Jackson v. United States Brief for Appellants
Public Court Documents
November 1, 1964

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Brief Collection, LDF Court Filings. Jackson v. United States Brief for Appellants, 1964. 84f409ec-b89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/9b08a686-fc3e-4c03-a39b-9b4d4bb850fb/jackson-v-united-states-brief-for-appellants. Accessed May 17, 2025.
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I n THE •Untteii States ©ourl of Appeals F or the F ifth Circuit No. 21,345 E lza Leslye J ackson, R obert T homas, S amuel B. W ells, Slater H unter K ing, and T homas C. Chatmon, Appellants, U nited S tates of A merica, Appellee. APPEALS FROM THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF GEORGIA BRIEF FOR APPELLANTS , J ack Greenberg Constance B aker Motley 10 Columbus Circle New York, New York 10019 D onald L. H ollowell 859% Hunter Street, N. W. Atlanta, Georgia C. B. K ing 211 South Jackson Street Albany, Georgia Attorneys for Appellants D orothy K enyon F rank H. H effron Of Counsel -31121—2 Pr oofs—1M0-G4 I n the TUnxttb Stairs dnurt of Appeals F ob the F ifth, Circuit No. 21,345 E lza Leslte J ackson, Robert T homas, S amuel B. W ells, S later H unter K ino, and T homas C. Chatmon, — y . — Appellants, U nited S tates of A merica, Appellee. appeals from the united states district cou&t FOR THE MIDDLE DISTRICT OF GEORGIA BRIEF FOR APPELLANTS Statement The appellants in these five cases were indicted and con victed for violation of 18 U. S. C. §1621, the perjury statute. The cases arose from testimony given by the appellants before the grand jury of the United States District Court for the Middle District of Georgia on August 5, 1963 con cerning an alleged meeting in the office of Attorney C. B. King in Albany, Georgia, on July 30, 1963. Appellants Thomas and Wells were charged with having testified falsely that they did not attend the meeting (R. 404, 561). Appellants Jackson and Slater King were charged with having testified falsely that they did not recall attending the meeting (R. 1, 824). Appellant Chatmon was charged 2 in two counts, for having testified falsely that he did not recall attending and that he did not attend (1097). The appellants were indicted August 9, 1963. All pleaded not guilty September 30, 1963 (R. 2, 405, 562, 825, 1099). On the same day identical motions to dismiss were filed in all cases alleging inter alia that the . . . indictment was found by a Grand Jury whose members were selected on a basis which violated the due process clause of the Fifth Amendment of the Constitution of the United States, and Section 1863 of Title 28 United States Code in that race was a factor used in the selection of the members of the Grand Jury. Hearing on this portion of the motions to dismiss was held in the Macon Division on October 17, 1963 (R. 217) before Judge Bootle. It was stipulated that certain testi mony given at a similar hearing before Judge Elliott of the District Court for the Middle District of Georgia in the case of United States v. William G. Anderson, Crim inal No. 2222, Albany Division, on October 3, 1963, would be adopted as a part of the record in these five cases (R. 219-20). This testimony is printed in the record at pages 99-182. A stipulation concerning participation of Negroes on state court juries in counties comprising the Macon Division (R. 71), which had been entered in the Anderson case on October 3, 1964 was made a part of the record in these five cases (R. 221-22), as was a similar stipula tion of October 17, 1963 (R. 85) prepared specifically for these cases (R. 221-22). At the hearing before Judge Bootle, reference was also made to the government’s re sponse to the motion to quash in the Anderson case (R. 2 2 3 - 2 4 response and^ accompanying exhibits are printed infra as Aft Appendix to this brief. Judicial notice A * 3 was taken of the 1960 United States Census figures relating to adults of both races in the counties comprising the Macon Division (R. 224). The motions to dismiss \tare denied October 22, 1963 (R. 64). On November 18, 1963, the five defendants filed a mo tion to quash the petit jury panel on the ground that Negroes were systematically excluded from jury service in violation of constitutional and statutory rights (R. 257). The motion was overruled in open court on the same day (R. 1112). Each case was tried separately before a jury. At the close of the government’s evidence in each case, the de fense moved for an acquittal on the ground that the evi dence was insufficient to sustain a guilty verdict (R. 348, 490, 713, 974, 1317). Each motion was overruled (R. 349, 490, 728, 976, 1317). In each case the jury rendered a ver dict of guilty (R. 2, 405, 562, 825,1100), and in the Chatmon case on both counts (R. 1100). On December 23, 1963, appellants King (R. 1088) and Wells (R. 814) were sen tenced to imprisonment for a year and a day; appellants Thomas (R. 547) and Chatmon (R. 1446) were given sus pended sentences, with five years probation. On February 28, 1964, appellant Jackson was given a suspended sen tence, with three years probation (R. 391). Notice of appeal was filed on the same day as judgment and sen tence in all five cases (R. 393, 554, 820, 1093, 1451). The facts in these cases are closely related, but because there were significant variations in the evidence at the five trials, detailed discussion will await analysis of the evi dence in the Argument. Only the background is supplied here. -— July and August^the Grand Jury of the United States D istncr^m rrrT orthe Middle District of Georgia 4 was investigating the activities of the Albany Movement, a well known civil rights organization, with respect to the picketing of Carl Smith’s} store in Albany. Smith had been a member of a jury which decided a case adversely to a Negro. The grand jury was investigating the possibility that the picketing constituted an obstruction of justice un der 18 U. S. C. §1503 (R. 475). Several persons associated with the Albany Movement were subpoenaed to appear be fore the grand jury on July 31, 1963. The five appellants were among these persons. On July 30, 1963, a number of those who had been sub poenaed appeared at various times in the office of Attorney C. B. King between 4:00 and 6:30 p.m. Attorney King’s law clerk, Miss Elizabeth Holtzman, gave a talk on federal grand juries, and some discussion of the subject followed. On August 5, 1963, the appellants appeared before the grand jury and were asked, with varying degrees of specificity, about their participation in this gathering. These indictments followed. The facts regarding jury selection, brought out at the hearing of October 17, 1963, are as follows: The Macon Division of the Middle District of Georgia covers 18 counties with an adult population in 1960 of 211,306, of whom 73,014 or 34.5 per cent were Negro (App. 2a, App. B). The federal jury list, from which all grand and petit jurors are taken (R. 108), contains 1,985 names, including only 117 Negroes, or 5.8 per cent (R. 223, App. 2a).1 This list was compiled in 1959 and has not been revised significantly since then (R. 111). On the previous federal jury list, there were 1,837 names including 137 Negroes, or 7.45 per cent at a time when Negroes repre- 1 Of the 1,985 persons on the jury list, the race of only 5 is unknown (App. 16a). 5 scnted approximately 38 per cent of the population.2 In 1940, 45.1 per cent of the population of the Division was Negro, but only 3.21 per cent of those on the federal jury list were Negroes.3 The federal figures correspond closely to those of iurg- lists of state courts in the same -eightee^counties. Among the 13 counties for which complete figures are available, there are 3,889 persons on grand jury lists, including only 57 Negroes or 1.5 per cent (R. 96). In 11 counties no Negro ever served on a grand jury (R. 87). In the 10 counties from which figures were obtained, there '^©rjp'^103 persons on the traverse jury lists, but only 182 Negroes, or 2.56 per cent (R. 94-95). Q j^ The 1959 federal jury list was compiled by Mr. John P. Cowart, Clerk of the Middle District, Mr. Walter Doyle, Deputy Clerk, and Mr. William P. Simmons, Jury Commis sioner, all of whom are white. The starting point was the 1952 federal jury list (R. 112), which had been revised only in 1957 to add some women’s names (R. 111). On the 1952 list, red c’s appeared after the names of some Negroes (R. 112). The 1959 revision was accomplished in the same manner as previous revisions. Mr. Doyle went into each county with a copy of the 1952 list and checked with local court officials on the status of jurors on that list (R. 109, 141-142). Those who were no longer eligible for jury ser vice because of death, disability, change of residence or 2 Brief for Appellant, Rabinowitz v. United States, Fifth Cir cuit, No. 21,256, 1964, citing pp. 93a, 289a of the record. This Court may take judicial notice of its own records. Lunsford v. Comm’r of Internal Revenue, 212 F. 2d 878, 881 (5th Cir. 1954); Tucker v. National Linen Service Corp., 200 F. 2d 858 (5th Cir. 1953), cert, denied, 346 U. S. 817; Ellis v. Cates, 178 F. 2d 791 (4th Cir. 1949), cert, denied, 339 U. S. 964. The Rabinowitz case was heard in the same district court as these cases (R. 223). 3 Brief for Appellant, Rabinowitz v. United States, Fifth Cir cuit, No. 21,256, 1964, citing p. 94a of the record. 6 some other reason were crossed off (R. 139). Mr. Doyle also sought new names from county officials and the records shown to him (R. 142). Independently, Mr. Cowart and Mr. Simmons sought new names from various sources. Questionnaires were sent to all persons whose names had been obtained by these three men (R. 130, 160). Each new person’s qualifications were checked according to his an swers on the questionnaire, and those found qualified were added to the remaining names on the previous list (R. 134, 174). The questionnaire .jPreparBiijith the aid o f Judge Bootle (R. 134), asked tne race of each prospective" juror (R. 115, App. 8a). Mr. Doyle, the only official who systematically travelled from county to county, customarily spoke with persons “in the Clerk’s office, the Sheriff’s office, the Ordinary’s office, the tax office, any group I could find” (R. 141), in his search for new jurors. The local clerk “in ’most every case” would go through the local jury list with Mr. Doyle (R. 142). In at least 17 of the counties, the lists of property owners in the Tax Receivers’ offices are either segregated by race or contain c’s after the name of Negroes (R. 91-92). Mr. Doyle also spoke to businessmen and “ladies who work in offices” in the counties (R. 145). He claimed that he made “a particular effort” to obtain Negro names as well as white (R. 144), but when asked to “explain in detail how you have gone about getting these Negro names for the jury list,” Mr. Doyle failed to mention that he had spoken to a single Negro (R. 144-45). Mr. Cowart stated that the state court jury lists were basic sources of new names for the federal list (R. 108). He added names by asking people he knew (R. 110), but “other than my own friends, I didn’t make any contacts out of [Bibb] County. I sent Mr. Doyle to make those contacts” (R. 110). Mr. Cowart could not remember the 7 name of the only Negro from who he had ever sought names of prospective jurors outside of Bibb County (R. I l l , 120). He did list five Negroes from whom he asked names in Bibb County, all of whom he knew in a business capacity (R. 121-22). He also claimed that he had white friends in other counties who supplied him by mail and telephone with the names of both whites and Negroes (R. 131, 134-135). When asked why it was that most of his sources were connected with the legal profession, Mr. Cowart said, “I know more people amongst that walk of life than I do amongst the Negro race and so that’s where I have to get my information” (R. 135). Mr. Simmons, the Jury Commissioner, also added names which he received from his acquaintances (R. 157). He said: I inquired, naturally, of people that I knew and whose reputation I knew. So quite undoubtedly I was confining myself to people whose integrity and char acter I respected and whose judgment I would have respect for. They were people mostly whose paths I happened to cross occasionally in a business way . . . including civic work and various things of that sort. * # • • • . . . my contacts were heavier, of course, with the white race because my association was greater with that particular group, but there certainly was no effort to concentrate exclusively on any one segment of the population (R. 158). Mr. Simmons claimed that he asked both whites and Negroes for the names of persons of both races (R. 158), but he did not mention by name any Negro to whom he had spoken on this matter. Mr. Simmons set very high standards of reputation, integrity, and intellect for prospective jurors (R. 157, 158, 159, 161, 166, 172, 173). “We wanted an out- 8 standing blue ribbon jury list . . . ” (R. 173). When asked if he had spoken with any Negroes in Hancock (R. 166-67), Peach (R. 167-68), Crawford (R. 171), Twiggs (R. 170) or Jasper (R. 171) Counties, all having a high proportion - of Negroes, Mr. Simmons stated that he had not. “Unfortu nate as it may be, I think the Negro community in those counties does not qualify on the grounds that we set up, of intelligence, integrity and ability to serve on those grounds alone” (emphasis added) (R. 177). Five Negroes served on the grand jury of 23 which indicted the appellants (R. 144). Mr. Doyle could recall no other grand jury since 1937 which included as many as 5 Negroes (R. 147). The testimony concerning service of Negroes on petit juries in the Macon Division was not definite. Mr. Cowart stated that he had seen at least one Negro on almost every jury that he had observed (R. 104), but he could recall only two specific instances since the 1930’s (R. 107). In these jgt^'cases, ail Negroes^ were chafT""”"̂ lenged by the government, and appellants were tried by 5 all white petit juries (R. 418). dismiss the indictments and the motion to quash the petit jury panel on the ground that Negroes were systematically from jury service. 1 on the ground of insufficiency of the evide; the Wells case, the district court erred in overruling is based on the attorney-client privilege. Specifications of Error 1. The district court erred in denying the motions to le district court erred in denying the motior 9 A R G U M E N T ' I. The Grand Jury That Indicted These Five Negro Ap pellants and the Petit Juries That Found Them Guilty Were Drawn From a List Which Included Only a Token Number of Negroes and Was Compiled in a Manner In consistent With Due Process of Law and Other Rele vant Federal Standards. Few principles of fundamental law have required judi cial application more often than the one controlling these cases—that systematic exclusion of Negroes from the grand or petit jury requires reversal of the conviction. See, e.g., Strauder v. West Virginia, 100 U. S. 303, Arnold v. North Carolina, 376 U. S. 773. Most of the cases have been de cided under the equal protection clause of the Fourteenth Amendment, which binds the states. These five cases come under the due process clause of the Fifth Amendment, 28 U. S. C. §1863(c),4 and rules laid down by the Supreme Court governing the selection of juries in federal courts. A. Constitutional Standards of Jury Selection Have Been Violated, Resulting in Only Token Inclusion of Negroes. Appellants’ case begins with the wide disparity between Negro representation in the population of the 18 counties in the Macon Division and the token numbers of Negroes on the federal jury list. Negroes constitute 34.55 per cent of the adult population but less than 6 per cent of those on the jury list. In Speller v. Allen, 334 U. S. 443, where 38 per cent of the population but only 7 per cent of those on 4 28 U. S. C. §1863 (c) provides, “No citizen shall be excluded from service as grand or petit juror in any court of the United States on account of race or color.” 10 the jury list were Negroes, the Supreme Court required an explanation by those who denied discriminating, and the Court affirmed only because a nondiscriminatory method of selecting jurors was shown to have been followed. Even more shocking than the statistics, however, is the evidence on the methods used by the federal officials in the Macon Division to select persons for the jury list. One vice of the system sufficient to require reversal under Cassell v. Texas, 339 U. S. 282; Hill v. Texas, 316 U. S. 400; and United States ex rel. Seals v. Wiman, 304 F. 2d 53 (5th Cir. 1962), cert, denied, 372 U. S. 924, is the reliance of the Clerk, Deputy Clerk and Jury Commissioner on the recommendations of their white friends. Although these officials were responsible for finding eligible jurors in eighteen counties, none of them sought names from any Negroes, with one possible exception (R. I l l ) , in any of the ■ggwntean^counties outside of Bibb County. Surely, their claims that they always asked their white sources for Negro names as well as white names fall far short of ex cusing their dereliction of duty in not developing sys tematic methods of gathering the names of Negroes as well as whites. This Court is aware of conditions in segre gated, Deep South communities, see Whitus v. Balkcom, ■333 F. 2d 496_X5th Cir._19^4); United States ex rel. Goldsby v. Harpole, 263 F. 2d 7 r (5th Cir. 1959), cert, denied, 361 U. S. 838; it cannot be presumed that a white jury com missioner’s white friends will provide a fair distribution of white and Negro jurors. Another practice of the federal officials that operated with particularly discriminatory effect against Negroes was the use of state court jury rolls in the 18 counties. These rolls contained so few Negro names, approximately 2 per cent (R. 86, 94-95), that their use was as unaccept able as the practice condemned in Seals of taking names 11 from membership lists of white organizations. In fact, the grand jury lists in 6 counties were totally barren of Negro names (R. 86), and some of these counties had the highest ' percentages of Negroes in their population (App. B). These state court jury rolls were considered by Mr. Cowart to be a basic source of names for the jury roll (R. 108). All of the sources used by the federal officials were seri ously weighted against the Negro. The 1952 federal list, which formed the basis for the 1959 revision, had only a minimal percentage of Negroes. The county officials with whom Mr. Doyle checked were white. The county jury rolls were almost completely restricted to white persons. Mr. Cowart’s friends in the outlying counties, whom he con tacted by mail and telephone, were white; the Negro ac quaintances whom he contacted in Bibb County included only a doorman, funeral director, tailor, and home demon stration agent. Mr. Simmons, relying on his reputable friends in all 18 counties, acknowledged that he had to rely on white persons to supply names. No wonder there was a disparity between Negro representation in the popula tion and the incidence of Negro names on the jury roll I Appellants established the existence of a discriminatory selection system producing discriminatory results. There being no need to prove intentional discrimination, but only a system operating in a discriminatory manner, Hill v. Texas, 316 U. S. 400, Akins v. Texas, 325 U. S. 398, United States ex rel. Seals v. Wiman, 304 F. 2d 53 (5th Cir. 1962), appellants have carried their burden. But that does not complete their case, for this record offers uncontrovertible proof that the opportunity for discrimination was built into the jury system. No juror is placed on the list until he has submitted a questionnaire containing a space for designation of race. This questionnaire was used in the 1959 revision, and the 12 questionnaires of all 1985 jurors on that list are presently on file in the clerk’s office (App. la). Only 5 failed to fill in the racial blank (R. 16a). This means that each pro spective juror’s race is known when his qualifications are being passed upon, and, further, that any juror’s race can be ascertained at any time. In Avery v. Georgia, 345 U. S. 559, where pink and wffiite cards were used to differentiate Negro and white jurors, the Supreme Court reversed with out evidence that state officials availed themselves of this opportunity for discrimination. It was enough that the practice made “it easier for those to discriminate who [were] of a mind to discriminate.” 345 U. S. at 562. Since the questionnaires cover all jurors, it is unneces sary to mention other racial markings, but their pervasive ness is revealing. Red c’s were found on the 1952 jury list. When confronted with this reality by defense counsel, Mr. Cowart explained that Negroes’ names were marked when they appeared in the courtroom and that he still followed the practice (R. 112). On cross-examination by friendlier government counsel, he expressed amazement at the mark ings and disclaimed any connection with them (R.> 124-25). It is also of some significance that state traverse jury rolls, which are used by Mr. Doyle to gather names, are required by Georgia law to be taken from tax lists, Ga. Code Ann. §59-106, which are kept on a segregated basis in at least 17 counties in the Macon Division (R. 91-92). Under the recent decision in Hamm v. Virginia State Board of Elec tions, 230 F. Supp. 156 (E. D. Va. 1964), aff’d ----- U. S. ----- , 33 U. S. L. Week 3151 (October 26, 1964), the prac tice of keeping segregated tax and voting records violates the Fourteenth Amendment. The appellants have established a prima facie case of discrimination, which the Government has not adequately rebutted. Its only evidence was the testimony of Jury Commissioner Simmons, who stated that a smaller per centage of Negroes than whites were qualified for jury service (R. 176). From his reading of the newspapers and general knowledge he had concluded that there was in finitely more illiteracy amon£ the Negro group” (R. 174). Although he recited his educational credentials, member of the Bibb County Board of Education and the Governor s Committee on Efficiency and Economy and trustee of Wes leyan College (R. 175), Mr. Simmons offered no figures to support his generalized conclusions and acknowledge that he had made no serious study of the situation (R. 177). Moreover, his testimony is considerably weakened by the admission that he had not spoken with any Negroes con cerning jury service in many of the counties where the most Negroes resided (R. 166-72). He was satisfied that the “Negro community” did not qualify according to his stand ards (R. 172), which, incidentally, were considerably higher than the jury qualifications set forth in 28 U. S. C. §1861; he did not seem to be concerned about whether Negro indi viduals were qualified. Finally, in opposition to Mr. Sim mons’ vague statements was the testimony of Mr. William Randall, a contractor who knew many Negroes in the 18 counties. He stated that many Negroes in those counties were qualified for jury service (R. 150-54). Nor has the government justified the jury system in the Macon Division by showing that 5 Negroes were on the grand jury that indicted appellants (R. 144). A jury- system cannot be judged according to the racial composi tion of a single grand jury ; if it could, a Negro could claim discrimination whenever no Negroes were on his jury no matter how fairly the system was administered. The rele vant consideration is that only 5.89 per cent on the jury roll were Negroes as the result of a discriminatory selection process. In that situation the appearance of 5 Negroes on a grand jury of 23 could be expected to occur only very 13 14 rarely. In fact, Mr. Doyle, Deputy Clerk since 1937, could recall no previous instance in which there were 5 or more Negroes on a grand jury (R. 147). As this Court ruled in Collins v. Walker, 329 F. 2d 100 (1924), cert, denied,----- U. S. ----- , 33 U. S. L. Week 3169 (November 9, 1964), the deliberate inclusion of Negroes is as discriminatory and invalid as systematic exclusion. See also Cassell v. Texas, 339 U. S. 282, 287.5 B. The Grand and Petit Juries W ere Not Selected in C onform ity W ith Standards of Procedural Fair ness A pplicable in Federal Courts. This case, having been tried in a federal court, is gov erned by principles laid down by the Supreme Court in the exercise of its “power of supervision over the adminis tration of justice in the Federal courts.” Thiel v. Southern Pacific Co., 328 U. S. 217, 225. As Justice Jackson wrote in Fay v. New York, 332 U. S. 261, 287, “Over federal pro ceedings we may exert a supervisory power with greater freedom to reflect our notions of good policy than we may constitutionally exert over proceedings in state courts, and these expressions of policy are not necessarily em bodied in the concept of due process.” Decisions of the Supreme Court have firmly established the principle that federal juries must be fairly drawn from a cross-section of the community. Thiel v. Southern Pacific Co., supra; Ballard v. United States, 329 U. S. 187; Glasser v. United States, 315 U. S. 60. There can be no exclusion of economic, social, religious, racial, political, or geo graphical groups. “Recognition must be given to the fact that those eligible for jury service are to be found in v. Southern Pacific Co., 328 U. S. 217, a case tried in a federal court, held that the presence on the jury of 5 members of the working class could not defeat a challenge to the jury system orj thq ground that such persons were excluded. every stratum of society.” Thiel v. Southern Pacific Co., 328 U. S. at 220. The record in these f iw ^ se s discloses a total disregard of this mandate. r* —---------- Jury Commissioner Simmpns insisted on finding jurors who met high standards of reputation, integrity, and in tellect (R. 157, 158, 159, 161, 166, 172, 173). “We wanted an outstanding blue ribbon jury list . . . ” (R. 173). These standards bear virtually no relation to the qualifications of federal jurors set out in 28 U. S. C. §1861, as amended by the Civil Rights Act of 1957. Mr. Simmons was under the impression that it was his duty to seek only the “best” jurors (R. 172). This is understandable in view of the fact that Georgia jurors must be “the most experienced, intelligent, and upright citizens,” Ga. Code Ann. §59-106, and before 1957 federal jurors had to meet state require ments.6 However, it does not excuse the Jury Commis sioner. It was his job to select jurors representing a cross- section of the community. By failing to do so he excluded Negroes and probably a great many white persons of the lower social, economic and intellectual groups. Whether this exclusion was intentionally discriminatory or the re sult of misplaced conscientiousness, the harm to the jury system is the same. Glasser v. United States, 315 U. S. at 86; Dow v. Carnegie Illinois Steel Corp., 224 F. 2d 414, 424 (3rd Cir. 1955). 15 6 Since the 1959 federal jury list included all persons on the 1952 list who had not become disqualified (R. 134, 174), it is evident that the present (1959) federal list consists in large part of names chosen according to the Georgia law on jury qualifica tion law. None of the federal officials indicated any change in their selection procedure following 1957. It may be concluded, then, that the present federal jury list reflects no effort to obtain a crpss-section of the community. •hfiOATE- 16 II. In the King and Jackson Case? the Evidence Was In sufficient to Sustain a Guilty Verdict. A. Appellant Slater King The statements of appellant Slater King before the grand jury which are alleged to have been false are the following: Q. Have you attended any mass meeting or meet ing where one or more people were in attendance, where it was being discussed about the fact that cer tain ones were going to have to appear before the- grand jury in Macon, Georgia? A. I don’t recall (R. 960). * • * # • Q. I would like to ask you if you have attended any type of meeting or any type of get together during the week of July 29, 1963 through August 2, 1963 wherein or wherein others discussed the fact that this grand jury was in session here in Macon, Georgia? A. I don’t recall doing so (R. 962). In order to convict there must have been sufficient evi dence for the jury to conclude beyond a reasonable doubt that there was a meeting of persons in the office of C. B. King on July 30, 1963 who discussed testimony to be given before the grand jury; that Slater King was present at that meeting and at the time thought of himself as being in at tendance at and participating in the meeting; that while testifying before the grand jury Slater King remembered having attended the meeting and falsely testified that he did not recall attending. In a perjury case, the govern- ment’s burden of proof is extremely heavy. Paternostro v. United States, 311 F. 2d 2 9 8 ^ rd Cir. 1962). In a case of this type, where several elements of proof relate to the de- 17 fendant’s state of mind, the evidence must be particularly strong. Fotie v. United States, 137 F. 2d 831 (8th Cir. 1943). The evidence before the jury in Slater King’s trial falls far short of that requirement. The government presented three witnesses. The first was Mrs. Butler, the secretary of Attorney C. B. King. Mrs. Butler outlined the general situation in C. B. King’s office on the afternoon of July 30, 1963, describing the physical properties of the office 6 and stating how many persons were in the office and for what purposes, but she gave practically no testimony that in any way incriminated Slater King. She testified that Slater King arrived at the office between 5:15 and 5:30 and remained there for a period of 10 or 15 minutes (R. 866). Mrs. Butler stated that during the hours following 4:00 o’clock on that afternoon, there were between 6 and 18 persons in the office of C. B. King, including some who had been subpoenaed to appear before the grand jury (R. 868). Mrs. Butler explained that she called Slater King, the brother of Attorney C. B. King, requesting him to bring some chairs to the office (R. 869) as she had done on occasions in the past (R. 886). In response to her call Slater King and others did take a number of chairs to C. B. Kings office (R. 869). Mrs. Butler stated that at the time Slater King was in the office appellant Jackson, appellant Thomas, one Emma Perry, one Sego Gay and Miss Holtz- man were present in the office, as were six or seven trustees of Mount Olive Baptist Church, including Mrs. Dora White (R. 877-880). Mrs. Butler also testified that during the afternoon, Miss Holtzman addressed a number of them in the inner office of C. B. King on the rights of witnesses ap pearing before federal grand juries (R. 871). She did not state that Slater King was present during this talk. ' Attorney C. B. King’s office consisted of two rooms, a reception his secretary worked and Attorney King’s inner office 18 Mrs. Butler testified that two conferences had been sched uled for the afternoon of July 30, 1963, one with the trus tees of Mount Olive Baptist Church concerning recovery of money resulting from the burning of their church and one scheduled with Thomas Chatmon, the purpose of which she did not recall (R. 881). Attorney C. B. King had spoken on the telephone to Mrs. Butler and to Miss Holtzman asking Miss Holtzman about the research that she had done on grand juries (R. 883-84). Mrs. Butler also stated that Miss Holtzman’s research on grand juries was the subject of the afternoon conference which was held (R. 884). On cross-examination, Mrs. Butler stated that she called Slater King at approximately five o’clock and requested him to bring the chairs, but had not discussed the subject matter of any meeting being held (R. 886). She also stated her belief that at the time Slater King arrived in the office, Miss Holtzman had finished her talk about grand juries (R. 886). Mrs. Butler twice repeated her testimony that Slater King was there from 10 to 15 minutes (R. 887, 892). She also stated that while in the office Slater King received three telephone calls (R. 890) and that he had spoken with a Mr. Edwards about the problems of the Mount Olive Baptist Church (R. 891). She also stated that she did not remember Slater King having said anything in particular to anyone in C. B. King’s inner office (R. 892). Mrs. Butler’s testimony establishes at the most that a number of persons were in the inner office of C. B. King listening to a talk on federal grand juries by Miss Holtz man and discussing the subject and that for a short time Slater King was in some part of Attorney C. B. King’s of fice. Her testimony explains the reason for Slater King’s visit and in no way indicates that Slater King participated in the gathering in the inner office or that he did anything to lead him to believe that he had attended a meeting. 19 The government’s second witness was Edward Bryant, Jr. He testified that he arrived at C. B. King’s office at approximately 4 :45; that while he was there a white girl read something off a paper; that he remained forty minutes and that Slater King was present in the office during Bry ant’s entire stay (R. 899-904). He did not state specifically that Slater King was in the inner office where the confer ence was proceeding. Bryant remembered some persons talking during the discussion while he was there, but he did not remember Slater King’s having spoken with anyone (R. 913). An extremely nervous witness, Bryant had diffi culty making himself heard (R. 906). Bryant’s testimony can be considered incriminating in only one respect; his statement that Slater King was in C. B. King’s office for at least forty minutes could tend to indicate that Slater King’s time was not taken up entirely with setting up chairs, speaking with trustees of the burned church, and receiving and making telephone calls. How ever, Bryant’s testimony conflicts very strongly, not only with King’s testimony in behalf of himself, but with the two chief witnesses of the government, Mrs. Butler and Miss Holtzman. Mrs. Butler testified three times that Slater King was in the office for 10 to 15 minutes (R. 866, 887, 892). Miss Holtzman testified that Slater King was there for 15 to 20 minutes or possibly a few minutes more (R. 937-38). Certainly, the government is not at liberty to select bits and pieces from the conflicting testimony of its three witnesses in order to make out its highly circumstan tial case. See McWhorter v. United States, 193 F. 2d 982 (5th Cir. 1952). The third government witness was Miss Elizabeth Holtz man, law clerk to Attorney C. B. King. She stated that a conference or a series of appointments was scheduled for * 20 'V> < \0 the afternoon of July 30, 1963; that she had spoken on the telephone with Attorney C. B. King about her research and the subject of the conference, which was the functions and structure of the federal grand jury (R. 925-927). She did not state that any appointment had been made for Slater ing during that afternoon. testified that Slater King arrived at apppomr p.m. She was constantly in C. B. King’s inner office at all relevant times and when she saw Slater King he was in the inner room (R. 933-934). Slater King was not in the office before he brought up the chairs pursuant to Mrs. Butler’s request (R. 940). Miss Holtzman remembered no conversation with Slater King. She stated that he probably was speaking to people around him, but that she could not definitely remember and she did not mention any subject of conversation (R. 940). She testified that Slater King was in Attorney C. B. King’s office (whether she meant the inner room as opposed to the office consisting of two rooms was not brought out) for a period of 15 to 20 minutes or possibly a few minutes more (R. 938, 940). She also stated that he received some telephone calls (R. 941). Completely lacking from this case is any direct testimony that Slater King was in the inner office of Attorney C. B. King for any appreciablewlength of time or that he spoke with anyone concerning the appearance of witnesses before the grand jury or that he heard others discussing this sub ject. In fact, there iaTSroof that he was informed of the 5ose of the gathering in Attorney C. B. King’s office on the afternoon of July 30, 1963. This alone, of course, suffi ciently demonstrates the utter inadequacy of the evidence presented by the government. What makes the case even more suspect, of course, is the absence of specificity in the questions asked of Slater King before the grand jury. He was not asked whether he was /■"i . A 21 in the office of his brother during that afternoon, or why he had gone there, or for how long he had remained, or whom he had seen or with whom he had spoken. He was asked if he had attended a meeting during which it was discussed that certain persons werd going to have to appear before the grand jury. Neither of the relevant questions asked him before the grand jury made any specific reference to the afternoon of July 30, 1963. Everything in the record is consistent with Slater King’s own testimony during his trial. He stated that he was in his brother’s office for between 15 and 23 minutes; that he had been called and requested to take some chairs; that he had done so, making two or three trips with chairs; that he engaged in perfunctory, casual conversation with vari ous persons in the office, including some trustees of the burned church; and that he received and made several tele phone calls (R. 979-81). He stated, “I have no recollection as to whether anyone discussed with me as to the grand jury hearing in Macon” (R. 981). When asked if he ever considered himself as being in attendance at any meeting in the office he responded: No not at all, because there was no one who was keep ing minutes; there was no privacy; the door was com pletely open into the anteroom; there was people mov ing and getting up; and I did not consider myself at a meeting of any kind because I didn’t go for a meeting. I went for one purpose, to take the chairs, to get back to the office because there were people waiting on me there (R. 983). Slater King testified that he sat down in the inner office for a short time but did not consider himself participating in any meeting (R. 984-85). Several character witnesses testified as to his veracity (R. 1018-26). The evidence presented by the government must exclude every other hypothesis than that of the defendant’s guilt. Paternostro v. United States, 311 F. 2d 298 (5th Cir. 1962); Beckanstin v. United States, 232 F. 2d 1 (5th Cir. 1956); United States v. Rose, 215 F. 2d 617 (3rd Cir. 1954); United States v. Neff, 212 F. 2d 297 (3rd Cir. 1954). The proof in this case does not exclude the possibility that Slater King was telling the truth both before the grand jury and the trial jury. The government’s case is in no way inconsistent with Slater King’s entirely plausible version of the events of July 30, 1963. B. A ppellant Jackson Appellant Jackson testified before the grand jury that after receiving her subpoena she did not remember discuss ing her prospective testimony before the grand jury (R. 332, 338-39); that she did not remember going to the office of C. B. King on July 30, 1963 (R. 341); that she did not remember specifically going to the office on any given day although she may have been in the office from time to time (R. 344), and that she did not remember seeing Attorney King’s secretary on July 30, 1963 (R. 345). The evidence against Mrs. Jackson is particularly weak. Mrs. Butler testified about the general circumstances of the gathering (R. 291-93); that Miss Holtzman spoke on the rights of witnesses appearing before federal grand juries (R. 2 9 ^ and that Mrs. Jackson was in the office of C. B. King for 15 to 25 minutes, having arrived between 5 :30 and 6:00 p.m. (R. 294). Miss Holtzman testified concerning her instructions from Attorney King (R. 303) and her resulting talk to a number of persons about the functions and composition of the grand jury (R. 303-305). She also stated that Mrs. Jackson 22 23 was in the office of C. B. King during part of the time (R. 306). The only witness who testified directly that Mrs. Jackson actively participated in the,meeting Avas EdAvard Bryant, Jr. He stated that in addition to Miss Holtzman, 3 persons, including Mrs. Jackson, spoke about prospective testimony before the grand jury (R. 314). Bryant’s testimony, how- eArer, was thoroughly destroyed on cross-examination. After Attorney Hollowell confronted Bryant with prior conflicting testimony about the time when he arrived at____ Attorney King’s office (R. 319-323); and further cross- 7 examination exposing Bryant’s incredibly poor recollection of events, the folloAving colloquy occurred: Q. I say you don’t remember anything that was ac tually talked about at any timet A. No, I don’t. Q. At that meeting, do you! A. No (R. 330). It is submitted that neither of the credible witnesses, Mrs. Butler and Miss Holtzman offered any direct proof that Mrs. Jackson actively participated in a meeting concerning testimony before the grand jury to such an extent that Mrs. Jackson Avould probably haA’e remembered when she Avas asked about it before the grand jury. Neither testified that Mrs. Jackson was present during Miss Holtzman’s talk, nor that Mrs. Jackson engaged in any conversation with anyone on the subject. Bryant’s testimony must be discarded entirely. A conviction for perjury requires direct evidence by two witnesses or direct testimony of one witness cor roborated by trustworthy testimony of another. Wetter v. United States, 323 U. S. 606; McWhorter v. United States, 193 F. 2d 982 (5th Cir. 1952). Moreover, proof in perjury cases must be of a highly convincing nature. Patemostro v. United States, supra; United States v. Neff, supra. The 24 government’s evidence did not meet these requirements and the motion for acquittal should have been granted. In the alternative, it is submitted that the presence in the case of Bryant’s testimony, extremely incriminating in nature but totally discredited on cross-examination, was highly preju dicial to the defendant, and a new trial should be granted. III. In the Wells Case the District Court Erroneously Overw ruled Objections to Testimony that Came Within the Attorney-Client Privilege. The indictment against appellant Wells charged him with having “testified in substance . . . that he did not attend the meeting held in the office of Attorney C. B. King in Albany, Georgia, on the afternoon of July 30, 1 9 6 3 and that this statement was known to be false. At the grand jury hear ing, however, Rev. Wells was not asked specifically about the meeting at Attorney King’s office, but rather whether he had attended a meeting or had participated in a discus sion with anyone concerning the appearance before the grand jury (R. 700-705). Thus, in order to connect the questions as asked with the charge in the indictment, the government had to prove at trial, first, that Rev. Wells had gone to Attorney King’s office, second, that he had partici pated in a meeting or discussion of the grand jury investi gation while there, and third, that he considered himself as thus having participated when he answered “no” to the questions propounded. That Rev. Wells did go to Attorney King’s office is not contested, and he never at any time denied that fact. The main question, therefore, is whether he participated in a discussion while there. Two government witnesses, Mrs. Butler and Miss Holtzman, testified as to the subject mat 25 ter of the meeting at Attorney King’s office and Rev. Wells’ participation in it.7 In both instances an objection was made that the testimony was privileged as relating to con fidential communications between an attorney (here an at torney’s agent) and his clients. It is appellant’s contention that this testimony should have been excluded, and that had it been the government would have failed to have met its burden of proving that Rev. Wells had participated in a discussion of the grand jury. In the alternative appellant contends that even if there was other evidence that might support a finding that the meeting was attended, the admis sion of the privileged testimony, particularly that of Mrs. Butler, was so prejudicial as to require a new trial. Mrs. Butler was first asked the subject matter of Miss Holtzman’s talk to the group assembled in Attorney King’s office. She answered that it was with reference to witnesses before the grand jury (R. 641). An objection to this testi mony was overruled on the ground that the subject matter of the attorney-client relationship was not privileged (R. 642). That such is the law is questionable, but since it is clear from the record that Rev. Wells was not present at the time the statement was made, and that Mrs. Butler did not know whether the statement of Miss Holtzman had been brought to his attention, this evidence does not prove Rev. Wells’ participation. Similarly, Miss Holtzman was asked about the subject matter of her talk, and this question was objected to but allowed (R. 684-88). Miss Holtzman made it clear that Rev. Wells was not present when she made her talk (R. 695), and that she did not remember whether Rev. Wells 7 The testimony of Rev. Wells himself at his trial is inconclusive on this point. He said that he might have spoken to the people there about his subpoena, since he had mentioned it to nearly everyone he met, but his recollection was not clear (R. 760-64). 26 had said anything to the group, or what the substance was of any remarks he might have made (R. 690, 696). Again, this testimony only shows that Reverend Wells was at At torney King’s office; it fails to prove the crucial link, viz., that he participated in a discussion concerning the grand jury. The one piece of testimony that clearly said that Rev. Wells did talk about the grand jury hearing was given by Mrs. Butler. She was asked whether Rev. Wells talked to the group in Attorney King’s inner office. She said that he did say something to the people that were sitting near him, but not to the entire group. The government then asked what he was saying: A. Now, as to what he was saying, I really couldn’t say. I believe—No—he explained the conditions under which he felt that he had received his subpoena (R. 655- 56). The question and answer were objected to, again on the ground of attorney-client privilege, but the court overruled the objection and allowed the witness to continue telling what Rev. Wells had said (R. 656-660). The attorney-client privilege extends not only to com munications to the attorney himself, but to his agents, par ticularly his law clerks and secretaries. 8 Wigmore $2301 (McNaughton rev. 1961). Thus, any communications to Mrs. Butler and Miss Holtzman would ordinarily be privi leged. In most cases, however, the privilege is destroyed if third persons are present when the communication is made, since it is not then confidential. An exception to the rule is generally recognized when the other persons are also clients or other persons with an interest in the matter 27 under discussion. As to third persons, the communication made by them in the course of a conference with the attor ney (or his agent) do come within the scope of the privi lege. Baldwin v. Comm’r of' Internal Revenue, 125 F. 2d 812 (9th Cir. 1942); see also Anno. 141 A. L. R. 548, 564- State v. Archuleta, 29 N. M. 25. 217 Pac. 619 (1923); State v. Emmanuel, 42 Wash. 2d 799, 259 P. 2d 845, 854-55 (1953). Applying these rules to the facts in the present case, the following appears. The meeting in Attorney King’s office was for the purpose of giving those in attendance advice, hrough Mr. King’s agent, concerning their rights and du ties before the grand jury. Although it is not clear just who was in attendance when Reverend Wells was there, all m the inner office at that time were apparently clients of Mr. King or persons directly interested in the subject mat ter under discussion. Mrs. Butler testified that what was said could not be heard in the outer office (R. 644, 648) and she indicated that she was in the inner office when she did hear the remarks testified to (R. 657). Hence, there is no evidence that anyone in the outer office, i.e., third per sons not concerned with the grand jury discussion, over heard what was said. Wells therefore made the statements during the course of a conference between clients and other interested persons and the attorney’s agents. The fact that Reverend Wells apparently addressed at least some of his Pemedm^to some of his fellow clients and notnecessanly to the agent, would not seem to put them outside the privilege. The policy of the attorney-client privilege is to encourage free discussion and disclosure between attorney and client so that the former will be fully apprised of all the facts and circumstances of the case Schwimmer v. United States, 232 F. 2d 855 (8th Cir. 1956)’ Where a number of clients are involved, the same policy should apply and allow them to confer among themselves 28 and their attorney. To raise the fear of forced disclosure of any remarks addressed to fellow clients would be to introduce a technicality that would only serve to stifle the freedom of discussion necessary for the obtaining of legal advice and the resulting furtherance of justice. For these reasons, appellant urges that the failure to ex clude the testimony was error, and either that its proper exclusion would have meant that there was not sufficient evidence to connect his presence in Attorney King’s office with his knowingly having attended a meeting in which the grand jury appearance was discussed, or, in the alternative, that its inclusion was prejudicial and necessitates a new trial. CONCLUSION F ob the foregoing seasons the judgments below should be reversed. Respectfully submitted, J ack Gbeenberg Constance B aker Motley 10 Columbus Circle New York, New York 10019 D onald L. H ollowell 859y2 Hunter Street, N. W. Atlanta, Georgia C. B. K ing 211 South Jackson Street Albany, Georgia Attorneys for Appellants D orothy K enyon F rank H. H effron Of Counsel 29 Certificate of Service T his is to certify that I have served a copy of the fore going Brief for Appellants upbn Floyd M. Buford, Esq., United States Attorney and Wilbur D. Owens, Jr., Esq., Assistant United States Attorney, Macon, Georgia, Attor neys for Appellee, by mailing copies to them at the above address, air mail, postage prepaid. T h is.......... day of November, 1964. Attorney for Appellants 17a a p p e n d ix b ( *{> ,/ i < " > County Baldwin Bibb Bleckley Butts . Crawford Hancock Houston Jasper Jones Lamar Monroe Peach Pulaski Putnam Twiggs Upson Washington Wilkinson Totals Federal Jury List— Macon Division 1959 s o n X ist< Neg Persons Jury List(f Negroes from County on List 137 666 - 72 58 47 64 99 57 67 84 70 123 58 ' 61 37 130 95 60 1985 8 36 2 2 5 3 7 4 5 7 5 8 3 4 1 6 6 5 117 Negro Percentage on List Adult Population 1960 Adult Negro Population 1960 5.8% 2368 8744 5.4% 81133 24894 2.7% 5230 1246 3.4% 4920 1878 10.6% 2948 1435 4.6% 4877 3237 6.0% . 20438 3815 7.0% 3404 1554 7.4% 4490 1983 8.3% 5708 1925 7.1% 5605 2392 6.5% 7398 3913 5.0% •>> 4546 1697 6.5% 3822 1988 2.7% 4189 1997 4.6% 13835 3315 6.6% 10041 4925 8.3% 5054 2076 5.8% 211306 73014 Population figures based on 1960 United States Census, ury figures based on affidavits (App. 10a-16a). Negro Percentage of Adult Populatidh 1960 36.9 30.5 23.8 38.1 48.6 -11 66.3 18.6 45.6 ; 44/' '*> - 33.7 42.6 & 52.8 37.3 '• 52 / 47.6 ■ 23.8 49. > 41. ' •' 34.55% I