General - Baldus Study - Data Collection Instruments

Working File
March 16, 1981

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    MEMORANDUM 
Date: - March 16, 1981 

Vv 
TO: Professor Tony Amsterdam, Joel Berger, Esqg., John Boger, Esq. Tim Ford, Esq. 

Sam Gross, Esq., Professor Charles Pulaski and Professor George Woodworth 

FROM: David Baldus 

SUBJECT: Data Collection Instruments for Georgia —-- Summer 1981. 

Enclosed are drafts of the data collection instruments that we plan to use 

this sumer in Georgia. 

Item #1. Parole Board Questionnaire —— March 1981. This is a revised Parole 

Board Questionnaire, The new questions reflect the fact that we have a larger 

universe of cases i.e., manslaughter as well as murder. It also incorporates a 

scale which indicates how confident are of the answer to each question. You will 

see that the format of this confidence scaling procedure varies from question to 

question reflecting the fact that the data available on each variable differ sub- 

stantially. Ed Gates is drafting a detailed set of instructions which will be used 

by the coders in applying this questionnaire. 

Item #2. Data from Department of Corrections tape. This listing of variables 

from the Department of Corrections tape indicates the information that we can obtain 

from the Department of Corrections and add to our Parole Board Questionnaire. The 

items that we propose to include in the tape have been checked. 

Item #3. Strength of the Evidence Questionnaire. This questionnaire is a 

aynthesis of the questionnaire produced by Sam Gross last winter and by Ed Ratledge 

of the University of Delaware who is doing the most elaborate work on strength of 

the evidence that I have been able to find. Ed and I picked and chose the variables 

to include in the strength of the evidence questionnaire on the basis of our judgment 

and on the basis of Ed's knowledge of which information we were likely to find in 

the Parole Board files. Those files are constructed in such a way that it is impossible 

to identify the names of precise witnesses. It is not unusual, however, for the 

 



  

Memorandum 
March 16, 1981 
Page 2 

police reports to indicate the number of witnesses and whether they are police 

officers or civilians. To help you evaluate the proposed strength of the evidence 

questionnaire, we have enclosed a copy of Sam Gross' original questionnaire and 

the questionnaire used by Ed Ratledge in his work. The items on Sam's and Ed's 

questionnaires that were omitted in our proposed questionnaire are marked with a 

bracket. 

We have also included a copy of the Parole Board Questionnaire that we used 

this fall on our LEAA project (October 1980). 

As we see it, the primary questions which vou should consider are whether we 

have omitted important questions and whether the questionnaires call for unnecessary 

information. I am troubled that the questionnaire is now quite a bit longer than 

what we used last fall and this may slow us down. Also, what do you think of the 

system used to indicate our confidence in the answers given? We are particularly 

interested in the procedural questions that will be important when we try to focus 

on particular decisions. 

We would very much appreciate your giving us as fast a turn around as is possible 

on your reactions to these instruments. The reason for our urgency is that Ed Gates 

will begin coding data that we already have in our files into these new questionnaires 

as soon as they are final. He has now time available to do that. Thus, we wend like 

to complete the questionnaires as soon as possible. Your comments in any form would 

be welcome —— by comments on the questionnaire, a letter or call (319) 353-4157. | 

Our letters soliciting research help for the summer in Georgia went out last 

week. Thus far, we have received four or five inquiries from good people. 

Our letter to the Parole Board requesting access to their files also wentiout 

last week and we should probably hear from them within a month. 

 



Case # 

  

GEORGIA PAROLE BOARD QUESTIONNAIRE 
  

  

  

MARCH, 1981 

Offender's Name 

1. Case Number 

2. Date of the offense PREY 

3. Date of the conviction iS 
  

4. Did the prosecutor announce an intention to seek the death penalty? 

0 = Unknown 1 = Yes 2 = No 

4a: If-Yes; was:there a-penalty trial ? 

0 = Unknown 1 = Yes 2 = No 

9 = Not applicable (death penalty not sought) 

4b. If the prosecutor announced an intention to seek the death 
penalty but there was no penalty trial, the raeson was: 

Plea Bargain 

Prosecution waived or refrained from seeking the death penalty 

and there was no plea bargain. 

Judge took the penalty issue away from the jurors or dismissed 
them before the penalty trial. 

  

Other 
  

5. Presiding Judge's Name 
  

6. Status of the principle defense council 

1 = Retained 5 = Georgia ACLU 
2 = Appointed - private 6 = Team Defense Project, Inc. ; 
3 = Public Defender 7 = Appointed but affiliation 
4 = Legal Aid unknown 

0 = Unknown 

7. Part A. Jury Trial Part B. First Trial 

Bench Trial Retrial 

 



  

Indictment: 

Final Plea: 

for multiple 
counts only 

Liability Trial: 

Number of Counts: 

Term of Sentence: 

Concurrent or 

consecutive: 

Appeal: 

Murder 

Voluntary Manslaughter 

Involuntary. Manslaughter 

Armed Robbery 

Rape 

Kidnapping 

Burglary 

Arson in first degree 

Other Violent Crimes 

Other Felonies 

Midsdemeanors 

Present Offense(s) 

Enter actual # of counts against the defendant for each crime. 

Use Charge coding. 

Guilty 2 = Not Guilty 

Guilty of a lesser included offense 
Not quilty of some, guilty of others 
Not guilty of same and guilty of a lesser included offense 
of others 

Use Final Plea coding. 

ter actual # of convictions for each crime. 

1 

3 
4 
5 

Enter actual term of years. 
enter the range. 98: = Life 99 = Death 

Multiple counts - colum (1). For convictions of more than 
one count in a single crime category, code: 
1 = concurrent sentences 2 = consecutive sentences 

Multiple crimes - colum (2). For convictions of crimes 
contemporaneous to the murder or manslaughter crime, code: 

Where there is a range in years, 

1 = sentence is concurrent with murder/manslaughter sentence 
2 = sentence is consecutive to murder/manslaughter sentence 

0 = Unknown 1 = Conviction and sentence affirmed 
2 = Conviction reversed; sentence not passed on 
3 = Conviction sustained but penalty reduced 4 = No appeal 

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Cage NO... 

=30e 

  

Offender's Name 

  

  
  

B. Counsel and Indictment Information (not to be punched) 

Primary Defense Counsel's Kame and address: («lf Lhsel) 

  

  

  

Names of Secondary Defense Counsel (without address) 

  

  

  

DA and Assistant DA's Names (without address) 

  

  

  

Murder Indictment # 
  

County of Trial 
  

Date of Trial (same as Variable #4) 
  

 



  

OFFENDER'S NAME : CASE NUMBER 
  

  

C. VICTIM LiST (not to be punched) 

  

    

  

  

  

1. Names of Victim(s) (if more than 3 victims, enter names & other 

\ information on the bottom of this page). 

Victim 7 Name : Date of Death & County of Death 
NRT (Enter only if race is unknown) 

A.: 1 ; / / 

L. "2 / Z 

C.i3 /. / 

2. Race of Victim(s) 

Victim 

a. #1 - White Black Nat/Am Spanish Other Unknown 

(1) (2) (3) Speaking (4) (5) (0) 

_b. #2 - White Black Nat/Am _ Spanish Other Unknown 
(1) (2) (3) Speaking (4) (5) (0 

Co Cet #3. White Black Nat/Am Spanish Other Unknown 

coli TIT Speaking Ta) Wm 

 



   Original Charge Lesser included offense 

For pleas to lesser included offenses 
  

  

    

For guilty findings of lesser included     

    

  

offenses 

If Appealed, date of Supreme Court decision MM/DD/YY / / 
Code: 000000 = Unknown 000008 = Not applicable because no appeal 

For Appeals where conviction sustained and penalty reduced, specify reduction: 

  

Characteristics of the Defendant 
  

Defendant's Sex 

Code: 0 = Unknown l = Male 2 = Female 

Defen t's Race 

  

Code: 0 = Unknown 4 = Spanish speaking 
1 = White 5 = Oriental 
2 = Black 6 = Other 
3 = Native American 

Defendant's Birthdate MM/DD/YY 7 of 

Defendant's Living Arrangements Prior to Apprehension 
Code: 1 = Certain 2 = Probably 3 = Possibly 

Living Alone No Home 

Living with Spouse Inmate of Institution 

Illicit Relationship Living With Another Family 

Living With One or More of Living With Parents or 
Same Sex Pseudo-Parents 

Other 

 



  

Occupational Skill of Defentant 

PART A 

A 0l = Professional D 

02 = Executive 

03 = Policeman, Fireman or 

Corrections Employee 

04 = Judicial Officer (or former), : 

District Attomey (or former) — 
or Lawyer 

05 = Military 

06 = Proprietor 

B 07 = White Collar Worker 

08 = Apartment/Hotel Manager 

09 = Store Manager 

C 10 = Blue Collar (all skilled i 
laborers will be considered 
blue collar; i.e., mechanics, 
factory workers, truck 

drivers) 

11 = Farmer or Fisherman 

PART B 

If your answer is 26 or 00, then answer for goups A 
through F using the Confidence Rating Scale. If your 
answer is anything but 26 or 00, then enter 6 for 
groups A through F. 

Code: 

21. 

m
l
d
b
d
b
W
N
D
H
O
 

E
T
 

a 

Unknown 

Yes 
Pr 
Po 
B 

- certain 
robably yes 
ossibly 
robably not 

Definitely not 

  

  

12 = Juvenile (too young 
for school) 

13 = Student 

14 = Retired 

15 = Unskilled Laborer 

16 = Security Guard (not sworn) 

17 = Store Clerk 

18 = Service Station Attendant 

19 = Waitress, Bartender, Taxi 
Driver or similar service 
person 

20 = Housekeeper 

21 = Drifter and Nonresident 

22 = Professional Criminal 

23 = Unemployed or No Occupation 

24 = Prostitute or Pimp 

25 = Other 

26 = Employed but Occupation 
Unknown 

00 = Unknown 

Group A 

Group B 

Group C 

Group D 

Group E 

Group F 

Employment Status of Defendant Prior to Apprehension 

Employed full time 4 
Employed part time 
Unemployed (recently) 5 
(6 months or less) 6 

0 

= Unemployed (long time) 
(over 6 months) 
Never worked (nonstudent, capable) 
Incapable or working 

Not ascertained 

 



   
OFFENDER'S Criminal Record Before the Event in Which the Murder Occured. 
  

22. 

222A. 

23. 

23A. 

24. 

  

Number or Prior Felony Arrests 

Code: 00 = Unknown 

Blank = None 

Reliability of This Number 

Exhaustive List 
Possibly are more 
Probably are more 
Unsure if more 

Code: 

>
 
W
N
 

n
n
n
 

Number of Prior Misdemeanor Arrests 

Code: 00 = Unknown 

Blank = None 

Reliability of This Number 

Code: 1 = Exhaustive List 
2 = Possibly are more 
3 = Probably are more 
4 = Unsure if more 

Date of First Arrest for a Felony mw GO YY 

Code: Blank = None 

000000 = Unknown 

  

  

  

  

 



  

26, 

27. 

28. 

29. 

Number of Prior Convictions and Sentences 

Code Colum (1): O = Unknown 

Blank = None 

CS = 9 or more 

Code Colum 

(1) 
Actual Number 
  

of Convictions 

Murder 
  

Armed Robbery 
  

Rape 
  

Kidnapping 
  

Burglary 
  

Arson (in the lst degree) 
  

Other Violent Personal Crimes 
  

Other Felonies 
  

Midemeanors 
  

Prior Incarceration 

Unknown Code: 0 = 
1 = Yes and in Georgia 
2 = No 
3 = Yes but outside Georgia 

Number of Times Sentenced to Prison for a   
Felony (Enter actual #) 

Code: 0 = Unknown 

Blank = None 

Number of Times Sentenced to Prison for a 

Misdemeanor (Enter actual #) 

Codey O= Unldioin 
Blank = None 

Number of Times Incarcerated in Yo 

Detention Center (cater Actual #) 
uth 

(2): 000 = Unknown 

Blank = None 

099 = Life 

(2) 
Combined Length 
of Sentences 

  

  

  

  

  

  

  

  

  

  

  

  

  

 



  

31, 

32. 

33. 

Characteristics of Victim #1 
  

(Prepare supplemental sheets for additional victims) 

  

  

Sex 

Male = 1 Female = 2 Unknown = 0 

Race 

White = 1 Black = 2 Nat/American = 3 

Spanish Oriental = 5 Other ='6 Unknown = 0 
speaking = 4 

  

Age (enger actual # of years, if known) 

Completely unknown = -1 

If phase of life cycle only is known: 

Aged adult (over 65) = 99 Teenager (13-19) = 96. ° 

Middle Aged Adult (35-65) = 98 Child (6-12) = 95 

Young Adult (20-34) = 97 Preschool (under 6) = 94 
  

Relationship of Victim to Defendant 

PART A 

Code: Unknown 

Yes — Certain 

Probably 

Possibly 

Probably not 

Definitely not 

Family 

Friend or Intimate 

Casual Acquaintance 

Il 
Il 

Ul
ad

s 
W
N
 

= 
© 

I 
I 

Work Associate 

Criminal Association 

Stranger 

 



  

PART B 

Relationship of Victim to Defendant 

01 

02 

Husband, Wife, or ex 

Parent 

Step-parent 

Child 

Stepchild 

Sibling 

In-law 

Other family 

Neighbor 

Other acquaintance 

‘Boy or girlfriend/ or ex 
(intimate relationship) 

Employee or ex 

Employer or ex 

Co-worker or ex 

Friend or ex 

Homosexual relationship 

34. Occupational Skill of Victim 

See occupational skill of defendant 

35. Employment Status of Victim 

See employment status of defendant 

18 

18 

20 

21 

22 

23 

24 

25 

00 

09 

Unrelated current or prior 
confederate in crime 

Other - known to victim 

Gang member 

Stranger 

Parent-child relationship when 
it can't be determined whether 
foils 2, 3, 4, Or.5 apply 

Business associate when it 

can't be determined whether 

foils 13, 14, or 15 apply 

Casual acquaintance when it 
can't be determined whether 
10 or 11 applies 

Other known to defendant 

Unknown 

Enter for 2nd foild if only 
one applies 

PART B ) J 4H 

Group 

Group 

Group 

Grou 

Group i
 

J
 

JO
 

10
 

jo
 

| 

 



  

Characteristics of the Offense(s) 
  

36. Where did the murder (s) occur? (Enter up to 2 foils) 

01 = Hotel, motel, or other commercial 10 = Other place of business 

short-term residence 11 = Any vehicle 

02 = Victim's residence (initial entry- x ; 
without permission) 12 = Street or sidewalk 

2A = Victim's residene (initial entry 13 = Woney or fo af 

  

with permission or outside) 14 = County road in rural area 

03 = Residence of offender : 15 = Park or school grounds 

3A = Residence of offender and victim 16 = Vacant field or woods 

04 = Other residence (initial entry 17 = Jail/prison or while defendant 
without permission) was in lawful custody of police 

47 = Other residence (initial entrv Sr ourpeciione officer 
with permission or outside) 18 = Other 

05 = Service station 19 = Other non-commercial public 

06 = Liquor store Place 

07 = Bar or cocktail lounge 
(and immediate environs) 00 = Unknown 

20 = Victim's place of business 

08 = Parking lot area 09 = Not applicable and enter for 
: 2nd foil if only one applies 

37. Did the murder occur while the offender was engaged in the commission of 
another offense (whether or not the defendant was charged and convicted of 
the offense) (enter up to 3 foils) ? 

01 = Kidnapping 07 = Theft 

02 = Armed Robbery ’ 08 = Prostitution/commercial 
03 = Rape vice/narcotics 

04 = Aggravated Battery 10 = Other non-violent crime 

05 = Burglary or arson in the 
1st degree 

  

06 = Other violent personal 11 = No contemporaneous offense 

crimes : 12 = Aggravated assault 

00 = Unknown 

  

  

09 = Not applicable, enter for 
foils if fewer than 3 apply 

 



  

Code: 

Defendant's Motive 

Unknown 
Yes = Certain 
Probably 
Possible 
Probably not 
Definitely not Viel 

| 
SER

 
IE
 

n
b
d
 
W
N
D
H
O
 

Iong term hatred 

Revenge 

Sex 
  

Jealousy 

Immediate rage (when conversation 
BA —— 

leads to argument and killing) 

Racial animosity 

To avenge the role played by a 
present or former judicial 
office, D.A., or lawyer in the 
exercise of his/her duty 

To avenge the role played by a 
present or former police officer 

To facilitate obtaining money 
or other things of value for 
the defendant or another 

To collect insurance proceeds 

Killing for hire 

39. Special Precipitating Events 

Code: 0 = Unknown 
1 = Yes - Certain 
2 = Probably 
3 = Possible 
4 = Probably not 
5 = Definitely not 

Dispute between victim and 
  

defendant over money or property 

Dispute due to influence of 
drugs or alcohol 

Dispute between spouses or 
ex-spouses 

Dispute between family members 

other than spouses or ex-spouses 

- 0 - 

Other 

To facilitate the commission 
of a non—-property related 
crime: 1i.e., kidnapping 

To silence a witness to a 
crime 

To prevent the arrest or 
recapture of the defendate 
or of another 

To escape custody from jail 
Or prison 

To facilitate the victim's 

suicide 
  

  

  

Unknown 

lover's or ex-lover's 

quarrel 

Lover's triangle 

Assault on the defendant by 
the victim or by another 

Other disputes and fights 
where it is unknown who 

provoked the fights 

 



  

41. 

Method of killing/cause of death (enter up to 4 foils) 

01 = Gunshot wound 15 = Burns (arson) 

02 = Knife woulnd 16 = Electrocution 

03 = Bruises (beating from blunt 17 = Explosion 
object) 

18 = Deprivation/Neglect 

19 = Poisoning (including 
carbon monoxide) 

04 = Bruises (beating or stomping 
with person weapons like hand 
or feet) 

20 = Drug or narcotic overdose 

21 = Buried alive 

22 = Flame or hot substance 

05 = Fractures 

06 = Crushing (e.g., with automobile) 

  

  

07 = Hanging 
| (non-arson) 

08 = Strangulation with hands 23 = Victim thrown from high 

10 = Strangulation with ropes or place 

gaxcys 24 = Other 
11 = Choking 

12 = Suffocation (e.g., in a : 
refrigerator) 25 = Injuries from ax or similar 

13 = Smothering (e.g., pillow, Sharp shsamumenis 
blanket) 00 = Unknown 

14 = Drowning 09 = Not applicable and enter for 
extra foils if fewer than 4 

apply 

Special Aggravating Circumstances of Victim 

Code: 0 = Unknown 

1 = Yes - certain 
2 = Probably 
3 = Possible 

Bed-ridden/handi capped 
  

Mental Defective 
  

Defenseless due to Youth 
  

  

Defenseless due to Advanced Age 

Defenseless because of physical condition 
or weakness, i.e., frail woman 

  

Pregnant 
  

Supporting Children 
  

On duty, sworn peace-officer 
  

Peace Officer, Corrections employee or 
fireman while engaged in the performance 
of his/her official duty 

  

 



  

‘PART A 

  

01 = Torture (methodical infliction 
of severe pain to punish victim, 
to extract information or to 
satisfy sadistic urge) 

02 = Other infliction of "unnecessary 
pain", i.e., painful use of a 
weapon not necessary to swiftly 

kill the victim 

03 = Brutal stomping or beating 
(excessive abuse with hands or 
feet motivated by a desire to 
cause pain) 

04 = Mutilation during the killing 

05 = Mutilation of the body after 
death 

06 = Multiple gun-shot wounds 

07 = Multiple gun-shots to head 

08 = Multiple stabbing 

09 = Slashed throat 

10 = Bloody 

PART B 
Code: 0 = Unknown 

1 = Yes - certain 
2 = Probably 
3 = Possible 

Defendant or coperpetrator 
disrobed the victim 

Victim was not clothed (in whole 

or in part) at the time of the 
killing 

Execution type murder (methodical, 
passionless killing of a subdued 
or defenseless passive victim) 

Case involved contemporaneous 

  

felony and the killing was 

unnecessary to complete the crime 
(i.e., store keeper turned over 
money and offered no resistance) 

Defendant planned the killing 
for more than five minutes 

Victim pleaded for life 

Special Aggravating and Mitigating Features of the 

16 

17 

18 

99 

  

  

Offense 

Lingering death of victim 

Victim held hostage 

Victim bound and/or gagged 

Sniper | 

Luring, ambushing, or lying 
in wait 

Defendant attempted to dispose 
of or conceal the body after 

death 

Defendant actively resisted 

arrest 

Other 
  

Enter when less than 4 foils apply 

Sexual pervesion or abuse 
other than rape (sodomy, etc.) 

Defendant expressed pleasure 
with the killing at the time 
of the crime 

  

Defendant showed remorse for 

the crime after capture 

Defendant committed or is 

alleged to have committed 
additional crimes between the 
time of the murder and his/her 
arrest (whether or not charged) 

Defendant on escape from jail 
Or prison 

Defendant gave him/herself up 

  

within 24 hours after the crime 
was committed : 

 



  

43. 

44. 

45. 

Number of co=perpetrators (enter actual number) 

Code: 00 = defendant acted alone (If 00 is entered, 
enter 99 for question 41.) 

99 = there were co-perpetrators but the 
actual number is unknown 

-1 = it is unknown if there were any 
co-perpetrators 

  

Number of Persons Killed 
  

By defendant (enter actual number) Unknown = -1 
Count those actually killed by the offender, : 
i.e., those killings for which defendant was the triggerman 

Number of victims killed by other co-perpetrators (enter acutal number) 

Unknown = -1 Not applicable, no co-perpetrators = 99 

Number of Persons Injured or Endangered 
  

Number of Persons Injured Other Than Deceased Victim(s) 
  

46. 

47. 

48. 

49. 

50. 

By defendant (enter actual number) Unknown = -1 

Not applicable, victim only person involved in the incident = -2 

By co-perpetrators (enter actual number) Unknown = =1 

Not applicable, victim only person involved in incident or no 
co-perpetrators = -2 

If a gm was used, number of shots fired by defendant and co-perpetrators. 
If exact number is known, enter actual number. 

If estimating code: 21 = 1-2 

22 = 3-4 
23 = 5-6 
24 = 7-8 

-1 = Unknown 
-2 = Gun not used 

How many people other than one decedent were knowingly exposed to 
"Great Risk of Death" by the conduct of the defendant? 

Enter actual number or best estimate Unknown = -1 

Was the "Great Risk of Death" referred to in question 36 created in a 
public place? 

Yes = 1 

No = 2 

Unknown = 0 
No one other than victim exposed to "GR of D" by defendant = 9 

 



  

51. 

52. 

Defendant's role in the homicide and in any contemporaneous felony. 

Code: Yes 

Probably 
1 
2 
3 = Possibly 8 

Defendant committed the act causing 

Defendant did not commit the act but 

Defendant did not commit the act but 

the death of the victim. 

was. aware of the plan to kill and 
was present at the scene. 

was aware of the plan to kill and 
was near the scene functioning in 
a minor role: e.g., lookout 

Defendant did not commit the act 
  

but was aware of the plan to 
commit a felony using potentially 
deadly force and was present at 

the scene v 

Defendant did not commit the act 
  

but was aware of the plan to commit 
a felony using potentially force 
and was near the scene functioning. 
in a minor role. 

Defendant did not commit the act 

  

and was not aware of an intention 
to use potentially deadly force, 
but was aware of the plan to 
commit a felony and was present at 
the scene. 

Defendant did not commit the act 
  

and was not aware of an intention 
to use potentially deadly force, 
but was aware of the plan to 
commit a felony and was near the 
scene functioning in a minor role. 

Planning the offense 

Code: 

Defendant was the prime mover in planning the 

0 = Unknown 
1 = Yes 
2 = Probably 

3 = Possibly 

Defendant was a co—equal in planning the 

Defendant was an underling in planning the 

Defendant did not commit the 
act and was not aware of an 
intent to commit a felony but 
was present at the scene. 

1 

  

Defendant did not commit the 

act and was not aware of an 

intent to commit a felony but 
was near the scene and func- 

tioned in a minor role. 

Defendant did not commit the 
act and was not present at 
the scene, but participated 
in the plan to commit the 
homicide. 

  

Defendant did not commit the 
act and was not present at 
the scene, but participated 
in the planning to commit the 
felony that led to the act. 

contemporan- 
murder eous felony 

 



Mitigating Circumstances 
  

  

Relating to the offense from the defendant's perspective (enter up to 8 foils) 

54. The Defendant 
* 

Code: 0 = Unknown Code: 1 = Substantial 

1 = Yes - certain 2 = Moderate 
2 = Probably 3 = Slight 
3 = Possible 4 = Negligible 

Acted under duress or the domination of another person 

Used alcohol or drugs immediately previous to the crime 

Affect on the defendant of the Had a moral justification for 
drugs or alcohol at the time killing (e.g., needed money 
of the crime for sick child, specify 

Had a history of drug or 
alcohol abuse 

  

  

Was not the actual killer - - 
only an accessory Cooperated with authorities 

(e.g., testified for prosecution) 

  

. Had no intent to kill 
Co-perpetrator (s) received life 

  

Had a questionably mental capacity: sentence (s), a lesser, or no 
to appreciate the wrongfulness of sentence 
his conduct because of mental 
disease or defect : Other extenuating circumstances 

relating to the defendant, 
Emotionally disturbed at time specify 

  

: of killing, as opposed to being 
‘under influence of drugs or 
alcohol 

  

 



  

Aroused defendant's sex desire 

Aroused defendant's rage just 
prior to killing 

  

Previous action to arouse 

defendant's hate : 

Victim was armed 

Aroused defendant's fear for 

life (e.g., in a fight) 
  

Provoked defendant with verbal 

abuse or attack 

Had abused (physically or 
verbally), assaulted or 
injured a person that defendant 
cared about 

Provoked defendant by striking, 
attacking or starting a fight’ 

Victim had used alcohol or 
- drugs immediately prior to 

crime 
% 

What were the effects on the 
victim of the alcohol or drugs 
used prior to the crime: 

negligible 
=slight 
=moderate 
=substantial a

s
e
 
=
 

56. Number of supplemental victim forms completed for this questionnaire 
(regardless of actual number of victims) 

57. Defendant's IQ 

  

Relating to the Victim (enter up to 4 foils) WSE QuesTion # 54 coding 

Victim showing or talking 
about large amounts of money 

History of bad blood between 
defendant and victim 

  

Victim consent 

Victim a fugitive at time of 
killing 

Other extenuating circumstances 
related to the victim 

  

  

No apparent extenuating 

circumstances related to the 

victim 

Had a criminal record 

A participant in the crime 

(enter actual number completed) 

Unknown = -1



  

The defendant's defense at trial. 

  

Code: 0 = Unknown 

l = Yes 

2 = Probably 

3 = Possibly 
4 = No 

Alibi 

Accident 

Lack of intent 

Mistaken identity 
(someone else did it) 

  

Defendant claimed voluntary 
or involuntary manslaughter 

58. Co—-perpetrator's sentences and convictions 

Conviction Code: murder 

voluntary manslaughter 
involuntary manslaughter 
lesser included offenses 

Sentence code: (enter actual number of years) 
98 
99 

Co—-perpetrator 

#1 

#2 

#3 

fa 

#5 

Coder's Name 

1ife 
death 

Conviction 

  

Date of Coding 
  

Source of Information 
  

  

Defense of self or others 

Defense of habitation 

Defense of property 

Justification: during course 
  

of arrest 

Justification: reasonable 
discipline of a minor by a 

  

parent 

Coercion 

Sentence 

Please return to: 

David C. BRaldus 

College of Law 
University of Iowa 
Iowa City, Iowa 52242 

319-353-4157 

 



  

Card £1 

Variable 

# 

V1 

V2 

Vo 

Blank 

Card 01 

x. 

  

The Checked Are on The De prctment A Cored sEcsier 1980 

TA pe ade Goll be Merged ith The “Parole : 

Bonrd Q wes Honnuire_ 
Capital Punishment in Ceorgia: Murder 
  

The Defendant (Dept. of Corrections and trial transcript) 

A. General and Screening variables 

Variable Name 
  

v/ Case Number 

vDefendants Inmate Number 

Vv ZFive Counties in which sentences were 
imposed 

Sentence #1 County 
Sentence #2 County 

V Sentence #3 County 
Sentence #4 County 
Sentence #5 County 

Vv Current Offenses #1 through £6 

Current offense #1 
Current offense #2 

Vv Current offense #3 
Current offense #4 
Current offense #5 

Current offense #6 

[Omit] 

Confined from 

[Omit] 

Vv'Date sentence began 
[format: MMDDYY] 

Date admitted 

[format: MMDDYY] 

[Omit] 

[Omit] 

DEATH 

- Colum 

A. 

1-3¢(3) 

2-11 (2) 

12-14(3) 
15-17(3) 
18-20(3) 
21-23(3) 
24-26 (3) 

27-30(4) 
31-34(4) 
35-38 (#) 
39-42 (4) 
43-46 (4) 
47-50 (4) 

51-52(2) 

~ = pein 
57-60 (4 

61-66 

57-72 

73 

74-75 

76-78 
79-80 

il
 

| 
B
I
]
 

DOO 

l-Cl (bb) 

G1 12(e) 

p 

13 

28 502) 

 



  

Vil 

V12 

V13 

v14 

  

[Omit] 

B. Physical characteristics 
  

of ciiins 
[format: MMDDYY] 

v Race and sex of the defendant 

  

10 

  

Male Female [C 
  

White 
Negro 
Indian 

Spanish-speaking 
Other 

Defendant's general physical 
condition 

N
D
 

Nature of Defendant's physical 
limitations 

1. No stooping, bending, lifting, 6 
or prolonged standing 

2. No strenuous physical 
activity 

3. No duty where definitive 

medical care is not available. 8. 
4, No duty where prescribed diet 

or medication is not 10. 

available. 

5. No overhead work (lifting 1. 
items over the individual's 

head) . 0. 
9 

(
a
I
 

= 
SU
 

I 
\O
 

J 

0
 

11-16 : 
=Te(k) 

17 
. No limitations 17 
. Defect with no major 
limitation 

. Defect with major 
limitation 

. Very major defect with 
major limitation 

. Not Ascertained 

18-19 
  

12~1912) 

- No duty where sudden 

loss of consciousness 

oould be harmful to self. 
- NO duty requiring the wearing 

of brogans or boots continuously. 
No duty requiring exposure to dust 
or other known allergenic material. ° 
No duty requiring prolonged 
exposure to extremes in temperature. 
Limitations not otherwise described 
to be considered individually. 
Not reported. 

r 

. Not applicable.



v C. Residency 
  

  

  

  

Place of birth of the defendant : 20=22 rei . 
-22 (3) 

000. Not reported 205. West Virginia 
NORTHEAST 206. North Carolina 

001. Maine 207. South Carolina 
002. New Hampshire 208. Georgia 
003. Vermont 209. Florida 
004. Massachusetts 210. Kentucky 
005. Rhode Island 211. Tennessee 
006. Connecticut 212. Alabama 
007. New York 213. Mississippi 
008. New Jersey 214. Arkansas 
019. Pennsylvania 215. Iouisiana 

NORTH CENTRAL 216. Oklahoma 
101. Chio 217. Texas 
102. Indiana WEST 
103. Illinois 301. Alaska 
104. Michigan 302. Montana 
105. Wisconsin 303. Idaho 
106. Minnesota 304. Wyoming 
107. Iowa 305. Colorado 
108. Missouri 306. New Mexico 
109. North Dakota 307. Arizona 
110. South Dakota 308. Utah 
111. Nebraska 309. Nevada 
112. Kansas 310. Washington 

SOUTH 311. Oregon 
201. Delaware 312. California 
202. Maryland 313. Hawaii 
203. Dist. of Colunbin 
204. Virginia .888. foreign country 

555. Federal 

V16 vv Residence of the defendant (Use standard county 23-25 a 
code = Appendix A) 23-25 (3) 

D. Personal Characteristics 

1. Family Background 26 Y gr YH 

"ami avi ttern #1 V17 v Family behavior pa 1. Colulnnlity 

2. Alcoholism 
3. Drug Abuse 
4. Danineering to the extent 

of stifling normal devel- 
opment of independence 

. Migrant 

. Inflict beatings or whip- 
pings frequently 

. Grossly Permissive 

. Frequent absence of father 
and mother figure 

. Not Applicable. 

. Not Ascertained - 

oy
 

In
 

00
 

~J
 

9 
0 

 



      

V18 ve Family behavior pattern #2 57 

1. Criminality Z7 
2. Alcoholism 
3. Drug Abuse 

4. Domineering to the extent 
of stifling normal devel- 
opment of independence 

5. Migrant 

6. Inflict beatings or whip- 
pings frequently 

7. Grossly Permissive 

8. Frequent absence of father 

and mother figure 
9. Not Applicable 

0. Not Ascertained 

V20 [Omit] 28 ad 

23 

V21 [Omit] 29 AO 

2 

Omit V22 [Omit] a 

 



    

Guardian status to age 16 

  

1. Orphanage : 31-32 
2. Father Only Head 

3. Father with Mother 
as Head 

4. Mother Only Head 
5. Mother with Father 

as Head 
6. Other Female 
7. Other Male 

8. Step-Parents 
10. Foster Home 

11. Grandparent(s) 
0. Not Ascertained 

33 Environment background of the 
defendant to age 16 

1. Rural (Farm) ——- Raised 

in farming environment. 
2. Rural (Non-Farm)-- Unin- 

corporated community or 
area. 

3. S.M.S.A. —— Standard Metro 
Statistical Area, over 
100,000 population. 

4. Urban ——— City over 15,000 
population. 

5. Small Town —— City under 15,000 
population. 

0. Not Ascertained. 

2. .Mental Condition 

[Omit] 34 

Defendant's I.Q. score [actual score] 3537 

[Omit] 38-39 

Educational level of the defen- -10. Not reported 40-42 
dant -- years of schooling 
completed 

001-012. As indicated 
013. Any college 

014. Any graduate school 

a 

35-371(3) 
ay] 
3% -39(2) 

H40-42)



  

V31l 

V32 

J V33 

Vv V34 

3s 

V6 

VAT 

[omit] 
4. Employment record 
  

Occupational Skill #1 

Occupational Skill #2 

Employment status prior to 
apprehension 

Defendant's SES Status 

Defendant's marital status 

Did the defendant have any 
children? 

Living arrangements prior to 
apprehension 

43-45 oD 
43-45 (3) 

[See Appendix A] 46-48 

Zag (3) 
[See Appendix A] 45-51 

5-57 (3) 

52 

1. Employed full time 52 
2. Employed part time 

3. Unemployed (recently) 
(6 mo. or less) 

4. Unemployed (long time) 
(over 6 mos.) 

5. Never worked (nonstudent, 
capable) 

6. Student 
7. Incapable of working 
0. Not Ascertained 

1. Welfare 53 a 
2. Occasionally employed S53 
3. Minimum standard of living 

($3,000 or equivalent annual income) 
4. Middle class 
5. Other 
0. Not Ascertained 

1-9 (actual number) 55 

So. 
won 

O
O
 
U
d
 
W
N
 

. Living with Spouse 
. Illicit Relationship 

. Living with one or more of same 

54 

. Single (Never Married) SH 

Married 

. Separated 

. Divorced (Not Remarried) 

. Widowed 

. Common law marriage (Established) 

. Not Ascertained 

= 9 or more 

for "unknown" 

vs 56-57 a 
.- Living alone 5-57 (25 

Sex 

. No home 

. Inmate of Institution 

. Living with another family 

. Living with parents or Pseudo-Parents 
« Other «am 
. Not Ascertained 

 



Yim record of the defendant 58 
Honorable 5% 

General 

. Undesirable 

. Bad Conduct 

Dishonorable 
. In Service 
. Not Ascertainable 

Not Applicable 

  

L
o
o
n
u
n
m
d
b
d
 
W
N
 

vis [Omit] 

V40 Discharge date [format: MM/YY] 62-65 

val Branch of service 66 
. Air Force Le 
. Army 

. Navy 

. Marines 

. Coast Guard 

. Other 

. No Military service/not 
applicable 

0. Not ascertained 

  

w
o
o
d
»
 

W
h
 

H+
 

V42 [Omit] 67 0 

68-69 

Islam (Muslim) (5-9 (2) 
. Catholic 
. Baptist 
Methodist 

. Episcopalian 

. Presbyterian 

. Jewish : 

. Other and Holiness and 

Church of Gcd 

. Not applicable 

. Not ascertained 

V43 v’ Defendant's religious preference 

C
O
~
N
O
Y
U
T
 
D
W
N
 

LJ
 

[] 

9 
0 

Blank : 70-78 
Card 02 79-80 

 



   
Card #3 
Variable 

# 
  

  

vel 

V62 

V63 

V64 

Number of previous convictions 

- Number of prior arrests 

Number of detainers 

Prior conviction offense #1 

Prior conviction offense #2 

Prior conviction offense #3 

Prior conviction offense #4 

Prior conviction offense #5 

Prior conviction offense #6 

Detainer offense #1 

Detainer offense #2 

Detainer offense #3 

Detainer offense #4 

State code of felony conviction #1 

Number of prior felony convictions 
in state #1 

State code of felony conviction #2 

Number of prior felony 
convictions in state #2 

State code of felony 
conviction #3 

Number of prior felony 
convictions in state #3 

State code of felony 
conviction #4 

Number of prior felony 

convictions in state #4 

[actual number] 

[actual number] 

[actual number] 

[see Appendix A] 

[see Appendix A] 

[see Pppendix A] 

[see Appendix A] 

[see Appendix A] 

[see Appendix A] 

[see Appendix Al 

[see Appendix A] 

[see Appendix A] 

[see Appendix A] 

[See V. 15 code] 

[actual number] 

[See V. 15 code] 

[actual number] 

[See V. 15 code] 

[actual maar] 

[See V. 15 code] 

[actual number] 

10-12 

13-13 

16-18 

-3 (3) 

4-1 (3) 

= {3) 

jo-T12(3) 

IST5(3Y 

T7222) 

21-24(3) 

25 -2%(3) 

2G-32.(3) 

33-30(3) 

F7-490(3) 

qr=G (3) 

OSU) 

T5203) 

53-5 (3) 

5 5% (3) 

59-01 (3) 

——— 

1-3 (3) 

TG 3) 

NBN 

jo-12. (3) 

13-15 (3) 

I~ 19(3) 

 



  

  

State code of felony [See V. 15 code] 19-21 
conviction #5 19-21 (3) 

V66 Number of prior felony [actual number] 22-24 
convictions in state #5 TiS) 

V67 - State code of felony [See V. 15 code] 25-27 
conviction #6 25 -27(3) 

V68 ~ Number of prior felony [actual number] 28-30 
convictions in state #6 2% -30(3) 

V69 [Qmit] : 31-33 © §0D 
30-33(3) 

ao Prior incarceration in Georgia 34 
1. Yes 34 
2. 
0. Not ascertained 

V71 Nurber of prior escapes [actual number] 35-37 
35-37(3) 

V72 [Omit] 38-43  ALDLDD 
354 3) 

v73. [Omit] 44-49 NED 
44-04 {Le 

Sos Inmate behavior problem #1 50-8 ct 
l. Escape tendencies $H-51 (2) 
2: Assaultive 
3. Suicidal 
4. Narcotic Addict 
5. Homosexual 
6. Epileptic 

7. Withdrawn 
8. Poor reality contact 

10. Alcoholic 
11. Manipulative 
12. Drug abuser 
13. Drug experimenter 
14. Alcohol abuser 
15. None 
0. Not ascertained 

 



V79 

  

[Omit] 

[Omit] 

[Omit] 

[Omit] 

[Omit] 

[Omit] 

Organized crime association 

O
N
 

52-53 

54-55 . 

56 

57-58 

Suspected association 
. Subordinate capacity 

High level capacity 
. No known connection 
. Not ascertained 

10 

Ti 
SZ2-53(2) 

_80 
ree — 

U-SS(2) 

  

59-6il3) 

Log. 
4 

 



  

[Omit] 

[Omit] 

Was the defendant an escapee 
at time of the offense? 

Was defendant a prisoner 
at the time of the offense? 

Case Number 

[Omit] 

[Omit] 

Date of offense 

Date of arrest 

Verification of Offense and Sentence 

Canned data 

[Orit] 

[Omit] 

[Omit] 

[Omit] 

[Omit] 

[Omit] 

[Omit] 

1. No 

2. Yes 

0. Not ascertained 

l. No 

2. Yes 

0. Not ascertained 

[format: MMDDYY] 

[format: MVMDDYY] 

11 

    

24 2ersel 5-28 
CO ome TTY 

29-52 24 eres 
24-5224) 

53 

53 

54 

SY 

55-78 
79-80 

i 

1-3 OO 
Iv5i43) 

4-11 gone 

Tq 23 
12-17 oOo 

12-17 (2) 

18-23 
18-23(L) 

24-29 = 
24-29 (b) 

30-33 OOD) 
35-33 (4) 

34-36 COD 
34=-30(3) 

37-38 Eo 
239-235(2) 

39-42 £4 
IaHe(4) 

43-46 
03k 4) 

47-50 SOLO 
47-S0M) 

51-53 _O59 

 



  

I. Witness Accounts 

Identification: 

Questionnaire 

Strength of the Evidence 

  

  

enter actual # of witnesses. The left 

witnesses against the defendant. 
against a co-perpetrator if there are co-perpetrators. 
the accused is defendant or co-perpetrator. 

hand colums are for 

The right hand colums are for witnesses 
For this question 

A witness should be listed for 

only one observation. If a witness saw several events enter him/her only 
for the most incriminating event. 

Police Civilian 

Witness saw accused commit the act 

Witness saw accused with a weapon 
at or near the scene either immed- 
iately before or immediately after 
the act. 

Witness saw accused at or near the 
scene either immediately before or 
immediately after the act (but no 
weapon was noticed) 

Witness saw accused with the victim 

close to the time of the act. 

Witness saw accused near the scene 

close to the time of the act. 

Witness recognized the voice, gait, 
or general appearance of the 
accused and thus placed accused at 
or near the scene at the time of 

the act. 

Witness heard remarks concerning 
the killing or contemporaneous 
felony that implicated the 
accused. 

Such remarks were: 

Code: 1 = Admission of murder 

2 = Concerning a murder 
3 = Admissions of same other 

felony 
4 = Concerning sare other 

felony 
5 = Concerning weapons 
6 = Other inculpatory 

remarks or behavior 

Other (specify)   

Police Civilian 

  

 



   
Police Civilian Police 

Witness recognized defendant at 
Or near scene and: 

Defendant's name known 

Defendant's name unknown but 
recognizable 

Line-up ID 

Photo ID 

One way mirror ID 

Co—perpetrator ID 

Civilian 

BLL Ki i ie Rl a a a AR i SS SO SS SA, 

 



    IT. Particulars of the Crime 

A. Preparation or Precipitating Events 

Did witness: 

Police Civilian Police Civilian 

have knowledge of actions taken by 
the accused in preparation of the 
crime (s) 

describe the accused as the aggressor 
in provoking a fight 

describe the victim as the aggressor 
in provoking a fight 

describe the accused as armed 

describe the victim as armed 

say that accused could have retreated 
from the scene but didn't 

describe the accused as being 
intoxicated 

describe the victim as being 
intoxicated 

describe hearing an argument between 

the accused and the victim 

B. Motive for Crime 

Did witness: 

Police Civilian Police Civilian 

ever hear the accused utter threats 

against the victim or the victim's 
loved ones 

ever hear the victim utter threats 

against the accused or the defen- 
dant's loved ones 

know of bad blood between accused 

and victim 

testify to any other motive on the 
part of the accused to kill the 
defendant 

deny that victim uttered threats 
against the accused 

 



   
IXY. Relationship of the primary witness to the defendant, co-perpetrator(s) and 

the victim. (The primary witness is the witness whose testimony would be 
most damaging in the case against the defendant.) 

Code: 

A. 

B. 

Unknown 
= Family 

Friend or intimate Witness - Defendant 
Casual acquaintance Witness — Victim 
Work associate Witness - Co-perpetrator* 
Co-perpetrator 
Stranger 

*Not applicable if witness was sole co-perpetrator) 

H
d
 

J 
i 

0 
1 
2 
3 
i 
5 
6 
( 

Who was the primary witness 

0 = Unknown 1 = Civilian 2 = Police Officeri 3 = Other n 

Was the primary witness' testimony corroborated by another witness 

1 = Yes by a police witness 3 = Yes but witness’ 
2 = Yes by a civilian witness status is unknown 

4 = No 

If the primary witness was a civilian, was there any problem with 
the witness' credibility? 

(Specify ) 
  

0 = Unknown l = Yes 2 = No 

Is there a written copy of the primary witness' statements in 
the Georgia Parole Board Files? 

l = Yes 2=No 

 



    
IV. Co-Perpetrator Witnesses 

A. If the witness was a co-perpetrator, and the witness made a plea 
bargain, its terms were: 

Sentence: 

Check one: (enter actual 
term of years) 

Murder — Life Life 

Voluntary manslaughter 

Involuntary manslaughter 

Lesser included offenses 

Granted immunity from prosecution 

Other (specify) 
  

For Parts B and C, check more than one if more than one applies. 

B. If a witness was a co-perpetrator, did the witness implicate the 
defendant in the: 

homicidal act 

planning the homicide 

contemporaneous felony 

planning the contemporaneous felony 

C. Witness' self-incriminatory position: 

homicidal act 

planning the homicide 

contemporaneous felony 

planning the contemporaneous felony 

 



Statements to police by accused (i.e., defendant or a co-perpetrator) 

connecting him/herself to the crime. 

  

Code: 1 = Yes; oral, voluntary and before taken into custody 
2 = Yes; oral, voluntary and after taken into custody 
3 = Yes; oral, voluntary but not sure if before or after taken 

into custody 
4 = Yes; transcribed or written 

Defendant Co-perpetrator 

Statement Statement 

A. Gave a full confession (if answer 
is 4 for defendant, omit the rest 
of this question for the defendant) 

B. Spoke of intent to kill 

Admitted killing or participation 
in killing 

Admitted participation in contem- 
poraneous felony 

Made inculpatory remark concerning 
killing or contemporaneous felony 

Admitted presence at scene but 
nothing more 

Gave conflicting statements to 
police 

Made no admissions; claimed 
ignorance 

concerning motive 

described quarrel with victim 

claimed self-defense 

claimed accident 

claimed lack of intent 

C. Were the accused's statements consistant with a theory of self-defense 
1 = Yes 2 = No 

 



   1. 

  

Non—-testimonial and scientific evidence 

  

A. How was the accused linked to the scene 

00 = Unknown 09 

01 = Admits presence 

02 = Seen there 

03 = Heard there 10 

04 = Fingerprints at scene 

05 = Footprints at scene 

11 
06 = Tiretracks at scene 

07 = Personal belongings of 
accused found at the scene 

12 
08 = Trace evidence at scene; 

e.g., accused's blood type, Q9 
hair, etc. 

(specify ) 

Evidence Against Defendant 

Bs 

than two foils apply) 

How was this property connected to the 

1 = Volunteered to police by 5 
accused 

2 = Found on accused's person 6 
upon arrest 

3 = Found in accused's possession 7 
(in house, car, etc.) upon 
arrest 8 

4 = Found in accused's possession 
during a search 

Evidence Against Defendant 

of the crime? 

1 i 
Il 

* 

Trace evidence found on accused 
or belongings of accused; e.g., 
victim's blood type, spent gun 
shells, etc. 
(specify ) 
  

Personal belongings of the victim 
or goods associated with the crime 
found in the accused's possession 
and positively identified. 

Money or belongings of the victim 
or goods associated with the crime 
found in the accused's possession 
but not positively identified. 

Other 
  

Enter when less than 3 foils apply 

Evidence Against Co-perpetrator 

  

If you answered 09, 10, or 11 to the preceding question, answer the 
following question; otherwise enter 9's (Also enter 9's where less 

accused? 

Il 

Found in close proximity to 
the accused 

Accused seen dispensing of this 
property 

Passed by accused; e.g., forgery 

Witness saw accused with property 

Evidence Against Co-perpetrator 

LR ER a AE MGR 15 IE EF 35 ET 

   



C. Did the accused sustain an injury at the scene of the crime that linked 
him/her to the crime? 

  

l = Yes 2 = No 

D. Did accused take out life insurance policies that positively linked 

him/her to the crime? 

l] = Yes 2 = No 

E. Was the murder weapon found 

Unknown 
Yes 

No 

Not applicable 

Code: Il 0 
x 
2 
9 

e
n
 

How did police get the weapon 

Il Unknown 
Found at scene or nearby 
Voluntarily handed over to police 
Confiscated during a search 

= Not applicable 

Code: 

Il 

O
C
W
w
W
h
H
F
O
 

n
o
 

G. How was the murder weapon connected to the accused 

Code: Unknown 

Found on accused's person or in accused's possession 
Found in close proximity to accused 
Witness positively saw accused with weapon 
Witness saw accused with a weapon that looked like the murder 
weapon 
Accused's fingerprints on the weapon 
Admitted ownership 
Ownership otherwise demonstrated 

Paraphenalia such as a holster or spent shells found on accused 
Not applicable (or enter where less than three foils apply) 

W
N
 

H
O
 

n
o
 

n
n
n
 

I 
J 

i
h
 

O
o
o
 

Un
 

Evidence Against Defendant Evidence Against Co-perpetrator 

H. Was there a ballistics report that 

Code: 1 = positively linked the fatal bullet(s) to the murder weapon 
possibly linked the fatal bullet(s) to the murder weapon 

= Not applicable 

fl 

O
N
 

I 

 



I. Was there a medical report that linked the cause of death to the 
defendant's actions 

  

Code: Yes 

No 

Not applicable 

Il 1 
2 
9 

J. How soon after the crime was the accused arrested 

Code: 0 = Unknown 
1 = Voluntarily surrendered at scene 
2 = Voluntarily surrendered within 24 hours of crime, but 

not at scene 

3 = Voluntarily surrendered but not within 24 hours of crime 
4 = Apprehended at the scene : 
5 = Apprehended within 24 hours of crime, but not at scene 
6 = Apprehended but not within 24 hours of the crime 

Defendant's Arrest | Co—-perpetrator's Arrest 

#1 

#2 

#3 

#4 

VII. Was there a constitutional issue in the case 

Police report indicates clear guilt and makes no reference to 
evidence otherwise. 

1 = Yoo 2:=.No 

 



The Following Questions 10 Beackets weve omytled 

From OWR RWesTionnkIYE, All OThers wece eluded. 

  

CODING FORM FOR STANDARD CASE SET 

LEGAL-EVIDENTIARY FACTS 

CARD . 1 

(1) A] / ¢/ I. Standard Case Number (Code actual case number)   

Ae 2. Case Modification Sk Case 
00 =~ Standard case is exactly as police reported it. 15 

Number .- {)() - Case reported by police has been modified. (Code | actual modification number). 

3. Police Charges - (Code actual NCIC codes for each cngrge upto and including four charges. Code all unused columns 8. Write : names I in the spaces below.) 
eZ Ge | 
(Gao. 7 Lf 2 

wy Lf 3: 

SATA a Rd L 

  

  

  

> 
  

  

  

      

  

  

- 

  

  

  

puns } 4 225 | L. Complexity of proving the elements. (Code the appropriate : numer from the scale shown below.) 

0 1 2 3 L 
: Very. Average Very 

| Simple ) Complexity Complicated 

23/1) 5a. Is there a constitutional question involved in this case? 
: 0 = No, put 8's in 5b. 

3 = Yes 

2 = Indeterminate 

Fb yes or indeterminate, are the following types applicable? 

NO YES DNA 
24) Search and seizure : 0 ] 8 (1f and only if Item 5a d : was coded 0, code all 25) / Hiranda 0 B three columns of 5b = 8, AY Other 0 1 8 If "Other is coded 0, 

: HAND TAB. See Coder (n-   
structions below.) 

  

CODER INSTRUCTIONS: Whenever a HAND TAB instruction appears, hand 
tabulate the actual response on a2 3" x 5" card. Record the 5-digit 
ID number in the upper left hand corner of the card and the tem 
number (e.g. 5b.) in the upper right hand corner. 

  

 



    

  

    

  
14. 

  

Is the chain of evidence in this case: 

0 = broken 

| = Intact 

2 = inadequate 

Is .there sufficiency and quality of evidence to prove 
Prima Facie? 

0 = No 

1 = Yes 

9 = Unknown 

Is there sufficiency and quality of evidence to overcome a 
directed verdict? : 

0 = No 

1 = Yes 

9 = Unknown 

Is there sufficiency and quality of evidence to prove beyond 
a reasonable doubt? 

0 = No Ao 

1 = Yes . 

9 = Unknown 

How many police witnesses? 

0-8, 9= 9 or more 

How many civilian witnesses? 

0-8, 9=9 or more 

How many expert witnesses? 

0-8, 9=9 or more 

Of all the civilian witnesses (see Item 11), how many will be 
used at the trial? 

0-8, 9= 9 or more 

Will there be problems about the quality of civilian witness 

testimony? 

0 = No 

I = Yes 

8 = DNA 

a2 = Unknown



  

an 207 

i5. 

  
18. 

  
20. 

7. 

Will there be problems about civilian witness credibility by. 
judge or jury? : 

0 = No 

| = Yes 

8 = DNA 

9 = Indeterminate 

Will there be problems because of previous arinlna records of 
civilian witnesses? 

0 = No 

1 = Yes 

8 = DNA 

9 = Indeterminate 

Will the essential civilian witness(es) be available? 

0 = No 

I 

3 = Maybe not 

8 = DNA : | 

Yes 

What is the relation of victim to defendant? 

0 = Intimate 

1 = Friend or acquaintance 

2 = Enemy 

3 = Business or co-worker 

L = Stranger - 

8 = DNA | 
gS - Unknown 

What is the motivation of complaining witness? 

0 = Doesn't want to prosecute 

1 = Desires to prosecute 

2 

g 

Afraid to prosecute 

Unknown u 

Were any physical objects of potential evidentiary value 

Involved in this case? : 

0 = No - Write 8 in Q. 21 - 25 inclusive 

] = Yes 

 



  

(44) a 2 

45), O 

ir lr | 

  

21. 

22. 

23. 

24, 

Was any physical evidence recovered? 

0 = No 

1 = Yes 

8 = DNA 

S = Unknown 

  

If physical evidence was not recovered, is there testimonial 
evidence about the physical evidence? 

0 = No | 

I = Yes 

8 = DNA 

8 = Unknown 

Of what type is the physical evidence or thas physical objects 
about which there is testimonial evidence? (Check all.) 

: No Yes DNA 
a. Weapon(s) a | 8 

b. Property of victim, 0 ] 8 
other than weapon 

c. Other physical objects . 0 ] 8 
(HAND TAB) 

}£ 23a. is 0, 50 to 0. 25 , andiput 8's in Q. 25. 

If the physical evidence -is, or the testimonial evidence is about 
weapon(s) : 

a. Mare any of the weapons a gun? 

O=Ho=BotoQ, 25, Pur B's inh ~ i, 
1 = Yes | : 
8 = DNA 

9 = Unknown 

id the defendant have more than one weapon? 

No | 

Yes 

D 

0 

1 

2 = Yes and enough to constitute an arsenal 

8 = DNA 

S = Unknown  



        

  

  

  | s=-om 
| 9 = Unknown a 

If more than one weapon, were they other than a qun? 

0 = No : ; tit 

] = Yes 

8 = DNA (Code 8 if only one weapon) 

9 = Unknown 

Were any of the guns a sawed-of f shotgun or machine gun? 

0 = No ho 

1 = Yes 

8 = DNA : “a. t%s 

9 = Unknown 

Were any of the guns: 

0 = Operable and loaded 

1 = Operable but not loaded 

2 = Inoperable 

8 = DNA 

GQ = Unknown 

Were any of the guns fired? 

0 = No 

! = Yes 

8 = DNA 

Were spent shells retrieved? 2 

0 = No : 

I = Yes. 

8 = DNA (Code 8 if f is 0) 

9 = Unknown 

Were any of the guns altered or defaced? 

0 = No 

1 = Yes 

8 = DNA 

9 = Unknown 

i. Were the weapons stolen and reported as such? 

0 = No 

l = Yes 

NA



  

BNL / | ; (x 

  

  

25. 

Re 

603.4 QO 

styl 

end £4) 

  

Were the defendant's fingerprints on any of the weapons? 

0 = No 

] = Yes 

8 = DNA 

9 = Unknown 

Will testimony support the existence of the weapons? 

0 = No ; 

1 = Yes 

8 = DNA 

QS = Unknown 

Will testimony identify the weapons? 

0 = No 

1 = Yes 

8 = DNA 

9 = Unknown : 

AS 

. How were the weapons connected to the defendant? 
(Code only the one, strongest connection.) 

0 = Found on defendant's person 

I = Found in defendant's possession 

2 = Found ‘in close proximity to defendant 

3 = Defendant seen disposing of weapons 

L; = Witnesses saw defendant with weapons 

5 = Paraphernalia such as holster, spent shells found on 
defendant 

6 = No connection possible 

8 = DNA 

S = Unknown 

Of what type is physical evidence or physical objects about 
which there is tesdudémaedas evidence, other than weapons? 

(Check all.) : 

NO YES DNA UNKNOWN 
    

Personal effects, cash, bills, 

notes, coin, jewelry, etc. 0 1 8 g 

Vehicles : Hig y te 18 9 

Property from residential or 
commercial buildings _  _ | 8 9 

Drugs and paraphernalia 0 I 8 9 

Other (HAND TAB) - 0 L 8 9



b.” Can victim or representative show proof of ownership of 
property indicated in Item 25a.? 

  

  

0 = No 

1 = Yes 

8 = DNA 

S = Unknown 
a 

66) 21: c. Can victim or representative identify the property? 

0 = No | 

I = Yes 

: 8 = DNA 

S = Unknown 

wn’ rt / ae rs. Can victim or representative establish the value of property 
: indicated in Item 25a.7 

1 0 = No 

1 = Yes 

& = DNA A 

~~ ~ 9 = Unknown 

a 4 e. How was the property connected to the defendant? 
Te (Code only, the one, strongest connection.) 

0 = Found on defendant's person 

1 = Found in defendant's possession ) 

2 = Found in close proximity to defendant 

3 = Defendant seen disposing of property 

L = Witnesses saw defendant with property 

's = Passed by defendant (e.g. forgery) 

6 = No connection possible 

8 = DNA 

9 = Unknown 

69)/__/ [ 25. Vf no physical evidence involved, is ther uasdemasiss cvidence 
to prove a crime (e.g. simple assault) 

0 = No 
l = Yes 

amt ID. : 27. a. 1s there forensic evidence (defined as subject to the whole 

range of medical, chemical or physical examination) available 
in this case? 

0 = No 

1 = Yes 

 



   
   

    

    
   

   
   

          

   

28.    

      

    

b. Of what type is the forensic evidence? 

" (Check all) 

NO YES DNA UNKNOWN 

Medical o} | 8 be) 

Chemical, labora- 

tory & technical 0 1 8 9 

Ballistics 0 ] 8 9 

Fingerprints or 
handwriting 0 ] 8 4S 

Anatomy and ; 
physiology oc ] 8 9 

Other ) 
(HAND TAB) Dig} 8 9 

How many defendants are there in this case? 

0-8, 9=9 or more 

Unused (Columms 78 and 79) 

Card Number (Column 80) 

Le ar a Se r= 

(If and only if Item 27a. 
was coded 0, code all 

columns in Item 27b. = 8) 

 



  

  

GY lw) of 

& Lil J 

(5) / 

  

CARD 2 

DEFENDANT NUMBER 
  

Standard Case flunters cose actual case number exactly as 

  

   

in Item 1) 
Case Hodification 

00 =~ Standard case exa y as police reported it Defendant 

(J() - case repor by police has been modified. 2 
(Code ual modification number. The 2- umber 

- di code in ltem 2.) 

Defendant Number 

23. Time from offense to arrest (use shortest time period) 
0 = On scene 

1 = Within 24 hours 

2 = Within .a week ° 

} 

3 = More than a week 

8 = Unknown Ly 

30. How was identification made? 
(Check all applicable) 

AS 

NO YES 
On-scene by witnesses i 

Line-up 

Photo - 1D i Ea Ea 
Fingerprints 

£0
. 
Q
C
 

OO
 

©
 

a
r
d
 

a
e
d
 

m
d
 

e
n
d
 

m
d
 

One-way mirror or 

other viewing device 

Known previously a 1 

Seen but not known 0 1 

Other 0 1 
‘(HAND TAB) : 

31. Role in offense 

0 = Solo 

1 = Co-defendant 

S = Unknown



  

*32. 

33. 

#34, 

35. 

NL Ao 36. 

*37. 

38. 

Actions at commission of crime 

0 = 

i'n 

2. 

*Needs prosecutorial 

. review 
Active, no violence 

Active, violence or proceeds of violence 

Active, threatened violence 

Passive, subservient 

Passive, planner, dominant 

Dupe, aidor, abettor 

Unknown 

a statement of denial made? 

No 

Yes 

Indeterminate 

defendant admit to involvement in offense? 

“No 

Yes 

Indeterminate 

admission to offense: 

> Transcribed 

Oral 

Both : 

DNA (Code 8 if Item 34 was coded 0 or 9) 

admission transcribed and signed by defendant? 

No 

Yes 

DNA 

defendant confess to crime? 

No 

Yes 

Indeterminate 

confession to crime: 

Transcribed 

Oral 

Both : Hw | At | . 

DNA (Code 8 if Item 37 was coded 0) | 

10 i 

~— 
. - 

 



39. Was transcribed confession signed by defendant? 

0 = No 

1 = Yes 

8 = DNA 

LO. When were the following made: 
(Check all) 

After com- 

mission of 

  

  
crime, be- After 

fore arrest arrest DNA Unknown Big 

Statement of : (Code 8 if Item 
denial $a 0 1 8 9 - 33 was coded 0 

: : 8 or 9) 

us 
: (Code 8 if Item Admission 0 1 , 8 gS. 34, was coded © 

or 9) 

: (Code 8 if Item 
Confession 0 el a 9 37 was coded 0 

: ; or 9) 

1.2] Card number (Column 80) 

-i3] = 

  

 



The Ques Tons " Renckelds wece omiited 

From. OUA Quashonnnive All OTheas Were included. 

  

LA. THEORIES OF THE PROSECUTION     

12/80 
S.Geoss 
SL ——— 

 



  

], Jdentificetion of accused as perpetrator 
  

l. Theory of prosecution: 

«Accused committed the zct that 

caused the death of this victim, 
  

Accused did not comait the act 

but was present at the scene 

as the accomplice of the person 

vvho did 2nd commited the act that 

caused the death of a ce-victinm. 
  

Accused did not commit the act 

but was present at the scene as 

the accomplice of the persen 

who did. 
  

Accused did not commit the zct 

but was the accomplice in 2 plan .to 

kil} of the person vho did znd was 

near the scens functioning as 2 

Tookout, driver of .a getaway car 

. Or in 2 similar role, 
  

  

Accused did not cownit the act 

but. vas the accomplice in 2 plan to 

copmlii 2 felony other than a killing 

of the person who did and was nezr the 
scene functioning zs ‘a lockout, driver 

Of a getaway. car or in a similarirole, 
    

  

Accused did not commit the zct 
: and was not present at the scene 

but planned or instigated the homicide. 
  

Accused did not commit the aet 

and was not present at the scene 

but planned or instigzted the crife 

that resulted in the homicide. 
    

  

(pssputes by defense 

  

Yes 

no 
  

 



    

  

A] 

  
3X... Theory of liebility of accused for (first degree) murder 

2. Was the accused charged with (first degree) murder: Yes 
No 

3. Did the prosecution and/or police contend that the 
killing took place during the commission or attempted 
commission of a felony: Yes 

No 

If Yeg, what felony: 
  

[vas this theory disputed by the defense: Yes 
: : No 

+ L, Did the prosecution and/or the police contend that the 
killing was premeditated and deliberate: Yes 

' No Soe 

If Yes: Was this theory disputed by the defense: Yes 

11. Theory of Notive Tor killings 
prosecution and/or 

5. Dig the/fpolice have a 

  
      

- heorv.as to the motive Tor the Xilliing: Yes g 
Nog 

If Yes, was the motive: Revenge 
Sexual assault 
Sexual Jealousy 
Family quarrel 
Race : 

Escape or flight from custoly 
Monetary gain 
Sadism 
Unintended consequence of another 

crime 
Other --- ; describe: 

(tas this theory disputed by the defense: Yes 
: No 

“IV. "Danger Torn victin 
      

4. Did the proseartion and/or police claim that the victim 
was unarmed (had no weapon within his/her control) at the 
time of The killing: Yes 

: No 

(a Yes, was this disputed by the defense: Yes 
No 

14 

9. Did the prosecution and/or police claim that the victim 

was especially vulnerable because oly 0ld age 

 



Youth 

Sex 

Small size 
Physical infirmity on 
Mental infirmity 
Sleep 
Previous injury 
Trust in killer 
Other describe: 

  

Vizg this disputed by the defense: Yes - 
No 

 



  

  BE. PROSECUTION EVIDENCE 

 



   

    

r Prosecution Witnesses 
on liege   

  

    
  

    

  

  

  

    

Witness # s+  Rame: 

I. Backround of Witness 

2¢ Sex: RH ; 

3. Age at time of killing (whole years): 

4. Nentally abnormal: No $ Yes 

5. Knew Accused: Yes : No 

  

If Yes: Family member 

Co-worker __ 
Employer 

Business acquaintance 

Neighbor_ 
Friend 
Social acquaintance 

  

  

        

  

6. Knew Victim! Yes Noh, 

If Yes: Family member 

Co-worker 
Employer 

Business acguaintance 

Neighbor 
Friend 
Social acgualntance 

  

    

  

  

    

  

7. Law Enforcement officer: Yes 3 Bo 

(c Had prior criminal convictions: Yes soo : 

if ves: Felonies (number) 

Misdemeznors (number) 
  

9. Lccomplice: Yes + No 

f Yes: Admitted pariticipation in hemicidal act, and testified 

that the mccused was a co-participant: 
: 

  

Admitted participation ivy {he homicidal act, and testified 

that the accused did not paricipate in the acti but was 

responsible as a co-principle: 

Denied participation inn the homicidal act, end testified 

that the accused did participate in,;or vas the sole 

person who committed, the zciual Elling: 

Others . A Beplain briefly: 
    

Nature of promise DY prosecutors or other inducement to testif] 

(describe brisfly): 

bo /IF NOT ACCOMPLICE/ Had Motive to testify against the accused: 

Yes 2. NO 

Describe motive briefly: 

   



  

   
  

: II. Stztements and Testimony Given 

= Dzte .police and/or prosecutors first bvecame aware of this 
witness: 
  

day month year 

(z- Statements to police and/or prosecutors (give number, if none "0"): 
Piret Statement: fate iii i 
Written by witness: 
Written by police Or prosecuiors: 
Signed by witness: 
Recorded electronically: 
Not recorded in writing or electronically: 

    

  

  
———————————— 

Second Statement: 
Written by witness: 
Written by police or prosecutors: ¥ 
Signed by witness: 
Recorded electronically: 
Not recorded in writing or electronically: 

  

  

    

Inconsistent with any statement listed above: Yes : No. 
If yes, explain eietiny — 

Third Statement: 

Written by witness: 
¥ritien Dy police Or prosecutors! 
Signed by witness: 
Recorded electronically: : 
Bot recorded in writing or electronically: 

  

  

sf No 

If yes, explain briefly: —— —_— 

a
l
 Inconsistent with any statement ligted above: Yes   

(give number, Af none “0% 
13. Statements fo defense sitorneys endfor defense investi igators:/: 

First Statement: Date ff hf 
Written by witness: 
Written by defense attorney or investizator: 
Signed by witness: : 
Recorded electronically: 
Not recorded in writing or electronically: 
Inconsistent with any sgstatewnet listed above: Yeas ty 

\ 15 Yes, explain brierly: Ty 

    

  

 



   X3. (cont) 

Second Statement: Date / | Sra 
  

  

  “= 

Viritten by witness: : 
Viritten by defense attorney or investigator: 
Signed by witness: 
Recorded electronically: 
Not recorded in writing or electronically: 
Inconsistent with any statement listed above: Yes s No 

If Yes, explain brifly: 

  

 



  

    

  

14, Vitness testified at: 

¢ (preliminary hearing) 
Probable cause hearinz/ Yes + No 
If Yes, was the testimony inconsistent with any other 
statement by the witness (comsider all prior and 

  

subsequent statements, . those given to the 
defense as well as those given ito the police or the 
prosecutors, and all siatements in testimony): Yes $ No 

If Yes, explain briefly: 

  

Grand Jury hearins: Yes + No : 
If Yes, was the testimony inconsistent with any other 
statement by the withess: Yes $ No 

If Yes, explain Drigly: 

  

Trial on gzullt or inmocence: Yes ; No 
If Yes, was the testimony inconsisitent with any other 
statement by the witness: Yes t No 

If Yes, explain briefly: 

Pre-trial hearing: Jes + No 
1f Yes, NBature OF hearing: 
IT Yes, vas the testimony inconsistent wiin snyv.other 

i 

      

  

      

  

  

statemnet by the witness: Yes No 
If Yes, explain briefly: 

Penmlty trisit Yes ; No ; 
If Yes, was the testimony inconsistent with any other 
statement by the witness: Yes + No : 

IL Yes, expizin Driefly:   \ 
 



—_— 

itness Testimony, the Killing and Related Events 
        

  

Witness had ipoor eyesight: Yes. : "Bo 

+ Did the. witness describe the setnal killing: Yes i No 
If Yes, did-the witness describe the ¥illing as non-accidenteal 

Yes s «No 

Did the witness describe the manner of the killing: 
Yes + No 

16. Witness identified Pernead: Yes _ ; No 
If Yes: 
Identified accused as killer: 
‘Placed accusedat scene of crime at or near . 

the time of the killing (including flignt): 
Saw accused in the company of the deceased 

gt or near the time of the Killing: 

Witness hz2d only a brief view of the person 
he/she testified to: 

Witness identified accused from voice, galt, general appeararc 
or clothing only (not face):   

  

  

  

Witness gave definite : identification in all statements 
and testimony: Yes 1 No 
If No, 414 witness glve uncertain identifications 
in al) sietements 2nd testimony! yor 

" | in onlv some statements and testimony! 
LT only some, which {list 

Was the identification challen ged by the defense: Yes yn 
N 11. Yes, was it cnellenged as insfmissiblie: a 

ds Inaccurate! 

17. Didiwitness participate inany pre-trial Adentif ication 
nrocedures: Yes s. NO 

TI Yes, how many: = sn 

For each ID, check the appropriate boxes: 

  
    

      

        

show |{line- |photo single in'g 15'S didn't 
up up line- | photo accused | another {ID any- 

up person |body 

3'st 1D 

2nd 1D 

3'rd 1D :                       
hy! the de 

    
Penge claim that any of these ID's were 

unconstitutionally suggestive: Yes : No : 
If Yes, which! 4 

  

Did the prosecution concede that any of these ID's wer e 

unconstitutlonally suggestive: Yes s No 
a 2 

\, 1 yos, which 
  

  

 



Did witness give thepolice or the prosecutors a 

  

description of the killer: Yes + No 

T Yes, was it consistent with ithe true description 

of the accused: Yes + No 

19. If withess did not identity the accused, did witness: 
      
  

Identify some other person(s) as the only killer(s): 

Identify some other person(s) as participants in 

the killing: 

Not identify any person(s) as the ¥illeris): 

  

  

Identify any other person(s) as the only perpetrator(s) 

of any accompanying felony: 

Identify any other dn an in as participantk) in any 
accompanying felony: : 

Not identify any person(s) as participant(s) in any 
accompanying felony: 

  

20, Did witness describe the accused as intoxicated: 

Ag irrational: 
  

  

Did witness describe the victim as intoxicated: 

As Srrationzl? 
  

2]. Did the accused describe the aggressor in a. fight that 

lead up 10 the Xitling: Yes 1-0 

If Yes, wag the aggressor: The Killer 
Siconfederate OF The Killer: 
The deceased: 
A confederate of the decezsed: 
Someone else (describe): 

  

  

  

22. Did the witness lestify that the.deceassd uttered threzts 

gaingt the Xiller or ile killers confederates: Yes . No 

T Yes, did witness testify that the threats appeared 
be serious: s not serious: ; 

  

  

Did the witness deny that the deceased uttered threats: Yes + N 

23. Did the witness testify that th 

from the scene but didn't: 

xiller could have retreated 
2 ¢ No 

e 
Yo 

 



IV. Background Testimony 
  

  

24, Wiiness testified to prior relationship beiveen accused 
and deceased: Yes sNo 
If Yes, describe relationship briefly:   

        

25. Witness testified to prior encounters between accused and 
deceased: Yes : No 

If yes, describe prior encounters briefly: 
  

  

accused 26. Witness testified io a motive on the part of the 
i: Xess ¢ NO to kill or to be hostile to the deceased 

If yes, was the motive: Jealousy: 
Reveange: 

Finaneizl zaint 
Other (describe): 

27+. Mitnesyg ‘testified 10 wceis taXen by accused in 
for killing and/or encounter with’ decemsed: Y 
IT Yes ,8cgcribe acts Drielly! 

  

  

No 

  

  

  

28. Wiiness testified to a statemerimade by the accused concerning 
the killing: Yes 1 No 
IP Yes, G34 the zecused:s Acnitt Deriicipation iin the 

Pliling: 
Peny perticipstion in the 

¥illing: 

Claim 

  

29. Witness testified to reputation of the accused: Yes : No 
If Yes, 430 witness testify fo.repulsion Tor dishonesty’ 

for honesty: 

Did witness testify to repuizbon for violent conduct: 

  

  

  
for peaceableness: _o——,— 

30. Witness testified to reputdion of the deceased: Yes; No 
17 Yes, 4314 viitnens testify to reputation for honesty: 

\\ for dishonesty: 

Did witness testify to reputation for pezceableness: 
~     

for violent conduct: ,     

 



  

V. Other Testimony bv Vitness 
    

31. Describe any other testimony by witness: 

 



   

  

RY “ . 

Evidence of Prior Acts . by the Accused 
    

  

32. Vas there evidence of prior similar criminal acts by the 
accusefs Yes 

  

  

  

  
      

      
  

If yes, complete chart below: 

Total i Chearzcteristics 
number resulting wh An common with 

mentioned |in recor- |disputed| ti current charges 
(if none, [ded con- on : {1is%t, briefly) 
nol) victions ( 73 
"re ness no.'s) 

Prior 

robberies 

Prior 

sexual 

assuzlis 

Prior 

non- 

sexual 

ESSaults 

Prior 

homicides 

  

  

Other 
    
  

                

 



    
     ‘ 

“ 

Statements by the Accused 
    
  

  
  

33. Did the police and/or prosecutor ~s have evidence of any 

statements by the accused regarding the killing 

or surrounding events (give number of statemeris; AT 

none, JOY) 1 
  

For each such statement, check the apprepriate boxes: 

| First Second Third Fourth 
- Stmnt. Stmnt. Stmnt Stont, 
fo ap——— 

Oral 

Vritten ‘oy accused 

Girizien. . Dv another 
Siegred 

          
  

  
    

  

  

    
  

      
  

  

  
  

  
  

    

  

  

      

Given to Pros. Witness(s) 

(write in no.(s)) 

Given To some Olner per- 

son (explain below) ’ 

  

    
  

      

  

  
      

  

          +. Crime, 

    

    
        

      

  

    

  

  

            
            

  

  

    
a nn oY Ge- 

cezseds, (YY: {N) 
Describes ie by de- 

gopged, (VJ (N) 
Descripes Gootssgy as I 

having weapon, (Y YY); {(®) 

Describes pail btwn. 

accused and deceased 

YY) 

Inconsistent wlth any 

theorv of self defense 

Descrice: intoxication of 

accused (Y); (MN) | 

Descrioces intoxication ol | 

Gogensed {(X), (WM). . 
ralses some other ae- 

forse (explain below) 
Use Chzllenged by defense on 

constitutional grounds 

(explain below) 

Conceded by prosecution 

      

  

  

    

        
            

      
  

  

    
  

  

        
        
  
      

  
    

            

  

  

  

  

  

  

  

  

  

    

  

            

  
  

                  
 



  

     Physical and Scientific Evidence 
  

    
A « 

C: Was there any evidence of electronic surveillance of any sort 
in this case! "Yes 1 No 

If Yes, describe how this evidence was obtained and 
vhat 11 revealed: 

Was this evidence challenged by the defense as the 
product of an illezal search znd seizure: Yes $+ No 

Did the prosecution concede that this evidence was the 
product of an illegal search and seizure: Yes + Bo 

-L 

Did a court rulg on the lezzlity of the surveillance: 

  

  

No 

Yazs 
TL Tens, Didte of puting: o../ of / 

Vias the evidence excluded 

or zcnitied   

Describe any further legzl proceedings briefly: 

35. Was there any evidence that the accused was in possession of goods 
acquired at the scene of The crime: Yes : No 

  
If Yes, describe ibis evidence Driefly: 

Was this evidence challenged by the defense as the produc: 
of on illegnl search:zxg seizure: Yes : No 

Did the prosecution concede that thls evidence was the 

oduct of an 1llegsl sonrch ang seizure: Yes s No 

¢& = i 

  

 



fl 2 court rule on the legality of the seizure of 
this evidence: Yes + No 

  

17 Yes: Dateror ruling: / of / 
Wes the evidence excluded 

or a8nitiel 

  

  

Describe any further legal proceedings on this 
issue briefly:   ~~ 

36. Vas there any evidence that ihe accused was injured at the scene 
of the crimes Yes s+ No 

IT Yes, describe this evidence briefly: 3 

Describe any legal challenges to the use of this evidence: 

Linkina ACCuwsEd To COime 
37. Here any fingerprints

 / taken “from fhe scene of ihe crime: 

Yes ; No 
    

- 

12. Yes, how many. 8ifTerent Jocations were Fingerprints 
taken from: 

  

For each such locztion, complete the following check list: 

        

    

at | 2nd [Biya fo ape 
loca- |loca- [loca-| loca-floca- {loca- 

| tion tion Sion i tion dition tion 

Positive ID as 1 Z 
fingerprints of ‘the 
accused 

Qualified ID. a 
    

    

Negative ID 

  jrEoputes by defense, | = 
tog (YY), No {30) 
On weapon recovered 

at scene 

    

        

          

In 2 public place 

    

IH 4 private place 

  
                  
 



cont. 

Ala {2'nd 13rd Min i5ray 6i4nh 
loca- {loca- |loca- {loca-{loca-| loca- 
tion {tion jtion Hion [tion tion 

  

  

  
  

  | In a place at scene where 
accused ves unlikely to De 
at any reasonable time be- 

| Tore the occurrence unless 
he was involved in it 
(check box, and describe 
place on lires below): 

    

  

      
    In a place at scene to 

'hich accused had reasonzble 
access at times other than 
the occurence: 

  
  

—— 
  
    

    

  

    

    In a place associated wiznh 
the occurrence but not alone . 
establishing the accused's 
involvenentiin it: 

        

    

  

      

      

  

  

    
  

  
  

  
  

    
        

                  Other: NT Wi | Linking Attuded To ocime : 
38. Were.any fooilprintsftaken from the scene of the crime: 

Yes : No 

  

  

For each such location, fill in the following check list: 

 



   
First Second | Third 

Location Location Location   

      Positive 1D 2s SoDLprinis, 
of the z2ccused 
  

  
  

    

Qualified ID 

Negztive ID 
    

      
    

Disputed by Defense 

ind public pi 
    

Ina private place 
    

In a place at the scene 
where the accused was un- 

likely to be at any reesonadble 
time before the occurrence 
unless: ne was involved in it 
(check box znd describe 
place on lines below): 

  

  
    

    

Inzplece at the scene 10 
hich the accused had rezsonablé 
access 21 times other than 

the occurrence: 

      

  

  
  

In 2a plzcesngsociated with 
the occurrence but not alone 

establishing the accused's 
involvement in id: 

  

    

                    
 



  

   

  

as 
- . 

Was there any evidence of ballistics tests on a gun allegedly 
sed in the Killing: Yes + No 

“ (: more t an one gun, give number: } 
Yes: yon 

(If more than one gun, complete question for each separately) 
Was the gun identified as a weapon that was used 
the Xilling + Positive. 1D 

Negative 1D 
Qualified ID 

fires the identification disputed by the defense: 

    

Yes: 

No: 

Was the gun shovn to belong 10 the accused: You .$ Ho 
Qualified 

(as the ovnership of the gun disputed by the defense: Yes 
No 

Was the gun shown to have been in the possession of the 
accused at or about the time of the killing: Yes : Ye — 

Qualified 
Was possession of the gun by the accused at the time OT zine 
Rilling disputed by the defense: Yes 

No 

Was the gun seized from the zccused at the time of the 
arrest: Yes. 

No 
gualified + 

Was possession of the gun by the accused at the time of 
arrest disputed by the Gelense: Yes 

No 2 2 

  

Was the gun seized from the residence of the accused during 
the investigation of the. crime: Yes 

No 
” Qualified 
Was seizure of the gun from the residence of the accused 
dispued by the defense: Yes 

: No 

  

Was evidence regarding the gun challenged on the grounds that 
it wae the product of an'illezal search and seizure: Yes 

: : No 

Did the prosecution concede that evidence regarding the gun 

was the product of an illegal search and selzure: Yes 
No 

Did 2atecoprt Yule on the legality of any search that 
produced evidence regarding the gun: nes 

Jf Yogi. Donte ol'ruling: / / / 
Vias evidence excluded 

| or admitted 

\ Briefly describe any further legal proceedings 
ory this issuot 

  

    

 



>. on whether 
Was there scientific evidence / the accused had fired a gun at 

about the Time of the killing: Yes s No 

  

If Yost ‘Did ihe test indicate that accused: Fired a zin 

Pid not. five a gun   

  

  

Qualified 
Were the resulis of the test disputed -by the defense: Yes 

No 

Describe, briefly, the nature of the test used: 

\ 

1. Was a wegpon other Than a gun linked to the accused: Yes + No 
if more than one weapon, give number s anda .complete 

If Yes: west 2 nite : question separatel; 
dagger for each) 
sword 
ax 
club 
rope or other insirument of strangulation’ 
other describe: 

j
t
 

= Was the weazron shown to be a weapon used the ki1lingiYes 

"No 

Qualified 

  

If Yes or Quelified, was this shown Dy eyewitnesses 

: by scientific tests 
If by scientific tesmdescribe the tests!   

Weg the ident? Pity rumnetallity in 
the ‘killing disput 

Wes the weapon shownto belong to. ihe accused: Yes 
No Qualified 

(ves its ovnership disputed by the defense: Yes 
No 

Was the weapon shown to have been in the possession of the 
accused at 20 about the time of the killing: Yes 

No jQualified 
Was possession of the weapon at about the time of the killing 
disputed by ithe defense: Yes 

No 

Was the weapon seized from the accused 2t the Time of arrest: 
Yes 
Nog. #8 

: weapon by accused Qualitied 
Vas possession of the /at the time of arrest 
disputed by the defense: Yes : 

No 

re. 

  

 



  

Was the weapon seized from the residence of the accused 

during the investigation of the crime: Yes 
No 
Qualified 

Was seizure from ithe residence of the accused 
disputed by ithe defense: Jes 

\ No 

(Vas evidence regarding the weapon challenged on the ground 

that it was the product of an illegal search and seizure: 
Yes 
No 

Did the prosecution concede that the evidence was the 
product of an illegzl search and seizure: Yes 

  

No 

Did 2 court rules on the legality of any search that produced 
evidence regrading inis weapon: Yes 

No 
Jl Yes, Date ofuruling: / / 

Was evidence excluded 

or:zdmitled + 
ly describe any further legal proceedings on thig 

    \ Brief 

issue 

 



    . | v4 
hBs 

"'N2.- Vas there race evidence linking the accused to the crime: Yes 3 Ho 
w vv oe TF Yeg, was it: Blood : 

Hair 
Fiber 
Dirt 
Other Describe: 

[ze this evidence: Sirongly link accused to crime 
Link accused to crime, but consistent 

with other reasonable possibilities 

Was this evidence challenged by the defense as the product 
of an 1llegzal search and seizure: Yes : : 

: No ; 

Did the prosecution concede that this evidence was the 
product of an illegzl search and seizure: Yes 

No 

Did 2 court rule on the legality of any search that 
produced this evidence: Yes 

No 
IT Yes, date of ruling: / i of 

was evidence excluded 
~ or admitted 

Briefly describe any further legal proceedings 
on this issue: 

  

    
  

- 

L3. Was any other physiczl or scientific evidence used eZainst ihe 
accusedy Nes 

No 

  

If Yes, describe:

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