United States v. Scotland Neck City Board of Education Reply Brief for Petitioner
Public Court Documents
December 31, 1971
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Brief Collection, LDF Court Filings. United States v. Scotland Neck City Board of Education Reply Brief for Petitioner, 1971. d6299ed0-c79a-ee11-be37-000d3a574715. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/a7a9730f-e42e-428e-8ade-7ed1257a13fa/united-states-v-scotland-neck-city-board-of-education-reply-brief-for-petitioner. Accessed November 23, 2025.
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No. 70-130
J n t o .Sttjntmc ( t a r t of t o I t it o d States
October Term, 1971
U nited States op A merica, petitioner
v.
Scotland N eck City B oard op E ducation, et al.
ON W R IT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE FOURTH CIRCUIT
BRIEF FOR THE UNITED STATES
E R W IN N. GRISW OLD,
Solicitor General,
D A V ID L. N O RM AN ,
Assistant A ttorney General,
L A W R E N C E G. W A L L A C E ,
D eputy Solicitor General,
A. R A YM O N D RAN D O LPH , Jr.,
Assistant to the Solicitor General,
B R IA N K. LANDSBERG,
TH O M AS M. K EELIN G ,
Attorneys,
Department o f Justice,
Washington, D.C. 20530.
I N D E X
Page
Opinions below_________________________________ 1
Jurisdiction_____________________________________ 1
Question presented______________________________ 2
Constitutional and statutory provisions involved. _ 2
Statement______________________________________ 3
A. The school system before the 1969-70
school year___________________________ 3
B. Chapter 31, 1969 Session Laws of North
Carolina______________________________ 7
C. The proceedings below_____________________ 12
Introduction and summary of argument____________ 16
Argument_________________________________________ 19
1. The separation of Scotland Neck from the
Halifax County system would perpetu
ate vestiges of the dual school system__ 19
II. State statutes that restructure desegre
gating school systems bear a heavy
burden of justification if desegrega
tion is thereby impaired_____________ 23
III. The reasons given for establishing the
Scotland Neck City school system do
not satisfy the defendants’ heavy
burden of justification_______________ 31
Conclusion____________________________.-------------- 34
Appendix A _____________________________________ 35
Appendix B_____________________________________ 37
Appendix C_____________________________________ 43
CITATIONS
Cases:
Alexander v. Holmes County Board of Educa
tion, 396 U.S. 19______ __________________ 25
Bates v. Little Rock, 361 U.S. 516___________ 30
(i)
451-436------- 1
II
Cases—Continued
Page
Bolling v. Sharpe, 347 U.S. 497----- *________ 30
Brown v. Board of Education, 349 U.S. 294__ 4,
29, 31
Brown v. Board of Education, 347 U.S. 483__ 4,
16, 17, 18, 19, 28, 29
Buchanan v. Warley, 245 U.S. 60___________ 27, 31
Burleson v. County Board of Education Com
missioners of Jefferson County, 308 F. Supp.
352, affirmed, 432 F. 2d 1356_____________ 24
Bush v. Orleans Parish School Board, 188 F.
Supp. 916, affirmed, U.S. 569_____________ 24
Cipriano v. City of Houma, 395 U.S. 701____ 30
Cooper v. Aaron, 358 U.S. 1_________________29, 31
Davis v. Board of School Commissioners of
Mobile County, 402 U.S. 33_______________ 22
Gaston County v. United States, 395 U.S. 285__ 33
Gomillion v. Lightfoot, 364 U.S. 339_________ 24
Green v. School Board of New Kent County, 391
U.S. 430__________________ 5, 19-20, 22, 24-25, 30
Griffin v. County School Board, 377 U.S. 218__ 24, 33
Harper v. Virginia Board of Elections, 383 U.S.
663______________________________________ 30
Heart of Atlanta Motel v. United States, 379
U.S. 241_________________________________ 27
Henry v. Clarksdale Municipal Separate School
District, 409 F. 2d 682, certiorari denied,
396 U.S. 940____________________________ ’ 22
Hunter v. Erickson, 393 U.S. 385____________24, 27
Korematsu v. United States, 323 U.S. 214_____ 30
Kramer v. Union Free School District No. 15,
395 U.S. 621_____________________________ 30
Lee v. Macon County Board of Education, 267
F. 458, affirmed sub nom. Wallace v. United
States, 389 U.S. 215 33
Ill
Cases—Continued Page
Lee and United States v. Macon County Board of
Education, 746 F. 2d 448__________________ 24, 26
Louisiana v. United States, 380 U.S. 145____ 25
Loving v. Virginia, 388 U.S. 1______________ 30
Lucas v. Forty-Fourth General Assembly, 377
U.S. 713_________________________________ 24
McDaniel v. Barresi, 402 U.S. 39___________ 20
McLaughlin v. Florida, 379 U.S. 184_______ 30
Monroe v. Board of Commissioners, 391 U.S.
450_______________________________________ 23,31
North Carolina State Board of Education v.
Swann, 402 U.S. 43______________________ 25, 27
Palmer v. Thompson, 403 U.S. 217__________ 28
Plessy v. Ferguson, 163 U.S. 537____________ 33
Poindexter v. Louisiana Financial Assistance
Commission, 275 F. Supp. 833, affirmed, 389
U.S. 571__________________________________ 28-29
Raney v. Board of Education of Gould School
District, 391 U.S. 443_______________ ._____ 20
Reitman v. Mulkey, 387 U.S. 369____________ 24
Shapiro v. Thompson, 394 U.S. 618__________ 30
Sherbert v. Verner, 374 U.S. 398_____________ 30
Smith v. Texas, 311 U.S. 128________________ 29
Swann v. Charlotte-Mecklenburg Board of Edu
cation, 402 U.S. 1______________ 22, 23, 24, 25, 30
Turner v. Warren County Board of Education,
313 F. Supp. 380, affirmed sub nom. Turner
v. Littleton-Lake Gaston School District, 442
F. 2d 584________________________________ 13,14
Wright v. Council of the City of Emporia, 442
F. 2d 570, certiorari granted, October 12,
1971, No. 70-188_________________________14,15
Wright v. Georgia, 373 U.S. 284_______________31-32
IV
Cases—Continued
United States v. Indianola Municipal Separate
School District, 410 F. 2d 626, certiorari de
nied, 396 U.S. 1011______________________ 22
United States v. Jefferson County Board of
Education, 372 F. 2d 836, affirmed en banc
380 F. 2d 385, certiorari denied sub nom.
Caddo Parish School Board v. United
States, 389 U.S. 840_____________________ 23
Constitution and statutes:
United States Constitution, Fourteenth
Amendment, Section 1___________________ 2
Civil Rights Act of 1964, Section 407, 42
U.S.C. 2000c-6________________________ 5, 12, 37
1969 Session Laws of North Carolina, Chapter
31__________________________________________ 7,
8, 12, 13, 14, 15, 18, 19, 20, 21, 22, 23, 26,
27, 29, 30, 31, 32, 33, 34, 39
J tt Wxt dfirort flf tlxt H t t M p la te s
October Term, 1971
No. 70-130
U nited States of A merica, petitioner
v.
Scotland N eck City B oard of E ducation, et al.
ON W R IT OF CERTIORARI TO TIIE UNITED STATES COURT OF
APPEALS FOR T E E FOURTH CIRCUIT
BRIEF FOR THE UNITED STATES
OPINIONS BELOW
The opinion of the court of appeals sitting en lane
(App. 1104) and the dissenting opinions (App. 1126
and 1140) are reported at 442 F. 2d 575, 588, and 593,
respectively. The order and opinion of the district court
entered on motion for preliminary injunction (App.
788, 790) are not reported; the district court’s final
opinion and order (App. 1062) are reported at 314 F.
Supp. 65.
j u r i s d i c t i o n
The judgment of the court of appeals (App. 1118)
was entered on March 23, 1971. The petition for a
(i)
2
writ of certiorari was filed on April 22, 1971, and
granted on October 12, 1971 (App. 1152). The juris
diction of this Court rests on 28 U.S.C. 1254(1).
QUESTION PRESEN TED
Whether the court of appeals erred in holding that
a state may split a desegregating school district into
multiple districts, even if the establishment of a uni
tary system is thereby impaired, unless the “ primary
purpose” of the split is to retain as much separation
o f the races as possible.
CONSTITUTIONAL AN D ST A T U T O R Y PRO VISIO N S IN V O LV ED
Section 1 of the Fourteenth Amendment to the Con-
titution of the United States provides as follows:
All persons born or naturalized in the United
States, and subject to the jurisdiction thereof,
are citizens of the United States and o f the
State wherein they reside. No State shall make
or enforce any law which shall abridge the
privileges or immunities of citizens of the
United States; nor shall any State deprive any
person of life, liberty, or property, without
due process of law; nor deny to any person
within its jurisdiction the equal protection of
the laws.
Section 407 of the Civil Rights Act of 1964, 42
U.S.C. 2000c-6, is set out in Appendix A to this
brief, infra, pp. 37-38.
Chapter 31 of the 1969 Session Laws of North
Carolina is set out in Appendix B to this brief, infra,
pp. 39-44.
3
STATEM EN T
A. T he School System B efore the 1969-70
School Y ear
Halifax County, North Carolina, is a 722 square-
mile rural and agricultural region in the northern
part of the State (App. 609).1 Near the center of
the southeastern portion of the County is Scotland
Neck, a small town with a population o f about 3000
(App. 1063; App. C, infra, p. 45). Since 1936 the
schools in Scotland Neck have been operated as part
of the Halifax County Administrative Unit (App.
1064).2
The Halifax County school system consists of eigh
teen schools: nine elementary schools; one high school;
and eight “ union” schools, which have students at both
the elementary and secondary levels (App. 642). The
only school within the town of Scotland Neck was a
“ union” school. In the school year beginning in 1968,
10,655 students attended schools within the County
system; 77 percent o f these students were black, 22
percent were white and 1 percent were American In
dians (App. 727).3 Four o f the County’s schools, in
1 The population o f the County was 58,956 in 1960 (App.
591,609).
2 Within the geographic area o f Halifax County there are
also two smaller, separately administered school units: the
Eoanoke Eapids unit, and the Weldon unit, each of which is
in the northwestern region and is bounded on the north by the
County line (App. 605).
3 There were 8,196 black students, 2,357 whites and 102 Amer
ican Indians (App. 727).
4
eluding the Scotland Neck school, were traditionally
white only; the other fourteen were black only (App.
635,1064).
In the years following Brown 1 4 and Brown I I 5 the
Halifax County school system remained completely
segregated on the basis of race (App. 1064). In 1965
the Comity system adopted a freedom-of-choice plan
but little integration resulted and the dual school sys
tem continued virtually intact (App. 1064). During
the school year 1967-68, all of the white students at
tended the four traditionally wdiite schools, and 97
percent of the black students attended the other,
traditionally all-black schools (App. 823-840). Only
6 percent of the 875 students at the Scotland Neck
school6 were black; at the Brawley school,7 less than
one mile away and across the street marking the cor
porate limits of Scotland Neck (App. 233), all 1,151
students were black (App. 836, 825).8 During the
1967-68 school year, 9,872—more than 90 percent-—of
the students in the County system were transported to
school by school buses (App. 648); the school bus sys
tem was also segregated on the basis of race (App. 876).
There were no attendance zones (App. 816), although
the schools tended to serve identifiable areas (App. 273-
277).
4 347 U.S. 483.
5 349 U.S. 294.
6 The Scotland Neck school had students from grades 1 to 12
(App. 836).
7 The Brawley school also served grades 1 to 12 (App. 825).
8 All of the teachers at Brawley were black; 90 percent of the
teachers at Scotland Neck were white (App. 865).
5
In July 1968, shortly after this Court’s decision in
Green v. School Board of New Kent County, 391 U.S.
430, the Department o f Justice notified the Halifax
County school board, pursuant to Section 407 of the
Civil Rights Act of 1964, 42 U.S.C. 2000c-6, that the
operation of its schools did not comply with constitu
tional requirements (App. 1064). Negotiations between
the Board and the Justice Department resulted in
agreement for a plan to disestablish the County’s dual
school system by the fall o f 1969, with interim steps to
be taken for the 1968-69 school year (App. 223, 225).
The government therefore did not file suit.
The interim steps taken by the Board in the 1968-
69 school year pursuant to its agreement with the Jus
tice Department included assignment o f the seventh
and eighth grades of the all-black Brawley school to
the nearby Scotland Neck school (App. 223, 825).
These and other assignments, as well as the Board’s
promise to desegregate completely by the fall o f 1969,
were given wide publicity in the local press (App.
761, 773).9
Shortly before it received the notice letter from the
Justice Department in July 1968, the Board had
asked the North Carolina Department of Public In
struction to determine the steps necessary for the
Board to meet its desegregation obligations and to
9 In the late summer and early fall o f 1968 local newspapers
reported that the Board had been ordered to end the dual sys
tem, that zoning or pairing of schools would be more effective
than freedom-of-choice in doing so, and that integration was
increasing in County schools, particularly in Scotland Neck
where the proportion o f black students had reached 20 percent
(App. 761-773).
451-431 -2
6
recommend the “ most effective organizational pat
terns for the Comity schools in order ‘to insure the
best education possible for the children’ ” (App. 759).
Pursuant to this request, the State Department o f
Public Instruction conducted a survey of the County
system in 1968. It recommended as an Interim Plan10
that assignments be made on the basis o f four geo
graphic attendance zones, with pairing of grades be
tween some schools (App. 606). For the zone served
by the predominantly white Scotland Neck school and
the all-black Brawley School, the plan prescribed a
zoning-pairing arrangement with all students in
grades 10-12 assigned to the Scotland Neck school
and those in grade 9 to the Brawley school (App. 606,
608, 681-682). For grades 1-8, students would attend
one of the four other area schools in their vicinity,11
or, if they lived in the immediate area of the Scot
land Neck and Brawley schools, those in grades 5-6
would attend Scotland Neck and those in the remain
ing grades (1-4 and 7-8 )would go to Brawley.12 Under
10 The survey, dated September 1968, also included a Long
Range Plan, suggesting that two new high schools be built,
one in the east and one in the west, to serve the entire County
system (App. 598).
11 These schools had traditionally served only grades 1-8
(App. 824,826,837, 838).
12 The area was thus consolidated into a single zone for
secondary-level students; all these students would attend either
Brawley or Scotland Reck school, depending on their grade
level. For the elementary students the area was divided into
5 sub-zones, with children in 4 o f the sub-zones assigned to
the one school in their immediate area (Bakers, Dawson,
Thomas Shields, and Tillery Chapel schools) and students in
the 5th sub-zone (Brawley and Scotland Neck schools) assigned
as stated in the text (App. 606, 681-682).
7
this plan an estimated total of 330 white and 740
black students would attend B raw ley; 325 whites and
640 blacks would attend Scotland Neck (App. 681-
682).
Had the survey’s Interim Plan been implemented,
some white students would have been assigned to each
of the fourteen formerly all-black schools in the
County and none of the four previously white schools
would have retained a white majority (App. 681).13
But the County Board declined to implement the
Interim Plan and, in February 1969, also repudiated
its agreement with the Department of Justice by vot
ing to retain, with respect to the schools in the Scot
land Neck-Brawley area, the freedom-of-choice plan
under which it had been operating (App. 229, 245,
585-586).
B. C hapter 31,1969 Session L aws of
N orth Carolina
Shortly thereafter, on March 3, 1969, the North
Carolina General Assembly enacted Chapter 31, 1969
Session Laws of North Carolina (App. B, infra,
pp. 39-44). This local law provided for a new school dis
trict bounded by the corporate limits o f Scotland
Neck and a supplemental tax assessment, upon ap
proval by a majority of the city’s voters. In a special
election held on April 8, 1969, the voters approved14
13 Only the formerly all-black Everetts elementary school in
the northwestern section of the County (App. .829) would have
had a slight white majority.
14 The vote was 81-3 for and 332 against (App. 1069). The
total number of registered voters was 1382; of these, 360 were
black (App. 104-105).
8
and thereafter some preliminary steps were taken so
that the newly-created Scotland Neck City Adminis
trative Unit could start operation at the beginning o f
the 1969-70 school year (App. 1069-1070).
Chapter 31’s implementation would have resulted in
carving out of the Halifax County system, which had
a total of 10,655 students, a smaller school district of
695 students, of whom 399 were white and 296 were
black (App. 1071). This legislation thus created an
enclave, 57 percent white and 43 percent black, from
a school system having a 22 percent white and 77 per
cent black student population.15 16
When introduced, Chapter 31 met immediate oppo
sition, principally on the ground that the bill ad
versely affected desegregation o f the County schools.
In remarks to a legislative committee, Dr. Craig
Phillips, State Superintendent of Public Instruction
for North Carolina, opposed the bill mainly on the
ground that it was contrary to the trend of consoli
dating school districts, and also expressed concern
that it would increase, rather than decrease, the de
segregation problem facing the Halifax County
schools (App. 163-168, 1069).16 Black citizen groups,
15 Prior to 1969, the last time a separate school administrative
unit was created in North Carolina was in 1954 (App. 173).
In 1965, there was an unsuccessful legislative proposal for a
separate school system within Halifax County which included
not only the town of Scotland Neck hut also the portion of the
surrounding area served by four of five all-black schools (App. 319,
1066-1067). Under that proposal the students would have been
about 3 to 1 black (App. 824-826, 836, 838) and would have
continued to be assigned under freedom-of-choice (App. 352).
16 Dr. Phillips had given the same warning privately to the
bill’s principal proponents when it was introduced (App. 161-
163).
9
especially one led by Reverenced Deloatche, opposed it,
as did the superintendent of the Halifax County sys
tem (App. 1069). As newspaper accounts observed,
the proposed new city system would establish “ an
educational island dominated by whites,” and, “ [b ]y
creating a sharper racial imbalance in municipal
schools, the town would promote a sharper imbalance
—in reverse— out in the county” (App. 785).
Henry L. Harrison, for 13 years a member of the
Halifax County Board of Education until he resigned
in December 1968, testified that as one o f the bill’s
chief proponents, he had told the legislature that the
Scotland Heck area had lost 55 children to segregated
private schools and that something had to be done to
prevent further flight of white students (App. 369-
370, 1074). This was the only point he made to the
state legislature (App. 369-370). Another principal
proponent, Frank P. Shields, stated that the bill’s pro
ponents were concerned about the loss of whites to
private schools, and felt that private schools provide
education inferior to that of public schools. Together
with most of the townspeople, the proponents were
convinced, Shields stated, that the local bill was a bet
ter solution than private schools to the white flight
problem (App. 431-433, 107A-1075). Shields also ex
pressed the view that the bill was a better alternative
than pairing the Scotland Heck school with the Braw-
ley school (App. 431).
The Chairman o f the Halifax County Board of
Education, C. M. Moore, testified that, at the time the
Scotland Heck bill had been introduced, he had stated
10
that the proposed separate school unit would be good
for the people of Scotland Neck in view of the fact
that black students outnumber white students in the
Halifax County system by about four to one (App.
125). He added that the County unit was every day
losing white children to private schools, and that in
the following year (1969-70) the system might lose a
large number (App. 126). He stated that the people
in Scotland Neck wanted the separate system as an
alternative to private schools (App. 126-127).17
A number of witnesses also testified that the bill
would give the residents of Scotland Neck more con
trol over their school and would enable them to have a
supplemental local tax, both of which the residents
considered desirable (App. 1073-1075). Dr. Phillips
believed that the bill reflected the people’s “ concern
about the quality o f education” for the children of
Scotland Neck (App. 1074). However, prior to the
bill’s introduction no studies were made regarding
educational advantages of the new district and no plans
were made regarding how the supplement would be
spent, although some people assumed it would be used
to increase teachers’ salaries (App. 240,1076).
17 Counsel for the Scotland Neck City Board of Education
stated in argument before the district court that Chapter 31 had, as
its intended effect, retention of an acceptable white-black ratio and
prevention of white flight (App. 1074; Tr. 117-118).
11
After Chapter 31 went into effect, the newly-
appointed members of the Scotland Neck Board of
Education devised a plan for transfer of students
between the County system and the new system (App.
1070-1071). By the end of August 1969, 350 white
and 10 black students residing in the County outside
Scotland Neck had applied for transfer into Scotland
Neck school for 1969-70; 44 black and no white stu
dents from the Scotland Neck system had applied to
transfer out to the nearby all-black Brawley school
in the County system (App. 1071) .1S This would have
resulted in a total of 749 white students and 262 black
students in the newly-created Scotland Neck unit.
Thus, for the 1969-70 school year Scotland Neck
school would have consisted of 74 percent white
and 26 percent black students-—approximately the
same white-black ratio that existed in the preceding
year and a nearly complete reversal of the ratio under
the State Survey’s Interim Plan to disestablish the
County’s dual school system by 1969 18 19 and of the
ratio for the County system as a whole. Since the
school facilities within the corporate limits o f Scot
land Neck were insufficient to accommodate even the
695 resident students, the Scotland Neck Board leased
18 Scotland Neck charged a fee for the transfers into the
system: $100 for the first child in a family; $25 for each of
the next two children; and all others free-of-charge (App.
1071).
19 Under this plan, an estimated 325 (34%) white students
and 640 (66%) black students would have attended Scotland
Neck school, see p. 7 swpra. The white-black ratio for the
entire County system was 22:77.
12
from the County the former Scotland Neck Junior
High School building, which was just outside the
boundary o f the new district (App. 233, 253-255).
Chapter 31 is directly contrary to the State’s policy,
as expressed by state education officials, that schools
and school districts should be consolidated, not balkan-
ized, in order to achieve increased efficiency and ef
fectiveness in the operation of public schools (App.
1075). The North Carolina Governor's Study Commis
sion report of December 1968, which was endorsed by Dr.
Craig Phillips, State Superintendent of Public Instruc
tion, and supported by the North Carolina Teachers’
Association (App. 261), approved as a desirable district
one with 9,000 to 10,000 pupils, and as a minimally
acceptable district one with 3,500 to 4,000 pupils
(App. 688,702).20 The 1968 State Survey made on behalf
of the Halifax Comity system recommended consolida
tion of the schools and school districts within the County
(App. 587,597-600).
C. T he P roceedings B elow
The government’s complaint in this action, tiled on
June 16, 1969, under Section 407 of the Civil Rights
Act of 1964, 42 U.S.C. 2000c-6, sought an order to
desegregate the Halifax County school system and an
injunction against the operation of Chapter 31 (App.
20 Although some of the smaller school districts within the State
ranked high in comparative teacher-pupil ratios, library books-
pupil ratios and the like, the State Superintendent of Public
Instruction explained that in no sense was this ranking intended,
nor should it be used, as an educational evaluation o f the systems
(App. 184).
13
26) .21 The district court, with both judges sitting,22
found that Chapter 31 had “ the effect of creating a
refuge for white students of the Halifax County
School system, and interferes with the desegregation
of the Halifax County School system, in accord with
the plan adopted by said Board * * *.” 314 F. Supp.
at 78 (App. 1083).23 Further finding that Chapter 31
“ was at least partially motivated by a desire to stem
the flight of white students from the public schools”
and “prevents the Halifax County Board of Educa
tion from complying with the orders of this court is
21 Scotland Neck City Board o f Education was added as a
defendant by the government’s amended complaint o f August
15,1969 (App. 62).
Other persons later intervened as plaintiffs, including two
Halifax County teachers and a number o f minor school chil
dren in the Scotland Neck System on behalf o f themselves
and all other black public school teachers, parents and stu
dents similarly situated (App. 1062 n. 1, 1063). The Attorney
General o f North Carolina, on behalf of the State, also inter
vened as a defendant (App. 1063).
22 There was a consolidated trial on the merits o f the instant
case and Turner v. Warren County Board of Education, 313
F. Supp. 380 (E.D.N.C.). Warren County is adjacent to Halifax
County on the west; the town of Littleton lies partly in both
counties. The Turner case involved the carving out o f two
separate city administrative units from the Warren County
system; the district court’s order and opinion enjoining that
action was affirmed sub nom. Turner v. Littleton-Lake Gaston
School District, 442 F. 2d 584 (C.A. 4).
23 In its amended answer to the government’s complaint, the
School Board stated that it intended to allow only such trans
fers as “ may be in conformity to the law and/or Court order
or orders applicable to Defendant, and in conformity to a plan
o f limitation of transfers to be prepared by Defendant and
submitted to this Court” (App. 796). See, also, 442 F. 2d at
592 (App. 1146-1147) (Winter, J., dissenting).
451-436------- 3
14
sued in protection of constitutional rights/’ 24 ^fhe
court issued, on May 23, 1970, an order enjoining the
operation o f Chapter 31.25 * * 28
On appeal the court of appeals sitting en banc 20
reversed, 442 F. 2d 575 (App. 1104), with Judges
Sobeloff, 442 F. 2d 593 (App. 1126), and Winter,
442 F. 2d 588 (App. 1140), dissenting. The court held
that Chapter 31 did not interfere with the desegre
gation of the Halifax County schools, that it did not
create a white refuge, and, under the “ primary pur
24 On November 24, 1969, the district court had ordered the
Halifax County Board o f Education to submit a pi an by De
cember 15, 1969, to end the entire dual system (App. 923-924).
Earlier the court had ordered the Board to reconsider the In
terim Plan recommended by the State Department of Public
Instruction (see pp. 5-7 supra).
25 The district court, on November 3, 1969, had dismissed the
Halifax County Board of Education from the portion of the
case dealing with the constitutionality o f Chapter 31 (App.
812).
On May 19, 1970, the district court ordered the Halifax
County Board of Education to desegregate its school system,
including Scotland Neck, pursuant to the Interim Plan pro
posed by the State Department of Public Instruction, see
pp. 5-7 supra, as modified by certain proposals of the Board (App.
1098). Under the modified Interim Plan, Scotland Neck school
served only grades 10-12 for District I ; Brawley served grade
9 for the entire District and grades 1-8 for students in the
immediate vicinity of Scotland Neck and Brawley; the four
remaining elementary schools in District I served grades 1-8
for students in their vicinity (App. 1098, 1100).
28 After argument on September 16, 1970, before a panel of
three judges, the case was reargued before the court en banc
on December 7, 1970, along with the appeal in Turner v. Little-
ton-Lake Gaston School District, 442 F. 2d 584, and Wright v.
Council of the City of Emporia, 442 F. 2d 570, certiorari
granted, October 12, 1971, No. 70-188.
15
pose” test formulated in W right v. Council o f the
City o f Emporia, 442 F. 2d 570, 572, certiorari
granted, October 12, 1971, No. 70-188, decided by the
court on the same day, that two non-racial justifica
tions adequately explained the secession of Scotland
Neck, even assuming that a more even racial balance
would be more effective in creating a unitary system
in Halifax County, 442 F. 2d at 583 (App. 1116).27 2
2‘ The district court had found that “ the following motivat
ing forces were responsible for the design of the legislation
creating the separate Scotland Neck school district: (1) the
desire to improve the education level in the Scotland Neck
schools, the present conditions in those schools having been
brought about by a lengthy history of neglect and discrimina
tion with respect to financial allocations to the Scotland Neck
schools by the Halifax County Board o f Education; (2) a
desire on the part of the leaders o f Scotland Neck to preserve
•a ratio of black to white students in the schools of Scotland
Neck that would be acceptable to white parents and thereby
prevent the flight of white students to the increasingly popular
all-white private schools in the area; (3) a desire on the part
o f the people o f Scotland Neck to control their own schools
and be in a position to determine their direction with more
finality than if the schools were a part of the Halifax County
system. In ascertaining such a subjective factor as motivation
and intent, it is o f course impossible for this Court to accu
rately state what proportion each o f the above reasons played
in the minds of the proponents of the bill, the legislators or
the voters o f Scotland Neck, but it is sufficient to say that the
.record amply supports the proposition that each o f the three
played a significant role in the final passage and implementa
tion of Chapter 31.” 314 F. Supp. at 72 (App. 1073). The
court of appeals stated: “There is evidence in the record to
show that the three purposes that the District Court found
were intended by the proponents o f Chapter 31 were presented
'to the Legislature.” 442 F. 2d at 582, n. 3 (App. 1113-1114
n. 3)..
16
The court did, however, enjoin the proposed transfer-
plan on the ground that it would tend to resegregate
the school systems (App. 1117).28
IN TRODUCTION AN D SU M M A R Y OR AR G U M EN T
Over the years that passed after Brown I , Halifax
County continued to operate a dual school system. In
the summer of 1968 the Halifax County Board of
Education at last faced up to its constitutional duty
by agreeing to a plan to desegregate its schools, but
the Board subsequently repudiated the agreement and
Scotland Neck, a majority white enclave in the pre
dominantly black system, was purportedly removed
by special legislation from the County school system.
This, in brief, is the setting of the present litigation.
Scotland Neck’s secession would significantly im
pede desegregation of the County school system. I f
the secession were effective, the traditionally all-white
Scotland Neck school could not be paired with the all
black Brawley school nearby, even though when oper
ated on a segregated basis both schools served the
same grades and the same area. Instead of reflecting
the racial composition of the students in that area, as
they would if the schools were desegregated as part
of the same system, Scotland Neck school would be 57
percent white and 43 percent black while Brawley
school, less than one mile away, would be 90 percent
black and 10 percent white. In addition, by remaining
the identifiably “ white” school for the area, Scotland
Neck would, and in fact did, attract white students.
28 The court o f appeals stayed its mandate on April 21, 1971
(App. 1151).
17
from the surrounding region; thus, the secession would
be likely to induce shifts in residential patterns that
would tend toward even greater resegregation.
The constitutionality of the carving out of a new
school district from a larger, segregated district
should be adjudged in light o f the state’s obligation
to convert the dual school system to a unitary system
in which the racial segregation o f the past is entirely
uprooted. Where, as in this case, the new state law im
pedes disestablishment of the dual school system and
the prior existence of the larger district promoted and
facilitated the operation o f a dual system, creation of
new boundaries that bring about significantly less de
segregation is, we submit, not constitutionally per
missible unless there is a showing of compelling justi
fication.
The court of appeals erred in holding that unless
the “ primary purpose” o f the secession is discrimina
tory, there is no denial of equal protection of the laws.
It is undisputed that one of the purposes of Chapter
31 was to separate a predominantly white group of
students from a predominantly black group. The Act
clearly had that effect. Even assuming, therefore, that
the “ primary” purpose or motive of such legislation
can accurately be determined by a court, there was no
need for such a determination here. For neither in
Brown v. Board of Education, 347 TJ.S. 483, nor in
any subsequent case has this Court distinguished be
tween racial segregation with a predominantly racial
purpose and racial segregation with a racial purpose
o f some lesser degree; the Constitution does not permit
a state to be some/or just a little bit discriminatory.
<■W
18
The relevant question is, accordingly, whether the"
state has shown a compelling non-racial justification
for impeding desegregation— and thus that the racial
effect o f its action is non-disc riminatory. The pur
poses of the action it has taken bear on that showing.
And if one of the purposes is racial, this necessarily re
inforces the stigma of implied racial inferiority that a
dual school system fosters and that conversion to a
unitary system is cjifigned to eliminate. Thus, if in addi
tion to impeding desegregation, the legislation has a
racial purpose, this perpetuates the very evil that Brown
sought to eliminate.
In this case, the justifications offered for Chapter
31, particularly in view of the available alternatives,
are plainly inadequate to overcome the interests of
the children of Halifax County in a unitary, nonracial
school operation. “ Local control,” i f desired, could
have been achieved through creation of a school unit
more nearly approximating the racial composition of
the County system; in 1965 area residents in fact pro
posed such a district. Moreover, by narrowing the
proposed district to include only Scotland Neck,
Chapter 31 conflicts with the state education agency’s
nncontroverted study and recommendations regarding
improvement of the quality of education in the County
system. And, of course, the State could have provided
for the special financial needs of the Scotland Neck
school and of the County system by other means, if
this were found necessary. In the face of a history o f
racial segregation, however, the state cannot constitu
19
tionally create a predominantly “ white” district for
the school to be “ improved” and a separate, predomi
nantly black district for the other schools. The dis
trict court correctly held that there was no compelling
state interest in improving the schools in that way.
AR G U M EN T
Creation of new school districts, like gerrymandered
zoning within a school district, can perpetuate exist
ing dual operations or impede desegregation efforts.
Here the district court found that creation of the Scot
land Heck City Administrative Unit interfered with
desegregation of the Halifax County schools. In reach
ing a contrary conclusion, the court of appeals, we
submit, did not give due regard to the setting within
which Chapter 31 was enacted, the intended effect it
would have on the Halifax County schools immediately
surrounding Scotland Heck, and the long-range con
sequences o f a separate Scotland Heck unit, which had
already attracted white students away from the Hali
fax Coimty school system.
I
THE SEPARATION OF SCOTLAND NECK FROM THE HALIFAX
COUNTY SYSTEM WOULD PERPETUATE VESTIGES OF THE
DUAL SCHOOL SYSTEM.
Under Chapter 31 Scotland Heck pulled out of a
school system moving reluctantly but definitely toward
integration after 15 years of noncompliance with the
mandate o f Brown. It is only against this background
that the effect of Chapter 31 can accurately be as
sessed. See Green v. County School Board of New
20
Kent County, 391 U.S. 430, 437.29 When the schools of
Halifax County operated on a dual basis, the town
of Scotland Heck and its environs were served by two
grade 1-12 schools, Scotland Heck and Brawley, and
a few scattered elementary schools.30 Scotland Heck
school served all the white students in the region; the
Brawley school, less than one mile away, served only
black students.31 Because of the size o f the region, the
proximity of the two schools, and the large percent
age of whites who lived within the corporate limits of
Scotland Heck, it appeared that the only way to con
vert the dual system to a unitary, nonracial system
would be to pair the two grade 1-12 schools.32 That
was the remedy eventually chosen by the Halifax
County Board of Education and approved by the dis
trict court.33 See McDaniel v. Barresi, 402 U.S. 39, 41.
29 Because of its overriding concern with the motivation for
the enactment of Chapter 31 (see point II , infra), the court
o f appeals directed its attention primarily to the previous
efforts to obtain a separate system including Scotland Heck
rather than to the history showing the likely effect of the
Act. See 442 F. 2d at 580 (App. 1110-1111).
30 See map attached as Appendix C to this brief, p. 45, infra. The
map shows the grade structure under the court-ordered desegrega
tion plan. See note 25, supra. Previously, Scotland Neck and
Brawley had served grades 1-12, and the other schools had
served grades 1-8. See pp. 3-4, supra.
31 Brawley is located on the County side o f the street that
serves as the city limits o f Scotland Neck. See Appendix C,
infra, p. 45.
32 Within the described zone, the operation o f the schools
was essentially the same as that in Green v. County School
Board of New Kent County, 391 U.S. 430, and Raney v. Board
of Education o f the Gould School District, 391 U.S. 443, ex
cept for the fact that a large percentage o f the white students
lived in one particular area (Scotland Neck).
33 See note 25, supra.
21
Chapter 31 had a profound effect on the Board’s
ability to disestablish its dual school system. By to
tally removing the school in Scotland Neck and the
students residing there, Chapter 31 insulated Scotland
Neck from the imminent desegregation of the County
system. Had it been fully implemented, Chapter 31
would have effectively “ zoned” most o f the black stu
dents in the region out of the Scotland Neck school,
and zoned the white students residing in Scotland
Neck out of Brawley. As a result, the Brawley school
would have been left with a 90 percent black student
population while the student body at the Scotland
Neck school would have been 43 percent black.34 The
doors o f the traditionally white-only Scotland Neck
school had in the past been closed fo r the black stu
dents in the area, not because of where they resided
but because o f their race. With Chapter 31 fully in
effect those doors would remain closed; the County
school board, although charged with the duty to end
its dual school system immediately, would be deprived
o f its authority to open them.
Thus, instead of the Scotland Neck and Brawley
schools having nearly the same white-black ratio,35
reflecting the student population of the area tradi
tionally served by both schools on a segregated basis,
under Chapter 31 Scotland Neck would remain the
identifiably “ white” school for the region. The local
34 Defendants' Ex. A, dated June 24,1970, reprinted in App. 12b
to brief of intervenors Pattie Black Cotton, et al. The disparity
■would have been even greater und,er the transfer plan, see p. 11
■supra.
35 Under the Interim Plan proposed by the State Department
o f Public Instruction, the white:black ratio in both schools
would have been approximately 1: 3 (App. 681-682).
22
proponents of the Act of course recognized this and,
to the students in the area, the message was clear.
B y August 1969, 350 white students sought transfers
from the Halifax County system into Scotland Neck;
not a single white student sought to transfer out o f
Scotland Neck (see supra, p. 11). Under the stand
ards applied by federal courts in reviewing school
board desegregation plans, therefore, a proposal such
as Chapter 31 would not be acceptable. See, e.g.,
Henry v. Clarksdale Municipal Separate School Dis
trict, 409 F. 2d 682 (C.A. 5), certiorari denied, 396
U.S. 940; United States v. Indianola Municipal Sepa
rate School District, 410 F. 2d 626 (C.A. 5), certiorari
denied, 396 U.S. 1011. Compare Swann v. Charlotte-
Mecklenburg Board of Education, 402 U.S. 1 ,26.°6
Indeed, the adverse effect of Chapter 31 went be
yond even its immediate impact. As the district court
held, Chapter 31 was “ enacted with the effect o f cre
ating a refuge for white students o f the Halifax
County School system.” 314 F. Supp. at 78 (App..
1083). The proponents of the legislation knew that
the implementation of Chapter 31 would attract white
students to the newly created Scotland Neck system
and urged passage of the Act for that reason. The first
returns on the transfer arrangement plainly show that 36
36 See also Davis v. Board of School Commissioners of Mobile
County, 402 U.S. 33, where this Court rejected a desegregation
plan that treated the western section of the district in isolation
from the eastern, and Green, supra, 3S1 U.S. at 442, where the
Court held that an acceptable desegregation plan must “prom
ise realistically to convert promptly to a system without a
‘white’ school and a ‘Negro’ school, but just schools.”
23
Chapter 31 had just that effect. In Swann this Court ob
served that “ [pjeople gravitate toward school facili
ties,” 402 U.S. at 20. See also United States v. Jeffer
son County Board of Education, 372 F. 2d 836, 876
(C.A. 5), affirmed en banc, 380 F. 2d 385, certiorari
denied sub nom. Caddo Parish School Board v. United
States, 389 U.S. 840. In light of past experience, o f
opinions expressed by the proponents of Chapter 31,
and the evidence presently available, Scotland Neck’s
secession would be likely to have a substantial impact on
future residential patterns. See Swann, supra, 402
U.S. at 20-21. The pressure would be hi the direction
o f a Scotland Neck system approaching roughly the
same racial characteristics that would have resulted
from the proposed transfer provision, which even the
majority of the court of appeals held would tend “ to
ward establishment of a resegregated system. ’ ’ 442 F. 2d
a t583 (App. 1117).37
II
STATE STATUTES THAT RESTRUCTURE DESEGREGATING
SCHOOL SYSTEMS BEAR A HEAVY BURDEN OF JUSTIFICA
TION IF DESEGREGATION IS THEREBY IMPAIRED
The court of appeals declined to “ view the results
of severance as i f it were part of a desegregation plan
for the original system” because the severance was
“ an action by the Legislature redefining the bounda
ries of local governmental units” (442 F. 2d at 583;
37 The free transfer arrangement was thus invalid, as the
court o f appeals held. Monroe v. Board of Commissioners, 391
U .S . 450.
24
App. 1115). But a state’s power to “ establish, destroy,
or reorganize by contraction or expansion its political
subdivisions” is not absolute. Gomillion v. Lightfoot,
364 U.S. 339, 342. Where new school districts have
been formed by action of local governmental units
under general enabling statutes of a state, the federal
courts have properly treated those new districts under
the Green and Swann standards as though they were
part of the original district. Lee and United States v.
Macon County Board of Education, 448 F. 2d 746
(C.A. 5 ) ; Burleson v. County Board of Election Com
missioners of Jefferson County, 308 F. Supp, 352, 357
(E.D. A rk.), affirmed, 432 F. 2d 1356 (C.A. 8).
Since the obligation to provide a constitutional sys-
stem of public education is ultimately the state’s (see
Griffin v. County School Board, 377 U.S. 218), there
is no reason to apply a different standard merely
because “ rezoning” is brought about by state legis
lation. € f . Bush v. Orleans Parish School Board, 188
F. Supp. 916, 922 (E.D. La.), affirmed, 365 U.S. 569.33 * 3S
In both situations the constitutionality of the changes
made in the formerly segregated school system are
to be judged in light of the state’s obligation “ to take
whatever steps might be necessary to convert to a
unitary system [o f school operation] in which racial
discrimination [is] * * * eliminated root and branch. ”
33 It is o f no legal consequence that the reorganization in
volved here was accomplished in part by the referendum proc
ess. Lucas, v. Forty-Fourth General Assembly, 377 U.S. 713;
Reitman v. Mulkey, 387 U.S. 369; Hunter v. Erickson, 393 U.S.
385.
25
Green, supra, 391 U.S. at 437-438.39 See also Swann v.
Gharlotte-Mecklenburg Board of Education, 402 U.S.
1, 15.
Recently, in declaring unconstitutional a state stat
ute that “ would inescapably operate to obstruct the
remedies granted by the District Court,” this Court
stated:
[ I ] f a state-imposed limitation on a school
authority’s discretion operates to inhibit or
obstruct the operation of a unitary school sys
tem or impede the disestablishing of a dual
school system, it must fall; state policy must
give way when it operates to hinder vindica
tion of federal constitutional guarantees.
North Carolina State Board of Education v. Swann,.
402 U.S. 43, 45. It should make no difference that the
“ state-imposed limitation” is enacted before the
school board is actually under order by a federal
court to desegregate. This is particularly so in a case
such as this where the Halifax County Board had
agreed to desegregate and court action became neces
sary only after the Board repudiated its agreement
(see p. 5 supra). In view of the state’s constitutional
duty to uproot racial segregation altogether and at once,
see Alexander v. Holmes County Board of Education
396 U.S. 19, the relevant question in each instance
39 In another context of racial discrimination, this Court de
fined the federal court’s power and duty, and thus the state’s
obligation, as elimination of the “ discriminatory effects o f the
past as well as to bar like discrimination in the future.” Loui
siana v. United States, 380 U.S. 145, 154.
26
is whether the state law hinders disestablishment of
the dual school system.
Where, as here, the utilization of a consolidated
district facilitated and promoted the operation o f a
dual system, the creation of new boundaries that would
impair disestablishment of the dual system by causing
significantly less desegregation should not be per
mitted to stand unless there is a showing of compel
ling justification. See Lee v. Macon County Board of
Education, (C.A. 5 No. 30154, June 29, 1971), slip
op. at pp. 11-12. Judged by these standards, Chapter
31 plainly denied equal protection of the laws to the
school children of Halifax County.40 For them, Chap
ter 31 reinforces and perpetuates the stigma of implied
racial inferiority that existed while Scotland Neck
school was all-white and Brawl ey was all-black. The
vestiges of the dual system can be eliminated only if, for
the purpose of desegregation, both schools are treated as
part of the same system imder which racial segregation
existed.
The court o f appeals, however, judged the constitu
tionality of Chapter 31 on the basis of the test it for
mulated in the Emporia case:
40 In point I I I infra we contend there has been no showing of
compelling justification in this case.
27
I f the creation of a new school district is de
signed to further the aim of providing quality
education and is attended secondarily by a
modification o f the racial balance, short o f re
segregation, the federal courts should not in
terfere. If, however, the primary purpose for
creating a new school district is to retain as
much of separation of the races as possible, the
state has violated its affirmative constitutional
duty to end state supported segregation. [442
F. 2d at 572.]
This “ primary purpose” test is, we submit, inconsist
ent with the test applied by this Court in North Caro
lina State Board of Education, supra, and has no
basis in prior decisions o f this Court assessing the
constitutionality o f state laws.
Here the record shows, and both courts below
agreed," that one purpose o f Chapter 31 was to sepa
rate a predominantly white group of students from a
larger, predominantly black group of students. The
Act clearly had that effect. As with any legislation,
there may have been other motives or reasons behind
its enactment.41 42 But in the sensitive area of school
desegregation, the prophesy that there will often be a
number of reasons for secession runs a substantial
41 314 F. Supp. at 72 (App. 1073) and 442 F. 2d at 581 (App.
1112).
42 The possible variety of mixed motives is well illustrated by
such cases as Buchanan v. Warley, 245 U.S. 60 (maintenance
of public peace and property values) ; Heart of Atlanta Motel v.
United States, 379 U.S. 241, 260 (fear of economic loss); and
Hunter v. Erickson, 393 U.S. 385, 392 (need to move slowly in
a delicate area of race relations).
28
risk of becoming self-fulfilling, as Judge Sobeloff sug
gests in dissent (442 F. 2d at 594; App. 1128). More
over, in Palmer v. Thompson, 403 U.S. 217, 225, this
Court observed that it “ is difficult or impossible for
any court to determine the ‘ sole’ or ‘ dominant’ moti
vation behind the choices of a group of legislators. ’ ’ 43
W e add that in the situation presented here it is also
unnecessary.
This Court held in Palmer that the dominant motive
or purpose of the legislators cannot by itself serve to
invalidate the legislation. Similarly, their “ primary
purpose” cannot in itself validate it, at least where,
as here, one of the reasons for the enactment was
discriminatory.44 In holding that state-imposed “ [ s e p
arate education facilities are inherently unequal,”
Brown v. Board of Education, 347 U.S. 483, 495, this
Court did not distinguish between racial segregation
with a 40 percent racial purpose and racial segrega
tion with a 60 percent racial purpose. “ There is no
such thing as a State’s legitimately being just a little
bit discriminatory.” Poindexter v. Louisiana Finan
cial Assistance Commission, 275 F. Supp. 833, 835
43 Indeed, the district court here found the task impossible:
“ In ascertaining such a subjective factor as motivation and
intent, it is of course impossible for this Court to accurately
state what proportion each of the above reasons played in the
minds of the proponents of the bill, the legislators or the voters
of Scotland Neck * * 314 F. Supp. 65, 72 (App. 1073).
44 See Palmer v. Thompson, supra, 403 U.S. at 226 ( “ Peti
tioners have argued strenuously that a city’s possible motivations
to ensure safety and save money cannot validate an otherwise
impermissible state action. This proposition is, of course,
true.” ).
29
(E.D. La.), affirmed, 389 U.S. 571. Indeed, however
innocent its motives, a state may not simply ignore
the racial consequences of its actions, for it has long
been settled that “ [w]hat the Fourteenth Amendment
prohibits is racial discrimination * * * whether ac
complished ingeniously or ingenuously * * *.” Smith
v. Texas, 311 U.S. 128, 132. See Cooper v. Aaron,
358 U.S. 1,17.
This is not to say that purpose is irrelevant. To the
contrary, if, in addition to having the effect of imped
ing desegregation, the legislation has a racial pur
pose, the stigma of implied racial inferiority is not only
perpetuated, but intensified. Moreover, the state’s bur
den of coming forward with a compelling justification
for its action necessarily draws into question the pur
pose of the legislation; if one of the purposes is racial,
this is a relevant factor in assessing whether the state
has met that burden.
In sum, since both courts below found that at least
one purpose of Chapter 31 was to separate, for racial
reasons, a “ more white” school district from a “ more
black” school district, and since the Act had that
effect to the detriment of desegregation o f the Hali
fax County school system, the appropriate standard
for measuring compliance with the Fourteenth
Amendment and for securing the promise of Brown
1 45 * and Brownjp is that applied by this Court in
reviewing other state laws or actions that impinge
45 Brown v. Board of Education, 347 U.S. 483.
4(5 Brown v. Board of Education, 349 U.S. 294.
30
upon fundamental rights47 or are based on “ suspect
criteria.” 48 In our view, that standard is no different
in substance from the “ heavy burden * * * [placed
upon a school board] to explain its preference for an
apparently less effective method [o f desegregation].”
Green, supra, 391 U.S. at 439. See also Swann, supra,
402 U.S. at 26. Green and Sivann and the federal court
cases applying those decisions provide, we submit, the
informed body of law against which this Court should
measure Chapter 31 in light of the setting of the Act,
the available alternatives, and the magnitude of the
state’s interest in pursuing that particular course
of action.49
As noted above, Chapter 31, i f implemented, would
impede the establishment o f a nonracial, unitary
school system for the students of Halifax County. To
remedy that situation, the district court could have
permitted the continuance of Scotland Heck as a sepa
rate system but required that, for the purposes o f
student and faculty assignment, the schools would be
47 Shapiro v. Thompson, 394 U.S. 618, 634 (interstate travel);
Kramer v. Union Free School District No. 15, 395 U.S. 621,
626, and Cipriano v. City of Houma, 395 U.S. 701, 704 (vot
ing) ; Sherbert v. Verner, 374 U.S. 398, 406 (exercise of reli
gion) ; Bates v. Little Rock, 361 U.S. 516, 524 (freedom of
association) ; Loving v. Virginia, 388 U.S. 1, 11 (right to
marriage).
iS Korematsu v. United States, 323 U.S. 214, 216, and Mc
Laughlin v. Florida, 379 U.S. 184, 191-92 (race) ; Harper v.
Virginia Board o f Elections, 383 U.S. 663, 668 (wealth). See
also Bolling v. Sharpe, 347 U.S. 497, 499-500.
49 See cases cited in footnotes 1 through 5, 442 F. 2d at 593-
594 (dissenting opinion o f Judge Sobeloff) (App. 1126-1127).
31
treated as part of the Halifax County system. It is not
clear, however, that the citizens of Scotland Neck
would want to operate a separate system in those cir
cumstances, and the remedy chosen by the district
court—invalidation of the Act— does not preclude
their seeking new legislation should they desire to
operate in that maimer in the future.50 Either remedy
would be appropriate here.
I l l
THE REASONS GIVEN FOR ESTABLISHING THE SCOTLAND
NECK CITY SCHOOL SYSTEM DO NOT SATISFY THE DE
FENDANTS’ HEAVY BURDEN OF JUSTIFICATION
The defendants asserted three reasons for the cre
ation o f the Scotland Neck City Administrative U nit:
(1) desire for more local control over the schools;
(2) need to increase expenditures for the school; and
(3) prevention o f anticipated white flight from the
public schools. The third reason, o f course, provides
no ground for continuing a dual system o f schools,
Monroe v. Board of Commissioners, supra, 391 U.S.
at 459; compare Buchanan v. W arley , 245 U.S. 60,
81; Brown v. Board of Education, 349 U.S. 294, 300;
Cooper v. Aaron, 358 U.S. 1, 16; W right v. Georgia,
50 Even to this limited degree, Scotland Neck is not forever
“ locked-in” to the Halifax County school system. When de
segregation o f the County system takes place and the subse
quent passage o f time cleanses the taint o f racial segregation,
the situation will o f course be different. But, as we have em
phasized, the validity of Chapter 31 should now be determined
in light o f the fact that it came in the wake o f 15 years of
failure to comply with Brown.
32
373 U.S. 284, 291-293, and clearly does not justify
the racial effect o f Chapter 31.
Especially in light of the alternatives available, the
other two reasons are, in our view, also plainly insuffi
cient as justification to override the constitutional
right o f the students of Halifax County to a school
system operated entirely without racial discrimination.
In assessing the state interest involved, it is significant
that the proponents’ desire for “ local control” appar
ently never arose until 1965,151 and that sufficient impetus
for enabling legislation was not obtained until the eve of
full-scale desegregation in 1969. Moreover, the legis
lation proposed in 1965 encompassed an area larger
than the limits of the City of Scotland Neck, including
the nearby Brawley School, and the resulting student
population would have nearly approached the racial
composition o f the County as a whole.52 By narrowing
the area to be covered, the defendants have chosen to
operate a school district more clearly of a size directly
in conflict with the recommendations of the state edit
cation agency.'"'
While the defendants contend that with local control
they could spend more money on Iheir schools and
finis improve the ipialify of education, they did not
have any actual plans for spending the extra money nor
had they made any advance studies of the educational
advantages, if any, of the new district (see 442 F, 2d
at 599, A pp 1136 1137). That failure Is es| racially sign if
Hrc mil, I fi, Hii/ift l .
/ bid,
"" Her 11, ti 7, Hii/iru.
83
leant since they did not have sufficient facilities to
accommodate even the small number of students in the
new district.51 Normally, such a choice would be explic
able only in terms of ral&e. Lee v. Macon County Board of
Education 267 F. Supp. 458, 472 (M.D. Ala.), affirmed
sub nom. Wallace v. United States, 389 U.S. 215.
In any event, we are dealing here with legislation by
the state, and it is clear that, whatever options were
available to the local proponents, the state legislature
could have dealt with the Scotland Neck problem by
other means. Cf. Griffin v. County School Board, 377
U.S. 218. Indeed, the state education agency suggested
a compelling interest in keeping Scotland Neck part
o f the Halifax County system.55 Moreover, if the ob
ject is to improve the Scotland Neck schools, it would
indeed be an anomaly if, in the face o f a past history
of racially disparate educational opportunities, see Gas
ton County v. United States, 395 IJ.S. 285, the state
legislature could “ by the Himple expedient o f label
ing the two sets of schools as separate districts,” 442
h\ 2d at 598 (App, 1134), create a predominantly
white district, tor schools to be ".improved " and a sop
arate, predominantly black district ter the other
scIiooIh. Ultwfj v. Cer/jutmii, HIM H.N. 537, On this
record, the district court held that I here was no state
interest in improving the schools in that way. We he-
M Httu pp, ii 18, m y m ,
H The 100N Hkftta Harvey of l lidlfii* Ooanty schools recoin
mended precisely flic opposite result to Unit nr Moved by Cletp
ter III. Hew pp. h 7, m/mt.
34
lieve that finding was amply justified and that the
court’s judgment invalidating Chapter 31 should have
been affirmed.
CONCLUSION
For the foregoing reasons, the judgment of the
court o f appeals should be reversed.
Respectfully submitted.
E r w in N. G risw old ,
Solicitor General.
D avid L. N o r m a n ,
Assistant Atorney General.
L a w r en c e G. W allace ,
Deputy Solicitor General.
A . R a ym o n d R a n d o lph , J r .
Assistant to the Solicitor General.
B r ia n K . L andsberg,
T h o m a s M. K eelin g ,
Attorneys.
D ecem ber 1971.
A p p e n d ix A
Section 407 of the Civil Rights Act of 1964, 42
U.S.C. 2000c-6, provides:
§ 2000c-6. Civil actions by the Attorney Gen
eral.
(a) Complaint; certification; notice to school
board or college authority; institution of
civil action; relief requested; jurisdiction;
transportation o f pupils to achieve racial
balance; judicial power to insure compli
ance with constitutional standards; im
pleading additional parties as defendants.
Whenever the Attorney General receives a
complaint in writing—
(1) signed by a parent or group of par
ents to the effect that his or their minor
children, as members of a class of persons
similarly situated, are being deprived by a
school board of the equal protection o f the
laws, or
(2) signed by an individual, or his par
ent, to the effect that he has been denied
admission to or not permitted to continue
in attendance at a public college by reason
of race, color, religion, or national origin.
and the Attorney General believes the complaint
is meritorious and certifies that the signer or
signers of such complaint are unable, in his
judgment, to initiate and maintain appropriate
legal proceedings for relief and that the insti
tution of an action will materially further the
orderly achievement of desegregation in public
education, the Attorney General is authorized,
after giving notice of such complaint to the ap
propriate school board or college authority and
(35)
36
after certifying that he is satisfied that such
board or authority has had a reasonable time to
adjust the conditions alleged in such complaint,
to institute for or in the name of the United
States a civil action in any appropriate district
court of the United States against such parties
and for such relief as may be appropriate, and
such court shall have and shall exercise juris
diction o f proceedings instituted pursuant to
this section, provided that nothing herein shall
empower any official or court of the United
States to issue any order seeking to achieve a
racial balance in any school by requiring the
transportation of pupils or students from one
school to another or one school district to
another in order to achieve such racial balance,
or otherwise enlarge the existing power o f the
court to insure compliance with constitutional
standards. The Attorney General may implead
as defendants such additional parties as are or
become necessary to the grant o f effective relief
hereunder.
(b) Persons unable to initiate and maintain
legal proceedings.
The Attorney General may deem a person or
persons unable to initiate and maintain appro
priate legal proceedings within the meaning of
subsection (a) of this section when such person
or persons are unable, either directly or through
other interested persons or organizations, to
bear the expense of the litigation or to obtain
effective legal representation; or whenever he
is satisfied that the institution o f such litigation
would jeopardize the personal safety, employ
ment, or economic standing of such person or
persons, their families, or their property.
(c) “ Parent” and “ complaint” defined.
The term “ parent” as used in this section in
cludes any person standing in loco parentis. A
“ complaint” as used in this section is a writing
or document within the meaning of section
1001, title 18, United States Code.
A p p e n d ix B
Chapter 31 of the 1969 Session Laws of North
Carolina, is entitled and provides:
“ A n A ct to I mprove and P rovide P ublic
S chools o r a H igher . S tandard for th e
R esidents of S cotland N eck in H a lifa x
C o u n ty , to E stablispi t h e S cotland N eck
C it y A dm in istr a tiv e U n it , to P rovide for
th e A d m in istr a tio n of tile P ublic S chools
in S aid A d m in istr a tiv e U n it , to L evy a
S pecial T a x foe th e P ublic S chools of S aid
A dm in istr a tiv e U n it , A ll of W h ic h S h a l l
B e S u bject to t h e A pproval of tile V oters
in a R eferendum or S pecial E lection
“ S ection 1. There is hereby classified and
established a public school administrative unit
to be known and designated as the Scotland
Neck City Administrative Unit which shall con
sist of the territory or area lying and being
within the boundaries or corporate limits of the
Town of Scotland Neck in Halifax County, and
the boundaries of said Scotland Neck City Ad
ministrative Unit shall be coterminous with the
present corporate limits or boundaries of the
Town of Scotland Neck. The governing board
of said Scotland Neck City Administrative Unit
shall be known and designated as the Scotland
Neck City Board of Education, and said Scot
land Neck City Board of Education (hereinafter
referred to as: Board) shall have and exercise
all o f the powers, duties, privileges and author
ity granted and applicable to city administrative
units and city boards of education as set forth
in Chapter 115 of the General Statutes, as
amended.
(37)
38
“ S ec . 2 . The Board shall consist of five mem
bers appointed by the governing authority of
the Town of Scotland Neck, and said five mem
bers shall hold office until the next regular mu
nicipal election of the Town of Scotland Neck
to be held in May, 1971. At the regular election
for Mayor and Commissioners of the Town of
Scotland Neck to be held in May 1971, there
shall be elected five members of the Board, and
three persons so elected who receive the highest
number of votes shall hold office for four years
and the two persons elected who receive the
next highest number of votes shall hold office for
two years, and thereafter all members o f the
Board so elected, as successors, shall hold office
for four years. All members of the Board shall
hold their offices until their successors are
elected and qualified. All members o f the Board
shall be eligible to hold public office as required
by the Constitution and laws of the State.
“ S ec . 3. All members of the Board shall be
elected by the qualified voters o f the Town of
Scotland Neck and said election shall be held
and conducted by the governing authority o f the
Town of Scotland Neck and by its election offi
cials and pursuant to the same laws, rules and
regulations as are applicable to the election of
the municipal officials o f the Town of Scotland
Neck, and the results shall be certified in the
same manner. The election o f members o f the
Board shall be held at the same time and place
as applicable to the election of the Mayor and
Board of Commissioners o f the Town of Scot
land Neck and in accordance with expiration
o f terms of office of members of the Board. The
members of the Board so elected shall be in
ducted into office on the first Monday following
the date of election, and the expense of th elec
tion o f the members of the Board shall be paid
by the Board.
“ S ec . 4. At the first meeting of the Board
appointed as above set forth and of a new
39
Board elected as herein provided, the Board
shall organize by electing one o f its members
as chairman for a period of one year, or until
his successor is elected and qualified. The chair
man shall preside at the meetings o f the Board,
and in the event of his absence or sickness,
the Board may appoint one of its members as
temporary chairman. The Scotland Neck City
Superintendent o f Schools shall be ex officio
secretary to his Board and shall keep the min
utes o f the Board but shall have no vote. I f
there exists a vacancy in the office o f Superin
tendent, then the Board may appoint one of its
members to serve temporarily as secretary to
the Board. All vacancies in the membership of
the Board by death, resignation, removal,
change of residence or otherwise shall be filled
by appointment by the governing authority of
the Town of Scotland Neck of a person to serve
for the unexpired term and until the next reg
ular election for members of the Board when
a successor shall be elected.
“ S ec . 5. All public school property, both real
and personal, and all buildings, facilities, and
equipment used for public school purposes, lo
cated within the corporate limits of Scotland
Neck and within the boundaries set forth in Sec
tion 1 of this Act, and all records, books, mon
eys budgeted for said facilities, accounts,
papers, documents and property of any descrip
tion, shall become the property of Scotland
Neck City Administrative Unit or the Board;
all real estate belonging to the public schools
located within the above-described boundaries
is hereby granted, made over to, and automati
cally by force of this Act conveyed to the Board
from the County public school authorities. The
Board of Education of Halifax County is author
ized and directed to execute any and all deeds,
bills of sale, assignments or other documents
that may be necessary to completely vest title
to all such property in the Board.
40
“ Sec. 6. Subject to the approval of the voters
residing within the boundaries set forth in Sec
tion 1 o f this Act, or within the corporate lim
its of the Town of Scotland Neck, as herein
after provided, the governing authority of the
Town of Scotland Neck, in addition to all other
taxes, is authorized and directed to levy annu
ally a supplemental tax not to exceed F ifty
Cents (500) on each One Hundred ($100.00)
Dollars of the assessed value o f the real and
personal property taxable in said Town of Scot
land Neck. The amount or rate of said tax shall
be determined by the Board and said tax shall
be collected by the Tax Collector of the Town
of Scotland Neck and paid to the Treasurer of
the Board. The Board may use the proceeds of
the tax so collected to supplement any object
or item in the school budget as fixed by law or
to supplement any object or item in the Cur
rent Expense Fund or Capital Outlay Fund as
fixed by law.
“ Sec. 7. Within ten days from the date of the
ratification of this Act it shall be the duty of
the governing authority of the Town of Scot
land Neck to call a referendum or special elec
tion upon the question of whether or not said
Scotland Neck City Administrative Unit and
its administrative board shall be established
and whether or not the special tax herein pro
vided shall be levied and collected for the pur
poses herein provided. The notice of the special
election shall be published once a week for two
successive weeks in some newspaper published
in the Town of Scotland Neck or having a gen
eral circulation in the Town of Scotland Neck.
The notice shall contain a brief statement of
the purpose of the special election, the area in
which it shall be held, and that a vote by a
majority o f those voting in favor of this Act
will establish the Scotland Neck City Adminis
trative Unit and its Administrative Board as
41
herein set forth, and that an annual tax not to
exceed F ifty Cents (500) on the assessed valu
ation o f real and personal property, according
to each One Hundred Dollars ($100.00) valua
tion, the rate to be fixed by the Board, will be
levied as a supplemental tax in the Town of
Scotland Heck, for the purpose of supplement
ing any lawful public school budgetary item. A
new registration of voters shall not be required
and in all respects the laws and regulations
under which the municipal elections of the
Town of Scotland Heck are held shall apply
to said special election. The governing author
ity of the Town of Scotland Heck shall have
the authority to enact reasonable rules and
regulations for the necessary election books,
records and other documents for such special
election and to fix the necessary details of said
special election.
“ ■Sec. 8. In said referendum or special elec
tion a ballot in form substantially as follows
shall be used: V ote foe one :
( □ ) FOR creating and establishing Scot
land Heck City Administrative Unit with
administrative Board to operate public
schools of said Unit and for supplemental
tax not to exceed F ifty Cents (500) on the
assessed valuation of real and personal
property according to each One Hundred
Dollars ($100.00) valuation for objects of
school budget.
( □ ) AGAIH ST creating and establishing
Scotland Heck City Administrative Unit
with administrative Board to operate pub
lic schools of said Unit and against supple
mental tax not to exceed F ifty Cents (500)
on the assessed valuation of real and per
sonal property according to each One Hun
dred Dollars ($100.00) valuation for ob
jects of school budget.
42
“ I f a majority of the qualified voters voting
at such referendum or special election vote in
favor o f establishing Scotland Neck City Ad
ministrative Unit, for creation of administra
tive Board to operate public schools o f said
Unit and for special supplemental tax as herein
set forth, then this Act shall become effective
and operative as to all its provisions upon the
date said special election results are canvassed
and the result judicially determined, otherwise
to be null and void. The expense o f said refer
endum or special election shall be paid by the
governing authority of the Town o f Scotland
Neck but if said Unit and Board are estab
lished, then said Town of Scotland Neck shall
be reimbursed by the Board for said expense
as soon as possible.
“ Sec. 9. All laws and clauses o f laws in con
flict with this Act are hereby repealed.
“ Sec. 10. This Act shall be in full force and
effect according to its provisions from and after
its ratification.”
A p p e n d ix C
ATTENDANCE Z0NE6 FOR BRAWLEY SCHOOL AND SCOTLAND NECK SCHOOL
(43)
U.S . GOVERNMENT PRINTING OFFICE: 1971