Taylor v. Alabama Record and Briefs
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January 1, 1947 - January 1, 1948
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Brief Collection, LDF Court Filings. Taylor v. Alabama Record and Briefs, 1947. 4ddc637e-ca9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/9bb37ada-6bde-4ccf-b30b-add003a5a19c/taylor-v-alabama-record-and-briefs. Accessed November 23, 2025.
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T AYL OR
A L A B A M
Ke n n e d y
T E NI E S' L -
R E C O R
A N E i
b r i e ;
Supreme Court of the United States
October Term, 1948
No. 121 Miscellaneous
SAMUEL TAYLOR,
vs.
Petitioner,
TENNYSON DENNIS, Warden Alabama State
Penitentiary, Kilby, Alabama,
Respondent.
PETITION FOR REHEARING AND FURTHER RELIEF
N esbitt E lm o re ,
Montgomery, Alabama,
T hurgood M ar sh a ll ,
New York, New York,
Attorneys for Petitioner.
F r a n k D. R eeves,
F ra n k lin - H. W il l ia m s ,
C onstance B ak er M o tley ,
R obert L. Carter ,
Of Counsel.
TABLE OF CASES
PAGE
Ashcraft v. Tennessee, 322 U. 8. 143 _______________ 4
Brisko v. Commonwealth Bank of Kentucky, 33 U. S.
(8 Pet.) 118 ____________________________________ 6
Brown v. Mississippi, 313 U. S. 547 _________________ 4
Chambers v. Florida, 309 U. S. 227 ___________ _____ 4
Ex parte Hawk, 321 U. 8. 114 _____________________ 5,
Ex parte Quinn, 317 U. S. 1 .... ___________________
Ex parte Taylor, 249 Ala. 670, 32 So. (2d) 659 ________
Haley v. Ohio, 332 U. S. 596 ______________________
Hirota v. General MacArthur, 93 L. ed. (Adv. Op.)
119_____________________________________________
Holiday v. Johnston, 313 U. S. 342 _________________ _ 5,
Home Ins. Co. of N. Y. v. New York, 119 U. S. 129, 148;
122 U. 8. 636; 134 U. S. 594 ____________________
House v Mayo, 324 U. S 42 _______________________ 4, 5,
Johnson v. Zerbst, 304 U. S. 458 ___________________
Lee v. Mississippi, 332 U. S. 722 ____________________
Lisenba v. California, 314 IT. S. 219 ________________
Malinski v. New York, 324 U. S. 401__________________
Marzani v. United States, — U. S. 93 L. ed .__________
Marino v. Ragen, 332 U. 8. 561_____________________
Mooney v. Hololian, 294 U. 8. 103____________________
New York v. Millan, 33 U. S. (8 Pet.) 120_____________ 6
Polack v. Farmers Loan and Trust Co., 157 U. S. 429,
586; 158 U. S. 601_______________________________ 6
Price v. Johnston, — U. S. —, 93 L. ed. (Adv. Op.)
993_____________________________________ ..._______ 5
Smith v. O’Grady, 312 U. S. 329 ____________________ 8
Taylor v. Alabama, — U. S. —, 92 L. ed. (Adv. Op.)
1394 2 8
Taylor v. State, 249 Ala. 130, 30 So. (2d) 256__________ 1
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PAGE
U. 8. v. Adams, 320 U. S. 220 ________________________ 5
Vernon v. Alabama, 313 U. S. 547 __________________ 4
Von Moltke v. Gillies, 332 U. S. 708__________________ 5
Wade v. Mayo, 332 U. S. 672 _______________________ 4
Waley v. Johnston, 316 U. S. 101____________________
Walker v. Johnston, 312 U. S. 275 __________________ 5,
Ward v. Texas, 316 IT. S. 547 ________________________
White v. Ragen, 324 U. 8. 760 _____...________________
White v. Texas, 310 U. S. 530 _______________________4, 5,
Williams v. Kaiser, 323 U. 8. 471___________________
Statutes and Other Authorities
Title 28, United States Code, Sections 2241-2255 ______ 5
A Memorandum Decision, 40 Harv. L. Rev. 485, Janu
ary, 1927------1-------------------------------------------------- _____ 10
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Supreme Court of the United States
October Term, 1948
No. 121 Miscellaneous
S a m u e l T aylob ,
vs.
Petitioner,
T en n yso n D e n n is , Warden Alabama State Penitentiary,
Kilby, Alabama,
Respondent.
PETITION FOR REHEARING AND FURTHER RELIEF
To the Honorable Chief Justice of the United States and
the Justices of the Supreme Court of the United
States:
Petitioner respectfully presents this petition pursuant
to Rule 33 of the Rules of this Court for a rehearing of
the above-entitled cause decided on the 7th day of Febru
ary, 1949, by an evenly divided Court of eight (8) Justices.
Petitioner respectfully submits the following reason why
the relief prayed for should be granted:
On November 19,1946, petitioner was sentenced to death
by electrocution upon a conviction of rape in the Circuit
Court of Mobile County, Alabama, which judgment was
affirmed by the Supreme Court of Alabama on April 24,
1947. Taylor v. State, 249 Ala. 130, 30 So. (2d) 256. On
November 13, 1947, that Court denied petitioner permission
to file a petition for writ of error coram nobis in the trial
2
court, Ex Parte Taylor, 249 Ala. 670, 32 So. (2d) 659, which
decision was subsequently affirmed by this Court. Taylor
v. Alabama, — U. S. —, 92 L. ed. (Adv. Op. 1394).
In the majority opinion of this Court it was made clear
that the review of the judgment was limited to the pro
cedural question of whether or not the coram nobis remedy
as used in Alabama denied petitioner due process of law.
It was held that the procedure was in conformity with the
due process clause and that the Supreme Court of Alabama
did not deny petitioner due process by refusing permission
to file for coram nobis after taking into consideration the
entire record of the original trial along with certain photo
graphs produced by the State of Alabama and supported by
affidavit. The majority opinion, however, was careful to
point out that: “ If the new petition (seeking permission
to file petition for writ of error co-ram nobis) and its sup
porting affidavits stood alone or had to be accepted as
true, the issue would be materially different from what it
is.” Taylor v. Alabama, 92 L. ed. (Adv. Op.) at page 1401.
Mr. Justice F r a n k fu r te r in concurring pointed out that:
‘ ‘ In reaching such a conclusion the Supreme Court of Ala
bama was entitled to consider the circumstances of the
original trial, the manner of its conduct by the trial judge,
the professional ability with which the defendant was repre
sented, the behavior of the accused throughout the proceed
ings, and, in the light of all these circumstances, the weight
to be attached to the affidavits on which his present peti
tion is based.’ ’ Mr. Justice F r a n k fu r te r concluded: “ But
this merely carries me to sustaining the judgment of the
Alabama Supreme Court. There is not now before us any
right that the petitioner may have under the Judicial Code
to bring an independent habeas corpus proceeding in the
District Court of the United States.”
3
Mr. Justice M u r p h y in his dissenting opinion in which
Mr. Justice D ouglas and Mr. Justice R utledge concurred
pointed out that “ Fortunately, this Court has not yet made
a final and conclusive answer to petitioner’s claim. .
Nothing has been held which prejudices petitioner’s right
to proceed by way of habeas corpus in a federal district
court, now that he has exhausted his state remedies. He
may yet obtain the hearing which Alabama has denied
him. ’ ’
Thereupon, petitioner filed a verified petition for writ
of habeas corpus in the United States District Court for
the Middle District of Alabama (R. 1-5), and a rule to show
cause was issued by that court. The Attorney General of
the State of Alabama filed a pleading captioned “ Return
to Rule” (R. 8-9). This had the force and effect of a mo
tion to dismiss and was so recognized by the court and the
Attorney General of Alabama (R. 12). Under these cir
cumstances, the allegations of the verified petition had to
be accepted as true at that stage of the proceedings. A
hearing was held on the verified petition and the motion to
dismiss. Under normal procedure, such a hearing is limited
to legal arguments and was so limited in this case. No
pleadings were filed by the State of Alabama to bring to
issue the allegations in the verified petition. It cannot be
argued that at this stage of the proceeding, petitioner was
obliged to or should have been prepared to produce testi
mony.
Orderly procedure permits testimony only after the
i espondent has made a full and complete return and has
placed in issue the factual basis for the petition for writ of
habeas corpus. The record in the original trial was not
before the district court. Respondents had filed neither a
return within the accepted meaning of that term, nor an
answer, nor any denial of the factual basis for the petition.
4
The decision of the district judge was allegedly based upon
the legal insufficiency of the petition and was admittedly
determined by: (a) the verified petition, and, (b) the opin
ions of the Supreme Court of Alabama and of this Court
in the coram nobis case.
In applying to this Court for a writ of certiorari peti
tioner relied upon principles of law which heretofore had
been considered clear and well established:
a. Use by a state of a coerced confession to obtain a
conviction for a crime is a violation of the due process
clause of the Fourteenth Amendment.
Lee v. Mississippi, 322 U. S. 722;
Haley v. Ohio, 332 U. S. 596;
Malinski v. New York, 324 U. S. 401;
Ashcraft v. Tennessee, 322 U. S. 143 ;
Ward v. Texas, 316 U. S. 547;
Lisenba v. California, 314 U. S. 219;
Vernon v. Alabama, 313 U. S. 547;
White v. Texas, 310 U. S. 530;
Chambers v. Florida, 309 U. S. 227;
Brown v. Mississippi, 313 U. S. 547.
b. A habeas corpus proceeding in the Federal District
Court is the proper method of attacking a conviction ob
tained in a state court in violation of defendant’s consti
tutional rights, after the exhaustion of state remedies.
White v. Hagen, 324 U. 8. 760;
Wade v. Mayo, 332 U. 8. 672;
House v. Mayo, 324 U. S. 42;
a
Ex parte Hawk, 321 U. 8. 114;
Mooney v. Holohan, 294 U. S. 103;
Title 28, United States Code, Sections 2241-2255.
e. The allegations of a petition for habeas corpus in
Federal courts must be taken as true in the absence of an
answer or a hearing.
White v. Hagen, 324 U. S. 760;
House v. Mayo, 324 U. S. 42;
Williams v. Kaiser, 323 U. S. 471;
U. 8. v. Adams, 320 U. S. 220.
d. The Federal District Court is under the duty to
forthwith award the writ of habeas corpus, unless it ap
pears from the petition itself that the party is not entitled
thereto.
Holiday v. Johnston, 313 U. S. 342;
Price v. Johnston, — U. S. — ; 92 L. ed. (Adv.
Op.) 993;
Von Moltke v. Gillies, 332 U. S. 708;
Marino v. Hagen, 332 U. S. 561;
U. 8. v. Adams, 320 U. S. 220;
Ex parte Quirin, 317 U. S. 1;
Walker v. Johnston, 312 U. S. 275;
Title 28, United States Code, section 2243 (then,
28 U. S. C. #461).
e. The prior proceedings in this case did not relieve the
District Court of its duty to afford petitioner a hearing on
the allegations of the petition for habeas corpus.
House v. Mayo, 324 U. S. 42;
Waley v. Johnston, 316 U. S. 101.
6
These principles of law heretofore considered clear and
well established are inextricably involved in this case. The
decision by an equally divided court has cast grave doubt
and confusion upon these principles.
The case was placed on the summary docket, thereby
limiting argument to one-half hour by one attorney. This
Court denied the request of attorneys for petitioner that
two attorneys be permitted to argue the case for a half
hour each. The respondent did not appear for argument so
that the entire argument was limited to one-half hour.
Less than a week after argument, the Court entered its
per curiam decision, affirming the judgment by an equally
divided court in this, “ a matter of life and death, a matter
of constitutional importance” . (Mr. Justice M u r p h y in
dissenting opinion.)
This case imperatively requires rehearing and final dis
position of the case by majority vote of this Court. This
case reached the Court by petition for certiorari, not on
appeal. The review thus came to petitioner because a suffi
cient number of this Court deemed the specific questions
presented to be of sufficient general importance to require
decision by this Court. The per curiam, order of affirmance
by an equally divided court fails to supply that decision.
Instead it leaves the law of this case in a state of confusion
and casts doubt on the applicability of the principle involved
to other cases.
For many decades, the practice has been followed, when
ever practicable, of having questions of the nature involved
in this case heard by the full court so that a judgment therein
might be by a majority of the Court. Brisko v. Common-
wealth Bank of Kentucky, 33 IT. S. (8 Pet.) 118; New York
v. Millan, 33 IT. 8. (8 Pet.) 120; Home Ins. Co. of New York
v. New York, 119 IT. 8. 129, 148; 122 IT. S. 636; 134 U. 8.
7
594; Polack v. Farmers Loan and Trust Co., 157 U. S. 429,
586; 158 U. S. 601.
Mr. Justice B la ck did not participate in either the hear
ing of argument or the decision in this case, and we respect
fully submit that for the reasons set out above, a rehearing
should be granted in this case in order to give to Mr. Justice
B lack an opportunity to reconsider his position in the light
of the equally divided Court so that the doubt and confusion
as to the principles of law involved may be resolved one
way or the other. The precedent for such action has been
recognized in the case of Hirota v. General MacArthur, 93
L. ed. (Adv. Op.) 119 and the granting of a rehearing in
the case of Marzani v. United States, — U. S. —, 93 L.
ed. —.
The opinion of this Court in the first Taylor case did not
pass upon the constitutional question as to whether or not
the conviction of Samuel Taylor was based upon a denial *
of due process of law. The decision of this Court in the
instant case leaves this question as well as the procedural
question in doubt. Unless these points are clearly decided
in this case they can never be decided. There is now no
other judicial remedy open to petitioner to prevent his death
by electrocution.
The per curiam order of the Court in this case does not
disclose the reasons for Mr. Justice B l a c k ’s nonparticipa
tion. Whatever they may be, petitioner is convinced that
if upon reconsideration Mr. Justice B la ck were to agree
to hear and participate in the decision of this case, petitioner
would thereby be afforded a full and complete hearing and
the possibility of a definitive determination of the issues
in this case so as to remove the doubt now existing as a re
sult of the present per curiam order. If Mr. Justice B lack
sits and hears argument on this case it might not be neces
sary for him to participate in the final decision in order to
8
have a majority decision. In the Hirota case, Mr. Justice
J ackson while agreeing to hear argument did not partici
pate in the final determination of the case because a ma
jority decision was possible without his participation.
Prior to the decision in this case the law was clear that,
after state remedies had been exhausted by a petitioner
without a hearing on the merits of claimed violations of the
Constitution, United States District Courts were prohibited
from dismissing a petition for habeas corpus sufficiently
alleging facts to show such constitutional violation without
a hearing on the merits. Ex Parte Hawk, supra, and White
v. Ragen, supra, and as modified by House v. Mayo, supra,
and Wade v. Mayo, supra. The order of this Court in the
instant case leaves an unresolved doubt, therefore as to the
present availability of habeas corpus upon the exhaustion
of state remedies in the process of which no hearing on the
merits was given. This doubt is particularly strong when
the opinion of the District Court herein and the opinion of
this Court in Taylor v. Alabama are considered together.
The order of this Court creates doubt concerning the
principle of the truth of uncontroverted facts in a Petition
for Writ of Habeas Corpus. From an examination of the
cases Walker v. Johnson, supra.; Waley v. Johnston, supra;
Holiday v. Johnston, supra; Johnson v. Zerbst, 304 U. S.
458; Smith v. O’Grady, 312 U. 8. 329, it was clear that the
uncontroverted facts in a petition for writ of habeas corpus
to a federal court must be taken as true in the absence of
an answer or a hearing. In response to the rule to show
cause in the Court below, the State of Alabama did not sub
mit an answer nor was a hearing granted upon the facts of
the petition by the Court. There can be no question but
that the allegations of such petition, if true, sufficiently set
forth facts constituting a violation of constitutional rights
by a state court in the trial of the petitioner. The District
9
Judge, however, upon receipt of a motion to dismiss, which,
for all intents and purposes admits the truth of such allega
tions, refused to accept the allegations as true and without
more concluded rather “ that a further hearing is not re
quired by the Constitution of the United States” . (Italics
ours.)
The Court’s per curiam order of February 7, it is sub
mitted, places an unwaranted effect upon the decision in
Mooney v. Hollahan, supra, insofar as that case requires
that state courts, equally with federal courts, provide a
remedy whereby one claiming to have been convicted in
violation of basic constitutional rights may have such claim
judicially tested. The effect of the order of affirm
ance of this Court is to give the courts of Alabama the sole
jurisdiction for entertaining such applications according
to Alabama’s coram nobis standard.
The order of the Court in effect further completely bars
the remedy of and the standards of habeas corpus in the
federal courts in all circumstances to any person detained
by authority of an Alabama state court after disposal of
petition for permission to file for coram nobis. The order
fuither gives sanction to the Alabama coram nobis prac
tice of requiring a petitioner to prove his innocence as a
pi erequisite to obtaining a hearing on his claim of viola
tion of constitutional rights. Clearly, as pointed out in
petitioner’s brief and in argument before the Court, no
such rule had heretofore existed in the federal courts.
The order of the Court further gives sanction to Ala
bama’s practice of speculating on the verity of the allega
tions of a petition for coram nobis. While it may be ad
mitted that Alabama has the right to set up such procedure
as it may deem appropriate subject to the limitations of due
process for the consideration of claims such as the one
which petitioner makes, it is submitted that the intent of
the Mooney v. Hollahan doctrine was not to bar completely
10
the right to federal habeas corpus by a state prisoner, un
less he had obtained in the state court, through habeas
corpus, coram nobis or other similar procedure, a hearing
on the merits of his petition according to the standards
which prevail in the federal courts on habeas corpus.
In Waley v. Johnston, 316 U. S. 101, 104, this Court
stated: “ True, petitioner’s allegations in the circumstances
of this case may tax credulity. But in view of their spe
cific nature, . . . and the failure of respondent to deny . . .
them specifically, we cannot say that the issue was not one
calling for a hearing within the principles laid down in
Walker v. Johnston, 312 U. S. 275, 85 L. Ed. 830, 61 S. Ct.
574. . . . If the allegations are found to be true, peti
tioner’s constitutional rights were infringed.”
The decision of the District Court denied a hearing on
the merits and dismissed the petition on the grounds that
the issues had been disposed of in the coram nobis proceed
ings. Thus, instead of applying the standards for disposi
tion of habeas corpus proceedings in federal courts the Dis
trict Court substituted the contrary standards for state
court determination of coram, nobis applications. The fac
tual basis of the coram nobis proceedings was determined
by the decision.
The decision in this case now affirmed by an equally
divided court cannot be rationalized with the former opinion
of this Court in the coram nobis proceeding. There are
several clear principles of law involved in this decision which
cannot be rationalized with existing decisions.1 The equally
1 In a note concerning reversals by memorandum opinions it has
been stated that “ An opinion is a check on ‘administrative justice’
and doubtful reasoning. It makes possible the thoughtful extension,
limitation or correction of doctrine in subsequent cases. It is a guide,
in the present instance much needed, to counsel and inferior courts.
It is a mark of respect in case of reversal, for the court reversed. It
is submitted that in cases like the present, there are grave objections
to the Court’s departure from its practice of delivering opinions.”
A Memorandum Decision, 40 Harv. L. Rev. 485, January, 1927.
11
divided court and the lack of opinion thereby casts doubt
upon these principles of law. The present decision in this
case and the resultant confusion will increase rather than
decrease the applications to this Court for certiorari from
decisions of district courts.
The effect of the Court’s order is to completely bar peti
tioner’s right to a hearing with compulsory process and
right of cross examination in any judicial forum. Such a
consequence, it is submitted, is in and of itself a denial of
due process.
It cannot be said that petitioner’s claims are without
merit. There was a vigorous dissenting opinion in the
Alabama Supreme Court and in this Court on the coram
nobis proceeding. If petitioner is now electrocuted there
will always be grave doubt as to whether or not his life was
taken without due process of law. Our Constitution re
quires that due process of law be afforded at every step of
our judicial proceedings. Is it not more in keeping with our
principles to grant a full and complete hearing of this peti
tioner’s claim of denial of rights guaranteed by our
Constitution?
Conclusion
Petitioner has been seeking a hearing of his claim that
his conviction is in violation of the United States Consti
tution—a hearing within the accepted meaning of the word.
If he had been granted such a hearing the entire matter
would have been disposed of. If his claims were so un
believable the State of Alabama would not have opposed
such a hearing at every stage of both proceedings.
We are not unaware of the large number of petitions
for writs of habeas corpus in federal courts. On the other
12
hand, we are certain that the present decision by an equally
divided court will increase rather than decrease applica
tions to this Court for review of such cases.
Where a man’s life is at stake and constitutional rights
are involved his life should not be taken as the result of a
decision by an equally divided court based upon a half hour
argument.
W h erefore , petitioner prays that this Court grant to
petitioner a re-hearing by having the case placed on the
regular docket for a full hearing. Petitioner further prays
that Mr. Justice B la c k reconsider his reasons for not par
ticipating in this case and in the light of the equally divided
court that he participate in the hearing of argument and
if necessary the final decision of the case.
Counsel represents to the Court that this petition for
re-hearing and other relief is not filed for the purpose of
delay.
N esbitt E lm o re ,
Montgomery, Alabama,
T htjrgood M a r sh a ll ,
New York, New York,
Attorneys for Petitioner.
F r a n k D . B eeves,
F r a n k l in H . W il l ia m s ,
C onstance B aker M o tley ,
R obert L . Carter ,
Of Counsel.
L a w y e r s P ress, I n c .. 165 William St., N. Y. C. 7; ?Phone: BEekman 3-2300
SUPREME COURT OF THE UNITED STA TES
OCTOBER TERM, 1947
No. 721
SAMUEL TAYLOR,
Petitioner,
vs.
STATE OF ALABAMA
ON W RIT OF CERTIORARI TO TH E SUPREM E COURT OF T H E STATE
OF ALABAM A
BRIEF FOR PETITIONER
E dward R . D u d le y ,
T hurgood M a r sh a ll ,
N esbitt E lm o re ,
Counsel for Petitioner.
A r t h u r D . S h ores ,
F r a n k l in H. W il l ia m s ,
Of Counsel.
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INDEX
T able of C on ten ts
Page
Opinion of court below ................................................. 1
Jurisdiction ................................................................... 1
Summary statement of matter involved................... 2
1. Statement of ca se .............................................. 2
2. Statement of fa c ts ............................................ 3
Question presented....................................................... 5
Errors relied upon ....................................................... 6
Outline of argument...................................................... 6
Summary of argument.................................................. 6
Argument ....................................................................... 7
I. The Supreme Court of Alabama erred in deny
ing petitioner’s motion for leave to file a
petition for a writ of error coram nobis. . . . 7
A. The conviction of petitioner through
the use of a confession extorted by
force, violence and fear is a violation
of the Fourteenth Amendment......... 7
B. The refusal to permit petitioner to file
a petition for a writ of error coram
nobis to raise this question and to
introduce testimony in support
thereof at a hearing free from fear
was a denial of due process............... 8
Conclusion ..................................................................... 13
T able of C ases
Ashcraft v. Tennesse, 322 U. S. 143............................ 8
Brown v. Mississippi, 297 U. S. 278............................ 7
Canty v. Alabama, 309 U. S. 629.................................. 7
Chambers v. Florida, 309 U. S. 227............................ 7
Carter v. Illinois, 329 U. S. 173.................................... 13
Ex Parte Burns, 22 So. (2d) 517.................................. 8
Ex Parte Lee, 27 So. (2d) 147...................................... 8
Haley v. Ohio, 92 L. E d .— ............................................ 8
—6031
11 INDEX
Page
Eysler v. Florida, 315 U. S. 411.................................. 12
Johnsons. Williams, 13 So. (2d) 683........................ 8
Lee v. Mississippi, 92 L. E d .— .................................... 8
Lisenba v. California, 314 IT. S. 219............................ 7
Lomax v. Texas, 313 IT. S. 544.................................... 7
Lyons v. Oklahoma, 322 IT. S. 596................................ 8
Malinski v. New York, 324 U. S. 401............................ 8
Marino v. Ragen, 92 L. Ed. — .................................... 9
Mooney v. Holohan, 294 IT. S. 103................................ 8
Pyle v. Kansas, 317 IT. S. 2 13 ...................................... 11
Redus v. Williams, 13 So. (2d) 5 6 1 ............................ 8
Rice v. Olsen, 324 U. S. 786........................................... 11
Taylor v. State, 32 So. (2d) 659.................................... 8
Tompkins v. Missouri, 323 IT. S. 485 .......................... 10
Vernon v. Alabama, 313 IT. S. 547 .............................. 7
Ward v. Texas, 316 IT. S. 547 ........................................ 7
White v. Texas, 309 U. S. 631, 310 IT. S. 530................. 7
Williams v. Kaiser, 323 IT. S. 471................................ 10
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1947
No. 721
SAMUEL TAYLOR,
vs.
Petitioner,
STATE OF ALABAMA,
Respondent.
BRIEF FOR PETITIONER
The majority and dissenting opinions of the Supreme
Court of Alabama appear in the record filed in this cause
(R. 16-28) and are reported at------Ala.------ , 32 So. (2d) 659.
Jurisdiction
Jurisdiction of this Court is invoked under Sec. 237(b)
of the Judicial Code (28 U. S. C. 344(b)), as amended
February 13, 1925.
The date of judgment was the 4th day of December 1947,
on which date the Supreme Court of Alabama overruled
petitioner’s application for rehearing in this cause (R. 30),
after said court had, on the 13th day of November 1947,
denied petitioner’s application for leave to file a petition
for writ of error coram nobis in the Circuit Court of Mobile
2
County, Alabama (R. 28). Petition for certiorari was filed
on March 3, 1948 and was granted by this Court on April 5,
1948 (R. 31).
Summary Statement of Matter Involved
1. Statement of Case
Petitioner, Samuel Taylor, an ignorant Negro youth, was
charged with having committed the crime of rape of a white
girl; was tried, convicted and sentenced by the Circuit Court
of Mobile County, Alabama, on the 19th day of November
1946. Judgment and sentence of death was imposed upon
petitioner on the 19th day of November 1946. Petitioner is
now confined in an Alabama state penitentiary under sen
tence of death, pursuant to the said judgment.
On the 24th day of April, 1947, the Supreme Court of
Alabama affirmed the judgment of the Circuit Court of
Mobile County, Alabama.
On September 18,1947, petitioner applied to the Supreme
Court of Alabama for leave to file an application for writ
of error coram nobis before the Circuit Court of Mobile
County, Alabama (R. 1). The petition and supporting
affidavits alleged that the confession upon which petitioner’s
conviction was based was extorted by force and violence
exerted against him by state officers; that he was ignorant
of his rights at the time of trial and because of fear of
reprisals did not advise his court-appointed attorney that
the said confession was so extorted; that petitioner’s new
attorney was not advised of these facts until after peti
tioner’s conviction, the preparation and filing of the motion
for new trial, the overruling of said motion by the Circuit
Court of Mobile County, Alabama, the appealing of peti
tioner’s case and the docketing of same and the decision
of said Supreme Court of Alabama as aforesaid (R. 1-11).
3
The State of Alabama moved to dismiss the said petition
and the issue was thus submitted for determination of the
court (R. 11-15). The Supreme Court of Alabama denied
the application, holding that:
1) The proposed attack on the judgment lacked
merit; and
2) The allegations of the petition were unreasonable
and there was no probability of truth therein (R. 16-20).
3) Petitioner did not testify in the original trial and
the petition did not contain a “ positive statement of
denial of guilt or present protestation of innocence.”
The dissenting opinion pointed out that the writ of error
coram nobis was proper to reach facts which were unknown
to the court when judgment was pronounced and which the
petitioner was prevented from presenting because of duress,
fear or other sufficient cause and that in this case “ the
petition considered in the light of the record shows a reason
able probability of the truth of the allegations in the peti
tion and entitles petitioner to leave to seek relief in the trial
court” (R. 20-28).
In this Court, petitioner asserts that his constitutional
right to due process of law was violated by the action of the
Supreme Court of the State of Alabama in denying him
permission to file an application for writ of error coram
nobis in the Circuit Court of Mobile County, Alabama.
2. Statement of Facts
The details surrounding the obtaining of the alleged con-.
fession from petitioner, upon which his conviction below
was based, appear in the petition for writ of error coram,
nobis and the supporting affidavits (R. 1-11). Counsel for
petitioner representing him on the filing of his petition for
leave to file an application for writ of error coram nobis did
4
not represent Mm at Ms trial in the Circuit Court of Mobile
County, Alabama. Petitioner, as alleged in Ms petition
to the Supreme Court of Alabama, because of fear of bodily
harm, failed to inform the attorney representing him at
his trial of the circumstances surrounding the obtaining of
the said alleged confession (R. 4). The said attorney could
not have known of these facts by the exercise of reasonable
diligence in time to have presented them to the trial court
(R. 4). After final affirmance of his conviction by the
Supreme Court of Alabama, petitioner’s present counsel
was requested to intervene. Petitioner’s present attorney
obtained affidavits supporting petitioner’s allegations of
cruel and inhuman treatment from three other individuals
who were arrested and confined at the same time as peti
tioner. These affidavits were submitted in support of his
petition to the Supreme Court of the State of Alabama
(R. 6, 8, 10). The petition and affidavits showed that peti
tioner and three (3) other Negro youths were arrested by
police in Prichard, Alabama, near midnight on the night
of June 29, 1946 (R. 2). They were taken to the City Jail
at Prichard, Alabama, and subjected to cruel, brutal and
inhuman treatment by several police officers in an attempt
to obtain from them a confession to having committed a
robbery. The other three Negro youths were detained in
the City Jail without further molestation for several days.
Petitioner, however, was subjected to continuous beating
and mistreatment by police officers of the city of Prichard
for a period of four consecutive nights. The purpose of
the said beatings and questioning was to force petitioner
to confess to an alleged rape which the said police officers
accused him of having committed (R. 2-3).
After this mistreatment continued for a period of four
nights, petitioner, in great fear for his life, health and
safety, confessed to having committed the crime of rape.
He was told at this time by these officers that if he made
5
mention of the fact that he had been beaten and mistreated,
he would be subjected to even more beatings and mistreat
ment. After having made such confession, a group of out
side responsible people of the community, who were without
knowledge of the gross brutality and mistreatment to which
petitioner had been subjected, was brought into the jail at
Prichard, Alabama, at 3 o ’clock on the morning of July 3,
1946, where petitioner was coerced through fear of further
reprisals to again confess in the presence of these people
in a staged, prearranged atmosphere (R. 3).
As stated in his petition, “ Petitioner was put in such
great fear for his future safety after having been sub
jected to such mistreatment * * *, and after having been
threatened with even worse physical mistreatment by the
police officers # * * if # * * (he) # # * did mention
said beatings to any person, that he failed and refused by
reason of such fear to mention this mistreatment and ex
tortion of said confession from him to his attorney who
was appointed by the Court to defend him * * * ” (R. 4).
In spite of the strong prima facie case set forth by the
petitioner in his petition and supporting papers presented
to the Supreme Court of Alabama, permission to apply
for a writ of error coram nobis in the Circuit Court of
Mobile County, Alabama, was denied by a divided court
(R. 28).
Question Presented
Whether, in view of the facts alleged in the petition and
supporting affidavits submitted to the Supreme Court of
Alabama, the denial of opportunity to the petitioner to
apply for a writ of error coram nobis to the court convict
ing him constituted a violation of petitioner’s constitutional
rights as guaranteed by the Fourteenth Amendment.
6
Errors Relied Upon
The Supreme Court of Alabama erred:
In denying petitioner’s application for leave to apply
for a writ of error coram nobis to the Circuit Court of
Mobile County, Alabama, and:—
a) In bolding that the facts contained in the said
application and supporting affidavits were not rea
sonable ; and,
b) In bolding that said allegations lacked the
probability of truth; and,
c) In giving weight to the failure of petitioner to
testify at bis trial and to affirmatively allege bis
innocence in bis petition.
Outline of Argument
I
The Supreme Court of Alabama erred in Denying Peti
tioner’s Motion for Leave to File a Petition for a Writ of
Error Coram Nobis.
A. The conviction of petitioner through the use of a
confession extorted by force, violence and fear is a vio
lation of the Fourteenth Amendment.
B. The refusal to permit petitioner to file a petition
for a writ of error coram nobis to raise this question
and to introduce testimony in support thereof at a
hearing free from fear was a denial of due process.
Summary of Argument
Petitioner herein asserts that his constitutional right to
the due process of law has been denied by the action of the
Supreme Court of Alabama in dismissing his petition for
permission to file a writ of error coram nobis with the court
convicting him.
7
Petitioner’s conviction was based upon an alleged con
fession obtained by officers of the State of Alabama through
the unlawful use of force, duress and intimidation, as stated
by this Court in a long line of cases outstanding among
which is Chambers v. Florida, 309 U. S. 227.
The State of Alabama has recognized the writ of error
coram nobis as a form of relief available to individuals
unlawfully confined. The denial of the substance of relief
to petitioner without opportunity given him to submit proof
in support of the allegations contained in his petition for
permission to file a writ of error coram nobis has deprived
him of his due process of law.
Argument
The Supreme Court of Alabama Erred in Denying Peti
tioner’s Motion for Leave to File a Petition for a Writ of
Error Coram Nobis.
A. The Conviction of Petitioner through the Use of
a Confession Extorted by Force, Violence and Fear is
A Violation of the Fourteenth Amendment.
The principle referred to by this Court in the case of
Hysler v. Florida,1 that conviction upon a confession ‘ ‘ wrung
from an accused by overpowering his will, whether through
physical violence or the more subtle forms of coercion com
monly known as ‘ the third degree’ ” is offensive to our
constitutional guarantee of due process and violates “ civil
ized standards for the trial of guilt or innocence” is funda
mental in our law. The principle has been reiterated by
this Court in a long and unbroken line of decisions.2 The
1 315 u. S. 411, 413.
2 B row n v. M ississipp i, 297 U. S. 278; C ham bers v. F lorid a , 309 U. S.
227; C anty v. A labam a, 309 U. S. 629; W h ite v. T exas, 309 U. S. 631,
310 U. S. 530; L om a x v. T exa s , 313 U. S. 544; V ern on v. A labam a, 313
U. S. 547; L isen ba v. C aliforn ia , 314 U. S. 219; W a rd v. T exa s , 316 U. S.
8
principle is controlling even though the alleged confession
is not the sole basis for the conviction.3
B. The Refusal to Permit Petitioner To File a Peti
tion for A Writ of Error Coram Nobis to Raise this
Question and to Introduce Testimony in Support
Thereof At a Hearing Free from Fear Was a Denial
of Due Process.
Assuming the truth of the allegations contained in the
petition before the Supreme Court of Alabama herein
(E. 1), which assumption was effected by the state’s motion
to dismiss,4 there can be no dispute that the principle dis
cussed above is applicable to petitioner’s conviction. The
validity of this principle was recognized by the Alabama
Supreme Court (R. 17) yet permission to file application for
writ of error coram nobis was denied petitioner.
Though the common-law writ of error coram nobis was
adopted by the State of Alabama,5 6 pursuant to the mandate
of this Court contained in the case of Mooney v. Holohanf
its relief has usually been denied to petitioners seeking
hearings after conviction on alleged constitutional viola
tions occurring during trial.7
The State of Alabama has established the rule that habeas
547; A sh cra ft v. T ennessee, 322 U. S. 143; L y o n s v. Oklahom a, 322 U. S.
596; M alinski v. N ew Y o rk , 324 U. S. 401; L ee v. M ississip p i, 92 L. Ed,
—; H a ley v. Ohio, —, 92 L. Ed. —.
3 M alinski v. N ew Y ork , supra , L ee v. M ississipp i, supra.
4 “The effect of the motion to dismiss is to confess the truth of the allega
tions of the petition for the purpose of said motion.” Dissenting opinioa.
T aylor v. S tate, 32 So. (2d) 659 (R. 23).
5 Johnson v. W illiam s (1943), 13 So. (2d) 683.
6 294 U. S. 103.
1 J ohnson v. W illiam s, su p ra ; R ed os v. W illiam s (1943), 13 So. (2d)
561; E x P a rte B urns (1945), 22 So. (2d) 517; E x P a rte L ee (1946), 21
So. (2d) 147.
9
corpus will lie only where the invalidity of the judgment
appears on the face of the record of the trial.8
In Alabama the only procedure available to challenge
a judgment on the grounds of facts not appearing on the face
of the record is by means of a petition to the Supreme Court
of Alabama for leave to petition the Circuit Court where
the conviction was obtained for a writ of error coram nobis
to review the judgment.9
If the requirements for the granting of this form of relief
are so strict as to require refusal of relief in a case where
the constitutional violation is as clearly alleged as herein,
then the remedy offers “ no substantial hope of relief.” 10
As stated by this Court in discussing the “ procedural
labyrinth” obtaining in the State of Illinois:
“ . . . the remedies available there are inadequate.
Whether this is true because in fact no remedy exists,
or because every remedy is so limited as to be inade
quate, . . . is beside the point. If the federal
guarantee of due process in a criminal trial is to have
real significance, . . . it is imperative that men con
victed in violation of their constitutional rights have
an adequate opportunity to be heard in court. ’ ’ 11 (Ital
ics ours.)
No such “ adequate opportunity” for a hearing in court
has been given petitioner in this case.
The statement contained in the dissenting opinion below
accurately reflects petitioner’s position before this Court:
“ If the petitioner in his application must affirm his
innocence and make proof rebutting the implications
of guilt arising from the judgment of conviction pro
cured by use of coerced confessions before he can
s V ern on v. S ta te , 240 Ala. 577, 200 So. 560; John son v. W illiam s
supra.
9 Johnson v. W illiam s, supra.
10 M arino v. H agen , 92 L. Ed. —.
11 M arino v. H agen, supra .
10
obtain leave to file a petition for the writ of error
coram nobis to establish want of due process under
the Constitution, as the majority opinion holds, the
guarantees of the Constitution become as ‘ sounding
brass and tinkling cymbal’—mere platitudes—without
force or substance and a defendant put on the ‘ rack’
and forced to confess his guilt is without remedy or
hope.”
There was no direct conflict between the allegations
contained in the petition before the Alabama Supreme
Court and the facts of the record. At petitioner’s trial,
no proof was offered as a predicate for the introduc
tion of the alleged confession. Eather, there was merely
a lack of proof of duress because the effect of the same
coercion and intimidation used to force the confession from
petitioner still made itself felt upon him.
The petition submitted to the Alabama Supreme Court
‘ ‘ establishes on its face the deprivation of a federal right. ’ ’ 12
It is submitted that instead of offering a remedy therefor,
the Supreme Court of Alabama, through its refusal to grant
permission for the filing of an application for writ of error
coram nobis, deprived petitioner of his only avenue of relief
from this unconstitutional conviction “ without giving peti
tioner an opportunity to prove his allegations. ’ ’ 13 This
denial has deprived petitioner of relief even in the federal
courts as such courts ordinarily do not entertain habeas
corpus proceedings setting forth substantially the same
facts as have been previously brought before a state court
by writ of error coram nobis or in an habeas corpus pro
ceeding.
The Alabama Court erred in denying petitioner relief
on the grounds that some testimony appeared in the record
that the confession was voluntary and that petitioner had
12 W illiam s v. K a iser , 323 U. S. 471.
13 W illiam s v. K a iser , su p ra ; T om pkin s v. M issouri, 323 U. S. 485.
11
failed to testify at the original trial. As stated by Mr.
Justice Murphy in the case of Lee v. Mississippi, supra.
“ . . . And since our constitutional system permits
a conviction to be sanctioned only if in conformity with
those principles, inconsistent testimony as to the con
fession should not and cannot preclude the accused
from raising the due process issue in an appropriate
manner. . . . Indeed, such a foreclosure of the right
to complain ‘ of a wrong so fundamental that it made
the whole proceeding a mere pretense of a trial and
rendered the conviction and sentence wholly void,’ . . .
would itself be a denial of due process of law.”
Petitioner’s papers were sufficient to constitute a prima
facie case and require the granting of permission to apply
for the writ, followed by a hearing in substantiation of the
allegations.14
14 “Habeas corpus is a remedy available in the courts of Kansas to
persons imprisoned in violation of rights guaranteed by the Constitution
of the United States. Petitioner’s papers are inexpertly drawn, but they
do set forth allegations that his imprisonment resulted from perjured tes
timony, knowingly used by the State authorities to obtain his conviction,
and from the deliberate suppression by those same authorities of evidence
favorable to him. These allegations sufficiently charge a deprivation of
rights guaranteed by the Federal Constitution, and, if proven, would en
title petitioner to release from his present custody. They are supported
by the exhibits referred to above, and nowhere are they refuted or denied.
The record of petitioner’s conviction, while regular on its face, manifestly
does not controvert the charges that perjured evidence was used, and
that favorable evidence was suppressed with the knowledge of the Kansas
authorities. N o d eterm ination o f the v er ity o f these a llegations ap pea rs
to have been made. The case is therefore remanded for further proceed
ings. ’ P y le v. K an sas, 317 U. S. 213 (1942) (italics ours).
Whatever inference of waiver could be drawn from the petitioner’s
plea of guilty is adequately answered by the uncontroverted statement
in his position that he did not waive the right either by word or action.
J’his . . . squarely raised a question of fact . . . A defendant
who pleads guilty is entitled to the benefit of counsel, and a request . . .
is not necessary. It is enough that a defendant . . . is incapable
adequately of making his defense . . . W h eth er all th ese conditions
exist is a matter which must be determ ined) b y ev id en ce w h ere th e fa c ts
are in d ispute.” P ic e v. Olsen, 324 U. S. 786 (1945) (italics ours).
12
While the majority of this Court in the H ysler15 case
sustained the state court’s refusal to issue the order, the
case is easily distinguishable from the instant case, and
in fact the instant case falls within the offensive violations
of constitutional guarantees as outlined by Mr. Justice
Frankfurter for the majority in stating guides for decisions
of this nature. In the Hysler case, petitioner in alleging
denial of due process four years after conviction based his
claim for relief on the recantation of one of the witnesses
against him. In commenting upon this basis for petitioner’s
relief, this Court stated:
“ Hysler’s claim before the Supreme Court of Florida
was that Baker repudiated his testimony insofar as it
implicated Hysler and that he now named another man
as the instigator of the crime. Considering the fact that
this repudiation came four years after leaden-footed
justice had reached the end of the familiar trail of
dilatory procedure, and that Baker now pointed to an
instigator who was dead, the Supreme Court of Florida
had every right and the plain duty to scrutinize this
repudiation with a critical eye, in the light of its famil
iarity with the facts of this crime as they had been
adduced in three trials, . . . ”
The instant case is clearly distinguishable from the above
in that, far from presenting a collateral attack upon the
judgment of the court, petitioner alleges that he personally
was brutally beaten, intimidated and coerced by state officers
to the point of not only confessing to a crime which he did
not commit but to such a degree that the fear for his life
sealed his lips in communications with his court-appointed
attorney. In addition, petitioner in his application for
writ of error coram nobis filed at the earliest possible time
15 H ysler v. Florida , 315 U. S. 411 (1942).
13
presented the affidavits of three other persons arrested with
him, all of whom alleged substantially the same set of facts
surrounding the mistreatment accorded petitioner while in
the custody of state officers. There is no question of recan
tation of perjured testimony here but rather a request for
an opportunity to be heard for the first time at a time and
a place not permeated with fear, intimidation and threats
for one’s safety which, in itself, is the very essence of due
process.
The denial to petitioner of this opportunity for a hearing
upon his allegations constitutes reversible error requiring
remedial action by this Court.
Conclusion
The State of Alabama, while purporting to follow the
requirements of due process as set forth by this Court in
Mooney v. Holohan, supra, has by practice, effectively
denied to petitioner the very type of corrective judicial
process required by this Court.
The life of an American citizen hangs in the balance.
This Court should, in view of this, “ insist upon the fullest
measure of due process.’ ’ 16 If the petitioner is denied the
opportunity to present proof of the denial of his constitu
tional right to due process, then as stated by Justice Brown
in his dissenting opinion below:
“ Guarantees of the Constitution become as ‘ sounding
brass and tinkling cymbal’. ”
It is respectfully requested that this Court reverse the
decision of the Supreme Court of the State of Alabama 18
18 Carter v. Illinois, 329 U. S. 173.
14
denying petitioner leave to apply for a writ of error coram
nobis to the Circuit Court of Mobile County, Alabama.
T hurgood M a r sh a ll ,
N esbitt E lm o re ,
Attorneys for Petitioner.
E dward E . D udley ,
A rth u r D. S hores,
F r a n k lin H . W illiam s ,
Of Counsel.
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SUPREME EOURT OF THE UNITED STATES
OCTOBER TERM, 1948
No. 121 Miscellaneous
SAMUEL TAYLOR,
vs.
Petitioner,
TENNYSON DENNIS, W a r d e n A l a b a m a - S t a t e P e n i
t e n t i a r y , K i l b y , A l a b a m a , .
Respondent
BRIEF FOR PETITIONER
N e s b i t t E l m o r e ,
T h u r g o o d M a r s h a l l ,
Attorneys for Petitioner.
F r a n k D. R e e v e s ,
F r a n k l i n H. W i l l i a m s ,
Of Counsel.
INDEX
C a s e s C i t e d
P age
Anderson v. United States, 318 U. S. 350..................... 9
Ashcraft v. Tennessee, 322 U. S. 143............................. 6, 9
Brown v. Mississippi, 313 IT. S. 547.............................. 6, 9
Chambers v. Florida, 309 U. S. 227.............................. 6, 8
Ex parte Hawk, 321 IT. S. 114........................................ 7,10
Ex parte Quirin, 317 U. S. 1 .......................................... 7
Ex parte Taylor, 249 Ala. 667, 32 So. 2d 659............ 2, 4,16
Frank v. Mangum, 237 U. S. 309.................................... 9
Haley v. Ohio, 332 IT. S. 596.......................................... 6, 8
Holiday v. Johnston, 313 IT. S. 342............................. 7, 8, 21
House v. Mayo, 324 IT. S. 42................................... 7, 8,10,19
Lee v. Mississippi, 332 IT. S. 722.................................... 6, 8
Lisenba v. California, 314 IT. S. 219............................ 6, 9
Malinski v. New York, 324 U. S. 401............................ 6, 8
Marino v. Hagen, 332 IT. S. 561...................................... 7
McNabb v. U. S., 318 IT. S. 332...................................... 9
Mooney v. Holohan, 294 IT. S. 103................................ 7, 9
Moore v. Dempsey, 261 U. S. 86.................................... 10
Price v. Johnston, 334 IT. S. 266........................ ■ 7
Re 620 Church St. Building Corp., 299 IT. S. 24......... 8
Steffler v. United States, 319 IT. S. 38.......................... 8, 21
Taylor v. Alabama, 335 IT. S. 252 ............................... 3, 5,17
Taylor v. State, 249 Ala. 130, 30 So. 2d 256................. 2
United States v. Adams, 320 IT. S. 220......................... 7,11
Vernon v. Alabama, 313 U. S. 547................................ 6, 9
Von Moltke v. Gillies, 332 IT. S. 708............................ 7
Wade v. Mayo, 332 U. S. 672........................................ 7,10
Waley v. Johnston, 316 IT. S. 101.................................. 8,16
Walker v. Johnston, 312 U. S. 275............................. 7,12,16
Ward v. Texas, 316 U. S. 547 ........................................ 6, 9
Wells v. United States, 318 IT. S. 257............................ 8, 21
White v. Hagen, 324 IT. S. 760........................................ 7,10
White v. Texas, 310 U. S. 530........................................ 6,9
Williams v. Kaiser, 323 IT. S. 471................................ 7,11
S t a t u t e s C i t e d
Title 28, United States Code, section 1651(a)............. 8
Title 28, United States Code, sections 2241-2255....... 7,10
— 339
OCTOBER TERM, 1948
SUPREME COURT OF THE UNITED STATES
No. 121 Miscellaneous
SAMUEL TAYLOR,
vs.
Petitioner,
TENNYSON DENNIS, W a r d e n A l a b a m a S t a t e P e n i
t e n t i a r y , K i l b y , A l a b a m a ,
Respondent
BRIEF FOR PETITIONER
Opinion of Court Below
Neither the opinion of the United States District Court
for the Middle District of Alabama nor the order of the
United States Circuit Court of Appeals for the Fifth Cir
cuit has been reported officially. The District Court opin
ion appears at pages 9 and 10 of the Record and the Order
of the United States Circuit Court of Appeals appears on
page 14 of the Record.
Jurisdiction
I
The jurisdiction of this Court is invoked under Title
28 United States Code, Section 1651 (a).
The date of judgment in the United States District Court
for the Middle District of Alabama is July 7, 1948 (R. 9-10).
2
The date of the order denying a certificate of probable cause
for an appeal to the United States Circuit Court of Appeals
for the Fifth Circuit, issued by the said United States Dis
trict Court, is July 17, 1948 (R. 12). The date of the
order of the United States Circuit Court of Appeals for the
Fifth Circuit denying a petition for a certificate of prob
able cause for an appeal to that court, is July 12, 1948 (R.
14). Motion for leave to file petition for writ of certiorari
and petition for certiorari were duly presented to this
Court on September 14, 1948 and were granted by this
Court on December 13, 1948 (R. 15).
Summary Statement of Matter Involved
1 . S t a t e m e n t o f t h e C a s e
Petitioner, an ignorant Negro, nineteen years of age
at the time of his trial, was convicted of the crime of rape
and sentenced to death by electrocution by the Circuit Court
of Mobile County, Alabama on November 19, 1946. Upon
appeal, the Supreme Court of Alabama on April 24, 1947
affirmed this judgment. Taylor v. State, 249 Ala. 130, 30
So. 2d 256.
On September 18, 1947, petitioner through new counsel
petitioned the Supreme Court of Alabama for permission to
file a petition for writ of error coram nobis in the trial
court. This sworn petition with supporting affidavits
alleged that the conviction was based upon confessions
obtained through the use of force, duress and intimidation
by police officers of the state. On November 13, 1947 the
petition was denied. Ex Parte Taylor, 249 Ala. 667, 32
So. 2d 659.
Certiorari to the Supreme Court of Alabama was granted
by this Court on April 5, 1948. Taylor v. Alabama, 333
U. S. 866.
3
On June 21, 1948, this Court affirmed the judgment of the
Supreme Court of Alabama. Taylor v. Alabama, 335 U. S.
252.
On July 6, 1948, petitioner filed a petition for writ of
habeas corpus in the District Court of the United States
for the Middle District of Alabama (R. 1-5); a rule to show
cause was thereupon issued to respondent (R. 5).
On July 7, 1948 respondent filed a motion to dismiss.
(R. 8-9) On the same day the court dismissed the petition
without requiring a return, granting a hearing or taking
testimony, (R. 9-10) and immediately thereafter denied an
oral motion for a certificate of probable cause (R. 12).
Subsequently, a written petition for a certificate of prob
able cause, addressed to the United States Circuit Court
of Appeals for the 5th Circuit, filed on July 16, 1948 (R.
13) was denied by Leon McCord, one of the judges thereof
(R, 14).
On July 17, 1948, petitioner filed a written motion for
a certificate of probable cause in the District Court (R.
11) which was denied on that same date (R. 12).
Petition for certiorari was granted by this Court on
December 13, 1948. Taylor v. Dermis, Oct. Term, 1948, No.
121 Misc., — U. S. —.
2 . S t a t e m e n t o f F a c t s
The facts of the case are set out in the petition for writ of
habeas corpus (R. 1-5). It is therein alleged that peti
tioner is at the present time detained and imprisoned by
Tennyson Dennis, Warden of the Alabama State Peniten
tiary, Kilby, Alabama, under sentence of death by electro
cution by virtue of a judgment of the Circuit Court of Mo
bile County, Alabama, rendered on November 19, 1946, on
a conviction of rape; that the said judgment and conviction
was affirmed by the Supreme Court of Alabama on April 24,
4
1947, and reported at 30 So. (2d) 256; that petitioner was
arrested by police officers of the City of Prichard, Alabama,
on June 29, 1946; that he was beaten, threatened and co
erced by said officers for a period of three days until he
made a confession to a rape charge; that said confession
was later introduced in evidence on the trial of his case in
the Circuit Court of Mobile County, Alabama, but that due
to ignorance of his rights and the fear of reprisals in which
he was placed by the threats of these police officers, he failed
to mention the coerced nature of said confession to his
attorney, who was first appointed to represent him at said
trial, and that consequently no evidence as to the involun
tary nature of said confession was introduced on his behalf
in said trial.
The petitioner further alleged that after his conviction
and the affirmance of the judgment of conviction as afore
said, petitioner’s family employed new counsel to repre
sent him, which counsel discovered evidence as to the invol
untary nature of said confession and on the basis thereof
filed in the Supreme Court of Alabama a petition for leave
to file a petition for a writ of error coram nobis in the Cir
cuit Court of Mobile County, Alabama, to inquire into the
involuntary nature of said confession; that on the 13th day
of November, 1947, the Supreme Court of Alabama (one
justice dissenting) denied said petition, and further denied
without opinion an application for rehearing on December
4, 1947 (Ex Parte Taylor, 249 Ala. 667, 32 So. 2d 659).
The petition alleged that subsequently, petitioner filed a
timely application to this Court for certiorari claiming
that due process of law’ had been denied him by virtue of
the decision of the Supreme Court of Alabama in refusing
permission to petitioner to file for a wrrit of error coram
nobis in the Circuit Court of Mobile County, Alabama; that
certiorari was granted on April 5,1948 (Taylor v. Alabama,
£66); that on June 21, 1948, this Court affirmed
5
the judgment of the Supreme Court of Alabama, holding
that petitioner’s rights to due process of law had not been
violated by the action of the Supreme Court of the State of
Alabama (Taylor v. Alabama> 335 U. S. 252).
In spite of the uncontroverted allegations of the petition
for habeas corpus, the District Court dismissed said peti
tion without requiring a return or a hearing. Petitioner
has exhausted all of the judicial remedies available to him,
both in the Alabama courts and in the lower United States
courts, and has not yet obtained a hearing on the allegations
set forth in his petition for writ of habeas corpus.
Question Presented
IS A FEDERAL DISTRICT COURT JU STIFIE D , AFTER ISSUING A RULE
TO SHOW CAUSE, IN DISM ISSING AN UNCONTROVERTED PETITION
FOR HABEAS CORPUS IN T H E ABSENCE OF AN AN SW ER OR A
HEARING, W H IC H PE TITIO N SU F FIC IE N T LY ALLEGES DEPRIVA
TION BY A STATE C R IM IN A L COURT OF P E TIT IO N E R ’ S CONSTI
TUTIONAL RIGH TS, ON TH E GROUNDS T H A T TH E FACTS AS A L
LEGED TH E R E IN W ERE PREVIOUSLY HELD BY TH E ST A T E ’ S
HIGHEST COURT TO BE IN SU FFIC IE N T TO INVOKE CORAM NOBIS,
THE ONLY AVAILABLE STATE REM EDY, AND T H A T T H IS COURT
FOUND TH A T SU C H REFUSAL TO GRANT CORAM NOBIS W AS NOT
A DENIAL OF DUE PROCESS ?
Errors Relied Upon
I
The Federal District Court erred in dismissing the un
controverted petition for habeas corpus.
6
(
II
The Federal District Court erred in holding that a hear
ing on the habeas corpus petition was not required by the
United States Constitution because:
A. The same issues were inquired into by the Su
preme Court of Alabama on coram nobis proceedings
and were there found legally insufficient to warrant
relief; and
B. This Court, on certiorari, found that the proceed
ings in the Alabama Supreme Court on petitioner’s
coram nobis application were in compliance with due
process.
III
The Federal District Court and the Circuit Court of Ap
peals erred in refusing to issue a certificate of probable
cause.
Outline of Argument
I
Use by a state of a coerced confession to obtain a convic
tion for a crime is a violation of the due process clause of
the Fourteenth Amendment.
Lee v. Mississippi, 332 U. S. 722;
Haley v. Ohio, 332 U. S. 596 ;
MalinsH v. New York, 324 U. S. 401;
Ashcraft v. Tennessee, 322 U. S. 143;
Ward v. Texas, 316 U. S. 547;
Lisenba v. California, 314 U. S. 219;
Vernon v. Alabama, 313 U. S. 547;
White v. Texas, 310 U. S. 530;
Chambers v. Florida, 309 U. S. 227;
Brown v. Mississippi, 313 U. S. 547.
7
A habeas corpus proceeding in the Federal District
Court is the proper method of attacking a conviction ob
tained in a state court in violation of defendant’s constitu
tional rights, after the exhaustion of state remedies.
White v. Ragen, 324 U. S. 760;
Wade v. Mayo, 332 U. S. 672.
House v. Mayo, 324 U. S. 42;
Ex parte Hawk, 321 U. S. 114;
Mooney v. Holokan, 294 U. S. 103;
Title 28, United States Code, Sections 2241-2255.
III
The allegations of a petition for habeas corpus in Fed
eral courts must be taken as true in the absence of an an
swer or a hearing.
White v. Ragen, 324 U. S. 760;
House v. Mayo, 324 U. S. 42;
Williams v. Kaiser, 323 U. S. 471;
17. 8. v. Adams, 320 U. S. 220.
IV
The Federal District Court is under the duty to forth
with award the writ of habeas corpus, unless it appears
from the petition itself that the party is not entitled thereto.
Holiday v. Johnston, 313 U. S. 342;
Price v. Johnston, 334 U. S. 266;
Von Moltke v. Gillies, 332 U. S. 708;
Marino v. Ragen, 332 U. S. 561;
U. S. v. Adams, 320 U. S. 220;
Ex parte Quirin, 317 U. S. 1;
Walker v. Johnston, 312 U. S. 275;
Title 28, United States Code, section 2243 (then, 28
U. S. C. #461).
I I
8
Y
The prior proceedings in this case did not relieve the Dis
trict Court of its duty to afford petitioner a hearing on
the allegations of the petition for habeas corpus.
House v. Mayo, 324 U. S. 42;
Waley v. Johnston, 316 U. S. 101.
VI
This Court has jurisdiction to review by certiorari the
action of the lower Federal courts in declining leave to
appeal in this case and such review estends to questions on
the merits sought to be raised by the appeal.
Title 28, United States Code, section 1651 ( a ) ;
House v. Mayo, 324 U. S. 42;
Re 6 2 0 Church St. Building Corp., 299 U. S. 24;
Steffler v. U. S., 319 U. S. 38;
Wells v. U. S., 318 U. S. 257;
Holiday v. Johnston, 313 U. S. 342.
Argument
I
USE BY A STATE OP A COERCED CONFESSION TO OBTAIN A CONVIC
TION FOB, A CRIME IS A VIOLATION OF TH E DUE PROCESS CLAUSE
OF TH E FOURTEENTH AM ENDM ENT.
A conviction based in whole or in part upon a confession
obtained through fear, intimidation or duress deprives a
defendant of due process of law guaranteed by the United
States Constitution.1 This principle has been reiterated by
1 L ee v. M ississippi, 332 II. 8. 772; H a ley v. Ohio, 332 U. S. 596;
M alinski v. N ew Y o rk , 324 U. S. 401; Cham bers v. F lorid a , 309 U. S. 227.
9
this Court in a long line of cases,2 and is applicable both to
convictions in state 3 and Federal courts,4 whether the co
ercion was physical or mental.5
The petition for writ of habeas corpus herein set out
in detail the facts and circumstances surrounding the ob
taining of an involuntary confession from petitioner which
was subsequently used as the basis of his conviction (E.
1-5). These facts, if true, set out a violation of the due
process clause of the Fourteenth Amendment to the United
States Constitution.6
II
A HABEAS CORPUS PROCEEDING IN T H E FEDERAL DISTRICT COUBT
IS THE PROPER M ETH OD OP A TTACKIN G A CONVICTION OBTAINED
IN A STATE COURT IN VIOLATION OP D E PE N D A N T’ S CONSTITU
TIONAL RIGH TS, AFTER TH E EXH AU STION OP STATE REMEDIES
Since Frank v. Mangum, 237 U. S. 309, this Court has
recognized that habeas corpus in the federal courts is
necessary “ to safeguard the liberty of all persons within
the jurisdiction of the United States against infringement
through any violation of the Constitution,” even though
the events alleged to infringe do not appear upon the face of
the record of conviction.7
Power to issue writs of habeas corpus have been con
2 Lee v. M ississipp i, s u p ra ; H a ley v. Ohio, s u p ra ; M alinski v. N ew Y o rk ,
su pra ; A sh cra ft v. T en n essee, 322 U. S. 143; W a rd v. T exa s , 316 U. S.
547; Lisenba v. C aliforn ia , 314 U. S. 219; V ern on v. A labam a, 313 U. S.
547; W h ite v. T exa s , 310 U. S. 530; B row n v. M ississipp i, 313 U. S. 547.
3 See footnote 2, supra.
4 A nderson v. U n ited S ta tes , 318 U. S. 350; M cN abb v. U nited S ta tes ,
318 U. S. 332.
5 A nd erson v. U nited S ta tes , 318 U. S. 350; M cN abb v. U nited S ta tes ,
su pra ; W a rd v. T exa s , supra .
6 Chambers v. F lorid a , supra.
7 M oon ey v. H oloh an , 294 U. S. 103.
10
ferred upon the federal courts by statute,8 and includes the
authority to issue the writ where petitioner is detained by
state authority in violation of his constitutional rights.
This Court has limited this authority by holding that resort
to federal courts for the writ, except in extraordinary cir
cumstances,9 may be had only if all state remedies have
been exhausted.10 Where such state remedies have been
pursued to no avail, however, the defendant may petition
the federal court for habeas corpus relief, where he makes
a substantial showing of violation of his constitutional
rights by a state court.11
In the instant case, petitioner previously applied to the
Supreme Court of Alabama for leave to file a petition for
writ of coram nobis in the state trial court, setting up in
his application specific details surrounding the making of
an alleged confession which was used by the state to obtain
his conviction in the trial court. The Alabama Supreme
Court denied the permission sought and upon certiorari
this Court found that the action of the Alabama Supreme
Court was not in violation of the due process clause of the
Fourteenth Amendment. Petitioner, thus had exhausted
to no avail the only state remedy provided by Alabama
procedure and accordingly presented his petition for
habeas corpus in the District Court of the United States
for the Middle District of Alabama.
8 Title 28 United States Code, sections 2241-2265.
9 M oore v. D em p sey , 261 U. S. 86.
10 W h ite v. H agen, 324 U. S. 760; H ou se v. M a yo, 324 U. S. 42; E x parte
H aw k, 321 U. S. 114; M oon ey v. H olohan , supra.
11 W ade v. M a yo, 332 U. S. 672.
11
III
THE ALLEGATIONS OF A PETITION FOR HABEAS CORPUS IN FEDERAL
COURTS M UST BE TA K E N AS TRUE IN T H E ABSENCE OF A N A N
SWER OR A H EARING
111 the instant case, the Federal District Court dismissed
the petition for habeas corpus without requiring an answer
and without a hearing. Upon the issuance of its rule to
show cause, the Attorney General of the State of Alabama,
acting for the respondent filed a pleading characterized by
the district court as a “ motion to dismiss” the petition (R.
12). In view of this, therefore, as stated by this Court in
the case of House v. Mayo: “ Since the petition for habeas
corpus was denied without requiring respondent to answer
and without a hearing, we must assume that the petitioner’s
allegations are true. ’ ’ 12
IV
THE FEDERAL DISTRICT COURT IS UNDER TH E DU TY TO F O R TH W IT H
AWARD TH E W RIT OF HABEAS CORPUS, UNLESS IT APPEARS FROM
THE PETITION ITSELF T H A T T H E PA RTY IS NOT ENTITLED
THERETO
The act of the District Judge in issuing an order to show
cause to the Attorney General of the State of Alabama and
in thereafter dismissing the petition without an answer
or a hearing thereon constituted reversible error.
The statutes controlling the procedure to be followed
upon the filing of a petition for habeas corpus at the time
of the commencement of the present proceedings were
12 324 U. S. 42, 45; see also: W h ite v. H agen, su p r a ; S o u s e v. M a yo ,
su pra ; W illiam s V. K a iser , 323 U. S. 471; TJ. S', v. A dam s, 320 U. S. 220.
12
found in Title 28, U. S. C., Section 455 and Section 461,
which provided:
“ Allowance and Direction. The Court, or Judge to
whom such application is made shall forthwith award
a writ of habeas corpus, unless it appears from the
petition itself that the party is not entitled thereto . . .
“ Summary Hearing; Disposition of a Party. The
Court, or Justice or Judge shall proceed in a sum
mary way to determine the facts of the case by hearing
the testimony and arguments, and thereupon to dispose
of the party as law and justice require.” (Italics
ours.) 13
It thus appears that, although the Judge to whom the writ
is presented may justifiably refuse to issue the writ or to
issue an order to show cause if it appears from the petition
itself that the party is not entitled thereto, once he decides
to exercise jurisdiction by ordering the respondent to
show cause, he adjudges that the petition is sufficient.14
Having made such judicial determination, the Court was,
accordingly, under the duty to require a return or an an
swer to the order, for the purpose of ascertaining whether
or not issues of fact were involved, and, if such issues were
found, to hold a hearing thereon and dispose of the case as
law and justice require.
In the case of Walker v. Johnston, 312 U. S. 275, an order
13 Cf. new Title 28, United States Code, Section 2243: “A Court, Justice
or Judge entertaining an application for a writ of habeas corpus shall
forthwith award the writ or issue an order directing the respondent to
show cause why the writ should not be granted, unless it appears from the
application that the applicant or person detained is not entitled thereto.
The person to whom the writ or order is directed shall make a return
certifying the true cause of the detention. . . .
“The Court shall summarily hear and determine the facts, and dispose
of the matter as law and justice require.”
14H oliday v. Johnston, 313 U. S. 342, where the Court stated: “In the
present instance, moreover, the Judge, by calling on the respondent to show
cause, adjudged that in his view the petition was sufficient. . . .”
13
to show cause was issued to the respondent after the peti
tion for writ had been presented. The respondent filed an
answer with supporting affidavits and the Court proceeded
thereupon to dispose of the case upon the petition and an
swer. This Court, upon review, after setting forth that the
only acceptable procedure under the statute was to grant
the petitioner a hearing on the facts once the Court had
decided to entertain the petition, stated:
“ Nothing less (than a hearing) will satisfy the com
mand of the statute that the Judge proceed ‘ to deter
mine the facts of the case by hearing the testimony and
arguments’ ” (312 U. S. 285).
This Court further said, in commenting upon the failure of
the District Judge to grant petitioner a hearing in that case:
“ The Government properly conceived that if the
petition, the return and the traverse raise substantial
issues of fact, it is the petitioner’s right to have those
issues heard and determined in the manner the statutes
prescribe” (312 U. S. 286).
The District Judge, herein by issuing the rule to show
cause, indicated his determination that the petition was suf
ficient ; accordingly, his own judicial act shows that this case
does not come within the exception of Title 28, U. S. C., Sec
tion 555,15 providing that the writ shall forthwith be awarded
“ unless it appears from the petition itself that the party is
not entitled thereto.” The respondent, instead of filing an
answer denying the allegations of fact in the petition, or of
filing a return setting out the true cause of the detention,
filed his pleading making a special appearance “ without
admitting even for the purpose of argument the allegations
of the petition” (R. 8-9). The District Judge, therefore,
did not have discretion to refuse to issue the writ, or to
lo Presently Title 28, United States Code, Section 2243.
14
require an answer to the order to show cause or to hold a
hearing on the merits of the uncontroverted petition, after
having found it was sufficient to justify the issuance of the
order to show cause.
y
T H E PRIOR PROCEEDINGS IN TH IS CASE DID NOT RELIEVE THE
DISTRICT COURT OP ITS DUTY TO AFFORD PETITIONER A HEARING
ON TH E ALLEGATIONS OF TH E PETITION FOR HABEAS CORPUS
In its order granting respondent’s motion to. dismiss the
petition for writ of habeas corpus filed herein, the District
Judge stated the following reason for his action.
“ The court is of the opinion that the identical issues
sought to. be raised by the allegations of the petition
have been raised in the Supreme Court of Alabama in
coram nobis proceedings by this petitioner; the court
further finds that those issues were inquired into by
the Supreme Court of Alabama and for reasons and
upon proof satisfactory to the State Supreme Court
relief was denied to the petitioner; further that the said
judgment of the Supreme Court of Alabama was af
firmed by the Supreme Court of the United States, and
said United States Supreme Court having found that
the remedy afforded petitioner in the State Supreme
Court was in compliance with the Fourteenth Amend
ment to the United States Constitution,
“ In the exercise of its discretion to grant or refuse
the writ of habeas corpus, this court has given weight
to the judgments, opinions, and the matters referred
to in the opinions of the Supreme Court of Alabama
and of the United States Supreme Court in this case,
and this court is of the opinion that in view of said
opinions and judgments, and the history of said case
that a further hearing is not required by the Constitu
tion of the United States” (R. 9-10).
Actually, neither in the coram nobis proceedings in the
Supreme Court of Alabama, nor in the review of said pro
15
ceedings by the United States Supreme Court has there been
a hearing and determination of the issues sought to be raised
in the habeas corpus petition before the District Court.
In the coram nobis proceedings in the Supreme Court of
Alabama, the petitioner sought leave to file the said petition
for writ of error coram nobis in the trial court to inquire into
the legality of his conviction on the grounds that his trial,
conviction and sentence in said trial court were based upon
an alleged confession obtained from him by the use of force,
fear and intimidation threatened and inflicted upon him
and that, by reason of fear occasioned by threats made
against him, he did not inform his attorney first appointed
by the court of the involuntary nature of the said alleged
confession, nor did he object to its introduction in evidence
at the trial. This petition was supported by affidavits which
were attached and submitted therewith.
The State of Alabama moved to dismiss the petition,
attaching affidavits and exhibits to this motion. The Su
preme Court of Alabama, one justice dissenting, without
hearing denied leave to file the petition.
Although the Supreme Court of Alabama considered and
analyzed the affidavits and exhibits submitted by petitioner
and the State in denying the application for leave to file
the petition for writ of error coram nobis, the petitioner
was never afforded a hearing upon the issues which would
have been raised if leave had been granted to file in the trial
court.
It was error for the District Court herein to measure the
availability of habeas corpus under federal procedure by
the same standards as were applied to coram nobis by the
Alabama Supreme Court. The coram nobis petition was
denied by the Alabama Supreme Court on two grounds:
(1) that the allegations thereof lacked the probability of
16
truth,16 and (2) that the evidence apart from the alleged
coerced confession was sufficient to sustain the conviction
and that petitioner had presented no meritorious defense
thereto.17 In commenting upon the requirements for
coram nobis, the Alabama Supreme Court, after discussing
the fact that petitioner’s conviction had not rested alone
upon the alleged coerced confession stated:
‘ ‘ The court should also hear in mind this writ is only
due to be granted where it is made clearly to appear
that petitioner has a valid defense.” 18
Clearly, no such strict requirements are necessary for
relief by habeas corpus in a federal court and the giving of
“ controlling weight” to the judgment and opinion of the
Supreme Court of Alabama was reversible error. As
stated by this Court in a recent case: “ Habeas corpus is
presently available for use by a district court within its
recognized jurisdiction whenever necessary to prevent an
unjust and illegal deprivation of human liberty.” (Italics
ours.)19
This Court in its review of the decision of the Supreme
Court of Alabama, specifically refrained from adjudicating
the merits of petitioner’s case. The Court stated in its
opinion: “ The question in this case is whether the State of
Alabama deprived the petitioner of due process of law . . . * 316
" \ Gm**
/ T aylor, 249 Ala. 667, 32 Ko, 2d 659; # . W a ley v. Johnston,
316 U. S. 101, 104, where this Court -ss&li “True, petitioner’s allegations
m the circumstances of this case may tax credulity. But in view of their
specific nature, . . . and the failure of respondent to deny . . .
them specifically, we cannot say that the issue was not one calling for a
hearing within the principles laid down in W a lk er v. J oh n ston , 312 U. S.
-i75, 85 L. Ed. 830, 61 S. Ct. 574. . . . If the allegations are found
to be true, petitioner’s constitutional rights were infringed.”
11 Cf. M alinski v. Neu> Y ork , supra, and authorities cited under Point I.
18 E x p a rte T aylor, supra.
10 W ad e v. M ayo, supra.
17
when the Supreme Court of that State denied him permis
sion to file a petition for writ of error coram nobis”
(.Taylor v. Alabama, 335 U. S. 252).
A close analysis of the majority opinion reveals that the
Court was concerned primarily with two questions. First,
whether or not Alabama procedure for coram nobis consti
tuted due process of law under the Fourteenth Amendment
and the case of Mooney v. Holohan, supra; and second,
whether or not the denial of the petition by the Alabama
court constituted such an arbitrary action as to amount to
a deprivation of due process.
In its opinion, this Court discussed the merits of petition
er’s claims but it is important to note that this discussion
was for the sole purpose of ascertaining whether or not the
Alabama Supreme Court’s action was arbitrary. Immedi
ately prior to discussing the merits, this Court stated:
“ The issue before us is not the issue which would
have faced the trial court in the event that the Supreme
Court of Alabama had granted permission to the pe
titioner to file his petition for writ of error coram
nobis in that court. The proceeding here is not even a
review de novo, of the merits of the request made to the
Supreme Court of Alabama. The issue before us is
limited to a determination of whether, under all the
circumstances, the action of the Supreme Court of
Alabama . . . not merely had committed error
but had deprived the petitioner of life or liberty with
out due process of law” (Taylor v. Alabama, 335 IT. S.
252, 261-262).
The Court then proceeded to discuss the merits of the
petition for the purposes set forth above. Immediately fol
lowing its discussion of the merits, the Court stated:
“ For these reasons we conclude . . . that the denial by
the Supreme Court of Alabama of the permission thus
sought by the petitioner . . . was not, under all the
18
circumstances, such an arbitrary action as in itself
to amount to a deprivation of due process of law.”
This analysis of the Court’s opinion is substantiated
by the concurring opinion by Mr. Justice Frankfurter
who stated that since he cannot deem the Alabama court’s
mode of reasoning as “ unsustainable in reason,” he is not
entitled to reject it and therefore agrees with the majority
opinion. But he further stated: “ There is not now before
us any right that the petitioner may have under the Judicial
Code to bring an independent habeas corpus proceeding in
the District Court of the United States.”
The dissenting opinion by Mr. Justice Murphy also sub
stantiated the analysis of the majority opinion and con
cluded with this observation:
“ Fortunately, this Court has not yet made a final
and conclusive answer to petitioner’s claim. All that
has been decided here is that the Supreme Court of
Alabama did not err in declining to permit him to file a
petition for writ of error coram nobis in the Alabama
courts. Nothing has been held which prejudices pe
titioner’s right to proceed by way of habeas corpus
in a federal district court now that he has exhausted
his state remedies. He may yet obtain the hearing
which Alabama has denied him” (335 U. S. 279-280).
The aspects of the present petition were not unlike those
in the case of Waley v. Johnston?0 where this court on
certiorari reviewed a district court’s denial of a writ for
habeas corpus on the ground that an earlier decision of
the trial court denying petitioner’s application for a writ
of coram nobis was res judicata; this Court stated in its
opinion:
‘ ‘ The earlier application was denied for insufficiency
upon its face and without a hearing. There is thus no
basis for the holding of the district court that the 20
20 316 U. S. 101.
19
denial is res judicata of the present petition.” (316
U. S. 101, 105)
As argued above the Alabama Supreme Court denied
petitioner’s coram nobis application because of its insuffi
ciency upon its face and without a bearing. Consequently,
the present case comes within the principle thus laid down
in the Waley case.
In House v. Mayo, 324 U. S. 42, the procedural issues
involved were substantially the same as those here pre
sented. There, as here, the district coui't was of the opinion
that “ petitioner has had a full, complete, and competent
consideration and decision in the Supreme Court of Florida
of all the various matters here sought again to be pre
sented,” and was of the opinion that a denial by this Court
of a petition for certiorari, filed here after the denial by
the Florida Supreme Court of one of the applications for
habeas corpus was an expression “ of the opinion that
no meritorious question is presented by the matters of
which petitioner here complains.”
This Court puts its decision in the House case, granting-
certiorari, reversing the order of the Court of Appeals and
judgment of the District Court, and remanding the case to
the District Court, upon the following grounds:
“ But as we have often said, a denial of certiorari
by this Court imports no expression of opinion upon
the merits of a case. (Cases cited) It is true that
where a state court has considered and adjudicated the
merits of a petitioner’s contentions, and this Court
has either reviewed or declined to review the state
court’s decision, a federal court will not ordinarily re
examine upon writ of habeas corpus the questions thus
adjudicated, (cases cited) But that rule is inapplica
ble where, as here, the basis of the state court decision
is that the particular remedy sought is not one allowed
by state law, for in such a case this Court lacks juris
diction to review the decision (cases cited)”
20
In the instant case we submit that the rule stated above
also is inapplicable in that, by its denial of the coram nobis
proceedings, the Supreme Court of Alabama made un
available to petitioner a consideration and adjudication
of the merits of his contentions. Such a consideration and
adjudication could be afforded only by the hearing and de
termination in the trial court of the merits of petitioner’s
allegations, which hearing and determination became un
available to petitioner by denial of his application for
coram nobis proceedings.
Further, it would appear that this Court’s previous
judgment in the instant case, contrary to the effect imputed
to it by the District Court, specifically removed the case
from application of the rule when it stated: “ The issue
before us is not the issue which would have faced the trial
court in the event that the Supreme Court of Alabama had
granted permission to the petitioner to file his petition
for writ of error coram nobis in that court. The proceed
ing here is not even a review, de novo, of the merits of the
request made to the Supreme Court of Alabama.”
Therefore, we conclude, as did this Court in the House
case:
“ The decision of the district court is thus not sup
ported by the grounds assigned for it, and should have
been reversed by the court of appeals.” 21
21 324 U. S. 42, 48.
2 1
VI
T h is c o u r t h a s j u r i s d i c t i o n t o r e v i e w b y c e r t i o r a r i t h e
ACTION OF TH E LOW ER FEDERAL COURTS IN DECLINING LEAVE TO
APPEAL IN T H IS CASE AN D SUCH REVIEW EXTENDS TO QUESTIONS
ON THE M ERITS SOUGHT TO BE RAISED BY T H E APPEAL
In view of the errors committed by the Federal District
Court herein, the Circuit Court of Appeals and the District
Court were under an obligation to issue to petitioner a cer
tificate that probable cause for an appeal exists. Both courts
refused such certificate (R. 12, 14) and this refusal may
properly be reviewed by this Court upon certiorari.
Title 28 United States Code, section 1651(a) 22 pro
vides in part that this Court may issue “ all writs necessary
or appropriate” in aid of its jurisdiction. In interpreting
this provision, this Court has held that it extends to a
review of lower federal court proceedings of the type that
obtained in this case.23
In the case of House v. Mayo, supra, a petition for habeas
corpus in the United States District Court was denied with
out a return or a hearing and a certificate of probable
cause for an appeal to the Circuit Court of Appeals was
likewise denied both by the district and circuit courts.
Petitioner thereafter applied to this Court for writ of
certiorari to review the action of the lower federal courts.
This Court, under section 262 of the United States Code 24
granted a writ of certiorari to review the action of the Court
of Appeals in declining to allow an appeal to it. This Court
stated that their review extended not only to a determina
22 Formerly 28 United States Code, section 262.
23 H ouse v. M a yo , s u p ra ; B e 620 Church St. B u ilding C orp ., 299 U. S.
24; Steffler v. U. S ., 319 U. S. 38; W ells v. U. S ., 318 U. S. 257; H olida y
v. Johnston, 313 U. S. 342.
24 Presently Title 28 United States Code, section 16518.
22
tion of whether the Circuit Court of Appeals abused its
discretion in refusing to allow the appeal hut extended also
to “ questions on the merits sought to be raised by the
appeal.” 25
The procedure in the instant case was substantially iden
tical with that in the House case and accordingly the present
proceedings are within the jurisdiction of this Court.
Conclusion
To date, petitioner has unsuccessfully sought a hearing
at which he could present evidence in support of his con
tentions that his conviction and detention are in violation
of the Federal Constitution. As required by the procedure
in the Federal courts, he exhausted all state remedies avail
able to him without securing a hearing. This Court re
viewed the procedure by which petitioner had unsuccess
fully sought a hearing and found that the procedure did
not violate the Fourteenth Amendment. The United States
District Court has, by an ironic twist of reasoning, found
that the very procedures which the petitioner was required
to follow before applying to the District Court for a writ
of habeas corpus have deprived petitioner of his right to
a hearing in the federal courts.
The record is plain that petitioner has had no hearing
on the merits and whatever the pre-conceived notion of
the District Judge as to the validity of petitioner’s conten
tions, no prior refusal of a state court to grant petitioner
a hearing upon the same issue could relieve the District
Court of its duty to inquire into the merits for itself.
This Court must once more reaffirm the fundamental role
of the writ of habeas corpus in the scheme of human liberty
by establishing that a federal district court may not refuse
25 H ou se v. M a yo, supra , H olid a y v. J ohnston , su pra , S teffler v. V ■
23
to make an independent investigation into the merits of a
petition with the excuse that a state court has found the
claim of right so insubstantial as not to require a hearing.
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IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1948
NO. 121 MISCELLANEOUS
SAMUEL TAYLOR,
Petitioner
VS.
TENNYSON DENNIS, WARDEN,
ALABAMA STATE PENITENTIARY,
KILBY, ALABAMA,
Respondent
BRIEF AND ARGUMENT
IN OPPOSITION TO PETITION FOR
WRIT OF CERTIORARI
A. A. CARMICHAEL
Attorney General
BERNARD F. SYKES
Assistant Attorney General
Counsel for Respondent
I N D E X
SUBJECT INDEX
Page
Opinions of the Court Below................................... 1
Jurisdiction..................................................................... 2
Statement of the Case................................................... 3
Brief and Argument....................................................... 4
I. On habeas corpus proceedings, the petition
includes those facts of which the court may
take judicial cognizance..... ..........................;... 4
II. It is not improper for a federal district court
to issue a rule to show cause when petition
for writ of habeas corpus is filed... ........ ........... 5
111. Where a state court has considered and ad
judicated the merits of a petitioner’s conten
tions, and the United States Supreme Court
has reviewed the state court’s decision, a
federal court will not ordinarily re-examine
upon writ of habeas corpus the questions thus
adjudicated ...................................................... 5
It is not the function or purpose of habeas
corpus proceedings to serve as an appeal or
writ of error, nor to retry issues of fact or
law previously adjudicated............................... 5
IV. Although the doctrine of res judicata does
not apply in habeas corpus cases, the district
judge may exercise his discretion and give
controlling weight to prior proceedings........... 6
Argument ...................................................................... 7
Conclusion .................................................................... 18
Certificate................................................................... 18
i
TABLE OF CASES AND STATUTES CITED
Page
Andersen v. Treat,
172 U. S. 24, 29, 31, 43 L. Ed. 351..........................5, 7
Beard v. Bennett,
114 F. 2d 578............. .............................................. 5, 7
Cramer v. Washington,
168 U. S. 124, 42 L. Ed. 407....................................5, 7
Dorsey v. Gill,
148 F. 2d 857, cert. den. 325 U. S. 890
89 L. Ed. 2003, 65 S. Ct. 1580. ........................ .....I...6, 14
Glasgow v. Mayer,
225 U. S. 420, 429, 32 S. Ct. 753,
56 L. Ed. 1147.................. .....................................6, 14
Harlan v. McGowin,
218 U. S. 442, 54 L. Ed. 1101,
31 S. Ct. 44, 21 Ann. Cas. 849................................6, 14
Hawk, Ex Parte,
321 U. S. 114, 88 L. Ed. 572......................6, 11, 12, 14
House v. Mayo,
324 U. S. 42, 89 L. Ed. 739,
65 S. Ct. 517.... .............. ..... .... ............. 3, 6, 12, 13, 14
Hysler v. Florida,
315 U. S. 411, 86 L. Ed. 932,
62 S. Ct. 688............................. .................... .......14, 16
Lincoln, Re James,
202 U. S. 178, 50 L. Ed. 984,
26 S. Ct. 602.......................................................... 6, 14
Mooney v. Holohan,
294 U. S. 103, 111, 79 L. Ed. 791, 793...................... 5, 8
ii
Rookard v. Huff,
145 F. 2d 708....................................... .................... • 5
Salinger v. Loisel,
265 U. S. 224, 68 L. Ed. 989..................................6, 16
Slaughter v. Wright,
135 F. 2d 613....................... ,................................... 5, 7
Taylor, Ex Parte. Taylor v. State,
249 Ala. 667, 32 So. 2d 659................................ 2, 3, 10
Taylor v. Alabama,
Supreme Court of the United
States, No. 721, October Term,
1947, rendered June 21, 1948,
92 L. Ed. 1394.......................... 2, 3, 9, 11, 12, 13, 14, 16
Taylor v. State,
249 Ala. 130, 30 So. 2d 256........................ ............. 2, 3
Walker v. Johnson,
312 U. S. 275, 85 L. Ed. 830 .................................... 5, 8
Wells v. United States,
318 U. S. 257, 87 L. Ed. 746....................................5, 7
White v. Ragen,
324 U. S. 760, 89 L. Ed. 1353................................6, 12
Wong Doo v. United States,
265 U. S. 239, 68 L. Ed. 999................................6, 17
Yarbrough, Ex Parte,
110 U. S. 651, 653, 28 L. Ed. 274............................5, 8
United States Code Annotated,
Title 28, Section 1651(a).:.................................... 2
Page
iii
IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1948
NO. 121 MISCELLANEOUS
SAMUEL TAYLOR,
Petitioner
VS.
TENNYSON DENNIS, WARDEN,
ALABAMA STATE PENITENTIARY,
KILBY, ALABAMA,
Respondent
BRIEF AND ARGUMENT
IN OPPOSITION TO PETITION FOR
WRIT OF CERTIORARI
I.
OPINIONS OF THE COURT BELOW
We do not find that the opinion or judgment of
the United States District Court for the Middle Dis
trict of Alabama, Northern Division, rendered on July
1948, has been officially reported. Neither do we
find that the order of the United States Circuit Court
of Appeals made on July 16, 1948, has been officially
reported. We are informed that copies of the following
are in the record:
1. Judgment and opinion of District Court dismiss
ing petition for habeas corpus dated July 7,
1948.
2. Order of District Court denying certificate of
probable cause dated July 17, 1948.
3. Order of Judge of United States Circuit Court
of Appeals (C. C. A. 5th) denying petition for
certificate of probable cause dated July 16, 1948.
Opinions rendered prior to this proceeding are re
ported as follows:
Taylor v. State, 249 Ala. 130, 30 So. 2d 256, affirm
ing conviction for rape.
Ex parte Taylor. Taylor v. State, 249 Ala. 667, 32
So. 2d 659, denying leave to petition for writ of
error coram nobis.
Taylor v. Alabama, Supreme Court of the United
States, No. 721, October Term, 1947, rendered June
21, 1948, 92 L. Ed. 1394, affirming coram nobis
proceedings, supra.
II.
JURISDICTION
The petitioner has applied for writ of certiorari
from this Court under provisions of Title 28, U. S. C. A.,
Section 1651(a), to review the judgment of the United
States District Court for the Middle District of Alabama,
Northern Division, rendered July 7, 1948, dismissing
petitioner’s petition for writ of habeas corpus, and the
order of said District Court made on July 17, 1948, deny
ing a certificate of probable cause for appeal; also to
review the order made July 16, 1948, by a judge of the
United States Circuit Court of Appeals, Fifth Circuit,
denying a certificate of probable cause for appeal. See
2
House v. Mayo (1944), 324 U. S. 42, 89 L. Ed. 739, 65
S. Ct. 517, rehearing denied 324 U. S. 886, 89 L. Ed. 1435,
65 S. Ct. 689.
III.
STATEMENT OF THE CASE
Petitioner, Samuel Taylor, was convicted in the Cir
cuit Court of Mobile County, Alabama, for rape. He
appealed to the State Supreme Court where his con
viction was affirmed. Taylor v. State, 249 Ala. 130, 30
So. 2d 256. Taylor then applied to the State Supreme
Court for leave to petition the trial court for a writ of
error coram nobis, alleging for the first time that a
confession used in evidence at his trial was obtained by
force. The State Supreme Court denied leave to file
a petition in the trial court. Ex parte Taylor. Taylor v.
State, 249 Ala. 667, 32 So. 2d 659. On said coram nobis
proceedings in the Supreme Court of Alabama, the peti
tioner submitted three affidavits in support of his peti
tion alleging that the confession was obtained by force.
The State, in opposition to this evidence, presented eight
photographs of petitioner’s body showing that petitioner
was not mistreated at the time of the confession. The
Alabama Supreme Court, in considering this evidence,
together with other facts contained in the trial record,
which contradicted petitioner’s allegations of an involun
tary confession, found that petitioner’s allegations
(1) did not contain the probability of truth,
and
(2) were unreasonable.
On certiorari, the United States Supreme Court affirmed
the decision of the State Supreme Court. Taylor v. Ala-
3
bama, No. 721, October Term, 1947, decided June 21,
1948. — _ U. S.------, 92 Ed. 1394.
Taylor then filed petition for writ of habeas corpus
in the United States District Court. The allegations of
this petition were substantially the same, if not identical,
with the allegations in his former petition for writ of
coram nobis. The petition was dismissed on motion of
the State (representing the respondent, Warden of Kilby
Prison). The grounds for dismissing the petition are
stated in the judgment and opinion of the District Court
dated July 7, 1948 (District Court Record). Certificate
of probable cause for appeal was denied by the District
Court, and later by a judge of the Fifth Circuit Court
of Appeals.
Petitioner applied for certiorari in the United States
Supreme Court to review:
1. The dismissal of his petition for habeas corpus
in the District Court.
2. The denial of a certificate of probable cause by
said District Court and the Circuit Court of
Appeals.
The United States Supreme Court granted certiorari
on December 13, 1948.
BRIEF AND ARGUMENT
I.
On habeas corpus proceedings, the petition includes
those facts of which the court may take judicial cog
nizance. ,
4
Cramer v. Washington,
168 U. S. 124, 42 L. Ed. 407.
Andersen v. Treat,
172 U. S. 24, 29, 31, 43 L. Ed. 351.
Wells v. United States,
318 U. S. 257, 87 L. Ed. 746.
Rookard v. Huff,
145 F. 2d 708.
Slaughter v. Wright,
135 F. 2d 613.
Beard v. Bennett,
114 F. 2d 578.
II.
It is not improper for a federal district court to
issue a rule to show cause when petition for writ of
habeas corpus is filed.
Walker v. Johnson,
312 U. S. 275, 85 L. Ed. 830.
Ex Parte Yarbrough,
110 U. S. 651, 653, 28 L. Ed. 274.
Mooney v. Holohan,
294 U. S. 103, 111, 79 L. Ed. 791, 793.
III.
Where a state court has considered and adjudicated
the merits of a petitioner’s contentions, and the United
States Supreme Court has reviewed the state court’s
decision, a federal court will not ordinarily re-examine
upon writ of habeas corpus the questions thus adjudi
cated.
5
House v. Mayo, : ’/ . ’"1;
324 U. S. 42, 89 L. Ed. 739, 65 S. Ct. 517.
White v. Ragen,
324 U. S. 760, 89 L. Ed. 1353.
Ex Parte Hawk,
321 U .S. 114, 88 L. Ed. 572.
It is not the function or purpose of habeas corpus
proceedings to serve as an appeal or writ of error, nor
to retry issues of fact or law previously adjudicated.
Glasgow v. Mayer, ...■
225 U. S. 420, 429, 32 S. Ct. 753, 56 L. Ed 1147.
Re James Lincoln,
202 U. S. 178, 50 L. Ed. 984, 26 S. Ct. 602.
Harlan v. McGowin,
218 IT. S. 442, 54 L. Ed. 1101, 31 S. Ct. 44,
21 Ann. Cas. 849.
Dorsey v. Gill,
148 F. 2d 857, cert. den. 325 U. S. 890,
89 L. Ed 2003, 65 S. Ct. 1580.
IV.
Although the doctrine of res judicata does not apply
in habeas corpus cases, the district judge may exercise
his discretion and give controlling weight to prior pro
ceedings.
Salinger v. Loisel, v ;
265 U. S. 224, 68 L. Ed. 989. *■ -
Wong Doo v. United States,
265 U. S. 239, 68 L. Ed. 999. y
6
L
When the petition for writ of habeas corpus was
filed in the District Court, it could not be considered
solely on the allegations included on the face of the
petition. Besides those allegations reciting that peti
tioner was convicted by the use of an involuntary con
fession, and that he failed to disclose such alleged facts
because of ignorance, are the further allegations reciting
prior proceedings in the case including:
1. A trial in the Circuit Court of Mobile County,
Alabama.
2. An appeal to the Supreme Court of Alabama.
3. Coram nobis proceedings in the Supreme Court
of Alabama.
4. A review of said coram nobis proceedings by
the United States Supreme Court.
Since these prior proceedings in the same case are
referred to in the petition itself, the District Court could
consider the record and opinions in such prior proceed
ings. Cramer v. Washington, 168 U. S. 124, 42 L. Ed. 407.
The District Court was authorized to take judicial cog
nizance of all prior proceedings. Anderson v. Treat, 172
U. S. 24, 43 L. Ed. 351; Wells v. United States, 318 U. S.
257, 87 L. Ed. 746; Beard v. Bennett, 114 F. 2d 578;
Slaughter v. Wright, 135 F. 2d 578.
In considering the action of the District Court, there
fore, it should be kept in mind that the court was cog
nizant of all prior proceedings in the case.
II.
When a petition for writ of habeas corpus is filed
in a district court, it is permissible for the court to
A R G U M E N T
7
issue a rule to show cause instead of issuing the writ
forthwith. Walker v. Johnson, 312 U. S. 275, 85 L. Ed.
830; Ex Parte Yarbrough, 110 U. S. 651, 28 L. Ed. 274;
Mooney v. Holohan, 294 U. S. 103, 79 L. Ed. 791.
In Walker v. Johnson, supra, it was stated:
“Since the allegations of such petitions are often
inconclusive, the practice has grown up of issuing
an order to show cause, which the respondent may
answer. By this procedure the facts on which the
opposing parties rely may be exhibited, and the
court may find that no issue of fact is involved.
In this way useless grant of the writ with conse
quent production of the prisoner and of witnesses
may be avoided where from undisputed facts or
from incontrovertible facts, such as those recited in
a court record, it appears, as a matter of law, no
cause for granting the writ exists.........This practice
has long been followed by this court and by the
lower courts.”
The procedure adopted by the District Court in
issuing a rule to show cause was not without precedent.
III.
Where a state court has considered and adjudicated
the merits of a petitioner’s contentions, and the United
States Supreme Court has reviewed the state court’s
decision, a federal court will not ordinarily re-examine
upon writ of habeas corpus the questions thus adjudi
cated.
It is not intended here to argue that the doctrine
of res judicata applies in habeas corpus cases. Neither
do we intend to argue that the Federal District Court
8
was without jurisdiction to hear and determine this case.
On the contrary, we do argue that in exercising a sound
discretion, the District Court did not abuse such discre
tion in giving controlling weight to the prior proceedings
in this case and in dismissing the petition for habeas
corpus.
The allegations in the petition for writ of habeas
corpus in the District Court were substantially the same
allegations appearing in the prior petition to the Supreme
Court of Alabama in coram nobis proceedings. Both
petitions alleged in substance (1) that Taylor was con
victed on the basis of a confession, (2) that the confes
sion was obtained by force, and (3) that because of
ignorance Taylor failed to disclose the facts to his trial
counsel. (See District Court Record.) It should be
added that, in the prior petition for coram nobis in the
State Supreme Court, there were included the further
allegations that, during the entire time of the trial and
imprisonment, petitioner failed to disclose the fact of
his mistreatment, not only because of ignorance but also
because of fear of further reprisals. These specific alle
gations, together with an allegation concerning perjured
testimony, which this Court found to be unsupported
(Taylor v. Alabama, No. 721, October Term, 1947), were
deleted from the petition filed in the District Court.
When this petition for habeas corpus was filed, it
appeared from the face of the petition that there had
been prior proceedings, coram nobis proceedings, in the
State Supreme Court. The petition itself shows that
Taylor had already presented the same grounds to the
State Supreme Court and that the United States Supreme
Court had affirmed the State Supreme Court’s denial of
relief. Under such circumstances, the District Court
issued a rule to show cause why the writ of habeas corpus
should not issue. We have shown that this procedure is
not improper (respondent brief, p. 6, 7).
9
In response to the rule to show cause, the respondent
filed a motion in the nature of a plea of res judicata.
The motion simply called on the District Judge to take
judicial cognizance of prior proceedings, to consider the
results and findings of the prior proceedings in exer
cising his discretion to grant or refuse the discharge of
Taylor. The District Judge decided to give controlling
weight to the prior proceedings and refused to discharge
the petitioner.
We contend that the District Court did not err in
dismissing the petition. The District Court was presented
with the same allegations which had been presented to
the State Supreme Court. The State Court had already
held a hearing on the merits. At that hearing, counsel
had the opportunity to be heard. Petitioner’s counsel
submitted affidavits as proof in support of the allega
tions of his petition for coram nobis while the State
introduced proof, consisting of photographs, in opposi
tion to the allegations of the petition. The State Supreme
Court, in considering the coram nobis case, referred to
the trial record for further facts. There was nothing
to prevent petitioner in that proceeding from presenting
the State Court with more proof or evidence supporting
the allegations of his petition.
As to the allegations in the petition for coram nobis,
the Alabama Supreme Court concluded that “ . . . the
averments of the petition are unreasonable and that
there is no probability of truth contained therein . . .”
Ex Parte Taylor. Taylor v. State, 249 Ala. 667, 32 So. 2d
659. After a full review of this State decision, the
United States Supreme Court held that:
1. Alabama did not deprive petitioner of due process
of law in this case.
10
2. Alabama coram nobis procedure is adequate and
constitutes due process of law in this case (Taylor
■ v. Alabama, No. 721, October Term, 1947).
Clearly, the opinion of the United States Supreme
Court decided that Taylor was not held by Alabama in
violation of his rights under the due process clause of
the Constitution. Bjr what process of reason could the
District Judge decide otherwise?
In the case of Ex Parte Hawk, 321U. S. 114, 88 L.
Ed. 572, it was stated:
; “Where the state courts have considered and
adjudicated the merits of his contentions, and this
court has either reviewed or declined to review the
state court’s decision, a federal court will not ordi
narily re-examine upon writ of habeas corpus the
questions thus adjudicated. Salinger v. Loisel, 265
U. S. 224, 230-232, 68 L. Ed. 989, 996, 997, 44 S. Ct.
519. But where resort to state court remedies has
failed to afford a full and fair adjudication of the
federal contentions raised, either because the state
affords no remedy, see Mooney v. Holohan, supra
(294 U. S. 115, 79 L. ed. 795, 55 S. Ct. 340, 98
A. L. R. 406), or because in the particular case the
remedy afforded by state law proves in practice
unavailable or seriously inadequate, cf. Moore v.
Dempsey (261 U. S. 86, 67 L. Ed. 543, 43 S. Ct. 265);
Ex parte Davis, 318 U. S. 412, 87 L. ed. 868, 63 S. Ct.
679, a federal court should entertain his petition for
habeas corpus else he would be remediless. In such
a case he should proceed in the federal district court
before resorting to this Court by petition for habeas
corpus.” ' ,
Although the Hawk case, supra, was decided on the
grounds that the petitioner had not exhausted his state
11
remedies, the above rule states that federal courts, on
habeas corpus proceedings involving state prisoners, re
examine questions adjudicated only in two instances:
(1) Where there is no state remedy. (2) Where the
state remedy is unavailable or inadequate.
This Court, in Taylor v. Alabama, supra, excluded
both of those instances. Taylor was not denied relief
by Alabama because there was no remedy—-the remedy
of coram nobis was open to him. He was not denied
relief because this remedy was inadequate—it was held
to be adequate. He was denied relief because he could
not convince the Alabama court that he alleged true facts.
Relief was denied to Taylor not because of an infirmity
in Alabama remedies, but because of infirmities in Tay
lor’s allegations.
If the rule announced in Ex Parte Hawk, supra, is
followed, the District Court did not err in refusing to
re-examine the issues.
The rule was restated in White v. Ragen, 324 U. S.
760, 89 L. Ed. 1353, as follows:
“If this Court denies certiorari after a state
court decision on the merits, or if it reviews the
case on the merits, a Federal district court will not
usually re-examine on habeas corpus the questions
thus adjudicated.”
The case of House v. Mayo, 324 U. S. 42, 89 L. Ed.
739, 65 S. Ct. 517, rehearing denied 324 U. S. 886, 89 L.
Ed. 1435, 65 S. Ct. 689, bears a close analogy to the
present case. In that case, House, a state prisoner, ap
plied for habeas corpus in a United States district Court
after the state courts had denied relief on application
for habeas corpus and coram nobis and after the United
12
States Supreme Court had denied certiorari without
opinion.
The District Court did not require a return and
dismissed the petition without a hearing holding that
the State Supreme Court had given consideration to the
issues raised by the petition; further that the United
States Supreme Court, in denying certiorari, indicated
that no meritorious question was presented. As in the
present case, certificate of probable cause was denied.
When this Court reversed the ruling of the District
Court on certiorari, it pointed out that the decision of
the District Court was not supported by the grounds
assigned for it. This Court found that the State Court
dismissed both habeas corpus and coram nobis proceed
ings without considering the merits and because the state
remedy sought was not the appropriate one under state
law.
In the case now before this Court, the decision of
the Alabama Supreme Court was on the merits after a
hearing and the consideration of evidence. Taylor’s
petition for coram nobis was not denied because it was
not the appropriate one under state law, but because
the State Court found that said petition did not contain
a probability of truth.
In the present case, therefore, the District Court’s
decision is supported by the grounds assigned, namely,
that the issues have been decided.
Neither can it be said that the District Court gave
undue weight to the opinion of this Court in Taylor v.
Alabama, supra, for that was a decision on the merits
and unlike the mere denial of certiorari which occurred
in the House case, supra.
is
Thus the rule recited in the Hawk case, supra, and
restated in the House case, supra, is applicable to the
present case:
“It is true that where a state court has consid
ered and adjudicated the merits of a petitioner’s
contentions, and this Court has either reviewed or
declined to review the state court’s decision, a fed
eral court will not ordinarily re-examine upon writ
of habeas corpus the questions thus adjudicated.”
It is not the function or purpose of habeas corpus
proceedings to serve as an appeal or writ of error nor to
retry issues of fact or law’ previously adjudicated. Glas
gow v. Mayer, 225 U. S. 420, 429, 56 L. Ed. 1147, 32 S. Ct.
753: Re James Lincoln, 202 U. S. 178, 50 L. Ed. 984, 26
S. Ct. 602; Harlan v. McGowin, 218 U. S. 442, 54 L. Ed.
1101, 31 S. Ct. 44, 21 Ann. Cas. 849; Dorsey v. Gill, 148
F. 2d 857, cert. den. 325 U. S. 890, 89 L. Ed. 2003, 65 S.
Ct. 1580.
If this Court reverses the District Court and directs
the District Court to hear evidence in this case, such a
ruling will have the effect of overruling two well con
sidered opinions of this Court: Hysler v. Florida, 315
U. S. 411, 86 L. Ed. 932, 62 S. Ct. 688; Taylor v. Alabama,
supra. Those cases decided that due process is not vio
lated when a state requires a prisoner to satisfy a bench
of judges that he has a meritorious claim when such
prisoner challenges the essential justice of his conviction.
In both of those cases, this Court refused to interfere
when a state prisoner, after trial and after appeal in
state courts, could not convince the State Supreme Court
that his claim or challenge to the essential justice of his
conviction was meritorious. In both of those cases,
this Court explored the very foundation of the State
Court’s denial of relief. In each case this Court found
14
that the State Supreme Court was justified, on reason
able grounds, in refusing a retrial. Essentially, the
holding in each case is that after trial, establishment of
guilt, appeal, and affirmance a petitioner should not be
allowed to “ trifle with justice” by attempting to prove
allegations in coram nobis proceedings when those alle
gations are patently unreasonable, insubstantial and lack
the probability of truth. Certainly, a review of the very
foundation of the State Court’s decision by this Court
affords ample assurance that petitions for coram nobis
will not be arbitrarily dismissed. Something must be
left to the State and the discretion of its Supreme Court.
If Taylor’s petition for coram nobis in the Ala
bama Supreme Court was insubstantial, in view of the
trial record, the affidavits to the petition, and the photo
graphs shown as exhibits—if that petition was unrea
sonable and lacked a probability of truth—if "that peti
tion was another example of “trifling with justice,” then
the same is true of the later petition for habeas corpus
in the District Court. Nothing new has been added—
the petitions are substantially identical. Both the State
Supreme Court and this Court have rejected the one.
Will the District Court be compelled to hear evidence on
the other?
Should the District Court be ordered by this Court
to hear evidence on this petition for habeas corpus,
such a proceeding will amount to an appeal from or re
trial of the Alabama coram nobis proceedings. The issues
are identical.
If the finality or conclusiveness of the judgment of
the State Supreme Court on denial of relief in coram
nobis proceedings hi ay be re-litigated in a federal district
court, then in fact the State Supreme Court has no
power to reject a petition for coram nobis regardless of
its false and insubstantial allegations. The power of the
15
State Supreme Court to deny such petitions without vio
lating due process is asserted in both the Hysler case,
supra, and the Taylor case, supra. A re-trial of the
issue in the District Court would make both decisions
ineffective.
IV.
Although the doctrine of res judicata does not apply
in habeas corpus proceedings, the district judge may
exercise his discretion and give controlling weight to
prior proceedings.
The opinion of the District Judge, dismissing the
petition for habeas corpus recites that:
“In the exercise of its discretion to grant or
refuse the writ of habeas corpus, this court has
given weight to the judgments, opinions and the
matters referred to in the opinions of the Supreme
Court of Alabama and of the United States Supreme
Court in this case, and this Court is of the opinion
that in view of said opinions and judgments, and
the history of said case that a further hearing is not
required by the Constitution of the United States.”
This Court has held that on habeas corpus proceed
ings a court should not apply the strict rule of res
judicata, and that each petition should be disposed of
in the exercise of a sound judicial discretion, guided and
controlled by a consideration of whatever has a rational
bearing on the propriety of the discharge sought. Among
the matters which may be considered, and even given
controlling weight, are . . . (b) a prior refusal to dis
charge on a like application.” Salinger v. Loisel, 265
16
U. S. 224, 68 L. Ed. 989; Wong Doo v. United States, 265
U. S. 239, 68 L. Ed. 999.
It is urged that the District Court was entitled to
give much, and even controlling, weight to the decision
of the Alabama Court denying petition for coram nobis
and the decision of this Court reviewing that decision.
We have already pointed out that the petition in the
State Court and that in the Federal Court were sub
stantially the same.
17
C O N C L U S I O N
Samuel Taylor has been tried, convicted of rape,
and has been given the death penalty. His conviction
has been affirmed by the Supreme Court of Alabama.
The conviction has not been reversed. Taylor has, by
proper state procedure, claimed that his conviction was
in violation of civilized standards, in that a confession
extorted by force was used against him. Alabama has
decided that the claim is not worthy of belief. The
United States Supreme Court has decided that Alabama’s
rejection of the claim was not unreasonable. We re
spectfully submit that the Fourteenth Amendment re
quires no further inquiry, and that this Court should
affirm the judgment of the District Court dismissing
the petition for habeas corpus.
Respectfully submitted,
A. A. CARMICHAEL,
Attorney General of Alabama,
BERNARD F. SYKES,
Assistant Attorney General,
Counsel for Respondent.
I hereby certify that I have forwarded a copy of
the foregoing brief to Thurgood Marshall, 20 West For
tieth Street, New York, N. Y., attorney for petitioner,
on this the 6th day of January, 1949.
A. A. CARMICHAEL,
Attorney General of Alabama,
Counsel for Respondent.
18
2742 JAN24’/|9
TR A N SC R IPT O F RECO RD
Supreme Court of the United States
OCTOBER TERM, 1948
N o . 1 2 1 , M i s c e l l a n e o u s
SAMUEL TAYLOR, PETITIONEE,
vs.
TENNYSON DENNIS, WARDEN, ALABAMA STATE
PENITENTIARY, KILBY, ALABAMA
ON WRIT OF CERTIORARI
PETITION FOR CERTIORARI FILED SEPTEMBER 14, 1948.
CERTIORARI GRANTED DECEMBER 13, 1948.
SUPREME COURT O F T H E U N ITED STATES
OCTOBER TERM, 1948
N o . 1 2 1 , M i s c e l l a n e o u s
SAMUEL TAYLOR, PETITIONER,
vs.
TENNYSON DENNIS, WARDEN, ALABAMA STATE
PENITENTIARY, KILBY, ALABAMA
vs.
ON W RIT OP CERTIORARI
INDEX
Original Print
Record from D. C. U. S., Middle District of Alabama....... 1 1
Petition for writ of habeas corpus............................... 1 1
Rule to show cause................................................. 6 5
Affidavit and motion for leave to proceed in forma
pauperis..................................................... 7 g
Order granting leave to proceed in forma pauperis. . . 9 7
Return to rule......................................................... 10 8
Order dismissing petition for writ of habeas corpus. . 13 9
Order of U. S. Court of Appeals denying petition for
certificate of probable cause for an appeal......... 15 11
Motion for certificate of probable cause for an appeal. 16 11
Order denying motion for certificate of probable cause
for an appeal....................................................... 17 12
Clerk’s certificate.................... (omitted in printing). . 18
Proceedings in U. S. C. C.»A., Fifth Circuit.................. 19 13
etition for certificate of probable cause for an appeal. . . . 19 13
r er denying petition for certificate of probable cause for
an appeal.................................................. 21 14
Clerk s certificate........................... (omitted in printing). . 22
r er granting motions for leave to proceed in forma pau
peris and for leave to file petition for writ of certiorari,
and granting petition for certiorari....................... 23 15
J udd & D e t w e il e r ( I n c . ) , P r in t e r s , W a s h in g t o n , D . C ., D e o . 21, 1948.
—9985
1
[fol. 1]
IN THE DISTRICT COURT OF THE UNITED STATES
FOR THE MIDDLE DISTRICT OF ALABAMA,
NORTHERN DIVISION
Civil Action No. 533-N
S a m u e l T a y l o e , Petitioner,
vs.
T e n n y s o n D e n n i s , Warden, Alabama State Penitentiary,
Kilby, Alabama, Respondent
P e t i t i o n f o b W e i t o f H a b e a s C o r p u s —Filed July 6, 1948
[fol. 2] Your Petitioner, Samuel Taylor, respectfully
represents and shows unto this court that he is a citizen
of the United States of America and of the State of Ala
bama; that he is at the present time unjustly and unlawfully
detained and imprisoned at the State Penitentiary, Kilby,
Alabama by Respondent, Tennyson Dennis as Warden of
said prison by virtue of a judgment and sentence of death
by electrocution pronounced upon him by the Circuit Court
of Mobile County, Alabama on November 19, 1946 on a
charge of rape, from which judgment Petitioner prosecuted
an appeal to the Supreme Court of Alabama where the said
judgment was affirmed on the 24th day of April, 1947, the
style of the cause being Samuel Taylor versus the State of
Alabama, First Division #279 and reported in Vol. 30,
Southern Reporter, Second Series, at page 256.
On September 18, 1947, Petitioner filed in the Supreme
Court of the State of Alabama a petition for Writ of Error
Coram Nobis on the grounds that his said conviction and
sentence was based on a confession which was introduced in
evidence on the trial of said cause against Petitioner, which
said confession was coerced and was not freely and volun
tarily made by your Petitioner. The Supreme Court of
Alabama on November 13, 1947 denied the petition of your
Petitioner and on December 4, 1947 overruled Petitioner’s
application for rehearing, the opinion of said court being re
ported in Volume 32, Southern Reporter, Second Series, at
2
page 659. On March 3, 1948, Petitioner applied to the Su
preme Court of the United States for a Writ of Certiorari to
review the judgment of the Supreme Court of Alabama in
denying him leave to file a petition for Writ of Error Coram
Nobis in the Circuit Court of Mobile County, Alabama.
Certiorari was granted by the United States Supreme Court
[fol. 3] on April 5, 1948 and the judgment of the Alabama
Supreme Court affirmed on June 21, 1948. (Taylor v. Ala
bama, Oct. 1947 Term, No. 721).
Your Petitioner further shows that said judgment, ver
dict and sentence of death were based on an alleged confes
sion which was introduced as evidence on the trial of said
cause by the State of Alabama. That said confession was
obtained by the use of force, fear, intimidation, and threat
inflicted on and against your Petitioner; that said confes
sion was not freely and voluntarily made by your Petitioner,
and that as a consequence thereof, his said conviction and
sentence as aforesaid is void by virtue of the due process
clause of the Fourteenth Amendment to the Constitution
of the United States.
That these specific facts relating to the involuntary and
coerced nature of said confession are as follows: That Peti
tioner was arrested by police officers of the City of Prichard,
Alabama at 11:30 P.M. on June 29, 1946. That there were
arrested at the same time as your Petitioner, three other
Negro men, to-wit: Lawrence H. Franklin, Johnnie Kim
brough and Calvin Jones. That your Petitioner and these
three men were taken into the City Jail at Prichard, Ala
bama. That before they were docketed or placed in a cell,
the police officers on duty at that time whose names are un
known to your Petitioner, beat, kicked and bruised Peti
tioner and said three men in an effort to obtain a confes
sion of a robbery.
That after Petitioner and the three other prisoners were
docketed they were taken by said police officers one at a
time in a small room in said jail. That all four of said
men were brutally beaten, kicked and bruised in an effort
to obtain said confession. That your Petitioner did, m
fact, confess to said robbery but that after he had made
this confession, he was retained in said room in the Prichard,
Alabama jail by said police officers and told that he must
make a confession of the rape for which he was later con
3
victed and sentenced by tbe Circuit Court of Mobile County
as aforesaid. That be was further beaten, kicked and
bruised by said police officers but refused to make a con
fession of said rape. That he was thereafter returned to
his cell in the said City Jail at Prichard, Alabama by said
police officers at an early hour in the morning of Sunday,
June 30,1946. That he was no further molested throughout
the day of said Sunday but that during the late hours of
Sunday night, June 30, 1946, and early morning July 1,
1946, he was further beaten, bruised and threatened as
aforesaid. That said mistreatment and questioning by the
[fol. 4] police officers of the City of Prichard continued
for a period of several hours and upon Petitioner’s failure
to confess to said crime he was again returned to his cell
where he was left unmolested throughout the day of Mon
day, July 1,1946. That on the night of Monday, July 1, 1946
and the early morning of Tuesday, July 2, 1946, Petitioner
was again subjected to similar mistreatment and question
ing as on the previous night. Again your Petitioner main
tained his innocence of said crime and after several hours
was returned to his cell where he was left unmolested until
the night of Tuesday, July 2 and early morning of Wednes
day, July 3, 1946. On that night he was again visited by
the police officers of the City of Prichard as aforesaid and
was subjected to more brutal and cruel beatings and mis
treatment. He was told unless he did confess to the crime of
rape as aforesaid he would be continually subjected to such
brutal mistreatment and intimidation until he did, in fact,
confess to said crime. That your Petitioner was so fearful
for his life, health and safety that he made a confession of
said crime in the early morning hours of Wednesday, July
3, 1946. He was told by said police officers of the City of
Prichard that if he made any mention of the fact that he
was beaten and mistreated as aforesaid that he would be
subjected to even more cruel beatings and mistreatment.
That at approximately three o ’clock in the morning of
July 3, 1946, Petitioner was brought in to a carefully
selected and arranged group for a formal confession of
said crime of rape. That none of the persons who wit
nessed said formal confession which was later introduced
m evidence on the trial of said cause as aforesaid had any
knowledge of the fact that Petitioner had been beaten,
4
threatened, abused and mistreated by the said police officers
of the City of Prichard as aforesaid, in order to obtain said
confession, with the exception of Prichard Police Sergeant
“ Buster” Wilkes who had participated in the beatings of
Petitioner since his arrest on Saturday, June 29, 1946.
That your Petitioner is a Negro who at that time was
nineteen years of age and had very little schooling and was
ignorant of his rights and priviledges as a citizen of the
United States and more particularly was unaware of the
protection guaranteed to him by the due process laws of
the Constitution of the United States and the Fourteenth
Amendment thereof, and as a consequence thereof, Peti-
[fol. 5] tioner failed to mention the cruel and inhumane
treatment to which he was subjected by the said police of
the City of Prichard, Alabama to his attorney who repre
sented him on the trial of said cause in the Circuit Court of
Mobile County, Alabama, being ignorant of his rights as
aforesaid and of court procedure. That your Petitioner’s
present counsel was not advised of the above facts until
after the Petitioner’s conviction and the preparation and
filing of the motion for a new trial and the overruling of
said motion by the said Circuit Court of Mobile County,
Alabama and the appealing of the Petitioner’s cause and
the docketing of same and the decision of the Supreme
Court of Alabama as aforesaid.
Your Petitioner further avers that his imprisonment,
conviction and sentence of death and his present imprison
ment is the result of a deprivation of due process of law
and of his rights guaranteed to your Petitioner by the
Constitution of the United States of America, in that the
law enforcement officers of the State of Alabama obtained
his conviction by the introduction in evidence at the trial
of said cause of a confession which was forceably extorted
from your Petitioner as aforesaid, thereby denying to him
due process of law and the rights guaranteed to him by and
under the Fourteenth Amendment of the Constitution of the
United States of America.
Wherefore, to be relieved of said unlawful detention, im
prisonment and sentence of death, your Petitioner prays that
a Writ of Habeas Corpus, directed to the said Tennyson
Dennis, Warden of the Alabama State Penitentiary, Kilby,
Alabama, may issue in his behalf so that your Petitioner
5
may be forthwith brought before this Court, to do, submit
to and receive what the law may direct.
Samuel Taylor.
Nesbitt Elmore, Attorney for Petitioner.
Duly sworn to by Samuel Taylor. Jurat omitted in
printing.
[File endorsement omitted.]
Respondent accepts service of this petition.
7-7-48 Bernard F. Sykes.
[fol. 6] In t h e D i s t r i c t C o u r t o e t h e U n i t e d S t a t e s
[Title omitted]
R u l e t o S h o w C a u s e — Filed July 7, 1948
Petitioner, Samuel Taylor, filed in this court, on July
6, 1948, his petition for a writ of habeas corpus for his
release from imprisonment from Kilby Prison and the
custody of Tennyson Dennis, as Warden of said Kilby
Prison.
It is now ordered that a rule of this court issue, and the
same is now issued, to Honorable Albert Carmichael, At
torney General of the State of Alabama, commanding him
as such Attorney General of the State of Alabama, to ap
pear at 2:30 pan., Wednesday, July 7, 1948, in the United
States Court Room, at Montgomery, Alabama, if he deems
proper to do so, and show cause, if any there be, why said
writ of habeas corpus should not issue.
This rule shall be served on Albert Carmichael, as At
torney General of the State of Alabama, and he, or one of
bis duly authorized assistants may accept service of the
same.
Done at Montgomery, Alabama, this 7th day of July,
1948.
C. B. Kennamer, United States District Judge.
I hereby accept service of the foregoing rule on this the
7tk clay of July, 1948, at Montgomery, Alabama.
Bernard F. Sykes, Assistant Attorney General of
the State of Alabama.
[File endorsement omitted.]
[fol. 7] In t h e D i s t r i c t C o u r t o f t h e U n i t e d S t a t e s
[Title omitted]
A f f i d a v i t a n d M o t i o n f o r L e a v e t o P r o c e e d i n F orma
P a u p e r i s — Filed July 7 , 1 9 4 8
To The Honorable, Charles Kennamer, Judge of the United
States District Court for the Middle District of Alabama:
Petitioner, Samuel Taylor, respectfully moves this Court
for leave to proceed in forma pauperis for and by such relief
as in the opinion of the Court his case may properly entitle
him, and in support of such motion shows:
1. That he is a citizen of the United States of America
and a resident of Mobile County, Alabama, and is a Negro.
That he is under sentence of death, having been convicted in
the Circuit Court of Mobile County, Alabama, on the 19th
day of November, 1946, and on appeal his conviction was
affirmed by the Supreme Court of Alabama on the 24th
day of April, 1947. That subsequently on the 13th day of
November, 1947, the Supreme Court of the State of Alabama
denied petitioner leave to file an Application for Writ of
Error Coram Nobis before the Circuit Court of Mobile
County, Alabama, and on the 4th day of December, 1947,
denied petitioner’s application for rehearing of his petition
for leave to file his said application for Writ of Error
Coram Nobis. On March 3, 1948, Petitioner applied to the
Supreme Court of the United States for a Writ of Certiorari
to review the judgment of the Supreme Court of Alabama
in denying him leave to file a petition for Writ of Error
Coram Nobis in the Circuit Court of Mobile County, Ala
bama. Certiorari was granted by the United States
[fol. 8] Supreme Court on April 5, 1948 and the judgment
of the Alabama Supreme Court affirmed on June 21, 1948.
(Taylor v. Alabama, Oct. 1947 Term, No. 721).
2. Petitioner avers that on his trial in the Circuit Court of
Mobile County, Alabama he was denied due process of the
law guaranteed by the Fourteenth Amendment to the
United States Constitution.
Petitioner now shows that there is no other Court to
which he can appeal for relief save to the District Court of
the United States for the Middle District of Alabama and
6
7
that he cannot proceed in that Court unless he is allowed
to do so under Pauper’s Oath.
3. Petitioner further avers that he has no property, real,
personal or mixed; that he is now, and has been since his
arrest, destitute; that his parents have no funds or property
out of which the costs of this proceeding could be paid; and
that neither he nor his parents have been able to, nor can
they, obtain the money to pay for the costs and expenses of
this review, being wholly dependent upon gratuitous charity
for any assistance on this proceeding for review of his con
viction.
4. Petitioner avers further that in his trial below, the
State of Alabama denied him due process of law by ad
mitting in the evidence a confession obtained from petitioner
by officers of Mobile County, Alabama, through the use of
cruel, brutal and inhuman treatment.
5. Petitioner has been informed by Counsel that it is his
belief that he has been tried, convicted and sentenced with
out due process of law, and this petitioner verily believes.
Petitioner likewise says that he is entitled to the relief he
seeks in this proceeding, being so informed by Counsel, and
he avers that he does not proceed herein for purpose of
delay.
Wherefore, the premises considered, Petitioner now re
quests this Honorable Court to enter a proper order that
he may proceed in the prosecution of this cause in forma
pauperis, by such procedure as by law he may be entitled;
and for such other and different relief to which he may be
entitled.
Samuel Taylor, Petitioner.
[fol. 9] Duly sworn to by Samuel Taylor, jurat omitted in
printing.
I n t h e D i s t r i c t C o u r t o e t h e U n i t e d S t a t e s
O r d e r G r a n t i n g L e a v e t o P r o c e e d i n F o r m a P a u p e r i s —
Filed July 7, 1948
The foregoing affidavit and motion for leave to proceed
m forma pauperis having been considered and understood
by the court,
8
It is ordered that the same he, and is, granted, and the
Petitioner may proceed in this court in the prosecution of
his petition for a writ of habeas corpus in forma panperis.
This 7th day of July, 1948.
C. B. Kennamer, United States District Judge.
[File endorsement omitted.]
[fol. 1 0 ] l x t h e D i s t r i c t C o u r t o f t h e U x i t e d S t a t e s
[Title omitted]
R e t u r n t o R u l e — Filed July 7, 1948
Comes the State of Alabama, by and through its Attorney
General, in behalf of the respondent, Warden of Kilby
Prison, and appears specially and for no other purpose,
and, without admitting even for the purpose of argument
the allegations of the petition, says that the United States
District Court should not issue a writ of habeas corpus in
the above styled cause for the following separate and several
reasons:
1. For that the issues sought to be raised by said peti
tion have been raised in the Supreme Court of Alabama and
in the Supreme Court of the United States, and have been
decided adversely to the petitioner.
2. For that said petition presents no exceptional nor
unusual circumstances of peculiar urgency calling for the
exercise of federal jurisdiction over a state prisoner.
o. For that the issue sought to be raised by said petition,
to-wit, whether or not a confession or confessions, which
were introduced in evidence on petitioner’s trial, were
voluntary or involuntary, has been raised in the Supreme
Court of the State of Alabama on coram nobis proceedings
[fol. 11] and there decided adversely to the petitioner, and
that after said adverse decision said issue was also deter
mined adversely to the petitioner in the Supreme Court of
the Unite'd States. 4
4. For that this court in this proceeding should not re
examine the questions and issues already adjudicated.
9
5. For that in the exercise of its discretion orderly pro
cedure requires that the District Court should not issue
the writ of habeas corpus.
6. For that it has been decided both by the Supreme
Court of Alabama and the Supreme Court of the United
States that petitioner has been accorded due process of law,
and has not been deprived of his life or liberty without due
process of law.
7. For that said petitioner has not applied to the United
States Supreme Court for a writ of habeas corpus, nor
has he applied to said court for leave to apply to the
District Court of the United States for a writ of habeas
corpus.
[fol. 12] Wherefore, respondent prays that this court
should not issue a writ of habeas corpus, and further that
said respondent should not be required to answer further
or make return to said petition, and that the petition should
be dismissed and petitioner remanded to the custody of
respondent.
A. A. Carmichael, Attorney General; Bernard F.
Sykes, Assistant Attorney General; James L.
Screws, Assistant Attorney General, Attorneys for
Respondent.
[File endorsement omitted.]
[ f o l . 1 3 ] l x t h e D i s t r i c t C o u r t o f t h e U n i t e d S t a t e s f o r
t h e M i d d l e D i s t r i c t o f A l a b a m a , N o r t h e r n D i v i s i o n
Civil Action No. 533-N
S a m u e l T a y l o r , Petitioner
v s .
T e n n y s o n D e n n i s , W a r d e n , A l a b a m a S t a t e P e n i t e n t i a r y ,
K i l b y , A l a b a m a , Respondent
O r d e r D i s m i s s i n g P e t i t i o n f o r W r i t o f H a b e a s C o r p u s — -
Filed July 8, 1948
This cause coming on to be heard on this the 7th day of
July, 1948, and the petitioner, Samuel Taylor, being pres
ent in open court and being represented by counsel, the
10
i
court proceeds to hear argument of counsel on the petition
for writ of habeas corpus, the. rule heretofore issued by this
court to the respondent to show cause why the writ of habeas
corpus should not issue and the motion filed by the respond
ent; and,
The court is of the opinion that the motion is well taken,
It is therefore considered, ordered, adjudged, and de
creed that the motion of respondent be granted and that
said petition for writ of habeas corpus be dismissed, and the
petitioner is remanded to custody of the Warden of Kilby
Prison.
The court is of the opinion that the identical issues
sought to be raised by the allegations of the petition have
been raised in the Supreme Court of Alabama in coram
nobis proceedings by this petitioner; the court further finds
that those issues were inquired into by the Supreme Court
of Alabama and for reasons and upon proof satisfactory to
the State Supreme Court relief was denied to the petitioner;
further that the said judgment of the Supreme Court of
Alabama was affirmed by the Supreme Court of the United
[fol. 14] States, and said United States Supreme Court
having found that the remedy afforded petitioner in the
State Supreme Court was in compliance with the Fourteenth
Amendment to the United States Constitution,
In the exercise of its discretion to grant or refuse the
writ of habeas corpus, this court has given weight to the
judgments, opinions, and the matters referred to in the
opinions of the Supreme Court of Alabama and of the
United States Supreme Court in this case, and this court is
of the opinion that in view of said opinions and judgments,
and the history of said case that a further hearing is not
required by the Constitution of the United States.
Dated this the 7th day of July, 1948.
C. B. Kennamer, United States District Judge.
[ F i l e e n d o r s e m e n t o m i t t e d .]
11
[ f o l . 1 5 ] I n U n i t e d S t a t e s C i r c u i t C o u r t o f A p p e a l s ,
F i f t h C i r c u i t
O r d e r D e n y i n g P e t i t i o n f o r C e r t i f i c a t e o f P r o b a b l e
C a u s e
It is ordered that the Petition for a certificate of probable
cause for an appeal to this court, from the judgment of the
United States District Court for the Middle District of
Alabama, denying Petitioner a Writ of Habeas Corpus in
the above styled cause be, and the same is hereby denied,
Samuel Taylor, Petitioner, v. State of Alabama, United
States Supreme Court, decided June 21, 1948; Taylor v.
State, 249 Ala. 130; Ex Parte Taylor, 249 Ala. 667; 28
USCA, Sections 452 and 466.
Leon McCord, U. S. Circuit Judge, Fifth Circuit
Court of Appeals.
Filed July 12, 1948. 0. D. Street, Jr., Clerk.
[fol. 16] In t h e D i s t r i c t C o u r t o f t h e U n i t e d S t a t e s
[Title omitted]
M o t io n f o r C e r t i f i c a t e o f P r o b a b l e C a u s e — Filed July 17,
1948
To the Honorable Charles B. Kennamer, Judge of Said
Court:
Comes now the Petitioner in the above styled cause and
moves the Court for a certificate of probable cause for an
appeal to the United States Circuit Court of Appeals for
the Fifth Judicial Circuit from the judgment of this Court
dismissing Petitioner’s application for Writ of Habeas
Corpus, which said judgment was rendered by this Court on
July 7, 1948.
Nesbitt Elmore, Attorney for Petitioner.
[ F i l e e n d o r s e m e n t o m i t t e d .]
[ f o l . 1 7 ] I n t h e D i s t r i c t C o u r t o f t h e U n i t e d S t a t e s
[Title omitted]
O r d e r D e n y i n g M o t i o n f o r C e r t i f i c a t e o f P r o b a b l e C ause
—Filed July 17, 1948
On the 7th day of July, 1948, when the petition of the
petitioner Samuel Taylor, for the issuance of a writ of
Habeas Corpus, was heard by this court on a rule issued
to the Attorney General of Alabama to show cause why
such writ of habeas corpus should not issue, and the At
torney General of Alabama having appeared and filed a
piotion to dismiss the said petition for the issuance of said
wrltofTaabeas corpus, ana the court, after a full hearing
of counsel for the petitioner and for the Attorney General,
was of the opinion, and so found, that the motion to dismiss
the petition for said writ of habeas corpus was well founded,
and this court entered an order and judgment dismissing
said petition, and stated orally that this court would de
cline to make a certificate of probable cause for an appeal
to the circuit court of appeals for the fifth circuit, the
Attorney for the petitioner made application to Honorable
Leon McCord, one of the judges of the fifth circuit court
of appeals for a certificate of probable cause for such appeal,
and said application was denied by Judge McCord. There
after a formal written petition was presented to this court
for a certificate of probable cause. This petition having
been understood and considered by the court, it is ordered
that the same be, and is, denied.
This 17th day of July, 1948.
C. B. Kennamer, United States District Judge.
[File endorsement omitted.]
12
[ f o l . 1 8 ] C l e r k ’ s C e r t if i c a t e t o f o r e g o i n g t r a n s c r i p t omitted
i n p r i n t i n g .
13
[fol. 19] [File endorsement omitted.]
I n t h e U n i t e d S t a t e s C i r c u i t C o u r t o f A p p e a l s f o r t h e
F i f t h C i r c u i t
No. 12441
S a m u e l T a y l o r , Petitioner,
vs.
T e n n y s o n D e n n i s , Warden, Alabama State Penitentiary,
Kilby, Alabama, Respondent
P e t i t i o n f o r C e r t i f i c a t e o f P r o b a b l e C a u s e — Filed July
16, 1948
To the Honorable Judges of said Court:
Your Petitioner, Samuel Taylor, respectfully shows unto
the Court as follows:
1. That on July 6, 1948 he filed with the United States
District Court for the Middle District of Alabama a peti
tion for Writ of Habeas Corpus by Virtue of a process
issued out of an Alabama State Court, to-wit: the Circuit
Court of Mobile County, Alabama and the Supreme Court
of Alabama, which said petition averred in substance that
Petitioner is at the present time imprisoned and under
sentence of death by virtue of a conviction and judgment
by the Circuit Court of Mobile County, Alabama for the
crime of rape; that there was introduced in evidence
against Petitioner on the trial of said cause in the Circuit
Court of Mobile County, Alabama a confession which was
extorted from him by the use of threats and violence, which
said confession was not freely and voluntarily made by
your Petitioner; that your Petitioner had exhausted his
state remedites and prayed the United States District
Court for a hearing on the issued raised in his said peti
tion. 2
2. The said United States District Court for the Middle
District of Alabama upon filing of said petition issued to
the State of Alabama a rule to show cause why the Writ of
Habeas Corpus should not be granted. The State of Ala
bama filed a motion to dismiss the petition on substantially
the grounds that the issues raised had been adjudicated by
14
the Supreme Court of Alabama and the Supreme Court
[fol. 20] of the United States. The said United States
District Court for the Middle District of Alabama dismissed
on said motion of the State of Alabama the petition for the
Writ of Habeas Corpus without a hearing, and further
denied to Petitioner certificate of probable cause to this
Honorable Court existed.
Wherefore, Petitioner prays that there be issued by this
Court a certificate that there exists probable cause for an
appeal to this Court from the judgment of the United
States District Court for the Middle District of Alabama.
(Signed) Nesbitt Elmore, Attorney for Petitioner.
[ f o l . 2 1 ] I n U n i t e d S t a t e s C i r c u i t C o u r t o e A p p e a l s for
t h e F i f t h C i r c u i t
[Title omitted]
O r d e r D e n y i n g P e t i t i o n f o r C e r t i f i c a t e o f P r o b a b l e
C a u s e
It is ordered that the Petition for a certificate of probable
cause for an appeal to this court, from the judgment of the
United States District Court for the Middle District of
Alabama, denying Petitioner a Writ of Habeas Corpus in
the above styled cause be, and the same is hereby denied.
Samuel Taylor, Petitioner, v. State of Alabama, United
States Supreme Court, decided June 21, 1948; Taylor v.
State, 249 Ala. 130; Ex Parte Taylor, 249 Ala. 667; 28
USCA, Sections 452 and 466.
(Signed) Leon McCord, United States Circuit Judge,
Fifth Circuit.
[ f o l . 2 2 ] C l e r k ’ s C e r t if ic a t e t o f o r e g o i n g t r a n s c r i p t om itted
i n p r i n t i n g .
[fol. 23] S u p r e m e C o u r t o f t h e U n i t e d S t a t e s , O c t o b e r
T e r m , 1948
No. 121, Misc.
On Motion for Leave to file petition for writ of certiorari.
O r d e r G r a n t i n g M o t i o n s f o r L e a v e t o P r o c e e d i n F o r m a
P a u p e r i s a n d f o r L e a v e t o F i l e P e t i t i o n f o r W r i t o f
C e r t i o r a r i , a n d G r a n t i n g P e t i t i o n f o r C e r t i o r a r i — •
December 13, 1948
On Consideration of the motion for leave to proceed herein
in forma pauperis and of the motion for leave to file peti
tion for writ of certiorari, it is ordered by this Court that
the said motions be, and they are hereby, granted.
The Petition for Certiorari is also granted and the case
is transferred to the summary docket.
It Is Further Ordered that the duly certified copy of the
transcript of the proceedings below which accompanied
the motion and petition shall be treated as though filed in
response to such writ.
15
(9985)
SUPREME EOURT OF THE UNITED STA TES
OCTOBER TERM, 1947
No. 5 3 4
LOYD KENNEDY,
Petitioner,
vs.
STATE OF TENNESSEE,
Respondent
MOTION TO DISPENSE W ITH PRINTING OF RECORD;
PETITION FOR CERTIORARI AND BRIEF IN SUP
PORT THEREOF.
Maurice W eaver ,
T hurgood M a r sh a ll ,
W . R obert M in g ,
Z. A lexan der L ooby,
Attorneys for Petitioner.
Edward R. D u d i êy ,
F ranklin H. W il l ia m s ,
Of Counsel.
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%'kPi M
INDEX
S u b je c t I ndex
Page
Motion to dispense with printing record..................... 1
Petition for writ of certiorari...................................... 3
Jurisdictional statement ...................................... 4
Statement of fa c ts .................................................. 5
Errors below relied upon here............................... 7
Facts in support of e rrors .................................... 8
Prayer for writ........................................................ 10
Brief in support of petition.......................................... 11
Opinion of court below .......................................... 11
Jurisdiction ........................................................... 11
Statement of case.................................................... 13
Errors relied upon.................................................. 14
Argument ............................................................... 15
Conclusion............................................................... 27
Appendix A—Excerpt from population bulletin for
Tennessee ................................................................... 28
T able of Cases C ited
Bush v. Kentucky, 107 U. S. 110.................................... 16
Carter v. Texas, 177 U. S. 442..................................... 5,13,16
Hale v. Kentucky, 303 U. S. 613..................... 5,13
Hill v. Texas, 316 U. S. 400............................................ 5
Hollis v. Oklahoma, 295 U. S. 395................................ 5,13
Heal v. Delaware, 103 IT. S. 370............................ 5,13,16, 27
Norris v. Alabama, 294 U. S. 587.......................... 5,13, 22, 27
Patterson v. Alabama, 294 IT. S. 600............................. 16
Patton v. Mississippi, — IT. S. —, decided December
8, 1947 .................................................................... 5,13,16
Pierre v. Louisiana, 306 IT. S. 354........................ 5,13,19, 27
Rogers v. Alabama, 192 U. S. 226.............................. 5,13,16
Smith v. Texas, 311 U. S. 128.....................................5,13,16
State v. Logan, 341 Mo. 1164, 111 S. W. (2d) 110. . 23
State v. Thomas, 250 Mo. 189,157 S. W. 330.. . . 23
—4408
Page
State v. Turner, 133 La. 555, 63 So. 169....................... 23
Strauder v. West Virginia, 100 U. S. 303..................... 13,16
S tatu tes C ited
Judicial Code, Section 237(b), as amended February
13,1925, 43 Stat. 937, 28 U. S. C. 344(b)............... 4,10,11
Williams, Tenn. Code Annotated (1934), 10006.......... 16
10009 ....... 16
10010 ....... 19
ii INDEX
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1947
No. 5 3 4
LOYD KENNEDY,
vs.
Petitioner,
STATE OF TENNESSEE,
Respondent
MOTION TO DISPENSE W ITH PRINTING OF RECORD
To the Honorable the Chief Justice of the United States and
the Associate Justices of the Supreme Court of the United
States:
Petitioner respectfully moves this Court for permission
to dispense with the printing of the record in the instant
case.
Counsel for petitioner is in possession of approximately
$400 representing the balance of monies received for this
case from voluntary contributors, the said money having
been contributed for the purpose of defending petitioner
and other individuals who were jointly and severally in
dicted for crimes arising out of interracial disturbances
occurring in Columbia, Tennessee, on the 25th day of Feb
ruary, 1946. Counsel for petitioner has been advised by
lfc
2
the Clerk of this Court that the said sum of $400, which is
all that is available to petitioner’s counsel to cover expenses
involved in this cause, will not be sufficient to pay for the
printing of the record herein.
W herefore , petitioner respectfully prays leave to dis
pense with the printing of the record herein and permis
sion to file a typewritten record with this Court.
Respectfully submitted this 16th day of January, 1948.
L oyd K e n n e d y ,
By T hurgood M a r sh a ll ,
20 West 40 Street,
New York 18, New York;
W . R obert M in g ,
Chicago, Illinois;
Z. A lexander L ooby,
Nashville, Tennessee,
Attorneys for Petitioner.
M aurice W eaver,
Chattanooga, Tennessee;
E dward R . D u d ley ,
F r a n k l in H. W il lia m s ,
20 West 40 Street,
New York 18, Neiv York,
Of C owns el.
SUPREME EUURT OF THE UNITED STATES
OCTOBER TERM, 1947
No. 5 3 4
LOYD KENNEDY,
vs.
Petitioner,
STATE OF TENNESSEE,
Respondent
PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF THE STATE OF TENNESSEE
To the Honorable the Chief Justice of the United States and
the Associate Justices of the Supreme Court of the United
States:
Petitioner respectfully prays that a Writ of Certiorari
issue to review a judgment of the Supreme Court in the
State of Tennessee, affirming a judgment and sentence of
the Circuit Court of Maury County, Tennessee, wherein
petitioner, a Negro, was sentenced to not more than five
years imprisonment for unlawfully and feloniously com
mitting an assault with intent to commit murder in the first
degree on the body of one Kay Austin, a white man, and to
reverse such judgment and sentence or to obtain a new
trial.
4
I
Jurisdictional Statement
Petitioner presents this petition pursuant to Section
237(b) of the United States Judicial Code as amended Feb
ruary 13,1925, 43 Stat. 937, 28 U. S. C. 344(b).
Petitioner prays that a Writ of Certiorari issue to review
the decree entered on June 24, 1947, in the Supreme Court
of Tennessee, which is the highest court of said State, in
the cause in that court entitled Loyd Kennedy v. State of
Tennessee; Suggestion of Error having been duly filed in
said Supreme Court of Tennessee and overruled on Octo
ber 21, 1947, and petitioner now being at liberty on $5,000
bond pending the action of this Court upon this petition.
The nature of the case and the rulings below which bring
the case within the jurisdictional provision of Section
237(b), supra, appear from the following:
The claim of Federal constitutional rights is specifically
raised in the Plea in Abatement (R. lOa-lOj), the motion to
quash the several panels of veniremen (R. 321), and upon
the exceptions taken to the rulings of the trial judge in
refusing petitioner the opportunity to introduce testimony
in evidence concerning the systematic and long continued
custom and practice of exclusion of Negroes from juries in
Maury County (R. 326-327). These Federal questions were
substantially passed upon by the Supreme Court of Ten
nessee in its opinion and the claim of Federal rights denied.
The claim so made and denied is that the conviction of
petitioner, a Negro, by a trial jury upon an indictment found
and returned by a grand jury, from which juries all quali
fied Negroes were and have been for a long period of years
systematically excluded solely because of their race and
color, was in contravention and violation of the equal pro
tection and due process clauses of the Fourteenth Amend-
5
ment to the Constitution of the United States. The further
claim made and denied is that the refusal of the trial court
to allow the introduction of evidence of the systematic and
long continued exclusion of Negroes from juries in Maury
County, Tennessee, denied petitioner due process of law
in violation of the Fourteenth Amendment to the Constitu
tion of the United States.
The following cases, among others, sustain the jurisdic
tion of this court to determine the invalidity of a conviction
by a trial jury found upon an indictment returned by a
grand jury when from both juries Negroes were and have
been systematically excluded in that county over a long
period of years solely because of race: Neal v. Delaware,
103 U. S. 370; Norris v. Alabama, 294 U. S. 587; Hollis v.
Oklahoma, 295 U. S. 395; Hale v. Kentucky, 303 U. S. 613;
Rogers v. Alabama, 192 U. S. 226; Pierre v. Louisiana, 306
U. S. 354; Smith v. Texas, 311 U. S. 128; Hill v. Texas, 316
U. S. 400; Patton v. Mississippi, — U. S. —, No. 122, Oct.
Term, 1947. These cases established clearly that the sys
tematic exclusion of Negroes from juries solely because of
race may be established and proved by testimony concern
ing the composition of juries within a county over a long-
period of years prior to the immediate case. Neal v. Dela
ware, supra; Norris v. Alabama, supra; and Pierre v. Lou
isiana, supra; Carter v. Texas, 177 U. S. 442; Patton v.
Mississippi, supra.
Statement of Facts
On Monday, February 25,1946, in Columbia, Tennessee, a
Negro youth struck a white store proprietor because of the
proprietor’s having slapped the Negro’s mother. Immedi-.
ately, the white community became aroused and rumors of
lynching spread throughout the Negro community. The
State Highway Patrol was ordered to Columbia at about
9 o’clock that night along with units of the State National
6
Guard. A cordon of patrolmen was thrown around the
Negro area known as “ Mink Slide.” The sheriff and
Commissioner of Safety agreed to keep the police surround
ing this area for the purpose of preventing anyone from
coming in or going out; and, further agreed to enter the
area about daylight and arrest everyone found therein.
From midnight until daybreak, intermittent firing occurred
throughout the town. About sunrise on the morning of the
26th, the order was given to the patrolmen to “ move in”
on the area. The police and National Guardsmen, working
in units, went from house to house and business establish
ment to business establishment, arresting all individuals
found. They wantonly destroyed property and brutalized
the Negro citizens. Terror reigned throughout the Negro
community. One group of policemen, headed by the Sheriff
and including about twenty-five (25) officers and civilians
and armed with riot guns and submachine guns proceeded
down the street, going from door to door, ordering all in
dividuals therein to come out with their hands up. The
only buildings so approached were those occupied by
Negroes.
Upon arrival in front of the Blair Barber Shop, the
Sheriff allegedly called out for anyone inside to come out
quietly. At this point, it is alleged, a shotgun blast fired
from inside the barber shop through the plate glass window
struck one of the officers, Bay Austin, hitting him in the leg.
The wound was minor in nature for the officer continued on
duty for the rest of the week. Only one person, in the
group, a policeman, could describe in any way the person
inside the barber shop who allegedly fired the shotgun.
This witness stated emphatically that such person was
larger than petitioner but about the size of his co-defendant.
The group then fired hundreds of machine gun bullets into
the shop, burst inside, found petitioner pressed against the
wall, apparently “ scared to death” and arrested him and
7
his co-defendant, William A. Pillow, a Negro, who was also
found within the barber shop. They were charged with
having committed assault and battery with intent to com
mit murder in the first degree on the body of Patrolman
Ray Austin, a white man. They were subsequently indicted
on the 21st day of March, 1946, and having pleaded “ Not
Guilty,” were tried in the Circuit Court of Maury County,
Tennessee, at the February, 1946 Term. The jury acquitted
petitioner’s co-defendant and convicted petitioner of assault
with intent to commit murder in the second degree, fixing
his punishment at not more than five (5) years in the State
Penitentiary. The Supreme Court of Tennessee affirmed
the conviction on the 26th day of June, 1947, and overruled
Assignments of Error on the 21st day of October, 1947.
Errors Below Relied Upon Here
Petitioner relies upon the following points:
I. The Supreme Court of the State of Tennessee erred in
affirming the conviction of petitioner, a Negro, upon an in
dictment found and returned by the grand jury of a county
where all qualified Negroes were and have been for a long
period of years systematically excluded from service on
grand juries solely because of race or color in contravention
of the equal protection and due process clauses of the Four
teenth Amendment to the Constitution of the United States.
II. The Supreme Court of the State of Tennessee erred
in affirming the conviction of petitioner, a Negro, by a trial
jury in a county where all qualified Negroes were and have
been for a long period of years systematically excluded
from trial juries solely because of race or color in contra
vention of the equal protection and due process clauses of the
Fourteenth Amendment to the Constitution of the United
States.
2k
8
III. The Supreme Court of the State of Tennessee erred
in affirming the conviction of petitioner, a Negro, where the
trial court denied him due process of the law as guaranteed
by the Fourteenth Amendment to the United States Consti
tution in refusing to allow the introduction of evidence of
the systematic exclusion of Negroes from its juries over a
long period of years prior to petitioner’s trial.
Facts in Support of Errors
Petitioner’s proof showed overwhelmingly by the testi
mony of more than 200 white and Negro resident-witnesses,
from all walks of life in Maury County, that for more than
fifty years no Negro had ever served on a grand or petit
jury in that county d as one sixty-one year old, life resident
of the county stated, “ I have been here all my life and never
heard of one- (R. W. 656). Petitioner’s proof also estab
lished by testimony of such witnesses that there were large
numbers of Negroes, citizen-residents of Maury County,
possessing all of the legal qualifications for jury service,
none of whom had ever been called to serve or served or
who knew of any Negro having been called or had served on
a grand or petit jury in Maury County, Tennessee, prior to
the instant trial although approximately 9,000 white males
over twenty-one and 3,000 Negro males over twenty-one
resided therein, according to the 1940 Federal census.1 2
Petitioner’s proof established clearly that such absence
of Negroes from juries in Maury County was the result of
a systemaic exclusion based solely upon race or color and
1 See: Testimony contained in Wayside Bill of Exceptions, S tate v. Blair,
which by stipulation of counsel was made part of the record of the instant
case. Page references to testimony from the Wayside Bill is referred to
herein by the letters “RW” ; page references to the instant record are
marked as usual “R.”
2 See: Certified copy of “Population Breakdown” attached hereto and
marked “Exhibit “A.”
9
pursuant to an established custom and usage of county
officials within the meaning of decisions of this Court. This
testimony was uncontradicted and in the face thereof the
trial court overruled petitioner’s Plea in Abatement. The
affirmance of the decision by the Supreme Court of the
State of Tennessee and the subsequent holding therein that
no Federal rights had been denied petitioner by such exclu
sion constitutes grounds upon which petitioner appeals to
this Court.
Petitioner subsequently moved to quash the several
panels of veniremen from which the trial jury was drawn.
In such motion, he alleged, among other things, that all of
the persons whose names were drawn and who were sum
moned for jury service in the instant case were white; that
there are numerous colored citizens in the county, qualified
for jury service; that the administrative officers responsible
for selecting jurors systematically excluded Negroes from
juries over a long period of years solely on account of race
pursuant to custom and practice; that to circumvent recent
decisions of this Court a conspiracy or common understand
ing obtained to call one or two Negroes “ whenever it should
appear that such systematic exclusion would be challenged ’ ’ ;
that such calling was never in good faith as no Negroes are
ever permitted to serve on juries in the county; all in viola
tion of petitioner’s constitutional rights (E. 321).
Petitioner then requested the opportunity to offer proof
in support of his motion—“ to show that for more than half
a century Negres have been excluded from jury service in
Maury County.” At the time of such request, the following
occurred:
“ The Court: We could hear proof only as to the
formation of the panel or panels which were formed
in the selection of this trial jury.
“ Mr. Looby: If the Court please, let the record show
that we are prepared to offer proof in support of the
1 0
allegations prior to that time and that the proof is
not offered merely in obedience to your Honor’s ruling.
“ The Court: You can except to the action of the
Court.
“ Mr. Looby: Very well, your Honor, we so except.
“ The Court: All right” (R. 326-327).
This ruling was substantial error and in violation of peti
tioner’s constitutional right to due process. Numerous
decisons of this Court have held that systematic exclusion
of Negroes from juries can be established by a showing of
the non-service of Negroes over a long period of years and
the existence of many Negroes qualified for jury service in
a particular county. The refusal of the trial court to allow
the introduction of such proof and the approval of this
ruling through affirmance by the Supreme Court of Tennes
see constitutes error upon which petitioner relies and pro
vides further grounds upon which petitioner appeals to this
Court.
W herefore , petitioner prays that this Court, pursuant
to Section 237(b) of the United States Judicial Code, as
amended February 13,1925, 43 Stat. 937, 28 U. S. C. 344(b),
issue a Writ of Certiorari to review the judgment of the
Supreme Court of the State of Tennessee affirming your
petitioner’s conviction for assault with the intent to commit
murder in the second degree as aforesaid.
All of which is respectfully submitted this 16 day of
Januarv, 1948. T „
L oyd K e n n e d y ,
By Thurgood Marshall,
W. R obert Mixg,
Z. A lexan der L ooby,
M aurice W eaver, Attorneys for Petitioner.
E dward R. D u d ley ,
F r a n k lin H. W il lia m s ,
Of Counsel.
SUPREME EOURT OF THE UNITED STATES
OCTOBER TERM, 1947
N o . 5 3 4
LOYD KENNEDY,
Petitioner, vs. ’
STATE OF TENNESSEE,
__________ Respondent
BRIEF IN SUPPORT OF PETITION FOR W RIT OF
CERTIORARI
I
Opinion of Court Below
The opinion lias not been recorded officially. It appears
at pages 416-426 of the record. Suggestion of Error (Peti
tion to Rehear) was overruled on the 21st day of October,
1947, without opinion.
II
Jurisdiction
1
The statutory provision is United States Judicial Code,
Section 237(b), as amended February 13, 1925, 43 Stat. 937,
28 U. S. C. 344(b).
1 2
2
The date of the judgment in the Circuit Court of Maury
County, Tennessee, is November 19, 1946, affirmed by the
Supreme Court of Tennessee on June 24, 1947. Suggestion
of Error was overruled on the 21st day of October, 1947.
3
That the nature of the case and the rulings below bring
the case within the jurisdictional provisions of Section
237(b), supra, appears from the following:
The claim of Federal constitutional rights was timely
raised in petitioner’s Plea in Abatement (R. 10 A),
petitioner’s Motion to Quash the several panels of
veniremen (R. 321); and, upon the exceptions taken to
the rulings of the trial judge in refusing petitioner the
opportunity to introduce evidence of exclusion beyond
the instant panel (R. 326-327).
These questions were expressly considered and the
rights ruled against by the trial court (R. 18-37, 327).
The questions were specifically passed upon by the
Tennessee Supreme Court in its opinion (R. 416-426).
The claim so made and denied is that the conviction of
petitioner, a Negro, by a trial jury upon an indictment
found and returned by a grand jury, from which juries all
qualified Negroes were and have been for a long period of
years systematically excluded solely because of their race
and color, was in contravention and violation of the equal
protection and due process clauses of the Fourteenth
Amendment to the United States Constitution.
The further claim made and denied is that the refusal of
the trial court to allow the introduction of evidence of the
systematic and long-continued exclusion of Negroes from
juries in Maury County, Tennessee, denied petitioner due
13
process of law in violation of the Fourteenth Amendment to
the Constitution of the United States.
The following cases, among others, sustain the jurisdic
tion of this Court, as to the invalidity of a conviction by a
trial jury upon an indictment returned by a grand jury,
from which juries Negroes were and have been systemati
cally excluded in that county over a long period of years
solely because of race: Strauder v. West Virginia, 100 U. S.
303; Neal v. Delaware, 103 U. S. 370; Carter v. Texas, 177
U. S. 442; Rogers v. Alabama, 192 U. S. 226; Norris v. Ala
bama, 294 U. S. 587; Hollis v. Oklahoma, 295 U. S. 395;
Hale v. Kentucky, 303 U. S. 613; Pierre v. Louisiana, 306
U. S. 354; Smith v. Texas, 311 U. S. 128; Patton v. Mis
sissippi, — U. S. —, No. 122, October Term, 1947.
Neal v. Delaware, supra; Norris v. Alabama, supra;
Pierre v. Louisiana, supra; Carter v. Texas, supra, and
Patton v. Mississippi, supra, establish clearly that the sys
tematic exclusion of Negroes from juries solely because of
race may be established and proved by testimony concern
ing the composition of juries within the county over a long-
period of years prior to the immediate case.
Statement of Case
The petitioner, and another Negro, William A. Pillow,
residents of the City of Columbia, State of Tennessee, were
arrested on the 26th day of February, 1946, by members of
the Tennessee State Highway Patrol. They were charged
with having committed assault and battery with intent to
commit murder in the first degree on the body of a Patrol
man Pay Austin, a white man, during a recent interracial
disturbance in that city. They were subsequently indicted
on the 21st day of March, 1946, and having plead “ Not
Guilty’ ’ were tried in the Circuit Court of Maury County,
Tennessee, at the February, 1946 Term. The jury ac
quitted petitioner’s co-defendant and convicted petitioner
of assault with intent to commit murder in the second de-
14
gree and fixed his punishment at not more than five years
in the state penitentiary. The Supreme Court of Tennessee
affirmed the conviction on the 26th day of June, 1947 and
overruled Assignments of Error on the 21st day of Octo
ber, 1947.
Errors Relied Upon
The points urged are in summary form as follows:
P o in t I
The Supreme Court of the State of Tennessee erred in
affirming the conviction of petitioner, a Negro, by a trial
jury of white persons, upon an indictment found and re
turned by a grand jury of white persons in Maury County,
Tennessee, in which county all qualified Negroes were and
have been for a long period of years systematically ex
cluded from all jury service solely because of their race
or color in contravention of the equal protection and due
process clauses of the Fourteenth Amendment to the Con
stitution of the United States.
A. The systematic and deliberate exclusion of Negroes
from jury service solely because of their race or color denies
a Negro defendant charged with crime the equal protection
of the laws and due process of law guaranteed by the
Fourteenth Amendment to the Constitution of the United
States.
B. The Supreme Court of the State of Tennessee erred
in affirming the conviction of petitioner, a Negro, upon an
indictment found and returned by a grand jury of a county
where all qualified Negroes were and have been for a long
period of years systematically excluded from service on
grand juries solely because of race or color in contraven
tion of the equal protection clause of the Fourteenth Amend
ment to the Constitution of the United States.
C. The Supreme Court of the State of Tennessee erred
in affirming the conviction of petitioner, a Negro, by a trial
15
jury in a county where all qualified Negroes were and have
been for a long period of years systematically excluded
from trial juries solely because of their race or color in
contravention of the equal protection clause of the Four
teenth Amendment to the Constitution of the United States.
P o in t II
The Supreme Court of the State of Tennessee erred in
affirming the conviction of petitioner, a Negro, where the
trial court denied him due process of the law as guaranteed
by the Fourteenth Amendment to the Constitution of the
United States in refusing to allow the introduction of evi
dence of systematic exclusion of Negroes from its juries
over a long period of years prior to petitioner’s trial.
ARGUMENT
P o in t I
The Supreme Court of the State of Tennessee erred in
affirming the conviction of petitioner, a Negro, by a trial
jury of white persons, upon an indictment found and re
turned by a grand jury of white persons in Maury County,
Tennessee, in which County all qualified Negroes were and
have been for a long period of years systematically excluded
from all jury service solely because of their race or color
in contravention of the equal protection and due process
clauses of the Fourteenth Amendment to the Constitution
of the United States.
A. The systematic and deliberate exclusion of Negroes
from jury service solely because of their race or color denies
a Negro defendant charged with crime the eqioal 'protection
of the laws and due process of law guaranteed by the Four
teenth Amendment to the Constitution of the United States.
The principle that state exclusion of Negroes from juries
solely because of their race or color denies Negro defend-
16
ants in criminal cases the equal protection of the laws re
quired by the Fourteenth Amendment was enunciated by
this Court over a half century ago.3
The principle applies whether the discrimination was by
virtue of a statute,4 * or by action of administrative officers,6
and whether the exclusion is from service on petit juries6
or grand juries.7
The discrimination complained of by petitioner was not
embodied in the Tennessee statutes,8 but rather resulted
from a systematic, intentional, deliberate and invariable
practice on the part of administrative officers of Maury
County, Tennessee, to exclude Negroes from jury service
within the county.
3 S trau der v. W e s t V irg in ia , 100 U. S. 303 (1880).
4 Bush v. K e n tu ck y , 107 U. S. 110.
s N eal v. D elaw are, 103 U. S. 370; C a rter v. T exa s , 177 U. S. 442;
R og ers v. A labam a, 192 U. S. 226.
6 Strauder v. W e s t V irg in ia , s u p ra ; N orris v. A labam a, 294 U. S. 587.
7 C arter v. T exas, su p ra ; P a tterson v. A labam a, 294 IJ. S. 600; Smith v.
T exas, 311 U. S. 128; P a tton v. M ississipp i, — U. S. —.
8 Williams, Term. Code Annotated (1934)— 10006 who may be a Juno®:
Every male citizen who is a freeholder or householder, and twenty-
one years o f age, is legally qualified to act as a grand or petit juror,
i f not otherwise incompetent under the express provisions of this
Code.
10009--W H O M AY N OT BE :
Persons convicted o f certain infamous offenses, specially designated
in this code, persons of unsound mind, persons not in the full posses
sion of the senses o f hearing and seeing, and habitual drunkards, aie
incompetent to act as jurors.
17
B. The Supreme Court of the State of Tennessee erred in
affirming the conviction o f petitioner, a Negro, upon an
indictment found, and returned by a grand jury of a, county
where all qualified Negroes were and have been for a long
period of years systematically excluded from service on
grand juries solely because of race or color in contravention
of the equal protection clause of the Fourteenth Amendment
to the Constitution of the United States.
Petitioner tiled a Plea in Abatement to the indictment
returned against him alleging among other things that
members of his race were systematically excluded from
grand jury service in Maury County, Tennessee.9 In sup-
9 The Plea in Abatement alleged among other things that:
The grand jury and all persons comprising the panel from which said
grand jury was selected were white persons.
That long prior to the selection of names for the then current jury list
or jury box and at that time there had been and were numerous colored
citizens of the State of Tennessee and residents of said county who in
every respect had been and were qualified to serve as petit and grand
jurors in civil and criminal trials in said county including trials of
felonies.
That the county court or Board of Jury Commissioners or the person
or persons who by law is or are authorized to select or appoint the persons
from whom the jury is or are to be chosen unlawfully and in violation of
their respective oaths of office and of the Constitution of the State of
Tennessee and that of the United States and the law of the land did exclude
and always have excluded from jury service all qualified Negroes, members
of the colored race and of African descent, solely on account of their race
and color.
That at all times it had been and was at that time the custom in said
Maury County to use white men exclusively for petit and grand jury serv
ice in any and all cases including trials of felonies and in selecting the
jury at that time and the supplement or supplements thereto this custom
was followed by those charged with the duty of appointing or selecting
those from whom the jury was to be drawn for this case.
That all qualified Negroes were thereby excluded from the possibility
of sitting as grand jurors.
That by the reason of this unlawful exclusion of all qualified Negroes
from the current jury list or box, defendant has been greatly prejudiced
18
port, thereof 20.6 white and Negro residents of the county
were called and testified.10 Evidence showed the population
of Maury County to consist of approximately 30,000 white
people and 10,000 Negroes (R. 159).11
The approximately 200 Negro witnesses, were with only
one or two possible exceptions, fully qualified for jury
service. They represented a true cross section of the
county’s Negro population, ranging in age from 86 (RW.
144) down to 23 years (RW. 578) and janitors, (RW. 150,
162, 301, 470, 566), railroad workers (RW. 456, 554),
post office employees (RW. 561), churchmen (RW. 495)
and chemical workers (RW. 500), miners (RW. 318),
peddlers (RW. 213), printers (RW. 367), grocers (RW.
I l l , 119, 237), farmers (RW. 131,134,192, 244, 257, 273, 405,
423), bricklayers (RW. 100), carpenters (RW. 21), elec
tricians (RW. 103), barbers (RW. 18, 64, 170, 262, 321),
businessmen (RW. 15, 137, 233, 533), teachers (RW. 28,
114, 127, 144, 208, 241, 542), dentists (RW. 35), ministers
(RW. 87), retired men (RW. 127, 301, 398), and veterans
of World War I (RW. 555, 589) and II (RW. 315, 338, 454,
504, 517, 542, 594). Not one witness had ever known or
heard of a Negro being called for or serving on a jury in
the criminal courts of Maury County prior to February
2 5 , 1 9 4 6 .
and has been denied due process and the equal protection of the laws in
violation of the Constitution of the United States and of the State of
Tennessee.
That this custom of excluding Negroes from jury service has continued
in said county for more than fifty years (E. 10A-10J).
10 By stipulation entered in this case on July 7, 1946, the proof offered
on hearing on Pleas in Abatement in the ease of S ta te o f Tennessee v.
Sol. B lair, e t al., was accepted as proof in this case and was preserved by
a Wayside Bill of Exceptions (R. 19).
11 The official count of the returns of the Sixteenth Census of the
United States filed as an exhibit in this case showed the white male popula
tion over 21 to be 8,817 and the Is egro male population over 21 to be 2,918
(See Exhibit “A” attached hereto).
19
The testimony of one eminently qualified witness12 suc
cinctly sums up the facts concerning the service of Negroes
on juries in Maury County. From 1901 to the present,
this former county officer had not heard of any Negro being
on a grand or petit jury in the county though, “ undoubt
edly,” there were “ a number” of Negroes qualified to
serve (RW. 159).
This testimony remained uncontradicted, and made out
a prima facie case of systematic and deliberate exclusion
of Negroes from jury service.13 The state attempted to
overcome such proof by testimony of more than fifty white
witnesses to the effect that not one of them had ever been
called or served.14 It is noteworthy, however, that not one
of these state’s witnesses had ever heard or known of a
Negro being called or serving on a jury in Maury County,
prior to petitioner’s trial.
Two members of the Maury County Jury Commission
testified. Both emphatically denied that race was a con
sideration in making up the jury list (RW. 858, 869).
Witnesses for the state testified that there were approxi
mately thirteen Negroes whose names appeared upon the
panel from which the grand and trial juries in the instant
case were drawn. It is clear from an examination of the
record that such names were purposely placed upon the
instant panel in an attempt to circumvent the clear consti-
12 W. C. Whitshire, a practicing attorney, justice of the peace, county
attorney and judge of County Criminal Court for various periods of time
following his admission to the bar of Maury County in 1888 (RW. 153).
13 Neal v. D elaw are, su pra , 397; N orris v. A labam a, su pra , 591; P ierre
v. Louisiana, 306 U. S. 354, 361; P a tto n v. M ississip p i, ■— U. S. —.
14 Of these white witnesses called, three were ministers, four teachers,
eleven officers of state, city or county, one in the military service twenty-
two years, and seven professional men, three neither taxpayers nor prop
erty owners—more than half, therefore, were either ineligible to serve or
eligible for exemption under the statute (Wm.’s Tenn. Code Ann. No.
10010). Undoubtedly this was an important factor tending to show why
they were never called.
20
tutionai requirement as enunciated by this court not to
have Negroes systematically excluded from juries in a
criminal trial involving a Negro defendant. In any event,
the record makes it eminently clear, and the state did not
dispute the fact, that no Negroes served on either the grand
or petit jury involved in this case.
James D. Carruthers, whose name was allegedly prop
erly upon the jury list, in testifying concerning his receipt
of a card ordering him to appear for service, stated, “ I
really didn’t know whether they meant to subpoena a
Negro. That was the trouble about it. I thought perhaps
it was a mistake about my name” (EW. 24). This witness
was excused by the court. Three other Negroes testified
for the state to the effect that they had received cards
allegedly intended for them calling them to appear for jury
service: Earnest Lipscomb, a taxpayer registered as resid
ing at Route 2, Mount Pleasant, Tenn., received a card
forwarded to “ Earnest Lipscomb, Hampshire, Tenn.” (EW.
917). This witness was not available at the time the trial
jury was chosen. Another witness, Maxie Perryman, who
testified to being commonly known as “ Moxie,” received a
card addressed to “ Max.” He approached his “ boss” and
requested to be excused from service. His employer subse
quently informed him that he would not have to appear for
service-—this in spite of the fact that the said employer
was not a county official (RW. 929, 939, 940). This witness
never reported to any official of the court or the county.
The third Negro witness testifying for the state is one
Tom Kittrell who could neither read nor write and he
stated that upon the receipt of the card and upon ascertain
ing its contents, he also arranged through his boss, like
wise not a county official, “ to be excused” from jury serv
ice (RW. 955). This witness also failed to appear at any
time before the court. In both of these latter two in
stances, the witness’ employer apparently had a close re-
2 1
lationsliip with the sheriff or judge or some other person
authorized to excuse jurors or who would assume such au
thority. Three other names on the jury list, L. E. Buford,
John Griggs, Louis Nicholson, were stated to be names of
Negroes by witnesses claiming to know them. All three
were deceased at the time of their alleged call for service
(RW. 898, 948 and 975). The names of two other Negroes
allegedly appearing on the list were Edgar Brown and
J. R. Martin. Cards sent to their addresses as registered in
the tax books were returned to the sheriff by the post office
marked “ Addressees Unfound” (RW. 898, 899). Two more
names were identified as belonging to Negroes by white
members of the community who were not sure whether there
were other individuals not Negroes in the county bearing
the same name. These were Henry Howard and Will James
(RW. 950, 970). In any event, neither of these persons
appeared for jury service. The last name, allegedly that
of a Negro, on the list was Ewell Lowry. This person, it
was testified, had gone “ North” some two years before
(RW. 980).
Thus, giving the state’s testimony the greatest credence
possible, it would appear that on the panel from which
the grand jury herein was drawn, the names of thirteen
Negroes appeared. Of this number three were dead, (RW.
898, 975, 914, 980) only three actually received cards, of
which number two had incorrect spelling or addresses and
two of these three were excused by their “ bosses” ; one
of the individuals allegedly on the list could not read; one
remained unaccounted for and the last, the only Negro
of whom any number of other witnesses had heard of hav-
mg been called, one Carruthers, believed it was a mistake
and was excused by the sheriff. These circumstances which
operated in each instance to prevent any Negro from being
available for service on the grand jury, when considered
together clearly show a pattern, design or method of pre-
22
arranged conspiracy to prevent Negroes from actually
serving while attempting to place an aura of legitimacy
around the jury panel. The appearance of most of these
names in the taxbooks adds to the belief that such a con
spiracy was in effect (RW. 1002-1016). These facts make
the state’s attempted proof impotent to offset the showing
that Negroes were systematically excluded. As stated
in Norris v. Alabama, 294 U. S. 587, 1935:
“ We are of the opinion that the evidence required
a different result from that reached in the state court.
We think that the evidence that for a generation or
longer no Negro had been called for service on any
jury in Jackson County, that there were Negroes quali
fied for jury service, that according to the practice of
the jury commission their names would normally ap
pear on the preliminary list of male citizens of the
requisite ages but that no names of Negroes were
placed on the jury rolls, and the testimony with re
spect to the lack of appropriate consideration of the
qualifications of Negroes, established the discrimina
tion which the Constitution forbids.” Norris v. Ala
bama, 294 U. S. 587 (1935)
C. The Supreme Court of the State of Tennessee erred
in affirming the conviction of petitioner, a Negro, by7 a trial
jury in a county where all qualified Negroes were and have
been for a long period of years systematically excluded
from trial juries solely because of their race or color in
contravention of the equal protection clause of the Four-
teenth Amendment to the Constitution of the United States.
Petitioner, at the outset of his trial, moved to quash
the trial jury panels.15 To sustain his contention of delib-
15 See Petition ( su pra) .
23
erate discrimination, petitioner called only one witness 16
as the court had erroneously restricted petitioner’s evidence
of discrimination to the formation of the panel for the
instant case (E. 326-7—see: Point II, herein).17
The witness testified that at the beginning of that term
of court, one hundred names were selected for a panel
of veniremen for the term (R. 329); that the grand jury
was selected from this list (R. 330); following which the
judge excused the fifteen individuals whose names remained
thereon, (R. 331). None of these was tendered for serv
ice on the trial jury. One Negro allegedly was on this
list and was excused (R. 332).18 Another panel of seventy-
five was selected on November 12 (R. 332) and exhausted
the next day. The witness testified that she could not
remember whether or not there were any Negroes thereon.
Seventy-five more names were selected the next day, thirty-
five appearing (R. 333). In this latter group, there was
allegedly one Negro who was immediately challenged by the
State and dismissed by the court (R. 334). The judge then
apparently prepared a list of business and professional
men from the community (R. 334-337), to which list the
16 Miss Dabney Anderson, Circuit Clerk of Maury County, Tennessee,
E. 328.
The view that the exclusion of Negroes from jury service in prior years
is no evidence on the question of discrimination against them in the par
ticular case before the court—which apparently was the position taken by
fte state court herein—has found some support in other jurisdictions.
State v. Turner, 133 La. 555, 63 So. 169 (1913); S ta te v. Thom as, 250 Mo.
189,157 S. W. 330 (1913).
This view, however, has been definitely overruled by this Court’s decisions
in such cases as N orris v. A labam a, su pra , and P a tton v. M ississipp i, supra,
"herein exclusion in previous years was one of the principal facts relied
°n by this Court in support of its conclusion that the evidence clearly
snowed discrimination. The effect of such decisions in this respect was
expressly recognized in S ta te v. L og a n , 341 Mo. 1164: 111 S. W. (2d)
HO (1937).
18Apparently this refers to witness Carruthers.
2 4
names of three or four Negroes known personally to the
court were subsequently added (E. 336).
Judge Ingram then testified for the State as follows:
That there were no Negroes on the jury selected to try this
case (R. 356);19 that he added the names of several
Negroes to his list of professional men after three white
men on the first list were not found. He testified that
Henry McGlothin, a Negro, appeared on one list, and that
the name of Albert Wright, another Negro, appeared on
a second list (R. 357). He further testified that the list
of business and professional men which he prepared was
compiled from the membership of the following organiza
tions in the community: Rotary Club, Kiwanis Club, Lions
Club, and the Junior Chamber of Commerce, all of which
were organizations whose membership was restricted to
white persons. Not one of these Negroes, however, served
on the jury or was available at the time of actual choosing
the jury. They either had not appeared or had been
excused by the court or peremptorily challenged by the
state.
A consideration of this testimony and the evidence
adduced on petitioner’s plea in abatement clearly shows
that Negroes were systematically excluded pursuant to cus
tom and practice from trial jury service at the trial of
petitioner and for a period of almost fifty years prior
thereto in Maury County, Tennessee, solely because of
their race or color in contravention of the guarantees con
tained in the Fourteenth Amendment to the Constitution
of the United States. The calling of one or two Negro
citizens allegedly for jury service and then summarily cbal-
19 It is to be noted that the witness—the judge sitting in this case appar
ently excused the fifteen remaining individuals on the jury panel only after
knowledge that petitioner was moving to quash the panel (R. 361).
25
lenging ox- dismissing them does not obviate the basic er
ror.20 As this court has pointed out at this term :
“ When a jury selection plan, whatever it is, operates
in such a way as always to result in the complete and
long-continued exclusion of any representative at all
from a large group of Negroes 21 or any other racial
group, indictments and verdicts returned against them
by juries thus selected cannot stand.” 22
P oint II
The Supreme Court of the State of Tennessee erred in
affirming the conviction of petitioner, a Negro where the
trial court denied him due process of the law as guaranteed
by the Fourteenth Amendment to the Constitution of the
United States in refusing to allow the introduction of evi
dence of systematic exclusion of Negroes from its juries,
over a long period of years prior to petitioner’s trial.
At various times during the hearings on petitioner’s
plea in abatement and throughout the hearing on the motion
to quash the trial jury panels, the court restricted petition
er’s proof of exclusion to the panel drawn for the present
20 Even assuming that the placing of a few Negroes’ names on the lists
of individuals called after the original panel herein was exhausted should
sufficiently satisfy the constitutional requirements, the arbitrary and im
mediate challenging by the State and excusing of such individuals by the
court was obviously still motivated by a desire to conform to the custom
and practice of denying Negroes the right to serve on trial juries in the
county.
21 The census figures showing 6,021 Negroes to 17,815 white persons in
the community were submitted upon this motion. In the faee of this
proof, the lower court overruled petitioner’s motion (R. 37) to which
petitioner duly excepted. The Supreme Court, in affirming the eonvic-
twn, sustained the action of the lower court, thereby denying petitioner
the equal protection of the laws.
22 Patton v. M ississipp i, supra.
26
term of court,23 nor would the court on either hearing allow
the jury box to be brought into court for examination to
ascertain if the names of any Negroes appeared therein
(BW. 297).
Numerous decisions of this Court reversing convictions
of Negro petitioners on the ground that their constitutional
rights had been violated through the systematic exclusion
of members of their race from juries solely because of race
23 On the plea in abatement, the following occurred:
“Q. Before the present term of court, or up until the 20th of March,
do you know of any Negro who has been summoned to serve on a
jury?
“Gen. Bumpus: The State objects to that.
“Court: Sustained.
“Mr. Looby: We except, just for the record, may I ask if he knows
if one has ever been summoned?
“Court: I sustained the objection” (BW. 14).
This restriction was repeated by the court upon the examination of
numerous witnesses (RW. 16, 18, 20, 22).
On the motion to quash, the following occurred:
“Mr. Looby: Very well, sir.
Now, if your Honor, please, as stated in this original motion, the
objection was raised to the panel is predicated upon a long series of
events which we contend constitute a custom, usage and method that
has existed over a long period of time.
We are now prepared and ready to offer proof in support of our
contention. We understand your Honor to have ruled earlier in this
case, to have made a ruling as to the time concerning which proof
would be allowed. We now want to offer proof, if your Honor please,
to show that for more than half a century Negroes have been excluded
from jury service in Maury County. Tour Honor has made a ruling
thereon, but now the motion is up for a hearing, we want to offer that
proof subject to your Honor's ruling then, unless that ruling is modi
fied, so as to permit us to introduce proof.
“The Court: We could hear proof only as to the formation of the
panel or panels which were formed in the selection of this trial jury.
“Mr. Looby: If the Court please, let the record show that we are
prepared to offer proof in support of the allegations prior to that time
and that the proof is not offered merely in obedience to your Honor’s
ruling.
“The Court: You can except to the action of the Court.
“Mr. Looby: Very well, your Honor, we so except.
“The Court: All right” (R. 326-327).
2 7
have been based upon a consideration of the existence of
such exclusion over a long continuing period of years.24
Conclusion
Petitioner was indicted and tried by juries from which
members of his race were systematically excluded solely
because they were Negroes. This not only violates our
Constitution and the laws enacted under it but is at war
with our basic concepts of a democratic society and a repre
sentative government.
The court’s refusal to quash the indictment herein and
its subsequent refusal to quash the various panels from
which the trial jury convicting petitioner were drawn thus
raise important issues under the Constitution and laws of
the United States.
W herefore, it is respectfully submitted that this Court
should issue its Writ of Certiorari to review the judgment
of the Supreme Court of the State of Tennessee and that
judgment should he reversed.
Respectfully submitted,
T hurgood M a r sh a ll ,
W. R obert M ing ,
Z. A lexan der L ooby,
Attorneys for Petitioner.
Maurice W eaver ,
Edward R. D u d ley ,
Franklin H. W il l ia m s ,
Of Counsel. 2
2iNeal v. D elaw are, 103 U. S. 370; N orris v. A labam a, 294 U. S. 587;
Pierre v. Louisiana, 306 U. S. 354.
TENNESSEE 01
T ab le 2 2 — A G E , R A C E , A N D S E X , B Y C O U N T IE S : 1940 A N D 1930— Con.
[Figures for white population in 1930 have been revised to include M e l o n s who were classified with "Other race.” in the 1930 reports. 1930 total, include unknown age]
1940 POPULATION 1930 POPULATIO sr
COUNTY AND All classes Native white For.-bom white Negro Other races All Native white For.-bon white Negro Other races
Total Male 'emale Male remale Male Female Male 'emale Male 'emale
classes
Male female Male Female Male 'emale Male female
7 ,569 7 ,3 3 5 | 7 ,447 7,229 - - 122 106 - - 13,872 6 ,819 6 ,7 4 0 - " 162 151 - -
1 ,493 767 726 | 754 711 - - 13 15 - - 1,648 831 787 - “ 13 17 " -
1 ,656 845 8 1 1 1 832 798 “ “ “
1 ,652 852 800 836 789 - - 16 “ ”
1 ,4 4 9
1,201
702
568
23 20
1 ,5 5 0 757 793 746 787 - “ 6 “ _ 701
594 22
10
17
1 ,2 6 5 664 6011 654 594 • ”
1,120 546 574 540 566 - ” 6
10 871 416 439983 498 485 482 475 ~ “ 16
938 450 4 8 8 1 443 483 - - 7 5 - - 1 ,5 2 8 I 775 727 _ _ 16 10 - -
819 404 415 397 410 - - 5 “ ~
754 382 372 377 368 - - 5 “ - 1 ,2 2 1 [ 596 596 - - 10 19 - -
345 3001 341 294 - - 4 6 “ ■
541 253 288 251 286 - - 2 " - 890 453 416 - - 14 7 - -
' 477 255 222 254 218 - - 1 “ -
427 233 194 231 190 - - 2 4 “ - 536 291 235 - - 5 5 - -
287 147 140 142 138 - - 5 - " _
171 126 167 122 - - 4 “ 106
277 150 127 147 123 - - 3 4
60
" 349 190 155* " - 2
86
2
73
“ “
8 ,2 9 9 4,220 4 ,0 7 9 4 ,1 5 3 4 ,019 - - ** ,16k 3 ,4 u i
16,897 17,639 53 32 9 ,323 L0.171 - - 51,059 15,955 16,347 69 43 9,021 9,622 2 -
4,701 2 ,3 5 8 2,343 1,422 1,366 - - 936 977 - - 4,911
5,657
5,167
1,556 1,493 1 943
1 ,1 1 8
977
1 ,0 6 2
941
918 - *
4 ,7 7 4 2,395 2,379 1,459 1 ,4 2 3 - - 956 “ 1 ,5 6 8
1 ,6 0 0
1 ,422
1,597
1 ,6 2 0
1 ,667
1 ,425
1 ,161
1*024
1,137
1,121
10 to 14 years----------
15 to 19 years----------
2,619 2,555 1,555 1 ,541 2 - - -
1
15',364
4 ,765
2 ,6 3 3
2,236
2,731
2,529
1 ,6 2 2
1 ,371
1 ,614
1 ,5 4 9 _ 1
1 ,0 1 1
865
1,117
979 - -
5 ,4 2 1
5,157 4 1 -
4 ,5 5 8 2,165 2,393 1 ,391 1 ,457 - “ “
3,361 1 ,023 2 539 632
4 ,3 6 1 2,005 2,356 1,343 1,529 3 1 659 “ 4
4 ,0 3 2 1,867 2 ,1 6 5 1 ,249 1 ,3 8 5 3 1 615 779 - 6,557 2,109 2 ,2 3 4 9 6 996 1 ,2 0 3 _ -
3 ,174 1,507 1 ,667 976 1,096 2 4 529 “
3 ,099 1 ,4 4 8 1 ,651 977 1,084 5 2 466 “ “ 5 ,2 9 4 1,836 1 ,6 9 2 15 15 877 859 - -
2 ,744 1 ,391 1 ,3 5 3 | 953 946 2 2 436 ~ “
55 to 59 years------------ 2 ,268
1 ,7 7 4
1 ,1 6 8
843
1 ,1 0 0 1
931
859
607
807
688
6
11
5
5
303
225
288
238 - . 3 ,04s 1,086 989 17 3 585 418 - _
800 7441 535 498 4 3 261 243 - \ 1 ,* M 542 514 7 5 210 216 - -
906 455 4511 312 308 12 2 131 141 -
246
283
9,596
7,784
75 years and over------- 877
907
383
464
4 9 4 1
443
266
287
348
264
3 3 114
177
143
179 _ _
668
929 318
67
22
41
15
168
4 ,7 1 8
747
160 - -
21 years and over------ 33 ,090 | 15,786
9,762
1 7 ,3 0 4
9,378
10,536
9 ,0 6 2
11,380
8 ,644
51
12
32
6
5 ,199
688
5 ,892
728 _ _ 17,549 8 ,2 0 4 777 -
1,079 1 ,0 5 0 1 ,0 2 4 987 - - 55 63 - - 2,232 1 ,0 7 8 1,005
1,051
* - 67 82 -
2 ,2 7 3 | 1 ,144 1,129 1 ,0 5 9 1,067 - - 85 62 “ - “ _
97
1,185 1,066 1,125 1,000 - — ~ -
905 870
90
2 ,1 2 8 1 ,1 2 1 1,007 1 ,042 921 - - 79 86 - - 1 ,9 6 2 “ “
64
52
35
66831 791 768 704 - - 63 87 - - 1 ,6 5 0 ”
1 , 4801 753 727 701 680 - - 52 47 - - 1 ,248 ”
41
“
661 712 620 664 1 1 40 47 - - 997 455 “ “ “
1 ,1 7 8 563 610 519 556 - - 44 54 - - | 1 ,8 0 3 805 2 2 98 99 _ _
960 497 463 461 429 - - 36 34 - “
451 425 412 386 - - 39 39 - - j> 1 ,478 702 623 1 81 67 _ _
398 374 353 331 - 1 45 42 - -
331 291 303 270 3 - 25 21 - - } 1 ,030 522 427 44 26 . _
253 238 233 224 1 2 19 12 - -
228 205 204 2 - 22 24 - - 230 211 18 23 _
152 108 140 99 1 1 11 8 - - ;
139 97 122 4 1 13 16 - - 223 97 ” “
392 202 190 186 176 - - 16 14 - - 441 | 207 203 - - 14 17 -
21 years and over----- 9,994 5,062 4 ,9 3 2 4,649 4 ,5 2 5 12 6 401 401 “
8 ,011 8 ,0 1 9 6 ,9 5 4 6,965 10 2 1,047 1,052 - - 15 ,574 6 ,650 6 ,533 7 4 1,163 1 ,217 ~
1,263 655 608 558 526 - - 97 82 - - 1 ,467
1 ,7 3 4
1 ,628
613
767
599 - - 127 128 “ "
1 ,3 1 8 678 640 580 538 - - - * 177742 737 617 622 - - 115 - “
679
C4G
597 127 149838 773 709 651 - - 129 122 - - 1 , 552 “ “
1 ,471 740 731 635 627 1 104 - -
1 ,051
990
76 1 & i
*25 to 29 years--------- 1,318 671
576
647
579
582
511
555
508 : 65 71 - - 410 453 - 1 64 62 - -
461 538 395 470 63 67 - - \ 1 ,869 808 802 3 1 103 152 _ -
431 448 385 396 46 “ “ J 5
472 36e 410 - 4C 62 - | 1 ,680 719 748 2 _ 96 115 - -
41C 39: 56 45 •
55 to 59 years-------- 797 404 393 37 £
26£
351
30e
31
24
42
33
“ | 1 ,246 561 523 “ 91 71 - ”
26 26c se 24 - | 755 324 334 _ 43 54 - -
16 155 2 23
14C
106
3,906
20
22
568
75 years and over.._ 36
25
16
12.
205
13C
14,
10
18'
11
1£
1
16
15
606
280
8 ,926
124
J 3,806
28
635
- -
21 years and over.... - .10 ,03 4 ,9 3 5,096 4 ,3 6 4,486 1
1 15 ,02 15,13 3 2 4 .9 4 5 .18 . 34.016 I 12.104 12.045 35 24 4 ,7 2 8 5,080 - -
1 ,87 1,84] 1 ,4 2 1 ,3 9 - 45 45] 3,492 I 1.292 1,24= - 464 487 “
1 ,9 4 1,94 J 1 ,45 1 ,4 4 - 48 50
2,06 1,99 1 1 ,5 5 1 ,4 8 50 50< b /2
2,07 3| 1 ,49 1 ,57 L 49 50
372
242II 1 ,3 6 1 1,46 44 52 2,847 966
319
296L 1 ,3 0 8 1 ,34 0 2 44 50 2,197
0 1 ,5 0 L 1,118 1 ,1 1 5 36 38 1,993 67£ "
1 1 ,2 6 1 1,301D 960 99 8 3 29 8 30 j 3,963 1 ,42 ] 436 629 _
0 1 ,0 5 9 1,22.I 797 90 3 25 31
... 2 ,01 4 990 1,02-4| 76 0 74 3 5 225 28 1 ,2 4 586 555 -
2 938 93 4 709 69 3 22 23 J *
55 to 59 years .... 1 ,5 0 9 [ 75
3 II 71
4 75
1 62
5] 56
2 52
5 55
9 47
5 2
5
1 18
17
7 19
14 | 2 ,575 94] 89 406 324 ”
9I 645 57 4 458 42 1 2 18 14 } 1*474 53 241 206 -
5 35 L 268 26 4 - 9 8
23
28
75 years and over.'.. _ 74
70
5|j 36
28 36
7 37
33
3 26
J 27
0 26
26
3 10
9
4 11
0 7 721 25 8 9 -
21 years and over... _ 2 3 ,8 3 81 11 ,771 12,067|| 8 ,8 1 8 ,9 4 36 18 2 ,9 1 8 3 ,1 0
Taken from a sec ond s e r i e s p o p u la t io n b u l l e t i n f o r T e n n e s s e e , 1940
26
-v ' Q VJ^^jTFigures for whil
CHARACTERISTICS OF THE POPULATION
T able 22.— A G E , R A C E , A N D S E X , B Y C O U N T IE S : 1940 A N D 1930— Con.
i in 1930 have been revised to include Mexicans who were classified with “ Other races” in the 1930 reports. 1930 totals include unknown age]
1940 POPULATION
All classes Native white For.-bom white Negro Other races All Native white For.-bom white Negro Other races
Total Male Female Male Female Male Female Male Female Male Female
classes
Male Female Male Female Male Female Male Female
6,S93 3,322 3,071 3,131 2,907 2 3 189 161 _ _ 6 ,127 2,977 2,757 2 - 198 193 - ■ -
824 418 406 394 382 24 24 826 370 25 24
24
3027
27
18
15
15 to 19 years
16 548
363
318
267
167
144
C 262
246
170
158
17
1117
199 204
369 13 J 566 271 - - 15 18 -
45 to 49 years
17 15538 261 244 L - -
8
164 82 77
80
53
32
79
76
37
43
| 348 190 131 - - 14 13 -
8 -
42
45
1 195 85 100 1 - 3 -
75 years and over____ 79 34 1 - 1 2 - - 77 43 28 - _ 3 - -
• 243
:
21,377
4
•
24,275
Jft
452
r* * v f m 2 r J m * *
12,438 11,837 11.978 11,383 8 5 449 _ 10,384 10,004 8 8 48T <•*» 487 2 2
49
39
54
65
39
45
21
2,719
3,007
2,721
2 ,454
1,805
1,320
1 ,189
1,249
1,399
44
69
60
70
46
32
31
2^885
2,821
47
45
57
46
40
29
1,459
1,363
1 ,200
847
577
555
80
61
57
35
18
27
1^322
1,126
876
692
576
ljo 3 6 1,087
856
742
*990
1*,826
1,535
1,347
763 772 742
25 29
17
21
| 2 ,160 9.94 1,057 1 1 52 55 - -
50 to 54 years------------ 922 449 473 432 452 1 16
18
- -
| 1 ,865 933 845 1 1 47 37 1
321 346
316
197
180
309 11 > 1 ,171 .608 508 5 - 25 25 - -
13
204
190
163
165
160
157
f 674 342 311 - - 11 9 1 -
75 years and over____ 355 1 - 9 8 - _ 290 141 129 - - 11 _
565 281 271
4,79721 years and over____ 12,380 6,267 6,113 6,023 5 ,87 4 8 5 236 234 - - 10,048 4,793 8 3 215 230 1 1
MONTGOMERY............ 33,346 16,365 16,981 11,603 11,833 41 30 4,720 5,118 1 - 30,882 10,364 10,323 42 32 4,899 5,210 3 -
1 ,551 1,462
1,646
449
499
502
1,135
1,263
1,109
1,247
483
576
554
559457 3^645
1,205
1,245
1 ,104
1,009
1,651 1,182
975
943
855
529
509
435
3 ‘,301
2,684
2,046
1,872
1*080 1^044
907
<-nr
1 ,614
1,447
1,189
396
404
304
*895 3 59?
405 1^1
2,797
2,351
2,100
1,350
1 ,162 3 2
1
359
604 692 2 242 1
364
298
269
257
188
145
162
91
116
40 to 44 years------------ 1 ,844 893 951 648 650 .2 3 243
258
241
184
140
175
103
102
- -
f 3 ,574 1 ,181 1,238 11 6 512 626 "
571
466
370
369
218
253
575 1 3,120 998 967 6 6 575 567 1 -
355
330
197
224
> 2 ,147 746 691 8 5 385 311 1 -
2
290
340
> 1 ,219 456 404 5 3 190 161 - -
75 years and over____ _ 698 358 3 - - -
J
573 209 183 2 6 88 85 _
75
2,715
89
3,032
613
16,652
217
5,562
212
5,634
89
2,597
95
78321 years and over------- 19,549 9,548 10,001 6,793 6,940 39 29 1 - 41 32 2 8 _
MOORE.......................... 4,093 2,062 2,031 1,931 1,911 - - 131 120 - - 4,037 1,870 1,863 - - 155 149 - -
12
11
451
476
214
199
206
234
12
25
19
18186 17
~
411
„ 4*L
293
274
186
_ -12L.
137
133
196
XOA.
132
126'
17 1? 429 211
116
125
172
W *
133
99
s ‘ ‘"T “
-180-
152
141
JLW.
141
133
-a.
15
A *.
9
- 13 12 -
237 6
[ 446 204 207 - - 20 15 - _
94
}> 401 184 197 - - 10 10 - -
82
6782
78
52
38
73
72
43
43
81 1 6 \ 309 157 127 _ _ 15 10 _
150
48
37
39
41
4
1
) 165 80 74 _ _ 7 4
75 years and over___ 81 - _ 2 _ _ J
77 35 36 _ I 3 3 _ _
94 45 2
21 years and over------ 2,401 1,222 1,179 1,148 1,110 - - 74 69 - - 2,162 1,008 1,011 - - 79 64 - -
MORGAN........................ 15,242 8,296 6,946 7,880 6,886 31 31 385 29 - - 13,603 6,992 6,035 56 42 427 51 _ _
878 811
849
865
815
580
477
435
1,789
1,874
1,602
1,390
906
963
824
739
680
527
401
869
901
Q ,
g “
947
914
793
664
525
5 9
16
104
100
71
2
7
10
816
582
480
439
27 1 628
892
74c
594
495
390
345
1,025
829
85
69
454 409
316
289
257
240
191
150
88
114
39
40 t o 44 years_ .. ̂ 1,416 721 608 9 10 62 6 - -
294 326
311
281
186
192
117
77
16
* 2 > 1,125 558 502 11 11 37 6 - _
247
196
158
90
115
. _
194
196
122
80
3 3 5 * } 720 405 284 11 9 10 1 _ _
2
5
3
70 to 74 years------------
75 years and over___
212
195
2 -
g
1
- -
J 371
165
181
83
172
70
13
6
4
4
1
2
“ “ ~
152
3,425
. 356
6,666
183
3,402
172
2,76421 years and over____ | 7,950 4,476 3,474 | 4,124 31 30 321 19 - - 56 42 371 31 - -
1930 POPULATION
27
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SUPREME EQURT OF THE UNITED STA TES
OCTOBER TERM, 1947
No. 5 3 4
LOYD KENNEDY,
Petitioner,
vs.
STATE OF TENNESSEE,
Respondent
MOTION TO DISPENSE W ITH PRINTING OF RECORD;
PETITION FOR CERTIORARI AND BRIEF IN SUP
PORT THEREOF.
Maurice W eaver ,
T hurgood M a r sh a ll ,
W . R obert M in g ,
Z. A lexan der L ooby,
Attorneys for Petitioner.
E dward K . D u d le y ,
F ranklin H. W il l ia m s ,
Of Counsel.
" " ' • - ■ - ' - V " ' . • ■ - . ' \ .W •
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INDEX
S u b je c t I ndex
Page
Motion to dispense with printing record..................... 1
Petition for writ of certiorari...................................... 3
Jurisdictional statement ...................................... 4
Statement of fa c ts .................................................. 5
Errors below relied upon here............................... 7
Pacts in support of errors .................................... 8
Prayer for writ....................................................... 10
Brief in support of petition.......................................... 11
Opinion of court below .......................................... 11
Jurisdiction ........................................................... 11
Statement of case................................................... 13
Errors relied upon.................................................. 14
Argument ............................................................... 15
Conclusion............................................................... 27
Appendix A—Excerpt from population bulletin for
Tennessee ................................................................... 28
T able op C ases C ited
Bush v. Kentucky, 107 U. S. 110.................................... 16
Carter v. Terns, 177 U. S. 442..................................... 5,13,16
Hale v. Kentucky, 303 U. S. 613.................................... 5,13
Hill v. Terns, 316 U. S. 400............................................ 5
Hollis v. Oklahoma, 295 U. S. 395................................ 5,13
Heal v. Delaware, 103 U. S. 370............................ 5,13,16, 27
Norris v. Alabama, 294 U. S. 587.......................... 5,13, 22, 27
Patterson v. Alabama, 294 U. S. 600............................. 16
Patton v. Mississippi, — U. S. —, decided December
8, 1947 ...................................................................... 5,13,16
Pierre v. Louisiana, 306 U. S. 354........................ 5,13,19, 27
Rogers v. Alabama, 192 U. S. 226.............................. 5,13,16
Smith v. Texas, 311 U. S. 128.....................................5,13,16
State v. Logan, 341 Mo. 1164, 111 S. W. (2d) 110. . 23
State v. Thomas, 250 Mo. 189,157 S. W. 330........... 23
4408
Page
State v. Turner, 133 La. 555, 63 So. 169....................... 23
Strauder v. West Virginia, 100 U. S. 303..................... 13,16
S tatu tes C ited
Judicial Code, Section 237(b), as amended February
13,1925, 43 Stat. 937, 28 U. S. C. 344(b)............... 4,10,11
Williams, Tenn. Code Annotated (1934), 10006.......... 16
10009 ....... 16
10010 ....... 19
ii INDEX
SUPREME EQURT OF THE UNITED STATES
OCTOBER TERM, 1947
No. 5 3 4
LOYD KENNEDY,
vs.
Petitioner,
STATE OF TENNESSEE,
Respondent
MOTION TO DISPENSE W ITH PRINTING OF RECORD
To the Honorable the Chief Justice of the United States and
the Associate Justices of the Supreme Court of the United
States:
Petitioner respectfully moves this Court for permission
to dispense with the printing of the record in the instant
case.
Counsel for petitioner is in possession of approximately
$400 representing the balance of monies received for this
case from voluntary contributors, the said money having
been contributed for the purpose of defending petitioner
and other individuals who were jointly and severally in
dicted for crimes arising out of interracial disturbances
occurring in Columbia, Tennessee, on the 25th day of Feb
ruary, 1946. Counsel for petitioner has been advised by
lk
2
the Clerk of this Court that the said sum of $400, which is
all that is available to petitioner’s counsel to cover expenses
involved in this cause, will not be sufficient to pay for the
printing of the record herein.
W herefore , petitioner respectfully prays leave to dis
pense with the printing of the record herein and permis
sion to file a typewritten record with this Court.
Respectfully submitted this 16th day of January, 1948.
L oyd K e n n e d y ,
By T httrgood M a r sh a ll ,
20 West 40 Street,
New York 18, New York;
W. R obert M in g ,
Chicago, Illinois;
Z. A lexan der L ooby,
Nashville, Tennessee,
Attorneys for Petitioner.
M aurice W eaver,
Chattanooga, Tennessee;
E dward R. D u d le y ,
F r a n k l in H. W il l ia m s ,
20 West 40 Street,
New York 18, Netv York,
Of Counsel.
SUPREME EOURT OF THE UNITED STATES
OCTOBER TERM, 1947
No. 5 3 4
LOYD KENNEDY,
vs.
Petitioner,
STATE OF TENNESSEE,
Respondent
PETITION FOR W RIT OF CERTIORARI TO THE
SUPREME COURT OF THE STATE OF TENNESSEE
To the Honorable the Chief Justice of the United States and
the Associate Justices of the Supreme Court of the United
States: ,
Petitioner respectfully prays that a Writ of Certiorari
issue to review a judgment of the Supreme Court in the
State of Tennessee, affirming a judgment and sentence of
the Circuit Court of Maury County, Tennessee, wherein
petitioner, a Negro, was sentenced to not more than five
years imprisonment for unlawfully and feloniously com
mitting an assault with intent to commit murder in the first
degree on the body of one Ray Austin, a white man, and to
reverse such judgment and sentence or to obtain a new
trial.
4
I
Jurisdictional Statement
Petitioner presents this petition pursuant to Section
237(b) of the United States Judicial Code as amended Feb
ruary 13,1925, 43 Stat. 937, 28 U. S. C. 344(b).
Petitioner prays that a Writ of Certiorari issue to review
the decree entered on June 24, 1947, in the Supreme Court
of Tennessee, which is the highest court of said State, in
the cause in that court entitled Loyd Kennedy v. State of
Tennessee; Suggestion of Error having been duly filed in
said Supreme Court of Tennessee and overruled on Octo
ber 21, 1947, and petitioner now being at liberty on $5,000
bond pending the action of this Court upon this petition.
The nature of the case and the rulings below which bring
the case within the jurisdictional provision of Section
237(b), supra, appear from the following:
The claim of Federal constitutional rights is specifically
raised in the Plea in Abatement (R. lOa-lOj), the motion to
quash the several panels of veniremen (R. 321), and upon
the exceptions taken to the rulings of the trial judge in
refusing petitioner the opportunity to introduce testimony
in evidence concerning the systematic and long continued
custom and practice of exclusion of Negroes from juries in
Maury County (R. 326-327). These Federal questions were
substantially passed upon by the Supreme Court of Ten
nessee in its opinion and the claim of Federal rights denied.
The claim so made and denied is that the conviction of
petitioner, a Negro, by a trial jury upon an indictment found
and returned by a grand jury, from which juries all quali
fied Negroes were and have been for a long period of years
systematically excluded solely because of their race and
color, was in contravention and violation of the equal pro
tection and due process clauses of the Fourteenth Amend
5
ment to the Constitution of the United States. The further
claim made and denied is that the refusal of the trial court
to allow the introduction of evidence of the systematic and
long continued esclusion of Negroes from juries in Maury
County, Tennessee, denied petitioner due process of law
in violation of the Fourteenth Amendment to the Constitu
tion of the United States.
The following cases, among others, sustain the jurisdic
tion of this court to determine the invalidity of a conviction
by a trial jury found upon an indictment returned by a
grand jury when from both juries Negroes were and have
been systematically excluded in that county over a long
period of years solely because of race: Neal v. Delaware,
103 U. S. 370; Norris v. Alabama, 294 U. S. 587; Hollis v.
Oklahoma,, 295 U. S. 395; Hale v. Kentucky, 303 U. S. 613;
Rogers v. Alabama, 192 U. S. 226; Pierre v. Louisiana, 306
U. S. 354; Smith v. Texas, 311 U. S. 128; Hill v. Texas, 316
U. S. 400; Patton v. Mississippi, — U. S. —, No. 122, Oct.
Term, 1947. These cases established clearly that the sys
tematic exclusion of Negroes from juries solely because of
race may be established and proved by testimony concern
ing the composition of juries within a county over a long-
period of years prior to the immediate case. Neal v. Dela
ware, supra; Norris v. Alabama, supra; and Pierre v. Lou
isiana, supra; Carter v. Texas, 177 U. S. 442; Patton v.
Mississippi, supra.
Statement of Facts
On Monday, February 25, 1946, in Columbia, Tennessee, a
Negro youth struck a white store proprietor because of the
proprietor’s having slapped the Negro’s mother. Immedi
ately, the white community became aroused and rumors of
lynching spread throughout the Negro community. The
State Highway Patrol was ordered to Columbia at about
9 o’clock that night along with units of the State National
6
Guard. A cordon of patrolmen was thrown around the
Negro area known as “ Mink Slide.” The sheriff and
Commissioner of Safety agreed to keep the police surround
ing this area for the purpose of preventing anyone from
coming in or going out; and, further agreed to enter the
area about daylight and arrest everyone found therein.
From midnight until daybreak, intermittent firing occurred
throughout the town. About sunrise on the morning of the
26th, the order was given to the patrolmen to “ move in”
on the area. The police and National Guardsmen, working
in units, went from house to house and business establish
ment to business establishment, arresting all individuals
found. They wantonly destroyed property and brutalized
the Negro citizens. Terror reigned throughout the Negro
community. One group of policemen, headed by the Sheriff
and including about twenty-five (25) officers and civilians
and armed with riot guns and submachine guns proceeded
down the street, going from door to door, ordering all in
dividuals therein to come out with their hands up. The
only buildings so approached were those occupied by
Negroes.
Upon arrival in front of the Blair Barber Shop, the
Sheriff allegedly called out for anyone inside to come out
quietly. At this point, it is alleged, a shotgun blast fired
from inside the barber shop through the plate glass window
struck one of the officers, Bay Austin, hitting him in the leg.
The wound was minor in nature for the officer continued on
duty for the rest of the week. Only one person, in the
group, a policeman, could describe in any way the person
inside the barber shop who allegedly fired the shotgun.
This witness stated emphatically that such person was
larger than petitioner but about the size of his co-defendant.
The group then fired hundreds of machine gun bullets into
the shop, burst inside, found petitioner pressed against the
wall, apparently “ scared to death” and arrested him and
7
his co-defendant, William A. Pillow, a Negro, who was also
found within the barber shop. They were charged with
having committed assault and battery with intent to com
mit murder in the first degree on the body of Patrolman
Ray Austin, a white man. They were subsequently indicted
on the 21st day of March, 1946, and having pleaded “ Not
Guilty,” were tried in the Circuit Court of Maury County,
Tennessee, at the February, 1946 Term. The jury acquitted
petitioner’s co-defendant and convicted petitioner of assault
with intent to commit murder in the second degree, fixing
his punishment at not more than five (5) years in the State
Penitentiary. The Supreme Court of Tennessee affirmed
the conviction on the 26th day of June, 1947, and overruled
Assignments of Error on the 21st day of October, 1947.
Errors Below Relied Upon Here
Petitioner relies upon the following points:
I. The Supreme Court of the State of Tennessee erred in
affirming the conviction of petitioner, a Negro, upon an in
dictment found and returned by the grand jury of a county
where all qualified Negroes were and have been for a long
period of years systematically excluded from service on
grand juries solely because of race or color in contravention
of the equal protection and due process clauses of the Four
teenth Amendment to the Constitution of the United States.
II. The Supreme Court of the State of Tennessee erred
in affirming the conviction of petitioner, a Negro, by a trial
jury in a county where all qualified Negroes were and have
been for a long period of years systematically excluded
from trial juries solely because of race or color in contra
vention of the equal protection and due process clauses of the
Fourteenth Amendment to the Constitution of the United
States.
2 k
8
III. The Supreme Court of the State of Tennessee erred
in affirming the conviction of petitioner, a Negro, where the
trial court denied him due process of the law as guaranteed
by the Fourteenth Amendment to the United States Consti
tution in refusing to allow the introduction of evidence of
the systematic exclusion of Negroes from its juries over a
long period of years prior to petitioner’s trial.
Facts in Support of Errors
Petitioner’s proof showed overwhelmingly by the testi
mony of more than 200 white and Negro resident-witnesses,
from all walks of life in Maury County, that for more than
fifty years no Negro had ever served on a grand or petit
jury in that county as one sixty-one year old, life resident
of the county stated, “ I have been here all my life and never
heard of one- (E. W. 656). Petitioner’s proof also estab
lished by testimony of such witnesses that there were large
numbers of Negroes, citizen-residents of Maury County,
possessing all of the legal qualifications for jury service,
none of whom had ever been called to serve or served or
who knew of any Negro having been called or had served on
a grand or petit jury in Maury County, Tennessee, prior to
the instant trial although approximately 9,000 white males
over twenty-one and 3,000 Negro males over twenty-one
resided therein, according to the 1940 Fecleral census.1 2
Petitioner’s proof established clearly that such absence
of Negroes from juries in Maury County was the result of
a systemaic exclusion based solely upon race or color and
1 See: Testimony contained in Wayside Bill of Exceptions, S tate v. Blair,
which by stipulation of counsel was made part of the record of the instant
case. Page references to testimony from the Wayside Bill is referred to
herein by the letters “RW” ; page references to the instant record are
marked as usual “R.”
2 See: Certified copy of “Population Breakdown” attached hereto and
marked “Exhibit “A.”
9
pursuant to an established custom and usage of county
officials within the meaning of decisions of this Court. This
testimony was uncontradicted and in the face thereof the
trial court overruled petitioner’s Plea in Abatement. The
affirmance of the decision by the Supreme Court of the
State of Tennessee and the subsequent holding therein that
no Federal rights had been denied petitioner by such exclu
sion constitutes grounds upon which petitioner appeals to
this Court.
Petitioner subsequently moved to quash the several
panels of veniremen from which the trial jury was drawn.
In such motion, he alleged, among other things, that all of
the persons whose names were drawn and who were sum
moned for jury service in the instant case were white; that
there are numerous colored citizens in the county, qualified
for jury service; that the administrative officers responsible
for selecting jurors systematically excluded Negroes from
juries over a long period of years solely on account of race
pursuant to custom and practice; that to circumvent recent
decisions of this Court a conspiracy or common understand
ing obtained to call one or two Negroes “ whenever it should
appear that such systematic exclusion would be challenged” ;
that such calling was never in good faith as no Negroes are
ever permitted to serve on juries in the county; all in viola
tion of petitioner’s constitutional rights (E. 321).
Petitioner then requested the opportunity to offer proof
in support of his motion—‘ ‘ to show that for more than half
a century Negres have been excluded from jury service in
Maury County.” At the time of such request, the following
occurred:
“ The Court: We could hear proof only as to the
formation of the panel or panels which were formed
in the selection of this trial jury.
“ Mr. Looby: If the Court please, let the record show
that we are prepared to offer proof in support of the
10
allegations prior to that time and that the proof is
not offered merely in obedience to your Honor’s ruling.
“ The Court: You can except to the action of the
Court.
“ Mr. Looby: Very well, your Honor, we so except.
“ The Court: All right” (E. 326-327).
This ruling was substantial error and in violation of peti
tioner’s constitutional right to due process. Numerous
decisons of this Court have held that systematic exclusion
of Negroes from juries can be established by a showing of
the non-service of Negroes over a long period of years and
the existence of many Negroes qualified for jury service in
a particular county. The refusal of the trial court to allow
the introduction of such proof and the approval of this
ruling through affirmance by the Supreme Court of Tennes
see constitutes error upon which petitioner relies and pro
vides further grounds upon which petitioner appeals to this
Court.
W h erefore , petitioner prays that this Court, pursuant
to Section 237(b) of the United States Judicial Code, as
amended February 13,1925, 43 Stat. 937, 28 U. S. C. 344(b),
issue a Writ of Certiorari to review the judgment of the
Supreme Court of the State of Tennessee affirming your
petitioner’s conviction for assault with the intent to commit
murder in the second degree as aforesaid.
All of which is respectfully submitted this 16 day of
January, 1948. L oyd K e x x e d Y ;
By T hurgood M a r sh a ll ,
W. R obert M in g ,
Z. A lexan der L ooby,
„ r ,TT Attorneys for Petitioner.
M aurice W eaver,
E dward E . D u d le y ,
F r a n k l in H. W il l ia m s ,
Of Counsel.
SUPREME EDURT OF THE UNITED STATES
OCTOBER TERM, 1947
No. 5 3 4
LOYD KENNEDY,
vs. Petitioner,
STATE OF TENNESSEE,
Respondent
BRIEF IN SUPPORT OF PETITION FOR W RIT OF
CERTIORARI
I
Opinion of Court Below
The opinion has not been recorded officially. It appears
at pages 416-426 of the record. Suggestion of Error (Peti
tion to Rehear) was overruled on the 21st day of October,
1947, without opinion.
II
Jurisdiction
1
The statutory provision is United States Judicial Code,
Section 237(b), as amended February 13, 1925, 43 Stat. 937,
28 U. S. C. 344(b).
12
2
The date of the judgment in the Circuit Court of Maury
County, Tennessee, is November 19, 1946, affirmed by the
Supreme Court of Tennessee on June 24, 1947. Suggestion
of Error was overruled on the 21st day of October, 1947.
3
That the nature of the case and the rulings below bring
the case within the jurisdictional provisions of Section
237(b), supra, appears from the following:
The claim of Federal constitutional rights was timely
raised in petitioner’s Plea in Abatement (R. 10 A),
petitioner’s Motion to Quash the several panels of
veniremen (R. 321); and, upon the exceptions taken to
the rulings of the trial judge in refusing petitioner the
opportunity to introduce evidence of exclusion beyond
the instant panel (R. 326-327).
These questions were expressly considered and the
rights ruled against by the trial court (R. 18-37, 327).
The questions were specifically passed upon by the
Tennessee Supreme Court in its opinion (R. 416-426).
The claim so made and denied is that the conviction of
petitioner, a Negro, by a trial jury upon an indictment
found and returned by a grand jury, from which juries all
qualified Negroes were and have been for a long period of
years systematically excluded solely because of their race
and color, was in contravention and violation of the equal
protection and due process clauses of the Fourteenth
Amendment to the United States Constitution.
The further claim made and denied is that the refusal of
the trial court to allow the introduction of evidence of the
systematic and long-continued exclusion of Negroes from
juries in Maury County, Tennessee, denied petitioner due
13
process of law in violation of the Fourteenth Amendment to
the Constitution of the United States.
The following cases, among others, sustain the jurisdic
tion of this Court, as to the invalidity of a conviction by a
trial jury upon an indictment returned by a grand jury,
from which juries Negroes were and have been systemati
cally excluded in that county over a long period of years
solely because of race: Strauder v. West Virginia, 100 U. S.
303; Neal v. Delaware, 103 U. S. 370; Carter v. Texas, 177
U. S. 442; Rogers v. Alabama, 192 U. S. 226; Norris v. Ala
bama, 294 U. S. 587; Hollis v. Oklahoma, 295 U. S. 395;
Hale v. Kentucky, 303 U. S. 613; Pierre v. Louisiana, 306
U. S. 354; Smith v. Texas, 311 U. S. 128; Patton v. Mis
sissippi, — U. S. —, No. 122, October Term, 1947.
Neal v. Delaware, supra; Norris v. Alabama, supra;
Pierre v. Louisiana, supra; Carter v. Texas, supra, and
Patton v. Mississippi, supra, establish clearly that the sys
tematic exclusion of Negroes from juries solely because of
race may be established and proved by testimony concern
ing the composition of juries within the county over a long
period of years prior to the immediate case.
Statement of Case
The petitioner, and another Negro, William A. Pillow,
residents of the City of Columbia, State of Tennessee, were
arrested on the 26th day of February, 1946, by members of
the Tennessee State Highway Patrol. They were charged
with having committed assault and battery with intent to
commit murder in the first degree on the body of a Patrol
man Ray Austin, a white man, during a recent interracial
disturbance in that city. They were subsequently indicted
on the 21st day of March, 1946, and having plead “ Not
Guilty” were tried in the Circuit Court of Maury County,
Tennessee, at the February, 1946 Term. The jury ac
quitted petitioner’s co-defendant and convicted petitioner
of assault with intent to commit murder in the second de
14
gree and fixed Ms punishment at not more than five years
in the state penitentiary. The Supreme Court of Tennessee
affirmed the conviction on the 26th day of June, 1947 and
overruled Assignments of Error on the 21st day of Octo
ber, 1947.
Errors Relied Upon
The points urged are in summary form as follows:
P o in t I
The Supreme Court of the State of Tennessee erred in
affirming the conviction of petitioner, a Negro, by a trial
jury of white persons, upon an indictment found and re
turned by a grand jury of white persons in Maury County,
Tennessee, in which county all qualified Negroes were and
have been for a long period of years systematically ex
cluded from all jury service solely because of their race
or color in contravention of the equal protection and due
process clauses of the Fourteenth Amendment to the Con
stitution of the United States.
A. The systematic and deliberate exclusion of Negroes
from jury service solely because of their race or color denies
a Negro defendant charged with crime the equal protection
of the laws and due process of law guaranteed by the
Fourteenth Amendment to the Constitution of the United
States.
B. The Supreme Court of the State of Tennessee erred
in affirming the conviction of petitioner, a Negro, upon an
indictment found and returned by a grand jury of a county
where all qualified Negroes were and have been for a long
period of years systematically excluded from service on
grand juries solely because of race or color in contraven
tion of the equal protection clause of the Fourteenth Amend
ment to the Constitution of the United States.
C. The Supreme Court of the State of Tennessee erred
in affirming the conviction of petitioner, a Negro, by a trial
1 5
jury in a county where all qualified Negroes were and have
been for a long period of years systematically excluded
from trial juries solely because of their race or color in
contravention of the equal protection clause of the Four
teenth Amendment to the Constitution of the United States.
P o in t II
The Supreme Court of the State of Tennessee erred in
affirming the conviction of petitioner, a Negro, where the
trial court denied him due process of the law as guaranteed
by the Fourteenth Amendment to the Constitution of the
United States in refusing to allow the introduction of evi
dence of systematic exclusion of Negroes from its juries
over a long period of years prior to petitioner’s trial.
ARGUMENT
P o in t I
The Supreme Court of the State of Tennessee erred in
affirming the conviction of petitioner, a Negro, by a trial
jury of white persons, upon an indictment found and re
turned by a grand jury of white persons in Maury County,
Tennessee, in which County all qualified Negroes were and
have been for a long period of years systematically excluded
from all jury service solely because of their race or color
in contravention of the equal protection and due process
clauses of the Fourteenth Amendment to the Constitution
of the United States.
A. The systematic and deliberate exclusion of Negroes
from jury service solely because of their race or color denies
a Negro defendant charged with crime the equal protection
of the laws and due process of law guaranteed by the Four
teenth Amendment to the Constitution of the United States.
The principle that state exclusion of Negroes from juries
solely because of their race or color denies Negro defend
16
ants in criminal cases the equal protection of the laws re
quired by the Fourteenth Amendment was enunciated by
this Court over a half century ago.3
The principle applies whether the discrimination was by
virtue of a statute,4 * or by action of administrative officers,8
and whether the exclusion is from service on petit juries6
or grand juries.7
The discrimination complained of by petitioner was not
embodied in the Tennessee statutes,8 but rather resulted
from a systematic, intentional, deliberate and invariable
practice on the part of administrative officers of Maury
County, Tennessee, to exclude Negroes from jury service
within the county.
3 S tra u d er v. W e s t V irg in ia , 100 U. S. 303 (1880).
4 B ush v. K e n tu c k y , 107 U. S. 110.
8 N ea l v. D ela w a re , 103 U. S. 370; C a rter v. T exa s , 177 U. S. 442;
R o g ers v. A labam a, 192 U. S. 226.
6 S tra u d er v. W e s t V irg in ia , s u p r a ; N orris v. A la ba m a , 294 U. S. 587.
7 C a rter v. T exa s , s u p r a ; P a tte r so n v. A la ba m a , 294 U. S. 600; Smith v.
T exa s , 311 U. S. 128; P a tto n v. M ississ ip p i, — U. S. —.
8 Williams, Term. Code Annotated (1934)—10006 w h o m a t be a juror:
Every male citizen who is a freeholder or householder, and twenty-
one years of age, is legally qualified to act as a grand or petit juror,
if not otherwise incompetent under the express provisions of this
Code.
10009—WHO MAT NOT BE:
Persons convicted of certain infamous offenses, specially designated
in this code, persons of unsound mind, persons not in the full posses
sion of the senses of hearing and seeing, and habitual drunkards, are
incompetent to act as jurors.
17
B. The Supreme Court of the State of Tennessee erred in
affirming the conviction of petitioner, a Negro, upon an
indictment found, and returned by a grand jury of a county
where all qualified Negroes were and have been for a long
period of years systematically excluded from service on
grand juries solely because of race or color in contravention
of the equal protection clause of the Fourteenth Amendment
to the Constitution of the United States.
Petitioner filed a Plea in Abatement to the indictment
returned against him alleging among other things that
members of his race were systematically excluded from
grand jury service in Maury County, Tennessee.9 In sup
9 The Plea in Abatement alleged among other things that:
The grand jury and all persons comprising the panel from which said
grand jury was selected were white persons.
That long prior to the selection of names for the then current jury list
or jury box and at that time there had been and were numerous colored
citizens of the State of Tennessee and residents of said county who in
every respect had been and were qualified to serve as petit and grand
jurors in civil and criminal trials in said county including trials of
felonies.
That the county court or Board of Jury Commissioners or the person
or persons who by law is or are authorized to select or appoint the persons
from whom the jury is or are to be chosen unlawfully and in violation of
their respective oaths of office and of the Constitution of the State of
Tennessee and that of the United States and the law of the land did exclude
and always have excluded from jury service all qualified Negroes, members
of the colored race and of African descent, solely on account of their race
and color.
That at all times it had been and was at that time the custom in said
Maury. County to use white men exclusively for petit and grand jury serv
ice in any and all cases including trials of felonies and in selecting the
jury at that time and the supplement or supplements thereto this custom
was followed by those charged with the duty of appointing or selecting
those from whom the jury was to be drawn for this case.
That all qualified Negroes were thereby excluded from the possibility
of sitting as grand jurors.
That by the reason of this unlawful exclusion of all qualified Negroes
from the current jury list or box, defendant has been greatly prejudiced
1 8
port thereof 206 white and Negro residents of the county
were called and testified.10 Evidence showed the population
of Maury County to consist of. approximately 30,000 white
people and 10,000 Negroes (R. 159).11
The approximately 200 Negro witnesses, were with only
one or two possible exceptions, fully qualified for jury
service. They represented a true cross section of the
county’s Negro population, ranging in age from 86 (RW.
144) down to 23 years (RW. 578) and janitors, (RW. 150,
162, 301, 470, 566), railroad workers (RW. 456, 554),
post office employees (RW. 561), churchmen (RW. 495)
and chemical workers (RW. 500), miners (RW. 318),
peddlers (RW. 213), printers (RW. 367), grocers (RW.
I l l , 119, 237), farmers (RW. 131,134,192, 244, 257, 273, 405,
423), bricklayers (RW. 100), carpenters (RW. 21), elec
tricians (RW. 103), barbers (RW. 18, 64, 170, 262, 321),
businessmen (RW. 15, 137, 233, 533), teachers (RW. 28,
114, 127, 144, 208, 241, 542), dentists (RW. 35), ministers
(RW. 87), retired men (RW. 127, 301, 398), and veterans
of World War I (RW. 555, 589) and II (RW. 315, 338, 454,
504, 517, 542, 594). Not one witness had ever known or
heard of a Negro being called for or serving on a jury in
the criminal courts of Maury County prior to February
2 5 , 1 9 4 6 .
and has been denied due process and the equal protection of the laws in
violation of the Constitution of the United States and of the State of
Tennessee.
That this custom of excluding Negroes from jury service has continued
in said county for more than fifty years (R. 10A-10J).
10 By stipulation entered in this case on July 7, 1946, the proof offered
on hearing on Pleas in Abatement in the case of S ta te o f Tennessee v.
Sol. B lair, e t al., was accepted as proof in this case and was preserved by
a Wayside Bill of Exceptions (R. 19).
11 The official count of the returns of the Sixteenth Census of the
United States filed as an exhibit in this case showed the white male popula
tion over 21 to be 8,817 and the Negro male population over 21 to be 2,918
(See Exhibit “A” attached hereto).
19
The testimony of one eminently qualified witness12 suc
cinctly sums up the facts concerning the service of Negroes
on juries in Maury County. From 1901 to the present,
this former county officer had not heard of any Negro being
on a grand or petit jury in the county though, “ undoubt
edly,” there were “ a number” of Negroes qualified to
serve (EW. 159).
This testimony remained uncontradicted, and made out
a prima facie case of systematic and deliberate exclusion
of Negroes from jury service.13 The state attempted to
overcome such proof by testimony of more than fifty white
witnesses to the effect that not one of them had ever been
called or served.14 It is noteworthy, however, that not one
of these state’s witnesses had ever heard or known of a
Negro being called or serving on a jury in Maury County,
prior to petitioner’s trial.
Two members of the Maury County Jury Commission
testified. Both emphatically denied that race was a con
sideration in making up the jury list (EW. 858, 869).
Witnesses for the state testified that there were approxi
mately thirteen Negroes whose names appeared upon the
panel from which the grand and trial juries in the instant
case were drawn. It is clear from an examination of the
record that such names were purposely placed upon the
instant panel in an attempt to circumvent the clear consti
12 W. C. Whitshire, a practicing attorney, justice of the peace, county
attorney and judge of County Criminal Court for various periods of time
following his admission to the bar of Maury County in 1888 (RW. 153).
13 Neal v. D elaw are, su pra , 397; N orris v. A labam a, su pra , 591; P ierre
v. Louisiana, 306 U. S. 354, 361; P a tto n v. M ississ ip p i, — U. S. —.
14 Of these white witnesses called, three were ministers, four teachers,
eleven officers of state, city or county, one in the military service twenty-
two years, and seven professional men, three neither taxpayers nor prop
erty owners—more than half, therefore, were either ineligible to serve or
eligible for exemption under the statute (Wm.’s Tenn. Code Ann. No.
10010). Undoubtedly this was an important factor tending to show why
they were never called.
20
tutional requirement as enunciated by this court not to
have Negroes systematically excluded from juries in a
criminal trial involving a Negro defendant. In any event,
the record makes it eminently clear, and the state did not
dispute the fact, that no Negroes served on either the grand
or petit jury involved in this case.
James D. Carruthers, whose name was allegedly prop
erly upon the jury list, in testifying concerning his receipt
of a card ordering him to appear for service, stated, “ I
really didn’t know whether they meant to subpoena a
Negro. That was the trouble about it. I thought perhaps
it was a mistake about my name” (RW. 24). This witness
was excused by the court. Three other Negroes testified
for the state to the effect that they had received cards
allegedly intended for them calling them to appear for jury
service: Earnest Lipscomb, a taxpayer registered as resid
ing at Route 2, Mount Pleasant, Tenn., received a card
forwarded to “ Earnest Lipscomb, Hampshire, Tenn.” (RW.
917). This witness was not available at the time the trial
jury was chosen. Another witness, Maxie Perryman, who
testified to being commonly known as “ Moxie,” received a
card addressed to “ Max.” He approached his “ boss” and
requested to be excused from service. His employer subse
quently informed him that he would not have to appear for
service—this in spite of the fact that the said employer
was not a county official (RW. 929, 939, 940). This witness
never reported to any official of the court or the county.
The third Negro witness testifying for the state is one
Tom Kittrell who could neither read nor write and he
stated that upon the receipt of the card and upon ascertain
ing its contents, he also arranged through his boss, like
wise not a county official, “ to be excused” from jury serv
ice (RW. 955). This witness also failed to appear at any
time before the court. In both of these latter two in
stances, the witness’ employer apparently had a close re
2 1
lationship with the sheriff or judge or some other person
authorized to excuse jurors or who would assume such au
thority. Three other names on the jury list, L. E. Buford,
John Griggs, Louis Nicholson, were stated to be names of
Negroes by witnesses claiming to know them. All three
were deceased at the time of their alleged call for service
(RW. 898, 948 and 975). The names of two other Negroes
allegedly appearing on the list were Edgar Brown and
J. R. Martin. Cards sent to their addresses as registered in
the tax books were returned to the sheriff by the post office
marked “ Addressees Unfound” (RW. 898, 899). Two more
names were identified as belonging to Negroes by white
members of the community who were not sure whether there
were other individuals not Negroes in the county bearing
the same name. These were Henry Howard and Will James
(RW. 950, 970). In any event, neither of these persons
appeared for jury service. The last name, allegedly that
of a Negro, on the list was Ewell Lowry. This person, it
was testified, had gone “ North” some two years before
(RW. 980).
Thus, giving the state’s testimony the greatest credence
possible, it would appear that on the panel from which
the grand jury herein was drawn, the names of thirteen
Negroes appeared. Of this number three were dead, (RW.
898, 975, 914, 980) only three actually received cards, of
which number two had incorrect spelling or addresses and
two of these three were excused by their “ bosses” ; one
of the individuals allegedly on the list could not read; one
remained unaccounted for and the last, the only Negro
of whom any number of other witnesses had heard of hav
ing been called, one Carruthers, believed it was a mistake
and was excused by the sheriff. These circumstances which
operated in each instance to prevent any Negro from being
available for service on the grand jury, when considered
together clearly show a pattern, design or method of pre-
22
arranged conspiracy to prevent Negroes from actually
serving while attempting to place an aura of legitimacy
around the jury panel. The appearance of most of these
names in the taxbooks adds to the belief that such a con
spiracy was in effect (EW. 1002-1016). These facts make
the state’s attempted proof impotent to offset the showing
that Negroes were systematically excluded. As stated
in Norris v. Alabama, 294 U. S. 587, 1935:
“ We are of the opinion that the evidence required
a different result from that reached in the state court.
We think that the evidence that for a generation or
longer no Negro had been called for service on any
jury in Jackson County, that there were Negroes quali
fied for jury service, that according to the practice of
the jury commission their names would normally ap
pear on the preliminary list of male citizens of the
requisite ages but that no names of Negroes were
placed on the jury rolls, and the testimony with re
spect to the lack of appropriate consideration of the
qualifications of Negroes, established the discrimina
tion which the Constitution forbids.” Norris v. Ala
bama, 294 U. S. 587 (1935)
C. The Supreme Court of the State of Tennessee erred
in affirming the conviction of petitioner, a Negro, by a trial
jury in a county where all qualified Negroes were and have
been for a long period of years systematically excluded
from trial juries solely because of their race or color in
contravention of the equal protection clause of the Four
teenth Amendment to the Constitution of the United States.
Petitioner, at the outset of his trial, moved to quash
the trial jury panels.15 To sustain his contention of delib
15 See Petition ( supra).
23
erate discrimination, petitioner called only one witness 16
as the court had erroneously restricted petitioner’s evidence
of discrimination to the formation of the panel for the
instant case (R. 326-7—see: Point II, herein).17
The witness testified that at the beginning of that term
of court, one hundred names were selected for a panel
of veniremen for the term (R. 329); that the grand jury
was selected from this list (R. 330); following which the
judge excused the fifteen individuals whose names remained
thereon, (R. 331). None of these was tendered for serv
ice on the trial jury. One Negro allegedly was on this
list and was excused (R. 332).18 Another panel of seventy-
five was selected on November 12 (R. 332) and exhausted
the next day. The witness testified that she could not
remember whether or not there were any Negroes thereon.
Seventy-five more names were selected the next day, thirty-
five appearing (R. 333). In this latter group, there was
allegedly one Negro who was immediately challenged by the
State and dismissed by the court (R. 334). The judge then
apparently prepared a list of business and professional
men from the community (R. 334-337), to which list the
16 Miss Dabney Anderson, Circuit Clerk of Maury County, Tennessee,
R. 328.
17 The view that the exclusion of Negroes from jury service in prior years
is no evidence on the question of discrimination against them in the par
ticular case before the court—which apparently was the position taken by
the state court herein—has found some support in other jurisdictions.
State v. T urner, 133 La. 555, 63 So. 169 (1913); S ta te v. Thom as, 250 Mo.
189, 157 S. W. 330 (1913).
This view, however, has been definitely overruled by this Court’s decisions
m such cases as N orr is v. Alabama,, su p ra , and P a tto n v. M ississip p i, supra ,
wherein exclusion in previous years was one of the principal facts relied
on by this Court in support of its conclusion that the evidence clearly
showed discrimination. The effect of such decisions in this respect was
expressly recognized in S ta te v. L og a n , 341 Mo. 1164; 111 S. W. (2d)
110 (1937).
18Apparently this refers to witness Carruthers.
24
names of three or four Negroes known personally to the
court were subsequently added (R. 336).
Judge Ingram then testified for the State as follows:
That there were no Negroes on the jury selected to try this
case (R. 356 );19 that he added the names of several
Negroes to his list of professional men after three white
men on the first list were not found. He testified that
Henry McGrlothin, a Negro, appeared on one list, and that
the name of Albert Wright, another Negro, appeared on
a second list (R. 357). He further testified that the list
of business and professional men which he prepared was
compiled from the membership of the following organiza
tions in the community: Rotary Club, Kiwanis Club, Lions
Club, and the Junior Chamber of Commerce, all of which
were organizations whose membership was restricted to
white persons. Not one of these Negroes, however, served
on the jury or was available at the time of actual choosing
the jury. They either had not appeared or had been
excused by the court or peremptorily challenged by the
state.
A consideration of this testimony and the evidence
adduced on petitioner’s plea in abatement clearly shows
that Negroes were systematically excluded pursuant to cus
tom and practice from trial jury service at the trial of
petitioner and for a period of almost fifty years prior
thereto in Maury County, Tennessee, solely because of
their race or color in contravention of the guarantees con
tained in the Fourteenth Amendment to the Constitution
of the United States. The calling of one or two Negro
citizens allegedly for jury service and then summarily chal
19 It is to be noted that the witness—the judge sitting in this case appar
ently excused the fifteen remaining individuals on the jury panel only after
knowledge that petitioner was moving to quash the panel (R. 361).
25
lenging or dismissing them does not obviate the basic er
ror.20 As this court has pointed out at this term:
“ When a jury selection plan, whatever it is, operates
in such a way as always to result in the complete and
long-continued exclusion of any representative at all
from a large group of Negroes 21 or any other racial
group, indictments and verdicts returned against them
by juries thus selected cannot stand.” 22
P o in t II
The Supreme Court of the State of Tennessee erred in
affirming the conviction of petitioner, a Negro where the
trial court denied him due process of the law as guaranteed
by the Fourteenth Amendment to the Constitution of the
United States in refusing to allow the introduction of evi
dence of systematic exclusion of Negroes from its juries,
over a long period of years prior to petitioner’s trial.
At various times during the hearings on petitioner’s
plea in abatement and throughout the hearing on the motion
to quash the trial jury panels, the court restricted petition
er’s proof of exclusion to the panel drawn for the present
20 Even assuming that the placing of a few Negroes’ names on the lists
of individuals called after the original panel herein was exhausted should
sufficiently satisfy the constitutional requirements, the arbitrary and im
mediate challenging by the State and excusing of such individuals by the
court was obviously still motivated by a desire to conform to the custom
and practice of denying Negroes the right to serve on trial juries in the
county.
21 The census figures showing 6,021 Negroes to 17,815 white persons in
the community were submitted upon this motion. In the face of this
proof, the lower court overruled petitioner’s motion (E. 37) to which
petitioner duly excepted. The Supreme Court, in affirming the convic
tion, sustained the action of the lower court, thereby denying petitioner
the equal protection of the laws.
22 P a tton v. M ississip p i, supra .
TENNESSEE o'<
T a b le 2 2 — A G E , R A C E , A N D S E X , B Y C O U N T IE S : 1940 A N D 1930— Con.
[Figures for white population in 1930 have been revised to include Mexicans who were classified with "Other races" in the 1930 reports. 1930 totals include unknown agel
1940 POPULATION 1930 POPULATIO ■4
COUNTY AND A ll classes N ative white F or .-b om white N egro Other races A ll I N ative white F or .-b om white N egro Other races
T ota l | M ale fem ale M ale remale M ale Female M ale female M ale fem ale
classes 1"
M ale Female M ale Female M ale fem ale M ale Female
L4.904 7 ,569 7 ,3 3 5 7,447 7 ,229 _ _ 122 106 - - 13 ,872 1 6 ,8 1 9 6 ,7 4 0 - - 162 151 - -
U nder 5 years------------
5 t o 9 years
10 to 14 years------------
15 to 19 years------------
1 ,4 9 3 767
845
726 1
811
754
832
711
798
- - 13
13
15
13 :
1 ,6 4 8 |
1 ,762
831
857
787
866
" " 13
18
17
21
-
1 ,6 5 2
1 ,5 5 0
1 ,2 6 5
852
757
664
800
793
601
836
746
654
789
787
594 : -
16
11
10
11
6
7
:
1 ,592
1 ,4 4 9 |
1 , 2 0 1 y
755
702
568
799
704
594
468
439
: _
21
23
22
10
17
20
17 _ :
1 ,120 546 574 540 566 - - 6 “ ~
416
“
983 498 485 482 475 - - 16 “ - “ 8 8
35 t o 39 years------------ 938 450 4 8 8 1 443 483 - - 7 5 - - 1 ,5 2 8 I 775 727 _ _ 16 10 _
40 to 44 years------------ 819 404 4 1 5 1 397 410 ~ ” ” ”
754 382 372 377 366 - - 5 “ - 596 596 _ _ 10 19 _ -
50 t o 54 years------------ 645 345 300 341 294 - “ 4 6 ” -
541 253 288 251 286 - - “ . 890 | 453 416 _ _ 14 7 - -
255 222 254 218 - - 1 4 -
233 194 231 190 - - 2 4 - - 536 |
238
5 5 _ _
70 t o 74 years.-----------
75 years and over------
287
297
147
171
140
126
142
167
138
122
- 5
4
2
4 - : 124 108 - - 2 4 - -
277 150 127 147 123 - - 3 4 - - 349 | 190 155,
3,451k
** 2
86
2
78
“ “
21 years and over------- 8 ,2 9 9 4 ,2 2 0 4 ,0 7 9 4 ,1 5 3 4,019 - “ 67 - - 7 ,166 3,556 “
54 ,115 26,273 27,842 16,897 17,639 53 32 9.323 1.0,171 - - 51 ,059 15 ,955 16,347 69 43 9 ,021 9 ,622 2 "
4 ,701 2 ,358 2,343 1 ,4 2 2 1,366 _ - 936 977 - 4 ,9 1 1 ( 1 ,556 1 ,493 - 1 943
1 ,1 1 8
977
918
1 ,1 4 2
1 ,0 2 4
- -
4 ,774 2,395 2,379 1,459 1 ,423 - - 936
1 ,0 6 2
956 - * “ “ ~ ”
2 ,619 2 ,5 5 5 I 1 ,555 1 ,541 2 - 1 ,014 - - 1 ,5 6 8 “ “ “
5^364 2 ,633 2,731 1,622 1 ,6 1 4 - - 1 ,0 1 1 1,117 - - 5 ,421 1 ,6 0 0 1 ,620 1 ,0 6 2
941
708
539
1,121
830
632
“ "
20 to 24 years— . 4 ,7 6 5
4 ,5 5 8
2 ,236
2,165
2,529
2,393
1 ,3 7 1
1 ,3 9 1
1 ,5 4 9
1 ,457
“ 1
3
865
774
979
933 _ - 4 ,2 3 3 1,259 1 ,4 2 5 6 4 1 -
30 to 34 years------------ 4 ,3 6 1 2 ,0 0 5 2,356 1 ,343 1 ,529 3 1 659 826 “ 1 ,161
4 ,0 3 2 1,867 2 ,1 6 5 1 ,2 4 9 1 ,3 8 5 3 1 615 779 - - ̂ 6 ,557 2 ,1 0 9 2 ,2 3 4 9 6 996 1 ,2 0 3 _ _
40 to 44 years------------ 3 ,174 1,507 1,667 976 1,096 2 4 529 567 -
1 ,4 4 8 1 ,6 5 1 977 1 ,0 8 4 5 466 565 - - • 5 ,2 9 4 1,836 1 ,6 9 2 15 15 877 859 _ _
1 ,3 9 1 1 ,3 5 3 953 946 2 2 436 405 - -
1 ,1 6 8 1 ,1 0 0 859 807 6 5 303 288 - - j> 3 ,048 1,086 989 17 585 418
843 931 607 688 11 5 225 238 - -
800 744 535 498 4 3 261 243 - - - 1 .4 9 4 542 514 210 216
906 455 451 312 308 12 2 131 141 - -
877 383 494 266 348 3 3 114 143 - - 668 5 4 - -
464 443 287 264 _ - 177 179 - _ 929 318 283 - - 168 160 - -
15 ,786 1 7 ,3 0 4 10,536 11 ,380 51 32 5 ,1 9 9 5,892 - - 28 ,789 9,219 9,596 67 41 4 ,7 1 8 5 ,146 2 -
1 9 ,1 4 0 9 ,762 9,378 9 ,0 6 2 8 ,6 4 4 12 6 688 728 - - 17 ,549 8 ,2 0 4 7 ,7 8 4 22 15 747 777 - -
1 ,079 1 ,0 5 0 1 ,0 2 4 987 - - 55 63 - - 2 ,2 3 2 1 ,0 7 8 1,005 - - 67 82 - -
2 ,2 7 3 ! 1 ,144 1,129 1 ,0 5 9 1 ,067 - - 85 62 - - 2 ,3 7 5 1 ,1 2 9 1,051 “ ” ” “
1,086 1 ,1 2 5 1,000 - - 60 86 - -
1,007 1 ,0 4 2 921 _ - 79 86 - - 1 ,9 6 2 905 870 - - 82 105 - -
l ',6 2 2 831 791 768 704 - - 63 87 . - - 1 ,650 734 784 1 1 64 66 “ “
727 701 680 _ - 52 47 - - 1 ,248 568 569 1 - 52 58 - -
712 620 664 1 1 40 47 - - 997 455 466 - - 35 41 - -
1 ,1 7 3 568 610 519 556 _ _ 44 54 - -
805 797 99
960 497 463 461 429 - - 36 34 - -
876 451 425 412 386 - - 39 39 - - j. 1 ,478 702 81 67
398 374 353 331 - 1 45 42 - -
331 291 303 270 3 _ 25 21 - - } 1 ,030 522 427 26
238 233 224 1 2 19 12 - -
205 204 2 _ 22 24 - - | 488 230 211 18
108 140 99 1 1 11 8 - -
75 years and over------ 253 114 139 97 122 4 1 13 16 - - 228 97 98 4 4 9 11 - “
392 202 190 186 176 _ - 16 14 - - 441 207 203 - - 14 17 - -
21 years and over------ 9 ,9 9 4 5 ,0 6 2 4 ,9 3 2 4,649 4 ,5 2 5 12 6 401 401 - - 8 ,5 9 1 3 ,9 6 8 3,823 22 15 388 “
16 ,030 8 ,0 1 1 8 ,0 1 9 6 ,9 5 4 6,965 10 2 1 ,047 1 ,052 - - 15 ,574 6 ,6 5 0 6,533 7 4 1,163 1 ,2 1 7 - -
1 ,263 655 608 558 526 - - 97 82 - - 1 ,467 613 599 - - 127 128 - -
1 ,3 1 8 678 640 580 538 - - 98 102 - - 1 ,7 3 4 676 “ “ “ •
742 737 617 622 - - 125 115 - - 1 ,6 2 8 646 ~ ~ “ ~
838 773 709 651 - - 129 122 - - 1 ,552 679 “ “ “ "
635 627 1 - 104 104 - - - “ - ~
671 647 582 555 - - 89 92 - - 1 ,051 415 473 2
62
“ -
576 579 511 508 - - 65 71 - - 990 ” "
461 538 395 470 3 1 63 67 _ -
j 1 ,869 802 103 152
385 396 _ - 46 52 - -
472 368 410 3 - 40 62 - - 719 748 96 115
410 391 1 1 56 45 - -
373 351 _ 31 42 - - | 1 ,246 561 523 91 71
263 309 24 33 - -
269 36 24 - | 755 324 334 43 54
155 26 2] -
75 years and over.— 366 I I 161
20E I 143 187 18 18 - - 351 170 140 1 “ ”
253 123 13C 109 115 14 15 - 280 124
3,806
106
3,906
_ 22
568 635
21 years and over----- .10 ,034 4,938 5,09 4,363 4,488 1C 565 - 4
20 ,34 ! 15 ,029 15,135 3r 2C 4,947 5.183 - 2 34.016 12,104 12,045 35 24 4 ,7 2 8 5 ,0 8 0 - -
1,876 1,84] 1 ,425 1,39C 451 451 - 3 ,492 1 ,2 9 2 1,249 - - 464 487 - -
1,942 1 ,9 4 1 ,459 1,44C 483 503 - - 3 ,806 1,387 1,334 ” ■
1,99 1,556 1,481 : 505 506 - 3 ,716 1,348 1,234 561 “
1,993 2,07 1,496 1,574 : 496 504 3,525 1 ,2 1 6 1,212 1 “ 561 ”
1,361 1,46C 448 526 2,847 966 1,044 2 1 ”
1,306 1 ,34 ( 44Z so: 2,197 764 867 3 2
1 ,5 0 1,116 1,11C 367 386 1 1,993 673 794 2 226 296 -
_ 2 ,5 6 1 ,26 ] 1 ,3 0 96C 99£ 296 30] | 3,963 1,421 1,466 438 629 - _
1 ,0 5 1 ,2 2 79r 90 25c 31C
2,01 99( 1 ,0 3 76C 74 22E 28] J 3 ,693 1,304 1 ,2 4 ] 586 555 _
936 93 70c 69 22 23
75 56E 55 18 19 \ O 941 89 406 324 _
71 62 2 52c 47 17r 14 j
65 to 69 years ..... _ l ’,21 64 57 45E 42 186 146 1 1 .4 7 4 536 47 242 206 -
35 l 26i 26 l 9
114 12.75 years and over_'„_ 74 36 37 8 26C 26 10- 11 734 256 23 “
2 36 33 27 £ 26 9( 7 721 25c 28 83
2,536
9
2,78-
“
21 years and over— _ 23,8313| 11 ,77 1 2 ,0 6 7 8 ,8 1 r 8 ,94- 3 l 2 ,9 1 3 ,1 0 18 ,324 6,646 6 ,7 9
Taken from a second series population bulletin for Tennessee: 1940
26
CHARACTERISTICS OF THE POPULATION
T ab le 22.— A G E , R A C E , A N D S E X , B Y C O U N T IE S : 1940 A N D 1930— Con.
ition in 1930 have been ir™ ed to include Mexican, who were daiwified with "Other races" in the 1930 reports. _ 1930 total, indude unknown age)
1940 POPULATION
All classes Native white For.-bom white Negro Other races All Native white For.-born white Setfro Other races
Total Male female Male Female Male Female Male Female Male Female
classes
Male Female Male Female Male Female Male Female
6,893 8,322 3,071 3,131 2,907 2 3 189 161 _ 6 ,127 2,977 2,757 2 - 198 193 - -
824 418 406 394 382 _ _ 24 24 - - 826 407 370 - 25 24 ■- -
765 392 373 368 349 - - 24 24 - - 856 426 379 - - 24 ~ "
755 382 373 358 353 _ _ 24 20 - - 800 380 363 - - 27 30 - “
710 385 325 359 310 _ _ 26 15 - - 692 345 297 - - 27 23 ■
280 282 271 266 _ _ 9 16 - - 548 267 246 - - 18 17 - -
269 228 251 218 1 1 17 9 - - 363 167 170 - - 15 11 - -
211 199 204 _ 8 7 _ - 318 144 158 - - 7 9 - -
369 203 166 192 153 _ _ 11 13 - -
566 C 262 271 15 18
156 136 148 133 _ 8 3 - -
104 121 96 _ 2 12 6 -
538 261 244 L 17 15
116 117 113 _ _ 4 3 -
111 95 _ 4 8 _ - 190 131 14 13
77 79 _ 5 3 _ -
80 76 _ 8 3 - - 1 100
37 _ 4 5 _ _ ’ 1 9j 85
75 years and over------ 79 34 45 32 43 1 - 1 2 - - 77 43 28 ~ 3 3 “
153 79 74 74 68 _ _ J8 6 - - 243 n < > 115
A 4
* 4
H j r a m u B i B - J .AQA. 4 V . » 0 * * *4
48724,275 12,438 11,837 11,978 11,383 8 5 452 449 _ - 21,37 n 10,384 10,004 8 3 **“ 487 2 2
l t535 1,446
1,361
1,367
1,486 1,391 _ 49- 55 _ _ 2,719 1,363 1,249 - T fib 44 - -
1 ,524
1 ,454
1,485 1,314- _ _ 39 47 - - 3 ,007 1 ,459 1,399 - - 80 “
1 ,400 1,322 _ 54 45 - - 2,721- 1 ,363 1,236 - 61 “
1,379 1,276 _ 65 57 _ - 2 ,454 1 ,200 1,126 - 57 1 -
1,087 990 1 _ 39 46 _ - 1 ,805 847 876 - 1 35 46 “ -
1^826 885 45 40 _ _ 1 ,320 577 692 1 - 18 32 •- -
_ 1 21 29 _ _ 1 ,189
} 2 ,160
555 576 - - 27 31 - -
1 ,347 635 712 615 690 1 19 22 _ -
994 1,057 52 55
1,170 591 579 566 549 _ 1 25 29 - •-
550 518 525 501 _ _ 25 17 - -
^ 1 ,865 a w 845 47 37
922 473 432 452 1 _ 16 21 - - ■
387 366 377 _ 2 18 8 _ -
} 1 ,171 5 25
321 346 309 1 1 9 11 _ _ .608
2 13 11 _ _
J 674 11
1 _ 6 3 _ _ 34«i 311
180 157 1 _ 9 8 _ _ 290 141 129 - - 11 9 ■- -
565 281 284 275 273 _ 6 11 _ _ 553 271 272 - - 4 6
230
- -
21 years and over------- 12,880 6 ,267 6,113 6,023 5 ,87 4 8 5 236 234 - - 10,048 4 ,797 4,793 8 3 215 1
33,346 16,365 16,981 11,603 11,833 41 30 4,720 5,118 1 - 30,882 10,364 10,323 42 32 4 ,899 5,218 a
Under 5 years------------ 3 ,013 1 ,551
1 ,624
1,462
1,646
1,102
1,125
1,025
1,189
- - 449
499
437
457
- - 3 ,282
3,645
1,135
1,263
1,109
1,247
1
;
483
576
554
559
-
_ 502 555 _ _ 3,396 1,118 1,116 - - 556 606 - —
1,775 1,182 1,245 2 1 467 529 _ _ 3 ,301 1 ,080 1 ,044 - - 592 585 -
1,104 _ 1 396 509 _ 2 ,684 895 907 3 3 405 471 -
3 3 404 435 _ 2,046 670 720 4 2 291 359 -
30 to 34 years------------ 2 ,351 1 jl62 1,189 855 883 3 304 306 - 1 ,872 604 692 2 1 242 330 l
2,100 983 1,117 728 749 2 4 253 364 - -
| 3 ,574 1,181 1,238 11 512
1,844 893 951 648 650 2 3 243 298 - -
852 899 591 625 3 5 258 269 - - J 3 ,120 998 967 575 567
835 571 575 9 3 241 257 - -
46<? 468 6 4 184 188 _ _
| 2,147 691 8 385 311
355 4 1 140 145 1 _ 740
1^041 495 369 330 2 3 175 162 _ -
| 1 ,219 456 404 190 161
290 218 197 2 2 103 91 - -
253 224 3 _ 102 116 _ - 573 209 183 2 6 88 -
268 219 179 75 89 _ _ 613 217 212 - - 89 95 - -
21 years and over------ 19,549 9,548 10,001 6,793 6,940 39 29 2,715 3,032 1 - 16,652 5,562 5,634 41 32 2,597 “
4,093 2,062 2,031 1,931 r ,9 i i _ _ 131 120 - - 4 ,037 1,870 1,863 - - 155 149 -
371 177 194 168 182 _ 9 12 _ _ 451 214 206 - - 12 19 - -
_ _ 17 11 _ _ 476 199 234 - - 25 18 - -
224 217 211 203 _ _ 13 14 _ - 438 202 201 - - 13 22 - -
12 _ _ 429 211 172 - - 23 23 — -
*80. 4.9L
141
133
L -L2L JB. * 4 4 '
263 116
496=
133
13
8
12
6
~
30 to 34 years----------- 274 141 133 126 - - 8 7 - - 237 125 99 - * 6 7 -
253 130 123 126 119 _ _ 4 4 - - 0 207 15
117 112 109 5 8 _ - J 111
101 99 94 _ _ 5 7 _ -
| 401 184 197 10 10
! 101 92 _ 10 4 _ -
55 to 59 years----- t— 159 77 82 1 73 82 - 4
1 6
- - J 309 157 127 - - 15 10 - -
_ _ 9 5 _ _
| 165 80 74_ 4 4 _ _
75 years and over----- 81 38 43 1 37 41 - - 1 2 - - 77 35 36 - 3 3 -
78 38 4C 1 34 35 _ _ 4 5 - - 94 45 41 - * 2 6 - -
21 years and over----- 2 ,401 1 ,222 1,17$ 1 1,148 1,110 - 74 69 - - 2 ,162 1,008 1,011 _ - ”
MORGAN..................... 15,242 8 ,296 6,946 7 ,88C 6,886 31 31 385 29 - 13,603 6,992 6,035 56 42 427 51 - -
1 ,695 882 81J 878 811 - 1,789 906 869 - - 9 5 - -
1,705 854 85 I 848 84$ - 1,874 963 901 - “ 6 ~ “
87 1 94r 865 1,602 824 767 - - ■ “
15 to 19 years----------_ 1,757 941 81 914
2| 79C
815
58C
2r
9C
1,390
1,289
739
680
628
495
“ :
16
104 10 - -
47r 8E 1,025 527 390 2 l 5 “
43E 6C 829 40: 345 4 3 71 5 ~
494 41C 1 454 40 c 3$ -
J 1,416 721 608 10 62 6 _ _
32( I 36r 316 17 : -
29 lfl 326 28c 16 -
} 1 ,126 558 502 11 11 37
32S 26 311 25r
24C \ 405 284 11 10
19 1 186 191 J
15C 1 181 172 13
9 3 117 86 J 31
75 years and over— 195 8C 11 | 7r 114 165 83 70 6 4 -
30C 148 15 J 14r 15£ 356 183 172 -
371 31
_
21 years and over— _ 7 , 95C 4,476 3 ,47 | 4,124 3,42E 31 3C 32] i c 6 ,666 3,402 56
1930 POPULATION
Office of CLERK OF THE SUPREME COURT
F O R TH E M ID D LE D IV IS IO N O F TH E STATE O F TENNESSEE »
is a true, perfect,I, DAVID S. LANSDEN, Clerk of said Court, do hereby certify that the for̂
and complete copy of the _ __ $
f of said Court, pronounced at its December term, 19 ̂ in. case of
against —
as appears of record now on file in my office.
In Testimony Whereof, 1 have hereunto set my hand and affixed the seal of
the Court, at offiefi ijn the Capitol at Nashville, on this, the
day of 0-L> 19
By
I t t l 9M 1-4B F .ftP .C O .
Clerk
D. C.
27
ftp://ftP.CO
28
EXHIBIT “A ” to Petition for Certiorari
D e p ar tm en t of C om m erce
Bureau of the Census
Washington
June 11, 1946.
I hereby certify, that according to the official count of the
returns of the Sixteenth Census of the United States, on
file in the Bureau of the Census, the population of the County
of Maury, State of Tennessee, by age, race, and sex, as of
April 1, 1940, is as shown in the attached excerpt from the
bulletin entitled “ Population, Second Series, Character
istics of the Population, Tennessee, 1940.”
[ seal .] J. C. Capt,
Director of the Census.
D e p ar tm en t of C om m erce
Office of the Secretary
I hereby certify, that J. C. Capt, who signed the foregoing
certificate, is now, and was at the time of signing, Director
of the Census, and that full faith and credit should be given
his certification as such.
In witness whereof, I have hereunto subscribed my name
and caused the seal of the Department of Commerce to be
affixed, this eleventh day of June one thousand nine hundred
and forty-six.
For the Secretary of Commerce:
[ seal .] G erald B y a n ,
Chief Clerk.
(Here follows Exhibit “ B ” to Petition for Certiorari)
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SUPREME COURT OF THE UNITED STATES.
O C T O B E R T E R M , 1947.
L O Y D K E N N E D Y ,
v .
P e titio n e r,
> N o . 5 3 4 .
S T A T E O F T E N N E S S E E ,
R e sp o n d e n t. _
C e rtio ra ri to th e S u p re m e C o u rt o f Te n n e s s e e .
REPLY BRIEF FOR RESPONDENT.
N A T T I P T O N ,
S u p re m e C o u rt B u ild in g ,
N a s h v ille 3 , Te n n e ss e e ,
A tto rn e y fo r R e sp o n d e n t.
R O Y H . B E E L E R ,
A tto rn e y G e n e ra l and R e p o rte r o f Te n n e ss e e ,
S u p re m e C o u rt B u ild in g ,
N a s h v ille 3 , T e n n e s s e e ,
O f C o u n se l.
St. Loras Law Printing Co., 415 North Eighth Street. CE ntral 4477.
I N D E X .
Page
Statement of the case....................................................... 2
Argument on point 1 of the petition.............................. 4
Argument on point 2 of the petition.............................. 10
Conclusion .......................................................................... 13
Cases Cited.
Akins v. Texas, 325 U. S. 398, 403................................ 8
Hill v. Texas, 316 U. S. 400............................................. 8
Patton v. Miss. (No. 122 October Term 1947)............. 8
State v. Logan, . . . Mo. . . . , 126 S. W. (2d) 236.......... 12
Virginia v. Eives, 100 U. S. 313...................................... 12
Statutes Cited.
Code of Tennessee:
Sec. 9990 ........................................................................ 5
Sec. 10020 ...................................................................... 11
Sec. 10021 ...................................................................... 5
Sec. 10026 ...................................................................... 5
Private Acts of Extra Session of 1913, Ch. 45............... 4
SUPREME COURT OF THE UNITED STATES.
O C T O B E R T E R M , 1947.
L O Y D K E N N E D Y ,
v .
P e titio n e r,
i N o. 5 3 4 .
S T A T E O F T E N N E S S E E ,
R e sp o n d e n t. .
C e rtio ra ri to th e S u p re m e C o u rt o f Te n n e s s e e .
REPLY BRIEF FOR RESPONDENT.
M ay I t P lease t h e C o u r t :
Inasmuch as the petition is sought to he prosecuted
upon the typewritten record, and since counsel for re
spondent has not been furnished with a copy of such type
written record, it will be impossible to make apt references
to the typewritten record in this reply brief. Instead, an
effort will be made to designate the witnesses by whose
testimony the facts relied on by the respondent shall ap
pear.
STATEMENT OF THE CASE.
The prosecution in this case grows out of one of those
infrequent racial clashes, regretted by both white and
black alike, which sometimes occur. The facts of this
particular prosecution are stated in the opinion of the Su
preme Court of Tennessee as follows:
This case followed racial disturbances at Columbia in
February, 1946. There had been a clash between some
members of the two races on the afternoon of February
25, 1946. In this trouble, a city policeman was shot, and
some members of the State Highway Patrol were sent to
Columbia for the purpose of assisting local officers in the
restoration of order. After the arrival of the State Patrol,
it was decided that at daylight the next morning the pa
trol would move in and undertake to disarm and arrest
persons in the locality of the disturbance. The area was
the colored section of the town, extending from Main and
Woodland Streets and known as Mink Slide. After day
break on the morning of February 26, the patrolmen, un
der the direction of Sheriff Underwood, moved into the
area in question. The patrolmen were dressed in their
regular uniform, indicating their official capacity, and a
number of them were armed with machine and riot guns.
They proceeded to go and knock on the doors of the es
tablishments in this locality and notify the occupants, if
any, to come out and they would not be harmed. This
continued without incident until they reached a barber
shop owned by Sol Blair. The testimony of the State
shows that when they knocked on the door the patrolmen
saw someone in the shop, and noted that this person was
armed with a shotgun.
Five witnesses for the State. testified that at least one
shot was fired toward the patrolmen from the inside of
— 3 —
this building. The shot struck and wounded Austin, one
of the highway patrolmen. The patrolmen returned the
fire and entered the building. The back door of the shop
was locked. In a shower stall at the back of the shop
they found the defendant crouched against the wall, with
a single-barreled shotgun at his side. This gun contained
an empty shell, which, apparently, had been recently dis
charged. Pillow, who was acquitted, was found crouched
down on the floor, under some cover. A double-barreled
shotgun was also found in this building when the officers
entered. This gun was empty, but two exploded shells
were found on the floor. One or two shotgun shells were
also found on the person of both the defendant and Pillow,
and a sack of shells was found in the barber shop.
Opinion, pp. 2-3.
The preponderance of the evidence is that the shots
were fired from the inside of the shop, and before any
shots were fired by the patrolmen.
Opinion, p. 5.
— 4 —
ARGUMENT ON POINT 1 OF THE PETITION.
To adequately comprehend the situation, a reference to
the relevant Tennessee statutes may be in order. In
Maury County, the situs of this trial, the selection of
veniremen is governed by a special statute, to-wit, Ch. 45,
Private Acts of Extra Session of 1913. This statute is too
long and involved to be set out verbatim. Its provisions
may be briefly summarized as follows:
By it a jury commission of three members is provided.
They are required to meet upon the first Monday in July
biennially and to select the names of not less than 750 nor
more than 1500 prospective veniremen from the tax rolls
of the county or any other reliable source, apportioning
the prospective veniremen as near as practicable to the
population of the several civil districts of the county.
These names are to be placed in a locked box and not
less than 10 days prior to the meeting of any term of
court, a child of tender years, in the presence of the jury
commission, draws from the box the names of the prospec
tive veniremen for such term of court. This Act became
effective in September 1913. Presumably the first stated
meeting of the jury commission was held in July 1914.
The record shows very definitely that on the first Mon
day in July 1944, the jury commission for Maury County
met and placed in this box the names of 750 veniremen.
The two surviving members of the then jury commission,
one having died in the interim, testified definitely that the
sole source of these names which they placecLin this box
at that time was the then current or 1943 tax rolls. These
jury commissioners testify and it was so found by the trial
court after a personal inspection of the tax rolls, that such
tax rolls contain no symbols identifying the race of the
taxpayer. They testify that in some instances they knew
the prospective veniremen but that in others and perhaps
a majority of the cases, they did not know him. They
definitely deny any racial discrimination in the selection
of these parties. The respondent thinks that subsequent
developments bear out the truthfulness of their statements
in this respect.
The term of court at which the petitioner was indicted
convened on February 25, 194^and on that morning a
grand jury was empaneled. The crime for which peti
tioner stands convicted was not committed until the fol
lowing morning. This fact alone should explode the hys
terical charges of conspiracy contained in the petition
insisting that a few members of the negro race were
promptly placed on this jury list to give alleged legality
of form to the selection of the grand jury indicting the
petitioner.
In Tennessee to be eligible as a juryman one need be
but a male more than the age of 21, and either a house
holder or freeholder, and to be free from conviction of an
infamous crime. Neither a literacy test nor the previous
payment of any form of tax is required. (Code of Ten
nessee, Section 9990.) Grand juries in Tennessee consist
of 13 members, a foreman appointed by the court for a
period of two years (Code of Tennessee, Section 10026),
and 12 additional members, these 12 additional members
being drawn by lot. The names of all the jurors in at
tendance upon the opening day of court are placed in a
hat or other receptacle, and the first 12 names drawn from
this hat constitute the grand jury, in addition to the fore
man previously mentioned. (Code of Tennessee, Section
10021.)
In February, 1946, and prior to the beginning of the
term of court at which the petitioner was indicted, the
jury commissioners of Maury County duly met and, pur
suant to statute, a five-year-old child, unable to read or
write, drew from the box the names of 109 prospective
— 5 —-
veniremen for the ensuing term of court. Of this 109
names so drawn, 10 thereof were definitely shown to have
been members of the negro or colored race. These 10
members of the negro race were Malcolm Alderson, L. E.
Buford, Will Jones, Sam Kittrell, Maxey Perryman, Jim
Bussell, Henry Howard, Ewell Lowery, Lewis Nicholson
and Ernest Lipscomb. The testimony in the case, without
substantial contradiction, shows that all 10 of these parties
were members of the negro race. The trial judge so found,
and his finding in that respect was expressly approved by
the Supreme Court of Tennessee.
Upon the drawing of this venire, it was placed in the
hands of the Sheriff of the county for the purpose of be
ing summoned. The method used by the Sheriff for sum
moning these prospective veniremen was by postcard, noti
fying them that they had been drawn for jury service
and to report upon the day stated on such card. Two
or three cards were introduced, and show that they were
mailed on February 19, or almost one week before the
grand jury was empaneled. Of these 10 members of the
colored race who were drawn as veniremen, it is shown
that L. E. Buford and Lewis Nicholson had died since
their names were placed in the jury box, and that
Malcolm Alderson and Ewell Lowery had left the county.
Tom Kittrell and Maxey Perryman both testified that they
actually received these cards summoning them for jury
service, and, being non-desirous of serving on the jury,
went to their employers and arranged with them to have
them excused from such service. Incidentally, there is no
suggestion in the record that the desire to be excused
did not proceed solely and alone from the wishes of these
individual veniremen. Ernest Lipscomb, another venire
man, seems to be rather illiterate. His testimony is that
he could hardly read, and that when his card was received
by him his son, who was in school, had to read it to him.
His testimony indicates that on the day in question he
— 6 —
— 7 ~
came to Columbia, the county seat of Maury County, to
be present in response to this card, and that be waited
around in the hall or other place outside the court room
for quite awhile, and later made inquiry of the foreman
of the grand jury if his name was on his list of witnesses.
Lipscomb seems to have been completely at a loss upon
this occasion, and without initiative to make an investi
gation as to the cause of his having been summoned. The
record fails to disclose what became of Will Jim
Eussell or Henry Howard. It is not shown that the cards
addressed to them were returned to the Sheriff unde
livered. Incidentally, it appears from the record that a
desire for jury service was the exception, rather than the
rule, in Maury County at this time, for it discloses that of
the 109 prospective veniremen summoned for jury service
upon this particular time, only 16 thereof, including
Ernest Lipscomb, were present. Evidently excuses from
jury service were not difficult to obtain on the part of
members of either race.
The petition for certiorari makes one statement totally
without basis in the record. On page 19 it is stated that
it was clear that the names of these members of the
colored race were purposefully placed upon the instant
panel in an attempt to circumvent the constitutional re
quirement. With the record showing that these names
were placed in this jury box in July, 1944, among numer
ous other names, and with it showing definitely that they
were drawn from this box prior to February 19, 1946, or
at least one week prior to the commission of the crime for
which petitioner stands convicted, it is obvious that unless
this Court credit these jury commissioners with psychic
qualities and an ability to foresee events one week in the
future, the charge that they were placed upon this panel
for the purpose of circumventing the constitutional re
quirement falls flat of its own weight.
It is perfectly true that the testimony introduced upon
this plea in abatement on behalf of the petitioner was to
the effect that for a considerable period of time no negro
had been known to serve either on a grand or petit jury
in Maury County. We recognize that this Court in
opinions too numerous to mention, has held that proof of
this type makes a prima facie case or creates a presump
tion that members of the negro race were excluded sys
tematically by reason of their race or color and that it be
comes then incumbent upon the prosecution to negative
such fact. In this connection, however, we respectfully
insist that the holdings of this Court are to the effect that
the right guaranteed to persons of any race is to be in
dicted by a grand jury and tried by a petit jury in the
formation of which there shall exist no racial discrimina
tion. One charged with crime obtains no immunity there
from by virtue of the fact that his ancestors may have
been victims of race discrimination. Hill v. Texas, 316
U. S. 400; and Patton v. Miss. (No. 122 October Term 1947),
both definitely bear out this insistence. The presumption
of racial discrimination arising from evidence showing
non-service of members of the negro race upon juries for a
protracted period must stand in the same plight as any
other presumption of law and should yield to definite
proof that members of that race were actually placed upon
the jury lists to be summoned for jury service.
Of course, there is no right upon the part of persons
charged with crime to either an indictment or trial by a
mixed jury. Akins v. Texas, 325 U. S. 398, 403. Likewise,
there exists no right to proportional representation upon
the venire. Akins v. Texas, supra; Patten v. Miss., supra.
The petition for certiorari contains several inaccuracies
in connection with the transcript. For instance, it is stated
therein that the veniremen John Griggs, Edgar Brown
and J. K. Martin were members of the negro race. There
— 8 —
is not a line of testimony in the transcript tending to show
that these parties were negro and even though the errone
ous statement on behalf of the petitioner might redound
to the advantage of the respondent, the latter desires ac
curacy as a prime consideration.
The respondent thinks that so far as the grand jury in
the present case be concerned, the testimony negatives the
presumption that discrimination was intended in the
present case. It may be true that the number of negro
veniremen drawn from this box at the drawing under
challenge was not proportionately that which would have
been made had there been a drawing directly proportional
to the respective population to the county. But such is not
required under the authorities, supra. Criticism also is
made of the fact that in the interim 2 of the 10 members
of the negro race had died. It has been the observation of
respondent that the Grim Beaper makes no discrimination
in picking his victims and by the law of average a pro
portionate number from the white race were also called
to their ancestors. Since these names were placed on this
list in the box in July 1944 and from a list compiled the
previous summer, it is not strange that deaths may have
occurred therein. Likewise, complaint is made that 2 of
the negro veniremen had removed from the county. The
migratory nature of a vast number of our population from
1943 to 1946 is so well known as to require no evidence.
After all, fluctuations of residence do occur among both
races. There is no intimation these two were chosen be
cause they were going to move.
The respondent respectfully insists that the evidence
shows that in the present case there was no systematic
nor determined effort to discriminate against the colored
race in the setting up of the panel from which the grand
jury was drawn in the present case. Ten veniremen from
a total of 109 constitutes a fairly reasonable proportion
— 9 —
— 1 0 —
thereof and certainly where that number of members of the
negro race were placed upon the panel, such fact definitely
negatives any thought of discrimination as such.
ARGUMENT ON POINT 2.
This contention insists that the plaintiff in error was
discriminated against by virtue of his color and race in
selection of the trial jury. At the outset, it may be con
ceded that under the previous decisions of this Court the
trial judge was in error in declining to allow the plaintiff
in error to show by testimony that for a number of years
past no member of his race had been a juror on trial
juries. The effect of this showing would be to simply
make a prima facie case or create the presumption of sub
sequent discrimination and cast the burden upon the
prosecution to show that there was no discrimination in
this particular case. The testimony heard with reference
to the method by which the grand jury was drawn showed
definitely that no member of the negro race had served
upon trial juries in Maury County for a number of years
past and we concede such to be the fact. This Court has
always reserved to itself the right to make an independent
investigation of the record when a constitutional question,
such as the one here presented, is involved and for the
purpose of such investigation this concession above men
tioned is definitely made and so far as the respondent
be concerned this Court may investigate this question with
this concession added and thus obviate the necessity of
remanding the case to the Supreme Court of Tennessee for
the introduction of this testimony. Frankly, the respond
ent desires a decision upon the merits of the constitutional
questions here presented, unfettered by any subordinate
issue with reference to the exclusion of relevant testimony
upon this question.
The transcript shows that 72 veniremen were summoned
and appeared for jury service of this cause. Of this num-
l i
ber 13 were excused by the Court for various reasons with
out tendering them to the parties, leaving a total of 59
who were tendered to the parties as prospective jurors.
Of this 59, 4 were member of the race to which the peti
tioner belongs. The transcript further shows that of the
regular jurors summoned for this particular term of court
15, including one member of the petitioner’s race, remained
after the selection of the grand jury. These 15 were ex
cused by the trial court, he stating as his reason therefor
that they had remained in attendance for two days with
no cases pending and that for this reason he excused the
entire fifteen.
Now it is our insistence that where the jury panel
eventually tendered to the parties contains members of
his race, such constitutes a definite showing that no dis
crimination in fact was practiced against him by reason of
his race or color. It is perhaps true that the panel as
originally constituted did not contain as many members
of his race as eventually, but the respondent insists that
discrimination must be tested by the jury panel as finally
submitted to the parties and not by preliminary jury lists.
But it is contended on behalf of the petitioner that the
action of the prosecution in challenging the four members
who were tendered to the parties amounted to an unlawful
discrimination against him. By statute in Tennessee
(Code, Section 10020) in felonies of the grade here in
volved the prosecution is allowed four peremptory chal
lenges for each defendant on trial. All of the persons of
the petitioner’s race so challenged were challenged per
emptorily by the prosecution.
The very nature of a peremptory challenge indicates
that it may be used within the numerical limits provided
by the party in question without being called to account
for his reason in so doing. So far in the annals of crimi
nal trial, no court that the writer can find after diligent
— 12
investigation, has ever held that an error may be suc
cessfully assigned upon the use of a peremptory challenge.
The only decision the writer can find (State v. Logan,
. . . Mo. . . . , 126 S. W. [2d] 236) holds that the use by
the prosecution of its peremptory challenge to strike the
names of negroes from the trial jury did not constitute
error.
To hold to the contrary would involve this Court in
doing by indirection what it has consistently held need
not be done. Since the decision in Virginia v. Rives, 100
U. S. 313, this Court has been consistent in holding that
a negro on trial is not entitled to a mixed jury composed
of members of his own race and of the white race. For
this Court now to hold that the prosecutor may not ex
haust his peremptory challenges on members of the negro
race to the full extent of the statutory number would
amount in substance to a holding that a negro on trial
would be entitled to a mixed jury. If this Court holds
that it is error for the prosecutor to challenge peremp
torily each negro who appears upon the trial jury panel,
to the extent of the challenges allowable to the prosecu
tion by statute, the only possible conclusion that could
be drawn from such a holding is that a mixed jury is an
essential ingredient of due process where a member of a
particular race be on trial. Such a holding would set at
naught a long line of decisions of this Court and would
be another step in the direction of complete supervision
of all phases of state criminal trials, a condition at odds
with state sovereignty and the true purpose of this Court.
It is our insistence that the transcript shows that there
was no systematic discrimination against members of the
negro race in Maury County in the present case despite
the presumption thereof arising from the fact that none
had been known to sit upon a grand or petit jury for an
extensive period of time. It is a part of the judicial his-
1 3
tory of Tennessee that 27 members of the negro race were
indicted in connection with the incident growing out of
the clash between the two races in Maury County. Of these
25 were indicted in one indictment and the petitioner and
his co-defendant in another; 23 of those indicted in the
first indictment were acquitted at the hands of an all-
white jury and the two who were convicted by the verdict
of the jury were later granted a new trial and their cases
dismissed upon the ground of the insufficiency of the evi
dence. In the indictment wherein petitioner is charged,
his co-defendant was acquitted at the hands of this same
jury. These facts would seem to indicate that the judicial
processes of the State of Tennessee accord fair and im
partial trials to members of the colored race charged with
crime, even though the crime be alleged to have been
committed against members of the dominant race.
In conclusion, the respondent respectfully insists that
the Supreme Court of Tennessee properly ruled upon the
constitutional questions here involved and that the peti
tion should be denied.
Respectfully submitted,
NAT TIPTON,
Supreme Court Building,
Nashville 3, Tennessee,
Attorney for Respondent.
ROY H. BEELER,
Attorney General and Reporter
of Tennessee,
Supreme Court Building,
Nashville 3, Tennessee,
Of Counsel.
I hereby certify that I have mailed a copy of this reply
brief to Z. Alexander Looby, Nashville, Tennessee, Attor
ney for the Petitioner.
Nat Tipton.