bound to observe any constitutional prohibitions
against school segregation unless and until this
Court should declare them.
All of these hypotheses are possible. None can
be demonstrated to be true. We do not contend
for the validity of any one above the others. We
conclude only that the historical facts, as distin
guished from assumptions, are too equivocal and
inconclusive to furnish a solid basis upon which
this Court can determine the application of the
Amendment to the question of school segregation
as it exists today, when school attendance is com
pulsory and when there are no considerations of
an educational character which warrant separation
of children of different races in public schools.
In striking down various forms of state legisla
tion as unconstitutional racial discriminations, this
Court has not been deterred by the existence of
such legislation on the statute books during the
period when the Fourteenth Amendment was rati
fied. Thus, in 1879, the Court held that state laws
which excluded Negroes from juries denied them
the equal protection of the laws. Strauder v.
West Virginia, 100 U. S. 303. Such statutes were
to be found in a number of states. E. g., West
Virginia (Acts of 1872-1873, p. 102, reenacting
chapter 116 of the 1870 Code), Kentucky (Gen. St.
1873 (Bullock & Johnson), ch. 62, Art. I l l , § 2),
I l l
Missouri (Wagner’s Mo. Stat. 1870 (2d ed.), eh.
80, § 2), and Oregon (Gen. Laws of Oregon, 1843-
1872, Civil Code, § 918). The Court in the
Strauder case observed (p. 306) that at the time
the Fourteenth Amendment was incorporated into
the Constitution “ it required little knowledge of
human nature to anticipate that those who had
long been regarded as an inferior and subject race
would, when suddenly raised to the rank of citi
zenship, be looked upon with jealousy and positive
dislike, and that State laws might be enacted or
enforced to perpetuate the distinctions that had
before existed. Discriminations against them had
been habitual. It was well known that in some
States laws making such discriminations then
existed, and others might well he expected.”
[Italics added.]
In the racial restrictive covenant cases (Shelley
v. Kraemer, 334 U. S. 1; Hurd v. Hodge, 334 IT. S.
24), there was a background of unbroken judicial
enforcement of such covenants in nineteen states
and the District of Columbia extending over a
period of 33 years (No. 72, 1947 Term, Brief for
the United States, pp. 40-45). In overturning
the rule applied by these decisions, no reference
was made either to their number, their uniformity,
or their age. And when the Court held in Nixon
v. Herndon, 273 U. S. 536, decided in 1927, that a
state statute excluding Negroes from participation
in primary elections was a “ direct and obvious in
fringement” of the Fourteenth Amendment, the
1 1 2
prevailing view of the state courts, going back as
far as 1887 ( Commonwealth v. Helm, 9 Ky. L.
Rep. 532), was that a primary election is “ purely
a legislative creation” as to which “ the legislature
was subjected to no constitutional inhibition”
{State ex rel. Hatfield v. Carrington, 194 Iowa
785, 786).42 Mr. Justice Holmes, speaking for the
Court in Nixon v. Herndon, disposed of the matter
in a few words (p. 541) : “ States may do a good
deal of classifying that it is difficult to believe
rational, but there are limits, and it is too clear for
extended argument that color cannot be made the
basis of a statutory classification affecting the
right set up in this case. ’ ’
G. SUMMARY AND CONCLUSIONS
( H
The Congressional history of the Fourteenth
Amendment shows that the Amendment was pro
posed and debated as part of a broad and con
tinuing program to establish full freedom and
legal equality for Negroes. Many in the Con
gress which considered the Thirteenth Amend
ment understood it to abolish not only slavery but
also its concomitant legal discriminations. This
understanding rested on a belief that that Amend
ment had made the Negro an indistinguishable
part of the population and hence entitled to the
same rights and privileges under the laws as all
others. The enactment of the Black Codes in
42 The cases are collected in Mangum, The Legal Status of
the Negro (1940) pp. 407-409.
113
the Southern states made it obvious, however,
that additional protection by the national gov
ernment was required.
The civil rights legislation enacted by the 39th
Congress was designed to strike down distinc
tions based on race or color. From the debates
on that legislation, however, there emerged the
view that the Thirteenth Amendment alone did
not afford a sufficient constitutional basis for such
action, and that a further amendment was nec
essary. In the same debates there was also crys
tallized the view that only explicit constitutional
embodiment of the principle of equality before
the law could protect that principle from change
by some future Congress.
The attempt in the 39th Congress, through the
Bingham “ equal rights” amendment, to provide
a direct constitutional basis for national legisla
tion guaranteeing equal treatment under the law
failed because of the belief that it left the mat
ter open to future congressional change and de
stroyed the balance between federal and state
power. The Fourteenth Amendment was pro
posed to remedy these deficiencies. Section 1
of that Amendment, to both its proponents and
opponents, was an express constitutional recog
nition of the doctrine of “ absolute and perfect”
equality under the law—the same doctrine which
had underlain the Thirteenth Amendment, the
civil rights legislation, and Bingham’s unsuccess
ful “ equal rights” amendment.
114
Neither the majority nor the minority in the
39th Congress evidenced any substantial disagree
ment as to the broad scope of Section 1 of the
Amendment. The majority repeatedly affirmed
that it would firmly secure the principle that the
“ law which operates on one man shall operate
equally upon all” and would prohibit all legisa-
tion by the states drawn on the basis of race and
color. The opposition similarly understood its
broad purpose; it was on that basis that they
voiced their objections.
While the debates reflect a clear understanding
as to the breadth of the principle of equality
under law embodied in the Fourteenth Amend
ment, neither its proponents nor its opponents
found it necessary or appropriate to catalog ex
haustively the specific application of its general
principle. Only a few such examples were given
during the debates on the Amendment itself. It
is noteworthy that one of the majority spokesmen,
at a time when the majority was proceeding
under the discipline of party caucus, illustrated the
racial discriminations which the Amendment
would reach by reference to a state law discrim
inating against Negroes in public schools. He did
not, however, make specific mention of the system
of racial segregation which the state law required.
In the debates on the civil rights legislation,
which are an integral part of the immediate back
ground of the Fourteenth Amendment, the minor
ity expressed the view that existing state systems
of racially-segregated public schools would be
115
stricken down by the broad principle of equal
treatment under the law. This view was not dis
puted by the majority. A like objection was
voiced to Bingham’s “ equal rights” amendment
which sought to embody the same general prin
ciple. Again, the majority did not take issue with
this understanding of its scope. It is also worthy
of note that not only were Bingham’s proposal
and Section 1 of the Fourteenth Amendment alike
in their general purpose; they were also similar
in language.
In sum, while the legislative history does not con
clusively establish that the Congress which pro
posed the Fourteenth Amendment specifically un
derstood that it would abolish racial segregation in
the public schools, there is ample evidence that it
did understand that the Amendment established the
broad constitutional principle of full and complete
equality of all persons under the law, and that it
forbade all legal distinctions based on race or color.
Concerned as they were with securing to the Negro
freedmen these fundamental rights of liberty and
equality, the members of Congress did not pause to
enumerate in detail all the specific applications of
the basic principle which the Amendment incorpo
rated into the Constitution. There is some evi
dence that this broad principle was understood to
apply to racial discriminations in education, and
that it might have the additional effect of invalidat
ing state laws providing for racial segregation in
the public schools.
116
(*)
There is a paucity of available evidence as to the
understanding of the state legislatures which rati
fied the Amendment, in part because of the almost
complete absence of records of debates, in part per
haps because their function was to accept or reject
a proposal rather than to draft one.
In the states most attention was given to the po
litical aspects of the Republican “ plan of recon
struction,” which received popular approval in the
elections of 1866. It was frequently stated that the
Amendment guaranteed to the Negroes full rights
of equality as citizens, but the scope and content
of those rights were not detailed. The opponents of
the Amendment objected to the first section on the
ground that it, together with the fifth section, ex
panded the powers of the Federal Government at
the expense of the rights of the states. There
were almost no references to schools during con
sideration of the amendment.
At the time of consideration and ratification of
the Fourteenth Amendment, some of the North
ern states had and continued segregated schools
and some of the Southern states, in providing
for the first time for public education for Ne
groes, established separate schools. In the histor
ical context in which these actions were taken,
however, they do not evidence an understanding
as to the reach of the Fourteenth Amendment.
The inferences to be drawn from these actions
necessarily rest on conjecture and speculation.
The scanty evidence available suggests that the
117
legislatures were probably unaware that the
Amendment was relevant to education, even to
the extent of requiring equal, though separate,
schools. Proponents of education for Negroes
based their arguments on grounds other than the
Fourteenth Amendment, and made no reference
to it.
In sum, the available materials are too sparse,
and the specific references to education too few,
to justify any definite conclusion that the state
legislatures which ratified the Fourteenth Amend
ment understood either that it permitted or that
it prohibited separate schools.
\S )
There is no direct evidence at the time of the
adoption of the Amendment that its framers un
derstood specifically that future Congresses might,,
in the exercise of their power under section a,
abolish segregation in the public schools. They
clearly understood, however, that Congress would
have the power to enforce the broad guarantees of
the Amendment, and the Amendment was delib
erately framed so as to assure that the rights
protected by section 1 could not be withdrawn or
restricted by future Congresses.
Subsequently, in the debates on the Civil Rights
Act of 1875, some of the framers expressed an;
understanding that segregated schools were con
trary to the Amendment and that Congress could
and should abolish them. While an express prohi
bition against segregated schools was not con-
280315— 53----------- 9'
118
tamed in the Act in its final form, its omission
did not spring from doubt of the power of Con
gress to enact such a prohibition; other types of
segregation were barred by the Act. Since section
5 of the Fourteenth Amendment authorizes Con
gress only to enforce the provisions o f the Amend
ment, the apparently prevalent understanding in
Congress that it could prohibit school segregation
is evidence of a tacit assumption that segregation
in schools was in conflict with the broad principles
declared in section 1.
No specific references have been found in the
debates on the Fourteenth Amendment to show
any expressed contemporary understanding of its
framers as to the judicial power, in light of future
conditions, to construe the Amendment as abolish
ing school segregation of its own force. Some
evidence of such an understanding is, however,
found in the debates on the Civil Rights Act of
1875.
(4)
In the Slaughter-House Gases, 16 Wall. 36, de
cided on April 14, 1873, less than five years after
the Fourteenth Amendment was adopted, this
Court was called upon for the first time to con
strue that Amendment. Six years later, in Strun
der v. West Virginia, 100 U. S. 303, the Court
first considered the application of the Amendment
to a state law involving a racial discrimination.
In each instance the opinion of the Court dwelt
at length upon the history and purposes of the
119
Reconstruction Amendments. The studies which
have been made in preparing* this brief have only
served to confirm the accuracy of the contempo
rary historical observations made in the Slaughter-
House and Strauder opinions by the members of
this Court who themselves had lived during the
period when the Amendment was adopted. The
great events of the Reconstruction period were
still fresh in their minds, and required for them
no elaborate investigation into recondite historical
materials.
Mr. Justice Miller’s opinion for the Court in
the Slaughter-House Cases noted at the outset
(pp. 67-68): “ The most cursory glance at these
articles [the Thirteenth, Fourteenth, and F if
teenth Amendments] discloses a unity of purpose,
when taken in connection with the history of the
times, which cannot fail to have an important
bearing on any question of doubt concerning their
true meaning. * * * Fortunately that history is
fresh within the memory of us all, and its leading
features, as they bear upon the matter before us,
free from doubt.” After referring to the aboli
tion of slavery by the Thirteenth Amendment, the
Court pointed out (pp. 70-71) :
The process of restoring to their proper
relations with the Federal government and
with the other States those which had sided
with the rebellion, undertaken under the
proclamation of President Johnson in 1865,
and before the assembling of Congress, de
veloped the fact that, notwithstanding the
1 2 0
formal recognition by those States of the
abolition of slavery, the condition of the
slave race would, without further protec
tion of the Federal government, be almost
as bad as it was before. Among the first
acts of legislation adopted by several of the
States in the legislative bodies which
claimed to be in their normal relations with
the Federal government, were laws which
imposed upon the colored race onerous disa
bilities and burdens, and curtailed their
rights in the pursuit of life, liberty, and
property to such an extent that their free
dom was of little value, while they had lost
the protection which they had received from
their former owners from motives both of
interest and humanity.
* # * * *
These circumstances, whatever of false
hood or misconception may have been min
gled with their presentation, forced upon the
statesmen who had conducted the Federal
government in safety through the crisis of
the rebellion, and who supposed that by the
thirteenth article of amendment they had se
cured the result of their labors, the convic
tion that something more was necessary in
the way of constitutional protection to the
unfortunate race who had suffered so much.
They accordingly passed through Congress
the proposition for the fourteenth amend
ment, and they declined to treat as restored
to their full participation in the government
of the Union the States which had been in
insurrection, until they ratified that article
by a formal vote o f their legislative bodies.
12 1
The Court concluded its review of the history of
the Amendments as follows (pp. 71-72) :
We repeat, then, in the light of this re
capitulation of events, almost too recent to
be called history, but which are familiar to
us all; and on the most casual examination
of the language of these amendments, no one
can fail to be impressed with the one pervad
ing purpose found in them all, lying at the
foundation of each, and without which none
of them would have been even suggested; we
mean the freedom of the slave race, the secu
rity and firm establishment of that freedom,
and the protection of the newly-made free
man and citizen from the oppressions of
those who had formerly exercised unlimited
dominion over him. It is true that only the
fifteenth amendment, in terms, mentions the
negro by speaking of his color and his slav
ery, But it is just as true that each of the
other articles was addressed to the griev
ances of that race, and designed to remedy
them as the fifteenth.
We do not say that no one else but the
negro can share in this protection. * * *
But what we do say, and what we wish to
be understood is, that in any fair and just
construction of any section or phrase of these
amendments, it is necessary to look to the
purpose which we have said was the pervad
ing spirit of them all, the evil which they
were designed to remedy, and the process of
continued addition to the Constitution, until
that purpose was supposed to be aceom-
1 2 2
plished, as far as constitutional law can
accomplish it.
In Strauder v. W est Virginia, 100 U. S. 303,
Mr. Justice Strong’s opinion for the Court con
tains a similar exposition of the history and
objectives of the Fourteenth Amendment (pp.
306-308):
This is one of a series of constitutional
provisions having a common purpose;
namely, securing to a race recently emanci
pated, a race that through many genera
tions had been held in slavery, all the civil
rights that the superior race enjoy. The
true spirit and meaning of the amendments,
as we said in the Slaughter-House Gases
(16 Wall. 36), cannot be understood with
out keeping in view the history of the times
when they were adopted, and the general
objects they plainly sought to accomplish.
At the time when they were incorporated
into the Constitution, it required little
knowledge of human nature to anticipate
that those who had long been regarded as
an inferior and subject race would, when
suddenly raised to the rank of citizenship,
be looked upon with jealousy and positive
dislike, and that State laws might be
enacted or enforced to perpetuate the dis
tinctions that had before existed. Dis
criminations against them had been
habitual. It was well known that in some
States laws making such discriminations
then existed, and others might well be ex
pected. The colored race, as a race, was
123
abject and ignorant, and in that condition
was unfitted to command the respect of
those who had superior intelligence. Their
training had left them mere children, and
as such they needed the protection which
a wise government extends to those who
are unable to protect themselves. They
especially needed protection against un
friendly action in the States where they
were resident. It was in view of these con
siderations the Fourteenth Amendment was
framed and adopted. It was designed to
assure to the colored race the enjoyment of
all the civil rights that under the law are
enjoyed by white persons, and to give to
that race the protection of the general
government, in that enjoyment, whenever
it should be denied by the States. * * *
I f this is the spirit and meaning of the
amendment, whether it means more or not,
it is to be construed liberally, to carry out
the purposes of its framers. * * * It or
dains that no State shall deprive any per
son of life, liberty, or property, without due
process of law, or deny to any person with
in its jurisdiction the equal protection of
the laws. What is this but declaring that
the law in the States shall be the same for
the black as for the white; that all persons,
whether colored or white, shall stand equal
before the laws of the States, and, in regard
to the colored race, for whose protection
the amendment was primarily designed,
that no discrimination shall be made
against them by law because of their color?
124
The words of the amendment, it is true, are
prohibitory, but they contain a necessary
implication of a positive immunity, or right,
most valuable to the colored race,—the
right to exemption from unfriendly legis
lation against them distinctively as col
ored,—exemption from legal discrimina
tions, implying inferiority in civil society,
lessening the security of their enjoyment of
the rights which others enjoy, and discrimi
nations which are steps towards reducing
them to the condition of a subject race.
* * * The very fact that colored people
are singled out and expressly denied by a
statute all right to participate in the ad
ministration of the law, as jurors, because
of their color, though they are citizens, and
may be in other respects fully qualified, is
practically a brand upon them, aflixed by
the law, an assertion of their inferiority,
and a stimulant to that race prejudice
which is an impediment to securing to indi
viduals of the race that equal justice which
the law aims to secure to all others.
Decided the same day as the Strauder case were
Virginia v. Rives, 100 U. S. 313, and Ex parte
Virginia, 100 U. S. 339, which also involved
questions under the Fourteenth Amendment as to
exclusion of Negroes from juries. In Virginia v.
Rives, the Court, referring to the civil rights
statutes (now 8 U. S. C. 41 and 42) enacted by
Congress pursuant to the Fourteenth Amendment,
said (p. 318) : “ The plain object of these statutes,
as of the Constitution which authorized them, was
125
to place the colored race, in respect of civil rights,
upon a level with whites. They made the rights
and responsibilities, civil and criminal, of the two
races exactly the same.”
Similarly, in Ex parte Virginia, the Court
stated (pp. 344—345): “ One great purpose of these
[Thirteenth and Fourteenth] amendments was
to raise the colored race from that condition of
inferiority and servitude in which most of them
had previously stood, into perfect equality of civil
rights with all other persons within the jurisdic
tion of the States. They were intended to take
away all possibility of oppression by law because
of race or color.”
Elsewhere in this brief (see pp. 139-141, infra)
we have quoted at length from the opinions of
this Court, extending over a period of more than
three-quarters of a century, which show a con
sistent recognition that the Fourteenth Amend
ment is to be construed liberally so as to carry
out the great and pervading purpose of its
framers to establish complete equality for Negroes
in the enjoyment of fundamental human rights
and to secure those rights against enforcement of
legal distinctions based on race or color.
(5)
As has been shown, no conclusive evidence of a
specific understanding as to the effect of the
Fourteenth Amendment on school segregation has
been found in its legislative history. But this
Court has neither declared nor applied any canon
126
of constitutional interpretation that a construction
of an amendment which is warranted by its provi
sions and manifest policy cannot be adopted unless
it is also affirmatively supported by specific evi
dence in the legislative history showing that its
framers so “ intended.” See State Board of
Equalization v. Young’s Market Co., 299 U. S. 59,
63-64; Breedlove v. Suttles, 302 U. S. 277. To be
sure, the Court will review “ the background and
environment” of the period in order to illuminate
the broad purposes which an amendment was de
signed to achieve. E. g., Everson v. Board of
Education, 330 U. S. 1, 8; McPherson v. Blacker,
146 U. S. 1, 27. In attempting to determine the
application of the amendment to a specific issue,
however, the Court will give scant regard to in
conclusive excerpts from debates which are relied
upon to show a “ legislative intent.” The Court’s
attitude on this subject was summarized in Max
well v. Dow, 176 U. S. 581, 601-602, involving a
claim that the Fourteenth Amendment was in
tended to make applicable to the states the jury
requirements of the Sixth Amendment:
Counsel for plaintiff in error has cited
from the speech of one o f the Senators of
the United States, made in the Senate when
the proposed Fourteenth Amendment was
under consideration by that body, * * *
and counsel has argued that this court
should, therefore, give that construction to
the amendment which was contended for by
the Senator in his speech.
127
* * * It is clear that what is said in
Congress upon such an occasion may or
may not express the views of the majority
of those who favor the adoption of the
measure which may be before that body, and
the question whether the proposed amend
ment itself expresses the meaning which
those who spoke in its favor may haver as
sumed that it did, is one to be determined
by the language actually therein used and
not by the speeches made regarding it.
What individual Senators or Representa
tives may have urged in debate, in regard
to the meaning to be given to a proposed
constitutional amendment, * * * does not
furnish a firm ground for its proper con
struction, nor is it, important as explanatory
of the grounds upon which members voted
in adopting it. * * *
In the case of a constitutional amend
ment it is of less materiality than in that of
an ordinary bill or resolution. A constitu
tional amendment must be agreed to, not
only by Senators and Representatives, but
it must be ratified by the legislatures, or by
conventions, in three-fourths of the States
before such amendment can take effect.
The safe way is to read its language in con
nection with the known condition of affairs
out of which the occasion for its adoption
may have arisen, and then to construe it, if
there be therein any doubtful expressions,
in a way so far as is reasonably possible, to
forward the known purpose or object for
which the amendment was adopted.
128
And see United States v, Wong Kim Ark, 169
u. s. 649, egg.43
The Court has emphasized in many cases that
the process of interpreting and applying the
provisions of the Constitution, which as Chief
Justice Marshall said was “ intended to endure
for ages to come, and, consequently, to be adapted
to the various crises of human affairs, ” 44 is
not comparable to construing a contract or stat
ute, where the judicial task is essentially to as
certain and give effect to the intended meaning
of the words used. Constitutional provisions like
“ due process of law” and “ equal protection of
the laws” express broad principles of govern
ment the essence of which is their vitality and
adaptability to the progressive changes and needs
of the nation. The Court, speaking through Chief
Justice Hughes, has sa id :45
I f by the statement that what the Constitu
tion meant at the time of its adoption it
means today, it is intended to say that the
great clauses of the Constitution must be
confined to the interpretation which the
43 Mr. Justice Frankfurter, concurring in Adamson v. Cali
fornia, 332 TJ. S. 46, stated (p. 64) that “ Remarks of a par
ticular proponent o f the [Fourteenth] Amendment, no mat
ter how influential, are not to be deemed part of the Amend
ment. What was submitted for ratification wTas his proposal,
not his speech.” And see the concurring opinion of Mr. Jus
tice Bradley in the Legal Tender Cases, 12 Wall. 457,. 560.
44 McCulloch, v. Maryland, 4 Wheat. 316, 415.
45 Home Bldg, do Loan Ass'n v. Blaisdell, 290 U. S. 398,
442-443.
129
framers, with the conditions and outlook of
their time, would have placed upon them,
the statement carries its own refutation.
It was to guard against such a narrow
conception that Chief Justice Marshall
uttered the memorable warning—“ We
must never forget that it is a constitution
we are expounding” (McCulloch v. Mary
land, 4 Wheat. 316, 407) * * *.
The opinions of the Court, particularly those
which have come to be recognized as landmarks
in the development of American constitutional
law, are replete with expressions of a similar
nature. They are familiar to the Court, and it is
not necessary to repeat them here in extenso. A
few examples will suffice to show how clearly and
consistently the Court has articulated this rule
o f constitutional interpretation:
Weems v. United States, 217 U. S. 349, 373-
374 (McKenna, J.) :
* * * Time works changes, brings into
existence new conditions and purposes.
Therefore a principle to be vital must be
capable of wider application than the mis
chief which gave it birth. This is pecu
liarly true of constitutions. They are not
ephemeral enactments, designed to meet
passing occasions. They are, to use the
words of Chief Justice Marshall, “ designed
to approach immortality as nearly as
human institutions can approach it.” The
future is their care and provision for
events of good and bad tendencies of which
130
no prophecy can be made. In the applica
tion of a constitution, therefore, our con
templation cannot be only of what has
been but of what may be. Under any other
rule a constitution would indeed be as easy
of application as it would be deficient in
efficacy and power. Its general principles
would have little value and be converted
by precedent into impotent and lifeless
formulas. Rights declared in words might
be lost in reality. * * *
Gompers v. United States, 233 U. S. 604, 610
(Holmes, J.) :
* * * But the provisions of the Consti
tution are not mathematical formulas hav
ing their essence in their form ; they are
organic living institutions transplanted
from English soil. Their significance is
vital not formal; it is to be gathered not
simply by taking the words and a diction
ary, but by considering their origin and the
line of their growth. * * *
United States v. Classic, 313 U. S. 299, 316
(Stone, J . ) :
* * * in setting up an enduring frame
work of government they [the framers] un
dertook to carry out for the indefinite
future and in all the vicissitudes of the
changing affairs of men, those fundamental
purposes which the instrument itself dis
closes. Hence we read its words, not as
we read legislative codes which are subject
to continuous revision with the changing
course of events, but as the revelation of
131
the great purposes which were intended to
be achieved by the Constitution as a con
tinuing instrument of government.
W olf v. Colorado, 338 U. S. 25, 27 (Frank
furter, J.) :
* * * basic rights do not become petri
fied as of any one time, even though as a
matter of human experience, some may not
too rhetorically be called eternal verities.
It is of the very nature of a free society
to advance in its standards of what is
deemed reasonable and right. Represent
ing as it does a living principle, due process
is not confined within a permanent cata
logue of what may at a given time be
deemed the limits or the essentials of
fundamental rights.46 48
48 See also Davidson v. New Orleans, 96 U. S. 97, 104;
Hurtado v. California, 110 U. S. 516, 530-531; Holden v.
Hardy, 169 U. S. 366,385,386-387; South Carolina v. United
States, 199 U. S. 437, 448; Helvering v. Davis, 301 U. S. 619,
640-641; Rochin v. California, 342 U. S. 165, 169-172; and
cf. Browder v. United States, 312 U. S. 335, 339-340. For
non-judicial writings o f the members o f this Court, see
Holmes, The Common Law (1881), pp. 35-36; The Path of
the Law, 10 Harv. L. Rev. 457, 469, 472 (1897) ; Brandeis,
The Living Law, 10 111. L. Rev. 461 (1916); Hughes, Ad
dresses (1916), pp. 354r-355; The Supreme Court of the
United States ( 1928), pp. 142,152,196; Cardozo, The Nature
of the Judicial Process (1921), pp. 71, 83, 88; The Growth
of the Law (1924), pp. 73-74, 104, 105-106; The Paradoxes
of Legal Science (1928), p. 99; Stone, Law and Its Admin
istration (1924), pp. 142-143; Fifty Years’ Work of the
Supreme Court (1928), 14 A. B. A. Journ. 428; Reed, Stare
Decisis and Constitutional Law (1938), No. 35 Penna. Bar
Ass’n Quarterly, 131, 141, 142-143, 149; Frankfurter, Mr.
Justice Holmes’ Constitutional Opinions (1923), 36 Harv.
132
I II
IT IS W IT H IN THE JUDICIAL POWER, IN CONSTRUING
THE FOURTEENTH AMENDMENT, TO DECIDE THAT
RACIAL SEGREGATION IN PUBLIC SCHOOLS IS
UNCONSTITUTIONAL
Question 3 reads as follows:
On the assumption that the answers to
questions 2 (a) and (b )* 47 do not dispose of
the issue, is it within the judicial power,
in construing the Amendment, to abolish
segregation in public schools?
In the cases at bar the plaintiffs seek an adjudi
cation of their claim that rights secured to them
by the Constitution are violated by the mainte
nance of separate schools for white and colored
children. Question 3, as we understand it, re
quests counsel to consider whether this claim is of
such a nature that it falls within the exclusive
province of the political branches of government
L. Rev. 909, 917, 920; Mr. Justice Holmes and the Supreme
Court (1938), pp. 8, 75; Law and Politics (1939), pp. 13, 48,
91, 99, 192, 196; Douglas, Stare Decisis (1949), pp. 9, 12;
Jackson, The Struggle for Judicial Supremacy (1941), pp.
23, 174; Full Faith and Credit (1945), pp. 42-43, 58.
47 Question 2 is :
“ I f neither the Congress in submitting nor the States in
ratifying the Fourteenth Amendment understood that com
pliance with it would require the immediate abolition o f
segregation in public schools, was it nevertheless the under
standing o f the framers o f the Amendment
- “ (a) that future Congresses might, in the exercise of
their power under section 5 o f the Amendment, abolish such
segregation, or
“ (b) that it would be within the judicial power, in light
o f future conditions, to construe the Amendment as abolish
ing such segregation o f its own force?”
133
and cannot properly be entertained and decided
by the federal courts. In his opinion for the dis
trict court in the Briggs case, Chief Judge Parker
stated that racial segregation in public schools of
the states presents “ not questions of constitutional
right but of legislative policy * * *. The federal
courts would be going far outside their constitu
tional function were they to attempt to prescribe
educational policies for the states in such matters,
however desirable such policies might be in the
opinion of some sociologists or educators. For
the federal courts to do so would result, not only
in the interference with local affairs by an agency
of the federal government, but also in the sub
stitution of the judicial for the legislative process
in what is essentially a legislative matter.” (No.
1, R. 186-187.)
1. It is respectfully submitted that the con
stitutional question before this Court is not
the same as that before a state legislature con
sidering whether, solely as a matter of educational
and social policy, a system of racially separate
or mixed schools should be established. I f the
Fourteenth Amendment leaves a state entirely
free to choose whichever system it considers de
sirable and beneficial for its people, then, of
course, no federal court can substitute its judg
ment for the choice made by the state. The ques
tion presented here, however, is whether the
Amendment does give such a freedom of choice
to a state. This is a question not of legislative
2803151— 53— — 10
134
policy but of constitutional power—-and it is a
question which under our system of government
must ultimately be determined by this Court on
the basis of its construction of the Fourteenth
Amendment.
The plaintiffs in these cases contend that the
Amendment should be construed as withdrawing
from a state, in providing public education to
its citizens, the authority to make legal distinc
tions based solely on race or color. The defend
ants, on the other hand, argue that this Court’s
decisions interpreting the Amendment have estab
lished the right of a state to maintain separate
schools for white and colored pupils, provided the
facilities for education offered to all are substan
tially equal. The dispute in these cases thus
centers on the proper construction to be given
the Fourteenth Amendment. The judicial func
tion here is not to review the wisdom of a state’s
policy favoring segregation in education but
rather to determine its constitutional power to
adopt such a policy. Such a task clearly falls
within the traditional authority and competence
of this Court.
The authority under which federal courts act
in enforcing rights secured by the Constitution
is derived from the Constitution itself. Article
I I I of the Constitution vests the “ judicial Power
of the United States” in the Supreme Court and
the lower federal courts established by Congress,
and provides that the judicial power so vested
135
“ shall extend to all Cases, in Law and Equity,
arising under this Constitution * * The
right asserted by the plaintiffs in these cases
arises under the Constitution, and the relief
prayed for (i. e., decrees enjoining continuation
of the defendants’ allegedly unconstitutional prac
tices) is of the sort which Anglo-American courts
of equity have granted for centuries.
2. The judicial power is not lessened because the
right invoked arises under the Fourteenth Amend
ment. Section 5 of the Amendment, which em
powers Congress to enforce its provisions by ap
propriate legislation, neither expressly nor im
pliedly limits the independent power of this. Court
to vindicate, through appropriate judicial pro
ceedings and remedies, rights guaranteed by the
Amendment. In countless eases, too numerous
for citation here, the Court has construed
the Amendment of its own force, without
any implementing act of Congress, as re
quiring judicial invalidation of state action
found to infringe rights protected by the Amend
ment. In the vast majority of these cases no act
of Congress was involved or even suggested. I f
it should now be held, for the first time since its
adoption in 1868, that the power of this Court to
enforce the Fourteenth Amendment depends on
the enactment of implementing legislation by Con
gress, literally scores of decisions would have to be
overruled. Among these would be the most recent
applications of the Amendment to racial discrim-
136
mations in public education: Sweatt v. Painter,
339 U. S. 629; McLaurin v. Oklahoma State
Regents, 339 IT. S. 637; Sipuel v. Board of
Regents, 332 U. S. 631; Missouri ex rel. Gaines
v. Canada, 305 IT. S. 337. I f one who claims that
his right to equality in the enjoyment of public
educational benefits has been violated must pre
sent his claim to Congress rather than the courts,
then all o f these cases—in which violation of that
right was found and appropriate judicial relief
granted—were erroneously decided.
Congress has, of course, exercised to some extent
its power to enforce the Fourteenth Amendment.
It has provided criminal and civil sanctions for
violation of rights secured by the Amendment (18
IT. S. C. 241-243; 8 IT. S. C. 41-48; cf. Screws v.
United States, 325 U. S. 91; Williams v. United
States, 341 U. S. 97), and it has conferred juris
diction on the federal district courts to redress
violations of such rights (28 IT. S. C. 1343). Re
ferring to the federal statute prohibiting disquali
fication of jurors in federal and state cases be
cause o f race, color, or previous condition of servi
tude (18 Stat. 336, 8 IT. S. C. 44), the Court re
cently observed in Fay v. New York, 332 IT. S. 261,
282-283 (the “ blue ribbon” jury case) :
For us the majestic generalities of the
Fourteenth Amendment are thus reduced to
a concrete statutory command when cases
involve race or color which is wanting in
every other case of illegal discrimination.
137
In the Fay opinion (p. 283) the Court noted
that in Ex parte Virginia, 100 U. S. 339, 345, one
of the earliest cases arising under the Fourteenth
Amendment, it was “ hinted that there might be no
judicial power to intervene except in matters au
thorized by Congress.” The question in Ex parte
Virginia, however, was whether the Fourteenth
Amendment empowered Congress to enact 18 Stat.
336, the Act cited above; no question was involved
as to the independent judicial power to enforce
the Amendment. It was decided on the same day
as Virginia v. Rives, 100 U. S. 313, and the opin
ions for the Court in both cases were delivered by
Mr. Justice Strong. In the latter case the opinion
expressly stated (p. 322) that “ Denials of equal
rights in the action of the judicial tribunals of the
State are left to the revisory powers of this
court.” And the decisions of this Court have es
tablished beyond any possible doubt that its “ re
visory powers” to invalidate violations of the
Fourteenth Amendment extend to every kind of
state action, whether judicial, legislative, or execu
tive, civil or criminal, substantive or procedural.
I f any exception from this general principle is
now to be carved out, so that this Court will de
cline to exercise its power to enforce the Amend
ment where the plaintiff is a Negro child com
plaining that his constitutional right to equal pro
tection of the laws has been violated by a state law
compelling him to attend a segregated school, such
an exception could not be justified by precedent.
138
The “ hint” in Ex parte Virginia was never fol
lowed in subsequent cases. It cannot today be re
garded as raising any serious question as to this
Court’s power and obligation to enforce all rights
arising under the Fourteenth Amendment, with
out awaiting exercise of the independent enforce
ment power granted Congress in Section 5. When
a litigant claims that a state law denies him due
process or equal protection, this Court does not
remand the case to Congress for remedial action.
I f the claim is sustained, the Court grants appro
priate judicial relief. Congress and the Court
have concurrent power, each within its own proper
sphere, to enforce the Fourteenth Amendment.
Judicial remedies are specific and directed to par
ticular cases and parties; legislative remedies are
necessarily general. An available judicial remedy
for violation of the Amendment cannot be, and has
never been, withheld merely because Congress has
not found it necessary to enact general remedial
legislation.
3. Of the rights arising under the Amendment
which this Court has enforced, none has received
more consistent and solicitous judicial vindication
than the right to equality before the law and to be
free from governmental discriminations based on
race or color. The familiar test of the constitu
tionality of a legislative classification is whether it
has a reasonable basis. Bailway Express v. New
York, 336 U. S. 106, 110. But reasonableness is
not measured in the abstract; the standard of rea
139
sonableness is found in the provisions and policy
of the Fourteenth Amendment, And that Amend
ment, as is demonstrated by its history (see pp.
112-116, supra) and by decisions of this Court ex
tending from the Slaughter-House Cases, 16 Wall.
36, 81, to the Sweatt and McLaurin cases,
339 U. S. 629, 637,48 has made it unreasonable and
48 The consistency o f the Court’s position deserves fuller
exposition:
Slaughter-House Gases, 16 Wall. 36, 71:
“ [N ]o one can fail to be impressed with the one pervading
purpose found in * * * * all [o f the reconstruction amend
ments], lying at the foundation of each, and without which
none o f them would have been even suggested; we mean the
freedom of the slave race, the security and firm establish
ment o f that freedom, and the protection o f the newly-made
freeman and citizen from the oppressions o f those who had
formerly exercised unlimited domination over him. * * *”
Strauder v. West Virginia, 100 TJ. S. 303, 306-307:
“ This [the Fourteenth Amendment] is one o f a series of
constitutional provisions having a common purpose; namely,
securing to a race recently emancipated, a race that through
many generations had been held in slavery, all the civil rights
that the superior race enjoy. * * * It was designed to
assure to the colored race the enjoyment o f all the civil rights
that under the law are enjoyed by white persons, and to give
to that race the protection of the general government, in that
enjoyment, whenever it should be denied by the States.
* * * What is this but declaring that the law in the States
shall be the same for the black as for the white; that all
persons, whether colored or white, shall stand equal before
the laws o f the States, and, in regard to the colored race,
for whose protection the amendment was primarily designed,
that no discrimination shall be made against them by law
because o f their color ? * * *”
Virginia v. Rives, 100 U. S. 313,318:
“ The plain object o f these statutes [the civil rights laws
enacted by Congress under the Fourteenth Amendment], as
140
unconstitutional, at least in the absence of com
pelling reasons of national security, for a state to
establish or enforce legal distinctions based on
race or color. Even though other types of legis
lative classifications are valid if found to have a
rational basis, the Court not only refuses to give
laws imposing racial distinctions a presumption of
constitutionality but regards them as at least
prima facie unconstitutional. In Korematsu v.
United States, 323 U. S. 214, 216, the Court said:
o f the Constitution which authorized them, was to place the
colored race, in respect o f civil rights, upon a level with
whites. They made the rights and responsibilities, civil and
criminal, o f the two races exactly the same.”
Ex parte Virginia, 100 U. S. 339, 344-345 :
“ One great purpose of these amendments was to raise the
colored race from that condition o f inferiority and servitude
in which most o f them had previously stood, into perfect
equality o f civil rights * * *. They were intended to take
away all possibility of oppression by law because o f race or
color.”
Neal v. Delaware, 103 U. S. 370, 389:
“ The question thus presented is o f the highest moment
to that race, the security of whose rights o f life, liberty, and
property, and to the equal protection o f the laws, was the
primary object o f the recent amendments to the national
Constitution.”
Plessy v. Ferguson, 163 U. S. 537, 544:
“ The object o f the [Fourteenth] amendment was un
doubtedly to enforce the absolute equality o f the two races
before the law * *
Maxwell v. Dow, 176 U. S. 581, 592:
“ [T]he primary reason for that [Fourteenth] amendment
was to secure the full enjoyment o f liberty to the colored
race * * *.”
141
It should be noted, to begin with, that all
legal restrictions which curtail the civil
rights of a single racial group are imme
diately suspect. That is not to say that all
such restrictions are unconstitutional. It is
to say that courts must subject them to the
most rigid scrutiny. Pressing public neces
sity may sometimes justify the existence of
such restrictions; racial antagonism never
can.
The standard of reasonableness established by
the Fourteenth Amendment is necessarily flexible
Buchanan v. Warley, 245 U. S. 60, 76:
“ [A] principal purpose o f the * * * Amendment was to
protect persons o f color * *
Nixon v. Herndon, 273 U. S. 536, 541:
“ That Amendment [the Fourteenth], while it applies to
all, was passed, as we know, with a special intent to protect
the blacks from discrimination against them. * * * States
may do a good deal o f classifying that it is difficult to be
lieve rational, but there are limits, and it is too clear for
extended argument that color cannot be made the basis o f
a statutory classification affecting the right set up in this
case [to vote at a state primary election]
Shelley v. Kraemer, 334 U. S. 1,23:
“ The historical context in which the Fourteenth Amend
ment became a part o f the Constitution should not be for
gotten. Whatever else the framers sought to achieve, it is
clear that the matter o f primary concern was the establish
ment o f equality in the enjoyment o f basic civil and political
rights and the preservation o f those rights from discrimina
tory action on the part of the States based on considerations
o f race or color. Seventy-five years ago this Court announced
that the provisions of the Amendment are to be construed
with this fundamental purpose in mind.”
142
and dynamic. Changing conditions can make un
justifiable and unconstitutional today that which
yesterday may have been entirely justifiable and
constitutional. In W olf v. Colorado, 338 II. S. 25,
27, the Court said of the due process clause of the
Fourteenth Amendment:
It is of the very nature of a free society to
advance in its standards of what is deemed
reasonable and right. Representing as it
does a living principle, due process is not
confined within a permanent catalogue of
what may at a given time be deemed the
limits or the essentials of fundamental
rights.
Cf. Euclid v. Amber Realty Co., 272 U. S. 365,
387, where the Court observed that the applica
tion of constitutional guarantees “ must expand or
contract to meet the new and different conditions
which are constantly coming within the field of
their operation. In a changing world, it is impos
sible that it should be otherwise.”
It would be idle, therefore, to speculate whether
the principle of equality before the law was vio
lated by the continuation or establishment shortly
after the Civil War in many states of separate
schools for the children of the newly-freed slaves.
Had the issue been raised, constitutional justi
fication for such action might conceivably have
been found in the illiteracy and retarded social
and economic status of a race so recently liberated
from the bonds of slavery, as well as in the rudi
mentary and inadequate character of then-existing
143
public school systems, which might have made it
impracticable to teach the two races in the same
classes. Moreover, school attendance was not
generally compulsory then, as it is now. (See
pp. 9, 110, supra.) The question now before the
Court is not whether conditions existing when
these school systems began may have justified
them, practically and legally. The question,
rather, is whether, under the far different condi
tions existing today, a legal requirement that
colored children must attend public schools where
they are segregated solely because of their color
deprives them of their constitutional right to
equality in the enjoyment of public educational
advantages and opportunities.
4. The judicial inquiry, it must be emphasized, is
not simply to determine whether there is equal
ity as between schools: the Constitution requires
that there be equality as between persons. The
Fourteenth Amendment compels a state to grant
the benefits o f public education to all its people
equally, without regard to differences of race or
color. This has not always been as clear as it
is today. Prior to this Court’s decision in 1938
in Missouri ex rel. Gaines v. Canada, 305 U. S.
337, it could plausibly have been contended, in
reliance on cases decided before then, that be
cause public education is a “ privilege” furnished
at the pleasure of the state and maintained by
local taxation, the Fourteenth Amendment does
not impose any limitation (apart from a require
144
ment that separate schools must be physically
equal) on the state’s discretion to prescribe the
terms and conditions on which such privilege is
granted. Thus, in the first case in this Court
involving a claim under the Fourteenth Amend
ment that a state’s public educational system was
unconstitutional, Gumming v. Board of Educa
tion, 175 U. S. 528, decided in 1899, the Court in
an opinion by Mr. Justice Harlan, who had dis
sented so vigorously in Plessy v. Ferguson, 163
U. S. 537, stated (p. 545):
* * * while all admit that the benefits
and burdens of public taxation must be
shared by citizens without discrimination
against any class on account of their race,
the education of the people in schools main
tained by state taxation is a matter belong
ing to the respective States, and any inter
ference on the part of Federal authority
with the management of such schools can
not be justified except in the case of a clear
and unmistakable disregard of rights se
cured by the supreme law of the land.®
49 See also Berea College v. Kentucky, 211 U. S. 45, where
the Court upheld a state statute making it unlawful for a
state-chartered corporation to operate a private school where
white and colored pupils are taught together. Harlan, J.,
dissented on the ground that the statute was inconsistent
with “ the great principle o f the equality o f citizens before
the law.” (p. 69.) He was careful to add, however: “Of
course what I have said has no reference to regulations pre
scribed for public schools, established at the pleasure o f the
State and maintained at the public expense. No such ques
tion is here presented and it need not be now discussed.”
{Id.)
145
Similarly, in Gong Lum v. Rice, 275 U. S. 78,
decided in 1927, the Court dealt with the question
“ whether a Chinese citizen of the United States
is denied equal protection of the laws when he
is classed among the colored races and furnished
facilities for education equal to that offered to
all, whether white, brown, yellow or black” (p.
85). Answering this question in the negative, the
Court, in an opinion by Mr. Chief Justice Taft,
held that “ The right and power of the state to
regulate the method of providing for the educa
tion of its youth at public expense is clear” (ibid.),
citing and quoting from the Gumming case.
Mr. Chief Justice Taft’s opinion in Gong Lum
stated (pp. 85-86): “ Were this a new question,
it would call for very full argmnent and consid
eration, but we think that it is the same question
which has been many times decided to be within
the constitutional power of the state legislature
to settle without intervention of the federal courts
under the Federal Constitution.” In support of
this statement were cited fifteen cases, none of
them decided by this Court. Twelve were state
cases, beginning with Roberts v. City of Boston,
5 Cush. (Mass.) 198, decided in 1850, eighteen
years before the Fourteenth Amendment was
adopted. At least some of these cases expressed
the view that control over public education is a
subject-matter inherently within a state’s police
power, and that the Fourteenth Amendment im
poses no limitation on its power in that regard.
146
E. g., State ex rel. Stoutmeyer v. Duffy, 7 Nev.
342, 346; State ex rel. Games v. McCann, 21 Ohio
St. 198, 209; Cory v. Carter, 48 Ind. 327, 360.
In Missouri ex rel. Gaines v. Canada, supra,
however, this Court unequivocally dispelled any
notion that because public education is provided
as a matter of “ privilege” rather than of right,
the state has full discretion to determine the
terms and conditions on which such privilege is
granted. The Court, speaking through Mr. Chief
Justice Hughes, said (305 U. S. at pp. 349-350) :
The question here is not of a duty of the
State to supply legal training, or of the
quality of the training which it does sup
ply, but of its duty when it provides such
training to furnish it to the residents of
the State upon the basis of an equality of
right. By the operation of the laws of
Missouri a privilege has been created for
white law students which is denied to
Negroes by reason of their race. * * *
That is a denial of the equality of legal
right to the enjoyment of the privilege which
the State has set up * * *.
As we read its opinion, the Court in the Gaines
case made it clear that its function in cases of
this type is not limited to appraising questions of
fact concerning the physical equality of schools
or facilities, and that its primary concern is
whether the individual is being denied, because of
147
race or color, equality o f treatment in the oppor
tunities, advantages, and benefits offered by the
state. In that case the Court decided that a legal
education—assumedly equal in quality—offered in
schools outside the state did not meet the required
standard of personal equality of right when con
trasted with the privilege, afforded only to white
students, of legal education in a school within the
state. That this was a departure from the ap
proach taken in the Gumming and Gong Lmn cases
is indicated by the dissenting opinion of Mr. Justice
McReynolds (305 U. S. at 353-354), who unsuccess
fully invoked those cases to support his view that
'“ the settled legislative policy of the State” for
“ separation of whites and Negroes in schools”
shoul d not be upset by the Court.50
50 In Atkin v. Kansas, 191 U. S. 207, 222, the Court had
stated that “ it belongs to the State, as the guardian and trustee
for its people, and having control o f its affairs, to prescribe the
conditions upon which it will permit public work to be done
on its behalf, or on behalf o f its municipalities.” This prin
ciple was applied in Heim v. McCall, 239 U. S. 175, to up
hold the validity o f a state law excluding aliens from employ
ment on public works, the Court declaring (pp. 191-193)
that regulations on this subject involve only considerations
of public policy with which the courts have no concern. To
the extent that these cases hold that the prohibitions o f the
Fourteenth Amendment do not apply at all to public em
ployment because it is a “ privilege” wholly subject to the
discretion o f the state, they have been limited by Wieman
v. Updegraj? , 344 IT. S. 183, 191-192, and United Public
If orkers v. Mitchell, 330 U. S. 75,100, as well as by the cases
cited in the text.
148
Following the Gaines case came Sipuel v. Board
of Regents, 332 U. S. 631; Sweatt v. Painter, 339
U. S. 629; and McLaurin v. Oklahoma State
Regents, 339 U. S. 637. Those cases emphasized
the personal character of the right to equal pro
tection of the laws. In Sweatt and McLaurin, the
Court directed its attention to the individual
plaintiff, and appraised the educational oppor
tunities afforded by the state solely in terms of
their value to him, considering all the conditions
(tangible and intangible) on which they were
offered. In those cases the Court, looking beyond
any claimed physical equality of the facilities fur
nished, found a denial of the plaintiff’s constitu
tional right to equal treatment. Thus, in the
McLaurin ease, a Negro graduate student was
furnished an education not only equal but identi
cal to that offered whites, but he was subjected to
such segregated treatment because of his color
that this Court, adverting to psychological and
sociological considerations such as are urged here,
ordered that he he treated completely without
reference to his color (p. 642) :
We conclude that the conditions under
which this appellant is required to receive
his education deprive him of his personal
and present right to the equal protection of
the laws. See Sweatt v. Painter, ante, p.
629. We hold that under these circum
stances the Fourteenth Amendment pre
cludes differences in treatment by the state
based upon race. Appellant, having been
149
admitted to a state-supported graduate
school, must receive the same treatment at
the hands of the state as students of other
races.
In one of the cases at bar, Ho. 1, the Kansas
case, the district court found (R. 245-246) that
racial segregation in public schools has a detri
mental effect on colored children; that it affects
their motivation to learn; and that it has a ten
dency to retard their educational and mental
development and to deprive them of benefits they
would receive in an integrated school system. The
opinions in the Sweatt and McLaurin cases, 339
U. S. at 633-635 and 641-642, show that similar
considerations were found persuasive by the Court
in concluding that the plaintiffs in those cases
were denied the equality of right secured them by
the Fourteenth Amendment. In neither of those
cases is there any suggestion that the question
presented is not justiciable; or that it involves
the determination of matters of educational or
social policy outside the judicial power; or that
the constitutional question of segregation in
higher education is in any respect different from
segregation in elementary and high schools.
5. Finally, it is clear that the eases at bar do not
involve “ political questions” beyond the authority
and competence of federal courts to decide. The
Court has clearly marked out the types of ques
tions which it will not undertake to adjudicate
because their nature is such as to make them
280315— 53' 11
150
exclusively the concern of the political depart
ments. Thus, the federal courts will decline to
determine whether and when a state of war exists,
leaving such questions to the legislative and exec
utive branches of government. The Protector, 12
Wall. 700. Similarly, the constitutional responsi
bility of each house of Congress to be “ the Judge
of the Elections, Returns and Qualifications of its
own Members” (Article I, section 5) implies a
corollary lack of authority in the courts to deal
with such “ political” questions as apportionment.
Golegrove v. Green, 328 U. S. 549; cf. Giles v.
Harris, 189 U. S. 475. And, of course, it has long-
been settled that it is not part of the federal
judicial function to enforce the guarantee of
Article IV, section 4, that every state shall have
a republican form of government. Luther v.
Borden, 7 How. 1; Georgia v. Stanton, 6 Wall. 50;
Pacific States Telephone and Telegraph Go. v.
Oregon, 223 II. S. 118.
Hone of the considerations governing those
cases is applicable here. Determination of the
constitutional question presented in the instant
cases would in no respect conflict with, or intrude
upon, any power which the Constitution vests in
the Congress or the President. Indeed, as is evi
denced by the countless decisions of this Court
enforcing the Fourteenth Amendment, the prin
cipal responsibility for vindicating rights secured
by that Amendment has properly been assumed
by the judiciary. A decision that racial segrega
151
tion in public elementary and high schools is un
constitutional would be no more “ political” or
“ legislative” than those which have ended seg
regation in higher levels of public education.
Sweatt v. Painter, supra; McLaurin v. Oklahoma
State Regents; supra.
In answer to any contention that this Court
lacks the competence to decide the question of
constitutional interpretation which has been
placed before it in these eases, we call to mind
its words in West Virginia State Board of Edu
cation v. Barnette, 319 U. S. 624, 638, 639-640:
The very purpose of a Bill of Rights was
to withdraw certain subjects from the vicis
situdes of political controversy, to place
them beyond the reach of majorities and
officials and to establish them as legal prin
ciples to be applied by the courts. * * *
Nor does our duty to apply the Bill of
Rights to assertions of official authority
depend upon our possession of marked
competence in the field where the invasion
of rights occurs. * * * [C]hanged con
ditions often deprive precedents of reliabil
ity and cast us more than we would choose
upon our own judgment. But we act in
these matters not by authority of our com
petence but by force of our commissions.
We cannot, because of modest estimates of
our competence in such specialties as public
education, withhold the judgment that his-
• tory authenticates as the function of this
Court when liberty is infringed.
152
IV
IF THE COURT HOLDS THAT RACIAL SEGREGATION IN
PUBLIC SCHOOLS IS UNCONSTITUTIONAL, IT HAS
POWER TO DIRECT SUCH RELIEF AS IN ITS JUDGMENT
W ILL BEST SERVE THE INTERESTS OF JUSTICE IN
THE CIRCUMSTANCES
Question 4 reads as follows:
Assuming it is decided that segregation
in public schools violates the Fourteenth
Amendment
(a) would a decree necessarily follow
providing that, within the limits set by
normal geographic school districting, Negro
children should forthwith be admitted to
schools of their choice, or
(b) may this Court, in the exercise of
its equity powers, permit an effective grad
ual adjustment to be brought about from
existing segregated systems to a system not
based on color distinctions'?
This question assumes that the Court will hold
that the plaintiffs in these cases have a constitu
tional right not to be excluded, solely because of
their color, from schools which they would other
wise be allowed to attend. The question is ad
dressed solely to the Court’s power to fashion an
appropriate remedy. Is its power so limited that, if
it finds that racial segregation in public schools is
unconstitutional, it must necessarily enter decrees
requiring immediate admission of the plaintiffs
to nonsegregated schools—or can it direct some
other form of relief? The alternative type of
153
relief suggested by the Court’s question is to
“permit an effective gradual adjustment to be
brought about from existing segregated systems to
a system not based on color distinctions.”
In dealing with question 5, infra, pp. 170-185,
we shall consider the problems which may arise, at
least in some areas, in giving effect to a decision
that segregation in public schools is unconstitu
tional. We shall there discuss the question
whether, and to what extent, it would be equitable
and in the public interest for the Court to enter
decrees in these cases requiring that Negro chil
dren should “ forthwith” be admitted to nonsegre-
gated schools.
The shaping of relief in the present cases in
volves reference to three fundamental principles
governing the granting of judicial remedies, each
of which is to some degree applicable here: (1)
One whose legal rights have been and continue
to be violated is entitled to relief which will be
effective to redress the wrong. I f a court finds
that certain conduct is unlawful, it normally
enters a decree enjoining the continuation of such
conduct. (2) A court of equity is not inflexibly
bound to direct any particular form of relief. It
has full power to fashion a remedy which will best
serve the ends of justice in the particular circum
stances. (3) In framing its judgment a court
must take into account not only the rights of the
parties but the public interest as well. The needs
of the public, and the effect of proposed decrees
154
on the general welfare, are always of relevant, if
not paramount, concern to a court of justice.
The principal problem here, as so often in the
law, is to find a wise accommodation of these
principles as applied to the facts presented.
“ The essential consideration is that the remedy
shall be as effective and fair as possible in pre
venting continued or future violations of the
[law] in the light of the facts of the particular
case.” United States v. National Lead Go., 332
U. S. 319, 335. But, whatever the difficulties of
determining what remedy would be most effec
tive and fair in redressing the violation of con
stitutional right presented in these cases, we
believe there can be no doubt of the Court’s power
to grant such remedy as it finds to be most con
sonant with the interests of justice.
Congress has expressly empowered the Court,
in dealing with cases coming before it, to enter
“ such appropriate judgment, decree, or order, or
require such further proceedings to be had as
may be just under the circumstances.” 28
U. S. C. 2106. The breadth of this power, and
the flexibility of judicial remedies which it per
mits the Court to utilize, have been demonstrated
in a great variety of situations. See Minne
sota v. National Tea Go., 309 U. S. 551, 555;
Bedes v. Peoples Bank, 333 U. S. 426, 431; Radio
Station W O W , Inc. v. Johnson, 326 U. S. 120,
132; Addison v. Holly Hill Go., 322 U. S. 607,
620, 622; Hecht Go. v. Bowles, 321 U. S. 321, 329-
155
330; Alexander v. Hillman, 296 U. S. 222, 239;
Atlantic Coast Line v. Florida, 295 U. S. 301, 316;
Central Kentucky Co. v. Railroad Commission,
290 U. S. 264, 271; Union Pacific Railway Co. v.
Chicago, Ac. Railwa/y Co., 163 IT. S. 564, 600-601;
and see Story, Equity Jurisprudence (14th ed.),
§§ 28, 578; Pomeroy, Equity Jurisprudence (5th
ed.), §§ 111, 170, 175a. In Hecht Co. v. Bowles,
supra, this Court said (pp. 329-330) :
The essence of equity jurisdiction has
been the power of the Chancellor to do
equity and to mould each decree to the
necessities of the particular case. Flexi
bility rather than rigidity has distinguished
it. The qualities of mercy and practicality
have made equity the instrument for nice
adjustment and reconciliation between the
public interest and private needs as well as
between competing private claims.
In Addison v. Holly Hill Co., supra, at 619, the
Court emphasized that where governmental action
has been in violation of law, the judicial task is
to seek a disposition which “ is most consonant
with justice to all interests in retracing the
erroneous course that has been taken.” Com
menting upon United States v. Morgan, 307 U. S.
183, and other instances of judicial adaptation
of conventional remedies to meet the needs of
unusual situations, the Court said (pp. 620, 622) :
The creative analogies of the law were
drawn upon by which great equity judges,
exercising imaginative resourcefulness,
156
have always escaped the imprisonment of
reason and fairness within mechanical con
cepts of the common law. * * *
* * * * *
In short, the judicial process is not with
out the resources of flexibility in shaping its
remedies, though courts from time to time
fail to avail themselves of them.
Where public interests are involved, equitable
powers “ assume an even broader and more flexible
character than when only a private controversy
is at stake.” Porter v. Warner Co., 328 U. S. 395,
398; and see Radio Station W O W , Inc. v. John
son, supra, at 132; Yakus v. United States, 321
IT. 8. 414, 441; //echt Co. v. Boivles, supra, at 329-
330; Mercoid Corp. v. Mid-Continent Co., 320
IT. 8. 661, 670; Railroad Commission of Texas v.
Pullman Co., 312 IT. 8. 496, 500; Inland Steel Co.
v. United States, 306 IT. S. 153, 157; Virginian
Railway Co. v. System Federation, 300 IT. S. 515,
552; Beasley v. Texas and Pacific Ry. Co., 191
V. S. 492, 498.
In habeas corpus cases arising out of criminal
and deportation proceedings the Court has framed
its relief to permit correction of illegality where
possible, instead of directing immediate or out
right discharge of the petitioner. Thus, in In re
Bonner, 151 IT. S. 242, where the trial court had
exceeded its jurisdiction in sentencing the peti
tioner, the Court delayed his discharge in order to
afford opportunity for the court to correct its
error. The Court held that Section 761 of the
157
Revised Statutes (now contained in 28 U. S. C.
2243), authorizing “ the court * * * to dispose of
the party as law and justice require,” invested it
“ with the largest power to control and direct the
form of judgment to be entered in cases brought
up before it on habeas corpus” (p. 261). And see
Medley, Petitioner, 134 U. S. 160. Similarly, in
Mahler v. Eby, 264 U. S. 32, where the Court held
that a warrant of deportation was defective, it stated
that “ We need not discharge the petitioners at
once because of the defective warrant” (p. 45).
To the same effect are Tod v. Waldman, 266 IT. S.
113, and Butterfield v. Zydok, 342 IT. S. 524,
546-47.31
In granting relief in civil cases against a prac
tice or condition found to be unlawful, courts have
frequently suspended the operation of their de
crees on grounds of inconvenience to the public or
undue hardship to the wrongdoer, and have al
lowed sufficient time for removing the illegality.
Thus, in Georgia v. Tennessee Copper Co., 206
IT. S. 230, an original bill in equity by Georgia to
enjoin the defendant copper companies from dis- 51
51 Compare United States v. Morgan, 307 U. S. 183, hold
ing that where an order o f the Secretary of Agriculture fixing
stockyard rates was void for procedural defects but there was
no judicial determination o f the reasonableness o f the rates
fixed by the order, the money representing the difference
between the rates in effect and the lower rates o f the order
should be retained in the registry o f the District Court to
await a further and valid determination o f reasonable rates
by the Secretary.
280315— 53-------12
158
charging noxious gas from their works in Ten
nessee over Georgia’s territory, the Court, in an
opinion by Mr. Justice Holmes, held that, not
withstanding that the defendants’ activities were
unlawful, an injunction would issue “ after allow
ing a reasonable time to the defendants to com
plete the structures that they are now building,
and the efforts that they are making to stop the
fumes” (p. 239).52 * Cf. Harrisonville v. Dickey
Clay Co., 289 U. S. 334; Great Central By v. Don
caster Rural Council, 87 L. J. R. N. S. 8 0 ;58
Gregory v. Crain, 291 Ky. 194; City of San Diego
v. Van Winkle, 69 Cal. App. 2d 237, 241.54
52Although the decision was rendered in 1907, the mat
ter was still before the Court in 1916. See 237 U. S. 474, 678,
and 240 U. S. 650.
63 Other English cases, each involving abatement o f a
nuisance, are: City of Manchester v. Farnworth [1930] A. C.
171, 185; Attorney General v. Birmingham,, 4 Kay & J. 528,
541, 547-548 (1858); Attorney-General v. Proprietors of the
Bradford Canal, L. R. 2 Eq. 71 (1866); Attorney-General v.
Colney Hatch Lunatic Asylum>, 4 Ch. App. 146, 165-166
(1868) ; Attorney General v. Corporation of Halifax, 39 L. J.
Ch. N. S. 129 (1869); North Staffordshire By. Co. v. Board
of Health, 39 L. J. Ch. K. S. 131 (1870); Attorney-General
v. Finchley Local Board, 3 Times L. R. 356 (1887). See
also 1 Seton, Judgments and Orders (7th ed.), p. 612.
84 Other state cases in which the effective date o f an in
junction was suspended to permit time for necessary read
justment, most of them involving abatement o f a nuisance,
are: Harding v. Stamford 'Water Co., 41 Conn. 87; Stovern
v. Town of Calmar, 204 la. 983, 986; Caretti v. Broring
Building Co., 150 Md. 198, 210-211; Brehm v. Richards, 152
Md. 126, 136-137; Baltimore v. Brack, 175 Md. 615; Boston
Rolling Mills v. Cambridge, 117 Mass. 396, 401; Breed v.
City of Lynn, 126 Mass. 367, 370; Suburban Land Co., Inc.
159
In the field of monopolies and illegal combina
tions federal courts have regarded their powers
to be of sufficient flexibility to permit elimination
of unlawful practices to take place over a reason
able period of time. Cf. Northern Securities Co.
v. United States, 193 U. S. 197, 360.55 Thus,
where a violation of the antitrust laws has per
sisted over a long period of time, resulting in a
tangled complex of economic arrangements tainted
with illegality, it is recognized that a decree call
ing for complete elimination of the illegal ar
rangements overnight would, in the particular
circumstances, be impracticable. See, for exam
ple, the provisions for dissolution of the illegal
combinations involved in the Tobacco, Standard
v. Billerica, 314 Mass. 184,194; Gundy v. Tillage of Merrill,
250 Mich. 416; Lohman v. The St. Paul, etc. R. R. Co., 18
Minn. 174; Doremus v. Mayor and Aldermen of Paterson, 79
N. J. Eq. 63; State v. White, 90 N. J. Eq. 621; Chapman v.
City of Rochester, 110 N. Y . 273; Moody v, Village of Sara
toga Springs, 17 App. Div. (N. Y .) 207, affirmed, 163 1ST. Y.
581; Sammons v. City of Gloversville, 34 Misc. (N. Y .) 459;
Bailey v. City of New York, 38 Misc. (N. Y .) 641; French
v. Chapin-Sacks Mfg. Co., 118 Ya. 117; Town of Purcellville
v. Potts, 179 Ya. 514,524,525; Winchell v. City of Waukesha,
110 Wis. 101. See Pomeroy’s Eq. Rem. (1905), §§ 531, 535;
Beach, Injunctions (1895), §2; High on Injunctions (4th
ed.), § 746.
55 There the Court, in speaking generally o f remedies in
a civil antitrust suit, said (p. 360) :
“ This, it must be remembered, is a suit in equity * * *;
and the court, in virtue of a well settled rule governing pro
ceedings in equity, may mould its decree so as to accomplish
practical results—such results as law and justice demand.”
160
Oil and Motion Picture cases.53 The decree en
tered in the Tobacco case furnishes a useful prece
dent and guide to the disposition o f the present
cases, and for that reason we quote at length from
the Court’s opinion there (pp. 185, 187-188) :
* * * In considering the subject [o f re
lief] * * * three dominant influences must
guide our action: 1. The duty of giving
complete and efficacious effect to the prohi
bitions of the statute; 2, the accomplishing
of this result with as little injury as possi
ble to the interest of the general public;
and, 3, a proper regard for the vast inter
ests of private property which may have
become vested in many persons as a result
of the acquisition either by way of stock
ownership or otherwise of interests in the
stock or securities of the combination with
out any guilty knowledge or intent in any
way to become actors or participants in the
wrongs which we find to have inspired and
dominated the combination from the begin
ning. * * *
* * * * * 56
56 United States v. American Tobacco Go., 221 U. S. 106,
191 Fed. 371 (S. D. N. Y .) ; Standard Oil Co. v. United
States, 221 U. S. 1; United States v. Paramount Pictures,
70 F. Supp. 53, 74-75 (S. D. N. Y .), 334 TJ. S. 131, 85 F.
Supp. 881, 899, 339 U. S. 974. See also United States v. Na
tional Head Go., 332 U. S. 319, 329—335, 363; United States
v. Aluminum Co., 322 TJ. S. 716, 148 F. 2d 416 (C. A . 2),
171 F. 2d 285, 91 F. Supp. 333, 419 (S. D. N. Y . ) ; United
States v. International Harvester Co., 214 Fed. 987 (D.
Minn.), 274 TJ. S. 693.
161
* * * Under these circumstances, taking
into mind the complexity of the situation in
all of its aspects and giving weight to the
many-sided considerations which must con
trol our judgment, we think, so far as the
permanent relief to be awarded is con
cerned, we should decree as follows: 1st.
That the combination in and of itself, as
well as each and all of the elements com
posing it, whether corporate or individual,
whether considered collectively or sepa
rately, be decreed to be in restraint of trade
and an attempt to monopolize and a monop
olization within the first and second sections
of the Antitrust Act. 2d. That the court
below, in order to give effective force to our
decree in this regard, be directed to hear
the parties, by evidence or otherwise, as it
may be deemed proper, for the purpose of
ascertaining and determining upon some
plan or method of dissolving the combination
and of recreating, out of the elements now
composing it, a new condition which shall
be honestly in harmony with and not re
pugnant to the law. 3d. That for the ac
complishment of these purposes, taking into
view the difficulty of the situation, a pe
riod of six months is allowed from the re
ceipt of our mandate, with leave, however,
in the event, in the judgment of the court
below, the necessities of the situation re
quire, to extend such period to a further
time not to exceed sixty days. 4th. That
in the event, before the expiration of the
period thus fixed, a condition of disintegra
162
tion in harmony with the law is not brought
about, either as the consequence of the ac
tion of the court in determining an issue on
the subject or in accepting a plan agreed
upon, it shall he the duty of the court,
either by way of an injunction restraining
the movement of the products of the combi
nation in the channels of interstate or for
eign commerce or by the appointment of a
receiver, to give effect to the requirement
of the statute.57
Cf. Standard Oil Co. v. United States, 221 U. S.
1, where this Court directed extension of the time
for executing the decree from a period of thirty
days to at least six months, ‘ ‘ in view of the magni
tude of the interests involved and their com
plexity” (p. 81).58
57 A plan was formulated under the supervision o f the
district court at a series o f conferences extending for a
period of more than two months. A hearing was held on
the plan at which not only the parties but also any person
who wished to express his views as a friend o f the court was
given an opportunity to do so. See 191 Fed. at 373. In the
decree approving the plan it was adjudged that it “ will re
create out o f the elements now composing it [the illegal com
bination] a new condition which will be honestly in har
mony with, and not repugnant to, the law, and without
unnecessary injury to the public or the rights o f private
property.” The decree also gave the defendants an exten
sion of the period for carrying the plan into execution and
provided for retention of jurisdiction by the court “ for the
purpose o f making such other and further orders and de
crees, i f any, as may become necessary for carrying out the
mandate of the Supreme Court.” 191 Fed. at 428, 430-431.
58 In the International Harvester case (214 Fed. 987
(D. M inn.)), the court directed that “ the entire combina-
163
The Court has expressed a reluctance to enter
decrees which would involve the judiciary in the
administration of complex and detailed matters:
“ The judiciary is unsuited to affairs of business
management; and control through the power of
contempt is crude and clumsy and lacking in the
flexibility necessary to make continuous and de
tailed supervision effective.” United States v.
Paramount Pictures, 334 U. S. 131, 163; see also
Brown v. Board of Trustees, 187 F. 2d 20, 25
(C. A. 5). It is clear, however, that this goes to
the exercise of the Court’s discretion and not to
its power to act in such situations. The choice
whether or not the courts are to be thrust into
a system involving difficult policing problems
“ should not be faced unless the need for the
system is great and its benefits plain.” United
States v. Paramount Pictures, supra, at 164. The
tion and monopoly be dissolved, that the defendants have
90 days in which to report to the court a plan for the disso
lution of the entire unlawful business into at least three sub
stantially equal, separate, distinct, and independent corpo
rations,” and it was further provided that “ in case the de
fendants fail to file such plan within the time limit the court
will entertain an application for the appointment o f a re
ceiver for all the properties o f the corporate defendants,
and jurisdiction is retained to make such additional decrees
as may become necessary to secure the final winding up and
dissolution o f the combination and monopoly complained
o f * * *” (214 Fed. at 1001). The decree was entered in
August 1914 and modified in October of that year. In No
vember 1918 a consent decree was entered, and in 1927 this
Court affirmed dismissal of a supplemental petition of the
Government for further relief in the case. See 274 U. S.
693.
164
Court, in rejecting the argument that it should
not act because it would be required to embark
upon an enterprise involving burdensome admin
istrative functions, said in Nebraska v. Wyoming,
325 U. S. 589, 616: “ The difficulties of drafting
and enforcing a decree are no justification for us
to refuse to perform the important function en
trusted to us by the Constitution.” See also Joy
v. St. Louis, 138 U. S. 1, 47; Southern R. Co. v.
Franklin dec. C. R. Co., 96 Va. 693; Harper v.
Railway Co., 76 W. Va. 788, 794; Pomeroy, Equi
table Remedies (1905) § 761. In Georgia v. Ten
nessee Copper Co., 206 U. S. 230, 237 U. S. 474,
678, the Court did not hesitate to enter a decree
which involved it deeply in the details of effective
enforcement.
It may be contended, however, that the powers
o f a court o f equity are not so comprehensive
where vindication of the constitutional right to
equal protection of the laws is involved. Such
right, the Court has pointedly observed, is “ per
sonal and present.” Sweatt v. Painter, 339 U. S.
629, 635; McLaurin v. Oklahoma State Regents,
339 U. S. 637, 642; Shelley v. Kraemer, 334 IT. S.
1, 22; Sipuel v. Board of Regents, 332 U. S. 631,
633; Missouri ex rel. Gaines v. Canada, 305 U. S.
337, 351; McCabe v. Atchison, T. & S. F. Ry. Co.,
235 U. S. 151, 161-162. Thus a complainant must
show that his own rights have been unconstitu
tionally impaired; it is not sufficient for him to
establish that the rights of others have been
165
affected (McCabe v. Atchison, T. & S. F. By. Co.).
Similarly, it is no answer to a particular plain
tiff’s claim to say that at some time in the future
he will receive the equality of treatment which
is his constitutional right (Sipuel v. Board of
Regents). So, too, in the present cases, the plain
tiffs could well say that, as individuals whose
constitutional rights have been and are continuing
to be violated, it affords them inadequate redress
to enter decrees providing only that at some time
in the future (perhaps after they are too old
themselves to enjoy the benefits of the Court’s
decision) colored children as a group must be
given public education on a non-segregated basis.
For these plaintiffs the remedy of immediate ad
mission to non-segregated schools is an indis
pensable corollary of the constitutional right, for
to recognize a litigant’s right without affording
him an adequate remedy for its violation is to
nullify the value of the right.
On the other hand, it is also true that the con
stitutional issues presented to the Court tran
scend the particular cases and complainants at
bar, and in shaping its decrees the Court may take
into account such public considerations as the ad
ministrative obstacles involved in making a gen
eral transition throughout the country from exist
ing segregated school systems to ones not based on
color distinctions. I f the Court should hold in
these cases that racial segregation per se violates
the Constitution, the immediate consequence
166
would be to invalidate the laws of many states
which have been based on the contrary assump
tion, Racial segregation in public schools is not
an isolated phenomenon limited to the areas in
volved in the cases at bar, and it would be reasona
ble and in accord with its historic practices for the
Court in fashioning the relief in these cases to
consider the broad implications and consequences
of its ruling.
The “ personal and present” language appears
in cases involving education on the professional
and graduate levels. Each case involved a single
plaintiff. It is one thing to direct immediate re
lief where a single individual seeks vindication of
his constitutional rights in the relatively narrow
area of professional and graduate school educa
tion, and an entirely different matter to follow
the same course in the broad area of public school
education affecting thousands of children, teach
ers, and schools. We do not think that when the
Court in those cases characterized the right to
equal protection of the laws as “ personal and
present” , it was thereby rejecting the applica
bility, to cases involving the right, of settled prin
ciples governing equitable relief.59 On the con
59 This Court long ago cautioned “ that general expressions,
in every opinion, are to he taken in connection with the case
in which those expressions are used. I f they go beyond the
case, they may be respected, but ought not to control the
judgment in a subsequent suit, when the very point is pre
sented for decision.” Chief Justice Marshall in Cohens v.
167
trary, the Court has recognized that such prin
ciples are equally applicable to litigation involv
ing fundamental constitutional rights of indi
viduals. Thus, in McCabe v. Atchison, T. & 8. F.
By. Co., 235 U. S. 151, five Negro citizens brought
suit to enjoin the defendant railroads from com
plying with the Oklahoma “ Separate Coach Law”
for the reason, among others, that it violated the
Fourteenth Amendment. This Court, while it
concluded that certain provisions of the law were
unconstitutional, held that the complainants were
not entitled to the relief sought because they did
not show any injury to themselves (235 U. S. at
162, 164) :
The desire to obtain a sweeping injunction
cannot be accepted as a substitute for com
pliance with the general rule that the com
plainant must present facts sufficient to
show that his individual need requires the
remedy for which he asks. The bill is
wholly destitute of any sufficient ground
for injunction and unless we are to ignore
settled principles governing equitable re
lief, the decree must be affirmed.
We conclude, therefore, that the Court has un
doubted power in these cases to enter such decrees
as it determines will be most effective and just
in relation to the interests, private and public, af
fected by its decision.
Virginia, 6 Wheat, 264, 399. And see Armour <& Go. v.
Wantoc/c, 323 U. S. 126, 132-133.
168
Y
IF THE COURT HOLDS THAT RACIAL SEGREGATION IN
PUBLIC SCHOOLS IS UNCONSTITUTIONAL, IT SHOULD
REMAND THESE CASES TO THE LOWER COURTS W ITH
DIRECTIONS TO CARRY OUT THIS COURT'’S DECISION
AS SPEEDILY AS THE PARTICULAR CIRCUMSTANCES
PERMIT
Question 5 is:
On the assumption on which questions
4 (a) and (b) are based, and assuming
further that this Court will exercise its
equity powers to the end described in ques
tion 4 (b ),60
(a) should this Court formulate detailed
decrees in these cases;
(b) i f so, what specific issues should the
decrees reach;
(e) should this Court appoint a special
master to hear evidence with a view to
recommending specific terms for such de
crees ;
60 Question 4 reads as follow s:
“ 4. Assuming it is decided that segregation in public
schools violates the Fourteenth Amendment
“ (a) would a decree necessarily follow providing that,
within the limits set by normal geographic school district
ing, Negro children should forthwith be admitted to schools
o f their choice, or
“ (b) may this Court, in the exercise o f its equity powers,
permit an effective gradual adjustment to be brought about
from existing segregated systems to a system not based on
color distinctions?”
169
(d) should this Court remand to the
courts of first instance with directions to
frame decrees in these cases, and if so what
general directions should the decrees of this
Court include and what procedures should
the courts of first instance follow in arriv
ing at the specific terms of more detailed
decrees ?
This question is predicated on three assump
tions: (1) that the Court will hold that racial
segregation in public schools is unconstitutional;
(2) that it can permit an effective gradual adjust
ment to be brought about from existing segregated
school systems to ones not based on color distinc
tions; and (3) that the Court will exercise its
equity powers to that end. The question which
remains to be considered, therefore, is how the
decrees in the present cases should be framed so
as to give effective force to the Court’s ruling on
the constitutional question and at the same time
to permit orderly solution of the problems which
may arise in eliminating existing racial segrega
tion in public schools.
In this concluding section of the brief, we dis
cuss (a) the difficulties which may be met in
carrying out transition to nonsegregated school
systems, and (b) the various factors which appear
to be relevant in framing the decrees in the cases
at bar.
170
A. Obstacles to Integration. In carrying out
an adjustment from existing segregated school
systems to new ones not based on color distinc
tions, the difficulties likely to be encountered fall
into two groups: (1) those o f an administrative
nature; (2) those deriving from the fact that
racial segregation in public schools has been in
existence for many years in a large part of the
country.
1. It is not difficult to envisage some of the
kinds of administrative problems which may arise
in giving effect to a holding that separate school
systems are unconstitutional. Such a decision
will necessarily result in invalidation of provisions
of constitutions, statutes, and administrative regu
lations in many states. In many areas existing
boundaries of school districts may require exten
sive revision. School authorities may wish to give
pupils a choice of attending one of several schools,
a choice now prohibited. Schools may have to be
consolidated, teachers and pupils transferred,
teaching schedules revised, and transportation ar
rangements altered. In jurisdictions (e. g., South
Carolina, District of Columbia) where by statute
the allocation of public school funds depends on
the relative number of Negro and white children
of school age, changes in the law may be re
quired.61 In some jurisdictions (e. g., District of
Columbia, Maryland) it may be necessary to elim-
61 South Carolina Code (1952), §§ 21-251, 21-290; D. C.
Code (1951 ed .), §§ 31-1110,31-1112.
171
mate duplication of functions arising from the
existence of separate sets of supervisory and ad
ministration officials for white and Negro schools.62
In states (e. g., Mississippi, Texas) which have
statutory provisions for separate training schools
for Negro teachers, the law may require amend
ment.63
It is not unlikely that in many communities,
particularly where separate white and colored
residential districts still exist, abolition of segre
gation would produce no serious dislocations, and
no wholesale transfers of teachers or pupils would
occur. This could result from purely geographi
cal factors, because the pupils of a school ordi
narily reflect the composition of the population of
the district in which it is located. The extent of
the administrative and legal changes required will
thus vary in the different jurisdictions involved,
depending on these and other factors which now
cannot be evaluated or measured. Accordingly, it
is impossible to determine at this time what spe
cific period of time would be required to overcome
the administrative obstacles to sehool integration
in any particular area.
In this connection it should be noted that fin an -
cial cost, which wTould play so large a role in any
program for “ equalization” of separate schools,
62 D. C. Code (1951 ed .), §§ 31-670, 31-671; Anno. Code of
Maryland (Flack ed., 1951), Art. 77, §§ 42 (4), 208.
63Mississippi Code (1942 ed.), Art. 15, §§ 6808-6811; Ver
non’s Texas Civil Statutes, title 49, cli. 8.
172
furnishes no substantial obstacle to integration.
As the Attorney General o f Virginia stated in his
brief on the merits filed last term in No. 4 (p. 21),
“ It is crystal clear that segregation is more expen
sive than amalgamation.” It has been estimated
that a capital outlay of as much as 2 billion dollars
might be required in order to make the separate
public schools for Negroes “ equal” , in a physical
sense, to those now maintained for white pupils.
On the basis of the 1949-50 level of per capita
current expenditure for Negro pupils in the sep
arate school areas, it has been estimated that it
would take an additional $134,824,000 to bring the
Negro expenditure up to that for the white pupils,
an increase of almost 70 per cent. To raise the
cost of transporting Negro pupils at the 1949-50
level to a par with that of transporting white
pupils would entail an additional $55,574,582“
An additional economic consideration favoring
integration results from recent changes in the
number and relative proportion of Negroes in the
areas which maintain separate public schools for
colored children. During the last decade there
have been significant changes in the distribution 64
64 These estimates have been made by the Office o f Educa
tion, Department of Health, Education and Welfare, on the
basis o f data contained in Statistics of State School Systems
1949-1960, being chapter 2 o f the Biennial Survey of Edu
cation in the United States (1948-1950), published by the
Office of Education, and in the article School Building Unit
Costs about to be published in School Life, an organ o f the
Office o f Education.
173
of the Negro population of the country.65 There
has occurred a significant shift of Negroes from
the Southern to the Northern, Central, and West
ern States. A decline in the number and propor
tion o f Negroes in the population has taken place
in West Virginia, Georgia, Kentucky, Alabama,
Mississippi, Arkansas, and Oklahoma. The Mid
dle Atlantic, East North Central, and Pacific
States had the most appreciable increases in their
Negro population, and the percentage increases
for Negroes far exceeded those of the white
population.66
The financial burden of maintaining “ separate
but equal” public schools becomes increasingly
onerous and unjustifiable as the Negro population
in a particular area decreases. A community re-
65 See S. Doe. No. 14, 83d Cong., 1st Sess., pp. 4-8.
66 Ibid. The following table taken from data published
by the Bureau o f the Census shows the changes in Negro
population in 17 Southern and border states and the Dis
trict o f Columbia:
1940 1950
N on-whites Percent
non-w hite N on-w hites Percent
non-w hite
D elaw are__________________ 35,977 13. 5 44, 207 13.9
M aryland_______ ______ 302, 763 16.6 388,014 16.6
D istrict of C olum bia______ 188, 765 28.5 284, 031 35.4
Virginia_____ ______________ 662,190 24.7 737, 038 22.2
W est V irginia_____________ 117, 872 6.2 115,268 5.7
N orth Carolina____________ 1,003, 988 28.1 1, 078, 819 26.6
South Carolina. __________ 815, 496 42.9 823, 624 38.9
Georgia________ ___________ 1, 085,445 34.7 1, 064,005 30.9
Florida___________ _____ ____ 515, 428 27.2 605, 258 21.8
K en tu ck y___________ ______ 214, 202 7.5 202, 876 6.9
Tennessee__________________ 508, 935 17.5 531, 468 16.1
Alabam a___________________ 983, 864 34.7 982,243 32.1
M ississippi________________ 1, 077, 469 49.3 990, 485 45,5
Arkansas ________________ 483, 303 24.8 428, 003 22.4
Louisiana__________________ 852,141 36.0 886, 968 33.1
Oklahom a_________________ 232,206 9.9 200, 796 9.0
Texas___ ___________________ 927, 279 14.5 984, 963 12.8
M issouri...... ................. ........... 245, 477 6.5 299, 066 7.6
280315-53- -13
174
quired to support for a handful of Negro chil
dren a separate school which must be physically
equal in all respects to the schools it operates for
white children is, from a purely economic stand
point, obviously not receiving the most for the
money it expends for the education of its chil
dren. The same money, if expended for inte
grated schools, would result in greater educational
benefits for both white and colored children.
These economic considerations alone go far to in
dicate the relative feasibility of integration as a
practical alternative to “ equalization” .
2. Some Southern leaders have expressed the
view that considerable popular opposition will be
met in the execution of any program for integra
tion of public schools. In their opinion, sepa
ration of the races in the public schools is one
of the ways of life in the South (see the finding
of the district court in No. 4, R. 620). They
predict that popular antagonism to elimination
of segregation in public schools, arising from a
traditional hostility to the mingling of the races,
will most likely be reflected in withdrawal of
state aid for those schools (see, e. g., the testimony
of Dr. Colgate W. Darden, R. 452, No. 4). On
the other hand, the conviction has been expressed
that these fears are exaggerated and unjustified,
and that there is no reason to assume that, once
this Court has authoritatively resolved the con
stitutional question, the people of the entire coun
175
try, including the South, will not abide by its
decision (see e. g., R. 197-198, No. 4).
We believe it would he futile and irrelevant to
enter into such speculation. Recent years have
witnessed, on a fairly large scale, an ever-increas
ing trend towards the elimination of racial segre
gation and discrimination in all fields and in every
part of the country. In almost every instance
this progress has been accomplished without dis
order or friction. Traditional attitudes on racial
relations are in process of constant revision, par
ticularly in the South. As illustrative, we shall
here describe (a) New Jersey’s successful expe
rience in integrating segregated public schools in
the past few years and (b) the notable achieve
ments of the Armed Forces of the United States
in carrying out a program of racial integration.67
New Jersey.—Following the adoption in 1947
of a state constitution expressly forbidding racial
segregation in the public schools of the state, a
program for elimination o f segregated schools was
put into operation. A survey disclosed that there
were 43 school districts in New Jersey which
had one or more separate Negro schools. These
were located in urban areas, agricultural town
67 The materials cited in the following portion o f the brief
were collected by Dr. Ambrose Caliver, Assistant to the
Commissioner o f Education, Department of Health, Educa
tion and Welfare.
176
ships, and in some relatively well-to-do suburban
communities. Practically all the school officials
and a majority of the school board members con
cerned did not oppose the program of racial inte
gration of pupils.
Since many of the communities involved had
individual problems, no single formula could be
applied. In a number of districts the existing
small Negro schools were closed; in others new
consolidated schools were built. In several com
munities the Negro elementary schools were con
verted into intermediate or junior high schools.
In the larger towns and cities, school districts
were rezoned and transfer regulations adopted
that required all pupils to attend the schools
nearest their homes.
Varying techniques were used for placing white
children under colored teachers for the first
time. One device used was as follows: where
there were two classes of the same grade in a
particular school, one class was given a white
teacher, the other, a colored teacher, and a class
which had a white teacher in the first grade was
given a colored teacher in the second grade and a
white teacher in the third grade, and so on. Many
communities, however, merely placed colored
teachers in the same grades in the new system that
they had been teaching in the colored schools, and
this appeared to work just as effectively.
177
Some school boards made a single formal pub
lic announcement that the schools under their
jurisdiction would be integrated; in other dis
tricts public meetings were sponsored by the
boards after plans for integration had been for
mulated and approved. In one community a plan
for integration over a two-year period was adopt
ed with the approval of Negro parents. During
the first year the superintendent of schools con
ducted public meetings, and integration was com
pleted by the end of that year.
One of the fears anticipated in many commu
nities was withdrawal of pupils from the public
schools and their transfer to parochial or private
schools. This, however, did not eventuate. In
one community where a few children were with
drawn, most of them later reentered the school.
Parents who objected to having their children
placed under Negro teachers were requested by
school officials to give the new system a chance.
Most of the protests evaporated.
The program was also successfully carried out
in areas where public opposition might have been
expected to present a difficult problem. For ex
ample, in Salem, which is in the southern part
of the state and directly across the river from
Delaware, many of the residents were raised and
educated in the traditions of the South. Salem
had three schools, two for white children and
one for colored children. The latter constituted
approximately one-third of the total enrollment.
178
All three schools were integrated; one of them
with a colored principal in charge of five white
teachers. The school superintendent reported
that this was accomplished without incident or
friction.
By September 1951, 40 of the 43 school dis
tricts involved in the New Jersey program wTere
completely integrated and the remaining three
districts had taken substantial steps towards in
tegration. The state official in charge of the
program summarized the New Jersey experience
as follows:
While New Jersey cannot furnish any
one formula, it can testify that complete
integration in the public schools can and
will work. It may even be safe to say once
more, that the way to learn to do a thing
is to do it, and in this respect, New Jersey
has proven again that the best way to
integrate is to do it.68
^Bustard, The New1 Jersey Story: The Development of
Racially Integrated Public Schools, 21 Journ. of Negro Edu
cation 275, 285 (1952). Other areas where public school
systems have successfully been integrated include Indianap
olis, Indiana, Topeka, Kansas, and Tucson, Arizona. In the
District o f Columbia a program of racial integration is under
way in the Catholic elementary and secondary schools. The
Department o f Defense has recently announced that it has
set the fall of 1955 as its target date for eliminating racial
segregation in state-operated schools located on federal
military installations. (New York Times, Atjg. 24, 1953,
p. 21.)
In the field o f higher education, many Southern colleges
and universities have opened their doors to Negro students.
There are at least 17 public institutions o f higher learning
179
The Armed Forces.—Racial integration on a
large scale lias been successfully achieved in the
Armed Forces. The program for elimination of
racial segregation and discrimination in the
Armed Forces had its origin in Executive Order
No. 9981 of July 26, 1948 (13 F. E. 4313).69 The
order established the policy “ that there shall be
equality of treatment and opportunity for all
persons in the armed forces without regard to
race, color, religion, or national origin.” The
President’s Committee on Equality of Treatment
and Opportunity in the Armed Forces, which was
charged with the task of seeing that the policy
was implemented effectively, found in its report
of May 22, 1950, “ Freedom to Serve,” that * 69
in 12 Southern states which now have Negro students.
Negroes have been admitted to 38 private institutions of
higher education located in the South and the District of
Columbia.
69 Executive Order 9980 of July 26,1948,13 F. R. 4311, de
clared it to be the policy of the Federal Government that all
personnel actions were to be taken without discrimination
on accoimt o f race, color, religion or national origin. See
also 5 C. F. R. 410.1-7 (1952 Supp.) for the regulations im
plementing this policy. Since 1941, it has been the policy
o f the Federal Government that there shall be no racial dis
crimination in employment by Government contractors or
subcontractors. See Executive Order 9346 o f May 27, 1943,
8 F. R. 7183, and Executive Order 10479 o f August 15,1953,
18 F. R. 4899, for enforcement provisions. Since 1938 public
parks and recreational facilities under the jurisdiction o f the
Department o f the Interior have been operated on a non-seg-
regration basis. This policy has been uniformly successful,
and there have been no untoward incidents o f racial friction.
180
broad programs for racial integration adopted by
the Navy and the Air Force bad been success
fully carried out without animosity or incident.
The following conclusions of the Committee are
significant (Kept. 44):
Integration of the two races at work, in
school, and in living quarters did not pre
sent insurmountable difficulties. As a
matter of fact, integration in two of the
services [the Navy and Air Force] had
brought a decrease in racial friction.
The enlisted men were far more ready
for integration than the officers had be
lieved.
The attitude of command was a substan
tial factor in the success of the racial poli
cies of the Air Force and the Navy.
In a recent interview, Dr. John A. Hannah,
Assistant Secretary of Defense, stated that
“ remarkable progress” had been made in the
program for ending racial segregation in the
Armed Forces and that “ In eight months there
will be no nonintegrated units in the Army” . Dr.
Hannah also reported that “ Universally the
answer from our commanders is that it is desir
able and works out very well in spite of contrary
predictions,” and that there had been no re
sistance, violence, or demonstrations. (U. S.
News & World Report, October 16, 1953, pp. 46,
99.) The success of integration in the Armed
Forces furnishes strong evidence of the feasibility
of integration in other fields, such as public
1 8 1
schools, where contacts are less intimate and
constant.70
70 Other successful experiences have been reported in such
fields as industry and labor, housing, the professions, and
sports. Both the American Federation of Labor and the
Congress o f Industrial Organizations have consistently op
posed racial discriminations. In industry, racial differentia
tions have tended to become less significant. For an account
o f the successful experience o f the International Harvester
Company in its plants in Evansville, Louisville, and Mem
phis, see Selected Studies of Negro Employment in the South:
3 Southern Plants of International Harvester Company
(National Planning Association, 1953). The techniques
utilized in those plants are said to have involved “ a mixture
o f persuasion, education, and some judiciously applied coer-
sion.” {Id., p. 50.)
The Federal Housing and Home Finance Agency has re
ported that racial integration has been on the whole entirely
satisfactory in 268 public housing projects located in the
District of Columbia and in 71 other communities. See
Open Occupancy in Public Housing (Housing and Home
Finance Agency, Public Housing Administration, 1953).
Since the ruling by this Court in 1948 that judicial enforce
ment o f racial restrictive covenants is forbidden by the Con
stitution, Shelley v. Kra&mer, 334 U. S. 1, there has been a
growing and substantial dispersal o f Negroes throughout
residential areas. This has been accompanied by practically
no friction or disorder. See the survey conducted by the
United Press and reported in the New York Times, January
22,1951, p. 19; “ The People of Chicago,” Report of the Chi
cago Commission on Human Relations for the 5-year period
1947-1951; Report o f the Toledo Board of Community Rela
tions, 1951; “ The Transitional Housing Area” , report o f the
Director o f the Mayor’s Interracial Committee in the city of
Detroit (1952).
In recent years a number o f Southern law schools and
medical colleges have relaxed their restrictions against the
admission o f Negroes. In 1950 the American Medical Associ
ation adopted a resolution, reaffirmed in 1952, declaring its
182
B. The decrees. On the basis of the foregoing,
the considerations which appear to be relevant to
the framing of the decrees in the present cases
may briefly be summarized as follows:
1. The constitutional right involved in these
cases is “ personal and present.” The plaintiffs
can forcefully argue that the only remedy ade
quate to redress the existing, continuing violation
of their constitutional rights is to direct their
admission to nonsegregated schools now and not
at some future date when such relief would come,
at least for some of them, too late to have any
benefits. In the absence of compelling reasons to
the contrary, vindication of constitutional rights
should be as prompt and effective as is possible
in the circumstances.
2. On the other hand, the effects of a decision
holding school segregation to be unconstitutional
would not be limited to the areas and parties
involved in the cases at bar. Such a decision
would have national significance and consequences.
As a binding precedent, the Court’s decision would
entail revision of school laws and procedures in
policy to be against racial qualifications in the admission of
physicians to its constituent societies. A t the present time
Negro doctors have been admitted to 27 constituent societies,
located in southern and border states, which had formerly
barred Negroes.
The field o f professional sports evidences a striking change
in racial attitudes. Negroes are now common in the ranks
o f the professional baseball and football teams. See, gen
erally, The Integration of the Negro into American Society
(Howard University Press, 1951).
183
at least seventeen states and the District of
Columbia. Administrative and other obstacles
will have to be overcome in order to accomplish
complete transition to nonsegregated systems.
The nature and extent of such problems will vary
throughout the country, and the time required for
eliminating school segregation in any particular
community will depend on numerous factors
which neither this Court nor counsel can now
evaluate. Regardless whether this Court should
direct that school integration be carried out
“ forthwith” or “ gradually” , a brief period of
time should be allowed for making necessary
administrative adjustments.
3. In some places (such as the District of Co
lumbia, Kansas and Delaware) change-over to a
nonsegregated system should be a relatively sim
ple matter, requiring perhaps only a few months
to accomplish. In such areas, where there are no
serious administrative or other impediments to in
tegration, there can plainly be no valid justifica
tion for delay in ending exclusion of colored chil
dren from schools which they would otherwise be
entitled to attend. In other areas, a longer pe
riod of time may be needed, depending on local
conditions.
4. Despite a decision by this Court that racial
segregation in public schools is unconstitutional,
there will still remain many areas in which, as a
practical matter, the schools will be attended by
184
at least a preponderance of children of one color.
This could arise from purely geographical factors,
even though there is full compliance with the let
ter and spirit of the decision. There are numer
ous communities characterized by exclusively
Negro or white occupancy of particular residen
tial sections. Even under normal school dis
tricting drawn on a wholly geographical and
nonraeial basis, the pupils of a public school in a
district reflect the racial composition of its popu
lation. It may reasonably be assumed that this
factor alone will have considerable effect in many
areas in reducing the extent of the adjustments
required by a decision prohibiting racial segrega
tion in public schools.
5. There is no single formula or blueprint which
can be uniformly applied in all areas where exist
ing school segregation must be ended. Local con
ditions vary, and what would be effective and
practicable in the District of Columbia, for exam
ple, could be inappropriate in Clarendon County,
South Carolina. Only a pragmatic approach
based on a knowledge of local conditions and
problems can determine what is best in a partic
ular place. For this reason, the court of first
instance in such area should be charged with the
responsibility for supervision of a program for
carrying out the Court’s decision. This Court
should not, either itself or through appointment
of a special master, undertake to formulate spe
cific and detailed programs of implementation
adapted to the special needs of particular cases.
6. The burden of (a) showing that, in the par
ticular circumstances, a decree requiring the im
mediate admission of the plaintiffs to nonsegre-
gated schools would be impracticable or inequita
ble, and,,in that event, of (b) proposing, for the
court’s approval, an effective program for ac
complishing transition to a nonsegregated system
as soon as practicable, should rest on the de
fendants. As the responsible authorities in charge
of the public schools, they would be in the best
position to develop a program most suited to local
conditions and needs, and to indicate the length
of time required to put it into effect. In passing
upon such a program, the lower court could re
ceive the views not only of the parties but of
interested persons and groups in the community.
Such a locally-developed program for orderly and
progressive transition to nonsegregation would
tend to encounter less resistance and thus be more
likely to achieve success.
As has previously been noted (pp. 160-162,
supra), the decree entered by this Court in United
States v. American Tobacco Co., 221 U. S. 106,
furnishes a useful precedent and guide to the dis
position of the present cases. Adapting the pro
visions of that decree to the circumstances here
involved, the Government respectfully suggests to
the Court that, if it holds school segregation to be
unconstitutional, the public interest would be
186
served by entering decrees in the instant cases
providing in substance as follows:
(1) That racial segregation in public
schools be decreed by this Court to be a
violation of rights secured by the Con
stitution ;
(2) That each case be remandbd to the
appropriate court of first instance for such
further proceedings and orders as are
necessary and proper to carry out the
Court’s decision;
(3) That the lower courts be directed on
remand to enter decrees under which the
defendants shall forthwith be enjoined
from using race or color as a basis for de
termining admission of children to public
schools under their authority or control;
provided, however, that if the defendants
show that it is impracticable or inequitable
to grant the plaintiffs the remedy of imme
diate (i. e., at the beginning of the next
school term) admission to nonsegregated
schools, the court shall order the defend
ants to propose and, on approval by the
court after a public hearing, to put into
effective operation a program for transi
tion to a nonsegregated school system as
expeditiously as the circumstances permit;
(4) That for the accomplishment of
these purposes, taking into view the diffi
culties which may be encountered, a period
of one year be allowed from the re
ceipt of this Court’s mandate, with leave,
however, in the event, in the judgment o f
the lower court, the necessities of the situa
187
tion so require, to extend such period for a
further reasonable time; and that, in the
event before the expiration of the period
thus fixed, a condition in harmony with the
requirements of the Constitution is not
brought about, it shall be the duty of the
lower court to enter appropriate orders,
by way of injunction or otherwise, direct
ing immediate admission of the- plaintiffs
to nonsegregated schools ; and .
(5) That this Court retain jurisdiction
for the purpose of making such further
orders and decrees, if any, as may become
necessary for . carrying out its mandate.
. . CONCLUSION
In response to the questions stated in the
Court’s order directing reargument of these
cases, the United States-respectfully submits (1)
that the primary and pervasive purpose of the
Fourteenth Amendment, as is shown by its history
and as has repeatedly been declared by this Court,
was to secure for Negroes full and complete
equality before the law and to abolish all legal
distinctions based on race or color; (2) that the
legislative history of the Amendment in Congress
is not conclusive; (3) that the available ma
terials relating to the ratification proceedings in
the various state legislatures are too scanty and
incomplete, and. the specific references to school
segregation too few and scattered, to justify any
definite conclusion as to the existence of a general
understanding in such legislatures as to the effect
188
which the Amendment would have on school seg
regation; (4) that it is within the judicial power
to direct such relief as will be effective and just
in eliminating existing segregated school systems;
and (5) that if the Court holds that laws provid
ing for separate public schools for white and
colored children are unconstitutional, it should
remand the instant cases to the lower courts with
directions to carry out the Court’s decision as
expeditiously as the particular circumstances per
mit, as indicated supra.
Respectfully submitted.
H erbert B r o w n e l l , Jr.,
Attorney General.
J. L ee R a n k i n ,
Assistant Attorney General.
P h il ip E l m a n ,
Special Assistant to the Attorney General.
L eo n U l m a n ,
W il l ia m J . L a m o n t ,
D avid 0 . W alter ,
M . M ag d alen a S c h o c h ,
J oseph A. M u l l in ,
J o h n J . C otjnd,
Attorneys.*
N ovem ber 1953.
*Reginald W. Barnes and Arthur L. Biggins, attorneys
in the Department of Justice, also assisted in the historical
research.
U, s . GOVERNMENT PR INTING OFFICEi 1983