Jackson v. United States Brief for Appellants
Public Court Documents
November 1, 1964
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Brief Collection, LDF Court Filings. Jackson v. United States Brief for Appellants, 1964. 84f409ec-b89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/9b08a686-fc3e-4c03-a39b-9b4d4bb850fb/jackson-v-united-states-brief-for-appellants. Accessed November 18, 2025.
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I n THE
•Untteii States ©ourl of Appeals
F or the F ifth Circuit
No. 21,345
E lza Leslye J ackson, R obert T homas, S amuel B. W ells,
Slater H unter K ing, and T homas C. Chatmon,
Appellants,
U nited S tates of A merica,
Appellee.
APPEALS FROM THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF GEORGIA
BRIEF FOR APPELLANTS
, J ack Greenberg
Constance B aker Motley
10 Columbus Circle
New York, New York 10019
D onald L. H ollowell
859% Hunter Street, N. W.
Atlanta, Georgia
C. B. K ing
211 South Jackson Street
Albany, Georgia
Attorneys for Appellants
D orothy K enyon
F rank H. H effron
Of Counsel
-31121—2 Pr oofs—1M0-G4
I n the
TUnxttb Stairs dnurt of Appeals
F ob the F ifth, Circuit
No. 21,345
E lza Leslte J ackson, Robert T homas, S amuel B. W ells,
S later H unter K ino, and T homas C. Chatmon,
— y . —
Appellants,
U nited S tates of A merica,
Appellee.
appeals from the united states district cou&t
FOR THE MIDDLE DISTRICT OF GEORGIA
BRIEF FOR APPELLANTS
Statement
The appellants in these five cases were indicted and con
victed for violation of 18 U. S. C. §1621, the perjury statute.
The cases arose from testimony given by the appellants
before the grand jury of the United States District Court
for the Middle District of Georgia on August 5, 1963 con
cerning an alleged meeting in the office of Attorney C. B.
King in Albany, Georgia, on July 30, 1963. Appellants
Thomas and Wells were charged with having testified
falsely that they did not attend the meeting (R. 404, 561).
Appellants Jackson and Slater King were charged with
having testified falsely that they did not recall attending
the meeting (R. 1, 824). Appellant Chatmon was charged
2
in two counts, for having testified falsely that he did not
recall attending and that he did not attend (1097).
The appellants were indicted August 9, 1963. All pleaded
not guilty September 30, 1963 (R. 2, 405, 562, 825, 1099).
On the same day identical motions to dismiss were filed
in all cases alleging inter alia that the
. . . indictment was found by a Grand Jury whose
members were selected on a basis which violated the
due process clause of the Fifth Amendment of the
Constitution of the United States, and Section 1863
of Title 28 United States Code in that race was a
factor used in the selection of the members of the
Grand Jury.
Hearing on this portion of the motions to dismiss was
held in the Macon Division on October 17, 1963 (R. 217)
before Judge Bootle. It was stipulated that certain testi
mony given at a similar hearing before Judge Elliott of
the District Court for the Middle District of Georgia
in the case of United States v. William G. Anderson, Crim
inal No. 2222, Albany Division, on October 3, 1963, would
be adopted as a part of the record in these five cases (R.
219-20). This testimony is printed in the record at pages
99-182. A stipulation concerning participation of Negroes
on state court juries in counties comprising the Macon
Division (R. 71), which had been entered in the Anderson
case on October 3, 1964 was made a part of the record
in these five cases (R. 221-22), as was a similar stipula
tion of October 17, 1963 (R. 85) prepared specifically for
these cases (R. 221-22). At the hearing before Judge
Bootle, reference was also made to the government’s re
sponse to the motion to quash in the Anderson case (R.
2 2 3 - 2 4 response and^ accompanying exhibits are
printed infra as Aft Appendix to this brief. Judicial notice
A *
3
was taken of the 1960 United States Census figures relating
to adults of both races in the counties comprising the Macon
Division (R. 224).
The motions to dismiss \tare denied October 22, 1963 (R.
64). On November 18, 1963, the five defendants filed a mo
tion to quash the petit jury panel on the ground that
Negroes were systematically excluded from jury service
in violation of constitutional and statutory rights (R. 257).
The motion was overruled in open court on the same day
(R. 1112).
Each case was tried separately before a jury. At the
close of the government’s evidence in each case, the de
fense moved for an acquittal on the ground that the evi
dence was insufficient to sustain a guilty verdict (R. 348,
490, 713, 974, 1317). Each motion was overruled (R. 349,
490, 728, 976, 1317). In each case the jury rendered a ver
dict of guilty (R. 2, 405, 562, 825,1100), and in the Chatmon
case on both counts (R. 1100). On December 23, 1963,
appellants King (R. 1088) and Wells (R. 814) were sen
tenced to imprisonment for a year and a day; appellants
Thomas (R. 547) and Chatmon (R. 1446) were given sus
pended sentences, with five years probation. On February
28, 1964, appellant Jackson was given a suspended sen
tence, with three years probation (R. 391). Notice of
appeal was filed on the same day as judgment and sen
tence in all five cases (R. 393, 554, 820, 1093, 1451).
The facts in these cases are closely related, but because
there were significant variations in the evidence at the five
trials, detailed discussion will await analysis of the evi
dence in the Argument. Only the background is supplied
here.
-— July and August^the Grand Jury of the United
States D istncr^m rrrT orthe Middle District of Georgia
4
was investigating the activities of the Albany Movement,
a well known civil rights organization, with respect to the
picketing of Carl Smith’s} store in Albany. Smith had been
a member of a jury which decided a case adversely to a
Negro. The grand jury was investigating the possibility
that the picketing constituted an obstruction of justice un
der 18 U. S. C. §1503 (R. 475). Several persons associated
with the Albany Movement were subpoenaed to appear be
fore the grand jury on July 31, 1963. The five appellants
were among these persons.
On July 30, 1963, a number of those who had been sub
poenaed appeared at various times in the office of Attorney
C. B. King between 4:00 and 6:30 p.m. Attorney King’s
law clerk, Miss Elizabeth Holtzman, gave a talk on federal
grand juries, and some discussion of the subject followed.
On August 5, 1963, the appellants appeared before the
grand jury and were asked, with varying degrees of
specificity, about their participation in this gathering.
These indictments followed.
The facts regarding jury selection, brought out at the
hearing of October 17, 1963, are as follows:
The Macon Division of the Middle District of Georgia
covers 18 counties with an adult population in 1960 of
211,306, of whom 73,014 or 34.5 per cent were Negro (App.
2a, App. B). The federal jury list, from which all grand
and petit jurors are taken (R. 108), contains 1,985 names,
including only 117 Negroes, or 5.8 per cent (R. 223, App.
2a).1 This list was compiled in 1959 and has not been
revised significantly since then (R. 111). On the previous
federal jury list, there were 1,837 names including 137
Negroes, or 7.45 per cent at a time when Negroes repre-
1 Of the 1,985 persons on the jury list, the race of only 5 is
unknown (App. 16a).
5
scnted approximately 38 per cent of the population.2 In
1940, 45.1 per cent of the population of the Division was
Negro, but only 3.21 per cent of those on the federal jury
list were Negroes.3
The federal figures correspond closely to those of iurg-
lists of state courts in the same -eightee^counties. Among
the 13 counties for which complete figures are available,
there are 3,889 persons on grand jury lists, including only
57 Negroes or 1.5 per cent (R. 96). In 11 counties no
Negro ever served on a grand jury (R. 87). In the 10
counties from which figures were obtained, there '^©rjp'^103
persons on the traverse jury lists, but only 182 Negroes,
or 2.56 per cent (R. 94-95).
Q j^
The 1959 federal jury list was compiled by Mr. John P.
Cowart, Clerk of the Middle District, Mr. Walter Doyle,
Deputy Clerk, and Mr. William P. Simmons, Jury Commis
sioner, all of whom are white. The starting point was the
1952 federal jury list (R. 112), which had been revised
only in 1957 to add some women’s names (R. 111). On the
1952 list, red c’s appeared after the names of some Negroes
(R. 112). The 1959 revision was accomplished in the same
manner as previous revisions. Mr. Doyle went into each
county with a copy of the 1952 list and checked with local
court officials on the status of jurors on that list (R. 109,
141-142). Those who were no longer eligible for jury ser
vice because of death, disability, change of residence or
2 Brief for Appellant, Rabinowitz v. United States, Fifth Cir
cuit, No. 21,256, 1964, citing pp. 93a, 289a of the record. This
Court may take judicial notice of its own records. Lunsford v.
Comm’r of Internal Revenue, 212 F. 2d 878, 881 (5th Cir. 1954);
Tucker v. National Linen Service Corp., 200 F. 2d 858 (5th Cir.
1953), cert, denied, 346 U. S. 817; Ellis v. Cates, 178 F. 2d 791
(4th Cir. 1949), cert, denied, 339 U. S. 964. The Rabinowitz case
was heard in the same district court as these cases (R. 223).
3 Brief for Appellant, Rabinowitz v. United States, Fifth Cir
cuit, No. 21,256, 1964, citing p. 94a of the record.
6
some other reason were crossed off (R. 139). Mr. Doyle
also sought new names from county officials and the records
shown to him (R. 142). Independently, Mr. Cowart and
Mr. Simmons sought new names from various sources.
Questionnaires were sent to all persons whose names had
been obtained by these three men (R. 130, 160). Each new
person’s qualifications were checked according to his an
swers on the questionnaire, and those found qualified were
added to the remaining names on the previous list (R. 134,
174). The questionnaire .jPreparBiijith the aid o f Judge
Bootle (R. 134), asked tne race of each prospective" juror
(R. 115, App. 8a).
Mr. Doyle, the only official who systematically travelled
from county to county, customarily spoke with persons “in
the Clerk’s office, the Sheriff’s office, the Ordinary’s office,
the tax office, any group I could find” (R. 141), in his search
for new jurors. The local clerk “in ’most every case” would
go through the local jury list with Mr. Doyle (R. 142).
In at least 17 of the counties, the lists of property owners
in the Tax Receivers’ offices are either segregated by race
or contain c’s after the name of Negroes (R. 91-92). Mr.
Doyle also spoke to businessmen and “ladies who work in
offices” in the counties (R. 145). He claimed that he made
“a particular effort” to obtain Negro names as well as white
(R. 144), but when asked to “explain in detail how you have
gone about getting these Negro names for the jury list,”
Mr. Doyle failed to mention that he had spoken to a single
Negro (R. 144-45).
Mr. Cowart stated that the state court jury lists were
basic sources of new names for the federal list (R. 108).
He added names by asking people he knew (R. 110), but
“other than my own friends, I didn’t make any contacts
out of [Bibb] County. I sent Mr. Doyle to make those
contacts” (R. 110). Mr. Cowart could not remember the
7
name of the only Negro from who he had ever sought names
of prospective jurors outside of Bibb County (R. I l l , 120).
He did list five Negroes from whom he asked names in
Bibb County, all of whom he knew in a business capacity
(R. 121-22). He also claimed that he had white friends in
other counties who supplied him by mail and telephone with
the names of both whites and Negroes (R. 131, 134-135).
When asked why it was that most of his sources were
connected with the legal profession, Mr. Cowart said, “I
know more people amongst that walk of life than I do
amongst the Negro race and so that’s where I have to get
my information” (R. 135).
Mr. Simmons, the Jury Commissioner, also added names
which he received from his acquaintances (R. 157). He said:
I inquired, naturally, of people that I knew and
whose reputation I knew. So quite undoubtedly I was
confining myself to people whose integrity and char
acter I respected and whose judgment I would have
respect for. They were people mostly whose paths
I happened to cross occasionally in a business way . . .
including civic work and various things of that sort.
* # • • •
. . . my contacts were heavier, of course, with the
white race because my association was greater with
that particular group, but there certainly was no effort
to concentrate exclusively on any one segment of the
population (R. 158).
Mr. Simmons claimed that he asked both whites and Negroes
for the names of persons of both races (R. 158), but he did
not mention by name any Negro to whom he had spoken
on this matter. Mr. Simmons set very high standards of
reputation, integrity, and intellect for prospective jurors
(R. 157, 158, 159, 161, 166, 172, 173). “We wanted an out-
8
standing blue ribbon jury list . . . ” (R. 173). When asked
if he had spoken with any Negroes in Hancock (R. 166-67),
Peach (R. 167-68), Crawford (R. 171), Twiggs (R. 170)
or Jasper (R. 171) Counties, all having a high proportion -
of Negroes, Mr. Simmons stated that he had not. “Unfortu
nate as it may be, I think the Negro community in those
counties does not qualify on the grounds that we set up,
of intelligence, integrity and ability to serve on those
grounds alone” (emphasis added) (R. 177).
Five Negroes served on the grand jury of 23 which
indicted the appellants (R. 144). Mr. Doyle could recall
no other grand jury since 1937 which included as many
as 5 Negroes (R. 147). The testimony concerning service
of Negroes on petit juries in the Macon Division was not
definite. Mr. Cowart stated that he had seen at least one
Negro on almost every jury that he had observed (R. 104),
but he could recall only two specific instances since the
1930’s (R. 107). In these jgt^'cases, ail Negroes^ were chafT""”"̂
lenged by the government, and appellants were tried by 5
all white petit juries (R. 418).
dismiss the indictments and the motion to quash the petit
jury panel on the ground that Negroes were systematically
from jury service.
1 on the ground of insufficiency of the evide;
the Wells case, the district court erred in overruling
is based on the attorney-client privilege.
Specifications of Error
1. The district court erred in denying the motions to
le district court erred in denying the motior
9
A R G U M E N T
' I.
The Grand Jury That Indicted These Five Negro Ap
pellants and the Petit Juries That Found Them Guilty
Were Drawn From a List Which Included Only a Token
Number of Negroes and Was Compiled in a Manner In
consistent With Due Process of Law and Other Rele
vant Federal Standards.
Few principles of fundamental law have required judi
cial application more often than the one controlling these
cases—that systematic exclusion of Negroes from the grand
or petit jury requires reversal of the conviction. See, e.g.,
Strauder v. West Virginia, 100 U. S. 303, Arnold v. North
Carolina, 376 U. S. 773. Most of the cases have been de
cided under the equal protection clause of the Fourteenth
Amendment, which binds the states. These five cases come
under the due process clause of the Fifth Amendment, 28
U. S. C. §1863(c),4 and rules laid down by the Supreme
Court governing the selection of juries in federal courts.
A. Constitutional Standards of Jury Selection Have Been
Violated, Resulting in Only Token Inclusion of Negroes.
Appellants’ case begins with the wide disparity between
Negro representation in the population of the 18 counties
in the Macon Division and the token numbers of Negroes
on the federal jury list. Negroes constitute 34.55 per cent
of the adult population but less than 6 per cent of those on
the jury list. In Speller v. Allen, 334 U. S. 443, where 38
per cent of the population but only 7 per cent of those on
4 28 U. S. C. §1863 (c) provides, “No citizen shall be excluded
from service as grand or petit juror in any court of the United
States on account of race or color.”
10
the jury list were Negroes, the Supreme Court required an
explanation by those who denied discriminating, and the
Court affirmed only because a nondiscriminatory method of
selecting jurors was shown to have been followed.
Even more shocking than the statistics, however, is the
evidence on the methods used by the federal officials in the
Macon Division to select persons for the jury list. One
vice of the system sufficient to require reversal under
Cassell v. Texas, 339 U. S. 282; Hill v. Texas, 316 U. S.
400; and United States ex rel. Seals v. Wiman, 304 F. 2d
53 (5th Cir. 1962), cert, denied, 372 U. S. 924, is the reliance
of the Clerk, Deputy Clerk and Jury Commissioner on the
recommendations of their white friends. Although these
officials were responsible for finding eligible jurors in
eighteen counties, none of them sought names from any
Negroes, with one possible exception (R. I l l ) , in any of
the ■ggwntean^counties outside of Bibb County. Surely,
their claims that they always asked their white sources for
Negro names as well as white names fall far short of ex
cusing their dereliction of duty in not developing sys
tematic methods of gathering the names of Negroes as
well as whites. This Court is aware of conditions in segre
gated, Deep South communities, see Whitus v. Balkcom,
■333 F. 2d 496_X5th Cir._19^4); United States ex rel. Goldsby
v. Harpole, 263 F. 2d 7 r (5th Cir. 1959), cert, denied, 361
U. S. 838; it cannot be presumed that a white jury com
missioner’s white friends will provide a fair distribution
of white and Negro jurors.
Another practice of the federal officials that operated
with particularly discriminatory effect against Negroes
was the use of state court jury rolls in the 18 counties.
These rolls contained so few Negro names, approximately
2 per cent (R. 86, 94-95), that their use was as unaccept
able as the practice condemned in Seals of taking names
11
from membership lists of white organizations. In fact, the
grand jury lists in 6 counties were totally barren of Negro
names (R. 86), and some of these counties had the highest
' percentages of Negroes in their population (App. B). These
state court jury rolls were considered by Mr. Cowart to be
a basic source of names for the jury roll (R. 108).
All of the sources used by the federal officials were seri
ously weighted against the Negro. The 1952 federal list,
which formed the basis for the 1959 revision, had only a
minimal percentage of Negroes. The county officials with
whom Mr. Doyle checked were white. The county jury rolls
were almost completely restricted to white persons. Mr.
Cowart’s friends in the outlying counties, whom he con
tacted by mail and telephone, were white; the Negro ac
quaintances whom he contacted in Bibb County included
only a doorman, funeral director, tailor, and home demon
stration agent. Mr. Simmons, relying on his reputable
friends in all 18 counties, acknowledged that he had to rely
on white persons to supply names. No wonder there was
a disparity between Negro representation in the popula
tion and the incidence of Negro names on the jury roll I
Appellants established the existence of a discriminatory
selection system producing discriminatory results. There
being no need to prove intentional discrimination, but only
a system operating in a discriminatory manner, Hill v.
Texas, 316 U. S. 400, Akins v. Texas, 325 U. S. 398, United
States ex rel. Seals v. Wiman, 304 F. 2d 53 (5th Cir. 1962),
appellants have carried their burden. But that does not
complete their case, for this record offers uncontrovertible
proof that the opportunity for discrimination was built
into the jury system.
No juror is placed on the list until he has submitted a
questionnaire containing a space for designation of race.
This questionnaire was used in the 1959 revision, and the
12
questionnaires of all 1985 jurors on that list are presently
on file in the clerk’s office (App. la). Only 5 failed to fill
in the racial blank (R. 16a). This means that each pro
spective juror’s race is known when his qualifications are
being passed upon, and, further, that any juror’s race can
be ascertained at any time. In Avery v. Georgia, 345 U. S.
559, where pink and wffiite cards were used to differentiate
Negro and white jurors, the Supreme Court reversed with
out evidence that state officials availed themselves of this
opportunity for discrimination. It was enough that the
practice made “it easier for those to discriminate who
[were] of a mind to discriminate.” 345 U. S. at 562.
Since the questionnaires cover all jurors, it is unneces
sary to mention other racial markings, but their pervasive
ness is revealing. Red c’s were found on the 1952 jury list.
When confronted with this reality by defense counsel, Mr.
Cowart explained that Negroes’ names were marked when
they appeared in the courtroom and that he still followed
the practice (R. 112). On cross-examination by friendlier
government counsel, he expressed amazement at the mark
ings and disclaimed any connection with them (R.> 124-25).
It is also of some significance that state traverse jury rolls,
which are used by Mr. Doyle to gather names, are required
by Georgia law to be taken from tax lists, Ga. Code Ann.
§59-106, which are kept on a segregated basis in at least
17 counties in the Macon Division (R. 91-92). Under the
recent decision in Hamm v. Virginia State Board of Elec
tions, 230 F. Supp. 156 (E. D. Va. 1964), aff’d ----- U. S.
----- , 33 U. S. L. Week 3151 (October 26, 1964), the prac
tice of keeping segregated tax and voting records violates
the Fourteenth Amendment.
The appellants have established a prima facie case of
discrimination, which the Government has not adequately
rebutted. Its only evidence was the testimony of Jury
Commissioner Simmons, who stated that a smaller per
centage of Negroes than whites were qualified for jury
service (R. 176). From his reading of the newspapers and
general knowledge he had concluded that there was in
finitely more illiteracy amon£ the Negro group” (R. 174).
Although he recited his educational credentials, member of
the Bibb County Board of Education and the Governor s
Committee on Efficiency and Economy and trustee of Wes
leyan College (R. 175), Mr. Simmons offered no figures
to support his generalized conclusions and acknowledge
that he had made no serious study of the situation (R. 177).
Moreover, his testimony is considerably weakened by the
admission that he had not spoken with any Negroes con
cerning jury service in many of the counties where the
most Negroes resided (R. 166-72). He was satisfied that the
“Negro community” did not qualify according to his stand
ards (R. 172), which, incidentally, were considerably higher
than the jury qualifications set forth in 28 U. S. C. §1861;
he did not seem to be concerned about whether Negro indi
viduals were qualified. Finally, in opposition to Mr. Sim
mons’ vague statements was the testimony of Mr. William
Randall, a contractor who knew many Negroes in the 18
counties. He stated that many Negroes in those counties
were qualified for jury service (R. 150-54).
Nor has the government justified the jury system in the
Macon Division by showing that 5 Negroes were on the
grand jury that indicted appellants (R. 144). A jury-
system cannot be judged according to the racial composi
tion of a single grand jury ; if it could, a Negro could claim
discrimination whenever no Negroes were on his jury no
matter how fairly the system was administered. The rele
vant consideration is that only 5.89 per cent on the jury
roll were Negroes as the result of a discriminatory selection
process. In that situation the appearance of 5 Negroes on
a grand jury of 23 could be expected to occur only very
13
14
rarely. In fact, Mr. Doyle, Deputy Clerk since 1937, could
recall no previous instance in which there were 5 or more
Negroes on a grand jury (R. 147). As this Court ruled in
Collins v. Walker, 329 F. 2d 100 (1924), cert, denied,-----
U. S. ----- , 33 U. S. L. Week 3169 (November 9, 1964),
the deliberate inclusion of Negroes is as discriminatory
and invalid as systematic exclusion. See also Cassell v.
Texas, 339 U. S. 282, 287.5
B. The Grand and Petit Juries W ere Not Selected in
C onform ity W ith Standards of Procedural Fair
ness A pplicable in Federal Courts.
This case, having been tried in a federal court, is gov
erned by principles laid down by the Supreme Court in
the exercise of its “power of supervision over the adminis
tration of justice in the Federal courts.” Thiel v. Southern
Pacific Co., 328 U. S. 217, 225. As Justice Jackson wrote
in Fay v. New York, 332 U. S. 261, 287, “Over federal pro
ceedings we may exert a supervisory power with greater
freedom to reflect our notions of good policy than we may
constitutionally exert over proceedings in state courts,
and these expressions of policy are not necessarily em
bodied in the concept of due process.”
Decisions of the Supreme Court have firmly established
the principle that federal juries must be fairly drawn from
a cross-section of the community. Thiel v. Southern Pacific
Co., supra; Ballard v. United States, 329 U. S. 187; Glasser
v. United States, 315 U. S. 60. There can be no exclusion
of economic, social, religious, racial, political, or geo
graphical groups. “Recognition must be given to the fact
that those eligible for jury service are to be found in
v. Southern Pacific Co., 328 U. S. 217, a case tried in a
federal court, held that the presence on the jury of 5 members
of the working class could not defeat a challenge to the jury
system orj thq ground that such persons were excluded.
every stratum of society.” Thiel v. Southern Pacific Co.,
328 U. S. at 220. The record in these f iw ^ se s discloses
a total disregard of this mandate. r* —----------
Jury Commissioner Simmpns insisted on finding jurors
who met high standards of reputation, integrity, and in
tellect (R. 157, 158, 159, 161, 166, 172, 173). “We wanted
an outstanding blue ribbon jury list . . . ” (R. 173). These
standards bear virtually no relation to the qualifications
of federal jurors set out in 28 U. S. C. §1861, as amended
by the Civil Rights Act of 1957. Mr. Simmons was under
the impression that it was his duty to seek only the “best”
jurors (R. 172). This is understandable in view of the
fact that Georgia jurors must be “the most experienced,
intelligent, and upright citizens,” Ga. Code Ann. §59-106,
and before 1957 federal jurors had to meet state require
ments.6 However, it does not excuse the Jury Commis
sioner. It was his job to select jurors representing a cross-
section of the community. By failing to do so he excluded
Negroes and probably a great many white persons of the
lower social, economic and intellectual groups. Whether
this exclusion was intentionally discriminatory or the re
sult of misplaced conscientiousness, the harm to the jury
system is the same. Glasser v. United States, 315 U. S. at
86; Dow v. Carnegie Illinois Steel Corp., 224 F. 2d 414,
424 (3rd Cir. 1955).
15
6 Since the 1959 federal jury list included all persons on the
1952 list who had not become disqualified (R. 134, 174), it is
evident that the present (1959) federal list consists in large part
of names chosen according to the Georgia law on jury qualifica
tion law. None of the federal officials indicated any change in
their selection procedure following 1957. It may be concluded,
then, that the present federal jury list reflects no effort to obtain
a crpss-section of the community.
•hfiOATE-
16
II.
In the King and Jackson Case? the Evidence Was In
sufficient to Sustain a Guilty Verdict.
A. Appellant Slater King
The statements of appellant Slater King before the grand
jury which are alleged to have been false are the following:
Q. Have you attended any mass meeting or meet
ing where one or more people were in attendance,
where it was being discussed about the fact that cer
tain ones were going to have to appear before the-
grand jury in Macon, Georgia? A. I don’t recall
(R. 960).
* • * # •
Q. I would like to ask you if you have attended any
type of meeting or any type of get together during the
week of July 29, 1963 through August 2, 1963 wherein
or wherein others discussed the fact that this grand
jury was in session here in Macon, Georgia? A. I
don’t recall doing so (R. 962).
In order to convict there must have been sufficient evi
dence for the jury to conclude beyond a reasonable doubt
that there was a meeting of persons in the office of C. B.
King on July 30, 1963 who discussed testimony to be given
before the grand jury; that Slater King was present at that
meeting and at the time thought of himself as being in at
tendance at and participating in the meeting; that while
testifying before the grand jury Slater King remembered
having attended the meeting and falsely testified that he
did not recall attending. In a perjury case, the govern-
ment’s burden of proof is extremely heavy. Paternostro v.
United States, 311 F. 2d 2 9 8 ^ rd Cir. 1962). In a case of
this type, where several elements of proof relate to the de-
17
fendant’s state of mind, the evidence must be particularly
strong. Fotie v. United States, 137 F. 2d 831 (8th Cir.
1943). The evidence before the jury in Slater King’s trial
falls far short of that requirement.
The government presented three witnesses. The first was
Mrs. Butler, the secretary of Attorney C. B. King. Mrs.
Butler outlined the general situation in C. B. King’s office
on the afternoon of July 30, 1963, describing the physical
properties of the office 6 and stating how many persons were
in the office and for what purposes, but she gave practically
no testimony that in any way incriminated Slater King.
She testified that Slater King arrived at the office between
5:15 and 5:30 and remained there for a period of 10 or 15
minutes (R. 866). Mrs. Butler stated that during the hours
following 4:00 o’clock on that afternoon, there were between
6 and 18 persons in the office of C. B. King, including some
who had been subpoenaed to appear before the grand jury
(R. 868). Mrs. Butler explained that she called Slater
King, the brother of Attorney C. B. King, requesting him
to bring some chairs to the office (R. 869) as she had done
on occasions in the past (R. 886). In response to her call
Slater King and others did take a number of chairs to C. B.
Kings office (R. 869). Mrs. Butler stated that at the time
Slater King was in the office appellant Jackson, appellant
Thomas, one Emma Perry, one Sego Gay and Miss Holtz-
man were present in the office, as were six or seven trustees
of Mount Olive Baptist Church, including Mrs. Dora White
(R. 877-880). Mrs. Butler also testified that during the
afternoon, Miss Holtzman addressed a number of them in
the inner office of C. B. King on the rights of witnesses ap
pearing before federal grand juries (R. 871). She did not
state that Slater King was present during this talk.
' Attorney C. B. King’s office consisted of two rooms, a reception
his secretary worked and Attorney King’s inner office
18
Mrs. Butler testified that two conferences had been sched
uled for the afternoon of July 30, 1963, one with the trus
tees of Mount Olive Baptist Church concerning recovery of
money resulting from the burning of their church and one
scheduled with Thomas Chatmon, the purpose of which she
did not recall (R. 881). Attorney C. B. King had spoken on
the telephone to Mrs. Butler and to Miss Holtzman asking
Miss Holtzman about the research that she had done on
grand juries (R. 883-84). Mrs. Butler also stated that Miss
Holtzman’s research on grand juries was the subject of the
afternoon conference which was held (R. 884).
On cross-examination, Mrs. Butler stated that she called
Slater King at approximately five o’clock and requested
him to bring the chairs, but had not discussed the subject
matter of any meeting being held (R. 886). She also stated
her belief that at the time Slater King arrived in the office,
Miss Holtzman had finished her talk about grand juries
(R. 886). Mrs. Butler twice repeated her testimony that
Slater King was there from 10 to 15 minutes (R. 887, 892).
She also stated that while in the office Slater King received
three telephone calls (R. 890) and that he had spoken with
a Mr. Edwards about the problems of the Mount Olive
Baptist Church (R. 891). She also stated that she did not
remember Slater King having said anything in particular
to anyone in C. B. King’s inner office (R. 892).
Mrs. Butler’s testimony establishes at the most that a
number of persons were in the inner office of C. B. King
listening to a talk on federal grand juries by Miss Holtz
man and discussing the subject and that for a short time
Slater King was in some part of Attorney C. B. King’s of
fice. Her testimony explains the reason for Slater King’s
visit and in no way indicates that Slater King participated
in the gathering in the inner office or that he did anything
to lead him to believe that he had attended a meeting.
19
The government’s second witness was Edward Bryant,
Jr. He testified that he arrived at C. B. King’s office at
approximately 4 :45; that while he was there a white girl
read something off a paper; that he remained forty minutes
and that Slater King was present in the office during Bry
ant’s entire stay (R. 899-904). He did not state specifically
that Slater King was in the inner office where the confer
ence was proceeding. Bryant remembered some persons
talking during the discussion while he was there, but he
did not remember Slater King’s having spoken with anyone
(R. 913). An extremely nervous witness, Bryant had diffi
culty making himself heard (R. 906).
Bryant’s testimony can be considered incriminating in
only one respect; his statement that Slater King was in
C. B. King’s office for at least forty minutes could tend to
indicate that Slater King’s time was not taken up entirely
with setting up chairs, speaking with trustees of the burned
church, and receiving and making telephone calls. How
ever, Bryant’s testimony conflicts very strongly, not only
with King’s testimony in behalf of himself, but with the
two chief witnesses of the government, Mrs. Butler and
Miss Holtzman. Mrs. Butler testified three times that
Slater King was in the office for 10 to 15 minutes (R. 866,
887, 892). Miss Holtzman testified that Slater King was
there for 15 to 20 minutes or possibly a few minutes more
(R. 937-38). Certainly, the government is not at liberty to
select bits and pieces from the conflicting testimony of its
three witnesses in order to make out its highly circumstan
tial case. See McWhorter v. United States, 193 F. 2d 982
(5th Cir. 1952).
The third government witness was Miss Elizabeth Holtz
man, law clerk to Attorney C. B. King. She stated that a
conference or a series of appointments was scheduled for
*
20
'V>
< \0
the afternoon of July 30, 1963; that she had spoken on the
telephone with Attorney C. B. King about her research and
the subject of the conference, which was the functions and
structure of the federal grand jury (R. 925-927). She did
not state that any appointment had been made for Slater
ing during that afternoon.
testified that Slater King arrived at apppomr
p.m. She was constantly in C. B. King’s inner office
at all relevant times and when she saw Slater King he was
in the inner room (R. 933-934). Slater King was not in the
office before he brought up the chairs pursuant to Mrs.
Butler’s request (R. 940). Miss Holtzman remembered no
conversation with Slater King. She stated that he probably
was speaking to people around him, but that she could not
definitely remember and she did not mention any subject
of conversation (R. 940). She testified that Slater King
was in Attorney C. B. King’s office (whether she meant the
inner room as opposed to the office consisting of two rooms
was not brought out) for a period of 15 to 20 minutes or
possibly a few minutes more (R. 938, 940). She also stated
that he received some telephone calls (R. 941).
Completely lacking from this case is any direct testimony
that Slater King was in the inner office of Attorney C. B.
King for any appreciablewlength of time or that he spoke
with anyone concerning the appearance of witnesses before
the grand jury or that he heard others discussing this sub
ject. In fact, there iaTSroof that he was informed of the
5ose of the gathering in Attorney C. B. King’s office on
the afternoon of July 30, 1963. This alone, of course, suffi
ciently demonstrates the utter inadequacy of the evidence
presented by the government.
What makes the case even more suspect, of course, is the
absence of specificity in the questions asked of Slater King
before the grand jury. He was not asked whether he was
/■"i
. A
21
in the office of his brother during that afternoon, or why he
had gone there, or for how long he had remained, or whom
he had seen or with whom he had spoken. He was asked if
he had attended a meeting during which it was discussed
that certain persons werd going to have to appear before
the grand jury. Neither of the relevant questions asked
him before the grand jury made any specific reference to
the afternoon of July 30, 1963.
Everything in the record is consistent with Slater King’s
own testimony during his trial. He stated that he was in
his brother’s office for between 15 and 23 minutes; that he
had been called and requested to take some chairs; that he
had done so, making two or three trips with chairs; that
he engaged in perfunctory, casual conversation with vari
ous persons in the office, including some trustees of the
burned church; and that he received and made several tele
phone calls (R. 979-81). He stated, “I have no recollection
as to whether anyone discussed with me as to the grand
jury hearing in Macon” (R. 981). When asked if he ever
considered himself as being in attendance at any meeting
in the office he responded:
No not at all, because there was no one who was keep
ing minutes; there was no privacy; the door was com
pletely open into the anteroom; there was people mov
ing and getting up; and I did not consider myself at a
meeting of any kind because I didn’t go for a meeting.
I went for one purpose, to take the chairs, to get back
to the office because there were people waiting on me
there (R. 983).
Slater King testified that he sat down in the inner office
for a short time but did not consider himself participating
in any meeting (R. 984-85). Several character witnesses
testified as to his veracity (R. 1018-26).
The evidence presented by the government must exclude
every other hypothesis than that of the defendant’s guilt.
Paternostro v. United States, 311 F. 2d 298 (5th Cir. 1962);
Beckanstin v. United States, 232 F. 2d 1 (5th Cir. 1956);
United States v. Rose, 215 F. 2d 617 (3rd Cir. 1954); United
States v. Neff, 212 F. 2d 297 (3rd Cir. 1954). The proof in
this case does not exclude the possibility that Slater King
was telling the truth both before the grand jury and the
trial jury. The government’s case is in no way inconsistent
with Slater King’s entirely plausible version of the events
of July 30, 1963.
B. A ppellant Jackson
Appellant Jackson testified before the grand jury that
after receiving her subpoena she did not remember discuss
ing her prospective testimony before the grand jury (R.
332, 338-39); that she did not remember going to the office
of C. B. King on July 30, 1963 (R. 341); that she did not
remember specifically going to the office on any given day
although she may have been in the office from time to time
(R. 344), and that she did not remember seeing Attorney
King’s secretary on July 30, 1963 (R. 345).
The evidence against Mrs. Jackson is particularly weak.
Mrs. Butler testified about the general circumstances of the
gathering (R. 291-93); that Miss Holtzman spoke on the
rights of witnesses appearing before federal grand juries
(R. 2 9 ^ and that Mrs. Jackson was in the office of C. B.
King for 15 to 25 minutes, having arrived between 5 :30 and
6:00 p.m. (R. 294).
Miss Holtzman testified concerning her instructions from
Attorney King (R. 303) and her resulting talk to a number
of persons about the functions and composition of the
grand jury (R. 303-305). She also stated that Mrs. Jackson
22
23
was in the office of C. B. King during part of the time (R.
306).
The only witness who testified directly that Mrs. Jackson
actively participated in the,meeting Avas EdAvard Bryant,
Jr. He stated that in addition to Miss Holtzman, 3 persons,
including Mrs. Jackson, spoke about prospective testimony
before the grand jury (R. 314). Bryant’s testimony, how-
eArer, was thoroughly destroyed on cross-examination.
After Attorney Hollowell confronted Bryant with prior
conflicting testimony about the time when he arrived at____
Attorney King’s office (R. 319-323); and further cross- 7
examination exposing Bryant’s incredibly poor recollection
of events, the folloAving colloquy occurred:
Q. I say you don’t remember anything that was ac
tually talked about at any timet A. No, I don’t.
Q. At that meeting, do you! A. No (R. 330).
It is submitted that neither of the credible witnesses, Mrs.
Butler and Miss Holtzman offered any direct proof that
Mrs. Jackson actively participated in a meeting concerning
testimony before the grand jury to such an extent that Mrs.
Jackson Avould probably haA’e remembered when she Avas
asked about it before the grand jury. Neither testified that
Mrs. Jackson was present during Miss Holtzman’s talk, nor
that Mrs. Jackson engaged in any conversation with anyone
on the subject. Bryant’s testimony must be discarded
entirely. A conviction for perjury requires direct evidence
by two witnesses or direct testimony of one witness cor
roborated by trustworthy testimony of another. Wetter v.
United States, 323 U. S. 606; McWhorter v. United States,
193 F. 2d 982 (5th Cir. 1952). Moreover, proof in perjury
cases must be of a highly convincing nature. Patemostro
v. United States, supra; United States v. Neff, supra. The
24
government’s evidence did not meet these requirements and
the motion for acquittal should have been granted. In the
alternative, it is submitted that the presence in the case of
Bryant’s testimony, extremely incriminating in nature but
totally discredited on cross-examination, was highly preju
dicial to the defendant, and a new trial should be granted.
III.
In the Wells Case the District Court Erroneously Overw
ruled Objections to Testimony that Came Within the
Attorney-Client Privilege.
The indictment against appellant Wells charged him with
having “testified in substance . . . that he did not attend the
meeting held in the office of Attorney C. B. King in Albany,
Georgia, on the afternoon of July 30, 1 9 6 3 and that this
statement was known to be false. At the grand jury hear
ing, however, Rev. Wells was not asked specifically about
the meeting at Attorney King’s office, but rather whether
he had attended a meeting or had participated in a discus
sion with anyone concerning the appearance before the
grand jury (R. 700-705). Thus, in order to connect the
questions as asked with the charge in the indictment, the
government had to prove at trial, first, that Rev. Wells had
gone to Attorney King’s office, second, that he had partici
pated in a meeting or discussion of the grand jury investi
gation while there, and third, that he considered himself as
thus having participated when he answered “no” to the
questions propounded.
That Rev. Wells did go to Attorney King’s office is not
contested, and he never at any time denied that fact. The
main question, therefore, is whether he participated in a
discussion while there. Two government witnesses, Mrs.
Butler and Miss Holtzman, testified as to the subject mat
25
ter of the meeting at Attorney King’s office and Rev. Wells’
participation in it.7 In both instances an objection was
made that the testimony was privileged as relating to con
fidential communications between an attorney (here an at
torney’s agent) and his clients. It is appellant’s contention
that this testimony should have been excluded, and that had
it been the government would have failed to have met its
burden of proving that Rev. Wells had participated in a
discussion of the grand jury. In the alternative appellant
contends that even if there was other evidence that might
support a finding that the meeting was attended, the admis
sion of the privileged testimony, particularly that of Mrs.
Butler, was so prejudicial as to require a new trial.
Mrs. Butler was first asked the subject matter of Miss
Holtzman’s talk to the group assembled in Attorney King’s
office. She answered that it was with reference to witnesses
before the grand jury (R. 641). An objection to this testi
mony was overruled on the ground that the subject matter
of the attorney-client relationship was not privileged
(R. 642). That such is the law is questionable, but since it
is clear from the record that Rev. Wells was not present
at the time the statement was made, and that Mrs. Butler
did not know whether the statement of Miss Holtzman had
been brought to his attention, this evidence does not prove
Rev. Wells’ participation.
Similarly, Miss Holtzman was asked about the subject
matter of her talk, and this question was objected to but
allowed (R. 684-88). Miss Holtzman made it clear that
Rev. Wells was not present when she made her talk
(R. 695), and that she did not remember whether Rev. Wells
7 The testimony of Rev. Wells himself at his trial is inconclusive
on this point. He said that he might have spoken to the people
there about his subpoena, since he had mentioned it to nearly
everyone he met, but his recollection was not clear (R. 760-64).
26
had said anything to the group, or what the substance was
of any remarks he might have made (R. 690, 696). Again,
this testimony only shows that Reverend Wells was at At
torney King’s office; it fails to prove the crucial link, viz.,
that he participated in a discussion concerning the grand
jury.
The one piece of testimony that clearly said that Rev.
Wells did talk about the grand jury hearing was given by
Mrs. Butler. She was asked whether Rev. Wells talked to
the group in Attorney King’s inner office. She said that he
did say something to the people that were sitting near him,
but not to the entire group. The government then asked
what he was saying:
A. Now, as to what he was saying, I really couldn’t
say. I believe—No—he explained the conditions under
which he felt that he had received his subpoena (R. 655-
56).
The question and answer were objected to, again on the
ground of attorney-client privilege, but the court overruled
the objection and allowed the witness to continue telling
what Rev. Wells had said (R. 656-660).
The attorney-client privilege extends not only to com
munications to the attorney himself, but to his agents, par
ticularly his law clerks and secretaries. 8 Wigmore $2301
(McNaughton rev. 1961). Thus, any communications to
Mrs. Butler and Miss Holtzman would ordinarily be privi
leged.
In most cases, however, the privilege is destroyed if
third persons are present when the communication is made,
since it is not then confidential. An exception to the rule
is generally recognized when the other persons are also
clients or other persons with an interest in the matter
27
under discussion. As to third persons, the communication
made by them in the course of a conference with the attor
ney (or his agent) do come within the scope of the privi
lege. Baldwin v. Comm’r of' Internal Revenue, 125 F. 2d
812 (9th Cir. 1942); see also Anno. 141 A. L. R. 548, 564-
State v. Archuleta, 29 N. M. 25. 217 Pac. 619 (1923); State
v. Emmanuel, 42 Wash. 2d 799, 259 P. 2d 845, 854-55 (1953).
Applying these rules to the facts in the present case, the
following appears. The meeting in Attorney King’s office
was for the purpose of giving those in attendance advice,
hrough Mr. King’s agent, concerning their rights and du
ties before the grand jury. Although it is not clear just
who was in attendance when Reverend Wells was there, all
m the inner office at that time were apparently clients of
Mr. King or persons directly interested in the subject mat
ter under discussion. Mrs. Butler testified that what was
said could not be heard in the outer office (R. 644, 648)
and she indicated that she was in the inner office when she
did hear the remarks testified to (R. 657). Hence, there is
no evidence that anyone in the outer office, i.e., third per
sons not concerned with the grand jury discussion, over
heard what was said. Wells therefore made the statements
during the course of a conference between clients and other
interested persons and the attorney’s agents.
The fact that Reverend Wells apparently addressed at
least some of his Pemedm^to some of his fellow clients and
notnecessanly to the agent, would not seem to put them
outside the privilege. The policy of the attorney-client
privilege is to encourage free discussion and disclosure
between attorney and client so that the former will be fully
apprised of all the facts and circumstances of the case
Schwimmer v. United States, 232 F. 2d 855 (8th Cir. 1956)’
Where a number of clients are involved, the same policy
should apply and allow them to confer among themselves
28
and their attorney. To raise the fear of forced disclosure
of any remarks addressed to fellow clients would be to
introduce a technicality that would only serve to stifle the
freedom of discussion necessary for the obtaining of legal
advice and the resulting furtherance of justice.
For these reasons, appellant urges that the failure to ex
clude the testimony was error, and either that its proper
exclusion would have meant that there was not sufficient
evidence to connect his presence in Attorney King’s office
with his knowingly having attended a meeting in which the
grand jury appearance was discussed, or, in the alternative,
that its inclusion was prejudicial and necessitates a new
trial.
CONCLUSION
F ob the foregoing seasons the judgments below should
be reversed.
Respectfully submitted,
J ack Gbeenberg
Constance B aker Motley
10 Columbus Circle
New York, New York 10019
D onald L. H ollowell
859y2 Hunter Street, N. W.
Atlanta, Georgia
C. B. K ing
211 South Jackson Street
Albany, Georgia
Attorneys for Appellants
D orothy K enyon
F rank H. H effron
Of Counsel
29
Certificate of Service
T his is to certify that I have served a copy of the fore
going Brief for Appellants upbn Floyd M. Buford, Esq.,
United States Attorney and Wilbur D. Owens, Jr., Esq.,
Assistant United States Attorney, Macon, Georgia, Attor
neys for Appellee, by mailing copies to them at the above
address, air mail, postage prepaid.
T h is.......... day of November, 1964.
Attorney for Appellants
17a
a p p e n d ix b
(
*{> ,/ i
< " >
County
Baldwin
Bibb
Bleckley
Butts
. Crawford
Hancock
Houston
Jasper
Jones
Lamar
Monroe
Peach
Pulaski
Putnam
Twiggs
Upson
Washington
Wilkinson
Totals
Federal Jury List— Macon Division 1959
s o n X
ist< Neg
Persons
Jury List(f Negroes
from County on List
137
666
- 72
58
47
64
99
57
67
84
70
123
58 '
61
37
130
95
60
1985
8
36
2
2
5
3
7
4
5
7
5
8
3
4
1
6
6
5
117
Negro
Percentage
on List
Adult
Population
1960
Adult
Negro
Population
1960
5.8% 2368 8744
5.4% 81133 24894
2.7% 5230 1246
3.4% 4920 1878
10.6% 2948 1435
4.6% 4877 3237
6.0% . 20438 3815
7.0% 3404 1554
7.4% 4490 1983
8.3% 5708 1925
7.1% 5605 2392
6.5% 7398 3913
5.0% •>> 4546 1697
6.5% 3822 1988
2.7% 4189 1997
4.6% 13835 3315
6.6% 10041 4925
8.3% 5054 2076
5.8% 211306 73014
Population figures based on 1960 United States Census,
ury figures based on affidavits (App. 10a-16a).
Negro
Percentage
of Adult
Populatidh
1960
36.9
30.5
23.8
38.1
48.6 -11
66.3
18.6
45.6 ;
44/' '*> -
33.7
42.6 &
52.8
37.3 '•
52 /
47.6 ■
23.8
49. >
41. ' •'
34.55%
I