Taylor v. Alabama Record and Briefs
Public Court Documents
January 1, 1947 - January 1, 1948

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Brief Collection, LDF Court Filings. Taylor v. Alabama Record and Briefs, 1947. 4ddc637e-ca9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/9bb37ada-6bde-4ccf-b30b-add003a5a19c/taylor-v-alabama-record-and-briefs. Accessed October 09, 2025.
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T AYL OR A L A B A M Ke n n e d y T E NI E S' L - R E C O R A N E i b r i e ; Supreme Court of the United States October Term, 1948 No. 121 Miscellaneous SAMUEL TAYLOR, vs. Petitioner, TENNYSON DENNIS, Warden Alabama State Penitentiary, Kilby, Alabama, Respondent. PETITION FOR REHEARING AND FURTHER RELIEF N esbitt E lm o re , Montgomery, Alabama, T hurgood M ar sh a ll , New York, New York, Attorneys for Petitioner. F r a n k D. R eeves, F ra n k lin - H. W il l ia m s , C onstance B ak er M o tley , R obert L. Carter , Of Counsel. TABLE OF CASES PAGE Ashcraft v. Tennessee, 322 U. 8. 143 _______________ 4 Brisko v. Commonwealth Bank of Kentucky, 33 U. S. (8 Pet.) 118 ____________________________________ 6 Brown v. Mississippi, 313 U. S. 547 _________________ 4 Chambers v. Florida, 309 U. S. 227 ___________ _____ 4 Ex parte Hawk, 321 U. 8. 114 _____________________ 5, Ex parte Quinn, 317 U. S. 1 .... ___________________ Ex parte Taylor, 249 Ala. 670, 32 So. (2d) 659 ________ Haley v. Ohio, 332 U. S. 596 ______________________ Hirota v. General MacArthur, 93 L. ed. (Adv. Op.) 119_____________________________________________ Holiday v. Johnston, 313 U. S. 342 _________________ _ 5, Home Ins. Co. of N. Y. v. New York, 119 U. S. 129, 148; 122 U. 8. 636; 134 U. S. 594 ____________________ House v Mayo, 324 U. S 42 _______________________ 4, 5, Johnson v. Zerbst, 304 U. S. 458 ___________________ Lee v. Mississippi, 332 U. S. 722 ____________________ Lisenba v. California, 314 IT. S. 219 ________________ Malinski v. New York, 324 U. S. 401__________________ Marzani v. United States, — U. S. 93 L. ed .__________ Marino v. Ragen, 332 U. 8. 561_____________________ Mooney v. Hololian, 294 U. 8. 103____________________ New York v. Millan, 33 U. S. (8 Pet.) 120_____________ 6 Polack v. Farmers Loan and Trust Co., 157 U. S. 429, 586; 158 U. S. 601_______________________________ 6 Price v. Johnston, — U. S. —, 93 L. ed. (Adv. Op.) 993_____________________________________ ..._______ 5 Smith v. O’Grady, 312 U. S. 329 ____________________ 8 Taylor v. Alabama, — U. S. —, 92 L. ed. (Adv. Op.) 1394 2 8 Taylor v. State, 249 Ala. 130, 30 So. (2d) 256__________ 1 cn ^ co oo o i co ^a to m oo u PAGE U. 8. v. Adams, 320 U. S. 220 ________________________ 5 Vernon v. Alabama, 313 U. S. 547 __________________ 4 Von Moltke v. Gillies, 332 U. S. 708__________________ 5 Wade v. Mayo, 332 U. S. 672 _______________________ 4 Waley v. Johnston, 316 U. S. 101____________________ Walker v. Johnston, 312 U. S. 275 __________________ 5, Ward v. Texas, 316 IT. S. 547 ________________________ White v. Ragen, 324 U. 8. 760 _____...________________ White v. Texas, 310 U. S. 530 _______________________4, 5, Williams v. Kaiser, 323 U. 8. 471___________________ Statutes and Other Authorities Title 28, United States Code, Sections 2241-2255 ______ 5 A Memorandum Decision, 40 Harv. L. Rev. 485, Janu ary, 1927------1-------------------------------------------------- _____ 10 O l CC ^ ^ Q O O l Supreme Court of the United States October Term, 1948 No. 121 Miscellaneous S a m u e l T aylob , vs. Petitioner, T en n yso n D e n n is , Warden Alabama State Penitentiary, Kilby, Alabama, Respondent. PETITION FOR REHEARING AND FURTHER RELIEF To the Honorable Chief Justice of the United States and the Justices of the Supreme Court of the United States: Petitioner respectfully presents this petition pursuant to Rule 33 of the Rules of this Court for a rehearing of the above-entitled cause decided on the 7th day of Febru ary, 1949, by an evenly divided Court of eight (8) Justices. Petitioner respectfully submits the following reason why the relief prayed for should be granted: On November 19,1946, petitioner was sentenced to death by electrocution upon a conviction of rape in the Circuit Court of Mobile County, Alabama, which judgment was affirmed by the Supreme Court of Alabama on April 24, 1947. Taylor v. State, 249 Ala. 130, 30 So. (2d) 256. On November 13, 1947, that Court denied petitioner permission to file a petition for writ of error coram nobis in the trial 2 court, Ex Parte Taylor, 249 Ala. 670, 32 So. (2d) 659, which decision was subsequently affirmed by this Court. Taylor v. Alabama, — U. S. —, 92 L. ed. (Adv. Op. 1394). In the majority opinion of this Court it was made clear that the review of the judgment was limited to the pro cedural question of whether or not the coram nobis remedy as used in Alabama denied petitioner due process of law. It was held that the procedure was in conformity with the due process clause and that the Supreme Court of Alabama did not deny petitioner due process by refusing permission to file for coram nobis after taking into consideration the entire record of the original trial along with certain photo graphs produced by the State of Alabama and supported by affidavit. The majority opinion, however, was careful to point out that: “ If the new petition (seeking permission to file petition for writ of error co-ram nobis) and its sup porting affidavits stood alone or had to be accepted as true, the issue would be materially different from what it is.” Taylor v. Alabama, 92 L. ed. (Adv. Op.) at page 1401. Mr. Justice F r a n k fu r te r in concurring pointed out that: ‘ ‘ In reaching such a conclusion the Supreme Court of Ala bama was entitled to consider the circumstances of the original trial, the manner of its conduct by the trial judge, the professional ability with which the defendant was repre sented, the behavior of the accused throughout the proceed ings, and, in the light of all these circumstances, the weight to be attached to the affidavits on which his present peti tion is based.’ ’ Mr. Justice F r a n k fu r te r concluded: “ But this merely carries me to sustaining the judgment of the Alabama Supreme Court. There is not now before us any right that the petitioner may have under the Judicial Code to bring an independent habeas corpus proceeding in the District Court of the United States.” 3 Mr. Justice M u r p h y in his dissenting opinion in which Mr. Justice D ouglas and Mr. Justice R utledge concurred pointed out that “ Fortunately, this Court has not yet made a final and conclusive answer to petitioner’s claim. . Nothing has been held which prejudices petitioner’s right to proceed by way of habeas corpus in a federal district court, now that he has exhausted his state remedies. He may yet obtain the hearing which Alabama has denied him. ’ ’ Thereupon, petitioner filed a verified petition for writ of habeas corpus in the United States District Court for the Middle District of Alabama (R. 1-5), and a rule to show cause was issued by that court. The Attorney General of the State of Alabama filed a pleading captioned “ Return to Rule” (R. 8-9). This had the force and effect of a mo tion to dismiss and was so recognized by the court and the Attorney General of Alabama (R. 12). Under these cir cumstances, the allegations of the verified petition had to be accepted as true at that stage of the proceedings. A hearing was held on the verified petition and the motion to dismiss. Under normal procedure, such a hearing is limited to legal arguments and was so limited in this case. No pleadings were filed by the State of Alabama to bring to issue the allegations in the verified petition. It cannot be argued that at this stage of the proceeding, petitioner was obliged to or should have been prepared to produce testi mony. Orderly procedure permits testimony only after the i espondent has made a full and complete return and has placed in issue the factual basis for the petition for writ of habeas corpus. The record in the original trial was not before the district court. Respondents had filed neither a return within the accepted meaning of that term, nor an answer, nor any denial of the factual basis for the petition. 4 The decision of the district judge was allegedly based upon the legal insufficiency of the petition and was admittedly determined by: (a) the verified petition, and, (b) the opin ions of the Supreme Court of Alabama and of this Court in the coram nobis case. In applying to this Court for a writ of certiorari peti tioner relied upon principles of law which heretofore had been considered clear and well established: a. Use by a state of a coerced confession to obtain a conviction for a crime is a violation of the due process clause of the Fourteenth Amendment. Lee v. Mississippi, 322 U. S. 722; Haley v. Ohio, 332 U. S. 596; Malinski v. New York, 324 U. S. 401; Ashcraft v. Tennessee, 322 U. S. 143 ; Ward v. Texas, 316 U. S. 547; Lisenba v. California, 314 U. S. 219; Vernon v. Alabama, 313 U. S. 547; White v. Texas, 310 U. S. 530; Chambers v. Florida, 309 U. S. 227; Brown v. Mississippi, 313 U. S. 547. b. A habeas corpus proceeding in the Federal District Court is the proper method of attacking a conviction ob tained in a state court in violation of defendant’s consti tutional rights, after the exhaustion of state remedies. White v. Hagen, 324 U. 8. 760; Wade v. Mayo, 332 U. 8. 672; House v. Mayo, 324 U. S. 42; a Ex parte Hawk, 321 U. 8. 114; Mooney v. Holohan, 294 U. S. 103; Title 28, United States Code, Sections 2241-2255. e. The allegations of a petition for habeas corpus in Federal courts must be taken as true in the absence of an answer or a hearing. White v. Hagen, 324 U. S. 760; House v. Mayo, 324 U. S. 42; Williams v. Kaiser, 323 U. S. 471; U. 8. v. Adams, 320 U. S. 220. d. The Federal District Court is under the duty to forthwith award the writ of habeas corpus, unless it ap pears from the petition itself that the party is not entitled thereto. Holiday v. Johnston, 313 U. S. 342; Price v. Johnston, — U. S. — ; 92 L. ed. (Adv. Op.) 993; Von Moltke v. Gillies, 332 U. S. 708; Marino v. Hagen, 332 U. S. 561; U. 8. v. Adams, 320 U. S. 220; Ex parte Quirin, 317 U. S. 1; Walker v. Johnston, 312 U. S. 275; Title 28, United States Code, section 2243 (then, 28 U. S. C. #461). e. The prior proceedings in this case did not relieve the District Court of its duty to afford petitioner a hearing on the allegations of the petition for habeas corpus. House v. Mayo, 324 U. S. 42; Waley v. Johnston, 316 U. S. 101. 6 These principles of law heretofore considered clear and well established are inextricably involved in this case. The decision by an equally divided court has cast grave doubt and confusion upon these principles. The case was placed on the summary docket, thereby limiting argument to one-half hour by one attorney. This Court denied the request of attorneys for petitioner that two attorneys be permitted to argue the case for a half hour each. The respondent did not appear for argument so that the entire argument was limited to one-half hour. Less than a week after argument, the Court entered its per curiam decision, affirming the judgment by an equally divided court in this, “ a matter of life and death, a matter of constitutional importance” . (Mr. Justice M u r p h y in dissenting opinion.) This case imperatively requires rehearing and final dis position of the case by majority vote of this Court. This case reached the Court by petition for certiorari, not on appeal. The review thus came to petitioner because a suffi cient number of this Court deemed the specific questions presented to be of sufficient general importance to require decision by this Court. The per curiam, order of affirmance by an equally divided court fails to supply that decision. Instead it leaves the law of this case in a state of confusion and casts doubt on the applicability of the principle involved to other cases. For many decades, the practice has been followed, when ever practicable, of having questions of the nature involved in this case heard by the full court so that a judgment therein might be by a majority of the Court. Brisko v. Common- wealth Bank of Kentucky, 33 IT. S. (8 Pet.) 118; New York v. Millan, 33 IT. 8. (8 Pet.) 120; Home Ins. Co. of New York v. New York, 119 IT. 8. 129, 148; 122 IT. S. 636; 134 U. 8. 7 594; Polack v. Farmers Loan and Trust Co., 157 U. S. 429, 586; 158 U. S. 601. Mr. Justice B la ck did not participate in either the hear ing of argument or the decision in this case, and we respect fully submit that for the reasons set out above, a rehearing should be granted in this case in order to give to Mr. Justice B lack an opportunity to reconsider his position in the light of the equally divided Court so that the doubt and confusion as to the principles of law involved may be resolved one way or the other. The precedent for such action has been recognized in the case of Hirota v. General MacArthur, 93 L. ed. (Adv. Op.) 119 and the granting of a rehearing in the case of Marzani v. United States, — U. S. —, 93 L. ed. —. The opinion of this Court in the first Taylor case did not pass upon the constitutional question as to whether or not the conviction of Samuel Taylor was based upon a denial * of due process of law. The decision of this Court in the instant case leaves this question as well as the procedural question in doubt. Unless these points are clearly decided in this case they can never be decided. There is now no other judicial remedy open to petitioner to prevent his death by electrocution. The per curiam order of the Court in this case does not disclose the reasons for Mr. Justice B l a c k ’s nonparticipa tion. Whatever they may be, petitioner is convinced that if upon reconsideration Mr. Justice B la ck were to agree to hear and participate in the decision of this case, petitioner would thereby be afforded a full and complete hearing and the possibility of a definitive determination of the issues in this case so as to remove the doubt now existing as a re sult of the present per curiam order. If Mr. Justice B lack sits and hears argument on this case it might not be neces sary for him to participate in the final decision in order to 8 have a majority decision. In the Hirota case, Mr. Justice J ackson while agreeing to hear argument did not partici pate in the final determination of the case because a ma jority decision was possible without his participation. Prior to the decision in this case the law was clear that, after state remedies had been exhausted by a petitioner without a hearing on the merits of claimed violations of the Constitution, United States District Courts were prohibited from dismissing a petition for habeas corpus sufficiently alleging facts to show such constitutional violation without a hearing on the merits. Ex Parte Hawk, supra, and White v. Ragen, supra, and as modified by House v. Mayo, supra, and Wade v. Mayo, supra. The order of this Court in the instant case leaves an unresolved doubt, therefore as to the present availability of habeas corpus upon the exhaustion of state remedies in the process of which no hearing on the merits was given. This doubt is particularly strong when the opinion of the District Court herein and the opinion of this Court in Taylor v. Alabama are considered together. The order of this Court creates doubt concerning the principle of the truth of uncontroverted facts in a Petition for Writ of Habeas Corpus. From an examination of the cases Walker v. Johnson, supra.; Waley v. Johnston, supra; Holiday v. Johnston, supra; Johnson v. Zerbst, 304 U. S. 458; Smith v. O’Grady, 312 U. 8. 329, it was clear that the uncontroverted facts in a petition for writ of habeas corpus to a federal court must be taken as true in the absence of an answer or a hearing. In response to the rule to show cause in the Court below, the State of Alabama did not sub mit an answer nor was a hearing granted upon the facts of the petition by the Court. There can be no question but that the allegations of such petition, if true, sufficiently set forth facts constituting a violation of constitutional rights by a state court in the trial of the petitioner. The District 9 Judge, however, upon receipt of a motion to dismiss, which, for all intents and purposes admits the truth of such allega tions, refused to accept the allegations as true and without more concluded rather “ that a further hearing is not re quired by the Constitution of the United States” . (Italics ours.) The Court’s per curiam order of February 7, it is sub mitted, places an unwaranted effect upon the decision in Mooney v. Hollahan, supra, insofar as that case requires that state courts, equally with federal courts, provide a remedy whereby one claiming to have been convicted in violation of basic constitutional rights may have such claim judicially tested. The effect of the order of affirm ance of this Court is to give the courts of Alabama the sole jurisdiction for entertaining such applications according to Alabama’s coram nobis standard. The order of the Court in effect further completely bars the remedy of and the standards of habeas corpus in the federal courts in all circumstances to any person detained by authority of an Alabama state court after disposal of petition for permission to file for coram nobis. The order fuither gives sanction to the Alabama coram nobis prac tice of requiring a petitioner to prove his innocence as a pi erequisite to obtaining a hearing on his claim of viola tion of constitutional rights. Clearly, as pointed out in petitioner’s brief and in argument before the Court, no such rule had heretofore existed in the federal courts. The order of the Court further gives sanction to Ala bama’s practice of speculating on the verity of the allega tions of a petition for coram nobis. While it may be ad mitted that Alabama has the right to set up such procedure as it may deem appropriate subject to the limitations of due process for the consideration of claims such as the one which petitioner makes, it is submitted that the intent of the Mooney v. Hollahan doctrine was not to bar completely 10 the right to federal habeas corpus by a state prisoner, un less he had obtained in the state court, through habeas corpus, coram nobis or other similar procedure, a hearing on the merits of his petition according to the standards which prevail in the federal courts on habeas corpus. In Waley v. Johnston, 316 U. S. 101, 104, this Court stated: “ True, petitioner’s allegations in the circumstances of this case may tax credulity. But in view of their spe cific nature, . . . and the failure of respondent to deny . . . them specifically, we cannot say that the issue was not one calling for a hearing within the principles laid down in Walker v. Johnston, 312 U. S. 275, 85 L. Ed. 830, 61 S. Ct. 574. . . . If the allegations are found to be true, peti tioner’s constitutional rights were infringed.” The decision of the District Court denied a hearing on the merits and dismissed the petition on the grounds that the issues had been disposed of in the coram nobis proceed ings. Thus, instead of applying the standards for disposi tion of habeas corpus proceedings in federal courts the Dis trict Court substituted the contrary standards for state court determination of coram, nobis applications. The fac tual basis of the coram nobis proceedings was determined by the decision. The decision in this case now affirmed by an equally divided court cannot be rationalized with the former opinion of this Court in the coram nobis proceeding. There are several clear principles of law involved in this decision which cannot be rationalized with existing decisions.1 The equally 1 In a note concerning reversals by memorandum opinions it has been stated that “ An opinion is a check on ‘administrative justice’ and doubtful reasoning. It makes possible the thoughtful extension, limitation or correction of doctrine in subsequent cases. It is a guide, in the present instance much needed, to counsel and inferior courts. It is a mark of respect in case of reversal, for the court reversed. It is submitted that in cases like the present, there are grave objections to the Court’s departure from its practice of delivering opinions.” A Memorandum Decision, 40 Harv. L. Rev. 485, January, 1927. 11 divided court and the lack of opinion thereby casts doubt upon these principles of law. The present decision in this case and the resultant confusion will increase rather than decrease the applications to this Court for certiorari from decisions of district courts. The effect of the Court’s order is to completely bar peti tioner’s right to a hearing with compulsory process and right of cross examination in any judicial forum. Such a consequence, it is submitted, is in and of itself a denial of due process. It cannot be said that petitioner’s claims are without merit. There was a vigorous dissenting opinion in the Alabama Supreme Court and in this Court on the coram nobis proceeding. If petitioner is now electrocuted there will always be grave doubt as to whether or not his life was taken without due process of law. Our Constitution re quires that due process of law be afforded at every step of our judicial proceedings. Is it not more in keeping with our principles to grant a full and complete hearing of this peti tioner’s claim of denial of rights guaranteed by our Constitution? Conclusion Petitioner has been seeking a hearing of his claim that his conviction is in violation of the United States Consti tution—a hearing within the accepted meaning of the word. If he had been granted such a hearing the entire matter would have been disposed of. If his claims were so un believable the State of Alabama would not have opposed such a hearing at every stage of both proceedings. We are not unaware of the large number of petitions for writs of habeas corpus in federal courts. On the other 12 hand, we are certain that the present decision by an equally divided court will increase rather than decrease applica tions to this Court for review of such cases. Where a man’s life is at stake and constitutional rights are involved his life should not be taken as the result of a decision by an equally divided court based upon a half hour argument. W h erefore , petitioner prays that this Court grant to petitioner a re-hearing by having the case placed on the regular docket for a full hearing. Petitioner further prays that Mr. Justice B la c k reconsider his reasons for not par ticipating in this case and in the light of the equally divided court that he participate in the hearing of argument and if necessary the final decision of the case. Counsel represents to the Court that this petition for re-hearing and other relief is not filed for the purpose of delay. N esbitt E lm o re , Montgomery, Alabama, T htjrgood M a r sh a ll , New York, New York, Attorneys for Petitioner. F r a n k D . B eeves, F r a n k l in H . W il l ia m s , C onstance B aker M o tley , R obert L . Carter , Of Counsel. L a w y e r s P ress, I n c .. 165 William St., N. Y. C. 7; ?Phone: BEekman 3-2300 SUPREME COURT OF THE UNITED STA TES OCTOBER TERM, 1947 No. 721 SAMUEL TAYLOR, Petitioner, vs. STATE OF ALABAMA ON W RIT OF CERTIORARI TO TH E SUPREM E COURT OF T H E STATE OF ALABAM A BRIEF FOR PETITIONER E dward R . D u d le y , T hurgood M a r sh a ll , N esbitt E lm o re , Counsel for Petitioner. A r t h u r D . S h ores , F r a n k l in H. W il l ia m s , Of Counsel. « * r 1' i j '><V ^ .«[ i ,! # r 'r r 1 V / > | }■r\. -■> ■■ y / s'; 7- Vt\x'V( > /.. >_ • v. . : , I r t-S .'- • 4./X% \ r j ■■ ■'■■ • -V - '- - I ••’ " ' ; / : v'V/y.v (Ay'/f t -- S • v ; :~ 'S., i *' -*i ■ S ' s: 1' V ^ ! -K-Y \ ' / AV,v v ;-&V M y > ,5 -'t a, ,‘W \ * V- m ; SB 'y ■ M \ ' ' T? vV : Y ;■ ' :l!' •.. n\r ' r ' ? r,i ■ INDEX T able of C on ten ts Page Opinion of court below ................................................. 1 Jurisdiction ................................................................... 1 Summary statement of matter involved................... 2 1. Statement of ca se .............................................. 2 2. Statement of fa c ts ............................................ 3 Question presented....................................................... 5 Errors relied upon ....................................................... 6 Outline of argument...................................................... 6 Summary of argument.................................................. 6 Argument ....................................................................... 7 I. The Supreme Court of Alabama erred in deny ing petitioner’s motion for leave to file a petition for a writ of error coram nobis. . . . 7 A. The conviction of petitioner through the use of a confession extorted by force, violence and fear is a violation of the Fourteenth Amendment......... 7 B. The refusal to permit petitioner to file a petition for a writ of error coram nobis to raise this question and to introduce testimony in support thereof at a hearing free from fear was a denial of due process............... 8 Conclusion ..................................................................... 13 T able of C ases Ashcraft v. Tennesse, 322 U. S. 143............................ 8 Brown v. Mississippi, 297 U. S. 278............................ 7 Canty v. Alabama, 309 U. S. 629.................................. 7 Chambers v. Florida, 309 U. S. 227............................ 7 Carter v. Illinois, 329 U. S. 173.................................... 13 Ex Parte Burns, 22 So. (2d) 517.................................. 8 Ex Parte Lee, 27 So. (2d) 147...................................... 8 Haley v. Ohio, 92 L. E d .— ............................................ 8 —6031 11 INDEX Page Eysler v. Florida, 315 U. S. 411.................................. 12 Johnsons. Williams, 13 So. (2d) 683........................ 8 Lee v. Mississippi, 92 L. E d .— .................................... 8 Lisenba v. California, 314 IT. S. 219............................ 7 Lomax v. Texas, 313 IT. S. 544.................................... 7 Lyons v. Oklahoma, 322 IT. S. 596................................ 8 Malinski v. New York, 324 U. S. 401............................ 8 Marino v. Ragen, 92 L. Ed. — .................................... 9 Mooney v. Holohan, 294 IT. S. 103................................ 8 Pyle v. Kansas, 317 IT. S. 2 13 ...................................... 11 Redus v. Williams, 13 So. (2d) 5 6 1 ............................ 8 Rice v. Olsen, 324 U. S. 786........................................... 11 Taylor v. State, 32 So. (2d) 659.................................... 8 Tompkins v. Missouri, 323 IT. S. 485 .......................... 10 Vernon v. Alabama, 313 IT. S. 547 .............................. 7 Ward v. Texas, 316 IT. S. 547 ........................................ 7 White v. Texas, 309 U. S. 631, 310 IT. S. 530................. 7 Williams v. Kaiser, 323 IT. S. 471................................ 10 SUPREME COURT OF THE UNITED STATES OCTOBER TERM, 1947 No. 721 SAMUEL TAYLOR, vs. Petitioner, STATE OF ALABAMA, Respondent. BRIEF FOR PETITIONER The majority and dissenting opinions of the Supreme Court of Alabama appear in the record filed in this cause (R. 16-28) and are reported at------Ala.------ , 32 So. (2d) 659. Jurisdiction Jurisdiction of this Court is invoked under Sec. 237(b) of the Judicial Code (28 U. S. C. 344(b)), as amended February 13, 1925. The date of judgment was the 4th day of December 1947, on which date the Supreme Court of Alabama overruled petitioner’s application for rehearing in this cause (R. 30), after said court had, on the 13th day of November 1947, denied petitioner’s application for leave to file a petition for writ of error coram nobis in the Circuit Court of Mobile 2 County, Alabama (R. 28). Petition for certiorari was filed on March 3, 1948 and was granted by this Court on April 5, 1948 (R. 31). Summary Statement of Matter Involved 1. Statement of Case Petitioner, Samuel Taylor, an ignorant Negro youth, was charged with having committed the crime of rape of a white girl; was tried, convicted and sentenced by the Circuit Court of Mobile County, Alabama, on the 19th day of November 1946. Judgment and sentence of death was imposed upon petitioner on the 19th day of November 1946. Petitioner is now confined in an Alabama state penitentiary under sen tence of death, pursuant to the said judgment. On the 24th day of April, 1947, the Supreme Court of Alabama affirmed the judgment of the Circuit Court of Mobile County, Alabama. On September 18,1947, petitioner applied to the Supreme Court of Alabama for leave to file an application for writ of error coram nobis before the Circuit Court of Mobile County, Alabama (R. 1). The petition and supporting affidavits alleged that the confession upon which petitioner’s conviction was based was extorted by force and violence exerted against him by state officers; that he was ignorant of his rights at the time of trial and because of fear of reprisals did not advise his court-appointed attorney that the said confession was so extorted; that petitioner’s new attorney was not advised of these facts until after peti tioner’s conviction, the preparation and filing of the motion for new trial, the overruling of said motion by the Circuit Court of Mobile County, Alabama, the appealing of peti tioner’s case and the docketing of same and the decision of said Supreme Court of Alabama as aforesaid (R. 1-11). 3 The State of Alabama moved to dismiss the said petition and the issue was thus submitted for determination of the court (R. 11-15). The Supreme Court of Alabama denied the application, holding that: 1) The proposed attack on the judgment lacked merit; and 2) The allegations of the petition were unreasonable and there was no probability of truth therein (R. 16-20). 3) Petitioner did not testify in the original trial and the petition did not contain a “ positive statement of denial of guilt or present protestation of innocence.” The dissenting opinion pointed out that the writ of error coram nobis was proper to reach facts which were unknown to the court when judgment was pronounced and which the petitioner was prevented from presenting because of duress, fear or other sufficient cause and that in this case “ the petition considered in the light of the record shows a reason able probability of the truth of the allegations in the peti tion and entitles petitioner to leave to seek relief in the trial court” (R. 20-28). In this Court, petitioner asserts that his constitutional right to due process of law was violated by the action of the Supreme Court of the State of Alabama in denying him permission to file an application for writ of error coram nobis in the Circuit Court of Mobile County, Alabama. 2. Statement of Facts The details surrounding the obtaining of the alleged con-. fession from petitioner, upon which his conviction below was based, appear in the petition for writ of error coram, nobis and the supporting affidavits (R. 1-11). Counsel for petitioner representing him on the filing of his petition for leave to file an application for writ of error coram nobis did 4 not represent Mm at Ms trial in the Circuit Court of Mobile County, Alabama. Petitioner, as alleged in Ms petition to the Supreme Court of Alabama, because of fear of bodily harm, failed to inform the attorney representing him at his trial of the circumstances surrounding the obtaining of the said alleged confession (R. 4). The said attorney could not have known of these facts by the exercise of reasonable diligence in time to have presented them to the trial court (R. 4). After final affirmance of his conviction by the Supreme Court of Alabama, petitioner’s present counsel was requested to intervene. Petitioner’s present attorney obtained affidavits supporting petitioner’s allegations of cruel and inhuman treatment from three other individuals who were arrested and confined at the same time as peti tioner. These affidavits were submitted in support of his petition to the Supreme Court of the State of Alabama (R. 6, 8, 10). The petition and affidavits showed that peti tioner and three (3) other Negro youths were arrested by police in Prichard, Alabama, near midnight on the night of June 29, 1946 (R. 2). They were taken to the City Jail at Prichard, Alabama, and subjected to cruel, brutal and inhuman treatment by several police officers in an attempt to obtain from them a confession to having committed a robbery. The other three Negro youths were detained in the City Jail without further molestation for several days. Petitioner, however, was subjected to continuous beating and mistreatment by police officers of the city of Prichard for a period of four consecutive nights. The purpose of the said beatings and questioning was to force petitioner to confess to an alleged rape which the said police officers accused him of having committed (R. 2-3). After this mistreatment continued for a period of four nights, petitioner, in great fear for his life, health and safety, confessed to having committed the crime of rape. He was told at this time by these officers that if he made 5 mention of the fact that he had been beaten and mistreated, he would be subjected to even more beatings and mistreat ment. After having made such confession, a group of out side responsible people of the community, who were without knowledge of the gross brutality and mistreatment to which petitioner had been subjected, was brought into the jail at Prichard, Alabama, at 3 o ’clock on the morning of July 3, 1946, where petitioner was coerced through fear of further reprisals to again confess in the presence of these people in a staged, prearranged atmosphere (R. 3). As stated in his petition, “ Petitioner was put in such great fear for his future safety after having been sub jected to such mistreatment * * *, and after having been threatened with even worse physical mistreatment by the police officers # * * if # * * (he) # # * did mention said beatings to any person, that he failed and refused by reason of such fear to mention this mistreatment and ex tortion of said confession from him to his attorney who was appointed by the Court to defend him * * * ” (R. 4). In spite of the strong prima facie case set forth by the petitioner in his petition and supporting papers presented to the Supreme Court of Alabama, permission to apply for a writ of error coram nobis in the Circuit Court of Mobile County, Alabama, was denied by a divided court (R. 28). Question Presented Whether, in view of the facts alleged in the petition and supporting affidavits submitted to the Supreme Court of Alabama, the denial of opportunity to the petitioner to apply for a writ of error coram nobis to the court convict ing him constituted a violation of petitioner’s constitutional rights as guaranteed by the Fourteenth Amendment. 6 Errors Relied Upon The Supreme Court of Alabama erred: In denying petitioner’s application for leave to apply for a writ of error coram nobis to the Circuit Court of Mobile County, Alabama, and:— a) In bolding that the facts contained in the said application and supporting affidavits were not rea sonable ; and, b) In bolding that said allegations lacked the probability of truth; and, c) In giving weight to the failure of petitioner to testify at bis trial and to affirmatively allege bis innocence in bis petition. Outline of Argument I The Supreme Court of Alabama erred in Denying Peti tioner’s Motion for Leave to File a Petition for a Writ of Error Coram Nobis. A. The conviction of petitioner through the use of a confession extorted by force, violence and fear is a vio lation of the Fourteenth Amendment. B. The refusal to permit petitioner to file a petition for a writ of error coram nobis to raise this question and to introduce testimony in support thereof at a hearing free from fear was a denial of due process. Summary of Argument Petitioner herein asserts that his constitutional right to the due process of law has been denied by the action of the Supreme Court of Alabama in dismissing his petition for permission to file a writ of error coram nobis with the court convicting him. 7 Petitioner’s conviction was based upon an alleged con fession obtained by officers of the State of Alabama through the unlawful use of force, duress and intimidation, as stated by this Court in a long line of cases outstanding among which is Chambers v. Florida, 309 U. S. 227. The State of Alabama has recognized the writ of error coram nobis as a form of relief available to individuals unlawfully confined. The denial of the substance of relief to petitioner without opportunity given him to submit proof in support of the allegations contained in his petition for permission to file a writ of error coram nobis has deprived him of his due process of law. Argument The Supreme Court of Alabama Erred in Denying Peti tioner’s Motion for Leave to File a Petition for a Writ of Error Coram Nobis. A. The Conviction of Petitioner through the Use of a Confession Extorted by Force, Violence and Fear is A Violation of the Fourteenth Amendment. The principle referred to by this Court in the case of Hysler v. Florida,1 that conviction upon a confession ‘ ‘ wrung from an accused by overpowering his will, whether through physical violence or the more subtle forms of coercion com monly known as ‘ the third degree’ ” is offensive to our constitutional guarantee of due process and violates “ civil ized standards for the trial of guilt or innocence” is funda mental in our law. The principle has been reiterated by this Court in a long and unbroken line of decisions.2 The 1 315 u. S. 411, 413. 2 B row n v. M ississipp i, 297 U. S. 278; C ham bers v. F lorid a , 309 U. S. 227; C anty v. A labam a, 309 U. S. 629; W h ite v. T exas, 309 U. S. 631, 310 U. S. 530; L om a x v. T exa s , 313 U. S. 544; V ern on v. A labam a, 313 U. S. 547; L isen ba v. C aliforn ia , 314 U. S. 219; W a rd v. T exa s , 316 U. S. 8 principle is controlling even though the alleged confession is not the sole basis for the conviction.3 B. The Refusal to Permit Petitioner To File a Peti tion for A Writ of Error Coram Nobis to Raise this Question and to Introduce Testimony in Support Thereof At a Hearing Free from Fear Was a Denial of Due Process. Assuming the truth of the allegations contained in the petition before the Supreme Court of Alabama herein (E. 1), which assumption was effected by the state’s motion to dismiss,4 there can be no dispute that the principle dis cussed above is applicable to petitioner’s conviction. The validity of this principle was recognized by the Alabama Supreme Court (R. 17) yet permission to file application for writ of error coram nobis was denied petitioner. Though the common-law writ of error coram nobis was adopted by the State of Alabama,5 6 pursuant to the mandate of this Court contained in the case of Mooney v. Holohanf its relief has usually been denied to petitioners seeking hearings after conviction on alleged constitutional viola tions occurring during trial.7 The State of Alabama has established the rule that habeas 547; A sh cra ft v. T ennessee, 322 U. S. 143; L y o n s v. Oklahom a, 322 U. S. 596; M alinski v. N ew Y o rk , 324 U. S. 401; L ee v. M ississip p i, 92 L. Ed, —; H a ley v. Ohio, —, 92 L. Ed. —. 3 M alinski v. N ew Y ork , supra , L ee v. M ississipp i, supra. 4 “The effect of the motion to dismiss is to confess the truth of the allega tions of the petition for the purpose of said motion.” Dissenting opinioa. T aylor v. S tate, 32 So. (2d) 659 (R. 23). 5 Johnson v. W illiam s (1943), 13 So. (2d) 683. 6 294 U. S. 103. 1 J ohnson v. W illiam s, su p ra ; R ed os v. W illiam s (1943), 13 So. (2d) 561; E x P a rte B urns (1945), 22 So. (2d) 517; E x P a rte L ee (1946), 21 So. (2d) 147. 9 corpus will lie only where the invalidity of the judgment appears on the face of the record of the trial.8 In Alabama the only procedure available to challenge a judgment on the grounds of facts not appearing on the face of the record is by means of a petition to the Supreme Court of Alabama for leave to petition the Circuit Court where the conviction was obtained for a writ of error coram nobis to review the judgment.9 If the requirements for the granting of this form of relief are so strict as to require refusal of relief in a case where the constitutional violation is as clearly alleged as herein, then the remedy offers “ no substantial hope of relief.” 10 As stated by this Court in discussing the “ procedural labyrinth” obtaining in the State of Illinois: “ . . . the remedies available there are inadequate. Whether this is true because in fact no remedy exists, or because every remedy is so limited as to be inade quate, . . . is beside the point. If the federal guarantee of due process in a criminal trial is to have real significance, . . . it is imperative that men con victed in violation of their constitutional rights have an adequate opportunity to be heard in court. ’ ’ 11 (Ital ics ours.) No such “ adequate opportunity” for a hearing in court has been given petitioner in this case. The statement contained in the dissenting opinion below accurately reflects petitioner’s position before this Court: “ If the petitioner in his application must affirm his innocence and make proof rebutting the implications of guilt arising from the judgment of conviction pro cured by use of coerced confessions before he can s V ern on v. S ta te , 240 Ala. 577, 200 So. 560; John son v. W illiam s supra. 9 Johnson v. W illiam s, supra. 10 M arino v. H agen , 92 L. Ed. —. 11 M arino v. H agen, supra . 10 obtain leave to file a petition for the writ of error coram nobis to establish want of due process under the Constitution, as the majority opinion holds, the guarantees of the Constitution become as ‘ sounding brass and tinkling cymbal’—mere platitudes—without force or substance and a defendant put on the ‘ rack’ and forced to confess his guilt is without remedy or hope.” There was no direct conflict between the allegations contained in the petition before the Alabama Supreme Court and the facts of the record. At petitioner’s trial, no proof was offered as a predicate for the introduc tion of the alleged confession. Eather, there was merely a lack of proof of duress because the effect of the same coercion and intimidation used to force the confession from petitioner still made itself felt upon him. The petition submitted to the Alabama Supreme Court ‘ ‘ establishes on its face the deprivation of a federal right. ’ ’ 12 It is submitted that instead of offering a remedy therefor, the Supreme Court of Alabama, through its refusal to grant permission for the filing of an application for writ of error coram nobis, deprived petitioner of his only avenue of relief from this unconstitutional conviction “ without giving peti tioner an opportunity to prove his allegations. ’ ’ 13 This denial has deprived petitioner of relief even in the federal courts as such courts ordinarily do not entertain habeas corpus proceedings setting forth substantially the same facts as have been previously brought before a state court by writ of error coram nobis or in an habeas corpus pro ceeding. The Alabama Court erred in denying petitioner relief on the grounds that some testimony appeared in the record that the confession was voluntary and that petitioner had 12 W illiam s v. K a iser , 323 U. S. 471. 13 W illiam s v. K a iser , su p ra ; T om pkin s v. M issouri, 323 U. S. 485. 11 failed to testify at the original trial. As stated by Mr. Justice Murphy in the case of Lee v. Mississippi, supra. “ . . . And since our constitutional system permits a conviction to be sanctioned only if in conformity with those principles, inconsistent testimony as to the con fession should not and cannot preclude the accused from raising the due process issue in an appropriate manner. . . . Indeed, such a foreclosure of the right to complain ‘ of a wrong so fundamental that it made the whole proceeding a mere pretense of a trial and rendered the conviction and sentence wholly void,’ . . . would itself be a denial of due process of law.” Petitioner’s papers were sufficient to constitute a prima facie case and require the granting of permission to apply for the writ, followed by a hearing in substantiation of the allegations.14 14 “Habeas corpus is a remedy available in the courts of Kansas to persons imprisoned in violation of rights guaranteed by the Constitution of the United States. Petitioner’s papers are inexpertly drawn, but they do set forth allegations that his imprisonment resulted from perjured tes timony, knowingly used by the State authorities to obtain his conviction, and from the deliberate suppression by those same authorities of evidence favorable to him. These allegations sufficiently charge a deprivation of rights guaranteed by the Federal Constitution, and, if proven, would en title petitioner to release from his present custody. They are supported by the exhibits referred to above, and nowhere are they refuted or denied. The record of petitioner’s conviction, while regular on its face, manifestly does not controvert the charges that perjured evidence was used, and that favorable evidence was suppressed with the knowledge of the Kansas authorities. N o d eterm ination o f the v er ity o f these a llegations ap pea rs to have been made. The case is therefore remanded for further proceed ings. ’ P y le v. K an sas, 317 U. S. 213 (1942) (italics ours). Whatever inference of waiver could be drawn from the petitioner’s plea of guilty is adequately answered by the uncontroverted statement in his position that he did not waive the right either by word or action. J’his . . . squarely raised a question of fact . . . A defendant who pleads guilty is entitled to the benefit of counsel, and a request . . . is not necessary. It is enough that a defendant . . . is incapable adequately of making his defense . . . W h eth er all th ese conditions exist is a matter which must be determ ined) b y ev id en ce w h ere th e fa c ts are in d ispute.” P ic e v. Olsen, 324 U. S. 786 (1945) (italics ours). 12 While the majority of this Court in the H ysler15 case sustained the state court’s refusal to issue the order, the case is easily distinguishable from the instant case, and in fact the instant case falls within the offensive violations of constitutional guarantees as outlined by Mr. Justice Frankfurter for the majority in stating guides for decisions of this nature. In the Hysler case, petitioner in alleging denial of due process four years after conviction based his claim for relief on the recantation of one of the witnesses against him. In commenting upon this basis for petitioner’s relief, this Court stated: “ Hysler’s claim before the Supreme Court of Florida was that Baker repudiated his testimony insofar as it implicated Hysler and that he now named another man as the instigator of the crime. Considering the fact that this repudiation came four years after leaden-footed justice had reached the end of the familiar trail of dilatory procedure, and that Baker now pointed to an instigator who was dead, the Supreme Court of Florida had every right and the plain duty to scrutinize this repudiation with a critical eye, in the light of its famil iarity with the facts of this crime as they had been adduced in three trials, . . . ” The instant case is clearly distinguishable from the above in that, far from presenting a collateral attack upon the judgment of the court, petitioner alleges that he personally was brutally beaten, intimidated and coerced by state officers to the point of not only confessing to a crime which he did not commit but to such a degree that the fear for his life sealed his lips in communications with his court-appointed attorney. In addition, petitioner in his application for writ of error coram nobis filed at the earliest possible time 15 H ysler v. Florida , 315 U. S. 411 (1942). 13 presented the affidavits of three other persons arrested with him, all of whom alleged substantially the same set of facts surrounding the mistreatment accorded petitioner while in the custody of state officers. There is no question of recan tation of perjured testimony here but rather a request for an opportunity to be heard for the first time at a time and a place not permeated with fear, intimidation and threats for one’s safety which, in itself, is the very essence of due process. The denial to petitioner of this opportunity for a hearing upon his allegations constitutes reversible error requiring remedial action by this Court. Conclusion The State of Alabama, while purporting to follow the requirements of due process as set forth by this Court in Mooney v. Holohan, supra, has by practice, effectively denied to petitioner the very type of corrective judicial process required by this Court. The life of an American citizen hangs in the balance. This Court should, in view of this, “ insist upon the fullest measure of due process.’ ’ 16 If the petitioner is denied the opportunity to present proof of the denial of his constitu tional right to due process, then as stated by Justice Brown in his dissenting opinion below: “ Guarantees of the Constitution become as ‘ sounding brass and tinkling cymbal’. ” It is respectfully requested that this Court reverse the decision of the Supreme Court of the State of Alabama 18 18 Carter v. Illinois, 329 U. S. 173. 14 denying petitioner leave to apply for a writ of error coram nobis to the Circuit Court of Mobile County, Alabama. T hurgood M a r sh a ll , N esbitt E lm o re , Attorneys for Petitioner. E dward E . D udley , A rth u r D. S hores, F r a n k lin H . W illiam s , Of Counsel. 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' I S* • v| -"v;® ;MrY T- ' L-\ SV. ‘S. ftft: ® ft' A i ' ,f r ' , ,/*«; A##/*' ft 3>' ;| >V . v . fK ’ ^ t V * ‘ I #. - ! - .V5 His , , ' ■ > s 7 ’ ■■■'■■■■■... *.’^Vru" 7 . f t f t f t ■•Shi-; ■ ft < \ Tfc- ■ ■■ vw : i - '■ > f t ' &? v ft' / ■■ ft 3ft ■t. -~ t * s . -1 V M *r ftft / M IS: -a;; »ir ■ > / ' ! ' , •' f t f t ' ■ r >4 ' ’ f t • - .f t . - f t c-®- - ■ -V/ 7 ; ^;,Vi '■■{- "! li V, - •.1;'■ ^ A; 1. J f5̂ | •} ': ! ‘ . V ' m m # - •A'r % ' \ UISj... ,..M,. ^ i ' »■* V^ , f \ * r , ■ 11 ' JA;. < : i’ ' / ' " , ̂'•: • fe.rR. £ SUPREME EOURT OF THE UNITED STATES OCTOBER TERM, 1948 No. 121 Miscellaneous SAMUEL TAYLOR, vs. Petitioner, TENNYSON DENNIS, W a r d e n A l a b a m a - S t a t e P e n i t e n t i a r y , K i l b y , A l a b a m a , . Respondent BRIEF FOR PETITIONER N e s b i t t E l m o r e , T h u r g o o d M a r s h a l l , Attorneys for Petitioner. F r a n k D. R e e v e s , F r a n k l i n H. W i l l i a m s , Of Counsel. INDEX C a s e s C i t e d P age Anderson v. United States, 318 U. S. 350..................... 9 Ashcraft v. Tennessee, 322 U. S. 143............................. 6, 9 Brown v. Mississippi, 313 IT. S. 547.............................. 6, 9 Chambers v. Florida, 309 U. S. 227.............................. 6, 8 Ex parte Hawk, 321 IT. S. 114........................................ 7,10 Ex parte Quirin, 317 U. S. 1 .......................................... 7 Ex parte Taylor, 249 Ala. 667, 32 So. 2d 659............ 2, 4,16 Frank v. Mangum, 237 U. S. 309.................................... 9 Haley v. Ohio, 332 IT. S. 596.......................................... 6, 8 Holiday v. Johnston, 313 IT. S. 342............................. 7, 8, 21 House v. Mayo, 324 IT. S. 42................................... 7, 8,10,19 Lee v. Mississippi, 332 IT. S. 722.................................... 6, 8 Lisenba v. California, 314 IT. S. 219............................ 6, 9 Malinski v. New York, 324 U. S. 401............................ 6, 8 Marino v. Hagen, 332 IT. S. 561...................................... 7 McNabb v. U. S., 318 IT. S. 332...................................... 9 Mooney v. Holohan, 294 IT. S. 103................................ 7, 9 Moore v. Dempsey, 261 U. S. 86.................................... 10 Price v. Johnston, 334 IT. S. 266........................ ■ 7 Re 620 Church St. Building Corp., 299 IT. S. 24......... 8 Steffler v. United States, 319 IT. S. 38.......................... 8, 21 Taylor v. Alabama, 335 IT. S. 252 ............................... 3, 5,17 Taylor v. State, 249 Ala. 130, 30 So. 2d 256................. 2 United States v. Adams, 320 IT. S. 220......................... 7,11 Vernon v. Alabama, 313 U. S. 547................................ 6, 9 Von Moltke v. Gillies, 332 IT. S. 708............................ 7 Wade v. Mayo, 332 U. S. 672........................................ 7,10 Waley v. Johnston, 316 IT. S. 101.................................. 8,16 Walker v. Johnston, 312 U. S. 275............................. 7,12,16 Ward v. Texas, 316 U. S. 547 ........................................ 6, 9 Wells v. United States, 318 IT. S. 257............................ 8, 21 White v. Hagen, 324 IT. S. 760........................................ 7,10 White v. Texas, 310 U. S. 530........................................ 6,9 Williams v. Kaiser, 323 IT. S. 471................................ 7,11 S t a t u t e s C i t e d Title 28, United States Code, section 1651(a)............. 8 Title 28, United States Code, sections 2241-2255....... 7,10 — 339 OCTOBER TERM, 1948 SUPREME COURT OF THE UNITED STATES No. 121 Miscellaneous SAMUEL TAYLOR, vs. Petitioner, TENNYSON DENNIS, W a r d e n A l a b a m a S t a t e P e n i t e n t i a r y , K i l b y , A l a b a m a , Respondent BRIEF FOR PETITIONER Opinion of Court Below Neither the opinion of the United States District Court for the Middle District of Alabama nor the order of the United States Circuit Court of Appeals for the Fifth Cir cuit has been reported officially. The District Court opin ion appears at pages 9 and 10 of the Record and the Order of the United States Circuit Court of Appeals appears on page 14 of the Record. Jurisdiction I The jurisdiction of this Court is invoked under Title 28 United States Code, Section 1651 (a). The date of judgment in the United States District Court for the Middle District of Alabama is July 7, 1948 (R. 9-10). 2 The date of the order denying a certificate of probable cause for an appeal to the United States Circuit Court of Appeals for the Fifth Circuit, issued by the said United States Dis trict Court, is July 17, 1948 (R. 12). The date of the order of the United States Circuit Court of Appeals for the Fifth Circuit denying a petition for a certificate of prob able cause for an appeal to that court, is July 12, 1948 (R. 14). Motion for leave to file petition for writ of certiorari and petition for certiorari were duly presented to this Court on September 14, 1948 and were granted by this Court on December 13, 1948 (R. 15). Summary Statement of Matter Involved 1 . S t a t e m e n t o f t h e C a s e Petitioner, an ignorant Negro, nineteen years of age at the time of his trial, was convicted of the crime of rape and sentenced to death by electrocution by the Circuit Court of Mobile County, Alabama on November 19, 1946. Upon appeal, the Supreme Court of Alabama on April 24, 1947 affirmed this judgment. Taylor v. State, 249 Ala. 130, 30 So. 2d 256. On September 18, 1947, petitioner through new counsel petitioned the Supreme Court of Alabama for permission to file a petition for writ of error coram nobis in the trial court. This sworn petition with supporting affidavits alleged that the conviction was based upon confessions obtained through the use of force, duress and intimidation by police officers of the state. On November 13, 1947 the petition was denied. Ex Parte Taylor, 249 Ala. 667, 32 So. 2d 659. Certiorari to the Supreme Court of Alabama was granted by this Court on April 5, 1948. Taylor v. Alabama, 333 U. S. 866. 3 On June 21, 1948, this Court affirmed the judgment of the Supreme Court of Alabama. Taylor v. Alabama, 335 U. S. 252. On July 6, 1948, petitioner filed a petition for writ of habeas corpus in the District Court of the United States for the Middle District of Alabama (R. 1-5); a rule to show cause was thereupon issued to respondent (R. 5). On July 7, 1948 respondent filed a motion to dismiss. (R. 8-9) On the same day the court dismissed the petition without requiring a return, granting a hearing or taking testimony, (R. 9-10) and immediately thereafter denied an oral motion for a certificate of probable cause (R. 12). Subsequently, a written petition for a certificate of prob able cause, addressed to the United States Circuit Court of Appeals for the 5th Circuit, filed on July 16, 1948 (R. 13) was denied by Leon McCord, one of the judges thereof (R, 14). On July 17, 1948, petitioner filed a written motion for a certificate of probable cause in the District Court (R. 11) which was denied on that same date (R. 12). Petition for certiorari was granted by this Court on December 13, 1948. Taylor v. Dermis, Oct. Term, 1948, No. 121 Misc., — U. S. —. 2 . S t a t e m e n t o f F a c t s The facts of the case are set out in the petition for writ of habeas corpus (R. 1-5). It is therein alleged that peti tioner is at the present time detained and imprisoned by Tennyson Dennis, Warden of the Alabama State Peniten tiary, Kilby, Alabama, under sentence of death by electro cution by virtue of a judgment of the Circuit Court of Mo bile County, Alabama, rendered on November 19, 1946, on a conviction of rape; that the said judgment and conviction was affirmed by the Supreme Court of Alabama on April 24, 4 1947, and reported at 30 So. (2d) 256; that petitioner was arrested by police officers of the City of Prichard, Alabama, on June 29, 1946; that he was beaten, threatened and co erced by said officers for a period of three days until he made a confession to a rape charge; that said confession was later introduced in evidence on the trial of his case in the Circuit Court of Mobile County, Alabama, but that due to ignorance of his rights and the fear of reprisals in which he was placed by the threats of these police officers, he failed to mention the coerced nature of said confession to his attorney, who was first appointed to represent him at said trial, and that consequently no evidence as to the involun tary nature of said confession was introduced on his behalf in said trial. The petitioner further alleged that after his conviction and the affirmance of the judgment of conviction as afore said, petitioner’s family employed new counsel to repre sent him, which counsel discovered evidence as to the invol untary nature of said confession and on the basis thereof filed in the Supreme Court of Alabama a petition for leave to file a petition for a writ of error coram nobis in the Cir cuit Court of Mobile County, Alabama, to inquire into the involuntary nature of said confession; that on the 13th day of November, 1947, the Supreme Court of Alabama (one justice dissenting) denied said petition, and further denied without opinion an application for rehearing on December 4, 1947 (Ex Parte Taylor, 249 Ala. 667, 32 So. 2d 659). The petition alleged that subsequently, petitioner filed a timely application to this Court for certiorari claiming that due process of law’ had been denied him by virtue of the decision of the Supreme Court of Alabama in refusing permission to petitioner to file for a wrrit of error coram nobis in the Circuit Court of Mobile County, Alabama; that certiorari was granted on April 5,1948 (Taylor v. Alabama, £66); that on June 21, 1948, this Court affirmed 5 the judgment of the Supreme Court of Alabama, holding that petitioner’s rights to due process of law had not been violated by the action of the Supreme Court of the State of Alabama (Taylor v. Alabama> 335 U. S. 252). In spite of the uncontroverted allegations of the petition for habeas corpus, the District Court dismissed said peti tion without requiring a return or a hearing. Petitioner has exhausted all of the judicial remedies available to him, both in the Alabama courts and in the lower United States courts, and has not yet obtained a hearing on the allegations set forth in his petition for writ of habeas corpus. Question Presented IS A FEDERAL DISTRICT COURT JU STIFIE D , AFTER ISSUING A RULE TO SHOW CAUSE, IN DISM ISSING AN UNCONTROVERTED PETITION FOR HABEAS CORPUS IN T H E ABSENCE OF AN AN SW ER OR A HEARING, W H IC H PE TITIO N SU F FIC IE N T LY ALLEGES DEPRIVA TION BY A STATE C R IM IN A L COURT OF P E TIT IO N E R ’ S CONSTI TUTIONAL RIGH TS, ON TH E GROUNDS T H A T TH E FACTS AS A L LEGED TH E R E IN W ERE PREVIOUSLY HELD BY TH E ST A T E ’ S HIGHEST COURT TO BE IN SU FFIC IE N T TO INVOKE CORAM NOBIS, THE ONLY AVAILABLE STATE REM EDY, AND T H A T T H IS COURT FOUND TH A T SU C H REFUSAL TO GRANT CORAM NOBIS W AS NOT A DENIAL OF DUE PROCESS ? Errors Relied Upon I The Federal District Court erred in dismissing the un controverted petition for habeas corpus. 6 ( II The Federal District Court erred in holding that a hear ing on the habeas corpus petition was not required by the United States Constitution because: A. The same issues were inquired into by the Su preme Court of Alabama on coram nobis proceedings and were there found legally insufficient to warrant relief; and B. This Court, on certiorari, found that the proceed ings in the Alabama Supreme Court on petitioner’s coram nobis application were in compliance with due process. III The Federal District Court and the Circuit Court of Ap peals erred in refusing to issue a certificate of probable cause. Outline of Argument I Use by a state of a coerced confession to obtain a convic tion for a crime is a violation of the due process clause of the Fourteenth Amendment. Lee v. Mississippi, 332 U. S. 722; Haley v. Ohio, 332 U. S. 596 ; MalinsH v. New York, 324 U. S. 401; Ashcraft v. Tennessee, 322 U. S. 143; Ward v. Texas, 316 U. S. 547; Lisenba v. California, 314 U. S. 219; Vernon v. Alabama, 313 U. S. 547; White v. Texas, 310 U. S. 530; Chambers v. Florida, 309 U. S. 227; Brown v. Mississippi, 313 U. S. 547. 7 A habeas corpus proceeding in the Federal District Court is the proper method of attacking a conviction ob tained in a state court in violation of defendant’s constitu tional rights, after the exhaustion of state remedies. White v. Ragen, 324 U. S. 760; Wade v. Mayo, 332 U. S. 672. House v. Mayo, 324 U. S. 42; Ex parte Hawk, 321 U. S. 114; Mooney v. Holokan, 294 U. S. 103; Title 28, United States Code, Sections 2241-2255. III The allegations of a petition for habeas corpus in Fed eral courts must be taken as true in the absence of an an swer or a hearing. White v. Ragen, 324 U. S. 760; House v. Mayo, 324 U. S. 42; Williams v. Kaiser, 323 U. S. 471; 17. 8. v. Adams, 320 U. S. 220. IV The Federal District Court is under the duty to forth with award the writ of habeas corpus, unless it appears from the petition itself that the party is not entitled thereto. Holiday v. Johnston, 313 U. S. 342; Price v. Johnston, 334 U. S. 266; Von Moltke v. Gillies, 332 U. S. 708; Marino v. Ragen, 332 U. S. 561; U. S. v. Adams, 320 U. S. 220; Ex parte Quirin, 317 U. S. 1; Walker v. Johnston, 312 U. S. 275; Title 28, United States Code, section 2243 (then, 28 U. S. C. #461). I I 8 Y The prior proceedings in this case did not relieve the Dis trict Court of its duty to afford petitioner a hearing on the allegations of the petition for habeas corpus. House v. Mayo, 324 U. S. 42; Waley v. Johnston, 316 U. S. 101. VI This Court has jurisdiction to review by certiorari the action of the lower Federal courts in declining leave to appeal in this case and such review estends to questions on the merits sought to be raised by the appeal. Title 28, United States Code, section 1651 ( a ) ; House v. Mayo, 324 U. S. 42; Re 6 2 0 Church St. Building Corp., 299 U. S. 24; Steffler v. U. S., 319 U. S. 38; Wells v. U. S., 318 U. S. 257; Holiday v. Johnston, 313 U. S. 342. Argument I USE BY A STATE OP A COERCED CONFESSION TO OBTAIN A CONVIC TION FOB, A CRIME IS A VIOLATION OF TH E DUE PROCESS CLAUSE OF TH E FOURTEENTH AM ENDM ENT. A conviction based in whole or in part upon a confession obtained through fear, intimidation or duress deprives a defendant of due process of law guaranteed by the United States Constitution.1 This principle has been reiterated by 1 L ee v. M ississippi, 332 II. 8. 772; H a ley v. Ohio, 332 U. S. 596; M alinski v. N ew Y o rk , 324 U. S. 401; Cham bers v. F lorid a , 309 U. S. 227. 9 this Court in a long line of cases,2 and is applicable both to convictions in state 3 and Federal courts,4 whether the co ercion was physical or mental.5 The petition for writ of habeas corpus herein set out in detail the facts and circumstances surrounding the ob taining of an involuntary confession from petitioner which was subsequently used as the basis of his conviction (E. 1-5). These facts, if true, set out a violation of the due process clause of the Fourteenth Amendment to the United States Constitution.6 II A HABEAS CORPUS PROCEEDING IN T H E FEDERAL DISTRICT COUBT IS THE PROPER M ETH OD OP A TTACKIN G A CONVICTION OBTAINED IN A STATE COURT IN VIOLATION OP D E PE N D A N T’ S CONSTITU TIONAL RIGH TS, AFTER TH E EXH AU STION OP STATE REMEDIES Since Frank v. Mangum, 237 U. S. 309, this Court has recognized that habeas corpus in the federal courts is necessary “ to safeguard the liberty of all persons within the jurisdiction of the United States against infringement through any violation of the Constitution,” even though the events alleged to infringe do not appear upon the face of the record of conviction.7 Power to issue writs of habeas corpus have been con 2 Lee v. M ississipp i, s u p ra ; H a ley v. Ohio, s u p ra ; M alinski v. N ew Y o rk , su pra ; A sh cra ft v. T en n essee, 322 U. S. 143; W a rd v. T exa s , 316 U. S. 547; Lisenba v. C aliforn ia , 314 U. S. 219; V ern on v. A labam a, 313 U. S. 547; W h ite v. T exa s , 310 U. S. 530; B row n v. M ississipp i, 313 U. S. 547. 3 See footnote 2, supra. 4 A nderson v. U n ited S ta tes , 318 U. S. 350; M cN abb v. U nited S ta tes , 318 U. S. 332. 5 A nd erson v. U nited S ta tes , 318 U. S. 350; M cN abb v. U nited S ta tes , su pra ; W a rd v. T exa s , supra . 6 Chambers v. F lorid a , supra. 7 M oon ey v. H oloh an , 294 U. S. 103. 10 ferred upon the federal courts by statute,8 and includes the authority to issue the writ where petitioner is detained by state authority in violation of his constitutional rights. This Court has limited this authority by holding that resort to federal courts for the writ, except in extraordinary cir cumstances,9 may be had only if all state remedies have been exhausted.10 Where such state remedies have been pursued to no avail, however, the defendant may petition the federal court for habeas corpus relief, where he makes a substantial showing of violation of his constitutional rights by a state court.11 In the instant case, petitioner previously applied to the Supreme Court of Alabama for leave to file a petition for writ of coram nobis in the state trial court, setting up in his application specific details surrounding the making of an alleged confession which was used by the state to obtain his conviction in the trial court. The Alabama Supreme Court denied the permission sought and upon certiorari this Court found that the action of the Alabama Supreme Court was not in violation of the due process clause of the Fourteenth Amendment. Petitioner, thus had exhausted to no avail the only state remedy provided by Alabama procedure and accordingly presented his petition for habeas corpus in the District Court of the United States for the Middle District of Alabama. 8 Title 28 United States Code, sections 2241-2265. 9 M oore v. D em p sey , 261 U. S. 86. 10 W h ite v. H agen, 324 U. S. 760; H ou se v. M a yo, 324 U. S. 42; E x parte H aw k, 321 U. S. 114; M oon ey v. H olohan , supra. 11 W ade v. M a yo, 332 U. S. 672. 11 III THE ALLEGATIONS OF A PETITION FOR HABEAS CORPUS IN FEDERAL COURTS M UST BE TA K E N AS TRUE IN T H E ABSENCE OF A N A N SWER OR A H EARING 111 the instant case, the Federal District Court dismissed the petition for habeas corpus without requiring an answer and without a hearing. Upon the issuance of its rule to show cause, the Attorney General of the State of Alabama, acting for the respondent filed a pleading characterized by the district court as a “ motion to dismiss” the petition (R. 12). In view of this, therefore, as stated by this Court in the case of House v. Mayo: “ Since the petition for habeas corpus was denied without requiring respondent to answer and without a hearing, we must assume that the petitioner’s allegations are true. ’ ’ 12 IV THE FEDERAL DISTRICT COURT IS UNDER TH E DU TY TO F O R TH W IT H AWARD TH E W RIT OF HABEAS CORPUS, UNLESS IT APPEARS FROM THE PETITION ITSELF T H A T T H E PA RTY IS NOT ENTITLED THERETO The act of the District Judge in issuing an order to show cause to the Attorney General of the State of Alabama and in thereafter dismissing the petition without an answer or a hearing thereon constituted reversible error. The statutes controlling the procedure to be followed upon the filing of a petition for habeas corpus at the time of the commencement of the present proceedings were 12 324 U. S. 42, 45; see also: W h ite v. H agen, su p r a ; S o u s e v. M a yo , su pra ; W illiam s V. K a iser , 323 U. S. 471; TJ. S', v. A dam s, 320 U. S. 220. 12 found in Title 28, U. S. C., Section 455 and Section 461, which provided: “ Allowance and Direction. The Court, or Judge to whom such application is made shall forthwith award a writ of habeas corpus, unless it appears from the petition itself that the party is not entitled thereto . . . “ Summary Hearing; Disposition of a Party. The Court, or Justice or Judge shall proceed in a sum mary way to determine the facts of the case by hearing the testimony and arguments, and thereupon to dispose of the party as law and justice require.” (Italics ours.) 13 It thus appears that, although the Judge to whom the writ is presented may justifiably refuse to issue the writ or to issue an order to show cause if it appears from the petition itself that the party is not entitled thereto, once he decides to exercise jurisdiction by ordering the respondent to show cause, he adjudges that the petition is sufficient.14 Having made such judicial determination, the Court was, accordingly, under the duty to require a return or an an swer to the order, for the purpose of ascertaining whether or not issues of fact were involved, and, if such issues were found, to hold a hearing thereon and dispose of the case as law and justice require. In the case of Walker v. Johnston, 312 U. S. 275, an order 13 Cf. new Title 28, United States Code, Section 2243: “A Court, Justice or Judge entertaining an application for a writ of habeas corpus shall forthwith award the writ or issue an order directing the respondent to show cause why the writ should not be granted, unless it appears from the application that the applicant or person detained is not entitled thereto. The person to whom the writ or order is directed shall make a return certifying the true cause of the detention. . . . “The Court shall summarily hear and determine the facts, and dispose of the matter as law and justice require.” 14H oliday v. Johnston, 313 U. S. 342, where the Court stated: “In the present instance, moreover, the Judge, by calling on the respondent to show cause, adjudged that in his view the petition was sufficient. . . .” 13 to show cause was issued to the respondent after the peti tion for writ had been presented. The respondent filed an answer with supporting affidavits and the Court proceeded thereupon to dispose of the case upon the petition and an swer. This Court, upon review, after setting forth that the only acceptable procedure under the statute was to grant the petitioner a hearing on the facts once the Court had decided to entertain the petition, stated: “ Nothing less (than a hearing) will satisfy the com mand of the statute that the Judge proceed ‘ to deter mine the facts of the case by hearing the testimony and arguments’ ” (312 U. S. 285). This Court further said, in commenting upon the failure of the District Judge to grant petitioner a hearing in that case: “ The Government properly conceived that if the petition, the return and the traverse raise substantial issues of fact, it is the petitioner’s right to have those issues heard and determined in the manner the statutes prescribe” (312 U. S. 286). The District Judge, herein by issuing the rule to show cause, indicated his determination that the petition was suf ficient ; accordingly, his own judicial act shows that this case does not come within the exception of Title 28, U. S. C., Sec tion 555,15 providing that the writ shall forthwith be awarded “ unless it appears from the petition itself that the party is not entitled thereto.” The respondent, instead of filing an answer denying the allegations of fact in the petition, or of filing a return setting out the true cause of the detention, filed his pleading making a special appearance “ without admitting even for the purpose of argument the allegations of the petition” (R. 8-9). The District Judge, therefore, did not have discretion to refuse to issue the writ, or to lo Presently Title 28, United States Code, Section 2243. 14 require an answer to the order to show cause or to hold a hearing on the merits of the uncontroverted petition, after having found it was sufficient to justify the issuance of the order to show cause. y T H E PRIOR PROCEEDINGS IN TH IS CASE DID NOT RELIEVE THE DISTRICT COURT OP ITS DUTY TO AFFORD PETITIONER A HEARING ON TH E ALLEGATIONS OF TH E PETITION FOR HABEAS CORPUS In its order granting respondent’s motion to. dismiss the petition for writ of habeas corpus filed herein, the District Judge stated the following reason for his action. “ The court is of the opinion that the identical issues sought to. be raised by the allegations of the petition have been raised in the Supreme Court of Alabama in coram nobis proceedings by this petitioner; the court further finds that those issues were inquired into by the Supreme Court of Alabama and for reasons and upon proof satisfactory to the State Supreme Court relief was denied to the petitioner; further that the said judgment of the Supreme Court of Alabama was af firmed by the Supreme Court of the United States, and said United States Supreme Court having found that the remedy afforded petitioner in the State Supreme Court was in compliance with the Fourteenth Amend ment to the United States Constitution, “ In the exercise of its discretion to grant or refuse the writ of habeas corpus, this court has given weight to the judgments, opinions, and the matters referred to in the opinions of the Supreme Court of Alabama and of the United States Supreme Court in this case, and this court is of the opinion that in view of said opinions and judgments, and the history of said case that a further hearing is not required by the Constitu tion of the United States” (R. 9-10). Actually, neither in the coram nobis proceedings in the Supreme Court of Alabama, nor in the review of said pro 15 ceedings by the United States Supreme Court has there been a hearing and determination of the issues sought to be raised in the habeas corpus petition before the District Court. In the coram nobis proceedings in the Supreme Court of Alabama, the petitioner sought leave to file the said petition for writ of error coram nobis in the trial court to inquire into the legality of his conviction on the grounds that his trial, conviction and sentence in said trial court were based upon an alleged confession obtained from him by the use of force, fear and intimidation threatened and inflicted upon him and that, by reason of fear occasioned by threats made against him, he did not inform his attorney first appointed by the court of the involuntary nature of the said alleged confession, nor did he object to its introduction in evidence at the trial. This petition was supported by affidavits which were attached and submitted therewith. The State of Alabama moved to dismiss the petition, attaching affidavits and exhibits to this motion. The Su preme Court of Alabama, one justice dissenting, without hearing denied leave to file the petition. Although the Supreme Court of Alabama considered and analyzed the affidavits and exhibits submitted by petitioner and the State in denying the application for leave to file the petition for writ of error coram nobis, the petitioner was never afforded a hearing upon the issues which would have been raised if leave had been granted to file in the trial court. It was error for the District Court herein to measure the availability of habeas corpus under federal procedure by the same standards as were applied to coram nobis by the Alabama Supreme Court. The coram nobis petition was denied by the Alabama Supreme Court on two grounds: (1) that the allegations thereof lacked the probability of 16 truth,16 and (2) that the evidence apart from the alleged coerced confession was sufficient to sustain the conviction and that petitioner had presented no meritorious defense thereto.17 In commenting upon the requirements for coram nobis, the Alabama Supreme Court, after discussing the fact that petitioner’s conviction had not rested alone upon the alleged coerced confession stated: ‘ ‘ The court should also hear in mind this writ is only due to be granted where it is made clearly to appear that petitioner has a valid defense.” 18 Clearly, no such strict requirements are necessary for relief by habeas corpus in a federal court and the giving of “ controlling weight” to the judgment and opinion of the Supreme Court of Alabama was reversible error. As stated by this Court in a recent case: “ Habeas corpus is presently available for use by a district court within its recognized jurisdiction whenever necessary to prevent an unjust and illegal deprivation of human liberty.” (Italics ours.)19 This Court in its review of the decision of the Supreme Court of Alabama, specifically refrained from adjudicating the merits of petitioner’s case. The Court stated in its opinion: “ The question in this case is whether the State of Alabama deprived the petitioner of due process of law . . . * 316 " \ Gm** / T aylor, 249 Ala. 667, 32 Ko, 2d 659; # . W a ley v. Johnston, 316 U. S. 101, 104, where this Court -ss&li “True, petitioner’s allegations m the circumstances of this case may tax credulity. But in view of their specific nature, . . . and the failure of respondent to deny . . . them specifically, we cannot say that the issue was not one calling for a hearing within the principles laid down in W a lk er v. J oh n ston , 312 U. S. -i75, 85 L. Ed. 830, 61 S. Ct. 574. . . . If the allegations are found to be true, petitioner’s constitutional rights were infringed.” 11 Cf. M alinski v. Neu> Y ork , supra, and authorities cited under Point I. 18 E x p a rte T aylor, supra. 10 W ad e v. M ayo, supra. 17 when the Supreme Court of that State denied him permis sion to file a petition for writ of error coram nobis” (.Taylor v. Alabama, 335 U. S. 252). A close analysis of the majority opinion reveals that the Court was concerned primarily with two questions. First, whether or not Alabama procedure for coram nobis consti tuted due process of law under the Fourteenth Amendment and the case of Mooney v. Holohan, supra; and second, whether or not the denial of the petition by the Alabama court constituted such an arbitrary action as to amount to a deprivation of due process. In its opinion, this Court discussed the merits of petition er’s claims but it is important to note that this discussion was for the sole purpose of ascertaining whether or not the Alabama Supreme Court’s action was arbitrary. Immedi ately prior to discussing the merits, this Court stated: “ The issue before us is not the issue which would have faced the trial court in the event that the Supreme Court of Alabama had granted permission to the pe titioner to file his petition for writ of error coram nobis in that court. The proceeding here is not even a review de novo, of the merits of the request made to the Supreme Court of Alabama. The issue before us is limited to a determination of whether, under all the circumstances, the action of the Supreme Court of Alabama . . . not merely had committed error but had deprived the petitioner of life or liberty with out due process of law” (Taylor v. Alabama, 335 IT. S. 252, 261-262). The Court then proceeded to discuss the merits of the petition for the purposes set forth above. Immediately fol lowing its discussion of the merits, the Court stated: “ For these reasons we conclude . . . that the denial by the Supreme Court of Alabama of the permission thus sought by the petitioner . . . was not, under all the 18 circumstances, such an arbitrary action as in itself to amount to a deprivation of due process of law.” This analysis of the Court’s opinion is substantiated by the concurring opinion by Mr. Justice Frankfurter who stated that since he cannot deem the Alabama court’s mode of reasoning as “ unsustainable in reason,” he is not entitled to reject it and therefore agrees with the majority opinion. But he further stated: “ There is not now before us any right that the petitioner may have under the Judicial Code to bring an independent habeas corpus proceeding in the District Court of the United States.” The dissenting opinion by Mr. Justice Murphy also sub stantiated the analysis of the majority opinion and con cluded with this observation: “ Fortunately, this Court has not yet made a final and conclusive answer to petitioner’s claim. All that has been decided here is that the Supreme Court of Alabama did not err in declining to permit him to file a petition for writ of error coram nobis in the Alabama courts. Nothing has been held which prejudices pe titioner’s right to proceed by way of habeas corpus in a federal district court now that he has exhausted his state remedies. He may yet obtain the hearing which Alabama has denied him” (335 U. S. 279-280). The aspects of the present petition were not unlike those in the case of Waley v. Johnston?0 where this court on certiorari reviewed a district court’s denial of a writ for habeas corpus on the ground that an earlier decision of the trial court denying petitioner’s application for a writ of coram nobis was res judicata; this Court stated in its opinion: ‘ ‘ The earlier application was denied for insufficiency upon its face and without a hearing. There is thus no basis for the holding of the district court that the 20 20 316 U. S. 101. 19 denial is res judicata of the present petition.” (316 U. S. 101, 105) As argued above the Alabama Supreme Court denied petitioner’s coram nobis application because of its insuffi ciency upon its face and without a bearing. Consequently, the present case comes within the principle thus laid down in the Waley case. In House v. Mayo, 324 U. S. 42, the procedural issues involved were substantially the same as those here pre sented. There, as here, the district coui't was of the opinion that “ petitioner has had a full, complete, and competent consideration and decision in the Supreme Court of Florida of all the various matters here sought again to be pre sented,” and was of the opinion that a denial by this Court of a petition for certiorari, filed here after the denial by the Florida Supreme Court of one of the applications for habeas corpus was an expression “ of the opinion that no meritorious question is presented by the matters of which petitioner here complains.” This Court puts its decision in the House case, granting- certiorari, reversing the order of the Court of Appeals and judgment of the District Court, and remanding the case to the District Court, upon the following grounds: “ But as we have often said, a denial of certiorari by this Court imports no expression of opinion upon the merits of a case. (Cases cited) It is true that where a state court has considered and adjudicated the merits of a petitioner’s contentions, and this Court has either reviewed or declined to review the state court’s decision, a federal court will not ordinarily re examine upon writ of habeas corpus the questions thus adjudicated, (cases cited) But that rule is inapplica ble where, as here, the basis of the state court decision is that the particular remedy sought is not one allowed by state law, for in such a case this Court lacks juris diction to review the decision (cases cited)” 20 In the instant case we submit that the rule stated above also is inapplicable in that, by its denial of the coram nobis proceedings, the Supreme Court of Alabama made un available to petitioner a consideration and adjudication of the merits of his contentions. Such a consideration and adjudication could be afforded only by the hearing and de termination in the trial court of the merits of petitioner’s allegations, which hearing and determination became un available to petitioner by denial of his application for coram nobis proceedings. Further, it would appear that this Court’s previous judgment in the instant case, contrary to the effect imputed to it by the District Court, specifically removed the case from application of the rule when it stated: “ The issue before us is not the issue which would have faced the trial court in the event that the Supreme Court of Alabama had granted permission to the petitioner to file his petition for writ of error coram nobis in that court. The proceed ing here is not even a review, de novo, of the merits of the request made to the Supreme Court of Alabama.” Therefore, we conclude, as did this Court in the House case: “ The decision of the district court is thus not sup ported by the grounds assigned for it, and should have been reversed by the court of appeals.” 21 21 324 U. S. 42, 48. 2 1 VI T h is c o u r t h a s j u r i s d i c t i o n t o r e v i e w b y c e r t i o r a r i t h e ACTION OF TH E LOW ER FEDERAL COURTS IN DECLINING LEAVE TO APPEAL IN T H IS CASE AN D SUCH REVIEW EXTENDS TO QUESTIONS ON THE M ERITS SOUGHT TO BE RAISED BY T H E APPEAL In view of the errors committed by the Federal District Court herein, the Circuit Court of Appeals and the District Court were under an obligation to issue to petitioner a cer tificate that probable cause for an appeal exists. Both courts refused such certificate (R. 12, 14) and this refusal may properly be reviewed by this Court upon certiorari. Title 28 United States Code, section 1651(a) 22 pro vides in part that this Court may issue “ all writs necessary or appropriate” in aid of its jurisdiction. In interpreting this provision, this Court has held that it extends to a review of lower federal court proceedings of the type that obtained in this case.23 In the case of House v. Mayo, supra, a petition for habeas corpus in the United States District Court was denied with out a return or a hearing and a certificate of probable cause for an appeal to the Circuit Court of Appeals was likewise denied both by the district and circuit courts. Petitioner thereafter applied to this Court for writ of certiorari to review the action of the lower federal courts. This Court, under section 262 of the United States Code 24 granted a writ of certiorari to review the action of the Court of Appeals in declining to allow an appeal to it. This Court stated that their review extended not only to a determina 22 Formerly 28 United States Code, section 262. 23 H ouse v. M a yo , s u p ra ; B e 620 Church St. B u ilding C orp ., 299 U. S. 24; Steffler v. U. S ., 319 U. S. 38; W ells v. U. S ., 318 U. S. 257; H olida y v. Johnston, 313 U. S. 342. 24 Presently Title 28 United States Code, section 16518. 22 tion of whether the Circuit Court of Appeals abused its discretion in refusing to allow the appeal hut extended also to “ questions on the merits sought to be raised by the appeal.” 25 The procedure in the instant case was substantially iden tical with that in the House case and accordingly the present proceedings are within the jurisdiction of this Court. Conclusion To date, petitioner has unsuccessfully sought a hearing at which he could present evidence in support of his con tentions that his conviction and detention are in violation of the Federal Constitution. As required by the procedure in the Federal courts, he exhausted all state remedies avail able to him without securing a hearing. This Court re viewed the procedure by which petitioner had unsuccess fully sought a hearing and found that the procedure did not violate the Fourteenth Amendment. The United States District Court has, by an ironic twist of reasoning, found that the very procedures which the petitioner was required to follow before applying to the District Court for a writ of habeas corpus have deprived petitioner of his right to a hearing in the federal courts. The record is plain that petitioner has had no hearing on the merits and whatever the pre-conceived notion of the District Judge as to the validity of petitioner’s conten tions, no prior refusal of a state court to grant petitioner a hearing upon the same issue could relieve the District Court of its duty to inquire into the merits for itself. This Court must once more reaffirm the fundamental role of the writ of habeas corpus in the scheme of human liberty by establishing that a federal district court may not refuse 25 H ou se v. M a yo, supra , H olid a y v. J ohnston , su pra , S teffler v. V ■ 23 to make an independent investigation into the merits of a petition with the excuse that a state court has found the claim of right so insubstantial as not to require a hearing. N e s b i t t E l m o r e , Montgomery, Alabama; T h t j r g o o d M a r s h a l l , New York, New York, Attorneys for Petitioner. F r a n k D . R e e v e s , F r a n k l i n H . W i l l i a m s , Of Counsel. (339) M $ $ 8 jV ' Jr ■. ... ■ • V.... v : V ' k s 'A s " r - -■ a / ( k y i ' k k v - ;̂ - k V l. - k f : k k ; k ; : -s s '.k - :k , - . .■ 'k ' / k . '.:• t k A A . a\- ' v • >. . * n 1: 11 ■ \k A . * 1 V i “ &') \ * \ _ _ • ; , , f wWi'.'KTLV • V' kkk a k Ay A-,k ' f .,• ■ v : )y • , v i ' '/. 3 *k k A ' );f\ k k k :. k ‘ v , k 1 /.t f i {;(.{-'■ B , . / t - / y i . 'A rt 5 <: ^ h - - •M'V. . . . :. .■ a A k k k k 'A t y i? 1 9 / fd J 0 f S i kJs*'A/ j :.1 A , A : . A ' > r 1 * 7 : A yk ■ f k/ k; ;Ia 4 > '■' Vk v\ .<1. -' S 7' ,£V i k- :'ŷy kyyk'k: .kV'k jk P s ik k 'M ’ / ' J> " ’ ?'f o ' ' \ a 7k , , ; 1 . 'i t, ( t | ' • V" ■ f / A- ' f? ft/ x'A . f>v . a : ■ '.at a - .v' :'v.:>. a f • 7- ; 'kkA -_ Vr/ 7 - , ■ ; ; yr̂ :> V j . V v 1 m 1 | ^ > V ^ k i k ' * ^ A A ^ : a > k k k t : ' ^ ;: ^ . ’ Wwa J ' ' , ' Ha :’■ ■ : A,' AU< . ' » /; ..v k 'k\ A Aa A Ai, ̂ l{ ' ; v . ■*.>. f ,■•! . . ..;■ . a- Wi} \ a a - : r a , "h a ; y •, x^J ]rk ̂ A ' -* V5 ■■ • ', ,A f ̂ft , A ; r . i > a s ; C •X-‘V -P"-'',. I '-'V '.' u ’- A, - ;; ; yj i... j - ( . : . it n 1A . A k k / A k ^ A ' v V i ; A A H ; va¥ ::k / ■ A Actftii Af;.; Ife i • ' t 1 J J . .’A ■ '• V:"k''A k A v\k 'v a' iŴA A •: 't. '.-•.]. ,;V ■ .-A-s .' a * k P t/Ar 1 . ;n-;;v;.r . , Mi/\ ' '!/ , , A kAk A V . SB, m e ! . ! ‘ A . \ f/Iu , i ,* , ■ /M i I -fk- k 1 :: \ -.i; a U . „ > , . 1 ' A t ? ̂ * } « -1 K W - ' \ ' r , ' ^ i A ' / k ^ > l i " . t ,/Ai 'Z' t- ■I i . '« . ft»* i M ; «. vl ' - 1 . k .. . . . ' ! 1 . , ' 1 VtiA 1 ‘k -- , ' ' ' f • 1 s >'/-t':-f't ; t: t ay . V't 8 t, i\Al TfkV> ' k (V ^ 'k'V.A'A AfAti k ■ ”4 A L- ■ i j. Nt) .-’.(V 4.-. v -L .v ... A V-. ' A".1 / ' -k•• 'iV ;.l‘l kk) ; tf'i.kt->..5M:^4X^4ir. a -.l, t k -k A A .'k A , kk v A,;. A'. tA ‘r>. •.S'1 = ; j * ̂ ;V' ,t J iX \ -k. a ,1 k, "a/. : ,A * 'J IN THE SUPREME COURT OF THE UNITED STATES OCTOBER TERM, 1948 NO. 121 MISCELLANEOUS SAMUEL TAYLOR, Petitioner VS. TENNYSON DENNIS, WARDEN, ALABAMA STATE PENITENTIARY, KILBY, ALABAMA, Respondent BRIEF AND ARGUMENT IN OPPOSITION TO PETITION FOR WRIT OF CERTIORARI A. A. CARMICHAEL Attorney General BERNARD F. SYKES Assistant Attorney General Counsel for Respondent I N D E X SUBJECT INDEX Page Opinions of the Court Below................................... 1 Jurisdiction..................................................................... 2 Statement of the Case................................................... 3 Brief and Argument....................................................... 4 I. On habeas corpus proceedings, the petition includes those facts of which the court may take judicial cognizance..... ..........................;... 4 II. It is not improper for a federal district court to issue a rule to show cause when petition for writ of habeas corpus is filed... ........ ........... 5 111. Where a state court has considered and ad judicated the merits of a petitioner’s conten tions, and the United States Supreme Court has reviewed the state court’s decision, a federal court will not ordinarily re-examine upon writ of habeas corpus the questions thus adjudicated ...................................................... 5 It is not the function or purpose of habeas corpus proceedings to serve as an appeal or writ of error, nor to retry issues of fact or law previously adjudicated............................... 5 IV. Although the doctrine of res judicata does not apply in habeas corpus cases, the district judge may exercise his discretion and give controlling weight to prior proceedings........... 6 Argument ...................................................................... 7 Conclusion .................................................................... 18 Certificate................................................................... 18 i TABLE OF CASES AND STATUTES CITED Page Andersen v. Treat, 172 U. S. 24, 29, 31, 43 L. Ed. 351..........................5, 7 Beard v. Bennett, 114 F. 2d 578............. .............................................. 5, 7 Cramer v. Washington, 168 U. S. 124, 42 L. Ed. 407....................................5, 7 Dorsey v. Gill, 148 F. 2d 857, cert. den. 325 U. S. 890 89 L. Ed. 2003, 65 S. Ct. 1580. ........................ .....I...6, 14 Glasgow v. Mayer, 225 U. S. 420, 429, 32 S. Ct. 753, 56 L. Ed. 1147.................. .....................................6, 14 Harlan v. McGowin, 218 U. S. 442, 54 L. Ed. 1101, 31 S. Ct. 44, 21 Ann. Cas. 849................................6, 14 Hawk, Ex Parte, 321 U. S. 114, 88 L. Ed. 572......................6, 11, 12, 14 House v. Mayo, 324 U. S. 42, 89 L. Ed. 739, 65 S. Ct. 517.... .............. ..... .... ............. 3, 6, 12, 13, 14 Hysler v. Florida, 315 U. S. 411, 86 L. Ed. 932, 62 S. Ct. 688............................. .................... .......14, 16 Lincoln, Re James, 202 U. S. 178, 50 L. Ed. 984, 26 S. Ct. 602.......................................................... 6, 14 Mooney v. Holohan, 294 U. S. 103, 111, 79 L. Ed. 791, 793...................... 5, 8 ii Rookard v. Huff, 145 F. 2d 708....................................... .................... • 5 Salinger v. Loisel, 265 U. S. 224, 68 L. Ed. 989..................................6, 16 Slaughter v. Wright, 135 F. 2d 613....................... ,................................... 5, 7 Taylor, Ex Parte. Taylor v. State, 249 Ala. 667, 32 So. 2d 659................................ 2, 3, 10 Taylor v. Alabama, Supreme Court of the United States, No. 721, October Term, 1947, rendered June 21, 1948, 92 L. Ed. 1394.......................... 2, 3, 9, 11, 12, 13, 14, 16 Taylor v. State, 249 Ala. 130, 30 So. 2d 256........................ ............. 2, 3 Walker v. Johnson, 312 U. S. 275, 85 L. Ed. 830 .................................... 5, 8 Wells v. United States, 318 U. S. 257, 87 L. Ed. 746....................................5, 7 White v. Ragen, 324 U. S. 760, 89 L. Ed. 1353................................6, 12 Wong Doo v. United States, 265 U. S. 239, 68 L. Ed. 999................................6, 17 Yarbrough, Ex Parte, 110 U. S. 651, 653, 28 L. Ed. 274............................5, 8 United States Code Annotated, Title 28, Section 1651(a).:.................................... 2 Page iii IN THE SUPREME COURT OF THE UNITED STATES OCTOBER TERM, 1948 NO. 121 MISCELLANEOUS SAMUEL TAYLOR, Petitioner VS. TENNYSON DENNIS, WARDEN, ALABAMA STATE PENITENTIARY, KILBY, ALABAMA, Respondent BRIEF AND ARGUMENT IN OPPOSITION TO PETITION FOR WRIT OF CERTIORARI I. OPINIONS OF THE COURT BELOW We do not find that the opinion or judgment of the United States District Court for the Middle Dis trict of Alabama, Northern Division, rendered on July 1948, has been officially reported. Neither do we find that the order of the United States Circuit Court of Appeals made on July 16, 1948, has been officially reported. We are informed that copies of the following are in the record: 1. Judgment and opinion of District Court dismiss ing petition for habeas corpus dated July 7, 1948. 2. Order of District Court denying certificate of probable cause dated July 17, 1948. 3. Order of Judge of United States Circuit Court of Appeals (C. C. A. 5th) denying petition for certificate of probable cause dated July 16, 1948. Opinions rendered prior to this proceeding are re ported as follows: Taylor v. State, 249 Ala. 130, 30 So. 2d 256, affirm ing conviction for rape. Ex parte Taylor. Taylor v. State, 249 Ala. 667, 32 So. 2d 659, denying leave to petition for writ of error coram nobis. Taylor v. Alabama, Supreme Court of the United States, No. 721, October Term, 1947, rendered June 21, 1948, 92 L. Ed. 1394, affirming coram nobis proceedings, supra. II. JURISDICTION The petitioner has applied for writ of certiorari from this Court under provisions of Title 28, U. S. C. A., Section 1651(a), to review the judgment of the United States District Court for the Middle District of Alabama, Northern Division, rendered July 7, 1948, dismissing petitioner’s petition for writ of habeas corpus, and the order of said District Court made on July 17, 1948, deny ing a certificate of probable cause for appeal; also to review the order made July 16, 1948, by a judge of the United States Circuit Court of Appeals, Fifth Circuit, denying a certificate of probable cause for appeal. See 2 House v. Mayo (1944), 324 U. S. 42, 89 L. Ed. 739, 65 S. Ct. 517, rehearing denied 324 U. S. 886, 89 L. Ed. 1435, 65 S. Ct. 689. III. STATEMENT OF THE CASE Petitioner, Samuel Taylor, was convicted in the Cir cuit Court of Mobile County, Alabama, for rape. He appealed to the State Supreme Court where his con viction was affirmed. Taylor v. State, 249 Ala. 130, 30 So. 2d 256. Taylor then applied to the State Supreme Court for leave to petition the trial court for a writ of error coram nobis, alleging for the first time that a confession used in evidence at his trial was obtained by force. The State Supreme Court denied leave to file a petition in the trial court. Ex parte Taylor. Taylor v. State, 249 Ala. 667, 32 So. 2d 659. On said coram nobis proceedings in the Supreme Court of Alabama, the peti tioner submitted three affidavits in support of his peti tion alleging that the confession was obtained by force. The State, in opposition to this evidence, presented eight photographs of petitioner’s body showing that petitioner was not mistreated at the time of the confession. The Alabama Supreme Court, in considering this evidence, together with other facts contained in the trial record, which contradicted petitioner’s allegations of an involun tary confession, found that petitioner’s allegations (1) did not contain the probability of truth, and (2) were unreasonable. On certiorari, the United States Supreme Court affirmed the decision of the State Supreme Court. Taylor v. Ala- 3 bama, No. 721, October Term, 1947, decided June 21, 1948. — _ U. S.------, 92 Ed. 1394. Taylor then filed petition for writ of habeas corpus in the United States District Court. The allegations of this petition were substantially the same, if not identical, with the allegations in his former petition for writ of coram nobis. The petition was dismissed on motion of the State (representing the respondent, Warden of Kilby Prison). The grounds for dismissing the petition are stated in the judgment and opinion of the District Court dated July 7, 1948 (District Court Record). Certificate of probable cause for appeal was denied by the District Court, and later by a judge of the Fifth Circuit Court of Appeals. Petitioner applied for certiorari in the United States Supreme Court to review: 1. The dismissal of his petition for habeas corpus in the District Court. 2. The denial of a certificate of probable cause by said District Court and the Circuit Court of Appeals. The United States Supreme Court granted certiorari on December 13, 1948. BRIEF AND ARGUMENT I. On habeas corpus proceedings, the petition includes those facts of which the court may take judicial cog nizance. , 4 Cramer v. Washington, 168 U. S. 124, 42 L. Ed. 407. Andersen v. Treat, 172 U. S. 24, 29, 31, 43 L. Ed. 351. Wells v. United States, 318 U. S. 257, 87 L. Ed. 746. Rookard v. Huff, 145 F. 2d 708. Slaughter v. Wright, 135 F. 2d 613. Beard v. Bennett, 114 F. 2d 578. II. It is not improper for a federal district court to issue a rule to show cause when petition for writ of habeas corpus is filed. Walker v. Johnson, 312 U. S. 275, 85 L. Ed. 830. Ex Parte Yarbrough, 110 U. S. 651, 653, 28 L. Ed. 274. Mooney v. Holohan, 294 U. S. 103, 111, 79 L. Ed. 791, 793. III. Where a state court has considered and adjudicated the merits of a petitioner’s contentions, and the United States Supreme Court has reviewed the state court’s decision, a federal court will not ordinarily re-examine upon writ of habeas corpus the questions thus adjudi cated. 5 House v. Mayo, : ’/ . ’"1; 324 U. S. 42, 89 L. Ed. 739, 65 S. Ct. 517. White v. Ragen, 324 U. S. 760, 89 L. Ed. 1353. Ex Parte Hawk, 321 U .S. 114, 88 L. Ed. 572. It is not the function or purpose of habeas corpus proceedings to serve as an appeal or writ of error, nor to retry issues of fact or law previously adjudicated. Glasgow v. Mayer, ...■ 225 U. S. 420, 429, 32 S. Ct. 753, 56 L. Ed 1147. Re James Lincoln, 202 U. S. 178, 50 L. Ed. 984, 26 S. Ct. 602. Harlan v. McGowin, 218 IT. S. 442, 54 L. Ed. 1101, 31 S. Ct. 44, 21 Ann. Cas. 849. Dorsey v. Gill, 148 F. 2d 857, cert. den. 325 U. S. 890, 89 L. Ed 2003, 65 S. Ct. 1580. IV. Although the doctrine of res judicata does not apply in habeas corpus cases, the district judge may exercise his discretion and give controlling weight to prior pro ceedings. Salinger v. Loisel, v ; 265 U. S. 224, 68 L. Ed. 989. *■ - Wong Doo v. United States, 265 U. S. 239, 68 L. Ed. 999. y 6 L When the petition for writ of habeas corpus was filed in the District Court, it could not be considered solely on the allegations included on the face of the petition. Besides those allegations reciting that peti tioner was convicted by the use of an involuntary con fession, and that he failed to disclose such alleged facts because of ignorance, are the further allegations reciting prior proceedings in the case including: 1. A trial in the Circuit Court of Mobile County, Alabama. 2. An appeal to the Supreme Court of Alabama. 3. Coram nobis proceedings in the Supreme Court of Alabama. 4. A review of said coram nobis proceedings by the United States Supreme Court. Since these prior proceedings in the same case are referred to in the petition itself, the District Court could consider the record and opinions in such prior proceed ings. Cramer v. Washington, 168 U. S. 124, 42 L. Ed. 407. The District Court was authorized to take judicial cog nizance of all prior proceedings. Anderson v. Treat, 172 U. S. 24, 43 L. Ed. 351; Wells v. United States, 318 U. S. 257, 87 L. Ed. 746; Beard v. Bennett, 114 F. 2d 578; Slaughter v. Wright, 135 F. 2d 578. In considering the action of the District Court, there fore, it should be kept in mind that the court was cog nizant of all prior proceedings in the case. II. When a petition for writ of habeas corpus is filed in a district court, it is permissible for the court to A R G U M E N T 7 issue a rule to show cause instead of issuing the writ forthwith. Walker v. Johnson, 312 U. S. 275, 85 L. Ed. 830; Ex Parte Yarbrough, 110 U. S. 651, 28 L. Ed. 274; Mooney v. Holohan, 294 U. S. 103, 79 L. Ed. 791. In Walker v. Johnson, supra, it was stated: “Since the allegations of such petitions are often inconclusive, the practice has grown up of issuing an order to show cause, which the respondent may answer. By this procedure the facts on which the opposing parties rely may be exhibited, and the court may find that no issue of fact is involved. In this way useless grant of the writ with conse quent production of the prisoner and of witnesses may be avoided where from undisputed facts or from incontrovertible facts, such as those recited in a court record, it appears, as a matter of law, no cause for granting the writ exists.........This practice has long been followed by this court and by the lower courts.” The procedure adopted by the District Court in issuing a rule to show cause was not without precedent. III. Where a state court has considered and adjudicated the merits of a petitioner’s contentions, and the United States Supreme Court has reviewed the state court’s decision, a federal court will not ordinarily re-examine upon writ of habeas corpus the questions thus adjudi cated. It is not intended here to argue that the doctrine of res judicata applies in habeas corpus cases. Neither do we intend to argue that the Federal District Court 8 was without jurisdiction to hear and determine this case. On the contrary, we do argue that in exercising a sound discretion, the District Court did not abuse such discre tion in giving controlling weight to the prior proceedings in this case and in dismissing the petition for habeas corpus. The allegations in the petition for writ of habeas corpus in the District Court were substantially the same allegations appearing in the prior petition to the Supreme Court of Alabama in coram nobis proceedings. Both petitions alleged in substance (1) that Taylor was con victed on the basis of a confession, (2) that the confes sion was obtained by force, and (3) that because of ignorance Taylor failed to disclose the facts to his trial counsel. (See District Court Record.) It should be added that, in the prior petition for coram nobis in the State Supreme Court, there were included the further allegations that, during the entire time of the trial and imprisonment, petitioner failed to disclose the fact of his mistreatment, not only because of ignorance but also because of fear of further reprisals. These specific alle gations, together with an allegation concerning perjured testimony, which this Court found to be unsupported (Taylor v. Alabama, No. 721, October Term, 1947), were deleted from the petition filed in the District Court. When this petition for habeas corpus was filed, it appeared from the face of the petition that there had been prior proceedings, coram nobis proceedings, in the State Supreme Court. The petition itself shows that Taylor had already presented the same grounds to the State Supreme Court and that the United States Supreme Court had affirmed the State Supreme Court’s denial of relief. Under such circumstances, the District Court issued a rule to show cause why the writ of habeas corpus should not issue. We have shown that this procedure is not improper (respondent brief, p. 6, 7). 9 In response to the rule to show cause, the respondent filed a motion in the nature of a plea of res judicata. The motion simply called on the District Judge to take judicial cognizance of prior proceedings, to consider the results and findings of the prior proceedings in exer cising his discretion to grant or refuse the discharge of Taylor. The District Judge decided to give controlling weight to the prior proceedings and refused to discharge the petitioner. We contend that the District Court did not err in dismissing the petition. The District Court was presented with the same allegations which had been presented to the State Supreme Court. The State Court had already held a hearing on the merits. At that hearing, counsel had the opportunity to be heard. Petitioner’s counsel submitted affidavits as proof in support of the allega tions of his petition for coram nobis while the State introduced proof, consisting of photographs, in opposi tion to the allegations of the petition. The State Supreme Court, in considering the coram nobis case, referred to the trial record for further facts. There was nothing to prevent petitioner in that proceeding from presenting the State Court with more proof or evidence supporting the allegations of his petition. As to the allegations in the petition for coram nobis, the Alabama Supreme Court concluded that “ . . . the averments of the petition are unreasonable and that there is no probability of truth contained therein . . .” Ex Parte Taylor. Taylor v. State, 249 Ala. 667, 32 So. 2d 659. After a full review of this State decision, the United States Supreme Court held that: 1. Alabama did not deprive petitioner of due process of law in this case. 10 2. Alabama coram nobis procedure is adequate and constitutes due process of law in this case (Taylor ■ v. Alabama, No. 721, October Term, 1947). Clearly, the opinion of the United States Supreme Court decided that Taylor was not held by Alabama in violation of his rights under the due process clause of the Constitution. Bjr what process of reason could the District Judge decide otherwise? In the case of Ex Parte Hawk, 321U. S. 114, 88 L. Ed. 572, it was stated: ; “Where the state courts have considered and adjudicated the merits of his contentions, and this court has either reviewed or declined to review the state court’s decision, a federal court will not ordi narily re-examine upon writ of habeas corpus the questions thus adjudicated. Salinger v. Loisel, 265 U. S. 224, 230-232, 68 L. Ed. 989, 996, 997, 44 S. Ct. 519. But where resort to state court remedies has failed to afford a full and fair adjudication of the federal contentions raised, either because the state affords no remedy, see Mooney v. Holohan, supra (294 U. S. 115, 79 L. ed. 795, 55 S. Ct. 340, 98 A. L. R. 406), or because in the particular case the remedy afforded by state law proves in practice unavailable or seriously inadequate, cf. Moore v. Dempsey (261 U. S. 86, 67 L. Ed. 543, 43 S. Ct. 265); Ex parte Davis, 318 U. S. 412, 87 L. ed. 868, 63 S. Ct. 679, a federal court should entertain his petition for habeas corpus else he would be remediless. In such a case he should proceed in the federal district court before resorting to this Court by petition for habeas corpus.” ' , Although the Hawk case, supra, was decided on the grounds that the petitioner had not exhausted his state 11 remedies, the above rule states that federal courts, on habeas corpus proceedings involving state prisoners, re examine questions adjudicated only in two instances: (1) Where there is no state remedy. (2) Where the state remedy is unavailable or inadequate. This Court, in Taylor v. Alabama, supra, excluded both of those instances. Taylor was not denied relief by Alabama because there was no remedy—-the remedy of coram nobis was open to him. He was not denied relief because this remedy was inadequate—it was held to be adequate. He was denied relief because he could not convince the Alabama court that he alleged true facts. Relief was denied to Taylor not because of an infirmity in Alabama remedies, but because of infirmities in Tay lor’s allegations. If the rule announced in Ex Parte Hawk, supra, is followed, the District Court did not err in refusing to re-examine the issues. The rule was restated in White v. Ragen, 324 U. S. 760, 89 L. Ed. 1353, as follows: “If this Court denies certiorari after a state court decision on the merits, or if it reviews the case on the merits, a Federal district court will not usually re-examine on habeas corpus the questions thus adjudicated.” The case of House v. Mayo, 324 U. S. 42, 89 L. Ed. 739, 65 S. Ct. 517, rehearing denied 324 U. S. 886, 89 L. Ed. 1435, 65 S. Ct. 689, bears a close analogy to the present case. In that case, House, a state prisoner, ap plied for habeas corpus in a United States district Court after the state courts had denied relief on application for habeas corpus and coram nobis and after the United 12 States Supreme Court had denied certiorari without opinion. The District Court did not require a return and dismissed the petition without a hearing holding that the State Supreme Court had given consideration to the issues raised by the petition; further that the United States Supreme Court, in denying certiorari, indicated that no meritorious question was presented. As in the present case, certificate of probable cause was denied. When this Court reversed the ruling of the District Court on certiorari, it pointed out that the decision of the District Court was not supported by the grounds assigned for it. This Court found that the State Court dismissed both habeas corpus and coram nobis proceed ings without considering the merits and because the state remedy sought was not the appropriate one under state law. In the case now before this Court, the decision of the Alabama Supreme Court was on the merits after a hearing and the consideration of evidence. Taylor’s petition for coram nobis was not denied because it was not the appropriate one under state law, but because the State Court found that said petition did not contain a probability of truth. In the present case, therefore, the District Court’s decision is supported by the grounds assigned, namely, that the issues have been decided. Neither can it be said that the District Court gave undue weight to the opinion of this Court in Taylor v. Alabama, supra, for that was a decision on the merits and unlike the mere denial of certiorari which occurred in the House case, supra. is Thus the rule recited in the Hawk case, supra, and restated in the House case, supra, is applicable to the present case: “It is true that where a state court has consid ered and adjudicated the merits of a petitioner’s contentions, and this Court has either reviewed or declined to review the state court’s decision, a fed eral court will not ordinarily re-examine upon writ of habeas corpus the questions thus adjudicated.” It is not the function or purpose of habeas corpus proceedings to serve as an appeal or writ of error nor to retry issues of fact or law’ previously adjudicated. Glas gow v. Mayer, 225 U. S. 420, 429, 56 L. Ed. 1147, 32 S. Ct. 753: Re James Lincoln, 202 U. S. 178, 50 L. Ed. 984, 26 S. Ct. 602; Harlan v. McGowin, 218 U. S. 442, 54 L. Ed. 1101, 31 S. Ct. 44, 21 Ann. Cas. 849; Dorsey v. Gill, 148 F. 2d 857, cert. den. 325 U. S. 890, 89 L. Ed. 2003, 65 S. Ct. 1580. If this Court reverses the District Court and directs the District Court to hear evidence in this case, such a ruling will have the effect of overruling two well con sidered opinions of this Court: Hysler v. Florida, 315 U. S. 411, 86 L. Ed. 932, 62 S. Ct. 688; Taylor v. Alabama, supra. Those cases decided that due process is not vio lated when a state requires a prisoner to satisfy a bench of judges that he has a meritorious claim when such prisoner challenges the essential justice of his conviction. In both of those cases, this Court refused to interfere when a state prisoner, after trial and after appeal in state courts, could not convince the State Supreme Court that his claim or challenge to the essential justice of his conviction was meritorious. In both of those cases, this Court explored the very foundation of the State Court’s denial of relief. In each case this Court found 14 that the State Supreme Court was justified, on reason able grounds, in refusing a retrial. Essentially, the holding in each case is that after trial, establishment of guilt, appeal, and affirmance a petitioner should not be allowed to “ trifle with justice” by attempting to prove allegations in coram nobis proceedings when those alle gations are patently unreasonable, insubstantial and lack the probability of truth. Certainly, a review of the very foundation of the State Court’s decision by this Court affords ample assurance that petitions for coram nobis will not be arbitrarily dismissed. Something must be left to the State and the discretion of its Supreme Court. If Taylor’s petition for coram nobis in the Ala bama Supreme Court was insubstantial, in view of the trial record, the affidavits to the petition, and the photo graphs shown as exhibits—if that petition was unrea sonable and lacked a probability of truth—if "that peti tion was another example of “trifling with justice,” then the same is true of the later petition for habeas corpus in the District Court. Nothing new has been added— the petitions are substantially identical. Both the State Supreme Court and this Court have rejected the one. Will the District Court be compelled to hear evidence on the other? Should the District Court be ordered by this Court to hear evidence on this petition for habeas corpus, such a proceeding will amount to an appeal from or re trial of the Alabama coram nobis proceedings. The issues are identical. If the finality or conclusiveness of the judgment of the State Supreme Court on denial of relief in coram nobis proceedings hi ay be re-litigated in a federal district court, then in fact the State Supreme Court has no power to reject a petition for coram nobis regardless of its false and insubstantial allegations. The power of the 15 State Supreme Court to deny such petitions without vio lating due process is asserted in both the Hysler case, supra, and the Taylor case, supra. A re-trial of the issue in the District Court would make both decisions ineffective. IV. Although the doctrine of res judicata does not apply in habeas corpus proceedings, the district judge may exercise his discretion and give controlling weight to prior proceedings. The opinion of the District Judge, dismissing the petition for habeas corpus recites that: “In the exercise of its discretion to grant or refuse the writ of habeas corpus, this court has given weight to the judgments, opinions and the matters referred to in the opinions of the Supreme Court of Alabama and of the United States Supreme Court in this case, and this Court is of the opinion that in view of said opinions and judgments, and the history of said case that a further hearing is not required by the Constitution of the United States.” This Court has held that on habeas corpus proceed ings a court should not apply the strict rule of res judicata, and that each petition should be disposed of in the exercise of a sound judicial discretion, guided and controlled by a consideration of whatever has a rational bearing on the propriety of the discharge sought. Among the matters which may be considered, and even given controlling weight, are . . . (b) a prior refusal to dis charge on a like application.” Salinger v. Loisel, 265 16 U. S. 224, 68 L. Ed. 989; Wong Doo v. United States, 265 U. S. 239, 68 L. Ed. 999. It is urged that the District Court was entitled to give much, and even controlling, weight to the decision of the Alabama Court denying petition for coram nobis and the decision of this Court reviewing that decision. We have already pointed out that the petition in the State Court and that in the Federal Court were sub stantially the same. 17 C O N C L U S I O N Samuel Taylor has been tried, convicted of rape, and has been given the death penalty. His conviction has been affirmed by the Supreme Court of Alabama. The conviction has not been reversed. Taylor has, by proper state procedure, claimed that his conviction was in violation of civilized standards, in that a confession extorted by force was used against him. Alabama has decided that the claim is not worthy of belief. The United States Supreme Court has decided that Alabama’s rejection of the claim was not unreasonable. We re spectfully submit that the Fourteenth Amendment re quires no further inquiry, and that this Court should affirm the judgment of the District Court dismissing the petition for habeas corpus. Respectfully submitted, A. A. CARMICHAEL, Attorney General of Alabama, BERNARD F. SYKES, Assistant Attorney General, Counsel for Respondent. I hereby certify that I have forwarded a copy of the foregoing brief to Thurgood Marshall, 20 West For tieth Street, New York, N. Y., attorney for petitioner, on this the 6th day of January, 1949. A. A. CARMICHAEL, Attorney General of Alabama, Counsel for Respondent. 18 2742 JAN24’/|9 TR A N SC R IPT O F RECO RD Supreme Court of the United States OCTOBER TERM, 1948 N o . 1 2 1 , M i s c e l l a n e o u s SAMUEL TAYLOR, PETITIONEE, vs. TENNYSON DENNIS, WARDEN, ALABAMA STATE PENITENTIARY, KILBY, ALABAMA ON WRIT OF CERTIORARI PETITION FOR CERTIORARI FILED SEPTEMBER 14, 1948. CERTIORARI GRANTED DECEMBER 13, 1948. SUPREME COURT O F T H E U N ITED STATES OCTOBER TERM, 1948 N o . 1 2 1 , M i s c e l l a n e o u s SAMUEL TAYLOR, PETITIONER, vs. TENNYSON DENNIS, WARDEN, ALABAMA STATE PENITENTIARY, KILBY, ALABAMA vs. ON W RIT OP CERTIORARI INDEX Original Print Record from D. C. U. S., Middle District of Alabama....... 1 1 Petition for writ of habeas corpus............................... 1 1 Rule to show cause................................................. 6 5 Affidavit and motion for leave to proceed in forma pauperis..................................................... 7 g Order granting leave to proceed in forma pauperis. . . 9 7 Return to rule......................................................... 10 8 Order dismissing petition for writ of habeas corpus. . 13 9 Order of U. S. Court of Appeals denying petition for certificate of probable cause for an appeal......... 15 11 Motion for certificate of probable cause for an appeal. 16 11 Order denying motion for certificate of probable cause for an appeal....................................................... 17 12 Clerk’s certificate.................... (omitted in printing). . 18 Proceedings in U. S. C. C.»A., Fifth Circuit.................. 19 13 etition for certificate of probable cause for an appeal. . . . 19 13 r er denying petition for certificate of probable cause for an appeal.................................................. 21 14 Clerk s certificate........................... (omitted in printing). . 22 r er granting motions for leave to proceed in forma pau peris and for leave to file petition for writ of certiorari, and granting petition for certiorari....................... 23 15 J udd & D e t w e il e r ( I n c . ) , P r in t e r s , W a s h in g t o n , D . C ., D e o . 21, 1948. —9985 1 [fol. 1] IN THE DISTRICT COURT OF THE UNITED STATES FOR THE MIDDLE DISTRICT OF ALABAMA, NORTHERN DIVISION Civil Action No. 533-N S a m u e l T a y l o e , Petitioner, vs. T e n n y s o n D e n n i s , Warden, Alabama State Penitentiary, Kilby, Alabama, Respondent P e t i t i o n f o b W e i t o f H a b e a s C o r p u s —Filed July 6, 1948 [fol. 2] Your Petitioner, Samuel Taylor, respectfully represents and shows unto this court that he is a citizen of the United States of America and of the State of Ala bama; that he is at the present time unjustly and unlawfully detained and imprisoned at the State Penitentiary, Kilby, Alabama by Respondent, Tennyson Dennis as Warden of said prison by virtue of a judgment and sentence of death by electrocution pronounced upon him by the Circuit Court of Mobile County, Alabama on November 19, 1946 on a charge of rape, from which judgment Petitioner prosecuted an appeal to the Supreme Court of Alabama where the said judgment was affirmed on the 24th day of April, 1947, the style of the cause being Samuel Taylor versus the State of Alabama, First Division #279 and reported in Vol. 30, Southern Reporter, Second Series, at page 256. On September 18, 1947, Petitioner filed in the Supreme Court of the State of Alabama a petition for Writ of Error Coram Nobis on the grounds that his said conviction and sentence was based on a confession which was introduced in evidence on the trial of said cause against Petitioner, which said confession was coerced and was not freely and volun tarily made by your Petitioner. The Supreme Court of Alabama on November 13, 1947 denied the petition of your Petitioner and on December 4, 1947 overruled Petitioner’s application for rehearing, the opinion of said court being re ported in Volume 32, Southern Reporter, Second Series, at 2 page 659. On March 3, 1948, Petitioner applied to the Su preme Court of the United States for a Writ of Certiorari to review the judgment of the Supreme Court of Alabama in denying him leave to file a petition for Writ of Error Coram Nobis in the Circuit Court of Mobile County, Alabama. Certiorari was granted by the United States Supreme Court [fol. 3] on April 5, 1948 and the judgment of the Alabama Supreme Court affirmed on June 21, 1948. (Taylor v. Ala bama, Oct. 1947 Term, No. 721). Your Petitioner further shows that said judgment, ver dict and sentence of death were based on an alleged confes sion which was introduced as evidence on the trial of said cause by the State of Alabama. That said confession was obtained by the use of force, fear, intimidation, and threat inflicted on and against your Petitioner; that said confes sion was not freely and voluntarily made by your Petitioner, and that as a consequence thereof, his said conviction and sentence as aforesaid is void by virtue of the due process clause of the Fourteenth Amendment to the Constitution of the United States. That these specific facts relating to the involuntary and coerced nature of said confession are as follows: That Peti tioner was arrested by police officers of the City of Prichard, Alabama at 11:30 P.M. on June 29, 1946. That there were arrested at the same time as your Petitioner, three other Negro men, to-wit: Lawrence H. Franklin, Johnnie Kim brough and Calvin Jones. That your Petitioner and these three men were taken into the City Jail at Prichard, Ala bama. That before they were docketed or placed in a cell, the police officers on duty at that time whose names are un known to your Petitioner, beat, kicked and bruised Peti tioner and said three men in an effort to obtain a confes sion of a robbery. That after Petitioner and the three other prisoners were docketed they were taken by said police officers one at a time in a small room in said jail. That all four of said men were brutally beaten, kicked and bruised in an effort to obtain said confession. That your Petitioner did, m fact, confess to said robbery but that after he had made this confession, he was retained in said room in the Prichard, Alabama jail by said police officers and told that he must make a confession of the rape for which he was later con 3 victed and sentenced by tbe Circuit Court of Mobile County as aforesaid. That be was further beaten, kicked and bruised by said police officers but refused to make a con fession of said rape. That he was thereafter returned to his cell in the said City Jail at Prichard, Alabama by said police officers at an early hour in the morning of Sunday, June 30,1946. That he was no further molested throughout the day of said Sunday but that during the late hours of Sunday night, June 30, 1946, and early morning July 1, 1946, he was further beaten, bruised and threatened as aforesaid. That said mistreatment and questioning by the [fol. 4] police officers of the City of Prichard continued for a period of several hours and upon Petitioner’s failure to confess to said crime he was again returned to his cell where he was left unmolested throughout the day of Mon day, July 1,1946. That on the night of Monday, July 1, 1946 and the early morning of Tuesday, July 2, 1946, Petitioner was again subjected to similar mistreatment and question ing as on the previous night. Again your Petitioner main tained his innocence of said crime and after several hours was returned to his cell where he was left unmolested until the night of Tuesday, July 2 and early morning of Wednes day, July 3, 1946. On that night he was again visited by the police officers of the City of Prichard as aforesaid and was subjected to more brutal and cruel beatings and mis treatment. He was told unless he did confess to the crime of rape as aforesaid he would be continually subjected to such brutal mistreatment and intimidation until he did, in fact, confess to said crime. That your Petitioner was so fearful for his life, health and safety that he made a confession of said crime in the early morning hours of Wednesday, July 3, 1946. He was told by said police officers of the City of Prichard that if he made any mention of the fact that he was beaten and mistreated as aforesaid that he would be subjected to even more cruel beatings and mistreatment. That at approximately three o ’clock in the morning of July 3, 1946, Petitioner was brought in to a carefully selected and arranged group for a formal confession of said crime of rape. That none of the persons who wit nessed said formal confession which was later introduced m evidence on the trial of said cause as aforesaid had any knowledge of the fact that Petitioner had been beaten, 4 threatened, abused and mistreated by the said police officers of the City of Prichard as aforesaid, in order to obtain said confession, with the exception of Prichard Police Sergeant “ Buster” Wilkes who had participated in the beatings of Petitioner since his arrest on Saturday, June 29, 1946. That your Petitioner is a Negro who at that time was nineteen years of age and had very little schooling and was ignorant of his rights and priviledges as a citizen of the United States and more particularly was unaware of the protection guaranteed to him by the due process laws of the Constitution of the United States and the Fourteenth Amendment thereof, and as a consequence thereof, Peti- [fol. 5] tioner failed to mention the cruel and inhumane treatment to which he was subjected by the said police of the City of Prichard, Alabama to his attorney who repre sented him on the trial of said cause in the Circuit Court of Mobile County, Alabama, being ignorant of his rights as aforesaid and of court procedure. That your Petitioner’s present counsel was not advised of the above facts until after the Petitioner’s conviction and the preparation and filing of the motion for a new trial and the overruling of said motion by the said Circuit Court of Mobile County, Alabama and the appealing of the Petitioner’s cause and the docketing of same and the decision of the Supreme Court of Alabama as aforesaid. Your Petitioner further avers that his imprisonment, conviction and sentence of death and his present imprison ment is the result of a deprivation of due process of law and of his rights guaranteed to your Petitioner by the Constitution of the United States of America, in that the law enforcement officers of the State of Alabama obtained his conviction by the introduction in evidence at the trial of said cause of a confession which was forceably extorted from your Petitioner as aforesaid, thereby denying to him due process of law and the rights guaranteed to him by and under the Fourteenth Amendment of the Constitution of the United States of America. Wherefore, to be relieved of said unlawful detention, im prisonment and sentence of death, your Petitioner prays that a Writ of Habeas Corpus, directed to the said Tennyson Dennis, Warden of the Alabama State Penitentiary, Kilby, Alabama, may issue in his behalf so that your Petitioner 5 may be forthwith brought before this Court, to do, submit to and receive what the law may direct. Samuel Taylor. Nesbitt Elmore, Attorney for Petitioner. Duly sworn to by Samuel Taylor. Jurat omitted in printing. [File endorsement omitted.] Respondent accepts service of this petition. 7-7-48 Bernard F. Sykes. [fol. 6] In t h e D i s t r i c t C o u r t o e t h e U n i t e d S t a t e s [Title omitted] R u l e t o S h o w C a u s e — Filed July 7, 1948 Petitioner, Samuel Taylor, filed in this court, on July 6, 1948, his petition for a writ of habeas corpus for his release from imprisonment from Kilby Prison and the custody of Tennyson Dennis, as Warden of said Kilby Prison. It is now ordered that a rule of this court issue, and the same is now issued, to Honorable Albert Carmichael, At torney General of the State of Alabama, commanding him as such Attorney General of the State of Alabama, to ap pear at 2:30 pan., Wednesday, July 7, 1948, in the United States Court Room, at Montgomery, Alabama, if he deems proper to do so, and show cause, if any there be, why said writ of habeas corpus should not issue. This rule shall be served on Albert Carmichael, as At torney General of the State of Alabama, and he, or one of bis duly authorized assistants may accept service of the same. Done at Montgomery, Alabama, this 7th day of July, 1948. C. B. Kennamer, United States District Judge. I hereby accept service of the foregoing rule on this the 7tk clay of July, 1948, at Montgomery, Alabama. Bernard F. Sykes, Assistant Attorney General of the State of Alabama. [File endorsement omitted.] [fol. 7] In t h e D i s t r i c t C o u r t o f t h e U n i t e d S t a t e s [Title omitted] A f f i d a v i t a n d M o t i o n f o r L e a v e t o P r o c e e d i n F orma P a u p e r i s — Filed July 7 , 1 9 4 8 To The Honorable, Charles Kennamer, Judge of the United States District Court for the Middle District of Alabama: Petitioner, Samuel Taylor, respectfully moves this Court for leave to proceed in forma pauperis for and by such relief as in the opinion of the Court his case may properly entitle him, and in support of such motion shows: 1. That he is a citizen of the United States of America and a resident of Mobile County, Alabama, and is a Negro. That he is under sentence of death, having been convicted in the Circuit Court of Mobile County, Alabama, on the 19th day of November, 1946, and on appeal his conviction was affirmed by the Supreme Court of Alabama on the 24th day of April, 1947. That subsequently on the 13th day of November, 1947, the Supreme Court of the State of Alabama denied petitioner leave to file an Application for Writ of Error Coram Nobis before the Circuit Court of Mobile County, Alabama, and on the 4th day of December, 1947, denied petitioner’s application for rehearing of his petition for leave to file his said application for Writ of Error Coram Nobis. On March 3, 1948, Petitioner applied to the Supreme Court of the United States for a Writ of Certiorari to review the judgment of the Supreme Court of Alabama in denying him leave to file a petition for Writ of Error Coram Nobis in the Circuit Court of Mobile County, Ala bama. Certiorari was granted by the United States [fol. 8] Supreme Court on April 5, 1948 and the judgment of the Alabama Supreme Court affirmed on June 21, 1948. (Taylor v. Alabama, Oct. 1947 Term, No. 721). 2. Petitioner avers that on his trial in the Circuit Court of Mobile County, Alabama he was denied due process of the law guaranteed by the Fourteenth Amendment to the United States Constitution. Petitioner now shows that there is no other Court to which he can appeal for relief save to the District Court of the United States for the Middle District of Alabama and 6 7 that he cannot proceed in that Court unless he is allowed to do so under Pauper’s Oath. 3. Petitioner further avers that he has no property, real, personal or mixed; that he is now, and has been since his arrest, destitute; that his parents have no funds or property out of which the costs of this proceeding could be paid; and that neither he nor his parents have been able to, nor can they, obtain the money to pay for the costs and expenses of this review, being wholly dependent upon gratuitous charity for any assistance on this proceeding for review of his con viction. 4. Petitioner avers further that in his trial below, the State of Alabama denied him due process of law by ad mitting in the evidence a confession obtained from petitioner by officers of Mobile County, Alabama, through the use of cruel, brutal and inhuman treatment. 5. Petitioner has been informed by Counsel that it is his belief that he has been tried, convicted and sentenced with out due process of law, and this petitioner verily believes. Petitioner likewise says that he is entitled to the relief he seeks in this proceeding, being so informed by Counsel, and he avers that he does not proceed herein for purpose of delay. Wherefore, the premises considered, Petitioner now re quests this Honorable Court to enter a proper order that he may proceed in the prosecution of this cause in forma pauperis, by such procedure as by law he may be entitled; and for such other and different relief to which he may be entitled. Samuel Taylor, Petitioner. [fol. 9] Duly sworn to by Samuel Taylor, jurat omitted in printing. I n t h e D i s t r i c t C o u r t o e t h e U n i t e d S t a t e s O r d e r G r a n t i n g L e a v e t o P r o c e e d i n F o r m a P a u p e r i s — Filed July 7, 1948 The foregoing affidavit and motion for leave to proceed m forma pauperis having been considered and understood by the court, 8 It is ordered that the same he, and is, granted, and the Petitioner may proceed in this court in the prosecution of his petition for a writ of habeas corpus in forma panperis. This 7th day of July, 1948. C. B. Kennamer, United States District Judge. [File endorsement omitted.] [fol. 1 0 ] l x t h e D i s t r i c t C o u r t o f t h e U x i t e d S t a t e s [Title omitted] R e t u r n t o R u l e — Filed July 7, 1948 Comes the State of Alabama, by and through its Attorney General, in behalf of the respondent, Warden of Kilby Prison, and appears specially and for no other purpose, and, without admitting even for the purpose of argument the allegations of the petition, says that the United States District Court should not issue a writ of habeas corpus in the above styled cause for the following separate and several reasons: 1. For that the issues sought to be raised by said peti tion have been raised in the Supreme Court of Alabama and in the Supreme Court of the United States, and have been decided adversely to the petitioner. 2. For that said petition presents no exceptional nor unusual circumstances of peculiar urgency calling for the exercise of federal jurisdiction over a state prisoner. o. For that the issue sought to be raised by said petition, to-wit, whether or not a confession or confessions, which were introduced in evidence on petitioner’s trial, were voluntary or involuntary, has been raised in the Supreme Court of the State of Alabama on coram nobis proceedings [fol. 11] and there decided adversely to the petitioner, and that after said adverse decision said issue was also deter mined adversely to the petitioner in the Supreme Court of the Unite'd States. 4 4. For that this court in this proceeding should not re examine the questions and issues already adjudicated. 9 5. For that in the exercise of its discretion orderly pro cedure requires that the District Court should not issue the writ of habeas corpus. 6. For that it has been decided both by the Supreme Court of Alabama and the Supreme Court of the United States that petitioner has been accorded due process of law, and has not been deprived of his life or liberty without due process of law. 7. For that said petitioner has not applied to the United States Supreme Court for a writ of habeas corpus, nor has he applied to said court for leave to apply to the District Court of the United States for a writ of habeas corpus. [fol. 12] Wherefore, respondent prays that this court should not issue a writ of habeas corpus, and further that said respondent should not be required to answer further or make return to said petition, and that the petition should be dismissed and petitioner remanded to the custody of respondent. A. A. Carmichael, Attorney General; Bernard F. Sykes, Assistant Attorney General; James L. Screws, Assistant Attorney General, Attorneys for Respondent. [File endorsement omitted.] [ f o l . 1 3 ] l x t h e D i s t r i c t C o u r t o f t h e U n i t e d S t a t e s f o r t h e M i d d l e D i s t r i c t o f A l a b a m a , N o r t h e r n D i v i s i o n Civil Action No. 533-N S a m u e l T a y l o r , Petitioner v s . T e n n y s o n D e n n i s , W a r d e n , A l a b a m a S t a t e P e n i t e n t i a r y , K i l b y , A l a b a m a , Respondent O r d e r D i s m i s s i n g P e t i t i o n f o r W r i t o f H a b e a s C o r p u s — - Filed July 8, 1948 This cause coming on to be heard on this the 7th day of July, 1948, and the petitioner, Samuel Taylor, being pres ent in open court and being represented by counsel, the 10 i court proceeds to hear argument of counsel on the petition for writ of habeas corpus, the. rule heretofore issued by this court to the respondent to show cause why the writ of habeas corpus should not issue and the motion filed by the respond ent; and, The court is of the opinion that the motion is well taken, It is therefore considered, ordered, adjudged, and de creed that the motion of respondent be granted and that said petition for writ of habeas corpus be dismissed, and the petitioner is remanded to custody of the Warden of Kilby Prison. The court is of the opinion that the identical issues sought to be raised by the allegations of the petition have been raised in the Supreme Court of Alabama in coram nobis proceedings by this petitioner; the court further finds that those issues were inquired into by the Supreme Court of Alabama and for reasons and upon proof satisfactory to the State Supreme Court relief was denied to the petitioner; further that the said judgment of the Supreme Court of Alabama was affirmed by the Supreme Court of the United [fol. 14] States, and said United States Supreme Court having found that the remedy afforded petitioner in the State Supreme Court was in compliance with the Fourteenth Amendment to the United States Constitution, In the exercise of its discretion to grant or refuse the writ of habeas corpus, this court has given weight to the judgments, opinions, and the matters referred to in the opinions of the Supreme Court of Alabama and of the United States Supreme Court in this case, and this court is of the opinion that in view of said opinions and judgments, and the history of said case that a further hearing is not required by the Constitution of the United States. Dated this the 7th day of July, 1948. C. B. Kennamer, United States District Judge. [ F i l e e n d o r s e m e n t o m i t t e d .] 11 [ f o l . 1 5 ] I n U n i t e d S t a t e s C i r c u i t C o u r t o f A p p e a l s , F i f t h C i r c u i t O r d e r D e n y i n g P e t i t i o n f o r C e r t i f i c a t e o f P r o b a b l e C a u s e It is ordered that the Petition for a certificate of probable cause for an appeal to this court, from the judgment of the United States District Court for the Middle District of Alabama, denying Petitioner a Writ of Habeas Corpus in the above styled cause be, and the same is hereby denied, Samuel Taylor, Petitioner, v. State of Alabama, United States Supreme Court, decided June 21, 1948; Taylor v. State, 249 Ala. 130; Ex Parte Taylor, 249 Ala. 667; 28 USCA, Sections 452 and 466. Leon McCord, U. S. Circuit Judge, Fifth Circuit Court of Appeals. Filed July 12, 1948. 0. D. Street, Jr., Clerk. [fol. 16] In t h e D i s t r i c t C o u r t o f t h e U n i t e d S t a t e s [Title omitted] M o t io n f o r C e r t i f i c a t e o f P r o b a b l e C a u s e — Filed July 17, 1948 To the Honorable Charles B. Kennamer, Judge of Said Court: Comes now the Petitioner in the above styled cause and moves the Court for a certificate of probable cause for an appeal to the United States Circuit Court of Appeals for the Fifth Judicial Circuit from the judgment of this Court dismissing Petitioner’s application for Writ of Habeas Corpus, which said judgment was rendered by this Court on July 7, 1948. Nesbitt Elmore, Attorney for Petitioner. [ F i l e e n d o r s e m e n t o m i t t e d .] [ f o l . 1 7 ] I n t h e D i s t r i c t C o u r t o f t h e U n i t e d S t a t e s [Title omitted] O r d e r D e n y i n g M o t i o n f o r C e r t i f i c a t e o f P r o b a b l e C ause —Filed July 17, 1948 On the 7th day of July, 1948, when the petition of the petitioner Samuel Taylor, for the issuance of a writ of Habeas Corpus, was heard by this court on a rule issued to the Attorney General of Alabama to show cause why such writ of habeas corpus should not issue, and the At torney General of Alabama having appeared and filed a piotion to dismiss the said petition for the issuance of said wrltofTaabeas corpus, ana the court, after a full hearing of counsel for the petitioner and for the Attorney General, was of the opinion, and so found, that the motion to dismiss the petition for said writ of habeas corpus was well founded, and this court entered an order and judgment dismissing said petition, and stated orally that this court would de cline to make a certificate of probable cause for an appeal to the circuit court of appeals for the fifth circuit, the Attorney for the petitioner made application to Honorable Leon McCord, one of the judges of the fifth circuit court of appeals for a certificate of probable cause for such appeal, and said application was denied by Judge McCord. There after a formal written petition was presented to this court for a certificate of probable cause. This petition having been understood and considered by the court, it is ordered that the same be, and is, denied. This 17th day of July, 1948. C. B. Kennamer, United States District Judge. [File endorsement omitted.] 12 [ f o l . 1 8 ] C l e r k ’ s C e r t if i c a t e t o f o r e g o i n g t r a n s c r i p t omitted i n p r i n t i n g . 13 [fol. 19] [File endorsement omitted.] I n t h e U n i t e d S t a t e s C i r c u i t C o u r t o f A p p e a l s f o r t h e F i f t h C i r c u i t No. 12441 S a m u e l T a y l o r , Petitioner, vs. T e n n y s o n D e n n i s , Warden, Alabama State Penitentiary, Kilby, Alabama, Respondent P e t i t i o n f o r C e r t i f i c a t e o f P r o b a b l e C a u s e — Filed July 16, 1948 To the Honorable Judges of said Court: Your Petitioner, Samuel Taylor, respectfully shows unto the Court as follows: 1. That on July 6, 1948 he filed with the United States District Court for the Middle District of Alabama a peti tion for Writ of Habeas Corpus by Virtue of a process issued out of an Alabama State Court, to-wit: the Circuit Court of Mobile County, Alabama and the Supreme Court of Alabama, which said petition averred in substance that Petitioner is at the present time imprisoned and under sentence of death by virtue of a conviction and judgment by the Circuit Court of Mobile County, Alabama for the crime of rape; that there was introduced in evidence against Petitioner on the trial of said cause in the Circuit Court of Mobile County, Alabama a confession which was extorted from him by the use of threats and violence, which said confession was not freely and voluntarily made by your Petitioner; that your Petitioner had exhausted his state remedites and prayed the United States District Court for a hearing on the issued raised in his said peti tion. 2 2. The said United States District Court for the Middle District of Alabama upon filing of said petition issued to the State of Alabama a rule to show cause why the Writ of Habeas Corpus should not be granted. The State of Ala bama filed a motion to dismiss the petition on substantially the grounds that the issues raised had been adjudicated by 14 the Supreme Court of Alabama and the Supreme Court [fol. 20] of the United States. The said United States District Court for the Middle District of Alabama dismissed on said motion of the State of Alabama the petition for the Writ of Habeas Corpus without a hearing, and further denied to Petitioner certificate of probable cause to this Honorable Court existed. Wherefore, Petitioner prays that there be issued by this Court a certificate that there exists probable cause for an appeal to this Court from the judgment of the United States District Court for the Middle District of Alabama. (Signed) Nesbitt Elmore, Attorney for Petitioner. [ f o l . 2 1 ] I n U n i t e d S t a t e s C i r c u i t C o u r t o e A p p e a l s for t h e F i f t h C i r c u i t [Title omitted] O r d e r D e n y i n g P e t i t i o n f o r C e r t i f i c a t e o f P r o b a b l e C a u s e It is ordered that the Petition for a certificate of probable cause for an appeal to this court, from the judgment of the United States District Court for the Middle District of Alabama, denying Petitioner a Writ of Habeas Corpus in the above styled cause be, and the same is hereby denied. Samuel Taylor, Petitioner, v. State of Alabama, United States Supreme Court, decided June 21, 1948; Taylor v. State, 249 Ala. 130; Ex Parte Taylor, 249 Ala. 667; 28 USCA, Sections 452 and 466. (Signed) Leon McCord, United States Circuit Judge, Fifth Circuit. [ f o l . 2 2 ] C l e r k ’ s C e r t if ic a t e t o f o r e g o i n g t r a n s c r i p t om itted i n p r i n t i n g . [fol. 23] S u p r e m e C o u r t o f t h e U n i t e d S t a t e s , O c t o b e r T e r m , 1948 No. 121, Misc. On Motion for Leave to file petition for writ of certiorari. O r d e r G r a n t i n g M o t i o n s f o r L e a v e t o P r o c e e d i n F o r m a P a u p e r i s a n d f o r L e a v e t o F i l e P e t i t i o n f o r W r i t o f C e r t i o r a r i , a n d G r a n t i n g P e t i t i o n f o r C e r t i o r a r i — • December 13, 1948 On Consideration of the motion for leave to proceed herein in forma pauperis and of the motion for leave to file peti tion for writ of certiorari, it is ordered by this Court that the said motions be, and they are hereby, granted. The Petition for Certiorari is also granted and the case is transferred to the summary docket. It Is Further Ordered that the duly certified copy of the transcript of the proceedings below which accompanied the motion and petition shall be treated as though filed in response to such writ. 15 (9985) SUPREME EOURT OF THE UNITED STA TES OCTOBER TERM, 1947 No. 5 3 4 LOYD KENNEDY, Petitioner, vs. STATE OF TENNESSEE, Respondent MOTION TO DISPENSE W ITH PRINTING OF RECORD; PETITION FOR CERTIORARI AND BRIEF IN SUP PORT THEREOF. Maurice W eaver , T hurgood M a r sh a ll , W . R obert M in g , Z. A lexan der L ooby, Attorneys for Petitioner. Edward R. D u d i êy , F ranklin H. W il l ia m s , Of Counsel. K, - »)'■ v ’ '< ’ ' - ' ■ v:sv ’ ? K ' u ], f e ; > ^ - ;W t y z 1 1 ' • <* ' ■’' - "VY ' i . . : ' " i \ t J ^ ' ? V ." • A ., : ■■■••'• t . t . , . „.-rt. JS‘ Si - . ^ <1 t <-; < , ' * >v v ' \ \ ̂ i . / , .' , ■ - * l r < ? ' ■ ' X -(V ' - ' , V _ oa- ' Y*' >*■ ' - - ( V ' 1 V '' . ..* 1 T' ' • ■■■> ' ’ >. ' Y ** „ ̂ < - > ■ ‘ V * ; K ̂ -•v ' x l 'n „w t ' ^ ■ , r ; ^ A V , I f ' S fS >y» ■■;.--i:.vf >: ---s- V ■- ■/;■■■.■■'. \ , , ‘ / ">Y %'kPi M INDEX S u b je c t I ndex Page Motion to dispense with printing record..................... 1 Petition for writ of certiorari...................................... 3 Jurisdictional statement ...................................... 4 Statement of fa c ts .................................................. 5 Errors below relied upon here............................... 7 Facts in support of e rrors .................................... 8 Prayer for writ........................................................ 10 Brief in support of petition.......................................... 11 Opinion of court below .......................................... 11 Jurisdiction ........................................................... 11 Statement of case.................................................... 13 Errors relied upon.................................................. 14 Argument ............................................................... 15 Conclusion............................................................... 27 Appendix A—Excerpt from population bulletin for Tennessee ................................................................... 28 T able of Cases C ited Bush v. Kentucky, 107 U. S. 110.................................... 16 Carter v. Texas, 177 U. S. 442..................................... 5,13,16 Hale v. Kentucky, 303 U. S. 613..................... 5,13 Hill v. Texas, 316 U. S. 400............................................ 5 Hollis v. Oklahoma, 295 U. S. 395................................ 5,13 Heal v. Delaware, 103 IT. S. 370............................ 5,13,16, 27 Norris v. Alabama, 294 U. S. 587.......................... 5,13, 22, 27 Patterson v. Alabama, 294 IT. S. 600............................. 16 Patton v. Mississippi, — IT. S. —, decided December 8, 1947 .................................................................... 5,13,16 Pierre v. Louisiana, 306 IT. S. 354........................ 5,13,19, 27 Rogers v. Alabama, 192 U. S. 226.............................. 5,13,16 Smith v. Texas, 311 U. S. 128.....................................5,13,16 State v. Logan, 341 Mo. 1164, 111 S. W. (2d) 110. . 23 State v. Thomas, 250 Mo. 189,157 S. W. 330.. . . 23 —4408 Page State v. Turner, 133 La. 555, 63 So. 169....................... 23 Strauder v. West Virginia, 100 U. S. 303..................... 13,16 S tatu tes C ited Judicial Code, Section 237(b), as amended February 13,1925, 43 Stat. 937, 28 U. S. C. 344(b)............... 4,10,11 Williams, Tenn. Code Annotated (1934), 10006.......... 16 10009 ....... 16 10010 ....... 19 ii INDEX SUPREME COURT OF THE UNITED STATES OCTOBER TERM, 1947 No. 5 3 4 LOYD KENNEDY, vs. Petitioner, STATE OF TENNESSEE, Respondent MOTION TO DISPENSE W ITH PRINTING OF RECORD To the Honorable the Chief Justice of the United States and the Associate Justices of the Supreme Court of the United States: Petitioner respectfully moves this Court for permission to dispense with the printing of the record in the instant case. Counsel for petitioner is in possession of approximately $400 representing the balance of monies received for this case from voluntary contributors, the said money having been contributed for the purpose of defending petitioner and other individuals who were jointly and severally in dicted for crimes arising out of interracial disturbances occurring in Columbia, Tennessee, on the 25th day of Feb ruary, 1946. Counsel for petitioner has been advised by lfc 2 the Clerk of this Court that the said sum of $400, which is all that is available to petitioner’s counsel to cover expenses involved in this cause, will not be sufficient to pay for the printing of the record herein. W herefore , petitioner respectfully prays leave to dis pense with the printing of the record herein and permis sion to file a typewritten record with this Court. Respectfully submitted this 16th day of January, 1948. L oyd K e n n e d y , By T hurgood M a r sh a ll , 20 West 40 Street, New York 18, New York; W . R obert M in g , Chicago, Illinois; Z. A lexander L ooby, Nashville, Tennessee, Attorneys for Petitioner. M aurice W eaver, Chattanooga, Tennessee; E dward R . D u d ley , F r a n k l in H. W il lia m s , 20 West 40 Street, New York 18, Neiv York, Of C owns el. SUPREME EUURT OF THE UNITED STATES OCTOBER TERM, 1947 No. 5 3 4 LOYD KENNEDY, vs. Petitioner, STATE OF TENNESSEE, Respondent PETITION FOR WRIT OF CERTIORARI TO THE SUPREME COURT OF THE STATE OF TENNESSEE To the Honorable the Chief Justice of the United States and the Associate Justices of the Supreme Court of the United States: Petitioner respectfully prays that a Writ of Certiorari issue to review a judgment of the Supreme Court in the State of Tennessee, affirming a judgment and sentence of the Circuit Court of Maury County, Tennessee, wherein petitioner, a Negro, was sentenced to not more than five years imprisonment for unlawfully and feloniously com mitting an assault with intent to commit murder in the first degree on the body of one Kay Austin, a white man, and to reverse such judgment and sentence or to obtain a new trial. 4 I Jurisdictional Statement Petitioner presents this petition pursuant to Section 237(b) of the United States Judicial Code as amended Feb ruary 13,1925, 43 Stat. 937, 28 U. S. C. 344(b). Petitioner prays that a Writ of Certiorari issue to review the decree entered on June 24, 1947, in the Supreme Court of Tennessee, which is the highest court of said State, in the cause in that court entitled Loyd Kennedy v. State of Tennessee; Suggestion of Error having been duly filed in said Supreme Court of Tennessee and overruled on Octo ber 21, 1947, and petitioner now being at liberty on $5,000 bond pending the action of this Court upon this petition. The nature of the case and the rulings below which bring the case within the jurisdictional provision of Section 237(b), supra, appear from the following: The claim of Federal constitutional rights is specifically raised in the Plea in Abatement (R. lOa-lOj), the motion to quash the several panels of veniremen (R. 321), and upon the exceptions taken to the rulings of the trial judge in refusing petitioner the opportunity to introduce testimony in evidence concerning the systematic and long continued custom and practice of exclusion of Negroes from juries in Maury County (R. 326-327). These Federal questions were substantially passed upon by the Supreme Court of Ten nessee in its opinion and the claim of Federal rights denied. The claim so made and denied is that the conviction of petitioner, a Negro, by a trial jury upon an indictment found and returned by a grand jury, from which juries all quali fied Negroes were and have been for a long period of years systematically excluded solely because of their race and color, was in contravention and violation of the equal pro tection and due process clauses of the Fourteenth Amend- 5 ment to the Constitution of the United States. The further claim made and denied is that the refusal of the trial court to allow the introduction of evidence of the systematic and long continued exclusion of Negroes from juries in Maury County, Tennessee, denied petitioner due process of law in violation of the Fourteenth Amendment to the Constitu tion of the United States. The following cases, among others, sustain the jurisdic tion of this court to determine the invalidity of a conviction by a trial jury found upon an indictment returned by a grand jury when from both juries Negroes were and have been systematically excluded in that county over a long period of years solely because of race: Neal v. Delaware, 103 U. S. 370; Norris v. Alabama, 294 U. S. 587; Hollis v. Oklahoma, 295 U. S. 395; Hale v. Kentucky, 303 U. S. 613; Rogers v. Alabama, 192 U. S. 226; Pierre v. Louisiana, 306 U. S. 354; Smith v. Texas, 311 U. S. 128; Hill v. Texas, 316 U. S. 400; Patton v. Mississippi, — U. S. —, No. 122, Oct. Term, 1947. These cases established clearly that the sys tematic exclusion of Negroes from juries solely because of race may be established and proved by testimony concern ing the composition of juries within a county over a long- period of years prior to the immediate case. Neal v. Dela ware, supra; Norris v. Alabama, supra; and Pierre v. Lou isiana, supra; Carter v. Texas, 177 U. S. 442; Patton v. Mississippi, supra. Statement of Facts On Monday, February 25,1946, in Columbia, Tennessee, a Negro youth struck a white store proprietor because of the proprietor’s having slapped the Negro’s mother. Immedi-. ately, the white community became aroused and rumors of lynching spread throughout the Negro community. The State Highway Patrol was ordered to Columbia at about 9 o’clock that night along with units of the State National 6 Guard. A cordon of patrolmen was thrown around the Negro area known as “ Mink Slide.” The sheriff and Commissioner of Safety agreed to keep the police surround ing this area for the purpose of preventing anyone from coming in or going out; and, further agreed to enter the area about daylight and arrest everyone found therein. From midnight until daybreak, intermittent firing occurred throughout the town. About sunrise on the morning of the 26th, the order was given to the patrolmen to “ move in” on the area. The police and National Guardsmen, working in units, went from house to house and business establish ment to business establishment, arresting all individuals found. They wantonly destroyed property and brutalized the Negro citizens. Terror reigned throughout the Negro community. One group of policemen, headed by the Sheriff and including about twenty-five (25) officers and civilians and armed with riot guns and submachine guns proceeded down the street, going from door to door, ordering all in dividuals therein to come out with their hands up. The only buildings so approached were those occupied by Negroes. Upon arrival in front of the Blair Barber Shop, the Sheriff allegedly called out for anyone inside to come out quietly. At this point, it is alleged, a shotgun blast fired from inside the barber shop through the plate glass window struck one of the officers, Bay Austin, hitting him in the leg. The wound was minor in nature for the officer continued on duty for the rest of the week. Only one person, in the group, a policeman, could describe in any way the person inside the barber shop who allegedly fired the shotgun. This witness stated emphatically that such person was larger than petitioner but about the size of his co-defendant. The group then fired hundreds of machine gun bullets into the shop, burst inside, found petitioner pressed against the wall, apparently “ scared to death” and arrested him and 7 his co-defendant, William A. Pillow, a Negro, who was also found within the barber shop. They were charged with having committed assault and battery with intent to com mit murder in the first degree on the body of Patrolman Ray Austin, a white man. They were subsequently indicted on the 21st day of March, 1946, and having pleaded “ Not Guilty,” were tried in the Circuit Court of Maury County, Tennessee, at the February, 1946 Term. The jury acquitted petitioner’s co-defendant and convicted petitioner of assault with intent to commit murder in the second degree, fixing his punishment at not more than five (5) years in the State Penitentiary. The Supreme Court of Tennessee affirmed the conviction on the 26th day of June, 1947, and overruled Assignments of Error on the 21st day of October, 1947. Errors Below Relied Upon Here Petitioner relies upon the following points: I. The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, upon an in dictment found and returned by the grand jury of a county where all qualified Negroes were and have been for a long period of years systematically excluded from service on grand juries solely because of race or color in contravention of the equal protection and due process clauses of the Four teenth Amendment to the Constitution of the United States. II. The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, by a trial jury in a county where all qualified Negroes were and have been for a long period of years systematically excluded from trial juries solely because of race or color in contra vention of the equal protection and due process clauses of the Fourteenth Amendment to the Constitution of the United States. 2k 8 III. The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, where the trial court denied him due process of the law as guaranteed by the Fourteenth Amendment to the United States Consti tution in refusing to allow the introduction of evidence of the systematic exclusion of Negroes from its juries over a long period of years prior to petitioner’s trial. Facts in Support of Errors Petitioner’s proof showed overwhelmingly by the testi mony of more than 200 white and Negro resident-witnesses, from all walks of life in Maury County, that for more than fifty years no Negro had ever served on a grand or petit jury in that county d as one sixty-one year old, life resident of the county stated, “ I have been here all my life and never heard of one- (R. W. 656). Petitioner’s proof also estab lished by testimony of such witnesses that there were large numbers of Negroes, citizen-residents of Maury County, possessing all of the legal qualifications for jury service, none of whom had ever been called to serve or served or who knew of any Negro having been called or had served on a grand or petit jury in Maury County, Tennessee, prior to the instant trial although approximately 9,000 white males over twenty-one and 3,000 Negro males over twenty-one resided therein, according to the 1940 Federal census.1 2 Petitioner’s proof established clearly that such absence of Negroes from juries in Maury County was the result of a systemaic exclusion based solely upon race or color and 1 See: Testimony contained in Wayside Bill of Exceptions, S tate v. Blair, which by stipulation of counsel was made part of the record of the instant case. Page references to testimony from the Wayside Bill is referred to herein by the letters “RW” ; page references to the instant record are marked as usual “R.” 2 See: Certified copy of “Population Breakdown” attached hereto and marked “Exhibit “A.” 9 pursuant to an established custom and usage of county officials within the meaning of decisions of this Court. This testimony was uncontradicted and in the face thereof the trial court overruled petitioner’s Plea in Abatement. The affirmance of the decision by the Supreme Court of the State of Tennessee and the subsequent holding therein that no Federal rights had been denied petitioner by such exclu sion constitutes grounds upon which petitioner appeals to this Court. Petitioner subsequently moved to quash the several panels of veniremen from which the trial jury was drawn. In such motion, he alleged, among other things, that all of the persons whose names were drawn and who were sum moned for jury service in the instant case were white; that there are numerous colored citizens in the county, qualified for jury service; that the administrative officers responsible for selecting jurors systematically excluded Negroes from juries over a long period of years solely on account of race pursuant to custom and practice; that to circumvent recent decisions of this Court a conspiracy or common understand ing obtained to call one or two Negroes “ whenever it should appear that such systematic exclusion would be challenged ’ ’ ; that such calling was never in good faith as no Negroes are ever permitted to serve on juries in the county; all in viola tion of petitioner’s constitutional rights (E. 321). Petitioner then requested the opportunity to offer proof in support of his motion—“ to show that for more than half a century Negres have been excluded from jury service in Maury County.” At the time of such request, the following occurred: “ The Court: We could hear proof only as to the formation of the panel or panels which were formed in the selection of this trial jury. “ Mr. Looby: If the Court please, let the record show that we are prepared to offer proof in support of the 1 0 allegations prior to that time and that the proof is not offered merely in obedience to your Honor’s ruling. “ The Court: You can except to the action of the Court. “ Mr. Looby: Very well, your Honor, we so except. “ The Court: All right” (R. 326-327). This ruling was substantial error and in violation of peti tioner’s constitutional right to due process. Numerous decisons of this Court have held that systematic exclusion of Negroes from juries can be established by a showing of the non-service of Negroes over a long period of years and the existence of many Negroes qualified for jury service in a particular county. The refusal of the trial court to allow the introduction of such proof and the approval of this ruling through affirmance by the Supreme Court of Tennes see constitutes error upon which petitioner relies and pro vides further grounds upon which petitioner appeals to this Court. W herefore , petitioner prays that this Court, pursuant to Section 237(b) of the United States Judicial Code, as amended February 13,1925, 43 Stat. 937, 28 U. S. C. 344(b), issue a Writ of Certiorari to review the judgment of the Supreme Court of the State of Tennessee affirming your petitioner’s conviction for assault with the intent to commit murder in the second degree as aforesaid. All of which is respectfully submitted this 16 day of Januarv, 1948. T „ L oyd K e n n e d y , By Thurgood Marshall, W. R obert Mixg, Z. A lexan der L ooby, M aurice W eaver, Attorneys for Petitioner. E dward R. D u d ley , F r a n k lin H. W il lia m s , Of Counsel. SUPREME EOURT OF THE UNITED STATES OCTOBER TERM, 1947 N o . 5 3 4 LOYD KENNEDY, Petitioner, vs. ’ STATE OF TENNESSEE, __________ Respondent BRIEF IN SUPPORT OF PETITION FOR W RIT OF CERTIORARI I Opinion of Court Below The opinion lias not been recorded officially. It appears at pages 416-426 of the record. Suggestion of Error (Peti tion to Rehear) was overruled on the 21st day of October, 1947, without opinion. II Jurisdiction 1 The statutory provision is United States Judicial Code, Section 237(b), as amended February 13, 1925, 43 Stat. 937, 28 U. S. C. 344(b). 1 2 2 The date of the judgment in the Circuit Court of Maury County, Tennessee, is November 19, 1946, affirmed by the Supreme Court of Tennessee on June 24, 1947. Suggestion of Error was overruled on the 21st day of October, 1947. 3 That the nature of the case and the rulings below bring the case within the jurisdictional provisions of Section 237(b), supra, appears from the following: The claim of Federal constitutional rights was timely raised in petitioner’s Plea in Abatement (R. 10 A), petitioner’s Motion to Quash the several panels of veniremen (R. 321); and, upon the exceptions taken to the rulings of the trial judge in refusing petitioner the opportunity to introduce evidence of exclusion beyond the instant panel (R. 326-327). These questions were expressly considered and the rights ruled against by the trial court (R. 18-37, 327). The questions were specifically passed upon by the Tennessee Supreme Court in its opinion (R. 416-426). The claim so made and denied is that the conviction of petitioner, a Negro, by a trial jury upon an indictment found and returned by a grand jury, from which juries all qualified Negroes were and have been for a long period of years systematically excluded solely because of their race and color, was in contravention and violation of the equal protection and due process clauses of the Fourteenth Amendment to the United States Constitution. The further claim made and denied is that the refusal of the trial court to allow the introduction of evidence of the systematic and long-continued exclusion of Negroes from juries in Maury County, Tennessee, denied petitioner due 13 process of law in violation of the Fourteenth Amendment to the Constitution of the United States. The following cases, among others, sustain the jurisdic tion of this Court, as to the invalidity of a conviction by a trial jury upon an indictment returned by a grand jury, from which juries Negroes were and have been systemati cally excluded in that county over a long period of years solely because of race: Strauder v. West Virginia, 100 U. S. 303; Neal v. Delaware, 103 U. S. 370; Carter v. Texas, 177 U. S. 442; Rogers v. Alabama, 192 U. S. 226; Norris v. Ala bama, 294 U. S. 587; Hollis v. Oklahoma, 295 U. S. 395; Hale v. Kentucky, 303 U. S. 613; Pierre v. Louisiana, 306 U. S. 354; Smith v. Texas, 311 U. S. 128; Patton v. Mis sissippi, — U. S. —, No. 122, October Term, 1947. Neal v. Delaware, supra; Norris v. Alabama, supra; Pierre v. Louisiana, supra; Carter v. Texas, supra, and Patton v. Mississippi, supra, establish clearly that the sys tematic exclusion of Negroes from juries solely because of race may be established and proved by testimony concern ing the composition of juries within the county over a long- period of years prior to the immediate case. Statement of Case The petitioner, and another Negro, William A. Pillow, residents of the City of Columbia, State of Tennessee, were arrested on the 26th day of February, 1946, by members of the Tennessee State Highway Patrol. They were charged with having committed assault and battery with intent to commit murder in the first degree on the body of a Patrol man Pay Austin, a white man, during a recent interracial disturbance in that city. They were subsequently indicted on the 21st day of March, 1946, and having plead “ Not Guilty’ ’ were tried in the Circuit Court of Maury County, Tennessee, at the February, 1946 Term. The jury ac quitted petitioner’s co-defendant and convicted petitioner of assault with intent to commit murder in the second de- 14 gree and fixed his punishment at not more than five years in the state penitentiary. The Supreme Court of Tennessee affirmed the conviction on the 26th day of June, 1947 and overruled Assignments of Error on the 21st day of Octo ber, 1947. Errors Relied Upon The points urged are in summary form as follows: P o in t I The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, by a trial jury of white persons, upon an indictment found and re turned by a grand jury of white persons in Maury County, Tennessee, in which county all qualified Negroes were and have been for a long period of years systematically ex cluded from all jury service solely because of their race or color in contravention of the equal protection and due process clauses of the Fourteenth Amendment to the Con stitution of the United States. A. The systematic and deliberate exclusion of Negroes from jury service solely because of their race or color denies a Negro defendant charged with crime the equal protection of the laws and due process of law guaranteed by the Fourteenth Amendment to the Constitution of the United States. B. The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, upon an indictment found and returned by a grand jury of a county where all qualified Negroes were and have been for a long period of years systematically excluded from service on grand juries solely because of race or color in contraven tion of the equal protection clause of the Fourteenth Amend ment to the Constitution of the United States. C. The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, by a trial 15 jury in a county where all qualified Negroes were and have been for a long period of years systematically excluded from trial juries solely because of their race or color in contravention of the equal protection clause of the Four teenth Amendment to the Constitution of the United States. P o in t II The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, where the trial court denied him due process of the law as guaranteed by the Fourteenth Amendment to the Constitution of the United States in refusing to allow the introduction of evi dence of systematic exclusion of Negroes from its juries over a long period of years prior to petitioner’s trial. ARGUMENT P o in t I The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, by a trial jury of white persons, upon an indictment found and re turned by a grand jury of white persons in Maury County, Tennessee, in which County all qualified Negroes were and have been for a long period of years systematically excluded from all jury service solely because of their race or color in contravention of the equal protection and due process clauses of the Fourteenth Amendment to the Constitution of the United States. A. The systematic and deliberate exclusion of Negroes from jury service solely because of their race or color denies a Negro defendant charged with crime the eqioal 'protection of the laws and due process of law guaranteed by the Four teenth Amendment to the Constitution of the United States. The principle that state exclusion of Negroes from juries solely because of their race or color denies Negro defend- 16 ants in criminal cases the equal protection of the laws re quired by the Fourteenth Amendment was enunciated by this Court over a half century ago.3 The principle applies whether the discrimination was by virtue of a statute,4 * or by action of administrative officers,6 and whether the exclusion is from service on petit juries6 or grand juries.7 The discrimination complained of by petitioner was not embodied in the Tennessee statutes,8 but rather resulted from a systematic, intentional, deliberate and invariable practice on the part of administrative officers of Maury County, Tennessee, to exclude Negroes from jury service within the county. 3 S trau der v. W e s t V irg in ia , 100 U. S. 303 (1880). 4 Bush v. K e n tu ck y , 107 U. S. 110. s N eal v. D elaw are, 103 U. S. 370; C a rter v. T exa s , 177 U. S. 442; R og ers v. A labam a, 192 U. S. 226. 6 Strauder v. W e s t V irg in ia , s u p ra ; N orris v. A labam a, 294 U. S. 587. 7 C arter v. T exas, su p ra ; P a tterson v. A labam a, 294 IJ. S. 600; Smith v. T exas, 311 U. S. 128; P a tton v. M ississipp i, — U. S. —. 8 Williams, Term. Code Annotated (1934)— 10006 who may be a Juno®: Every male citizen who is a freeholder or householder, and twenty- one years o f age, is legally qualified to act as a grand or petit juror, i f not otherwise incompetent under the express provisions of this Code. 10009--W H O M AY N OT BE : Persons convicted o f certain infamous offenses, specially designated in this code, persons of unsound mind, persons not in the full posses sion of the senses o f hearing and seeing, and habitual drunkards, aie incompetent to act as jurors. 17 B. The Supreme Court of the State of Tennessee erred in affirming the conviction o f petitioner, a Negro, upon an indictment found, and returned by a grand jury of a, county where all qualified Negroes were and have been for a long period of years systematically excluded from service on grand juries solely because of race or color in contravention of the equal protection clause of the Fourteenth Amendment to the Constitution of the United States. Petitioner tiled a Plea in Abatement to the indictment returned against him alleging among other things that members of his race were systematically excluded from grand jury service in Maury County, Tennessee.9 In sup- 9 The Plea in Abatement alleged among other things that: The grand jury and all persons comprising the panel from which said grand jury was selected were white persons. That long prior to the selection of names for the then current jury list or jury box and at that time there had been and were numerous colored citizens of the State of Tennessee and residents of said county who in every respect had been and were qualified to serve as petit and grand jurors in civil and criminal trials in said county including trials of felonies. That the county court or Board of Jury Commissioners or the person or persons who by law is or are authorized to select or appoint the persons from whom the jury is or are to be chosen unlawfully and in violation of their respective oaths of office and of the Constitution of the State of Tennessee and that of the United States and the law of the land did exclude and always have excluded from jury service all qualified Negroes, members of the colored race and of African descent, solely on account of their race and color. That at all times it had been and was at that time the custom in said Maury County to use white men exclusively for petit and grand jury serv ice in any and all cases including trials of felonies and in selecting the jury at that time and the supplement or supplements thereto this custom was followed by those charged with the duty of appointing or selecting those from whom the jury was to be drawn for this case. That all qualified Negroes were thereby excluded from the possibility of sitting as grand jurors. That by the reason of this unlawful exclusion of all qualified Negroes from the current jury list or box, defendant has been greatly prejudiced 18 port, thereof 20.6 white and Negro residents of the county were called and testified.10 Evidence showed the population of Maury County to consist of approximately 30,000 white people and 10,000 Negroes (R. 159).11 The approximately 200 Negro witnesses, were with only one or two possible exceptions, fully qualified for jury service. They represented a true cross section of the county’s Negro population, ranging in age from 86 (RW. 144) down to 23 years (RW. 578) and janitors, (RW. 150, 162, 301, 470, 566), railroad workers (RW. 456, 554), post office employees (RW. 561), churchmen (RW. 495) and chemical workers (RW. 500), miners (RW. 318), peddlers (RW. 213), printers (RW. 367), grocers (RW. I l l , 119, 237), farmers (RW. 131,134,192, 244, 257, 273, 405, 423), bricklayers (RW. 100), carpenters (RW. 21), elec tricians (RW. 103), barbers (RW. 18, 64, 170, 262, 321), businessmen (RW. 15, 137, 233, 533), teachers (RW. 28, 114, 127, 144, 208, 241, 542), dentists (RW. 35), ministers (RW. 87), retired men (RW. 127, 301, 398), and veterans of World War I (RW. 555, 589) and II (RW. 315, 338, 454, 504, 517, 542, 594). Not one witness had ever known or heard of a Negro being called for or serving on a jury in the criminal courts of Maury County prior to February 2 5 , 1 9 4 6 . and has been denied due process and the equal protection of the laws in violation of the Constitution of the United States and of the State of Tennessee. That this custom of excluding Negroes from jury service has continued in said county for more than fifty years (E. 10A-10J). 10 By stipulation entered in this case on July 7, 1946, the proof offered on hearing on Pleas in Abatement in the ease of S ta te o f Tennessee v. Sol. B lair, e t al., was accepted as proof in this case and was preserved by a Wayside Bill of Exceptions (R. 19). 11 The official count of the returns of the Sixteenth Census of the United States filed as an exhibit in this case showed the white male popula tion over 21 to be 8,817 and the Is egro male population over 21 to be 2,918 (See Exhibit “A” attached hereto). 19 The testimony of one eminently qualified witness12 suc cinctly sums up the facts concerning the service of Negroes on juries in Maury County. From 1901 to the present, this former county officer had not heard of any Negro being on a grand or petit jury in the county though, “ undoubt edly,” there were “ a number” of Negroes qualified to serve (RW. 159). This testimony remained uncontradicted, and made out a prima facie case of systematic and deliberate exclusion of Negroes from jury service.13 The state attempted to overcome such proof by testimony of more than fifty white witnesses to the effect that not one of them had ever been called or served.14 It is noteworthy, however, that not one of these state’s witnesses had ever heard or known of a Negro being called or serving on a jury in Maury County, prior to petitioner’s trial. Two members of the Maury County Jury Commission testified. Both emphatically denied that race was a con sideration in making up the jury list (RW. 858, 869). Witnesses for the state testified that there were approxi mately thirteen Negroes whose names appeared upon the panel from which the grand and trial juries in the instant case were drawn. It is clear from an examination of the record that such names were purposely placed upon the instant panel in an attempt to circumvent the clear consti- 12 W. C. Whitshire, a practicing attorney, justice of the peace, county attorney and judge of County Criminal Court for various periods of time following his admission to the bar of Maury County in 1888 (RW. 153). 13 Neal v. D elaw are, su pra , 397; N orris v. A labam a, su pra , 591; P ierre v. Louisiana, 306 U. S. 354, 361; P a tto n v. M ississip p i, ■— U. S. —. 14 Of these white witnesses called, three were ministers, four teachers, eleven officers of state, city or county, one in the military service twenty- two years, and seven professional men, three neither taxpayers nor prop erty owners—more than half, therefore, were either ineligible to serve or eligible for exemption under the statute (Wm.’s Tenn. Code Ann. No. 10010). Undoubtedly this was an important factor tending to show why they were never called. 20 tutionai requirement as enunciated by this court not to have Negroes systematically excluded from juries in a criminal trial involving a Negro defendant. In any event, the record makes it eminently clear, and the state did not dispute the fact, that no Negroes served on either the grand or petit jury involved in this case. James D. Carruthers, whose name was allegedly prop erly upon the jury list, in testifying concerning his receipt of a card ordering him to appear for service, stated, “ I really didn’t know whether they meant to subpoena a Negro. That was the trouble about it. I thought perhaps it was a mistake about my name” (EW. 24). This witness was excused by the court. Three other Negroes testified for the state to the effect that they had received cards allegedly intended for them calling them to appear for jury service: Earnest Lipscomb, a taxpayer registered as resid ing at Route 2, Mount Pleasant, Tenn., received a card forwarded to “ Earnest Lipscomb, Hampshire, Tenn.” (EW. 917). This witness was not available at the time the trial jury was chosen. Another witness, Maxie Perryman, who testified to being commonly known as “ Moxie,” received a card addressed to “ Max.” He approached his “ boss” and requested to be excused from service. His employer subse quently informed him that he would not have to appear for service-—this in spite of the fact that the said employer was not a county official (RW. 929, 939, 940). This witness never reported to any official of the court or the county. The third Negro witness testifying for the state is one Tom Kittrell who could neither read nor write and he stated that upon the receipt of the card and upon ascertain ing its contents, he also arranged through his boss, like wise not a county official, “ to be excused” from jury serv ice (RW. 955). This witness also failed to appear at any time before the court. In both of these latter two in stances, the witness’ employer apparently had a close re- 2 1 lationsliip with the sheriff or judge or some other person authorized to excuse jurors or who would assume such au thority. Three other names on the jury list, L. E. Buford, John Griggs, Louis Nicholson, were stated to be names of Negroes by witnesses claiming to know them. All three were deceased at the time of their alleged call for service (RW. 898, 948 and 975). The names of two other Negroes allegedly appearing on the list were Edgar Brown and J. R. Martin. Cards sent to their addresses as registered in the tax books were returned to the sheriff by the post office marked “ Addressees Unfound” (RW. 898, 899). Two more names were identified as belonging to Negroes by white members of the community who were not sure whether there were other individuals not Negroes in the county bearing the same name. These were Henry Howard and Will James (RW. 950, 970). In any event, neither of these persons appeared for jury service. The last name, allegedly that of a Negro, on the list was Ewell Lowry. This person, it was testified, had gone “ North” some two years before (RW. 980). Thus, giving the state’s testimony the greatest credence possible, it would appear that on the panel from which the grand jury herein was drawn, the names of thirteen Negroes appeared. Of this number three were dead, (RW. 898, 975, 914, 980) only three actually received cards, of which number two had incorrect spelling or addresses and two of these three were excused by their “ bosses” ; one of the individuals allegedly on the list could not read; one remained unaccounted for and the last, the only Negro of whom any number of other witnesses had heard of hav- mg been called, one Carruthers, believed it was a mistake and was excused by the sheriff. These circumstances which operated in each instance to prevent any Negro from being available for service on the grand jury, when considered together clearly show a pattern, design or method of pre- 22 arranged conspiracy to prevent Negroes from actually serving while attempting to place an aura of legitimacy around the jury panel. The appearance of most of these names in the taxbooks adds to the belief that such a con spiracy was in effect (RW. 1002-1016). These facts make the state’s attempted proof impotent to offset the showing that Negroes were systematically excluded. As stated in Norris v. Alabama, 294 U. S. 587, 1935: “ We are of the opinion that the evidence required a different result from that reached in the state court. We think that the evidence that for a generation or longer no Negro had been called for service on any jury in Jackson County, that there were Negroes quali fied for jury service, that according to the practice of the jury commission their names would normally ap pear on the preliminary list of male citizens of the requisite ages but that no names of Negroes were placed on the jury rolls, and the testimony with re spect to the lack of appropriate consideration of the qualifications of Negroes, established the discrimina tion which the Constitution forbids.” Norris v. Ala bama, 294 U. S. 587 (1935) C. The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, by7 a trial jury in a county where all qualified Negroes were and have been for a long period of years systematically excluded from trial juries solely because of their race or color in contravention of the equal protection clause of the Four- teenth Amendment to the Constitution of the United States. Petitioner, at the outset of his trial, moved to quash the trial jury panels.15 To sustain his contention of delib- 15 See Petition ( su pra) . 23 erate discrimination, petitioner called only one witness 16 as the court had erroneously restricted petitioner’s evidence of discrimination to the formation of the panel for the instant case (E. 326-7—see: Point II, herein).17 The witness testified that at the beginning of that term of court, one hundred names were selected for a panel of veniremen for the term (R. 329); that the grand jury was selected from this list (R. 330); following which the judge excused the fifteen individuals whose names remained thereon, (R. 331). None of these was tendered for serv ice on the trial jury. One Negro allegedly was on this list and was excused (R. 332).18 Another panel of seventy- five was selected on November 12 (R. 332) and exhausted the next day. The witness testified that she could not remember whether or not there were any Negroes thereon. Seventy-five more names were selected the next day, thirty- five appearing (R. 333). In this latter group, there was allegedly one Negro who was immediately challenged by the State and dismissed by the court (R. 334). The judge then apparently prepared a list of business and professional men from the community (R. 334-337), to which list the 16 Miss Dabney Anderson, Circuit Clerk of Maury County, Tennessee, E. 328. The view that the exclusion of Negroes from jury service in prior years is no evidence on the question of discrimination against them in the par ticular case before the court—which apparently was the position taken by fte state court herein—has found some support in other jurisdictions. State v. Turner, 133 La. 555, 63 So. 169 (1913); S ta te v. Thom as, 250 Mo. 189,157 S. W. 330 (1913). This view, however, has been definitely overruled by this Court’s decisions in such cases as N orris v. A labam a, su pra , and P a tton v. M ississipp i, supra, "herein exclusion in previous years was one of the principal facts relied °n by this Court in support of its conclusion that the evidence clearly snowed discrimination. The effect of such decisions in this respect was expressly recognized in S ta te v. L og a n , 341 Mo. 1164: 111 S. W. (2d) HO (1937). 18Apparently this refers to witness Carruthers. 2 4 names of three or four Negroes known personally to the court were subsequently added (E. 336). Judge Ingram then testified for the State as follows: That there were no Negroes on the jury selected to try this case (R. 356);19 that he added the names of several Negroes to his list of professional men after three white men on the first list were not found. He testified that Henry McGlothin, a Negro, appeared on one list, and that the name of Albert Wright, another Negro, appeared on a second list (R. 357). He further testified that the list of business and professional men which he prepared was compiled from the membership of the following organiza tions in the community: Rotary Club, Kiwanis Club, Lions Club, and the Junior Chamber of Commerce, all of which were organizations whose membership was restricted to white persons. Not one of these Negroes, however, served on the jury or was available at the time of actual choosing the jury. They either had not appeared or had been excused by the court or peremptorily challenged by the state. A consideration of this testimony and the evidence adduced on petitioner’s plea in abatement clearly shows that Negroes were systematically excluded pursuant to cus tom and practice from trial jury service at the trial of petitioner and for a period of almost fifty years prior thereto in Maury County, Tennessee, solely because of their race or color in contravention of the guarantees con tained in the Fourteenth Amendment to the Constitution of the United States. The calling of one or two Negro citizens allegedly for jury service and then summarily cbal- 19 It is to be noted that the witness—the judge sitting in this case appar ently excused the fifteen remaining individuals on the jury panel only after knowledge that petitioner was moving to quash the panel (R. 361). 25 lenging ox- dismissing them does not obviate the basic er ror.20 As this court has pointed out at this term : “ When a jury selection plan, whatever it is, operates in such a way as always to result in the complete and long-continued exclusion of any representative at all from a large group of Negroes 21 or any other racial group, indictments and verdicts returned against them by juries thus selected cannot stand.” 22 P oint II The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro where the trial court denied him due process of the law as guaranteed by the Fourteenth Amendment to the Constitution of the United States in refusing to allow the introduction of evi dence of systematic exclusion of Negroes from its juries, over a long period of years prior to petitioner’s trial. At various times during the hearings on petitioner’s plea in abatement and throughout the hearing on the motion to quash the trial jury panels, the court restricted petition er’s proof of exclusion to the panel drawn for the present 20 Even assuming that the placing of a few Negroes’ names on the lists of individuals called after the original panel herein was exhausted should sufficiently satisfy the constitutional requirements, the arbitrary and im mediate challenging by the State and excusing of such individuals by the court was obviously still motivated by a desire to conform to the custom and practice of denying Negroes the right to serve on trial juries in the county. 21 The census figures showing 6,021 Negroes to 17,815 white persons in the community were submitted upon this motion. In the faee of this proof, the lower court overruled petitioner’s motion (R. 37) to which petitioner duly excepted. The Supreme Court, in affirming the eonvic- twn, sustained the action of the lower court, thereby denying petitioner the equal protection of the laws. 22 Patton v. M ississipp i, supra. 26 term of court,23 nor would the court on either hearing allow the jury box to be brought into court for examination to ascertain if the names of any Negroes appeared therein (BW. 297). Numerous decisions of this Court reversing convictions of Negro petitioners on the ground that their constitutional rights had been violated through the systematic exclusion of members of their race from juries solely because of race 23 On the plea in abatement, the following occurred: “Q. Before the present term of court, or up until the 20th of March, do you know of any Negro who has been summoned to serve on a jury? “Gen. Bumpus: The State objects to that. “Court: Sustained. “Mr. Looby: We except, just for the record, may I ask if he knows if one has ever been summoned? “Court: I sustained the objection” (BW. 14). This restriction was repeated by the court upon the examination of numerous witnesses (RW. 16, 18, 20, 22). On the motion to quash, the following occurred: “Mr. Looby: Very well, sir. Now, if your Honor, please, as stated in this original motion, the objection was raised to the panel is predicated upon a long series of events which we contend constitute a custom, usage and method that has existed over a long period of time. We are now prepared and ready to offer proof in support of our contention. We understand your Honor to have ruled earlier in this case, to have made a ruling as to the time concerning which proof would be allowed. We now want to offer proof, if your Honor please, to show that for more than half a century Negroes have been excluded from jury service in Maury County. Tour Honor has made a ruling thereon, but now the motion is up for a hearing, we want to offer that proof subject to your Honor's ruling then, unless that ruling is modi fied, so as to permit us to introduce proof. “The Court: We could hear proof only as to the formation of the panel or panels which were formed in the selection of this trial jury. “Mr. Looby: If the Court please, let the record show that we are prepared to offer proof in support of the allegations prior to that time and that the proof is not offered merely in obedience to your Honor’s ruling. “The Court: You can except to the action of the Court. “Mr. Looby: Very well, your Honor, we so except. “The Court: All right” (R. 326-327). 2 7 have been based upon a consideration of the existence of such exclusion over a long continuing period of years.24 Conclusion Petitioner was indicted and tried by juries from which members of his race were systematically excluded solely because they were Negroes. This not only violates our Constitution and the laws enacted under it but is at war with our basic concepts of a democratic society and a repre sentative government. The court’s refusal to quash the indictment herein and its subsequent refusal to quash the various panels from which the trial jury convicting petitioner were drawn thus raise important issues under the Constitution and laws of the United States. W herefore, it is respectfully submitted that this Court should issue its Writ of Certiorari to review the judgment of the Supreme Court of the State of Tennessee and that judgment should he reversed. Respectfully submitted, T hurgood M a r sh a ll , W. R obert M ing , Z. A lexan der L ooby, Attorneys for Petitioner. Maurice W eaver , Edward R. D u d ley , Franklin H. W il l ia m s , Of Counsel. 2 2iNeal v. D elaw are, 103 U. S. 370; N orris v. A labam a, 294 U. S. 587; Pierre v. Louisiana, 306 U. S. 354. TENNESSEE 01 T ab le 2 2 — A G E , R A C E , A N D S E X , B Y C O U N T IE S : 1940 A N D 1930— Con. [Figures for white population in 1930 have been revised to include M e l o n s who were classified with "Other race.” in the 1930 reports. 1930 total, include unknown age] 1940 POPULATION 1930 POPULATIO sr COUNTY AND All classes Native white For.-bom white Negro Other races All Native white For.-bon white Negro Other races Total Male 'emale Male remale Male Female Male 'emale Male 'emale classes Male female Male Female Male 'emale Male female 7 ,569 7 ,3 3 5 | 7 ,447 7,229 - - 122 106 - - 13,872 6 ,819 6 ,7 4 0 - " 162 151 - - 1 ,493 767 726 | 754 711 - - 13 15 - - 1,648 831 787 - “ 13 17 " - 1 ,656 845 8 1 1 1 832 798 “ “ “ 1 ,652 852 800 836 789 - - 16 “ ” 1 ,4 4 9 1,201 702 568 23 20 1 ,5 5 0 757 793 746 787 - “ 6 “ _ 701 594 22 10 17 1 ,2 6 5 664 6011 654 594 • ” 1,120 546 574 540 566 - ” 6 10 871 416 439983 498 485 482 475 ~ “ 16 938 450 4 8 8 1 443 483 - - 7 5 - - 1 ,5 2 8 I 775 727 _ _ 16 10 - - 819 404 415 397 410 - - 5 “ ~ 754 382 372 377 368 - - 5 “ - 1 ,2 2 1 [ 596 596 - - 10 19 - - 345 3001 341 294 - - 4 6 “ ■ 541 253 288 251 286 - - 2 " - 890 453 416 - - 14 7 - - ' 477 255 222 254 218 - - 1 “ - 427 233 194 231 190 - - 2 4 “ - 536 291 235 - - 5 5 - - 287 147 140 142 138 - - 5 - " _ 171 126 167 122 - - 4 “ 106 277 150 127 147 123 - - 3 4 60 " 349 190 155* " - 2 86 2 73 “ “ 8 ,2 9 9 4,220 4 ,0 7 9 4 ,1 5 3 4 ,019 - - ** ,16k 3 ,4 u i 16,897 17,639 53 32 9 ,323 L0.171 - - 51,059 15,955 16,347 69 43 9,021 9,622 2 - 4,701 2 ,3 5 8 2,343 1,422 1,366 - - 936 977 - - 4,911 5,657 5,167 1,556 1,493 1 943 1 ,1 1 8 977 1 ,0 6 2 941 918 - * 4 ,7 7 4 2,395 2,379 1,459 1 ,4 2 3 - - 956 “ 1 ,5 6 8 1 ,6 0 0 1 ,422 1,597 1 ,6 2 0 1 ,667 1 ,425 1 ,161 1*024 1,137 1,121 10 to 14 years---------- 15 to 19 years---------- 2,619 2,555 1,555 1 ,541 2 - - - 1 15',364 4 ,765 2 ,6 3 3 2,236 2,731 2,529 1 ,6 2 2 1 ,371 1 ,614 1 ,5 4 9 _ 1 1 ,0 1 1 865 1,117 979 - - 5 ,4 2 1 5,157 4 1 - 4 ,5 5 8 2,165 2,393 1 ,391 1 ,457 - “ “ 3,361 1 ,023 2 539 632 4 ,3 6 1 2,005 2,356 1,343 1,529 3 1 659 “ 4 4 ,0 3 2 1,867 2 ,1 6 5 1 ,249 1 ,3 8 5 3 1 615 779 - 6,557 2,109 2 ,2 3 4 9 6 996 1 ,2 0 3 _ - 3 ,174 1,507 1 ,667 976 1,096 2 4 529 “ 3 ,099 1 ,4 4 8 1 ,651 977 1,084 5 2 466 “ “ 5 ,2 9 4 1,836 1 ,6 9 2 15 15 877 859 - - 2 ,744 1 ,391 1 ,3 5 3 | 953 946 2 2 436 ~ “ 55 to 59 years------------ 2 ,268 1 ,7 7 4 1 ,1 6 8 843 1 ,1 0 0 1 931 859 607 807 688 6 11 5 5 303 225 288 238 - . 3 ,04s 1,086 989 17 3 585 418 - _ 800 7441 535 498 4 3 261 243 - \ 1 ,* M 542 514 7 5 210 216 - - 906 455 4511 312 308 12 2 131 141 - 246 283 9,596 7,784 75 years and over------- 877 907 383 464 4 9 4 1 443 266 287 348 264 3 3 114 177 143 179 _ _ 668 929 318 67 22 41 15 168 4 ,7 1 8 747 160 - - 21 years and over------ 33 ,090 | 15,786 9,762 1 7 ,3 0 4 9,378 10,536 9 ,0 6 2 11,380 8 ,644 51 12 32 6 5 ,199 688 5 ,892 728 _ _ 17,549 8 ,2 0 4 777 - 1,079 1 ,0 5 0 1 ,0 2 4 987 - - 55 63 - - 2,232 1 ,0 7 8 1,005 1,051 * - 67 82 - 2 ,2 7 3 | 1 ,144 1,129 1 ,0 5 9 1,067 - - 85 62 “ - “ _ 97 1,185 1,066 1,125 1,000 - — ~ - 905 870 90 2 ,1 2 8 1 ,1 2 1 1,007 1 ,042 921 - - 79 86 - - 1 ,9 6 2 “ “ 64 52 35 66831 791 768 704 - - 63 87 - - 1 ,6 5 0 ” 1 , 4801 753 727 701 680 - - 52 47 - - 1 ,248 ” 41 “ 661 712 620 664 1 1 40 47 - - 997 455 “ “ “ 1 ,1 7 8 563 610 519 556 - - 44 54 - - | 1 ,8 0 3 805 2 2 98 99 _ _ 960 497 463 461 429 - - 36 34 - “ 451 425 412 386 - - 39 39 - - j> 1 ,478 702 623 1 81 67 _ _ 398 374 353 331 - 1 45 42 - - 331 291 303 270 3 - 25 21 - - } 1 ,030 522 427 44 26 . _ 253 238 233 224 1 2 19 12 - - 228 205 204 2 - 22 24 - - 230 211 18 23 _ 152 108 140 99 1 1 11 8 - - ; 139 97 122 4 1 13 16 - - 223 97 ” “ 392 202 190 186 176 - - 16 14 - - 441 | 207 203 - - 14 17 - 21 years and over----- 9,994 5,062 4 ,9 3 2 4,649 4 ,5 2 5 12 6 401 401 “ 8 ,011 8 ,0 1 9 6 ,9 5 4 6,965 10 2 1,047 1,052 - - 15 ,574 6 ,650 6 ,533 7 4 1,163 1 ,217 ~ 1,263 655 608 558 526 - - 97 82 - - 1 ,467 1 ,7 3 4 1 ,628 613 767 599 - - 127 128 “ " 1 ,3 1 8 678 640 580 538 - - - * 177742 737 617 622 - - 115 - “ 679 C4G 597 127 149838 773 709 651 - - 129 122 - - 1 , 552 “ “ 1 ,471 740 731 635 627 1 104 - - 1 ,051 990 76 1 & i *25 to 29 years--------- 1,318 671 576 647 579 582 511 555 508 : 65 71 - - 410 453 - 1 64 62 - - 461 538 395 470 63 67 - - \ 1 ,869 808 802 3 1 103 152 _ - 431 448 385 396 46 “ “ J 5 472 36e 410 - 4C 62 - | 1 ,680 719 748 2 _ 96 115 - - 41C 39: 56 45 • 55 to 59 years-------- 797 404 393 37 £ 26£ 351 30e 31 24 42 33 “ | 1 ,246 561 523 “ 91 71 - ” 26 26c se 24 - | 755 324 334 _ 43 54 - - 16 155 2 23 14C 106 3,906 20 22 568 75 years and over.._ 36 25 16 12. 205 13C 14, 10 18' 11 1£ 1 16 15 606 280 8 ,926 124 J 3,806 28 635 - - 21 years and over.... - .10 ,03 4 ,9 3 5,096 4 ,3 6 4,486 1 1 15 ,02 15,13 3 2 4 .9 4 5 .18 . 34.016 I 12.104 12.045 35 24 4 ,7 2 8 5,080 - - 1 ,87 1,84] 1 ,4 2 1 ,3 9 - 45 45] 3,492 I 1.292 1,24= - 464 487 “ 1 ,9 4 1,94 J 1 ,45 1 ,4 4 - 48 50 2,06 1,99 1 1 ,5 5 1 ,4 8 50 50< b /2 2,07 3| 1 ,49 1 ,57 L 49 50 372 242II 1 ,3 6 1 1,46 44 52 2,847 966 319 296L 1 ,3 0 8 1 ,34 0 2 44 50 2,197 0 1 ,5 0 L 1,118 1 ,1 1 5 36 38 1,993 67£ " 1 1 ,2 6 1 1,301D 960 99 8 3 29 8 30 j 3,963 1 ,42 ] 436 629 _ 0 1 ,0 5 9 1,22.I 797 90 3 25 31 ... 2 ,01 4 990 1,02-4| 76 0 74 3 5 225 28 1 ,2 4 586 555 - 2 938 93 4 709 69 3 22 23 J * 55 to 59 years .... 1 ,5 0 9 [ 75 3 II 71 4 75 1 62 5] 56 2 52 5 55 9 47 5 2 5 1 18 17 7 19 14 | 2 ,575 94] 89 406 324 ” 9I 645 57 4 458 42 1 2 18 14 } 1*474 53 241 206 - 5 35 L 268 26 4 - 9 8 23 28 75 years and over.'.. _ 74 70 5|j 36 28 36 7 37 33 3 26 J 27 0 26 26 3 10 9 4 11 0 7 721 25 8 9 - 21 years and over... _ 2 3 ,8 3 81 11 ,771 12,067|| 8 ,8 1 8 ,9 4 36 18 2 ,9 1 8 3 ,1 0 Taken from a sec ond s e r i e s p o p u la t io n b u l l e t i n f o r T e n n e s s e e , 1940 26 -v ' Q VJ^^jTFigures for whil CHARACTERISTICS OF THE POPULATION T able 22.— A G E , R A C E , A N D S E X , B Y C O U N T IE S : 1940 A N D 1930— Con. i in 1930 have been revised to include Mexicans who were classified with “ Other races” in the 1930 reports. 1930 totals include unknown age] 1940 POPULATION All classes Native white For.-bom white Negro Other races All Native white For.-bom white Negro Other races Total Male Female Male Female Male Female Male Female Male Female classes Male Female Male Female Male Female Male Female 6,S93 3,322 3,071 3,131 2,907 2 3 189 161 _ _ 6 ,127 2,977 2,757 2 - 198 193 - ■ - 824 418 406 394 382 24 24 826 370 25 24 24 3027 27 18 15 15 to 19 years 16 548 363 318 267 167 144 C 262 246 170 158 17 1117 199 204 369 13 J 566 271 - - 15 18 - 45 to 49 years 17 15538 261 244 L - - 8 164 82 77 80 53 32 79 76 37 43 | 348 190 131 - - 14 13 - 8 - 42 45 1 195 85 100 1 - 3 - 75 years and over____ 79 34 1 - 1 2 - - 77 43 28 - _ 3 - - • 243 : 21,377 4 • 24,275 Jft 452 r* * v f m 2 r J m * * 12,438 11,837 11.978 11,383 8 5 449 _ 10,384 10,004 8 8 48T <•*» 487 2 2 49 39 54 65 39 45 21 2,719 3,007 2,721 2 ,454 1,805 1,320 1 ,189 1,249 1,399 44 69 60 70 46 32 31 2^885 2,821 47 45 57 46 40 29 1,459 1,363 1 ,200 847 577 555 80 61 57 35 18 27 1^322 1,126 876 692 576 ljo 3 6 1,087 856 742 *990 1*,826 1,535 1,347 763 772 742 25 29 17 21 | 2 ,160 9.94 1,057 1 1 52 55 - - 50 to 54 years------------ 922 449 473 432 452 1 16 18 - - | 1 ,865 933 845 1 1 47 37 1 321 346 316 197 180 309 11 > 1 ,171 .608 508 5 - 25 25 - - 13 204 190 163 165 160 157 f 674 342 311 - - 11 9 1 - 75 years and over____ 355 1 - 9 8 - _ 290 141 129 - - 11 _ 565 281 271 4,79721 years and over____ 12,380 6,267 6,113 6,023 5 ,87 4 8 5 236 234 - - 10,048 4,793 8 3 215 230 1 1 MONTGOMERY............ 33,346 16,365 16,981 11,603 11,833 41 30 4,720 5,118 1 - 30,882 10,364 10,323 42 32 4,899 5,210 3 - 1 ,551 1,462 1,646 449 499 502 1,135 1,263 1,109 1,247 483 576 554 559457 3^645 1,205 1,245 1 ,104 1,009 1,651 1,182 975 943 855 529 509 435 3 ‘,301 2,684 2,046 1,872 1*080 1^044 907 <-nr 1 ,614 1,447 1,189 396 404 304 *895 3 59? 405 1^1 2,797 2,351 2,100 1,350 1 ,162 3 2 1 359 604 692 2 242 1 364 298 269 257 188 145 162 91 116 40 to 44 years------------ 1 ,844 893 951 648 650 .2 3 243 258 241 184 140 175 103 102 - - f 3 ,574 1 ,181 1,238 11 6 512 626 " 571 466 370 369 218 253 575 1 3,120 998 967 6 6 575 567 1 - 355 330 197 224 > 2 ,147 746 691 8 5 385 311 1 - 2 290 340 > 1 ,219 456 404 5 3 190 161 - - 75 years and over____ _ 698 358 3 - - - J 573 209 183 2 6 88 85 _ 75 2,715 89 3,032 613 16,652 217 5,562 212 5,634 89 2,597 95 78321 years and over------- 19,549 9,548 10,001 6,793 6,940 39 29 1 - 41 32 2 8 _ MOORE.......................... 4,093 2,062 2,031 1,931 1,911 - - 131 120 - - 4,037 1,870 1,863 - - 155 149 - - 12 11 451 476 214 199 206 234 12 25 19 18186 17 ~ 411 „ 4*L 293 274 186 _ -12L. 137 133 196 XOA. 132 126' 17 1? 429 211 116 125 172 W * 133 99 s ‘ ‘"T “ -180- 152 141 JLW. 141 133 -a. 15 A *. 9 - 13 12 - 237 6 [ 446 204 207 - - 20 15 - _ 94 }> 401 184 197 - - 10 10 - - 82 6782 78 52 38 73 72 43 43 81 1 6 \ 309 157 127 _ _ 15 10 _ 150 48 37 39 41 4 1 ) 165 80 74 _ _ 7 4 75 years and over___ 81 - _ 2 _ _ J 77 35 36 _ I 3 3 _ _ 94 45 2 21 years and over------ 2,401 1,222 1,179 1,148 1,110 - - 74 69 - - 2,162 1,008 1,011 - - 79 64 - - MORGAN........................ 15,242 8,296 6,946 7,880 6,886 31 31 385 29 - - 13,603 6,992 6,035 56 42 427 51 _ _ 878 811 849 865 815 580 477 435 1,789 1,874 1,602 1,390 906 963 824 739 680 527 401 869 901 Q , g “ 947 914 793 664 525 5 9 16 104 100 71 2 7 10 816 582 480 439 27 1 628 892 74c 594 495 390 345 1,025 829 85 69 454 409 316 289 257 240 191 150 88 114 39 40 t o 44 years_ .. ̂ 1,416 721 608 9 10 62 6 - - 294 326 311 281 186 192 117 77 16 * 2 > 1,125 558 502 11 11 37 6 - _ 247 196 158 90 115 . _ 194 196 122 80 3 3 5 * } 720 405 284 11 9 10 1 _ _ 2 5 3 70 to 74 years------------ 75 years and over___ 212 195 2 - g 1 - - J 371 165 181 83 172 70 13 6 4 4 1 2 “ “ ~ 152 3,425 . 356 6,666 183 3,402 172 2,76421 years and over____ | 7,950 4,476 3,474 | 4,124 31 30 321 19 - - 56 42 371 31 - - 1930 POPULATION 27 i f " v ^ i «<S ‘ : < K - - V ' ' x r j / ; a V 4 - r •/ : A . > v. - 1 Mi \ %->. . ^ • r *, <• ■ i. ■ , * /- ' .; - I • ; " 7 .■ ' w 1 - r" 1 \ i f ,i J v- . n ! : P » ! ■’/fV 7?\,,',’ H-i'jx1 ' ff:'Qm !' V ■‘■■•••7 : .V.; ' v. pR̂ ',. fc l i i i i p i i - « i - « \ r ̂ ‘ T ~ J V< * ; * ~ ' . V - 1 % / - | ' N' ■/.' ; p - d B x - - . / ' / / • ' ‘L 'v t < } ’ . S ■ - /K ■/ ' , «v' r f ' ^ ^ ' ; V , . ; 3 ' - ' L \ | 4 ':w-t <4-~i?‘ ' v 1 . Wk?0:Mmfmm i : ; ' Y " - SJ&S 'iif- sip^s : ' ^ " ■ ' / r jr .K A vt-. ■ . \ .. j J ,1; ' V- _ ) . ̂ > . -■ ^ ‘ T ^ ( - : ' V \ A - r ' / ; ‘ , t i ' ‘W'K ' U 'i\ • /i <h * !Jgf§§ \ ■ ? ■ ';< V: .V >• ,nrN ' « t \ V , M , _ v? • • 0 W ' . “ 5 ’ ' i t. , '̂.y- ‘ li> 0 , ' Y ? '' ’ ■ ' ' ‘ Y - ; * k i \ J.-. f VYf ■ " yl Y \: : . 1 - 1 ,&- |f;yY '■ ^ n :-r ' , , y's'"!-' ’ \ i / < l \ *■ r ' • ' , YVi ’ \ 7 ! 'v n x ' y ,. ' -i r, v „ ' i i • 1 mm. ;'K, v\ 's%4l n -v ■ - 0 ' i.,- \ o v.. ' -•-. - - . ■ ‘ ' ̂ ■: .■■■ >< V; * i SUPREME EQURT OF THE UNITED STA TES OCTOBER TERM, 1947 No. 5 3 4 LOYD KENNEDY, Petitioner, vs. STATE OF TENNESSEE, Respondent MOTION TO DISPENSE W ITH PRINTING OF RECORD; PETITION FOR CERTIORARI AND BRIEF IN SUP PORT THEREOF. Maurice W eaver , T hurgood M a r sh a ll , W . R obert M in g , Z. A lexan der L ooby, Attorneys for Petitioner. E dward K . D u d le y , F ranklin H. W il l ia m s , Of Counsel. " " ' • - ■ - ' - V " ' . • ■ - . ' \ .W • a I ^ ' X a- c * . A . > V < '■ ^ ' .Jrp: f , a , < ** / _ £ - o ' - ;®8| l\l -■;iv aSS . i . Ill a' mO $& ̂ -vV i- v '> ■ y ■ - >:-. ■"' ■ - ■ V ; ' V ... ,\ a r - ,% a A a 1'■ av ’ A - ^v v ̂ ^ (J , < f -5* _ i- v A ■ -v S A , V XV V , ' _ V. ,-s , * \\ a. - \ - - . ' a ~ ■' , ? 8 ,4 V ' V-* T, . A x ,§ ■jx.--x.MsDk . Wml lr~S ' r . X■ rfi. . hr -.N •'; • \A., v>’ /' X’v ALA—' + W M : A ,A a ", a • 'Xy ^ £>' /? r / ■'* ' V Wv-f ,» - A-VsS a; a ^ <- ‘ a ... „ ,Hi v y •a a a S i 8 ■; . ;f >PJi. 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' 1 aaa..;: i s i a a ,'a y ra . a ; £a : a > a a ' : . i l a a ' S t aV V ' . ■ > a\xt t INDEX S u b je c t I ndex Page Motion to dispense with printing record..................... 1 Petition for writ of certiorari...................................... 3 Jurisdictional statement ...................................... 4 Statement of fa c ts .................................................. 5 Errors below relied upon here............................... 7 Pacts in support of errors .................................... 8 Prayer for writ....................................................... 10 Brief in support of petition.......................................... 11 Opinion of court below .......................................... 11 Jurisdiction ........................................................... 11 Statement of case................................................... 13 Errors relied upon.................................................. 14 Argument ............................................................... 15 Conclusion............................................................... 27 Appendix A—Excerpt from population bulletin for Tennessee ................................................................... 28 T able op C ases C ited Bush v. Kentucky, 107 U. S. 110.................................... 16 Carter v. Terns, 177 U. S. 442..................................... 5,13,16 Hale v. Kentucky, 303 U. S. 613.................................... 5,13 Hill v. Terns, 316 U. S. 400............................................ 5 Hollis v. Oklahoma, 295 U. S. 395................................ 5,13 Heal v. Delaware, 103 U. S. 370............................ 5,13,16, 27 Norris v. Alabama, 294 U. S. 587.......................... 5,13, 22, 27 Patterson v. Alabama, 294 U. S. 600............................. 16 Patton v. Mississippi, — U. S. —, decided December 8, 1947 ...................................................................... 5,13,16 Pierre v. Louisiana, 306 U. S. 354........................ 5,13,19, 27 Rogers v. Alabama, 192 U. S. 226.............................. 5,13,16 Smith v. Texas, 311 U. S. 128.....................................5,13,16 State v. Logan, 341 Mo. 1164, 111 S. W. (2d) 110. . 23 State v. Thomas, 250 Mo. 189,157 S. W. 330........... 23 4408 Page State v. Turner, 133 La. 555, 63 So. 169....................... 23 Strauder v. West Virginia, 100 U. S. 303..................... 13,16 S tatu tes C ited Judicial Code, Section 237(b), as amended February 13,1925, 43 Stat. 937, 28 U. S. C. 344(b)............... 4,10,11 Williams, Tenn. Code Annotated (1934), 10006.......... 16 10009 ....... 16 10010 ....... 19 ii INDEX SUPREME EQURT OF THE UNITED STATES OCTOBER TERM, 1947 No. 5 3 4 LOYD KENNEDY, vs. Petitioner, STATE OF TENNESSEE, Respondent MOTION TO DISPENSE W ITH PRINTING OF RECORD To the Honorable the Chief Justice of the United States and the Associate Justices of the Supreme Court of the United States: Petitioner respectfully moves this Court for permission to dispense with the printing of the record in the instant case. Counsel for petitioner is in possession of approximately $400 representing the balance of monies received for this case from voluntary contributors, the said money having been contributed for the purpose of defending petitioner and other individuals who were jointly and severally in dicted for crimes arising out of interracial disturbances occurring in Columbia, Tennessee, on the 25th day of Feb ruary, 1946. Counsel for petitioner has been advised by lk 2 the Clerk of this Court that the said sum of $400, which is all that is available to petitioner’s counsel to cover expenses involved in this cause, will not be sufficient to pay for the printing of the record herein. W herefore , petitioner respectfully prays leave to dis pense with the printing of the record herein and permis sion to file a typewritten record with this Court. Respectfully submitted this 16th day of January, 1948. L oyd K e n n e d y , By T httrgood M a r sh a ll , 20 West 40 Street, New York 18, New York; W. R obert M in g , Chicago, Illinois; Z. A lexan der L ooby, Nashville, Tennessee, Attorneys for Petitioner. M aurice W eaver, Chattanooga, Tennessee; E dward R. D u d le y , F r a n k l in H. W il l ia m s , 20 West 40 Street, New York 18, Netv York, Of Counsel. SUPREME EOURT OF THE UNITED STATES OCTOBER TERM, 1947 No. 5 3 4 LOYD KENNEDY, vs. Petitioner, STATE OF TENNESSEE, Respondent PETITION FOR W RIT OF CERTIORARI TO THE SUPREME COURT OF THE STATE OF TENNESSEE To the Honorable the Chief Justice of the United States and the Associate Justices of the Supreme Court of the United States: , Petitioner respectfully prays that a Writ of Certiorari issue to review a judgment of the Supreme Court in the State of Tennessee, affirming a judgment and sentence of the Circuit Court of Maury County, Tennessee, wherein petitioner, a Negro, was sentenced to not more than five years imprisonment for unlawfully and feloniously com mitting an assault with intent to commit murder in the first degree on the body of one Ray Austin, a white man, and to reverse such judgment and sentence or to obtain a new trial. 4 I Jurisdictional Statement Petitioner presents this petition pursuant to Section 237(b) of the United States Judicial Code as amended Feb ruary 13,1925, 43 Stat. 937, 28 U. S. C. 344(b). Petitioner prays that a Writ of Certiorari issue to review the decree entered on June 24, 1947, in the Supreme Court of Tennessee, which is the highest court of said State, in the cause in that court entitled Loyd Kennedy v. State of Tennessee; Suggestion of Error having been duly filed in said Supreme Court of Tennessee and overruled on Octo ber 21, 1947, and petitioner now being at liberty on $5,000 bond pending the action of this Court upon this petition. The nature of the case and the rulings below which bring the case within the jurisdictional provision of Section 237(b), supra, appear from the following: The claim of Federal constitutional rights is specifically raised in the Plea in Abatement (R. lOa-lOj), the motion to quash the several panels of veniremen (R. 321), and upon the exceptions taken to the rulings of the trial judge in refusing petitioner the opportunity to introduce testimony in evidence concerning the systematic and long continued custom and practice of exclusion of Negroes from juries in Maury County (R. 326-327). These Federal questions were substantially passed upon by the Supreme Court of Ten nessee in its opinion and the claim of Federal rights denied. The claim so made and denied is that the conviction of petitioner, a Negro, by a trial jury upon an indictment found and returned by a grand jury, from which juries all quali fied Negroes were and have been for a long period of years systematically excluded solely because of their race and color, was in contravention and violation of the equal pro tection and due process clauses of the Fourteenth Amend 5 ment to the Constitution of the United States. The further claim made and denied is that the refusal of the trial court to allow the introduction of evidence of the systematic and long continued esclusion of Negroes from juries in Maury County, Tennessee, denied petitioner due process of law in violation of the Fourteenth Amendment to the Constitu tion of the United States. The following cases, among others, sustain the jurisdic tion of this court to determine the invalidity of a conviction by a trial jury found upon an indictment returned by a grand jury when from both juries Negroes were and have been systematically excluded in that county over a long period of years solely because of race: Neal v. Delaware, 103 U. S. 370; Norris v. Alabama, 294 U. S. 587; Hollis v. Oklahoma,, 295 U. S. 395; Hale v. Kentucky, 303 U. S. 613; Rogers v. Alabama, 192 U. S. 226; Pierre v. Louisiana, 306 U. S. 354; Smith v. Texas, 311 U. S. 128; Hill v. Texas, 316 U. S. 400; Patton v. Mississippi, — U. S. —, No. 122, Oct. Term, 1947. These cases established clearly that the sys tematic exclusion of Negroes from juries solely because of race may be established and proved by testimony concern ing the composition of juries within a county over a long- period of years prior to the immediate case. Neal v. Dela ware, supra; Norris v. Alabama, supra; and Pierre v. Lou isiana, supra; Carter v. Texas, 177 U. S. 442; Patton v. Mississippi, supra. Statement of Facts On Monday, February 25, 1946, in Columbia, Tennessee, a Negro youth struck a white store proprietor because of the proprietor’s having slapped the Negro’s mother. Immedi ately, the white community became aroused and rumors of lynching spread throughout the Negro community. The State Highway Patrol was ordered to Columbia at about 9 o’clock that night along with units of the State National 6 Guard. A cordon of patrolmen was thrown around the Negro area known as “ Mink Slide.” The sheriff and Commissioner of Safety agreed to keep the police surround ing this area for the purpose of preventing anyone from coming in or going out; and, further agreed to enter the area about daylight and arrest everyone found therein. From midnight until daybreak, intermittent firing occurred throughout the town. About sunrise on the morning of the 26th, the order was given to the patrolmen to “ move in” on the area. The police and National Guardsmen, working in units, went from house to house and business establish ment to business establishment, arresting all individuals found. They wantonly destroyed property and brutalized the Negro citizens. Terror reigned throughout the Negro community. One group of policemen, headed by the Sheriff and including about twenty-five (25) officers and civilians and armed with riot guns and submachine guns proceeded down the street, going from door to door, ordering all in dividuals therein to come out with their hands up. The only buildings so approached were those occupied by Negroes. Upon arrival in front of the Blair Barber Shop, the Sheriff allegedly called out for anyone inside to come out quietly. At this point, it is alleged, a shotgun blast fired from inside the barber shop through the plate glass window struck one of the officers, Bay Austin, hitting him in the leg. The wound was minor in nature for the officer continued on duty for the rest of the week. Only one person, in the group, a policeman, could describe in any way the person inside the barber shop who allegedly fired the shotgun. This witness stated emphatically that such person was larger than petitioner but about the size of his co-defendant. The group then fired hundreds of machine gun bullets into the shop, burst inside, found petitioner pressed against the wall, apparently “ scared to death” and arrested him and 7 his co-defendant, William A. Pillow, a Negro, who was also found within the barber shop. They were charged with having committed assault and battery with intent to com mit murder in the first degree on the body of Patrolman Ray Austin, a white man. They were subsequently indicted on the 21st day of March, 1946, and having pleaded “ Not Guilty,” were tried in the Circuit Court of Maury County, Tennessee, at the February, 1946 Term. The jury acquitted petitioner’s co-defendant and convicted petitioner of assault with intent to commit murder in the second degree, fixing his punishment at not more than five (5) years in the State Penitentiary. The Supreme Court of Tennessee affirmed the conviction on the 26th day of June, 1947, and overruled Assignments of Error on the 21st day of October, 1947. Errors Below Relied Upon Here Petitioner relies upon the following points: I. The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, upon an in dictment found and returned by the grand jury of a county where all qualified Negroes were and have been for a long period of years systematically excluded from service on grand juries solely because of race or color in contravention of the equal protection and due process clauses of the Four teenth Amendment to the Constitution of the United States. II. The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, by a trial jury in a county where all qualified Negroes were and have been for a long period of years systematically excluded from trial juries solely because of race or color in contra vention of the equal protection and due process clauses of the Fourteenth Amendment to the Constitution of the United States. 2 k 8 III. The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, where the trial court denied him due process of the law as guaranteed by the Fourteenth Amendment to the United States Consti tution in refusing to allow the introduction of evidence of the systematic exclusion of Negroes from its juries over a long period of years prior to petitioner’s trial. Facts in Support of Errors Petitioner’s proof showed overwhelmingly by the testi mony of more than 200 white and Negro resident-witnesses, from all walks of life in Maury County, that for more than fifty years no Negro had ever served on a grand or petit jury in that county as one sixty-one year old, life resident of the county stated, “ I have been here all my life and never heard of one- (E. W. 656). Petitioner’s proof also estab lished by testimony of such witnesses that there were large numbers of Negroes, citizen-residents of Maury County, possessing all of the legal qualifications for jury service, none of whom had ever been called to serve or served or who knew of any Negro having been called or had served on a grand or petit jury in Maury County, Tennessee, prior to the instant trial although approximately 9,000 white males over twenty-one and 3,000 Negro males over twenty-one resided therein, according to the 1940 Fecleral census.1 2 Petitioner’s proof established clearly that such absence of Negroes from juries in Maury County was the result of a systemaic exclusion based solely upon race or color and 1 See: Testimony contained in Wayside Bill of Exceptions, S tate v. Blair, which by stipulation of counsel was made part of the record of the instant case. Page references to testimony from the Wayside Bill is referred to herein by the letters “RW” ; page references to the instant record are marked as usual “R.” 2 See: Certified copy of “Population Breakdown” attached hereto and marked “Exhibit “A.” 9 pursuant to an established custom and usage of county officials within the meaning of decisions of this Court. This testimony was uncontradicted and in the face thereof the trial court overruled petitioner’s Plea in Abatement. The affirmance of the decision by the Supreme Court of the State of Tennessee and the subsequent holding therein that no Federal rights had been denied petitioner by such exclu sion constitutes grounds upon which petitioner appeals to this Court. Petitioner subsequently moved to quash the several panels of veniremen from which the trial jury was drawn. In such motion, he alleged, among other things, that all of the persons whose names were drawn and who were sum moned for jury service in the instant case were white; that there are numerous colored citizens in the county, qualified for jury service; that the administrative officers responsible for selecting jurors systematically excluded Negroes from juries over a long period of years solely on account of race pursuant to custom and practice; that to circumvent recent decisions of this Court a conspiracy or common understand ing obtained to call one or two Negroes “ whenever it should appear that such systematic exclusion would be challenged” ; that such calling was never in good faith as no Negroes are ever permitted to serve on juries in the county; all in viola tion of petitioner’s constitutional rights (E. 321). Petitioner then requested the opportunity to offer proof in support of his motion—‘ ‘ to show that for more than half a century Negres have been excluded from jury service in Maury County.” At the time of such request, the following occurred: “ The Court: We could hear proof only as to the formation of the panel or panels which were formed in the selection of this trial jury. “ Mr. Looby: If the Court please, let the record show that we are prepared to offer proof in support of the 10 allegations prior to that time and that the proof is not offered merely in obedience to your Honor’s ruling. “ The Court: You can except to the action of the Court. “ Mr. Looby: Very well, your Honor, we so except. “ The Court: All right” (E. 326-327). This ruling was substantial error and in violation of peti tioner’s constitutional right to due process. Numerous decisons of this Court have held that systematic exclusion of Negroes from juries can be established by a showing of the non-service of Negroes over a long period of years and the existence of many Negroes qualified for jury service in a particular county. The refusal of the trial court to allow the introduction of such proof and the approval of this ruling through affirmance by the Supreme Court of Tennes see constitutes error upon which petitioner relies and pro vides further grounds upon which petitioner appeals to this Court. W h erefore , petitioner prays that this Court, pursuant to Section 237(b) of the United States Judicial Code, as amended February 13,1925, 43 Stat. 937, 28 U. S. C. 344(b), issue a Writ of Certiorari to review the judgment of the Supreme Court of the State of Tennessee affirming your petitioner’s conviction for assault with the intent to commit murder in the second degree as aforesaid. All of which is respectfully submitted this 16 day of January, 1948. L oyd K e x x e d Y ; By T hurgood M a r sh a ll , W. R obert M in g , Z. A lexan der L ooby, „ r ,TT Attorneys for Petitioner. M aurice W eaver, E dward E . D u d le y , F r a n k l in H. W il l ia m s , Of Counsel. SUPREME EDURT OF THE UNITED STATES OCTOBER TERM, 1947 No. 5 3 4 LOYD KENNEDY, vs. Petitioner, STATE OF TENNESSEE, Respondent BRIEF IN SUPPORT OF PETITION FOR W RIT OF CERTIORARI I Opinion of Court Below The opinion has not been recorded officially. It appears at pages 416-426 of the record. Suggestion of Error (Peti tion to Rehear) was overruled on the 21st day of October, 1947, without opinion. II Jurisdiction 1 The statutory provision is United States Judicial Code, Section 237(b), as amended February 13, 1925, 43 Stat. 937, 28 U. S. C. 344(b). 12 2 The date of the judgment in the Circuit Court of Maury County, Tennessee, is November 19, 1946, affirmed by the Supreme Court of Tennessee on June 24, 1947. Suggestion of Error was overruled on the 21st day of October, 1947. 3 That the nature of the case and the rulings below bring the case within the jurisdictional provisions of Section 237(b), supra, appears from the following: The claim of Federal constitutional rights was timely raised in petitioner’s Plea in Abatement (R. 10 A), petitioner’s Motion to Quash the several panels of veniremen (R. 321); and, upon the exceptions taken to the rulings of the trial judge in refusing petitioner the opportunity to introduce evidence of exclusion beyond the instant panel (R. 326-327). These questions were expressly considered and the rights ruled against by the trial court (R. 18-37, 327). The questions were specifically passed upon by the Tennessee Supreme Court in its opinion (R. 416-426). The claim so made and denied is that the conviction of petitioner, a Negro, by a trial jury upon an indictment found and returned by a grand jury, from which juries all qualified Negroes were and have been for a long period of years systematically excluded solely because of their race and color, was in contravention and violation of the equal protection and due process clauses of the Fourteenth Amendment to the United States Constitution. The further claim made and denied is that the refusal of the trial court to allow the introduction of evidence of the systematic and long-continued exclusion of Negroes from juries in Maury County, Tennessee, denied petitioner due 13 process of law in violation of the Fourteenth Amendment to the Constitution of the United States. The following cases, among others, sustain the jurisdic tion of this Court, as to the invalidity of a conviction by a trial jury upon an indictment returned by a grand jury, from which juries Negroes were and have been systemati cally excluded in that county over a long period of years solely because of race: Strauder v. West Virginia, 100 U. S. 303; Neal v. Delaware, 103 U. S. 370; Carter v. Texas, 177 U. S. 442; Rogers v. Alabama, 192 U. S. 226; Norris v. Ala bama, 294 U. S. 587; Hollis v. Oklahoma, 295 U. S. 395; Hale v. Kentucky, 303 U. S. 613; Pierre v. Louisiana, 306 U. S. 354; Smith v. Texas, 311 U. S. 128; Patton v. Mis sissippi, — U. S. —, No. 122, October Term, 1947. Neal v. Delaware, supra; Norris v. Alabama, supra; Pierre v. Louisiana, supra; Carter v. Texas, supra, and Patton v. Mississippi, supra, establish clearly that the sys tematic exclusion of Negroes from juries solely because of race may be established and proved by testimony concern ing the composition of juries within the county over a long period of years prior to the immediate case. Statement of Case The petitioner, and another Negro, William A. Pillow, residents of the City of Columbia, State of Tennessee, were arrested on the 26th day of February, 1946, by members of the Tennessee State Highway Patrol. They were charged with having committed assault and battery with intent to commit murder in the first degree on the body of a Patrol man Ray Austin, a white man, during a recent interracial disturbance in that city. They were subsequently indicted on the 21st day of March, 1946, and having plead “ Not Guilty” were tried in the Circuit Court of Maury County, Tennessee, at the February, 1946 Term. The jury ac quitted petitioner’s co-defendant and convicted petitioner of assault with intent to commit murder in the second de 14 gree and fixed Ms punishment at not more than five years in the state penitentiary. The Supreme Court of Tennessee affirmed the conviction on the 26th day of June, 1947 and overruled Assignments of Error on the 21st day of Octo ber, 1947. Errors Relied Upon The points urged are in summary form as follows: P o in t I The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, by a trial jury of white persons, upon an indictment found and re turned by a grand jury of white persons in Maury County, Tennessee, in which county all qualified Negroes were and have been for a long period of years systematically ex cluded from all jury service solely because of their race or color in contravention of the equal protection and due process clauses of the Fourteenth Amendment to the Con stitution of the United States. A. The systematic and deliberate exclusion of Negroes from jury service solely because of their race or color denies a Negro defendant charged with crime the equal protection of the laws and due process of law guaranteed by the Fourteenth Amendment to the Constitution of the United States. B. The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, upon an indictment found and returned by a grand jury of a county where all qualified Negroes were and have been for a long period of years systematically excluded from service on grand juries solely because of race or color in contraven tion of the equal protection clause of the Fourteenth Amend ment to the Constitution of the United States. C. The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, by a trial 1 5 jury in a county where all qualified Negroes were and have been for a long period of years systematically excluded from trial juries solely because of their race or color in contravention of the equal protection clause of the Four teenth Amendment to the Constitution of the United States. P o in t II The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, where the trial court denied him due process of the law as guaranteed by the Fourteenth Amendment to the Constitution of the United States in refusing to allow the introduction of evi dence of systematic exclusion of Negroes from its juries over a long period of years prior to petitioner’s trial. ARGUMENT P o in t I The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, by a trial jury of white persons, upon an indictment found and re turned by a grand jury of white persons in Maury County, Tennessee, in which County all qualified Negroes were and have been for a long period of years systematically excluded from all jury service solely because of their race or color in contravention of the equal protection and due process clauses of the Fourteenth Amendment to the Constitution of the United States. A. The systematic and deliberate exclusion of Negroes from jury service solely because of their race or color denies a Negro defendant charged with crime the equal protection of the laws and due process of law guaranteed by the Four teenth Amendment to the Constitution of the United States. The principle that state exclusion of Negroes from juries solely because of their race or color denies Negro defend 16 ants in criminal cases the equal protection of the laws re quired by the Fourteenth Amendment was enunciated by this Court over a half century ago.3 The principle applies whether the discrimination was by virtue of a statute,4 * or by action of administrative officers,8 and whether the exclusion is from service on petit juries6 or grand juries.7 The discrimination complained of by petitioner was not embodied in the Tennessee statutes,8 but rather resulted from a systematic, intentional, deliberate and invariable practice on the part of administrative officers of Maury County, Tennessee, to exclude Negroes from jury service within the county. 3 S tra u d er v. W e s t V irg in ia , 100 U. S. 303 (1880). 4 B ush v. K e n tu c k y , 107 U. S. 110. 8 N ea l v. D ela w a re , 103 U. S. 370; C a rter v. T exa s , 177 U. S. 442; R o g ers v. A labam a, 192 U. S. 226. 6 S tra u d er v. W e s t V irg in ia , s u p r a ; N orris v. A la ba m a , 294 U. S. 587. 7 C a rter v. T exa s , s u p r a ; P a tte r so n v. A la ba m a , 294 U. S. 600; Smith v. T exa s , 311 U. S. 128; P a tto n v. M ississ ip p i, — U. S. —. 8 Williams, Term. Code Annotated (1934)—10006 w h o m a t be a juror: Every male citizen who is a freeholder or householder, and twenty- one years of age, is legally qualified to act as a grand or petit juror, if not otherwise incompetent under the express provisions of this Code. 10009—WHO MAT NOT BE: Persons convicted of certain infamous offenses, specially designated in this code, persons of unsound mind, persons not in the full posses sion of the senses of hearing and seeing, and habitual drunkards, are incompetent to act as jurors. 17 B. The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, upon an indictment found, and returned by a grand jury of a county where all qualified Negroes were and have been for a long period of years systematically excluded from service on grand juries solely because of race or color in contravention of the equal protection clause of the Fourteenth Amendment to the Constitution of the United States. Petitioner filed a Plea in Abatement to the indictment returned against him alleging among other things that members of his race were systematically excluded from grand jury service in Maury County, Tennessee.9 In sup 9 The Plea in Abatement alleged among other things that: The grand jury and all persons comprising the panel from which said grand jury was selected were white persons. That long prior to the selection of names for the then current jury list or jury box and at that time there had been and were numerous colored citizens of the State of Tennessee and residents of said county who in every respect had been and were qualified to serve as petit and grand jurors in civil and criminal trials in said county including trials of felonies. That the county court or Board of Jury Commissioners or the person or persons who by law is or are authorized to select or appoint the persons from whom the jury is or are to be chosen unlawfully and in violation of their respective oaths of office and of the Constitution of the State of Tennessee and that of the United States and the law of the land did exclude and always have excluded from jury service all qualified Negroes, members of the colored race and of African descent, solely on account of their race and color. That at all times it had been and was at that time the custom in said Maury. County to use white men exclusively for petit and grand jury serv ice in any and all cases including trials of felonies and in selecting the jury at that time and the supplement or supplements thereto this custom was followed by those charged with the duty of appointing or selecting those from whom the jury was to be drawn for this case. That all qualified Negroes were thereby excluded from the possibility of sitting as grand jurors. That by the reason of this unlawful exclusion of all qualified Negroes from the current jury list or box, defendant has been greatly prejudiced 1 8 port thereof 206 white and Negro residents of the county were called and testified.10 Evidence showed the population of Maury County to consist of. approximately 30,000 white people and 10,000 Negroes (R. 159).11 The approximately 200 Negro witnesses, were with only one or two possible exceptions, fully qualified for jury service. They represented a true cross section of the county’s Negro population, ranging in age from 86 (RW. 144) down to 23 years (RW. 578) and janitors, (RW. 150, 162, 301, 470, 566), railroad workers (RW. 456, 554), post office employees (RW. 561), churchmen (RW. 495) and chemical workers (RW. 500), miners (RW. 318), peddlers (RW. 213), printers (RW. 367), grocers (RW. I l l , 119, 237), farmers (RW. 131,134,192, 244, 257, 273, 405, 423), bricklayers (RW. 100), carpenters (RW. 21), elec tricians (RW. 103), barbers (RW. 18, 64, 170, 262, 321), businessmen (RW. 15, 137, 233, 533), teachers (RW. 28, 114, 127, 144, 208, 241, 542), dentists (RW. 35), ministers (RW. 87), retired men (RW. 127, 301, 398), and veterans of World War I (RW. 555, 589) and II (RW. 315, 338, 454, 504, 517, 542, 594). Not one witness had ever known or heard of a Negro being called for or serving on a jury in the criminal courts of Maury County prior to February 2 5 , 1 9 4 6 . and has been denied due process and the equal protection of the laws in violation of the Constitution of the United States and of the State of Tennessee. That this custom of excluding Negroes from jury service has continued in said county for more than fifty years (R. 10A-10J). 10 By stipulation entered in this case on July 7, 1946, the proof offered on hearing on Pleas in Abatement in the case of S ta te o f Tennessee v. Sol. B lair, e t al., was accepted as proof in this case and was preserved by a Wayside Bill of Exceptions (R. 19). 11 The official count of the returns of the Sixteenth Census of the United States filed as an exhibit in this case showed the white male popula tion over 21 to be 8,817 and the Negro male population over 21 to be 2,918 (See Exhibit “A” attached hereto). 19 The testimony of one eminently qualified witness12 suc cinctly sums up the facts concerning the service of Negroes on juries in Maury County. From 1901 to the present, this former county officer had not heard of any Negro being on a grand or petit jury in the county though, “ undoubt edly,” there were “ a number” of Negroes qualified to serve (EW. 159). This testimony remained uncontradicted, and made out a prima facie case of systematic and deliberate exclusion of Negroes from jury service.13 The state attempted to overcome such proof by testimony of more than fifty white witnesses to the effect that not one of them had ever been called or served.14 It is noteworthy, however, that not one of these state’s witnesses had ever heard or known of a Negro being called or serving on a jury in Maury County, prior to petitioner’s trial. Two members of the Maury County Jury Commission testified. Both emphatically denied that race was a con sideration in making up the jury list (EW. 858, 869). Witnesses for the state testified that there were approxi mately thirteen Negroes whose names appeared upon the panel from which the grand and trial juries in the instant case were drawn. It is clear from an examination of the record that such names were purposely placed upon the instant panel in an attempt to circumvent the clear consti 12 W. C. Whitshire, a practicing attorney, justice of the peace, county attorney and judge of County Criminal Court for various periods of time following his admission to the bar of Maury County in 1888 (RW. 153). 13 Neal v. D elaw are, su pra , 397; N orris v. A labam a, su pra , 591; P ierre v. Louisiana, 306 U. S. 354, 361; P a tto n v. M ississ ip p i, — U. S. —. 14 Of these white witnesses called, three were ministers, four teachers, eleven officers of state, city or county, one in the military service twenty- two years, and seven professional men, three neither taxpayers nor prop erty owners—more than half, therefore, were either ineligible to serve or eligible for exemption under the statute (Wm.’s Tenn. Code Ann. No. 10010). Undoubtedly this was an important factor tending to show why they were never called. 20 tutional requirement as enunciated by this court not to have Negroes systematically excluded from juries in a criminal trial involving a Negro defendant. In any event, the record makes it eminently clear, and the state did not dispute the fact, that no Negroes served on either the grand or petit jury involved in this case. James D. Carruthers, whose name was allegedly prop erly upon the jury list, in testifying concerning his receipt of a card ordering him to appear for service, stated, “ I really didn’t know whether they meant to subpoena a Negro. That was the trouble about it. I thought perhaps it was a mistake about my name” (RW. 24). This witness was excused by the court. Three other Negroes testified for the state to the effect that they had received cards allegedly intended for them calling them to appear for jury service: Earnest Lipscomb, a taxpayer registered as resid ing at Route 2, Mount Pleasant, Tenn., received a card forwarded to “ Earnest Lipscomb, Hampshire, Tenn.” (RW. 917). This witness was not available at the time the trial jury was chosen. Another witness, Maxie Perryman, who testified to being commonly known as “ Moxie,” received a card addressed to “ Max.” He approached his “ boss” and requested to be excused from service. His employer subse quently informed him that he would not have to appear for service—this in spite of the fact that the said employer was not a county official (RW. 929, 939, 940). This witness never reported to any official of the court or the county. The third Negro witness testifying for the state is one Tom Kittrell who could neither read nor write and he stated that upon the receipt of the card and upon ascertain ing its contents, he also arranged through his boss, like wise not a county official, “ to be excused” from jury serv ice (RW. 955). This witness also failed to appear at any time before the court. In both of these latter two in stances, the witness’ employer apparently had a close re 2 1 lationship with the sheriff or judge or some other person authorized to excuse jurors or who would assume such au thority. Three other names on the jury list, L. E. Buford, John Griggs, Louis Nicholson, were stated to be names of Negroes by witnesses claiming to know them. All three were deceased at the time of their alleged call for service (RW. 898, 948 and 975). The names of two other Negroes allegedly appearing on the list were Edgar Brown and J. R. Martin. Cards sent to their addresses as registered in the tax books were returned to the sheriff by the post office marked “ Addressees Unfound” (RW. 898, 899). Two more names were identified as belonging to Negroes by white members of the community who were not sure whether there were other individuals not Negroes in the county bearing the same name. These were Henry Howard and Will James (RW. 950, 970). In any event, neither of these persons appeared for jury service. The last name, allegedly that of a Negro, on the list was Ewell Lowry. This person, it was testified, had gone “ North” some two years before (RW. 980). Thus, giving the state’s testimony the greatest credence possible, it would appear that on the panel from which the grand jury herein was drawn, the names of thirteen Negroes appeared. Of this number three were dead, (RW. 898, 975, 914, 980) only three actually received cards, of which number two had incorrect spelling or addresses and two of these three were excused by their “ bosses” ; one of the individuals allegedly on the list could not read; one remained unaccounted for and the last, the only Negro of whom any number of other witnesses had heard of hav ing been called, one Carruthers, believed it was a mistake and was excused by the sheriff. These circumstances which operated in each instance to prevent any Negro from being available for service on the grand jury, when considered together clearly show a pattern, design or method of pre- 22 arranged conspiracy to prevent Negroes from actually serving while attempting to place an aura of legitimacy around the jury panel. The appearance of most of these names in the taxbooks adds to the belief that such a con spiracy was in effect (EW. 1002-1016). These facts make the state’s attempted proof impotent to offset the showing that Negroes were systematically excluded. As stated in Norris v. Alabama, 294 U. S. 587, 1935: “ We are of the opinion that the evidence required a different result from that reached in the state court. We think that the evidence that for a generation or longer no Negro had been called for service on any jury in Jackson County, that there were Negroes quali fied for jury service, that according to the practice of the jury commission their names would normally ap pear on the preliminary list of male citizens of the requisite ages but that no names of Negroes were placed on the jury rolls, and the testimony with re spect to the lack of appropriate consideration of the qualifications of Negroes, established the discrimina tion which the Constitution forbids.” Norris v. Ala bama, 294 U. S. 587 (1935) C. The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro, by a trial jury in a county where all qualified Negroes were and have been for a long period of years systematically excluded from trial juries solely because of their race or color in contravention of the equal protection clause of the Four teenth Amendment to the Constitution of the United States. Petitioner, at the outset of his trial, moved to quash the trial jury panels.15 To sustain his contention of delib 15 See Petition ( supra). 23 erate discrimination, petitioner called only one witness 16 as the court had erroneously restricted petitioner’s evidence of discrimination to the formation of the panel for the instant case (R. 326-7—see: Point II, herein).17 The witness testified that at the beginning of that term of court, one hundred names were selected for a panel of veniremen for the term (R. 329); that the grand jury was selected from this list (R. 330); following which the judge excused the fifteen individuals whose names remained thereon, (R. 331). None of these was tendered for serv ice on the trial jury. One Negro allegedly was on this list and was excused (R. 332).18 Another panel of seventy- five was selected on November 12 (R. 332) and exhausted the next day. The witness testified that she could not remember whether or not there were any Negroes thereon. Seventy-five more names were selected the next day, thirty- five appearing (R. 333). In this latter group, there was allegedly one Negro who was immediately challenged by the State and dismissed by the court (R. 334). The judge then apparently prepared a list of business and professional men from the community (R. 334-337), to which list the 16 Miss Dabney Anderson, Circuit Clerk of Maury County, Tennessee, R. 328. 17 The view that the exclusion of Negroes from jury service in prior years is no evidence on the question of discrimination against them in the par ticular case before the court—which apparently was the position taken by the state court herein—has found some support in other jurisdictions. State v. T urner, 133 La. 555, 63 So. 169 (1913); S ta te v. Thom as, 250 Mo. 189, 157 S. W. 330 (1913). This view, however, has been definitely overruled by this Court’s decisions m such cases as N orr is v. Alabama,, su p ra , and P a tto n v. M ississip p i, supra , wherein exclusion in previous years was one of the principal facts relied on by this Court in support of its conclusion that the evidence clearly showed discrimination. The effect of such decisions in this respect was expressly recognized in S ta te v. L og a n , 341 Mo. 1164; 111 S. W. (2d) 110 (1937). 18Apparently this refers to witness Carruthers. 24 names of three or four Negroes known personally to the court were subsequently added (R. 336). Judge Ingram then testified for the State as follows: That there were no Negroes on the jury selected to try this case (R. 356 );19 that he added the names of several Negroes to his list of professional men after three white men on the first list were not found. He testified that Henry McGrlothin, a Negro, appeared on one list, and that the name of Albert Wright, another Negro, appeared on a second list (R. 357). He further testified that the list of business and professional men which he prepared was compiled from the membership of the following organiza tions in the community: Rotary Club, Kiwanis Club, Lions Club, and the Junior Chamber of Commerce, all of which were organizations whose membership was restricted to white persons. Not one of these Negroes, however, served on the jury or was available at the time of actual choosing the jury. They either had not appeared or had been excused by the court or peremptorily challenged by the state. A consideration of this testimony and the evidence adduced on petitioner’s plea in abatement clearly shows that Negroes were systematically excluded pursuant to cus tom and practice from trial jury service at the trial of petitioner and for a period of almost fifty years prior thereto in Maury County, Tennessee, solely because of their race or color in contravention of the guarantees con tained in the Fourteenth Amendment to the Constitution of the United States. The calling of one or two Negro citizens allegedly for jury service and then summarily chal 19 It is to be noted that the witness—the judge sitting in this case appar ently excused the fifteen remaining individuals on the jury panel only after knowledge that petitioner was moving to quash the panel (R. 361). 25 lenging or dismissing them does not obviate the basic er ror.20 As this court has pointed out at this term: “ When a jury selection plan, whatever it is, operates in such a way as always to result in the complete and long-continued exclusion of any representative at all from a large group of Negroes 21 or any other racial group, indictments and verdicts returned against them by juries thus selected cannot stand.” 22 P o in t II The Supreme Court of the State of Tennessee erred in affirming the conviction of petitioner, a Negro where the trial court denied him due process of the law as guaranteed by the Fourteenth Amendment to the Constitution of the United States in refusing to allow the introduction of evi dence of systematic exclusion of Negroes from its juries, over a long period of years prior to petitioner’s trial. At various times during the hearings on petitioner’s plea in abatement and throughout the hearing on the motion to quash the trial jury panels, the court restricted petition er’s proof of exclusion to the panel drawn for the present 20 Even assuming that the placing of a few Negroes’ names on the lists of individuals called after the original panel herein was exhausted should sufficiently satisfy the constitutional requirements, the arbitrary and im mediate challenging by the State and excusing of such individuals by the court was obviously still motivated by a desire to conform to the custom and practice of denying Negroes the right to serve on trial juries in the county. 21 The census figures showing 6,021 Negroes to 17,815 white persons in the community were submitted upon this motion. In the face of this proof, the lower court overruled petitioner’s motion (E. 37) to which petitioner duly excepted. The Supreme Court, in affirming the convic tion, sustained the action of the lower court, thereby denying petitioner the equal protection of the laws. 22 P a tton v. M ississip p i, supra . TENNESSEE o'< T a b le 2 2 — A G E , R A C E , A N D S E X , B Y C O U N T IE S : 1940 A N D 1930— Con. [Figures for white population in 1930 have been revised to include Mexicans who were classified with "Other races" in the 1930 reports. 1930 totals include unknown agel 1940 POPULATION 1930 POPULATIO ■4 COUNTY AND A ll classes N ative white F or .-b om white N egro Other races A ll I N ative white F or .-b om white N egro Other races T ota l | M ale fem ale M ale remale M ale Female M ale female M ale fem ale classes 1" M ale Female M ale Female M ale fem ale M ale Female L4.904 7 ,569 7 ,3 3 5 7,447 7 ,229 _ _ 122 106 - - 13 ,872 1 6 ,8 1 9 6 ,7 4 0 - - 162 151 - - U nder 5 years------------ 5 t o 9 years 10 to 14 years------------ 15 to 19 years------------ 1 ,4 9 3 767 845 726 1 811 754 832 711 798 - - 13 13 15 13 : 1 ,6 4 8 | 1 ,762 831 857 787 866 " " 13 18 17 21 - 1 ,6 5 2 1 ,5 5 0 1 ,2 6 5 852 757 664 800 793 601 836 746 654 789 787 594 : - 16 11 10 11 6 7 : 1 ,592 1 ,4 4 9 | 1 , 2 0 1 y 755 702 568 799 704 594 468 439 : _ 21 23 22 10 17 20 17 _ : 1 ,120 546 574 540 566 - - 6 “ ~ 416 “ 983 498 485 482 475 - - 16 “ - “ 8 8 35 t o 39 years------------ 938 450 4 8 8 1 443 483 - - 7 5 - - 1 ,5 2 8 I 775 727 _ _ 16 10 _ 40 to 44 years------------ 819 404 4 1 5 1 397 410 ~ ” ” ” 754 382 372 377 366 - - 5 “ - 596 596 _ _ 10 19 _ - 50 t o 54 years------------ 645 345 300 341 294 - “ 4 6 ” - 541 253 288 251 286 - - “ . 890 | 453 416 _ _ 14 7 - - 255 222 254 218 - - 1 4 - 233 194 231 190 - - 2 4 - - 536 | 238 5 5 _ _ 70 t o 74 years.----------- 75 years and over------ 287 297 147 171 140 126 142 167 138 122 - 5 4 2 4 - : 124 108 - - 2 4 - - 277 150 127 147 123 - - 3 4 - - 349 | 190 155, 3,451k ** 2 86 2 78 “ “ 21 years and over------- 8 ,2 9 9 4 ,2 2 0 4 ,0 7 9 4 ,1 5 3 4,019 - “ 67 - - 7 ,166 3,556 “ 54 ,115 26,273 27,842 16,897 17,639 53 32 9.323 1.0,171 - - 51 ,059 15 ,955 16,347 69 43 9 ,021 9 ,622 2 " 4 ,701 2 ,358 2,343 1 ,4 2 2 1,366 _ - 936 977 - 4 ,9 1 1 ( 1 ,556 1 ,493 - 1 943 1 ,1 1 8 977 918 1 ,1 4 2 1 ,0 2 4 - - 4 ,774 2,395 2,379 1,459 1 ,423 - - 936 1 ,0 6 2 956 - * “ “ ~ ” 2 ,619 2 ,5 5 5 I 1 ,555 1 ,541 2 - 1 ,014 - - 1 ,5 6 8 “ “ “ 5^364 2 ,633 2,731 1,622 1 ,6 1 4 - - 1 ,0 1 1 1,117 - - 5 ,421 1 ,6 0 0 1 ,620 1 ,0 6 2 941 708 539 1,121 830 632 “ " 20 to 24 years— . 4 ,7 6 5 4 ,5 5 8 2 ,236 2,165 2,529 2,393 1 ,3 7 1 1 ,3 9 1 1 ,5 4 9 1 ,457 “ 1 3 865 774 979 933 _ - 4 ,2 3 3 1,259 1 ,4 2 5 6 4 1 - 30 to 34 years------------ 4 ,3 6 1 2 ,0 0 5 2,356 1 ,343 1 ,529 3 1 659 826 “ 1 ,161 4 ,0 3 2 1,867 2 ,1 6 5 1 ,2 4 9 1 ,3 8 5 3 1 615 779 - - ̂ 6 ,557 2 ,1 0 9 2 ,2 3 4 9 6 996 1 ,2 0 3 _ _ 40 to 44 years------------ 3 ,174 1,507 1,667 976 1,096 2 4 529 567 - 1 ,4 4 8 1 ,6 5 1 977 1 ,0 8 4 5 466 565 - - • 5 ,2 9 4 1,836 1 ,6 9 2 15 15 877 859 _ _ 1 ,3 9 1 1 ,3 5 3 953 946 2 2 436 405 - - 1 ,1 6 8 1 ,1 0 0 859 807 6 5 303 288 - - j> 3 ,048 1,086 989 17 585 418 843 931 607 688 11 5 225 238 - - 800 744 535 498 4 3 261 243 - - - 1 .4 9 4 542 514 210 216 906 455 451 312 308 12 2 131 141 - - 877 383 494 266 348 3 3 114 143 - - 668 5 4 - - 464 443 287 264 _ - 177 179 - _ 929 318 283 - - 168 160 - - 15 ,786 1 7 ,3 0 4 10,536 11 ,380 51 32 5 ,1 9 9 5,892 - - 28 ,789 9,219 9,596 67 41 4 ,7 1 8 5 ,146 2 - 1 9 ,1 4 0 9 ,762 9,378 9 ,0 6 2 8 ,6 4 4 12 6 688 728 - - 17 ,549 8 ,2 0 4 7 ,7 8 4 22 15 747 777 - - 1 ,079 1 ,0 5 0 1 ,0 2 4 987 - - 55 63 - - 2 ,2 3 2 1 ,0 7 8 1,005 - - 67 82 - - 2 ,2 7 3 ! 1 ,144 1,129 1 ,0 5 9 1 ,067 - - 85 62 - - 2 ,3 7 5 1 ,1 2 9 1,051 “ ” ” “ 1,086 1 ,1 2 5 1,000 - - 60 86 - - 1,007 1 ,0 4 2 921 _ - 79 86 - - 1 ,9 6 2 905 870 - - 82 105 - - l ',6 2 2 831 791 768 704 - - 63 87 . - - 1 ,650 734 784 1 1 64 66 “ “ 727 701 680 _ - 52 47 - - 1 ,248 568 569 1 - 52 58 - - 712 620 664 1 1 40 47 - - 997 455 466 - - 35 41 - - 1 ,1 7 3 568 610 519 556 _ _ 44 54 - - 805 797 99 960 497 463 461 429 - - 36 34 - - 876 451 425 412 386 - - 39 39 - - j. 1 ,478 702 81 67 398 374 353 331 - 1 45 42 - - 331 291 303 270 3 _ 25 21 - - } 1 ,030 522 427 26 238 233 224 1 2 19 12 - - 205 204 2 _ 22 24 - - | 488 230 211 18 108 140 99 1 1 11 8 - - 75 years and over------ 253 114 139 97 122 4 1 13 16 - - 228 97 98 4 4 9 11 - “ 392 202 190 186 176 _ - 16 14 - - 441 207 203 - - 14 17 - - 21 years and over------ 9 ,9 9 4 5 ,0 6 2 4 ,9 3 2 4,649 4 ,5 2 5 12 6 401 401 - - 8 ,5 9 1 3 ,9 6 8 3,823 22 15 388 “ 16 ,030 8 ,0 1 1 8 ,0 1 9 6 ,9 5 4 6,965 10 2 1 ,047 1 ,052 - - 15 ,574 6 ,6 5 0 6,533 7 4 1,163 1 ,2 1 7 - - 1 ,263 655 608 558 526 - - 97 82 - - 1 ,467 613 599 - - 127 128 - - 1 ,3 1 8 678 640 580 538 - - 98 102 - - 1 ,7 3 4 676 “ “ “ • 742 737 617 622 - - 125 115 - - 1 ,6 2 8 646 ~ ~ “ ~ 838 773 709 651 - - 129 122 - - 1 ,552 679 “ “ “ " 635 627 1 - 104 104 - - - “ - ~ 671 647 582 555 - - 89 92 - - 1 ,051 415 473 2 62 “ - 576 579 511 508 - - 65 71 - - 990 ” " 461 538 395 470 3 1 63 67 _ - j 1 ,869 802 103 152 385 396 _ - 46 52 - - 472 368 410 3 - 40 62 - - 719 748 96 115 410 391 1 1 56 45 - - 373 351 _ 31 42 - - | 1 ,246 561 523 91 71 263 309 24 33 - - 269 36 24 - | 755 324 334 43 54 155 26 2] - 75 years and over.— 366 I I 161 20E I 143 187 18 18 - - 351 170 140 1 “ ” 253 123 13C 109 115 14 15 - 280 124 3,806 106 3,906 _ 22 568 635 21 years and over----- .10 ,034 4,938 5,09 4,363 4,488 1C 565 - 4 20 ,34 ! 15 ,029 15,135 3r 2C 4,947 5.183 - 2 34.016 12,104 12,045 35 24 4 ,7 2 8 5 ,0 8 0 - - 1,876 1,84] 1 ,425 1,39C 451 451 - 3 ,492 1 ,2 9 2 1,249 - - 464 487 - - 1,942 1 ,9 4 1 ,459 1,44C 483 503 - - 3 ,806 1,387 1,334 ” ■ 1,99 1,556 1,481 : 505 506 - 3 ,716 1,348 1,234 561 “ 1,993 2,07 1,496 1,574 : 496 504 3,525 1 ,2 1 6 1,212 1 “ 561 ” 1,361 1,46C 448 526 2,847 966 1,044 2 1 ” 1,306 1 ,34 ( 44Z so: 2,197 764 867 3 2 1 ,5 0 1,116 1,11C 367 386 1 1,993 673 794 2 226 296 - _ 2 ,5 6 1 ,26 ] 1 ,3 0 96C 99£ 296 30] | 3,963 1,421 1,466 438 629 - _ 1 ,0 5 1 ,2 2 79r 90 25c 31C 2,01 99( 1 ,0 3 76C 74 22E 28] J 3 ,693 1,304 1 ,2 4 ] 586 555 _ 936 93 70c 69 22 23 75 56E 55 18 19 \ O 941 89 406 324 _ 71 62 2 52c 47 17r 14 j 65 to 69 years ..... _ l ’,21 64 57 45E 42 186 146 1 1 .4 7 4 536 47 242 206 - 35 l 26i 26 l 9 114 12.75 years and over_'„_ 74 36 37 8 26C 26 10- 11 734 256 23 “ 2 36 33 27 £ 26 9( 7 721 25c 28 83 2,536 9 2,78- “ 21 years and over— _ 23,8313| 11 ,77 1 2 ,0 6 7 8 ,8 1 r 8 ,94- 3 l 2 ,9 1 3 ,1 0 18 ,324 6,646 6 ,7 9 Taken from a second series population bulletin for Tennessee: 1940 26 CHARACTERISTICS OF THE POPULATION T ab le 22.— A G E , R A C E , A N D S E X , B Y C O U N T IE S : 1940 A N D 1930— Con. ition in 1930 have been ir™ ed to include Mexican, who were daiwified with "Other races" in the 1930 reports. _ 1930 total, indude unknown age) 1940 POPULATION All classes Native white For.-bom white Negro Other races All Native white For.-born white Setfro Other races Total Male female Male Female Male Female Male Female Male Female classes Male Female Male Female Male Female Male Female 6,893 8,322 3,071 3,131 2,907 2 3 189 161 _ 6 ,127 2,977 2,757 2 - 198 193 - - 824 418 406 394 382 _ _ 24 24 - - 826 407 370 - 25 24 ■- - 765 392 373 368 349 - - 24 24 - - 856 426 379 - - 24 ~ " 755 382 373 358 353 _ _ 24 20 - - 800 380 363 - - 27 30 - “ 710 385 325 359 310 _ _ 26 15 - - 692 345 297 - - 27 23 ■ 280 282 271 266 _ _ 9 16 - - 548 267 246 - - 18 17 - - 269 228 251 218 1 1 17 9 - - 363 167 170 - - 15 11 - - 211 199 204 _ 8 7 _ - 318 144 158 - - 7 9 - - 369 203 166 192 153 _ _ 11 13 - - 566 C 262 271 15 18 156 136 148 133 _ 8 3 - - 104 121 96 _ 2 12 6 - 538 261 244 L 17 15 116 117 113 _ _ 4 3 - 111 95 _ 4 8 _ - 190 131 14 13 77 79 _ 5 3 _ - 80 76 _ 8 3 - - 1 100 37 _ 4 5 _ _ ’ 1 9j 85 75 years and over------ 79 34 45 32 43 1 - 1 2 - - 77 43 28 ~ 3 3 “ 153 79 74 74 68 _ _ J8 6 - - 243 n < > 115 A 4 * 4 H j r a m u B i B - J .AQA. 4 V . » 0 * * *4 48724,275 12,438 11,837 11,978 11,383 8 5 452 449 _ - 21,37 n 10,384 10,004 8 3 **“ 487 2 2 l t535 1,446 1,361 1,367 1,486 1,391 _ 49- 55 _ _ 2,719 1,363 1,249 - T fib 44 - - 1 ,524 1 ,454 1,485 1,314- _ _ 39 47 - - 3 ,007 1 ,459 1,399 - - 80 “ 1 ,400 1,322 _ 54 45 - - 2,721- 1 ,363 1,236 - 61 “ 1,379 1,276 _ 65 57 _ - 2 ,454 1 ,200 1,126 - 57 1 - 1,087 990 1 _ 39 46 _ - 1 ,805 847 876 - 1 35 46 “ - 1^826 885 45 40 _ _ 1 ,320 577 692 1 - 18 32 •- - _ 1 21 29 _ _ 1 ,189 } 2 ,160 555 576 - - 27 31 - - 1 ,347 635 712 615 690 1 19 22 _ - 994 1,057 52 55 1,170 591 579 566 549 _ 1 25 29 - •- 550 518 525 501 _ _ 25 17 - - ^ 1 ,865 a w 845 47 37 922 473 432 452 1 _ 16 21 - - ■ 387 366 377 _ 2 18 8 _ - } 1 ,171 5 25 321 346 309 1 1 9 11 _ _ .608 2 13 11 _ _ J 674 11 1 _ 6 3 _ _ 34«i 311 180 157 1 _ 9 8 _ _ 290 141 129 - - 11 9 ■- - 565 281 284 275 273 _ 6 11 _ _ 553 271 272 - - 4 6 230 - - 21 years and over------- 12,880 6 ,267 6,113 6,023 5 ,87 4 8 5 236 234 - - 10,048 4 ,797 4,793 8 3 215 1 33,346 16,365 16,981 11,603 11,833 41 30 4,720 5,118 1 - 30,882 10,364 10,323 42 32 4 ,899 5,218 a Under 5 years------------ 3 ,013 1 ,551 1 ,624 1,462 1,646 1,102 1,125 1,025 1,189 - - 449 499 437 457 - - 3 ,282 3,645 1,135 1,263 1,109 1,247 1 ; 483 576 554 559 - _ 502 555 _ _ 3,396 1,118 1,116 - - 556 606 - — 1,775 1,182 1,245 2 1 467 529 _ _ 3 ,301 1 ,080 1 ,044 - - 592 585 - 1,104 _ 1 396 509 _ 2 ,684 895 907 3 3 405 471 - 3 3 404 435 _ 2,046 670 720 4 2 291 359 - 30 to 34 years------------ 2 ,351 1 jl62 1,189 855 883 3 304 306 - 1 ,872 604 692 2 1 242 330 l 2,100 983 1,117 728 749 2 4 253 364 - - | 3 ,574 1,181 1,238 11 512 1,844 893 951 648 650 2 3 243 298 - - 852 899 591 625 3 5 258 269 - - J 3 ,120 998 967 575 567 835 571 575 9 3 241 257 - - 46<? 468 6 4 184 188 _ _ | 2,147 691 8 385 311 355 4 1 140 145 1 _ 740 1^041 495 369 330 2 3 175 162 _ - | 1 ,219 456 404 190 161 290 218 197 2 2 103 91 - - 253 224 3 _ 102 116 _ - 573 209 183 2 6 88 - 268 219 179 75 89 _ _ 613 217 212 - - 89 95 - - 21 years and over------ 19,549 9,548 10,001 6,793 6,940 39 29 2,715 3,032 1 - 16,652 5,562 5,634 41 32 2,597 “ 4,093 2,062 2,031 1,931 r ,9 i i _ _ 131 120 - - 4 ,037 1,870 1,863 - - 155 149 - 371 177 194 168 182 _ 9 12 _ _ 451 214 206 - - 12 19 - - _ _ 17 11 _ _ 476 199 234 - - 25 18 - - 224 217 211 203 _ _ 13 14 _ - 438 202 201 - - 13 22 - - 12 _ _ 429 211 172 - - 23 23 — - *80. 4.9L 141 133 L -L2L JB. * 4 4 ' 263 116 496= 133 13 8 12 6 ~ 30 to 34 years----------- 274 141 133 126 - - 8 7 - - 237 125 99 - * 6 7 - 253 130 123 126 119 _ _ 4 4 - - 0 207 15 117 112 109 5 8 _ - J 111 101 99 94 _ _ 5 7 _ - | 401 184 197 10 10 ! 101 92 _ 10 4 _ - 55 to 59 years----- t— 159 77 82 1 73 82 - 4 1 6 - - J 309 157 127 - - 15 10 - - _ _ 9 5 _ _ | 165 80 74_ 4 4 _ _ 75 years and over----- 81 38 43 1 37 41 - - 1 2 - - 77 35 36 - 3 3 - 78 38 4C 1 34 35 _ _ 4 5 - - 94 45 41 - * 2 6 - - 21 years and over----- 2 ,401 1 ,222 1,17$ 1 1,148 1,110 - 74 69 - - 2 ,162 1,008 1,011 _ - ” MORGAN..................... 15,242 8 ,296 6,946 7 ,88C 6,886 31 31 385 29 - 13,603 6,992 6,035 56 42 427 51 - - 1 ,695 882 81J 878 811 - 1,789 906 869 - - 9 5 - - 1,705 854 85 I 848 84$ - 1,874 963 901 - “ 6 ~ “ 87 1 94r 865 1,602 824 767 - - ■ “ 15 to 19 years----------_ 1,757 941 81 914 2| 79C 815 58C 2r 9C 1,390 1,289 739 680 628 495 “ : 16 104 10 - - 47r 8E 1,025 527 390 2 l 5 “ 43E 6C 829 40: 345 4 3 71 5 ~ 494 41C 1 454 40 c 3$ - J 1,416 721 608 10 62 6 _ _ 32( I 36r 316 17 : - 29 lfl 326 28c 16 - } 1 ,126 558 502 11 11 37 32S 26 311 25r 24C \ 405 284 11 10 19 1 186 191 J 15C 1 181 172 13 9 3 117 86 J 31 75 years and over— 195 8C 11 | 7r 114 165 83 70 6 4 - 30C 148 15 J 14r 15£ 356 183 172 - 371 31 _ 21 years and over— _ 7 , 95C 4,476 3 ,47 | 4,124 3,42E 31 3C 32] i c 6 ,666 3,402 56 1930 POPULATION Office of CLERK OF THE SUPREME COURT F O R TH E M ID D LE D IV IS IO N O F TH E STATE O F TENNESSEE » is a true, perfect,I, DAVID S. LANSDEN, Clerk of said Court, do hereby certify that the for̂ and complete copy of the _ __ $ f of said Court, pronounced at its December term, 19 ̂ in. case of against — as appears of record now on file in my office. In Testimony Whereof, 1 have hereunto set my hand and affixed the seal of the Court, at offiefi ijn the Capitol at Nashville, on this, the day of 0-L> 19 By I t t l 9M 1-4B F .ftP .C O . Clerk D. C. 27 ftp://ftP.CO 28 EXHIBIT “A ” to Petition for Certiorari D e p ar tm en t of C om m erce Bureau of the Census Washington June 11, 1946. I hereby certify, that according to the official count of the returns of the Sixteenth Census of the United States, on file in the Bureau of the Census, the population of the County of Maury, State of Tennessee, by age, race, and sex, as of April 1, 1940, is as shown in the attached excerpt from the bulletin entitled “ Population, Second Series, Character istics of the Population, Tennessee, 1940.” [ seal .] J. C. Capt, Director of the Census. D e p ar tm en t of C om m erce Office of the Secretary I hereby certify, that J. C. Capt, who signed the foregoing certificate, is now, and was at the time of signing, Director of the Census, and that full faith and credit should be given his certification as such. In witness whereof, I have hereunto subscribed my name and caused the seal of the Department of Commerce to be affixed, this eleventh day of June one thousand nine hundred and forty-six. For the Secretary of Commerce: [ seal .] G erald B y a n , Chief Clerk. (Here follows Exhibit “ B ” to Petition for Certiorari) >y- ’ ft , , “ < r ' - * \ , 1 •' ft? ' f t j v- - >- , J - , ^ *■ • :' ft ft ' ft 1 . ft /S s /V f ' \ •* - .VW*V. .-."■ -s ’ m m SSE i i i s X ■ ^ s s "ft ' , ft -i ' i / V j ft. .ft- S S S S f t '*■ ivr/V .,,<-’.4 . ft. "ftw _ ■ . , .. f t ~v ; ,-v* ./'s _' ~Yi'v ‘ ■ »c \. "■ / a-a ... v - - uv •■ .a/-■.- ' •<- t- ■ ~‘< \ ;.- • x m . v-' >■ •> y ’; V* >v̂ S 1' '\ ' x - v ] ' " , # X } ' % . . ■ '4 .;]! .! ft/ft.; - f'V. ' S?A -’ :>r.-.U-if‘ri * V ri ' . / f t / i , ft ' ' y W K i f t i j . v ': - 'ft • % ,-< , ! ft, ■ ■ . • - . V/ \ '■■;.•*. v .,."— ’ ft . \< . ft; i‘ 1 V'-. .->ftft..ft., A'.V I - ft' /ftftft'ft -'.ft/ft ./SftS . , > >, > , M *>?X-X> XxX{- f t . ■ 4 " ^ ' ^ ■\ ft, - ,:-3 v. ft ft S .*ft"/ /-ft, ■; -ft ■;* v :»ftftftftft .. n ft ft j , 1 ' f / ■-w' A ^ rav m :% ; S ift ft •\T 1 p : ’ v : ft ; .V'ft'iftlfftft. ■ . . ft ftft r - f ' V U t ft f t / ; f t\ C -ft : 'T. -V.-ft- •- •:’ -ft: *T V\'̂ ftv. =- IXft'vjfT: ' .a.4, .-ft ; - .ft-ftft''’.''v-K.:/..- ft- •>4 ;' ft--: Vft'-ft'' ft-ftft/fvi n ■ 'ft./* - . ■ ■ ft i -ftft-Vftft ft-Vft-'-vvft ft-ftr '; v'r Vi \ ‘ f * ! ' ft r ' - - ' U ' u / / i '4ft ' ' ’ ' V ' ' * ' " ft■ - . ; -X - • . - Sft-. •'• .••■-'i •- ft-. •• -i! :U-X<: ,\ Vft xAT . ; ■ ■ ■ ■ • ' ■ , .Vft ft, ft - •"V i.t,* ■ • , . fV'-. , - V ■' : S ' i- <&>'■■. V ' -w .-■ ' ■ o T * 3® IftiftP, .. Vft ■Mk L>.4 I f : ., ft! WK H t f t , , r , p V-■ftftjft’S. I # I f '<ft. ft ft r ' ■ . . ; W 1 ft ' ft’ V. ' 1 ft i s * ■ ■ . . V, , ̂ S S i ^ \ V ft I p.V. ■ ft ' ..ftft ft'.:.: ..' f 'ft * ' ’ f , ' > >-;■ ft: ' f t ' . - V / f t . . ' f t - " f t . !v.A s- ’ -r! • V, ft S' . fftv it . ■ J . iXMX. ? . ft ft f t ' ' '■ ' " - ' f t ' ; : W W m m ' 1 ; 4 ft ̂ t 1 Af ̂ft , ft '.".; ? ft;- r ! ,v;., , ftT "■1 S ftftf -1: f t -S ( gxx >-: \ f t f t l i f t f t ; > f t ? / : : . fliS li ' | [ ft i/ / , ̂ a f t * '' ft., .ft. . . ... ft} I ft ' J ’ft '' 5. ; S ' > 4.-: ft,-1— ft H-Vi v |#v / -■ r x i ,...., ft y y ■ § # f t ® ]sffi; v - . ift ; J » ' f t * | ■. •• & & i { f 'vft-j.’.,: vs SUPREME COURT OF THE UNITED STATES. O C T O B E R T E R M , 1947. L O Y D K E N N E D Y , v . P e titio n e r, > N o . 5 3 4 . S T A T E O F T E N N E S S E E , R e sp o n d e n t. _ C e rtio ra ri to th e S u p re m e C o u rt o f Te n n e s s e e . REPLY BRIEF FOR RESPONDENT. N A T T I P T O N , S u p re m e C o u rt B u ild in g , N a s h v ille 3 , Te n n e ss e e , A tto rn e y fo r R e sp o n d e n t. R O Y H . B E E L E R , A tto rn e y G e n e ra l and R e p o rte r o f Te n n e ss e e , S u p re m e C o u rt B u ild in g , N a s h v ille 3 , T e n n e s s e e , O f C o u n se l. St. Loras Law Printing Co., 415 North Eighth Street. CE ntral 4477. I N D E X . Page Statement of the case....................................................... 2 Argument on point 1 of the petition.............................. 4 Argument on point 2 of the petition.............................. 10 Conclusion .......................................................................... 13 Cases Cited. Akins v. Texas, 325 U. S. 398, 403................................ 8 Hill v. Texas, 316 U. S. 400............................................. 8 Patton v. Miss. (No. 122 October Term 1947)............. 8 State v. Logan, . . . Mo. . . . , 126 S. W. (2d) 236.......... 12 Virginia v. Eives, 100 U. S. 313...................................... 12 Statutes Cited. Code of Tennessee: Sec. 9990 ........................................................................ 5 Sec. 10020 ...................................................................... 11 Sec. 10021 ...................................................................... 5 Sec. 10026 ...................................................................... 5 Private Acts of Extra Session of 1913, Ch. 45............... 4 SUPREME COURT OF THE UNITED STATES. O C T O B E R T E R M , 1947. L O Y D K E N N E D Y , v . P e titio n e r, i N o. 5 3 4 . S T A T E O F T E N N E S S E E , R e sp o n d e n t. . C e rtio ra ri to th e S u p re m e C o u rt o f Te n n e s s e e . REPLY BRIEF FOR RESPONDENT. M ay I t P lease t h e C o u r t : Inasmuch as the petition is sought to he prosecuted upon the typewritten record, and since counsel for re spondent has not been furnished with a copy of such type written record, it will be impossible to make apt references to the typewritten record in this reply brief. Instead, an effort will be made to designate the witnesses by whose testimony the facts relied on by the respondent shall ap pear. STATEMENT OF THE CASE. The prosecution in this case grows out of one of those infrequent racial clashes, regretted by both white and black alike, which sometimes occur. The facts of this particular prosecution are stated in the opinion of the Su preme Court of Tennessee as follows: This case followed racial disturbances at Columbia in February, 1946. There had been a clash between some members of the two races on the afternoon of February 25, 1946. In this trouble, a city policeman was shot, and some members of the State Highway Patrol were sent to Columbia for the purpose of assisting local officers in the restoration of order. After the arrival of the State Patrol, it was decided that at daylight the next morning the pa trol would move in and undertake to disarm and arrest persons in the locality of the disturbance. The area was the colored section of the town, extending from Main and Woodland Streets and known as Mink Slide. After day break on the morning of February 26, the patrolmen, un der the direction of Sheriff Underwood, moved into the area in question. The patrolmen were dressed in their regular uniform, indicating their official capacity, and a number of them were armed with machine and riot guns. They proceeded to go and knock on the doors of the es tablishments in this locality and notify the occupants, if any, to come out and they would not be harmed. This continued without incident until they reached a barber shop owned by Sol Blair. The testimony of the State shows that when they knocked on the door the patrolmen saw someone in the shop, and noted that this person was armed with a shotgun. Five witnesses for the State. testified that at least one shot was fired toward the patrolmen from the inside of — 3 — this building. The shot struck and wounded Austin, one of the highway patrolmen. The patrolmen returned the fire and entered the building. The back door of the shop was locked. In a shower stall at the back of the shop they found the defendant crouched against the wall, with a single-barreled shotgun at his side. This gun contained an empty shell, which, apparently, had been recently dis charged. Pillow, who was acquitted, was found crouched down on the floor, under some cover. A double-barreled shotgun was also found in this building when the officers entered. This gun was empty, but two exploded shells were found on the floor. One or two shotgun shells were also found on the person of both the defendant and Pillow, and a sack of shells was found in the barber shop. Opinion, pp. 2-3. The preponderance of the evidence is that the shots were fired from the inside of the shop, and before any shots were fired by the patrolmen. Opinion, p. 5. — 4 — ARGUMENT ON POINT 1 OF THE PETITION. To adequately comprehend the situation, a reference to the relevant Tennessee statutes may be in order. In Maury County, the situs of this trial, the selection of veniremen is governed by a special statute, to-wit, Ch. 45, Private Acts of Extra Session of 1913. This statute is too long and involved to be set out verbatim. Its provisions may be briefly summarized as follows: By it a jury commission of three members is provided. They are required to meet upon the first Monday in July biennially and to select the names of not less than 750 nor more than 1500 prospective veniremen from the tax rolls of the county or any other reliable source, apportioning the prospective veniremen as near as practicable to the population of the several civil districts of the county. These names are to be placed in a locked box and not less than 10 days prior to the meeting of any term of court, a child of tender years, in the presence of the jury commission, draws from the box the names of the prospec tive veniremen for such term of court. This Act became effective in September 1913. Presumably the first stated meeting of the jury commission was held in July 1914. The record shows very definitely that on the first Mon day in July 1944, the jury commission for Maury County met and placed in this box the names of 750 veniremen. The two surviving members of the then jury commission, one having died in the interim, testified definitely that the sole source of these names which they placecLin this box at that time was the then current or 1943 tax rolls. These jury commissioners testify and it was so found by the trial court after a personal inspection of the tax rolls, that such tax rolls contain no symbols identifying the race of the taxpayer. They testify that in some instances they knew the prospective veniremen but that in others and perhaps a majority of the cases, they did not know him. They definitely deny any racial discrimination in the selection of these parties. The respondent thinks that subsequent developments bear out the truthfulness of their statements in this respect. The term of court at which the petitioner was indicted convened on February 25, 194^and on that morning a grand jury was empaneled. The crime for which peti tioner stands convicted was not committed until the fol lowing morning. This fact alone should explode the hys terical charges of conspiracy contained in the petition insisting that a few members of the negro race were promptly placed on this jury list to give alleged legality of form to the selection of the grand jury indicting the petitioner. In Tennessee to be eligible as a juryman one need be but a male more than the age of 21, and either a house holder or freeholder, and to be free from conviction of an infamous crime. Neither a literacy test nor the previous payment of any form of tax is required. (Code of Ten nessee, Section 9990.) Grand juries in Tennessee consist of 13 members, a foreman appointed by the court for a period of two years (Code of Tennessee, Section 10026), and 12 additional members, these 12 additional members being drawn by lot. The names of all the jurors in at tendance upon the opening day of court are placed in a hat or other receptacle, and the first 12 names drawn from this hat constitute the grand jury, in addition to the fore man previously mentioned. (Code of Tennessee, Section 10021.) In February, 1946, and prior to the beginning of the term of court at which the petitioner was indicted, the jury commissioners of Maury County duly met and, pur suant to statute, a five-year-old child, unable to read or write, drew from the box the names of 109 prospective — 5 —- veniremen for the ensuing term of court. Of this 109 names so drawn, 10 thereof were definitely shown to have been members of the negro or colored race. These 10 members of the negro race were Malcolm Alderson, L. E. Buford, Will Jones, Sam Kittrell, Maxey Perryman, Jim Bussell, Henry Howard, Ewell Lowery, Lewis Nicholson and Ernest Lipscomb. The testimony in the case, without substantial contradiction, shows that all 10 of these parties were members of the negro race. The trial judge so found, and his finding in that respect was expressly approved by the Supreme Court of Tennessee. Upon the drawing of this venire, it was placed in the hands of the Sheriff of the county for the purpose of be ing summoned. The method used by the Sheriff for sum moning these prospective veniremen was by postcard, noti fying them that they had been drawn for jury service and to report upon the day stated on such card. Two or three cards were introduced, and show that they were mailed on February 19, or almost one week before the grand jury was empaneled. Of these 10 members of the colored race who were drawn as veniremen, it is shown that L. E. Buford and Lewis Nicholson had died since their names were placed in the jury box, and that Malcolm Alderson and Ewell Lowery had left the county. Tom Kittrell and Maxey Perryman both testified that they actually received these cards summoning them for jury service, and, being non-desirous of serving on the jury, went to their employers and arranged with them to have them excused from such service. Incidentally, there is no suggestion in the record that the desire to be excused did not proceed solely and alone from the wishes of these individual veniremen. Ernest Lipscomb, another venire man, seems to be rather illiterate. His testimony is that he could hardly read, and that when his card was received by him his son, who was in school, had to read it to him. His testimony indicates that on the day in question he — 6 — — 7 ~ came to Columbia, the county seat of Maury County, to be present in response to this card, and that be waited around in the hall or other place outside the court room for quite awhile, and later made inquiry of the foreman of the grand jury if his name was on his list of witnesses. Lipscomb seems to have been completely at a loss upon this occasion, and without initiative to make an investi gation as to the cause of his having been summoned. The record fails to disclose what became of Will Jim Eussell or Henry Howard. It is not shown that the cards addressed to them were returned to the Sheriff unde livered. Incidentally, it appears from the record that a desire for jury service was the exception, rather than the rule, in Maury County at this time, for it discloses that of the 109 prospective veniremen summoned for jury service upon this particular time, only 16 thereof, including Ernest Lipscomb, were present. Evidently excuses from jury service were not difficult to obtain on the part of members of either race. The petition for certiorari makes one statement totally without basis in the record. On page 19 it is stated that it was clear that the names of these members of the colored race were purposefully placed upon the instant panel in an attempt to circumvent the constitutional re quirement. With the record showing that these names were placed in this jury box in July, 1944, among numer ous other names, and with it showing definitely that they were drawn from this box prior to February 19, 1946, or at least one week prior to the commission of the crime for which petitioner stands convicted, it is obvious that unless this Court credit these jury commissioners with psychic qualities and an ability to foresee events one week in the future, the charge that they were placed upon this panel for the purpose of circumventing the constitutional re quirement falls flat of its own weight. It is perfectly true that the testimony introduced upon this plea in abatement on behalf of the petitioner was to the effect that for a considerable period of time no negro had been known to serve either on a grand or petit jury in Maury County. We recognize that this Court in opinions too numerous to mention, has held that proof of this type makes a prima facie case or creates a presump tion that members of the negro race were excluded sys tematically by reason of their race or color and that it be comes then incumbent upon the prosecution to negative such fact. In this connection, however, we respectfully insist that the holdings of this Court are to the effect that the right guaranteed to persons of any race is to be in dicted by a grand jury and tried by a petit jury in the formation of which there shall exist no racial discrimina tion. One charged with crime obtains no immunity there from by virtue of the fact that his ancestors may have been victims of race discrimination. Hill v. Texas, 316 U. S. 400; and Patton v. Miss. (No. 122 October Term 1947), both definitely bear out this insistence. The presumption of racial discrimination arising from evidence showing non-service of members of the negro race upon juries for a protracted period must stand in the same plight as any other presumption of law and should yield to definite proof that members of that race were actually placed upon the jury lists to be summoned for jury service. Of course, there is no right upon the part of persons charged with crime to either an indictment or trial by a mixed jury. Akins v. Texas, 325 U. S. 398, 403. Likewise, there exists no right to proportional representation upon the venire. Akins v. Texas, supra; Patten v. Miss., supra. The petition for certiorari contains several inaccuracies in connection with the transcript. For instance, it is stated therein that the veniremen John Griggs, Edgar Brown and J. K. Martin were members of the negro race. There — 8 — is not a line of testimony in the transcript tending to show that these parties were negro and even though the errone ous statement on behalf of the petitioner might redound to the advantage of the respondent, the latter desires ac curacy as a prime consideration. The respondent thinks that so far as the grand jury in the present case be concerned, the testimony negatives the presumption that discrimination was intended in the present case. It may be true that the number of negro veniremen drawn from this box at the drawing under challenge was not proportionately that which would have been made had there been a drawing directly proportional to the respective population to the county. But such is not required under the authorities, supra. Criticism also is made of the fact that in the interim 2 of the 10 members of the negro race had died. It has been the observation of respondent that the Grim Beaper makes no discrimination in picking his victims and by the law of average a pro portionate number from the white race were also called to their ancestors. Since these names were placed on this list in the box in July 1944 and from a list compiled the previous summer, it is not strange that deaths may have occurred therein. Likewise, complaint is made that 2 of the negro veniremen had removed from the county. The migratory nature of a vast number of our population from 1943 to 1946 is so well known as to require no evidence. After all, fluctuations of residence do occur among both races. There is no intimation these two were chosen be cause they were going to move. The respondent respectfully insists that the evidence shows that in the present case there was no systematic nor determined effort to discriminate against the colored race in the setting up of the panel from which the grand jury was drawn in the present case. Ten veniremen from a total of 109 constitutes a fairly reasonable proportion — 9 — — 1 0 — thereof and certainly where that number of members of the negro race were placed upon the panel, such fact definitely negatives any thought of discrimination as such. ARGUMENT ON POINT 2. This contention insists that the plaintiff in error was discriminated against by virtue of his color and race in selection of the trial jury. At the outset, it may be con ceded that under the previous decisions of this Court the trial judge was in error in declining to allow the plaintiff in error to show by testimony that for a number of years past no member of his race had been a juror on trial juries. The effect of this showing would be to simply make a prima facie case or create the presumption of sub sequent discrimination and cast the burden upon the prosecution to show that there was no discrimination in this particular case. The testimony heard with reference to the method by which the grand jury was drawn showed definitely that no member of the negro race had served upon trial juries in Maury County for a number of years past and we concede such to be the fact. This Court has always reserved to itself the right to make an independent investigation of the record when a constitutional question, such as the one here presented, is involved and for the purpose of such investigation this concession above men tioned is definitely made and so far as the respondent be concerned this Court may investigate this question with this concession added and thus obviate the necessity of remanding the case to the Supreme Court of Tennessee for the introduction of this testimony. Frankly, the respond ent desires a decision upon the merits of the constitutional questions here presented, unfettered by any subordinate issue with reference to the exclusion of relevant testimony upon this question. The transcript shows that 72 veniremen were summoned and appeared for jury service of this cause. Of this num- l i ber 13 were excused by the Court for various reasons with out tendering them to the parties, leaving a total of 59 who were tendered to the parties as prospective jurors. Of this 59, 4 were member of the race to which the peti tioner belongs. The transcript further shows that of the regular jurors summoned for this particular term of court 15, including one member of the petitioner’s race, remained after the selection of the grand jury. These 15 were ex cused by the trial court, he stating as his reason therefor that they had remained in attendance for two days with no cases pending and that for this reason he excused the entire fifteen. Now it is our insistence that where the jury panel eventually tendered to the parties contains members of his race, such constitutes a definite showing that no dis crimination in fact was practiced against him by reason of his race or color. It is perhaps true that the panel as originally constituted did not contain as many members of his race as eventually, but the respondent insists that discrimination must be tested by the jury panel as finally submitted to the parties and not by preliminary jury lists. But it is contended on behalf of the petitioner that the action of the prosecution in challenging the four members who were tendered to the parties amounted to an unlawful discrimination against him. By statute in Tennessee (Code, Section 10020) in felonies of the grade here in volved the prosecution is allowed four peremptory chal lenges for each defendant on trial. All of the persons of the petitioner’s race so challenged were challenged per emptorily by the prosecution. The very nature of a peremptory challenge indicates that it may be used within the numerical limits provided by the party in question without being called to account for his reason in so doing. So far in the annals of crimi nal trial, no court that the writer can find after diligent — 12 investigation, has ever held that an error may be suc cessfully assigned upon the use of a peremptory challenge. The only decision the writer can find (State v. Logan, . . . Mo. . . . , 126 S. W. [2d] 236) holds that the use by the prosecution of its peremptory challenge to strike the names of negroes from the trial jury did not constitute error. To hold to the contrary would involve this Court in doing by indirection what it has consistently held need not be done. Since the decision in Virginia v. Rives, 100 U. S. 313, this Court has been consistent in holding that a negro on trial is not entitled to a mixed jury composed of members of his own race and of the white race. For this Court now to hold that the prosecutor may not ex haust his peremptory challenges on members of the negro race to the full extent of the statutory number would amount in substance to a holding that a negro on trial would be entitled to a mixed jury. If this Court holds that it is error for the prosecutor to challenge peremp torily each negro who appears upon the trial jury panel, to the extent of the challenges allowable to the prosecu tion by statute, the only possible conclusion that could be drawn from such a holding is that a mixed jury is an essential ingredient of due process where a member of a particular race be on trial. Such a holding would set at naught a long line of decisions of this Court and would be another step in the direction of complete supervision of all phases of state criminal trials, a condition at odds with state sovereignty and the true purpose of this Court. It is our insistence that the transcript shows that there was no systematic discrimination against members of the negro race in Maury County in the present case despite the presumption thereof arising from the fact that none had been known to sit upon a grand or petit jury for an extensive period of time. It is a part of the judicial his- 1 3 tory of Tennessee that 27 members of the negro race were indicted in connection with the incident growing out of the clash between the two races in Maury County. Of these 25 were indicted in one indictment and the petitioner and his co-defendant in another; 23 of those indicted in the first indictment were acquitted at the hands of an all- white jury and the two who were convicted by the verdict of the jury were later granted a new trial and their cases dismissed upon the ground of the insufficiency of the evi dence. In the indictment wherein petitioner is charged, his co-defendant was acquitted at the hands of this same jury. These facts would seem to indicate that the judicial processes of the State of Tennessee accord fair and im partial trials to members of the colored race charged with crime, even though the crime be alleged to have been committed against members of the dominant race. In conclusion, the respondent respectfully insists that the Supreme Court of Tennessee properly ruled upon the constitutional questions here involved and that the peti tion should be denied. Respectfully submitted, NAT TIPTON, Supreme Court Building, Nashville 3, Tennessee, Attorney for Respondent. ROY H. BEELER, Attorney General and Reporter of Tennessee, Supreme Court Building, Nashville 3, Tennessee, Of Counsel. I hereby certify that I have mailed a copy of this reply brief to Z. Alexander Looby, Nashville, Tennessee, Attor ney for the Petitioner. Nat Tipton.