Norwood v. Tucker Brief for Appellants
Public Court Documents
January 1, 1959
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Brief Collection, LDF Court Filings. Norwood v. Tucker Brief for Appellants, 1959. d469d108-c09a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/9817be07-313b-4d6b-ad15-d063087daca7/norwood-v-tucker-brief-for-appellants. Accessed October 30, 2025.
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llxnti'h Butts (Cmtrt u! Appals
F or th e E ig h t h Circu it
No. 16586—September Term, 1959
W il l ia m H en ry N orwood, et al.,
Appellants,
-v.—
E verett T u cker , Jr., et al.,
Appellees.
APPEAL PROM THE UNITED STATES DISTRICT COURT EOR THE
EASTERN DISTRICT OE ARKANSAS, WESTERN DIVISION
BRIEF FOR APPELLANTS
W iley A. B ranton
119 East Barraque Street
Pine Bluff, Arkansas
T hurgood M arshall
J am es M . N abrit , III
10 Columbus Circle
New York 19, New York
Attorneys for Appellants
I N D E X
S tatem en t of t h e Ca s e ................................................................ 1
Introduction ............................................................... 1
I. Partial History of tlxe Case .................. 2
A. The 1956-1957 Proceedings .............. 2
B. Proceedings from 1957 until June
1959 ...................................................... 3
C. Proceedings Resulting in the Order
of September 2, 1960 ........................ 4
II. Facts About the Original Plan as Indi
cated in the 1956-57 Proceedings ........... 7
III. The Facts at the 1960 Trial Indicating
Current Placement Procedures.............. 13
A. General Organization of Schools;
the Pattern of Continued Segrega
tion ................. 13
B. The Beginning of the Placement Pro
cedures; Preliminary Student Regis
tration and Administrative Proced
ure ........................................................ 17
C. The Board Meeting of July 29, 1959:
Adoption of Local Placement Regula
tion ; Initial Assignment of Students;
Board’s Reasons for Its Actions .... 19
D. Actions and Procedures on Requests
for Change of Assignments; Special
Tests and Interviews; Board Hear
ings
PAGE
24
11
P oints a n d A u t h o r it ie s ......................................................... 27
A r g u m e n t ................................-........................................................... 30
I. The Denial of Injunctive Relief Permits an
Unjustified Modification of the Court-Approved
Desegregation Plan and Impairs Rights of Ap
pellants Secured by the Plan, the Former De
crees, and the Fourteenth Amendment............. BO
II. The Denial of Injunctive Relief Permits the
Permanent Continuation of Racially Discrimi
natory Policies and Procedures Tending to
Preserve Segregation and Thus Deprives Ap
pellants of Rights Protected by the Fourteenth
Amendment .......................................................... 44
III. The Principles Requiring Exhaustion of Ad
ministrative Remedies and Limiting Parties to
Asserting Personal Rights, Do Not Affect Ap
pellants’ Standing to Litigate the Questions
Presented or Their Right to the Relief Prayed 54
C o n c l u s io n .......................................................................................... 57
PAGE
T a b l e o f C a s e s :
Aaron v. Cooper, 143 F. Supp. 855 (1956) ...........3, 7,12, 30,
31, 32
Aaron v. Cooper, 243 F. 2d 361 (1957) .............. 3, 7, 30, 32
Aaron v. Cooper, 257 F. 2d 33 (1958) ................. 32,39,43
Aaron v. Cooper, 261 F. 2d 97 (1958) .......................... 39
Aaron v. McKinley, 173 F. Supp. 944 (E. D. Ark.
1959) .......... -...............-...........................................17,39,43
Avery v. Wichita Falls, 241 F. 2d 230 (5th Cir. 1957) .. 37
I ll
Barrows v. Jackson, 346 U. S. 249 (1953) .................. 56
Bates v. Little Bock, 361 U. S. 516, 4 L. ed. 2d 480,
486 (1960) ..................... ................................................ 38
Bolling v. Sharpe, 347 U. S. 497 (1954) ..................... 45
Brown v. Board of Education, 347 IT. S. 483 (1954) ....3, 44
Brown v. Board of Education, 349 U. S. 294 (1955) ....36, 37
Carson v. Warlick, 238 F. 2d 724 (4th Cir. 1956)........... 55
Cities Service Co. v. Securities & Exchange Comm.,
- 257 F. 2d 926 (3rd Cir. 1958) ..................................... 31
Cooper v. Aaron, 358 U. S. 1 (1958) .............. 4, 37, 38, 39,
40, 44, 45
Covington v. Edwards, 264 F. 2d 780 (4th Cir. 1959) .. 55
Dove v. Parham, —— F. 2 d ------(8th Cir. Aug. 1960)
50, 52, 55
Evans v. Ennis,------F. 2 d ------- (3rd Cir., July 1960),
on rehearing------F. 2 d ------- (Aug. 1960) ...............14, 52
Farley v. Turner,------F. 2d-------(4th Cir., June, 1960) 55
Gibson v. Board of Public Instruction, 272 F. 2d 763
(5th Cir. 1959) ............................................ * .....35,36,55
Gibson v. Mississippi, 162 U. S. 565 (1896) ............... 44
Hill v. School Board of City of Norfolk, V a .,------F.
2 d ------ (4th Cir. Sept. 1960) .................. ........ ........ . 52
Holland v. Board of Public Instruction, 258 F. 2d 730
(5th Cir. 1958) ............ ................... ..... ..................... 55
Hopkins v. Lee, 6 Wheat. 109 (1821) ............................. 40
Jones v. School Board of the City of Alexandria, Va.,
276 F. 2d 72 (4th Cir., 1960) .....................................52, 53
PAGE
PAGE
Kelly v. Board of Education, 159 F. Supp. 272 (M'. D.
Tenn. 1958) ...................................................................35,
Kelly v. Board of Education of the City of Nashville,
supra, at 159 F. Supp. 275-277 .................................
McCullough v. Virginia, 172 U. S. 102 (1898) ............
McKissick v. Carmichael, 187 F. 2d 949 (4th Cir.,
1951) ............................................................................50,
McLaurin v. Oklahoma State Regents, 339 U. S. 637
(1950) ............................................. -..............................
Mannings v. Board of Public Instruction, 277 F. 2d 370
(5th Cir. 1960) .........................................35, 37, 52, 54,
Meyer v. Nebraska, 262 U. S. 390 (1923) ......................
N A A CP v. Alabama, 357 U. S. 449 (1958) ...............39,
Oklahoma v. Texas, 256 U. S. 70 (1921) ................. -....—
Orleans Parish School Board v. Bush, 242 F. 2d 156
(5th Cir. 1957) .............................................................
Parham v. Dove, 271 F. 2d 132 (8th Cir. 1959) .......... 40,
Pierce v. Society of Sisters, 268 U. S. 510 (1925) ....51,
Public Utilities Comm. v. United States, 355 U. S. 534
(1958) ............................................................................
Rippy v. Borders, 250 F. 2d 690 (5th Cir. 1957) ..........
School Bd. of City of Newport News v. Atkins, 246 F. 2d
325 (4th Cir. 1957) ............ -.................................... - -
School Bd. of City of Norfolk v. Beckett, 260 F. 2d
18 (4th Cir. 1958) ...........................................................
Slaughterhouse Cases, 16 Wall. 36 (1873) ......................
Smith v. Texas, 311 U. S. 128 (1940) .............................
36
36
40
51
50
55
51
56
31
55
,55
,56
56
36
55
51
44
44
V
PAGE
United States v. Johnson County, 6 Wall. 166 (1867) .... 40
United States v. Peters, 5 Cranch 115 (1809)................ 40
United States v. Swift & Co., 286 U. S. 106 (1932) ....41, 42
O t h e b A u t h o b i t i e s :
^ Appellees Brief, p. 7, 243 F. 2d 361.......... ...................... 11
>( Appellees Brief, p. 45, 257 F. 2d 33................................. 40
Arkansas Pupil Assignment Law of 1956 (Initiated Act
No. 2 of 1956) ............................................................... 40
Arkansas Pupil Placement Law of 1959 (Act No. 461
of 1959) .........................................................................39, 40
—-'Civil Eights Act of 1960, Title I, 62 Stat. 769 (1960),
18 U. S. C. §1509 ........................................................... 38
Pomeroy, Equity Jurisprudence (Symons 5th Ed.)
Vol. 1, Sec. I V ............................................................... 57
Eule 23(a)(3) Federal Eules Civil Procedure ...........56,57
Black, The Lawfulness of the Segregation Decisions,
69 Yale L. J. 421 (1959) 51
STATEMENT OF THE CASE
Introduction
This appeal involves another phase of litigation com
menced in February 1956 in which appellants, Negro school
children and parents, have challenged racial segregation in
the public schools of Little Rock, Arkansas. Different
phases of this cause have been before this Court on five
occasions, and twice have been decided by the Supreme
Court of the United States.* 1 2 3 4 5 6
While familiarity with the entire history is helpful in
understanding the matter now before the Court, a descrip
tion of all previous proceedings would unduly lengthen this
statement. Therefore the statement is confined to prior
proceedings directly related to the issues now presented.
This is an appeal from an order dated September 2, 1960,
denying appellants’ motion seeking further relief to re
strain certain actions of the Board of Directors of the
Little Rock School District. The opinion below, dated
September 2, 1960, also expressly declined to further retain
jurisdiction.
1 Previous decisions in this litigation are reported as follows:
1. Aaron v. Cooper, 143 F. Supp. 855 (E. D. Ark. 1956), aff’d 243
F. 2d 361 (8th Cir. 1957).
2. Aaron v. Cooper, 2 Eace Eel. Law B. 935 (E. E>. Ark. 1957), aff’d
sub nom. Thomason v. Cooper, 254 F. 2d 808 (8th Gir. 1958).
3. Aaron v. Cooper, 156 F. Supp. 220 (E. D. Ark. 1957), aff’d sub mm.
Faubus v. United States, 254 F. 2d 797 (8th Cir. 1958), cert. den.
358 U. S. 829 (1958).
4. Aaron v. Cooper, 163 F. Supp. 13 (E. D. Ark. 1958), cert, before
judgment of Court of Appeals denied 357 U. S. 566, rev’d 257 F. 2d
33 (8th Cir. 1958), aff’d Cooper v. Aaron, 358 TJ. S. 1 (1958).
5. Aaron v. Cooper, 3 Eace Eel. Law E. 882 (E. D. Ark. 1958), vacated
and remanded 261 F. 2d 97 (8th Cir. 1958), opinion on remand, 169
F. Supp. 325 (E. D. Ark. 1959).
6. Aaron v. McKinley, 173 F. Supp. 944 (E. D. Ark. 1959), aff’d sub
nom. Faubus v. Aaron,------ IX. S .------- ■, 4 L. ed. 2d 237 (1959).
2
The opinion and order followed a trial held March 22nd
and March 23rd, 1960, which involved actions, policies and
regulations of the Board under a pupil assignment pro
gram instituted prior to the 1959-60 school term. One
issue was whether the Board’s pupil assignment actions
and regulations improperly modified a plan for desegre
gation approved by the trial court in 1956; this has neces
sitated review of matters involved in the trial of August
15, 1956 (143 F. Supp. 855), and the subsequent appeal
(243 F. 2d 361). (See Tr.8 pp. 262-269, and Plaintiffs’ Ex
hibits 8 and 9.)
This statement is divided into three parts. Part I is a
partial history of the litigation describing the 1956 pro
ceedings in the trial court and proceedings immediately
preceding the present appeal. Part II is a detailed state
ment of facts about the 1955 plan. Part III describes facts
developed at the 1960 trial.
I.
Partial History of the Case
A. The 1956-1957 Proceedings (143 F. Supp. 855 and 243
F. 2d 261).
This case was commenced in February 1956 when Negro
school children and parents sued to restrain the practice
of compulsory racial segregation in the public school sys
tem of Little Rock, Arkansas. This was a class action (Rule
23(a)(3) Federal Rules of Civil Procedure) pursuant to
28 U. S. C. *§1331,1343. 2
2 The typewritten transcript of the hearing held on March 22-28, 1960
is cited herein as “ Tr.” followed by the page number. The 1956 Transcript is
eited as “ 1956 Tr.” ; see note 5 infra.
3
At the first trial, August 15, 1956, the Board admitted
compulsory segregation and acknowledged violating prin
ciples set forth in Brown v. Board of Education, 347 U. S.
483 (1954). However, it interposed as a defense a plan
of procedures for gradual systematic desegregation of the
schools—a plan the Board adopted voluntarily on May
24, 1955. This plan provided for delay until September
1957 in starting desegregation in high schools, and for
even longer delays in ending segregation in junior high and
elementary schools. Plaintiffs objected. The Board under
took to establish that administrative obstacles to desegre
gation resulting from local school problems justified delay
in starting the plan and further delay incident to its three-
phase character.
On the basis of the Board’s showing of administrative
problems and representations as to results which would be
obtained, the trial court held that plaintiffs’ enjoyment of
their constitutional right to non-segregated public educa
tion could be delayed, and that the plan was “adequate” ,
in that it would “ultimately bring about a school system
not based on color distinctions” , 143 P. Supp. 855, 866. The
Court also ordered that jurisdiction be retained during
the period of transition. Plaintiffs appealed, and this
Court affirmed, 243 P. 2d 261. No review was sought in
the Supreme Court.
B. Proceedings From 1957 Until June 1959.
For present purposes, it is important to note that every
proceeding from 1957 until 1959 involved attempts by the
Board, various state officials, and others, to suspend, aban
don, or frustrate the 1955 plan or to prevent any desegre
gation of the Little Rock public schools. The Board three
times applied for permission to “ suspend” the plan, once
attempted to lease school property for racially segregated
operation by “private” persons, and subsequently sought
4
permission to “abandon” the plan and operate segregated
schools pending formulation of a new plan.
In 1958, the Supreme Court met in special session to hear
this case and affirmed this Court’s reversal of an order
granting a suspension in the face of opposition to, and
unlawful interference with, desegregation of the Little
Rock schools, Cooper v. Aaron, 358 U. S. 1.
In November 1958 the proclivity of the Board and other
state officials for activities interfering with desegregation
caused this Court to direct issuance of an injunction re
straining the Board in broad terms:
. . . from engaging in any other acts, whether in
dependently or in participation with anyone else, which
are capable of serving to impede, thwart or frustrate
the execution of the integration plan mandated against
them (261 F. 2d 97,108; 169 F. Supp. 325, 337).
The Board’s request for permission to “abandon” the
plan and operate the schools on a segregated basis pend
ing submission of a new plan occurred after the above-
quoted injunction, and was participated in by three of its
present members. (The opinion of September 2, 1960
mentions this unreported order at page 10.)
No litigation between 1957 and 1959 necessitated a re
view of the meaning of the 1955 plan, or involved a claim,
such as is now made, that the plan was not being admin
istered in accordance with the representations made to
secure initial approval of the plan.
C. Proceedings Resulting in the Order of September 2, 1960.
On August 8, 1959, the appellants filed a motion for
further injunctive relief, and a motion to substitute as
5
defendants three new members of the Board. The motion
for further relief alleged that the Board had taken certain
actions in initially assigning the plaintiffs and other
Negroes entitled to the benefit of the judgments in this
case, which were inconsistent with, impeded, and frustrated
the effectuation of the court-approved plan for desegre
gation, thereby depriving Negro children of rights pro
tected by the due process and equal protection clauses of
the Fourteenth Amendment and of the benefits of the prior
orders in the case.
The motion alleged that Negro pupils were deprived of
the right to attend the schools in their attendance areas
and had instead been assigned on the basis of race to an
all-Negro school located outside their attendance areas.
It was alleged that this was an impermissible modification
of the court-approved desegregation plan. The plaintiffs
prayed for an injunction
“restraining the defendants from refusing to admit,
enroll and educate the named plaintiffs and intervenors,
and all other Negro students who present themselves
for admission to such of the Little Rock senior high
schools as they may be entitled to enter pursuant to
the prescribed school zones, at normal admission and
enrollment periods conducted during the forthcoming
1959-60 school term and thereafter.”
The defendants responded to the motion for further
relief, on August 21, 1959, alleging: (1) that they were
operating the schools on a nondiscriminatory basis; (2)
that Negro plaintiffs had not completed administrative
procedures established by the Board for obtaining re
assignments; (3) that the plaintiffs could no longer main
tain a class action in this case; (4) that the Board was
entitled to consider many criteria other than residence in
determining school assignments; and (5) that the defen
dants’ actions and assignment procedures were “within
the framework of the governing court orders and decisions.”
The Board prayed that the motion for further relief be
dismissed, and that the trial court “ specifically approve”
the assignment procedures adopted and followed by the
Board.
September 19, 1959, several Negro students and parents
filed a motion to intervene as plaintiffs, adopting the al
legations of the motion for further relief. The court al
lowed intervention by order dated September 24, 1959, and
the response to the motion for further relief was treated as
a response to the intervention.
The cause came on for hearing before the Court on
March 22 and 23, 1960. The motion to substitute defen
dants was granted. The opinion and order of the court
denying plaintiffs’ request for injunctive relief were en
tered September 2,1960.
The court below held that plaintiffs were not entitled
to any relief and concluded that the Board’s assignment
procedures were consistent with the 1955 plan; that the
assignment procedures employed by the Board did not
discriminate racially; that the Board acted in good faith;
and that there was no reason for the court to retain juris
diction.
Plaintiffs filed notice of appeal on September 3, 1960.
This Court on September 13, 1960, directed that the cause
be set for oral argument at the November 1960 session,
the appeal to be heard on the original files of the District
Court.
6
7
Facts About the Original Plan as Indicated in the
1956-1957 Proceedings
It is undisputed and generally known that only nine
Negro students attended Central High School during 1957-
58 (1960 Tr. 272-273), and as stated by this Court in one
of its opinions, 257 F. 2d 33, 34 (8th Cir. 1958)3 the Super
intendent did conduct a “ screening” of Negro pupils prior
to the 1957-58 school term.
But contrary to the conclusions of the court below in its
September 2, 1960 opinion, which repeats the undocumented
and unsupported claims made in the Board’s brief below,4
there was no mention of “ screening” Negro or any students
and no mention of an intention to use any assignment
criteria changing the general attendance area rule in either
the text of the plan, the pleadings, the testimony, or the
exhibits when the plan was presented and approved. There
was no mention of such a policy in either the opinion of
the District Court (143 F. Supp. 855) or the opinion of
this Court (243 F. 2d 361). Likewise there was no mention
of a policy (nowT held to be a part of the plan), permitting
“A child who was assigned to a school wherein his race
was in the minority to transfer to a school wherein his
3 This opinion reversed a ruling allowing a 2 ^ year suspension of de
segregation.
4 The Court wrote, at p. 14:
‘‘One provision of the plan was to permit any child who was as
signed to a school wherein his race was in the minority to transfer
to a school wherein his race was in a majority. It is clear that
there was a re-districting in that attendance areas were fixed. It
is equally clear that student assignment (at that time called “ screen
ing” ) was provided for and permitted by the plan. In fact, at that
time there were approximately as many Negro students eligible for
assignment solely on the basis of attendance areas to formerly all
white schools in 1957 as there are now. The screening then em
ployed under the plan reduced the number to 17, and only 9 at
tended predominantly white schools.” (Emphasis supplied.)
II.
8
race was in a majority.” In fact, contrary representations
were made to the trial court and to this Court in 1956-57.
The facts are as follows:
At the 1956 trial5 the Board represented that each child
in the desegregated grades would have the “basic right”
to attend the school in his attendance area. The Super
intendent testified as follows on direct examination while
explaining the plan, at 1956 Tr. pp. 68-69:
Q. I wanted you to tell us, Mr. Blossom, with concrete
ness, those of the fourteen points that you consid
ered at the time that you drew up the plans that
have been put into practice in connection with the
plan?
A. All right. We have developed attendance areas.
Q. All right?
A. That would give every child the basic right to at
tend school in the area of the legal residents (sic)
of his parents or legal guardian. That’s a concrete
step we have taken. All right. We have made the
studies that reflect the achievement and the ability
of individual children to show us the job we have to
provide the educational development in the school
system of Little Rock School District. (Emphasis
supplied.)
At the 1956 trial the Superintendent testified to a general
policy of assigning students to schools in the areas where
they lived,6 and stated that the areas would be applied as
5 The typewritten transcript of the August 15, 1956 trial was considered
by the court below and has been certified to this court on the instant appeal
(see 1960 Tr. 267-269). In addition excerpts from that transcript are included
in Plaintiffs’ Exhibit 9. In this brief citations to the 1956 transcript are
indicated as “ 1956 Tr.” followed by a page number.
6 The Superintendent testified at 1956 Tr. pp. 106-107:
A. All right, the estimated date, as we have told heTe is to begin in
1957. Now we said two things in that statement— (1) that we
9
generally restrictive boundaries, within which pupils would
be assigned without regard to race.7 It was explained that
were going to follow the general principles laid down; that we
were going to hold the standards of our educational program.
Now our plans call for a grouping o f the children in the at
tendance areas for educational purposes in grades 10, 11, and
IS. That’s estimated ’57. (Emphasis supplied.)
The Superintendent further testified at 1956 Tr. pp. 125-126:
Q. It is the policy of your School District to require that children
attend the school in the school area, attendance area, that they
live, is that true?
A. There are exceptions to it, hut that’s the general policy.
Q. That is your general policy. Your Point 11 here says “ To Pro
vide an Opportunity for All Children of Attending School in the
Attendance Area Where the Residence of Their Parents or Legal
Guardian Is Located.” Now, since that is already your policy,
why do you need time to enforce that?
A. To develop these maps that are in the individual program, it’s
all related.
Q. But you got your maps already?
A. Yes but we don’t have the program completed. It takes more
than maps and just buildings. You can create your area and you
can put them in a seat, but that’s a far-ery different than edu
cating them. The job just begins when you get them in the seats.
Q. But that is true under all circumstances?
A. Yes sir, but each set of circumstances are different and you
can’t just apply one general principle and say that’s it (126), and
have an educational program.
Q. Well when do you think you’ll get that problem solved?
A. Now which particular problem are you talking about?
Q. The problem of getting your program ready for—
A. We have told you that it’s ready at the Senior High School level;
that the Junior High School attendance areas are tentative; at
the time in this phase program there will, in all likelihood have
to be another Junior High School. Now i f we have to bring in
another junior high school to house the number of children be
cause of growth, then those areas will have to be revised. Now if
the growth does not cause the revision of the attendance areas,
they will stand as they are; but i f the children justify an addi
tional school, additional seats, facilities, instructors and so on,
then the necessary changes will be made under the principles as
outlined. (Emphasis supplied.)
7 The Superintendent testified at 1956 Tr. pp. 62-63:
Q. Now, integration can not be commenced until the West End
High School is completed?
A. Under this plan, that is correct.
10
the Board would not be ready to make the change from the
old system of city-wide attendance areas with separate
schools for whites and Negroes until September 1957 at
the high school level.8 It was said that the change to the
new system could not be made until September 1957 when
a high school would be ready at the west end of the city
(Hall High),9 and because the high schools’ curricula had
to be adjusted to provide for the specific needs of all chil
dren living within the newly established attendance areas.
Q. Now why is that, specifically, Mr. Blossom?
A. That is specifically correct so far as I ’m concerned in the prob
lem of dealing with curricula. Now we have three attendance
area at the present time that affect senior high school children—
Central High School, Horace Mann High School and Little Hock
Technical High School. The attendance area for Little Bock
Tech High is city-wide; the attendance area for Little Bock
Central High School is city-wide; the attendance area for Horace
Mann High School is city-wide. Now when we change from city
wide attendance areas to geographical areas within the city, that
restrict a certain group of youngsters to one area— to one build
ing, we create problems that deal with our curriculum of planning
the curriculum for the needs of those specific children. . . .
(Emphasis supplied.)
At 1956 Tr. p. 91 the Superintendent testified:
A. I am saying that the putting of the races together in different
attendance areas because of different children, as reflected on
these exhibits here, on the attendance areas, that the fact that
under our present system at the senior high school area our pro
gram is city-wide. So, all of the white children are embraced in
that program, all of the colored children are embraced in another.
When we restrict the geographic areas we restrict that to a cer
tain group of youngsters. Now, it is justified, reasonable and
sensible to take the time to plan the basic program for the in
dividual group of youngsters in a specific area and to try to at
tain the second educational objective of providing the program
that serves the specific needs o f the individual children. Now
when you do that, you concentrate a different type of program
for a specific set of needs and—
8 See note 7 supra.
9 See note 7 supra. The statement that the plan could not be started
until the city had 3 high schools is contained in the text of the plan; see
143 E. Supp. 855, 859 (paragraph called “ Time for integration” ).
10 See notes 6 and 7 supra. See also 1956 Tr. pp. 45-50, passim.
11
The attendance areas system of assignment was the matrix
of the plan, and the areas were first established in connec
tion with the plan by locating* all pupils—colored and
white—on spot maps and then drawing the zone lines with
reference to the residences of all pupils and the capacities
of the school buildings.11
The Board represented during the 1957 appeal that
under the plan pupils would be assigned to the schools in
their attendance areas without regard to race. In its brief
in this Court the Board made the following statement
(Appellees’ Brief, p. 7, 243 F. 2d 361, 8th Cir., No. 15,675):
“ Integration will start in the high schools as of
September, 1957. At that time 582 Negro pupils will
receive education in an integrated school system (R.
63). In 1958, 292 Negro pupils who will graduate from
junior high schools will have the same opportunity
(R. 62). In 1959 355 will move into the integrated sys
tem, and in 1960 406 will be admitted (R. 62). By that
time the junior high schools will be integrated, and that
means that all pupils presently in the top three grades
of elementary schools will also be in integrated schools
by 1960. All Negro pupils now attending Little Rock
schools as of September, 1957, will be bound to ex
perience education under the integrated system before
finishing their courses.” 12
The record references in the above quote are to the pages
of the printed record which summarize exhibits,13 indicat
ing the numbers of pupils attending the various grades,
11 See 1956 Tr. pp. 31-38. See also Plaintiffs’ Exhibit 8 from the 1960
trial— a summary of the contents of Exhibits C, D, E, F, G, and H from the
1956 trial. The original 1956 exhibits are no longer available in the court
records as indicated at 1960 Tr. pp. 262-264.
12 This representation was brought to the attention of the court below;
Tr. 264-266.
13 The same information is now contained in Plaintiffs’ Exhibit 8.
12
and the numbers of colored and white pupils in each at
tendance area (see note 11 above). The testimony and
the manner in which the enrollment figures were presented
in the Board’s 1957 brief in this Court make it plain that
the plan contemplated a “ general policy” (1956 Tr. 125-
126) of assigning both Negro and white pupils to high
schools on the basis of residence in the areas. For ex
ample, one figure mentioned in the quotation is “ 582”
Negro pupils. It was said that “582 Negro pupils will re
ceive an education in an integrated school system” in 1957.
The “582” pupils mentioned were all of the Negro high
school students in the system. Thus it was represented
that white students would be assigned to Mann High and
Negro students to Central if they lived within the zones
prescribed for those schools. This is clear in light of the
testimony about the “ restrictive” nature of the boundaries.
Mann, presently an all-Negro high school, was not an
old “Negro” school established under the “ separate but
equal” system. Rather, Mann was a new building opened
in February 1956, which had been originally planned as
a junior high school, and which was said to have been
redesigned as a high school “ to fit into this [desegregation]
plan . . . in order . . . [to do] . . . the job of providing
adequate attendance areas that would serve the needs of
the children.. . . ” 14
The texts of the Board’s public announcement of May
20, 1954, and the plan approved May 24, 1955, both advert
to attendance areas (143 F. Supp. 855, 858-59). The rea
son stated in the plan for the long period of delay neces
sary before elementary schools could be desegregated was
the fact that attendance areas were more difficult to estab
14 See 1956 Tr. p, 53.
13
lish at the elementary level.15 Likewise, the delay in de
segregating the high schools from the adoption of the plan
in May 1955 until September 1957 was justified by the
need to build additional high schools (including Mann,
completed in 1956, and the west end (Hall) school which
was completed in 1957), in light of the proposed attendance
area system of pupil assignment.16
III.
The Facts at the 1960 Trial Indicating Current
Placement Procedures
Appellants’ general factual claims are: (1) that the
Board’s present actions and procedures governing the
placement of pupils constitute a substantial modification
of the assignment policies set forth to obtain approval of
the 1955 plan, and (2) that its actions and procedures
governing both initial assignments and changes of assign
ments subject Negro pupils and parents seeking desegre
gated assignments to different and unequal treatment, and
operate to allow a small “token” number of Negro children
to attend predominantly white schools while perpetuating
the general rule of compulsory racial segregation.
A. General Organisation of Schools; the Pattern of Continued
Segregation.
It is undisputed that all elementary schools (grades 1-6)
and junior high schools (grades 7-9) in Little Rock are
still operated under a policy of complete and compulsory
15 143 F. Supp. at 860:
“ 6. The establishment of attendance areas at the elementary level
(grades 1-6) is most difficult due to the large number of both
students and buildings involved. Because of this fact it should
be the last step in the process.”
16 See notes 7 and 14 supra.
14
racial segregation.17 Four senior high schools (grades 10-
12) are maintained in the system (Tr. 40): Technical High,
which has a city-wide attendance area, specializes in “trade”
education, and in 1959-60 served 175 white male students
(Tr. 42, 77, 41); Mann, Central, and Hall offer general
high school curricula (Tr. 77-78), and have the same at
tendance areas established as a part of the 1955 plan, ex
cept for one change in the Hall-Central boundary;18 Mann
is an all-Negro school which had an enrollment during the
1959- 60 term estimated at 700 students,19 Hall enrolled an
estimated 700 students, only three of whom were Negroes
(Tr. 41), and, during the 1959-60 term, Central enrolled
around 1600 students, including only five Negroes (Tr. 41).
The record does not indicate enrollment figures for the
1960- 61 term,20 but press reports indicate that the racial
distribution remains generally the same with 12 Negro
pupils now assigned to the two predominantly white high
schools.21
During the 1959-60 school term the residence statistics
for pupils in the three high school attendance areas were
(Plaintiffs’ Exhibit 1) :
17 See Defendants’ Exhibit 5, a resolution stating the board’s intention
not to extend desegregation to the junior high school level in 1960-61.
18 Tr. 43. See plaintiffs’ Exhibit 1 (map). None of the high schools are
overcrowded; 1960 Tr. 89. See note 36, infra, about “ registration” areas.
19 Tr. 41. The total was probably closer to 600 pupils; cf. Plaintiffs’ Ex
hibit 1 indicating a total of 638 Negro high school students.
20 The trial took place before the assignments. 1960 Tr. 204.
21 New York Times, September 7, 1960, p. 29, col. 6. I f the Board desires,
appellants would readily stipulate that it could supply the current enrollment
statistics to the District Court by affidavit and certify them to this Court, as
was suggested recently in Evans v. Ennis (3rd Cir., Aug. 29, 1960),------ E. 2d
------ (on rehearing).
15
White Negro
Pupils Pupils Totals
Mann H. S. Area ......... ..... 202 277 579
Central H. S. A rea ...... ...... 1412 349 1761
Hall H. S. Area .......... ..... 677 12 689
Total ________ ..... 2291 638 3029
These figures indicate only the residence pattern, not the
placements.
The pattern of high school placements can be explained
in terms of two general principles,22 with exceptions as
indicated:
1. White pupils were generally placed in schools where
they registered in accordance with the attendance areas,23 24
except that all of the 200 white pupils living in the Mann
area were placed at Central under racial “ options” for
registrants.24. No white pupils who registered at the school
in their attendance areas were refused assignment at that
school.25
Exceptions: A small number of white students were
permitted to move from Hall to Central and vice versa:
Twenty white students registered outside their areas and
were initially assigned where they registered; 26 27 about
twenty-four others were granted transfers outside their
areas after applying for reassignments.37
22 See generally Tr. 200-203.
23 As indicated in the sources cited in notes 26 and 27 below, only 20
white students were not assigned on an area basis initially, and only 24 others
obtained changes of the initial assignments.
24 Defendants’ Answer to Interrogatory No. 6, pp. 3-10. See also Plain
tiffs’ Exhibit 2.
25 Defendants’ Answer to Interrogatory No. 4.
26 Defendants’ Answer to Interrogatory No. 6, pp. 1-2.
27 Defendants’ Answer to Interrogatory No. 2, part A, indicates that 24
of 32 white applicants were granted changes of initial assignments.
16
2. Generally Negro students were placed at Mann High
School without regard to area of residence, or place of reg
istration.™ Although, fifty of the 349 Negro pupils living
in the Central area registered at Central, most were placed
at the all-Negro Mann High.
Exceptions: Three Negroes initially assigned to Hall,
and three to Central;28 29 three other Negroes admitted to
Central after reassignment hearings.30 All of these students
lived in areas where admitted. (One of nine Negroes ad
mitted to Central did not attend in 1959-60, having re
ceived a diploma.)
The manner in which the Board accomplished the pat
tern described above was complicated and can be explained
only by the detailed description of the Board’s actions,
policies and procedures which appears below.
The school district has continued the policy of hiring
and assigning teachers on the basis of race at all grade
levels.31
Each of the three general high schools in the system
serves pupils with varied levels of ability and academic
achievement.32 There is no program of homogeneous abil
ity-grouping by high schools, but only within each school.33
28 As indicated in Plaintiffs’ Exhibit 1, more Negro pupils lived outside
the Mann area than within that area. Only 9 Negroes were assigned to Hall
and Central and only 8 actually attended. See notes 29 and 30 below.
29 The names of these six students are included in Defendants’ Answer to
Interrogatory No. 1.
30 These three students are indicated in Defendants’ Answer to Interroga
tory No. 3.
31 Tr. 47, 319-20; see: Minutes Beg. Mtg., June 25, 1959, Defendants’ Ex
hibit 2.
32 See generally Tr. 73-86.
33 The exception is Technical High— recommended for students with me
chanical aptitude; Tr. 80. Each of the three general schools has the same basic
school program.
17
That is to say, there is no school building set aside solely
for slow-learners or fast-learners or solely for advanced
students or retarded students (Tr. 75-76), hut each school
has classes in which students are grouped by ability or
achievement level.34 The basic qualification for admission
to the three general high schools is simply successful com
pletion of the lower grades and promotion to the 10th grade
(Tr. 78, 79).
B. The Beginning of the Placement Procedures; Preliminary
Student Registration and Administrative Procedures.
Throughout the 1958-59 school year the high schools
were closed pursuant to state laws operating to prevent
desegregation, which were held invalid on June 15, 1959,
in Aaron v. McKinley, 173 F. Supp. 944 (E. D. Ark.). (See
Tr. 43.) One week after the McKinley decision the Board
resolved to reopen the schools and to use the Arkansas
Pupil Assignment Law (Act No. 461 of 1959).35
On July 14, 1959, the Board issued a pre-registration
announcement for all high school students, and also pub
lished amended attendance area boundaries for Hall and
Central High Schools (Defendants’ Ex. 2—Minutes Spec.
Mtg., July 14, 1959). The change added a small part of
the Central area to the Hall area (Tr. 43). The registration
announcement directed high school students to register
during the period July 21-24, 1959 (Plaintiffs’ Exhibit 2).36
The announcement expressly referred to the race of stu
34 Tr. 78. In addition, there are “ special education” classes for handicapped
children; Tr. 73.
35 Defendants’ Exhibit 2— Minutes Spec. Mtg., June 25, 1959.
36 It should be observed that while the Board now insists upon using the
term “ registration areas” instead of “ attendance areas” (of. Plaintiffs’ Ex
hibit 6— Defendants’ Answers to Interrogatories), the Board’s registration an
nouncement of July 14, 1959, used the phrase “ attendance areas” (Tr. 50) ;
and “geographically” the areas are the same (Tr. 51).
18
dents, providing optional places of registration based on
race.37
During the prescribed period the majority of the high
school students in the system registered (Tr. 54). Fifty-
nine Negro students (including all the plaintiffs) regis
tered as follows: Central—50 pupils; Hall—6 pupils;
Technical—3 pupils.38
The registration procedure operated as follows:
1. Each student was given a mimeographed notice which
admonished him to be certain that he was “ eligible” to
register at that school (Defendants’ Exhibit 21, Tr. 362-63).
2. Each student completed a form called “Request for
Admission to the Little Rock Public School System”
(Plaintiffs’ Exhibit 3 is a specimen). The form contained
questions about the pupil’s residence, past school atten
dance, courses desired, and other details. A space was
provided for the registrars to indicate the pupil’s atten
dance area on the form. No space was provided for a
student to indicate a choice of schools, and the only pro
cedure for a student to indicate his desire was to appear in
person at his chosen school (Tr. 52-53).
37 Superintendent Powell read this provision at Tr. 50:
A. (Beading) “Place of Registration: Tech. High. All students de
siring to attend Tech High will register there. Hall High School:
All students in the Hall High attendance area will register at
Hall High except that the Negro students in the Hall High at
tendance area, who elect to do so, may register at Horace Mann
High School. Central High: All students in the Central High
attendance area will register at Central High, except that Negro
students in the Central High attendance area, who elect to do so,
may register at Horace Mann High School. Horace Mann High
School: AH students in the Horace Mann High School attendance
area will register at Horace Mann High School, except that white
students in the Horace Mann attendance area, who elect to do so,
may register at Central High School.”
38 See Defendants’ Answer to Interrogatory No. 1— Plaintiffs’ Exhibit 6.
19
3. Each student wrote his name and address on a postal
card, later used to give notice of his assignment (Tr. 52-53;
Plaintiffs’ Exhibit 4 is a specimen card).
4. School registrars marked the letters “ C-PP”—an
abbreviation for the words “colored, pupil placement”—on
the “Request for Admission” forms of Negro students who
registered at Central (Tr. 138-139).
5. The “ request for admission” forms (which contained
all of the information) were retained at the several schools,
but the postal cards (which contained only names and ad
dresses) were forwarded to the Superintendent’s office in
bundles from each school (Tr. 131).
6. The individual record folders of the 59 Negro stu
dents who registered at Central, Technical and Hall, were
gathered at the Superintendent’s office at the request of
the School Board; also forwarded to the central office were
the files of white students who lived in the Hall area but
registered at Central, and those who lived in the Central
area but registered at Hall (Tr. 115-116; 120-121).
C. The Board Meeting of July 29 , 1 9 5 9 : Adoption of Local
Placement Regulations; Initial Assignment of Students;
Board’s Reasons for Its Actions.
On July 29, 1959, the Board met and adopted regulations
“ for the assignment of pupils, for the reassignment of
pupils, and for the processing and hearing of applications
for reassignment of pupils.” 39 The regulations provided,
inter alia, for the assignment of high school students by
the Board, upon the recommendation of the Superintendent
(Article I ; Art. 11(a)(3); Art. 11(b)(1)). Parents who
object to assignments are required to do so on written
notarized forms within 10 days after initial assignments;
39 These regulations are set out in full in footnote 2 of the opinion below.
20
to appear in person at hearings before the Board; and to
submit to the Board’s investigations (Art. III). Article Y
of the regulations provides standards for initial assign
ments and reassignment requests, which incorporate the
sixteen criteria listed in the Arkansas pupil assignment
law (Act No. 461 of 1959), and “all relevant matters” . The
regulations contain no prohibition against consideration
of race in assigning pupils.
After adopting the regulations, the Board proceeded
to assign “around 2600” high school students en masse
(Tr. 119). The Superintendent did not attend this meet
ing (being absent from the city), and the Assistant Super
intendent insists that he did not make recommendations
for assignments (Tr. 128). But it is clear that the Board
assigned most students by merely adopting long lists com
piled by the staff from the postal cards mentioned above.40
The Board made no attempt to apply its “ assignment
criteria” to the two thousand or more students initially
assigned on July 29th.41 The criteria were applied only to
eleven Negro students on initial assignment.42 The Board
assigned the balance of the students to what the Board
called their “normal schools” .43 These “ normal” assign
ments effected placements in accordance with the “ two
general principles” used to analyze the placement pattern
in this brief, supra, at pages 16-17. Of the eleven Negroes
40 Tr. 132. The lists are attached to the minutes of the July 29, 1959
meeting—Defendants’ Exhibit 2.
41 Tr. 166-168; 184-185. See generally Tr. 143-148; 156-57, 162; 1955—
198; 200-203. See also Defendants’ Answers to Interrogatories 6 and 7
(Plaintiffs’ Exhibit 6).
42 Ibid. These eleven students were five Negroes who had attended Cen
tral during the 1957-58 term; and six Negroes who sought admission to Hail
High.
43 With regard to “ normal” assignments see: Tr. 195-198, 200-203 and
156-157.
21
“ screened” , three were admitted to Hall and three to Cen
tral. The rest were relegated to Mann High (Tr. 184).
At the initial assignment meeting the Board did not
apply its assignment “ criteria” by studying the individual
files of any other students (Tr. 167)—not even to the 48
other Negroes44 who had sought admission to Central and
Technical or to the twenty-odd white students45 who regis
tered outside their attendance areas. These forty-eight
Negroes were also relegated to the segregated Mann school46
although only one47 of them lived in the Mann area; but
the 20 white students were allowed to attend schools out
side their areas48 without the application of any criteria
or review of their files.
In summary, students were generally initially assigned to
the schools in accordance with the registration announce
ment, except for 53 of the 59 Negroes who registered at
previously all-white schools.
Students were notified by post cards of their initial as
signments after the June 29,1959 meeting.
On August 4, 1959, the Board decided to open the high
schools three weeks early and announced that August 12,
1959, would be the first day of school (Minutes of Regular
Mtg., Aug. 4, 1959—Defendants’ Exhibit 3; of. Tr. 209).
The Board’s reasons for its initial assignments were
set forth in the answers to Interrogatories 6 and 7, quoted
44 The names are listed in Defendants’ Answer to Interrogatory No. 1.
45 The names are listed on pages 1 and 2 of Defendants’ Answer to In
terrogatory No. 6.
46 See note 44 supra.
47 See Defendants’ Answer to Interrogatory No. 5 (Plaintiffs’ Exhibit 6).
48 See note 45 supra.
22
in the margin below.49 The reasons are expressly related
to the racial pattern of school enrollments and the theory
that it would be detrimental to the Negro students and the
school program if they were “ assigned to a school where
their race was in the minority during a crucial time of the
transition period.” The Board contended that it was to
the advantage of the Negro students not to be assigned
to predominantly white schools where they were “isolated” ,
49 Answer to Interrogatory No. 6:
“ These students had previously attended the school at which they
registered and/or had registered at a school where their race was in
a majority, and the registrations were generally consistent with a
balanced teacher, classroom and school capacity for the high schools
of the District. Therefore, due to the multitude of problems and
details confronting the Board requiring practically around-the-clock
attention in getting the closed schools open, the Board had no al
ternative but to make the initial assignments that appear on the
attached schedule to this Interrogatory and Interrogatory No. 7.”
Answer to Interrogatory No. 7:
“ With regard to the 59 students listed in answer to Interrogatory
No. 1, six were assigned to the school at which they registered.
Thelma Mothershed and Melba J. Patillo were assigned to Mann
High School due to a determination by the Board in the case of
Melba J. Patillo that she had been unable to make the necessary
adjustment to pursue her educational studies at Central High School
where she had previously been in attendance. The assignment of
Thelma Mothershed was based upon the Board’s determination,
from information available to it, that due to an impairment in her
health it would be to her best interest to be in a one-storied school
building instead of a multi-storied school building. With regard
to the remaining 51 students listed in Interrogatory No. 1, their
assignments were based upon a determination by the Board that it
had insufficient information, and insufficient time in which to obtain
the necessary information, with regard to those individual stu
dents to justify initial assignment to a school where their race was
in the minority during a crucial time of the transition period. The
extreme pressures of time and problems have been referred to in
the answer to Interrogatory No. 6, and the Board knew there would
be adjustment problems for the Negro students and the white
students which could be detrimental to both the individuals and the
educational program. Thus, for these reasons and in view o f the
publicized procedure for reassignment and the opportunity aiforded
thereby for the Board to obtain sufficient facts and give proper at
tention to the matter, it was determined that the proper procedure
was to assign the remaining 51 Negro students to Horace Mann.”
23
unless they were “ screened,” because they might have ad
justment problems.50
One Board member candidly acknowledged the difference
between the pupil placement procedure and the court-
approved plan, stating that pupil placement gave the
Board “a little bit of leeway” (Tr. 148-49); but another
member said that he did not recognize that a child had the
basic right to attend the school within his attendance area
under the court-approved plan (Tr. 188-89).
A Board member acknowledged a statement attributed
to him by the press that: “The Board’s most troublesome
problem has been to integrate a large enough number of
Negroes to satisfy the Federal Courts and a small enough
number to satisfy the reluctant white residents of Little
Rock”, (Tr. 163-164) and asserted his view that five Negroes
at Central High was “ enough for this year” (Tr. 164, 152-
155).
The Board members said that the administrative staff
was new; that the Board was also new and inexperienced
in running the schools; that they spent a great deal of time
in meeting to plan for the opening of schools, and in making
arrangements for the physical security of the schools. The
Board chairman explained that the Board thought it would
be on “ safer ground to assign [Negro children] to a school
where their race was in the majority” (Tr. 323), and that
the Board “ did not want to get in a position or approach
the question of having the schools in turmoil or confusion
or the possibility of having them closed or having a special
session of the Legislature called that would pass additional
Acts that would create more confusion” (Tr. 325).
50 Testimony of Psychiatrist, Dr. Peters, 1960 Tr. 336-349. This witness
did not examine any of the pupils involved in the ease, did not consult with
the school board in making its decisions (Tr. 345), and had conducted no
formal research relating to psychological problems connected with segregation
or desegregation (Tr. 347).
24
D. Actions and Procedures on Requests for Change of Assign
ments; Special Tests and Interviews; Board Hearings.
Seventy-six students (19 Negro and 57 white pupils)
filed requests for changes of assignment under the place
ment regulations. Seventeen Negroes and thirty-two white
students actually attended reassignment hearings (An
swers to Interrogatories 2 and 3). Ten of the Negro
students who attended hearings were plaintiffs in this case,
while four of the plaintiffs did not file re-assignment re
quests (Tr. 10).
All of the Negro students who had reassignment hearings
lived in the areas of the schools which they sought to at
tend while none of the white students who had reassign
ment hearings lived in the areas of the schools which they
sought to attend (Tr. 87; Answers to Interrogatories 2 and
3).
The procedures established by the Board included social
worker interviews of pupils and parents, special intelli
gence tests, and hearings.
Of the 49 students who had hearings before the Board,
all of the 17 Negroes and their parents were summoned to
attend social worker interviews, while only 3 of the 32
white students were summoned to interviews (Tr. 225-26
and Plaintiffs’ Exhibit 7). Among the same group of 49
students, all 17 Negroes were required to take the Stanford-
Binet Intelligence test, while only 6 of the 32 white students
were summoned to the tests (Tr. 240-241), and three of the
six white students tested were handicapped students at
tending “ special education” classes.51
51 “ Special education” pupils are regularly tested when they enter the
special program or when the staff feels they need a new evaluation (Tr. 241-
42).
25
The Stanford-Binet test requires about one and one-half
hours per pupil to administer, and must be given by a
skilled tester (Tr. 243). The Stanford-Binet test is not
a part of the system’s “general testing program” which
consists of standardized “group” tests of intelligence
and achievement routinely administered by teachers to all
pupils (Tr. 235-237). Likewise, the social worker inter
views and case-studies are routinely used only for stu
dents having attendance or truancy problems, and occa
sionally with “tuition” pupils and those who move (Tr.
231-32).
With respect to the 23 pupils tested, detailed reports
were made by the school psychologist summarizing the
Stanford-Binet results, and each pupil’s complete school
record (Tr. 242-43), and the psychologist also made oral
reports to the Board in executive session prior to the hear
ings of some students, outside the presence of the pupils
and parents (Tr. 110-111. See, for example, Minutes of
Hearings Held September 8, 1959—Defendants’ Exhibit
4).
Among ten plaintiffs tested, eight of them obtained IQ
scores within the normal range and two scored slightly
above the normal range (Tr. 246-47). Although the Stan
ford-Binet test is not given to all students, the school psy
chologist stated that she was sure that there were students
at Hall and Central High Schools with IQ scores lower
than any of the plaintiffs (Tr. 248).
No standard objective personality tests, primarily de
signed to gain information about emotional development
and personality, were administered as a part of the pupil
placement procedure (Tr. 236-37), but teacher comments
were included in the written reports.
The hearings conducted by the Board were held on
August 4, and September 2, 4, 8, and 9, 1959 (see Minutes,
26
Defendants’ Exhibits 3 and 4). At the hearings the chil
dren and parents were asked to make statements and were
then questioned and cross-questioned by the Board mem
bers, staff, and school board attorneys (Tr. 70-72). The
Board chairman testified that an effort was made to make
the hearings “ informal.” However, even a cursory exam
ination of the hearing minutes reveals that the hearings of
white children were typically brief and perfunctory,52 while
the hearings of Negro children involved lengthy and de
tailed interrogations of students and parents. For ex
ample the minutes of the special meeting on September 2,
1959, contain the hearings of six white students and one
Negro student, and the reporter’s notes of the Negro stu
dent’s hearing fill as many (or more) pages than the hear
ings of the six white pupils combined. Compare also the
Minutes of the August 28th hearings (13 white students)
with the Minutes of the September 8th hearings (7 Negro
and 2 white students).
The hearing of one Negro student became a long ani
mated debate between the parent and the Board on issues
such as segregation, the Board’s “good faith” , and the
reason for the present lawsuit (see Hearing of William
Massey—September 9, 1959). Subsequently, this pupil was
rejected by the Board on the theory that: “While an atti
tude of ‘sticking up for one’s rights’ is normally to be
commended, this attitude could create an unbearable prob
lem from the standpoint of the Board’s efficient and effec
tive operation of the schools in an extremely difficult transi
tion period” (Defendants’ Exhibit 6-AA).
After the hearings the Board acted on the requests.
Twenty-four of the thirty-two white applicants were
granted transfers out of their attendance areas, while
52 Despite this, one white child burst into tears during a hearing. The
Board chairman opined that there was “ no provocation whatever” , Tr. 331-332.
27
only three Negro applicants were permitted to attend the
schools in their areas and the other fourteen Negroes were
required to remain in Horace Mann School (see Answer to
Interrogatories 2 and 3). The fourteen rejected Negro
applicants included all reassignment applicants who had
intervened in this case.
POINTS AND AUTHORITIES
I.
The denial of injunctive relief permits an unjustified
modification of the Court-approved desegregation plan
and impairs rights of appellants secured by the plan, the
former decrees, and the Fourteenth Amendment.
Aaron v. Cooper, 143 F. Supp. 855 (1956);
Aaron v. Cooper, 243 F. 2d 361 (1957);
Oklahoma v. Texas, 256 U. S. 70 (1921);
Cities Service Co. v. Securities & Exchange Comm.,
257 F. 2d 926 (3rd Cir. 1958);
Aaron v. Cooper, 257 F. 2d 33 (1958);
Gibson v. Board of Public Instruction, 272 F. 2d
763 (5th Cir. 1959);
Mannings v. Board of Public Instruction, 277 F. 2d
370 (5th Cir. 1960);
Kelly v. Board of Education, 159 F. Supp. 272
(M. D, Tenn. 1958);
Brown v. Board of Education, 349 U. S. 294 (1955);
Rippy v. Borders, 250 F. 2d 690 (5th Cir. 1957);
Avery v. Wichita Falls, 241 F. 2d 230 (5th Cir.
1957);
Cooper v. Aaron, 358 U. S. 1 (1958);
Bates v. Little Rock, 361 U. S. 516, 4 L. ed. 2d 480
(1960);
28
Civil Rights Act of I960, Title I, 62 Stat. 769
(1960), 18 U.S.C. §1509;
N. A. A. C. P. v. Alabama, 357 U. S. 449 (1958);
1959).
Arkansas Pupil Placement Law of 1959 (Act No.
461 of 1959);
Hopkins v. Lee, 6 Wheat. 109 (1821);
McCullough v. Virginia, 172 U. S. 102 (1898);
United States v. Peters, 5 Cranch 115 (1809);
United States v. Johnson County, 6 Wall. 166
(1867);
Arkansas Pupil Assignment Law of 1956 (Initiated
Act No. 2 of 1956) ;
Parham v. Dove, 271 F. 2d 132 (8th Cir. 1959);
United States v. Swift & Co., 286 U. S. 106 (1932);
Aaron v. McKinley, 173 F. Supp. 944 (E. D. Ark.
1959);
II.
The denial of injunctive relief permits the permanent
continuation of racially discriminatory policies and pro
cedures tending to preserve segregation and thus de
prives appellants of rights protected by the Fourteenth
Amendment.
Brown v. Board of Education, 347 U. S. 483 (1954);
Bolling v. Sharpe, 347 U. S. 497 (1954);
Cooper v. Aaron, supra;
Dove v. Parham, ------ F. 2d ------ (8th Cir. Ang.
1960);
McLaurin v. Oklahoma State Regents, 339 U. S.
637 (1950);
McKissick v. Carmichael, 187 F. 2d 949 (4th Cir.
1951) ;
29
School Board of City of Norfolk v. Beckett, 260 F.
2d 18 (4th Cir. 1958);
Meyer v. Nebraska, 262 U. S. 390 (1923);
Pierce v. Society of Sisters, 268 U. S. 510 (1925);
Jones v. School Board of City of Alexandria, Va.,
278 F. 2d 72 (4th Cir. 1960);
Mannings v. Board of Public Instruction, supra;
Evans v. Ennis, ------ F. 2d ------ (3rd Cir. July
1960);
Hill v. School Board of City of Norfolk, V a.,------
F. 2d------(4th Cir. Sept. 1960).
III.
The principles requiring exhaustion of administrative
remedies and limiting parties to asserting personal
rights, do not affect appellants’ standing to litigate the
questions presented or their right to the relief prayed.
Mannings v. Board of Public Instruction, supra;
Gibson v. Board of Public Instruction, supra;
Farley v. Turner,------F. 2d ------ (4th Cir. June
1960);
Holland v. Board of Public Instruction, 258 F. 2d
730 (5th Cir. 1958);
Dove v. Parham, supra;
Parham v. Dove, supra;
Public Utilities Comm. v. United States, 355 U. S.
534 (1958);
Carson v. War lick, 238 F. 2d 724 (4th Cir. 1956);
Covington v. Edwards, 264 F. 2d 780 (4th Cir.
1959);
School Board of City of Newport News v. Atkins,
246 F. 2d 325 (4th Cir. 1957);
Orleans Parish School Board v. Bush, 242 F. 2d
156 (5th Cir. 1957).
30
A R G U M E N T
I.
The denial of injunctive relief permits an unjustified
modification of the Court-approved desegregation plan
and impairs rights of appellants secured by the plan, the
former decrees, and the Fourteenth Amendment.
The 1955 plan was presented in 1956 as the Board’s
defense to the prayer for immediate injunctive relief, and
was judicially approved upon a determination that admin
istrative obstacles to desegregation justified delay in the
enforcement of Negro children’s constitutional rights. The
plan was held “ adequate” in that it would “ultimately
bring about a school system not based on color distinctions” ,
Aaron v. Cooper, 143 F. Supp. 855, 866 (1956). The effect
of that decree was to delay all relief until September, 1957,
and to delay further the enforcement of Negroes’ rights in
junior high and elementary school grades. This Court af
firmed, rejecting the appeal of the Negro pupils, Aaron
v. Cooper, 243 F. 2d 361 (1957).
It is submitted that the 1955 plan has now been modified
by the adoption of policies discarding the very aspects of
the plan used to justify the original delay, and which for
merly insured that the plan would “ultimately bring about
a school system not based on color distinctions.” The de
termination requires a comparison of the two plans.
The inquiry with respect to the original plan is similar
to that made when res judicata is urged as a defense to a
claim, in that—“What was involved and determined in the
former suit is to be decided by an examination of the record
and proceedings therein, including the pleadings, the evi
dence submitted, the respective contentions of the parties,
31
and the findings and opinion of the court . . . ” , Oklahoma
v. Texas, 256 U. S. 70, 88 (1921); Cities Service Co. v.
Securities & Exchange Comm., 257 F. 2d 926, 930 (3rd Cir.
1958). There is no conflicting evidence about the meaning
of the 1955 plan; no extrinsic evidence was offered at the
1960 trial to explain the prior proceedings. The records of
the 1956 proceedings are the only relevant sources on this
issue, and this Court now has the same documentary record
made available to the District Court.
When viewed as a whole the 1956 proceedings make it
plain that the original plan contemplated the assignment
of students without regard to race on the basis of non-
racial attendance areas.53 True the text of the plan does
not explicitly state this, though it does indicate that prob
lems related to the attendance areas were reasons offered
for delay.54 But the Board’s own presentation in 1956 was
unequivocal. The Superintendent, flatly stated that all
pupils would have the “basic right” to attend the schools
in their areas;55 that pupils would be generally restricted
in their areas by the new system ;56 that the “general policy”
would be to require students to attend the school in their
areas ;57 and that curricula would be planned to implement
the attendance area grouping.58
The 1956 opinion (143 F. Supp. 855) did not recite all
of the evidence, but it was clear that the uncontradieted
presentation of the Board was accepted by the Court when
it found that an objective of the plan was “ to provide the
opportunity for children to attend school in the attendance
area where they reside” (at 860). That opinion quoted the
53 See generally Statement of the Case, part II,
54 143 F. Supp. 855, 859, 860.
55 1956 Tr. 68-69.
56 1956 Tr. 62-63; 91.
57 1956 Tr. 125-126.
58 1956 Tr. 106-107.
32
Board’s plan and its provision that desegregation could
not be started until completion of an additional high school
(at 859), and that desegregation of junior high and ele
mentary schools must be deferred even longer (at 860).
These delays were justified on the ground that time was
needed for establishment of attendance areas, which was
more difficult at the lower levels due to the greater num
bers of pupils and buildings involved. Both the District
Court and this Court held, on the representations made
by the Board, that the plan was one which would accom
plish desegregation of the high schools in 1957, and the
eventual complete desegregation of the entire system “not
later than 1963” (143 F. Supp. at 861; 243 F. 2d at 362).
The Board’s present position is that it is bound only
to end total segregation by some procedure, while appel
lants urge that the Board must completely eliminate segre
gation as proposed in the 1956 proceedings and must do
more than break the pattern of total segregation by “token”
desegregation. To support the position that it is operat
ing “ on a non-discriminatory basis” within the “general
framework” of the plan, the Board points to the well-
known fact that only nine Negro pupils attended Central
High School in 1957-58. However, the record of what the
Board represented in 1956 is still clear. The fact that all
Negro children did not receive the benefits promised can
not eradicate the promise of the plan or the decrees which
confirmed that promise.
The argument that a statement by this Court, subsequent
to approval of the plan, Aaron v. Cooper, 257 F. 2d 33, 34
(1958),59 concludes the matter, is founded upon identical
59 In the opinion considering the 2% year suspension request this Court’s
summary of the facts included this sentence:
“In conformity with the plan, and under the direction of the Superintendent
of Schools of the Little Kock School District (hereinafter called “ Dis
trict” ), approximately 60 Negro students were meticulously screened prior
to the opening of schools in September, 1957.”
33
reasoning. While this Court in August 1958 used the words
“ in conformity with the plan”, the issue now presented—
the meaning of the plan—was not an issue before this
Court in 1958. The Court’s statement indicated only the
facts about what was done after the Board secured ap
proval of the plan. Nothing in the 1958 opinion lends
credence to the theory that this Court determined the
propriety of screening in 1958 when that was not in issue.
The matter of “ screening” had not been mentioned in the
opinion of Judge Lemley which preceded the 1958 appeal
(163 F. Supp. 13). Decisively, the record and opinions in
the 1956 trial and ensuing appeal—when the meaning of
the plan was in issue—contain not one mention of “ screen
ing” .
The conclusions of the Court below with regard to the
1955 plan were that: “One provision of the plan was to
permit any child who was assigned to a school wherein his
race was in the minority to transfer to a school wherein
his race was in a majority” (p. 14) ;eo and that “ It is
equally clear that student assignment (at that time called
“ screening” ) was provided for and permitted by the plan”
(p. 14). It is respectfully submitted that both quoted con
clusions rest upon nothing in the 1956 record, which indeed
conclusively demonstrates the contrary. The Board has
not documented them by any reference to the 1956 record.
As to the present pupil placement policies and proce
dures, there is also no conflict in the evidence, which is de
rived entirely from the records and testimony of the Board
and its employees. The Board has not followed the prac
tice of assigning all students without regard to racial con
siderations and on the basis of attendance areas. Indeed,
appellants do not understand that the Board even contends
that its present policies: (a) give pupils the “basic right”
60 References are to pages of the typewritten opinion below.
34
to attend the schools in their attendance areas; (b) re
strict students to their areas; or (c) disregard race in the
assignment of pupils. The evidence assembled in part III
of the Statement of the Case, supra, is overwhelmingly to
the contrary.
One or two examples are sufficient to demonstrate the
point. Documentary evidence makes it plain that the
Board’s preregistration announcement, which served as
the preliminary administrative step and ultimately de
termined most pupils’ initial assignments, makes express
reference to race and establishes optional registration
places based on race.61 The record is equally clear that only
Negro pupils wishing to attend formerly all white schools
were subjected to “ screening” to obtain initial assignment
in the area of their residence, and that no white child was
“ screened” when merely seeking initial assignment in his
attendance area.62 Further differences in the treatment
of Negro and white pupils during the initial assignment
and re-assignment stages are documented in detail in part
III of the Statement of the Case, supra. These differences
in treatment change the original plan for non-racial at
tendance area grouping.
In several ways the approval of the pupil placement prac
tices substantially impairs rights of Negro children pro
tected by the 1955 plan and the decree approving the plan.
The Board is now permitted to abandon policies, volun
tarily adopted and confirmed by judicial decree, which
guaranteed to all Negro students the eventual opportunity
to attend desegregated schools. The guarantee of complete
desegregation is replaced by a plan which does not guar
antee systematic elimination of segregation at any time.
The extent of desegregation now depends entirely upon
61 See note 37, supra.
62 See note 41, supra.
35
the will of the Board acting under a broad grant of dis
cretion. The pupil placement regulations do not even pro
hibit the use of race as an assignment standard; they merely
make no mention of race. While the regulations have oper
ated thus far to effect “ token” desegregation within the
overall segregated system, nothing in the regulations re
quires even this. Nothing in the pupil placement plan is
even inconsistent with a return to complete segregation.
Several opinions have pointed out that pupil placement
laws were not incompatible with continued segregation,
Gibson v. Board of Public Instruction, 272 F. 2d 763, 766
(5th Cir. 1959); Mannings v. Board of Public Instruction,
277 F. 2d 370, 372 (5th Cir. 1960); Kelly v. Board of Edu
cation, 159 F. Supp. 272, 277 (M. D. Tenn. 1958).
The change from a plan which guaranteed eventual “ com
plete” desegregation to one which does not insure a sys
tematic approach to the elimination of discrimination is
now permitted after enforcement of Negro children’s con
stitutional right has been long delayed in deference to the
very system now discarded. Delay was granted to allow
development of an effective system for attendance area
grouping-on a non-racial basis. It is submitted that to
allow the Board to discard grouping by attendance areas
after securing delay on that basis, produces an unconscion
able result and is fundamentally unfair to the Negro
children whose rights have been delayed in deference to
the plan.
Under the new pupil placement plan segregation is con
tinued, nevertheless, in all junior high and elementary
schools, although the justification for continued segregation
in those grades—the difficulty in establishing the attendance
area system in those levels—becomes invalid when the
Board abandons the policy of non-racial grouping by at
tendance areas.
36
The rights of Negro children are further prejudiced by
the modification of the original decree which is effected by
the District Court’s refusal to retain jurisdiction of the
matter even though desegregation of the system is in
complete. The Court below concluded its opinion by stat
ing:
And it appearing that the enforcement of those
rights heretofore recognized and adjudicated are per
sonal to those who may assert that their rights have
been and are being violated, there is no reason for the
court to retain jurisdiction, and the order will omit
provision for the retention of jurisdiction (p. 30).
The relinquishment of jurisdiction leaves the Board free
to impose further unilateral modifications of the plan (such
as the delay of the second phase—see Defendants’ Exhibit
5) without leave of court and without reference to the
rights of Negro children. Negro children are left without
a forum to seek redress against modifications, for the Dis
trict Court has “washed its hands” of the matter. The
Court supported its action by the statement that the en
forcement of appellants’ rights was personal. It is sub
mitted that the personal nature of Negro children’s rights
under the Fourteenth Amendment is beside the point for
the system is still almost completely segregated. The
personal interest of Negroes in such situations was recog
nized in Brown v. Board of Education, 349 U. S. 294, 300
(1955), but the courts were directed to retain jurisdiction
during the periods of transition to a non-discriminatory
school system (349 U. S. at 301). An argument identical
to appellees’ for dismissal of a pending case in the light of
a pupil assignment law was rejected in Kelly v. Board of
Education of the City of Nashville, supra, at 159 F. Supp.
275-277. Accord Gibson v. Board of Public Instruction,
supra at 767; see also Rippy v. Borders, 250 F. 2d 690, 694
37
(5th Cir. 1957); Avery v. Wichita Falls, 241 F. 2d 230, 235
(5th Cir. 1957).
The relinquishment of jurisdiction leaves Negro pupils
to “ run the gauntlet of a battery of experts” and vague in
tangible criteria “ in attempting to meet the tests for ad
mission to a ‘white’ school” without even the protection of
“a court order making certain that the factor of race would
not be a consideration in the solution of these many in
tangible tests” , Mannings v. Board of Public Instruction,
supra at 375.
The Court below expressed the belief that “ as time
passes and the transition progresses, application of the
same standards and criteria will progressively produce
entirely different results . . . ” (pp. 29-30). It is sub
mitted that an optimistic expectation is no substitute for
retention of jurisdiction. Even if Brown v. Board of Ed
ucation, supra, did not require retention until segregation
was completely eliminated, it would be compelled by the
long history of efforts by the Board and other state officers
to impede desegregation. The events that followed ap
proval of the Board’s own plan have already belied the
expectation that the plan would be implemented with dis
patch without the need for judicial enforcement.
Another fundamental change of the original plan ef
fected by pupil placement is less obvious but is of vital
importance. Originally responsibility for initiative in
ending the dual-racial school system was assumed by
the school authorities through adoption of the attendance
area grouping system. This was undoubtedly proper for
the Supreme Court said in Cooper v. Aaron, 358 U. S. 1,
7 (1958):
State authorities were thus duty bound to devote
every effort toward initiating desegregation and bring
38
ing about the elimination of discrimination in the pub
lic school system.
The pupil placement plan shifts the burden of initiative.
Now initial assignments are made on racial grounds—i.e.,
“normal” assignments determined on the basis of the pre
existing pattern of segregation.63 This compels the indi
vidual Negro family to take the initiative and protest an
assignment made on the basis of race by running the
“ gauntlet” of the Board’s criteria. This is significant, be
cause in addition to the inconveniences involved in pursu
ing the re-assignment process, Negro parents and students
who do apply to “white” schools become conspicuous ex
ceptions to the general segregated pattern, and the focus
of the resentment and reprisals of elements of the com
munity opposing desegregation. This case contains ample
information revealing the opposition to desegregation
among both public officials and private persons in Little
Rock, Cooper v. Aaron, supra. Cf. Bates v. Little Rock,
361 U. S. 516, 4 L. ed. 2d 480, 486 (1960). Indeed, the
existence of private efforts to impede desegregation led
Congress to adopt the Civil Rights Act of 1960, Title I,
62 Stat. 769 (1960), 18 U. S. C. §1509, to provide addi
tional criminal sanctions to meet the problem of obstruction
of federal court orders.
The pupil placement plan shifts the burden of initiative
to Negro parents and students—a burden increasing the
requirement that Negro students exercise the courage re
quired to advance an unpopular cause—and purports to
relieve the Board of the obligation to take the initiative
in eradicating the segregation system. The Board’s only
obligation under the placement plan is to screen those
Negroes who have the courage to demand reassignment
63 See note 43 supra and accompanying text.
39
after the Board assigns them to the all-Negro school. The
Board has thus established a governmental framework for
the full play of private forces working to prevent desegrega
tion. The “ interplay of governmental and private action”
operates to preserve the segregated status quo, cf.
N. A. A. C. P. v. Alabama, 357 U. S. 449, 463 (1958).
Neither the Arkansas Pupil Placement Law of 1959 (Act
No. 461 of 1959), nor the Board’s regulations can justify
this type of “whittling-away” at the desegregation plan
previously ordered enforced by the courts. Just as the
21/2 year suspension request,64 the school-leasing scheme,65
and the school-closing scheme66 could not justify the com
plete preservation of segregation, so the Pupil Placement
Law must fail in its more subtle attempt to limit rights
secured under the judgments of the federal courts.
The Arkansas statute directly purports to block any
plan of desegregation providing for reorganization to a
simple non-racial attendance area system; Section 2 of
Act 461 of 1959 condemns,
any general or arbitrary reallocation of pupils here
tofore entered in the public school system according
to any rigid rule of proximity of residence or in ac
cordance solely with request on behalf of the pupil . . .
Section 3 of the Act provides that school districts “ are not
required to make any general reallocation of pupils . . .
and shall have no authority to make or administer any
general or blanket order to take effect from any source
whatever . . . ” .
64 257 F. 2d 33, 40; 358 U. S. 1.
65 261 F. 2d 97.
66 172 F. Supp. 944.
40
It is submitted that decrees of courts of the United States
may not be modified by state legislative pronouncements
such as these. Rights obtained under the judgments of
the courts of the United States are beyond state legislative
or administrative power to reach or destroy, directly or
indirectly. Hopkins v. Lee, 6 Wheat. 109 (1821); McCul
lough v. Virginia, 172 U. S. 102 (1898); Cooper v. Aaron,
supra, at 18-19; United States v. Peters, 5 Cranch 115, 136
(1809). “ [S]tate laws, whether general or enacted for the
particular case, cannot in any manner limit or affect the
operation of the process or proceedings in the federal
courts.” United States v. Johnson County, 6 Wall. 166, 195
(1867).
The Supreme Court of the United States in this very
case recognized that the Arkansas Pupil Assignment Law
of 1956 was a part of the “program designed to perpetuate
in Arkansas the system of racial segregation which this
Court had held violated the Fourteenth Amendment” ,
Cooper v. Aaron, supra, at 8-9. The Court said at 358 U. S.
1,4:
We are urged to uphold a suspension of the Little
Rock School Board’s plan to do away with segregated
public schools in Little Rock until state laws and efforts
to upset and nullify our holding in Brown v. Board
of Education have been further challenged and tested
in the courts. We reject these contentions.
In 19.58 the Little Rock School Board itself told this
Court in this case that the Arkansas Pupil Assignment
Law of 1956 (Initiated Act No. 2 of 1956) was adopted
“ to impede the process of integration” (Appellees’ Brief,
p. 45, 257 F. 2d 33). There is no substantial difference
between the 1956 law and the law presently invoked by
the Board, see Parham v. Dove, 271 F. 2d 132, fn. 3 (8th
Cir. 1959).
41
Appellants submit that no new circumstances could jus
tify the particular modifications of the 1955 plan that have
been accomplished by the Board, and that the Board has
made no showing of changed circumstances justifying any
modification. Indeed, the Board made no effort to do so,
contending that it did not need leave of court to adopt
pupil placement because the 1955 plan permitted it.
The general rule is that only a clear showing of gross
injustice caused by changes in material circumstances jus
tifies the modification of even an injunctive decree entered
by the consent of both parties, United States v. Swift & Co.,
286 U. S. 106 (1932). In this case the Board’s plan for
desegregation was imposed over the objection of the plain
tiffs and delayed the enjoyment of the personal consti
tutional rights of all Negro children in the system. After
such delay, at the instance of the Board, only a really ex
traordinary change of circumstances could justify any mod
ification that operates to the disadvantage of Negro chil
dren.
The reasoning and holding in the Swift case is instruc
tive ; at 286 U. S. 106,119-120, the Court wrote:
We are not framing a decree. We are asking our
selves whether anything has happened that will justify
us now in changing a decree. The injunction whether
right or wrong, is not subject to impeachment in its
application to the conditions that existed at its mak
ing. We are not at liberty to reverse under the guise
of readjusting. . . . Nothing less than a clear showing
of grievous wrong evoked by new and unforeseen con
ditions should lead us to change what was decreed
after years of litigation with the consent of all con
cerned. . . . Wisely or unwisely they [defendants] sub
mitted to these restraints upon the exercise of powers
that would normally be theirs. They chose to renounce
42
what they might otherwise have claimed, and the decree
of a court confirmed the renunciation and placed it
beyond recall.
What was then solemnly adjudged as a final com
position of an historic litigation will not lightly be un
done at the suit of the offender, and the composition
held for nothing.
In rejecting a request for modification of a particular
restraint, the Court said that the question was whether
modification “ can he made without prejudice to the inter
ests of the classes whom this particular restraint was
intended to protect,” 286 U. S. 106, 117-118. Another point
in the Swift opinion is also relevant in appraising the
complex pupil assignment criteria. At 286 U. S. 119 the
Court stated:
The difficulty of ferreting out these evils and repress
ing them when discovered supplies an additional rea
son why we should leave the defendants where we find
them, especially since the place where we find them
is the one where they agreed to be.
The issue is thus not whether the Little Bock School
District has general power to adopt abstract and intangible
assignment standards. It is whether the District, having
adopted a simple objective standard promising specific
practical results, and having obtained judicial approval
of delay to implement that objective standard, may now
substitute abstract and intangible assignment standards
which promise nothing. Appellants submit that the answer
is plainly—“No” .
The Court below emphasized the good faith of the Board’s
present members, their dedication to their duties, and the
fact that they have brought “ order out of chaos” by re
43
opening the closed schools. The opinion mentioned the
“ chaotic conditions that existed in the Little Eock high
schools during the school year of 1957-58” and said that
they “cannot be forgotten by a law abiding people” (p. 30).
It is submitted that neither the good faith of the Board,
nor the difficulties which arose because of opposition to
desegregation (including the closing of the schools, the
turnover of personnel, the need for security arrangements,
etc.), can justify modification of the plan to the prejudice
of the rights of Negro children. Good faith and “ practical
difficulties” caused by the actions of other state officers
could not justify the earlier 2y2 year suspension request
(257 F. 2d 33, 38-40; 358 U. S. 1, 15-16). In like manner,
good faith cannot now justify a denial of the rights of Negro
pupils on the ground that difficult problems were created
by the tragic school-closing. Negro children did not close
the schools; state officials closed them to prevent Negro
children from having a non-segregated education, Aaron
v. McKinley, 173 F. Supp. 944 (E. D. Ark. 1959). Negro
pupils were not responsible for the chaos of 1957-58 as
was determined long ago, 257 F. 2d 33, 39.67 If the present
modification of the 1955 plan is permitted, those respon
sible for closing the schools and the “ chaotic conditions”
of 1957-58 will have prevailed at last, and the 1955 plan
will have been “watered down” .68
67 This Court stated:
It is more accurate to state that the fires, destruction o f property, bomb
threats, and other acts of violence, were the direct result of popular
opposition to the presence of the nine Negro students. To our mind, there
is a great difference from a legal standpoint when the problem in Little
Bock is stated in this manner.
68 At 257 F. 2d 33, 40, the Court wrote:
We say the time has not yet come in these United States when an order
o f a Federal Court must he whittled away, watered down, or shamefully
withdrawn in the face of violent and unlawful acts o f individual citizens
in opposition thereto.
44
The Supreme Court in Cooper v. Aaron, supra, at 17,
said that the rights asserted by appellants
. . . can neither be nullified openly and directly by
state legislators or state executive or judicial officers,
nor nullified indirectly by them through evasive
schemes for segregation whether attempted “ inge
niously or ingenuously” . Smith v. Texas, 311 U. S.
128,132.
Whether the pupil placement policies are viewed as the
products of an “ ingenious” discriminatory intent, or as
the products of a good faith, honorable, “ ingenuous” effort
to solve problems caused by opposition to desegregation,
they must nevertheless be rejected as unjustifiably modify
ing the original plan to the detriment of the Negro pupils
entitled to the benefits of that plan.
II.
The denial of injunctive relief permits the permanent
continuation of racially discriminatory policies and pro
cedures tending to preserve segregation and thus de
prives appellants of rights protected by the Fourteenth
Amendment.
Appellants object to the procedures and policies employed
by the Board in connection with both initial assignments
and re-assignments, on the related grounds that they oper
ate to perpetuate a general pattern of segregation and im
pose and confer unequal burdens and benefits on a racial
basis, thereby violating the equal protection and due process
clauses of the Fourteenth Amendment. Racial discrimina
tions have long been regarded as prohibited by the equal
protection clause.69 Brown v. Board of Education, 347 U. S.
69 Among the early opinions see for example: Gibson v. Mississippi, 162
U. S. 565, 591 (1896) ; Slaughterhouse Cases, 16 Wall. 36, 81 (1873).
45
483 (1954) held that racial segregation in public schools
was per se discriminatory and prohibited by the Fourteenth
Amendment. The Court also held that segregation in public
education is a discrimination “ so unjustifiable as to be
violative of due process”, Bolling v. Sharpe, 347 U. S. 497,
499 (1954); Cooper v. Aaron, 358 U. S. 1,19 (1958).
In Little Rock’s placement plan initial assignments of the
vast majority of pupils are made on what a board member
called a “ normal” assignment basis.™ It is plain that “nor
mal assignments” are defined by reference to race and
attendance areas. Pupils generally were assigned where
they registered (if such assignment would not result in
desegregation); places of registration having been desig
nated on the basis of attendance areas with specific excep
tions based on race.70 71 Students were given “elections” to
register at (and ultimately to attend) schools outside their
areas if they were white students living in the Negro school
area (Mann High) or Negro students living in a white
school area (Hall and Central).72 73 Assignments outside of
residence areas which were consistent with and maintained
the segregated pattern were granted as a matter of course.78
However, the 59 Negro students who registered in the all-
white schools w7ere not assigned routinely to those schools
though they met the residence requirements. Indeed, only
eleven of the 59 Negroes who registered at white schools
were considered individually by the Board, and only six
initially were assigned to the schools where they registered.
The only Negroes considered for initial assignment in white
schools were five Negroes who had attended Central High
in 1957-58, and six students who registered at Hall High.74
70 See note 43, supra.
71 See notes 23-30, supra.
72 Ibid.
73 Ibid.
74 See notes 41 and 42, supra.
46
Forty-five Negro registrants at Central, and three at Tech
nical, were assigned to the all-Negro Mann High without
any application of the Board’s assignment criteria. All of
the plaintiffs and intervenors (appellants here) were in this
latter group.75 The Board’s asserted justification for this
action is that it did not have sufficient information to assign
these students to a school where their race was in a
minority, and that it had insufficient time to obtain the
information prior to initial assignments.76
The “ insufficient information” point is inconsistent with
the Board’s actions, because the Board assigned three
Negroes to Hall and rejected three others having the same
information it had for the forty-five pupils not considered;
i.e., the academic record folders. With respect to “ insuffi
cient time” , the Board did not even seek or obtain any study
or recommendation about these pupils from the Superin
tendent or his staff,77 even though the placement regulations
specifically provided for such recommendations.78
But appellants’ basic objection does not proceed from
such fine determinations. Fundamentally both the “ insuffi
cient time” and “ insufficient information” arguments pro
ceed upon an explicit assumption that the Board is entitled
to measure Negro pupils applying to predominantly or
all-white schools by the use of criteria applied to no other
pupils in the system during the initial assignment stage.
Appellants’ objection is addressed to this assumption and
the actions predicated upon it.
The necessity for applying the criteria only to Negro
students was expressed by the statement that it was “ safer”
75 Iiid .
76 Defendants’ Answer to Interrogatories 6 and 7.
77 Tr. 128.
78 See Opinion below, fn. 2.
47
to assign Negroes to an all-Negro school unless the Board
judged that they could make the adjustment to a school
where their race was in a minority.79 The Board’s position
is that it is better to assign Negroes to an all-Negro school
unless the Board is satisfied that they can adjust in the
predominantly white school,80 and inferentially that the
Negroes had no complaint about this racial assignment be
cause they were given a later opportunity to file a protest
and use the re-assignment machinery.81
It is submitted that the initial assignments, made ex p a rte
on an admitted racial basis, cannot be justified by the
availability of the reassignment protest machinery even
assuming (and this did not actually occur) that the later
reassignment process was conducted without further dis
crimination. This is so, because the racial initial assign
ments place Negroes in the position of having to file a
protest and pursue the reassignment machinery merely to
obtain rights routinely accorded to all white students with
out the necessity of such protests; e.g., the right to attend
the school in the area of residence. It may be said that
some white students were required to follow the protest
machinery. But the vital point is that none were required
to do so merely to obtain the right to attend the school in
their area of residence; all white students were given this
right as a matter of course.82
During the reassignment process (ten of the fourteen
named plaintiffs submitted to the procedure) the discrimi
nation begun in the initial assignment phase was com
pounded. Negro pupils began the reassignment process
situated differently from all white pupils because all of the
79 Defendants’ Answers to Interrogatories 6 and 7; Tr. 323-325.
80 Ibid.
81 Tr. 168.
82 See note 25.
48
Negroes merely sought to attend the schools in their areas.83
All of the Negroes were given special IQ tests, while only
six of the thirty-two white applicants were tested; all
Negroes were interviewed by a social worker, while only
three white families were interviewed; three out of 17
Negro applications were granted, while twenty-four of
thirty-two white applications were granted.84 The statis
tical results may not conclusively demonstrate discrimina
tion, but they become meaningful when considered against
the background of special standards applied to Negroes.
The special tests and interviews are basically irrelevant
in terms of the ordinary admission standards, and only
have meaning in light of the theory that Negroes applying to
predominantly white schools needed special qualifications.
The Stanford-Binet test has not been and still is not used
as a requisite for admission to high schools; the basic quali
fication being promotion to the appropriate grade.85 All
of the ten Negro plaintiffs who were given the tests obtained
higher scores than some pupils already attending the pre
dominantly white high schools, but none were accepted.86
Basically the high schools are organized to accommodate
students with varying achievement and intelligence levels
who have succeeded in completing the lower grades.87 Thus
the Negro pupils were required to take tests that had no
relationship to the routine admission requirements, while
most white reassignment applications were decided with
out such tests, as were all of the initial assignments. The
same principle applies to the social worker interviews,
which were required of but three white reassignment appli
cants and none of the pupils initially assigned to schools.
83 Tr. 87.
84 Tr. 225-26; 240-41; Plaintiffs’ Exhibit 7.
85 Tr. 235-37; Tr. 78-79.
86 Tr. 246-48.
87 Tr. 73-86.
49
It is plain, and presumably acknowledged by the Board,
that it proceeded upon a theory that Negroes needed special
qualifications for admission to predominantly white schools
because they would be in a small racial minority in those
schools. This determination necessarily proceeds from an
assumption that there will be only a few Negroes admitted
to the predominantly white schools—an assumption not
based on the residential pattern since more Negroes lived
in the Central Area than lived in the area of the all-Negro
Mann school.88 The Board manifestly engaged in an attempt
to select the Negroes it believed would adjust; the Board’s
written findings and conclusions also bear this out.89
Assuming that the Board had adequate information to
make such a judgment and that it made an honest effort to
predict each child’s probability of success in the predom
inantly white school, the procedure is nevertheless a viola
tion of the Negro children’s constittuional rights, because
they were singled out for the application of special stand
ards on a racial basis. That the Board was motivated by
its belief as to the welfare of the children cannot justify
the racial discrimination imposed by subjecting the stu
dents to siiecial standards, and relegating them to an all-
Negro segregated school if they failed to satisfy the special
tests.
The Court below approved the Board’s policy stating at
page 28:
The courts have often recognized that many individual
liberties guaranteed by the Constitution are not and
cannot be unlimited. For example, there is no such
thing as complete freedom of the press or speech, nor
is there an unlimited or unrestrained freedom of stu
88 Plaintiffs’ Exhibit 1.
89 Defendants’ Exhibit 6.
50
dents, white or colored, to select and “ crash” their way
into a particular school under the guise of choosing the
direction in which their constitutional advantages lie.
It is submitted that the ruling below is directly contrary
to the principle stated by this Court in Dove v. Parham,
------F. 2 d ------- (8th Cir., Aug. 1960):
An individual cannot be deprived of the enjoyment of
a constitutional right, because some governmental
organ may believe that it is better for him and others
that he not have this particular enjoyment. The judg
ment as to that and the effect upon himself therefrom
are matters for his own responsibility.
The Dove ruling rests upon a sound foundation of prece
dent and should be reaffirmed and applied to the present
case. The Supreme Court dealt with a similar problem in
McLaurin v. Oklahoma State Regents, 339 U. S. 637, 641-42
(1950):
It may be argued that appellant will be in no better
position when these restrictions are removed, for he
may still be set apart by his fellow students. This we
think irrelevant. There is a vast difference—a Con
stitutional difference—between restrictions imposed by
the state which prohibit the intellectual commingling
of students, and the refusal of individuals to com
mingle where the state presents no such bar.
The Court of Appeals for the Fourth Circuit states the
principle forcefully in McKissick v. Carmichael, 187 F. 2d
949, 953-54 (4th Cir. 1951) :
We must give first place to the rights of the individ
ual citizen, and when and where he seeks only equality
51
of treatment before the law, Ms suit must prevail. It
is for Mm to decide in which direction his advantage
lies.
See School Board of City of Norfolk v. Beckett, 260 F. 2d
18, 19 (4th Cir. 1958) where Negro pupils rejected under a
placement plan because of an apprehended “ injurious sense
of isolation” were held entitled to immediate admission in
all-white schools. See also Meyer v. Nebraska, 262 U. S.
390 (1923) invalidating a state prohibition against foreign
language instruction; and Pierce v. Society of Sisters, 268
U. S. 510 (1925) invalidating state interference with the
right to attend non-governmental schools.
Approval of assignment practices which proceed upon
the assumption that each Negro child must establish to
the Board’s satisfaction that his admission to a non-segre-
gated school will benefit him, would indeed establish a
unique proposition. A recent article suggests some logical
consequences; Black, The Lawfulness of the Segregation
Decisions, 69 Yale L. J. 421, 428 (1959) :
To have a confession beaten out of one might in
some particular case be the beginning of a new and
better life. To be subjected to a racially differentiated
curfew might be the best thing in the world for some
individual boy. A man might ten years later go back
to thank the policeman who made him get off the plat
form and stop making a fool of himself. Religious
persecution proverbially strengthens faith. We do not
ordinarily go that far, or look so narrowly into the
matter. That a practice, on massive historical evidence
and in common sense, has the designed and generally
apprehended effect of putting its victim at a disadvan
tage, is enough for law. At least it has always been
enough.
52
The opinion of this Conrt in Dove v. Parham, supra, and
four other recent appellate opinions reflect a common thesis
that student assignment standards must be uniformly ap
plied without regard to race, Jones v. School Board of City
of Alexandria, Va., 278 F. 2d 72 (4th Cir. 1960); Mannings
v. Board of Public Instruction, supra; Evans v. Ennis,------
F. 2 d ------ (3rd Cir. July 1960), on rehearing,------ F. 2d
------(Aug. 1960) ; Hill v. School Board of City of Norfolk,
Va.,------F. 2 d ------- (4th Cir. Sept. 1960).
In disapproving a proposed pupil assignment plan in the
Dove case, supra, this Court observed that the application
of certain tests was proposed only for Negro students seek
ing to enter white schools, without reference to any re
organization of the school system on the basis of the tests,
and not as a transitional step to effect desegregation.
In Jones, supra, the Court specifically condemned the
“ maintenance of a dual system of attendance areas” , and
the application of assignment criteria only to Negroes by
applying them to transfer applications and not initial as
signments.
In Mannings, supra, the Court held that proof that all
initial assignments were made on the basis of the segrega
tion pattern, with the assignment criteria applied on to the
few Negroes who sought transfers to all-white schools,
would afford a basis for injunctive relief (at 277 F. 2d 374-
75).
The Evans v. Ennis, opinion on rehearing, supra, dealt
primarily with the adequacy of Delaware’s grade-a-year
plan, but the Court mentioned its view that admission re
quirements must be non-discriminatory.
In the recent Hill opinion, the Fourth Circuit again stated
the principles mentioned in Jones, supra, stating that the
indiscriminate application of assignment criteria would
53
mean “that the concept of moving with a so called ‘normal
stream’ based upon race can no longer be availed of in these
situations.” The Court approved as “ interim measures
only” the practice of making first grade assignments on a
racial basis, where the trial court was requiring that
Negroes promoted from elementary to junior high schools
or from junior to senior high schools were entitled to enter
formerly all-white schools without the application of special
criteria, and it was contemplated that the system of non
discrimination would move progressively to the lower
grades.
Little Eoek’s racial options for assignments operate to
establish assignments just as if the dual-racial school zones
condemned in Jones, supra, were drawn on the attendance
area map. For practical purposes the Mann area, for ex
ample, is really the Central area for white students living
there.
It should also be mentioned that neither the Board nor
the Court below took the position that the pupil assignment
program was an interim measure. Rather the Court below
held that there was no discrimination, and merely “ the in
discriminate application of the legal criteria and standards”
(p. 29), and declined to retain jurisdiction of the matter.
54
III.
The principles requiring exhaustion of administrative
remedies and limiting parties to asserting personal
rights, do not affect appellants’ standing to litigate the
questions presented or their right to the relief prayed.
The Court below held that the four students who did not
pursue the reassignment procedures had no standing to
protest the Board’s actions because of the doctrine requir
ing exhaustion of administrative remedies (p. 17); and
that no claim could be made by plaintiffs on behalf of other
Negro students in the system who did not join the lawsuit
(not even four who pursued the reassignment procedures)
because persons must assert constitutional rights individu
ally. It is submitted that neither general principle is appro
priately applied to this case.
The holding based on the “ exhaustion” doctrine is in
error in that the four pupils who did not pursue the re
assignment process nevertheless must logically have had
the right to object to modification of the 1955 plan, and to
the racial initial assignments. The administrative remedy
offered no forum for deciding either question, and was lim
ited by the Board’s own rules to a consideration of the
placement of one pupil at a time. Certainly the fact that
some Negroes utilized the reassignment machinery enables
the Court to view the total procedure in a more concrete
manner, but the basic question of the legality of the initial
assignment process where the criteria were applied only to
Negro students could be readily decided if no student had
pursued the reassignment machinery. Mannings v. Board
of Public Instruction, supra, held that Negroes could main
tain an action to enjoin a system of segregation without
first having exhausted administrative procedures which per
mitted only a consideration of applications to specific
schools. Gibson v. Board of Public Instruction, supra, was
the basis for the Mannings decision.90 The Fourth Circuit
indicated agreement with Mannings in Farley v. Turner,
------ F. 2d ------ (4th Cir., June, 1960), where the Court
applied the “ futility” exception to the exhaustion rule. The
theory of Mannings and Gibson is not “ futility” in the ordi
nary sense that it is certain the Negroes would be rejected
even if they followed the procedures, but rather reflects
understanding that the procedures for assignment to a
particular school are not adequate91 to secure the relief
which plaintiffs sought i.e., an order requiring the abolition
of the dual-racial school system.
Indeed, it was held in Holland v. Board of Public Instruc
tion, 258 F. 2d 730 (5th Cir. 1958) that a Negro entitled
only to attend the school in which he was assigned had
standing to challenge the system of segregation. Indeed,
in the recent Dove opinion Negro pupils who were held not
entitled to enter the school they sought to attend, never
theless were treated as having standing to object to a pro
posed desegregation plan, and in earlier proceedings, Par
ham v. Dove, supra, students who had not exhausted admin
istrative remedies were held entitled to a general order
prohibiting segregation.
Further the holdings in Mannings and Gibson are con
sistent with general rules pertaining to exhaustion of
55
90 At 272 F. 2d 767, the Fifth Circuit indicated its view that various
Fourth Circuit opinions were not to the contrary, including Carson v. W article,
238 F. 2d 724 (4th Cir. 1956) ; and Covington v. Edwards, 264 F. 2d 780 (4th
Cir. 1959).
91 Cf. School Bd. of City of Newport News v. Atkins, 246 F. 2d 325 (4th
Cir. 1957), assignment law held inadequate remedy where state had fixed policy
of closing desegregated schools; and Orleans Parish School Board v. Bush, 242
F. 2d 156 (5th Cir. 1957) holding pupil assignment law inadequate for failure
to provide standards.
56
administrative remedies, ef. Public Utilities Comm. v.
United States, 355 U. S. 534, 540 (1958).
The holding of the Court below with respect to appel
lants’ right to maintain a representative class action pre
sents a question involving Rule 23(a)(3) Federal Rules of
Civil Procedure, and requires analysis of the issues pre
sented and the relief sought. It is generally true that liti
gants can assert only their personal rights, although the
rule has important exceptions.92 But this case merely re
quires analysis of the claim for relief and the matter in
controversy in terms of Rule 23(a)(3), with regard for
the equitable policy of avoiding a multiplicity of litigation.
The requirements of Rule 23(a)(3) are met by this case
in that the Negroes’ rights are several, they are members
of a numerous class, their cases present common questions
of law and fact, and common relief is sought, namely an
injunction prohibiting certain discriminatory policies and
requiring the Board to proceed with the 1955 plan for
desegregation.
All Negro pupils in the Little Rock system may be repre
sented in the sense that plaintiffs prayed for injunctive
relief to prohibit discriminatory practices and requiring
assignments on the basis provided by the 1955 plan. Such
relief would benefit all Negroes in the school system, just
as the approval of the three-stage plan delaying desegre
gation limited the rights of all Negroes in the school system.
It would be basically unfair if all Negro students’ rights
are first limited in 1956 on the theory that the case is a
92 See for example Barrows v. Jackson, 346 U. S. 249 (1953) (white seller
allowed to assert right of Negro purchaser as defense to damage suit on
restrictive covenant) ; NAACP v. Alabama, 357 TJ. S. 449 (1958) (organiza
tion could assert rights of members to assoeiational privacy) ; Pierce v. Society
of Sisters, supra (society could assert right of parents and pupils to private
school education).
57
representative action, and then it is held that the enforce
ment of their rights must be accomplished by a multiplicity
of individual lawsuits. Equity rules do not normally work
so unilaterally as the Board urges in this case. Rule 23
(a)(3) serves the salutary purpose, traditional in equity,
of avoiding a multiplicity of suits arising out of the same
factual and legal situation. See Pomeroy, Equity Jurispru
dence (Symons, 5th ed.) Vol. 1, Sec. IV, passim.
CONCLUSION
It is respectfully submitted that the judgment of the
court below should be reversed.
Respectfully submitted,
W il e y A. B r a n t o n
119 East Barraque Street
Pine Bluff, Arkansas
T h u r g o o d M a r s h a l l
J a m e s M . N a b r it , III
10 Columbus Circle
New York 19, New York
Attorneys for Appellants