Mapp Et Al v Board of Education of the City of Chattanooga TN Opening Brief for Plaintiffs-Appellants
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December 5, 1974

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Brief Collection, LDF Court Filings. Mapp Et Al v Board of Education of the City of Chattanooga TN Opening Brief for Plaintiffs-Appellants, 1974. 4a2b5c41-bc9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/8e465398-c25d-47e7-8e09-fdb92080b73d/mapp-et-al-v-board-of-education-of-the-city-of-chattanooga-tn-opening-brief-for-plaintiffs-appellants. Accessed April 19, 2025.
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IN THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT NOS. 74-2100, 2101 JAMES JONATHAN MAPP, et al., Plaintiffs-Appellants-Cross Appellees, vs. THE BOARD OF EDUCATION OF THE CITY OF CHATTANOOGA, TENNESSEE, et al., Defendants-Appellees-Cross Appellants. Cross Appeals From The United States District Court For The Eastern District Of Tennessee, Southern Division OPENING BRIEF FOR PLAINTIFFS-APPELLANTS AVON N. WILLIAMS, JR. 1414 Parkway Towers 404 James Robertson Parkway Nashville, Tennessee 37219 JACK GREENBERG JAMES M. NABRIT, III NORMAN J. CHACHKIN 10 Columbus Circle New York, New York 10019 Attorneys for Plaintiffs- Appellants-Cross Appellees INDEX Table of Authorities ....................................... n Issues Presented for Review ............................... 1 Statement of the Case ...................................... 4 Statement of Facts ......................................... 5 ARGUMENT: I. Areas Added To The City Of Chattanooga By Annexation Must Be Included In The System's Plan Of Desegregation .............. 10 II. The District Court Should Have Required A Completely New And System-Wide Desegregation Plan For Chattanooga In 1973 ..................... 30 III. The District Court Should Have Amended Its Decree So As To Include Therein A Comprehensive Reporting Provision .................................... 34 Conclusion .................................................. 35 Appendix A - schematic representation of Chattanooga Schools ....................................... la 1 TABLE OF AUTHORITIES Cases Page Berry v. School Dist. of Benton Harbor, No. 71-1957 (6th Cir., Nov. 1, 1974) ................................ 20,25,28 Bradley v. Milliken, 484 F.2d 215 (6th Cir. 1973), rev'd on other grounds, U.S. (1974) ....... ...... 23,24 Bradley v. School Bd. of Richmond, 317 F. Supp. 555 (E.D. Va. 1970) ......................................... 15 Bowman v. County School Bd. of Charles City County, 382 F.2d 326 (4th Cir. 1967), companion case reversed sub nom. Green v. County School Bd. of New Kent County, 391 U.S. 430 (1968) ............................. 13 Boykins v. Fairfield Bd. of Educ., 457 F.2d 1091 (5th Cir. 1972) ......................................... 13,31,32 Brewer v. School Bd. of Norfolk, 397 F.2d 37 (4th Cir. 1968) ......................................... 31 Cisneros v. Corpus Christi Independent School Dist., 467 F.2d 142 (5th Cir. 1972), cert. denied, 413 U.S. 920 (1973) ................................................ 18 Davis v. Board of School Comm'rs of Mobile, 402 U.S. 33 (1971) ........................................... 20 Dowell v. Board of Educ. of Oklahoma City, 465 F.2d 1012 (10th Cir.), cert, denied, 409 U.S. 1041 (1972) .................................................... 13 Drummond v. Acree, 409 U.S. 1228 (1972) .................. 4 Ellis v. Board of Public Instruction of Orange County, 465 F . 2d 878 (5th Cir. 1972) ............................ 13 Goss v. Board of Educ. of Knoxville, 444 F.2d 632 (6th Cir. 1971) .......................................... 17 Green v. County School Board of New Kent County, 391 U.S. 430 (1968) .......................................... 12,19,31 Hall v. St. Helena Parish School Bd. 443 F.2d 1181 (5th Cir. 1971) .......................................... 27,35 11 Table of Authorities (Continued) Cases Page Hereford v. Huntsville Bd. of Educ., No. 74-3363 (5th Cir., Nov. 20, 1974) ............................ 13,31 Kelley v. Metropolitan County Bd. of Educ., 463 F.2d 732 (6th Cir.), cert, denied, 409 U.S. 1001 (1972) ................................................. 15,16,31 Kelly v. Guinn, 456 F.2d 100 (9th Cir. 1972), cert. denied, 413 U.S. 919 (1973) .......................... 20 Keyes v. School Dist. No. 1, Denver, 413 U.S. 189 (1973) ......................................... 17,19,21,28,32 Lemon v. Bossier Parish School Bd., 444 F.2d 1400 (5th Cir. 1971) ....................................... 27 Louisiana v. United States, 380 U.S. 145 (1965) ...... 20 Mapp v. Board of Educ., 477 F.2d 851 (6th Cir.), cert. denied, 414 U.S. 1022 (1973) ......................... 1 Medley v. School Bd. of Danville, 482 F.2d 1061 (4th Cir. 1973), cert. denied, 414 U.S. 1172 (1974).. 24 Monroe v. Board of Comm'rs of Jackson, 391 U.S. 450 (1968) ............................................. 12,30 Monroe v. Board of Comm'rs of Jackson, 427 F.2d 1005 (6th Cir. 1970) ....................................... 13 Newburg Area Council v. Board of Educ. of Jefferson County, 489 F.2d 925 (6th Cir. 1973), vacated and remanded on other grounds, __ U.S. __ (1974) ....... 16,31 Northcross v. Board of Educ. of Memphis, 466 F.2d 890 (6th Cir. 1972), cert, denied, 410 U.S. 926 (1973), vacated and remanded on other grounds, 412 U.S. 427 (1973) ................................. 13,15,31 Raney v. Board of Educ. of Gould, 391 U.S. 443 (1968) ................................................ 27 Sloan v. Tenth School Dist. of Wilson County, 433 F.2d 587 (6th Cir. 1970) ................................... 21,25,35 - iii - Cases Page Swann v. Charlotte-Mecklenburg Bd. of Educ., 402 U.S. 1 (1971) ............................... 26,27,28,29,36 United States v. Aluminum Co. of America, 91 F. Supp. 333 (S.D.N.Y. 1950) ................................ 14 United States v. DuPont deNemours & Co., 366 U.S. 316 (1961) ......................................... 14 United States v. Hinds County School Bd. 433 F.2d 611 (5th Cir. 1970) ................................ 35,36 United States v. Paramount Pictures, Inc., 334 U.S. 131 (1948) ......................................... 20 United States v. Scotland Neck City Bd. of Educ., 497 U.S. 484 (1972) ............................... 23,24 United States v. Texas Educ. Agency, 467 F.2d 848 (5th Cir. 1972) .................................... 18 United States v. Union P.R. Co., 226 U.S. 470 (1913) ............................................. 14 United States v. United Shoe Machinery Corp., 391 U.S. 244 (1968) ............................... 21 Wright v. Board of Public Instruction of Alachua County, 445 F.2d 1397 (5th Cir. 1971) ............. 27 Wright v. Council of the City of Emporia, 407 U.S. 451 (1972) 23,24 Statute § 803, Education Amendments of 1972, 20 U.S.C.A. § 1653 ........................................ 4 Table of Authorities (Continued) IV - IN THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT NOS. 74-2100,-2101 JAMES JONATHAN MAPP, et al., Plaintiffs-Appellants-Cross Appellees vs. THE BOARD OF EDUCATION OF THE CITY OF CHATTANOOGA, TENNESSEE, et al.. Defendants-Appellees-Cross Appellants Cross Appeals From The United States District Court For The Eastern District Of Tennessee, Southern Division OPENING BRIEF FOR PLAINTIFFS-APPELLANTS Issues Presented For Review These cross appeals are taken from Orders entered by the District Court in proceedings which followed this Court1s affirmance and remand, Mapp v. Board of Educ., 477 F.2d 851 (6th Cir.), cert, denied, 414 U.S. 1022 (1973), and which were occasioned by the filing of a "Motion for Further Relief" by defendant Chattanooga Board of Education. The trial court denied both the defendant School Board's motion and also certain post-hearing alternative motions of the plaintiffs. The Board of Education's appeal, No. 74-2101, seeks review of the District Court's refusal to permit it to amend its plan of desegregation in the manner set forth in its Motion for Further Relief. The issues on the plaintiffs' cross-appeal, briefed herein, are as follows: 1. When a school system has never fully implemented a system-wide desegregation decree and has not therefore achieved unitary status, nor maintained such status for a period of time sufficient to indicate that the decree is effective, is it proper to exclude from the operation of the desegregation plan, areas annexed to the school system (either after the framing of the decree but before its full implementation, or during the initial stages of compliance therewith) which are overwhelmingly white, when schools serving such annexed areas will thereby have student populations substantially disproportionate to the system- wide racial composition? 2 2. in light of the evidence reflecting the lack of success even of those portions of the 1971 desegregation decree which were implemented, and the significant change in demography of the Chattanooga school system between entry of that decree and the 1973 hearing, did not the District Court err in refusing to order the preparation and implementation of a new, comprehensive, and 2 effective desegregation plan for the entire Chattanooga school system? 3. Is not the District Court's decree inadequate because it contains only a vague, virtually voluntary, reporting provision? Statement of the Case In 1971, the District Court entered a decree approving a Chattanooga school board-submitted desegregation plan and requiring its implementation as soon as, and to the extent that, transportation facilities became available (329 F. Supp. 1374 [E.D. Tenn. 1971]). Thereafter, the District Court granted a stay pending appeal of so much of its Order as might require the transportation of pupils, acting pursuant to its interpretation of § 803 of the Education Amendments of 1972, 20 U.S.C.A. § 1653 (341 F. Supp. 193 [E.D. Tenn. 1972]). Compare Drummond v. Acree, 409 U.S. 1228 (1972). That stay remained in effect until this Court, en banc, in 1973 determined cross-appeals which had been taken from the 1971 decree. (The school board had contended it was under no legal obligation to act affirmatively in order to bring about any greater desegregation of the Chattanooga public schools than had existed prior to the 1971 decree; plaintiffs contended that the board's desegregation plan was inadequate and discriminatory.) This Court affirmed the judgment of the District Court. 4 At the time that the mandate of this Court issued, the Chattanooga School Board had put into effect portions of the desegregation plan incorporated into the District Court's 1971 decree. Rather than proceeding to implement the remainder of the plan in September, 1973, however, the Board in August of that year filed a "Motion for Further Relief" which indicated that, in light of demographic changes in Chattanooga between 1971 and 1973, that plan was no longer expected to be effective. By its motion, the Board sought to implement a new plan, the object of which would have been to maintain a limited number of Chattanooga schools with a "viable racial mix" (majority white), while 1/assigning other students to virtually all-black schools (A. 8-30). Plaintiffs filed objections to the Board's proposal, and following a hearing the District Court denied the Board's request and ordered full implementation of its 1971 decree. The Board appeals from this denial. The Court's Order also granted certain relief which had not been sought either by the plaintiffs or by the Board: it directed that the Board, in its discretion, might make zone changes affecting areas annexed to Chattanooga or zones contiguous to such annexed areas. Plaintiffs thereupon filed a timely motion to amend the 1/ Citations are to the single-volume Appendix on this appeal. 5 judgment so as to require that areas annexed to the City of Chattanooga be included in the desegregation plan through modification, for a new trial, or for further relief so as to require the development and effectuation of a new plan of desegregation for the city's public schools. Plaintiffs cross appeal from the denial of their post-judgment motions. Statement of Facts The prior history of this case is well known to this Court, 2/ and will not be repeated here. Facts relevant to this appeal begin with a description of the posture of this case at the time it was last remanded by this Court. During the 1971-72 and 1972-73 school years, while appeals were pending here, the Board of Education "implemented" those parts of its 1971 plan which did not require additional pupil 3/ transportation. The term "implemented" is used advisedly, since some parts of the “plan" which were "put into effect" called for 2/ See the reported opinions herein: 295 F.2d 617 (6th Cir. 1961); 203 F. Supp. 843 (E.D. Tenn. 1962), aff'd 319 F.2d 571 (6th Cir. 1963) 373 F .2d 75 (6th Cir. 1967); 274 F. Supp. 455 (E.D. Tenn. 1967); 329 F. Supp. 1374 (E.D. Tenn. 1971), 341 F. Supp. 193 (E.D. Tenn. 1972), aff1d 477 F .2d 851 (6th Cir.), cert, denied, 414 U.S. 1022 (1973). 3/ The city school board was already providing home-to-school busing in areas annexed from surrounding Hamilton County, such as RiVermont and Amnicola (see schematic representation of school locations in Appendix A, infra p. la, which does not, of course, represent topographical characteristics except for the river). 6 the unaltered continued operation of racially identifiable schools with the same zones they had before (e.£., Elbert Long Elementary and Jr. High Schools). The net results during the 1972-73 school year were as follows: 63% of all black elementary students, 53% of all black junior high students, and 59% of Chattanooga's black high school pupils, remained in virtually all-black schools (A. 147-48). At the same time, 59% of all white elementary and 66% of white junior high school students were in schools at least 78% white (A. 148-49). 60% of Chattanooga's schools remained grossly identifiable by race in this fashion. Between 1970-71 (the school year whose enrollment data were the basis for the projections offered when the 1971 plan was developed) and 1972-73, the Chattanooga school system continued to lose both white and black student enrollment; due to differential losses, the percentage of white pupils declined from 51 to 43 (A. 20; see A. 45). Pupil population declined in areas unaffected by the partial implementation of the 1971 plan, as well as in those serving schools with altered or paired zones (A. 46, 124, 152) and was paralleled by a disparity in the issuance of housing permits which heavily favored the county (A. 82-83, 340-41). Although this demographic change altered the specific racial proportions which could have been anticipated to result from implementation of the remaining pairings and rezonings of the 1971 plan, it would not have produced school populations disproportionate 7 to the new system-wide ratio, in most instances (A. 203-05). However, heavily white schools called for under the 1971 plan were even more glaringly disporportionate than had been anticipated when the decree was entered, in light of the changes. The matter was further complicated by the effect of annexa tions to the City of Chattanooga. Between 1971 and 1973, two areas were taken into the city from Hamilton County: one which encompassed an existing county school building (Hillcrest) and one which did not ("Area 10D" adjacent to the city's eastern boundary, and to the Elbert Long elementary and junior high school zones). The Board's Motion for Further Relief, in addition to seeking a general modification of its plan in the direction of 5/ greater segregation, proposed the following disposition of these heavily white areas, for school assignment purposes: 4/ At the high school level, the 1971 plan had proposed zoning the four regular academic schools (Brainerd, Chattanooga, Howard and Riverside) so as to assign a 25% white minority at each of the formerly black schools. Dr. Stolee had testified in 1971 that such a plan would lead to resegregation and the relocation of white families, and he therefore favored a more even distribution of students among the schools (the system was 51% white at that time). Unfortunately, the Board's plan did not work; Riverside and Howard have been over 95% black since the 1971-72 school year. 5/ The nature and effect of the Board's proposed modifications will be the subject of dispute between the parties in connection with the Board's appeal, No. 74—2101, and it will not be further described herein, except to note that it proposed the retention of eight elementary, four junior high, and two high schools with all-black student bodies (A. 42). 8 maintain the existing Hillerest zone for elementary students (96% white); and add Area 10D to the Elbert Long zone (82% white) (A. 15). Although the District Court rejected the Board's attempt to change its 1971 plan, the court did approve its proposals for the Hillerest and 10D annexed areas. The parties also presented considerable descriptive testimony at the 1973 hearing about additional, overwhelmingly white areas of Hamilton County which were due to be annexed to the city (e.£., A. 48-54, 61-62, 349-52). Although the Board had not requested such relief in its Motion, and although the school system had not yet developed recommendations for assignment of pupils in these areas upon completion of the annexation process (A. 51-67), the District Court nevertheless added to its Order the following provisions: The Board may at any time effect changes in school attendance zones under the following circumstances: . . . (c) where such changes involve the alteration of school attendance zones to include contiguous annexed areas; and (d) where school attendance zones are created wholly within newly annexed areas. (A. 432-33, 436). Since entry of the decree, additional territory has been added to the city school district; pursuant to these provisions of the Court's ruling, the Board has retained their isolated, predominantly white enrollment characteristics despite the large number of predominantly black schools which it operates in the older part 6/ of its system, (a . 483-89) and despite the fact that it furnishes 6/ With the latest annexations, Chattanooga's overall school population is again majority whiteo (A. 430). transportation to pupils in such annexed areas (A. 48, 80-83, 90) . Plaintiffs' objection to the provision for annexed areas to be exempted from operation of the Chattanooga desegregation plan, to the continued approval of the 1971 desegregation plan — particularly at the high school level — and to the failure of the court to include a comprehensive reporting requirement, were specified in timely post-judgment motions and supporting documents (A. 438-53; see ici., at 450-64) . These contentions were summarily rejected by the District Court as being "without merit" (A. 467). This appeal followed. ARGUMENT I Areas Added to the City of Chattanooga By Annexation Must Be Included•in the System's Plan of Desegregation The error committed by the District Court in not requiring that areas annexed to the Chattanooga school system be desegregated, along with the other public schools of the district, is typified by its ruling with respect to the Hillcrest and Area 10D annexa tions. At the time the city became responsible for providing educational services in these regions, no system-wide desegregation V had ever taken place in Chattanooga. For purposes of measuring 7/ A plan which purported to provide system-wide relief was approved by the District Court in 1971 but was never fully implemented. See pp. 6-7, supra. 10 compliance with the Fourteenth Amendment, therefore, the school system was in the same position as it had been the day after this lawsuit was initially filed. There had been a systematic Constitutional violation which had never been remedied, the effects of which had never been eliminated; plaintiffs were entitled to a system-wide remedy which would, at the time of its effectuation, extirpate the vestiges of segregation from all of Chattanooga's schools. This demand of the law was clearly not satisfied by the approval of a plan which creates heavily black schools in one part of the system, and heavily white schools in another, making no attempt whatsoever to alter the racial identifiability of the facilities. Moreover, the District Court's decree erects serious road blocks to the successful functioning of the very Chattanooga desegregation plan of which it directs implementation. For it creates, and insures the future creation and perpetuation of, a ring of suburban, heavily white, "neighborhood" schools — to which white students may nevertheless continue to be bused at public expense — within a school system, the remainder of whose schools have become increasingly black. The result is a built-in incentive toward resegregation. One need not have extraordinary psychic powers in order to foresee the accelerated relocation of Chattanooga's white population within newly annexed areas of the city, leaving the "core city" schools ever more heavily black. 11 Thus does the District Court's "desegregation" decree work substantial mischief. Although the District Court fails to articulate any legal kasis for its ruling, it is possible, based upon comments made by the court (orally and in its opinions), to examine some of the mistaken notions upon which the court may have rested its decision: 1. The District Court may have proceeded on the assumption that entry of its 1971 decree sufficed to create a unitary school system in Chattanooga, and for that reason, it had no concern with changes affecting schools covered by its decree, or schools added to the system by annexation since issuance of the ruling. ("The plan submitted by the Board and approved by the Court in 1971 was addressed to this problem and remedied the constitutional defects remaining in the system" [A. 429].) Such an approach conflicts with applicable legal principles. (a) It is settled law that a unitary school system is established only when a desegregation plan works in practice, and not merely on paper. This cardinal tenet of school desegrega tion law underlies all modern decisions, starting with the Supreme Court's rejection of ineffective free choice plans in Green v. County School Bd. of New Kent County. 391 U.S. 430 (1968) and Monroe v. Board of Comm'rs of Jackson. 391 U.S. 450 (1968). It has long been given regular application by this Court. E.g., 12 Monroe v. Board of Comm'rs of Jackson, 427 F.2d 1005 (6th Cir. 1970); Northcross v. Board of Educ. of Memphis. 466 F.2d 890 (6th Cir. 1972), cert, denied, 410 U.S. 926 (1973), vacated and re manded on other grounds, 412 U.S. 427 (1973). Decrees which seemed satisfactory have frequently been reopened and altered when, due to population movement, withdrawal, or for other reasons, projected results have not materialized. E.g., Hereford v. Huntsville Bd. of Educ., No. 74-3363 (5th Cir., Nov. 20, 1974), typewritten slip op. at p. 2: "We view this case as presenting no more than a motion in the district court for further relief in a typical school desegregation case where modification is indicated because of lack of success." [Emphasis supplied]. Accord, Ellis v. Board of Public Instruction of Orange County, 465 F.2d 878 (5th Cir. 1972); Boykins v. Fairfield Bd. of Educ., 457 F.2d 1091 (5th Cir. 1972); Dowell v. Board of Educ. of Oklahoma City, 465 F.2d 1012 (10th Cir.), cert, denied, 409 U.S. 1041 (1972). Entry of the District Court's 1971 decree in this case, therefore, cannot be viewed as some sort §/ of legally talismanic act which circumscribed the further jurisdiction and responsibility of the court to see to it that Chattanooga actually established a unitary system. This is all the more so in light of the fact that the 1971 decree was never fully effectuated, because of the District Court's stay. Under these circumstances, the court was required to take 8/ Bowman v. County School Bd. of Charles City County. 382 F.2d 326, 333 (4th Cir. 1967)(Sobeloff, J., concurring), companion case rev'd sub nom. Green v. County School Bd. of New Kent County, supra. 13 a fresh look at the Chattanooga system, as it actually existed and functioned at the time system-wide relief was to be implemented. As in antitrust cases, the decrees of a court of equity speak to conditions actually existing at the time of their entry, irrespective of the more limited, or different, circumstances which may have prevailed at the time of the original violation. E.g., United States v. Aluminum Co. of America. 91 F. Supp. 333, 339 (S.D.N.Y. 1950); United States v. Union P.R. Co., 226 U.S. 470, 477 (1913); United States v. DuPont deNemours & Co., 366 U.S. 316, 331-32 (1961). By mechanically calling for the defendants merely to finish up the 1971 plan, and removing from its review or consideration all future additions of territory and schools to the Chattanooga system, the District Court abdicated its responsibility to insure the establishment of a unitary system in practice, as well as on paper. (b) The District Court's reliance upon its 1971 ruling may also indicate an assumption that its Constitutional responsibility and jurisdiction were limited to the Chattanooga system as constituted at the time that decree was entered, irrespective of the fact that the 1971 plan was not fully implemented. Such an interpretation of the law is likewise erroneous. 14 In numerous school desegregation cases, the contours and characteristics of school districts have been altered by a variety of forces (including the addition of territory by annexation) between the initial finding of Constitutional violation and implementation of an effective remedy. in such instances, judicial decrees have not been limited to separate portions of the school systems. In Kelley v. Metropolitan County Bd. of Educ., 463 F.2d 732 (6th Cir.), cert, denied, 409 U.S. 1001 (1972), for example, individual actions against the City of Nashville and against Davidson County were consolidated after the political subdivisions were merged into one metropolitan government. Never theless, the desegregation plan ultimately ordered by the district court and approved by this Court did not treat the former systems independently. Similarly, this Court directed formulation of a comprehensive desegregation plan for Memphis in Northcross v. Board of Educ., supra, and that plan included all areas within the City of Memphis at the time of its submission, see Civ. No. 3931 (W.D. Tenn., May 3, 1973), aff'd 489 F .2d 15 (6th Cir. 1973), cert, denied, 416 U.S. 962 (1974); see also, No. 74-2232, pending. And the district court's interim and final orders in the Richmond, Virginia case, for further example, required complete desegregation of schools in a large area added to the city in 1970, Bradley v. School Bd. of Richmond, 317 F. Supp. 555 (E.D. Va. 1970); 325 F. Supp. 828 (E.D. Va. 1971). 15 In short, annexations — like other demographic changes occurring before effective and complete desegregation takes place, e.g., Kelley v. Metropolitan County Bd. of Educ.. supra, 463 F.2d, at 732; Newburg Area Council v. Board of Educ. of Jefferson County, 489 F.2d 925, 931 (6th Cir. 1973), vacated and remanded on other grounds, __ U.S. __ (1974) — must be taken account of in school desegregation orders. (c) Finally, the District Court's indifference to the composition of the schools in the annexed areas cannot be justified on the basis of its 1971 Order for two additional and different reasons. First, the intervening demographic and other changes which have taken place have significantly weakened the factual basis for the Court's approval of the Board plan in 1971. Schools which were a part of the Chattanooga system in 1971, and which were not substantially affected by the Board plan (such as, for example, Elbert Long), now appear far more substantially dis proportionate in their racial composition than may have been the case at that time. Schools proposed for closure in the 1971 plan, with their students assigned so as to further desegregation (e.g., Lookout Jr. High) were retained. It was thus clearly error for the District Court to affirm its 1971 decree without revisiting the factual bases for its approval. 16 intervening decisions have undercut the legal analysis upon which the District Court's 1971 approval of the Board's plan rests. Cf. Goss v. Board of Educ. of Knoxville, 444 F.2d 632, 634 (6th Cir. 1971) ("We believe, however, that Knoxville must now conform the direction of its schools to whatever new action is enjoined upon it by the relevant 1971 decisions of the United States Supreme Court"). We discuss some of these developments below; but we should like to emphasize at this point one of the most significant. The District Court in 1971 conducted a school-by-school analysis of the Chattanooga system, determining that heavily white schools such as Dalewood and Long were Constitutionally acceptable since it could not find evidence of direct school board manipulation to establish or preserve their uniracial character. 329 F. Supp., at 1382, 1384. That analysis, we submit, failed to take account of the principle which has been enunciated by the Supreme Court in Keyes v. School Dist. No. 1, Denver, 413 U.S. 189 (1973), that "racially inspired school board actions have an impact beyond the particular schools that are the subjects of those actions," id., at 203. As the Court put it (in language unexpectedly appropriate to this case): [Segregative acts which] have the clear effect of earmarking schools according to their racial composition . . . together with the elements of student assignment and school construction, may have a profound reciprocal effect on the racial composition of residential neighborhoods within Second, developments in school desegregation law and 17 a. metropolitan area, thereby causing further racial concentration within the schools. 413 U.S., at 202. See generally, id., at 201-03; United States v * Texas Educ. Agency. 467 F.2d 848, 888 (5th Cir. 1972); Cisneros v. Corpus Christi Independent School Dist.. 467 F.2d 142 (5th Cir. 1972), cert, denied, 413 U.S. 920, 922 (1973). We thus conclude that entry of the Orders now under consideration can in no way be justified by reference to the earlier ruling of the court. 2. The District Court may have assumed that relief in this school desegregation case was limited to ameliorating segregative conditions at individual schools shown to have been directly caused by the activities of these defendants and their predecessors in office, as indicated by these comments: - . . it's my further recollection that in the hearings two and a half years ago that the evidence identified one school after another that had been built and located for the purpose of establishing and maintaining a segregated school system back at the time when Chattanooga was operating dual school systems. Now, as I understood, it was our respon sibility to try to eliminate the segre gation that was caused by that lawfully — it was lawfully imposed at the time it was done, but since it's been held to be unconstitutional. . . . What does that have to do — what I have difficulty understanding is what does 18 that have to do with the elimination of the dual school system that the School Board built and operated up until 1962 or '64? . . . [The School Board] should look and see whether each school now has any conse quences in that school that resulted from their having operated it as a segregated school back in 1961 and prior to that time. . . . Now, the Supreme Court has said that equal protection of the law means that we must remove all vestiges of segregation that were imposed by reason of the past actions of the Board or any more recent actions that caused segregation. [A. 222, 223, 224, 225]. Proceeding upon this hypothesis, the court would naturally have excluded areas not a part of the historical Chattanooga official dual system from its consideration. However, this approach finds no support in the decisions of the United States Supreme Court or of this Court. (a) Whatever may have been the proper characterization of the Constitutional violation in this case (but see Keyes v. School Dist. No. 1, Denver, supra, and discussion thereof at pp. 17- 18 above), the remedial authority and responsibility of a federal district court in a school desegregation case is broad. "Root and branch," Green v. County School Bd. of New Kent County, supra, 391 U.S., at 437-38, or "all-out," Keyes, supra, 413 U.S., at 214, desegregation of the school system is required. Racially identifi 19 able schools — the hallmark of the dual system — must be eliminated by any successful, adequate remedy. cf. Kelly v. Guinn, 456 F.2d 100, 109-110 (9th Cir. 1972), cert, denied, 413 U.S. 919 (1973). "Having once found a violation," Davis v. Board of School Comm'rs of Mobile, 402 U.S. 33, 37 (1971), the District Court has "not merely the power but the duty to render a decree which will . . . so far as possible eliminate the discriminatory effects of the past as well as bar like discrimina tion in the future." Louisiana v. United States, 380 U.S. 145, 154 (1965). That the schools which must be affected by such a decree may include facilities newly added to the system since the finding of Constitutional violation is not cause for concern, but rather is consistent with the application of settled equitable principles. In antitrust law, for example, in order to remedy unlawful practices "equity has the power to uproot all parts of an illegal scheme — the valid as well as the invalid." United States v. Paramount Pictures, Inc., 334 U.S. 131, 148 (1948). Thus, it would be error to limit the operation of a remedial decree to the Chattanooga school system as it existed in 1971, ignoring the 9/ See Berry v. School Dist. of Benton Harbor, No. 71-1957 (6th Cir., Nov. 1, 1974), slip op. at p. 6 , n. 4 and accompanying text. 9/ 20 fact that a pattern of annexations from Hamilton County would very rapidly lead to the reestablishment of racially identifiable 10/ schools in the system. (b) This record contains affirmative evidence which negates any assumption that state action was unrelated to the composition of the Hamilton County schools which have recently been made a part of the Chattanooga school system.' Although it is presently operating pursuant to an HEW-approved pupil assign ment plan, the County formerly maintained dual overlapping zones for black and white students as did Chattanooga (A. 54-63). Thus, viewing the Chattanooga board as the successor to the Hamilton County board, the Fourteenth Amendment imposes affirmative desegregation obligations even with respect to the annexed territory. (c) A narrow approach which limits the remedial 11/obligation to only one portion of the Chattanooga district 10/ Similarly, in antitrust cases, the court's obligation is to "prescribe relief which will terminate the illegal monopoly, deny to the defendants the fruits of its statutory violation, and ensure that there remain no practices likely to result in monopolization in the future,11 United States v. United Shoe Machinery Corp., 391 U.S. 244, 250 (1968)(emphasis supplied). Cf. Sloan v. Tenth School Dist. of Wilson County, 433 F .2d 587 (6th Cir. 1970). 11/ Absent a finding that the violation was limited to a physically or otherwise separable portion of the school district, see Keyes, supra, 413 U.S., at 203, 213. 21 undercuts the Constitutional requirement of a workable, effective plan. At the time it entered its Orders in 1973, the District Court was presented with an elaborate argument by the Chattanooga Board (in support of an effort to return to segregation) to the effect that white population movement within and out of the City of Chattanooga had seriously interfered with the expected success of those portions of the 1971 plan which the Board had implemented. Approval of the Hillcrest zone, and the assignment of Area 10D students to Elbert Long, when those students were being transported to school anyway pursuant to the plan of services filed by the City in its annexation case (A. 368) could only exacerbate the tendency of whites to relocate in the suburbs from which blacks were largely excluded by discrimination (A. 417). Common sense alone should have told the District Court that exclusion of annexed areas from the operation of the plan would doom it. The testimony was to that effect (A. 383-85). The District Court's action was equivalent to subdividing Chattanooga into predominantly black and predominantly white subsystems — an action whose results were certain to be the forestalling, rather than the advancement, of desegregation. The Supreme Court has indicated the unacceptability of such a course of action: Nor does a court supervising the process of desegregation exercise its remedial discretion responsibly where it approves a plan that, in the hope of providing better "quality education" to some children, has a substantial adverse effect 22 upon the quality of education available to others. In some cases, it may be readily perceived that a proposed subdivision of a school district will produce one or both of these results. Wright v. Council of the City of Emporia, 407 U.S. 451, 463 (1972). And while the District Court was undoubtedly correct in rejecting the school board's proposals despite the argument that reestablishment of segregated schools in the "core city" would counteract the withdrawal of white students from the public system (see discussion infra), see United States v. Scotland Neck City Bd. of Educ., 497 U.S. 484, 491 (1972), it erred in not exercising its remedial discretion to the fullest extent and in such a manner as would both maximize desegregation and eliminate opportunities for resegregation within the areas under the jurisdiction of the Chattanooga school board, see Wright, supra, 407 U.S., at 464-65. This case presents an appropriate, perhaps ideal, opportunity for the application of the sound remedial principles enunciated by this Court in Bradley v. Milliken, 484 F.2d 215 (6th Cir. 1973), rev1d on other grounds, __ U.S. __ (1974). For, unfettered by considerations of school district boundaries, federalism, or state law, it involves a plan ostensibly intended to remedy a Fourteenth Amendment violation which proposes to create and maintain "[predominantly] black school[s] . . . immediately surrounded by practically all white suburban school[s] . . . with 23 [a predominantly] white majority population in the total [district] area," 484 F.2d, at 245. The school population disproportions which are proposed to be maintained are, with little dispute, so great as to render unacceptable any plan which purported to effect them. See, e.g., Medley v. School Bd. of Danville, 482 F.2d 1061 (4th Cir. 1973), cert, denied, 414 U.S. 1172 (1974). Many of the additional factors which motivated this Court in Bradley v. Milliken to direct that district boundary lines be crossed, are also present here, such as the differential provision of home-to-school transportation between annexed and non-annexed areas. Surely, then, these circumstances warrant application of the meaningful remedy principles of Bradley and the inclusion in the plan of territory annexed to the Chattanooga system. 3. The District Court may have shaped its decree as it did in order to prevent further loss of white-students from the Chattanooga system, for it evidenced concern over the demographic changes in the district but stated: Annexation, and not resegregation of the schools, is the obvious answer to this loss of affluence as well as a declining residential population and a declining school enrollment. It should be noted in this regard that next year, as a consequence of recent annexations, the Chattanooga Public Schools will have an all time high student enrollment as well as again having a majority of white students. (A. 430). While the Court paid lip service to the principles of Wright, supra and Scotland Neck, supra, which reject the prevention 24 of white flight as a justification for limiting desegregation (A. 430-31), its Orders ultimately embodied a mechanism whereby the Chattanooga school system could retard white withdrawal from its system by limiting the number of schools within that system which would be desegregated. The only justification offered by the District Court for this material incentive to resegregation, is contained in a footnote (A. 431) labelling such resegregation as may occur, "de facto." Not only does this simplistic approach ignore the responsibility of board and court to implement an effective, workable plan by avoiding foreseeable resegregation, but it is also an inaccurate statement of the law. In this Circuit the action of the Chattanooga Board in annexing heavily white areas without altering their zone lines so as to alleviate obvious racial imbalances would, without regard to the long history of official segregation in the State of Tennessee and the City itself, constitute evidence of intentional, cte jure segregation. Berry v. School Dist. of Benton Harbor, supra, slip op. at p. 7? cf. Sloan v. Tenth School Dist. of Wilson County, supra, 433 F.2d, at 589, 590 (6th Cir. 1970) (dicussing reciprocal school-residential incorporation of institutional segregation). For these reasons, it would be impermissible for this Court to affirm the judgment below on the theory that the District Court was, with benign intent, attempting to prevent "white flight" from Chattanooga. - 25 - 4. Finally, in an effort to cover all conceivable bases for the District Court's ruling, we consider the possibility that (although it did not specifically advert to it) the Court thought this case was governed by Section VI of Swann v. Charlotte-Mecklenburg Bd. of Educ., 402 U.S. 1, 31-32 (1971). The relevant portions of the Supreme Court's opinion provide: At some point, these school authorities and others like them should have achieved full compliance with this Court's decision in Brown I. The systems will then be "unitary" in the sense required by our decisions in Green and Alexander. It does not follow that the communities served by such systems will remain demographically stable, for in a growing, mobile society, few will do so. Neither school authorities nor district courts are constitutionally required to make year-by-year adjustments of the racial composition of student bodies once the affirma tive duty to desegregate has been accomplished and racial discrimination through official action is eliminated from the system. This does not mean that federal courts are without power to deal with future problems; but in the absence of a showing that either the school authorities or some other agency of the State has deliberately attempted to fix or alter demographic patterns to affect the racial composition of the schools, further intervention by a district court should not be necessary. The Supreme Court's language does not fit this case, so as to justify the District Court's abstention from "further intervention," for several reasons. (a) The prerequisite established by the Supreme Court the achievement of "full compliance" — must be understood in 26 the context of the requirements of effectiveness and workability which we have previously discussed. This is the reason for the retention of jurisdiction beyond entry of a decree approving a plan, see, e.g., Raney v. Board of Educ. of Gould, 391 U.S. 443 (1968); Hall v. St. Helena Parish School Bd., 443 F.2d 1181 (5th Cir. 197.1) ; Wright v. Board of Public Instruction of Alachua County, 445 F.2d 1397 (5th Cir. 1971); Lemon v. Bossier Parish School Bd., 444 F.2d 1400 (5th Cir. 1971). Since the 1971 decree calling for sysrem-wide relief was never put into effect, and since its Constitutional adequacy is open to serious question in light of intervening changes of fact and law’, it can hardly be said that Chattanooga has reached "full compliance." (b) The eventuality assumed in this passage from the Supreme Court's opinion in Swann is that demographic changes take place within a school system wholly without the connivance or participation of state agencies or officials. Once again, that is hardly the situation which the court confronted in this case. First, as Dr. Stolee predicted in 1971, the ineffectual high school plan adopted by the Board in 1971 could be expected to prod\ice exactly the sort of demographic change which took place in Chattanooga (A. 403-06). Second, the School Board members, school officials and attorneys spent two years making self-fulfilling prophecies about the inevitability of "white flight" in the event of desegregation (See A. 88-89, 240-41, 312-14, 329-31, 334-38, 385-86). Third, the action proposed by the Board and the District 27 Court with respect to assignments of pupils in the annexed areas is the equivalent of an extensive, periphery or suburban school construction program which cannot but have a marked effect on residential patterns. See, Swann, supra, 402 U.S., at 20-21; Keyes, supra, 413 U.S., at 202. For these reasons, then, it would not be accurate to consider recent demographic changes in Chattanooga as being so divorced from discriminatory state actions as to bring the system within the purview of Part VI of Swann. (c) Finally, the quoted language appears at the conclusion of the Court's decision in Swann in order to emphasize that full and effective compliance by a school district does not require constant redrafting of a plan to maintain perfect racial balance, or to compensate for minor demographic shifts. The Court was not faced with, nor did it purport to establish legal rules for, determining when a school board's refusal to act to relieve segregation may amount to a violation of the Fourteenth Amendment. Subsequently, in Keyes v. School Dist. No. 1, Denver, supra, the Court endorsed the thesis that school boards are Constitutionally responsible for the natural or foreseeable consequences of their actions, or failures to act. 413 U.S. 189, aff1g 303 F. Supp. 279 (D. Colo. 1969). This Court, in Berry v. School Dist. of Benton Harbor, supra, has recognized the justifiable corollary principle that a decision "not to adopt new attendance 28 boundaries [for a consolidated or annexed area] in the face of a readily discernible pattern of residential segregation" may indicate a Constitutional violation. The principle is most assuredly applicable to Chattanooga, and it takes the case outside Part VI of Swann. In conclusion, careful study of all possible grounds which might support the District Court's action respecting annexed areas reveals no valid ground therefor. The Court's Order represents an abdication of its authority and duty to retain jurisdiction to insure the establishment and operation of unitary schools; it should be reversed and the court instructed to require inclusion of these areas in an effective Chattanooga desegregation plan. i-- „ »* • • W : - a, > % T • ^ II The District Court Should Have Required A Completely New And System-Wide Desegregation Plan For Chattanooga In 1973 At the time of the 1973 hearings on the School Board's Motion for Further Relief, the District Court had given only tentative approval to the high school zoning portion of the 1971 plan — the only grade level at. which the plan had been "fully implemented" (A. 115-17, 125). Although the court had indicated that its ultimate endorsement of the high school plan would depend upon the results attained thereunder (A. 125), and despite the uncontested failure of the plan, in actual operation, to alter the all-black character of Riverside or Howard High Schools, the court nevertheless concluded after the evidentiary hearing on the Boeird's motion that the plan had made Chattanooga's high schools "unitary." Such a conclusion can hardly be supported under any reasonable interpretation of the law. The high school plan simply did not work at all; not for the first three minutes, days, weeks, months or years after it was put into effect. When a desegregation plan — particularly one which relies upon zoning — is such a total flop, the courts have uniformly required the development and implementation of a new method which is more likely to produce actual results. Monroe v. Board of Coram1rs of Jackson, 427 F.2d 30 <- 1005 (6th Cir. 1970); Northcross v. Board of Educ, of Memphis, 466 F.2d 890 (6th Cir. 1972); Boykins v. Fairfield Bd. of Educ., supra; Hereford v. Huntsville Bd. of Educ., supra; Brewer v. School Bd. of Norfolk, 397 F.2d 37 (4th Cir. 1968). The District Court's lame excuse for its decision on the high school plan: that demographic changes had resulted in the plan's ineffectiveness, is irrelevant and unconvincing. Since the Chattanooga school system, including the high school subsystem, had never been adequately desegregated, demographic changes of whatever sort or cause do not relieve the school authorities of their continuing obligation to bring about « jL\r~ -L. .J-C3 y v • i»iC u i U } J U ± l . t a l l J3U. • U I Educ., supra; Newburg 2\rea Council v. Board of Educ . of Jefferson County, supra. To accept demographic change which totally prevents even the momentary effectiveness of a desegregation plan, or white refusal to attend desegregated schools which produces the same result, is but to return to "free choice" days when the paper promise of a plan sufficed. Just as the refusal of white students to desegregate all-black schools by freedom of choice signalled the unacceptability of that method of desegregation, e .q., Green v. County School Bd. of New Kent County, supra, so the immediate withdrawal of white students assigned under a zoning plan to - 31 - Riverside and Howard denotes the ineffectiveness of the plan. Boykins v. Fairfield 13d. of Educ., supra. Not only should the District Court have required a new plan for assigning high school students, but it should have ordered preparation of an entirely new and coniprehensj.ve pupil assignment scheme for the entire Chattanooga system. As set out above, p. 17, the 1971 District Court opinion approving the Board's plan, and this Court's en banc affirmance thereof, were issued prior to the decision of the United States Supreme Court in Keyes v. School Dtst. No. 1, Denver, supra. The District Court's analysis, upon which it determined to permit the continuation of numerous severely d j.sproportj.onate one-race schools, was based on the notion that segregative acts affecting each school in the system had to be shown by plaintiffs. See 329 F. Supp., at 1381-84. That burden is not one which plaintiffs must carry in a desegregation suit initiated in a State which never required segregation by law, much less in one where the affirmative obligation to terminate dual systems and uniracial schools has existed since 1954. Keyes, supra, 413 U.S., at 200. Thus, the legal basis upon which the District Court originally approved the plan, and upon which this Court's affirmance may have been based, can no longer withstand scrutiny. Furthermore, and again as discussed above, the elementary and junior high school portions of the 1971 plan were never fully 32 implemented in Chattanooga. During the period of the District Court's partial stay, the underlying factual pattern against which the sufficiency of the plan must be judged, underwent significant alteration. Shifts in racial concentration through residential relocation and annexation by the City of Chattanooga worked substantial changes in the projected results which could be anticipated (without considering the Board's further speculation about increased "white flight") if the remainder of the 1971 plan were implemented. Schools whose assignment zones may have been approved because their racial composition did not seem to the District Court in 1971 to be "substantially disproportionate" look entirely different in relation to the 1973 Chattanooga school system. For this reason as well, the District Court should have reexamined the Constitutional sufficiency of the 1971 plan in light of changed conditions and circumstances. It was not enough to deny the Board's motion seeking greater segregation; the District Court's obligation was to ensure the creation, at long last, of a unitary system in Chattanooga. Finally, of course, we have argued above that the annexed areas must be desegregated. This, too, would require the redrafting of the entire Chattanooga desegregation plan; and this Court should so instruct the District Court on remand. 33 Ill The District Court Should Have Amended Its Decree So As To Include Therein A Comprehensive Reporting Provision The 1971 plan submitted by the Chattanogga Board of Education contained the following provision: It is proposed that the Chattanooga Board of Education submit to the Court a report by October 31, 1971, based on tenth day enrollment figures and staff assignments. The report will encompass pertinent data relative to plan implementation in both student enrollment and staffing. Other reports would be forwarded to the Court pertaining to those specific instances in which directions and/or positions of compliance arise. (Appendix in 6th Cir. Nos. 71-2006, - 2007, Vol. I, p. 112). The 1971 decree of the District Court accepted this non-specific virtually voluntary procedure for the submission of compliance reports, adding only that they should be made annually (329 F. Supp., at 1388): Paragraph VII of said amended desegregation plan is modified to provide for the continuation of annual reports of the continued implementation of all approved provisions of said plan, until a final order of compliance may be entered, copies of said reports to be furnished counsel for plaintiffs. In their 1973 post-hearing motions, plaintiffs called the inadequacy of the reporting provisions to the attention of the District Court, and sought modification of the court's decree to - 34 - strengthen the reporting requirement so that the Court might be more properly informed of the progress, or lack thereof, in establishing a unitary system in Chattanooga. The District Court declined to alter its orders. The reports which the school board proposes to furnish deal only with a small portion of the information relevant to the continuing responsibilities of the District Court. Notification of new construction proposals, or possible annexations, for example, is not required. Cf. Sloan v. Tenth School Dist. of Wilson County, supra. mi, _ -v- A 4- 'hne r). 1-3 LlVGlv StlOl. u lC>U.C complete and informative reporting requirement which it has uniformly applied to school systems undergoing desegregation during the transitional process. Hall. v. St. Helena Parish School Bd., 443 F.2d 1181 (5th Cir. 1971); see United States v. Hinds County School Bd., 433 F.2d 611, 618-19 (5th Cir. 1970). We urge this Court to require the same, either m all school cases as a matter of Circuit policy, or at the least m this case, so that the Court and the parties may better carry out the terms of an adequate plan and take all necessary action to maintain a unitary school system in Chattanooga. 35 CONCLUSION For the foregoing reasons, the judgment of the District Court should be reversed, and the case remanded with instructions to the District Court to require the submission and implementation of a new,,updated and comprehensive desegregation plan for all of Chattanooga's schools, including those in areas annexed to the city since 1971 and in the immediate future, in accordance with the remedial guidelines cf Swann v. Charlotte-Mecklenburg Bd. of Educ., supra, and the decisions of this Court; and with the further instruction that the District Court include within its final decree a reporting requirement similar to that set u x i x u o u u e u o u o v • n a .x x Respectfully submitted, AVON N. WILLIAMS, JR. 1414 Parkway Towers 404 James Robertson Parkway Nashville, Tennessee 37219 JACK GREENBERG ■ JAMES M. NABRIT, III NORMAN J. CHACHKIN 10 Columbus Circle New York, New York 10019 Attorneys for Plaintiffs- Appellants-Cross Appellees 36 - CERTIFICATE C)F SERVICE I hereby certify that on this daY °f December, 1974, I served two copies of the foregoing Opening Brief for Plaintiffs-Appellants upon counsel for the Defendants-Appellees herein, by depositing same in the United States mail, first class, postage prepaid, addressed as follows: Raymond B. 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