Waker v. Republic Steel Corporation Brief for Plaintiffs-Appellees
Public Court Documents
March 19, 1975
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IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
NO. 74-3721
L. C. WAKER, et al.,
Plaintiffs-Appellees,
- vs -
REPUBLIC STEEL CORPORATION, et al.,
Defendants-Appellees,
- vs -
DONALD PRITCHARD, et al.,
Plaintiffs-Intervenors.
On Appeal From The District Court for the
Northern District of Alabama
BRIEF FOR PLAINTIFFS-APPELLEES
OSCAR W. ADAMS
U.W. CLEMON
CARYL PRIVETTSuite 1600, 2121 Building
2121 Eighth Avenue North
Birmingham, Alabama 35203
JACK GREENBERG
BARRY L. GOLDSTEINSuite 2030 - 10 Columbus Circle
New York, New York 10019 Attorneys for Plaintiffs-Appellees
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
NO. 74-3721
L. C. WAKER, et al. ,
Plaintiffs-Appellees,
- vs -
REPUBLIC STEEL CORPORATION, et al.,
Defendants-Appellees,
- vs -
DONALD PRITCHARD, et al.,
Plaintiffs-Intervenors.
On Appeal From The District Court for the
Northern District of Alabama
CERTIFICATE REQUIRED BY LOCAL RULE 13(a)
The undersigned counsel for plaintiffs-appellees
Waker, et al., in conformance with Local Rule 13(a),
certifies that the following listed parties have an interest
in the outcome of this case. These representations are
made in order that judges of this Court may evaluate
possible disqualifications or recusal:
1. L.C. Waker, James L. Allen, Joseph Kimbrough,
Joe Bryant, Joseph Faulkner, Isaiah Hayes, III, Edward
Robinson, and Henry Williams, named plaintiffs in the con
solidated actions.
2. The class of black workers at defendant Republic
Steel Corporation's Gadsden plant, represented by the named
plaintiffs.
3. Republic Steel Corporation, defendant.
4. United Steelworkers of America and its Local
2176, defendants.
5. Donald Pritchard and Gary Adcock, intervenors.
6 . The class of white workers at defendant Republic
Steel Corporation's Gadsden plant, represented by the
intervenors.
Attorney for Plaintiffs-Appellees
TABLE OF CONTENTS
Table of Authorities................. ................. ii
Statement of Question Presented.......................... vi
STATEMENT OF THE CASE.................................. 1
ARGUMENT...................... ........................ 4
Introduction and Summary .... .......................... 4
I. THE DISTRICT COURT DID NOT ERR IN DENYING
, INTERVENTION..... ............................... 5
A. The District Court Appropriately Denied
Intervention as of Right Because the
Intervenors Do Not Have a Legally
Protectable Interest...................... 5
B. The District Court Appropriately Denied
Intervention as of Right Because the
Legitimate Interests of the Intervenors,
e.g., to a Fair Seniority System Which
Provides for Plant Efficiency and Safety,
Are Adequately Represented by the Union..... 13
C. The District Court Properly Exercised
Its Discretion In Denying Permissive Intervention Pursuant to Rule 24(b),
FRCP......................................... 17
D. The Motion to Intervene Insofar As It Is
Intended to Alter the Preliminary
Injunction Is Untimely...................... 18
CONCLUSION.............................................. 20
Page
-1-
table: of authorities
Cases Pacjc?
Atlantic Development Corporation v. united States,
379 F .2d 818 (5th Cir. 1967)................ 16
Bennett v. Madison County Bd. of Educ., 437
F . 2 d 554 (5th Cir. 1970)..................... 17
Bing v. Roadway Express, Inc., 444 F.2d 687
(5th Cir. 19701)............................. 6
Bowe v. Colgate-Palmolive Company, 416 F.2d
711 (7th Cir. 1969)............. 16
Bush v. Lone Star Steel Corporation, 373 F.Supp.
526 (E.D. Tex. 1971)......................... 15
Central of Georgia Ry. v. Jones, 229 F.2d 648
(5th Cir. 1956) cert, denied 352 U.S.
848 (1956).. ................................ 7
Clark v. American Marine Corp., 320 F.Supp. 709
(E.D. La. 1970) aff'd 437 F.2d 959'
(5th Cir. 1971)................ ............. 12
Culpepper v. Reynolds Metals Company, 421 F.2d
888 (1970).................................. 9
Diaz v. Southern Drilling Corp., 427 F.2d 1118(5th Cir. 1970)..’.......................... 4,8,19
Eaton v. Courteaulds North America, Inc. 5
EPD.5(8032 (S.D. Ala. 1972).................. 16
TABLE OF AUTHORITIES [Cont1d.]
Page
English v. Seaboard Coast Line Railroad Co.,
465 F.2d 43 (1972)............. .......... 16
Gabriel v. Standard Fruit & S.S. Co., 448
2724 (5th Cir. 1971)..................... 12
Horton v. Lawrence County Bd. of Education,
425 F . 2d 735 (5th Cir. 1970).......... . 14
Humphrey v. Moore, 375 U.S. 335 (1964).......... 7,14-
In *the Matter of Bethlehem Steel Corporation,
Decision of the Secretary of Labor,
Docket No. 102-68, January 15,
1973 EPD *H5128.......................... 15
Johnson v. Goodyear Tire & Rubber Company,
491 F.2d 1364 (5th cir. 1974)............ 6
Kessler & Co. v. EEOC, 472 F.2d 1147 (5th
Cir. 1973) (en banc) cert denied 412 U.S.
939 (1973)............................... 11
Lipsett v. United States, 359 F.2d 956
(2nd Cir. 1966)........................... 18
McDonald v. E.J. Lavino Co., 430 F.2d 1065
(5th Cir. 1970)........................... 19
Martin v. Kalvar Corporation, 411 F.2d 552
(5th Cir. 1969)........................... 14
NLRB v. Allis-Chalmers Mfg. Co., 388 U.S. 175
(1967)...................................... 15
Norman v. Missouri Pacific Railroad, 414
F.2d 73 (8th Cir. 1969).................... 7
- iii-
TABLE OF AUTHORITIES [Cont'd.]
Pettway v. American Cast Iron Pipe Company,
494 F . 2d 211 (5th Cir. 1974)................. 6,8,10,12
Quarles v. Philip Morris Co., 279 F.Supp.
505 (E.D. Va. 1968).......................... 7
Robinson v. Lorillard, 444 F.2d 791 (4th
Cir. 1971)...................... .............6
Rodriquez v. East Texas Motor Freight Company,
No. 73-2801, Slip Opinion (5th Cir.
Nov. 25, 1974)............................... 6
Sagers v. Yellow Freight Systems, Inc. 5 EPD
<517992 (N.D. Ga. 1972)........................ 16
Stadin v. Union Electric Company, 309 F.2d
912 (3rd Cir. 1962)...... ....................11
St. Helena Parish County School Bd. v. Hall,
287 F .2d 376 (1961) cert denied 368
U.S. 380 (1961).............................. 17
Stell v. Savannah-Chatham County Bd. ofEducation, 333 F.2d 55 (1964)................ 17
Taylor v. Armco Steel Company, 8 EPD <519550
(S.D. Tex. 1973)............................. 15
United States v. Bd. of Sch. Comins. , Indianapolis,
Indiana, 465 F.2d 573 (7th Cir. 1972)
cert, denied sub nom Citizens of
Indianapolis for Quality Schools v. United
States, 410 U.S. 909 (1973)................. 17
United States v. Bethlehem Steel Corporation,
446 F.2d 652 (2nd Cir. 1971)................ 15
Pago
-iv-
1 ■J •
TABLE OF AUTHORITIES [Cont'd.]
Page
United States v. Hayes International Corp.,
415 F .2d 1038 (1960)............... 9
United States v. H.K. Porter, 491 F.2d 1105
(5th Cir. 1974)....................
United States v. Jacksonville Terminal Company,
451 F.2d 418 (5th Cir. 1971) cert, denied
406 U.S . 906 (1972).....................
United States v. United States Steel Corporation,
371 F. upp. 1045 (N.D. Ala. 1973)........ 3,9,10,15
Waters v. Wisconsin Steel Works, 502 F.2d
1309 (7th Cir. 1974)...... . 6,16
STATUTES AND OTHER AUTHORITIES
Federal Rules of Civil Procedure
Rule 19........................
Rule 24...................... .
Wright and Miller, 7A, Federal Rules of
Civil Procedure ..............
§1901 .........................
§1909 .........................
§1913 .........................
National Labor Relations Act--*.;.....
29 U.S.C. §§151 et seq
Title VII Civil Rights Act of 1964
42 U.S.C. §§2000e et seq...... .
28 U.S.C. §1291............... .
42 U.S.C. §1981.......... ....
164,9,16,17
17
10
14
17
5,14
passim1
2
v-
STATEMENT OF QUESTION PRESENTED
Whether in a suit brought pursuant to Title VII
of the Civil Rights Act of 1964 and 42 U.S.C. §1981 to
terminate racial discrimination in employment the district
court appropriately denied intervention as of right and by
permission pursuant to Rule 24, FRCP, to individuals pxir-
porting to represent a class of v/hite workers when,
(a) The intervenors have no legally cognizable
interest in mitigating the relief afforded in the
preliminary injunction or in any further Order which
is designed to terminate unlawful racial discrimination;
(b) The legitimate interests of the intervenors, to
a fair, efficient and safe seniority system, are re
presented by the Union defendants who are under com
pulsion of law to represent individuals within the
bargaining unit; and
(c) The Complaint in Intervention seeks to affect
a preliminary injunction which was entered four months
prior to the filing of that complaint.
1/
1/ There is no statement of the question(s) presented
in the Appellants-Intervenors" Brief.
vi
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
NO. 74-3721
L. C. WAKER, et al.,
Plaintiffs-Appellees,
- vs -
REPUBLIC STEEL CORPORATION, et al.,
Defendants-Appellees,
- vs -
DONALD PRITCHARD, et al.,
Plaintiffs-Intervenors.
On Appeal From The District Court for the
Northern District of Alabama
BRIEF FOR PLAINTIFFS-APPELLEES
STATEMENT OF THE CASE
This is an appeal from denial of intervention by
the district court. This Court has jurisdiction of the
appeal pursuant to 28 U.S.C. §1291.
This litigation was commenced by the filing of four
2/separate actions on March 3 and 4, 1971 pursuant to Title
VII of the Civil Rights Act of 1964, 42 U.S.C. §§2000e elt
sen. and 42 U.S.C. §1981. Together these suits, a fifth
--- ̂ 3/suit was filed later, sought to remedy the pervasive practices
of discrimination at defendant Republic Steel Corporation's
Gadsden Plant ("Republic Steel" or "Company"). These dis
criminatory practices allegedly included, inter alia, unlaw
ful seniority, transfer, promotional policies, and unlawful
selection practices for training and for supervisors. These
five actions were consolidated for trial.
The defendants Republic Steel, United steelworkers
of America ("steelworkers") and Local 2176, Steelworkers
("Local 2176") filed Answers generally denying the sub
stantive allegations of the Complaint.
The litigation and trial of these consolidated actions
was delayed, while essentially the same issues were tried in
an action concerning Fairfield Works of United States Steel
1/Corporation.
2/ civil Actions Nos. 71-179, 71-180, 71-181, 71-185,
Docket Nos. 2, 17, 21 and 25, la-12a, 15a-19a; this designation
is to the appendix of the appellants)3/ Civil Action No. 72-255, filed March 21, 1972,
Docket No. 29, (I3a-14a).
4/ Counsel in these consolidated actions were also counsel
Tn the Fairfield works action.
-2-
The Fairfield Works case was tried in fifty-four trial days
over a six month period; a final order was entered six months
after trial. United States v. United States Steel Corp
oration, 371 F.Supp. 1045 (N.D. Ala. 1973).
On February 14, 1974 a preliminary injunction was
entered in these consolidated actions, which was similar in
large part to the injunction entered in United States Steel
Corporation. Essentially the preliminary injunction altered
the measure of seniority, from occupational, to plant, which
5/governs promotional and reduction-in-force movement.
Prior to the entrance of the preliminary injunction
the plaintiffs had served and the defendant Republic Steel
had answered an extensive set of interrogatories.
On June 11, 1974 intervenors Pritchard and Adcock
moved to intervene. ( 3 9a - 40a ) The lower court denied
the intervention on July 25, 1974 and on September 3, 1974
the court also denied the intervenors1 Motion for
5/ On October 21, 1974 the district court supplemented or
amended the preliminary injunction to conform with the injunc
tion entered in United States v. Alleqheny-Ludlura Industries,
Inc., Civil Action No. 74-P-339, appeal pending 74-3056.
The Allegheny-Ludlum injunction resulted from a Consent
Decree agreed to by nine major steel companies, including
Republic Steel, the Steelworkers, Justice Department,
Department of Labor, and the Equal Employment Opportunity
Commission.
-3
Reconsideration. (ls-3s; designation to supplemental appendix)
■The lower court denied the intervention because the inter-
venors did not raise any legally cognizable interest which would
justify mitigating relief from discrimination, any legal
interest of the intervenors were adequately represented by the
Union defendants, and the intervention insofar as it purported
to affect the preliminary injunction was untimely. (Id.)
The intervenors filed, on September 30, 1974, a timely
notice of appeal.
A R G U M E N T
Introduction and Summary
The intervenors sought intervention as of right or
by permission pursuant to Rule 24(a) and (b), FRCP. Inter-
ention as of right must pass the muster of a threefold
test: (1) the intervenor must have an interest relating to
the property or transaction that is the subject of the action,
(2) be so situated that the disposition of the action may as
a practical matter impair or impede his ability to protect
that interest, unless (3) his interest is adequately repre
sented by existing parties. Diaz v. Southern Drilling Corp.,
427 F.2d 1118, 1124 (5th Cir. 1970). In addition the in
tervention must be timely, id.
The plaintiffs submit that the intervenors have not
claimed any legally cognizable interest which would in any
-4-
way justify mitigating or terminating the relief instituted
by the preliminary injunction, or which may be instituted
in a final injunction designed to end racial discrimination.
Also the legitimate interests of the intervenors, e.g.,
to a fair seniority system which provides for plant effi
ciency and safety, are adequately represented by the union
defendants who are under compulsion of law to fairly re
present them. National Labor Relations Act, 29 U.S.C.
§§151 e_t seq.
« Finally, insofar as the intervention is intended to
alter the preliminary injunction, which was entered four
months prior to the motion to intervene, the intervention
is untimely. (ls-3s).
I.
THE DISTRICT COURT DID NOT ERR IN DENYING
_____________ INTERVENTION_______________
A. The District court Appropriately Denied
Intervention as of Right Because the
Intervenors Do Not Have a Legally
Protectable Interest
The intervenors are concerned about one particular, but
essential, aspect of the relief sought by the class of black
workers: The termination of a discriminatory seniority system.
The Fifth Circuit has repeatedly dealt with the manner in which
a line of progression or occupational seniority system when
based on a history of job assignment on the basis of race
-5-
continues the effects of past discriminatory practices by
6/locking Blacks into low-paying jobs. Similarly, this Court
has repeatedly held that the use of plant seniority is the
appropriate remedy for terminating the unlawful effects of
1/discriminatory seniority systems. Of course, courts may
modify existing collective bargaining rights in order to
accord relief from discrimination, Bing v. Roadway Express,
Inc., 444 F.2d 687, 6S0-91 (5th Cir. 1971), and the parties
to collective bargaining agreements cannot defend practices
of «discrimination on the grounds that they were bound by the
8/collective bargaining agreement.
Similarly white employees have no substantive right
to oppose the alteration of a discriminatory collective bar
gaining contract. The "rights" or "interests" of white
employees which are presently in question is the favorable
6/ See, e.g., Pettway v. American Cast Iron Pipe Company,
494 F.2d 211, 223-224 (5th Cir. 1974); United States v.
Jacksonville Terminal Company, 451 F.2d 418, 453 (5th Cir.
197 1) cert. denied 406 U.S. 906 (1972).
7/ Pettway v. American Cast Iron Pipe Company, supra
at 248, n.102 and cases cited therein.
8/ This Court has indicated that the very fact that a
defendant is a party to a discriminatory contract is sufficient
to constitute a violation of Title VII. Johnson v. Goodyear
Tire & Rubber Company, 491 F.2d 1364, 1381-82 (5th Cir. 1974);
Rodriguez v. East Texas Motor Freight Company, No. 73-2801,
Slip Opinion, (5th Cir-. Nov. 25, 1974), see Waters v .
Wisconsin Steel Works, 502 F.2d 1309, 1321 (7th Cir. 1974);
Robinson v. Lorillard, 444 F.2d 791, 799 (4th Cir. 1971).
6-
seniority position of the whites relative to black workers.
The favorable seniority position of the white employees
is the direct result of the discriminatory seniority practices
at the Gadsden plant of Republic Steel. In any event, these
seniority "rights" based on a pervasive discriminatory
seniority system, "are not vested, indefeasible rights.
They are expectancies derived from the collective bargaining
agreement, and are subject to modification". Quarles v.
Philip Morris Co., 279 F.Supp. 505, 520 (E.D. Va. 1968);
Norman v. Missouri Pacific Railroad, 414 F.2d 73, 85 (8th
Cir. 1969); cf. Humphrey v. Moore, 375 U.S. 335 (1964);
Central of Georgia Ry. v. Jones, 229 F.2d 648 (5th Cir. 3.956)
cert. denied 352 U.S. 848 (1956).
There is no douiat that white workers will be affected
by a reconstruction of the seniority system at the Gadsden
plant in order to terminate racial discrimination. Just as
the white workers' ability to promote and hold jobs during
a reduction-in-force was increased by the discriminatory
seniority practices, the termination of discriminatory seniority
practices will accordingly reduce their promotional oppor
tunities. But the advantage enjoyed by wliites as a res\ilt of
discrimination is certainly not an interest that is "legally
protectable".
It is true that, even though Rule 24(a) (2)
provides that propriety of intervention
is to be tested by practical considerations, intervention still requires a 'direct sub
stantial legally protectable interest in
the proceedings'. Diaz v. Southern Drilling
Corp., supra at 1124.
As the district court noted the intervenors "neither
claim nor disclaim racial discrimination", (2s) and
correctly concluded that "the movants [inter
venors] fail to allege any basis for restoration of the
seniority system as it existed prior to February, 1974 [the
date of the preliminary injunction] . . . " [ ld_. ] In actuality,
the intervenors are attempting, at most, to suggest to the
district court certain types of possible relief provisions,
"super-seniority", for victims of discrimination, such as job
skipping, to the exclusion of other provisions, a straight
forward plant seniority system.
However, the granting of injunctive relief to terminate
discrimination is not an either/or proposition; injunctive
relief must be "full", that is designed to make black workers
free drom discriminatory effects and to place them in their
"rightful place" as quickly as possible. Pettway v. American
Cast Iron Pipe Company, supra at 243 n.82. This requires
plant seniority and job skipping, plant-wide posting of
vacancies, advanced entry into lines of progression, etc.,
whenever such measures are not in contravention of "business
necessity". IcL at 248-49.
-8-
By the use of plant-wide seniority in the preliminary
9/injunction the district court established a partial remedy
for the discriminatory employment practices at Republic Steel
which could be readily instituted. See United States v.
United States Steel Corporation, 371 F.Supp. 1045 (N.D. Ala.
10/1973). The intervenors suggest a limited use of seniority
relief which would leave in effect, to a large degree, the
11/present occupational seniority system. The intervenors'
position, as set out supra, is not legally cognizable to the
extent that it purports to limit effective enforcement of
Title VII? to the extent that the intervenors' interest is to
see implemented a "fair" and efficient system, then that
interest is adequately represented by’ the defendant Unions.
See section B, infra.
It might well be argued that Rule 24(a) was "liberalized"
in 1966 when amended, and that the white intervenors, who at
least in practice, will be affected by the seniority relief,
9/ This court has specifically approved the issuance of pre
liminary injunctions in Title VII actions. Culpepper v .
Reynolds Metals Company, 421 F.2d 888, 894-95 (1970); United
States v. Hayes International Corp., 415 F.2d 1038 (1069).
10/ An appeal is pending in this case, No. 73-3907, but
it is limited to the denial of back pay.
11/ The intervenors purport to represent a class of all
white employees. [Order 1) While a majority of white workers might benefit from a retention of job senrority, there are
certainly some whites who would be adversely affected by the
retention of job seniority. According to the intervenors'
arguments this latter group of white employees would be en
titled to intervene. The number of resulting possible
interventions is incalculable.
should be permitted to intervene. Of course this Court
in Diaz appropriately established a far stricter standard,
supra. Moreover, the interests of the intervenors to state
their case, even if they do not have one, is not the only
policy consideration. The plaintiffs have an interest in
•die quickest resolution of their complaint with the least
attendant litigation cost; in addition there is also a public
interest in the efficient resolution of controversies.
Wright and Miller, 7A, Federal Practice and Procedure,
§1901, p. 465.
The maintenance of manageeibility of Title VII actions
is a real and substantial problem. In a Title VII case in
volving a United States Steel Corporation plant similar to the
12/Gadsden plant of Republic Steel the trial comprised "hundreds
of witnesses, more than 10,000 pages of testimony, and over
ten feet of stipulations and exhibits". United States v.
13/United States Steel Corporation, supra at 104S. Even at
present it is difficult enough, as a result of the complexity
and cost of Title VII litigation, for individuals with Title
VII claims to find competent counsel.
12/ The United States Steel Corporation plant has approximately 12,000 workers compared to approximately 4,000 workers
at the Gadsden plant of Republic Steel. United States v. United
States Steel Corporation, supra at 1050.
13/ Counsel for plaintiffs would anticipate that the trial
in this action would be less lengthy because of the principles
of law established in United States Steel Corporation, and
this Court1s recent decisions in Title VII. E.g., Pettway
v. American Cast Iron Pipe Company, supra.
-10-
The courts of this Circuit have previously
found that competent lawyers are not eager
to enter the fray in behalf of a person who
is seeking redress under Title VII. This
is true even though provision is made for
payment of attorneys1 fees in the event of
success. In the case of Patete v. Consolidated
Freight Wavs. 313 F.Supp. 1271 (D.C.N.D. Tex.1970), the court found that further complicat
ing plaintiff's problem has been the reluctance
of the attorneys she has approached to under
take the specific and complex challenges of a
Title VII lawsuit which are not common to
more frequently litigated areas of the lav/.
(citations omitted) Kessler v. EEOC, 472 F.2d 1147, 1152
4
(5th Cir. 1973) (en banc) cert. denied 412 U.S. 939 (1973).
If the Court was to reverse the district court by ruling
that the appellants may intervene as a right, then inter
vention by one or more individuals, most probably as class
representatives, would be a prospect in almost all Title
VII actions.
'Additional parties always take additional
time. They are the source of additional
questions, objections, briefs, arguments,
motions and the like which tend to make the
proceeding a Donnybrook Fair.'
Stadin v. Union Electric Company, 309 F.2d 912, 920 (3rd
Cir. 1962).
In Title VII actions there are additional problems,
other than those occurring in other litigation, which would
be caused by intervention. Counsel for plaintiffs typically
handle Title VII actions on a contingency fee
-11-
basis: if the plaintiffs prevail, attorneys' fees are gen
ii/erally awarded. Intervention would mean, since litigation
would of necessity become more complex and prolonged, that
attorneys, if they take Title VII actions, would have to
expend even more time without, possibly, receiving compen
sation. Moreover, while the intervention may result in sub
stantially increased litigation costs, including attorneys'
fees, it will be, as a practical matter, difficult to recover
attorneys' fees or costs from white-workers who intervene.
* Finally, it should be noted that the addition of a
party through intervention, who does not have any liability
15/under Title VII, will make the resolution of Title VII suits
16/through negotiation and settlement extremely difficult.
Cf. Pettway v. American Cast Iron Pipe Company, supra at 258.
14/ See Clark v. American Marine Corp., 320 F.Supp. 709
(E.D. La. 1970) aff'd 437 F.2d 959 (5th Cir. 1971).
15/ Title VII applies to "employers", "labor organiza
tions", "employment agencies" and "joint labor management
committees". 42 U.S.C. §2000e-2.
16/ Of course, white workers since they are not parties
to a consent decree would in no way be bound by the decree.
Moreover, district courts might well determine that white
workers should be able to present their objections to any
consent degree at a hearing in manner similar to members of
a class represented by plaintiffs. Cf_. Gabriel y. Standard
Fruit & S.S. Co., 448 F.2d 724 (5th Cir. 1971).
-12-
• J •
B. The District Court Appropriately Denied
Intervention as of Right Because the
Legitimate Interests of the Intervenors,
e.g., to a Fair Seniority System Which
Provides for Plant Efficiency and Safety,
Are Adequately Represented by The Union
Defendants.
The intervenors-appellants argue that the plaintiffs
do not represent their interest. Plaintiffs agree. As the
district court noted the plaintiffs' class includes black
employees and the intervenors' puported class contains white
employees. (Is). The district court did not, as
appellants infer, state otherwise; the lower court simply
o bserved that the plaintiffs and the other parties had
raised the questions of appropriate relief, plant seniority,
or job skipping, etc., which the intervenors raise in their
Complaint. (2s-3s) Moreover, the court stated that
"[s]uc'h problems were investigated and con
sidered through the existing parties prior
to entry of the preliminary injunction, and
no doubt will be likewise actively raised and
presented by such parties to the court prior
to final relief. " Id.
Moreover, the interests of the intervenors are clearly
adequately represented by the Union defendants. The inter
venors are members of defendant Unions, Local Union 2176
of the United Steelworkers of America, and the United Steel
workers of America. (Memorandum In Support of Motion to
Intervene, 42a ). The class of white workers whom intervenors
purport to represent are within the bargaining unit repre-
-13-
sentted by the defendant Unions. The Union defendants have
the clear duty under the National Labor Relations Act, 29
U.S.C. §§151 et seq., to fairly and impartially represent
the employees of their bargaining unit, in which the inter-
venors work. Humphrey v. Moore, 375 U.S. 335 (1964).
It is a settled and logical principle that "if there
i s a party [as the Unions are herein] charged by law with
representing his [the movant intervenor] interest, then a
compelling showing should be required to demonstrate why his
representation is not adequate". Wright and Miller, 7A
Federal Practice and Procedure, §1909, p. 524; Horton v.
Lawrence County Bd. of Education, 425 F.2d 735 (5th Cir. 1970);
Martin v. Kalvar Corporation, 411 F.2d 552, 553 (5th Cir. 1969).
The defendant Unions not only are charged by law with fairly
representing the interests of the intervenors, but the in-
tervenors purported class comprises an overwhelming majority
17/of the membership of Local 2176. Furthermore, to allow
members of union defendants to intervene as of right and with-
18/
out a showing of compelling circumstances, in Title VII
17/ Of the 2,986 employees in the bargaining unit of Local
2176 in December, 1970, 2,462 or 83% were white. Republic Steel's Answers Nos. 1 and 2 to Plaintiffs Interrogatories.
18/ No showing, that the Union defendants have not cham
pioned the interests of white workers, much less a compelling
one, has been made.
14-
actions, in order to permit the intervenors to advance
positions on seniority provisions in the collective bar
gaining agreement other than the position adopted by the
union defendants would contravene the National labor policy
designed to establish a single representative.
National labor policy has been built on the
premise that by pooling their economic
strength and acting through a labor organ
ization freely chosen by the majority, the
employees of an appropriate unit have the
most effective means of bargaining. . . .
The policy therefore extinguishes the indi
vidual employee1s power to order his own
, relations with his employer and creates a
power vested in the chosen representative
to act in the interests of all employees.
Thus only the union may contract the
employee's terms and conditions of employ
ment, and provisions for processing his
grievances; the union may even bargain away
his right to strike during the contract term,
and his right to refuse to cross a lawful
picket line.
(Footnotes omitted) NLRB v. Allis-Chalmers Mfg. Co., 338 U.S.
175, 180 (1967).
18/ [Cont'd.]
In fact, the Steelworkers have been continuously
found to have too vigorously pushed the interests of white
workers. United States v. H.K. Porter, 491 F.2d 1105 (5th
Cir. 1974); United States v. Bethlehem Steel Corporation,
446 F.2d 652 (2nd Cir. 1971); Bush v. Lone Star Steel
Corporation, 373 F.Supp. 526 (E.D. Tex. 1974); United States
v. United States Corporation, supra; Taylor v. Armco Steel
Company. 8 EPD *1(9550 (S.D. Tex. 1973); In the Matter of
D&thlehem Steel Corporation, Decision of the Secretary of
Labor, Docket No. 102-68, January 15, 1973, EPD 5(5128.
15-
1 J -
This Court has recently made clear in a similar
situation that there was no per se rule that because white
workers will be affected by a change in the seniority system
that they should then be added as parties. English v.
19/Seaboard Coast Line Railroad Co., 465 F.2d 43, 46-47 (1971)
( 3 s ). The Fifth Circuit did not reverse the district
court's order for joinder in English because
In such litigation the District Court
may well regard invididual white represen
tation as insurance that the ultimate goal
of terminating discrimination is accomplished
. in the most equitable and least disruptive
manner possible. When an experienced Trial
Judge reaches such a conclusion we cannot disregard it in the absence of compelling
and pervasive justification, particularly
in light of the Court's traditional broad
discretion to order joinder under Rule 19.
Id. at 47. Of course, in this case the district court reached
the opposite conclusion from the district court judge in
English, and similarly his conclusion should not be overruled
absent a demonstration of a clear abuse of discretion.
20/See Section C, infra.
19/ The English case concerned joinder pursuant to Rule 19,
FRCP. However, Rules 19 and 24 are directly and purposefully
related. Atlantic Development Corporation v. United States,
379 F.2d 818, 825 (5th Cir. 1967).
20/ Courts have routinely found that union defendants ade
quately represent the interests of white workers and denied
motions to join white workers as parties. Bowe v. Colgate-
Palmolive Company, 416 F.2d 711, 719 n .8 (7th Cir. 1969);
Waters v. Wisconsin Steel Works of International Harvester,
427 F.2d 476/ 489 n.ll (7th Cir. 1970); Sagers v. Yellow
Freight Systems, Inc., 5 EPD *(17992 (N.D. Ga. 1972); Eaton
v. Courteaulds North America, Inc., 5 EPD 5(8032 (S.D. Ala. 1972)
16-
C. The District Court Properly Exercised ItsDiscretion In Denying Permissive Intervention
Pursuant to Rule 24(b), FRCP
The intervener's lack of a legally protectable interest
or claim, the adequate representation of any legally cog
nizable claims that they may have by the union defendants,
and the very real possibility of prejudice and delay to the
plaintiffs if intervention is allowed, which factors have
been fully discussed in sections A and B, supra, are all
appropriate grounds for the district court to exercise its
discretion to deny intervention. ( 2s~3s)
Since there was clearly no abuse of discretion by the district
21/court, the Court should affirm the denial of intervention.
Horton v. Lawrence County Bd. of Education, supra at 736;
20/ [Cont'd.]
Similarly, this Court has regularly held that school
boards adequately represent the interests of white intervenors.
St. Helena Parish County School Bd. v. Hall, 287 F.2d 376
(1961) cert, denied 368 U.S. 380 (1961); Stell v. Savannah-
Chatham County Bd. of Education, 333 F.2d 55, 60 (1964);
Bennett v. Madison County Bd. of Educ., 437 F.2d 554 (5th Cir.
1970) see United States v. Bd. of Sch. Corns., Indianapolis,
Indiana, 465 F.2d 573, 575 (7th Cir. 1972) cert, denied _ sub
nom. Citizens of Indianapolis for Quality Schools v. United
States, 410 U.S. 909 (1973).
21/ The district court has full discretion to deny per
missive intervention even if the requirements of Rule 24(b),
FRCP are satisfied. Wright and Miller, 7A Federal Practice
and Procedures §1913, p. 55 1.
-17-
Lipsett v. United States. 359 F.2d 956, (2nd Cir.
2 2/
1966).
D. The Motion to Intervene Insofar As It IsIntended to Alter the Preliminary Injunction
Is Untimely
The district court carefully delineated the adverse
effects that might result from a belated attempt to alter the
23/
preliminary injunction. (Docket No. 12, Order 2) The lower
court essentially ordered that promotional decisions and
decisions for reductions-in-force be based on plant seniority.
This preliminary injunction altered the employment rules at
the plant and had to create a certain confusion and "attendant
trauma upon that industrial community" . (Id.. ) Because of the
possible creation of further confusion, trauma and difficulty,
the lower court, apart from the reasons enumerated in Sections
A-C, supra, ruled that it was untimely to allow intervention,
four months after the issuance of the injunction and after
the seniority charges had taken effect, with full notice to
22/ "[T]he denial of intervention is not an abuse of dis
cretion if there is any possibility of trial confusion,
even though there is a well-defined issue common to all
claims". Lipsett. v. United States, supra at 959-60.
23/ The motion to intervene was filed three months after
the preliminary injunction was entered. Of course, the
parties to the lawsuit could not, three months later, since notice of appeal must be filed within thirty days, have
decided to appeal the entrance of the preliminary injunction.
-18
the intervenors and the class they purport to represent,
which was directed to altering the basic nature of the re
vised seniority system. Id.
The determination of "timeliness" is addressed to
24/the sound discretion of the district court.
'Timeliness' is not a word of exactitude
or of precisely measurable dimensions.
The requirement of timeliness must have
accommodating flexibility toward both the
court and the litigants if it is to be
successfully employed to regulate inter
vention in the interests of justice.
McDonald v. E.J. Lavine Co., 430 F.2d 1065, 1074 (5th Cir.
1970).
The district court for good reason exercised its dis
cretion to deny the intervention as untimely insofar as it wa
directed to altering the preliminary injunction and accord
ingly this Court should affirm.
24/ Although a different standard may well apply to
interventions as of right as compared to intervention by
permission, Diaz v. Southern Drilling Corp., supra at 1126.
C O N C L U S I O N
For the above stated reasons the plaintiffs-appellants
respectfully pray this Court fo affirm the district court's
denial of intervention.
Respectfully submitted,
OSCAR W. 7-̂ DAMS
U.W. CLEMON
CARYL PRIVETTSuite 1.600 - 2121 Building
2121 Eighth Avenue North Birmingham, Alabama 32503
JACK GREENBERG
BARRY' L. GOLDSTEIN
Suite 2030
10 Columbus Circle
New York, New York 10019
Attorneys for Plaintiffs
CERTIFICATE OF SERVICE
I hereby certify that on the 1.9th day of March, 1975,
I served two copies of the foregoing BRIEF FOR PLAINTIFFS-
APPELLEES upon Matt Shade, Esq., Shade & McDonald, 6400
Powers Ferry Road, Suite 360, Atlanta, Georgia 30330;
James R. Forman, Jr., Esq., Thomas, Taliaferro, Forman, Burr
& Murray, 1600 Bank for Savings Building, Birmingham, Alabama
35203; Jerome A. Cooper, Esq., Cooper, Mitch & Crawrord, 409
North 21st. Street, Birmingham, Alabama 35203 by depositing
a copy of same in the United States mail, adequate postage
prepaid.
H JL
Attorney'1 for Plaintiffs-Appellees
*
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