State Board of Education v. Anthony Appellants' Brief
Public Court Documents
August 3, 1973
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Brief Collection, LDF Court Filings. State Board of Education v. Anthony Appellants' Brief, 1973. 9c38ad57-ac9a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/8e190074-061d-41df-8706-9da9e3392bfc/state-board-of-education-v-anthony-appellants-brief. Accessed December 01, 2025.
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IN THE
FIRST CIRCUIT COURT OF APPEALS
STATE OF LOUISIANA
NO. 9599
C .A . File No. 160,895'
STATE BOARD OF EDUCATION, et al.,
vs.
LOUIS J. ANTHONY, et al.
On Appeal from the Nineteenth Judicial District Court
for the Parish of East Baton Rouge
State of Louisiana
APPELLANTS’ BRIEF
THOMAS J. DIVENS 348 Baronne Street Suite 301
New Orleans, Louisiana 70112
JOHN W. WALKER
Walker, Kaplan and Nays
622 pyramid Life Building
Little Rock, Arkansas
JACK GREENBERG
CHARLES STEPHEN RALSTON 10 Columbus Circle
New York, New York 10019
Attorneys for Appellants
INDEX
Page.
ISSUES ------------------------------------------------ 1
STATEMENT OF THE CASE------------ "------------------- 2
DISCUSSION OF THE DECISION BELOW --------------------- 6
SUMMARY OF THE ARGUMENTS------------------------------- 10
ARGUMENT
I. DUE PROCESS REQUIRES A HEARING BEFORE
SUSPENSION EXCEPT IN EXCEPTIONAL SITUATIONS.
IN SUCH EXCEPTIONAL CASES, THE HEARING
MUST BE HELD AS SOON AS PRACTICABLE AFTER
SUSPENSION------------------------------------- 11
II. LOUISIANA REVISED STATUTE 17:1301 ET SEQ.
IS UNCONSTITUTIONAL ON ITS FACE AND AS
APPLIED IN THAT IT IS VAGUE AND OVERBRO/AD,
IN VIOLATION OF DUE PROCESS AS EMBODIED IN
THE FOURTEENTH AMENDMENT ---------------------- 19
III. THE CONDUCT OF APPELLANTS IS CONSTITUTIONALLY
PROTECTED UNDER THE FIRST AND FOURTEENTH
AMENDMENTS TO THE CONSTITUTION OF THE
UNITED STATES -------------------------------- 28
TV. AN INJUNCTION ISSUE WHICH LIMITS THE
EXERCISE OF FIRST AMENDMENT' RIGHTS MUST BE
COUCHED IN THE NARROWEST TERMS WHICH WILL
ACCOMPLISH THE OBJECTIVES SOUGHT TO BE
ACHIEVED. THE INJUNCTION ISSUED BY THE
TRIAL COURT VIOLATES THE FIRST AMENDMENT
IN THAT IT IS AN ILLEGAL PRIOR RESTRAINT
ON THE EXERCISE OF FIRST AMENDMENT RIGHTS------ 32
CONCLUSION--------------------------------------------- 36
Certificate of Service ------------------------------ 37
Page
Table of Cases:
Armstrong v. Manzo, 380 U.S. 545 (1945) ---------- 12, 13
Barnes v. Merritt, 376 F.2d 8 (5th Cir. 1967) -------- 22
Bell v. Burson, 402 U.S. 535 (1971)'-------------------13
Bishop v. Inhabitants of Rowley, 43 N.E. 191 (1896)--- 23
Burnside v. Byars, 363 F.2d 744 (5th Cir. 1966)---- 19, 28
Cafeteria and Restaurant Workers Union v. McElroy,
367 U.S. 886 (1961) -------------------------------- 13
Cole v. Young, 351 U.S. 536 (1956) ------------------- 13
Connally v. General Construction Co., 269 U.S. 385
(1926) --------------------------------------------- 20
Cox v. Louisiana, 379 U.S. 536 (1965) ---------------- 26
Cramp v. Board of Public Instruction, 368 U.S. 278 (1961) 21
Dixon v. Alabama State Board of Education, 294 F.2d
150 (5th Cir. 1961) ----------------- 10, 12, 14, 17, 33
Dunn v. Tyler Independent School District, 460 F.2d 137
(5th Cir. 1972) 15
Esteban v. Central Missouri State College, 277 F. Supp.
649 (W.D. Mo. 1967) ----------------------------- 12, 31
Fuentes v. Shevin, 407 U.S. 67 (1972) ---------------- 13
Griffin v. School Board of Prince Edward County,
377 U.S. 218 (1964) --------------------------------- 34
Hammond v. South Carolina State College, 272 F. Supp.
947 (D.S.C. 1967) ----------------------------------- 19
Holmes v. New York City Housing Authority, 398 F.2d
262 (1968) ------------------------------------------ 22
Hornsby v. Allen, 326 F.2d 605 (1964) ---------------- 22
In re Gault, 387 U.S. 1 (1967) ------------------------ 28
ii
Page
Joint Anti-Fascist Refugee Committee v. McGrath, ^
341 U.S. 123 (1951) ------------------------------- 23
Jones v. State Board of Education, 279 F- Supp. 190 ^
(M.D. Tenn. 1968) -------------------------------
Knight v. State Board of Education, 200 F. Supp. 174 ^
(M.D. Tenn. 1961) -----------------------------------12
t
Morrissey v. Brewer, 408 U.S. 471 (1972) 36
NAACP v. Alabama ex rel. Flowers, 377 U.S. 288 (1964)-- 3_>
NAACP v. Button, 371 U.S. 415 (1963) 25
Payne v. Board of Regents of University of Texas,
355 F. Supp. 199 (W.D. Texas 1972), affj_d, 474
F . 2d 1397 (5th Cir. 1973) --------------------------- 36
San Antonio Independent School District v. Rodriguez,
U#S . ____, 41 U.S.L.W. 4407 (March 21, 1973)---- 34
Shelton v. Tucker, 364 U.S. 479 (1960)------------- 24, 35
Shuttlesworth v. Birmingham, 382 U.S. 87 (1965) 26
Small Company v. American Sugar Refinery Co., 267 ^
U.S. 233 (1925) ------------------------------------- 21
Smith v. California, 361 U.S. 147 (1959) 35
Sniadach v. Family Finance Corp., 395 U.S. 337
(1969) ---------------------------------------------- 1
Soglin v. Kauffman, 295 F. Supp. 978 (1968) 19, 21
Speiser v. Randall, 357 U.S. 513 (1958) --------------- 24
Stricklin v. Regents of the University of Wisconsin,
297 F. Supp. 416 (W.D. Wis. 1965) ----------- 16, 17, 32
Sullivan v. Houston Independent School District,
307 F. Supp. 1328 (S.D. Texas 1969) ---------------- 31
Tinker v. Des Moines Independent Community School
District, 393 U.S. 503 (1969) ------------------- 25, 28
m
Page
United States v. Harriss, 347 U.S. 612 (1954)--------- 20
West Virginia State Board v. Barnette, 319 U.S. 624
(1943) ---------------------------------------------- 28
Williams v. Dade County School Board,- 441 F.2d 299
(5th 'Cir. 1971) -------------------------------------
Wood v. Wright, 334 F.2d 369 (5th Cir. 1964) 15
Zanders v. Louisiana State Board ot Lducation,
281 F. Supp. 747 (1968)---------------------- 10/ 14/ 33
Constitutional and Statutory Provisions:
United States Constitution, First Amendment --------- passim
United States Constitution, Fourteenth Amendment----- passim
Louisiana Revised Statutes 17:3101 et seq. 1, 8, 10, 19
Other Authorities:
Seavey, Dismissal of Students: Due Process,
70 Harv. L. Rev. 1406 ------------------------------- 33
iv
ISSUES
1. (a) Whether the action of University officials
in suspending appellants from Southern University for alleged
acts of misconduct without the benefit of a hearing or a prior
opportunity to be heard is violative of the due process clause
of the Fourteenth Amendment to the Constitution of the United
States?
(b) Whether the trial court is the proper forum
to decide questions involving discipline at a tax-supported
University?
2. (a) Can Louisiana Revised Statutes 17.3101 et sect.,
which is aimed at the regulation of disruptive conduct, be
applied to punish students who engage in protest on the campus
of a tax-supported University in the absence of regulations
which prohibit the conduct engaged in?
(b) Whether Louisiana Revised Statutes 17:3101
et se_q. is so vague and overbroad as to violate the First
and Fourteenth Amendments to the Constitution of the United
States?
3. Whether appellants' conduct is constitutionally
protected under the First and Fourteenth Amendments to the
Constitution of the United States?
4. Whether the injunction issued by the trial court is
so vague and overbroad that it violates the First and Four
teenth Amendments to the Constitution of the United States?
STATEMENT OF THE CASE
This action commenced during the fall semester of 1972,
when the Southern University campus in Eaton Rouge, Louisiana
became the scene of massive protests and boycotting of classes
The protests were spearheaded by an unstructured organization
known as Students United." Students United organized in
late September, and by mid-October, acting through some of its
members, presented a list of grievances to Dr. G. Leon
Netterville, President, Southern University.
Among the grievances presented was a request for the
resignation of Dr. Netterville and other administrators at
the University. When University officials had not acted upon
the grievances, the students took their grievances to the
State Board of Education and to Governor Edwin Edwards. The
Governor, University officials, and members of the State Board
of Education, all conceded the merit of some of the student
1/complaints.
After hearing the grievances of the students, Governor
Edwards appointed a committee to investigate them. The
students met with the committee on several occasions from
late October until early November, 1972 on the campus of
Southern University in Baton Rouge, Louisiana.
1/ Testimony of Gov. Edwards: "I consistently said privately
and publicly that most of their grievances were entirely in
order---" (Transcript, p. 2141.)
2
When these meetings failed to resolve their grievances,
the protest activities were escalated and the students' demand
for the resignation of Dr. Netterville became one of the
primary demands. The protest activities continued until
November 8, 1972 and by that date there was an almost total
boycott of classes.
Students were urged to attend meetings in the two
gymnasiums on campus. These meetings were attended by
students, faculty, and administrators, including
Dr. Netterville. At these meetings student leaders, especially
the defendants, exhorted the other participants not to resort
2to violence or other forms of disorderly conduct.
The method of effectuating the boycott was for a student
or group of students to enter into a classroom and ask the
instructor for permission to address the class, and only
after his permission to address the class was granted, did
the spokesman explain to the students the purposes for the
boycott and request that they join in the boycott. It should
2/ Q. What were the instructions that the group
gave...?
A. First of all, we all had this thing about love
of our people and respect for our people and
if we were going to achieve anything we had to
respect one anothers and that was...the basic
thing that we preached.... (Tr. pp. 839-840.)
3
be noted that this was the accepted method of notifying
students of "pep rallies" and other University functions,
as there was no public address system which could be used to
3/reach students in the various buildings on campus.
... On’or about November 9, 1972 Dr. Netterville sent letters
to each of the appellants notifying them that they had been
suspended from the University. Not all of the appellants
received the letters. This letter of suspension advised the
appellants that they had been suspended and that the suspensions
could be appealed to the State Board of Education within
30 days. The letter failed to specify the charges pending
against them, the person or persons making the charges, or
the time and place of a hearing.
On or about November 13, 1972 Dr. Netterville sent to
the appellants letters which reinstated them and set aside
3/ Q. Is it unusual for a student or a group of
students to come into your classroom and
ask for permission to address your class?
A. If someone comes and asks my permission,
of course, it is acceptable... We
always do that.
Q. Has it ever occurred?... Has anyone ever
come to your classroom and asked for
permission to speak to the class?
A. Yes, several times, almost every day students
came and asked permission from the teacher and
if they want to address to the class and talk
to an individual student or to the group of
students, they can do so... (Tr. pp. 461-462.)
4
the earlier suspension on the condition that the alleged
disruptions would cease. Appellants, in reliance on this
second letter, returned to campus. The boycott of classes
continued.
t
On or about November 16, 1972, at approximately 4:00 a.m.,
several of the appellants were arrested by police officers
of the East Baton Rouge Parish Sheriff's offices. At
approximately 9:00 a.m. on November 16, 1972 a group of
students, including several of the appellants, went to the
office of Dr. Netterville to secure his assistance in obtaining
the release of those students who had been arrested. The
meeting ended with the calling out of the National Guard and
police officers from the East Baton Rouge Sheriff's office.
Two students were killed later in the day.
The University was closed on the 16th of November, 1972,
and remained closed to the students until January 3, 1973.
On or about December 29, 1972 appellees, through
Dr. Netterville, applied to the district court for a
temporary restraining order and preliminary and permanent
injunctions against appellants, to restrain and enjoin them
from entry onto the campus of Southern University in Baton
Rouge, Louisiana. During the period when the University
was closed members of the staff and faculty met and decided
5
that the appellants were responsible for the disruptions
which occurred at the school and named them as defendants
in this action.
Appellants were not afforded a. hearing prior to their
suspensions or to being ruled into court, and have not to
this day been afforded such a hearing.
DISCUSSION OF THE DECISION BELOW
(1) The district court below erred in finding that
the University need not meet the requirements of due process
prior to filing this action. In his written reasons for
judgment of February 6, 1973, the trial judge totally dis
regarded the constitutional rights of appellants to a hearing
prior to suspension as established by the long line of cases
dealing with student suspensions and expulsions. The trial
court said:
4/ Q. And what is your understanding of the reason
they are under suspension. . . .?
A. For . . . persuading students to boycott classes
and to have unauthorized meetings and so forth.
Q. . . . I am ashing you, would punish them because
they refuse to acquiesce in your position on that
one point?
A. If severing them from the University to solve
the problem was punishing them if that what
you mean by punishing. . . .
Q. Yes?
A. Yes. (Tr. p. 1303.)
6
"While this Court is of the opinion that
the later letter did not completely lift
the suspensions and merely conditioned the
students' readmittance, the Court must agree
that the University failed to meet the
requirements of due process established by
Dixon and the other federal cases dealing with
student suspension or expulsions. And if the
’sole question before the Court was restricted
to the issue of the validity of the defendants'
dismissal from Southern University, the court
would agree." (Written Reason for Judgment,
P- 5. )
As stated earlier, the students were first suspended
on November 9, 1972 and later reinstated on November 13, 1972.
They were not, otherwise, notified that their reinstatement had
been revoked until they were ruled into court. Prior to being
ruled into court, appellants were under the impression that
they were students of Southern University. Thus, the first
opportunity which appellants had to challenge their suspensions
was when they appeared in court.
(2) The trial court erred in finding that the conduct
of appellants was disruptive and not constitutionally protected.
The record in this case is devoid of any testimony that any one
of the appellants committed any act which could reasonably be
construed as being intimidating, abusive, or unlawful. In
reaching his conclusion that appellants had, in fact, committed
disruptive acts which intimidated others, the court relied on
a movie which evidently had been viewed by the trial judge:
7
"Any person who saw the movie 'The Godfather
would readily understand that words do not
always have to convey actual threats to
produce the effect of intimidation, but
often a mere suggestion accompanied by the
■knowledge on the part of the listener that
means to produce a fearful result are present
will induce fear and cause intimidation."
There is no precedent for imposing such strenuous
sanctions on students when the basis of same is the trial
judge's appraisal and appreciation of a movie. Appellants
urge that the trial judge can not substitute his appreciation
of a movie for testimony which appellees did not produce at
the trial of this matter.
(3) Appellees urge that the trial court should have
issued its declaratory judgment that Louisiana Revised
Statutes 17:3101 et seg. was unconstitutional on its face and
as applied to the appellants. The evidence introduced at the
trial of this matter clearly indicated that University
officials acted under color of this statute in suspending
the students. Assuming that the Act is a legitimate exercise
of the police power of the state, the Act is defective on its
face in that it provides for summary expulsion in cases of
emergency, but fails to provide an adequate procedure for
the protection of constitutional rights after the emergency
is no longer present. In this regard, the Act provides for
_ 8 -
an appeal, but fails to prescribe a period within which the
appeal must be decided.
(4) Finally, appellants urged that the trial court
abused its discretion in granting such a broad and sweeping
injunction. Appellants recognize that University officials
have a legitimate interest in the orderly operation of the
University. However, the order of the court goes beyond
that interest and unnecessarily denies to appellants their
right to obtain an education in a state university. The
injunction, in effect, prohibits them from entry onto the
campus while appellants have not been properly dismissed
from the University. Perhaps more detrimental, is the fact
that the injunction infringes upon appellants' exercise of
First Amendment rights to free speech and association, and
has the effect of "chilling other students" in the exercise
of their First Amendment rights.
The history of this litigation of the actions of
appellees unquestionably establishes a continuous and con
sistent pattern of unreasonable and obstinate refusal to
follow the Constitution of the United States.
_ 9 -
SUMMARY OF THE ARGUMENTS
Appellants submit that, under the rules of Dixon v .
Alabama State Board of Education, 294 F.2d 150 (1951);
Zanders v. Louisiana State Board of Education, 281 F.Supp.
747 (1968), and a host of similar cases, their First and
Fourteenth Amendment rights to freedom of speech and their
rights to due process of law were violated in that appellants
were suspended from Southern University in Baton Rouge without
adequate notice and a prior hearing. Appellants, further, submit
that they were at all times acting pursuant to rights guaranteed
by the First Amendment to the Constitution of the United
States.
Appellants submit that Louisiana Revised Statutes
17:3101 et seg. (hereinafter Act 59) is unconstitutionally
vague and overbroad, and thus violative of the First and
Fourteenth Amendments to the Constitution of the United
States. In this regard, appellants urge that Act 59
unconstitutionally infringes on the exercise of First Amendment
rights by its broad and general language. Appellants, further,
urge that Act 59 was unconstitutionally applied in the instant
case.
10
Appellants, further, submit that their conduct was
at all times lawful and protected under the First Amendment
to the Constitution of the United States. Appellants contend
that while University officials may restrict the exercise of
First Amendment rights as to time, place and manner, said
restrictions must be narrowly defined so as not to amount to
an unlawful prior restraint.
Finally, appellants submit that the trial court judge
abused his discretion in granting such a vague and overbroad
injunction. In this regard, appellants urge that the injunction
issued against them goes beyond the scope of achieving
legitimate state objectives and operates as a prior restraint
on the exercise of their First Amendment rights.
ARGUMENT
I.
DUE PROCESS REQUIRES A HEARING BEFORE
SUSPENSION EXCEPT IN EXCEPTIONAL SITUATIONS.
IN SUCH EXCEPTIONAL CASES, THE HEARING
MUST BE HELD AS SOON AS PRACTICABLE AFTER
SUSPENSION.
Whenever a governmental body such as a state board of
education acts so as to injure an individual, the Constitution
of the United States requires that the act be consonant with
11
due process of law. The minimum procedural requirement
necessary to satisfy due process depends upon the circumstances
and the interests of the parties involved. Thus, there must
be some reasonable and constitutional ground for expelling
students from school,or the courts would have a duty to
require reinstatement. Dixon v. Alabama State Board of
Education, 294 F.2d 150 (5th Cir. 1961). In Dixon, supra
(the leading case extending the right of a hearing to students
expelled from a tax-supported university), the court said:
"...[D]ue process requires notice and some
opportunity for a hearing before a student
at a tax-supported college is expelled for
misconduct." (P. 158.)
In this context the courts, without deciding the question
of whether- education at a tax-supported college was a right or
a privilege, have held that because education is so essential
it could not be taken away without a hearing. Accord, <s.c£. ,
Knight v. State Board of Education, 200 F. Supp. 174 (M.D.
Tenn. 1961), and Esteban v. Central Missouri State College,
277 F. Supp. 649 (W.D. Mo. 1967).
The due process requirement of notice and an opportunity
to be heard must be "granted at a meaningful time and in a
meaningful manner." Armstrong v, Manzo, 380 U.S. 545 (1945).
The "meaningful time and reasonable manner" requirements are
12
always dictated by the particular circumstances of the case.
Courts have, however, held that the hearing must be afforded
prior to the actual deprivation, except in unusual circumstances
which justify postponing the hearing. This right to a prior
hearing has been upheld by the courts in a variety of situations
Armstrong v. Mango, supra (deprivation of parenthood); Cole_v.
Y0unq, 351 U.S. 536 (1956) (dismissal from employment);
Sniadach v. Family Finance Corr ., 395 U.S. 337 (1969) (pre
judgment garnishment); and more recently, Bell v,_Burson,
402 U.S. 535 (1971) (drivers license suspension), and Fuentes
v. Shevin, 407 U.S. 67 (1972) (repossession of goods upon
"buyer’s default).
In cafeteria and Restaurant Workers Union vv_McjElrgy:,
367 U.S. 886 (1961), the court recognized the difficulty in
establishing rules for due process in all cases:
"Consideration of what procedures due process
may require under any given set of circumstances
must begin with a determination of the precise
nature of the government function involved as
well as of the private interest that has been
affected by government action."
Applying this standard to the instant case, it is apparent
that the interests involved include the orderly operation of
a tax-supported institution and the right to exercise freedoms
guaranteed by the Constitution without undue restrictions.
13
in both Dixon, supra, and Zanders v.. Louisiana.State
noerd of Education. 281 F. Supp. 747 (1968) (a case involving
the appellees as party defendants), the court explained in
great detail the procedures to be afforded students faced with
expulsions for misconduct. In Dixon, supra, the court said:
"For the guidance of the parties in the
event of further proceedings, we state our
views on the nature of the notice and hearing
required by due process prior to expulsion
from a state college or university. They should,
we think, comply with the following standards.
The notice should contain a statement of the
specific charges and grounds which, if proven,
would justify expulsion under the regulations
of the Board of Education, ...the student should
be given the names of the witnesses against him
and an oral or written report on the facts to
which each witness testifies. He should also
be given the opportunity to present to the ̂ _
Board, or at least to an administrative official
of the college, his own defense against the
charges and to produce either oral testimony
or written affidavits of witnesses in his
behalf___ If these rudimentary elements of
fair play are followed in a case of misconduct
of this particular type, we feel that the
requirements of due process of law will have
been fulfilled. (Pp. 158-159.)
In Zanders, supra, the court cited Dixon with approval
and reaffirmed these basic requirements of due process. It
is rather striking that the State Board of Education, after
having been instructed on the requirements of due process,
would now seek to circumvent these requirements, which have
14
so carefully been defined by a federal court, by ruling the
appellants into state court.
It is now well recognized that in emergency situations
the due process requirement of a prior hearing may be post
poned until after the deprivation. The due process requirement
of a hearing prior to suspension has been extended to high
school discipline cases as well. Wood Wright, 334 F.2d
369 (5th Cir. 1964). While a summary suspension of students
for a short period of time may be justified where the
university officials seeh to suspend a student for more than
30 days, or as here, to expel the student, a rudimentary
due process hearing must be afforded the student. Williams
w county School Board, 441 F.2d 299 (5th Cir. 1971);
Dunn v. Tvler Independent School District, 460 F.2d 137
(5th Cir. 1972).
In the instant case appellants were summarily suspended
from school. The notice of November 9, 1972 did not specify
the period of the suspension and indicated that it would be
permanent unless the students applied for a hearing within
30 days of the suspension. Appellees contend as justification
for their unconstitutional actions that an emergency situation
existed which precluded affording appellants a hearing prior
to the suspension. Assuming that an emergency condition
15
existed on November 16, 1972, the emergency did not continue
until January 9, 1973 when appellants were ruled into court.
It is not contested that the school officials should
have responded to the situation in such a way as to calm it
down. Thus, they decided to suspend classes from November 16,
1972 until January 3, 1973. They also might have suspended
students, including appellants, immediately. However, once
the immediate situation had been brought under control, the
question then became, what might appropriately be done to
further discipline students who were involved.
The record indicates that during the period that the
'school was closed, staff and faculty members met and
discussed methods of returning the campus to its normal
operational posture. It was only at this point that they
decided to take action against the appellants. Surely, the
emergency did not continue to exist on January 3, 1973. The
record, further, indicates that there was no reason for
failing to afford appellants a hearing prior to bringing the
instant action.
The court addressed itself to this question in Stricklin
v. Recents of the University of Wisconsin, 297 F. Supp. 416
(W.D. V7is. 196 5) (a case wherein plaintiffs-students sought
a temporary restraining order for immediate reinstatement
16
following their suspensions without a hearing after several
weehs of disruptions on the University campus)- In ^ r icklin,
the court said:
"When the appropriate university authority
has reasonable cause to believe that danger
will be present if a student is permitted
to remain on the campus pending a decision
following a full hearing, an interim suspen
sion may be imposed. But the guestion
persists whether such an interim suspension
may be imposed without a prior 'preliminary
hearing' of any hind. The constitutional
answer is inescapable. An interim suspension
may not be imposed without a prior preliminary
hearing, unless it can be shown that it is
impossible or unreasonably difficult to accord
it prior to an interim suspension. Moreover,
even when it is impossible or unreasonably
difficult to accord the student a preliminary
hearing prior to an interim suspension,
procedural due process requires that he be
provided such a preliminary hearing at the
earliest practical time. (P. 420.)
Clearly, the hearing on the temporary restraining order
and the injunction was not sufficient to satisfy the due
process requirements enunciated in p.ixon.« More precisely,
Dixon provides that the student should be given notice of the
charges, and the notice should contain the names of the
witnesses and a report of the facts which each witness will
testify to. In the court proceeding appellants had no
opportunity to secure the names of witnesses against them.
Appellants were not furnished with reports on the facts which
17
the witnesses would testify to. Quite to the coni.2.ary,
University officials were permitted to testify as to reports
which, had been received from faculty and staff. Appellants
have not to this day been furnished vvith copies of these
reports. ■ By virtue of being temporarily restrained from
entry onto the college campus, appellants were, in fact,
denied the opportunity of securing witnesses in their behalf
from among the student body population.
Thus, the actions of the school officials in not affording
appellants a hearing prior to suspension or within a reasonable
time thereafter was in violation of the due process clause
of the Fourteenth Amendment to the U.S. Constitution, and the
suspensions should be invalidated.
IB
II
LOUISIANA REVISED STATUTE 17:1301 ET SEQ.IS UNCONSTITUTIONAL ON ITS FACE AND AS APPLIED
IN THAT IT IS VAGUE AND OVERBROAD, IN VIOLATION
OF DUE PROCESS AS EMBODIED IN THE FOURTEENTH
AMENDMENT.
Judicial intervention in school discipline cases in more
recent years has not been restricted to questions of procedural
due process. Thus, the validity of substantive school rules have
been subject to judicial scrutiny. Burnside v. Byars, 363 F.2d
744 (5th Cir. 1966); Hammond v. South Carolina State College,
272 F. Supp. 947 (D.S.C. 1967).
Appellants submit that the statute in question is
unconstitutionally vague and overbroad in violation of their
rights as guaranteed by the First and Fourteenth Amendments to
the Constitution of the United States. The statute has as its
primary objective to control protest activity on the college and
university campuses within the state and to insure and preserve
the orderly educational processes. Appellants admit that this is
a legitimate state interest.
Appellants submit, however, that in achieving this legitimate
end, the state has unduly infringed upon their rights as
guaranteed by the First Amendment. In Soglin v. Kauffman, 295
F. Supp. 978 (1968), the District Court recognied the difficulty
in drafting regulations which seek to prohibit conduct which is
not protected by the First Amendment.
"Obviously it is not a simple matter to draft
a regulation which deals with means by which
‘causes' are supported or opposed, and which
19
undertake to prohibit those means unprotected
by the First Amendment without impairing those
which fire so protected, and which also avoids the
vice of vagueness."
The test under the "void for vagueness" doctrine was
established in Connally v. General Construction Co., 269 U.S.
385 (1926) : '
" . . . a statute which either forbids or requires
the doing of an act in terms so vague that men
of common intelligence must necessarily guess at
its meaning and differ as to its application
violates the first essential of due process of
law. "
Also see United States v. Harriss, 347 U.S. 612 (1954),
where the court held that the constitutional requirement of
definiteness is violated by a statute that fails to give a person
of ordinary intelligence "fair notice that his contemplated
conduct is forbidden by the statute."
Appellees assert that the "conduct" of each of the
appellants is the ground for withdrawing their privilege to
attend Southern University. In this regard they rely on the
statute in question. Appellees further rely solely on disruptive
conduct as the standard for withdrawing permanently their
privilege to enter upon the campus of Southern University
Appellants maintain that imposition of such a severe
disciplinary penalty as permanent exclusion from the University
solely by reference to so vague a standard as "disruptive conduct"
violates the principle of fundamental fairness guaranteed by
the Due Process Clause of the Fourteenth Amendment. More
specifically, appellants contend that the standard of disruptive
conduct:
20
a) is void for vagueness in that it fails to
put students on notice of what behavior
constitutes a violation of the statute, and
would thus be sufficient grounds for permanent
exclusion from the university;
b) unconstitutionally vests university officials
with unfettered discretion to determine when
there is a violation of the statute;
■c) offends due process of the law in that its
vagueness effectively deprives a student
threatened with permanent expulsion of the
opportunity to make a defense;
d) is overbroad and impermissibly restrains the
exercise of the rights of free speech and
association guaranteed by the First Amendment.
While the void for vagueness doctrine originates and finds
its primary application in the field of criminal lav/, it has
been held applicable in other areas as well:
"the ground or principle of the decisions was not
such as to be applicable only to criminal prosecu
tions. It was not the criminal penalty that was
held invalid, but the exaction of obedience to a
rule or standard which was so vague and indefinite
as really to be no rule or standard at all." Small
Company v. American Sugar Refinery Co., 2 6 7 U .S .
233,' 239 (192 5).
Lav/s inhibiting the exercise of First Amendment rights
have frequently been set aside for vagueness. Cramp v. Board of
Public Instruction, 368 U.S. 278 (1961), a case v/here the court
declared unconstitutional a statute requiring public school
teachers to sign a loyalty oath as a condition to continued
employment.
In Soglin v. Kauffman, supra, the United States District Court
held " . . . that a regime in which the term 'misconduct' serves
as the standard violates the due process clause of the Fourteenth
Amendment by reason of its vagueness or, in the alternative,
violates the First Amendment as embodied in the Fourteenth
Amendment by reason of its vagueness and overbreadth." Id. at
21
15-16. Appellants submit that "misconduct" as construed in
Soglin is no different from "disruptive conduct" as is
embodied in the statute in question, and thus Soglin should
control the instant case.
Unfettered Discretion
The need for "ascertainable standards," Hornsby v.
Allen, 326 F.2d 605 (1964), to govern decision-making by
administrative officials is clear. In Holmes v. New York
City Housing Authority, 398 F.2d 262 (1968), the court said
that "the existence of an absolute and uncontrolled discretion
in an agency of government vested with the administration of
a vast program . . . would be an intolerable invitation to
abuse." In the instant case, Dr. Netterville and other
University officials are vested with unfettered discretion
to determine when there has been a violation of the act. This
fact is compounded when the activity of those charged with
violation of the act was directed toward the removal of those
vested with the discretion. In many instances courts have
invalidated actions taken by administrative officials who have
taken such action without reference to ascertainable standards
embodied in rules or regulations, Holmes, supra; Hornsby v.
Allen, supra; Barnes v. Merritt, 376 F.2d 8 (5th Cir. 1967).
Appellees, including Dr. Netterville and members of the
State Board of Education, assert that school officials have
the power to determine when a student has violated the act.
This power, they assert, may be exercised without reference to
- 22 -
ascertainable standards to guide and limit the University
officials in the exercise of this discretion. Thus, the situation
exists where university officials may decide that certain conduct
is violative of the statute and are empowered to impose sanctions
in one set of circumstances, and under similar circumstances
involving like conduct determine that no violation has occurred.
The arbitrary or capricious act of a university official
in dismissing a student from the University involves the imposition
of a severe sanction. It may summarily destroy the aspirations
of appellants, their parents, and others like them, as well as
to defeat the legislative purpose embodied in the statute in
question. It is, therefore, imperative that the appellees
establish standards to limit university officials in the exercise
of discretion to legitimate purposes and to provide a basis for
review of such decision. See Bishop v. Inhabitants of Rowley, 43
N.E. 191 (1896).
Lack of Standards
Appellants are required by the statute to refrain from
"disruptive conduct." This term is susceptible of such vagaries
of interpretation and application that it is in reality no
standard at all. Appellants have, at most, been charged with
being responsible for the "disruptive conduct" which occurred on
the campus of Southern University during the fall semester, 1972.
The vagueness of the standard, the charges and their possible
ramifications deprive appellants of the opportunity to rebut the
claims of misconduct. See, generally, Joint Auto-Facist Refugee
Comm, v. McGrath, 341 U.S. 123, 161-173 (1951)(concurring
opinion). In reality, the statute impermissibly shifts to the
23
appellants an impossible burden of proof: i.e., appellants are
required to establish their non-disruptive conduct. Cf. Speiser
v. Randall, 357 U.S. 513 (1958), where the court held that the
enforcement of a state tax statute can not place the burden of
showing lawfulness of conduct upon the accused:
"its enforcement through procedures which place
the burdens of proof and persuasion on the
taxpayer is a violation of due process.
In the instant case university officials acting without
reference to ascertainable standards declared actions by students
to be disruptive. Thus, in any case where there was a large
gathering of students on the campus and a substantial amount of
noise was generated such a determination could have been made.
In such a case an unconstitutional and impossible burden is
shifted to the student to prove that his conduct was not
disruptive. Such a statute cannot stand without ascertainable
standards to govern the imposition of its sanctions.
Chilling Effect On First Amendment Rights
Undeniably, the behavior of students within a tax-supported
institution is an appropriate subject for regulation by appellees.
And the power to regulate clearly implies the power to impose
penalties for violation of university rules and regulations.
The regulatory power is not unrestricted, however, as noted
by the Supreme Court in Shelton _v_L_ JTucker, 364 U.S. 479, 488 (1960).
" . . . even though the governmental purpose be
legitimate and substantial, that purpose cannot
be pursued by means that broadly stifle fundamental-
personal liberties when the end can be more narrowly
achieved."
Overbreadth is inherent in the vagueness of "disruptive
conduct" as a disciplinary standard. Appellants are young, black
students in a predominantly black institution run by black
24
administrators who are appointed by an all-white Board of Education.
Appellant, being discontent with the policies of the institution,
sought redress through exercise of their First Amendment rights.
The effect of the disciplinary policy which appellees have
superimposed on the appellants' rights of free expression and
tassociation'is readily apparent. The only question, then, before
the Court is whether the instant statute, burdening as it does
fundamental constitutional rights, can withstand the strict scrutiny
called for by prior decisions of the United States Supreme Court.
It is not sufficient for appellants to come into court
and say that this statute has not in fact been used to impair
appellants' expression or association. What makes a statute
unconstitutional is that it is "broad and vague" and "lends
itself to selective enforcement against unpopular causes." See
NAACP v. Button, 371 U.S. 415 (1963).
The United States Supreme Court has held that when government
acts to limit the exercise of First Amendment rights there must
be a showing of a "compelling state interest." NAACP v. Button,
id. at 438.
It is important to stress in this brief that appellants
fully acknowledge that school authorities may, and indeed must
at times, regulate the exercise of First Amendment rights in
order to protect the educational purpose of an institution.
Appellants, further, recognize that the right to restrict First
Amendment rights by administrators must be exercised only "in
carefully restricted circumstances." Tinker v. Des Moines School
25
District, 393 U.S. 503 (1969). Thus, free speech is subject
to reasonable restrictions as to time, place, manner and duration.
Shuttlesworth v. Birmingham, 382 U.S. 87 (1965); Cox v. Louisiana,
379 U.S. 536 (1965).
The statute in question does not limit the exercise of First
Amendment rights with regard to time, place, manner and duration.
It, in effect, prohibits all demonstrations on the college campuses
within the state. Such a broad prohibition on the exercise of
First Amendment rights unnecessarily chills the exercise of the
right, and the statute cannot stand.
Appellants also urge that the statute was unconstitutionally
applied in the instant case. Assuming, arguendo, that the statute
is constitutional on its face, then appellants maintain that
the statute should not have been applied in this case. The
record of this trial clearly indicates that Southern University
was closed on November 16, 1972 and did not reopen until January
3, 1973. To escape constitutional invalidity the statute in
question must be construed as authorizing expulsions without
a hearing only in emergencies. Only if the statute is so
construed can it conform to the requirements of due process.
The expulsions in the instant case cannot be justified
as emergency expulsions since no such emergency was shown
to have existed on the date that the action was initiated in
District Court. The statute in question (Louisiana Revised
Statute 17:3109) provides that the president of the educational
institution experiencing a riot or similar emergency "shall request
26
that the governor proclaim the existence of a state of emergency."
No such emergency was ever declared in the instant case. Assuming,
arguendo, that such a state of emergency did exist on November
16, 1972, surely it did not continue to .exist until January 3,
1973.
t
Therefore, appellcints submit that the contention that
there was a "state of emergency" at the time of the suspensions
is without factual basis and should not be allowed as justification for
appellees' unlawful conduct.
2 7
Ill
m m CONDUCT OF APPELLANTS IS CONSTITUTIONALLY
protected under the first m b fourteenth a m e n d
m e n t™ the constitution OF THE UNITED STATES
It is now firmly settled that minors and young adults
are entitled to many, if not all, of the protections afforded
by the united States constitution. In.Re Ggult, 387 U.S. 1
(1967). indeed, the United States Supreme Court declared as
long ago as 1943 that the First Amendment rights must be
protected from encroachment by school authorities. Tne
Fourteenth Amendment, as now applied to the states, protects
the citizen against the State itself and all of its creatures-
Eoards of Education not excepted." West Virginia State Board
v . Barnette, 319 U.S. 624 (1943). In that case the United
States Supreme Court held unconstitutional the expulsion from
school of students for their failure to salute the flag of
the United States.
in more recent years the United States Supreme Court has
also spoke on the subject of First Amendment freedoms:
"First Amendment rights applied in light
offhe special characteristics of the school
environment are available to teachers an
students. It can hardly be argued that eith students or teachers shed their constitutional
rights to freedom of speech or expression at the
schoolhouse gate."
See w-inVcr u. Des Moines Independent Community School^strict,
393 U.S. 503 (1969). See also, Burnside v. Byars, 363 F.2d
28
744 (5th Cir. 1966). Appellants believe that the settled
entitlement of university students to First Amendment
liberties, as affirmed by the Supreme Court, must control the
idetermination of the instant case.
It appears that the district court was under the impression
that the disciplining of appellants was for a violation of
school regulations respecting the unauthorized use of school
facilities. However, this was not the case. The record does
indicate that appellants conducted meetings almost daily in the
gymnasiums on campus. The record, further, indicates that Dr.
Netterville and the Committee appointed by Governor Edwards
attended these meetings. The record indicates that permission
was never obtained to use these buildings for any such meetings.
Appellees now contend that appellants violated university
regulations in conducting its meetings in the gymnasiums without
permission.
/assuming, arguendo, that there was a valid university
regulation governing the use of said buildings, then that
regulation was waived when the students conducted their meetings
with the acquiescence of Dr. Netterville who attended and
addressed the student body there. The record clearly indicates
that Dr. Netterville never advised the students that they could
not conduct their meetings in the gymnasiums even though he
had ample opportunity to do so.
29
At issue here is not the question of disruptive conduct,
but the right of students to protest the policies of their school.
The method they chose was a boycott of classes. Surely, they
urged those students in attendance to leave those classrooms.
Their methods, stated more precisely, were to enter into a class
room and to ash the instructor for permission to address the
students. Only after obtaining permission, did appellants
address the students in a classroom. This method was pursuant
to the policy and practice of the university.
Before the court,appellees support dismissal on the ground
that appellants' actions served to disrupt orderly school
operations. Appellants submit that their boycott was successful.
At times the boycott was estimated to be ninety percent (90%)
effective. Surely, the normal operation of a school is disrupted
when ninety percent (90%) of its students are boycotting classes.
Appellants submit that such a disruption is not actionable so
long as the methods employed to achieve the result are lawful.
University officials contend that appellants intimidated and
coerced students and faculty. This contention is not supported
by the evidence presented at the trial.
University officials as well as the court were unable to
distinguish intimidation from "peer group pressure.” In the
instant case, appellants merely urged other students to refrain
from going to class. The transcript is devoid of testimony by
any student or faculty member who was ever physically or verbally
30
attacked by any of the appellants. The record is devoid of any
testimony indicating actionable disruptions by any of the appellants.
Thus, the judgment of the court is unsupported by any evidence
that appellants disrupted the operation of the university.
Appellants submit that sanctions may be imposed by
university officials only on the basis of "substantial evidence."
See Jones v. State Board of Education, 279 F. Supp. 190 (M.D.
Tenn. 1968); Sullivan v. Houston independent School District,
307 F. Supp. 1328 (S.D. Texas 1969). Appellants further submit
that this substantial evidence must be presented at the hearing.
Esteban v . Central Missouri State College, supra. Appellees in
their complaint and supporting aff.idav.its alleged that appellants
intimidated and coerced students and teachers. Such allegations
are unsupported by "substantial evidence."
31
IV
AN INJUNCTION ISSUE WHICH LIMITS THE EXERCISE
OF FIRST AMENDMENT RIGHTS MUST BE COUCHED IN
THF NARROWEST TERMS WHICH WILL ACCOMPLISH THE
* OBJECTIVES SOUGHT TO BE ACHIEVED. THE INJUNCTION
ISSUED BY THE TRIAL COURT VIOLATES THE FIRST
AMENDMENT IN THAT IT IS AN ILLEGAL PRIOR RESTRAINT ON THE EXERCISE OF FIRST AMENDMENT
RIGHTS.
The final question presented to the court by appellants
appeal is whether the injunction, burdening as it does
fundamental constitutional rights, can be allowed to stand.
Appellants maintain that the granting of such a broad and
sweeping injunction violates due process of law. Before
deciding on the constitutionality of the injunction, the
court should first consider whether the district court abused
its discretion in even hearing the case. Appellees concede
that this case involved alleged acts of misconduct by students
at a state-supported university. Appellants submit that the
district court was not the proper forum to decide the question
of misconduct in the first instance. In Stricklin, supra,
the court addressed itself to this very point:
"This court is clearly not the forum for an
initial adversary proceeding on the question
whether a particular student is guilty of a
particular act or omission justifying dis
ciplinary action within the university. Had a reasonable adequate preliminary hearing been
furnished to each of the plaintiffs within the
university, and had a showing been made there
comparable to that now attempted here, and had
the Regents concluded that interim suspensions
32
were warranted, and had the plaintiffs then
attached the interim suspensions in this court
as a denial of procedural due process, the issue
would have lent itself to rather ready disposition " (pp. 421-422).
In the instant case there was an- existing administrative
procedure for handling school disciplinary problems. Appellees
circumvented that procedure and filed the instant action. in
Dixon, supra, the court quoted from Professor Warren A. Seavey's
Dismissal of Students: Due Process, 70 Harvard Law Review
1406, on the question of student suspensions:
"It is shocking that the officials of a state
educational institution, which can function
properly only if our freedoms are preserved,
should not understand the elementary principals of fair play. It is equally shocking to find
that a court supports them in denying to a student
the protection given to a pickpocket. (Underline added for emphasis).
Appellants' submit that the action of the trial court in
entertaining this action when there was an existing procedure
for dealing with school disciplinary matters is likewise
shocking, especially in view of the fact that only a few short
years ago the State Board of Education had been instructed on
procedures it should follow in school discipline cases. Zanders,
supra.
Appellants, finally, argue that the permanent ban from
the campus and subsequent denial of any public education vio
lates the equal protection and due process clauses of the
United States Constitution. Appellants urge that where there
has been an absolute denial of education, the actions of the
33
State Board of Education and the trial court are subject to
strict scrutiny. Students who have been expelled from school
are denied the right to an education that is available to all
other students. This total denial violates equal proi.ection
of the laws unless the denial serves a compelling state
interest that cannot be fulfilled by less drastic means.
Cf. San Antonio Independent School District v. Rodrique_z,
U.S. , 41 U.S.L.W. 4407 (March 21, 1973); Griffin v.
School Board of Prince Edward County, 377 U.S. 218 (1964).
An analysis of appellees' action clearly demonstrates
that there was no showing whatsoever that the drastic remedy
of permanent expulsion was necessary. It appears that no
inquiry was made as to the past disciplinary history of the
individual students. No exploration was made of alternative
methods of insuring that the students, whatever they may have
done prior to November 16, would in the future refrain from
disruptive behavior. Alternative remedies, e_._a. , a return to
school on a probationary status, were apparently not even
considered. Thus, the appellees failed to meet its burden
of showing that its proper objective of maintaining discipline
could not be achieved by less drastic means.
Appellants submit that the objectives sought to be
achieved by appellees must be achieved by the narrowest effective
34
means. Stated more simply:
”. . . a governmental purpose to control or
prevent activities constitutionally subject to
state regulation may not be achieved by means
which sweep unnecessarily broadly and thereby
invade the area of protected freedoms . . . even
though the governmental purposes be legitimate
and substantial, that purpose cannot be pursued
by means that broadly stifle fundamental personal
liberties when the end can be more narrowly
achieved." (NAACP v. Alabama ex. rel., Flowers,
377 U.S. 288 (1964). '
As applied to the injunction issued in the instant
case, the court clearly abused its discretion, when it issued an
injunction which denied to the student their right to an education
in order to achieve a legitimate state interest when it was
possible to achieve those objectives without infringing on
appellants' rights to an education. Lihe the requirement that
legislation which may trench on First Amendment interests meet
"strict" standards of specificity, Smith v. California, 361
U.S. 147 (1959), then an injunction which may intrude upon
constitutionally protected rights must also focus upon the
purposes sought to be achieved.
The question now before the court is whether the legitimate
interest of the state could have been achieved by less drastic
means. In Shelton v. Tucker, supra, the court said:
"and if there are other reasonable ways to achieve
these goals with a lesser burden on constitutionally
protected activities, a state may not choose the way
of greater interference. If a state acts at all, it
must choose the least drastic means."
35
Assuming, arguendo, that appellants engaged in disruptive
acts and assuming that the district court should have assumed
jurisdiction over the matter, then appellants submit that the
court in> reaching its judgment should have granted only the
relief required to achieve the lawful objectives of the state.
In Morrissey v. Brewer, 408 U.S. 471 (1972) (a case involving
the legality of a parole revocation hearing), the court addressed
itself not only to the relevant facts but also to the appropriate
remedy:
"This hearing must be the basis for more than
determining probable cause, it must lead to a
final evaluation of any contested relevant
facts and consideration of whether the facts
as determined warrant revocation."
See also Payne v. Board of Regents of University of Texas,
355 F. Supp. 199 (W.D. Texas 1972), affirmed 474 F.2d 1397 (5th
Cir. 1973) where the court said:
"Indeed, if the plaintiffs here present no such
danger, the Board spites its broader purpose of
providing higher education to qualified students
when it needlessly prevents them from continuing
their studies."
Appellants, therefore, submit that the harsh remedy imposed
in this case was not necessary to achieve the legitimate interest
of the state and as such constituted an abuse of discretion.
CONCLUSION
For the above and foregoing reasons, the judgment of
the trial court should be reversed and appellants reinstated as
36
students at Southern University pending a hearing consonant
with due process of law.
Respectfully submitted,
348 Baronne Street
Suite 301
New Orleans, Louisiana 70112
JOHN W. WALKER
Walker, Kaplan and Mays
622 Pyramid Life Bldg.
Little Roch, Arkansas
JACK GREENBERG CHARLES STEPHEN RALSTON
10 Columbus Circle
New York, New York 100.19
Attorneys for Appellants
37
CERTIFICATE OF SERVICE
I hereby certify that copies of the foregoing Appellants 1
Brief were served upon counsel for Appellees by depositing the
same in United States mail, first cldss, postage prepaid,
addressed as follows:
J. Reginald Coco, Jr.
P.0. Box 44005
Capitol Station
Baton Rouge, Louisiana
Vanue B. Lacour
8950 Scenic Highway Baton Rouge, Louisiana
Arnold Gibbs
301 Napoleon Street
Baton Rouge, Louisiana
This 3rd day of August, 1973.
38
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