Goosby v. Hempstead, New York Town Board Brief Amicus Curiae in Support of Appellees
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January 26, 1998
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Brief Collection, LDF Court Filings. Goosby v. Hempstead, New York Town Board Brief Amicus Curiae in Support of Appellees, 1998. b8a077d8-b39a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/9dff6695-93de-44ca-8d5d-09af43ec2e20/goosby-v-hempstead-new-york-town-board-brief-amicus-curiae-in-support-of-appellees. Accessed November 23, 2025.
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97-7403
IN THE tfWTED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
DOROTHY GOOSBY and SAMUEL PRIOLEAU,
Plaintiffs-Appellees,
XAVIER MORALES and MILADYS MORALES,
Plaintiffs
v.
T O W N BOARD OF THE T O W N OF HEMPSTEAD, N E W YORK; GREGORY P.
PETERSON; RICHARD V. GUARDINO; PATRICK A. ZAGARINO; CURTIS FISHER;
JOSEPH RA; ANTHONY SANTINO; JOSEPH KEARNEY, in their official capacities as
members of the Town Board of the Town of Hempstead,
Defendants-Appellants
NASSAU COUNTY BOARD OF ELECTIONS; JOHN DeGRACE; STEVEN SABBATH, in
their official capacities as Commissioners of Elections of Nassau County,
Defendants.
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF N E W YORK
BRIEF OF AMICUS CURIAE NAACP LEGAL
DEFENSE AND EDUCATIONAL FUND, INC.
IN SUPPORT OF APPELLEES
ELAINE R. JONES,
Director-Counsel
NORMAN J. CHACHKIN
JACQUELINE A. BERRIEN
VICTOR A. BOLDEN
NAACP Legal Defense and
Educational Fund, Inc.
99 Hudson Street
Suite 1600
New York, NY 10013
(212) 219-1900
TODD A. COX
NAACP Legal Defense and
Educational Fund, Inc.
1275 K Street N.W.
Suite 301
Washington, DC 20005
(202) 682-1300
Counsel for Amicus Curiae
TABLE OF CONTENTS
TABLE OF AUTHORITIES ...................................
SUMMARY OF ARGUMENT ...................................
ARGUMENT ..............................................
I . The Language of Section 2 and the Decisions of the United
States Supreme Court and This Court Foreclose Defendants-
Appellants' Contention That Because Most Black Hempstead
Voters Are Democrats and A Majority of White Hempstead
Voters Are Republicans, A Violation Of Section 2 Cannot
Be Established......................................
II. Even If Partisan Political Behavior Is Relevant To The
Section 2 Inquiry, The Court Below Correctly Concluded
That Evidence Concerning Partisan Voting Patterns In
Hempstead Was Insufficient To Counteract The Extensive
Evidence Of Electoral Discrimination Which Plaintiffs
Presented..........................
CONCLUSION ...........
jL
TABLE OF AUTHORITIES
CASES
Baird v. Consolidated City of Indianapolis,
976 F.2d 357 (7th Cir. 1 9 9 2 ) ................... 20, 21, 22
Bridgeport Coalition v. City of Bridgeport,
26 F.3d 271 (2nd Cir. 1994) ....................n f 14; 15
Bush v. Vera,
116 S. Ct. 1941 (1996)................................... !
Butts v. City of New York,
779 F . 2d 141 (2nd Cir. 1 9 8 5 ) ............................ 24
Chisom v. Roemer,
501 U.S. 380 (1991) ..................................... 5
City of Mobile v. Bolden,
446 U.S. 55 (1982)..................................... 2, 4
Clark v. Calhoun County,
21 F . 3d 92 (5th Cir. 1 9 9 4 ) .............................. 7
Goosby v. Town Bd. of the Town of Hempstead,
956 F. Supp. 326 (E.D.N.Y. 1 9 9 7 ) ....................passim
Houston Lawyers' Association v. Attorney General of Texas,
501 U.S. 419 (1991) .............................. 1, 8, 12
Jenkins v. Red Clay Consol. Sch. Dist. Bd. of Ed.,
4 F .3d 1103 (3rd Cir. 1993), cert, denied, 114 S.
Ct. 2779 (1994) ..................................... 7, 28
Johnson v. DeGrandy,
512 U.S. 997 (1994) .................................passim
League of United Latin American Citizens, Council No.
4434 v. Clements,
999 F.2d 831 (5th Cir. 1993), cert, denied,
510 U.S. 1071 (1994) .............................. passim
Lewis v. Alamance County,
99 F . 3d at 6 1 5 ...............................................
Milwaukee Branch N.A.A.C.P. v. Thompson,
116 F . 3d 1194 (7th Cir. 1997) .......................... 12
NAACP v. Button,
371 U.S. 415 (1963) ..................................... 1
i
N.A.A.C.P. v. City of Niagara Falls,
65 F.3d 1002 (2nd Cir. 1 9 9 6 ) ........................ passim
Rangel v. Morales,
8 F . 3d 242 (5th Cir. 1 9 9 3 ) .............................. 26
Sanchez v. Colorado,
97 F . 3d 1303 (10th Cir. 1996) ......................passim
Shaw v. Hunt,
116 S. Ct. 1894 (1996)................................... 1
Solomon v. Liberty County,
957 F. Supp. 1522 (N.D. Fla. 1 9 9 7 ) ...................... 6
Southern Christian Leadership Conference v. Sessions,
56 F .3d 1281 (11th Cir. 1995), cert, denied, 116 S.
Ct. 704 (1996)............................................ 20
Thornburg v. Gingles,
478 U.S. 30 (1986)..................................... passim
United States v. Hays, 515,
515 U.S. 737 (1995) 1
United States v. Marengo County Comm'n,
731 F .2d 1546 (11th Cir.), cert, denied, 469 U.S.
976 (1984)................................................ 19
Vecinos de Barrio Uno v. City of Holyoke,
72 F . 3d 973 (1st Cir. 1995) ........................ 10, 17
Voinovich v. Quilter,
507 U.S. 146 (1993) 5
Westwego Citizens for Better Government v. City of Westwego,
946 F . 2d 1109 (5th Cir. 1991) .......................... 28
Whitcomb v. Chavis,
403 U.S. 124 (1971) ................................. 6, 20
Zimmer v. McKeithen,
485 F . 2d 1297 (5th Cir. 1973) .......................... 8
ii
STATUTES
Section 2 of the Voting Rights Act of 1965,
42 U.S.C. § 1973 ..................................... passim
Senate Report No. 97-417, 97th Cong., 2d
Sess., reprinted in 1982 U.S.C.C.A.N. 177 ........... 4, 8
Voting Rights Act: Hearings on S . 53, S. 1761, S. 1975,
S. 1992, and H.R. 3112 Before the Subcomm. on the
Constitution of the Senate Comm, on the Judiciary,
97th Cong., 2d Sess. (1982) ............................ 2
Voting Rights Act: Hearings on S . 53, S. 1761, S. 1975,
S. 1992, and H.R. 3112 ................................. 2
iii
BRIEF OF AMICUS CURIAE NAACP LEGAL
DEFENSE AND EDUCATIONAL FUND, INC.
IN SUPPORT OF PLAINTIFFS-APPELLEES
INTEREST OF AMICUS CURIAE
The NAACP Legal Defense and Educational Fund, Inc. ("LDF") is
a nonprofit corporation chartered by the Appellate Division of the
New York Supreme Court as a legal aid society. The Legal Defense
Fund's first Director-Counsel was Thurgood Marshall. Since its
inception in 1939, LDF has been committed to enforcing legal
protections against racial discrimination and securing the
constitutional and civil rights of African-Americans. See NAACP v.
Button, 371 U.S. 415, 422 (1963) (describing Legal Defense Fund as
a "'firm' . . . which has a corporate reputation for expertness in
presenting and arguing the difficult questions of law that
frequently arise in civil rights litigation").
LDF has an extensive history of participation in efforts to
eradicate barriers to the full political participation of African-
Americans and to eliminate racial discrimination in the political
process. LDF has represented parties or participated as amicus
curiae in numerous voting rights cases before the United States
Supreme Court and the United States Courts of Appeals. See, e.g.,
Bush v. Vera, 116 S. Ct. 1941 (1996); Shaw v. Hunt, 116 S. Ct. 1894
(1996); United States v. Hays, 515 U.S. 737 (1995); League of
United Latin American Citizens, Council No. 4434 v. Clements, 999
F.2d 831 (5th Cir. 1993) (en banc), cert, denied 510 U.S. 1071
(1994); Chisom v. Roemer, 501 U.S. 380 (1991); Houston Lawyers'
Association v. Attorney General of Texas, 501 U.S. 419 (1991); and
1
Thornburg v. Gingles, 478 U.S. 30 (1986). In addition, LDF
advocated for the legislative reversal of the decision in Mobile v.
Bolden, 446 U.S. 55 (1980), which was achieved through the 1982
amendments to Section 2 of the Voting Rights Act of 1965. See
Voting Rights Act: Hearings on S. 53, S. 1761, S. 1975, S. 1992,
and H.R. 3112 Before the Subcomm. on the Constitution of the Senate
Comm, on the Judiciary, 97th Cong. 1251-68 (1982) (statement of
Julius L. Chambers, President of the NAACP Legal Defense and
Educational Fund, Inc.)
Because of its longstanding commitment to the elimination of
racial discrimination in the political process and the protection
of the voting rights of African Americans, LDF has an interest in
this appeal, which presents important issues concerning the
interpretation and application of Section 2 of the Voting Rights
Act of 1965, 42 U.S.C. § 1973.
STANDARD OF REVIEW
The district court's ultimate finding of vote dilution, and
its resolution of all subsidiary factual issues should be affirmed
unless they are "clearly erroneous. Thornburg v. Gingles, 478 U.S.
30, 78-79 (1986); accord N.A.A.C.P. v. City of Niagara Falls, 65
F • 3d 1002, 1008. The district court's "application of legal
standards in reaching its finding is subject to de novo review."
N.A.A.C.P. v. City of Niagara Falls, id.
STATEMENT OF FACTS
Amicus adopts the Plaintiffs-Appellees' Counterstatement of
Facts.
2
SUMMARY OF ARGUMENT
Dorothy Goosby and Samuel Prioleau, African-American citizens
and registered voters of the town of Hempstead, New York,
successfully challenged the at-large system used to elect the
members of the Town Board of Hempstead on the ground that it
diluted minority voting strength in violation of Section 2 of the
Voting Rights Act of 1965, 42 U.S.C. § 1973. See generally Goosby
v. Town of Hempstead, 956 F. Supp. 326 (E.D.N.Y. 1997). The Town
Board of Hempstead and its individual members acting in their
official capacities urge this Court to reverse the decision of the
district court.
The Defendants-Appellants do not dispute the district court's
findings that voting in the Town of Hempstead is racially
polarized; however, Defendants-Appellants assert that this
racially polarized voting is the product of partisan politics, and
is thus exempt from challenge under Section 2. See generally Brief
of— Def endants - Appellant s at 13-45.1 There is no support in the
language of Section 2, its legislative history, or the judicial
decisions interpreting the statute, for the Defendants-Appellants'
position, however.
Confronted with a clear statistical showing of persistent
racially polarized voting, the district court correctly found that
legally significant white bloc voting exists in Hempstead. In the
face of undisputed evidence concerning racial differences in
lpor ease of reference, this argument will sometimes be
referred to as the "partisanship defense."
3
candidate choices in Hempstead elections, the Defendants-Appellants
could not eliminate racial considerations as an explanation for
racially divergent voting patterns. The Defendants-Appellants
offered no objectively verifiable analysis to support their
contention that partisan politics were responsible for the proven
racially polarized voting in Hempstead, nor did they rebut the
compelling evidence of racial discrimination in the political
process which the Plaintiffs-Appellees presented below.
The district court engaged in the "searching evaluation" of
the evidence that is required in a Section 2 case,2 and it
thoroughly considered the partisanship defense presented by the
Town of Hempstead. However, the Court ultimately concluded --as
it was compelled to do on the basis of the record before it -- that
plaintiffs had shown, under the totality of circumstances present
in the Town of Hempstead, that African-American voters have less
opportunity to participate in the political process and elect their
preferred candidates to the Town Board than white voters enjoy
under the at-large election system.
ARGT7MKNT
I. The Language of Section 2 and the Decisions of the United
States Supreme Court and This Court Foreclose Defendants-
Appellants' Contention That Because Most Black Hempstead
Voters Are Democrats and A Majority of White Hempstead Voters
Are Republicans, A Violation Of Section 2 Cannot Be
Established.
Section 2 of the Voting Rights Act of 1965, 42 U.S.C. § 1973,
was enacted "to help effectuate the Fifteenth Amendment's guarantee
2S. Rep. No. 97-417, 97th Cong., 2d Sess. 30 (1982) (citation
and internal quotation omitted).
4
that no citizen's right to vote shall 'be denied or abridged
on account of race, color, or previous condition of servitude,'"
Voinovich v. Quilter, 507 U.S. 146, 152 (1993) (quoting U.S.
Const., 15th Amendment). Section 2 was amended by Congress in 1982
to expressly prohibit electoral practices and procedures with
racially discriminatory results. Amended Section 2 "prohibits any
practice or procedure that, 'interact[ing] with social and
historical conditions,' impairs the ability of a protected class to
elect its candidate of choice on an equal basis with other voters."
Voinovich at 153, quoting Thornburg v. Gingles, 478 U.S. 30, 47
(1986) . Since the Voting Rights Act was enacted "for the broad
remedial purpose of 'rid(ding] the country of racial discrimination
in voting' . . . [it] . . . should be interpreted in a manner that
provides "the broadest possible scope' in combatting racial
discrimination." Chisom v. Roemer, 501 U.S 380, 403 (1991) (quoting
South Carolina v. Katzenbach, 383 U.S. 301, 315 (1966)); Allen v.
State Board of Elections, 393 U.S. 544, 567 (1969).
As amended, Section 2(b) of the Voting Rights Act, 42 U.S.C.
§ 1973(b) authorizes a court to provide relief when, "based on the
totality of the circumstances, it is shown that . . . members of a
class of citizens protected by subsection (a) have less
opportunity than other members of the electorate . . . to elect
representatives of their choice." The Act provides no exception
from its reach in circumstances where minority and non-minority
5
voters have different partisan political preferences.3 Nor does
the legislative history support such an assertion. See Solomon v.
Liberty County, 957 F. Supp. 1522, 1544-45 (N.D. Fla. 1997)
("although the Senate Report makes repeated references to Whitcomb
[v. Chavis, 403 U.S. 124 (1971)] and White [v. Regester, 412 U.S.
755 (1973)], nowhere does it state that a section 2 plaintiff must
demonstrate intentional discrimination," a factor not contained
within the Act, but arguably required by Whitcomb) .
Section 2, as amended, was first construed by the United
States Supreme Court in Thornburg v. Gingles, a lawsuit which
challenged multimember legislative election districts in North
Carolina on the ground that they diluted the voting strength of the
state's African-American citizens. In Gingles, the Supreme Court
held that Section 2 plaintiffs must prove (1) that the minority
group "is sufficiently large and geographically compact to
defendants-Appellants argue that because Congress' broad goal
in modifying the Act in 1982 was to restore the law as it existed
prior to City of Mobile v. Bolden, 446 U.S. 55 (1982), amended
Section 2 must be read to implement their reading of the Supreme
Court's holding in Whitcomb v. Chavis, 403 U.S. 124 (1971). That
case, they assert, rules out a finding of violation if African-
American and white voters are adherents of different political
parties. See, e.g., Defendants-Appellants' Brief at 21-23, 33-34
71-74.
Even assuming arguendo that this interpretation of Whitcomb is
correct, but see Solomon v. Liberty County, 957 F. Supp. 1522, 1544
n. 39 (N.D. Fla. 1997) quoting League of United Latin American
Citizens ̂ ["LULAC"] v. Clements, 999 F.2d 831, 900, 907 (5th Cir.
1993) (King, J., dissenting), cert, denied, 510 U.S. 1071, 114 S.
Ct. 878 (1994), the means chosen by Congress to achieve its goal
are encompassed within the language of the Act, which nowhere
incorporates Whitcomb. Moreover, as we demonstrate infra, the
interpretation of Whitcomb promoted by the defendants-appellants is
inconsistent with the Supreme Court's construction of amended
Section 2 in Gingles and subsequent decisions.
6
constitute a majority in a single member district"; (2) that the
minority group is "politically cohesive"; and (3) that the white
majority "votes sufficiently as a bloc to enable it -- in the
absence of special circumstances . . . usually to defeat the
minority's preferred candidate." Gingles, 478 U.S. at 50-51. More
recently, in Johnson v. DeGrandy, 512 U.S. 997, 1010-11 (1994), the
Supreme Court observed that:
Gingles provided some structure to the
statute's 'totality of circumstances' test . .
[T] he three now-familiar Gingles factors
(compactness/numerousness, minority cohesion
or bloc voting, and majority bloc voting) . .
[were identified] as 'necessary
preconditions' . . . for establishing vote
dilution by use of a multimember district.
But if Gingles so clearly identified the
three [factors] as generally necessary to
prove a § 2 claim, it just as clearly declined
to hold them sufficient in combination, either
in the sense that a court's examination of
relevant circumstances was complete once the
three factors were found to exist, or in the
sense that the three in combination
necessarily and in all circumstances
demonstrated dilution.
See also N.A.A.C.P. v. City of Niagara Falls, 65 F.3d 1002, 1008
(2nd Cir. 1995) (proof of the Gingles factors is "'generally
necessary' to prove a § 2 violation . . . [but it is] not
sufficient" to prove a violation) (citation omitted),4 Thus,
4But see N.A.A.C.P. v. City of Niagara Falls, 65 F.3d 1002,
1019-20 n . 21 ("We agree . . . that 'it will be only the very
unusual case in which the plaintiffs can establish the existence of
the three Gingles factors but still have failed to establish a
violation of § 2 under the totality of circumstances'") (quoting
Jenkins v. Red Clay Consol. Sch. Dist. Bd. of Educ., 4 F.3d 1103,
1135 (3d Cir. 1993), cert, denied U.S. , 114 S. Ct. 2779
(1994); accord Clark v. Calhoun County, 21 F. 3d 92, 97 (5th Cir
1994) .
7
Section 2 plaintiffs must show that under the "totality of the
circumstances"5 present in the jurisdiction, they have less
opportunity to participate in the political process and elect their
preferred candidates than white voters enjoy.
The "authoritative source" for interpreting amended Section 2
is Senate Report No. 97-417, 97th Cong., 2d Sess., reprinted in
1982 U.S.C.C.A.N. 177. Gingles, 478 U.S. at 43 n.7 (1986). The
Senate Report discusses the types of evidence which Congress
considered to be relevant to the ultimate determination of a
Section 2 violation, and which are considered by courts as part of
their evaluation of the totality of the circumstances. These
factors, also known as the "Senate Report factors,"6 are:
1. the extent of any history of official
discrimination in the state or political
subdivision that touched the right of the
members of the minority group to register, to
vote, or otherwise to participate in the
democratic process;
2• the extent to which voting in the
elections of the state or political
subdivision is racially polarized;
3. the extent to which the state or political
subdivision has used unusually large election
districts, majority vote requirements, anti
single shot provisions,- or other voting
practices or procedures that may enhance the
opportunity for discrimination against the
minority group,-
4. if there is a candidate slating process,
whether the members of the minority group have
been denied access to that process,-
5. the extent to which members of the
542 U.S.C. § 1973(b).
6The Senate Report factors were derived from the factors
identified as relevant to a vote dilution claim in the opinion of
the United States Court of Appeals for the Fifth Circuit in Zimmer
v. McKeithen, 485 F.2d 1297, 1305 (5th Cir. 1973).
8
minority group in the state or political
subdivision bear the effects of discrimination
in such areas as education, employment and
health, which hinder their ability to
participate effectively in the political
process;
6. whether political campaigns have been
characterized by overt or subtle racial
appeals;
7. the extent to which members of the
minority group have been elected to public
office in the jurisdiction.
Additional factors that in some cases have had
probative value as part of plaintiff's
evidence to establish a violation are: whether
there is a significant lack of responsiveness
on the part of elected officials to the
particularized needs of members of the
minority group. . . . [and] whether the policy
underlying the state or political
subdivision's use of such voting
qualification, prerequisite to voting, or
standard, practice or procedure is tenuous.
S. Rep. No. 97-417, 97th Cong., 2d Sess. at 28-29 (1982).
When the United States Supreme Court initially construed the
1982 amendment in Gingles, it excluded from the analysis relevant
to the third prerequisite (white bloc voting) any causal inquiry
relating to voting patterns. See Solomon, 957 F. Supp. at 1545-46
(Gingles Court's acceptance of bivariate ecological regression and
extreme case analysis as sufficient to demonstrate white bloc
voting negates causal inquiry) ,7 Nevertheless, Defendants-
Appellants contend that Plaintiffs-Appellees should have been
"require[d] to tie the defeat of black-supported Democrats to
race<" Defendants-Appellants' Brief at 18. The Defendants-
7See also S. Rep. No. 97-417 at 36 (noting Congress' desire to
eliminate requirement of proof of discriminatory intent in
challenges filed under amended Section 2 on the ground that intent
evidence is "unnecessarily divisive because it involves charges of
racism on the part of individual[s or] . . . communities")
9
Appellants also contend that a "political explanation for why
candidates supported by a majority of blacks lose . . . must be
given dispositive weight when deciding whether blacks have less
political opportunity than others 'on account of race.'" Id. at 72
(quoting Whitcomb v. Chavis, 403 U.S. 124, 153 (1971).
The appellate courts that have addressed this issue have
rejected the position urged by Defendants-Appellants here, and for
good r e a s o n -- it is wholly inconsistent with the language of
Section 2, the legislative history, and the decisions of the
Supreme Court. The en banc opinion of the Fifth Circuit in LULAC
v. Clements, which defendants-appellants cite repeatedly in support
of their argument, in fact offers no support for their extreme
position. In LULAC, the en banc Fifth Circuit Court held that
minority voters' overwhelming affiliation with the Democratic party
was the best explanation for the defeat of minority-preferred
judicial candidates in the Texas judicial elections at issue.
However, contrary to the position advanced by Defendants-Appellants
here, the LULAC Court did not adopt a blanket rule that a
"partisanship" defense precludes plaintiffs from proving the third
G'ingles precondition or necessarily rebuts all other evidence which
demonstrates that under the totality of circumstances, minority
voters have less opportunity to participate in the political
process and to elect their preferred candidates than white voters.
See also Uno v. City of Holyoke, 72 F.3d 973, 983 (1st Cir. 1995)
(evidence that racially polarized voting "can most logically be
explained by factors unconnected to the intersection of race with
10
the electoral system . . . does not automatically [result in a
victory for the defendants]. Instead, the Court must determine
whether, based on the totality of circumstances, the plaintiffs
have proven that the minority group was denied meaningful access to
the political system on account of race").
As discussed more fully infra in Part II, the factual
circumstances relating to partisan affiliation and identification
in Texas, which the Court addressed in LULAC, are significantly
different from the situation in the Town of Hempstead; a mechanical
application of the LULAC holding to the Hempstead facts would
violate the requirement that judicial analysis of Section 2
evidence must encompass an "intensely local appraisal" of the
political life of the defendant jurisdiction. Gingles, 478 U.S. at
78; Bridgeport Coalition v. City of Bridgeport, 26 F.3d 271, 275
(2nd Cir. 1994). Moreover, the LULAC Court explicitly held that
a correlation between the partisan affiliation and race of voters
in a jurisdiction neither automatically precludes a finding of
legally significant racially polarized voting nor necessarily
negates an ultimate finding of vote dilution:
[W] e recognize that . . . partisan affiliation
may serve as a proxy for illegitimate racial
considerations. . . . Plaintiffs are . . .
entirely correct in maintaining that courts
should not summarily dismiss vote dilution
claims in cases where racially divergent
voting patterns correspond with partisan
affiliation as "political defeats" not
cognizable under § 2.
LULAC, 999 F.2d at 860-61.
Other federal appellate courts have similarly rejected the
11
position urged by the Defendants-Appellants here. For example, in
Lewis v. Alamance County, the United States Court of Appeals for
the Fourth Circuit rejected this argument, holding that the issue
of causation of racially polarized voting is "irrelevant in the
inquiry into the three Gingles preconditions," 99 F.3d 600, 615
n . 12 (4th Cir. 1996), cert, denied 65 U.S.L.W. 3766 (1997). See
also Sanchez v. Colorado, 97 F.3d 1303, 1313 "(10th Cir. 1996) ("at
the threshold, we are simply looking for proof of the correlation
between the race of the voter and the defeat of the minority's
preferred candidate"); id., at 1315-16 (examination of "'the
reasons for, or causes of, voting behavior' . . . . [is] not
relevant" at the threshold stage of the § 2 inquiry) ; cf. Milwaukee
Branch N.A.A.C.P. v. Thompson, 116 F.3d 1194, 1199 (7th Cir. 1997)
("A district judge should not assign to plaintiffs the burden of
showing why the candidates preferred by black voters lost; it is
enough to show that they lost, if white voters disapproved these
candidates en masse") (emphasis in original). The court below thus
properly refused to consider information concerning the
relationship between the race and partisan affiliation of
Hempstead's voters as part of its analysis of the third Gingles
factor.
However, the district court considered this information as
part of its evaluation of the "totality of circumstances." Cf.
Lewis v. Alamance County, 99 F.3d at 615 n.12 (causation evidence
is "relevant in the totality of the circumstances inquiry");
Sanchez v. Colorado, 97 F.3d at 1313 ("[T]he searching evaluation
12
done in the totality of circumstances perhaps reveals" voters'
motivations for their decisions at the polls) . As part of its
consideration of the "totality of the circumstances" in this case,
the district court thoroughly considered the partisanship defense
presented by the Town of Hempstead, but it ultimately concluded --
as it was compelled to do on the basis of the record before it --
that plaintiffs had shown, under the totality of circumstances
present in the Town of Hempstead, that African-American voters have
less opportunity to participate in the political process and elect
their preferred candidates to the Town Board than white voters
enjoy under the challenged election system.
Comprehensive examination of the facts is precisely what the
"totality of circumstances" requirement of Section 2 demands;
nevertheless Defendants-Appellants have invited this Court to
ignore the full array of evidence presented here by arguing that
the existence of partisan differences between the majority of black
voters and the majority of white voters trumps all other evidence
in the "totality of circumstances" calculus. Again, this approach
is plainly wrong under governing authority.
The Supreme Court has consistently held that plaintiffs are
not required to prove any particular Senate Report factor or
combination of factors in order to prevail in a Section 2 case.8
Conversely, no single factor is to be accorded decisive weight in
the Section 2 calculus. See, e.g., Houston Lawyers Association,
Moreover, as the Supreme Court noted in Gingles, "the list of
[Senate Report] factors 'is neither comprehensive nor exclusive
478 U.S. at 45 .
13
501 U.S. at 426 (noting that state's interest in maintaining at-
large system for the election of trial judges "is merely one factor
to be considered in evaluating the 'totality of circumstances'";
cf. Johnson v. DeGrandy, 512 U.S. at 1026 (O'Connor, J.,
concurring) ("[C]ourts must always carefully and searchingly review
the totality of the circumstances, including the extent to which
minority groups have access to the political process"). See also
Sanchez v. Colorado, 97 F.3d at 1324 ("Each facet [of evidence]
must be considered under the totality, and the absence of one
factor doesn't necessarily cancel out the presence of another").
The district court correctly held that
neither the existence (or non-existence) of
racial bias in the community nor the strength
of the correlation between partisan politics
and divergent voting patterns can be
dispositive in a Section 2 case. Rather, they
are simply among the many factors to be
considered in determining whether, under the
totality of the circumstances, an at-large
scheme has impaired the ability of black
voters in the Town to participate equally in
Town Board elections.
956 F. Supp. 326, 352-53 (citations omitted). Despite the clear
admonition of the Supreme Court that the Section 2 inquiry should
never be limited to a single factor, Defendants-Appellants have
urged this Court to adopt precisely such an approach. See, e.g.,
Defendants-Appellants' Brief at 36 ("[A]n inquiry through the
totality of the circumstances for the reasons for white voter
rejection of minority-preferred candidates is unnecessary where the
pattern of the vote is partisan. . . . The undisputed evidence
regarding the partisan pattern of the vote here is dispositive of
14
plaintiffs' vote dilution claim.") (emphasis supplied); id., at 70
("Even assuming that the District Court's conclusions were correct
on the existence of racial appeals, the exclusion of blacks from
the Republican Party slating process, and insensitivity of the Town
officials to black concerns, these factors neither singularly nor
in combination establish that racial concerns, rather than partisan
ones, have led to the defeat of candidates supported by the black
electorate or have led to any inability of blacks to participate
equally in the political process").
The district court did not disregard Defendants-Appellants'
argument that partisan affiliation, rather than race, accounts for
the consistent defeat of African-American candidates in the Town of
Hempstead. Rather, the court considered this information in
precisely the manner that it was required to under Gingles,
DeGrandy, and other binding precedents: as one -- but only one --
factor in the assessment of the totality of circumstances present
in Hempstead's political sphere. The district court did not treat
Appellant's argument as the trump to all other proof presented by
the plaintiffs, and it correctly recognized that elevating the
partisanship explanation to the level of importance urged by the
Appellants would vitiate and undermine the results standard set
forth in amended Section 2. Its decision should be affirmed.
Defendants-Appellants' attempt to elevate the partisanship issue
above every other single or combined element of the totality of
circumstances analysis is clearly prohibited by Gingles and
DeGrandy.
15
Not only is the approach promoted by the Defendants-Appellants
in conflict with Supreme Court precedent, it is also at odds with
the decisions of this Court. In N.A.A.C.P. v. City of Niagara
Falls, this Court, citing Gingles and DeGrandy, reaffirmed the
importance and necessity of a comprehensive judicial inquiry in
Section 2 cases:
[I]n deciding whether § 2 has been violated,
courts are to engage in a "searching and
practical evaluation of the 'past and present
reality'." . . . The Supreme Court recently
emphasized that . . . [c]ourts are required to
look explicitly at the totality of the
circumstances, because "ultimate conclusions
about equality or inequality of opportunity
were intended by Congress to be judgments
resting in comprehensive, not limited,
canvassing of relevant facts."
65 F.3d at 1008 (citations omitted). The district court here
engaged in precisely the "searching and practical evaluation" which
this Court and the Supreme Court demand in a Section 2 case. Its
ultimate finding that the Town of Hempstead's at-large election
system denies the Town's African-American voters an equal
opportunity to participate in the political process and elect their
preferred candidates to the Town Council is well supported by the
record, and should be affirmed.
In Bridgeport Coalition v. City of Bridgeport, 26 F.3d 271 (2d
Cir. 1994), a Section 2 challenge to the reapportionment of the
Bridgeport City Council filed by African-American and Hispanic
registered voters and residents of Bridgeport, Connecticut, this
Court concluded that the "evidence relating to the three .
Gingles factors weighs substantially in favor of the finding of
16
vote dilution." 26 F.3d at 277. This Court also affirmed the
trial court's "findings relating to the history of race relations
in Bridgeport and to the other factors which may be considered as
part of the 'totality of the circumstances' enmeshed with the
voters' rights issues in the City." Id. The evidence presented by
the Plaintiffs-Appellants here was similarly compelling, and the
district court's findings of racially polarized voting are
similarly supported by the record. The factual findings of the
district court were not erroneous and its decision, like the trial
court's decision in the Bridgeport case, should be affirmed by this
Court.
Finally, a decision from the United States Court of Appeals
for the Tenth Circuit is especially instructive concerning the
proper resolution of the issues raised by the Defendants-
Appellants. The Tenth Circuit Court of Appeals confronted -- and
rejected -- the same argument advanced by Defendants-Appellants
here:
Dr. Zax [the defendants' expert witness]
concluded [that] Hispanics vote for Democrats
and Democrats don't beat Republicans in HD 69
Dr. Zax concluded, "political
affiliation is the single most important
factor that distinguishes between the vote
outcomes in precincts that are heavily
Hispanics [sic] and heavily Anglo in House
District 60." . . . [This] inquiry sidesteps
Gingles' primary analytic focus under § 2 . .
[and] in this case, the theory does not
appear to be supported by present or
historical fact.
17
Sanchez v. Colorado, 97 F.3d at 1318.9 Similarly, in this case,
neither "present or historical fact[s]" support the conclusion that
Hempstead's African-American citizens enjoy the same opportunity as
whites to participate in the political process and elect their
preferred candidates to the Town Board. The district court's
finding that Hempstead's at-large election system violates Section
2 of the Voting Rights Act should be affirmed.
II. Even If Partisan Political Behavior Is Relevant To The Section
2 Inquiry, The Court Below Correctly Concluded That Evidence
Concerning Partisan Voting Patterns In Hempstead Was
Insufficient To Counteract The Extensive Evidence Of Electoral
Discrimination Which Plaintiffs Presented.
Appellants in any event failed to show below that the
motivation behind the consistent support that Hempstead's white
electorate has given white-preferred candidates over black-
preferred candidates is attributable to partisan politics. The
district court found:
[T]here is no dispute that every minority-
preferred candidate for Town Council-member
lost to the majority-preferred candidate as a
result of white voters voting for candidates
the black voters did not support.
Accordingly, there is a persistent pattern of
racially polarized voting in Town Board
elections that consistently has resulted (and
will result in the future) in the defeat of
the minority-preferred candidate.
Goosby v. Town Bd. of the Town of Hempstead, 956 F. Supp. 326, 351
(E.D.N.Y. 1997) . Confronted with a clear statistical showing of
persistent racially polarized voting, the district court correctly
9Sanchez was a lawsuit brought by Hispanic plaintiffs which
alleged that the post-1990 Census redistricting of Colorado State
House District 60 diluted Hispanic voting strength, in violation of
Section 2.
18
held that legally significant white bloc voting (the third Gingles
prerequisite) exists in Town Board elections.
Such a statistical showing of racially polarized voting is not
easily overcome when the totality of the circumstances is examined:
[T]his framework imposes a high hurdle for
those who seek to defend the existing system
despite meaningful statistical evidence that
suggests bloc voting along racial lines. See
Jenkins, 4 F.3d at 1135. We predict that
cases will be rare in which plaintiffs
establish the Gingles preconditions yet fail
on a section 2 claim because other facts
undermine the original inference. In this
regard, we emphasize that establishing vote
dilution does not require the plaintiffs
affirmatively to disprove every other possible
explanation for racially polarized voting.
Uno v. City of Holyoke, 12 F.3d 973, 983 (1st Cir. 1995) (footnote
omitted) . Thus, even if it were valid to inquire into the
motivation underlying the voting behavior of Hempstead's
electorate, "[t]he surest indication of race-conscious politics is
a pattern of racially polarized voting." United States v. Marengo
County Comm'n, 731 F.2d 1546, 1567 (llth Cir.), cert, denied, 469
U.S. 976 (1984). In this case, defendants-appellants were unable
to offer any objectively verifiable analysis demonstrating that
partisan affiliation could account entirely for these racially
divergent election results. In fact, courts have accepted
Partisanship as a defense and upheld a challenged plan against a
Section 2 claim only in cases in which partisan preferences could
be identified, through objective, quantifiable proof, as a
consistent factor dominating minority and white voting patterns
over a series of elections.
19
Thus, the Fifth Circuit's decision in LULAC v. Clements, on
which defendants rely, expressly limited attempts to explain away
losses by minority-preferred candidates based on partisanship to
statistically proven straight-ticket partisan voting. in that
case, statistical proof demonstrated that Hispanic voters preferred
Anglo Democrats to Hispanic Republicans, 999 F.2d at 877-878, that
black voters were more likely to support white Democrats than black
Republicans, and that black Republicans were being elected just as
frequently as white Republicans. 999 F.2d at 877-78. In addition,
unlike in the present case, the Court noted the Texas Republican
party's history of recruiting minorities, as well as white,
judicial candidates. Id. at 861.
Similarly, in Baird v. Consolidated City of Indianapolis, 976
F.2d 357 (7th Cir. 1992), the Seventh Circuit recognized that black
voters' preference for white Democrats over black Republicans, and
white voters' preference for black Republicans over white
Democrats, did not alone establish a Section 2 violation, where
black candidates had been able to win seats on the governing body
in proportion to their numbers in the population. Cf. Whitcomb,
403 U.S. at 379, 380 n.29 (noting past electoral success of black
candidates in Marion County, Indiana). In Baird, the court also
found that black voters did not cohesively support black candidates
if they were Republican, and white voters only rejected black
candidates who were Democrats. Id at 361. The Seventh Circuit
held that because the Republican Party dominated council elections
in Indianapolis, and black Republican candidates of that party
20
could win as readily as white Republican candidates, the results
did not necessarily demonstrate racially polarized voting, even if
black voters did not support the successful black Republican
candidates. Id. See also Southern Christian Leadership Conference
v. Sessions, 56 F.3d 1281, 1287-88 (11th Cir. 1995) (en banc),
cert, denied, 116 S. Ct. 704 (1996) (fact that white voters gave
more support to black Democratic candidates than white Democratic
candidates weakened claim of racially polarized voting)
Finally, the court in Baird held that black voters could not
prove vote dilution because the 29-member City-County Council
already included a proportional number of majority-black single
member districts, and black Republicans also had proportional
success in winning even the four at-large council seats that were
the subject of the Section 2 challenge. 976 F. 2d at 360. See
also De Grandy, 512 U.S. at 1012 n.10 (noting that blacks in
Indianapolis enjoyed slightly greater-than-proportional
representation under the plan challenged in Baird) .
There is no similar proof in this case. Unlike LULAC, no
statistical evidence indicated that black voters would prefer white
Democrats to black Republicans in the probative Town Board
elections. There is also no evidence that, before the commencement
of the voting rights lawsuit, the Republican Party actively
recruited minority candidates. Cf. LULAC at 861 (noting Republican
recruitment of minority judicial candidate). To the contrary, the
Republican Party nominated its first black Town Board candidate
only after this lawsuit was filed.
21
Moreover, unlike Baird, blacks do not enjoy a share of the
seats on the town board in proportion to their population in the
town and there is no evidence that black Republicans have been
elected to the Republican-dominated town board as readily as white
Republicans. Indeed, for 86 years, from 1907 until 1993, no black
person had ever been elected to serve on the Town Board. There was
only one election in which a black candidate was preferred by a
bare majority of white voters, and that was an election which the
district court properly discounted due to the special circumstances
surrounding it.10
Defendants-Appellants' statistical evidence regarding racially
polarized voting here actually confirmed the racial disparities in
elections that Plaintiffs-Appellees' expert found. Goosby, 956 F.
Supp. at 337 and 348. Thus, it is undisputed that African-American
and white voters in Hempstead have preferred different candidates
in Town Board elections, and that voting has been racially
polarized.
10The black candidate who won this election was initially
appointed to the position in 1993 and ran for re-election as an
incumbent. Incumbency has been recognized as a special
circumstance. Gingles, 478 U.S. at 57. In addition, this
appointment and subsequent election are suspect, as they occurred
after the lawsuit challenging the at-large system commenced.
Congress recognized that jurisdictions might seek to escape the
strictures of Section 2 by just such a manipulation of the
political process: " [T]he majority citizens might evade the
section e.g., by manipulating the election of a 'safe' minority
candidate." Senate Report at 29, n. 115, 1982 U.S.C.C.A.N. at 207.
Cf. N.A.A.C.P. v. City of Niagara Falls, 65 F. 3d 1002, 1005, 1018
n.18 (although first black council member was not elected until
after the lawsuit was filed, "[tjhere was no dispute that [he was
the] black voters' candidates of choice."). Gingles, 478 U.S. at
22
Under these circumstances, it is simply unrealistic to argue
that the consistent, deep disparities between black and white
voters in the support they give to black candidates -- disparities
that have persisted over time -- could somehow be unconnected to
race. In fact, the district court made numerous findings
concerning the impact of race upon political life in the Town of
Hempstead. For example, the Court found that Hempstead is
extremely segregated, and its black population is isolated. See id.
at 334 and 357. The tension from this racial separation has been
amplified over the past fifteen years by an influx of black
citizens from the Borough of Queens, which partially borders
Hempstead. The district court found that the in-migration of
black citizens from Queens has "result[ed] in some troubling
appeals to racism in campaign materials." Id. at 342. In
addition, evidence presented at trial showed that the Town Board
has not been responsive, and at times, has been blatantly
insensitive to the unique needs of the black community by, inter
alia, refusing to adopt an affirmative action policy, not
responding to charges of racial discrimination in Town hiring, and
failing to take action when it learned that a trophy bearing the
symbol of the Ku Klux Klan was on display in the fire department.
Id. at 344-345. These findings led the district court properly to
conclude that the use of the at-large election system actually
fostered, if not directly caused, this lack of responsiveness:
"At-large elections mean that no Town Council member is accountable
for neglecting the needs of their communities. No one has the
23
political incentive to breach the 'oneness' of the current Town
government." Id. at 352.11 Indeed, the district court found that
the facts suggested that "the black communities, on balance, have
been to a significant extent neglected by the Town government, and
the political processes by which that might be corrected are not
equally open to the participation of blacks in the Town -- even
black Republicans." Id. 352, 353.
In addition, the district court held that
[u]nder the functional view of the political
process mandated by Section 2, [one of] the
most important factors bearing on a [Section
2] challenge to a multimember system [is] the
extent to which minority group members have
been elected to public office in the
jurisdiction. . . . [T]he most critical fact
in this regard is that until the election of
Curtis Fisher in 1993, no African-American was
ever elected to the legislative body at issue
in this case.
Id. at 342-43. Thus, this case certainly does not present a
situation where the "persistent proportional representation" of the
plaintiffs' group defeats a finding of legally significant white
bloc voting under Gingles. 478 U.S. at 77.12 The lack of
proportionality is always relevant to the Section 2 inquiry: "[I]n
evaluating the Gingles preconditions and the totality of the
“ See also Butts v. City of New York, 779 F.2d 141, 148 (2nd
Cir. 1985) (recognizing that "the use of at-large elections instead
of single-member districts . . . may have the effect of denying
areas with large concentrations of minority voters the opportunity
to pool their strength and elect members of their class from such
areas").
“ Indeed, in Gingles, black candidates previously had been
elected to office in all of the legislative districts where a
Section 2 violation was found. 478 U.S. at 74 & nn. 35 & 36.
24
circumstances a court must always consider the relationship between
the number of majority-minority voting districts and the minority
group's share of the population." Johnson v. De Grandy, 512 U.S.
997, 1025 (1994) (O'Connor, J., concurring in the judgment)
(citation omitted). While not alone dispositive, a "[l]ack of
proportionality is probative evidence of vote dilution." Id. See
also, Gingles, 478 U.S. at 99 (O'Connor, J., concurring in the
judgment) ("the relative lack of minority electoral success under
a challenged plan, when compared with the success that would be
predicted under the measure of undiluted minority voting strength
the court is employing, can constitute powerful evidence of vote
dilution"). The district court's ultimate finding of vote dilution
is further supported by the evidence presented concerning the
success of minority candidates in the Town of Hempstead, and it
should be affirmed.
Defendants-appellants attempt to dismiss all of this proof by
assigning partisan labels to the disparate white and black voting
blocs in the Town of Hempstead, and completely attributing patterns
of legally significant racially polarized voting to "non-racialM
partisan politics. As their evidence that partisanship rather than
race accounts for the persistent defeat of black preferred
candidates, appellants only offer a basic racial breakdown of the
two predominant political parties. Reciting the percentages of the
white and black electorate which are Democrats and Republicans,
they simply note that the majority of whites are Republicans and
the majority of blacks are Democrats, and conclude that blacks lose
25
because they occupy a small percentage of an already politically
small, predominantly white Democratic voting bloc.13 However,
Defendants-Appellants' contention that the black voters are unable
to effectively express their political preference because they are
a smaller portion of a weak political party is unavailing.
Defendants-Appellants' expert conceded that "there was a pattern of
racial polarization," but he also contended that "there was a
stronger pattern of political partisanship, which had the secondary
effect of racial polarization, because blacks preferred Democratic
candidates and whites preferred Republican candidates." Id.
This conclusion, rather than disproving the existence of
racially polarized voting, simply begs the question. There is no
dispute here concerning the racial differences in candidate choices
in Hempstead elections: experts for both sides agree that black
and white voters in Hempstead prefer different candidates. In
election after election, black and white voters have supported
different candidates, and under the challenged at-large scheme, the
candidates preferred by Hempstead's African-American voters have
“Actually, rather than undercutting appellees' case, the small
number of registered black voters may assist in establishing the
degree of vote dilution in this case. As Gingles recognizes, the
level of white bloc voting necessary to defeat minority-preferred
candidates will 'vary from district to district according to a
number of factors,' including the percentage of minority registered
voters. 478 U.S. at 55-57. In this case, because there are so few
registered black Democratic voters, there are fewer black voters in
Hempstead to offset the impact of the white bloc vote, thus,
amplifying the dilutive effect of the white bloc voting. See
Rangel v. Morales, 8 F.3d 242, 245 (5th Cir. 1993) ("if the
minority group constitutes only a small fraction of the total
number of registered voters, it may be, relatively speaking, easier
for the members of that group to establish their effective
submergence in a white majority.").
26
been consistently defeated. As discussed above, it is irrelevant
to the analysis of the third Gingles factor, to explain why an
otherwise cohesive black electorate votes for particular candidates
and why a white electorate votes as a bloc against the black
preferred candidate. In any event, the Defendants-Appellants'
labored discussion presents no objectively verifiable support for
their theory that partisan affiliations are wholly responsible for
election outcomes in Hempstead, nor have Defendants-Appellants
persuasively eliminated racial considerations as an explanation for
the proven racially polarized voting in Hempstead. The district
court's finding of legally significant racially polarized voting
(i.e., that Hempstead's white electorate votes consistently as a
bloc to defeat the candidates of choice of a politically cohesive
black electorate) should therefore be affirmed.
Despite the strength of the Section 2 case presented by the
Plaintiffs-Appellees below, Defendants-Appellants contend that
"[t]he failure of minority-preferred candidates in the Town has
nothing to do with race and everything to do with the small
percentage of the population that is black and blacks' alignment
with the unsuccessful political party." Defendants-Appellants'
Brief at 43-44. Following this logic, the clear inability of
Hempstead's black voters to elect candidates of choice in contested
elections under the at-large system -- a phenomenon which
Defendants-Appellants concede is present in Hempstead -- can never
be remedied, or alternatively, could only be ameliorated if black
voters would ignore their true preferences and cast their ballots
27
for the white Republican candidates who regularly prevail under
this at-large system.
However, as numerous Courts have held, the requirements of the
Voting Rights Act are not met if "'[c]andidates favored by blacks
can win, but only if the candidates are white.'" Jenkins v. Red
Clay Consol. Sch. Dist. Bd. of Ed., 4 F.3d 1103, 1128 n. 22 (3rd
Cir. 1993), cert, denied, 114 S. Ct. 2779 (1994), quoting Smith v.
Clinton, 687 F. Supp. 1310, 1318 (E.D. Ark.) (three-judge court),
aff d mem., 488 U.S. 988 (1988). See also Westwego Citizens for
Better Government v. City of Westwego, 946 F. 2d 1109, 1119 n.15
(5th Cir. 1991); cf. City of Niagara Falls, 65 F.3d at 1015-1016
(acknowledging that minority-preferred candidates often will be
members of the minority group, but declining to ignore elections in
which no black candidates ran, and concluding that white candidates
are sometimes the choice of minority voters). By amending Section
2 for the specific purpose of addressing minority vote dilution,
Congress deliberately expanded the relevant political universe by
treating as legitimate and worthy of equal recognition the
political choices of black voters. See S. Rep. No. 97-417 at 28-29
(recognizing that "members of the minority group" may have
"particularized needs" which could be neglected by officials who
are elected exclusively or overwhelmingly by members of the
majority group); cf. Goosby, 956 F. Supp. at 344-45 (finding that
Plaintiffs-Appellees "established a significant lack of
responsiveness to the particularized needs of blacks in the Town
[of Hempstead]"). These principles are not nullified simply because
28
African-American and white voters in Hempstead are largely
adherents of different political parties.
CONCLUSION
For the reasons set forth herein, the NAACP Legal Defense and
Educational Fund, Inc., respectfully prays that this Court will
affirm the decision of the district court.
Respectfully submitted,
ELAINE R. JONES
Director-Counsel
NORMAN J. CHACHKIN
JACQUELINE A. BERRIEN
VICTOR A. BOLDEN
NAACP Legal Defense and
Educational Fund, Inc.
99 Hudson Street
Suite 1600
New York, NY 10013
(212) 219-1900
TODD A . COX
NAACP Legal Defense and
Educational Fund, Inc.
1275 K Street N.W.
Suite 301
Washington, DC 20005
(202) 682-1300
Counsel for Amicus Curiae
29
CERTIFICATE OF SERVICE
I hereby certify that copies of the foregoing Brief of Amicus
Curiae in support of Plaintiffs-Appellees have been served by first
class United States mail, postage paid, addressed to the following:
Evan H. Kriniek., Esq. Katharine I. Butler, Esq.
Rivkin, Radler & Kremer University of South
EAB Plaza Carolina Law School
Uniondale, NY 11556-0111 Columbia, SC 29208
This 26th day of January, 1998.