Norwood v. Tucker Brief for Appellants
Public Court Documents
January 1, 1959

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Brief Collection, LDF Court Filings. Norwood v. Tucker Brief for Appellants, 1959. d469d108-c09a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/9817be07-313b-4d6b-ad15-d063087daca7/norwood-v-tucker-brief-for-appellants. Accessed July 04, 2025.
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llxnti'h Butts (Cmtrt u! Appals F or th e E ig h t h Circu it No. 16586—September Term, 1959 W il l ia m H en ry N orwood, et al., Appellants, -v.— E verett T u cker , Jr., et al., Appellees. APPEAL PROM THE UNITED STATES DISTRICT COURT EOR THE EASTERN DISTRICT OE ARKANSAS, WESTERN DIVISION BRIEF FOR APPELLANTS W iley A. B ranton 119 East Barraque Street Pine Bluff, Arkansas T hurgood M arshall J am es M . N abrit , III 10 Columbus Circle New York 19, New York Attorneys for Appellants I N D E X S tatem en t of t h e Ca s e ................................................................ 1 Introduction ............................................................... 1 I. Partial History of tlxe Case .................. 2 A. The 1956-1957 Proceedings .............. 2 B. Proceedings from 1957 until June 1959 ...................................................... 3 C. Proceedings Resulting in the Order of September 2, 1960 ........................ 4 II. Facts About the Original Plan as Indi cated in the 1956-57 Proceedings ........... 7 III. The Facts at the 1960 Trial Indicating Current Placement Procedures.............. 13 A. General Organization of Schools; the Pattern of Continued Segrega tion ................. 13 B. The Beginning of the Placement Pro cedures; Preliminary Student Regis tration and Administrative Proced ure ........................................................ 17 C. The Board Meeting of July 29, 1959: Adoption of Local Placement Regula tion ; Initial Assignment of Students; Board’s Reasons for Its Actions .... 19 D. Actions and Procedures on Requests for Change of Assignments; Special Tests and Interviews; Board Hear ings PAGE 24 11 P oints a n d A u t h o r it ie s ......................................................... 27 A r g u m e n t ................................-........................................................... 30 I. The Denial of Injunctive Relief Permits an Unjustified Modification of the Court-Approved Desegregation Plan and Impairs Rights of Ap pellants Secured by the Plan, the Former De crees, and the Fourteenth Amendment............. BO II. The Denial of Injunctive Relief Permits the Permanent Continuation of Racially Discrimi natory Policies and Procedures Tending to Preserve Segregation and Thus Deprives Ap pellants of Rights Protected by the Fourteenth Amendment .......................................................... 44 III. The Principles Requiring Exhaustion of Ad ministrative Remedies and Limiting Parties to Asserting Personal Rights, Do Not Affect Ap pellants’ Standing to Litigate the Questions Presented or Their Right to the Relief Prayed 54 C o n c l u s io n .......................................................................................... 57 PAGE T a b l e o f C a s e s : Aaron v. Cooper, 143 F. Supp. 855 (1956) ...........3, 7,12, 30, 31, 32 Aaron v. Cooper, 243 F. 2d 361 (1957) .............. 3, 7, 30, 32 Aaron v. Cooper, 257 F. 2d 33 (1958) ................. 32,39,43 Aaron v. Cooper, 261 F. 2d 97 (1958) .......................... 39 Aaron v. McKinley, 173 F. Supp. 944 (E. D. Ark. 1959) .......... -...............-...........................................17,39,43 Avery v. Wichita Falls, 241 F. 2d 230 (5th Cir. 1957) .. 37 I ll Barrows v. Jackson, 346 U. S. 249 (1953) .................. 56 Bates v. Little Bock, 361 U. S. 516, 4 L. ed. 2d 480, 486 (1960) ..................... ................................................ 38 Bolling v. Sharpe, 347 U. S. 497 (1954) ..................... 45 Brown v. Board of Education, 347 IT. S. 483 (1954) ....3, 44 Brown v. Board of Education, 349 U. S. 294 (1955) ....36, 37 Carson v. Warlick, 238 F. 2d 724 (4th Cir. 1956)........... 55 Cities Service Co. v. Securities & Exchange Comm., - 257 F. 2d 926 (3rd Cir. 1958) ..................................... 31 Cooper v. Aaron, 358 U. S. 1 (1958) .............. 4, 37, 38, 39, 40, 44, 45 Covington v. Edwards, 264 F. 2d 780 (4th Cir. 1959) .. 55 Dove v. Parham, —— F. 2 d ------(8th Cir. Aug. 1960) 50, 52, 55 Evans v. Ennis,------F. 2 d ------- (3rd Cir., July 1960), on rehearing------F. 2 d ------- (Aug. 1960) ...............14, 52 Farley v. Turner,------F. 2d-------(4th Cir., June, 1960) 55 Gibson v. Board of Public Instruction, 272 F. 2d 763 (5th Cir. 1959) ............................................ * .....35,36,55 Gibson v. Mississippi, 162 U. S. 565 (1896) ............... 44 Hill v. School Board of City of Norfolk, V a .,------F. 2 d ------ (4th Cir. Sept. 1960) .................. ........ ........ . 52 Holland v. Board of Public Instruction, 258 F. 2d 730 (5th Cir. 1958) ............ ................... ..... ..................... 55 Hopkins v. Lee, 6 Wheat. 109 (1821) ............................. 40 Jones v. School Board of the City of Alexandria, Va., 276 F. 2d 72 (4th Cir., 1960) .....................................52, 53 PAGE PAGE Kelly v. Board of Education, 159 F. Supp. 272 (M'. D. Tenn. 1958) ...................................................................35, Kelly v. Board of Education of the City of Nashville, supra, at 159 F. Supp. 275-277 ................................. McCullough v. Virginia, 172 U. S. 102 (1898) ............ McKissick v. Carmichael, 187 F. 2d 949 (4th Cir., 1951) ............................................................................50, McLaurin v. Oklahoma State Regents, 339 U. S. 637 (1950) ............................................. -.............................. Mannings v. Board of Public Instruction, 277 F. 2d 370 (5th Cir. 1960) .........................................35, 37, 52, 54, Meyer v. Nebraska, 262 U. S. 390 (1923) ...................... N A A CP v. Alabama, 357 U. S. 449 (1958) ...............39, Oklahoma v. Texas, 256 U. S. 70 (1921) ................. -....— Orleans Parish School Board v. Bush, 242 F. 2d 156 (5th Cir. 1957) ............................................................. Parham v. Dove, 271 F. 2d 132 (8th Cir. 1959) .......... 40, Pierce v. Society of Sisters, 268 U. S. 510 (1925) ....51, Public Utilities Comm. v. United States, 355 U. S. 534 (1958) ............................................................................ Rippy v. Borders, 250 F. 2d 690 (5th Cir. 1957) .......... School Bd. of City of Newport News v. Atkins, 246 F. 2d 325 (4th Cir. 1957) ............ -.................................... - - School Bd. of City of Norfolk v. Beckett, 260 F. 2d 18 (4th Cir. 1958) ........................................................... Slaughterhouse Cases, 16 Wall. 36 (1873) ...................... Smith v. Texas, 311 U. S. 128 (1940) ............................. 36 36 40 51 50 55 51 56 31 55 ,55 ,56 56 36 55 51 44 44 V PAGE United States v. Johnson County, 6 Wall. 166 (1867) .... 40 United States v. Peters, 5 Cranch 115 (1809)................ 40 United States v. Swift & Co., 286 U. S. 106 (1932) ....41, 42 O t h e b A u t h o b i t i e s : ^ Appellees Brief, p. 7, 243 F. 2d 361.......... ...................... 11 >( Appellees Brief, p. 45, 257 F. 2d 33................................. 40 Arkansas Pupil Assignment Law of 1956 (Initiated Act No. 2 of 1956) ............................................................... 40 Arkansas Pupil Placement Law of 1959 (Act No. 461 of 1959) .........................................................................39, 40 —-'Civil Eights Act of 1960, Title I, 62 Stat. 769 (1960), 18 U. S. C. §1509 ........................................................... 38 Pomeroy, Equity Jurisprudence (Symons 5th Ed.) Vol. 1, Sec. I V ............................................................... 57 Eule 23(a)(3) Federal Eules Civil Procedure ...........56,57 Black, The Lawfulness of the Segregation Decisions, 69 Yale L. J. 421 (1959) 51 STATEMENT OF THE CASE Introduction This appeal involves another phase of litigation com menced in February 1956 in which appellants, Negro school children and parents, have challenged racial segregation in the public schools of Little Rock, Arkansas. Different phases of this cause have been before this Court on five occasions, and twice have been decided by the Supreme Court of the United States.* 1 2 3 4 5 6 While familiarity with the entire history is helpful in understanding the matter now before the Court, a descrip tion of all previous proceedings would unduly lengthen this statement. Therefore the statement is confined to prior proceedings directly related to the issues now presented. This is an appeal from an order dated September 2, 1960, denying appellants’ motion seeking further relief to re strain certain actions of the Board of Directors of the Little Rock School District. The opinion below, dated September 2, 1960, also expressly declined to further retain jurisdiction. 1 Previous decisions in this litigation are reported as follows: 1. Aaron v. Cooper, 143 F. Supp. 855 (E. D. Ark. 1956), aff’d 243 F. 2d 361 (8th Cir. 1957). 2. Aaron v. Cooper, 2 Eace Eel. Law B. 935 (E. E>. Ark. 1957), aff’d sub nom. Thomason v. Cooper, 254 F. 2d 808 (8th Gir. 1958). 3. Aaron v. Cooper, 156 F. Supp. 220 (E. D. Ark. 1957), aff’d sub mm. Faubus v. United States, 254 F. 2d 797 (8th Cir. 1958), cert. den. 358 U. S. 829 (1958). 4. Aaron v. Cooper, 163 F. Supp. 13 (E. D. Ark. 1958), cert, before judgment of Court of Appeals denied 357 U. S. 566, rev’d 257 F. 2d 33 (8th Cir. 1958), aff’d Cooper v. Aaron, 358 TJ. S. 1 (1958). 5. Aaron v. Cooper, 3 Eace Eel. Law E. 882 (E. D. Ark. 1958), vacated and remanded 261 F. 2d 97 (8th Cir. 1958), opinion on remand, 169 F. Supp. 325 (E. D. Ark. 1959). 6. Aaron v. McKinley, 173 F. Supp. 944 (E. D. Ark. 1959), aff’d sub nom. Faubus v. Aaron,------ IX. S .------- ■, 4 L. ed. 2d 237 (1959). 2 The opinion and order followed a trial held March 22nd and March 23rd, 1960, which involved actions, policies and regulations of the Board under a pupil assignment pro gram instituted prior to the 1959-60 school term. One issue was whether the Board’s pupil assignment actions and regulations improperly modified a plan for desegre gation approved by the trial court in 1956; this has neces sitated review of matters involved in the trial of August 15, 1956 (143 F. Supp. 855), and the subsequent appeal (243 F. 2d 361). (See Tr.8 pp. 262-269, and Plaintiffs’ Ex hibits 8 and 9.) This statement is divided into three parts. Part I is a partial history of the litigation describing the 1956 pro ceedings in the trial court and proceedings immediately preceding the present appeal. Part II is a detailed state ment of facts about the 1955 plan. Part III describes facts developed at the 1960 trial. I. Partial History of the Case A. The 1956-1957 Proceedings (143 F. Supp. 855 and 243 F. 2d 261). This case was commenced in February 1956 when Negro school children and parents sued to restrain the practice of compulsory racial segregation in the public school sys tem of Little Rock, Arkansas. This was a class action (Rule 23(a)(3) Federal Rules of Civil Procedure) pursuant to 28 U. S. C. *§1331,1343. 2 2 The typewritten transcript of the hearing held on March 22-28, 1960 is cited herein as “ Tr.” followed by the page number. The 1956 Transcript is eited as “ 1956 Tr.” ; see note 5 infra. 3 At the first trial, August 15, 1956, the Board admitted compulsory segregation and acknowledged violating prin ciples set forth in Brown v. Board of Education, 347 U. S. 483 (1954). However, it interposed as a defense a plan of procedures for gradual systematic desegregation of the schools—a plan the Board adopted voluntarily on May 24, 1955. This plan provided for delay until September 1957 in starting desegregation in high schools, and for even longer delays in ending segregation in junior high and elementary schools. Plaintiffs objected. The Board under took to establish that administrative obstacles to desegre gation resulting from local school problems justified delay in starting the plan and further delay incident to its three- phase character. On the basis of the Board’s showing of administrative problems and representations as to results which would be obtained, the trial court held that plaintiffs’ enjoyment of their constitutional right to non-segregated public educa tion could be delayed, and that the plan was “adequate” , in that it would “ultimately bring about a school system not based on color distinctions” , 143 P. Supp. 855, 866. The Court also ordered that jurisdiction be retained during the period of transition. Plaintiffs appealed, and this Court affirmed, 243 P. 2d 261. No review was sought in the Supreme Court. B. Proceedings From 1957 Until June 1959. For present purposes, it is important to note that every proceeding from 1957 until 1959 involved attempts by the Board, various state officials, and others, to suspend, aban don, or frustrate the 1955 plan or to prevent any desegre gation of the Little Rock public schools. The Board three times applied for permission to “ suspend” the plan, once attempted to lease school property for racially segregated operation by “private” persons, and subsequently sought 4 permission to “abandon” the plan and operate segregated schools pending formulation of a new plan. In 1958, the Supreme Court met in special session to hear this case and affirmed this Court’s reversal of an order granting a suspension in the face of opposition to, and unlawful interference with, desegregation of the Little Rock schools, Cooper v. Aaron, 358 U. S. 1. In November 1958 the proclivity of the Board and other state officials for activities interfering with desegregation caused this Court to direct issuance of an injunction re straining the Board in broad terms: . . . from engaging in any other acts, whether in dependently or in participation with anyone else, which are capable of serving to impede, thwart or frustrate the execution of the integration plan mandated against them (261 F. 2d 97,108; 169 F. Supp. 325, 337). The Board’s request for permission to “abandon” the plan and operate the schools on a segregated basis pend ing submission of a new plan occurred after the above- quoted injunction, and was participated in by three of its present members. (The opinion of September 2, 1960 mentions this unreported order at page 10.) No litigation between 1957 and 1959 necessitated a re view of the meaning of the 1955 plan, or involved a claim, such as is now made, that the plan was not being admin istered in accordance with the representations made to secure initial approval of the plan. C. Proceedings Resulting in the Order of September 2, 1960. On August 8, 1959, the appellants filed a motion for further injunctive relief, and a motion to substitute as 5 defendants three new members of the Board. The motion for further relief alleged that the Board had taken certain actions in initially assigning the plaintiffs and other Negroes entitled to the benefit of the judgments in this case, which were inconsistent with, impeded, and frustrated the effectuation of the court-approved plan for desegre gation, thereby depriving Negro children of rights pro tected by the due process and equal protection clauses of the Fourteenth Amendment and of the benefits of the prior orders in the case. The motion alleged that Negro pupils were deprived of the right to attend the schools in their attendance areas and had instead been assigned on the basis of race to an all-Negro school located outside their attendance areas. It was alleged that this was an impermissible modification of the court-approved desegregation plan. The plaintiffs prayed for an injunction “restraining the defendants from refusing to admit, enroll and educate the named plaintiffs and intervenors, and all other Negro students who present themselves for admission to such of the Little Rock senior high schools as they may be entitled to enter pursuant to the prescribed school zones, at normal admission and enrollment periods conducted during the forthcoming 1959-60 school term and thereafter.” The defendants responded to the motion for further relief, on August 21, 1959, alleging: (1) that they were operating the schools on a nondiscriminatory basis; (2) that Negro plaintiffs had not completed administrative procedures established by the Board for obtaining re assignments; (3) that the plaintiffs could no longer main tain a class action in this case; (4) that the Board was entitled to consider many criteria other than residence in determining school assignments; and (5) that the defen dants’ actions and assignment procedures were “within the framework of the governing court orders and decisions.” The Board prayed that the motion for further relief be dismissed, and that the trial court “ specifically approve” the assignment procedures adopted and followed by the Board. September 19, 1959, several Negro students and parents filed a motion to intervene as plaintiffs, adopting the al legations of the motion for further relief. The court al lowed intervention by order dated September 24, 1959, and the response to the motion for further relief was treated as a response to the intervention. The cause came on for hearing before the Court on March 22 and 23, 1960. The motion to substitute defen dants was granted. The opinion and order of the court denying plaintiffs’ request for injunctive relief were en tered September 2,1960. The court below held that plaintiffs were not entitled to any relief and concluded that the Board’s assignment procedures were consistent with the 1955 plan; that the assignment procedures employed by the Board did not discriminate racially; that the Board acted in good faith; and that there was no reason for the court to retain juris diction. Plaintiffs filed notice of appeal on September 3, 1960. This Court on September 13, 1960, directed that the cause be set for oral argument at the November 1960 session, the appeal to be heard on the original files of the District Court. 6 7 Facts About the Original Plan as Indicated in the 1956-1957 Proceedings It is undisputed and generally known that only nine Negro students attended Central High School during 1957- 58 (1960 Tr. 272-273), and as stated by this Court in one of its opinions, 257 F. 2d 33, 34 (8th Cir. 1958)3 the Super intendent did conduct a “ screening” of Negro pupils prior to the 1957-58 school term. But contrary to the conclusions of the court below in its September 2, 1960 opinion, which repeats the undocumented and unsupported claims made in the Board’s brief below,4 there was no mention of “ screening” Negro or any students and no mention of an intention to use any assignment criteria changing the general attendance area rule in either the text of the plan, the pleadings, the testimony, or the exhibits when the plan was presented and approved. There was no mention of such a policy in either the opinion of the District Court (143 F. Supp. 855) or the opinion of this Court (243 F. 2d 361). Likewise there was no mention of a policy (nowT held to be a part of the plan), permitting “A child who was assigned to a school wherein his race was in the minority to transfer to a school wherein his 3 This opinion reversed a ruling allowing a 2 ^ year suspension of de segregation. 4 The Court wrote, at p. 14: ‘‘One provision of the plan was to permit any child who was as signed to a school wherein his race was in the minority to transfer to a school wherein his race was in a majority. It is clear that there was a re-districting in that attendance areas were fixed. It is equally clear that student assignment (at that time called “ screen ing” ) was provided for and permitted by the plan. In fact, at that time there were approximately as many Negro students eligible for assignment solely on the basis of attendance areas to formerly all white schools in 1957 as there are now. The screening then em ployed under the plan reduced the number to 17, and only 9 at tended predominantly white schools.” (Emphasis supplied.) II. 8 race was in a majority.” In fact, contrary representations were made to the trial court and to this Court in 1956-57. The facts are as follows: At the 1956 trial5 the Board represented that each child in the desegregated grades would have the “basic right” to attend the school in his attendance area. The Super intendent testified as follows on direct examination while explaining the plan, at 1956 Tr. pp. 68-69: Q. I wanted you to tell us, Mr. Blossom, with concrete ness, those of the fourteen points that you consid ered at the time that you drew up the plans that have been put into practice in connection with the plan? A. All right. We have developed attendance areas. Q. All right? A. That would give every child the basic right to at tend school in the area of the legal residents (sic) of his parents or legal guardian. That’s a concrete step we have taken. All right. We have made the studies that reflect the achievement and the ability of individual children to show us the job we have to provide the educational development in the school system of Little Rock School District. (Emphasis supplied.) At the 1956 trial the Superintendent testified to a general policy of assigning students to schools in the areas where they lived,6 and stated that the areas would be applied as 5 The typewritten transcript of the August 15, 1956 trial was considered by the court below and has been certified to this court on the instant appeal (see 1960 Tr. 267-269). In addition excerpts from that transcript are included in Plaintiffs’ Exhibit 9. In this brief citations to the 1956 transcript are indicated as “ 1956 Tr.” followed by a page number. 6 The Superintendent testified at 1956 Tr. pp. 106-107: A. All right, the estimated date, as we have told heTe is to begin in 1957. Now we said two things in that statement— (1) that we 9 generally restrictive boundaries, within which pupils would be assigned without regard to race.7 It was explained that were going to follow the general principles laid down; that we were going to hold the standards of our educational program. Now our plans call for a grouping o f the children in the at tendance areas for educational purposes in grades 10, 11, and IS. That’s estimated ’57. (Emphasis supplied.) The Superintendent further testified at 1956 Tr. pp. 125-126: Q. It is the policy of your School District to require that children attend the school in the school area, attendance area, that they live, is that true? A. There are exceptions to it, hut that’s the general policy. Q. That is your general policy. Your Point 11 here says “ To Pro vide an Opportunity for All Children of Attending School in the Attendance Area Where the Residence of Their Parents or Legal Guardian Is Located.” Now, since that is already your policy, why do you need time to enforce that? A. To develop these maps that are in the individual program, it’s all related. Q. But you got your maps already? A. Yes but we don’t have the program completed. It takes more than maps and just buildings. You can create your area and you can put them in a seat, but that’s a far-ery different than edu cating them. The job just begins when you get them in the seats. Q. But that is true under all circumstances? A. Yes sir, but each set of circumstances are different and you can’t just apply one general principle and say that’s it (126), and have an educational program. Q. Well when do you think you’ll get that problem solved? A. Now which particular problem are you talking about? Q. The problem of getting your program ready for— A. We have told you that it’s ready at the Senior High School level; that the Junior High School attendance areas are tentative; at the time in this phase program there will, in all likelihood have to be another Junior High School. Now i f we have to bring in another junior high school to house the number of children be cause of growth, then those areas will have to be revised. Now if the growth does not cause the revision of the attendance areas, they will stand as they are; but i f the children justify an addi tional school, additional seats, facilities, instructors and so on, then the necessary changes will be made under the principles as outlined. (Emphasis supplied.) 7 The Superintendent testified at 1956 Tr. pp. 62-63: Q. Now, integration can not be commenced until the West End High School is completed? A. Under this plan, that is correct. 10 the Board would not be ready to make the change from the old system of city-wide attendance areas with separate schools for whites and Negroes until September 1957 at the high school level.8 It was said that the change to the new system could not be made until September 1957 when a high school would be ready at the west end of the city (Hall High),9 and because the high schools’ curricula had to be adjusted to provide for the specific needs of all chil dren living within the newly established attendance areas. Q. Now why is that, specifically, Mr. Blossom? A. That is specifically correct so far as I ’m concerned in the prob lem of dealing with curricula. Now we have three attendance area at the present time that affect senior high school children— Central High School, Horace Mann High School and Little Hock Technical High School. The attendance area for Little Bock Tech High is city-wide; the attendance area for Little Bock Central High School is city-wide; the attendance area for Horace Mann High School is city-wide. Now when we change from city wide attendance areas to geographical areas within the city, that restrict a certain group of youngsters to one area— to one build ing, we create problems that deal with our curriculum of planning the curriculum for the needs of those specific children. . . . (Emphasis supplied.) At 1956 Tr. p. 91 the Superintendent testified: A. I am saying that the putting of the races together in different attendance areas because of different children, as reflected on these exhibits here, on the attendance areas, that the fact that under our present system at the senior high school area our pro gram is city-wide. So, all of the white children are embraced in that program, all of the colored children are embraced in another. When we restrict the geographic areas we restrict that to a cer tain group of youngsters. Now, it is justified, reasonable and sensible to take the time to plan the basic program for the in dividual group of youngsters in a specific area and to try to at tain the second educational objective of providing the program that serves the specific needs o f the individual children. Now when you do that, you concentrate a different type of program for a specific set of needs and— 8 See note 7 supra. 9 See note 7 supra. The statement that the plan could not be started until the city had 3 high schools is contained in the text of the plan; see 143 E. Supp. 855, 859 (paragraph called “ Time for integration” ). 10 See notes 6 and 7 supra. See also 1956 Tr. pp. 45-50, passim. 11 The attendance areas system of assignment was the matrix of the plan, and the areas were first established in connec tion with the plan by locating* all pupils—colored and white—on spot maps and then drawing the zone lines with reference to the residences of all pupils and the capacities of the school buildings.11 The Board represented during the 1957 appeal that under the plan pupils would be assigned to the schools in their attendance areas without regard to race. In its brief in this Court the Board made the following statement (Appellees’ Brief, p. 7, 243 F. 2d 361, 8th Cir., No. 15,675): “ Integration will start in the high schools as of September, 1957. At that time 582 Negro pupils will receive education in an integrated school system (R. 63). In 1958, 292 Negro pupils who will graduate from junior high schools will have the same opportunity (R. 62). In 1959 355 will move into the integrated sys tem, and in 1960 406 will be admitted (R. 62). By that time the junior high schools will be integrated, and that means that all pupils presently in the top three grades of elementary schools will also be in integrated schools by 1960. All Negro pupils now attending Little Rock schools as of September, 1957, will be bound to ex perience education under the integrated system before finishing their courses.” 12 The record references in the above quote are to the pages of the printed record which summarize exhibits,13 indicat ing the numbers of pupils attending the various grades, 11 See 1956 Tr. pp. 31-38. See also Plaintiffs’ Exhibit 8 from the 1960 trial— a summary of the contents of Exhibits C, D, E, F, G, and H from the 1956 trial. The original 1956 exhibits are no longer available in the court records as indicated at 1960 Tr. pp. 262-264. 12 This representation was brought to the attention of the court below; Tr. 264-266. 13 The same information is now contained in Plaintiffs’ Exhibit 8. 12 and the numbers of colored and white pupils in each at tendance area (see note 11 above). The testimony and the manner in which the enrollment figures were presented in the Board’s 1957 brief in this Court make it plain that the plan contemplated a “ general policy” (1956 Tr. 125- 126) of assigning both Negro and white pupils to high schools on the basis of residence in the areas. For ex ample, one figure mentioned in the quotation is “ 582” Negro pupils. It was said that “582 Negro pupils will re ceive an education in an integrated school system” in 1957. The “582” pupils mentioned were all of the Negro high school students in the system. Thus it was represented that white students would be assigned to Mann High and Negro students to Central if they lived within the zones prescribed for those schools. This is clear in light of the testimony about the “ restrictive” nature of the boundaries. Mann, presently an all-Negro high school, was not an old “Negro” school established under the “ separate but equal” system. Rather, Mann was a new building opened in February 1956, which had been originally planned as a junior high school, and which was said to have been redesigned as a high school “ to fit into this [desegregation] plan . . . in order . . . [to do] . . . the job of providing adequate attendance areas that would serve the needs of the children.. . . ” 14 The texts of the Board’s public announcement of May 20, 1954, and the plan approved May 24, 1955, both advert to attendance areas (143 F. Supp. 855, 858-59). The rea son stated in the plan for the long period of delay neces sary before elementary schools could be desegregated was the fact that attendance areas were more difficult to estab 14 See 1956 Tr. p, 53. 13 lish at the elementary level.15 Likewise, the delay in de segregating the high schools from the adoption of the plan in May 1955 until September 1957 was justified by the need to build additional high schools (including Mann, completed in 1956, and the west end (Hall) school which was completed in 1957), in light of the proposed attendance area system of pupil assignment.16 III. The Facts at the 1960 Trial Indicating Current Placement Procedures Appellants’ general factual claims are: (1) that the Board’s present actions and procedures governing the placement of pupils constitute a substantial modification of the assignment policies set forth to obtain approval of the 1955 plan, and (2) that its actions and procedures governing both initial assignments and changes of assign ments subject Negro pupils and parents seeking desegre gated assignments to different and unequal treatment, and operate to allow a small “token” number of Negro children to attend predominantly white schools while perpetuating the general rule of compulsory racial segregation. A. General Organisation of Schools; the Pattern of Continued Segregation. It is undisputed that all elementary schools (grades 1-6) and junior high schools (grades 7-9) in Little Rock are still operated under a policy of complete and compulsory 15 143 F. Supp. at 860: “ 6. The establishment of attendance areas at the elementary level (grades 1-6) is most difficult due to the large number of both students and buildings involved. Because of this fact it should be the last step in the process.” 16 See notes 7 and 14 supra. 14 racial segregation.17 Four senior high schools (grades 10- 12) are maintained in the system (Tr. 40): Technical High, which has a city-wide attendance area, specializes in “trade” education, and in 1959-60 served 175 white male students (Tr. 42, 77, 41); Mann, Central, and Hall offer general high school curricula (Tr. 77-78), and have the same at tendance areas established as a part of the 1955 plan, ex cept for one change in the Hall-Central boundary;18 Mann is an all-Negro school which had an enrollment during the 1959- 60 term estimated at 700 students,19 Hall enrolled an estimated 700 students, only three of whom were Negroes (Tr. 41), and, during the 1959-60 term, Central enrolled around 1600 students, including only five Negroes (Tr. 41). The record does not indicate enrollment figures for the 1960- 61 term,20 but press reports indicate that the racial distribution remains generally the same with 12 Negro pupils now assigned to the two predominantly white high schools.21 During the 1959-60 school term the residence statistics for pupils in the three high school attendance areas were (Plaintiffs’ Exhibit 1) : 17 See Defendants’ Exhibit 5, a resolution stating the board’s intention not to extend desegregation to the junior high school level in 1960-61. 18 Tr. 43. See plaintiffs’ Exhibit 1 (map). None of the high schools are overcrowded; 1960 Tr. 89. See note 36, infra, about “ registration” areas. 19 Tr. 41. The total was probably closer to 600 pupils; cf. Plaintiffs’ Ex hibit 1 indicating a total of 638 Negro high school students. 20 The trial took place before the assignments. 1960 Tr. 204. 21 New York Times, September 7, 1960, p. 29, col. 6. I f the Board desires, appellants would readily stipulate that it could supply the current enrollment statistics to the District Court by affidavit and certify them to this Court, as was suggested recently in Evans v. Ennis (3rd Cir., Aug. 29, 1960),------ E. 2d ------ (on rehearing). 15 White Negro Pupils Pupils Totals Mann H. S. Area ......... ..... 202 277 579 Central H. S. A rea ...... ...... 1412 349 1761 Hall H. S. Area .......... ..... 677 12 689 Total ________ ..... 2291 638 3029 These figures indicate only the residence pattern, not the placements. The pattern of high school placements can be explained in terms of two general principles,22 with exceptions as indicated: 1. White pupils were generally placed in schools where they registered in accordance with the attendance areas,23 24 except that all of the 200 white pupils living in the Mann area were placed at Central under racial “ options” for registrants.24. No white pupils who registered at the school in their attendance areas were refused assignment at that school.25 Exceptions: A small number of white students were permitted to move from Hall to Central and vice versa: Twenty white students registered outside their areas and were initially assigned where they registered; 26 27 about twenty-four others were granted transfers outside their areas after applying for reassignments.37 22 See generally Tr. 200-203. 23 As indicated in the sources cited in notes 26 and 27 below, only 20 white students were not assigned on an area basis initially, and only 24 others obtained changes of the initial assignments. 24 Defendants’ Answer to Interrogatory No. 6, pp. 3-10. See also Plain tiffs’ Exhibit 2. 25 Defendants’ Answer to Interrogatory No. 4. 26 Defendants’ Answer to Interrogatory No. 6, pp. 1-2. 27 Defendants’ Answer to Interrogatory No. 2, part A, indicates that 24 of 32 white applicants were granted changes of initial assignments. 16 2. Generally Negro students were placed at Mann High School without regard to area of residence, or place of reg istration.™ Although, fifty of the 349 Negro pupils living in the Central area registered at Central, most were placed at the all-Negro Mann High. Exceptions: Three Negroes initially assigned to Hall, and three to Central;28 29 three other Negroes admitted to Central after reassignment hearings.30 All of these students lived in areas where admitted. (One of nine Negroes ad mitted to Central did not attend in 1959-60, having re ceived a diploma.) The manner in which the Board accomplished the pat tern described above was complicated and can be explained only by the detailed description of the Board’s actions, policies and procedures which appears below. The school district has continued the policy of hiring and assigning teachers on the basis of race at all grade levels.31 Each of the three general high schools in the system serves pupils with varied levels of ability and academic achievement.32 There is no program of homogeneous abil ity-grouping by high schools, but only within each school.33 28 As indicated in Plaintiffs’ Exhibit 1, more Negro pupils lived outside the Mann area than within that area. Only 9 Negroes were assigned to Hall and Central and only 8 actually attended. See notes 29 and 30 below. 29 The names of these six students are included in Defendants’ Answer to Interrogatory No. 1. 30 These three students are indicated in Defendants’ Answer to Interroga tory No. 3. 31 Tr. 47, 319-20; see: Minutes Beg. Mtg., June 25, 1959, Defendants’ Ex hibit 2. 32 See generally Tr. 73-86. 33 The exception is Technical High— recommended for students with me chanical aptitude; Tr. 80. Each of the three general schools has the same basic school program. 17 That is to say, there is no school building set aside solely for slow-learners or fast-learners or solely for advanced students or retarded students (Tr. 75-76), hut each school has classes in which students are grouped by ability or achievement level.34 The basic qualification for admission to the three general high schools is simply successful com pletion of the lower grades and promotion to the 10th grade (Tr. 78, 79). B. The Beginning of the Placement Procedures; Preliminary Student Registration and Administrative Procedures. Throughout the 1958-59 school year the high schools were closed pursuant to state laws operating to prevent desegregation, which were held invalid on June 15, 1959, in Aaron v. McKinley, 173 F. Supp. 944 (E. D. Ark.). (See Tr. 43.) One week after the McKinley decision the Board resolved to reopen the schools and to use the Arkansas Pupil Assignment Law (Act No. 461 of 1959).35 On July 14, 1959, the Board issued a pre-registration announcement for all high school students, and also pub lished amended attendance area boundaries for Hall and Central High Schools (Defendants’ Ex. 2—Minutes Spec. Mtg., July 14, 1959). The change added a small part of the Central area to the Hall area (Tr. 43). The registration announcement directed high school students to register during the period July 21-24, 1959 (Plaintiffs’ Exhibit 2).36 The announcement expressly referred to the race of stu 34 Tr. 78. In addition, there are “ special education” classes for handicapped children; Tr. 73. 35 Defendants’ Exhibit 2— Minutes Spec. Mtg., June 25, 1959. 36 It should be observed that while the Board now insists upon using the term “ registration areas” instead of “ attendance areas” (of. Plaintiffs’ Ex hibit 6— Defendants’ Answers to Interrogatories), the Board’s registration an nouncement of July 14, 1959, used the phrase “ attendance areas” (Tr. 50) ; and “geographically” the areas are the same (Tr. 51). 18 dents, providing optional places of registration based on race.37 During the prescribed period the majority of the high school students in the system registered (Tr. 54). Fifty- nine Negro students (including all the plaintiffs) regis tered as follows: Central—50 pupils; Hall—6 pupils; Technical—3 pupils.38 The registration procedure operated as follows: 1. Each student was given a mimeographed notice which admonished him to be certain that he was “ eligible” to register at that school (Defendants’ Exhibit 21, Tr. 362-63). 2. Each student completed a form called “Request for Admission to the Little Rock Public School System” (Plaintiffs’ Exhibit 3 is a specimen). The form contained questions about the pupil’s residence, past school atten dance, courses desired, and other details. A space was provided for the registrars to indicate the pupil’s atten dance area on the form. No space was provided for a student to indicate a choice of schools, and the only pro cedure for a student to indicate his desire was to appear in person at his chosen school (Tr. 52-53). 37 Superintendent Powell read this provision at Tr. 50: A. (Beading) “Place of Registration: Tech. High. All students de siring to attend Tech High will register there. Hall High School: All students in the Hall High attendance area will register at Hall High except that the Negro students in the Hall High at tendance area, who elect to do so, may register at Horace Mann High School. Central High: All students in the Central High attendance area will register at Central High, except that Negro students in the Central High attendance area, who elect to do so, may register at Horace Mann High School. Horace Mann High School: AH students in the Horace Mann High School attendance area will register at Horace Mann High School, except that white students in the Horace Mann attendance area, who elect to do so, may register at Central High School.” 38 See Defendants’ Answer to Interrogatory No. 1— Plaintiffs’ Exhibit 6. 19 3. Each student wrote his name and address on a postal card, later used to give notice of his assignment (Tr. 52-53; Plaintiffs’ Exhibit 4 is a specimen card). 4. School registrars marked the letters “ C-PP”—an abbreviation for the words “colored, pupil placement”—on the “Request for Admission” forms of Negro students who registered at Central (Tr. 138-139). 5. The “ request for admission” forms (which contained all of the information) were retained at the several schools, but the postal cards (which contained only names and ad dresses) were forwarded to the Superintendent’s office in bundles from each school (Tr. 131). 6. The individual record folders of the 59 Negro stu dents who registered at Central, Technical and Hall, were gathered at the Superintendent’s office at the request of the School Board; also forwarded to the central office were the files of white students who lived in the Hall area but registered at Central, and those who lived in the Central area but registered at Hall (Tr. 115-116; 120-121). C. The Board Meeting of July 29 , 1 9 5 9 : Adoption of Local Placement Regulations; Initial Assignment of Students; Board’s Reasons for Its Actions. On July 29, 1959, the Board met and adopted regulations “ for the assignment of pupils, for the reassignment of pupils, and for the processing and hearing of applications for reassignment of pupils.” 39 The regulations provided, inter alia, for the assignment of high school students by the Board, upon the recommendation of the Superintendent (Article I ; Art. 11(a)(3); Art. 11(b)(1)). Parents who object to assignments are required to do so on written notarized forms within 10 days after initial assignments; 39 These regulations are set out in full in footnote 2 of the opinion below. 20 to appear in person at hearings before the Board; and to submit to the Board’s investigations (Art. III). Article Y of the regulations provides standards for initial assign ments and reassignment requests, which incorporate the sixteen criteria listed in the Arkansas pupil assignment law (Act No. 461 of 1959), and “all relevant matters” . The regulations contain no prohibition against consideration of race in assigning pupils. After adopting the regulations, the Board proceeded to assign “around 2600” high school students en masse (Tr. 119). The Superintendent did not attend this meet ing (being absent from the city), and the Assistant Super intendent insists that he did not make recommendations for assignments (Tr. 128). But it is clear that the Board assigned most students by merely adopting long lists com piled by the staff from the postal cards mentioned above.40 The Board made no attempt to apply its “ assignment criteria” to the two thousand or more students initially assigned on July 29th.41 The criteria were applied only to eleven Negro students on initial assignment.42 The Board assigned the balance of the students to what the Board called their “normal schools” .43 These “ normal” assign ments effected placements in accordance with the “ two general principles” used to analyze the placement pattern in this brief, supra, at pages 16-17. Of the eleven Negroes 40 Tr. 132. The lists are attached to the minutes of the July 29, 1959 meeting—Defendants’ Exhibit 2. 41 Tr. 166-168; 184-185. See generally Tr. 143-148; 156-57, 162; 1955— 198; 200-203. See also Defendants’ Answers to Interrogatories 6 and 7 (Plaintiffs’ Exhibit 6). 42 Ibid. These eleven students were five Negroes who had attended Cen tral during the 1957-58 term; and six Negroes who sought admission to Hail High. 43 With regard to “ normal” assignments see: Tr. 195-198, 200-203 and 156-157. 21 “ screened” , three were admitted to Hall and three to Cen tral. The rest were relegated to Mann High (Tr. 184). At the initial assignment meeting the Board did not apply its assignment “ criteria” by studying the individual files of any other students (Tr. 167)—not even to the 48 other Negroes44 who had sought admission to Central and Technical or to the twenty-odd white students45 who regis tered outside their attendance areas. These forty-eight Negroes were also relegated to the segregated Mann school46 although only one47 of them lived in the Mann area; but the 20 white students were allowed to attend schools out side their areas48 without the application of any criteria or review of their files. In summary, students were generally initially assigned to the schools in accordance with the registration announce ment, except for 53 of the 59 Negroes who registered at previously all-white schools. Students were notified by post cards of their initial as signments after the June 29,1959 meeting. On August 4, 1959, the Board decided to open the high schools three weeks early and announced that August 12, 1959, would be the first day of school (Minutes of Regular Mtg., Aug. 4, 1959—Defendants’ Exhibit 3; of. Tr. 209). The Board’s reasons for its initial assignments were set forth in the answers to Interrogatories 6 and 7, quoted 44 The names are listed in Defendants’ Answer to Interrogatory No. 1. 45 The names are listed on pages 1 and 2 of Defendants’ Answer to In terrogatory No. 6. 46 See note 44 supra. 47 See Defendants’ Answer to Interrogatory No. 5 (Plaintiffs’ Exhibit 6). 48 See note 45 supra. 22 in the margin below.49 The reasons are expressly related to the racial pattern of school enrollments and the theory that it would be detrimental to the Negro students and the school program if they were “ assigned to a school where their race was in the minority during a crucial time of the transition period.” The Board contended that it was to the advantage of the Negro students not to be assigned to predominantly white schools where they were “isolated” , 49 Answer to Interrogatory No. 6: “ These students had previously attended the school at which they registered and/or had registered at a school where their race was in a majority, and the registrations were generally consistent with a balanced teacher, classroom and school capacity for the high schools of the District. Therefore, due to the multitude of problems and details confronting the Board requiring practically around-the-clock attention in getting the closed schools open, the Board had no al ternative but to make the initial assignments that appear on the attached schedule to this Interrogatory and Interrogatory No. 7.” Answer to Interrogatory No. 7: “ With regard to the 59 students listed in answer to Interrogatory No. 1, six were assigned to the school at which they registered. Thelma Mothershed and Melba J. Patillo were assigned to Mann High School due to a determination by the Board in the case of Melba J. Patillo that she had been unable to make the necessary adjustment to pursue her educational studies at Central High School where she had previously been in attendance. The assignment of Thelma Mothershed was based upon the Board’s determination, from information available to it, that due to an impairment in her health it would be to her best interest to be in a one-storied school building instead of a multi-storied school building. With regard to the remaining 51 students listed in Interrogatory No. 1, their assignments were based upon a determination by the Board that it had insufficient information, and insufficient time in which to obtain the necessary information, with regard to those individual stu dents to justify initial assignment to a school where their race was in the minority during a crucial time of the transition period. The extreme pressures of time and problems have been referred to in the answer to Interrogatory No. 6, and the Board knew there would be adjustment problems for the Negro students and the white students which could be detrimental to both the individuals and the educational program. Thus, for these reasons and in view o f the publicized procedure for reassignment and the opportunity aiforded thereby for the Board to obtain sufficient facts and give proper at tention to the matter, it was determined that the proper procedure was to assign the remaining 51 Negro students to Horace Mann.” 23 unless they were “ screened,” because they might have ad justment problems.50 One Board member candidly acknowledged the difference between the pupil placement procedure and the court- approved plan, stating that pupil placement gave the Board “a little bit of leeway” (Tr. 148-49); but another member said that he did not recognize that a child had the basic right to attend the school within his attendance area under the court-approved plan (Tr. 188-89). A Board member acknowledged a statement attributed to him by the press that: “The Board’s most troublesome problem has been to integrate a large enough number of Negroes to satisfy the Federal Courts and a small enough number to satisfy the reluctant white residents of Little Rock”, (Tr. 163-164) and asserted his view that five Negroes at Central High was “ enough for this year” (Tr. 164, 152- 155). The Board members said that the administrative staff was new; that the Board was also new and inexperienced in running the schools; that they spent a great deal of time in meeting to plan for the opening of schools, and in making arrangements for the physical security of the schools. The Board chairman explained that the Board thought it would be on “ safer ground to assign [Negro children] to a school where their race was in the majority” (Tr. 323), and that the Board “ did not want to get in a position or approach the question of having the schools in turmoil or confusion or the possibility of having them closed or having a special session of the Legislature called that would pass additional Acts that would create more confusion” (Tr. 325). 50 Testimony of Psychiatrist, Dr. Peters, 1960 Tr. 336-349. This witness did not examine any of the pupils involved in the ease, did not consult with the school board in making its decisions (Tr. 345), and had conducted no formal research relating to psychological problems connected with segregation or desegregation (Tr. 347). 24 D. Actions and Procedures on Requests for Change of Assign ments; Special Tests and Interviews; Board Hearings. Seventy-six students (19 Negro and 57 white pupils) filed requests for changes of assignment under the place ment regulations. Seventeen Negroes and thirty-two white students actually attended reassignment hearings (An swers to Interrogatories 2 and 3). Ten of the Negro students who attended hearings were plaintiffs in this case, while four of the plaintiffs did not file re-assignment re quests (Tr. 10). All of the Negro students who had reassignment hearings lived in the areas of the schools which they sought to at tend while none of the white students who had reassign ment hearings lived in the areas of the schools which they sought to attend (Tr. 87; Answers to Interrogatories 2 and 3). The procedures established by the Board included social worker interviews of pupils and parents, special intelli gence tests, and hearings. Of the 49 students who had hearings before the Board, all of the 17 Negroes and their parents were summoned to attend social worker interviews, while only 3 of the 32 white students were summoned to interviews (Tr. 225-26 and Plaintiffs’ Exhibit 7). Among the same group of 49 students, all 17 Negroes were required to take the Stanford- Binet Intelligence test, while only 6 of the 32 white students were summoned to the tests (Tr. 240-241), and three of the six white students tested were handicapped students at tending “ special education” classes.51 51 “ Special education” pupils are regularly tested when they enter the special program or when the staff feels they need a new evaluation (Tr. 241- 42). 25 The Stanford-Binet test requires about one and one-half hours per pupil to administer, and must be given by a skilled tester (Tr. 243). The Stanford-Binet test is not a part of the system’s “general testing program” which consists of standardized “group” tests of intelligence and achievement routinely administered by teachers to all pupils (Tr. 235-237). Likewise, the social worker inter views and case-studies are routinely used only for stu dents having attendance or truancy problems, and occa sionally with “tuition” pupils and those who move (Tr. 231-32). With respect to the 23 pupils tested, detailed reports were made by the school psychologist summarizing the Stanford-Binet results, and each pupil’s complete school record (Tr. 242-43), and the psychologist also made oral reports to the Board in executive session prior to the hear ings of some students, outside the presence of the pupils and parents (Tr. 110-111. See, for example, Minutes of Hearings Held September 8, 1959—Defendants’ Exhibit 4). Among ten plaintiffs tested, eight of them obtained IQ scores within the normal range and two scored slightly above the normal range (Tr. 246-47). Although the Stan ford-Binet test is not given to all students, the school psy chologist stated that she was sure that there were students at Hall and Central High Schools with IQ scores lower than any of the plaintiffs (Tr. 248). No standard objective personality tests, primarily de signed to gain information about emotional development and personality, were administered as a part of the pupil placement procedure (Tr. 236-37), but teacher comments were included in the written reports. The hearings conducted by the Board were held on August 4, and September 2, 4, 8, and 9, 1959 (see Minutes, 26 Defendants’ Exhibits 3 and 4). At the hearings the chil dren and parents were asked to make statements and were then questioned and cross-questioned by the Board mem bers, staff, and school board attorneys (Tr. 70-72). The Board chairman testified that an effort was made to make the hearings “ informal.” However, even a cursory exam ination of the hearing minutes reveals that the hearings of white children were typically brief and perfunctory,52 while the hearings of Negro children involved lengthy and de tailed interrogations of students and parents. For ex ample the minutes of the special meeting on September 2, 1959, contain the hearings of six white students and one Negro student, and the reporter’s notes of the Negro stu dent’s hearing fill as many (or more) pages than the hear ings of the six white pupils combined. Compare also the Minutes of the August 28th hearings (13 white students) with the Minutes of the September 8th hearings (7 Negro and 2 white students). The hearing of one Negro student became a long ani mated debate between the parent and the Board on issues such as segregation, the Board’s “good faith” , and the reason for the present lawsuit (see Hearing of William Massey—September 9, 1959). Subsequently, this pupil was rejected by the Board on the theory that: “While an atti tude of ‘sticking up for one’s rights’ is normally to be commended, this attitude could create an unbearable prob lem from the standpoint of the Board’s efficient and effec tive operation of the schools in an extremely difficult transi tion period” (Defendants’ Exhibit 6-AA). After the hearings the Board acted on the requests. Twenty-four of the thirty-two white applicants were granted transfers out of their attendance areas, while 52 Despite this, one white child burst into tears during a hearing. The Board chairman opined that there was “ no provocation whatever” , Tr. 331-332. 27 only three Negro applicants were permitted to attend the schools in their areas and the other fourteen Negroes were required to remain in Horace Mann School (see Answer to Interrogatories 2 and 3). The fourteen rejected Negro applicants included all reassignment applicants who had intervened in this case. POINTS AND AUTHORITIES I. The denial of injunctive relief permits an unjustified modification of the Court-approved desegregation plan and impairs rights of appellants secured by the plan, the former decrees, and the Fourteenth Amendment. Aaron v. Cooper, 143 F. Supp. 855 (1956); Aaron v. Cooper, 243 F. 2d 361 (1957); Oklahoma v. Texas, 256 U. S. 70 (1921); Cities Service Co. v. Securities & Exchange Comm., 257 F. 2d 926 (3rd Cir. 1958); Aaron v. Cooper, 257 F. 2d 33 (1958); Gibson v. Board of Public Instruction, 272 F. 2d 763 (5th Cir. 1959); Mannings v. Board of Public Instruction, 277 F. 2d 370 (5th Cir. 1960); Kelly v. Board of Education, 159 F. Supp. 272 (M. D, Tenn. 1958); Brown v. Board of Education, 349 U. S. 294 (1955); Rippy v. Borders, 250 F. 2d 690 (5th Cir. 1957); Avery v. Wichita Falls, 241 F. 2d 230 (5th Cir. 1957); Cooper v. Aaron, 358 U. S. 1 (1958); Bates v. Little Rock, 361 U. S. 516, 4 L. ed. 2d 480 (1960); 28 Civil Rights Act of I960, Title I, 62 Stat. 769 (1960), 18 U.S.C. §1509; N. A. A. C. P. v. Alabama, 357 U. S. 449 (1958); 1959). Arkansas Pupil Placement Law of 1959 (Act No. 461 of 1959); Hopkins v. Lee, 6 Wheat. 109 (1821); McCullough v. Virginia, 172 U. S. 102 (1898); United States v. Peters, 5 Cranch 115 (1809); United States v. Johnson County, 6 Wall. 166 (1867); Arkansas Pupil Assignment Law of 1956 (Initiated Act No. 2 of 1956) ; Parham v. Dove, 271 F. 2d 132 (8th Cir. 1959); United States v. Swift & Co., 286 U. S. 106 (1932); Aaron v. McKinley, 173 F. Supp. 944 (E. D. Ark. 1959); II. The denial of injunctive relief permits the permanent continuation of racially discriminatory policies and pro cedures tending to preserve segregation and thus de prives appellants of rights protected by the Fourteenth Amendment. Brown v. Board of Education, 347 U. S. 483 (1954); Bolling v. Sharpe, 347 U. S. 497 (1954); Cooper v. Aaron, supra; Dove v. Parham, ------ F. 2d ------ (8th Cir. Ang. 1960); McLaurin v. Oklahoma State Regents, 339 U. S. 637 (1950); McKissick v. Carmichael, 187 F. 2d 949 (4th Cir. 1951) ; 29 School Board of City of Norfolk v. Beckett, 260 F. 2d 18 (4th Cir. 1958); Meyer v. Nebraska, 262 U. S. 390 (1923); Pierce v. Society of Sisters, 268 U. S. 510 (1925); Jones v. School Board of City of Alexandria, Va., 278 F. 2d 72 (4th Cir. 1960); Mannings v. Board of Public Instruction, supra; Evans v. Ennis, ------ F. 2d ------ (3rd Cir. July 1960); Hill v. School Board of City of Norfolk, V a.,------ F. 2d------(4th Cir. Sept. 1960). III. The principles requiring exhaustion of administrative remedies and limiting parties to asserting personal rights, do not affect appellants’ standing to litigate the questions presented or their right to the relief prayed. Mannings v. Board of Public Instruction, supra; Gibson v. Board of Public Instruction, supra; Farley v. Turner,------F. 2d ------ (4th Cir. June 1960); Holland v. Board of Public Instruction, 258 F. 2d 730 (5th Cir. 1958); Dove v. Parham, supra; Parham v. Dove, supra; Public Utilities Comm. v. United States, 355 U. S. 534 (1958); Carson v. War lick, 238 F. 2d 724 (4th Cir. 1956); Covington v. Edwards, 264 F. 2d 780 (4th Cir. 1959); School Board of City of Newport News v. Atkins, 246 F. 2d 325 (4th Cir. 1957); Orleans Parish School Board v. Bush, 242 F. 2d 156 (5th Cir. 1957). 30 A R G U M E N T I. The denial of injunctive relief permits an unjustified modification of the Court-approved desegregation plan and impairs rights of appellants secured by the plan, the former decrees, and the Fourteenth Amendment. The 1955 plan was presented in 1956 as the Board’s defense to the prayer for immediate injunctive relief, and was judicially approved upon a determination that admin istrative obstacles to desegregation justified delay in the enforcement of Negro children’s constitutional rights. The plan was held “ adequate” in that it would “ultimately bring about a school system not based on color distinctions” , Aaron v. Cooper, 143 F. Supp. 855, 866 (1956). The effect of that decree was to delay all relief until September, 1957, and to delay further the enforcement of Negroes’ rights in junior high and elementary school grades. This Court af firmed, rejecting the appeal of the Negro pupils, Aaron v. Cooper, 243 F. 2d 361 (1957). It is submitted that the 1955 plan has now been modified by the adoption of policies discarding the very aspects of the plan used to justify the original delay, and which for merly insured that the plan would “ultimately bring about a school system not based on color distinctions.” The de termination requires a comparison of the two plans. The inquiry with respect to the original plan is similar to that made when res judicata is urged as a defense to a claim, in that—“What was involved and determined in the former suit is to be decided by an examination of the record and proceedings therein, including the pleadings, the evi dence submitted, the respective contentions of the parties, 31 and the findings and opinion of the court . . . ” , Oklahoma v. Texas, 256 U. S. 70, 88 (1921); Cities Service Co. v. Securities & Exchange Comm., 257 F. 2d 926, 930 (3rd Cir. 1958). There is no conflicting evidence about the meaning of the 1955 plan; no extrinsic evidence was offered at the 1960 trial to explain the prior proceedings. The records of the 1956 proceedings are the only relevant sources on this issue, and this Court now has the same documentary record made available to the District Court. When viewed as a whole the 1956 proceedings make it plain that the original plan contemplated the assignment of students without regard to race on the basis of non- racial attendance areas.53 True the text of the plan does not explicitly state this, though it does indicate that prob lems related to the attendance areas were reasons offered for delay.54 But the Board’s own presentation in 1956 was unequivocal. The Superintendent, flatly stated that all pupils would have the “basic right” to attend the schools in their areas;55 that pupils would be generally restricted in their areas by the new system ;56 that the “general policy” would be to require students to attend the school in their areas ;57 and that curricula would be planned to implement the attendance area grouping.58 The 1956 opinion (143 F. Supp. 855) did not recite all of the evidence, but it was clear that the uncontradieted presentation of the Board was accepted by the Court when it found that an objective of the plan was “ to provide the opportunity for children to attend school in the attendance area where they reside” (at 860). That opinion quoted the 53 See generally Statement of the Case, part II, 54 143 F. Supp. 855, 859, 860. 55 1956 Tr. 68-69. 56 1956 Tr. 62-63; 91. 57 1956 Tr. 125-126. 58 1956 Tr. 106-107. 32 Board’s plan and its provision that desegregation could not be started until completion of an additional high school (at 859), and that desegregation of junior high and ele mentary schools must be deferred even longer (at 860). These delays were justified on the ground that time was needed for establishment of attendance areas, which was more difficult at the lower levels due to the greater num bers of pupils and buildings involved. Both the District Court and this Court held, on the representations made by the Board, that the plan was one which would accom plish desegregation of the high schools in 1957, and the eventual complete desegregation of the entire system “not later than 1963” (143 F. Supp. at 861; 243 F. 2d at 362). The Board’s present position is that it is bound only to end total segregation by some procedure, while appel lants urge that the Board must completely eliminate segre gation as proposed in the 1956 proceedings and must do more than break the pattern of total segregation by “token” desegregation. To support the position that it is operat ing “ on a non-discriminatory basis” within the “general framework” of the plan, the Board points to the well- known fact that only nine Negro pupils attended Central High School in 1957-58. However, the record of what the Board represented in 1956 is still clear. The fact that all Negro children did not receive the benefits promised can not eradicate the promise of the plan or the decrees which confirmed that promise. The argument that a statement by this Court, subsequent to approval of the plan, Aaron v. Cooper, 257 F. 2d 33, 34 (1958),59 concludes the matter, is founded upon identical 59 In the opinion considering the 2% year suspension request this Court’s summary of the facts included this sentence: “In conformity with the plan, and under the direction of the Superintendent of Schools of the Little Kock School District (hereinafter called “ Dis trict” ), approximately 60 Negro students were meticulously screened prior to the opening of schools in September, 1957.” 33 reasoning. While this Court in August 1958 used the words “ in conformity with the plan”, the issue now presented— the meaning of the plan—was not an issue before this Court in 1958. The Court’s statement indicated only the facts about what was done after the Board secured ap proval of the plan. Nothing in the 1958 opinion lends credence to the theory that this Court determined the propriety of screening in 1958 when that was not in issue. The matter of “ screening” had not been mentioned in the opinion of Judge Lemley which preceded the 1958 appeal (163 F. Supp. 13). Decisively, the record and opinions in the 1956 trial and ensuing appeal—when the meaning of the plan was in issue—contain not one mention of “ screen ing” . The conclusions of the Court below with regard to the 1955 plan were that: “One provision of the plan was to permit any child who was assigned to a school wherein his race was in the minority to transfer to a school wherein his race was in a majority” (p. 14) ;eo and that “ It is equally clear that student assignment (at that time called “ screening” ) was provided for and permitted by the plan” (p. 14). It is respectfully submitted that both quoted con clusions rest upon nothing in the 1956 record, which indeed conclusively demonstrates the contrary. The Board has not documented them by any reference to the 1956 record. As to the present pupil placement policies and proce dures, there is also no conflict in the evidence, which is de rived entirely from the records and testimony of the Board and its employees. The Board has not followed the prac tice of assigning all students without regard to racial con siderations and on the basis of attendance areas. Indeed, appellants do not understand that the Board even contends that its present policies: (a) give pupils the “basic right” 60 References are to pages of the typewritten opinion below. 34 to attend the schools in their attendance areas; (b) re strict students to their areas; or (c) disregard race in the assignment of pupils. The evidence assembled in part III of the Statement of the Case, supra, is overwhelmingly to the contrary. One or two examples are sufficient to demonstrate the point. Documentary evidence makes it plain that the Board’s preregistration announcement, which served as the preliminary administrative step and ultimately de termined most pupils’ initial assignments, makes express reference to race and establishes optional registration places based on race.61 The record is equally clear that only Negro pupils wishing to attend formerly all white schools were subjected to “ screening” to obtain initial assignment in the area of their residence, and that no white child was “ screened” when merely seeking initial assignment in his attendance area.62 Further differences in the treatment of Negro and white pupils during the initial assignment and re-assignment stages are documented in detail in part III of the Statement of the Case, supra. These differences in treatment change the original plan for non-racial at tendance area grouping. In several ways the approval of the pupil placement prac tices substantially impairs rights of Negro children pro tected by the 1955 plan and the decree approving the plan. The Board is now permitted to abandon policies, volun tarily adopted and confirmed by judicial decree, which guaranteed to all Negro students the eventual opportunity to attend desegregated schools. The guarantee of complete desegregation is replaced by a plan which does not guar antee systematic elimination of segregation at any time. The extent of desegregation now depends entirely upon 61 See note 37, supra. 62 See note 41, supra. 35 the will of the Board acting under a broad grant of dis cretion. The pupil placement regulations do not even pro hibit the use of race as an assignment standard; they merely make no mention of race. While the regulations have oper ated thus far to effect “ token” desegregation within the overall segregated system, nothing in the regulations re quires even this. Nothing in the pupil placement plan is even inconsistent with a return to complete segregation. Several opinions have pointed out that pupil placement laws were not incompatible with continued segregation, Gibson v. Board of Public Instruction, 272 F. 2d 763, 766 (5th Cir. 1959); Mannings v. Board of Public Instruction, 277 F. 2d 370, 372 (5th Cir. 1960); Kelly v. Board of Edu cation, 159 F. Supp. 272, 277 (M. D. Tenn. 1958). The change from a plan which guaranteed eventual “ com plete” desegregation to one which does not insure a sys tematic approach to the elimination of discrimination is now permitted after enforcement of Negro children’s con stitutional right has been long delayed in deference to the very system now discarded. Delay was granted to allow development of an effective system for attendance area grouping-on a non-racial basis. It is submitted that to allow the Board to discard grouping by attendance areas after securing delay on that basis, produces an unconscion able result and is fundamentally unfair to the Negro children whose rights have been delayed in deference to the plan. Under the new pupil placement plan segregation is con tinued, nevertheless, in all junior high and elementary schools, although the justification for continued segregation in those grades—the difficulty in establishing the attendance area system in those levels—becomes invalid when the Board abandons the policy of non-racial grouping by at tendance areas. 36 The rights of Negro children are further prejudiced by the modification of the original decree which is effected by the District Court’s refusal to retain jurisdiction of the matter even though desegregation of the system is in complete. The Court below concluded its opinion by stat ing: And it appearing that the enforcement of those rights heretofore recognized and adjudicated are per sonal to those who may assert that their rights have been and are being violated, there is no reason for the court to retain jurisdiction, and the order will omit provision for the retention of jurisdiction (p. 30). The relinquishment of jurisdiction leaves the Board free to impose further unilateral modifications of the plan (such as the delay of the second phase—see Defendants’ Exhibit 5) without leave of court and without reference to the rights of Negro children. Negro children are left without a forum to seek redress against modifications, for the Dis trict Court has “washed its hands” of the matter. The Court supported its action by the statement that the en forcement of appellants’ rights was personal. It is sub mitted that the personal nature of Negro children’s rights under the Fourteenth Amendment is beside the point for the system is still almost completely segregated. The personal interest of Negroes in such situations was recog nized in Brown v. Board of Education, 349 U. S. 294, 300 (1955), but the courts were directed to retain jurisdiction during the periods of transition to a non-discriminatory school system (349 U. S. at 301). An argument identical to appellees’ for dismissal of a pending case in the light of a pupil assignment law was rejected in Kelly v. Board of Education of the City of Nashville, supra, at 159 F. Supp. 275-277. Accord Gibson v. Board of Public Instruction, supra at 767; see also Rippy v. Borders, 250 F. 2d 690, 694 37 (5th Cir. 1957); Avery v. Wichita Falls, 241 F. 2d 230, 235 (5th Cir. 1957). The relinquishment of jurisdiction leaves Negro pupils to “ run the gauntlet of a battery of experts” and vague in tangible criteria “ in attempting to meet the tests for ad mission to a ‘white’ school” without even the protection of “a court order making certain that the factor of race would not be a consideration in the solution of these many in tangible tests” , Mannings v. Board of Public Instruction, supra at 375. The Court below expressed the belief that “ as time passes and the transition progresses, application of the same standards and criteria will progressively produce entirely different results . . . ” (pp. 29-30). It is sub mitted that an optimistic expectation is no substitute for retention of jurisdiction. Even if Brown v. Board of Ed ucation, supra, did not require retention until segregation was completely eliminated, it would be compelled by the long history of efforts by the Board and other state officers to impede desegregation. The events that followed ap proval of the Board’s own plan have already belied the expectation that the plan would be implemented with dis patch without the need for judicial enforcement. Another fundamental change of the original plan ef fected by pupil placement is less obvious but is of vital importance. Originally responsibility for initiative in ending the dual-racial school system was assumed by the school authorities through adoption of the attendance area grouping system. This was undoubtedly proper for the Supreme Court said in Cooper v. Aaron, 358 U. S. 1, 7 (1958): State authorities were thus duty bound to devote every effort toward initiating desegregation and bring 38 ing about the elimination of discrimination in the pub lic school system. The pupil placement plan shifts the burden of initiative. Now initial assignments are made on racial grounds—i.e., “normal” assignments determined on the basis of the pre existing pattern of segregation.63 This compels the indi vidual Negro family to take the initiative and protest an assignment made on the basis of race by running the “ gauntlet” of the Board’s criteria. This is significant, be cause in addition to the inconveniences involved in pursu ing the re-assignment process, Negro parents and students who do apply to “white” schools become conspicuous ex ceptions to the general segregated pattern, and the focus of the resentment and reprisals of elements of the com munity opposing desegregation. This case contains ample information revealing the opposition to desegregation among both public officials and private persons in Little Rock, Cooper v. Aaron, supra. Cf. Bates v. Little Rock, 361 U. S. 516, 4 L. ed. 2d 480, 486 (1960). Indeed, the existence of private efforts to impede desegregation led Congress to adopt the Civil Rights Act of 1960, Title I, 62 Stat. 769 (1960), 18 U. S. C. §1509, to provide addi tional criminal sanctions to meet the problem of obstruction of federal court orders. The pupil placement plan shifts the burden of initiative to Negro parents and students—a burden increasing the requirement that Negro students exercise the courage re quired to advance an unpopular cause—and purports to relieve the Board of the obligation to take the initiative in eradicating the segregation system. The Board’s only obligation under the placement plan is to screen those Negroes who have the courage to demand reassignment 63 See note 43 supra and accompanying text. 39 after the Board assigns them to the all-Negro school. The Board has thus established a governmental framework for the full play of private forces working to prevent desegrega tion. The “ interplay of governmental and private action” operates to preserve the segregated status quo, cf. N. A. A. C. P. v. Alabama, 357 U. S. 449, 463 (1958). Neither the Arkansas Pupil Placement Law of 1959 (Act No. 461 of 1959), nor the Board’s regulations can justify this type of “whittling-away” at the desegregation plan previously ordered enforced by the courts. Just as the 21/2 year suspension request,64 the school-leasing scheme,65 and the school-closing scheme66 could not justify the com plete preservation of segregation, so the Pupil Placement Law must fail in its more subtle attempt to limit rights secured under the judgments of the federal courts. The Arkansas statute directly purports to block any plan of desegregation providing for reorganization to a simple non-racial attendance area system; Section 2 of Act 461 of 1959 condemns, any general or arbitrary reallocation of pupils here tofore entered in the public school system according to any rigid rule of proximity of residence or in ac cordance solely with request on behalf of the pupil . . . Section 3 of the Act provides that school districts “ are not required to make any general reallocation of pupils . . . and shall have no authority to make or administer any general or blanket order to take effect from any source whatever . . . ” . 64 257 F. 2d 33, 40; 358 U. S. 1. 65 261 F. 2d 97. 66 172 F. Supp. 944. 40 It is submitted that decrees of courts of the United States may not be modified by state legislative pronouncements such as these. Rights obtained under the judgments of the courts of the United States are beyond state legislative or administrative power to reach or destroy, directly or indirectly. Hopkins v. Lee, 6 Wheat. 109 (1821); McCul lough v. Virginia, 172 U. S. 102 (1898); Cooper v. Aaron, supra, at 18-19; United States v. Peters, 5 Cranch 115, 136 (1809). “ [S]tate laws, whether general or enacted for the particular case, cannot in any manner limit or affect the operation of the process or proceedings in the federal courts.” United States v. Johnson County, 6 Wall. 166, 195 (1867). The Supreme Court of the United States in this very case recognized that the Arkansas Pupil Assignment Law of 1956 was a part of the “program designed to perpetuate in Arkansas the system of racial segregation which this Court had held violated the Fourteenth Amendment” , Cooper v. Aaron, supra, at 8-9. The Court said at 358 U. S. 1,4: We are urged to uphold a suspension of the Little Rock School Board’s plan to do away with segregated public schools in Little Rock until state laws and efforts to upset and nullify our holding in Brown v. Board of Education have been further challenged and tested in the courts. We reject these contentions. In 19.58 the Little Rock School Board itself told this Court in this case that the Arkansas Pupil Assignment Law of 1956 (Initiated Act No. 2 of 1956) was adopted “ to impede the process of integration” (Appellees’ Brief, p. 45, 257 F. 2d 33). There is no substantial difference between the 1956 law and the law presently invoked by the Board, see Parham v. Dove, 271 F. 2d 132, fn. 3 (8th Cir. 1959). 41 Appellants submit that no new circumstances could jus tify the particular modifications of the 1955 plan that have been accomplished by the Board, and that the Board has made no showing of changed circumstances justifying any modification. Indeed, the Board made no effort to do so, contending that it did not need leave of court to adopt pupil placement because the 1955 plan permitted it. The general rule is that only a clear showing of gross injustice caused by changes in material circumstances jus tifies the modification of even an injunctive decree entered by the consent of both parties, United States v. Swift & Co., 286 U. S. 106 (1932). In this case the Board’s plan for desegregation was imposed over the objection of the plain tiffs and delayed the enjoyment of the personal consti tutional rights of all Negro children in the system. After such delay, at the instance of the Board, only a really ex traordinary change of circumstances could justify any mod ification that operates to the disadvantage of Negro chil dren. The reasoning and holding in the Swift case is instruc tive ; at 286 U. S. 106,119-120, the Court wrote: We are not framing a decree. We are asking our selves whether anything has happened that will justify us now in changing a decree. The injunction whether right or wrong, is not subject to impeachment in its application to the conditions that existed at its mak ing. We are not at liberty to reverse under the guise of readjusting. . . . Nothing less than a clear showing of grievous wrong evoked by new and unforeseen con ditions should lead us to change what was decreed after years of litigation with the consent of all con cerned. . . . Wisely or unwisely they [defendants] sub mitted to these restraints upon the exercise of powers that would normally be theirs. They chose to renounce 42 what they might otherwise have claimed, and the decree of a court confirmed the renunciation and placed it beyond recall. What was then solemnly adjudged as a final com position of an historic litigation will not lightly be un done at the suit of the offender, and the composition held for nothing. In rejecting a request for modification of a particular restraint, the Court said that the question was whether modification “ can he made without prejudice to the inter ests of the classes whom this particular restraint was intended to protect,” 286 U. S. 106, 117-118. Another point in the Swift opinion is also relevant in appraising the complex pupil assignment criteria. At 286 U. S. 119 the Court stated: The difficulty of ferreting out these evils and repress ing them when discovered supplies an additional rea son why we should leave the defendants where we find them, especially since the place where we find them is the one where they agreed to be. The issue is thus not whether the Little Bock School District has general power to adopt abstract and intangible assignment standards. It is whether the District, having adopted a simple objective standard promising specific practical results, and having obtained judicial approval of delay to implement that objective standard, may now substitute abstract and intangible assignment standards which promise nothing. Appellants submit that the answer is plainly—“No” . The Court below emphasized the good faith of the Board’s present members, their dedication to their duties, and the fact that they have brought “ order out of chaos” by re 43 opening the closed schools. The opinion mentioned the “ chaotic conditions that existed in the Little Eock high schools during the school year of 1957-58” and said that they “cannot be forgotten by a law abiding people” (p. 30). It is submitted that neither the good faith of the Board, nor the difficulties which arose because of opposition to desegregation (including the closing of the schools, the turnover of personnel, the need for security arrangements, etc.), can justify modification of the plan to the prejudice of the rights of Negro children. Good faith and “ practical difficulties” caused by the actions of other state officers could not justify the earlier 2y2 year suspension request (257 F. 2d 33, 38-40; 358 U. S. 1, 15-16). In like manner, good faith cannot now justify a denial of the rights of Negro pupils on the ground that difficult problems were created by the tragic school-closing. Negro children did not close the schools; state officials closed them to prevent Negro children from having a non-segregated education, Aaron v. McKinley, 173 F. Supp. 944 (E. D. Ark. 1959). Negro pupils were not responsible for the chaos of 1957-58 as was determined long ago, 257 F. 2d 33, 39.67 If the present modification of the 1955 plan is permitted, those respon sible for closing the schools and the “ chaotic conditions” of 1957-58 will have prevailed at last, and the 1955 plan will have been “watered down” .68 67 This Court stated: It is more accurate to state that the fires, destruction o f property, bomb threats, and other acts of violence, were the direct result of popular opposition to the presence of the nine Negro students. To our mind, there is a great difference from a legal standpoint when the problem in Little Bock is stated in this manner. 68 At 257 F. 2d 33, 40, the Court wrote: We say the time has not yet come in these United States when an order o f a Federal Court must he whittled away, watered down, or shamefully withdrawn in the face of violent and unlawful acts o f individual citizens in opposition thereto. 44 The Supreme Court in Cooper v. Aaron, supra, at 17, said that the rights asserted by appellants . . . can neither be nullified openly and directly by state legislators or state executive or judicial officers, nor nullified indirectly by them through evasive schemes for segregation whether attempted “ inge niously or ingenuously” . Smith v. Texas, 311 U. S. 128,132. Whether the pupil placement policies are viewed as the products of an “ ingenious” discriminatory intent, or as the products of a good faith, honorable, “ ingenuous” effort to solve problems caused by opposition to desegregation, they must nevertheless be rejected as unjustifiably modify ing the original plan to the detriment of the Negro pupils entitled to the benefits of that plan. II. The denial of injunctive relief permits the permanent continuation of racially discriminatory policies and pro cedures tending to preserve segregation and thus de prives appellants of rights protected by the Fourteenth Amendment. Appellants object to the procedures and policies employed by the Board in connection with both initial assignments and re-assignments, on the related grounds that they oper ate to perpetuate a general pattern of segregation and im pose and confer unequal burdens and benefits on a racial basis, thereby violating the equal protection and due process clauses of the Fourteenth Amendment. Racial discrimina tions have long been regarded as prohibited by the equal protection clause.69 Brown v. Board of Education, 347 U. S. 69 Among the early opinions see for example: Gibson v. Mississippi, 162 U. S. 565, 591 (1896) ; Slaughterhouse Cases, 16 Wall. 36, 81 (1873). 45 483 (1954) held that racial segregation in public schools was per se discriminatory and prohibited by the Fourteenth Amendment. The Court also held that segregation in public education is a discrimination “ so unjustifiable as to be violative of due process”, Bolling v. Sharpe, 347 U. S. 497, 499 (1954); Cooper v. Aaron, 358 U. S. 1,19 (1958). In Little Rock’s placement plan initial assignments of the vast majority of pupils are made on what a board member called a “ normal” assignment basis.™ It is plain that “nor mal assignments” are defined by reference to race and attendance areas. Pupils generally were assigned where they registered (if such assignment would not result in desegregation); places of registration having been desig nated on the basis of attendance areas with specific excep tions based on race.70 71 Students were given “elections” to register at (and ultimately to attend) schools outside their areas if they were white students living in the Negro school area (Mann High) or Negro students living in a white school area (Hall and Central).72 73 Assignments outside of residence areas which were consistent with and maintained the segregated pattern were granted as a matter of course.78 However, the 59 Negro students who registered in the all- white schools w7ere not assigned routinely to those schools though they met the residence requirements. Indeed, only eleven of the 59 Negroes who registered at white schools were considered individually by the Board, and only six initially were assigned to the schools where they registered. The only Negroes considered for initial assignment in white schools were five Negroes who had attended Central High in 1957-58, and six students who registered at Hall High.74 70 See note 43, supra. 71 See notes 23-30, supra. 72 Ibid. 73 Ibid. 74 See notes 41 and 42, supra. 46 Forty-five Negro registrants at Central, and three at Tech nical, were assigned to the all-Negro Mann High without any application of the Board’s assignment criteria. All of the plaintiffs and intervenors (appellants here) were in this latter group.75 The Board’s asserted justification for this action is that it did not have sufficient information to assign these students to a school where their race was in a minority, and that it had insufficient time to obtain the information prior to initial assignments.76 The “ insufficient information” point is inconsistent with the Board’s actions, because the Board assigned three Negroes to Hall and rejected three others having the same information it had for the forty-five pupils not considered; i.e., the academic record folders. With respect to “ insuffi cient time” , the Board did not even seek or obtain any study or recommendation about these pupils from the Superin tendent or his staff,77 even though the placement regulations specifically provided for such recommendations.78 But appellants’ basic objection does not proceed from such fine determinations. Fundamentally both the “ insuffi cient time” and “ insufficient information” arguments pro ceed upon an explicit assumption that the Board is entitled to measure Negro pupils applying to predominantly or all-white schools by the use of criteria applied to no other pupils in the system during the initial assignment stage. Appellants’ objection is addressed to this assumption and the actions predicated upon it. The necessity for applying the criteria only to Negro students was expressed by the statement that it was “ safer” 75 Iiid . 76 Defendants’ Answer to Interrogatories 6 and 7. 77 Tr. 128. 78 See Opinion below, fn. 2. 47 to assign Negroes to an all-Negro school unless the Board judged that they could make the adjustment to a school where their race was in a minority.79 The Board’s position is that it is better to assign Negroes to an all-Negro school unless the Board is satisfied that they can adjust in the predominantly white school,80 and inferentially that the Negroes had no complaint about this racial assignment be cause they were given a later opportunity to file a protest and use the re-assignment machinery.81 It is submitted that the initial assignments, made ex p a rte on an admitted racial basis, cannot be justified by the availability of the reassignment protest machinery even assuming (and this did not actually occur) that the later reassignment process was conducted without further dis crimination. This is so, because the racial initial assign ments place Negroes in the position of having to file a protest and pursue the reassignment machinery merely to obtain rights routinely accorded to all white students with out the necessity of such protests; e.g., the right to attend the school in the area of residence. It may be said that some white students were required to follow the protest machinery. But the vital point is that none were required to do so merely to obtain the right to attend the school in their area of residence; all white students were given this right as a matter of course.82 During the reassignment process (ten of the fourteen named plaintiffs submitted to the procedure) the discrimi nation begun in the initial assignment phase was com pounded. Negro pupils began the reassignment process situated differently from all white pupils because all of the 79 Defendants’ Answers to Interrogatories 6 and 7; Tr. 323-325. 80 Ibid. 81 Tr. 168. 82 See note 25. 48 Negroes merely sought to attend the schools in their areas.83 All of the Negroes were given special IQ tests, while only six of the thirty-two white applicants were tested; all Negroes were interviewed by a social worker, while only three white families were interviewed; three out of 17 Negro applications were granted, while twenty-four of thirty-two white applications were granted.84 The statis tical results may not conclusively demonstrate discrimina tion, but they become meaningful when considered against the background of special standards applied to Negroes. The special tests and interviews are basically irrelevant in terms of the ordinary admission standards, and only have meaning in light of the theory that Negroes applying to predominantly white schools needed special qualifications. The Stanford-Binet test has not been and still is not used as a requisite for admission to high schools; the basic quali fication being promotion to the appropriate grade.85 All of the ten Negro plaintiffs who were given the tests obtained higher scores than some pupils already attending the pre dominantly white high schools, but none were accepted.86 Basically the high schools are organized to accommodate students with varying achievement and intelligence levels who have succeeded in completing the lower grades.87 Thus the Negro pupils were required to take tests that had no relationship to the routine admission requirements, while most white reassignment applications were decided with out such tests, as were all of the initial assignments. The same principle applies to the social worker interviews, which were required of but three white reassignment appli cants and none of the pupils initially assigned to schools. 83 Tr. 87. 84 Tr. 225-26; 240-41; Plaintiffs’ Exhibit 7. 85 Tr. 235-37; Tr. 78-79. 86 Tr. 246-48. 87 Tr. 73-86. 49 It is plain, and presumably acknowledged by the Board, that it proceeded upon a theory that Negroes needed special qualifications for admission to predominantly white schools because they would be in a small racial minority in those schools. This determination necessarily proceeds from an assumption that there will be only a few Negroes admitted to the predominantly white schools—an assumption not based on the residential pattern since more Negroes lived in the Central Area than lived in the area of the all-Negro Mann school.88 The Board manifestly engaged in an attempt to select the Negroes it believed would adjust; the Board’s written findings and conclusions also bear this out.89 Assuming that the Board had adequate information to make such a judgment and that it made an honest effort to predict each child’s probability of success in the predom inantly white school, the procedure is nevertheless a viola tion of the Negro children’s constittuional rights, because they were singled out for the application of special stand ards on a racial basis. That the Board was motivated by its belief as to the welfare of the children cannot justify the racial discrimination imposed by subjecting the stu dents to siiecial standards, and relegating them to an all- Negro segregated school if they failed to satisfy the special tests. The Court below approved the Board’s policy stating at page 28: The courts have often recognized that many individual liberties guaranteed by the Constitution are not and cannot be unlimited. For example, there is no such thing as complete freedom of the press or speech, nor is there an unlimited or unrestrained freedom of stu 88 Plaintiffs’ Exhibit 1. 89 Defendants’ Exhibit 6. 50 dents, white or colored, to select and “ crash” their way into a particular school under the guise of choosing the direction in which their constitutional advantages lie. It is submitted that the ruling below is directly contrary to the principle stated by this Court in Dove v. Parham, ------F. 2 d ------- (8th Cir., Aug. 1960): An individual cannot be deprived of the enjoyment of a constitutional right, because some governmental organ may believe that it is better for him and others that he not have this particular enjoyment. The judg ment as to that and the effect upon himself therefrom are matters for his own responsibility. The Dove ruling rests upon a sound foundation of prece dent and should be reaffirmed and applied to the present case. The Supreme Court dealt with a similar problem in McLaurin v. Oklahoma State Regents, 339 U. S. 637, 641-42 (1950): It may be argued that appellant will be in no better position when these restrictions are removed, for he may still be set apart by his fellow students. This we think irrelevant. There is a vast difference—a Con stitutional difference—between restrictions imposed by the state which prohibit the intellectual commingling of students, and the refusal of individuals to com mingle where the state presents no such bar. The Court of Appeals for the Fourth Circuit states the principle forcefully in McKissick v. Carmichael, 187 F. 2d 949, 953-54 (4th Cir. 1951) : We must give first place to the rights of the individ ual citizen, and when and where he seeks only equality 51 of treatment before the law, Ms suit must prevail. It is for Mm to decide in which direction his advantage lies. See School Board of City of Norfolk v. Beckett, 260 F. 2d 18, 19 (4th Cir. 1958) where Negro pupils rejected under a placement plan because of an apprehended “ injurious sense of isolation” were held entitled to immediate admission in all-white schools. See also Meyer v. Nebraska, 262 U. S. 390 (1923) invalidating a state prohibition against foreign language instruction; and Pierce v. Society of Sisters, 268 U. S. 510 (1925) invalidating state interference with the right to attend non-governmental schools. Approval of assignment practices which proceed upon the assumption that each Negro child must establish to the Board’s satisfaction that his admission to a non-segre- gated school will benefit him, would indeed establish a unique proposition. A recent article suggests some logical consequences; Black, The Lawfulness of the Segregation Decisions, 69 Yale L. J. 421, 428 (1959) : To have a confession beaten out of one might in some particular case be the beginning of a new and better life. To be subjected to a racially differentiated curfew might be the best thing in the world for some individual boy. A man might ten years later go back to thank the policeman who made him get off the plat form and stop making a fool of himself. Religious persecution proverbially strengthens faith. We do not ordinarily go that far, or look so narrowly into the matter. That a practice, on massive historical evidence and in common sense, has the designed and generally apprehended effect of putting its victim at a disadvan tage, is enough for law. At least it has always been enough. 52 The opinion of this Conrt in Dove v. Parham, supra, and four other recent appellate opinions reflect a common thesis that student assignment standards must be uniformly ap plied without regard to race, Jones v. School Board of City of Alexandria, Va., 278 F. 2d 72 (4th Cir. 1960); Mannings v. Board of Public Instruction, supra; Evans v. Ennis,------ F. 2 d ------ (3rd Cir. July 1960), on rehearing,------ F. 2d ------(Aug. 1960) ; Hill v. School Board of City of Norfolk, Va.,------F. 2 d ------- (4th Cir. Sept. 1960). In disapproving a proposed pupil assignment plan in the Dove case, supra, this Court observed that the application of certain tests was proposed only for Negro students seek ing to enter white schools, without reference to any re organization of the school system on the basis of the tests, and not as a transitional step to effect desegregation. In Jones, supra, the Court specifically condemned the “ maintenance of a dual system of attendance areas” , and the application of assignment criteria only to Negroes by applying them to transfer applications and not initial as signments. In Mannings, supra, the Court held that proof that all initial assignments were made on the basis of the segrega tion pattern, with the assignment criteria applied on to the few Negroes who sought transfers to all-white schools, would afford a basis for injunctive relief (at 277 F. 2d 374- 75). The Evans v. Ennis, opinion on rehearing, supra, dealt primarily with the adequacy of Delaware’s grade-a-year plan, but the Court mentioned its view that admission re quirements must be non-discriminatory. In the recent Hill opinion, the Fourth Circuit again stated the principles mentioned in Jones, supra, stating that the indiscriminate application of assignment criteria would 53 mean “that the concept of moving with a so called ‘normal stream’ based upon race can no longer be availed of in these situations.” The Court approved as “ interim measures only” the practice of making first grade assignments on a racial basis, where the trial court was requiring that Negroes promoted from elementary to junior high schools or from junior to senior high schools were entitled to enter formerly all-white schools without the application of special criteria, and it was contemplated that the system of non discrimination would move progressively to the lower grades. Little Eoek’s racial options for assignments operate to establish assignments just as if the dual-racial school zones condemned in Jones, supra, were drawn on the attendance area map. For practical purposes the Mann area, for ex ample, is really the Central area for white students living there. It should also be mentioned that neither the Board nor the Court below took the position that the pupil assignment program was an interim measure. Rather the Court below held that there was no discrimination, and merely “ the in discriminate application of the legal criteria and standards” (p. 29), and declined to retain jurisdiction of the matter. 54 III. The principles requiring exhaustion of administrative remedies and limiting parties to asserting personal rights, do not affect appellants’ standing to litigate the questions presented or their right to the relief prayed. The Court below held that the four students who did not pursue the reassignment procedures had no standing to protest the Board’s actions because of the doctrine requir ing exhaustion of administrative remedies (p. 17); and that no claim could be made by plaintiffs on behalf of other Negro students in the system who did not join the lawsuit (not even four who pursued the reassignment procedures) because persons must assert constitutional rights individu ally. It is submitted that neither general principle is appro priately applied to this case. The holding based on the “ exhaustion” doctrine is in error in that the four pupils who did not pursue the re assignment process nevertheless must logically have had the right to object to modification of the 1955 plan, and to the racial initial assignments. The administrative remedy offered no forum for deciding either question, and was lim ited by the Board’s own rules to a consideration of the placement of one pupil at a time. Certainly the fact that some Negroes utilized the reassignment machinery enables the Court to view the total procedure in a more concrete manner, but the basic question of the legality of the initial assignment process where the criteria were applied only to Negro students could be readily decided if no student had pursued the reassignment machinery. Mannings v. Board of Public Instruction, supra, held that Negroes could main tain an action to enjoin a system of segregation without first having exhausted administrative procedures which per mitted only a consideration of applications to specific schools. Gibson v. Board of Public Instruction, supra, was the basis for the Mannings decision.90 The Fourth Circuit indicated agreement with Mannings in Farley v. Turner, ------ F. 2d ------ (4th Cir., June, 1960), where the Court applied the “ futility” exception to the exhaustion rule. The theory of Mannings and Gibson is not “ futility” in the ordi nary sense that it is certain the Negroes would be rejected even if they followed the procedures, but rather reflects understanding that the procedures for assignment to a particular school are not adequate91 to secure the relief which plaintiffs sought i.e., an order requiring the abolition of the dual-racial school system. Indeed, it was held in Holland v. Board of Public Instruc tion, 258 F. 2d 730 (5th Cir. 1958) that a Negro entitled only to attend the school in which he was assigned had standing to challenge the system of segregation. Indeed, in the recent Dove opinion Negro pupils who were held not entitled to enter the school they sought to attend, never theless were treated as having standing to object to a pro posed desegregation plan, and in earlier proceedings, Par ham v. Dove, supra, students who had not exhausted admin istrative remedies were held entitled to a general order prohibiting segregation. Further the holdings in Mannings and Gibson are con sistent with general rules pertaining to exhaustion of 55 90 At 272 F. 2d 767, the Fifth Circuit indicated its view that various Fourth Circuit opinions were not to the contrary, including Carson v. W article, 238 F. 2d 724 (4th Cir. 1956) ; and Covington v. Edwards, 264 F. 2d 780 (4th Cir. 1959). 91 Cf. School Bd. of City of Newport News v. Atkins, 246 F. 2d 325 (4th Cir. 1957), assignment law held inadequate remedy where state had fixed policy of closing desegregated schools; and Orleans Parish School Board v. Bush, 242 F. 2d 156 (5th Cir. 1957) holding pupil assignment law inadequate for failure to provide standards. 56 administrative remedies, ef. Public Utilities Comm. v. United States, 355 U. S. 534, 540 (1958). The holding of the Court below with respect to appel lants’ right to maintain a representative class action pre sents a question involving Rule 23(a)(3) Federal Rules of Civil Procedure, and requires analysis of the issues pre sented and the relief sought. It is generally true that liti gants can assert only their personal rights, although the rule has important exceptions.92 But this case merely re quires analysis of the claim for relief and the matter in controversy in terms of Rule 23(a)(3), with regard for the equitable policy of avoiding a multiplicity of litigation. The requirements of Rule 23(a)(3) are met by this case in that the Negroes’ rights are several, they are members of a numerous class, their cases present common questions of law and fact, and common relief is sought, namely an injunction prohibiting certain discriminatory policies and requiring the Board to proceed with the 1955 plan for desegregation. All Negro pupils in the Little Rock system may be repre sented in the sense that plaintiffs prayed for injunctive relief to prohibit discriminatory practices and requiring assignments on the basis provided by the 1955 plan. Such relief would benefit all Negroes in the school system, just as the approval of the three-stage plan delaying desegre gation limited the rights of all Negroes in the school system. It would be basically unfair if all Negro students’ rights are first limited in 1956 on the theory that the case is a 92 See for example Barrows v. Jackson, 346 U. S. 249 (1953) (white seller allowed to assert right of Negro purchaser as defense to damage suit on restrictive covenant) ; NAACP v. Alabama, 357 TJ. S. 449 (1958) (organiza tion could assert rights of members to assoeiational privacy) ; Pierce v. Society of Sisters, supra (society could assert right of parents and pupils to private school education). 57 representative action, and then it is held that the enforce ment of their rights must be accomplished by a multiplicity of individual lawsuits. Equity rules do not normally work so unilaterally as the Board urges in this case. Rule 23 (a)(3) serves the salutary purpose, traditional in equity, of avoiding a multiplicity of suits arising out of the same factual and legal situation. See Pomeroy, Equity Jurispru dence (Symons, 5th ed.) Vol. 1, Sec. IV, passim. CONCLUSION It is respectfully submitted that the judgment of the court below should be reversed. Respectfully submitted, W il e y A. B r a n t o n 119 East Barraque Street Pine Bluff, Arkansas T h u r g o o d M a r s h a l l J a m e s M . N a b r it , III 10 Columbus Circle New York 19, New York Attorneys for Appellants