Villanueva v. Wellesley College Brief of Defendant-Appellee
Public Court Documents
December 7, 1990
Cite this item
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Brief Collection, LDF Court Filings. Villanueva v. Wellesley College Brief of Defendant-Appellee, 1990. 2d12920a-c89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/950d3ff3-8bac-455a-b748-3eefc5242926/villanueva-v-wellesley-college-brief-of-defendant-appellee. Accessed December 04, 2025.
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RULE 26.1 CORPORATE DISCLOSURE STATEMENT
Wellesley College is a nonprofit institution of higher
learning organized under the laws of the Commonwealth of
Massachusetts, and as such it has no parent companies,
subsidiaries or affiliates that have issued shares to the publ
TABLE OF CONTENTS
STATEMENT OF THE I S S U E .............................. 1
STATEMENT OF THE C A S E .............................. 1
STATEMENT OF F A C T S .................................. 3
ARGUMENT ,
I . SUMMARY JUDGMENT WAS PROPERLY GRANTED BECAUSE
WELLESLEY ARTICULATED LEGITIMATE,
NONDISCRIMINATORY REASONS FOR DENYING TENURE
TO PLAINTIFF, AND PLAINTIFF FAILED TO SHOW
THAT THOSE REASONS WERE A PRETEXT FOR UNLAWFUL
DISCRIMINATION ............................ 11
A. The District Court Applied Well
Established Principles In Allowing
Wellesley's Motion For Summary Judgment . 18
B. The District Court Correctly Found That
Wellesley Articulated Legitimate,
Nondiscriminatory Reasons For The
Denial of Tenure to Plaintiff ........... 23
C. There Was No Probative Evidence That
The Reasons Wellesley Articulated For The
Denial of Tenure to Plaintiff Were Obviously
Weak Or Implausible Or That Wellesley
Manifestly Applied An Unequal Standard
To Plaintiff's Tenure Application . . . . 27
1. The Tenure Candidacies of Professors
Renjilian-Burgy and Agosin Do Not
Permit A Reasonable Finding of One-
S i d e d n e s s ..................... 30
2. The Only Probative Comparisons Are
to Professors Renjilian-Burgy And
A g o s i n ..........................37
3. Plaintiff's Other Evidence Fails
To Show That The College's
Articulated Reasons Were
Pretextual..................... 41
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II. THERE WAS NO OTHER PROBATIVE EVIDENCE OF
IMPROPER DISCRIMINATION AGAINST PLAINTIFF
BECAUSE OF HIS RACE, COLOR, NATIONAL ORIGIN OR S E X ........................................
III. PLAINTIFF'S CLAIM OF AGE DISCRIMINATION
WAS ALSO PROPERLY D I S M I S S E D ............. 4 8
Conclusion........................................... ...
f
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TABLE OF AUTHORITIES
PageCASES
Anderson v. Liberty Lobby. Inc..
477 U.S. 242 (1986).............................. 19
Banerjee v. Board of Trustees of Smith College. 648
F . 2d 61, 66 (1st Cir. 1 9 8 1 ) ............. 20, 39, 46
Brown v. Trustees of Boston University. 891 F.2d 337,
346 (1st Cir. 1 9 8 9 ) ................. 16, 21, 27, 30
Cook County College Teachers Union.
Local 1600 v. Byrd. 456 F.2d 882
(7th Cir. 1972), cert, denied. 409 U.S. 484
(1972), reh. denied. 414 U.S. 883 (1972) . . . . 43
Dance v. Ripley. 776 F.2d 370, 373
(1st Cir. 1 9 8 5 ) ................................... 13
Pea v. Look, 810 F.2d 12, 15 (1st Cir. 1987) 13, 22
DeArteaga v. Pall Ultrafine Filtration Corp..
862 F . 2d 940 (1st Cir. 1988) .................... 19
Diminnie v. General Electric Co..
47 BNA Fair Empl. Prac. Cases 245
(W.D.Ky. 1989) 48
Federal Insurance Co. v. Summers’. 403 F.2d 971,
975 (1st Cir. 1 9 6 8 ) .............................. 17
Gray v. New England Telephone & Telegraph
Co. . 792 F. 2d 251, 255 (1st Cir. 1986) ......... 15
Griggs-Rvan v. Smith. 904 F.2d
112 (1st Cir. 1 9 9 0 ) .............................. 21
Hebert v. The Mohawk Rubber Co..
872F.2d 1104,1111 (1st Cir. 1989) 20
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Jackson v. Harvard University. 721 F. Supp.
1397 (D. Mass. 1989) ............................ ...
Janiqan v. Tavlor. 344 F.2d 781, 784
(1st Cir. 1965), cert. denied. 382 U.S. 879 (1965) 17
Johnson v. Allvn & Bacon. Inc.. 731
F.2d 64, 70 (1st Cir. 1984), cert, denied.
469 U.S. 1018 (1984) ............................ 12
Keyes v. Secretary of Navv. 853 F.2d
1016, 1023 (1st Cir. 1988) ............. 11, 14, 15
Loeb v. Textron. Inc.. 600 F.2d 1003,
1019 (1st Cir. 1979) ............................ 11
McDonnell Douglas Coro, v. Green,
411 U.S. 792 , 802 (1973)..................... 11, 12
McGruder v. Necaise. 733 F.2d
1146 (5th Cir. 1984) ............................ 48
Medina-Munoz v. R.J. Reynolds Tobacco Co.. 896 F.2d
5, 9 (1st Cir. 1 9 9 0 ) ............. 13, 14, 15, 21, 38
Menard v. First Security Services Coro..
848 F.2d 281 (1st Cir. 1988) ............... 15, 20
Metropolitan Life Insurance Co. v . Ditmore.
729 F . 2d 1 (1st Cir. 1987) ..................... 19
Oliver v. Digital Equipment Corp., 846 F.2d 103, 107
(1st Cir. 1 9 8 8 ) .............................. 12, 19
Perez de la Cruz v . Crowley Towing and
Transp. Co.. 807 F.2d 1084 (1st Cir. 1986), cert.
denied. 481 U.S. 1050 (1987) ................... 19
Price Waterhouse v. Hopkins. 109 S.Ct.
1775, 1797 (1989)................................ 11
Rossy v. Roche Products. Inc.. 880 F.2d
621, 625 (1st Cir. 1989) ........................ 16
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11
Sweeney v. Board of Trustees of
Keene State College. 604 F.2d 106, 108
(1st Cir. 1979), cert, denied, 444
U.S. 1045 (1980) ..........................
Texas Dep't of Community Affairs v. Burdine,
450 U.S. 248, 256 (1980) ........................ 13
The Dartmouth Review v. Dartmouth College.
889 F. 2d 13 (1st Cir. 1 9 8 9 ) ...................... 22
Wards Cove Packing Co. v. Antonio.
109 S.Ct. 2115, 2122 (1989)...................... 44
White v. Vathallv. 732 F.2d 1037, 1043
(1st Cir.), cert. denied. 469 U.S. 133 (1984) . . 13
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STATUTES
29 U.S.C. § 631(d) 7
Act of October 31, 1986,
Public Law 99-592, § 6 ( b ) .......................... 7
Age Discrimination in Employment Act,
29 U.S.C. § 6 2 1 ............................ 1, 7, 48
Civil Rights Act of 1866, 42 U.S.C. § 1981 . . . . 1
M.G.L. c. 15IB, § 4(17) (c) 1
M.G.L. c. 15IB, §4(1) (A) and (B) 7
Title VII of the Civil Rights Act of 1964,
42 U.S.C. § 20 00e-l................................. 1
RULES AND REGULATIONS
Rule 3(a) of the Rules for United States
Magistrates in the United States District
Court for the District of Massachusetts...........2
Rule 56(c) of the Federal Rules
of Civil P r o c e d u r e ..............................18
OTHER AUTHORITIES
Handbook of Labor Statistics published by the U.S.
Department of Labor (Bulletin 2217 - June, 1985) 45
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STATEMENT OF THE ISSUE
Did the District Court properly grant summary judgment
dismissing plaintiff's amended complaint alleging that
Wellesley College denied him tenure because of his race,
color, national origin, sex and age?
STATEMENT OF THE CASE
Plaintiff-appellant Tino Villanueva (hereinafter
referred to as "plaintiff") was denied tenure in the
Department of Spanish of defendant-appellee Wellesley
College ("Wellesley" or the "College") in December, 1985.
He brought this action in August, 1987, alleging in an
amended complaint that the tenure denial was based on his
race, color, national origin, sex and age in violation of
Title VII of the Civil Rights Act of 1964, 42 U.S.C.
§ 2000e-l et seq. ("Title VII"), the Civil Rights Act of
1866, 42 U.S.C. § 1981, the Age Discrimination in Employment
Act, 29 U.S.C. § 621 et seq. (the "ADEA"), and Massachusetts
General Laws Chapter 151B, § 4(1)(A) and (B).
The parties engaged in discovery throughout the period
from August, 1987 through February, 1989. Thereafter, on
March 13, 1989, Wellesley filed a motion for summary
judgment dismissing plaintiff's claim of age discrimination,
and on December 7, 1989, a further motion for summary
judgment dismissing plaintiff's claims of race, color,
national origin and sex discrimination. In support of its
motions, Wellesley submitted a Statement of Material
Undisputed Facts together with supporting affidavits from
Ruth Anne Nuwayser, who is Manager of the Faculty Records
Office at Wellesley, and portions of the deposition
transcripts of various persons who had participated in the
consideration of plaintiff's case.1
Plaintiff filed an opposition to Wellesley's motions,
together with a Statement of Material Disputed Facts and
various supporting exhibits. Thereafter, pursuant to Rule
3(a) of the Rules for United States Magistrates in the
United States District Court for the District of
Massachusetts, the Court referred the matter to Magistrate
Lawrence P. Cohen for recommended disposition.
On June 14, 1990, the Magistrate submitted a report
recommending allowance of Wellesley's motions. After
summarizing the facts shown by the parties' submissions and
the applicable legal principles, the Magistrate assumed that
plaintiff had established a prima facie case of
discriminatory denial of tenure, but found that he had
failed to produce "sufficient evidence by which a rational
1 These portions of deposition transcripts were submitted
as attachments to the affidavit of John H. Mason, counsel
for Wellesley.
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trier of fact — short of mere speculation or conjecture —
could reasonably conclude that the legitimate, non-
discriminatory reason advanced by Wellesley for denying
[plaintiff's] tenure bid was a pretext for illegal
discrimination." (App. Ilia).2
Plaintiff filed objections to the Magistrate's Report
on June 29, 1990. On August 17, 1990, the Court overruled
plaintiff's objections and entered an Order allowing
Wellesley's motions for summary judgment for the reasons set
forth in the Magistrate's report.
STATEMENT OF FACTS
The Statement of Material Undisputed Facts which
Wellesley submitted in support of its motions for summary
judgment is set forth in full in the Joint Appendix at pages
16a-55a. In the interest of brevity, that statement will
not be repeated here, except in the following summary form
which will include citations to the Appendix where the
statement is set out, or to other parts of the record where
the events are described in more detail.
Record references are as follows: "App." refers to the
Joint Appendix; "Nuywaser Supp. Aff." refers to the
Supplemental Affidavit of Ruth Anne Nuwayser; "Exh." refers
to an exhibit? and "Dep." refers to a deposition transcript.
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Plaintiff is a citizen of the United States who was
born in 1941 in Texas of U.S.-born parents (App. 20a). From
September 1974 until June 1987, plaintiff was employed in
the Department of Spanish at Wellesley, first as a part-
time Lecturer and then, starting in 1980, as a full-time
Lecturer/Assistant Professor teaching, among other things,
courses in Spanish language and Spanish and Chicano
literature (App. 20a-21a).
Plaintiff was considered for tenure at Wellesley in
academic year 1985-86 (App. 27a). In accordance with the
procedures that were then in effect,3 the members of the
Spanish Department Reappointments and Promotions Committee
(the "R&P Committee") visited one or more of plaintiff's
classes and reviewed, among other materials, all the written
work that plaintiff had submitted as evidence of his
scholarship, as well as letters from three outside
The process of evaluation for tenure was contained in
the Wellesley College Articles of Government, Article IX,
Section 6, attached as Exhibit A to Wellesley's memorandum
in support of its motion for summary judgment dismissing
plaintiff's claims of race, color, national origin and sex
discrimination (and as Exhibit B to Wellesley's prior
memorandum in support of its motion for summary judgment
dismissing plaintiff's age discrimination claims). This
faculty legislation provided, among other things, that the
College would evaluate tenure candidates according to the
factors of (i) quality of teaching; (ii) evidence of
scholarly strength and growth; (iii) relation to
departmental structure; (iv) service to the College in
achieving its educational goals; and (v) external
professional activities.
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evaluators regarding that work (App. 27a-34a). They then
met and considered whether they should recommend plaintiff
for tenure to the College's Committee on Faculty
Appointments (the "CFA") (App. 34a).
In accordance with established practice, the R&P
Committee consisted of the tenured members of the Spanish
Department: Professors Elena Gascon-Vera, Lorraine Roses,
Joy Renjilian-Burgy and Gabriel Lovett (App. 98a).
Professors Gascon-Vera, Roses and Renjilian-Burgy were of
the view that plaintiff should not be recommended for
tenure, while Professor Lovett believed that he should be
recommended for tenure (App. 35a, 36a).
On October 25, 1985, the three-member majority of the
R&P Committee sent a memorandum to the CFA explaining the
reasons for their recommendation against tenure for
plaintiff (App. 36a; Nuwayser Supp. Aff. Exh. 34). The
majority explained that:
"As a small department at a small college, it
is imperative for us to secure a colleague who is
outstanding as a teacher, as a scholar, as a
member of the Department and as a generator of new
ideas and resources . . . ."
The majority further explained that, in their view,
plaintiff did not meet this standard either in his teaching
or in his scholarship. More specifically, the majority
stated that the pace of plaintiff's teaching was too slow,
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the students in his classes tended to be passive rather than
active, and plaintiff had not shown in his scholarship that
he was current on the latest trends of literary criticism.
The majority also stated that, while plaintiff had complied
with requests from his colleagues, he had not taken the
initiative either to promote Department activities or to
handle major Department responsibilities. Finally, with
respect to Department structure, the majority stated:
"Due to the size of the department and its
structure (three tenured members are due to retire
in 2007, 2008 and 2009, with Tino slated also for
2007) to tenure Tino would mean that we would all
leave almost at the same time. If we were a large
university department it is more likely that there
would be a slot for Tino, since he brings
strengths as a poet and as an expert in Chicano
culture. We also have to keep in mind that the
next tenureable member would retire in 2020, is
also an internationally known poet with four books
of poetry, more than 30 scholarly articles and two
books of criticism on Maria Luisa Bombal and Pablo
Neruda. Also, this same member has superior
student evaluations, particularly in literature."
At the time the majority of the R&P Committee prepared
this letter, the College had in effect a lawful policy
requiring all tenured faculty members to retire at age 70
(App. 106a).4
In the fall of 1985, the ADEA and M.G.L. c. 151B
expressly permitted colleges and universities to require
tenured faculty to retire at age 70. 29 U.S.C. § 631(d);
M.G.L. c. 15IB, § 4(17) (c). The federal provision was
repealed in October, 1986 - one year after the Villanueva
tenure decision. See Act of October 31, 1986, Public Law
99-592, § 6 (b) (repealing 29 U.S.C. § 631(d) as of December
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I
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I
I
I
The CFA considered plaintiff's case in November and
December, 1985 (App. 39a-43a). The CFA consists of eight
members, five of whom are tenured faculty members elected by
the faculty at large (Wellesley College Articles of
Government, Article V, Section 9). The sixth member of the
CFA is a black tenured faculty member, selected by the black
faculty at the College (id.). The other members of the CFA
are the Dean and the President of the College, ex officio
(id.). The CFA considers the opinion of the Department R&p
Committee, but CFA members make their own, independent
tenure recommendation to the College's Board of Trustees and
to the President (Defendant's Response to Plaintiff's
Interrogatories No. 4, 22).
During the course of the consideration of plaintiff's
case, the CFA met with members of the R&P Committee on
December 9, 1985 and again on December 11, 1985, and
discussed the case with them (App. 40a, 42a). During these
meetings, members of the R&P Committee majority repeated
many of the concerns they had expressed in their letter and
also stated, in response to questions from the CFA, that
another member of the Department who was due to be
31, 1993). Because the College can no longer be certain
that a tenured professor will retire no later than age 70,
it has ceased to take projected retirement dates into
account in evaluating the factor of department structure.
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considered for tenure the following year, Marjorie Agosin,
was quite strong and that they were concerned, in light of
the number of people in the Department who were already
tenured, that an award of tenure to plaintiff might
adversely affect an award to Ms. Agosin (App. 40a-42a).
On December 13, 1985, plaintiff was notified by letter
from the President of the College, Nanerl 0. Keohane, that
the CFA had voted to accept the recommendation of the
Spanish Department R&P Committee that he not be granted
tenure at the College (App. 43a; Nuwayser Supp. Aff. Exh.
46) . The letter further stated that, as a result of the
Committee's action, plaintiff's appointment at the College
would terminate at the end of the 1986-87 academic year
(id.) .
Subsequently, on December 23, 1985, Maud H. Chaplin,
the Dean of the College, and Edward A. Stettner, the
Associate Dean, met with plaintiff at his request to discuss
the negative tenure decision (App. 43a). Promptly
thereafter, Deans Chaplin and Stettner furnished plaintiff
with a letter summarizing that discussion (App. 44a;
Nuwayser Supp. Aff. Exh. 46). The letter explained that in
reaching its decision, the CFA had determined that
plaintiff's teaching was "much more than adequate, but it
was not outstanding," and further that, as stated by the
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majority of the R&P Committee, plaintiff's written work did
not show that he was current in the latest trends of
literary criticism (id.).
In response to plaintiff's request, the CFA met with
plaintiff and then reconsidered its decision in April, 1986,
but voted not to reverse its prior recommendation that
plaintiff not be granted tenure (App. 43a, 46a-47a). On or
about May 9, 1986, plaintiff filed charges with the federal
Equal Employment Opportunity Commission (the "EEOC") and the
Massachusetts Commission Against Discrimination (the "MCAD")
alleging that he was denied tenure at Wellesley because of
his race, color, sex and age (App. 47a). After conducting
an investigation, the EEOC on May 28, 1987, issued a
determination that there was no probable cause to believe
plaintiff's allegations of discrimination (id.; Nuwayser
Supp. Aff. Exh. 55). The MCAD accorded substantial weight
to the determination of the EEOC and on June 10, 1987
entered its own finding of lack of probable cause (Nuwayser
Supp. Aff. Exh. 55).
Thereafter, on August 11, 1987, plaintiff commenced the
present action. During discovery, plaintiff took the
depositions of numerous persons who had participated in the
consideration of his case, but none of them supported his
allegations of discrimination. To the contrary, even
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Professor Gabriel ("Harry") Lovett, who had vigorously
supported plaintiff for tenure as a member of the R&P
Committee, testified that, in his view, the majority members
of the R&P Committee had substantial and legitimate
reservations about plaintiff's work and did not discriminate
on the basis of plaintiff's sex (Lovett Dep. 79-80).
Similarly, Professor David Ferry, who supported plaintiff
for tenure as a member of the CFA, testified that, in his
view, plaintiff's tenure case was only "borderline" and that
he understood entirely "the reasonableness of the decision
of the majority. . ." (Ferry Dep. 56). Neither Professor
Ferry, nor Professor Lovett, nor anyone else whom plaintiff
deposed, in any sense suggested that any kind of
impermissible discrimination was involved in the College's
decision not to grant tenure to plaintiff.
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ARGUMENT
I. SUMMARY JUDGMENT WAS PROPERLY GRANTED BECAUSE WELLESLEY
ARTICULATED LEGITIMATE, NONDISCRIMINATORY REASONS FOR
DENYING TENURE TO PLAINTIFF, AND PLAINTIFF FAILED TO
SHOW THAT THOSE REASONS WERE A PRETEXT FOR UNLAWFUL DISCRIMINATION________________
The burdens of proof in cases of employment
discrimination are well settled. Plaintiff bears the burden
of proof throughout the proceedings, and he must show by a
preponderance of the evidence that some protected
characteristic (here sex, race, national origin or age) was
t-h.Q determinative factor in the defendant's decisions
regarding him. See Price Waterhouse v. Hopkins. 109 S.Ct.
1775, 1797 (1989) (where plaintiff has not proven any mixed
motive, Title VII requires "but-for" causation); Keyes v.
Secret a rY_.of Navy, 853 F.2d 1016, 1023 (1st Cir. 1988); Loeb
v. Textron. Inc.. 600 F.2d 1003, 1019 (1st Cir. 1979).
Plaintiff first must establish a prima facie case of
unlawful discrimination by proving sufficient facts which,
standing alone, permit an inference of such discrimination
against him. McDonnell Douglas Corn, v. Green, 411 U.S.
792, 802 (1973); Sweeney v. Board of Trustees of Keene State
College, 604 F.2d 106, 108 (1st Cir. 1979), cert, denied.
444 U.S. 1045 (1980).
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If plaintiff establishes a prima facie case, the burden
then shifts to the defendant to articulate legitimate,
nondiscriminatory reasons for its decision. see
McDonnell-Douglas v. Green. 411 U.S. 792, 802 (1973); Oliver
v - Digital Equipment Corp.. 846 F.2d 103, 107 (1st Cir.
1988). This Circuit has explained the employer's burden in
the following way:
"The defendant's burden to articulate a legitimate
reason is not a burden to persuade the court that he
was in fact motivated by that reason and not by a
discriminatory one. Rather, it is a burden of
production — i.e.. a burden to articulate or state a
valid reason. . . . The defendant can accomplish this
by introducing admissible evidence which would allow
the trier of facts rationally to conclude that the
employment decision had not been motivated by a
discriminatory animus."
Johnson v. Allyn & Bacon. Inc.. 731 F.2d 64, 70 (1st Cir.
1984), cert, denied, 469 U.S. 1018 (1984)(citations omitted,
emphasis original).
The Court below found, and plaintiff does not seriously
dispute, that Wellesley articulated legitimate,
nondiscriminatory reasons for its denial of tenure to
plaintiff. Any inference of discrimination thus dissolves,
and the burden of persuasion created by the prima facie case
shifts back to plaintiff to prove that the proffered reasons
for the defendant's decision were not the true reasons —
but were instead merely a "pretext" for unlawful
discrimination. See Texas Pep't of Community Affairs v.
-12-
Burdine, 450 U.S. 248, 256 (1980); Medina-Munoz v . R .J .
Reynolds Tobacco Co.. 896 F.2d 5, 9 (1st Cir. 1990)
(inference raised by plaintiff's prima facie case vanishes
when employer articulates its legitimate reasons); Dance v.
Ri.pley , 776 F.2d 370, 373 (1st Cir. 1985).
Plaintiff cannot prove pretext — and thereby revive
the inference of discrimination previously dispelled by
defendant's articulated business reasons — by challenging
the actual merit of the reasons.
"Merely casting doubt on the employer's articulated
reasons does not suffice to meet the plaintiff's burden
of demonstrating intent, for the defendant need not
persuade the court that it was actually motivated by
the proffered reasons in the first place. To hold
otherwise would impose an almost impossible burden of
proving absence of discriminatory motive."
Dea v. Look, 810 F.2d 12, 15 (1st Cir. 1987) (quoting White
v. Vathally, 732 F.2d 1037, 1043 (1st Cir. 1984), cert.
denied, 469 U.S. 133 (1984)). Rather, plaintiff bears the
burden of proving that the defendant's decision concerning
his employment was the product of impermissible
discrimination. As this Court stated in Medina—Munoz v.
R.J. Reynolds Tobacco Co.. 896 F.2d 5, 9 (1st Cir. 1990),
plaintiff
"must do more than simply refute or cast doubt on the
company's rationale for the adverse action. The
plaintiff must also show a discriminatory animus based on age."
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If plaintiff does not show such a discriminatory animus,
summary judgment or a directed verdict is mandated.
In sum, once Wellesley has articulated its legitimate,
nondiscriminatory reasons for denying plaintiff tenure, it
devolves upon him to prove by a preponderence of the
evidence, unassisted by the original presumption of his
prima facie case, that Wellesley's reasons "were not its
true reasons, but were a pretext for discrimination." Texas
Dept, of Community Affairs v. Burdine. 248 U.S. 248, 253
(1981) (emphasis added); accord. Medina-Munoz v. R,j.
Reynolds Tobacco Co.. 896 F.2d at 9.
Plaintiff's brief on appeal utterly misapprehends his
burden of demonstrating pretext. The reasons given for an
employment decision may not be considered pretexts for
unlawful discrimination even if it is shown that the
decision was misguided, incorrect, or different from the one
that a court or jury might have made. "Errors in judgment
are not the stuff of Title VII transgressions — so long as
the mistakes are not a coverup for invidious
discrimination." Keyes v. Secretary of Navv. 853 F.2d 1016,
1026 (1st Cir. 1988). As the First Circuit has repeatedly
made clear in discrimination cases, "[i]t is not enough to
show that the employer made an unwise business decision
. . . . [or] that the employer acted arbitrarily or with ill
-14-
will." Gray v. New England Telephone & Telegraph Co.. 792
F.2d 251, 255 (1st Cir. 1986). Wellesley was entitled to
deny plaintiff's tenure application for any reasons it
believed, in its sole discretion, were consistent with the
College's Articles of Government, provided such reasons were
not pretexts aimed at masking unlawful discrimination. As
this Court stated in Medina-Munoz.
"[Plaintiff] argues that he put forward enough evidence
to create a litigable question as to whether the stated
reasons were a ruse. If that is so, it is only half
the battle; the other half was lost for he offered no
colorable evidence to show that the reasons, if
pretextual, were pretexts for age discrimination."
896 F .2d at 9 (emphasis original). Accord Keyes. 853 F.2d
at 1026; Menard v. First Security Services. Inc.. 848 F.2d
281, 287 (1st Cir. 1988).
Plaintiff's effort to turn this discrimination lawsuit
into an occasion for revisiting the underlying merits of his
tenure review completely misperceives the foregoing well
established principles. "Neither the defendant's managerial
judgment nor [its] recruiting acumen is on trial in this
case." Keyes v. Secretary of Navv. 853 F.2d 1016, 1026 (1st
Cir. 1988). The mission for this Court is to determine
whether plaintiff has offered sufficient evidence for a jury
to conclude on the basis of that evidence - and not on mere
speculation or conjecture - that sex, race, national origin
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or age discrimination were the real reasons for Wellesley's
actions toward him. As this Court held recently:
"Our role is not to second-guess the business decisions
of an emplyer, imposing our subjective judgments of
which person would best fulfill the responsibilities of
a certain job. While an employer's judgment or course
of action may seem poor or erroneous to outsiders, the
relevant question is simply whether the given reason
was a pretext for illegal discrimination."
Rossv v. Roche Products. Inc.. 880 F.2d 621, 625 (1st Cir.
1989) (citations omitted).
Thus, plaintiff cannot show that the College's reasons
were a pretext for unlawful discrimination by presenting
evidence from which a factfinder might conclude that the
tenure decision could have gone either way, nor can
plaintiff show such pretext simply by persuading the
factfinder that it would have granted tenure to plaintiff.
Rather, plaintiff must show that the College's articulated
reasons for denying him tenure were "obviously weak or
implausible", or that the tenure standards for prevailing at
the tenure decision were "manifestly unequally applied".
Brown v. Trustees of Boston University. 891 F.2d 337, 346
(1st Cir. 1989). As emphasized by this Court in Brown.
"The essential words here are 'obviously' and
'manifestly.' A court may not simply substitute its
own views concerning the plaintiff's qualifications for
those of the properly instituted authorities; the
evidence must be of such strength and quality as to
permit a reasonable finding that the denial of tenure
was 'obviously' or 'manifestly' unsupported."
-16-
Id. at 346. Likewise, a jury may not simply substitute its
own views for those of the College. Accordingly, Wellesley
is entitled to summary judgment unless plaintiff makes a
showing of the strength and quality demanded by this Court
in Brown.
Plaintiff's contention (Brief of Appellant at 46,
n. 37) that he may meet his burden to establish pretext on
the hypothesis that the jury might choose to disbelieve the
defendant's witnesses and explanations is entirely without
merit. See Janigan v. Taylor. 344 F.2d 781, 784 (1st Cir.
1965), cert. denied. 382 U.S. 879 (1965) ("[H]owever
satisfied a court may be from the witness's demeanor or his
demonstrated untruthfulness in other respects that certain
testimony is false, it cannot use such disbelief alone to
support a finding that the opposite was fact"); Federal
Insurance Co. v. Summers. 403 F.2d 971, 975 (1st Cir. 1968)
(party bearing burden of proof does not have right to get to
the jury when the only evidence is testimony against him).
Were this view of the law correct, summary judgment motions
could never be granted in discrimination cases once a prima
facie had been made out — a result clearly contrary to the
explicit holdings of the Supreme Court in McDonnell-Douglas
and Burdine. and of this Court in virtually every one of its
employment discrimination decisions, including Oliver v.
-17-
Digital. Johnson v. Allvn & Bacon. Loeb v. Textron and
Medina-Munoz v. R.J. Reynolds. Further, if the trier of
fact's disbelief of a defendant's articulated business
reasons can, without more, suffice to give rise to an
inference of discrimination, then in reality a defendant
must not only articulate its reasons, it must prove them.
Again, such an interpretation of the law stands in direct
conflict with virtually every discrimination decision handed
down since McDonnell-Douglas v. Green.
Plaintiff's lawsuit was dismissed because he fell "far
short in mustering sufficient evidence by which a rational
trier of [fact] -- short of mere speculation or
conjecture — could reasonably conclude that the legitimate,
non-discriminatory, reason advanced by Wellesley for denying
his tenure bid was a pretext for illegal discrimination."
(App. Ilia). The Court below applied the proper standards
in reaching this judgment. Its decision should be upheld.
A. The District Court Applied Well
Established Principles In Allowing
Wellesley's Motion For Summary Judgment
Rule 56(c) of the Federal Rules of Civil Procedure
provides that summary judgment shall be granted "if the
pleadings, depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any,
show that there is no genuine issue as to any material fact
-18-
and that the moving party is entitled to judgment as a
matter of law." As this Court has repeatedly recognized,
summary judgment is appropriately granted under this Rule if
there is "an absence^of evidence supporting the non-moving
party's case." E.g. , Oliver v. Digital Equipment Coro.. 846
F •2d 103, 105 (1st Cir. 1988); Metropolitan Life Insurance
Co. v. Ditmore. 729 F.2d 1, 4 (1st Cir. 1987).
This Court has further explained that the issue is "not
whether there is literally no evidence favoring the non
movant, but whether there is any upon which a jury could
properly proceed to find a verdict in that party's favor."
DeArteaga v. Pall Ultrafine Filtration Coro.. 862 F.2d 940,
941 (1st Cir. 1988). The non-moving party may not rely on
"unsupported allegations and speculations," Oliver v.
Digital Equipment Corp.. supra. 846 F.2d at 109-110, or on
"the gossamer threads of whimsy, speculation and
conjecture." Perez De La Cruz v. Crowley Towing and Transp,
Co., 807 F.2d 1084, 1086 (1st Cir. 1986), cert, denied. 481
U.S. 1050 (1987). Rather he must produce evidence that is
admissible and significantly probative of the claims he has
made. Anderson v. Liberty Lobby, Inc.. 477 U.S. 242, 249-
250 (1986). Otherwise, no genuine issue of material fact is
presented and summary judgment is properly granted. See
also Hebert v. The Mohawk Rubber Co.. 872 F.2d 1104, 1111
-19-
(1st Cir. 1989); Menard v. First Security Services Corp.f
848 F .2d 281, 284-85 (1st Cir. 1988).
The Magistrate explicitly recognized and applied the
appropriate legal standards in this case. Thus, following*
this Court's decision in Baneriee v. Board of Trustees of
Smith College. 648 F.2d 61 (1st Cir. 1981), the Magistrate
assumed that plaintiff had established a prima facie case of
discriminatory denial of tenure5 and considered whether
Wellesley had articulated a legitimate, nondiscriminatory
reason for its action. Concluding that the College had met
this burden, the Magistrate went on to consider whether
plaintiff had produced "sufficient evidence by which a
rational trier of fact - short of mere speculation or
conjecture - could reasonably conclude that the legitimate,
non-discriminatory reason advanced by Wellesley for denying
his tenure bid was a pretext for illegal discrimination."
(App. 111a). Quoting from this Court's decision in Brown v.
Trustees of Boston University. 891 F.2d 337, 346 (1st Cir.
In Baneriee. the Court held that a plaintiff could
establish such a prima facie case by showing that: (1) he
is a member of a protected minority group; (2) his
qualifications for tenure were sufficiently strong to place
him in the middle group of tenure candidates as to whom both
a decision granting tenure and a decision denying tenure
could be justified as a reasonable exercise of discretion by
the tenure-decision making body; (3) he was nevertheless
denied tenure; and (4) tenure positions were open at the
time he was rejected. 648 F.2d at 63.
-20-
1989), the Magistrate noted that plaintiff could satisfy
this burden by showing that the articulated reasons were
"obviously weak or implausible, or that the tenure standards
for prevailing at the tenure decisions were manifestly
unequally applied," but he also noted, quoting further from
the Court's decision in Brown, that "[t]he essential words
here are 'obviously' and ’manifestly1." and that a court or
jury "may not simply substitute its own views concerning the
plaintiff's qualifications for those of the properly
instituted authorities; the evidence must be of such
strength and quality as to permit a reasonable finding that
the denial of tenure was 'obviously' or 'manifestly'
unsupported." (App. 112a) (emphasis added).
The Magistrate's approach was clearly correct and
consistent with the decisions of this Court referred to
above. See also Griggs-Rvan v. Smith. 904 F.2d 112, 115
(1st Cir. 1990) ("Evidence which is merely colorable, or is
not significantly probative will not preclude summary
judgment."); Medina-Munoz v. R.J. Reynolds Tobacco Co.. 896
F •2d 5, 9 (1st Cir. 1990) ("So long as the employer proffers
[a valid, nondiscriminatory reason for its action], the
inference raised by plaintiff's prima facie case vanishes
[and] it is up to plaintiff, unassisted by the original
presumption, to show that the employer's stated reason was
-21-
but a pretext for age discrimination.")6; The Dartmouth
Review v. Dartmouth College. 889 F.2d 13, 16 (1st Cir. 1989)
(to avoid summary judgment, "plaintiffs must point, if not
to fire, at least to some still-warm embers; 'smoke alone is
not enough to force the defendants to a trial to prove that
their actions were not [racially] discriminatory.1") While
plaintiff may quarrel, as he does, with the result reached,
he cannot show that the Magistrate placed any improper
burden on him to defeat Wellesley's motion for summary
judgment. Neither the Magistrate nor the District Court did
any such thing.
6 Plaintiff argues that the Magistrate fundamentally
misunderstood the Title VII burdens of proof. (Brief of
Appellant at 44-46). The fact is, the Magistrate properly
followed Medina-Munoz' clear holding that to rebut the
employer's legitimate, nondiscriminatory reasons, a Title
VII litigant must show that those reasons are "not only a
sham, but a sham to cover up . . . [improper]
discrimination." Plaintiff's real problem is not with the
Magistrate's decision, but with the holdings of Medina-
Munoz , Burdine and many other employment discrimination
cases. As discussed above at pp. 12 to 17, Medina-Munoz was
rightly decided and correctly followed. Plaintiff's case
was properly dismissed because he has not raised a genuine
issue of fact as to whether Wellesley's reasons for denying
him tenure were pretexts for unlawful discrimination.
Plaintiff has at most presented evidence from which a
factfinder might conclude that the tenure decision could
have gone either way. Such a showing is insufficient to
bring his case to a jury. See Pea v. Look. 810 F.2d 12, 15
(1st Cir. 1987)(plaintiff "cannot meet his burden of proving
'pretext' simply by refuting or questioning the defendants'
articulated reason").
-22-
B. The District Court Correctly Found That
Wellesley Articulated Legitimate,
Nondiscriminatory Reasons For The
Denial of Tenure to Plaintiff____________
The Magistrate found, and plaintiff does not seriously
dispute, that Wellesley articulated legitimate,
nondiscriminatory reasons for its denial of tenure to
plaintiff. The record shows that the members of the R&P
Committee who recommended against tenure for plaintiff --
j.e. , Professors Gascon-Vera, Roses and Renjilian-Burgy —
did so principally because they believed that, as a small
department, they needed a dynamic person who could attract
students and build course enrollments and that plaintiff had
not shown, either in his teaching, scholarship, or other
activities, that he was sufficiently exceptional to perform
this task.
More specifically, the majority members of the R&P
Committee noted with respect to plaintiff's teaching that
his pace was generally slow, he spoke too much English and
not enough Spanish, he spent a substantial amount of time
simply reading to the students, and he had a difficult time
in getting the students to actively participate in his
classes. They also noted that plaintiff's course
enrollments were generally low and that the evaluations
submitted by students who had taken plaintiff's courses -
-23-
referred to as "SEQs"7 - were "not poor by any means," but
they were "not of the superior quality that we seek in a
tenure candidate."
/ with respect to plaintiff's scholarship, the
majority members noted that:
plaintiff had concentrated his writing energies
not on scholarship but on writing and promoting his own poetry;
his published poetry was mainly written in the
1960s and 1970s (more recent poetry had not been published);
his doctoral dissertation should have been, but
never was, transformed into a published book;
his published scholarly articles were done in the
late 1970s and early 1980s, and were a reworking
of his doctoral dissertation;
plaintiff's critical methodology, although sound,
was not up-to-date or imbedded in the diverse
trends of criticism that have been current for the
last twenty years (Nuwayser Supp. Aff. Exh. 34).
With respect to service to the Department and the
College, the majority members noted that plaintiff had
generally complied with requests from his Department
colleagues but had not taken the initiative either to
promote Departmental activities or to handle major new
Department responsibilities. Finally, with respect to
Department structure, the majority members noted that the
Department was small, with four of its six members already
Student Evaluation Questionnaires.
-24-
tenured, and the next candidate for tenure, Marjorie Agosin,
was an "internationally known poet with four books of
poetry, more than 30 scholarly articles and two books of
criticism, as well as superior student evaluations,
particularly in literature." The majority members also
noted that, under the College's lawful mandatory retirement
policy for tenured faculty, plaintiff would be due to retire
at virtually the same time as three Department members who
already had tenure.
Similarly, the undisputed evidence shows that the
members of the CFA who voted against an award of tenure for
plaintiff did so because of the R&P Committee's majority
recommendation and also because their own review of the
objective evidence in plaintiff's case, including the
student SEQ's, the faculty teaching reports and the outside
evaluations of plaintiff's written work, tended to confirm
that plaintiff's teaching was good, but not outstanding, and
that, while the quantity of plaintiff's scholarship was
adequate, he did not seem current in the latest trends of
literary criticism or to have adequate command of that
material (Nuwayser Supp. Aff. Exh. 47).
The foregoing reasons are manifestly legitimate,
nondiscriminatory reasons for opposing an award of tenure,
and relate specifically to the standards set forth in the
-25-
College's Articles of Government. Thus, the Articles stated
that "[rjecommendation for promotion should always be based
upon evidence that the candidate is an able teacher and
possesses intellectual enthusiasm and power." The Articles
further stated that:
"In judging qualifications of candidates,
reference will be made to teaching ability,
evidence of scholarly strength and growth
including research activity and potential, the
relation of the candidate to his/her department's
structure, service to the College, including
assumption of departmental and College-wide
responsibilities, and external professional
activities" (Wellesley College's Articles of
Government, p. 61) (attached as Exhibit A to
Wellesley's memorandum in support of its motion
for summary judgment dismissing plaintiff's claims
of race, color, national origin and sex
discrimination).
In light of these provisions, and the materials
discussed above, there can be no question but that Wellesley
articulated legitimate, nondiscriminatory reasons for the
denial of tenure to plaintiff. The Magistrate properly so
found.
-26-
C. There Was No Probative Evidence That
The Reasons Wellesley Articulated For The
Denial of Tenure to Plaintiff Were Obviously
Weak Or Implausible Or That Wellesley
Manifestly Applied An Unequal Standard
To Plaintiff's Tenure Application__________
The principal inquiry in this case is whether plaintiff
has demonstrated by a preponderance of the evidence that the
foregoing legitimate, nondiscriminatory reasons for his
tenure denial were in fact a cover-up for unlawful
discrimination against him. Plaintiff concedes that he has
no "direct" evidence of discrimination. His attempt to show
pretext is based almost entirely on comparisons of his
ications with those of women granted tenure in the
Spanish Department. There is nothing else from which an
inference of discrimination on the basis of age, sex,
national origin or race is even remotely possible.
Where, as here, an unsuccessful candidate for tenure
challenges the university's decision with comparative
evidence, the Court must be especially sensitive to the risk
of "improperly substituting a judicial tenure decision for a
university one." Brown v. Trustees of Boston University.
891 F .2d 337, 347 (1st Cir. 1989). It is not sufficient to
show that the tenure decisions could have gone either way,
nor is it sufficient merely to demonstrate that some aspects
of plaintiff's case were stronger than some aspects of the
cases to which he compares himself. Rather, the comparative
-27-
evidence must be "so compelling as to permit a reasonable
finding of one-sidedness going beyond a mere difference in
judgment." Id. at 347 (emphasis added). Were the standard
of proof otherwise, the normal differences and unique set of
factors in every tenure case would permit the jury to make
the leap of faith that any denial of tenure was on account
of the protected classification into which the plaintiff
happened to fall.
This Circuit's rule that comparative evidence in tenure
cases must be compelling follows from the fact that a tenure
decision is necessarily a subjective evaluation of
professional performance at a very high level. Tenure
candidates by definition have been reappointed to their
assistant professorships and are deemed by the university
already to have met some minimum standard applicable to
college teaching and research. There always will be
differences among candidates, and there often will be
seeming inconsistencies among records, especially where, as
here, fragments of some records are compared with fragments
of other records. Such evidence does not show pretext for
unlawful discrimination.
Plaintiff's evidence falls far short of the standard
articulated by this Circuit. The Magistrate recognized that
the "majority of plaintiff's arguments center on [his claim]
-28-
that he was as qualified, if not more qualified, for tenure
as were four white women who were granted tenure." (App.
108a). The Magistrate concluded, however, that the specific
evidence plaintiff produced in an effort to show that this
was so was not sufficient to allow a rational trier of fact
to conclude, short of mere speculation or conjecture, that
Wellesley's articulated reasons for denying tenure to
plaintiff were mere pretexts for discrimination against him
on account of his sex, race, national origin or age.
In reaching this result, the Magistrate did not
improperly resolve factual disputes against plaintiff, as
plaintiff contends at pp. 42-44 of his Brief. Rather, the
Magistrate concluded that, even if true, the facts presented
by plaintiff were not sufficient to allow an inference of
improper discrimination (App. 108a, n. 11; App. 110a).
The Magistrate was plainly correct in concluding that
plaintiff's evidence as to his relative qualifications did
not permit a reasonable inference of discrimination.
Recommendations for tenure at Wellesley are to be "based
upon evidence that the candidate is an able teacher and
possesses intellectual enthusiasm and power" (App. 19a). A
candidate's record as a whole is taken into account, with
reference to the five specific factors articulated in the
faculty legislation (App. 19a). Plaintiff did no more than
-29-
compare isolated aspects of his overall record to isolated
aspects of the records of other persons granted tenure
before or after him. These misleading and fragmented
comparisons - which are plaintiff's entire case - fall far
short of the required showing that the reasons advanced for
denial of tenure to him were obviously weak or implausible,
or that the College manifestly applied an unequal standard
to his tenure application. See Brown v. Trustees of Boston
University, 891 F.2d 337, 346 (1st Cir. 1989).
1. The Tenure Candidacies of Professors
Renjilian-Burgy and Agosin Do Not Permit
A Reasonable Finding of One-Sidedness
The facts concerning the relative qualifications of
plaintiff and Professors Renjilian-Burgy and Agosin are
essentially undisputed. This evidence does not permit a
reasonable tridr of fact to conclude that in denying tenure
to plaintiff and granting it to his female non-Chicano
colleagues, Wellesley engaged in decision-making so one
sided as to go beyond a mere difference in judgment.
With respect to Professor Renjilian-Burgy, the
undisputed evidence shows that at the time she was awarded
tenure, Professor Renjilian-Burgy was generally regarded as
one of the most exceptional teachers at Wellesley and had
regularly received awards for her teaching, including the
Massachusetts Teacher of the Year award from the Spanish
-30-
Heritage Society in 1981, and a Pinanski prize for
excellence in teaching at Wellesley College in 1983
(Nuwayser Supp. Aff. Exh. 70).
The evidence likewise shows that, unlike plaintiff,
Professor Renjilian-Burgy had been extraordinarily active in
Departmental and College affairs, and also in outside
professional organizations. Thus, at the time Professor
Renjilian-Burgy was considered for tenure, she was an
elected member of the Faculty Advisory Committee to the CFA.
She was also serving on, or had served on, numerous other
Departmental and College committees, including, among
others, the Affirmative Action Task Force, the Intercultural
Awareness Now Committee, the Martin Luther King Memorial
Committee, and the Faculty Committee for the Stone Center
for Psychological Development. Professor Renjilian-Burgy
was also serving as faculty advisor to the "Alianza" student
organization, and she was also a freshman liaison, a group
discussion leader for freshman orientation and a faculty
member of the MIT Wellesley upward bound program. Finally,
Professor Renjilian-Burgy was First Vice President and
President-elect of the Massachusetts Foreign Language
Association, a member of the Board of Directors of the
Massachusetts chapter of the American Association of
Teachers of Spanish and Portuguese, and an active member of
-31-
The extraordinary regard that students and colleagues
had for Professor Renjilian-Burgy was shown by the numerous
letters they wrote in support of her reappointments and
tenure. These letters were far more numerous and strong
than the letters written in plaintiff's case. Thus, one
student wrote that Professor Renjilian-Burgy1s "rigorous
teaching excellence, her kindness and compassion, her
commitment and drive, and her personal and professional
integrity distinguish her as an outstanding faculty member
and human being" (Nuwayser Supp. Aff. Exh. 107). Another
wrote that Professor Renjilian-Burgy was an "invaluable
asset to the Spanish Department and the entire Wellesley
College community" (Nuwayser Supp. Aff. Exh. 119).
There is likewise no guestion that the grant of tenure
to Professor Agosin raises no inference of discrimination.
Thus, the undisputed evidence shows that at the time she was
considered for tenure - i.e .. 1987-88 - Professor Agosin had
written three books of literary criticism, one book of
social commentary, 26 critical articles on various topics,
three published books of poetry, four creative publications
in anthologies, and three other works in progress and had
delivered numerous lectures and papers at meetings of
numerous other outside professional organizations (Nuwayser
Supp. Aff. Exh. 70).
-32-
Professor Agosin's scholarly output was not only
substantially greater than plaintiff's, it was also
continually growing. This was specifically noted by David
Ferry, a member of the CFA who voted in plaintiff's favor
but who testified that in his view, Professor Agosin was the
stronger candidate:
Q. Well, I understand your explanation as to why you
thought [Professor Agosin] was a strong candidate.
I guess my question is specifically and let's take
scholarship, why did you think her scholarship was
stronger than Professor Villanueva's?
A. Because it seemed to me on all three fronts, the
front of social writing, the front of literary
criticism, although I had some criticism of those,
and the poetry, although I had some criticisms of
that, to be continually productive and energetic
beyond the energies of what Tino had displayed.
The R&P Committee in Tino's case pointed out, for
example, that there was not much scholarly
production beyond the terms of the dissertation,
beyond the work done for the dissertation and so
on and compared with Marjorie Agosin this wasn't
the case. The poetry writing that Tino did dated
mainly from an earlier period and this is not the
case of Marjorie Agosin. So in those ways, she
seemed to me — seemed to me to be a superior
candidate. (Ferry Dep. pp. 60-61).
Professor Agosin's teaching abilities also plainly
supported her award of tenure. As Professor Ferry further
explained, whereas there appeared to be little demand for
the Chicano literature courses plaintiff was teaching, there
professional organizations around the world (Nuwayser Supp.
Aff. Exh. 128).
-33-
was a strong demand for the courses on Latin American
literature that Professor Agosin was teaching (Ferry Dep.
pp. 61-62). Here again, plaintiff's focus on an isolated
bit of evidence - the SEQ's - provides an incomplete and
misleading comparison. The entire record amply supports the
College's judgment that Professor Agosin was the better
teacher. Professor Ferry further testified:
I don't know whether Marjorie Agosin has created
such a demand but there certainly — there are a
large number of Latin American students at
Wellesley and students interested in the
literature of Latin America, especially South
America, and that is central to Marjorie Agosin's
interests as -- as it was not the case in Tino.
And that fact, the fact that she presented
positive curricular resources in ways that were
central to the curriculum of the department, had
to be taken into account.
Tino represented indeed a specialty that the
curriculum ought to have in it, but there was not
demonstrable a sizable demand for it at the
present time, nor was it demonstrated that he was
creating any demand. So they differ in that
regard as well. (Ferry Dep. p. 62).
The evidence further showed that Professor Agosin had
received uniformly excellent class visit reports and was
generally regarded as a dynamic and effective teacher by her
colleagues in the Spanish Department (Nuwayser Supp. Aff.
Exh. 138). Her courses were far more popular than
plaintiff's and elicited many favorable letters from
students. Professor Agosin had also been coordinator of the
PRESHCO program and had served as the Spanish Department's
-34-
liaison with various College committees or programs,
including the Women's Studies, Jewish Studies, and Foreign
Studies programs, and also the Pew Committee. Finally,
unlike plaintiff, Professor Agosin was extraordinarily
active on Departmental and College committees and also in
outside professional organizations. She had served on the
Advisory Board of the Massachusetts Foundation of the Arts
and the New England Council of Latin-American Studies, had
served as Chairperson of the International Institute of
Sisterhood is Global, and had been active in numerous other
professional organizations and activities outside the
College (Nuwayser Supp. Aff. Exh. 127).
Rather than supporting plaintiff's claim of pretext,
the records of Joy Renjilian-Burgy and Marjorie Agosin
illustrated precisely the type of professional vigor, growth
and excellence that the members of the R&P Committee and CFA
were clearly looking for, but did not find, in plaintiff's
case. Both of them had a far greater impact on the growth
and vitality of the Spanish Department than plaintiff.
Notwithstanding all the foregoing evidence, plaintiff
says that evidence that a discriminatory "higher standard"
was applied to him can be found in the fact that he was
criticized for matters that were either minimized or ignored
in the other Spanish Department tenure cases. More
-35-
specifically, plaintiff says that his scholarship was
criticized even though Joy Renjilian-Burgy was awarded
tenure without ever having completed her Ph.D. dissertation.
He also says that his teaching was criticized even though
his SEQ's were the same or better than any of the other
Spanish Department tenure candidates except for Joy
Renj ilian-Burgy.
This approach by plaintiff overlooks the obvious fact
that the lack of significant ongoing accomplishment in one
area becomes a more serious problem, and more subject to
legitimate criticism, where it is not offset by significant
accomplishments in another. Once again, the evidence showed
that, unlike Joy Renjilian-Burgy, plaintiff was not
generally regarded as one of the most dynamic and effective
teachers at Wellesley and was not extraordinarily active in
Department and College affairs and outside professional
organizations. Accordingly, it is not surprising, or
indicative of a pretext for unlawful discrimination, that
the lack of significant, ongoing scholarship was regarded as
more of a problem in plaintiff's tenure case than it was in
Joy Renjilian-Burgy's .
Similarly, the evidence showed that, unlike plaintiff,
Professor Agosin was an extraordinarily prolific scholar,
regularly attracted numerous students to her courses and to
-36-
independent studies with her, and was extraordinarily active
both in the Department and College. The evidence also
showed that her colleagues who visited her courses found the
content excellent and the students actively involved. Under
these circumstances, once again, it is not surprising, or
indicative of discrimination, that the R&P Committee members
paid less attention to the SEQ's submitted in Professor
Agosin's case. There was a plethora of other evidence to
support the excellence of Professor Agosin's performance in
all the areas designated for consideration by Wellesley's
Articles of Government.
2. The Only Probative Comparisons Are to
Professors Reniilian-Burov And Agosin
Plaintiff compares himself to his female Spanish
Department colleagues granted tenure from 1977 through 1987.
However, only two of those comparisons - to Professors
Renjilian-Burgy and Agosin, whose tenure decisions bracketed
his own - could possibly be relevant in this case. The far
more remote tenure candidacies of Professors Gascon-Vera and
Roses are not probative of the decision made in plaintiff's
case because the decision makers were entirely different and
the Department structure was not at all similar.
Professor Gascon-Vera was considered for tenure in
1977, and Professor Roses in 1979. It is undisputed that
different individuals decided plaintiff's application and
-37-
the tenure applications of Professors Gascon-Vera and Roses.
The only R&P Committee member common to all three decisions
was Professor Lovett, who voted in favor of tenure each
time, and almost none of the CFA members who decided
plaintiff's case also participated in the previous cases.
The decisions of those other individuals and earlier
committees simply are not probative of the decision made on
plaintiff1s tenure application. See Medina-Munoz v. R.j.
Reynolds Co., 896 F.2d 5, 10 (1st Cir. 1990) ("The biases of
one who neither makes nor influences the challenged
personnel decision are not probative in an employment
discrimination case.").
Moreover, the Spanish Department was much more heavily
tenured in 1985 than it was in 1977 or 1979. The award of
tenure in 1985, in a department already heavily tenured,
would have a much more dramatic impact on future tenure
candidates than would earlier awards of tenure, especially
those occurring almost a decade ago. For that reason, it is
entirely possible that Wellesley's tenure standards may have
tightened over the years as there became fewer tenure slots
available. However, any difference in the tenure standards
from 1977 and 1979 to 1985 - even if such a difference were
shown - cannot be inferred to have had anything to do with
plaintiff's sex, age, race, color or national origin.
-38-
Banerjee v. Board of Trustees of Smith Collpgp, 648 F.2d 61,
66 (1st Cir. 1981) (higher standard applied to the
®^^buation of plaintiff's scholarship was due to changed
circumstances, and not to any discriminatory animus toward
plaintiff).
Even if the tenure decisions of Professors Gascon-Vera
and Roses are not too distant to be probative, there is
nothing in those cases that helps plaintiff. He cannot show
that, in comparison to them, the denial of tenure to him was
obviously weak or implausible. To the contrary, the
evidence showed that at the time they were awarded tenure,
both Professors Gascon—Vera and Roses had demonstrated the
type of vigorous ongoing development and activity in the
Spanish Department and College at large that was lacking in
plaintiff's case.
Thus, the evidence showed that at the time Professor
Gascon-Vera was awarded tenure in the Spanish Department in
academic year 1977-78, her Ph.D. dissertation on a 14th
century Spanish author Don Pedro had been accepted for
publication as a book, and she was working on a second book
on a 15th century Spanish author, Don Enrique de Villena.
Professor Gascon-Vera had also prepared several articles,
and had given numerous papers and lectures on academic
subjects to organizations around the world. Professor
-39-
Gascon-Vera was also an active member of the Modern Language
Association of America and numerous other professional
^rganizations, and was Chairman of the Language Laboratory
Committee at Wellesley (Nuwayser Supp. Aff. Exh. 59).
Similarly, the evidence showed that at the time
Professor Roses was awarded tenure in academic year 1979-
80, the Spanish Department was offering a two-track major,
one for students specializing in Spanish Peninsular
literature and the other for students specializing in Latin
American literature, and Professor Roses was the most senior
person teaching Latin American literature. She had also
written numerous articles on contemporary Latin American
authors and was working on a full-length book on the Latin-
American novelist, Lino Novas-Calua. Also, like Professor
Gascon-Vera, Professor Roses was extremely active in the
Spanish Department and College and had delivered numerous
scholarly papers and lectures to professional organizations
around the world (Nuwayser Supp. Aff. Exh. 61).
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3. Plaintiff's Other Evidence Fails
To Show That The College's Articulated
Reasons Were Pretextual________________
Apart from the foregoing purported "comparisons,"
plaintiff also suggests that evidence of "pretext" or
unlawful discrimination can be found in letters that were
submitted by the Spanish Department in 1981 and 1982
supporting plaintiff's reappointment to his assistant
professor position. Quoting from the minutes of a CFA
meeting held on his tenure case in April, 1986, plaintiff
suggests that the shift between the earlier, positive
reappointment letters and the subsequent negative tenure
letter was so great and blatant as to suggest "dishonesty."8
The evidence shows, however, that one of the three
members of the R&P Committee which recommended against
tenure for plaintiff - Joy Renjilian-Burgy - did not
The probative value of the "dishonesty" comment is almost
nonexistent. It was made by unknown members of the CFA
during a consideration of plaintiff's appeal, when the CFA
would have been expected to have critically reexamined all
of the evidence pertinent to plaintiff's tenure candidacy,
including that which seemed to favor plaintiff. The only
legitimate inference that can be drawn from this comment is
that the CFA carefully scrutinized plaintiff's case and gave
him the benefit of a full and fair appeal. Far more
suggestive of the CFA's actual view of the merits of the
decision is that the appeal was denied and that the three
members of the CFA who voted for tenure stated that they
"did not feel strongly that Mr. Villanueva should be
tenured." (Nuwayser Supp. Aff. Exh. 58, p. 2571).
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participate in the earlier reappointment decisions.9
Another member - Lorraine E. Roses (then Lorraine E. Ben-
Ur) - wrote a teaching report at the time of the earlier
reappointment decisions which included some of the same
criticisms that were subsequently included in the negative
tenure letter. (Nuwayser Supp. Aff. Exh. 14.) Both
Professors Roses and Elena Gascon-Vera - the third member of
the R&P Committee which recommended against tenure for
plaintiff - met with plaintiff in March, 1983 and
subsequently sent him a memorandum urging him to become more
active both within the Spanish Department and the College at
large. (App. 24a-25a; Nuwayser Supp. Aff. Exh. 18.) Once
again, plaintiff's failure to be more active in the
Department or College was one of the principal criticisms
expressed in the Committee's subsequent recommendation
against an award of tenure to plaintiff. (Nuwayser Supp.
Aff. Exh. 34.)
Thus, none of the three members of the R&P Committee
who recommended against tenure acted inconsistently with
their earlier positions. While some members of the CFA may
have been surprised by the alleged switch between the
Professor Renjilian-Burgy did not have tenure in 1981 or
1982 when plaintiff was reappointed and hence was not
eligible to be a member of the R&P Committee at that time.
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reappointment and tenure decisions, there was manifestly
nothing at all dishonest about it.
In fact, such "switches" necessarily occur whenever
tenure is denied at Wellesley because, under the College's
Articles of Government, a candidate can not be considered
for tenure unless he or she has been earlier reappointed.
Rather than dishonesty, such switches at most suggest that
different decisions are being made under different
circumstances, with the most important changed circumstances
obviously being that the tenure decisions is forever, while
the reappointment decision is for at most three years. In
no sense did plaintiff's earlier reappointment by the
Spanish Department R&P Committee suggest that the reasons
the R&P Committee ultimately articulated for recommending a
denial of tenure to plaintiff were pretexts or cover-ups for
discrimination against plaintiff on account of his sex, age,
national origin or race. Cf. Cook County College Teachers
Union, Local 1600 v. Byrd, 456 F.2d 882, 899 n. 8 (7th Cir.
1972), cert, denied, 409 U.S. 484 (1972), reh. denied. 414
U.S. 883 (1972) (rejecting contention that positive earlier
reviews of teachers suggested impermissible factors had
affected subsequent negative reviews).
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II. THERE WAS NO OTHER PROBATIVE EVIDENCE
OF IMPROPER DISCRIMINATION AGAINST
PLAINTIFF BECAUSE OF HIS RACE, COLOR,
NATIONAL ORIGIN OR SEX________________
The Magistrate correctly concluded that plaintiff's
statistical evidence was flawed because it failed to include
any data showing the number of "minority persons of Hispanic
origin" actually applying for positions in the Spanish or
other departments at Wellesley, or the number of such
persons who could reasonably be expected to apply absent
discriminatory hiring practices. Without such data, no
inference can be drawn from the number of such persons
actually employed at Wellesley. Wards Cove Packing Co. v.
Antonio. 109 S.Ct. 2115, 2122 (1989)("If the absence of
minorities holding such skilled positions is due to a dearth
of qualified nonwhite applicants (for reasons that are not
petitioners' fault), petitioners' selection methods or
employment practices cannot be said to have had a 'disparate
impact on nonwhites.'"); Jackson v. Harvard University. 721
F. Supp. 1397, 1430 (D. Mass. 1989)("Those figures [showing
but three tenured women at the Business School out of a
tenured facility of 84], while striking, are not in
themselves particularly probative in a discriminatory
treatment case [particularly in the absence of evidence
showing the qualified labor market]").
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Plaintiff attempts to respond to this criticism by
asserting in his Brief (p. 48) that he had "accepted
Wellesley's submission for the purpose of summary judgment
that the relevant labor market was reflected by the national
average of 6.2% of minority (black and Hispanic) faculty
members in colleges and universities." Wellesley's
submission was, however, based on the Handbook of Labor
Statistics published by the U.S. Department of Labor
(Bulletin 2217 - June, 1985) which clearly included in its
count all persons of Hispanic origin, including white
persons.10 Plaintiff's purported comparison, which includes
only "full-time minority faculty members of Hispanic origin"
at Wellesley and arbitrarily excludes Hispanics whom he
cavalierly dismisses as "white women," is utterly
meaningless.
The appropriate statistical comparison is not what
different R&P Committees did years ago, but what the CFA did
in the 1985-1986 academic year, the year of Mr. Villanueva's
candidacy. There were 15 candidates for tenure in 1985-
1986, ten of whom were women and five of whom were men. Of
10 The Handbook specifically states that: "Hispanic origin
refers to persons who identify themselves in the enumeration
process as Mexican, Puerto Rican living on the mainland,
Cuban, Central or South American, or other Hispanic origin
or descent. Persons of Hispanic origin may be of any race,
thus, they are included in both the white and black
population group." See Handbook, p. 3.
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those candidates, six women and three men received tenure.
Likewise, four of the candidates were over 40 and eleven
were under 40. Of those candidates, three candidates over
40 and six candidates under 40 received tenure. Sixty
percent of the female candidates received tenure, as did
sixty percent of the male candidates. Seventy-five percent
of the candidates over 40 received tenure, while
approximately half of the candidates under 40 received
tenure and the other half did not (App. 52a). These
statistics do not support, but rather refute, any claim of
discrimination.
Plaintiff fares no better by examining the decisions of
the CFA for the entire period that plaintiff was employed by
the College. Here the evidence shows that during the period
from September, 1972 through June, 1986, 149 faculty members
were considered for tenure at Wellesley, and 98 of them were
granted such tenure. During this same period, 12 persons,
other than plaintiff, who were members of racial minority
groups (including Asians) or persons of Hispanic origin were
considered for tenure at Wellesley, and eight of them were
granted such tenure. (Nuwayser Supp. Aff. 55 9-10). Thus,
tenure was granted to 65.7% of all candidates and 66.7% of
minority candidates. Plaintiff can get no help from such
statistics. See generally. Baneriee v. Board of Trustees of
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*
Smith College. 648 F.2d 61, 66 (1st Cir. 1979)(statistics
showing minority success rate in tenure decisions was
approximately the same as overall success rate not probative
of racial discrimination).
Plaintiff finally suggests (Brief of Appellant at pp.
48-49) that evidence of discrimination can be found in the
"patronizing" description of plaintiff contained in the
memorandum prepared by the R&P Committee majority
recommending against tenure for plaintiff and in a remark
allegedly made by one of plaintiff's colleagues that
plaintiff was "not very intelligent." In fact, the
sentences about which plaintiff complains are not
patronizing at all, but rather are a sensitive and
sympathetic appraisal of his skill as a poet. The
disappointment of the R&P Committee was that little of the
expressive content of plaintiff's poetry made its way into
his teaching, which was perceived as somewhat dull and
uninspired. There is, further, nothing at all about a
comment that someone is "not very intelligent" that would
permit an inference of discrimination on account of sex,
age, race, color or national origin.
-47-
*
III. PLAINTIFF'S CLAIM OF AGE DISCRIMINATION
WAS ALSO PROPERLY DISMISSED_____________
Plaintiff asserted in the District Court that his claim
of ^g^ discrimination could be based solely on the reference
to his projected retirement date contained in the memorandum
prepared by the R&P majority recommending against an award
of tenure to him (App. 123a). Since plaintiff has not
asserted this matter as an issue on this appeal, he may be
presumed to have waived it. E .q .. McGruder v. Necaise. 733
F •2d 1146 (5th Cir. 1984) (Court of Appeals will not
consider matter not briefed). In any event, a review of the
R&P majority's memorandum will show that the majority merely
noted that plaintiff's projected retirement date was the
same as several other members of the Department who had
already been granted tenure so that, if plaintiff were
awarded tenure, the Department might in the future be losing
all of its senior members at or about the same time. As the
Magistrate properly noted, this type of regard for the
continuity of an employer's workforce is essentially age
neutral and is not in any sense prohibited by the federal
Age Discrimination in Employment Act, 29 U.S.C. 621 et sea.
See generally Diminnie v. General Electric Co.. 47 BNA Fair
Empl. Prac. Cases 245, 249 (W.D.Ky. 1989)("It doesn't
require an advanced degree in business administration to
-48-
understand that a company the size of defendant must plan
for the replacement of retired or deceased employees.")
Plaintiff was denied tenure essentially because there
was no substantial reason either in his teaching,
scholarship or service to the Spanish Department or College
for granting him such tenure. While plaintiff may quarrel
with the result reached, he did not - and cannot - produce
any probative evidence that the decision was based on his
sex, race, color, national origin, or age. The decision of
the District Court should therefore be affirmed.
CONCLUSION
Respectfully submitted,
Philip C. Curtis
Ropes & Gray
One International Place
Boston, MA 02110
(617) 951-7000
Counsel for Appellee,
Wellesley College
Dated: December 7, 1990
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