Washington State v. Seattle School District No. 1 Brief of Appellants
Public Court Documents
January 25, 1982
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Brief Collection, LDF Court Filings. Washington State v. Seattle School District No. 1 Brief of Appellants, 1982. 4e2d4c9d-c89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/960f6649-a6a2-40f6-a0d4-c44ce73e967f/washington-state-v-seattle-school-district-no-1-brief-of-appellants. Accessed December 05, 2025.
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No. 81-9
IN THE
SUPREME COURT
OF THE
UNITED STATES
OCTOBER TERM, 1980
State of W ashington, et al.,
v.
Seattle School District N o. 1, et al.,
Appellants,
Appellees.
ON APPEAL FROM THE UNITED STATES
COURT OF APPEALS FOR THE NINTH
CIRCUIT
BRIEF OF APPELLANTS
Kenneth O. Eikenberry,
Attorney General,
M alachy R. M urphy,
Deputy Attorney General,
T homas F. Carr,
Senior Assistant Attorney General,
T imothy R. M alone,
Assistant Attorney General,
Attorneys for Appellants,
State of Washington, et al.
Office and Post Office Address:
Temple of Justice
Olympia, Washington 98504
(206) 753-2552
QUESTIONS PRESENTED
I.
Absent any constitutional duty on the part of a local
school board to implement a racially-oriented mandatory
bussing program, once such a program is underway, may it
ever be discontinued without violating the Fourteenth
Amendment?
II.
Once a racially-oriented mandatory bussing program
has begun in a non-segregated school district, may the
preexisting racially-neutral neighborhood school
assignment policy be restored by the local school board
which abandoned it, or may it be restored by the superior
legislative authority of the state through enactment of a
law applicable to all local school districts?
III.
Does a state statute which does not explicitly use race
as a criterion nevertheless create an impermissible racial
classification solely because it addresses specifically a sub
ject which has a racial nexus?
IV.
Does statutory restoration of a neighborhood school
assignment policy constitute racially discriminatory state
action when accomplished in response to a mandatory bus
sing program designed to achieve a particular level of
racial distribution of public school students deemed to be
desirable by a local school board?
V.
Where record evidence shows nondiscriminatory
intent on the part of voters adopting a state wide
initiative, does a district court err in finding that the
legislation was motivated by an intent to discriminate on
racial grounds while refusing even to consider such evi
dence?
VI.
Where a state statute is modeled closely on a federal
i
statute explicitly intended to foster a national policy in
favor of neighborhood school assignment of public school
students and to inhibit the use of mandatory bussing to
achieve racial distribution in public schools, is there a
recognized constitutional ground for upholding the federal
law while striking down the state law?
m
VII.
Where state officials involved in implementing a state
law interpret it in a manner which eliminates a particular
constitutional inquiry, is it error for a federal court to
interpret that law in a contrary manner, rendering it
constitutionally suspect?
VIII.
(A) Are political subdivisions of a state, such as
school districts, within the ambit of 20 U.S.C. § 3205 and
42 U.S.C. § 1988, so as to entitle them to attorneys’ fees
when they prevail in suits against the state?
(B) If political subdivisions are so entitled, does a
district court abuse its discretion under those statutes by
refusing to order a state to pay the attorneys’ fees of school
district plaintiffs upon a finding that the district’s prose
cution of the litigation has already been funded by that
state?
PARTIES TO THESE PROCEEDINGS
All of the numerous parties of record to these
proceedings are listed in footnote 2 and Appendix D to the
Jurisdictional Statement (J.S. 1; J.S. D-l through D-3),
and for the sake of brevity are not reprinted herein.
T A B L E OF C O N T E N T S
QUESTIONS PRESEN TED ...................................................... i
PARTIES TO THESE PROCEEDINGS............................. ii
TABLE OF C O N T E N T S ........................................................... iii
TABLE OF A U T H O R IT IE S .................................................... v
OPINIONS B E LO W ...................................................................... 1
JU R ISD IC T IO N ............................................................................. 2
CONSTITUTIONAL AND STATUTORY PROVISIONS
INVOLVED ................................................................................. 2
STATEM ENT OF TH E C A S E ............................................... 3
1. The Historical Legal Background.................................... 3
2. The Recent Developments Which Precipitated The
Filing Of This Action........................................................... 4^
3. Race-Conscious Programs In The Pasco And Tacoma
School Districts Which Form The Basis For
Involvement By Those Districts....................................... 5
4. The Procedural History Of This C a se ......................... 6
SUM M ARY OF A R G U M E N T .................................................. 7
A R G U M E N T .................................................................................... 9
I. TH E DECISIONS IN HUNTER v. ERICKSON AND
LEE v. NYQUIST DO NOT CONTROL TH E DIS
POSITION OF THIS A P P E A L ...................................... 9
A. Prefatory Comments...................................................... 9
B. The Essence Of Initiative 350 Differs Greatly
From The Laws Struck Down In Hunter And Lee 11
C. There Are No Burdens Imposed on Minorities By
Initiative 350 In Washington School Districts . 14
1. No Burdens Are Imposed On Minorities In The
Pasco School District.................................................... 15
‘ 2. No Burdens Are Imposed On Minorities In The
Tacoma School District . . ......................................... 17
3. No Burdens Are Imposed On Minorities In The
Seattle School District.................................................. 18
D. In Investigating Whether Initiative 350 Somehow
Page
ill
Page
Imposes Special Burdens On Minorities In The
Governmental Process, It Must Be Emphasized
That Washington’s Constitution Makes It The
Responsibility Of The State — Not The Local
School District — To Provide For The Education
Of School Children......................................................... 21
E. The Later Decisions Of This Court In
Washington v. Davis, Village Of Arlington
Heights v. Metropolitan Housing Development
Corp., And Personnel Administrator Of
Massachusetts v. Feeney Suggest That The
Facial Analysis Employed In Hunter And Lee Is
No Longer The Correct Approach To Be Taken 23
II. T H E DISTRICT CO U RT’S FINDING T H A T
INITIATIVE 350 WAS ENACTED, IN PART,
BECAUSE OF AN INTENT TO DISCRIMINATE
ON RACIAL GROUNDS WAS- W R O N G LY
PREMISED ON AN IPSO FACTO RATIONALE
AND ITS CATEGORICAL DECLINATION EVEN
TO CONSIDER OFFERED EVID EN CE OF
BENIGN SUBJECTIVE IN TEN T ON TH E PART
OF TH E W ASHINGTON ELECTORATE EF
FECTIVELY T H W A R T E D T H E STATE
DEFENDANT’S FACTUAL D EFEN SE....................... 27
III. INITIATIVE 350 REFLECTS A NATIONAL
POLICY IN FAVOR OF NEIGH BORHOOD
SCHOOL ASSIGNM ENT MADE APPLICABLE
BY CONGRESS TO DEPARTM ENTS OF TH E
FEDERAL G O V E R N M E N T ............................................. 35
IV. INITIATIVE 350 DOES NOT IMPOSE AN EXTR A
AND U N C O N ST IT U TIO N A L BURDEN ON
SCHOOL DISTRICTS CONFRONTED W ITH A
DUTY TO CURE DE JURE SEGREGATION . . . . 37
A. The Initiative Does Not Prohibit Assignment Of
Students To Remedy De Jure Segregation . . . . 37
B. A Requirement Of Prior Judicial Determination
Would Not Render The Act Unconstitutional . 40
V. THE NINTH CIRCUIT PANEL ERRED IN RE
VERSING THE DISTRICT COURT’S DENIAL OF
ATTORNEY’ FEES TO TH E SCHOOL DISTRICTS 43
A. The Court Of Appeals Judgment On Attorneys
Fees Itself Constitutes An Abuse Of Discretion 44
IV
Page
B. The Court Of Appeals In Effect Injected Itself
Into The State’s Legislative Appropriation Proc
ess .......................................................................................... 45
C. It Is Doubtful That Appellee School Districts
Even Fall Within The Ambit Of The Attorneys’
Fees Statutes...................... 45
CONCLUSION................................................................................. 47
TABLE OF CASES
Anthony v. Commonwealth of Massachusetts, 415 F. Supp.
485 (1976) ................................................................................. 26
Austin Independent School District v. United States, 429
U.S. 990 (1976)........................................................................30, 31
Bolling v. Sharp, 347 U.S. 497 (1954).................................. 37
Brinkman v. Gilligan, 518 F.2d 853 (6th Cir., 1975), cert,
den., sub nom. Dayton Board of Education v.
Brinkman, 423 U.S. 1000 (1975) .................................... 36
Broderick v. Oklahoma, 413 U.S. 601, 618-619 (1973).. 40
Brown v. Board of Education, 347 U.S. 483 ( 195 4 ) . . . . 40
Brown v. Califano, 627 F.2d 1221 (D.C. Cir., 1980).............17
City of Memphis v. Green, 49 USLW 4389 (April 20, 1981) 23
Dayton Board of Education v. Brinkman, 433 U.S. 406
(1977)..............................................................................29 ,30 ,31 ,32
Deal v. Cincinnati Board of Education, 369 F.2d 55 (6th
Cir., 1966), cert. den. 389 U.S. 847 (1967) ................ 31
Diaz v. San Jose Unified School District, 612 F.2d 411 (9th
Cir., 1979) ................................................................................. 31
Feeney v. Cornmonweath of Massachusetts, 451 F.Supp.
143 (1978) ................................................................................. 26
Gomperts v. Chase, 329 F.Supp. 1192 (1971) .................. 30
Higgins v. Board of Education of Grand Rapids, 508 l* .2d
. 779 (6th Cir., 1974)............................................................... 30,31
Hills v. Gautreaux, 425 U.S. 284 (1976)............................. 37
Hunter v. Erickson, 393 U.S. 385 (1969) .......... 8 ,9 ,11 ,12,13,
14, 18, 23,25, 28, 35, 37
James v. Valtierra, 402 U.S. 137 (1971).......................... 12,13,18
v
Keyes v. School District No. 1, 413 U.S. 189 (1973) 7,31,41
Law Students Research Council v. Wadmond, 401 U.S.
154, (1971)................................................................................. 40
Lee v. Nyquist, 318 F.Supp. 710 (W.I).N.Y., 1970), aff’d
402 U.S. 935 (1971)...................... 8 , 9 ,11 ,13 ,14 ,23 ,
25, 27, 28, 35, 37
Lynch v. Overholser, 369 U.S. 705 (1962) ......................... 40
Massachusetts v. Feeney, 434 U.S. 884 (1977).................. 26
Morales v. Shannon, 516 F.2d 411 (1975), cert, den., sub
nom., Shannon v. Morales, 423 U.S. 1034 (1975) . . 36
NAACP v. Lansing, 559 F.2d 1042 (6th Cir., 1 9 7 7 ) . . . . 15
National League of Cities v. Usery, 426 U.S. 833 (1976) 45
Newman v. Piggie Park Enterprises, 390 U.S. 400 (1968) 46
Personnel Administrator of Massachusetts v. Feeney, 442
U.S. 256 (1979) ................................................................ 23,26 ,27
San Antonio Independent School District v. Rodriguez,
411 U.S. 1, (1 9 7 3 ).................................................................. 45
Seattle School District No. 1, et al. v. State of Washington,
et al., 90 Wn.2d 476, 585 P.2d 71 (1 9 7 8 ) .................. 21, 22
Seattle School District No. 1, et al. v. State of Washington,
et al., 473 F.Supp. 996 (1979)...........................................
Spangler v. Pasadena Board of Education, 427 U.S. 424
(1976) .......................................................................................... 41
State ex rel. Day v. Martin, 64 Wn.2d 511, 392 P.2d 435
(1964) .......................................................................................... 39
Swann v. Charlotte-Mecklenburg Board of Education, 402
U.S. 1 (1971).................... 31
United States v. Texas Education Agency, 564 F.2d 162
(5th Cir., 1977)........................................................................ 30
U.S. Civil Service Commission v. National Letter Carriers
Association, 413 U.S. 548, (1973).................................... 40
University of California Regents v. Bakke, 438 U.S. 265
(1978) .......................................................................................... 41,42
Village of Arlington Heights, et al. v. Metropolitan
Housing Development Corporation, et al., 429 U.S. 252
(19 77 ) .................................................................................. 23, 24, 25
Page
vi
Washington v. Davis, 426 U.S. 229 (1 9 7 6 )...............8 ,23,24,25,
26, 28, 34
United States Statutes
20 U.S.C., § 1701 (Equal Educational Opportunities Act
of 1 9 7 4 ).......................................................................2 , 8 ,35 ,36 ,37
20 U.S.C., § 3205 .......................................................................... 2, 45
28 U.S.C., § 1254(2)...................................................................... 2
42 U.S.C., § 1988 (1976 Civil Rights Attorneys’ Fees
Award Act) ...............................................................................2, 45
Washington Statutes
Chapter 49.04 R C W ...................................................................... 3
Chapter 28A.57 R C W ................................................................... 3
Chapter 28A.58 R C W .................................................................... 3
Chapter 325, Laws of 1977, 1st Ex. Sess. (Levy Lid Act) 22
Chapter 359, Laws of 1977, 1st Ex. Sess. (Basic Education
Act of 1977) ............................................................................. 22
Initiative Measure No. 350 (Chapter 28A.26 RCW) ..Passim
RCW 3.80.040................................................................................... 3
RCW 9.91.010................................................................................... 3
RCW 18.85.230................................................................................. 3
RCW 28A.02.050 ............................................................................. 3
RCW 28A.2 6 .0 1 0 ............................................................................ 4, 5
RCW 28A.26.060 ............................................................................ 5
RCW 35.81.170................................................................................. 3
RCW 36.27.020(2)............................................. i .......................... 39
RCW 36.27.020(3).......................................................................... 39
•RCW 41.14.180................................................................................. 3
RCW 43.01.100................................................................................. 3
RCW 43.10.030................................................................................. 39
RCW 49.60.176................................................................................. 3
Page
vii
RCW 49.60.178................................................................................. 3
RCW 49.60.180................................................................................. 3
RCW 49.60.200................................................................................. 3
RCW 49.60.215................................................................................. 4
RCW 49.60.222................................................................................. 4
§ 94, Chapter 339, Laws of 1979, 1st Ex. Sess. 22
§ 96, Chapter 339, Laws of 1979, 1st Ejc. Sess. 22
§ 97, Chapter 339, Laws of 1979, 1st Ex. Sess. 22
Title 28A R C W ................................................................. 3
United States Constitution
Fourteenth Amendment (Equal Protection Clause). . .Passim
Fifth Amendment (Due Process Clause)............................. 36
Washington State Constitution
Article I X .......................................................................................... 2, 21
Article IX, § 1 ................................................................................. 3
Page
viii
No. 81-9
1
IN THE
SUPREME COURT
OF THE
UNITED STATES
OCTOBER TERM, 1980
State of W ashington, et al.,
Appellants,
v.
Seattle School District No. 1, et al.,
Appellees.
ON APPEAL FROM THE UNITED STATES
COURT OF APPEALS FOR THE NINTH
CIRCUIT
BRIEF OF APPELLANTS
OPINIONS BELOW
The Findings of Fact, Conclusions of Law and Memo
randum Opinion of the U.S. District Court for the Western
District of Washington, entered on June 15, 1979 are
reported at 473 F.Supp 966 (J.S. A-l through A-36). The
Declaratory Judgment and Permanent Injunction entered
by the District Court, is reprinted at J.A. 8-9. The District
Court’s Order Denying Attorneys’ Fees is reprinted at J.S.
C-l through C-4. The December 16, 1980 opinion of a
three-judge panel of the U.S. Court of Appeals for the
Ninth Circuit is reported at 633 F.2d 1338 (J.S. B-l
through B-29).
2
JURISDICTION
This appeal is primarily taken from a judgment of the
Court of Appeals for the Ninth Circuit upholding a
decision of the U.S. District Court for the Western District
of Washington declaring invalid a Washington state
statute, Initiative Measure No. 350 (now codified as chap
ter 28A.26 RCW), as repugnant to the Equal Protection
Clause of the Fourteenth Amendment to the United States
Constitution. Appeal is also taken from the Ninth Circuit’s
reversal of the District Court’s denial of awards of
attorneys’ fees to the original plaintiff school districts and
intervenors.
The Court of Appeals filed majority and dissenting
opinions on December 16, 1980. A timely filed Petition for
Rehearing and Suggestion for En Banc Determination was
thereafter denied on March 26, 1981. (J.S. E-l).
Appeal is now taken to this Court pursuant to 28
U.S.C. § 1254(2). A copy of the Notice of Appeal was filed
with the Clerk of the Ninth Circuit on May 18, 1931. (J.S.
D-l through D-6).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED1
United States Constitution, Fourteenth Amendment
(Equal Protection Clause).
Washington State Constitution, Article IX.
Initiative Measure No. 350 (now codified as chapter
28A.26, Revised Code of Washington).
20 U.S.C. 1701, et seq., Equal Educational Opportuni
ties Act of 1974).
42 U.S.C. 1988 (1976 Civil Rights Attorneys’ Fees
Award Act).
20 U.S.C. 3205 (allowing awards of attorneys’ fees in
certain educational cases).
'These constitutional and statutory provisions are set out in full in
the Jurisdictional Statement (J.S. F-l through F-18).
3
STATEMENT OF THE CASE
1. The Historical Legal Background.
The Washington Constitution, adopted in 1889, has
always provided in Article IX, § 1 that:
“ It is the paramount duty of the state to make ample
provision for the education of all children residing
within its borders, without distinction or preference
on account of race, color, caste, or sex.
The state has historically fulfilled this constitutional duty
through a comprehensive legislative scheme authorizing
the creation of local school districts empowered by the
legislature to do those things necessary to educate Wash
ington’s children. See, generally, Title 28A RCW; see, in
particular, chapter 28A.57 RCW and chapter 28A.58 RCW.
In accordance with Article IX, § 1, supra, the State of
Washington has always operated a unitary public school
system. To date, no Washington school district has ever
been judicially declared to have engaged in racial segrega
tion in violation of the Fourteenth Amendment in the
assignment of students in Washington’s public schools.
Moreover, the state legislature has consistently protected
and enhanced the exercise of civil rights by all persons
within the state.2
2The creation of a comprehensive scheme of civil rights law began a
full five years before this Court’s decision in Brown u. Board of
Education, 347 U.S. 483 (1954). The statutory provisions include: RCW
9.91.010 (making it a misdemeanor to deny the full enjoyment of any
public facilities by acts “ directly or indirectly” causing persons of any
race to be treated as not welcome); RCW 18.85.230 (prohibiting dis
crimination in hiring or sales activity by real estate workers and
salesmen); RCW 28A.02.050 (prohibiting discrimination by any school
district in employment; RCW 3.80.040 and RCW 35.81.170 (prohibiting
discrimination in “ urban renewal” projects); RCW 41.14.180
(prohibiting discrimination in appointments and promotions in county
sheriffs offices); RCW 43.01.100 (prohibiting questions relative to any
applicant’s race on any application for employment in state govern
ment); chapter 49.04 RCW (providing for affirmative action improving
minority race representation in trade apprenticeships). RCW 49.60.176
(prohibiting racial discrimination in credit transactions); RCW
49.60.178 (prohibiting racial discrimination in insurance transactions);
RCW 49.60.180 (prohibiting racial discrimination in labor union prac
tices); RCW 49.60.200 (prohibiting racial discrimination in employment
4
2. The Recent Developments Which Pre
cipitated The Filing Of This Action.
The Seattle School District is the largest of Washing
ton’s 300 school districts. At the time of trial the District
had a total student enrollment of approximately 54,000, of
which 37.3% were identified as minority students.
(Finding of Fact 1.1; J.S. A-l).
In early 1977, the Seattle School Board, by resolution,
established criteria for determining whether a given school
within the District was '‘racially imbalanced.” Racial im
balance was defined by the board’s resolution as:
“ * * * the situation that exists when the combined
minority student enrollment in a school exceeds the
District-wide combined minority average by 20 per
centage points, provided that the single minority en
rollment (as defined by current federal categories) of
no school will exceed 50 percent of the student body.”
(Finding of Fact 6.9; J.S. A-17; J.A. 8).
The District thereafter developed a mandatory bussing
program designed to eliminate any racial distribution of
students in Seattle schools which did not conform to this
standard.
When the final version of this bussing program was
decided upon and scheduled to commence in the 1978-79
school year, opponents of the plan first attempted to
enjoin its implementation in state court. Failing to do so,
they then drafted, filed, solicited signatures for and cam
paigned for passage of Initiative Measure No. 350 at the
1978 General Election. The initiative was placed on the
ballot and approved by the voters in each of Washington’s
39 counties at that election.
Initiative Measure No. 350 provides in § 1 (now
codified as RCW 28A.26.010) that:1
“ * * * no * * * school district * * * shall di
rectly or indirectly require any student to attend a
school other than the school which is geographically
agency practices); RCW 49.60.215 (prohibiting racial discrimination in
amusement); and RCW 49.60.222 (prohibiting racial discrimination in
real estate transactions).
aThe full text of the law is reprinted at J.S. F-2 through F-4.
5
nearest or next nearest the student’s place of resi
dence * * *”
The following exceptions are then carved out of this
central policy:
* *
“ (1) If a student requires special education, care or
guidance, he may be assigned and transported to the
school offering courses and facilities for such special
education, care or guidance;
“ (2) If there are health or safety hazards, either natu
ral or man made, or physical barriers or obstacles,
either natural or man made, between the student’s
pace of residence and the nearest or next nearest
school; or
“ (3) If the school nearest or next nearest to his place
of residence is unfit or inadequate because of over
crowding, unsafe conditions or lack of physical facili
ties.”
An additional exception is embodied in § 6 (RCW
28A.26.060) as follows:
“This chapter shall not prevent any court of compe
tent jurisdiction from adjudicating constitutional
issues relating to the public schools.”
From the outset of this litigation the state has consistently
interpreted this section to allow any Washington school
district to assign students away from their neighborhood
schools where the state or federal constitution requires
such assignment. The Attorney General continues to
adhere to this interpretation.
3. Race-Conscious Programs In The Pasco
And Tacoma School Districts Which Form The
Basis For Involvement By Those Districts.
Aside from the Seattle School District, the Pasco and
Tacoma School Districts are the only other Washington
school districts which operate programs designed to alter
and control racial distribution of students in their public
schools.
The Pasco School District operates a one-way bussing
program which it first implemented in 1965 when it closed
its one predominantly-black elementary school, thereafter
6
bussing minority students from the so-called East Pasco
area of that District to other schools in the District located
outside this neighborhood. (Finding of Fact 4.3; J.S. A-9).
The Tacoma School District has no mandatory
bussing program. Instead, it operates a voluntary
“magnet” program at two of its schools, thereby maintain
ing acceptable racial distribution of students throughout
the entire District. The District also adheres to an “ open
enrollment” policy which allows any student within the
District to attend the school of his or her choice, subject to
practical limitations, using the Tacoma transit system.
(Findings of Fact 5.1 through 5.16; J.S. A-10 through A-
14).
4. The Procedural History Of This Case.
The Seattle, Tacoma and Pasco School Districts,
joined by a number of individual plaintiffs, filed the initial
complaint herein on November 30, 1978. The state defend
ants agreed to the entry of a temporary restraining order
staying implementation of the newly-enacted law pending
a hearing. On February 9, 1979, the District Court, after
hearing, entered a preliminary injunction and, at the same
time, allowed intervention by several other parties
plaintiff. The principal complaint in intervention (filed by
the so-called “ Seattle Intervening Plaintiffs” ) alleges that,
regardless of the constitutionality of Initiative Measure
No. 350, it cannot be applied to the Seattle School District
since that District has committed past acts of de jure
segregation. The District Court ordered that the constitu
tionality of the initiative (i.e., on its face or as applied
generally) would be taken up first (“Phase 1” ). It further
directed that “ Phase II” of the proceedings, if necessary,
will be addressed to tire question of whether or not the law
may constitutionally be applied in any given case (i.e.,
whether or not de jure segregation exists so as to preclude
its application).
Trial of the so-called “Phase I” issues was held in late
April and early May, 1979. On June 15, 1979, the District
Court entered findings of fact and conclusions of law
accompanied by a memorandum opinion. Entry of
7
judgment was delayed pending disposition of requests for
awards of attorneys’ fees. On August 29, 1979, the District
Court entered its final declaratory judgment, stating, in
part, as follows:
“ * * * Initiative 350 is declared unconstitutional in
that it denies equal protection of the law to racial
minorities in contravention of the Fourteenth
Amendment to the United States Constitution in the
following respects:
“ (a) It creates an impermissible racial classification
by forbidding mandatory student assignments for
racial reasons while permitting such assignments for
purposes unrelated to race. No compelling state inter
est justifies that racial classification.
“ (b) A racially discriminatory intent or purpose was
one of the factors which motivated the adoption of
the initiative.
“ (c) It is overly inclusive in that it prohibits a school
district from implementing a mandatory student as
signment program even though the school district
may be under a constitutional duty to eliminate seg
regation.” (J.A. 8).
A Ninth Circuit panel majority affirmed the District
Court, though on a limited basis, saying:
“ We find it unnecessary to discuss the District
Court’s holding that Initiative 350 was motivated by a
discriminatory purpose and is unconstitutionally
overbroad because we conclude that the statute was
correctly struck down as an impermissible legislative
classification based on racial criteria. Hunter v.
Erickson, * * * Lee v. Nyquist, * * *” (J.S. B-
4).
SUMMARY OF ARGUMENT
Clearly, a state may not maintain a neighborhood
.school policy as a means (for the purpose) of keeping its
schools racially segregated. For that would itself be de jure
segregation. And in such case bussing could be required —
and implemented — without violating Initiative 350.
Keyes u. School District No. I, 413 U.S. 189 (1973).
There are also, however, demonstrably good reasons
for neighborhood schools — reasons which have made
8
sucli schools an almost universal tradition throughout not
only the state of Washington but the entire nation.
Initiative 350 simply says, therefore, as a matter of
state policy to local school districts:
“ We the people of this state, exercising our reserved
legislative authority under the state Constitution, want
you to retain a neighborhood school policy,4 as a general
matter (with exceptions for special education, physical
conditions, etc.) until such time as it is determined that de
jure segregation exists.
This directive, we urge, is not unconstitutional under
the Fourteenth Amendment — any more than is the
similar directive of Congress under the Equal Educational
Opportunities Act of 1974 (20 U.S.C. § 1701, et seq.,
discussed below) unconstitutional under the Fifth Amend
ment. It does not run afoul of either Hunter u. Erickson,
393 U.S. 385 (1969) or Lee v. Nyquist, 318 F.Supp. 710
(W.D.N.Y., 1970), aff’d 402 U.S. 935 (1971) upon which
both courts below erroneously relied. Its passage does not
manifest a collective intent to engage in racial discrimina
tion under the test laid down by this court in Washington
u. Davis, 436 U.S. 229 (1976), and its progeny. It in no way
stands as an unconstitutional state barrier to the elimina
tion of de jure segregation if such should be found, in any
school district, to exist.
Therefore, the ruling below, holding Initiative 350 un
constitutional on its face, should be reversed.
The Court of Appeals also erred, and abused its own
discretion, in reversing the District Court and awarding at
torneys’ fees to the three school districts. Its opinion
amounts to an approval of “ double dipping” by public
agencies, as well as an unwarranted intrusion into the
internal appropriation process of the state. As public agen
cies, rather than private litigants, the school districts do
4By neighborhood school policy, we here mean— as did the framers
of Initiative 350- a policy which, as a general proposition, allows all
students desiring to remain in their own neighborhood schools (nearest
or next nearest) to do so while, at the same time, permitting local school
administrators to provide for attendance elsewhere on a strictly volun
tary basis.
9
not even fall within the ambit of the attorneys’ fee acts,
which were intended to foster private enforcement of the
civil rights laws.
ARGUMENT
I. THE DECISIONS IN HUNTER V. ERICKSON AND
LEE V. NYQUIST DO NOT CONTROL THE DISPO
SITION OF THIS APPEAL
The respective opinions of the District Court and the
Ninth Circuit make it quite clear that both of the Courts
below regarded the decisions of this Court in Hunter u.
Erickson and Lee u. Nyquist to be dispositive of this case.
In so doing, they seriously erred.
A. Prefatory Comments:
Some preliminary points should be noted. The oft-re
peated statement that Initiative 350 “ * * * forbids
mandatory student assignments for racial reasons” while
“ * * * permitting such assignments for purposes
unrelated to race” is, quite simply, incorrect. This state
ment both overstates and understates what the initiative
actually does. First, the initiative does not prohibit all
mandatory student assignments for racial reasons; it does,
however, severely limit such assignments (i.e., to those
schools nearest and next nearest to the student’s home).
This point is important for a very obvious reason: If the
purpose of Initiative 350 had been to prevent any
increased racial balance in the schools, it certainly failed to
accomplish that purpose, for it allowed mandatory assign
ments to the next nearest school for any purpose,
including the achievement of greater racial balance. This
is, we suggest, a strong indication that the purpose of
Initiative 350 was not to prevent increased racial balance
at all.
Second, the types of mandatory assignments which
the initiative does in fact restrict are not confined to
mandatory assignments for the purpose of achieving
greater racial balance. The initiative limits mandatory as
signments away from the nearest or next nearest school
10
except for the reasons stated in § 1(1) through (3) and § 6
of the initiative. And those exceptions all focus in § 1(1)
through (3) on the educational, health, and safety needs of
the particular students, and the inability of a particular
neighborhood school to meet those needs.5
Reasons stemming from administrative convenience,
such as the desire to fill up empty classrooms at the
opposite end of a school district, the desire to achieve a
balanced classroom size between the various schools in the
district, either to accommodate the teaching staff or for
any other reason, the desire to obtain more transportation
money from the state; all these provide no escape from the
initiafive’s limitation.6__ ______________________________
5Again the three exceptions are as follows:
“ (1) If a student requires special education, care or guidance, he
may he assigned and transported to the school offering courses and
facilities for such special education, care or guidance;
“ (2) If there are health or safety hazards, either natural or man
made, or physical harriers or obstacles, either natural or man made,
between the student’s place of residence and the nearest or next
nearest school; or
“ (3) If the school nearest or next nearest to his place of residence is
unfit or inadequate because of overcrowding, unsafe conditions or
lack of physical facilities.”
bThe District Court’s Finding of Fact No. 8.3 was that “ [e]xcept for
racial balancing purposes. Initiative 350 permits local school districts to
assign students other than to their nearest or next nearest schools for
most, if not all, of the major reasons for which, students are at present
assigned to schools other than their nearest or next nearest schools
(emphasis added).” (J.S. A-24). This Finding was specifically footnoted
by the Ninth Circuit. (J.S. B-6).
The retained limitation on forced bussing to achieve balanced
classroom sizes and school enrollments is, alone, quite significant.
Newspaper accounts on both sides of the state just prior to the 1978
general election detailed instances oi vocal opposition (by both school
district officials and parents) to mandatory bussing of school children
for purposes entirely unrelated to race. (Exs. A -130 and 117, Tr. 574,
937). Indeed, in the Spokane School District, a citizens committee was
officially established to devise methods to prevent any necessity for
bussing school children to accommodate anticipated population shifts
within the district, a development which has nothing to do with race.
Tr. 930-913.
Other forms of rucially-unrelated extra-neighborhood bussing
restricted by the Initiative are referred to, for example, in the concerns
expressed by the Seattle School District’s own attorneys several months
prior to the 1978 General Election (Ex. A 9, Tr. 160):
The Initiative as drawn will affect more than just the Seattle
11
With these major features of the Initiative in mind,
we turn to Hunter and Lee, to see if they are controlling.
B. The Essence Of Initiative 350 Differs
Greatly From The Laws Struck Down In Hunter
And Lee.
In Hunter the electorate in the City of Akron
amended the charter of that city to provide that any
ordinance enacted by the city council dealing with racial,
religious or ancestral discrimination in housing would not
become effective unless approved by a majority of the city
voters. The charter imposed this requirement of voter ap
proval upon no other type of ordinance. Indeed, housing
ordinances dealing with issues other than discrimination
in sales or rentals remained effective merely upon apprais
al by the city council, just as before.
This Court found the amendment to be a denial of
equal protection in that it created an explicitly racial
classification, treating racial discrimination in housing dif
ferently from other matters relating to housing.
“ Moreover, although the law on its face treats Negro
and white, Jew and gentile in an identical manner, the
reality is that the law’s impact falls on the minority.
The majority needs no protection against
discrimination and if it did, a referendum might be
bothersome hut no more than that. Like the law
requiring specification of candidates’ race on the * *
School District. Many school districts in the state transport
students beyond their next nearest school for various reasons in
cluding the desire to receive increased transportation funds from
the state.
The arguments contained in the official voters pamphlet sent to all
registered voters in the state prior to the 1978 General Election (Ex. 2,
Tr. 23) likewise referred to other forms of non race-related bussing
effected by the Initiative:
* 350 prohibits assignment of students outside their district; thus, it
would restrict interdistrict cooperative programs.
350 would in some cases prohibit changing the grades offered in
particular schools, such as converting some three-year to four year
high schools. It would prohibit most disciplinary transfers and the
redrawing of school boundary lines to make efficient use of build
ings. It would mean costly interference with location of special edu
cation programs.
12
ballot, * * * [the referendum provision] places
special burdens on racial minorities within the gov
ernmental process. * * *” 393 U.S. 385, 391 (Em
phasis added.)
The obvious purpose of the ordinance was, quite sim
ply, to place a new legal obstacle in the way of the efforts
of minority groups to utilize the political process to assure
them freedom of choice as to where they might live. As the
Court pointed out, the majority already had that freedom
of choice, and thus needed “no protection against discrimi
nation.” And the ordinance created an express racial clas
sification by explicitly focusing on — and impeding — the
efforts of minorities to avoid discrimination in housing.
Initiative 350 creates no such express racial classifica
tion. Again, it prohibits mandatory assignments outside
the limits of the student’s nearest or next nearest school
for any reason, unless related to the particular student’s
particular needs. Further, within the geographical limits of
the nearest or next nearest school, mandatory assignments
for any reason are permitted, even for purposes of
achieving greater racial balance.
The true basis for Hunter, it is also important to note,
was emphasized in James v. Valtierra, 402 U.S. 137
(1971), where this Court upheld a California referendum
amending that state’s constitution to provide that no low-
rent housing projects could be developed, constructed, or
acquired until the project was approved by a majority of
those voting at a community election. In reversing the
lower court the Court said, at 402 U.S. 140-141:
The court below erred in relying on Hunter to
invalidate Article XXXIV. Unlike the case before us,
Hunter rested on the conclusion that Akron’s referen
dum law denied equal protection by placing “special
burdens on racial minorities within the governmental
process.” * * *
Unlike the Akron referendum provision, it
cannot be said that California’s Article XXXIV rests
on “distinctions based on race.” * * * The Article
requires referendum approval for any low-rent public
housing project, not only for projects which will be
occupied by a racial minority. And the record here
13
would not support any claim that a law seemingly
neutral on its face is in fact aimed at a racial minority.
* * * The present case could be affirmed only be
extending Hunter, and this we decline to do. (Cita
tions omitted)
Like the district court in Valtierra, the lower courts
in this case have examined a statute which was racially
neutral on its face and determined that a racial
classification was necessarily implied. The Court of
Appeals then presumed that this implied classification was
constitutionally invalid, and ended the analysis right
there. No consideration of intent was needed. By extend
ing Hunter and avoiding the required inquiry into intent,
the lower court has effected a major shift in equal
protection analysis.
In Lee v. Nyquist, 318 F.Supp. 710 (W.D.N.Y. 1970),
a three-judge court applied Hunter in striking down a New
York statute which provided as follows:
“ Except with the express approval of a board of
education * * * a majority of the members of such
board having been elected, no student shall be as
signed or compelled to attend any school on account
of race * * *
Citing Hunter, the District Court stated at 318 F.Supp.
719:
“The statute thus creates a clearly racial classification,
treating educational matters involving racial criteria dif
ferently from other educational matters * * *”
This Court, of course, affirmed the thee-judge Court’s de
cision in Lee. 402 U.S. 935 (1971).
Unlike Initiative 350, the statute involved in Lee did
not represent a legislative decision that all mandatory as
signments were to be limited unless the needs of the
particular student required it. Under that statute, every
student in the district could be required to go anywhere in
the district, and the concept of the neighborhood school
could thereby be completely eliminated — for any reason
whatsoever save race. The purpose of the statute, in short,
was not to prohibit extra-neighborhood mandatory assign
ments; rather, its express terms show that its purpose was
14
to prohibit only racial transfers. Racial balance was bad;
every other reason for mandatory assignments was good.
This critical point is made quite emphatically by the
District Court’s opinion in Lee.
“Defendants content that the sole purpose of the stat
ute was to give local boards, directly responsible to
the people, control over the methods for achieving ra
cial balance. The statute’s salutary objective, they
urge, was to assure the community acceptance neces
sary for the effectuation of local school desegregation.
To the extent, however, that the statute thus recog
nizes and accedes to local racial hostility, the exist
ence of which has created in the past a serious
obstacle to the elimination of de facto segregation,
the purpose is clearly an impermissible one. 318
F.Supp. at 719, 720. (Emphasis supplied.)
Observe, in this regard, that the ban on extra-neigh
borhood mandatory assignments prohibited assignments
even to the next nearest school. Increased racial balance to
any extent was the target of the statute. And observe
further, in this regard, that the ban applied only in
districts where the majority of the school board was not
elected, i.e, in those districts in which the “ local racial
hostility” to increased racial balance could not exercise
control on the local level.
Unlike Initiative 350 the statute in Lee, in short, did
not involve any affirmation of an otherwise
constitutionally permissible public policy. It simply
embodied a rifle shot prohibition of racial bussing. That is
the critical difference here, and the reason Initiative 350
should be upheld.
C. There Are No Burdens Imposed On Minor
ities By Initiative 350 In Washington School Dis
tricts.
Though Hunter and Lee are distinguishable, as
shown, the broad question raised by Hunter nevertheless
requires further examination. Does the Initiative impose
“special burdens on racial minorities within the govern
mental process”?
Initially, it seems manifest that no “ special burden” is
15
imposed on anyone in particular in those 297 Washington
school districts where few, if any, extra-neighborhood as
signments are presently being made for any purpose.
Many of these districts have only one school facility
serving students at a given grade level. And, in particular,
it cannot be said that a “special burden” is somehow
imposed upon minority students in those several Washing
ton school districts having five or more schools which are
already racially balanced on a school-by-school basis
through simple application of Washington’s traditional
neighborhood school assignment policy, and which have
minority enrollments in excess of the statewide average.7
Even as to the three school districts which are parties
to this appeal, however, it is simply impossible to define
and articulate any “ special burden” imposed on minorities
in those districts.
1. No Burdens Are Imposed On Minorities In
The Pasco School District.
Consider, first, the situation in the Pasco School Dis
trict. Ironically, the effect of Initiative 350 when imple
mented in Pasco will be entirely salutary because it will
actually require discontinuance of invidious racial discrim
ination which has occurred and which continues to occur
there.
The situation in the Pasco School District is mark
edly similar to that dealt with by the Sixth Circuit in
NAACP u. Lansing, 559 F.2d 1042 (6th Cir. 1977), where
the Court pointed out at 559 F.2d 1052:
“ * * * Of the total black enrollment in Lansing el
ementary schools, 77% of the students attended
* * * four schools. The Board of Education’s re
sponse to the increasing segregation in the elementary
school system furnishes additional indicia of de jure
• segregation. * * * The integration effort was ac
complished by phasing out and closing the predomi
nantly black schools, * * * and transporting the
pupils to outlying white schools. The District Court
7See, Ex. A-93(g) for school-by-school minority enrollments in the
following school districts: Prosser, Grandview, Sunnyside, Toppenish,
Wapato, Moses Lake, Quincy and Clover Park.
16
found that ‘the “one-way busing” program adopted
by the Lansing Board of Education caused the burden
of desegregation to fall disproportionately on Blacks.
It also had the effect of keeping the “ neighborhood
school policy” a reality for Whites, while making it
chimerical for Blacks.’ * * * We therefore affirm
the District Court’s finding that the one-way busing
of black children beginning in 1965 and continuing to
the present, without a corresponding effort to spread
the burden of integration more equitably through the
system, is an act of de jure segregation.”
If anything, though, the situation in the Pasco School
District is worse than that which the Sixth Circuit found
deplorable in Lansing. Minority parents in East Pasco ini
tially refused to volunteer their kindergarten children to
attend the newly-opened Livingston Elementary School (a
predominantly White school far removed from the East
Pasco area) and the District found it necessary to adopt a
regulation requiring those minority kindergarten children
to attend that school. (J.A. 30-31). Dr. Childers then
reinforced the fact that these sentiments still exist when
he pointed out that if Initiative 350 is allowed to be
implemented in the Pasco School District, minority stu
dents in the East Pasco School District area would opt to
attend those two or three schools which are closest to their
neighborhood. (J.A. 53).
The terrible irony here, then, is that the Pasco School
District has historically implemented the central policy of
Initiative 350 for its white students and their parents, but,
since 1965, it has denied it to minorities. In light of these
considerations, the School District’s posture before this
Court smacks of utter hypocrisy. Implementation of Initia
tive 350 in Pasco will rescind those policies and practices
which have, for years, manipulated unwilling minority stu
dents. Thus, based on the evidence presented at trial, it
seems absurd to suggest that a “special burden” would be
imposed on minorities in Pasco by Initiative 350. In fact,
the initiative will force removal of “ special burdens” al
ready imposed on minorities in Pasco by the School
District itself and permit mandatory bussing of majority
students, to their next-nearest school.
17
2. No Burdens A re Im posed On M inorities In
The Tacom a School D istrict.
Any suggestion that special burdens will be imposed
on minorities in the Tacoma School District by Initiative
350 is also amiss. Initiative 350 will simply have no impact
whatsoever on that District’s well-established and
successful voluntary magnet school program.
The Tacoma School District’s magnet school program
consists, in essence, of special enriched academic opportu
nities offered to students who enroll at two of its
elementary schools, Stanley and McCarver. These two
schools are located in a predominantly minority-populated
neighborhood. The manifest purpose of the program is to
attract majority students to those two schools in sufficient
numbers to achieve a desired level of racial distribution.
Because of the success of its voluntary magnet school
program, though, the Tacoma School District has been
forced to maintain a sizable waiting list of students who
desire to attend one or the other of these two schools. At
the time of trial, this list included 70 students who resided
in zones which could be described as “ nearest” or “next
nearest” to one or the other of the two schools. Since the
School District has refused to assign such students to
either Stanley or McCarver (because to do so would upset
the racial distribution in those two schools), its contention
in this litigation has been that implementation of Initia
tive 350 in Tacoma will require it to assign them to one or
the other of those schools, thereby disrupting the entire
magnet school program and, ultimately, the entire District
program for maintaining racial balance in Tacoma’s
schools.
There is a simple solution to the problem posed by
the Tacoma School District, however. The solution is to be
• derived from the provisions of Initiative 350 itself.
The language of § 5 of Initiative 350 specifically
disavows any legislative intent to interfere with operation
of programs such as those at Stanley and McCarver
Elementary Schools, by stating that:
“The prohibitions of this chapter shall not preclude
the establishment of schools offering specialized or
18
enriched educational programs which students may
voluntarily choose to attend, or of any other volun
tary option offered to students.”
Beyond this though, there is another, more technical rea
son why Initiative 350 would not, by its own terms,
interfere with the District’s program. In its operation of
the magnet school program, the District has necessarily es
tablished reasonable enrollment ceilings — using the race
of the students involved as the criterion — which enable
those magnet programs to achieve the desired result. The
District can legitimately respond to objections raised by
minority students who deem themselves deprived of their
neighborhood school by pointing out that the nearest and
next-nearest schools (i.e., Stanley and McCarver
Elementary Schools) would be rendered overcrowded
within the meaning of § 1(3) of Initiative 350 if those
students were assigned to either of those schools.
It should also be emphasized here that Dr. Eugene
Tone, the sole witness called at trial by the Tacoma School
District, testified that as many as 95% of the parents of
school children with whom he comes into contact —
majority and minority — favor a neighborhood school as
signment policy (meaning, to them, assignment of public
school students to the school closest to their place of
residence). (J.A. 20-21; Tr. 392).
Initiative 350 thus imposes no “special burdens” on
minorities in Tacoma. By its own terms, Initiative 350
simply has no impact at all on the Tacoma School
District’s successful voluntary program to maintain a de
sired racial balance of students in its public schools.
3. No Burdens Are Imposed On Minorities In
The Seattle School District.
There is simply no question, of course, that Initiative
350 will drastically curtail further implementation of the
Seattle School District’s mandatory bussing program. But
is even that a “special burden” within the meaning of
Hunter and Valtierral The answer is no!
In the first place, it is analytically impossible to
define any “ special burden” imposed by Initiative 350 in
19
the Seattle School District. The so-called Seattle Plan it
self recites that it is “ * * * equitable for both minority
and non-minority families.” Thus, the program itself has
equitably distributed its burdens between minority and
non-minority students and their families. The impact of
Initiative 350 in Seattle — to the extent that it rescinds
the mandatory extra-neighborhood assignment portion of
the Seattle Plan — is thus proportional to those burdens
“equitably” imposed on both minority and majority stu
dents and parents in the first place. Logically, then, it is
impossible to define a “special” burden imposed on minor
ities by removing those burdens previously imposed by the
District.
In more practical terms, though, this absence of any
“special burden” imposed by Initiative 350 on minorities
in the Seattle School District is graphically illustrated by
the testimony of the Seattle School District
Superintendent, Dr. David Moberly, who, like his counter
parts in the Pasco and Tacoma School Districts, made it
clear that minorities in the Seattle School District are not
burdened in any sense by a statute which would require
Washington school districts to adhere to a neighborhood
school assignment policy:
“A. * * * we have large numbers of minorities
* * * opposed to desegregation. The Asian com
munity, as I go out, I had concerns voiced about
desegregation. I think, publicly, we have seen,
recently, minorities at our Board meetings opposing
desegregation * * * I think it is a false assumption
on all of our parts to assume that only the majorities
are opposed to desegregation. I think the population
is mixed out there in viewpoints on it.
“Q. When you say that they are opposed to
desegregation, is that to desegregation as a whole or is
this to the desegregation efforts, the mandatory
aspects of desegregation?
“A. I think the mandatory efforts, in other words,
“busing.” I haven’t found anybody that really loves it.
“Q. They go along with the idea of desegregation, but
not forcing them onto a bus?
“A. Not by busing. If you get out in your Asian
community, your Black community, you will find alot
20
of opposition to it. It’s not a popular thing.” (J.A. 70-
71).
The vote on Initiative 350 at the 1978 general election
Certainly bears out Dr. Moberly’s personal experience. In
the predominantly minority 37th legislative district in Se
attle (one of only two legislative districts in the state where
Initiative 350 did not receive the majority of votes),
roughly 40% of the vote cast was in favor of the measure.
(Ex. 105; Tr. 774). This vote followed a local opinion
survey, taken earlier in 1978, which showed that roughly
two-thirds of Seattle-area minorites opposed suggested
mandatory bussing in Seattle. (Ex. 137; Tr. 2011).
We are not here suggesting that minorities consider
an education in a racially imbalanced school to be better
than, or even as good as, an education in a racially
balanced school. Rather, we are suggesting that they want
the freedom to make that decision themselves, on an
individual family-by-family basis. That is precisely what
Initiative 350 affords them; and that, we suggest, hardly
constitutes the imposition of a special burden upon them.
The evidence we have just described is relevant because it
simply highlights this point.
To look at the matter from a somewhat different
perspective: The critical issue in this case is not whether
the Seattle School Board was light or wrong in believing
that greater racial balance in a school — however that
might be defined — “ results” in a “ better” education —
however that too might be defined. Initiative 350 does not
attempt to resolve that debate at all. Rather, it leaves the
debate to be resolved on the family level. If a minority
student believes that a better education can be obtained
elsewhere than in his neighborhood school, Initiative 350
leaves the District free to allow that student to attend that
other school. Indeed, this is happening very successfully in
Tacoma. If, on the other hand, the minority student wants
to stay in his or her neighborhood school, that option too is
made available. Only the most condescending sort of pa
ternalism can justify characterizing this as a “special bur
den.”
21
D. In Investigating Whether Initiative 350
Somehow Imposes Special Burdens On Minorities
In The Governmental Process, It Must Be Empha
sized That Washington’s Constitution Makes It
The Responsibility Of The State — Not The Local
School District — To Provide For The Education
Of School Children.
The question whether Initiative 350 imposes special
burdens on minorities within the governmental process
has another aspect which must be examined.
The Ninth Circuit panel majority’s opinion makes re
peated reference to what it refers to as “ traditional local
authority” over educational policies (J.S. B-7), and finds
that the initiative unconstitutionally overturns this au
thority.
The problem with that portion of the opinion, how
ever, is that while the traditional national pattern may be
as there described, that description has little to do with the
relationship of local and state educational authorities in
Washington State. Ironically, it was, in major part, the
same group of plaintiff-appellees who sued many of the
same defendant-appellants in December, 1975, claiming
that the state had defaulted in its duty to “ provide for a
general and uniform system of public schools” pursuant to
Article IX, § 2, of the Washington Constitution. In turn,
the Washington Supreme Court agreed with that proposi
tion. See, Seattle School District No. 1, et al. v. State of
Washington, et al, 90 Wn.2d 476, 585 P.2d 71 (1978).
The State Supreme Court there said:
<<* * *
“The findings of fact demonstrate that Seattle School
District No. 1 (District) must provide an educational
program that complies with State statutes,
> regulations of the State Board of Education and the
Superintendent of Public Instruction. * * *
“ * * * Moreover, the trial court declared that it is
the duty of the Legislature to fully implement Const,
art. 9 §§ 1 and 2, and to that end it is to: (A) define
‘basic education’ and determine the substantive
content of the ‘basic program of education’; and (B)
provide for the fully sufficient and ample funding of
22
the program by appropriation or through regular and
dependable tax sources.” (90 Wn.2d 476, 485-87).
In view of this decision, it will readily he seen that, in
Washington, policy decisions regarding the operation of
the state public school system, including the funding of
direct costs for school transportation, must he made at
the state and not the local level.
The simple fact is this. As a result of Seattle School
District’s successful suit against the State, the legislature
in 1977 — in response to the trial court decision — took
into its own hands every basic policy decision regarding
the operation of the public school (K-12) system in the
State of Washington, save one! It did not address the
issues involved in Initiative 350. See, chapter 359, Laws of
1977, 1st Ex. Sess. (Basic Education Act of 1977) and
chapter 325, Laws of 1977, 1st Ex. Sess. (Levy Lid Act).
See, also, §§ 94, 96 and 97, chapter 339, Laws of 1977, 1st
Ex. Sess. (Budget Act).
The amount of funding each school district will re
ceive, from the State and from local sources as well, is
controlled by the legislature. Effectively, the legislature
controls also the average salary levels of school district
staff and the staff/student ratios. Further, course offerings,
in terms of both content and numbers of hours for various
grade levels, are legislatively mandated. The number of
hours the teacher must spend in the classroom is set by the
legislature. The result of Seattle School District’s victory
was to have the legislature remove from its board — and
from all other school boards in the State — the last major
elements of “ local control.” Accordingly when the voters
adopted Initiative 350 in 1978, they were simply following
this pattern established in the prior year.
Thus, the Court of Appeals majority’s suggestion that
Initiative 350 amounted to a “ radical restructuring” of the
political process in Washington was simply wrong. The
point deserving emphasis here, of course, is that there can
really be no serious contention that the Washington gov
ernmental process has been skewed in a manner which
imposes special burdens on minorities. The State has
merely imposed statutory limits on the powers of its local
23
school districts (districts which would not exist but for the
legislative charter granted them by the state legislature).
E. The Abater Decisions Of This Court In
Washington v. Davis, Village Of Arlington
Heights v. Metroplitan Housing Development
Corp., And Personnel Administrator Of M assa
chusetts v. Feeney Suggest That The Facial Anal
ysis Employed In Hunter And Lee Is No Longer
The Correct Approach To Be Taken.
Having concluded our examination of the analytical
underpinnings of the decisions in Hunter and Lee, we next
consider whether the more recent decisions of this Court
limit the freedom of courts to utilize the analytical
approach taken in those cases.
It seems beyond question that the courts below, in
holding as they did, accepted the argument advanced by
the school districts that Hunter and Lee represent a
separate line of cases peculiarly applicable to legislative
enactments dealing with racial matters. In our view,
though, those decisions, though not overturned, have now
been refined by several recent decisions of this Court.
These later cases seem to us to make it quite clear that
courts are no longer free to presume from the face of a
given statute — as was done in Hunter and Lee — that an
illicit segregative purpose motivated its passage. Such seg
regative purpose must now be separately proven by those
challenging it. Washington v. Davis, 426 U.S. 229 (1976);
Village of Arlington Heights, et al. v. Metropolitan Hous
ing Development Corporation, et al., 429 U.S. 252 (1977);
Personnel Administrator of Massachusetts v. Feeney, 442
U.S. 256 (1979). Cf. City of Memphis v. Green, 49 USLW
4389 (April 20, 1981).
Washington v. Davis, supra, involved a challenge to
the validity of a written test given to District of Columbia
police officer candidates. The plaintiffs there showed that
the test had a profound discriminatory impact, effectively
excluding a disproportionately high number of Black ap
plicants. This Court held, however, that this was insuffi-
24
cient to make out a violation of the Fourteenth
Amendment, saying:
“ * * * our cases have not embraced the proposition
that a law or other official act, without regard to
whether it reflects a racially discriminatory purpose,
is unconstitutional solely because it has a racially dis
proportionate impact. (426 U.S. at 239).
<** * *
“The school desegregation cases have also adhered to
the basic equal protection principle that the invidious
quality of a law claimed to be racially discriminatory
must ultimately be traced to a racially discriminatory
purpose. That there are both predominantly black
and predominantly white schools in a community is
not alone violative of the Equal Protection Clause.
The essential element of de jure segregation is ‘a
current condition of segregation resulting from inten
tional state action.’ Keyes v. School Dist. No. 1 413
U.S. 189, 205, 37 L.Ed.2d 548, 93 S.Ct. 2686 (1973).
‘The differentiating factor between de jure
segregation and so-called de facto segregation
* * * is purpose or intent to segregate.’ (426 U.S.
at 240).
“ * * *
“ * * * we have not held that a law, neutral on its
face and serving ends otherwise within the power of
government to pursue, is invalid under the Equal
Protection Clause simply because it may affect a
greater proportion of one race than of another. (426
• U.S. at 242).
“ * * *
“A rule that a statute designed to serve neutral ends
is nevertheless invalid, absent compelling
justification, if in practice it benefits or burdens one
race more than another would be far-reaching and
would raise serious questions about, and perhaps in
validate, a whole range of * * * statutes that may
be more burdensome to the poor and to the average
black than to the more affluent white.” (426 U.S. at
248).
Washington v. Davis, was followed by Village of
Arlington Heights v. Metropolitan Housing Development
Corp. supra. The question involved in Arlington Heights
was whether or not the refusal by a zoning board in a
25
Chicago suburb to allow construction of a low-income
housing development amounted to discrimination on racial
grounds. Citing Davis, this Court there reaffirmed that
proof of discriminatory intent is required to make out a
showing of invidious discrimination for Fourteenth
Amendment purposes, saying, in part, at 429 U.S. 264-266:
“ Our decision last Term in Washington v. Davis,
* * * made it clear that official action will not be
held unconstitutional solely because it results in a ra
cially disproportionate impact. ‘Disproportionate
impact is not irrelevant, but it is not the sole
touchstone of an invidious racial discrimination.’ Id.,
at 242. Proof of racially discriminatory intent or pur
pose is required to show a violation of the Equal
Protection Clause. Although some contrary
indications may be drawn from some of our cases, the
holding in Davis reaffirmed a principle well
established in a variety of contexts. E.g., Keyes v.
School Dist. No. 1, Denver Colo., 413 U.S. 189, 208
(1973) (schools); * * *”
“Davis does not require a plaintiff to prove that the
challenged action rests solely on racially
discriminatory purposes. Rarely can it be said that a
legislature or administrative body operating under a
broad mandate made a decision motivated solely by a
single concern, or even that a particular purpose was
the ‘dominant’ or ‘primary’ one. In fact, it is because
legislators and administrators are properly concerned
with balancing numerous competing considerations
that courts refrain from reviewing the merits of their
decisions, absent a showing of arbitrariness or irra
tionality. But racial discrimination is not just another
competing consideration. When there is a proof that a
discriminatory purpose has been a motivating factor
in the decision, their judicial deference is no longer
justified.
“ Determining whether invidious discriminatory
* purpose was a motivating factor demands a sensitive
inquiry into such circumstantial and direct evidence
of intent as may be available. * * *” 429 U.S. at
264-266. (Citations omitted)
Neither Arlington Heights nor Washington v. Davis,
however, dealt with a statute. Thus, it remained arguable,
even after these decisions, that Hunter and Lee stated the
26
controlling rule of law in challenges to purely legislative
enactments which effectively created some sort of classifi
cation detrimentally affecting an identified homogeneous
group. The validity of such an argument, however, was
quickly dispelled hy this Court’s decision in Personnel Ad
ministrator of Massachusetts v. Feeney.
In Feeney a female state employee had passed a
number of open competitive civil service examinations for
better jobs but, because of a veterans preference statute,
wound up ranked below male veterans who had achieved
lower test scores. The statutory preference — available on
its face to “any person, male or female, including a nurse”
who was honorably discharged from the United States
Armed Forces — clearly operated overwhelmingly to the
advantage of males. The female employee challenged the
statute, claiming that the preference formula violated the
Fourteenth Amendment. A three-judge court initially de
clared the statute unconstitutional, stating that the prefer
ence statute’s discriminatory impact upon women was so
severe that it simply had to be struck down. Anthony v.
Commonwealth of Massachusetts, 415 F.Supp. 485 (1976).
On appeal, this Court vacated the judgment and remanded
the case for further consideration in light of Washington v.
Davis. Massachusetts v. Feeney, 434 U.S. 884 (1977). On
remand, the District Court reaffirmed its original
judgment on the basis that the consequences of the
preference formula for the employment opportunities of
women were simply too inevitable to have been “unintend
ed.” Feeney v. Commonwealth of Massachusetts, 451
F.Supp. 143 (1978). This Court again reversed, saying:
The cases of Washington v. Davis, supra, and Village
of Arlington Heights v. Metropolitan Housing Devel
opment Corp., supra, recognize that when a neutral
law has a disparate impact upon a group that has
historically been the victim of discrimination, an un
constitutional purpose may still he at work. But those
cases signalled no departure from the settled rule that
the Fourteenth Amendment guarantees equal laws,
not equal results. * * * Those principles apply
with equal force to a case involving alleged gender
discrimination. (442 U.S. 273, 274).
* * *
27
“The dispositive question, then, is whether the
appellee has shown that a gender-based
discriminatory purpose has, at least in some measure,
shaped the Massachusetts veterans’ preference
legislation. * * * (442 U.S. 276).
“ ‘Discriminatory purpose,’ however, implies more
than intent as volition or intent as awareness of
consequences. * * * It implies that the
decisionmaker, in this case a state legislature, selected
or reaffirmed a particular course of action at least in
part ‘because of,’ not merely ‘in spite of,’ its adverse
effects upon an identifiable group. * * *” (442 U.S.
279).
It should be emphasized here that the statute involved in
Feeney, like Initiative 350, contained no explicit discrimi
natory classification in its text. In order to determine the
presence of a discriminatory impact it was necessary there,
as it is here, to resort to a factual analyis of the entire
historical context in which the statute was adopted.
Feeney, then, seems to make it clear that Initiative 350 is
not subject to the sort of facial analysis employed by the
three-judge court in Lee v. Nyquist, in particular.
In nevertheless resorting solely to that same analysis,
the Ninth Circuit, in particular, has erred. As Feeney
makes clear, a law such as Initiative 350 should be held un
constitutional only if it has been shown by those
challenging it that the Washington electorate adopted it,
at least in part, because of (rather than in spite of) a
collective deliberate purpose to cause a racially discrimi
natory impact. In other words, it must first be shown that
the Washington voters would not have selected or reaf
firmed a modified neighborhood schools policy “but for”
that policy’s adverse effects upon identifiable minority
groups.
II. THE DISTRICT COURTS FINDING THAT INI
TIATIVE 350 WAS ENACTED, IN PART,
BECAUSE OF AN INTENT TO DISCRIMINATE
ON RACIAL GROUNDS WAS WRONGLY
PREMISED ON AN IPSO FACTO RATIONALE
AND ITS CATEGORICAL DECLINATION EVEN
28
TO CONSIDER OFFERED EVIDENCE OF
BENIGN SUBJECTIVE INTENT ON THE PART
OF THE WASHINGTON ELECTORATE
EFFECTIVELY THWARTED THE STATE DE
FENDANT’S FACTUAL DEFENSE
As already noted, the Ninth Circuit based its affirm
ance of the District Court in this case solely on its own
view that Initiative 350 created the same sort of racial
classification which was found to be constitutionally objec
tionable in Hunter and Lee. It thus refused to inquire into
the question of whether passage of Initiative 350 was the
result of an intent or purpose to discriminate on racial
grounds, the test most recently articulated by this Court.
On the other hand, the District Court did find that a
purpose to discriminate on racial grounds was “a motivat
ing factor” in the adoption of Initiative 350. Its approach
to doing so, however, was simply not in keeping with that
approach dictated by Washington v. Davis and its prog
eny.
In pertinent part, the District Court’s memorandum
opinion reads as follows:
“ As a second ground for holding Initiative 350 to be
unconstitutional, I find that a racially discriminatory
purpose was one of the factors which motivated the
conception and adoption of the initiative.
i t * * *
“ It is, of course, impossible to ascertain the subjective
intent of those who enacted Initiative 350. It was a
measure adopted by the electorate at the ballot box.
Unlike the normal legislative enactment there were
no committee hearings or floor debates to cast light
upon the intent of the enactors.
“ I believe that I can safely assume that a great many
voters were motivated solely by a conviction that it
was in the best interests of all children that they be
permitted to attend their neighborhood schools; that
there were many voters who were motivated solely by
a desire to maintain as much racial separation as
possible in the public schools; and that in between
there were many voters who voted with varying de
grees of mixed motives.
“ In deciding whether a racially discriminatory intent
29
or purpose lay behind the adoption of Initiative 350,1
cannot base my judgment upon what I believe I may
‘safely assume’ as to the subjective intent of the
voters. As to that subjective intent the secret ballot
raises an impenetrable barrier.” (J.S. A-30,31).
In spite of this, the District Court then went on to find
that a racially discriminatory purpose was a factor in the
adoption of Initiative 350, relying almost solely on virtu
ally uncontroverted evidence that most of the state’s vo
ters were aware that Initiative 350 was drafted in response
to the Seattle Plan and that, if adopted, it would have the
effect of curtailing its implementation.
The basic fallacy in this rationale is self-evident: mere
opposition to mandatory bussing as a means to achieve
racial balance is simply not the equivalent of the requisite
intent to discriminate on racial grounds, both as a matter
of law and as a matter of common sense. This latter
proposition is borne out, in particular, by this Court’s
decision in Dayton Board of Education u. Brinkman, 433
U.S. 406 (1977). Dayton makes it clear that, absent a
showing that a constitutional duty to remedy de jure
segregation exists in the first place, even purposeful rescis
sion of official action already taken to remedy racial
imbalance in public schools does not amount to proof of
intent to discriminate on racial grounds.
In Dayton this Court held that rescission by a later-
reconstituted Dayton, Ohio School Board of a prior resolu
tion of its predecessor board which had acknowledged a
constitutional duty on the part of the school district to
undo prior official segregative acts did not constitute evi
dence of present discriminatory intent, saying at 433 U.S.
414-15:
“ * * * The District Court’s conclusion that the
Board’s rescission of previously adopted School
Board resolutions was itself a constitutional violation
is also of questionable validity.
“ * * * We agree with the Court of Appeals treat
ment of this action, wherein that court said:
“The question of whether a rescission of previous
Board action is in and of itself a violation of
appellants’ constitutional rights is inextricably bound
30
up with the question of whether the Board was under
a constitutional duty to take the action which it
initially took. Cf., Hunter u. Erickson, 393 U.S. 385
* * * (1969); Gomillion v. Lightfoot, 364 U.S. 339
* * * (1960). If the Board was not under such a
duty, then the rescission of the initial action in and of
itself cannot be a constitutional violation. If the
Board was under such a duty, then the rescission
becomes a part of the cumulative violation, and it is
not necessary to ascertain whether the rescission ipso
facto is an independent violation of the constitution.
* * *>>
Thus, in Dayton this Court seems to have affirmed the
basic principle that mere opposition to mandatory racial
balancing measures (absent a de jure segregation
situation), even when coupled with official action
retreating from such measures, simply does not equate
with official discriminatory purpose in violation of the
Fourteenth Amendment. Cf., Higgins u. Board of
Education of Grand Rapids, 508 F.2d 779 (6th Cir. 1974);
Gornperts v. Chase, 329 F.Supp. 1192 (N.D.Cal. 1971).
The same principle is to be derived from Austin
Independent School Dist. u. United States, 429 U.S. 990
(1976), a per curiam decision of this Court which vacated
and remanded a decision of the Fifth Circuit in which that
Court had held that the evidence before it showed
intentional discrimination against Mexican-Ameriean
school children in Austin, Texas. On remand, the Court of
Appeals, in United States v. Texas Education Agency,
564 F.2d 162 (5t h Cir., 1977), interpreted the per curiam
decision of this Court as follows, at 564 F.2d 169:
“There is language in our [earlier] * * * opinion
that an official discriminatory intent adequate to sup
port a f inding of de jure segregation could be inferred
solely from the school board’s use of a neighborhood
school policy for student assignment. To the extent
[our earlier decision) * * * can be so read, it is
inconsistent with Washington u. Davis and Arlington
Heights. The Supreme Court recognized this
ambiguity in vacating our decision and remanding the
case to us.
The District Court’s equating of the Washington elec-
31
torate’s adherence to the state’s traditional neighborhood
schools assignment policy — even in outright opposition to
programs such as that operated by the Seattle School
District — with a purpose to discriminate on racial
grounds is illogical and simply wrong.
The electorate, in consciously adhering to the tradi
tional policy, was obviously motivated by the same intent
as was the Austin school board. The Fifth Circuit’s
interpretation of this Court’s remand in Austin squares
with the rest of the numerous federal decisions on point.
Until the decisions Jbelow were reached, no federal court
had ever held that a simple decision to adhere to (or return
to) a pre-existing racially-neutral neighborhood schools as
signment policy — even in the teeth of counterpressure to
undertake racial balancing measures — amounted to
official discrimination on racial grounds. Deal u.
Cincinnati Board of Education, 369 F.2d 55 (6th Cir.
1966), cert. den. 389 U.S. 847 (1967); Higgins v. Board of
Education of Grand Rapids, 508 F.2d 779 (6th Cir. 1974);
Diaz v. San Jose Unified School District, 612 F.2d 411
(9th Cir. 1979). These decisions, of course, square with the
pronouncements of this Court. Swann v. Charlotte-Meck
lenburg Board of Education, 402 U.S. 1 (1971); Keyes v.
School District No. 1, 413 U.S. 189 (1973).
The District Court’s concomitant flat refusal — on a
categorical basis — to consider the Defendants’ evidence
of benign intent on the part of the voting public was
extremely prejudicial, it is this very evidence which rein
forces the principle of Dayton — that opposition to the
concept of race-conscious mandatory bussing is not the
equivalent of an attempt to discriminate on racial grounds.
The District Court simply declined to delve into the
subjective intent of the Washington voters on the state
basis that “ * * * the secret ballot raises an impenetra
ble barrier.” (J.S. A-31). However, that sort of categorical
refusal does not square at all with the direction given by
this Court in Dayton Board of Education v. Brinkman,
supra where the knotty problem of determining intent was
dealt with as' follows, at 433 U.S. 414:
“ We realize, of course, that the task of fact finding in
32
a case such as this is a good deal more difficult than is
typically the case in a more orthodox lawsuit. Find
ings as to the motivations of multi-membered public
bodies are of necessity difficult, cf. Arlington Heights
v. Metropolitan Housing Development Corp.,
* * * yy
The gravity of the District Court’s incorrect approach
becomes readily apparent upon review of the evidence
which it deemed itself impenetrably barred from consider
ing.
Received into evidence, but categorically excluded
from consideration, were several public opinion polls evi
dencing a racially-benign subjective intent on the part of
the Washington voters. One, a nationwide survey of racial
attitudes, conducted by Louis Harris & Associates, demon
strated a genuine lack of segregative intent by members of
the American white majority — an attitude particularly
strong in the American West — coupled with equally
sincere opposition to mandatory assignment of public
school students to achieve racial balance. (Ex. A-133 at pp.
13-14, 42-43; Tr. 1346). The same poll showed that, on a
nationwide basis, a plurality of black Americans oppose
mandatory bussing as a desegregation remedy, a view
which finds local reinforcement in one Washington opinion
survey showing that Seattle area minorities expressed op-
postion to suggested mandatory bussing in Seattle (Ex. A-
127; Tr. 883, 886-888).
Published results of this latter poll, which appeared
in the State’s most widely-read newspaper (The Seattle
Times), informed the electorate in early 1978, that roughly
two-thirds of Seattle area minority parents opposed the
imposition of a mandatory assignment plan for the pur
pose of alleviating racial imbalance in Seattle schools. On
the other hand, the Seattle School District’s own studies
indicated that 71.2% of Seattle residents polled expressed
an outright preference for living in a multi-racial neigh
borhood. (Ex. A-91; Tr. 1278).
In September of 1977, the Seattle School District Su
perintendent, in an open letter to parents of students in
the District, described the District’s voluntary magnet
33
school program as a “substantial success” which was “ex
tremely encouraging.” (Ex. A-59; Tr. 1019). Such a com
munication would logically incline any reader (i.e., the av
erage Seattle voter at the 1978 general election) to believe
that a forced bussing program was therefore not required
to alleviate any perceived racial imbalance, in Seattle
schools.
There is other evidence in this record which also
reflects that the Washington voters were not motivated by
an intent to curb forced bussing solely for racial reasons.
News articles carried in both major daily newspapers in
the city of Spokane just prior to the 1978 general election
contained reports of strong and vocal parental opposition
to “bussing” in that Eastern Washington area which was
entirely unrelated to race, i.e., bussing to achieve desired
levels of classroom balance. (Ex. A-130; Tr. 937). And on
the west side of the State, less than a month before the
election, the Bremerton Sun carried a report that the
Central Kitsap School Board president favored passage of
Initiative 350 in light of unnecessary bussing (again, for
reasons unrelated to race) which had been undertaken in
that District. (Ex. 117, p. 12; Tr. 574)
Advertising and public relations professionals called
as witnesses by both appellants and appellees gave unre
butted substantive testimony that a statewide campaign in
favor of a ballot proposition would actually lose support in
the state of Washington if it was designed to appeal to
segregative and racist attitudes. (Tr. pp. 496-498, 505-506,
509-511, 538,.Ex. 2 Tr. 23).
The voting pattern on Initiative 350 is itself instruc
tive. The initiative received a favorable vote in several
school districts having minority populations in excess of
the statewide average, where the school were already ra
cially balanced due to residential patterns and neighbor
hood school assignment policies within those districts. (Ex.
A-93; Ex. A-105; Tr. 774). A vote for Initiative 350 in those
school districts was, then, a vote for maintenance of the
racially balanced school system which already existed. To
suggest that a vote in favor of the initiative in those
districts was somehow motivated by an intent or purpose
34
to discriminate locally on racial grounds is utterly illogical.
It was the District’s own witnesses, however, who pre
sented the best evidence of benign subjective intent on the
part of the electorate. They acknowledge repeatedly that a
vast majority of parents — minority and majority — in all
three school districts involved expressed, in one way or
another, a preference for retention of the time-honored
neighborhood school assignment policy. Seattle School
Board member Bleakney testified, for example, that
during the many public hearings dealing with the subject
of racial imbalance in Seattle schools, the school board
heard again and again that the parents wanted neighbor
hoods preserved. (Tr. 58, pp. 145-147). Dr. Tone of the
Tacoma School District testified, as earlier noted, that as
many as 95 percent of all parents — minority and majority
— with whom he had been in contact expressed a
preference for neighborhood schools (meaning, to them,
the school “ nearest” to their home). (J.A., pp. 20, 21). (Tr.
pp. 391). And, again, Dr. Childers of the Pasco School
District made it abundantly clear that attempts to lure
East Pasco (i.e., minority) residents to distant schools in
the District were largely unsuccessful (thereby
engendering school district regulations which now require
minority kindergarteners to attend the most distant
schools). (J.A., pp. 30, 31). (Tr. pp. 601-02). Dr. Childers
also testified that if Initiative 350 is implemented in
Pasco, East Pasco (i.e., minority) residents would choose
to have their children attend those two or three schools
which are nearest and next-nearest (more or less) to the
East Pasco area. (J.A., pp. 31, 53). (Tr. pp. 605, 634-38). In
the Tacoma School District, notwithstanding an open,
city-wide enrollment policy, at the time of trial only 1,200
students out of roughly 29,000 opted to attend non-neigh
borhood schools. (Ex. 99). (J.A., pp. 214).
The District Court simply ignored all of this admitted
evidence — that hearing on the collective subjective intent
of the electorate — and made no findings of fact
whatsoever based on that evidence.
It must be remembered that, under Washington u.
Davis, supra, and the cases which followed it, the districts
35
were burdened initially with proving that an intent to
discriminate on racial grounds was a motivating factor in
the adoption of Initiative 350. Following the refusal of the
District Court to dismiss the District’s complaint for fail
ure to prove a prima facie case, the State defendants were,
at the very least, entitled to have their best evidence —
that showing that the collective motivation of the voting
public was not as characterized by the Districts — weighed
by the District Court and dealt with directly in its
findings, conclusions and judgment.
III. INITIATIVE 350 REFLECTS A NATIONAL
POLICY IN FAVOR OF NEIGHBORHOOD
SCHOOL ASSIGNMENT MADE APPLICABLE BY
CONGRESS TO DEPARTMENTS OF THE
FEDERAL GOVERNMENT
In the preceding sections of this brief, we have
emphasized two major points: (1) That Initiative 350 does
not create a 1 racial classification of the sort found
constitutionally deficient in Hunter and Lee and; (2) that
proof of discriminatory intent or purpose must be present
before such state law may be struck down as violative of
the Fourteenth Amendment. Generally in regard to either
or both of these two points, there is an additional factor
which certainly must also be taken into account. Through
out the entire course of this litigation the state defendants
have repeatedly pointed out that Initiative 350 is nothing
more than a state-level legislative parallel to an earlier
1974 act of Congress establishing a national neighborhood
schools policy. Indeed, the evidence introduced at trial
demonstrated conclusively that Initiative 350 was
deliberately patterned quite closely after those same pro
visions of federal law — the Equal Education Opportuni
ties Act of 1974 (now codified as 20 U.S.C. § 1701, et seq.).
The relevant provisions of that Act (which are printed of
J.S. F-5) read as follows:
“ 1701. C ongressional declarations o f policy
“ (a) The Congress declares it to be the policy of the
United States that —
36
“ (1) all children enrolled in public schools are
entitled to equal educational opportunity without
regard to race, color, sex, or national origin; and
“ (2) the neighborhood is the appropriate basis for de
termining public school assignments.”
Congress then reinforced this substantive expression of
policy in the Act by expressly limiting the geographical
extent of any federally-ordered bussing of public school
children to precisely the same geographical extent as that
expressed in Initiative 350, saying in § 1714: * * *
“ (a) No court, department, or agency of the United
States shall, pursuant to section 1713 of this title,
order the implementation of a plan that would re
quire the transportation of any student to a school
other than the school closest or next closest to his
place of residence which provides the appropriate
grade level and type of education for such student.”
Although the foregoing statute has been subject to scru
tiny on several occasions, it has remained intact as an
expression of congressional policy in favor of a nationwide
neighborhood school policy. See e.g., Morales v. Shannon,
516 F.2d 411 (1975), cert, den., sub. nom Shannon v.
Morales, 423 U.S. 1034 (1975); Brinkman u. Gilligan, 518
F.2d 853 (6th Cir., 1975), cert, den., sub. nom Dayton Bd.
of Education v. Brinkman, 423 U.S. 1000 (1975).
The striking conclusion drawn from juxtaposition of
Initiative 350 with the provisions of 20 U.S.C. § 1701, et
seq., is that, if Initiative 350 did create a racial
classification, it was no different than that created by
Congress. And likewise, if passage of Initiative 350 was
motivated by a purpose to discriminate on racial grounds,
then that purpose is no different from that which
motivated Congress as well. Such comparisons are, by no
means, an idle intellectual exercise. If Congress is empow
ered to enact legislation of this type without violating the
Due Process Clause of the Fifth Amendment to the United
States Constitution, then it cannot be said that the State
of Washington somehow violates the Equal Protection
Clause of the Fourteenth Amendment by seeking to
achieve the same ultimate goal using the same essential
37
legislative formula. Bolling u. Sharp, 347 U.S. 497 (1954);
Hills v. Gautreaux, 425 U.S. 284 (1976).
Indeed, in the recent case of Brown v. Califano, 627
F.2d 1221 (D.C. Cir., 1980), the District of Columbia
Circuit Court of Appeals reviewed the Congressional ap
proach in the context of a challenge to certain
Congressional appropriation bills preventing the
Department of Health, Education and Welfare from with
holding federal funds from school districts which subscribe
to a neighborhood school assignment policy. In upholding
the legislation, the Court of Appeals dealt with and
rejected suggestions that the acts were unconstitutional
based upon both of the points which we have emphasized
in this brief — namely, (1) that the legislation created an
illicit racial classification and, that (2) the underlying mo
tivation for passage of the federal law was a purpose to dis
criminate on racial grounds.
The treatment of Initiative 350 by the courts below,
then, is manifestly inconsistent with the treatment which
has, to date, been accorded the provisions of the Equal
Educational Opportunities Act of 1974 (20 U.S.C. § 1701,
et seq.) by the federal courts. This inconsistency should
not be continued. Washington’s expression of a neighbor
hood schools policy should be upheld just as Congress’s
national policy has been.
IV. INITIATIVE 350 DOES NOT IMPOSE AN EXTRA
AND UNCONSTITUTIONAL BURDEN ON
SCHOOL DISTRICTS CONFRONTED WITH A
DUTY TO CURE DE JURE SEGREGATION
A. The Initiative Does Not Prohibit
Assignment Of Students To Remedy De Jure Seg
regation.
We again point out that, while the Ninth Circuit
Court of Appeals limited its basis for decision (i.e., to the
existence of a racial classification in contravention ot
Hunter and Lee), the District Court also lound Initiative
350 to be constitutionally deficient on yet another stated
ground. The third and final basis for the District Court’s
38
decision was stated as follows in its memorandum opinion:
“ I find that Initiative 350 is overly inclusive in that it
prohibits school assignments to achieve racial balance
even in a school district where there is de jure
segregation, that is, segregation caused by prior gov
ernmental action.” (J.S. A-35).
In so finding, tbe district court ignored entirely the
interpretation of the initiative by the State, particularly
(and most importantly) by the state officer charged in the
first instance with its construction, the State Attorney
General. That construction was stated clearly in the Trial
Brief of State Defendants (CR 228) as follows:
“ Initiative 350, on its face, recognizes that constitu
tional imperatives may override its applicability in
some situations.
“Section Six of Initiative 350 provides:
“This chapter shall not prevent any court of compe
tent jurisdiction from adjudicating constitutional
issues relating to the public schools.
“The same sort of express disclaimer of infringement
on the power of the courts has been held to validate
the provisions of the Equal Educational
Opportunities Act of 1974, 20 U.S. Code § 1701, et
seq., supra, by allowing the federal courts to deal with
constitutional violations which have caused
segregation within a given school system. Evans v.
Buchanan, 416 F.Supp. 328 (1976); * * *
“Thus, where a given Washington school district finds
itself under a constitutional duty to override
Initiative 350, it may certainly do so. The Initiative
clearly contemplates in Section Six that its action will
be upheld by any court of competent jurisdiction, as
suming that such constitutional duty is found to exist.
Until a given school district reaches that point, how
ever, it must, as a municipal corporate creature of the
State of Washington, attempt to achieve its goals
within the limitations imposed by its own creator.
Since the initiative expressly subordinates its central
policy to constitutional imperatives, how can it con
ceivably be claimed to be unconstitutional on its face? <<* * * >>
The appellants — charged by the Complaint with enforce
ment of Initiative 350 — have insisted from the outset
39
upon a construction of the statute which recognizes and
provides for the constitutional necessity to undertake
mandatory desegregation steps in certain instances
without first having to seek an authorizing court order of
some sort.8
The District Court should never have dealt with this
issue, and, having dealt with it at all, it clearly erred in
finding the act “ overly inclusive.” Initiative 350, by its very
terms, operates directly upon Washington school districts.
All Washington school districts receive legal advice and
counsel from the prosecuting attorneys in those counties in
which the districts are located. RCW 36.27.020(2) and (3).
Those prosecuting attorneys, in turn, are statutorily
guided by the formal opinions of the state Attorney
General. RCW 36.27.020(3); RCW 43.10.030. The con
struction of the act by the Attorney General is binding on
the State, absent a contrary judicial determination. Fur
thermore, any state official acting pursuant to the advice
of the Attorney General is protected from liability and will
not be found to have violated his or her official oath, even
though such action is later held to be invalid. State ex rel.
Day v. Martin, 64 Wn.2d 511, 392 P.2d 435 (1964). The
Attorney General is an appellant in this case. In light of all
this, it becomes apparent that the appellee school districts
raised a false issue to the District Court. The school
districts commenced this action claiming that it was the
appellants who were going to enforce Initiative 350 in a
manner which would prevent them (i.e., the Districts)
from performing their constitutional duties. In response,
the appellants flatly asserted that this was not true and
that they, in turn, would not and did not so interpret the
statute. To complete the anomaly, the school districts
thereupon insisted that, notwithstanding the less
.restrictive interpretation placed upon the initiative by ap
pellants, the District Court was somehow dutybound to
adopt their interpretation of Initiative 350 (one which en
hanced the likelihood that the initiative could be charac
terized as unconstitutional). In falling into this trap the
“Such a construction is well supported by legislative history. Tr.
1171, 1180, 1181.
40
District Court ignored the all too familiar rule (pointed out
to it in the State’s trial brief) that legislation will be
interpreted, if at all possible, in a manner which will
render it constitutional and that “ the dangers of an
approach to statutory construction which confines itself to
the hare words of a statute” are to be avoided. Lynch v.
Overholser, 369 U.S. 705 (1962).
The Court’s “ task is not to destroy the Act,” but to
construe it, if consistent with the will of the state, “ so as to
comport with constitutional limitations.” U.S. Civil
Service Commission v. National Letter Carriers
Association, 413 U.S. 548, 571 (1973). Where, as here, the
defendants are the “very state authorities entrusted with
the definitive interpretation of the language” of tha act
including the State Attorney General,/this Court should
not “ ignore these authoritative pronouncements in deter
mining the breadth of a statute.” Rather, it should accept
that interpretation, “however we might construe that lan
guage were it left for us to do so.” Law Students Research
Council v. Wadmond, 401 U.S. 154, 162 (1971); Broderick
v. Oklahoma, 413 U.S. 601, 617-618 (1973).
B. A Requirement Of Prior Judicial Determi
nation Would Not Render The Act Unconstitution
al.
Even if the appellee’s interpretation of Initiative 350
is correct, however, the requirement that a triggering court
order be obtained in order to implement forced bussing in
any Washington school district would not, of itself, render
the act constitutionally invalid. Such a requirement is, in
reality, fully consistent with the thrust of numerous deci
sions of this Court. A brief review of the history of school
desegregation law emphasizes this point.
At the time of this Court’s decision in Brown v. Board
of Education, 347 U.S. 483 (1954), the test for determining
the existence of de jure segregation was really quite
rudimentary. If a state, by law, provided for separate
school facilities for children of differing races, then a
finding of de jure segregation was quite simple to make.
The later expansion of the defintion of de jure segregation,
41
however, has made it increasingly difficult to determine
whether a given state (or local school district) has
committed acts which amount to the creation of a dual
school system. See, e.g., Keyes v. School Dist. No. 1, 413
U.S. 189 (1973). And, quite apart from determining wheth
er or not segregation in any given school district was the
result of purposeful official action, this Court has also
grappled with the difficult proposition of determining
when minority school children of one race are somehow
isolated from the majority in sufficient numbers to trigger
further inquiry into whether a remedy is required. Span
gler o. Pasadena Board of Education, 427 U.S. 424 (1976).
In spite of the difficulty which this Court and the
lower federal courts have had in coming to grips with such
elusive concepts, it has been the consistent position of the
appellee school districts in this litigation that, notwith
standing the fact that their essential purpose is to provide
education, it is somehow their exclusive province to de
clare whether and to what extent de jure segregation exists
within Washington’s public schools, and, further, to
declare the appropriate remedy therefore. In essence the
districts argue that to limit the exercise of this
“declaratory” power to the courts, would itself somehow
violate the federal Constitution. Justice Powell in his opin
ion in University of California Regents v. Bakke, 438 U.S.
265 (1978) disposes of that notion, where, in discussing the
inappropriateness of this same role which was assumed by
the University of California in determining the need for a
remedial program to alleviate perceived racial injustice, he
says:9
Mustice Powell’s wisdom is amply supported here by a recent re
port prepared by the Seattle School District itself. In “The Effect of the
Seattle Plan For School Desegregation on Achievement Test Scores,”
published in August 1981, the District says: “The purpose of the Seattle
Plan was to reduce racial imbalance in the schools. Achievement of the
goal has demonstrated the Plan’s success. Any effect of the Plan on
achievement test scores is irrelevant to evaluation of the Seattle Plan
itself.” The effect of Initiative 350, of course, even if the appellee’s and
District Court’s interpretation is correct, is to tell school administrators
to limit themselves to their “broad mission,” education, where achieve
ment test scores are indeed relevant, and to leave the formulation of
42
“ We have never approved a classification that aids
persons perceived as members of relatively victimized
groups at the expense of other innocent individuals in
the absence of judicial, legislative or administrative
findings of constitutional or statutory violations.
* * * (438 U.S. at 307).
“ * * * Without such findings of constitutional or
statutory violations, it cannot be said that the govern
ment has any greater interest in helping one individ
ual than in refraining from harming another. Thus,
the government has no compelling jurisdiction for in
flicting such harm.
“ Petitioner did not purport to have made and is in no
position to make such findings. Its broad mission is
education, not the formulation of any legislative pol
icy or the adjudication of particular claims of ille
gality. * * * (Emphasis supplied.) (438 U.S. at 308,
309.)
To place the Washington school districts in the same
position as this Court found the University of California to
he in simply does not violate any provision of the U.S.
Constitution.
The inappropriateness of the appellee’s position on
this so-called “overbreadth” issue is further highlighted by
the variant definitions of “ segregation,” “ racial
imbalance,” and “ racial isolation” utilized by the three
school districts which are parties to this appeal. As was
noted above,- the Seattle School District defines “ racial im
balance” as:
“ * * * the situation that exists when the combined
minority student enrollment in a school exceeds the
district-wide combined minority average by twenty
percentage points, provided that the single minority
enrollment * * * of no school will exceed fifty per
cent of the student body.” (J.A. 50).
It takes no great exercise of the mind to imagine the
absurd results which would obtain if the Seattle School
District’s definition of “ racial imbalance” was to be
equated, as a matter of law, with “segregation.” Indeed
this same level of racial distribution has been determined
social policy to the legislature, and the adjudication of constitutional
duties to the courts, when necessary.
43
to constitute “ racial isolation” by the State Board of
Education (J.A. 66) in a definition which has been
adopted, by reference, by the Tacoma School District (J.A.
66). On the other hand, the Pasco School District has
simply declared that a “segregated” school in its district is
any school in which minority enrollment exceeds fifty per
cent of the student body, although its principal school
officials readily concede that minority children are not
“ isolated” from majority students by virtue of such a
numerical distribution of students. (Childers’ testimony,
J.A. 39-42).
In light of all these considerations, then, a require
ment that any extra-neighborhood bussing for the purpose
of achieving a desired level of distribution in Washington
public schools must follow some sort of triggering court
order is by no means an unreasonable or unconstitutional
legislative judgment. In view of the historical judicial de
velopment of school desegregation law, it is not unusual or
unsound that a court — and only a court — should make
the initial determination that a condition of segregation
exists in a given school district which must be cured by
means of bussing.
Thus, the suggestion that Initiative Measure No. 350
is somehow “overly inclusive” because, in the view of its
challengers, it does not contemplate that Washington
school districts will be allowed to make binding legal
judgments as to when de jure segregation does or does not
exist is simply not an unconstitutional infirmity.
V. THE NINTH CIRCUIT PANEL ERRED IN RE
VERSING THE DISTRICT .COURT’S DENIAL OF
ATTORNEYS’ FEES TO THE SCHOOL DIS
TRICTS
Following entry of its Findings of Fact,
Conclusions of Law and memorandum Opinion, the
District Court then considered several petitions lor
awards of attorneys’ fees by the districts and the
intervenors. In denying these requests, the District
Court’s Order recited, in pertinent part, as follows:
f
“4. * * * this action was commenced not by private
persons whose own civil rights had been violated but
rather by three public bodies, the school districts of
Seattle, Tacoma and Pasco. The financial concerns of
these public bodies are hardly analogous to those of
impecunious parents of school children whose civil
rights may have been violated. Although the school
districts do not have unlimited funds, they do, at
least, have available to them public funds with which
to prosecute litigation. The plaintiffs are to a very
large extent financed by appropriations from the
state. In part those appropriations are to defray ad
ministrative costs, including the legal expenses, of the
plaintiff school districts. (J.S. C-2).
On appeal, the Court of Appeals concluded that the trial
court had abused its discretion in refusing to award
attorneys’ fees to the school districts. In fact, the panel
majority actually substituted its discretion for that of the
District Court and concluded that it was unreasonable not
to award fees to a school district created, controlled, and
funded by the defendant. (J.S. B 15, 16).
A. The Court Of Appeals Judgment On Attor
neys’ Fees Itself Constitutes An Abuse Of Discre
tion.
The trial court recognized that this litigation had al
ready been, and continues to be, largely funded by money
appropriated for the school districts by the defendant
state for purposes which include the conduct of this
litigation. The Court of Appeals, however, concluded that
refusing to require the state to reimburse school districts
for their expenditure of State funds, enabling them to sue
the state, was an abuse of discretion!
The Court thus adopted a rule which requires that
the source of litigation funding be entirely ignored, and
which encourages, as a matter of national policy, “ double
dipping” from public treasuries. In so holding the panel
majority cavalierly gave the back of its hand to the District
Court’s findings and exercised its “discretion” in favor of a
result which Congress almost certainly did not intend, and
which, as the District Court found in this circumstance,
44
was not necessary in order to encourage enforcement of the
Civil Rights laws.
B. The Court Of Appeals In Effect Injected It
self Into The State’s Legislative Appropriation
Process.
By awarding fees to the Seattle School District, the
panel majority has, in effect, appropriated funds from the
State’s treasury in favor of a municipal corporation of the
State, created, funded and controlled by the State, and
deriving its existence and authority entirely from state
law. It has, inescapably, made a decision with respect to
the appropriate funding of state programs and the estab
lishment of state legislative priorities. Such action by the
Court (or by Congress, if indeed that is what it intended)
constitutes an unwarranted interference in the State’s
“ability to function effectively in a federal system.” Na
tional League of Cities v. Usery, 426 U.S. 833 (1976).
While admittedly, Usery, is not dispositive in the case of a
statute enacted pursuant to § 5 of the Fourteenth
Amendment, rather than the Commerce Clause, its reason
ing nevertheless is compelling under these circumstances
and should guide the court here.
The trial court’s refusal to award attorneys’ fees was
not an abuse of discretion. This Court should not depart
from established standards of deference to the states in
this area of internal fiscal policy, absent a showing of
absolute necessity. See, San Antonio Independent School
District u. Rodriguez, 411 U.S. 1, 40 (1973).
C. It Is Doubtful That Appellee School
Districts Even Fall Within The Ambit Of The At
torneys’ Fees Statutes.
The Court of Appeals cited no authority for the
proposition that municipal corporations — as creatures of
statute — are even with the ambit of 42 U.S.C. § 1988 or
20 U.S.C. § 3205 so that they may, in this manner, demand
additional public funds to replace those already furnished
to them by the state legislature. Congress did not intend or
even envision such a result.
In connection with the passage of 42 U.S.C. §1988, for
45
46
example, the Senate Report which accompanied the bill
stated, in part, as follows:
“All of the civil rights laws depend heavily upon
private enforcement, and fee awards have proved an
essential remedy if private citizens are to have a
meaningful opportunity to vindicate the important
congressional policies which these laws contain. In
many cases arising under our civil rights laws, the
citizen who must sue to enforce the law has little or
no money with which to hire a lawyer. If private
citizens are to be able to assert their civil rights, and
if those who violate the nation’s fundamental laws are
not to proceed with impunity, then citizen must have
the opportunity to recover what it costs them to
vindicate these rights in court.” [1976 U.S. Code
Cong. & Admin. News at page 5908.] [Emphasis sup
plied.]
The legislative policy in favor of subsidizing private liti
gants has uniformly been reaffirmed by the courts. The
case most often cited in support of this general expression
of Congressional policy is Newman v. Piggie Park Enter
prises, 390 U.S. 400 (1968), decided before either of the
statutes here involved was enacted.
The essence of this Court’s reasoning was stated at
390 U.S. 402:
“ * * * If successful plaintiffs were routinely forced
to bear their own attorneys’ fees, few aggrieved par
ties would he in a position to advance the public
interest by invoking the injunctive powers of the fed
eral courts. Congress therefore enacted the provision
for counsel fees — not simply to penalize litigants
who deliberately advance arguments they know to be
untenable but, more broadly, to encourage
individuals injured by racial discrimination to seek
judicial relief under Title II.” (Emphasis supplied.)
The so-called “ private attorney general” rationale for
awards of attorneys’ fees makes no sense in the present
context. The original plaintiffs here were school districts
— political subdivisions of the state, the operations of
which are entirely publicly funded — not private citizens
acting as “ private attorneys general.” That term itself con
notes belief on the part of the courts that, when matters
47
are finally settled and it is the private plaintiffs who have
prevailed, it is appropriate that the public treasury should
be tapped to pay for litigation found to have been
commenced in the public interest. But that is precisely
what has happened here already. The language in the
foregoing excerpts expressing concern about the “ cost of
private enforcement” has no application whatsoever in the
situation where, as here, state-funded municipal
corporations themselves seek the relief.
To summarize then, it seems amply clear that the
Congressional purpose in enacting the various civil rights
attorneys’ fees statutes would not at all be served by
allowing the school districts to replenish public funds al
ready given them by the state for this very purpose.
If the Court of Appeals’ view prevails, it may be coun
terproductive. States are today facing what can honestly
be described as a fiscal crisis. The courts cannot fail to
recognize this reality. Intense competition exists among
worthwhile and important public programs for the use of
increasingly scarce public dollars. The result of awards
such as that of the Court below in this case may indeed be
the withdrawal by the states of “ legal services” funds from
their subordinate public bodies and other publicly funded
agencies; such as legal services organizations. To avoid the
fiscal drain of “double dipping,” state legislatures may
choose to require those theretofore state-funded agencies
to support their legal services efforts entirely — or at least
in significant part — from other sources. The fundamental
purpose of the civil rights attorneys’ fee statutes will thus
not be fostered, but rather inhibited.
CONCLUSION
Initiative 350 is valid. It creates no impermissible
special classification, was not motivated by a purpose to
establish or foster a system of segregated schools and is
not “overly inclusive.” Alternatively, the school districts
are entitled to no award of attorneys’ fees.
Kenneth 0 . Eikenberry,
Attorney General,
48
M a l a c h y R . M u r p h y ,
Deputy Attorney General,
T h o m a s F . C a r r ,
Senior Assistant
Attorney General,
T i m o t h y R . M a l o n e ,
Assistant Attorney General.