Lampkin v. Connor Joint Appendix
Public Court Documents
April 28, 1963 - April 19, 1965
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Brief Collection, LDF Court Filings. Lampkin v. Connor Joint Appendix, 1963. 83c54842-ba9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/a0be8894-8cfb-458d-9186-9d1cf208e12e/lampkin-v-connor-joint-appendix. Accessed December 09, 2025.
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JOINT APPENDIX
1 st t h e
MnlUb States (Emtrt of Appeals
F or th e D istrict of C olum bia
N o . 19,383
DAISY E. LAMPKIN, et al,
Imm. \t \ax : Appellants,
y
i
JOHN T. CONNOR,
Secretary of Commerce, et al.,
Appellees.
Appeal From an Order of the United States District Court
for the District of Columbia
INDEX TO JOINT APPENDIX
PAGE
Relevant Docket Entries .................................................. la
Complaint ............................ —-...... -............. - .......... —..... 2 a
Defendants’ Motion to Dismiss or, in the Alternative,
For Summary Judgment ................................. -............ 23a
Statement of Material Facts as to Which Defendants
Contend There Is No Dispute .................................... 24a
Affidavit of Richard M. Scammon ......-......... -........ ....... 25a
Plaintiffs’ Opposition to Defendants’ Motion to Dis
miss Or in the Alternative for Summary Judgment .. 31a
Plaintiffs’ Statement of Genuine Issues
Affidavit of Abram J. Jaffe -----------------
Opinion ............. -........... ...... ............ ......
Order ....... ................ -...................................
Notice of Appeal ................. —.................
32a
33a
58a
78a
79a
Relevant Docket Entries
No. 1355-63
Daisy L a m p k in , et al.,
-v.-
Plaintiffs,
J ohn T. Connor, Secretary of Commerce, et al.,
Defendants.
4/28/63 Filed complaint.
2 / 4/64 Filed defendants’ motion to dismiss or in the
alternative for summary judgment; statement of
material facts; and affidavit of Richard M.
Scammon.
11/18/64 Filed plaintiffs’ opposition to defendants’ mo
tion to dismiss or in the alternative for summary
judgment; statement of genuine issues; and affi
davit of Abram J. Jaffe.
1/27/65 Motion to dismiss complaint or in the alternative
for summary judgment argued and taken under
advisement.
2/10/65 Filed consent order substituting John T. Connor
and A. Ross Eckler as party defendants for
Luther Hodges and Richard M. Scammon.
3/29/65 Filed opinion and order granting defendants’
motion to dismiss.
4/19/65 Filed plaintiffs’ notice of appeal.
2a
Complaint
(Filed: May 28, 1963)
IN THE UNITED STATES DISTRICT COURT
F ob th e D istrict of C olumbia
Civil Action No. 1355-63
D aisy E . L a m pk in
2519 Webster Avenue
Pittsburgh, Pennsylvania
N ath an iel D en m an
Box 689
Falmouth, Massachusetts
L ucille D en m an
Box 689
Falmouth, Massachusetts
R. S im s A llison
415 N. 5th Street
Columbia, Missouri
E. D avis A llen
117 E. Jefferson
Sedalia, Missouri
W illiam A. Ross
500 Lafayette
Jefferson City, Missouri
I n a B oon
5673 Enright
St. Louis, Missouri
A rth u r K ennedy
4283 West Easton
St. Louis, Missouri
P earlie E vans
4853 Lee Avenue
St. Louis, Missouri
3a
M aurice B oseneield
55 Beach Road
Glencoe, Illinois
\V. N. D aniel
415 W. Englewood
Chicago, Illinois
C harles L ucas
1383 East Boulevard
Cleveland, Ohio
T heodore M. B erry
704 N. Crescent
Cincinnati, Ohio
J. E dward A tkin son
1214 South St. Andrews Place
Los Angeles, California
J ames H. Garrott
2311 Hyperion Street
Los Angeles, California
J ohn L undy
1607 Halifax Street
Emporia, Virginia
R aymond H arris
P. 0. Box 763
Emporia, Virginia
H enry F ran k lin M ason
Route 1, Box 14
Emporia, Virginia
N ephus H omus B anks
Route 1, Box 91
Skippers, Virginia
D en n is G illus
Box 227
Emporia, Virginia
Complaint
4a
L aura M cG ee
Box 287, Route 1
Greenwood, Mississippi
Clarence A. R obinson
Box 287, Route 1
Greenwood, Mississippi
W illiam M c G ee
202 Palace Street
Greenwood, Mississippi
M ilton H. H ancock
406 West Taft Street
Greenwood, Mississippi
Carole L. T urbaud
3121 Pauger
New Orleans, Louisiana,
Complaint
Plaintiffs,
L u th er H odges, Secretary of Commerce, United States
Department o f Commerce, Washington, D. C., R ichard
M. S cam m on , Director of the Bureau of the Census,
Department of Commerce, Washington, D. C.,
Defendants.
C O M P L A I N T
ACTION FOR DECLARATORY RELIEF
I
A. The jurisdiction of this Court is invoked pursuant to
11 D. C. Code §306. This is an action in equity against
officers of the United States, to be found in the District
of Columbia for a declaration that they should perform
duties owed to :
5a
(1) plaintiff Daisy E. Lampkin, a citizen of the State of
Pennsylvania; plaintiffs Nathaniel Denman and Lucille
Denman, citizens of the State of Massachusetts; plaintiffs
R. Sims Allison, E. Davis Allen, William A. Ross, Ina
Boon, Arthur Kennedy and Pearlie Evans, citizens of the
State of Missouri; plaintiffs Maurice Rosenfield and W. N.
Daniel, citizens of the State of Illinois; plaintiffs Theodore
M. Berry and Charles Lucas, citizens of the State of Ohio;
and plaintiffs James II. Garrott and J. Edward Atkinson,
citizens of the State of California, by reason of rights
secured by §2 of the Fourteenth Amendment to the Con
stitution of the United States, and by 2 U.S.C., §6, each of
which provides for the reduction of the number of repre
sentatives apportioned to any State which denies or
abridges the right to vote, and by further reason of rights
secured by the equal protection clause of the Fourteenth
Amendment and the due process clause of the Fifth Amend
ment to the Constitution of the United States;
(2) plaintiffs John Lundy, Raymond Harris, Henry
Franklin Mason, Nephus Homus Banks, and Dennis Gillus,
citizens of the State of Virginia; plaintiffs Laura McGee,
Clarence A. Robinson, William McGee, and Milton H. Han
cock, citizens of the State of Mississippi; and plaintiff
Carole L. Tureaud, a citizen of the State of Louisiana
by reason of rights secured by §2 of the Fourteenth Amend
ment to the Constitution of the United States and by
2 U.S.C., §6, each of which provides for the reduction of
the number of representatives apportioned to any State
which denies or abridges the right to vote.
B. The jurisdiction of this Court also is invoked pur
suant to 28 U.S.C., §1343 to redress the deprivation under
color of state law, statute, ordinance, regulation, custom,
Complaint
6a
and usage of rights, privileges, and immunities secured to
all plaintiffs by §2 of the Fourteenth Amendment and
2 U.S.C., §6, and also secured to those plaintiffs who are
citizens of the States of Pennsylvania, Massachusetts, Mis
souri, Illinois, Ohio and California by the equal protection
clause of the Fourteenth Amendment and the due process
clause of the Fifth Amendment to the Constitution of the
United States.
II
A. The plaintiffs bring this action on their own behalf
and on behalf of all others similarly situated pursuant to
Rule 23(a)(3) of the Federal Rules of Civil Procedure.
B. There are common questions of law and fact affecting
the rights of plaintiff Daisy E. Lampkin of Pennsylvania,
plaintiffs Nathaniel Denman and Lucille Denman of Massa
chusetts, plaintiffs R. Sims Allison, E. Davis Allen, W il
liam A. Ross, Ina Boon, Arthur Kennedy and Pearlie
Evans of Missouri, plaintiffs Maurice Rosenfield and W. N.
Daniel of Illinois, plaintiffs Theodore M. Berry and Charles
Lucas of Ohio, and plaintiffs James EL Garrott and J. Ed
ward Atkinson of California, and all other citizens of their
respective states whose votes have been debased or diluted
by the Congressional apportionment which, contrary to §2
of the Fourteenth Amendment, 2 U.8.C., §6 the equal pro
tection clause of the Fourteenth Amendment and due
process clause of the Fifth Amendment allocates repre
sentatives among the States without accounting for the
denial and abridgement of the right to vote by some of
them as hereinafter set forth.
C. There are common questions of law and fact affecting
the rights of plaintiffs John Lundy, Raymond Harris,
Complaint
Henry Franklin Mason, Nephus Homus Banks, and Dennis
Gillus of Virginia, plaintiffs Laura McGee, Clarence A.
Robinson, William McGee and Milton H. Hancock of Mis
sissippi, and plaintiff Carole L. Tureaud of Louisiana, and
all other citizens of their respective States who have had
their right to vote denied or abridged and who have a
right to be protected by the sanctions of §2 of the Four
teenth Amendment and 2 U.S.C., §6.
D. The classes which plaintiffs represent are so numer
ous as to make it impractical to bring them all before this
Court. A common relief is sought. The interests of said
classes are adequately represented by plaintiffs.
I l l
A. This is an action for a declaratory judgment pur
suant to 28 U.S.C., §§2201 and 2202. There is an actual
controversy now existing between the parties to this action
as to which plaintiffs seek the judgment of this Court.
Plaintiffs seek a definition and declaration of the legal
rights and relations of the parties with respect to the
question:
Whether §2 of the Fourteenth Amendment to the Con
stitution of the United States; the equal protection clause
of the Fourteenth Amendment and due process clause of
Fifth Amendment to the Constitution of the United States;
2 U.S.C., §6; 2 U.S.C., §2a; and 13 U.S.C., §§4, 5, 11, 21, 141
require defendant Hodges and defendant Scammon to take
necessary steps to prepare and to transmit a statement
showing the number of representatives to which each State
is entitled as required by §2 of the Fourteenth Amendment
which provides as follows:
7a
Complaint
8a
Representatives shall he apportioned among the sev
eral States according to their respective numbers,
counting the whole number of persons in each State,
excluding Indians not taxed. But when the right to
vote at any election for the choice of electors for
President and Vice President of the United States,
Representatives in Congress, the Executive and Judi
cial officers of a State, or the members of the Legis
lature thereof, is denied to any of the male inhabitants
of such State, being twenty-one years of age, and
citizens of the United States, or in any way abridged,
except for participation in rebellion, or other crime,
the basis of representation therein shall be reduced
in the proportion which the number of such male
citizens shall bear to the whole number of male citizens
twenty-one years of age in such State.
IV
A. Plaintiff Daisy Lampkin is a citizen of the State of
Pennsylvania and of the United States, over 21 years of
age. She is, and has been, a duly registered voter for all
general elections in the State of Pennsylvania.
B. Plaintiffs Nathaniel Denman and Lucille Denman are
citizens of the State of Massachusetts and of the United
States, over 21 years of age. They are, and have been,
duly registered voters for all general elections in the State
of Massachusetts.
C. Plaintiffs R. Sims Allison, E. Davis Allen, William
A. Ross, Ina Boon, Arthur Kennedy and Pearlie Evans
are citizens of the State of Missouri and the United States,
over 21 years of age. They are, and have been, duly reg
C omplaint
9a
istered voters for all general elections in the State of
Missouri.
D. Plaintiffs Maurice Rosenfield and W. N. Daniel are
citizens of the State of Illinois and of the United States,
over 21 years of age. They are, and have been, duly reg
istered voters for all general elections in the State of
Illinois.
E. Plaintiffs Theodore M. Berry and Charles Lucas are
citizens of the State of Ohio and of the United States,
over 21 years of age. They are, and have been, duly reg
istered voters for all general elections in the State of Ohio.
F. Plaintiffs James H. Garrott and J. Edward Atkinson
are citizens of the State of California and of the United
States, over 21 years of age. They are, and have been, duly
registered voters for all general elections in the State of
California.
G. Plaintiffs John Lundy, Raymond Harris, Henry
Franklin Mason, Nephus Homus Banks and Dennis Gillus
are Negro citizens of the State of Virginia and of the
United States, over 21 years of age.
(1) Plaintiff John Lundy is and was in 1960 and 1962 in
all respects eligible to vote in the State of Virginia except
that it requires plaintiff (by the Constitution of Virginia,
Section 20) to make application to register in his own
handwriting which he is unable to do and therefore plain
tiff was unable to register to vote in the 1960 and 1962
general elections and will be unable to vote in future gen
eral elections in the State of Virginia.
Complaint
10a
C omplaint
(2) Plaintiff Raymond Harris is and was in 1960 and
1962 in all respects eligible to vote in the State of Virginia
except that it requires the payment of a poll tax in order
to vote at general elections which plaintiff has not paid
in 1963 and therefore plaintiff is unable to vote in the
next general election to be held in the State of Virginia.
(3) Plaintiff Henry Franklin Mason is and was in 1960
and 1962 in all respects eligible to vote in the State of
Virginia except that it requires plaintiff (by the Consti
tution of Virginia, Section 20) to make application to reg
ister in his own handwriting which he is unable to do and
it requires the payment of a poll tax in order to vote at
general elections which plaintiff has not paid and is finan
cially unable to pay and therefore plaintiff was unable to
register to vote in the 1960 and 1962 general elections and
will be unable to vote in future general elections in the
State of Virginia.
(4) Plaintiff Nephus Homus Banks is and was in 1960
and 1962 in all respects eligible to vote in the State of
Virginia except that it requires plaintiff (by the Constitu
tion of Virginia, Section 20) to make application to register
in his own handwriting which he is unable to do and there
fore plaintiff was unable to register to vote in the 1960 and
1962 general elections and will be unable to vote in future
general elections in the State of Virginia.
(5) Plaintiff Dennis Grillus is and was in 1960 and 1962
.in all respects eligible to vote in the State of Virginia
except that it requires plaintiff (by the Constitution of
Virginia, Section 20) to make application to register in
his own handwriting which he is unable to do and the State
of Virginia requires the payment of a poll tax in order to
vote at general elections which plaintiff has not paid and
Complaint
therefore plaintiff was unable to register to vote in the
1960 and 1962 general elections and will be unable to vote
in future general elections in the State of Virginia.
H. Plaintiffs Laura McGee, Clarence A. Robinson, Wil
liam McGee and Milton H. Hancock are Negro citizens of
the State of Mississippi and of the United States, over
21 years of age.
(1) Plaintiff Laura McGee is and was in 1960 and 1962
in all respects eligible to vote in the State of Mississippi
except that it requires plaintiff to pass a Constitutional
interpretation test in order to vote which plaintiff was un
able to pass and it requires the payment of a poll tax in
order to vote which plaintiff has not paid and therefore
plaintiff was unable to register to vote in the 1960 and
1962 general elections and will be unable to vote in future
general elections in the State of Mississippi.
(2) Plaintiff Clarence A. Robinson is and was in 1960
and 1962 in all respects eligible to vote in the State of
Mississippi except that it requires plaintiff to pass a Con
stitutional interpretation test in order to vote which plain
tiff was unable to pass and it requires the payment of a
poll tax in order to vote winch plaintiff has not paid and
therefore plaintiff was unable to register to vote in the
1960 and 1962 general elections and will be unable to vote
in future general elections in the State of Mississippi.
(3) Plaintiff William McGee is and was in 1960 and
1962 in all respects eligible to vote in the State of Mis
sissippi except that it requires plaintiff to pass a Constitu
tional interpretation test in order to vote which plaintiff
was unable to pass and it requires the payment of a poll
tax in order to vote which plaintiff has not paid and there
12a
fore plaintiff was unable to register to vote in the 1960
and 1962 general elections and will be unable to vote in
future general elections in the State of Mississippi.
(4) Plaintiff Milton H. Hancock is and was in 1960 and
1962 in all respects eligible to vote in the State of Mis
sissippi except that it requires plaintiff to pass a Consti
tutional interpretation test in order to vote which plaintiff
was unable to pass and it requires the payment of a poll
tax in order to vote which plaintiff has not paid and there
fore plaintiff was unable to register to vote in the 1960
and 1962 general elections and will be unable to vote in
future general elections in the State of Mississippi.
(5) The purpose and effect of the Constitutional inter
pretation test, which plaintiffs Laura McGee, Clarence A.
Robinson, William McGee and Milton H. Hancock did not
pass is to deny and abridge the right to vote to Negro
citizens on the basis of race. The test is administered, and
was administered to plaintiffs Laura McGee, Clarence1
Robinson, William McGee and Milton Hancock in a dif
ferent manner to Negroes than to whites.
I. Plaintiff Carole L. Tureaud is a Negro citizen of the
State of Louisiana and of the United States, over 21 years
of age. She is in all respects eligible to vote in general
elections in the State of Louisiana except that her right to
vote has been denied and abridged by the requirement of
the State of Louisiana that persons seeking to register
to vote answer questions on a registration form without
error of any kind, the purpose and effect of such require
ment being to deny and abridge the right to vote to Negro
citizens on the basis of race.
Complaint
13a
V
A. Defendant Luther Hodges is Secretary of Commerce
of the United States and he is to be found in the District of
Columbia. He is charged with duties under law to take a
decennial census of population of the United States for
the purpose of apportioning Representatives in Congress
and to report the tabulation of population as required for
the apportionment of Representatives to the President of
the United States. The Secretary of Commerce has been
delegated duties by the President of the United States to
compute the number of Representatives in Congress to
which each State is entitled. A statement showing the
number of Representatives in Congress to which each State
is entitled has been and will be prepared under the direc
tion of the Secretary of Commerce and transmitted to the
President of the United States.
B. Defendant Richard Scammon is Director of the Bu
reau of the Census and he is to be found in the District of
Columbia. He has been delegated duties by the Secretary
of Commerce to take a census of population in each state
of the United States every ten years as required for the
apportionment of Representatives in Congress. The basic
constitutional and statutory purpose of this census of
population is to determine the number of Representatives
in Congress to which each State is entitled.
C. Plaintiffs allege that defendant Director of the Bu
reau of the Census and his predecessors in office have been
delegated duties by the Secretary of Commerce to prepare
a statement showing the tabulation of population as re
quired for apportionment of Representatives in Congress
and the number of Representatives to which each State is
Complaint
14a
entitled under an apportionment by the method known as
the method of equal proportions. Plaintiffs allege that the
Director of the Bureau of the Census prepares such a state
ment arid transmits same to the President of the United
States or to the Secretary of Commerce for transmission
to the President of the United States. The only duty of the
President of the United States with regard to this state
ment is to transmit it to the Congress. Upon receipt of this
statement by Congress, the number of Representatives to
which each State is entitled as reported therein becomes,
pursuant to 2 U.S.C., §2a, the apportionment of Repre
sentatives in Congress.
Complaint
VI
Plaintiff Lampkin on February 28, 1963, wrote to de
fendant Hodges complaining of the failure of the Depart
ment of Commerce to take any action to carry out §2 of the
Fourteenth Amendment and the laws of the United States
in the face of widespread denial of the right to vote in
many southern states. Plaintiff Lampkin pointed out that
the Department of Commerce has not taken any action
through the Census Bureau to obtain such information as
to disfranchisement as would be necessary to enforce the
law in this regard and requested that defendant Hodges
advise her whether there is any present intention to take the
necessary steps to enforce these provisions.
VII
In reply, plaintiff received a letter dated March 8, 1963,
from defendant Scammon which stated:
This is in reply to your letter of February 28 to Sec
retary Hodges concerning Article 14, Section 2 of our
Constitution.
15a
Even though the Constitution provides for certain
functions and activities, this does not necessarily in
sure their being carried out unless Congress gives
specific legislative authority. Even then, unless neces
sary funds are appropriated by Congress for the spe
cific activity, there is no way any government agency
may proceed to carry out the necessary job. As you no
doubt know, the funds appropriated to government
agencies are available only to carry out the projects
specifically described in the appropriation request.
I appreciate your interest, and will inform you if
there are any proposals concerning Article 14, Sec
tion 2.
VIII
A. The Bureau of the Census last attempted to comply
with the requirements of §2 of the Fourteenth Amendment
in the Census of 1870. Defendants have not taken and do
not intend to take any steps to have census enumerators or
others at the next decennial census compile figures as to
denial and abridgement of the right to vote and defendants
have not taken and do not intend to take such steps as may
be necessary to prepare and transmit a statement showing
the number of Representatives to which each State is en
titled on the basis of said figures as required by the Con
stitution and laws of the United States.
B. It is readily possible for the defendants by means
of the census to make inquiries to provide a count of per
sons who (1) did or did not register at the preceding elec
tions; (2) did or did not vote at the preceding elections;
and (3) did not register or vote respectively at preceding
elections for specified reasons, including denial and abridge
Complaint
16a
ment of the right to vote by the states. Plaintiffs allege on
information and belief that modern statistical knowledge
and techniques possessed by defendants are adequate to
secure the information required with a high degree of re
liability and accuracy. Specific questions to be asked and
procedures to be employed would not be more complicated
than those employed in many inquiries now being conducted
by the Bureau of the Census. The results of such inquiries
would be as reliable, accurate, and valid as data the Bureau
of the Census and the United States now employ and rely
upon for many purposes required by law and for other rea
sons of public importance. In order to insure a high degree
of accuracy and reliability, specific questions and procedures
to be employed should be developed in accordance with pre
vailing census techniques (for example, on the basis of
pre-test operations and sample survey checks for accuracy)
well in advance of the actual census period.
IX
A. Defendants have a duty under 2 U.S.C., §2a, 13
U.S.C., §§4, 5, 11, 21, 141 and other provisions of law to
prepare, compile, and compute a tabulation of population
as required for the apportionment of Representatives and
to prepare, compile, and compute a statement showing the
number of Representatives in Congress to which each State
is entitled and to transmit said statement to the President
of the United States for the purpose of transmittal to Con
gress. In so doing, defendants are required by §2 of the
Fourteenth Amendment to the Constitution of the United
States, the equal protection clause of the Fourteenth
Amendment and the due process clause of the Fifth Amend
ment to the Constitution of the United States and 2 U.S.C.,
Complaint
17a
§6, to take all necessary and proper steps at the next de
cennial census to compile figures as to denial and abridge
ment of the right to vote and to prepare, compile, compute,
and transmit a statement of the number of Representatives
to which each State is entitled based upon denial and
abridgement of the right to vote as required by §2 of the
Fourteenth Amendment.
B. To the extent, if any, that 2 U.S.C., §2a, 13 U.S.C.,
§§4, 5, 11, 21, 141, and other provisions of law directing
defendants to prepare, compile, compute, and transmit a
tabulation of population and a statement of the apportion
ment o f Representatives in Congress fail to require de
fendants to comply with §2 of the Fourteenth Amendment
to the Constitution of the United States, and 2 U.S.C., §6
and the equal protection clause of the Fourteenth Amend
ment and the due process clause of the Fifth Amendment,
to this extent said provisions of law directing defendants
to prepare, compile, compute, and transmit the apportion
ment of Representatives in Congress are unconstitutional,
null, and void in violation of the Constitution of the United
States.
X
A. Defendants have taken no action, and do not intend
to take any action, to prepare, compile, compute, and trans
mit the apportionment of Representatives in Congress con
sistent with §2 of the Fourteenth Amendment to the Con
stitution of the United States, 2 U.S.C., §6, the equal
protection clause of the Fourteenth Amendment and the
due process clause of the Fifth Amendment.
B. There is overwhelming evidence that denial and
abridgement of the right to vote by certain of the states
Complaint
18a
exists to an extent that constitutionally requires loss of
Representatives in Congress by those states and a g*ain of
Representatives by other states which do not deny and
abridge the right to vote. For example:
(1) Requirements that a poll tax be paid in order to
register to vote in Federal and State elections in the States
of Alabama, Arkansas, Mississippi, Texas and Virginia,
deny and abridge the right to vote of white and non-white
persons to such an extent as should result in the loss of
Representatives in Congress by these States and propor
tionate gain by others.
(2) In 1960 in the State of Louisiana approximately
465,556 non-whites over 21 years of age (69.1% of the
total), in contrast to approximately 396,108 whites over
21 years of age (27% of the total) were not registered to
vote. A substantial number of persons not registered to
vote in Louisiana were disfranchised by the requirement
that they pass a constitutional interpretation test and lit
eracy test to register. Moreover, a substantial number of
persons have been disfranchised by arbitrary and discrim
inatory practices which disfranchise non-whites. The great
difference between the percentage of eligible registered
non-whites and whites compels the conclusion that the re
quirements for registration are administered with the pur
pose and effect of disfranchising large numbers of non-
whites.
(3) The United States Civil Rights Commission and the
Department of Justice have in their custody data which
establish conclusively that in every southern state with
educational or other requirements for voting numerous
white persons vote regardless of their ability to meet these
Complaint
19a
requirements whereas numerous non-whites are consist
ently denied and abridged the right to vote by these educa
tional and other requirements.
(4) According to the 1959 report of the United States
Civil Rights Commission there were 158 counties with a
majority Negro population located in Alabama, Arkansas,
Florida, Georgia, Louisiana, Mississippi, North Carolina,
Tennessee, Texas and Virginia. Fifty-one of these Counties
have 3 percent or less Negro registration. Forty-one others
have less than 10 percent Negro registration. Only 11 had
more than 30 percent Negro registration, and the remainder
had between 10 and 30 percent Negro registration.
C. Plaintiffs allege that on the basis of statistics, re
ports and information as to disfranchisement in the hands
of defendants and other officers or agents of the United
States, as well as reported opinions of United States Courts,
defendants know or should know it is likely and probable
that the State of Pennsylvania where plaintiff Lampkin
resides; the State of Massachusetts where plaintiffs Na
thaniel Denman and Lucille Denman reside; the State of
Missouri where plaintiffs Allison, Allen, Ross, Boon, Ken
nedy and Evans reside; the State of Illinois where plain
tiffs Rosenfield and Daniel reside; the State of Ohio where
plaintiffs Berry and Lucas reside; and the State of Cali
fornia where plaintiffs Atkinson and Garrott reside, would
receive at least one additional Representative in Congress
each, and that various other states including the State of
Virginia where plaintiffs Lundy, Harris, Mason, Banks and
Gillus reside; the State of Mississippi where plaintiffs
Laura McGee, Robinson, William McGee and Hancock re
side; and the State of Louisiana where plaintiff Tureaud
Complaint
20a
resides, would lose at least one Representative in Congress
on the basis of an apportionment which reduces the number
of Representatives apportioned to States in accordance with
§2 of the Fourteenth Amendment of the Constitution of
the United States and 2 U.S.C., §6.
XI
A. The failure of defendants to prepare, compile, com
pute, and transmit an apportionment which takes into
account denial and abridgement of the right to vote vio
lates the rights of plaintiffs in that:
(1) Plaintiffs Lundy, Harris, Mason, Banks and Gillus,
citizens of the State of Virginia; plaintiffs Laura McGee,
Robinson, William McGee and Hancock, citizens of the
State of Mississippi; and plaintiff Tureaud, citizen of the
State of Louisiana have the right to receive the protection
of the reduction imposed by §2 of the Fourteenth Amend
ment to the Constitution of the United States and 2 U.S.C.,
§6, in order to redress and deter denial and abridgement
of their right to vote for reasons other than those specified
in the Amendment;
(2) Plaintiff Lampkin, citizen of the State of Pennsyl
vania; plaintiffs Nathaniel Denman and Lucille Denman,
citizens of the State of Massachusetts; plaintiffs Allison,
Allen, Ross, Boon, Kennedy and Evans, citizens of the
State of Missouri; plaintiffs Rosenfield and Daniel, citizens
of the State of Illinois; plaintiffs Lucas and Berry, citizens
of the State of Ohio; and plaintiffs Atkinson and Garrott,
citizens of the State of California, have the right secured
by §2 of the Fourteenth Amendment to the Constitution
of the United States, the equal protection clause of the
Fourteenth Amendment and the due process clause of the
Complaint
21a
Fifth Amendment to the Constitution of the United States,
and 2 U.S.C., §6, not to have the value of their votes debased
and diluted and to have their votes be of approximately
equal value as those of voters in states denying and
abridging the right to vote and are entitled to invoke
the prescribed reduction of §2 of the Fourteenth Amend
ment to the United States Constitution to protect this
right.
X II
Plaintiffs are now suffering and will continue to suffer
irreparable injury by the maintenance of defendants’ policy,
practice, and usage as set forth herein, including denial,
abridgement, dilution, and debasement of the right to vote.
They have no plain, adequate, or complete remedy at law
to redress these wrongs and this suit for a declaratory
judgment is their only means of securing adequate relief.
The pursuit of any other remedy would be futile, incon
venient, and would not offer them substantia] relief.
W herefore, plaintiffs pray this Court issue an order:
Declaring that §2 of the Fourteenth Amendment to the
Constitution of the United States, 2 U.S.C., §2a, 2 U.S.C.,
§6, the equal protection clause of the Fourteenth Amend
ment and the due process clause of the Fifth Amendment
to the Constitution of the United States and 13 U.S.C.,
§§4, 5, 11, 21, 141, require defendants Director of the
Bureau of the Census and Secretary of Commerce to:
(1) take all necessary and proper steps to prepare to
compile figures as to the denial and abridgement of the
right to vote at the next decennial census; (2) prepare,
compile, compute, and transmit an apportionment based
on said figures in accordance with §2 of the Fourteenth
Complaint
22a
Amendment to the Constitution of the United States and
2 U.S.C., §6. Should the Court determine that 2 U.S.C.,
§2a, and 13 U.S.C., §§4, 5, 11, 21, 141, or any other provi
sions of law provide for the preparation, compilation,
computation, and transmittal of an apportionment in any
other manner, plaintiffs pray said provisions be declared
unconstitutional, null, and void as in violation of the
Constitution of the United States to the extent they direct
defendants to prepare, compile, compute, and transmit a
tabulation of population for the purposes of apportionment
of Representatives in Congress and a statement of the
number of Representatives in Congress to which each state
is entitled without requiring defendants to comply with the
provisions of §2 of the Fourteenth Amendment to the Con
stitution of the United States and 2 U.S.C., §6.
Complaint
[Attorneys Omitted]
23a
Defendants’ Motion to Dismiss or, in the Alternative,
For Summary Judgment
(Filed: February 4, 1964)
The defendants, by their undersigned attorneys, move
the Court to dismiss the complaint or, in the alternative,
for summary judgment on the ground that there is no gen
uine issue as to any material facts, and defendants are en
titled to a judgment as a matter of law.
The specific grounds for this motion are set forth in de
fendants’ memorandum in support of their motion to dis
miss or, in the alternative, for summary judgment and the
affidavit of Richard M. Scammon. The Court is respect
fully referred to this memorandum and affidavit, both of
which are annexed to this motion.
[Attorneys Omitted]
24a
Statement of Material Facts as to Which Defendants
Contend There is No Dispute
(Filed: February 4, 1964)
Pursuant to Local Rule 9(h), defendants submit the fol
lowing statement of the material facts as to which they
contend there is no genuine issue:
(1) Defendants are the Secretary of Commerce, U. S.
Department of Commerce, and the Director of the Bureau
o f the Census, U. S. Department of Commerce. They are
the Federal officials responsible for taking the decennial
census of population as required in 13 U.S.C., §141.
(2) In the census as currently carried out no informa
tion is gathered showing the extent to which voting rights
may be denied or abridged in the various states.
(3) All facts set forth in the affidavit of Richard M.
Scammon, Director of the Bureau of the Census, which
affidavit is annexed to defendant’s motion as Exhibit “A ” .
[Attorneys Omitted]
25a
Affidavit
(F iled: February 4, 1964)
C ity of W ashington ,
D istrict of C olum bia , ss.:
Richard M. Scammon, being duly sworn, deposes and says:
1. I am Director of the Bureau of the Census, United
States Department of Commerce, and I make this affidavit
on the basis of personal knowledge and information ob
tained by me in the performance of my official duties and
functions.
2. I have been delegated authority by the Secretary of
Commerce to perform the functions vested in the Secre
tary under Title 13, United States Code; that part of
Chapter 5, Title 15, United States Code, relating to the
collection, compilation, and publication of statistics; and
any subsequent legislation respecting the collection, tabula
tion, analysis, publication, and dissemination of statistical
data relating to the social and economic activities and char
acteristics of the population and enterprises of the United
States.
3. Decennially, the Bureau of the Census prepares a tab
ulation showing the total population of the Untied States,
by states, as ascertained under the most recent census of
population. The Bureau also computes (as required by 2
U.S.C., §2a) the number of Representatives to which each
State would be entitled by virtue of its population under
an apportionment of the existing number of Representa
tives by the method known as the “method of equal pro
portions,” 1 no state receiving less than one member.
1 As specified by the Congress, the apportionment of the 435 members
of the House of Representatives has been calculated on the basis of the
26a
4. The Bureau of the Census does not now gather statis
tics or other data showing the extent to which voting rights
of United States citizens may be, or have been, denied or
abridged.
5. It would not be possible, within the framework of
the present operations of the Bureau of the Census, for
the Bureau to ascertain accurately the number of citizens
over 21 in each state whose right to vote “at any election
for the choice of electors for President and Vice President
of the United States, representatives in Congress, the
Executive and Judicial officers of a state, or the members
of the Legislature thereof,” has been denied or abridged
Affidavit
total population of the several states in accordance with the method of
equal proportions after the Censuses of 1940, 1950, and 1960. The method
of equal proportions minimizes the differences in the proportion (or
ratio) of representation in the House among- all possible pairs of states,
regardless of their size (population). This is true whether the test of
representation is calculated on the basis of (A ) the number of representa
tives per million population (number of seats divided by millions o f total
population), or (B) the population per representative (total population
divided by number of seats).
In the application of the method, a given state is entitled to an addi
tional representative when its population, divided by the geometric mean
of its present assignment of representatives and of its next higher as
signment, is greater than the population of any other state divided by the
geometric mean of the assignment to such other state and its next higher
assignment. To facilitate the computations of apportionment priorities,
mathematical tables of the factors to be used have been developed.
Through the use of these factors, the strength of a state’s claim (its
priority value) for a second and subsequent representatives can be deter
mined. These priority values are then arranged in descending order of
size. After the assignment of one representative to each of the states, in
accordance with the provisions o f the Constitution, the state with the
highest priority value receives the fifty-first representative, the state which
has the next largest priority value receives the fifty-second repre
sentative, and so forth until 435 representatives are assigned. (See
Sehmeckebier, Laurence, Congressional Apportionment, The Brookings In
stitution, Washington, D. C., 1941, and H. Rep. No. 2223, 86th Cong,
2d Sess. (I960)).
27a
“except for participation in rebellion or other crime.”
This inquiry would involve the Bureau of the Census in
intermingled questions of psychology, law and statistics
different from those faced in any of its present inquiries.
(a) For each of more than 120 million persons, an in
quiry would be required as to: (1) whether that
person had voted or had not in the elections specified
in Section 2; and if the person did not vote (2)
whether a given one of the myriad qualifications or
restrictions on the right to vote in the various states
was the actual reason for the failure to vote. While
the census enumerator in the field could ascertain
that a given person in a certain state declared that
his voting rights had been denied or abridged by
virtue of a given qualification or restriction, this in
itself would not establish whether the respondent
had actually been deprived of the right to vote, or
had had his right to vote abridged. Unless there
were some way to verify the statements of the re
spondent, he would be the sole judge of the very
denial or abridgement about which he himself was
complaining. It would be necessary to develop an
additional procedure to establish for each case
whether the complaint was valid. This would have
to be done for each individual in question, since
Federal law bars the census at present from using
sampling techniques in ascertaining the population
for apportionment purposes.
(b) One set of problems arises in the situation in which
the respondent did actually attempt to vote and was
turned away. Additional difficulties would be posed
in the case of respondents who claimed denial or
Affidavit
28a
Affidavit
abridgement of voting rights, but who did not ac
tually attempt to vote. In the latter case, a distinc
tion would have to be made between: (1) respon
dents who failed to vote because of illness, apathy,
or other causes not directly attributable to other
persons; and (2) respondents who thought their at
tempt would be futile because of outside restrictions.
In the latter case, a theoretical analysis would be
required to determine whether the citizen would have
been turned away on any grounds not authorized by
Section 2 of the 14th Amendment in the event he
had actually attempted to vote. For example, the
statement by a person who did not attempt to vote
that he believed he would lay himself open to re
prisals if he made such attempt may be either an
accurate estimate of the situation or an erroneous
view based on lack of information or excessive fear.
(c) The very nature of the subject matter covered by the
inquiry would militate against the receipt of ac
curate information on the basis of which the con
gressional representation of states would be ad
justed. First, the inquiry would have to be directed
toward events which occurred from two to four years
prior to the date of questioning, i.e., a 1970 inquiry
would have to be aimed at voting deprivation at
some earlier election—most likely the 1968 Presi
dential election. This would pose additional prob
lems in the case of persons who could not recall what
had occurred at the last election, and persons whose
residence had changed from one state to another
since the prior election, to say nothing of persons
who had died or become otherwise unavailable since
that election. Furthermore, social pressures toward
29a
responses which demonstrate “good citizenship”
could be anticipated to cause respondents, perhaps
unconsciously, to come up with answers which would
tend to excuse their failure to vote rather than con
cede its being’ due to apathy or inertia. Finally, ques
tions concerning voting rights would probably elicit
a highly emotional response in certain parts of the
country and the Bureau could not be assured that
enumerators, who are selected from the locale of in
quiry, would carefully elicit and record complex data
concerning voting behavior with a high degree of
accuracy.
(d) The only experience that census takers have had in
obtaining information of denial of voting rights was
in the Ninth Decennial Census, taken in 1870. The
results obtained—fewer than 50,000 persons were re
ported to have had their voting rights denied or
abridged— were such that the Secretary of the In
terior (to whose Department the census function was
then assigned) reported to Congress that “ the De
partment is disposed to give but little credit to the
returns.” (See 42 Cong. 2 sess. Cong. Globe, Pt. 1,
p. 66). As pointed out above, there would be major
problems in developing significantly more credible
results from similar inquiries, even though the Bu
reau takes advantage of new developments in survey
techniques.
(e) In view of the uncertainties which would be involved
in an inquiry concerning the deprivation of voting
rights, it is impossible to estimate with accuracy the
additional cost of obtaining even the limited infor
mation which might result from such inquiry. Field
Affidavit
30a
testing would be required to determine what the
added cost would be. Past experience suggests that
it would probably be many millions of dollars. This
would require a Congressional appropriation in ad
dition to that needed for traditional census opera
tions and functions.
R . M. S cam m ox
Washington, D. C.
Sworn to before me and subscribed in my presence this
31 day of January, 1964.
A n n H eath
Notary Public
My Commission Expires Jan. 31, 1963
Affidavit
31a
Plaintiffs’ Opposition to Defendants’ Motion to Dismiss
Or in the Alternative for Summary Judgment
(Filed: November 18, 1964)
Plaintiffs hereby oppose defendants’ Motion to Dismiss
the Complaint or In The Alternative for Summary Judg
ment on the ground that there are genuine issues as to ma
terial facts, and defendants are not entitled to judgment
as a matter of law.
The specific grounds of plaintiffs’ opposition are set forth
in plaintiffs’ Memorandum in Opposition to the Motion to
Dismiss or In The Alternative for Summary Judgment and
the affidavit of Dr. A. J. Jaffe annexed thereto as Exhibit
“A.” The Court is respectfully referred to this memoran
dum and affidavit, both of which are annexed to this
motion.
[Attorneys Omitted]
32a
Plain t iff s’ Statement of Genuine Issues
(Filed: November 18, 1964)
Pursuant to local Rule 9(b), plaintiffs submit the fol
lowing statement of genuine issues setting forth material
facts as to which they contend there is a genuine issue nec
essary to be litigated:
1. All facts set forth in paragraph five of the affidavit
of Richard M. Scammon, Director of the Bureau of the
Census, which affidavit is annexed to defendants’ Motion
to Dismiss or In The Alternative for Summary Judgment
as Exhibit “A.”
2. All facts set forth in paragraphs three, four, five,
six and seven of the affidavit of Dr. A. J. Jaffe, which af
fidavit is annexed to plaintiffs’ Memorandum in Opposition
as Exhibit “A.”
[Attorneys Omitted]
33a
(Filed: November 18, 1964)
C ity of N ew Y ork ,
Cou nty of N ew Y ork , ss.:
A bram J. J affe , being- duly sworn, deposes and says:
1. I reside at 314 Allaire Avenue, Leonia, New Jersey,
and I make this affidavit on the basis of personal knowl
edge and experience as well as information provided by
U.S. Government reports, professional reports and jour
nals, and other recognized sources of authority.
2. I am Director of the Manpower and Population Pro
gram, Bureau of Applied Social Research, Columbia Uni
versity, in the City of New York, and have held this post
since about the middle of 1950. This affidavit is, however,
made independently of my affiliation with Columbia Uni
versity. Our task at the Bureau, in large part, is the con
duct of statistical studies in various fields such as demog
raphy and manpower, communication, public health, mental
health, and education. These studies are made with the
financial assistance of government, business, foundations,
and international organizations. These studies involve data
collection as well as analysis of already collected data such
as census reports. Prior to joining the Bureau of Applied
Social Research, I was a statistician in the U.S. Bureau of
the Census from the end of World War II to the middle
of 1950, and for the period mid-1939 through 1941. I have
a Ph.D. degree from the University of Chicago, Depart
ment of Sociology (1941). Among other positions, I have
been a lecturer on census and labor statistics for the United
Nations Regional Training Center held in Tokyo, Japan
Affidavit
34a
(1958) ; consultant on labor statistics to the Commonwealth
of Puerto Rico (1952-1956) ; and President of the New
York Area Chapter of the American Statistical Associa
tion (1962-1963). I am presently Consultant on Labor Sta
tistics to the Census Office of the Republic of Panama and
an advisor to the Workmen’s Compensation Board of the
State of New York. My writings include the following:
Disabled Workers in the Labor Market. Bedminister
Press, 1964.
People, Jobs and Economic Development. The Free
Press, 1959.
Manpower Resources and Utilization (with Charles
Stewart). John Wiley & Sons, 1951.
Handbook of Statistical Methods for Demographers. IJ.S.
Bureau of the Census, 1951.
Occupational Mobility in the United States, 1930 to 1960
(with R. O. Carleton). King’s Crown Press, 1954.
Benefits, Incomes and Expenditures of Unemployed
Workers: Experience of a Group of Unemployed In
surance Beneficiaries in Albany-Schenectady-Troy.
Bureau of Applied Social Research, 1957.
Unemployment Benefits and Family Finances—A Study
of Incomes and Expenditures of Beneficiaries and Their
Families in Utica, New York, 1958. Bureau of Applied
Social Research, 1960.
Puerto Rican Population of New York City (editor and
contributor). Bureau of Applied Social Research,
1954.
Experience of Private Enterprise in Manufacturing De
velopment in Underdeveloped Countries. I.C.A. 1957.
Affidavit
35a
The Growth of Private and Public Industries in Planned
Development {India, Pakistan, and Puerto Rico).
I.C.A., 1957.
I have also written papers for the United Nations on meth
ods of data collection and analysis in the fields of popula
tion and the economically active population; and some five
dozen articles on labor, population and related topics which
have appeared in various professional journals such as :
American Sociological Review, American Journal of So
ciology, Journal of the American Statistical Assn., Monthly
Labor Review, Annals of the American Academy of Polit
ical and Social Science, Scientific Monthly, Estadistica,
and American Journal of Economics and Sociology.
3. I have read the affidavit of Mr. Richard M. Seammon,
Director of the Bureau of the Census, filed in the case of
Lampkin, et al. v. Ilodges, et al. (No. 1355-63 in the United
States District Court for the District of Columbia), which
discusses the feasibility of enforcement of Section 2 of the
Fourteenth Amendment to the Constitution by the Bureau
of the Census. In my opinion certain of the conclusions set
forth in the affidavit of Mr. Seammon are questionable. For
example, one factor considered by Mr. Seammon to support
a failure to enforce Section 2 of the Fourteenth Amend
ment is the experience of the Bureau of the Census in tak
ing the Ninth Census of 1870. Mr. Seammon writes :
The only experience that census takers have had in ob
taining information of denial of voting rights was in
the Ninth Decennial Census, taken in 1870. The results
obtained—fewer than 50,000 persons were reported to
have had their voting rights denied or abridged—were
such that the Secretary of the Interior (to whose De
Affidavit
36a
partment the census function was then assigned) re
ported to Congress that “ the Department is disposed
to give but little credit to the returns.” (See 42 Cong.
2 sess. Cong. Globe, Pt. 1, p. 66.)
The 1870 decennial census of population was, however,
one of the poorest, if not the most deficient, ever taken by
the U. S. Census Bureau. The over-all quality of the census-
coverage and responses was so low that one should not
judge the success or failure of any specific question by its
apparent performance in the Ninth Decennial Census. In
particular, since no previous experience had been had with
questions on denial or arbridgment of voting rights, and
Census had done no pretesting prior to the enumeration,
we cannot say that the apparent failure of the 1870 census
to produce usable statistics is inherent in the topic covered
by these questions. As the over-all quality of the census
was poor, we can expect that all questions asked in the
census, especially new ones, provided data of poor quality.
As evidence of the appallingly poor quality of the 1870
decennial population census, we may note that it is the only
one for which the U.S. Census Bureau has published “cor
rected” figures, i.e., estimated more nearly “ correct,” in
lieu of the actual count. Thus, in the 1963 Statistical Ab
stract of the United States, compiled and published by the
Census Bureau, the 1870 population is printed as 39,818,449;
the footnote to the table (Table No. 1, p. 5) states: “Re
vised to include adjustments for underenumeration in
Southern States; unrevised number is 38,558,371.” Thus,
the minimum acknowledged undercount is 1,260,078 per
sons. Now it is true that all censuses in all parts of the
world miss some people. For example, in appraising the
results of the 1960 population census, the Census Bureau
Affidavit
37a
Affidavit
concluded that there was a net undercount of between 1.0
and 2.9 per cent (Conrad Taeuber and Morris H. Hansen,
“A Preliminary Evaluation of the 1960 Census of Popula
tion,” paper presented at the meetings of the Population
Association of America on April 26, 1963, at Philadelphia,
Pennsylvania). The undercount of people in the 1870 cen
sus, however, was far greater than the normally expected
undercount.
Mr. Francis A. Walker, Superintendent of the 1870 and
1880 censuses, detailed some of his many problems with the
1870 census in the introductory sections of its publication.
See Exhibit I (Excerpts from the Report of the Superin
tendent of the Ninth Census). He described the inade
quacies in the 1850 law under which the 1870 census was
taken, and pointed out how the protracted enumeration pe
riod, low pay to the marshals, lack of sufficient supervision
over the marshals, etc., together with the ravages of the
Civil War, all contributed to an inadequate census. In 1880
Mr. Walker, having had an opportunity to compare the re
sults of the 1870 and 1880 censuses, concluded that the sta
tistics in the 1870 census “were, to a great extent, incom
plete and defective, and that in some cases the material
gathered by the enumeration was so far deficient or inac
curate that it would be more creditable not to publish the
tables at all. . . Exhibit II, at p. xliii (Excerpts from
Introduction to the Compendium of the Tenth Census).
The Superintendent of the 1890 census, Mr. Robert P.
Porter, confirmed Mr. Walker’s analysis of the quality of
the 1870 census, Exhibit III (Excerpts from Report on
Population of the Eleventh Census). In 1890, Mr. Walker,
no longer Superintendent of the Census and writing as a
private citizen, detailed in franker fashion some of his
problems with the 1870 census which led to poor quality
38a
statistics. See Exhibit IV (“ Statistics of the Colored Race
in the United States,” 2 American Statistical Association,
p . 91 (1890-91).
Given the set of circumstances surrounding the 1870
population census, it is clear that good quality statistics
cannot have been expected, especially when new and un
tested questions were involved.
4. Another objection raised by Mr. Scammon to enforce
ment of Section 2 of the Fourteenth Amendment concerns
supposed difficulties in obtaining accurate results:
. . . questions concerning voting rights would prob
ably elicit a highly emotional response in certain parts
of the country and the Bureau could not be assured
that enumerators, who are selected from the locale of
inquiry, would carefully elicit and record complex data
concerning voting behavior with a high degree of ac
curacy.
These comments were relevant in the past; they are no
longer relevant. The Census Bureau collected a large part
of the 1960 population census by means of self-enumera
tion, and plans to make even more use of self-enumeration,
mail questionnaires and the facilities of the U.S. Post Of
fice in the 1970 population census. See Mr. Scammon’s
testimony in Exhibit V (Hearings Before the Committee
of Post Office and Civil Service, House of Representatives,
88th Cong., 1st Sess., March 19, 1963). Under these cir
cumstances, in which the respondent himself writes in the
answers to the questions, there is less opportunity for lo
cally selected enumerators to introduce errors or distor
tions into the responses.
Affidavit
39a
In the last several years the Census Bureau has carried
out a number of tests using mail questionnaires. The last
test (to our knowledge), conducted in the Louisville, Ken
tucky metropolitan area on May 14, 1964, resulted in at
least 88 per cent of the households returning their com
pleted forms. An account, as reported in The New York
Times, May 31, 1964, reads:
Census Bureau officials here expressed thorough sat
isfaction this wreek with citizen participation in the ex
perimental mail census conducted in the Louisville
metropolitan area May 14.
To date, 88 per cent of all households that were
mailed census forms have returned the completed
forms to the special office here.
A total of 220,000 forms was mailed to residents in
Jefferson County in Kentucky and the southern In
diana counties of Floyd and Clark.
The mail census was a test to determine the feasibil
ity of conducting the nationwide census in 1970 by
mail.
Harry C. O’Haver, test census supervisor, said the
previous high return by mail was 85 per cent, reached
in Huntington, L.I. A return in Little Rock, Ark., was
75 per cent.
With return ratios of this magnitude one does not have
to worry about the interviewer problem raised by Mr.
Scammon.
Furthermore, the Census Bureau has already worked out
procedures for collecting information in circumstances
where it is believed that the respondents would not co
operate with the local census officials. Thus, at the time,
of the 1940 population census, when a question on income
Affidavit
Affidavit
was first introduced, it was felt that many people might
refuse to answer the question; it was thought that many
respondents would not care to divulge such information
to the enumerator who might be their next door neighbor.
Accordingly, the Census Bureau printed forms in which
the respondent could enter his income, together with neces
sary identification, and then mail the form directly to the
Census Bureau in Washington, D. C. In this way the
potentially prying eyes of the locally recruited enumerators
could be circumvented. In my opinion similar procedures
could be used, if necessary, for ascertaining disfranchise
ment.
5. In his affidavit Mr. Scammon asserts that:
It would not be possible, within the present opera
tions of the Bureau of the Census, for the Bureau to
ascertain accurately the number of citizens over 21 in
each state whose right to vote “at any election for the
choice of electors for President and Vice President
of the United States, representatives in Congress, the
Executive and Judicial officers of a state, or the
members of the Legislature thereof,” has been denied
or abridged “ except for participation in rebellion or
other crime.” This inquiry would involve the Bureau
of the Census in intermingled questions of psychology,
law and statistics different from those faced in any
of its present inquiries.
Putting aside what is meant by the phrase “within the
present operations of the Bureau of the Census,” it is my
belief that in the past the Census Bureau has tackled, and
overcome, at least one other problem no less difficult or
complex than may be measurement of the denial and
41a
abridgment of the franchise. This is the measurement
of unemployment.
Counting the unemployed also involves “ intermingled
questions of psychology, law and statistics.” The partic
ular mix may be somewhat different from that involved in
measuring denial and abridgment of the right to vote, but
the problems in measuring unemployment are no less
complex.
Exhibit VI (Appendix E in Manpower Resources and
Utilization; Jaffe and Stewart, Wiley & Sons, 1951) demon
strates the fact that psychology and statistics are all inter
mixed in measuring unemployment. We summarized by
saying (at pp. 461-462) :
We thus see that there are no clear lines cleanly
demarcating the population 14 years ago and over into
three mutually exclusive groups: those employed,
those unemployed, and those not in the labor force.
The labor force is an artifact—a concept created by
man in accordance with the characteristics of the
culture in which he finds himself. Being an artifact,
it is influenced by the way man thinks and the way in
which he verbalizes his feelings and hopes. As far as
this is the fact, there will always be “fuzzy” groups—
“borderline” cases.
However, this situation does not mean that the
resulting statistics are useless and meaningless. On
the contrary, the taxonomic system and the statistics
emanating therefrom can be highly useful and, rela
tively speaking, quite accurate.
With regard to the legal aspects we must remember that
each state has its own unemployment insurance law, and
defines differently that type of behavior for which it will
Affidavit
42a
pay benefits, i.e., unemployment insurance. Persons who
receive such benefits are to be included in the Census
Bureau’s count of the unemployed. (The only exceptions
are those persons who both received benefits and also
worked for pay or profit during the specified reference
week and who, therefore, are counted by the Census as
employed.) The Census Bureau has not been overcome by
the legal problems of ascertaining beyond a show of a
doubt whether or not a person who reported that he legally
qualified in his state for unemployment insurance benefits
and received them, had actually qualified and was actually
unemployed. The Census accepts without question the re
spondents’ answers.
As demonstrated by history, the Census Bureau finally
overcame the very difficult task of counting the unemployed
by persistency and by the expenditure of thought, effort
and money.
The Census first inquired about unemployment—or “non
employment” as it was sometimes referred to in the earlier
censuses—in 1880. The results were not tabulated. “This
was due partly to the fact that the amount of labor re
quired to tabulate the results of the main inquiries of that
census without mechanical assistance involved so much
expense and delay that the returns for several important
subjects were either tabulated in part only or not at all;
but another reason for not tabulating the returns of months
unemployed was the existence of grave doubt as to the
reliability of the information which had been secured.”
Exhibit VII, at p. ccxxv (Excerpts from Report of the
Twelfth Census: Occupations).
The Census Superintendent did not despair and tried
again in the 1890 census of population (as was not done
following the results of the inquiries on disfranchisement
Affidavit
43a
in the 1870 census). That these data were not of good
quality was attested to by the census officials: “ In present
ing the results, however, attention was called to the fact
that they were the first published statistics upon this
subject and should be regarded as approximate. Even
with this conservative position many eminent authorities
disagreed, declining to accept, even with qualifications, the
Eleventh Census returns concerning persons out of em
ployment.” (Exhibit VII, at p. ccxxv.)
In particular, Census officials seemed worried by the
poor quality of the data obtained in the 1890 census with
respect to number of months unemployed:
It should be stated further that these figures only
show the number and approximate length of time
unemployed with regard to the principal occupation
in which persons so reported were usually engaged and
upon which they depended chiefly for a livelihood.
They do not show, therefore, the actual length of
time for which they were unemployed in any form
of remunerative labor, that is, the net period, after
making allowance for the time when not engaged at
their principal or usual occupation, during which their
services may have been utilized at some other kind of
work. Although the census enumerators were fully
instructed on this point, the returns were not con
sidered complete enough to warrant their compilation.
Exhibit V III at p. cxxxvi (Excerpts from Report of the
Eleventh Census).
In 1900 the Census Bureau again tried to collect in
formation on unemployment. Between the censuses of 1880
and 1900 a number of improvements were made in the
census procedures in an ofifert to improve the quality of
Affidavit
44a
the returns, see Exhibit V II; each time it was felt that
some improvement had been achieved and that the 1900
results were the best up to that time.
Again in 1910 the Census Bureau tried to collect statistics
on unemployment. E. Dana Durand, Director of the Bureau
of the Census, was not very sanguine about the value of the
questions included and thought that they would produce
data of only partial usefulness:
The last change in the population schedule which
calls for mention is the insertion of the question, as
required by the new Census Act: “Whether out of
work on April 15, 1910.” This new question is in addi
tion to the question, “ Number of weeks out of work
during the preceding year,” which corresponds to the
old question, “Number of months unemployed,” being
designed to emphasize what we consider the proper
meaning of the inquiry. It cannot be hoped that any
very considerable degree of accuracy will be secured
in the replies to either of these questions, as it is ob
viously difficult to define the phrase “ out of work.”
Our instructions are that persons are to be reported
as out of work only where they want work and cannot
find it, and that persons who are sick, on strike, or
voluntarily idle are not to be reported as out of work.
Of course, it would be interesting to know also how
many working people are out on strike at the time
of the census, or how long they were out of employ
ment because of strikes during 1909. It would be in
teresting, too, to have some information as to the loss
of earning power through sickness. To combine, how
ever, all forms of unemployment in one return, without
distinguishing the causes, which would be imprac
ticable, would obscure the answer to the question
Affidavit
45a
which, after all, interests the greatest number of
people; namely, how far work is lacking for those
who are willing and able to work. Exhibit IX
(“ Changes in Census Methods for the Census of 1910,”
12 American Statistical Association 52, 58, 59, 1910-
1911).
The results of the census of 1910 were not published at
that time. Finally, in 1948, the Census Bureau made avail
able upon request photostat copies of selected tables from
the 1910 unemployment count, with the note: “ These data
should be interpreted with caution since they may be
subject to relatively large enumerative and tabulating er
rors.” Questions on unemployment were dropped at the
time of the 1920 population census.
With the onset of the Great Depression in 1929, the
Census Bureau reinstated questions on unemployment in
the 1930 census, taken in April of that year. Exhibit X
(Excerpt from Report of the Fifteenth Census, Vol. 1:
Unemployment). This was followed by a special census of
unemployment in January of 1931. The data provided by
these enumerations turned out to be quite unsatisfactory
for the purposes of public policy formation as is described
by John D. Durand in Exhibit X I (Durand, “Development
of the Labor Force Concept,” in Labor Force Definition
and Measurement, Social Science Research Council, 1947).
The need for unemployment statistics which could be
used in setting public policy was so great during the 1930s
that there followed a great flurry of statistical activity
among statisticians both in and out of the Census Bureau.
“A great many labor market surveys were made in various
cities and rural areas during the decade and several states
took population censuses which gave opportunities to test
Affidavit
46a
different techniques of enumerating employment and un
employment. It was on the basis of experience gained in
these surveys and censuses that the ‘labor force’ concept
was developed.” Exhibit X I at p. 83.
It would appear that more testing and experimentation
was carried out during this decade than in all the previous
five decades (1880 to 1930) during which the Census Bu
reau had made largely ineffectual attempts at the times of
the decennial censuses.
The result of this vast volume of statistical activity dur
ing the 1930s was the formation of the present system for
obtaining labor force statistics. This set of procedures was
initiated at the time of the 1940 census and continued
monthly by the Census Bureau ever since. The resulting
statistics have turned out to be highly useful both to gov
ernment and private statisticians and policy makers.
The labor statisticians, with the Census Bureau experts
in the van, continued testing and improving these labor
force procedures. The Employment Act of 1946 gave added
impetus to the improvement of statistics on employment
and unemployment. The President’s Committee to Ap
praise Employment and Unemployment Statistics in Ex
hibit X II (Measuring Employment and Unemployment, at
p. 32, 1962) wrote:
As a matter of fact, the employment and unemploy
ment statistics have probably had as continuous, ex
pert, and careful review as any other economic series
published by the Federal Government. An interagency
committee, under the chairmanship of an official of
the Bureau of the Budget, keeps the series under
fairly continuous scrutiny, and this review has been
supplemented from time to time by special investiga
tions.
Affidavit
47a
Indeed, this 1962 review by labor experts—both in and
out of the Federal Government— of the Federal Govern
ment’s program for collecting data on the employed and
unemployed was the second large-scale interagency investi
gation, the first having been started in 1955.
Altogether, the Census Bureau reports 19 “major im
provements made in the Current Population Survey” (the
survey by means of which the employment and unemploy
ment statistics are collected monthly) since the series was
begun and the procedures incorporated into the 1940 popu
lation census. See Exhibit X III ( “ Concepts and Methods
Used in the Household Statistics on Employment and Un
employment From The Current Population Survey,” Cur
rent Regulation Reports, Series P-23, No. 13, June, 1964).
The relevancy of this historical account is that it empha
sizes the large amount of work, testing, and experimenta
tion needed to develop workable procedures for obtaining
useful data. Statisticians must keep working at the
problem, trying out new approaches, following new sug
gestions, etc. Finally, a workable solution will be obtained.
If the Census Bureau had adopted the same attitude
toward the measurement of unemployment which was
adopted toward the measurement of disfranchisement fol
lowing the 1870 Census of Population, we still would not
have usable data on employment and unemployment.
Hence, as the Bureau of the Census has no experience
in collecting statistics on denial or abridgment of the
franchise under modern conditions, it is premature and
unrealistic to conclude that accurate results cannot be
obtained.
6. Title V III of the Civil Rights Act of 1964 appears
to authorize collection of some of the statistics necessary
Affidavit
48a
to measure denial and abridgment of the franchise in
accordance with the requirements of Section 2 of the
Fourteenth Amendment. Therefore, the Census Bureau
should undertake those first steps immediately, as I under
stand it is now contemplating doing. At the time he testi
fied before the Subcommittee on the House of Represen
tatives, 88th Cong., 1st Sess., considering this Title, Mr.
Scammon indicated that the Bureau could comply with
the provisions of the Title for collection of registration
and voting statistics. If the Census Bureau feels that it
can comply with Title VIII, and such data as provided
by Title V III is collected on a uniform basis for all the
states, these statistics will provide a basis for subsequent
work which can lead to accurate measurement of denial
and abridgment of the franchise.
At the time of the decennial census, Mr. Scammon testi
fied, “ The cost of getting these data as part of the decennial
census would be much less. The registration and voting
would be tacked on with a series of other questions in
that census.” Exhibit X IV at p. 1029 (Hearings Before
Subcommittee No. 5 of the Committee on the Judiciary,
House of Representatives, 88th Cong., 1st Sess.). Appar
ently, Mr. Scammon is optimistic that the data can be col
lected and that the major problems remaining center about
the availability of money. The following exchange between
Mr. McCulloch and Mr. Scammon make this clear:
Mr. McCulloch. I understand all that. All I am
trying to get is the ability of your Bureau to get the
facts if we determine it is worth a million or $5 million
to get the facts.
Mr. Scammon. This the Bureau could do.
Mr. McCulloch. I f it is necessary in our opinion
Affidavit
49a
to get the facts to save a Birmingham by spending
$10 million, it will have been cheap even for a Scotsman.
Mr. Scammon. This could be done. The facts could
be ascertained either by direct count or by sample at a
cost of X dollars.
Mr. McCulloch. On the other hand it would be
quite difficult if we wanted to do that frequently and
make the figures available for both municipal elec
tions and congressional elections.
Mr. Scammon. The cost would increase in direct
proportion to the magnitude and depth of the study
desired.
Mr. McCulloch. So summarizing, you can do this
if we wish to have it done and are willing to accept
the responsibility for the cost thereof.
Mr. Sammon. Exactly. (Exhibit X IV at p. 1030).
In addition to the data specified in Title VIII, the Cen
sus Bureau should compile statistics on the number of
citizens aged 21 and over in order to provide additional
information which is needed for subsequently calculating
apportionment in accordance with the requirements of
Section 2 of the Fourteenth Amendment. In previous
censuses (1930 being the last) the Census Bureau asked
the foreign-born for their citizenship. When combined
with the information on age, they were able to tabulate
the number of citizens of voting age in each geographic
area. Since the 1960 Census provided data only for the
population of voting age, the alien population is included
in these data. (See, also, Bureau of the Census, Current
Population Reports, “ Population Estimates,” P-25, No. 221,
Oct. 7, 1960; P-25, No. 255, Oct. 12, 1962).
An alternative procedure (to asking the foreign born
Affidavit
50a
about their U.S. citizenship) consists of tabulating the
alien registration cards by age. Subtracting off the num
ber of aliens aged 21 and over in each, geographic area
from the total population 21 and over, will then provide
information on the number of citizens. The Immigration
and Naturalization Service of the United States Depart
ment of Justice has been collecting the alien registration
cards annually for a number of years but does not tabu
late them by age. Exhibit X V (Letter from E. A. Loughran,
Associate Commissioner, U.S. Immigration and Naturali
zation Service).
Finally, serious efforts to measure disfranchisement
must he made. Obvious forms of disfranchisement are poll
tax laws and literacy requirements. Other forms of dis
franchisement include some residence requirements, ad
ministrative requirements for registration with which po
tential voters may or may not be able to cope, the use of
fear and intimidation, deliberate slowdowns in registra
tion, and overt racial discrimination. As Mr. Scammon
states, “ There has certainly been much improvement in
this area in the years since the end of the Second World
War, but even the most casual witness will testify as to
the institutional disfranchisement of hundreds of thou
sands of colored Americans in the South.” Scammon, “ The
Electoral Process,” X X V II Law and Contemporary Prob
lems, p. 299, 305 (Spring, 1962). Efforts must be made to
measure these forms of disfranchisement directly by means
of questioning citizens aged 21 and over. Such question
ing can be done by means of mail questionnaire or via
personal interviewing. When this is accomplished, we can
relate the number of citizens aged 21 and over to the
numbers disfranchised as per the above and obtain a ratio
of disfranchisement; this will permit calculating appor
tionment as per Amendment XIV.
Affidavit
51a
To recapitulate, if the Census Bureau is to calculate
congressional apportionment in accordance with Section 2
of the Fourteenth Amendment, it must first (a) collect
statistics on voter registration in all states, and (b) pro
vide a count of the number of citizens aged 21 and over
in each state; (c) the Census Bureau must then determine
reasons for non-registration among citizens aged 21 and
over. This last step is the heart of the procedures leading
to compliance with the Fourteenth Amendment. Efforts
must be made to ascertain the extent of disfranchisement.
If the Census Bureau were to devote to this end even a
fraction of the amount of energy which it devoted to per
fecting the statistics on unemployment, I feel confident
that statistics could be generated which would be suitable
for effecting the provisions of the Fourteenth Amendment.
In this connection, of course, the Census Bureau is free
to call upon outside experts, including the technicians in
private survey firms who are engaged in surveys of politi
cal behavior. It is my understanding that these firms
have had some experience in trying to ascertain why people
do not register. Other technical consultation can be ob
tained via the American Statistical Association, the Ameri
can Association for Public Opinion Research, and, perhaps,
other professional associations. The Census Bureau now
makes very extensive use of committees of such outside
experts, and the formation of a new committee to work
on the problems of data collection for purposes of imple
menting the Fourteenth Amendment would be directly in
line with their present activities.
7. Research on the measurement of disfranchisement
might result in the finding that it is easier to measure
apathy rather than disfranchisement per se. Together,
Affidavit
52a
apathy and disfranchisement account for all nonregistra
tion and nonvoting. I f this should turn out to he the case,
then Section 2 of the Fourteenth Amendment can still be
implemented in the manner described below.
Using the only data available to me on apathy, by edu
cational level of the voters, I estimated the numbers of
persons in each state who should have registered. The
difference between the number who should have registered
and the number who did is, then, a measure of disfran
chisement. This information permitted me to make the
necessary statistical calculations as prescribed in Section
2 of the Fourteenth Amendment, namely, to reduce “ in
the proportion which the number of such [citizens 21 years
of age and over whose right to vote had been denied or
abridged] /m ale/ citizens shall bear to the whole number
of /m ale/ citizens twenty-one years of age in such State.” *
The calculations for congressional apportionment were
made in accordance with the procedures as described in
the Census Bureau’s sheet, Steps in Computing an Appor
tionment, dated July 24, 1950.
The illustrative results of these calculations are shown
in the table. In the first column are shown the actual num
bers of Congressmen (taken from U.S. Census of Popula
tion, 1960, United States Summary, “ Number of Inhabi
tants,” PC(1)1A, U.S., Table 13) and in the second col
umn the numbers of Congressmen in each state if Section
2 of the Fourteenth Amendment had been followed.
Affidavit
* Section 2 of the Fourteenth Amendment speaks only of' “ male” citi
zens. The 19th Amendment to the Constitution states, however, that “ The
right of citizens of the United States to vote shall not be denied or
abridged by the United States or by any state on account of sex.” In
making this calculation, therefore, I ignored the restriction by sex of
Section 2.
53a
The calculations in the second column are based on an
assumption of apathy derived from the registration data
provided in Roper’s survey (see following) and the data
on registration. We reasoned as follows. The citizens of
each state are as equally patriotic and good Americans as
are the citizens of any other state. The great majority of
American citizens living in those states where there are
but a minimum of blocks to voter registration, do register;
those who do not register are probably apathetic. There
fore, we can assume that there must be disfranchisement
in any state in which a smaller proportion of the citizenry
is registered, and particularly in those states in which the
IT.S. Civil Rights Commission has raised doubts about the
extent of freedom to register.
Now we obtained the proportions registered according
to the estimates in the Roper survey, by educational level,
for the citizens aged 21 and over and living in the New
England, Middle Atlantic, East and West North Central,
Mountain and Pacific States. In these states there are very
few bars to voter registration. Therefore, the proportion
in these states who did not register is a measure of apathy.
For example, among persons with no schooling we esti
mate that 32 per cent were apathetic (68 per cent were
registered); among persons who had attended college only
9 per cent were apathetic (91 per cent were registered).
Therefore, we assume that in all other states, about equal
proportions would be apathetic, and equal proportions
would have registered at each educational level if there
were no disfranchisement.
Next, we multiply the proportions registered at each
educational level, for the above block of states (as ob
tained from the Roper survey) by the estimated number
of citizens aged 21 and over in each educational level in
Affidavit
54a
each state, in accordance with the basic data provided in
the 1960 Census of Population. These calculations pro
vide the expected numbers who would have registered in
each state if the only block to voter registration was
apathy.
The difference between the expected number registered
and the actual number registered, in each state, is a mea
sure of disfranchisement. Where appropriate, then, the
total population of each state was reduced by the propor
tion of its citizens who had been disfranchised, and con
gressional apportionment calculated.
The sources of my information are as follows: Total
population, number of persons aged 21 and over, and
number aged 21 and over by educational level in each state
were obtained from the 1960 Decennial Census of Popu
lation. The number of aliens in each state in 1960 was
obtained from the 1963 Annual Report of the U. S. Immi
gration and Naturalization Service. In order to estimate
the number of aliens aged 21 and over in each state, the
total number of aliens was multiplied by the constant pro
portion of .9325. This figure was obtained by dividing the
Census Bureau’s reported number of aliens aged 21 and
over in total United States—two and three-quarter million
—by the total alien population—2,948,973. (U.S. Bureau of
the Census, Current Population Reports, “Population Esti
mates,” Series P-25, No. 221, October 7, 1960).
Registration statistics as of 1960 wTere obtained from
Book of the States, 1962-1963 and 1964-1965 editions, the
Council of State Governments, Chicago, Illinois. For
several states no registration data were available; how
ever, statistics on the numbers of votes cast in the 1960
Presidential Election were available for all states. Using
the ratio of numbers registered to numbers of votes cast
Affidavit
Affidavit
for those states which had both series of data, we calcu
lated the numbers registered for the missing states. For
several other states registration data were available only
for periods prior to and following 1960; for these states
we obtained 1960 estimates by interpolation.
At this point it should be noted that if the Census Bureau
extends its statistical gathering activities along the lines
previously suggested, it will have assembled all of the
above data, some of which we were forced to estimate.
Information on the proportions of citizens registered for
voting purposes, by educational level, color, and for those
living in the South versus the other regions of the country,
were obtained from a special tabulation of an Elmo Roper
survey made in October, 1960. The proportions who re
ported being registered in each group are as follows:
Educational Level White Non-White Total
New England, Middle Atlantic, East and West
North Central, Mountain, and Pacific States
No Schooling ............. 68% 67% 68%
Grade School ............. 81% 84% 81%
High School ............... 85% 89% 85%
College ___________ 91% 90% 91%
South Atlantic, East and
West South Central States
No Schooling ............... * * 13%
Grade School ......—~ 58% 31% 49%
High School ............... 62% 56% 61%
College ...... .......... - 73% 54% 71%
* Too few eases in sample to show separately.
Presumably, we can look forward to the time when the
Census Bureau will have collected more complete statistics
Affidavit
on the subject of voter registration than we were able to
obtain for the purpose of our illustrative examples. Such
data together with information on disfranchisement or
apathy will permit complying with Section 2 of the E ôur-
teenth Amendment.
MEMBERSHIP OF THE
U. S. HOUSE OF REPRESENTATIVES
1960 Actual and 1960 Hypothetical
Actual
Hypo
thetical
V. S. Total 435 435
Regions
Northeast 108 114
North Central 125 135
South 133 112
West 69 74
Divisions
Northeast
New England 25 29
Mid-Atlantic 83 85
North Central
E. No. Central 88 95
W. No. Central 37 40
South
So. Atlantic 63 54
E. So. Central 29 25
W. So. Central 41 33
West
Mountain 17 18
Pacific 52 56
States
New England
Maine 2 3
New Hampshire■ 2 2
Vermont 1 1
Massachusetts 12 14
Actual
Hypo
thetical
New England (cont’d)
Rhode Island 2 2
Connecticut 6 7
Mid-Atlantic
New York 41 42
New Jersey 15 15
Pennsylvania 27 28
East No. Central
Ohio 24 25
Indiana 11 12
Illinois 24 27
Michigan 19 21
Wisconsin 10 10
West No. Central
Minnesota 8 9
Iowa 7 7
Missouri 10 11
North Dakota 2 2
South Dakota 2 2
Nebraska 3 4
Kansas 5 5
South Atlantic
Delaware 1 1
Maryland 8 7
Virginia 10 6
West Virginia 5 5
North Carolina 11 12
South Carolina 6 4
Georgia 10 8
Florida 12 11
57a
Affidavit
Hypo-
Actual thetical
East So. Central
Kentucky 7 8
Tennessee 9 9
Alabama 8 5
Mississippi 5 3
West So. Central
Arkansas 4 4
Louisiana 8 7
Oklahoma 6 5
Texas 23 17
Mountain
Montana 2 2
Idaho 2 2
/* /
Actual
Hypo
thetical
Mountain ( cont’d)
Wyoming 1 1
Colorado 4 5
New Mexico 2 2
Arizona 3 3
Utah 2 2
Nevada i i
Pacific
Washington 7 8
Oregon 4 5
California 38 41
Alaska 1 1
Hawaii 2 1
A b r a m J . J a f p e
Sworn to before me this
....... day of November, 1964.
N otary P ublic
58a
(Filed: March 29, 1965)
Two groups of plaintiffs joined in filing the complaint
in this action. Group 1 consists of fifteen persons who
assert that they are citizens of the United States, over 21
years of age, and that they are and have been duly reg
istered voters for all general elections in their respective
States. One is a citizen of the State of Pennsylvania;
two are citizens of the State of Massachusetts; six are
citizens of the State of Missouri; two are citizens of the
State of Illinois; two are citizens of the State of Ohio;
and two are citizens of the State of California.
Group 2 plaintiffs consist of ten persons who allege that
they are citizens of the United States, over 21 years of
age, and that they are eligible to vote in their respective
States but that they are unable to vote because of their
failure to meet one or more of the following requirements:
(1) The State of Virginia requirement that an applica
tion to register to vote must be in one’s own handwriting;
(2) the requirement of the State of Virginia and of the
State of Mississippi of the payment of poll taxes; (3) the
State of Mississippi requirement that a voter pass a con
stitutional interpretation test administered in a different
manner to Negroes than to white persons;1 and (4) the
State of Louisiana requirement that a voter answer ques
tions on a registration form without error of any kind.1 2
1 For a recent consideration of the constitutional interpretation test
administered in Mississippi, see United States v. Mississippi, ------ U.S.
------ , 33 U.S.L. Week 4258 (Mar. 8, 1965).
2 Recently the Supreme Court has affirmed a decision of a United States
District Court that Louisiana’s pre-1962 constitutional interpretation
voter-qualification test violated the Federal Constitution. Louisiana v.
United States, ------ U.S. ------ , 33 U.S.L. Week 4262 (Mar. 8, 1965). It
is not clear from the complaint in this action whether it is that now void
test about which plaintiffs complain here. For the purpose of this opinion
it will be assumed that it is a different discriminatory test.
Opinion
59a
Five of these Group 2 plaintiffs are Negro citizens of the
State of Virginia; four are Negro citizens of the State of
Mississippi; and one of the Group 2 plaintiffs is a Negro
citizen of the State of Louisiana. All Group 2 plaintiffs
assert that the voter-qualification tests and conditions as
applied to them by their respective States constitute a
denial or abridgment of their right to vote.
All plaintiffs joined in bringing this action on their own
behalf and on behalf of all other persons similarly situ
ated. They seek a declaratory judgment against the Sec
retary of Commerce and the Director of the Bureau of the
Census, Department of Commerce.3
Plaintiffs’ complaint asserts that section 2 of the Four
teenth Amendment to the Constitution; the equal protec
tion clause of the Fourteenth Amendment and due process
clause of the Fifth Amendment to the Constitution; 2
U.S.C. §6 (1958); 2 U.S.C. § 2a (1958); 13 U.S.C. §§ 4, 5,
11, 21 and 141 (1958) require the defendants, in connec
tion with each decennial census, to take necessary steps
to prepare and to transmit to the President of the United
States a statement showing the number of Representatives
to which each State is entitled under section 2 of the
Fourteenth Amendment, which provides as follows:
Section 2. Representatives shall be apportioned
among the several States according to their respec
tive numbers, counting the whole number of persons
in each State, excluding Indians not taxed. But when
the right to vote at any election for the choice of
8 At the time this action was instituted Luther Hodges was Secretary
of Commerce and Richard M. Scammon was Director, Bureau of the
Census. Since that time John T. Connor has succeeded Hodges and A.
Ross Eckler has succeeded Scammon in those offices. A substitution order
has been entered. Fed. R. Civ. P. 25 (d )(1 ).
Opinion
60a
electors for President and Vice President of the
United States, Representatives in Congress, the Ex
ecutive and Judicial officers of a State, or the mem
bers of the Legislature thereof, is denied to any of
the male inhabitants of such State, being twenty-one
years of age, and citizens of the United States, or in
any way abridged, except for participation in rebellion,
or other crime, the basis of representation therein
shall be reduced in the proportion which the number
of such male citizens shall bear to the whole number
of male citizens twenty-one years of age in such State.
According to the plaintiffs’ complaint the defendants are
required by existing law to take a decennial census of the
population of the United States for the purpose of appor
tioning Representatives in Congress among the several
States and to report the tabulation of population for that
purpose to the President of the United States, whose sole
duty is to transmit to the Congress a statement of the
number of Representatives to which each State is entitled.
And upon receipt of such statement by Congress the House
of Representatives is to be apportioned as reported there
in. Plaintiffs assert that it is readily possible for defen
dants as well as their obligation to take steps at the next
decennial census to compile figures as to denial and abridg
ment of the right to vote and to prepare and transmit a
statement showing the number of Representatives to which
each State is entitled on the basis of such figures. But,
according to plaintiffs, the defendants do not intend at the
next decennial census to compile such figures and make
and transmit such statement.
It is further claimed by plaintiffs that, if upon the tak
ing of the next decennial census figures were compiled as
Opinion
61a
to the denial and abridgment of the right to vote, it is likely
and probable that the resulting reapportionment would
give to each of the States in which the Group 1 plaintiffs
reside at least one additional Representative in Congress
while various other States, including the States in which
Group 2 plaintiffs reside, would each lose at least one
Representative in Congress.
Group 1 plaintiffs allege that refusal by the defendants
to compile and make available the above described re
apportionment data in connection with the next decennial
census will violate their Constitutional rights. They claim
that such reapportionment data is necessary to effectuate
the reduction in the number of Representatives in Con
gress from those States which deny and abridge the right
to vote and that unless such reduction is accomplished
their votes will be debased and diluted to the extent that
they will be of less value than the votes of the voters in
the States which deny and abridge the right to vote. And
Group 2 plaintiffs assert that unless the defendants
compile and make available such reapportionment data
in connection with the next decennial census their Consti
tutional rights will be violated. They claim that without
that reapportionment data there will be no reduction in
the number of Representatives from their respective
States and that such reduction or threat thereof is a pro
tection to them in that it will serve as a means of redress
ing and deterring the denial or abridgement of their right
to vote.
All plaintiffs join in requesting this Court to enter a
declaratory judgment that, pursuant to the above men
tioned Constitutional provisions and statutes, the defen
dants are required at the next decennial census to compile
figures as to the denial and abridgement of the right to
Opinion
62a
vote and to prepare, compile and compute for transmittal
to Congress an apportionment of the House of Representa
tives based on such figures. And, alternatively, all plain
tiffs request the Court that, if it should be determined
that any one or more existing statutes provide for the
preparation, compilation, computation and transmittal of
an apportionment in any other manner, such statutes be
declared unconstitutional to the extent that they do not
require defendants to comply with the provisions of sec
tion 2 of the Fourteenth Amendment to the Constitution
and 2 U.S.C. § 6 (1958).4
Defendants have moved to dismiss the complaint or, in
the alternative, for summary judgment on the grounds that:
(1) plaintiffs lack standing to sue; (2) the complaint fails
to state a justiciable controversy; and (3) the complaint
should be dismissed for want of equity.
Both plaintiffs and defendants have filed memoranda
briefs and the Court has heard oral argument by counsel.
I
In considering plaintiffs’ complaint and the relief they
seek, it is well to again recall the words of Justice Frank
furter in his concurring opinion in Joint Anti-Fascist
Refugee Comm. v. McGrath, 341 U.S. 123, 150 (1951):
Limitation on “the judicial Power of the United
States” is expressed by the requirement that a litigant
must have “ standing to sue” or, more comprehensively,
that a federal court may entertain a controversy only
Opinion
4 Since plaintiffs do not seek an injunction to restrain the enforcement,
operation or execution of any Act of Congress, a three-judge District
Court need not be convened. 28 U.S.C. §§2282 (1958), 2284 (Supp. V,
1964).
63a
if it is “justiciable.” Both characterizations mean that
a Court will not decide a question unless the nature of
the action challenged, the kind of injury inflicted, and
the relationship between the parties are such that
judicial determination is consonant with what was,
generally speaking, the business of the Colonial courts
and the courts of Westminster when the Constitution
was framed. The jurisdiction of the federal courts
can be invoked only under circumstances which to the
expert feel of lawyers constitutes a “ case or contro
versy.” The scope and consequences of the review
with which the judiciary is entrusted over executive
and legislative action require us to observe these
bounds fastidiously.
Unless the plaintiffs have standing to sue “ or, more
comprehensively” , unless their complaint states a justici
able case or controversy, this Court cannot entertain their
plea for assistance. An examination of the rights claimed
by the plaintiffs, and of the asserted effect upon those
rights because of the refusal of defendants at the time of
the next decennial census to compile and make available
reapportionment data in the manner demanded by plain
tiffs, leads to but one conclusion: the complaint must be
dismissed.
Group 1 plaintiffs assert that there has been and, unless
the relief sought here is obtained, there will continue to be
apportioned to States, of which they are not citizens, seats
in the House of Representatives to which those States are
not entitled because they abridge and deny the right to
vote of large numbers of citizens. According to these
Group 1 plaintiffs, such malapportionment results in de
basing and diluting their right to vote. To rectify this
Opinion
64a
condition and to restore true value to their votes they
would have the illegally-apportioned House seats reappor
tioned as required by section 2 of the Fourteenth Amend
ment to the Constitution.
But assuming that this Court were to construe the
census-taking statutes as requiring defendants to compile
and transmit the reapportionment data requested by plain
tiffs, it would be sheer speculation that such data would
result in the acquisition of one or more House seats by
any one, let alone all of the States in which Group 1 plain
tiffs reside. While 13 U.S.C. § 141(b) (1958) directs the
Secretary of Commerce to report the census tabulation of
total population by States as required for the apportion
ment of Representatives, section 2a(a) of Title 2 IT.S.C.
(1958) provides that the President shall transmit to Con
gress a statement evidencing such population “ and the
number of Representatives to which each State would be
entitled under an apportionment * * * by the method
known as the method of equal proportions * * # .” Until
the population of each State was computed in the manner
plaintiffs request, the “method of equal proportions” could
not be applied to the population figures of each of the fifty
states. Through the application of that formula there
would be determined the parity or disparity of each State
with every other State with respect to representation per
population. The resulting reapportionment could add to,
take away from, or even leave unaffected the number of
House seats presently apportioned to the States in which
Group 1 plaintiffs reside.5
6 For one explanation of the method o f equal proportions by ail au
thority, see Huntington, Memorandum on the Method of Equal Propor
tions, 70 Cong. Rec. 4965-66 (1929). See also Report to the President
of the National Academy o f Sciences, id. at 4966-67; Chafee, Congres
sional Reapportionment, 42 Harv. L. Rev. 1015, 1032-35 (1929).
Opinion
65a
And while Group 1 plaintiffs allege that defendants know
or should know that it is “ likely and probable” that the
States in which Group 1 plaintiffs reside would each re
ceive “at least one additional Representative in Congress”
through the reapportionment method they desire, they
recognize in their Memorandum in Opposition to Defen
dants’ Motion that such a result is speculative. There
they state (p. 9 ):
The results of an apportionment in accordance with
the provisions of § 2 [Fourteenth Amendment] are
dependent totally on patterns of denial and abridge
ment of the franchise throughout the country. An ap
portionment consistent with §2 may result in a small
number of states gaining Representatives, a small
number losing, and a large number remaining the
same; or a small number of states may lose a large
number of Representatives each and a large number
of states may gain a small number of Representatives
each. It may or may not be limited to inhabitants of
a “few thinly populated states” (Defendants’ Memo,
p. 7) depending on whether and to what extent such
states deny or abridge the right to vote and whether
and to what extent other, more populous, states deny
or abridge the right to vote.
The complaint of Group 1 plaintiffs that their votes are
debased and diluted in value is a condition they share in
common with citizens of all States where the right to vote
is neither abridged nor denied. Thus what the Group 1
plaintiffs would have this Court do is to decide a question
and afford a remedy as to which their interest is remote
and speculative and shared by millions of others. They are
not personally aggrieved or affected in a legal sense by
Opinion
66a
defendants’ refusal to take future action in connection
with the 1970 census in the manner these plaintiffs demand.
They lack standing to sue. Massachusetts v. Mellon, 262
U.S. 447 (1923); Frothingham v. Mellon, 262 U.S. 447
(1923); Alabama Power Co. v. Ickes, 302 U.S. 464 (1938);
Pennsylvania R.R. v. Dillon,------ U.S. App. D .C .------- , 335
F.2d 292 (1964); United States v. Stewart, 234 F. Supp.
94 (D.D.C. 1964).
Nor are the Group 2 plaintiffs in any better legal posi
tion than those of Group 1. They assert that they, as well
as others in their States, have suffered and will continue
to suffer the denial or abridgement of their rights to vote
for reasons other than participation in rebellion or other
crime. Because of this condition they seek the assistance
of this Court to require defendants to so compile census
data that their respective States would lose seats in the
House of Representatives. But assuming that defendants
were compelled to take such action and that a reapportion
ment gave existing House seats to other States, that result
would not vindicate their right to vote. They would find
themselves in the same position that they are in at this
time.
But Group 2 plaintiffs argue that granting the relief
sought here would bring about a change in existing condi
tions. They claim that a reduction in the number of Rep
resentatives from their respective States, or even the
threat thereof, would serve as a means of redressing and
deterring the denial or abridgement of their right to vote.
But such a possibility is both remote and speculative. These
plaintiffs do not and could not assert that it is the Secre
tary of Commerce and the Director of the Bureau of the
Census—the defendants here—who have barred them from
exercising their right to vote. Insofar as that right has
Opinion
67a
been denied or abridged, it resulted from the alleged action
of state officials; but they are not parties to this suit.
Whether those States, faced with the loss of Representa
tives, would remove the asserted barriers to voting is
problematical. Poll taxes and voter-qualification tests are
long standing conditions to voting in certain States, in
cluding those in which Group 2 plaintiffs reside. To con
sider whether those conditions would be removed if the
relief sought here were granted would be to engage in a
conjectural exercise that could not bring about that cer
tainty required for standing to sue. In short, the interest
of Group 2 plaintiffs is not so “direct and immediate” as
to justify the relief they seek. Massachusetts v. Mellon,
262 U.S. 447, 487 (1923).
Both Group 1 and Group 2 plaintiffs argue that the
conclusion reached here—that they have no standing to
sue—is contrary to recent Supreme Court decisions. Baker
v. Carr, 369 U.S. 186 (1962); Gray v. Sanders, 372 U.S.
368 (1963); Wesberry v. Sanders, 376 U.S. 1 (1964); Rey
nolds v. Sims, 377 U.S. 533 (1964); WMCA, Inc. v. Lomenzo,
377 U.S. 633 (1964); Maryland Comm, for Fair Repre
sentation v. Tawes, 377 U.S. 656 (1964); Davis v. Maim,
377 U.S. 678 (1964); Romany. Sincock, 377 U.S. 695 (1964);
Lucas v. 4.4th General Assembly of Colorado, 377 U.S. 713
(1964). In each of these cases plaintiffs had standing to
sue.
In Wesberry alone was the Court treating with a seat
in the House of Representatives. There the plaintiffs were
voters in the State of Georgia. Their suit was against
State election officials. Their claim was that a Georgia
statute so malapportioned the Congressional districts in
Georgia that the district in which they resided was propor
tionately so much larger in population than the other
Opinion
68a
districts that their votes were debased and diluted in value.
No question was raised as to the proper apportionment
of Representatives between the several States. The issue
did not include a determination of whether Georgia would
gain or lose House seats. The plaintiffs asked the Court
to declare the state statute invalid and enjoin the state
officials from conducting elections under it. There was, in
other words, nothing remote or speculative about the action
brought by Wesberry and his fellow plaintiffs.
In Gray v. Sanders, again the plaintiffs were voters of
the State of Georgia and the defendants were state officials.
At issue was the constitutionality of a state statute making
the county unit system applicable to statewide primary
elections. That system according to plaintiffs diluted the
value of votes of some voters solely because of their place
of residence in the State of Georgia. Here again there was
nothing remote or speculative about the rights asserted
nor in the ruling sought.
The other above cited cases involved the constitutionality
of the apportionment of state legislatures—in some in
stances only one house of a bicameral legislature; in other
cases, both houses. Again the plaintiffs were directly af
fected voters suing officials of their States and claiming
that their votes had been diluted in value because of mal
apportionment of state legislatures under state statutes.
There wras nothing remote or speculative about either the
rights they asserted or the relief they sought.
Nor are Smiley v. Holm, 285 U.8. 355 (1932), Koenig v.
Flynn, 285 U.S. 375 (1932), Ohio ex rel. Davis v. Hilde
brand, 241 U.S. 565 (1916), Carroll v. Becker, 285 U.S. 380
(1932), and Wood v. Broom, 287 U.S. 1 (1932) authorities
for holding that plaintiffs here have standing to sue. Those
actions were brought by voters of the particular States
Opinion
69a
against state officials attacking state action relating to
congressional districts within the respective states.
It can be said that in each of the cases cited by plaintiffs
there was present “ that concrete adverseness which sharp
ens the presentation of issues upon which the court so
largely depends for illumination of difficult constitutional
questions” and that therefore, there was standing to sue.
Baker v. Carr, 369 U.S. 186, 204 (1962). But such is not
the case here.
Finally, plaintiffs assert that Frothingham v. Mellon,
262 U.S. 447 (1923) does not sustain a holding that plain
tiffs here have no standing to sue. Plaintiffs would dis
tinguish plaintiff Frothingham from themselves in that
she sued as a taxpayer while they bring this action as
voters. However, the Supreme Court held Frothingham
as lacking standing to sue not because she was a taxpayer
but rather that the interest she asserted was shared by
millions of others, was comparatively minute and indeter
minable and “ so remote, fluctuating and uncertain, that
no basis [was] afforded for an appeal to the preventive
powers of a court of equity.” 262 U.S. at 487. Plaintiffs’
interest here is no less “ remote, fluctuating and uncertain.”
They lack standing to sue.
Opinion
II
But even if plaintiffs had standing to sue they could not
obtain the relief they seek. Instead, summary judgment
would be entered in favor of defendants. This case pre
sents no genuine issue of material facts. Plaintiffs assert
that the defendants do not intend at the next (1970) de
cennial census to compile figures as to denial and abridge
ment in the several States of the right to vote for other
than criminal activities and to prepare and transmit to
70a
the President a statement showing the number of Repre
sentatives to which each State is entitled when the dis
franchised are excluded from the State’s total population.
Defendants do not deny this assertion, but rather they
claim that they have been neither directed nor authorized
to compile such figures and prepare such statement. Plain
tiffs contend that there is legislation that makes such activ
ity the duty of defendants. Thus, the controversy here
concerns only the question of legal authority without in
volving a factual dispute. Assuming jurisdiction, this
would be a proper case to be disposed of by summary
judgment. Dewey v. Clark, 86 U.8. App. D.C. 137, 180
F.2d 766 (1950).6
According to plaintiffs’ complaint, section 2a of Title 2
U.S.C. (1958) and sections 4, 5, 11, 21 and 141 of Title 13
IJ.S.C. (1958) impose upon the defendants the duty to take
the census and compute Congressional apportionment in
the manner contended for by the plaintiffs. But an exam
ination of those sections of the Code reveals that they
neither separately nor collectively authorize, let alone di
rect, the defendants to take the action which plaintiffs re
quest this Court declare defendants must take.
Sections 4, 5, 6, 11 and 21 of Title 13 U.S.C. (1958) pro
vide appropriation authority and authorize the Secretary
to Commerce (with power to delegate his duties to the
Director of the Census) to prepare schedules and forms
6 Plaintiffs contend that the affidavit o f defendant Seammon, attached
to defendants’ motion, and the reply affidavit of Abram J. Jaffe, tiled
herein by plaintiffs, raise a genuine issue of material fact which precludes
the granting of summary judgment. But those affidavits treat with the
question of whether procedures could be developed by the Census Bureau
which would accomplish the objectives for which plaintiffs contend; they
do not relate to whether defendants have authority to determine what
voters have had their votes abridged or denied them and to compute Con
gressional apportionment on the basis of such facts.
Opinion
71a
for recording statistics and census data; to call upon other
Federal government agencies for information; to obtain
information by purchase or otherwise from State and local
governments, private persons and agencies.7
Section 141 of Title 13 IT.S.C. (1958), after providing
that the Secretary of Commerce shall in 1960 and every
ten years thereafter take a “census of population” , states:
“The tabulation of total population by States as required
for the apportionment of Representatives shall be com
pleted within eight months of the census date [April 1]
and reported by the Secretary to the President of the
United States.”
The limitation upon the Secretary’s authority in making
the “ tabulation of total population” is determined by the
use made of that work as provided in subsection (a) of
section 2a of Title 2 U.S.C. (1958):
(a) On the first day, or within one week thereafter,
of the first regular session of the Eighty-second Con
gress and of each fifth Congress thereafter, the Presi
dent shall transmit to the Congress a statement show
ing the whole number of persons in each State,
excluding Indians not taxed, as ascertained under the
seventeenth and each subsequent decennial census of
the population, and the number of Representatives
to which each State would be entitled under an appor
Opinion
7 While not specifically referred to in their complaint, plaintiffs cite in
their Memorandum in Opposition to Defendants’ Motion 13 U.S.C. §13
(1958) and 13 U.S.C.A. §§23-25 (1964 Supp.). Those provisions merely
authorize the Secretary to contract with educational and other research or
ganizations for the preparation of reports and materials; to employ per
sonnel necessary to carry out the survey and census authorized in Title 13,
the employees being obligated to carry out their duties in keeping with
the Secretary’s instructions including the collection of facts and statistics
called for on the schedules prepared or approved by the Secretary.
Opinion
tionment of the then existing number of Representa
tives by the method known as the method of equal
proportions, no State to receive less than one Member.8
It is to be noted that the President is required to report
to Congress the “whole number of persons in each State”
with only non-taxed Indians being excluded. Necessarily,
the “whole number” includes the disfranchised citizens of
the State. Such population figure is “ascertained under
the # * * decennial census of the population,” that is, the
tabulation of total population by States transmitted by
the Secretary of Commerce to the President. If the Sec
retary’s tabulation excluded the disfranchised, as plain
tiffs contend it must, then the President’s “whole number”
statement to Congress would also exclude them. This
would be contrary to the direction of Congress as set forth
in section 2a of Title 2 U.S.C. (1958).
Moreover, neither section 141 of Title 13 U.S.C. (1958),
nor any other statutory provision cited by plaintiffs makes
any reference to, let alone imposes a duty upon, either of
the defendants with respect to computing the apportion
ment of Representatives. The responsibility for stating
to Congress the number of Representatives to which each
State would be entitled under an apportionment is placed
upon the President alone. 2 U.S.C. § 2a (1958).9
8 Section 141 of Title 13 U.S.C. (1958) and §2a of Title 2 U.S.C. (1958)
were derived from the Census and Reapportionment Act of 1929, 46 Stat.
21. See §2 o f the 1929 Act, 46 Stat. 21, for the origin of §141 of Title
13 U.S.C. (1958) ; see §22(a) o f the 1929 Act, 46 Stat. 26, for the origin
of §2a of Title 2 U.S.C. (1958). While there have been some amendments
to the 1929 Act, they are not material here.
9 2 U.S.C. §2a (1958) in none o f its subsections even refers to the Sec
retary of Commerce or the Director of the Bureau of the Census. Subsec
tion (b) of that section makes it the duty of the Clerk of the House of
Representatives (or under certain circumstances the Sergeant at Arms or
73a
The Congress in enacting the Census and Reapportion
ment Act of 1929 expressed the intention that the Secre
tary of Commerce and the Bureau of the Census should
“ count * * * people” while the President, “with [their]
figures in hand” , would report the census figures together
with a table showing “how, under these figures, the House
would be apportioned * * * S. Rep. No. 2, 71st Cong.,
1st Sess. 4 (1929).
When the legislation (S. 312) was before the House of
Representatives for consideration. Congressman Tinkham
of Massachusetts offered several amendments. One of
those amendments would have required the Director of
the Census to include in each decennial census “the num
ber of inhabitants in each State being 21 years of age and
citizens of the United States, whose right to vote at the
election next preceding such census for the choice of elec
tors for President and Vice President of the United States,
Representatives in Congress, the executive and judicial
officers of a State, or the members of the legislature thereof
has been denied or abridged except for rebellion or other
crime.” 71 Cong. Rec. 2271 (1929).
A second Tinkham amendment would have included
within the restricted census inquiries one relating “to the
denial or abridgement of the right to vote.” Id. And the
third Tinkham amendment would have the President’s
statement to Congress exclude from the whole number of
persons in each state not only untaxed Indians but also
“ the number of inhabitants in each State whose right to
vote has been denied or abridged.” Id.
Opinion
the Doorkeeper of the House) to send to the executive of each State a
certificate of the number of Representatives to which such State is en
titled.
74a
In giving notice of offering the amendments, Congress
man Tinkham stated that they provided “ for the carrying
out of the provisions of the constitutional amendment
[section 2, Fourteenth Amendment] in full in the most
practicable way possible, namely, the collection of statistics
to ascertain as nearly as can be the number of persons
who are disfranchised.” 71 Cong. Rec. 2271 (1929). At
one time during the consideration of the legislation, one
of Congressman Tinkham’s amendments was adopted by
the House. Id. at 2364. But before final passage the amend
ment was eliminated. Id. at 2483.
Thus, Congress in 1929 denied defendants the authority
plaintiffs now claim for those officials. And Congress has
not since changed its position.
In enacting the Civil Rights Act of 1964, Congress did
grant the Secretary of Commerce authority to collect and
compile limited registration and voting statistics. Section
801, Title V III of the Civil Rights Act of 1964 (78 Stat. 266,
42 U.S.C.A. 2000f). However, the Secretary may not com
pel any person to furnish any pertinent information as he
can when taking the census. 13 U.S.C. §§221-225 (1958).
The Civil Rights Act of 1964 does not implement section 2
of the Fourteenth Amendment. When under considera
tion in both the House and the Senate this was made clear,
Congressman Stratton expressed this understanding when
he stated (110 Cong. Rec. 2768 (1964)) :
Title V III as it now stands is at least a step in the
direction I have proposed that we go, that is, toward
the full enforcement of the second section of the 14th
Amendment. It does not, however, require an immedi
ate new census nor does it give the Bureau of the
Census the authority, as I personally believe it should
Opinion
75a
be given to determine not only the extent of the
abridgement of voting rights in this country but also
the extent to which the representation of various
States must be correspondingly reduced by reason of
this voting abridgement.10 11
Both before and since the enactment of the Civil Rights
Act of 1964, attempts have been made to implement sec
tion 2 of the Fourteenth Amendment. Thus far none has
succeeded. As recently as February 17, 1965, Senator
McNamara renewed his attempt to enact legislation which
would achieve the purpose of section 2. In introducing
his bill— S. 1101, 89th Congress, 1st Session—he said,
“ Congress has shirked its responsibility for enforcing this
provision [section 2, 14th Amendment] with the legislative
machiner.” 11
The courts also have recognized that Congress has never
implemented section 2 of the Fourteenth Amendment. In
Saunders v. Wilkins, 152 F.2d 235, 237-38 (4th Cir. 1945),
cert, denied, 328 U.S. 870 (1946), it was said: “ It is well
known that the elective franchise has been limited or denied
to citizens in various States of the union in past years, but
no serious attempt has been made by Congress to enforce
the mandate of the second section of the Fourteenth
Amendment, * * * .” See also United States v. Sharrow,
309 F.2d 77 (2d Cir. 1962), cert, denied, 372 U.S. 949
Opinion
10 For other statements to the same effect, see: (1) in the House, 110
Cong. Rec. 1643-1644, 1904, 2754, 2759 (1964) ; (2) in the Senate, 110
Cong. Rec. 6564, 6954 (1964).
11 For earlier attempts by Senator McNamara as well as other mem
bers of Congress to implement §2, see Zuekerman, A Consideration of
the History and Present Status of Section 2 of the Fourteenth Amend
ment, 30 Fordham L. Rev. 93 (1961).
76a
(1963); Dennis v. United States, 84 U.S. App. D.C. 51,
171 F. 2d 986 (1948), aff’d, 339 U.S. 162 (1950).12
If plaintiffs had standing to sue I would rule that the
Code sections relied on by them do not direct or authorize
the defendants to exclude disfranchised citizens in taking
the census and to compute a statement showing a reappor
tionment of Representatives on the basis of such exclu
sion. But plaintiffs contend that to so hold would require
2 U.S.C. § 2a (1958) and 13 U.S.C. §§ 4, 5, 11, 21 and 141
(1958) to be declared unconstitutional, null and void.
Plaintiffs cite no authority for that contention.13 I have
found none. On the other hand, United States v. Sharrow,
309 F.2d 77, 79-80 (2d Cir. 1962), cert, denied, 372 U.S.
949 (1963), held: “Irrespective of the Fourteenth Amend
ment’s mandate the Congress, in the present state of the
law is not required to prescribe that census-takers ascer
tain information relative to disfranchisement. * * * There
was nothing unconstitutional in the omission from the cen
sus form of a question relating to disfranchisement.” And
Chief Judge Lumbard stated in his concurring opinion:
Opinion
12 Baker v. Carr, 369 U.S. 186 (1962); Gray v. Sanders, 372 U.S. 368
(1963) ; Wesberry v. Sanders, 376 U.S. 1 (1964) ; Reynolds v. Sims, 377
U.S. 533 (1964); WMCA, Inc. v. Lomenzo, 377 U.S. 633 (1964) ; Mary
land Comm, for Fair Representation v. Tawes, 377 U.S. 656 (1964);
Davis v. Mann, 377 U.S. 678 (1964) ; Roman v. Sincock, 377 U.S. 695
(1964) ; Lucas v. 44th General Assembly of Colorado, 377 U.S. 713
(1964) are not pertinent to the question here. They involved actions
against state officials. They did not treat with the manner and by whom
the United States decennial census should be taken and whether the Sec
retary of Commerce and Director of the Bureau of the Census had any
duties concerning the apportionment of the House of Representatives.
13 In their complaint as well as in their Memorandum in Opposition to
Defendants’ Motion, plaintiffs cite 2 U.S.C. §6 (1958). This section is
merely declaratory of §2 of the Fourteenth Amendment. It does not im
plement that constitutional provision. Nor does it supply support for
plaintiffs’ constitutional argument.
77a
“ There is no language in the Constitution which directs
that the Congress designate the census questionnaire as
the means to determine disfranchisement. Although the
1960 census may have provided an occasion to make that
factual determination, * # # it cannot he said to be the
constitutionally required means.”
If plaintiffs had standing to sue I would grant defen
dants’ motion for summary judgment.14 But since they do
not I grant defendants’ alternative motion to dismiss.
March 29, 1965
Opinion
s / W m. B. J ones
Judge
Attorneys:
W illiam B. B ry an t , Esq.
J ack G reenberg, Esq.
M ich ael M eltsner , Esq.
For Plaintiffs
J ohn W. D ouglas, Esq.
Assistant Attorney General
D avid C. A cheson , Esq.
United States Attorney
W illiam J. D oolittle, Esq.
Attorney, Department of Justice
For Defendants
14 Kosty v. Lewis, 115 U.S. App. D.C. 343, 348, 319 F.2d 744, 749
(1963).
78a
Order
(Filed: March 29, 1965)
Defendants’ motion to dismiss or, in the alternative,
for summary judgment having come on to be heard and
the Court having considered defendants’ memoranda in
support thereof and plaintiffs’ memoranda in opposition
thereto and having heard argument of counsel, it is this
29th day of March, 1965
Ordered that d e fen d an ts ’ m otion to d ism iss be and the
sam e is h ereby granted .
s / W m . B. J ones
Judge
Attorneys:
W illiam B. B ry a n t , Esq.
J ack Greenberg, Esq.
M ichael M eltsner , Esq.
For Plaintiffs
J o h n W . D ouglas, Esq.
Assistant Attorney General
D avid C. A cheson , Esq.
United States Attorney
W illiam J. D oolittle, Esq.
Attorney, Department of Justice
For Defendants
79a
Notice of Appeal
(Filed: April 19, 1965)
Notice is hereby given that Nathaniel Denman, Lucille
Denman, R. Sims Allison, E. Davis Allen, William A. Ross,
Ina Boon, Arthur Kennedy, Pearlie Evans, Maurice Rosen-
field, W. M. Daniel, Charles Lucas, Theodore M. Berry,
J. Edward Atkinson, James H. Garrott, John Lundy, Ray
mond Harris, Henry Franklin Mason, Nephus Homus
Banks, Dennis Gillus, Laura McGee, Clarence A. Robin
son, William McGee, Milton H. Hancock and Carole L.
Tureaud, plaintiffs in the above named action, hereby ap
peal to the United States Court of Appeals for the Dis
trict of Columbia from the order of the United States
District Court of the District of Columbia, granting defen
dants’ motion to dismiss entered in this action on March 29,
1965.
W illiam B . B byant
615 F. Street, N.W.
Washington, D. C.
Attorney for Plaintiffs
Dated: April 19, 1965
MEIIEN PRESS INC. — N. Y.