Brown v. Board of School Commissioners of Mobile County, Alabama Proposed Findings of Fact and Conclusions of Law of Plaintiffs Leila G. Brown, et al.
Public Court Documents
January 1, 1981
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Brief Collection, LDF Court Filings. Brown v. Board of School Commissioners of Mobile County, Alabama Proposed Findings of Fact and Conclusions of Law of Plaintiffs Leila G. Brown, et al., 1981. d7746cc9-b69a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/9b6d2725-9e6c-4689-aac8-4e61925a02fc/brown-v-board-of-school-commissioners-of-mobile-county-alabama-proposed-findings-of-fact-and-conclusions-of-law-of-plaintiffs-leila-g-brown-et-al. Accessed November 23, 2025.
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IN THE UNITED STATES DISTRICT COURT FOR THE
SOUTHERN DISTRICT OF ALABAMA
SOUTHERN DIVISION
LEILA.G. BROWN, )
et al .,
PI ai nti ffs , )
UNITED STATES OF AMERICA,
Plaintiff-Intervenor,
v. )
BOARD OF SCHOOL COMMISSIONERS )
OF MOBILE COUNTY, ALABAMA,
et al ., )
Defendants. )
PROPOSED FINDINGS OF FACT ANO
CONCLUSIONS OF LAW OF PLAINTIFFS
LEILA G.BROWN, ET AL.
This cause is before the Court on remand from the
Supreme Court of the United States and the Court of Appeals
for the Fifth Circuit. The Complaint in this action was
filed June 9, 1975. On December 9, 1976, this Court entered
judgment in favor of the Plaintiffs, concluding that the
at-large method of electing the Board of School Commissioners
of Mobile County unconstitutionally diluted the voting
strength of black citizens. Brown v. Moore, 428 F.Supp 1123
(1976). On June 2, 1978, in a short per curiam unreported
opinion, the Court of Appeals affirmed. Brown v. Moore, No.
77-1583 (5th Cir. 1978). On April 22, 1980, the Supreme
Cour* vacated and remanded the judgment of the Court of
Appeals for recon sideration in light of the decision in the
companion case, City of Mobile v. Bolden, 446 U.S. 55, 100
S.Ct. 1490 .( 1980). Will jams v. Brown, 446 U.S. 236, 100
S.Ct. 1519 (1980). On July 9, 1980, the Court of Appeals
CIVIL ACTION NO.
75-298-P
1
vacated and remanded this Court's judgment for
reconsideration in light of the Supreme Court's decision in
Bolden.
On remand* the Court denied a motion summarily to
dismiss the Complaint and gave the parties the opportunity to
present such additional evidence as they contended was
relevant to the issues to be resolved on remand. Evidentiary
hearings were conducted from April 13, to April , 1981. The
decision rendered herein is based on the evidence adduced at
both the original trial and the remand hearings.
ci ty of mobi1e v. bolden
In Ci ty of Mob i1e v. Bolden, the Supreme Court
reversed and remanded for additional proceedings the Fifth
Circuit's decision affirming the judgment of this Court that
the City of Mobile's at-large election system was
unconstitutional . Bolden v. City of Mobile, 571 F.2d 238
(5th Ci r. 1978 ), aff'g 423 F.Supp 384 (S.D. Ala., 1976 ).
However, there were six separate opinions by the justices in
Bolden, and there was no common statutory or constitutional
basis for reversal agreed to by at least a majority of the
Court. At the risk of oversimplifying, the six opinions can
be summarized as follows: Justice Stewart, joined by Chief
Justice Burger and Justices Powell and Rehnquist, voted to
reverse because he did not believe that the evidence analyzed
according to the standards of Zimmer v. McKeithen, £85 F.2d
1297 (5th Cir. 1973) (en banc) , a ff'd sub nom., East Carol!
Parish School Board v. Marshall, 424 U.S. 656 (1976),
proved an invidious legislative purpose behind Mobile's
at-large scheme, and because he believed that such invidious
2
purpose 1s necessary to establish a vote dilution claim under
the the fourteenth amendment. 100 S.Ct. at 1503. Justice
Stevens voted to reverse, even though he disagreed with
Justice Stewart and thought there was proof that racial
motives played some part in the legislative decision to
retain at-large elections, because in his view the election
plan was not unconstitutional unless it's objective effects
compel the conclusion that it was motivated solely by racial
concerns. 100 S.Ct. at 1503. Justice Blackmun voted to
reverse because he disagreed with this Court's remedial
orders, although he agreed that this Court's findings amply
supported an inference of purposeful discrimination. 100
S.Ct* at 1507. Justice White voted to affirm because he
agreed with the Fifth Circuit that the Zimmer analysis
established the requisite discriminatory purpose. 1100 S.Ct.
at 1514. Justice Marshall voted to affirm because he
believed that effective dilution violates the Constitution
regardless of the purpose behind the election plan, and, in
any event, because he believed that an invidious purpose had
been proved. 100 S.Ct. at 1520. Justice Brennan voted to
affirm because he agreed with Justice Marshall that proof of
dilutive effect is sufficient, and because, in any event he
agreed with Justices Marshall and White that a discriminatory
purpose had been proved. Id.
The inability of the Supreme Court to reach majority
agreement for the basis of its reversal leaves the following
statutory and constitutional issues unresolved in vote
dilution cases:
(1) Does vote dilution violate Section 2 of the
Voting Rights Act of 1965, as amended, 42 U.S.C. 1973, and,
if so, must invidious purpose as well as effective
discrimination be proved to establish a statutory claim?
3
Only Justice Stewart's plurality opinion addressed this
question, answering it 1n the negative. In the wake of
Bolden, one panel of the Fifth Circuit has held that Section
2. of the Voting Rights Act does prohibit intentional vote
dilution. United States v. Uvalde Consolidated Independent
School District, 62S F.2d 547 (5th Cir. 1980). A second
panel, while declining squarely to rule on the statutory
issue, stated in dictum that a Section 2 cause of action was
coextensive with the fifteenth amendment dilution claim.
Lodge v. Buxton, ___F.2d__ (5th Cir., March 20 , 1981 ), slip
op. at 4999 n. 11. But a third Fifth Circuit panel
recently adopted Justice Stewart's view and ruled that a vote
dilution claim cannot be made out under Section 2. McMillan
v . E scambl a County , ____F.2d____ (5th Cir. Feb. 19, 1981).
(2) Do black voters have a private cause of
action under Section 2 of jthe Voting Rights Act, if it does
prohibit vote dilution? None of the Bolden opinions decides
this question, and none of the post-Bolden court of appeals
decisions has addressed it. However, Uvalde holds that the
Justice•Department may challenge vote dilution under Section
2, and the United States is a piaintiff-intervenor in the
instant action.
(3) Does the fifteenth amendment prohibit
minority vote dilution, and, if so, must purposeful
discrimination be proved, or will effect alone suffice? The
Stewart plurality believed that the fifteenth amendment
guarantees nothing more than the right to register and vote
and thus does not extend to dilution claims. 100 S.Ct. at
1499. However, Justices Stevens, White and Marshall thought
that the fifteenth amendment does bar vote dilution, 100
S.Ct. at 1509, 1519, 1520. Justices B1ackmun and Brennan
did not explicitly state their positions on the fifteenth
4
amendment. 100 S.Ct. 1507, 1520. Again, there is a split
among Fifth Circuit panels on this issue: Uvalde held that
purposeful vote dilution violates the fifteenth amendment,
625 F.Zd at 552 n.3; accord, Lodge v. Buxton, supra, slip
op. at 5011. But McM111 an agreed with Justice Stewart and
took the opposite stance, Slip Op. at 4322 n. 9.
(4) Although a majority of the Justices in Bolden
(all but B1 ackmun and Brennan) explicitly agreed that
mino-rity vote dilution may violate the fourteenth amendment,
there was no majority view on whether discriminatory purpose
as well as, effect must be proved under the fourteenth or
fifteenth amendment. Contra, Lodge v. Buxton, supra, slip
op. at 5009. The Stewart plurality squarely endorsed the
need to establish invidious purpose. 100 S.Ct. at 1497,
1501. Justice Stevens would provide the fifth vote for this
view, but it cannot be presumed that he would repudiate an
effect-only standard in the future if he accepts the verdict
of the other eight justices against his unique all-or-nothing
position. See Lodge v. Buxton, supra, slip op. at 5007.
(5) This Court will follow the rule as
established by the Stewart plurality and Justice Stevens,
that, standing alone, the Zimmer factors do not prove the
constitutionally requisite invidious intent. However, the
Court notes the doubts recently expressed by at least four
Fifth C1rcuit panels about the precedential value of this
holding in Bolden when applied to other cases. See Uvalde,
supra, 62 5 F.2d at 552; Zimmer v. Edwards, F.2d
(5th Cir. 1980); Corder v. Kirksey, F.2d___ (5th Cir.,
Mar. 15, 1981), slip- op. at 4779; Lodge v. Buxton, supra,
slip op. at. 5011.
One constitutional issue that can fairly be said to
have been resolved by Bolden is the principle that racial
5
concerns need not be the sole motives behind the election
scheme to establish a violation of the fourteenth amendment.
All eight other justices seem clearly to reject Justice
Stevens' extreme view to the contrary. McMillan, supra, slip
op. at 4321.
Accordingly, on remand, the Court has received and
considered evidence from the original trial and from the
remand hearing to determine whether there has been at least
some invidious racial purpose behind either the adoption or
the maintenance of the at-large election system for the
Mobile County School Board. If proved, such discriminatory
purpose would clearly satisfy a majority of the Supreme Court
in Bolden, and would warrant entry of a judgment of
unconstitutionality at least under the fourteenth amendment.
In addition, the Court has received evidence relevant
to a constitutional theory which was not addressed by the
opinions of the Supreme Court in Bolden. This theory,
advanced by both the Plaintiffs and the United States, can be
stated as follows: Where in the past the State of Alabama
has disfranchised black citizens in violation of their
fifteenth amendment rights, federal courts have a duty to
remedy that constitutional violation by ordering the
disestablishment of even racially neutral election practices
that perpetuate the effects of the prior discrimination.
FINDINGS OF FACT
Effective Dilution of Black Voting Strength
The Court readopts the findings of concerning the
operative effects of at-large elections set out in its
6
original opinion, 428 F.Supp at 1125-32. None of these
findings was questioned or disapproved by the Court of
Appeals or by any of the six opinions by members of the
Supreme Court.
In particular, the Court reaffirms its prior ultimate
finding of fact that "the at-large election structure as it
operates in the countywide election of the school
commissioners of Mobile County substantially dilutes the
black vote in these elections." 428 F.Supp at 1132. The
Court accepts the definition of effective minority vote
dilution as enunciated by the expert political scientist in
the original trial, Dr. Charles Cotrell, and by the expert
political sociologist in the remand hearing, Dr. Chandler
Davidson: Dilution occurs when a geographical insular,
politically cohesive racial or ethnic minority group is
unable to have its electoral choices registered in the
electoral process because over a significant period of time
bloc voting by a substantial majority group consistently
defeats the candidates or issues favored by the minority
group. Where such minority vote dilution occurs with the
degree of severity demonstrated by the evidence in this case,
the white majority will be able to select all of the members
of a multi-representative local govermental body, while the
black minority will be able to select none. Analysis of the
political campaigns and elections of representative bodies in
Mobile County since 1962, when blacks first became a
significant political force since Reconstruction times, shows
that the candidates and issues favored by black voters or
otherwise associated with black c ommun i ty interests have been
uniformly defeated by a bloc-voting white electorate.
Analysis of the election returns for several national and
local offices in 1980, including the unsuccessful candidacy
7
of Frankie Fields Smith, a black lawyer who sought the office
of Circuit Judge of Mobile County in 1980, demonstrates that
the pattern of racial vote dilution continues in Mobile
County to the present time.
Dilution As a Continuing Effect Of
De-Jure Discrimination____
The Court previously found, as a matter of fact, that
“past discrimination has helped preclude the effective
participation of blacks in the election system today in the
at-large system of electing school commissioners." 428
F.Supp at 1132. This official discrimination against blacks
in Mobile County prevailed until the very recent past.
Blacks were discouraged by state officials from registering
and voting at least until 1965. This Court ordered the
desegregation of Mobile's police force in 1971. Allen v .__
City of Mobile, 331 F.Supp 1134 (S.D. Ala., 1971), aff1 d 466
F .2d 122 (5thCi r. 1972), cert, denied, 412 U.S. 909 ( 1973 ).
Black citizens were unconstitutionally excluded from .juries
in Mobile County as recently as 1973. Preston v.__
Mandev111e, 479 F.2d 127 (5th Cir. 1973). As recently as
1970, another judge of this Court was forced to threaten
members of the Board of School Commissioners of Mobile County
with $1,000.00 per day contempt fines for their refusal to
comply with orders to desegregate the public schools. Brown
v. Moore, supra, 428 F.Supp at 1130. To date, no order has
been entered in the Mobile County School desegregation case,
Davis v. Board of School Commissioners, Mo. 3003-63-H,
declaring that Mobile County finally has a unitary school
system.
The continuing effects of this state-sponsored
8
discrimination against blacks 1s still apparent in massive
proportions. The black registration rate in Mobile County
continues to lag substantially behind the white voter
registration rate. The black unemployment rate is twice as
high as that for whites. Black citizens as a group still are
substantially disadvantaged in relation to whites in Mobile
County with respect to educational achievement, income,
housing, and other indicators of socio-economic status. It
cannot be denied that these disadvantages are a direct
product of the pervasive official segregation and exclusion
of black citizens from the mainstream of white society.
De jure racial discrimination has profoundly affected
the attitudes of white voters towards blacks. The Court
previoulsy concluded that present-day racial polarization at
the polls is in large part caused by the longstanding and
only recently abated state policies against black citizens.
The testimony of expert witnesses at the hearing on remand
gave detailed substantiation of this finding. Based on this
expert testimony, the Court makes the following additional
findings regarding the connection between present day voter
attitudes and the historical discrimination against blacks by
state government.
In order to evaluate the effects of historical
circumstances on the present and the future, that history
must first be thoroughly understood and placed in context.
This is precisely what historians attempt to do in their
scholarly work. As one nationally acclaimed, award winning
historian in the field of race relations put it:
To say this, I suppose, is to make
something of a claim for the value
of studying current attitudes toward
Negroes by taking, as they say, "the
historical approach." What the historian
9
contributes, Inevitably, is a sense and
appreciation of the important effect --
perhaps even the great weight -- of
prior upon ensuing experience.
Winthrop D. Jordan, White Over Black: American Attitudes
Toward the Negro 1550-1812, p. ix (1968).
The history of racial attitudes in the South was
reviewed by Dr. Jerrell Shofner, Professor of History at the
University of Central Florida.
Southern white people have a long history, as they
perceive it, including several outside threats to their
traditions. Having successfully defended those traditions
repeatedly, Southerners came to believe them more strongly.
The segregated society which has persisted in the 20th
century, supported until recently by both law and custom, has
imbued both blacks and whites with habits that cannot be
dispensed with easily. Even people with the best intentions
are still influenced by the habits and customs which have
been familiar to them.
By the time America was settled, the assumption that
whites were superior to blacks, at least in Anglo-Saxon
culture, was well established. It was in this context that
early colonial Americans solved their problems of earning a
living from the soil of the new continent. Where land was
plentiful and labor was scarce, they brought in indentured
white servants until the available supply dwindled. Then
after 1619, blacks were being sold as slaves to the colonists
by Dutch and other traders. By the end of the 17th Century,
blacks had almost wholly replaced white indentured servants.
The change to perpetual, racial slavery came around 1660. It
was decided that Christians could be slaves, solving a
dilemma regarding the frequent conversion of blacks. And the
Virginia House of 3urgesses decreed that the status of a
black child was to be decided by the status his mother. If
10
she were a slave, then so was the child. Life indentures
thus became perpetual indentures based on race. 3y the time
of the American Revolution , large numbers of slaves were
tending the tobacco in the upper South and the rice and
indigo in the Carolinas and Georgia.
When colonial Englishmen began thinking of
independence, they argued that they wanted to be free from
the servitude which George III had thrust upon them. This
brought the realization that they were paradoxically asking
for freedom to hold other beings in slavery. A vigorous
debate ensued and many American revolutionaries favored
abolition of slavery. Even as late as 1787, the Northwest
Ordinance prohibited slavery from that territory. But the
institution survived the Declaration of Independence and the
ratification of the Constitution. It was regarded as a
"domestic institution", that is, to be regulated by the
states themselves. Most states north of Pennsylvania soon
abolished slavery, and all of the northern states eventually
did. The Virginia convention of 1830 came within one vote of
prohibiting slavery. That was the high tide of anti-slavery
/
feeling. The ebb had already begun.
Short staple cotton had become an important crop after
Eli Whitney's 1793 invention became known and Andrew Jackson
drove the Creek Indians from western Georgia and southern
Alabama about 1814. A surge of population into the new
soutwest was based on cotton production using slave labor.
Virginia, South Carolina, and Maryland became exporters of
their surplus slaves. The rising economic importance of
slavery coincided with an increasingly strident abolition
movement in the North about 1820. As William Lloyd Garrison
and others accelerated their assault on the contradictions
between bonded racial slavery and the promises of the
11
Declaration of Independence, embattled Southerners ceasea to
apologize tor slavery as a necessary evil and developed an
extensive rationale for it as a positive good for both blacxs
and whites al1ke .
Ministers argued that slavery was supported by the
Bible. One of the most pervasive arguments was an ostensiDly
scientific one. Several men, most prominent of whom was Dr.
Josiah Mott of Mobile, Alabama, argued that men nad derived
from different origins. They maintained that blacks had
permanent deficiencies rendering them inferior to whites.
They, and others using their premises, argued that since
blacks needed guidance, slavery was a benevolent way that
superior whites and inferior blacks could live together. The
black labored for the white who in turn provided the
necessary guidance for the blacks. The enormous volume of
literature on this subject,, reinforced by speeches from
pulpit, courthouse, and newspaper office, created a deep
belief in most Southerners that, not only was slavery good,
but that blacks were too inferior to assume the duties and
responsibilities of citizenship.
After a volatile decade of the 1850‘s, during which the
United States Supreme Court in Dred Scott v. Sanford, 30
U.S. 393 ( 1857 ),. agreed with the South that slavery was
protected by the Constitution, a destructive Civil War was
waged from 1861 to 1865. Slavery was symbolically ended by
Lincoln's 1863 Proclamation of Emancipation, but in fact by
the advancing federal troops. Southerners made a magnificent
stand against superior military forces, suffered horrible
losses of manpower and property, and lost. Having given all
they had, they had little to show for it but "The Lost
Cause." In the course of the next two decades, the "lost
cause" would be elevated to one of the most enduring myths of
12
history, one that enabled the South to win the peace after
having lost the Civil War. An important part of it was the
firmly held conviction about black inferiority. Slavery was
gone, but the rhetorical defense remained.
Under President Andrew Johnson's Reconstruction
program, white Southerners enacted laws, referred to as Black
Codes, reflecting their attitudes about the freedmen. No
longer slaves, but still unable to become full citizens, they
were allotted a distinctly second class citizenship. Radical
Congressmen, unwilling to accept this, battled with Johnson,
defeated him, and enacted a series of laws known as
Congressional Reconstruction. Blacks were enfranchized, and
Republican Parties in most Southern states came to power,
deeply offending the whites, who fought back in every way
available to them. The Ku Klux K1an threatened, intimidated,
and then beat and killed. Owners of land denied rentals and
credit to those who persisted in voting. Blacks continued to
exercise their voting rights in the face of the severest kind
of economic and physical intimidation. By 1874 the
night-riding, secretive Klan gave way to the "Red Shirts."
These paramilitary groups rode in the daytime, letting it be
known that they would use force to "draw the color line."
The idea was that all whites were required to vote the
Democratic ticket or leave, and blacks were not to vote at
all. These efforts had their effect. After the disputed
1876 Presidential election and resulting compromises, the
national government largely abandoned its efforts to make
full citizens of blacks. Rayford W. Logan calls this The
Betrayal of the Negro.
Southern whites hailed the event as the "redemption of
the South" and the "restoration of home rule." Having
battled for the Lost Cause and against outside interference
13
by "carpetbaggers,” they regarded the end of Reconstruction
*
as a victory and a vindication. Over the next few years they
worked to make their laws once more conform to their custom.
*
As C. Vann Woodward put it in the The Strange Career
of Jim Crow, the South's adoption of extreme racism was due
not so much to a conversion as 1t was to a relaxation of the
opposition. Southerners knew from slavery days that they
were right about blacks. Now the United States government
seemed to be agreeing in its abandonment of Reconstruction.
In a series of cases culminating in the Civil Rights Cases,
109 U.S. 3 (1883), the Supreme Court narrowed the meaning of
the fourteenth amendment and negated the 1875 Civil Rights
Act. In Plessy v. Ferguson 163 U.S. 537 (1896), and
Williams v. Mississippi, 170 U.S. 213 (1898), Court
majorities approved de jure separation of the races.
Meanwhile a horrendous battle had been waged between
old-line Southern conservatives represented by Wade Hampton,
Benjamin Hill, L. Q. C. Lamar and the Bourbon Aristocracy
in Alabama, who had held a paternalistic view of blacks, and
the newly emergent representatives of poorer white classes,
represented by Benjamin (Pitchfork Ben) Tillman, Hoke Smith,
and James K. Vardaman, who took over political leadership.
Wilbur J. Cash in his Mind of the South laments this descent
from the genteel older leadership to the race-baiting,
violence-advocating group. From the late 1870's to the
1890's, black votes had been controlled by physical and
economic intimidation, and the simple method of fraudulent
counting of the ballot box. There even appear to be many
instances when the black vote simply was not counted.
By the turn of the century, total disfranchisement by
law was sought. By means of literacy tests, poll tax
requirements, and residency requirements, administered by
14
white officials, and "grandfather clauses" and “understanding
clauses" to provide loopholes for whites, it became more and
more difficult for blacks to vot£ in the 1390's. These
provisions were being incorporated into state constitutions
throughout the South. Alabama made the change in 1901. If
any black managed to slip through all these provisions, he
was caught by the "wfvite primary." Through combinations of
state laws and Democratic party rulings, blacks were
eliminated from the elections which mattered. With the
shrinkage of the Republican party to splinter status, only
Democrats had a chance of winning in the general elections.
And in order to vote in the Democratic primary, the election
that mattered, one had to be white.
These state constitutional changes occurred during the
so-called Progressive Period, a time with all sorts of
reforms , in educational matters, in regulation of food and
drug distribution, in matters of fair trade, and others. The
changes which eliminated the blacks from the suffrage were
also regarded as "reforms." There was another set of laws
being enacted concurrently in the Southern states, the Jim
Crow laws. This legislation was enacted to give _de jure
support to the customary racial practices of the region.
Provisions were made, not only for separate schools, separate
train and streetcar facilities, and separate restrooms, but
also for separate entrances to, as the city of Birmingham put
it, "any room, hall, theatre, picture house, auditorium,
yard, court, ball park, or other indoor or outdoor place."
In 1909, Mobile even passed a curfew law exclusively for
blacks, requiring that they be off the streets by 10 p.m.
Extensive though they were, the Jim Crow laws were not
as far-reaching as the Jim Crowism that was practiced. They
gave _de jure support, not only for the customary racial
15
attitudes shared by Southern whites for generations, but they
also left the blacks without recourse from the worst abuses
that the rowdies of white society could devise. Worst of
all, they applied to all bl acks 'because they were black, not
just to the ones whose conduct was remiss. Hanging and
burning at the stake became commonplace and rarely were the
perpetrators brought to justice. The legal sanction of
customary racial discrimination vastly reinforced that
custom.
The Jim Crow system was given reinforecement by the
highest authorities. Much romantic literature, some of it
mere hack work, was being sold to a large reading audience
both North and South during the Progressive Era.
Whites and blacks lived in the South under the official
Jim Crow system for more than two generations. By the time
of the Second World War, whites considered the issue settled,
and many blacks saw little reason to disagree. But, once
again, just as custom and law were in harmony and seemingly
incontestable, changes were already in motion.
Blacks had begun migrating into Northern industrial
cities before and, especially, during World War I. They
formed voting enclaves in a few Congressional districts from
which they were able to elect black representatives. The
Harlem Renaissance provided an intellectual stimulus for
black self-respect 1n the 1920s. The NAACP began seeking
redress in the courts and was winning cases from the
mid-1930s. World War II had an enormous impact on
time-honored racial arrangements. Asa Philip Randolph had
gained a national voice when he won AFL recognition of his
Brotherhood of Sleeping Car Porters and Maids in 1935. Then,
when blacks were rejected by defense plants operating on
government contracts, Randolph threatened a march on
16
Washington to demonstrate to- the world the conditions of
American blacks. President Roosevelt did not want that kind
of publicity and created by executive order a Fair Employment
*
Practices Commission, although it had scant power. This
movement, added to the large numbers of blacks who travelled
outside the South, increased black awareness of the
possibilities of political pressure. Meanwhile, the Supreme
Court outlawed the white primary in 1944 and struck down
efforts to get around the decision in 1946. In Alabama, the
Boswell Amendment was declared unconstitutional in Davis v.
Schnell, 81 F.Supp 872 (S.D.Ala ), aff1d, 336 U.S. 933
(1949), but was replaced in 1951 by another interpretation
test.
The 1954 Brown decision struck at the heart of
segregation, but the "all deliberate speed1' with which it was
implemented led to a civil rights movement on a broadened
front. Martin Luther King came to prominence when Rosa Parks
refused to sit at the back of a Montgomery, Alabama, bus.
Sit-ins by students at lunch counters and boycotts of
segregated businesses received serious attention. National
television made it difficult for segregation!sts to reinforce
the system by old methods. Many excesses were being
committed by law enforcement officials because they were
enforcing the customs of their society, reinforced by the Jim
Crow laws, albeit a sometimes strained interpretation of
them.
Gradually there were obtained Congressional enactments
enabling a vigorous Department of Justice to have most of the
Jim Crow laws declared unconstitutional. But not a single
bar association in the South spoke up by the early 1960s to
say that the Supreme Court decisions were the law of the
land. Meanwhile, individual lawyers assaulted the federal
17
judiciary and were applauded, as "constitutional authorities"
by some of the Southern press. Governors hired lawyers, with
public funds, to find ways to thwart the national law- Time
after time, those lawyers could do no better than to advise
their clients to hold out and force the courts to carry each
issue to its logical extreme. See United States v. Alabama,
252 F.Supp. 95 (M.D.Ala., 1966).
The J1m Crow laws are gone, but their trappings
persist. Far too long white Southerners believed that blacks
had no place in Southern society or politics. They enforced
that belief with law and lawless atrocities to "keep the
Negro in his place." Blacks understood the cost of getting
out of that place. They did not trust the white man, and it
was clear that the feeling was reciprocal. Other things
being equal each preferred the company of his own kind.
Voting has reflected this. Both blacks and whites tend to
vote for members of their own race. Bloc voting would
probably persist if single member districts were established.
At best blacks could elect only a minority of
representatives. But that would put black faces in prominent
elective offices and help to break down the customs which
have persisted for so long. A catalyst of this sort is
necessary to undo the residual effects of longstanding
beliefs which were supported so long by law. Even then it
will take time, and a lot of it.' People change their habits
only slowly, but then do so if and when they can see that
those habits are no longer useful to them.
18
The Legislative Intent 8ehind
the School Board Election System
In it's original findings, this Court proceeded to
examine the question of racial purpose in the adoption of
Mobile County's at-large system for electing school
commissioners under the assumption that it had originated
with a 1919 law, No. 229, Ala. Local Acts 1919, p. 73.
Brown v. Moore, supra, 428 F.Supp at 1135. Following the
evidentiary rule established by McGill v. Gadsden County
C omm i s s1o n, 535 F.2d 237 ( 5th Cir. 1975 ), and other Fifth
Circuit cases, the Court concluded that the 1919 statute
could not have been adopted with a racial motive because
blacks had already been effectively disfranchised by the 1901
Constitution of Alabama. 428 F.Supp at 1137.
However, evidence introduced through expert historians
at the hearing on remand reveals that the present at-large
election system for Mobile County school commissioners
actually was adopted in 1876. Consequently, a longer and
more detailed view of the legislative history of the election
system is necessary.
Mobile County organized the first public school system
in the State of Alabama 1n 1826. Ala. Acts 1825-26, p. 35.
This statute called for the election of school commissioners,
but the method of election is not precisely clear.
One-fourth of the commissioners were required to reside
outside the City of Mobile. Originally, the School Board
paid churches to run the public schools, primarily for
paupers.
In 1852 the law was amended to provide for a board of
twelve school commissioners, all elected at-large for
19
staggered terms of six years. No. 378, Ala. Acts 1851-52,
p. 463. Four school commissioners were to reside outside
the Ci ty of Mobi1e . -
The Mobile County Board of* School Commissioners
suspended operations when the Union Army occupied Mobile at
the conclusion of the Civil War.. Lewis Parsons was appointed
provisional governor of Alabama under the Andrew Johnson
administration. The Union Army administered civil affairs;
the civil government was reorganized by keeping public
employees on the job until a.new government elected by the
people could be chosen. Governor Parsons authorized the
existing Mobile County School Board to keep operating. In
November 1865 there was a popular election for Mobile County
school commissioners under the ante-bellum 1852 law. The
incumbent school board members ran unopposed for their
positions. Under President Johnson's administration, all
whites could vote in Alabama, but blacks could not. Only a
few whites were denied the ballot because of their refusal to
take an oath of future loyalty to the United States.
During 1866 to 1867, as vacancies appeared on the
School Board by death or resignation, the Board exercised its
own authority to fill these vacancies. However, when
military authorities took over at the beginning of
Congressional Reconstruction, the military commander for this
district appointed new members to the Mobile County School
Board.
In 1867, the Republican controlled constitutional
convention met and adopted a new state constitution, which
was ratified in 1868, at a time when many white males were
not allowed to vote due to their refusal to take the loyalty
oath. They refused to take the oath, even though it was
substantially the same as the one required by the Johnson
20
administration, because 1t allowed blacks to vote on the same
basis as whites.
The 1868 constitution established for the first time a
state board of education and gave it full legislative
authority over educational matters. Noah B. Cloud was
elected as the State Superintendent of Public Instruction.
George L. Putnam, of Mobile, was elected to the State Board
of Education. Putnam was from a Northern state, and he came
to Mobile after the Civil War to set up a Freedmens* School
as a representative of the American Missionary Association.
This school for blacks was called variously the Emerson
Institute or the Blue College.
In 1868, the Republican controlled legislature passed a
law providing that the school commissioners of Mobile County
be appointed by the State Superintendent of Public
Instruction. Ala. Acts 1868, pp. 148-49, 151. State
Superintendent Cloud appointed George L. Putnam as
Superintendent of the Mobile County public schools in July
1868. But when Putnam tried to post bond to serve as ‘
superintendent, Gustavus Horton, who was a member of the
Mobile County School Board and probate judge, refused to
accept Putnam's bond. Consequently, Putnam was not able to
assume the duties of superintendent. In January 1869, Cloud
came to Mobile and attempted to resolve the controversy with
the Mobile School Board, whose members were adamantly opposed
to the intentions of Putnam and the State Board of Education
to have the AMA school for blacks, the Blue College, included
in the Mobile County public system and its teachers paid by
public funds. This was not a question of integrating the
schools; not even the radical Republicans proposed so
drastic a change during Reconstruction times. Rather, the
white conservative Mobile School Commmisi oners simply were
21
opposed to the progressive principles employed by the AMA
teachers, who taught their black students that they were
entitled to equal rights. The AMA schools were still
operating with Putnam apparently running them. The white
schools were under the control of the Mobile School
Commissioners. During the period Janaury to June 1869, State
Superintendent Cloud and the old Mobile School Board members
negotiated. Cloud wanted to get the schools going, and he
agreed to compromise by removing Putnam from the
superintendent's position and by appointing A. H. Rylands
as superintendent. All the old school commissioners remained
on the Board.
However, by the Summer of 1869, the compromise between
the two sides had broken down. Cloud removed Rylands as
superintendent and reappointed Putnam. Putnam, in turn
appointed a whole new School Board sympathetic to the
interests of blacks and the radical Republicans
(carpetbaggers and scalawags). Three of the new school
commissioners were black.
But the old school commmissioners refused to
acknowledge the authority of the new School Board and refused
to turn over public funds to them. Litigation was instituted
to enforce the Republican appointments, but still the old
Mobile School Commissioners resisted. A state court judge
held them in contempt and ordered them jailed in October
1869. The old Mobile school commissioners were actually
jailed for two days and held a school board meeting while in
jail. Expressions of sympathy and support from the white
majority in Mobile poured in in behalf of the old Board
members. There was general rejoicing in the white community
when a state Supreme Court justice allowed the old Board
members out of jail while the case was on appeal. However,
22
when the entire state Supreme Court addressed the merits of
the case, they ruled in favor of Putnam in June 1870. Mobile
School Commissioners v. Putnam, 44 Ala. 506 (1870).
There are no existing School Board minutes for the
period from July 1870 to March 1871. During this time Putman
and his racially mixed School Board had control of Mobile's
public schools.
Another compromise was worked out, and on December 14,
1870, the State Board of Education passed a law which
restored the election of Mobile County school commissioners.
The 1870 statutes (which does not appear in the Acts of
Alabama, apparently because it was enacted by the State Board
of Education rather than the Legislature) provided for the
election of twelve school commissioners, of whom three had to
live more than seven miles from the courthouse. However, the
law provided that each voter could vote for only nine
candidates. The Mobile Register said that this would allow
,'minority'‘ interests to have some representati on on the
School Board. During Reconstruction, the term "minority"
meant blacks. The political explanation for this compromise
probably can be found in the fact that by 1870 a Democratic
governor had been elected, but the two houses of the
Legislature were split between Republican and Democratic
control, and the State Board of Education was still
controlled by a Republican majority, although the State
Superintendent was a Democrat. The old Mobile County School
Commissioners agreed to accept this compromise.
Elections were held in March 1871. The Democrats ran a
slate of nine candidates; the Republicans ran a slate of
nine. E. R. Dickson was elected Superintendent, defeating
George Putnam. Mine Democrats and three Republicans were
elected to the School Board, including one person, Drury
23
Thompson, who appears to have been black or Creole. The
newly elected School Board accepted the'Freedmens' schools as
part of the public school system in Mobile, pursuant to the
political compromise. However, tt appears that the elected
School Board had less authority, met less often and conducted
less business during the period betwen 1871 and 1876, if
their minutes are an accurate reflection. Probably the Board
turned over most of the operation of the schools to the
superintendent.
In 1874, conservative Democrats gained full control of
the governorship and the state legislature. Alabama was
ful'iy redeemed .- A constitutional convention was held
immediately, and the Redeemer Alabama Constitution of 1874
did away with the legislative authority of the State Board of
Education. The campaign of repression directed against black
voters began immediately. Armed horsemen shot at black
voters going to the polls in Mobile in the election for
ratification of the new constitution.
The Redeemer Alabama Legislature met in 1876.
Virtually everything done in this legislative session had a
racial connotation; the fundamental program of the
conservative Redeemers was to do away with the restraints
Reconstruction had placed on white supremacy. As part of
this program, a law was passed doing away with the Mobile
County School Board election system that afforded minority
access, replacing it with the at-large election scheme, which
remains in effect to this date. No. 242, Ala. Acts
1875-76, p. 363. The number of school commissioners was
reduced to nine , with three being elected every two years,
and the restriction against full-ticket balloting was
el 1 mi na ted .
Both expert historians who testified about these
24
events, Dr. Peyton McCrary, Associate Professor of History
at the University of South Alabama, and-Dr. Morgan Kousser,
Professor of History at the California Institute of
Technology, were of the opinion "that the change to the
present at-large scheme in 1876 was intended to exclude
blacks and their white Republican allies from representation
on the School Board. The Court agrees. Given the
overwhelming historical evidence, no other conclusion is
possi ble.
The 1876 election scheme for Mobile County School
Commissioners remains in effect to the present day. The law
was amended in 1919 by reducing the number of school
commissioners from nine to five . Mo. 229, Ala. Acts 1919,
p. 73. But the method of electing board members was left
undi sturbed.
Candidates for the Mobile County School Board were
nominated in the all-white Democratic Party primary, approved
by state law in 1903. Blacks were officially denied
participation in the only election that really counted until
after the Supreme Court declared the white primary system
unconstitutional in Smith v. All right, 321 U.S. 649 ( 1944 ).
As a result of reapportionment of the Alabama
Legislature into single-member districts, ordered by the
federal court in Sims v. Amos, 336 F.Supp 924 (M.D.Ala.,
1972), blacks in Mobile County were finally able to elect
representatives in the Legislature. In the 1975 Regular
Session, one of the black legislators, Cain Kennedy,
introduced H.B. 1243, which proposed a change to
single-member district elections of all five Mobile County
School Commissioners. Mr. Kennedy advertised his bill as a
local bill prior to introducing it into the Legislature.
While the Kennedy Bill was pending in the legislature,
25
it was amended to reschedule-the phasing in of district seats
at the request of some incumbent School Commissioners,
including Dan Alexander, in order to prevent cutting short
their terms or having their current terms expire without the
opportunity to seek reelection immediately. Some School
Commissioners discussed these changes directly with Mr.
Kennedy and other members of the legislature, in both the
House and Senate. In addition, at least one of the School
Board's attorneys, George Stone, negotiated one of the
amendments with Senator Noonan.
During the pendency of the Kennedy Bill, the Defendant
School Commissioners had actual or constructive knowledge
that the amendments they requested in exchange for their
support of the Kennedy Bill might create a violation of the
Alabama Constitution by causing the Bill as enacted to vary
substantially from the Bill as advertised.
• Nevertheless, once the Kennedy Bill had been enacted
with the apparent support of the Defendant School
Commissioners, the same School Commissioners instructed their
attorneys to file a civil action in state court questioning
the constitutionality of the Kennedy Act on several grounds,
including the ground of variance from the manner in which it
was advertised. In their public statements on the suit, the
Defendant Commissioners proclaimed that they would not take a
position in state court for or against the constitutionality
of the Kennedy Act, but with the actual or constructive
knowledge and acquiescence of the defendants, their counsel
aggressively attacked and urged judicial condemnation of the
Kennedy Act in state court. The plaintiffs in the instant
federal court case were not served or notified of the
pendency of the state court case. No one defended the
constitutionality of the Kennedy Bill. The state court
26
action lasted only twelve days and ended with a declaratory
judgment and injunction against the Kennedy Act in an opinion
which was drafted by counsel for the School Board.*
The Defendant School Commissioners acted with invidious
intent to deceive the black legislators supporting the
Kennedy Act and the black plaintiffs and this Court in the
instant case by purporting to support a resdistricting bill
which they in fact helped make constitutionally defective and
then by having the Kennedy Act struck down in a non-adversary
state court proceeding, after they had been dismissed from
the Instant federal lawsuit. But for this manipulation of
the legislative process, the law of Alabama would today call
for single-member district elections of Mobile County School
Commi ssi oners.
While still pretending to support (or at least not to
oppose) districted elections, the Defendants again
manipulated the legislative process and the processes of this
court to prevent the passage of remedial districting
legislation in the 1976 Regular Session.
First, the Defendants delayed filing responsive
pleadings to the complaint in this action until July, 1976,
when the Regular Session was more than half over and when
their late appearance would necessitate a continuance of the
originally scheduled trial in this Court. This delay assured
that no legislative or court decision could be reached before
the 1976 School Board elections.
The Defendants procured introduction of H.B.1G60 in the
1976 Regular Session by Representative Mat Sonnier. They had
first urged black legislators to sponsor the bill, but the
black legislators suspected more bad faith and constitutional
problems with the School Board's redistricting bill.
The School Board sponsored Sonnier Bill was introduced
27
as a general law of local application, rather than as a local
*
bill. The Defendants had actual or constructive knowledge
that a general law arguably was invalid as an attempt to
*
change the method of electing Mobile County School
Commissioners, because of that Board's special status under
Section 270 of the Alabama Constitution. However, Defendants
did not confess the constitutional deficiencies of the
Sonnier Bill until closing arguments following the original
trial of this case, long after the bill had been defeated in
the 1976 Regular Session.
Defendants represented to this Court that the Sonnier
Bill would meet all constitutional requirements prior to the
original trial of this case, even though they knew this
allegation was false. They attempted by means of these false
allegations to postpone indefinitely the trial of this case
and to establish a claim of "unclean hands" against the black
legislators for having opposed the Sonnier Bill.
The Defendants' actions and representations concerning
the Sonnier Bill were knowing and invidiously purposeful
attempts to deceive the black legislators, the plaintiffs and
this Court and thereby to prevent passage of valid remedial
redistricting legislation and court-ordered redistricting.
This Court has previously held that, by their aforesaid
actions, the Defendants were acting with unclean hands and
that- their tactics were similar to their "lack of cooperation
and dilatory practices" in obstructing school desegregation.
428 F.Supp. at 1134.
While this action was pending in the appellate courts,
the Defendants took additional actions to defeat the remedial
purposes of this Court's redistricting orders and to dilute
the voting strength of the two black school commissioners who
had been elected from single-member districts under the
28
Court's plan. This Court held 1n its order dated November
24-, 1978 , pp. 7-8, that:
These ineon sistent positlons of
the defendant-s in the Federal
Court system in this case, and the
position of certain Board
members in attempting to frustrate
the single-member district plan
ordered ... reflects a pattern of
conduct of these defendants con~
demned by this court concerning the
defendants' different positions on
legislative proposals to provide for
single-member district (sic) of the
Board. ..In short, it is obvious that
the basic thrust of these actions
by the Defendant Board, and certain
of its members, have (sic) been to
delay or defeat their alleged support
of the legislative actions and this
Court's orders of the single-member
district plans for the Board designed
to remove the unconstitutional dilu
tion of the black votes.
The Court finds that, as a matter of fact, the at-large
election system for the Board of School Commissioners was
adopted and has been maintained for invidious racial
purposes.
CONCLUSIONS OF LAW
The Court has jurisdiction over the subject of this
action pursuant to 28 U.S.C. Sections 1331, 1343(3) and
1 343(4 ), and 42 U.S.C. Section 1973j .
Statutory Claims:
The Voting Rights Act
The consideration of constitutional issues should be
avoided if it is possible to decide the case on other
grounds. City of Mobile v. Bolden. 100 S.Ct. 1490, 1496
29
<1980>; Wood V. Strickland, 428 U.S. 308, 314 (1975).
The panel in McMillan v. Escambij County, supra, Slip
Op., at 4321 n. 8, 4322 n. 9 adopted the plurality view in
C-i-ty of Mobile v. Bolden that S-ection 2 of the Voting Rights
Act of 1965 does not support a claim of vote dilution. But
another panel of the Fifth Circuit has construed the several
opinions in Bolden, read together, to reach the opposite
conclusion. United States v. Uvalde Consolidated
Independent School District, supra, 625 F.2d 547 (1980);
accord, Lodge v. Buxton, ___F.2d ___ (5th Cir., Mar. 20,
1981), slip op. at 4999 n. 11; Nevett v. Sides, 571 F.2d
209, 273-38 (5th Cir. 1978) (J. Wisdom concurring), cert.
jteni_ed, 446 U.S. 951 ( 1980 ); Toney v. White 488 F.2d 310
(5th Cir. 1973)(en banc). The Court is of the opinion that
the weight of authorities favors the conclusion that Section
2 °f the Voting Rights Act does prohibit vote dilution. As
Judge Rubin's opinion in Uvalde pointed out, the Bolden
plurality's view to the contrary appears to have been based
on the related proposition that the fifteenth amendment
extended no further than assuring the right to register and
cast a vote. 625 F.2d at 551. However, the other five
justices in Bolden either explicitly or implicitly accepted
the argument that the fifteenth amendment goes even further
to prohibit practices which diminish the weight of blacks'
voting strength, at least if purposeful discrimination is
shown. I_1 at 552- Tn addition, the Bol den plurality failed
to take notice of the 1975 amendments to the Voting Rights
Act, which clearly extended the scope of the Act to protect
fourteenth amendment rights as well.
Without question, the PIaintiff-Intervenor United
States is authorized to enforce the guarantees of Section 2
m this action. 42 U.S.C. Section 1973j(d) ; United States
30
v. Uvalde Consolidated Independent School District, supra.
The Court concludes that the Plaintiffs", on behalf of
themselves and the class of black citizens of Mobile County,
also have a cause of action to challenge election practices
under Section 2 of the Voting Rights Act. The Supreme Court
has squarely held that a private cause of action based on
Section 5 of the Voting Rights Act, 42 U.S.C. Section 1973c,
was implied in the statute. A11en v. State Board of
Elections, 393 U.S. 544, 553 (1959). The Court reached this
conclusi on even though the Attorney General was expressly
authorized by the Act to enforce its provisions, including
Section 2 and Section 5. 42 'J.S.C. Section I973j(d). fiy
direct analogy, Mien must mean that there is a o-ivjte ;ausa
of action to enforce Section 2 as well as Section 5. Mevett
v. Sides, supra, 571 F.2d at 237 (J. Wisdom concurring!.
Congress removed all doubt about the availability of a
private right of action under Section 2 .with the amendments
to the Voting Rights Act in 1975. As originally enacted, the
Act's scheme gave primary en forcemeat respo.a si b i 1 i ty to the
Attorney General. The 1973 amendments to the Act substituted
"Attorney General or an aggreived person" for "Atto -nay
General" everywhere it appeared in Section 3, the so-called
“pocket-trigger" provision, 42 U.S.C. Section 1973a. The
Senate Report explained that this change was intended to
create a "dual enforcement mechanism," that is, "to afford to
private parties the same remedies which Section 3 now affords
only bo the Attorney General." Sen. Rep. Mo. 94-295, 94th
Cong., July 22 197 5 , reprinted in 2 U . S . Code
C o n g r e s s i_o n al_ a n _A dm i n M e w s 7 74, 306-07 ( 1 975). The
proponents of this amendment made it clear that a private
action was to be available under Section 2. Congressman
Drinan, for example, noted that private actions could be
31
"based ... upon statutes pursuant to [the fourteenth and
fifteenth amendments], such as 42 U.S.C'. Section 1971, 1973,
1983 ." 121 Cong. Rec. H4734 (Daily Ed., June 2,' 1975 ).
Thus Section 2 of the Voting Rights Act neats all of
the criteria specified in Cannon_v.__University of Chicago,
99 S.Ct. 1946 ( 1979),. for implying a private cause of
action^ First, it was enacted for the benefit of a special
class of which the Plaintiffs in this case are members.
Indeed, it is the same special class that is benefited by
Section 5 of the Act, for which a private cause of action was
found, in A11en v.__State_Board of Elections, supra, the
primary case relied upon in Cannon. 99 S.Ct. at 1954.
Second, as was the case with Title IX of the Education
Amendments of 1972, the legislative history of the Voting
Rights Act plainly indicates that Congress intended to create
a private remedy under Section 2. 99 S.Ct. at 1956. Third,
an implied private cause of action is necessary and helpful
to the accomplishment of the statutory purpose of the Voting
Rights Act, 99 S.Ct. at 1961, and the availability of
private enforcement of Section 2 is supported by the
Department of Justice, the agency charged with the
responsibility for adrainistering the Act. 99 S.Ct. at 1962.
Fourth, implying a private remedy under Section 2 does not
involve an area basically of concern to the states, because
no such problem is raised by a prohibition against invidious
discrimination of any sort. Cannon, supra, 99 S.Ct. at
1963 .
For all these reasons, the Court concludes that
Plaintiff Leila G. Brown, et al. and the class they
represent are entitled to seek a remedy in this Court for
violations of their rights protected by Section 2 of the
Voting Rights Act of 1965, as amended.
32
The Court has previously found that, os a ..latter of
fact, the at-large election scheme for electing Mobile County
School Commissioners was adopted and has been maintained for
the purpose of minimizing the voting strength of the black
minority. Accordingly, the-election plan violates Section 2
of the Voting Rights Act of 1055. Uni ted 3tates_v. Uvalde
Consolidated Independent School District, supra. The Court
is of the opinion that this statutory violation entitles
Plaintiff and the Intervenor United States to the relief they
seek and that it should not be necessary to consider the
other theories of relief they have advanced. However,
because this action is already six years old and in view of
the marked lack of certainty regarding the state of the lav
in the wake of C i ty of Mobil c__ v._ Bolden and subsequent Fifth
Circuit cases, the Court feels that it is advisable that it
issue rulings in the alternative on other theories of relief
that have been advanced.
City of Mobile v. B_ol de_n leaves open the question of
whether an election scheme that effectively dilutes black
voting strength violates Section 2 of the Voting Rights Act
even if there is no invidious legislative intent. Uni ted
States v. Uvalde Consol i_d a t e d_ I_n d e p e n d e n t Scho o 1 D_i strict,
supra, 625 F.2d at 554 n. 12. In determining Congressional
intent, a court should look to the language of the act, the
act's structure, and the legislative history of the statute.
United States_v ._ _ Bo a r d _o f _C omm i s s i o n e r s__o f_3 heffield, 435
U.S. 110, 117-13 {1978). The statute should not be given on
interprstation that would frustrate its underlying policies
unless "Congress clearly manifested an intention" to limit
the act. I_d- at 122.
The language of Section 2 forbids racial discrimination
in voting in the broadest possible terms, specifying neither
33
p u r p o s e n o r e f f e c t :
No voting qualification or pre
requisite to voting, or standard,
practice, or procedure shall be
imposed or applied by a State or
political subdivision to deny or
abridge the right of any citizen
of the United States to vote on
account of race or color, or in
contravention of the guarantees
set forth in Section 4(f)(2).
42 U.S.C. Section 1973. The rest of the Voting Rights Act
fleshes out the more specific meaning of this broad language
While the Act employs a variety of procedures and
remedies, it has but a single substantive standard. That
standard is most explicitly stated in Section 5, which
prohibits states covered by Section 4's automatic "trigger"
from enforcing a new law unless the state proves that it
“does not have the purpose and will not have the effect of
denying or abridging the right to vote on account of race or
color." The Supreme Court has only recently reaffirmed that
this language in Section 5 establishes an "effect-only"
standard. City of Rome v. United States, 100 S.Ct. 1548
(1930). Wherever else in the Act Congress spelled out the
relevant evidentiary standard, it refused to exclude either
discriminatory purpose or discriminatory effect. The
legislative history of the Voting Rights Act reveals that
early versions of some of these more specific sections
referred solely to discriminatory "purpose", but that in
every case Congress redrafted the section to cover both
purpose and effect.1_/ Section 2, which contains the
1/ As originally drafted Section 5 applied to
practices with a discriminatory effect, but not a
discriminatory purpose. S. 1564, Section 8, 111 Cong. Rec
28358. It was broadened to include both by the Senate
34
Section 4, which describes when a jurisdiction can
remove itself from coverage of -Section 5, initially referred
to denials of the right to vote “by reason of race". S.
1564, 111 Cong. Rec. 28358. It was changed by the Senate
Committee to refer to tests or devices used "for the purpose"
of denying the right to vote “on account of race", S. 1564,
Section 4(a), 111 Cong. Rec. 28360, but was modified on the
Jloor to include discriminatory effect, 111 Cong. Rec.
J u d i c i a r y C o m m i t t e e . Ill C o n g . Rec. 2 8 3 6 0 .
The pocket trigger in Section 3(b) referred to
olofniminat0ry purPose in the Senate version, 111 Cong. Rec.
28360, but the House bill included discriminatory effect as
well, and that version was adopted by the Conference
Committee. Ill Cong. Rec. 28370; H. Rep. No. 711, 89th
Cong., 1st Sess., p. 1.
Challenges by the Attorney General to the use of
tests or devices by jurisdictions which had bailed out under
Section 4 at first were required to show discriminatory
purpose, 111 Cong. Rec. 28360, but this too was amended to
cover di scrimi natory effect. _I_d. at 28365 , 28370 .
broader language on which these other provisions are based,
should be read in pari materi a with the other sections of the
Act* See Erlenbaugh v. United States, 409 U.S. 239, 243-44
(1973).
The only difference between actions brought under
Section 5 and those based on Sections 2 and 3 is that the
(automatically covered) state has the burden of proof under
Section 5, while the attorney general or private plaintiff
has the burden of proof under sections 2 and 3. As Senator
Scott of Virginia noted:
Substantially all the rights that
are in the temporary legislation
[i.e, Section 5] are in the perma
nent legislation of the Voting
Rights Act [i.e, Sections 2 and 3].
The principal difference refers to
the burden of proof. Under the
permanent provisions of the law,
the Government must prove its case.
Under the temporary provisions of
the law there is a presumption of
wrongdoing that has to be overcome
by the state covered by the tempo-
35
rary provisions.
121 Cong. Rec. S13549 (Daily Ed., July 24, 1 975).
If Sections 2 and 5 co-nta'ined different substantive
standards, a number of clearly unintended anomalies would
result. Practices forbidden in Section 5 jurisdictions would
be permissible in other states, even if they had the same
discriminatory purpose or effect. Within a state covered by
Sections 4 and 5, the same election law with the same purpose
or effect could be unlawful in one town but not in another,
based solely on when each was put in operation. See Perkins
v. Matthews, 400 U.S. 379, 394-95 (1971). For sure,
Congress singled out the Southern states for close procedural
scrutiny under the Voting Rights Act, but it certainly did
not intend that the substantive law would also be unique in
the South; practices that are unlawful in Alabama should
also be unlawful in California.
Thus the language of the Voting Rights Act, the
structure of the Act, the legislative history and the
circurnstances under which the Act was considered and adopted
all support the conclusion that practices which have either
the purpose or the effect of denying or abridging the voting
rights of blacks violate Section 2. It would be inconsistent
with the underlying policy of the Act to interpret as
establishing one substantive rule of law for Southern states
and another, less restrictive substantive standard for all
the other state s .
There is dictum in Lodge v. Buxton, supra, slip op.
at 4999 n. 11, stating that five justices in Bo1 den thought
that Section 2 was coextensive with the fifteenth amendment.
Of course, one of those five. Justice Marshall, thinks it is
unnecessary to prove invidious intent under either the
constitutional or statutory standard. The question is
36
academic, however, if Congress intended to establish an
effect-only standard under the Voting Rights Act -- even if
Congress mistakenly thought the' fifteenth amendment
prohibited effective di scri mi natl on too. Because it is clear
beyond question that Congress is empowered by Section 2 of
the fifteenth amendment legislatively to prohibit voting
practices with the mere effect of disadvantaging blacks,
regardless of what proof is required in a case based solely
on the Constitution. E. g., City of Rome v. United States,
supra.
The Court concludes that, even if it had not found a
racial legislative purpose behind the state law, the at-large
method of electing Mobile County School Commissioners would,
violate Section 2 of the Voting Rights Act of 1965 because it
effectively dilutes or minimizes the voting strength of black
c1ti zens.
The Constitutional Claims
The duty to remedy continuing
effects of past fourteenth and fifteenth
amendment violations
Where there is established a record of past official
racial discrimination against the exercise of the franchise
by blacks, the state has the burden to "come forward with
evidence that enough of the incidents of the past [have] been
removed, and the effects of past denial of access dissipated,
that there [is] presently equality of access." Kirksey v.
Board of Supervisors of Hinds County, 554 F.2d 139, 144-45
(5th Cir. 1977) (en banc), cert, denied, 434 U.S. 468
(1978). Kirksey distinguished the inquiry into intentional
37
discrimination called for by-Washington v. Davis, 426 U.S.
229 (1976), and Arl1ngton Helghts v .__Metropolitan Housing
Development Corp., 429 U.S. 252 (1970), from the provision T *
of a constitutionally required remedy for past constitutional
violations whose effects linger on:
But nothing in these cases [Washington
v._Davis, and Arlington Heights) s'ug--
gests ffiat where purposeful arfd intentional
discrimination already exists, it can be
constitutionally perpetuated in the future
by neutral official action.
554 F. 2d at 148 (footnote omitted).
While this remedial principle has received its most
explicit construction and application in school desegregation
cases, e . g . , Mil 1i ken v . B radley , 43 3 U.S. 267, 281-82
(1077), the Supreme Court has made it clear that "a school
desegregation case does not differ fundamentally from other
cases involving the framing of equitable remedies to repair
the denial of a constitutional right." Swann v. Charlotte -
Mecklenburg Board of Education, 402 U.S. 1, 15-16 (1971).
Indeed, this broad remedial principle was applied in a voting
context in Louisiana v.__U_n i ted_S_ta te s , 380 U.S. 145, 154
( 1965 ):
[T]he Court has not merely the power
but the duty to render a decree which
will so far as possible eliminate the
discriminatory effects of the past
as well as bar like discrimination in
the future.
There is a line of Fifth Circuit cases that hold that
when blacks have been purposefully denied the right to vote
in an election a fifteenth amendment violation is
established, as well as violations of the Voting Rights Act
of 1957 and 1965, and "the sole question remaining is the
sort of relief to be granted." Bell v. Southwell, 376 F.2d
38
659, 662 (5th Ci r. 1967); accord Hammer v. Campbell, 358
F.2d 215 (5th Ci r. 1966); A1abama v. 'United States, 304
F . 2d 583 (5 th Ci r. 1962); Toney v. White, 348 F.Supp . 188
(W.O La 1972), a ff'd in part', and rev'd in part 476 F .2d
203, mod, on rehearing, 483 F . 2 d 310 (5th Cir. 1973) ( en
banc) . In providing such relief, the federal court has "all
of the traditional powers and. faci1ities of a court of
equity," and "may use any available remedy to make good the
wrong done." Alabama v. United States, supra, 304 F.2d at
590, quoti ng Bell v. Hood, 327 U.S. 678 ( 1946 ). In this
line of cases, the Fifth Circuit approved such "drastic, if
not staggering," remedies as voiding past elections and
"freezing" the registration rights of blacks. Bell v.
Southwel1, supra, 376 F.2d at 662.
In its original opinion, this Court held that because
blacks were then effectively disfranchised the 1919 statute
governing the Mobile County School Board elections could not
have been been racially motivated and thus could not be
challenged under the fourteenth and fifteenth amendments.
Brown v. Moore, supra, 428 F.Supp. at 1137. It now appears
that this conclusion of law overlooked the rule of Kirksey
and Bell v . Southwel1. Since blacks were officially denied
any political participation in the legislative decision in
1919, enactment of the statute was a per se violation of the
fifteenth amendment. Consequently, this Court has a duty to
injoin future use of the 1919 election scheme unless the
state can affirmatively demonstrate that it no longer
disadvantages the class of discriminatees . The only
distinction between Bell v. Sou thwel1 and the instant case
is that the legislative process from which blacks were
unconstitutionally barred here took place over 60 years ago.
But as McMiTl an v . E sc amb i a C ou n ty , s_upra, Slip Op. at
39
4328, states, the passage of. time cannot transform an
unconstitutional system Into a constitutional one, so long as
1t continues adversely to effect the voting rights of persons
discriminated against. Thus, Instead of insulating it from
constitutional attack, the " race-proo f" ci rcumstances of the
statute s adoption invoke an affirmative duty on this Court
to remedy its ongoing discrimlnatory effects.
Based on the evidence and the findings of fact herein,
the Court reaffirms its earlier conclusion that past
discriminatory customs and laws that were enacted for the
sole and intentional purpose of extinguishing or minimizing
black political power are responsible for the continuing
disadvantageous effect that the School Board election system
has on black voters. See Brown v. Moore, supra, 428 F.Supp.
at 1141. Accordingly, the Court concludes that the state has
an affirmative constitutional obligation to remedy the-
ongoing effects of prior discrimination by disestablishing
the at-large election system for electing Mobile County
School Commissioners, regardless of its legislative purpose.
The legislative intent of the school
board el ec ti on plan
City of Mobile v. Bolden, 100 S.Ct. 1490 ( 1980 ),
holds that an invidious racial motive on the part of those
who control legislation invalidates an at-large local
election plan under the fourteenth and fifteenth amendments.
However, there is no majority view 1n Bolden about the proper
legal test for proving invidious intent. Justice White
believed that an aggragate of the Zimmer v. McKeithen
factors proves racial purpose by a "totality of
circumstances" approach, 100 S.Ct. at 1518. Justices
40
Blackmun, Brennan, and Marshall agreed. Id. at 1507, 1520,
1538. Justice Stevens would have required objective proof
that the election plan was either totally irrational or
motivated solely by racial rea'sons. Jjd. at 1512. The
Stewart plurality would apply the guidelines of Arli ngton
Heights, and Personnel Adm'r of Massachusetts v. Feeney, 442
U.S. 252 (1979), but would focus more on the subjective
intent of lawmakers than on the way the system operates.
According to the plurality, "Zimmer may afford sone evidence
of a discriminatory purpose [but] is not of itself sufficient
proof of such a purpose-." 100 S.Ct. at 1503.
In its original opinion, this Court held that "[t]here
is a 'current' condition of dilution of the black vote
resulting from intentional state legislative inaction...."
Brown v. Moore, supra, 428 F.Supp. at 1139. Five justices
in City of Mobile v. Bolden were of the opinion that a
similar finding made by this Court in that case was
adequately supported by the evidence (Stevens, Blackmun,
White, Brennan, and Marshall). But one of the five, Stevens,
thought that more was required to prove a constitutional
claim, even though his extreme view was not accepted by the
other eight members of the Court. It appears, therefore,
that to prove a case of intentional vote dilution that
satisfies a majority of the Supreme Court, at least in this
case, the demands of the Stewart plurality must be met.
McMillan v. Escambia County, supra.
The holding of the Bol den plurality is "that the
primary, if not the sole, focus of the inquiry must be on the
intent of the political body responsible for making the
districting decision." 100 S.Ct. at 1512, (Stevens
concurring). The requisite intent must be discerned in the
evidence by use of the legal principles of Washington v.
41
Davis, 426 U.S. 229 (1976);- Arlington Heights v._
M e t r ojj o 1_ i_ t a n_H o u s i_ n g__D e v e 1 o pm e n t_C orporation, 429 U.S. 252
(1977 ); and Feeney, supra. 100 S.Ct. at 1497 n. 10;
accord, 100 S.Ct. at 1539, n. -39, (Marshall dissenting).
To satisfy the intent standard of the Holden plurality,
discriminatory purpose of some sort oust he pro/ed; however,
plaintiffs are not required to show that it was the sole
purpose. McMillan v. Escambia County, F.2d (5th Cir., Feb.
19, 1981) , SI ip Op. at 4321 .
This leaves the question of "what type and how much
evidence is required to_establish proof of a discriminatory
purpose." Lodge v. Buxton, supra, slip op. at 5009. The
divided panel in Lodge was able to read the six opinions in
Bolden together in a manner that arguably salvages the
evidentiary standards of Zimmer v. McKeithen as proof of
invidious intent. This analysis pro/ides little help in the
instant case, however, because, as the Lodge majority
concedes, the Bolden plurality found the evidence adduced and
analyzed by this Court according to Zimmer insufficient to
prove racial intent. And, as Judge Henderson noted in his
bodge dissent, "[a]n exposition of evidence more detailed
than that made by the district judge in the Mobile case is
seldom seen." Slip op. at 5020.
But even the Lodge majority does not deem inappropria to
more direct proof of the motives behind the decision to adopt
or retain at-large elections; it simply doubts the
likelihood of plaintiffs being able to uncover such
"inculpatory documents". Slip op. at 4998 n. 8, 5009.
However, the evidence presented in this case on remand, like
similar direct evidence in McMillan v.__Escambia County,
shows that Judge Fay has underestimated the availability of
the more traditional indicia of "smoking guns." Accordingly,
42
w i t h o u t r e p e a t i n g its a n a l y s i s of the Z i m m e r e v i d e n c e , in
which the Court has already found a strong inference of
invidious purpose, this Court will analyze the more direct
evidence of intent by the criteria set out in Arli ngton
Heights itself, just as the panel in MeMi 11 an did.
The evidentiary standards this Court will apply in
analyzing the evidence for an- invidious legislative purpose
are as follows:
(1) The impact of the election plan -- whether it
bears more heavily on one race than on another -- provides a
starting point. Arl i ngton Heights, s_upra, 429 U.S. at 265.
Thereafter, "a sensitive inquiry" should be made into the
following types of evidence:
(2) The historical background of the legislative
decision, "particularly if it reveals a series of official
actions taken for invidious purposes." _I_d. at 267.
(3) The "specific sequence of events" leading up
to the decision. Sudden changes that counteract events
favoring the minority group can show invidious intent. Id.
(4) "Departures from the normal procedural
sequence". Id.
(5) "Substantive departures ... particularly if
the factors usually considered important by the decisionmaker
strongly favor a decision contrary to the one reached." Id.
(6) The legislative history, especially
contemporary statements by lawmakers, their minutes and
reports. I d . at 268.
(7) The trial testimony of those involved in the
decision making process. Id.
Feeney has been interpreted as adding a substantial
gloss to the Washington v. Oavls - Arli ngton Heights
pri nc i p1es :
43
"Discriminatory purpose," however, implies
more than Intent as volition or intent as
awareness of consequences. It implies that
the dec i s 1 onmaker 1 n this case a state
legislature, selected or reaffirmed a
particular course of action at least in
part "because of," not merely "in spite of,"
its adverse effects upon an identifiable group.
Feeney, supra, 60 L.Ed.2d at 837-88 (citation and footnotes
omitted). But this Feeney rule does nothing more than reject
as a complete measure of constitutional intent mere
"awareness of consequences" or "foreseeability" standing
alone. Justice Stewart hastened to explain in Feeney that
this does not mean that'"1nevitability or foreseesbi1ity of
consequences of a neutral rule has no bearing upon the
existence of discriminatory intent." 60 L.Ed.2d at 888 n.
25. Indeed, the record in that case showed that "all of tne
available evidence affirmatively demonstrate[d]" that
Massachusetts' veteran's preference had a completely benign
purpose. Id. (Emphasis added).
The 1876 statute
In 1852, the Alabama Legislature adopted a
twelve-member Mobile County School Board all elected
at-large, with some residency requirements . This system
prevailed through the Civil War. In 1853, during
Reconstruction, the Republican controlled State Board of
Education appointed George L. Putnam, director of the
Freedmen's schools in Mobile, to be superintendent of all
Mobile County public schools. The white conservative Schaol
Board began a campaign of resistance to the takeover of the
public schools by persons sympathetic with the interests of
black citizens and school children. As described more fully
4 4
- t
in the findings of fact, thi-s dispute, in circumstances
remarkably like those which would be repeated some 100 years
later in 1975 and 1976, involved even open defiance of lawful
court orders by the white school - commissioners . A compromise
was worked out in 1870 that called for the election of a new
Mobile County School Board in a manner that was designed to
assure black representation: twelve board members elected
at-large, but each voter restricted to voting for only nine
(9) candidates. As a result, blacks and/or their Republican
sympathizers were elected to the Board in, albeit in minority
numbers. However, the minority representation feature was
removed in 1876 by the first Redeemer Legislature, which
installed the election plan which prevails to the present
day, whereby all Board members run at large and the voters
may cast ballots for the whole number of seats to be filled.
Applying the Arl 1 ngton Heights - Fee_ney standards, the
impact of the 1876 election plan, the historical background
of the legislative decision, the sequence of events leading
up to its enactment and the legislative history inexorably
compel the conclusion reached by the expert historians at
trial that the present at-large election system for the
Mobile County School Board was adopted with the substantial
if not sole intent of precluding the possibility that blacks
or their sympathizers could be elected. The change was made
in 1876 from a scheme that was designed to permit minority
representation to one that assured that blacks could not be
elected because of, not merely in spite of, the adverse
impact it would have on blacks' voting rights.
Racial intent in the retention
of the present at-large scheme
45
Applying the standards-of Arlington Heights and Feeney
to the evidence concerning the events in 1975 and 1975, this
Court concludes that the at-large School Board elections have
been retained for invidious racial reasons:
(1) This Court's finding that the present
at-large system effectively dilutes the voting strength of
blacks 1n Mobile County provides the "starting point" of the
Arli ngton Heights analysis.
(2) There i s an hi storlcal background of state
action to undermine blacks' voting rights in Alabama and in
Mobile County in particular, also described in the findings
of fact supra♦ The Reconstruction efforts of conservative
Democrats to guard against the election of blacks to the
School Board, 65 years of state-imposed disfranchisement, the
white-only primary and the Mobile County School Board’s
massive resistance to school desegregation all set the stage
for the legislative activity in 1975.
(3) The sequence of events leading up to the
several decisions of the incumbent school commissioners that
blocked change to district elections in 1975 and 1976 shows a
pattern of deceptive counter measures that thwarted
legislative initiatives on behalf of black voters. They
1ncluded:
(4) procedural_departures such as the Board’s
state court attack on the Kennedy Act and their repeated
attempts to postpone the federal court trial, and
(5) substantive departures, particularly the
Board's about-faces on the state-law validity of both the
Kennedy Act and the Sonnier Bill.
(6) This Court had the opportunity to observe and
to weigh the trial testimony of the decisionmakers, all of
which compelled it to conclude that deception and duplicity
46
1 • •
had been used for the purpose of frustrating legislative
relief for Mobile County's black minority.
There were no predominating nonracial bases for the
Defendants' actions; they were tarried out because of, not
in spite of, their racial impact. The school commissioners
never attempted to justify their efforts to prevent
legislative change on the usual good government grounds for
at-large elections; to the contrary they repeatedly and
publicly proclaimed support for single-member districts.
Their"excuses for challenging the Kennedy Act and for
delaying federal court action were alleged concerns over
technical problems in the legislation. That these were mere
pretexts for discrimination is conclusively demonstrated by
the white school commissioners' Sonnier Bill ruse, their
refusal to provide the necessary support for new legislation
in subsequent years, and their continued post-trial maneuvers
to isolate and to minimize the powers of the two black board
members elected from districts in 1978.
The Court concludes that the at-large election system
of Mobile County School Commissioners has been maintained, at
least in part, for racially discriminatory purposes.
Accordingly, it is hereby ORDERED, ADJUDGED AND DECREED
a s follows:
A. The Court declares that the present at-large system
for electing Mobile County School Commissioners, adopted in
1876, No. 242,. Ala. Acts 1875-76, p. 363, and amended in
1919, No. 229,; Ala. Acts 1919, p. 73, violates the rights \
of Plaintiffs and the class of black voters of Mobile County
guaranteed by Section 2 of the Voting Rights Act of 1965, as
amended, 42 U.S.C. Section 1973, and by the fourteenth and
47
fifteenth amendments to the -Constitution of the United
States .
B. The Defendants, and each of them, their officers,
*
agents, attorneys, employees and-those acting in concert with
them or at their direction, are hereby permanently ENJOINED
from conducting further elections of Mobile County school
commissioners under the aforesaid at-large system.
C. Pursuant to the principles enunciated in Wise v .
Li pscomb, 437 U.S. 535 ( 1978 ), the Court will withhold entry
of a remedial order to provide the State of Alabama the
opportunity to legislate its own remedy, satisfying all
- constitutional requ1rements, prior to the primary and general
elections 1n 1983. If, upon motion of one or more of the
parties, or upon the Court's own motion, it appears that no
such legislative response will be made in time for the 1982
elections, the Court will carry out its responsibilities
under East Carroll Parish School Board v. Marshal 1, 424 U.S.
636 (1976), to order its own single-member district election
pi an .
D. Plaintiffs are entitled to recover their costs and
attorneys' fees, in amounts to be determined by subsequent
orders of this Court.
E. This Court retains jurisdiction of this action
pending further orders to ensure compliance with this decree.
DONE this ________ day of _____ , 1981.
U N I T E D S T A T E S T m T K T C T ' J U D G E
48