Washington State Dept of Fisheries v. United States of America Petition for Writ of Certiorari
Public Court Documents
July 20, 1978
Cite this item
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Brief Collection, LDF Court Filings. Washington State Dept of Fisheries v. United States of America Petition for Writ of Certiorari, 1978. d1893c91-c89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/a8a25fd0-8111-453a-ae20-b19aea560f8c/washington-state-dept-of-fisheries-v-united-states-of-america-petition-for-writ-of-certiorari. Accessed November 23, 2025.
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IN THE
SUPREME COURT
OF THE
UNITED STATES
OCTOBER TERM, 1978
No______
State of W ashington, Department of Fisheries
and Donald W. M oos, Its Director,
Petitioners,
United States of America,
Respondents,
M akah T ribe, Lower Elwha Band of Clallam
T ribe, Port Gamble Band of Clallam T ribe,
Suquamish T ribe, Lummi T ribe, N ooksack T ribe,
and Swinomish Indian T ribal Community,
Intervenors-Respondents.
State of W ashington, Department of Fisheries,
Petitioners,
vs.
United States of America, et al.,
Respondents.
PETITION FOR WRIT OF CERTIORARI
TO THE
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
Slade Gorton,
Attorney General,
Edward B. M ackie,
Deputy Attorney General,
James M. Johnson,
Sr. Asst. Attorney General,
Counsel for Petitioners.
Office and Post Office Address: Temple of Justice
Olympia, Washington 98504 (206) 753-6207
S T A T E P R I N T I N G P L A N T O L Y M P I A , W A S H I N G T O N
IN THE
SUPREME COURT
OF THE
UNITED STATES
OCTOBER TERM, 1978
No. ____
State of W ashington, Department of Fisheries
and Donald W. M oos, Its Director,
Petitioners,
vs.
United States of America,
Respondents,
M akah T ribe, Lower Elwha Band of Clallam
T ribe, Port Gamble Band of Clallam T ribe,
Suquamish T ribe, Lummi T ribe, N ooksack T ribe,
and Swinomish Indian T ribal Community,
Intervenors-Respondents.
State of W ashington, Department of Fisheries,
Petitioners,
vs.
United States of America, et al.,
Respondents.
PETITION FOR WRIT OF CERTIORARI
TO THE
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
Slade Gorton,
Attorney General,
Edward B. M ackie,
Deputy Attorney General,
James M. Johnson,
Sr. Asst. Attorney General,
Counsel for Petitioners.
Office and Post Office Address: Temple of Justice
Olympia, Washington 98504 (206) 753-6207
Ill
TABLE OF CONTENTS
Page
OPINIONS BELOW
A. United States v. Washington, 573 F.2d 1123 (9th Cir.
April 24, 1978).................................................................... 2
B. United States u. Washington, 573 F.2d 1118 (9th Cir.
April 24, 1978).................................................................. 3
QUESTIONS PRESENTED.................................................. 4
CONSTITUTIONAL PROVISIONS, TREATIES, STAT
UTES INVOLVED.............................................................. 6
STATEMENT OF FAC TS.................................................... 8
REASONS FOR GRANTING W R IT ................................. 12
A. Introduction.............. 12
B. Conflict in treaty interpretation between the state
court and lower federal courts................................ 20 -
C. The decisions of the United States District Court
and the United States Court of Appeals for the
Ninth Circuit conflict with prior decisions of this
Court interpreting the treaties in question............ 23
D. Court of Appeals has sanctioned a departure from
the accepted and usual course of judicial
proceedings .................................................................. 26
E. International Fisheries Case ................................. 28
CONCLUSION................................... ....................................... 36
Index to Appendix.................................................................. 39
IV
TABLE OF AUTHORITIES
Table of Cases
Page
Department of Game v. Puyallup Tribe, 414 U.S. 44 (1973)
[Puyallup I I ] ............................. ............... 13,15, 20, 24, 26, 30
International Fishery Case — United States v. Washington,
573 F.2d 1118 (9th Cir.
April 24, 1978) ..............................................3, 4,18,19, 28, 34
Lone Wolf v. Hitchcock, 187 U.S. 553 (1903).................. 33
Monominee Tribe v. United States, 391 U.S. 404
(1965)................................................................................... 20,33
Puget Sound Gillnetters Assn. v. Moos, 88 Wn.2d 677, 565
P.2d 1151 (1977).......................................................... 21,22,23
Puyallup I — Puyallup Tribe v. Department of Game, 381
U.S. 392 (1968)......................................................14, 20, 24, 25
Puyallun II — Department of Game v. Puyallup Tribe, 414
U.S. 44 (1973)............................................ 13,14,15, 20, 26, 30
Puyallup III — Puyallup Tribe v. Department of Game, 433
U.S. 165 (1977)......................................................14,20,24,26
Puyallup Tribe v. Department of Game, 391 U.S. 392 (1968)
[Puyallup I ] ................................................................ 14, 20, 25
Puyallup Tribe v. Department of Game, 433 U.S. 165 (1977)
[Puyallup III] ........................................................14, 20, 24, 26
Tulee v. Washington, 315 U.S. 681 (1942)........................ 8,24
United States v. Washington, 384 F.Supp. 312 (W.D. Wa.
1974), 520 F.2d 676 (9th Cir. 1975), cert. den. 423
U.S. 1086 (1976)..........................2, 4, 15,16,17, 25, 28, 29, 35
United States v. Washington, 573 F.2d 1118 (9th Cir. April
24, 1978) [International Fishery Case] . . . 3, 4, 18,19, 28, 34
United States v. Washington, 573 F.2d 1123 (9th Cir. April
24, 1978) [Washington Fishery C ase]............2,15, 16, 21, 25
United States v. Winans, 198 U.S. 371 (1905) ................ 23
Washington Fishery Case — United States v. Washington,
573 F.2d 1123 (9th Cir. April 24,
1978) ................................................ 2, 15,16, 21, 25
TABLE OF AUTHORITIES (cont.)
Table of Cases
Page
Washington State Commercial Passenger Fishing Vessel
Assn. v. Tollefson, 87 Wn.2d 417, 553 P.2d 113
(1977)...................................................................................... 22
Z & F Assets Realization Corp. v. Hull, 311 U.S. 470
(1941)...................................................................................... 31
Constitutional Provisions
United States Constitution
Article I I ................................................................................ 6
Article VI ........................ 6
Amendment V ...................................................................... 6
Amendment X ...................................................................... 6
Amendment XIV ................................................................ 6'
Treaties
United States
10 Stat. 1132 (Treaty of Medicine C reek )........................ 7
10 Stat. 927 (Treaty of Point E lliott)................................ 7
12 Stat. 933 (Treaty of Point No Point)..........................7, 12
12 Stat. 939 (Treaty with the Makahs, Treaty of Neah
Bay) ....................................................................................... 7
12 Stat. 951 (Treaty with the Yakimas)............................... 7
12 Stat. 971 (Treaty with the Quinaeilts, Treaty of
Olympia)................................................................................ 7
50 Stat. 1355, supplemented by 8 T.I.A.S. 3687, 8 U.S.T.
1057 (Convention with Canada)..........................3, 19, 28, 33
Statutes
16 USC 776-776 f (Sockeye Salmon or Pink Salmon Fishing
Act of 1947)....................................................................7,19, 33
16 USC 1801-1882 (Fishery Conservation and Management
Act of 1976)..........................................................................7, 11
Washington State
RCW 75.40.060...................................................................... 7
Miscellaneous
25 CFR 256 (B) (Federal Register, Vol. 42, #122, Friday,
June 23, 1978)...................................................................... 35
IN THE
SUPREME COURT
OF THE
UNITED STATES
OCTOBER TERM, 1978
No. ____
State of W ashington, Department of Fisheries
and Donald W. M oos, Its Director,
Petitioners,
vs.
United States of America,
Respondents,
M akah T ribe, Lower Elwha Band of Clallam
T ribe, Port Gamble Band of Clallam T ribe,
Suquamish T ribe, Lummi T ribe, N ooksack T ribe,
and Swinomish Indian T ribal Community,
Interuenors-Respondents.
State of W ashington, Department of Fisheries,
Petitioners,
vs.
United States of America, et al.,
Respondents.
PETITION FOR WRIT OF CERTIORARI
TO THE
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
Petitioners Washington State, Washington
State Department of Fisheries and the Director
of that Department, hereinafter referred to as
the “ State,” pray that a writ of certiorari issue
to review judgments and opinions of the United
2
States Court of Appeals for the Ninth Circuit
entered in these proceedings on April 24, 1978.
OPINIONS BELOW
The petitioner has, pursuant to Rule 23.5,
joined two decisions by the Ninth Circuit which
involve identical or closely related questions on
the nature and extent of Indian treaty fishing
rights.
A. United States v. Washington, 573 F. 2d
1123 (9th Cir. April 24, 1978) (hereinafter refer
red to as “Washington fishery case.” )
In 1977, the United States and numerous
Indian tribes requested the District Court to
order that specific numbers of fish be guaranteed
to treaty Indians (approximately 50% by run,
species and area). They also requested the Court
to assume direct control by injunction of the
fishing activities of non-Indian commercial
net fishermen with enforcement by citation of
violators for contempt of court. The District
Court in the exercise of its continuing jurisdiction
in United States v. Washington, 384 F.Supp.
312 (W.D. Wa. 1974), 520 F.2d 676 (9th Cir. 1975),
cert. den. 423 U.S. 1086 (1976), granted those
requests in an unreported series of orders cul
minating in a Salmon Management Plan (App.
61-77), Findings of Fact and Conclusions of
Law Re Enforcement of 1977 Fisheries Orders
(App. 79-87) a Memorandum and Preliminary
Injunction a Preliminary Injunction Re En
3
forcement of 1977 Fisheries, (App. 35-60), a Pre
liminary Injunction Order (App. 93-100), and a
Preliminary Injunction Staying State Court
(App. 101-104).
The petitioners’ appeals of those orders were
consolidated by the Circuit Court of Appeals
with mandamus actions brought by nonparty
fishing organizations1 whose members’ activ
ities were enjoined by orders of the United States
District Court. The United States Court of Appeals
on April 24, 1978, entered a decision affirming
the District Court (573 F. 2d 1123 (1978)) (App.
1-28).
B. United States v. Washington, 573 F. 2d
1118 (9th Cir. April 24,1978) (hereinafter referred
to as the “ International Fishery case.” )
The United States on behalf of certain In
dian tribes, and some tribes as intervenors, re
quested in mid-1975 that treaty Indians be
granted special fishing seasons in waters under
the regulation of the International Pacific
Salmon Fisheries Commission. That Commis
sion (hereinafter referred to as the “ IPSFC” or
“ Commission” ) was established by a 1937 Con
vention between United States and Canada, rati
fied by the Senate and proclaimed August 4,1937'
(50 Stat. 1355, supplemented by 8 T.I.A.S. 3867,
R espite requests, no non-Indian fishing group organizations have
been permitted intervention by the United States District Court judge
handling this litigation, although one group was granted intervention by
another judge.
4
8 U.S.T. 1057). The plaintiffs and intervenors
also sought a court order that treaty Indians are
entitled to 50% of the American share of those
runs. The United States District Court for West
ern Washington, acting under its continuing
jurisdiction in United States v. Washington,
supra, conducted hearings and entered orders
which culminated in Supplemental Findings of
Fact and Conclusions of Law, Decree and In
junction (App. 105-20). The District Court decided
that treaty Indians do not have to comply with
certain regulations of the IPSFC and that they
are entitled to 50% of the American harvest of
those fish runs.
Petitioners appealed the 1975 decision (No.
75-2835). An amending order and one establish
ing another special Indian fishery were also
appealed later. (No. 76-1042). The two were con
solidated. Notwithstanding the request to expe
dite the appeals, these matters were not heard
by the court of appeals until January of 1978.
An opinion was rendered on April 24, 1978, dis
missing both appeals as moot. (573 F.2d 1118
(1978) (App. 29-34).
QUESTIONS PRESENTED
(1) Do the Indian treaties require an alloca
tion of 50% of the harvestable fish to treaty In
dian fishermen?
(2) Do the Indian treaties mandate an alio-
5
cation of harvestable fish between Indian and
non-Indian fishermen when they both have an
opportunity to participate in the fishery on a
nondiscriminatory basis?
(3) Does the district court’s equitable power
in conjunction with treaty provisions permit an
allocation of the fishery resource between Indian
and non-Indian fishermen when they both have
an opportunity to participate in the fishery on a
nondiscriminatory basis? If so, has the court
exceeded those powers by its specific 50% alloca
tion formula and implementing orders?
(4) Does an allocation of a specific number
or percentage of fish to treaty Indians, who are
citizens, and a reduction or prohibition on com
mercial fishing by other citizens constitute a
violation of the Constitutional doctrines of equal
protection or the prohibition against granting
special privileges and immunities.
(5) If the Indian treaties mandate an allo
cation of the harvestable fish to Indians, does
the United States/Canada Convention of 1937
supersede that requirement for the fish harvest
which is subject to the jurisdiction of the Inter
national Pacific Salmon Fisheries Commission?
(6) Do the Indian treaties, or can the United
States District Court, grant Indians an immun
ity from the enforcement of IPSFC regulations?
(7) Can the United States District Court
assume control of the management of the fishery
resource within Washington state waters?
6
CONSTITUTIONAL PROVISIONS, TREATIES,
STATUTES INVOLVED
Constitutional provisions, treaties and stat
utes involved are as follows and are reproduced
in Appendix A, infra, pp. A-128 to A-167.
Constitutional Provisions of the United States
Appendix
Page
(a) Article II, Section 2, Powers of
the P resident............................................. A-128
(Section 2 Clause 2) (Presidential powers
with the Advice and Consent of the Sen
ate to make Treaties)
(b) Article VI, Debts, Supremacy
Oath, #2, Supremacy.................................. A-129
(c) Amendment V, Due Process . . . . A-129
(d) Amendment X, Powers Reserved
to States or People .................................. A-130
(e) Amendment XIV, Citizenship
rights not to be Abridged ........................ A-130
TREATIES
Six treaties were entered into by the United
States with various Indian tribes and bands
living in the State of Washington in 1854 and
1855. Those six treaties each contain a similar
fishing provisions and only those provisions are
set forth in the appendix.
7
Appendix
Page
(a) Treaty of Medicine Creek, 10
Stat. 1132...................................................... A-131
(b) Treaty of Point Elliott, 12 Stat.
927................................................................. A-131
(c) Treaty of Point No Point, 12 Stat.
933................................................................. A-132
(d) Treaty with the Makahs (Treaty
of Neah Bay), 12 Stat. 939........................ A-132
(e) Treaty with the Quinaielts
(Treaty of Olympia), 12 Stat. 971..............A-133
(f) Treaty with the Yakimas, 12 Stat.
951................................................................. A-133
Convention with Canada 1930 and 1956
Supplement. 50 Stat. 1355, 8 TIAS
3867, 8 UST 1057................................. A-135-
158
STATUTORY PROVISIONS
United States Code, Title 16:
Section 776 - 776f (Sockeye Salmon
or Pink Salmon Fishing Act of
1947) ................................................. A-159-61
Section 1801 - 1882 (Fishery Con
servation and management Act
of 1976) ............................................ A-162-67
Revised Code of Washington
RCW 75.40.060 Fraser River sockeye
salm on fishery—Adoption, en
forcement of convention author
ized ................................................... A-167
8
STATEMENT OF FACTS
In anticipation of an increased influx of
settlers in the Pacific Northwest a series of
treaties were executed in 1854 and 1855 with
Indians in what are now the states of Washing
ton, Oregon and Idaho. At that time the Indian
settlements were widely dispersed and fish was
a major source of food supply with the Indian
fishery being primarily for subsistence. While
the treaties contemplated the creation of reser
vations, they also provided for the continuation
of Indian fishing, each of the treaties adopting
essentially similar language.
* * * the right of taking fish at usual and
accustomed grounds and stations is further
secured to said Indians in common with all
citizens of the territory, it
Until the invention and perfection of the
canning process in the late 19th Century, com
mercial fishing enterprises in Washington were
rudimentary and mostly unsuccessful. The ad
vent of the canning process gave rise to the devel
opment of large-scale commercial fisheries which
have been and now are open to all citizens, both
Indians and non-Indians. The Indians use es
sentially the same fishing gear as non-Indians
and have the same economic incentives to partici
pate in the fishery. They are not, however,
charged license fees nor do they pay landing
taxes.
!t Tulee v. Washington, 315 U.S. 681 (1942).
9
The five species of salmon: chinook, Coho,
Chum, Pink and Sockeye, spawn in fresh water
and migrate to the ocean where they reach ma
turity. Each salmon subsequently seeks to return
to its river of origin to reproduce the next gener
ation of its species. In Washington these fish
are produced naturally in 15 major river systems
and their tributaries, and 239 small independent
streams. In addition, the state augments natural
runs with hatchery produced fish and in some
rivers and streams the state has created runs of
fish which did not historically exist. In addition
to the fish which are spawned in Washington
rivers, a substantial Washington fishery occurs
on Canadian Fraser River fish runs which are
subject to the jurisdiction of the International
Pacific Salmon Fisheries Commission.
For many years the State of Washington has
regulated commercial and sports fishing to con
serve the salmon species and provide for an
orderly fishery. The IPSFC has similarly exer
cised regulatory control over the harvest of
Fraser River salmon in the waters of the State of
Washington and the Province of British Colum
bia since the ratification of the United States-
Canada treaty in 1937.
The United States District Court in this
proceeding originally decreed that the Indian
treaties mandated an opportunity on the part
of treaty Indians to harvest 50% of the fish runs.
This 50% formula actually provides substantially
10
in excess of 50% of the fishery to treaty Indians.
The court determined that the Indian harvest
of fish for ceremonial or subsistence purposes,
plus that within the boundaries of an Indian
reservation, are first subtracted from the total
fish available for harvest before dividing the
remainder into equal shares. Finally, the court
has declared that when Indians harvest fish out
side of their usual and accustomed grounds,
those harvests are included in the non-Indian
share.
The District Court has subsequently con
verted the “ opportunity” to a “guarantee,”
having allocated specific numbers of fish by
species in areas for the Indian fishery. Full de
tails of such specific allocation by number and
species are set forth in the Appendix, pp. 43
to 53. In Bellingham Bay, for example,
Chinook salmon allocation is: Indians - 47,200,
non-Indians - 31,300 (the court assumed that
10,600 Chinook were harvested in sports and
ocean troll fishery). The division for Skagit Bay
is: Indians - 6,600; non-Indians - 2,800 (the court
assumed a non-Indian harvest of 1,800 in the
sports and ocean troll fisheries). South Sound
Coho: Indians - 231,000; non-Indians - 154,000
(the court estimated 100,000 to have been har
vested in the sports and ocean troll fishery).
In the foregoing allocation of a guaranteed
fish harvest for Indians reference has been made
to the ocean fisheries. In 1976 Congress enacted
11
the Fisheries Conservation and Management
Act (PL 94-265; 90 Stat. 331, 16 USC 1801-82).
Under that act the United States government
has assumed preemptive jurisdiction to regulate
all fisheries in the zone commencing 3 miles off
shore to 200 miles. It is within that fishing zone
in which the United States is exercising pre
emptive jurisdiction that a substantial portion
of the ocean fishery occurs.
The District Court in implementing what it
believed to be the mandatory allocation of the
fishery resource between Indians and non- In
dians has essentially assumed responsibility for
the management of the fishery resource in the
case area. The court has authorized various
tribes to enforce fishing regulations in areas
outside of their reservations. It has also required
that approval be obtained from Indian tribes for
some state fish management decisions. The state
courts have been enjoined from proceedidng
with litigation which has been filed in those
courts. The District Court has effectively re
quired special Indian fishing seasons in IPFSC
waters which are not authorized by that inter
national commission. The court has also, in order
to enforce its orders, invoked contempt powers
against nonparties and has effectively forced
the federal agencies to undertake actions which
are beyond their normal duties and responsibili
ties.
12
REASONS FOR GRANTING WRIT
A. Introduction
Petitioners are currently caught between
conflicting decisions of the highest appellate
court of the state and the lower federal courts
involving treaty Indian fishing. We have de
scribed the conflict and have sought review of
the state court decisions in No. 77-983. The in
stant petition presents the opportunity to review
jointly2 those conflicting state and federal court
decisions which can only be resolved by this
court.
The fundamental question in this litigation,
which has had substantial social, economic and
governmental repercussions, is the meaning of
the treaty provision:
The right of taking fish, at all usual and
accustomed grounds, and stations, is further
secured to said Indians, in common with all
citizens of the Territory, and of erecting
temporary houses for the purpose of curing
together with the privilege of hunting,
gathering roots and berries, * * * on open
and unclaimed lands. Provided however,
that they shall not take shellfish from any
beds staked or cultivated by citizens. (Article
4, Treaty of Point-no-Point, 12 Stat. 933)
2If this petition and our petition in No. 77-983 are granted and consoli
dated for hearing.
13
The Circuit Court has affirmed the District
Court conclusion that that provision mandates
50% plus3 of the harvestable fish be allocated to
Indians. Virtually all of the other issues in this
litigation essentially have involved the imple
mentation of that allocation and its impact upon
management of the fishery resource by the State
of Washington and the International Pacific
Salmon Fisheries Commission, and the substan
tial impact upon non-Indian fishermen and
others.
Not only is there a substantial conflict be
tween the state and federal court decisions, but
there are also conflicts between those federal
court decisions and prior decisions by this
court. While there have been a series of decisions
by this Court defining treaty Indian fishing
rights under the treaty language in question,
none of those decisions have required an alloca
tion of the resource between Indians and non-
Indians when both groups have been permitted
access to the fishery resource on a nondiscrimin-
atory basis.
The Department o f Game v. Puyallup Tribe,
414 U.S. 44 (1973) (hereinafter referred to as
“Puyallup II” ) and Puyallup Tribe v. Depart-
3The court’s allocation provides that the Indians are entitled to (1) a
reservation catch, (2) ceremonial harvest, and (3) a subsistence fishery,
all three in an amount determined by the Indians. All three come off the
top; that is, they are subtracted from the total before dividing into 50%
shares. Furthermore, the court has decreed that fish caught by Indians
outside their usual and accustomed grounds count as part of the non-
Indian share.
14
merit of Game 433 U.S. 165 (1977) (hereinafter
referred to as “Puyallup III” ) decisions made
reference to an allocation. However, in those
cases, this Court indicated that the state could
not close an Indian fishery while permitting
non-Indians to continue to fish unless there had
been an allocation of the fishery resource. The
allocation reference in Puyallup II, supra, ad
dressed the question of whether a closure of In
dian fishing while permitting the continuation
of non-Indian fishing constituted a discrimina
tory closure. See, Puyallup Tribe v. Department
of Game, 391 U.S. 392 (1968), hereinafter re
ferred to as “Puyallup I.” This is in distinct con
trast to the present decree which requires that
marine areas which are open and available on
a nondiscriminatory basis for fishing by Indian
and non-Indian groups to be closed to non-
Indian commercial fishing so that the Indians
will harvest 50% of the resource.
In the instant proceeding, the United States
District Court ruled that a 50% allocation is re
quired by the treaty as a matter of law. That
court has consistently4 applied the 50% formula
in disparate factual situations. The “Washing
ton Fisheries case,” supra, involves the Indian
fishery in Washington waters on primarily Wash
ington origin stocks, both hatchery and natural.
4A slight adjust for some areas and species was made in 1977, after
an oral request by a United States Attorney communicating a Presiden
tial Task Force’s concern that a lesser share for that year would be more
equitable.
15
And the same 50% formula has been applied by
the District Court to the Indian fishery in Wash
ington waters under IPSFC jurisdiction on
stocks bound for Canada’s Fraser River though
only a few tribes have treaty rights in those
waters. This is “ International Fishery case,”
supra.5
The court of appeals affirmed the allocation
and implementing management system6 7 in the
“Washington Fisheries case,” supra, on the basis
that it was an exercise of equitable discretion by
the district court (App. 11) yet the District
Court had adopted the 50% sharing as a matter
of law, mandated by the treaty language.1
In contrast, this Court implicitly rejected
the concept that the treaty mandated any spe
cific allocation in Puyallup II, supra, stating:
What formula should be employed is not for
for us to propose. There are many variables—
5In each of those cases, prior to the court’s orders, the Indians had
had the opportunity to participate along with non-Indians in the fishery-
harvest, on a nondiscriminatory basis and would continue to have that
opportunity even in the absence of such orders.
6In that case, the federal district court determined the numbers of
fish produced by area of origin and set specific numbers of fish the In
dian fishermen were to be provided, by area and species. (App. 43-53) Non-
Indians were enjoined from net fishing in those areas unless authorized
by a “Hotline” (recorded telephone message). (App. 97-98) The non-Indians
were not authorized to fish where such fishing could result in treaty
Indian fishery catching fewer than the numbers guaranteed the Indians
by the court’s orders.
7 8The District Court stated,
“By dictionary definition and as intended and used in the Indian
treaties and in this decision ‘in common with’ means sharing equally
the opportunity to take fish as ‘usual and accustomed grounds and sta
tions;’ * * * ” U.S. v. Washington, 384 Fed. Supp. 312, 343 1974).
16
the number of nets, the number of steelhead
that can be caught with nets, the places
where nets can be placed, the length of the
net season, the frequency during the season
when the nets may be used.
Supra, at 49.
Notwithstanding this specific statement by this
Court, the District Court,8 and the Circuit Court
in affirming, failed to consider those or any other
variables which this Court deemed relevant in
Puyallup II, supra. The Court of Appeals stated:
Comparison between the number of treaty
and nontreaty fishers, or the quantity of fish
each category has an opportunity to take, are
simply irrelevant under the law.
(“ Washington Fishery case” , supra, at 1128)
In the “Washington Fishery case,” supra,
two of the three Court of Appeals Judges indi
cated doubt that 50% is the proper formula.
It has not been clearly demonstrated that the
rule of fifty percent apportionment is a neces
sary and proper implementation of those
treaty rights, (pp. 1135-1136) (Judge Kennedy
concurring quoted with approval by Judge
Wallace in his separate concurring opinion.
App. 28 and 28)
The two concurring judges, despite believ
ing that the allocation was not justified, felt
they were bound by the earlier decision in United
States v. Washington, supra. The instant proceed
6The District Court stated,
“By dictionary definition and as intended and used in the Indian
treaties and in this decision ‘in common with’ means sharing equally the
opportunity to take fish as ‘usual and accustomed grounds and stations;’
* * * * (U.S. v. Washington, 384 Fed. Supp. 312, 343 1974).
17
ing is a continuation of that proceeding which this
Court has not considered on the merits. It must
be emphasized that the current decision in United
States v. Washington, supra, here sought to be
reviewed differs from the original judgment. This
is dramatically evidenced by the characteriza
tions of that decision made to this Court by the
United States when review was sought of the
original decree in United States v. Washington,
supra.
The state anticipated that the District
Court’s original decree might be transformed
from an “ opportunity” to harvest up to 50% to
a “guarantee” of a specific number of harvested
fish. In opposing the petition for certiorari of the
State, the United States assured this Court that
the District Court was not guaranteeing any
particular harvest to the tribes:
It should be clear that the 50 percent guide
line is not a guarantee of any harvest. It is
simply a readible understandable measure
of what portion of the harvest the tribes as
a group may rightfully insist they should
have a chance to take in varying circum
stances. The share worked out for specific
runs in particular years for specific tribes
will vary from the guideline, in accordance
with extent of Indian fishing capability, the
size of the run, the degree of Indian and non-
Indian interest in the run, and the give and
take of cooperative operations.
Page 20, United States’ brief in opposition to
certiorari, Nos. 75-588, 592, 705 supra, emphasis
in original.
18
The District Court’s present implementation of
its decision (at the request of the United States
Government) does not comply with these assur
ances. The district court’s implementation in the
Washington Fishery case is a guarantee to the
Indians of a specific number of fish from each
run. See App. 43 to 53 and pp. 10 of this peti
tion. Furthermore, despite the fact that many
treaty Indians may choose not to fish a particu
lar run (particularly true of the International
fishery), the court has not made any meaning
ful changes in its 50% formula.
Among the decisions included in this peti
tion is the International Fisheries case, supra.
That decision has extended the District Court’s
50% formula to fisheries which are subject to the
jurisdiction of the International Pacific Salmon
Fisheries Commission. These actions by the
court have provoked an objection from the Ca
nadian government and the Commission.
The dollar amount of the fishery impacted
by these orders is in the 10’s of millions of dol
lars. Substantial numbers of non-Indian citizens
are being restricted in their fishing activities
while neighbors who are descendants from mem
bers of bands, tribes9 or groups party to the
treaties are granted special additional fishing
times in addition to those they share with their
non-Indian neighbors.
9The federal district court has extended these special treaty rights
to members of groups which are not recognized as tribes by the United
States Government and thus have no approved role. It requires a show
ing of blood quanta for such rights.
19
It is thus ironic that the Court of Appeals,
in dismissing the appeals in the International
Fisheries case, supra, admitted:
It must be quite apparent that the case ten
dered for our decision here would require us to
address procedural questions that touch
upon fundamental principles controlling the
delicate balance of state and federal power.
Beyond those questions we would further be
required to interpret substantive rights of
the parties under United States v. Washing
ton that are of great significance to the fish
ing industry in the Northwest.
This extension of the 50% formula to the
commission waters is in clear contrast to the
position asserted to this Court by the United
States in their reply to the state’s petition for
certiorari in 75-588, where, at page 33, it was
stated:
Both courts below specifically recognized the
supremacy of IPSFC regulations. If any
subsequent actions interfere with the regu
lations of the Commission, they are not
sanctioned by the decision.
The treaty with Canada requires both coun
tries to enforce the com m ission regulations
against “ every national and inhabitant.” (Art.
IX of the Convention, App. 135-58) The implement
ing federal enactment (16 U.S.C. § 776, Appendix
160) makes it unlawful for any person to
violate any regulation of the commission. There
is no exemption for Indians in either the con
vention or in the federal implementing act. There
20
is no legislation which can be read in pari
materia to create an exemption as was present
in Menominee Tribe v. United States, 391 U.S.
404 (1965). Thus, there is no legal justification
for special Indian entitlement to fish under the
jurisdiction of the IPFSC. The fishery in the
commission marine waters is available on an
open, nondiscriminatory basis to both Indians
and non-Indians. It is a violation of the treaty
with Canada for the District Court to have inter-
ferred in the operations of that fishery. Further,
a district court does not have jurisdiction to inter
fere with the conduct of international relations.
B. Conflict in treaty interpretation be
tween the state court and lower fed
eral courts.
There is a conflict between the District Court,
the Ninth Circuit Court of Appeals and the Wash
ington State Supreme court (the state’s highest
court) justifying the issuance of a Writ of Certio
rari.
The Washington Supreme Court has inter
preted the treaty language in three decisions
which have been reviewed by this Court (Puyal
lup I, II, and III, supra.) The petitioners have
sought review of two more recent decisions now
pending in No. 77-983.
These recent two state court decisions are in
direct conflict with the decisions of the circuit
and district courts. The conflict was clearly rec
21
ognized by the federal district court:
In Puget Sound Gillnetters Association y.
Moos, the Washington Supreme Court said
that the Director of Fisheries may not “allo
cate fish among competing claimants for
gurposes other than conservation,” and that
e may not “ allocate fish to treaty Indians
or to non-Indians.” Those rulings prevent
defendants from complying with earlier de
crees of this Court * * *
Findings of Fact and Conclusions of Law Re:
Enforcement of 1977 Fisheries Orders dated Sep
tember 27, 1977, App. 81.
The holdings of the Washington Supreme
Court are contrary to the affirmed decision
and decree of this court on the federal ques
tions of the nature and scope of the treaty
fishing rights of Indian tribes and the obli
gations of the State toward those rights,
which decision and decree are binding upon
the defendants in this case, * * *
Memorandum Order and Preliminary Injunc
tion dated August 31, 1977, App. 38.
Similarly the circuit court stated:
The state and the non-Indian fish catchers
argue that to treat Indian fish catchers dif
ferently from non-Indians in allocating fish
ing opportunities and determining fishing
regulations is a patent violation of basic
equal protection principles. The Washington
state courts have accepted this argument.
See Washington State Commercial Passen
ger Fishing Vessel Association v. Tollefson,
89 Wash.2d 276, 571 P.2d 1373 (1977).
and then proceeded to reject that construction of
the treaties. Washington Fisheries case, supra at
1127 and 1128 (App. 6).
22
The conflict has also been recognized by the
Washington Supreme Court which also refused
to accede to the view of the lower federal courts:
We are asked to accede to the federal dis
trict court’s interpretation of the Medicine
Creek and other Indian treaties, whereby it
found that treaty Indians have the right to
50 percent of the salmon runs, plus fish for
ceremonial and subsistence purposes. It ap
pears that, if this ruling is given effect, non-
Indian fishermen will he required to refrain
from fishing until the Indians have har
vested 50 percent of the fish runs, plus an
undetermined additional number of fish.
Being cited no authority for the proposi
tion that federal district courts have exclu
sive jurisdiction to construe Indian treaties
—treaties which affect important interests
of the state—we adhere to our own interpre
tation of the treaty. (Puget Sound Gillnetters
Assn. u. Moos, 88 Wn.2d 677, 691, 565 P.2d
1151 (1977)).
While refusing to concur with the lower fed
eral courts, the Washington Supreme Court rec
ognized that:
The resolution of this question cannot come
from this court or from the federal district
court, if no definitive authority upon the
subject exists. It must come from a higher
court whose decisions are binding upon both
of us. In short, this dilemma can be resolved
only by the Supreme Court of the United
States, * * *
Washington State Commercial Passenger Fish
ing Vessel Assn. v. Tollefson, 87 Wn.2d 417, 421,
553 P.2d 113 (1977).
23
In an opinion, two state supreme court jus
tices, in referring to a hope that this issue will
be resolved by this Court, stated:
Such an interpretation by the ultimate legal
authority is the only way the current legal,
economic and social conflict can be resolved.
Most assuredly, this unresolved clash be
tween federal and state judicial systems and
between economic and social interests can
not be permitted to continue. Too much is at
stake in all areas.
Puget Sound Gillnetters Assn. v. Moos, supra,
at 698.
C. The decisions of the United States
District Court and the United States
Court of Appeals for the Ninth Cir
cuit conflict with prior decisions of
this Court interpreting the treaties
in question.
This Court has considered the same treaty
language on several occasions. In United States
u. Winans, 198 U.S. 371, a private landowner
could not prohibit access by a treaty Indian to
his usual and accustomed grounds and stations.
The treaty lanuage, while guaranteeing access
to the usual and accustomed fishing places, did
not prohibit the state from nondiscriminatory
regulation:
“Nor does it (the treaty) restrain the state
unreasonably, if at all, in the regulation of
the right. It only fixes in the land such ease
ments as enables the right to be exercised.”
24
Winans, supra, at 384.
Subsequently in Tulee v. Washington, 315
U.S. 681 (1942), while holding that a treaty In
dian could not be compelled to pay a general rev
enue license fee in order to exercise his treaty-
protected right to fish, this court reasserted:
* * * the treaty leaves the state with
power to impose on Indians equally with
others such restrictions of a purely regula
tory nature concerning the time and manner
of fishing outside the reservation as are nec
essary for the conservation of fish.
Tulee, supra, at 684.
Nondiscriminatory state regulation of fish
ing activities, including those by treaty Indians,
was again approved in Puyallup Tribe v. Depart
ment of Game, 391 U.S. 392 (1968) (.Puyallup I):
“ The manner of fishing, the size of the take,
the restriction of commercial fishing, and
the like may be regulated by the State in the
interest of conservation, provided the regu
lation meets appropriate standards and does
not discriminate against the Indians.”
Supra, at 398, and
* * * any ultimate findings on the conser
vation issue must also cover the issue^of
equal protection implicit in the phrase “ in
common with” * * *
Supra, at 403.
In Puyallup III, supra (footnote 16), this
Court recognized that all citizens of Washington,
both Indian and non-Indian, have fishing rights.
Since Indians and non-Indians have common
25
rights, it should follow that neither group may
be discriminated against in regulating fishing.
The federal Court’s orders are inconsistent
with the above decisions.10 The district court has
mandated a pattern of regulation which dis
criminates between Indian and non-Indian net
fishermen, limiting or prohibiting fishing by the
non-Indians while expressly permitting fishing
by Indian fishermen.
As we have shown, this Court has consist
ently upheld the applicability of the state’s non-
discriminatory regulation to treaty Indian fish
ing. Yet the “ Washington fishery case” orders
remove the Indian fishery harvest from the
state’s jurisdiction. (See Memorandum Order
and Preliminary Injunction, pp. 17-18, entitled
“ Removal of Treaty Allocation from State Exer
cise of Jurisdiction,” (App. 54-57) and paragraph
K prohibiting the application of conservation
measures to Indians where the nontreaty share
decreed by the District Court has been exceeded.
(App. 59).
The United States District Court has also
continued to include within the fish allocation
those fish propagated by the hatchery systems
of the State of Washington. Such inclusion is in
conflict with the concurring opinion in Puyallup
10The district court made the following reference to the court’s de
cision in Puyallup I, supra: “ If the seeming nonsequitur be the law, it
certainly is deserving of more specific legal analysis and justifications
than it has ever had in any United States Supreme Court decision.”
United States v. Washington, 384 F.Supp. 312 at 337 (1974).
26
II, supra, wherein three justices of this Court
clearly indicated that the treaty right does not
extend to hatchery fish. 414 U.S. at 49. It is also
in conflict with the implementation of Puyallup
II in Puyallup III in which the allocation ex
cluded hatchery fish.
D. The Court of Appeals has sanctioned
a departure from the accepted and
usual course of judicial proceedings.
Based upon the 50% ruling,11 the federal dis
trict court has adopted extraordinary measures
including:
1. Removing the state from its traditional
role as manager and regulator of its fisheries.
2. Enjoining state courts from proceeding
with any actions filed with them which might af
fect the federal district court’s implementation of
its treaty interpretation.
3. Enjoining all (nonparty) citizens of the
state from commercial net fishing unless author
ized by orders of the federal district court. This
approval is granted only through a recorded tele
phone message. Only treaty Indians are exempt.
4. Interferring in the regulatory system of
an international Commission established by a
treaty between this Nation and Canada (which
treaty also gave the word of this nation to en
force compliance with IPSFC regulations.)
11 Characterized by the circuit court as a discretionary determination.
27
5. Three years after the judgment in the orig
inal action, the court amended its decree to ex
pand the case area to apply the same special
Indian allocations to areas which were neither
within the pretrial pleadings nor the post-trial,
but pre-judgment, relief requested.
The number of extraordinary rulings, modi
fications, and even orders granted without hear
ing, are too numerous to list. We will, in the in
terest of brevity, only discuss one of the foregoing
list: removal of the state as the traditional man
ager of the fishery resource.
The district court adopted a Salmon Man
agement Plan (App. 61-77) which was appealed
to, but not discussed by, the circuit court of ap
peals in the Washington fishery case, supra. That
Plan included, but was not limited to (1) requir
ing state agencies to obtain agreement from the
tribes for fishery enhancement planning includ
ing where facilities will be constructed and where
fish would be planted from the hatchery pro
ram. (App. 68); (2) requiring agreements with
tribes as to escapement goals. This is, fish avail
able for spawning; (3) providing that where the
court’s allocation is not achieved it is to be made
up in following years; and (4) a previously estab
lished Fisheries Advisory Board composed of
one representative of the state, one from the
tribes, and the court’s “ fishery expert” shall re
solve disputes on subjects addressed by the plan
(which encompasses nearly all elements of sal
28
mon management). The order provides “ No
party may object to the jurisdiction of the board
as to matters addressed by this plan.” (App.
76).
Thus, the court has not only taken control
and management of the salmon resources from
the agency lawfully charged with that function
but has established a nonjudicial body to which
much of that authority has been delegated.
E. International Fisheries Case
The IPSFC (International Fishery) case is
so extraordinary, it deserves separate discus
sion. The original decision of the district court
and circuit court appeared to recognize that the
IPSFC Convention (50 Stat. 1355), implement
ing federal statutes (16 USC 776) and IPSFC-
regulations all took precedence over any special
rights the Indians might enjoy under the treaties
in question. The district court observed:
* * * this court believes that treaty right
tribes fishing in waters under the jurisdic
tion of the International Pacific Salmon
Fisheries Commission must comply with
regulations of the Commission.
United States u. Washington, supra, 384 F.Supp.
at 411.
and the circuit court declared:
Congress sufficiently indicated its intent that
all persons, including Indians, be subject to
Commission regulation.
United States u. Washington, supra, 520 F.2d at
690.
29
The state petitioners in United States u.
Washington, supra, (#75-588) indicated to this
Court concern that the federal court actions
would interfere with IPSFC regulation.
In response, the United States assured this
Court that there was no problem with the IPSFC
fishery:
The decision below presents no issue re
garding that Convention requiring further
review. Both the district court (384 F.Supp.
at 411) and the court of appeals (Pet. App.
49-50) specifically held that all persons, in
cluding treaty protected Indians, are subject.
to the regulations of the IPSFC. Thus there
is no question of the decree impinging upon
the authority of the IPSFC.
* * * As we have demonstrated, both
courts below specifically recognized the
supremacy of IPSFC regulations. If any
subsequent actions interfere with the regu
lations of the commission they are not sanc
tioned by the decision under review.
Brief of the United States in Opposition (to peti
tion for writ of certiorari) in United States v.
Washington, Nos. 75-588, pp. 21-22.
Notwithstanding those assurances, the
United States and some of the tribes moved the
district court for orders establishing special In
dian fisheries in violation of the then existing
IPSFC regulations and for orders specifically
applying the 50% allocation to the United States’
share of the IPSFC harvest. The relief was
granted, permitting fisheries by Indians on
IPSFC stocks at times and in manners prohib
30
ited by IPSFC regulations and Indian fisheries
during periods closed by IPSFC regulations.12
Specific findings and conclusions were entered
that Indians are entitled to 50% of the United
States’ share.13
The Stevens treaties between the United
States and the various Indian tribes, as in
terpreted by this Court and the Ninth Circuit
Court of Appeals, preempted State control of
fishing within Washington territorial waters
in Puget Sound, including Fraser River sock-
eye and pink salmon, and made it the su-
Ereme law of the land that the Indians must
e allowed the opportunity to take up to fifty
per cent of the fish that may be legally har
vested in Washington territorial waters.
Conclusion of Law 63 from the Order proposed
by the United States and signed by the district
court.
This constitutes a reversal of position by the
United States and the district court. It conflicts
with the prior assurances made by the United
States to this Court.
Not only has the district court changed its
decision but in doing so has acted in excess of
12The Indians allowed to fish included those from at least one tribe
without established usual and accustomed fishing areas in IPSFC waters.
13This allocation did not take into account the factors this court indi
cated were relevant in Puyallup II, supra. The district court made a find
ing that Indians would fish 108 vessels and non-Indians had fished 1,466
vessels in IPSFC waters. If the Indians had taken 50% and the run had
been as predicted, the average Indian boat catch would have been nearly
18,000 salmon which would have a value of nearly $100,000. The runs,
however, were smaller than predicted. The Indians did not catch the
share alloted.
31
its jurisdiction in interferring with the affairs
of the International Commission.14
The district court here was consciously inter
fering in the decision-making process of the Com
mission. The court included several stays in a
series of orders to give time to persuade the
IPSFC to change its regulations. The court di
rected the petitioner, Director of Fisheries, in his
capacity as an International Commissioner, to
“promptly take action, whatever seems appro
priate in the occasion, to press the matter before
the Commission.” (Transcript of 11 July, quoting
the judge.)
Similarly, the court, when ordering that one
tribe be allowed to disregard Commission clos
ures as implemented by state regulations, de
layed the entry of the order so the state could ask
the IPSFC to permit such a fishery (TR 6 August,
pp. 130, 133-34). After the IPSFC refused, the
court entered the order (App. 125-27).
The district court’s interference with the
regulations of the IPSFC did have international
14See: Z & F Assets Realization Corp. v. Hull, 311 U.S. 470 (1941) wherein
this Court rejected an indirect attempt to interfere with an international
commission created by treaty between the United States and Germany
to rule upon war claims by United States citizens. Justice Black stated:
And the fact that petitions sought to challenge the Commission’s
power by proceedings against the Secretaries of State and the Treas
ury, and not by direct suit against the Commission, is immaterial. If
petitioners cannot directly attack the Commission in the courts,
neither can they, in the absence of congressional consent, assail
the propriety of its awards through the expedient of suits against
others charged with responsibility for executing the final determi
nation of the Commission.
Supra, at 491.
32
ramifications.
Two protests to the Secretary of State were
filed by the International Commission (Joint
Exhibit 10, Joint Exhibit 11). An objecting letter
from the government of Canada to the govern
ment of the United States was also sent. (It was
agreed by the United States that this letter would
be provided as an exhibit. Transcript of 6 August
1975, p. 10-11. It was never provided.)
One state department official advised the
court by affidavit that the State Department had
declined to implement one portion of the court’s
order:
No action was taken * * * with regard
to the further provision pertaining to a five
day fishery, since the Department of State
concluded that provision was contrary to the
United States obligation and policies under
the Salmon Convention in that it was incon
sistent with the basic regulatory scheme
elaborated by the Commission.
The injunction was then amended to delete
this five-day fishery. However, the conclusion is
inescapable that the order of the district court
was involving that court impermissibly in inter
national relations and violating United States
obligations.
Additionally Donald L. McKernan, who
headed the United States’ delegation in bilateral
negotiations with Canada as Chief Negotiator,
testified as to possible disruption of the regula
tory system of the IPSFC (Transcript of 11 July,
1975, p. 136).
33
When asked whether such disruption of the
IPSFC could cause problems in the international
negotiations with Canada (which extended to
all shared fisheries, not just those under the
IPSFC), his answer was “yes.” (Transcript of 11
July 1975, p. 137).
Even if the Indian treaties mandate a special
allocation of fish, the IPSFC treaty and imple
menting statutes have superseded the require
ment of such an allocation on fisheries which
are subject to the jurisdiction of the IPSFC.
There is no doubt Congress has that author
ity. Menominee Tribe u. United States, 391 U.S.
404, 412 (1965); Lone Wolf u. Hitchcock, 187 U.S.
553, 565-67 (1903). The existence of the Indian
treaties were known to Congress when the IPSFC
treaties were approved and the implementing
statutes passed.
The treaty with Canada obligates the United
States to enforce “ Commission” regulations
against “every national or inhabitant, vessel or
boat * * * that engages in fishing.” (Con
vention, Article IX, App. 145). No exception is
provided for Indians. The implementing federal
legislation makes it unlawful for “ any person to
engage in fishing for sockeye salmon or pink
salmon in convention waters in violation * * *
of any regulation of the Commission.” (16 USC #
776, App. 160). Again, there is no exemption for
Indians.
34
The IPSFC treaty and implementing stat
utes were passed nearly forty years before the
federal district court’s determination that the
Indian trety language mandated 50% of the
fish runs.
The interpretation urged here, that treaty
Indians are fully subject to IPSFC regulation
and are not entitled to a special fishery but may
participate pursuant to those nondiscrimina-
tory IPSFC regulations, was the interpretation
of all parties until the actions of the federal dis
trict court in 1975.
It is necessary to answer the Court of Ap
peals conclusion that the matters relating to the
IPSFC concern only the 1975 season and there
fore the appeals are moot:
The 1975 season has now passed and neither
the order of the United States District Court
nor that of the state court has current force.
(International Fisheries case, supra, at 1121.)
(App. 29-33).
These questions are not moot. The important
aspects of the district court’s orders as they re
late to the IPSFC are still in effect. The decision
that Indians are entitled to 50% of the United
States’ share and the requirement petitioner
Fisheries Director work toward implementation
in his capacity as a United States IPSFC Com
missioner continues effective. A letter of instruc
tion was sent from United States State Depart
ment to the United States Commissioners. That
35
letter of instructions is reprinted in the Appen
dix 168-69. It notes United States regulatory rec
ommendations:
* * * with the aim of accommodating the
United States u. Washington decision re
garding Indian treaty rights * * * You
are instructed to support it at the next Com
mission meeting and vote for its adoption
into final regulations for 1977.
Further, the tribe allowed a special exemp
tion from state regulations implementing IPSFC
regulations still claims that exemption. (Other
tribes have now asserted they enjoy the same
exemption.)
The United States Department of Interior
has adopted regulations providing for special
treaty Indian fisheries in IPSFC waters. 25 CFR
256 (B) found in Federal Register, Vol. 43, # 122,
Friday, June 23, 1978.
The express purpose recited therein is to imple
ment treaty fishing rights “affirmed in United
States v. Washington ”
Clearly the International Fishery decision
continues to be effective, though implementa
tion has taken different forms from year to year.
36
CONCLUSION
The Petitioner State of Washington finds
itself in the extraordinary position of being con
fronted with conflicting decrees by the highest
state appellate court and the lower federal courts
with reference to fishing by treaty Indians. This
conflict can only be resolved by this Court.
The lower federal court decisions have, some
120 years after the execution of the treaties, con
cluded for the first time that the fishery resource
in the State of Washington is to be divided
“equally” between treaty fishermen and non
treaty fishermen. The implementation of this
extraordinary ruling has been transformed by
the district court to a guarantee of specific
numbers of fish by species and areas for Indian
fishermen.
The implementation of this decision has
had an adverse impact upon the citizens of the
state and the basic authority of the state to
manage and conserve its fishery resources.
The court’s unprecedented expansion of Indian
jurisdiction involving such concepts as self
regulating tribes beyond the boundaries of the
reservations and the interference with the In
ternational Fisheries Commission, even indi
vidually, would justify the exercise of jurisdic
tion by this Court. The collective impact of these
decisions literally demands review by this Court.
37
We, therefore, respectfully submit that the
application for Writ of Certiorari be granted.
D a t e d this 20th day of July, 1978.
Respectfully submitted,
S l a d e G o r t o n ,
Attorney General
E d w a r d B. M a c k i e ,
Deputy Attorney General
J a m e s J o h n s o n ,
Senior Assistant Attorney General
Attorneys for Petitioner
40
Constitutional Provisions
Page
United States
Article I I ...................................................................... 128
Article V I ...............................................................................129
Amendment V .......................................................................129
Amendment X .......................................................................130
Amendment X I V ...................................................................131
Treaties
United States
10 Stat. 1132 (Treaty of Medicine Creek) ........................ 131
12 Stat. 927 (Treaty of Point E lliott)..............................132
12 Stat. 933 (Treaty of Point No P o in t)........................132
12 Stat. 939 (Treaty with the Makahs (Treaty of Neah
B ay)).................................................................................. 132
12 Stat. 951 (Treaty with the Yakimas) ........................ 133
12 Stat. 971 (Treaty with the Quinaielts (Treaty of
Olympia))...........................................................................133
Convention with Canada 1930 and 1956 Protocol
Amending
50 Stat. 1355, 8 T.I.A.S. 3687, 8 U.S.T. 1057.. 135
Statutes
16 USC 776 —
(Sockeye Salmon or Pink Salmon Fish Act of 1947) 159
16 USC 1801, 1811, 1812 —
(Fishery Conservation and Management Act of
1976)................................................................................. 162
Washington State
RCW 75.40.060..................................................................... 167
Miscellaneous
Letter dated March 16, 1977, from Rozanne L. Ridgway
(Department of State) to Donald Moos (Director of
Washington Department of Fisheries)............................168
A — 1
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
Puget Sound Gillnetters Association et al.,
Petitioners,
v.
United States District Court for the W estern
District of W ashington,
Respondent,
United States of America et al., Real Parties in
Interest,
Columbia River Fishermen’s Protective Union,
Inc., et al.,
Petitioners-Appellants,
v.
United States District Court for the District of
Oregon,
Respondent,
and
United States of America et al., Real Parties in
Interest,
Appellees.
United States of America et al.,
Plaintiffs-Appellees,
v.
State of W ashington et al.,
Defendants-Appellants.
Nos. 77-3129, 77-3208, 77-3209, 77-3654 and
77-3655.
United States Court of Appeals
Ninth Circuit.
April 24, 1978.
Before Goodwin, W allace, and K ennedy,
Circuit Judges.
Goodwin, Circuit Judge:
These consolidated appeals are the latest in a
series of efforts by agencies of the State of
Washington and various associations of non-Indian
fish catchers to overturn decisions of the District
Courts of Oregon and of the Western District of
Washington apportioning between treaty Indians
and others the right to take fish. See United States
u. Washington, 384 F.Supp. 312 (W.D. Wash. 1974),
aff’d, 520 F.2d 676 (9th Cir. 1975), cert, denied, 423
U.S. 1086, 96 S.Ct. 877, 47 L.Ed.2d 97 (1976);
Sohappy u. Smith, 302 F.Supp. 899 (D.Or.1969);
United States v. Oregon, 529 F.2d 570 (9th Cir.
1976). The geographic areas coverd by these appeals
are Puget Sound, the Washington coast south to and
including Gray’s Harbor, and the Columbia River.
I BACKGROUND
Litigants reached an agreement concerning the
Columbia River, and that agreement was incorporat
ed in a final decree of the District Court, Order of
February 28, 1977, United States v. Oregon. That
case retains minor problems of enforcement.
A—3
Agencies of the State of Washington and various
of its constituencies continue to attack the judgment
in United States v. Washington. Accordingly, we will
again set forth the treaty basis of that decision and
reaffirm its validity. The state’s extraordinary
machinations in resisting the decree have forced the
district court to take over a large share of the
management of the state’s fishery in order to enforce
its decrees. Except for some desegregation cases (see
Morgan v. Kerrigan, 530 F.2d 401 (1st Cir.), cert,
denied sub nom. McDonough u. Morgan, 426 U.S.
935, 96 S.Ct. 2649, 49 L.Ed.2d 386 (1976); Morgan
v. McDonough, 540 F.2d 527 (1st Cir. 1976), cert,
denied, 429 U.S. 1042, 97 S.Ct. 743, 50 L.Ed.2d 755
(1977)), the district court has faced the most
concerted official and private efforts to frustrate a
decree of a federal court witnessed in this century.
The challenged orders in this appeal must be
reviewed by this court in the context of events forced
by litigants who offered the court no reasonable
choice.
When Europeans first came to the Northwest,
they found it occupied by many bands of Indians,
who together exercised superficial control over the
entire territory. The Indians knew nothing of English
land tenure, by they were destined to learn.
For most tribes living along Puget Sound, the
Pacific Coast, or a major stream, the yearly runs of
anadromous fish were central to their economies and
their cultures. As settlement from the East increased
A—4
during the 1840’s and 1850’s, the white settlers
created political pressure to limit Indian occupation
to designated lands so that more land would be
available to the settlers for enclosure and exclusive
possession. Under instructions from the federal
government, Governor Isaac Stevens of Washington
Territory negotiated a series of treaties in 1854-55
to achieve settlement goals.
The treaties followed a pattern, the Treaty of
Medicine Creek, 10 Stat. 1132 (1854) being typical.
In article II the Indians reserved to themselves
certain lands for reservations, and in article III the
government further guaranteed them the right to
continue taking fish at their usual and accustomed
sites off the reservation, in common with all citizens
of the Territory. This court has previously construed
these clauses in earlier chapters of this litigation. We
held that article II reserved an exclusive right to fish
on the reservation and that article III established
something analogous to a cotenancy, with the tribes
as one cotenant and all citizens of the Territory (and
later of the state) as the other. United States v.
Washington, 520 F.2d at 685, 690. It is crucial to
remember that these treaties did not grant the tribes
anything; rather, the tribes granted the United States
a vast expanse of land, reserving to themselves
certain interests in it and in its profits a prendre.1
'This reservation included customary uses outside the area ceded. See
Seufert Brothers Co. v. United States, 249 U.S. 194, 39 S.Ct. 203, 63 L.Ed.
555 (1919).
A—5
The negotiations and treaties show that the right to
take fish was to the Indians one of the most
important rights reserved.
The Supreme Court has recently indicated that
tribal sovereignty continues as a necessary part of
Indian law. In McClanahan v. Arizona State Tax
Commission, 411 U.S. 164, 93 S.Ct. 1257, 36 L.Ed.2d
129 (1973), it overturned a state tax on income
earned by a reservation Indian from reservation
-sources. In doing so it noted that tribal sovereignty
provides a backdrop against which treaties and
statutes must be read. The Indian claim to
sovereignty long predates that of the United States
or of any state. Indians on reservations remain a
separate people, exempted from many laws of the
state within whose borders they live. 411 U.S. at
172-73, 93 S.Ct. 1257. In Morton v. Mancari, 417 U.S.
535, 94 S.Ct. 2474, 41 L.Ed.2d 290 (1974), the Court
upheld a hiring preference for Indians in Bureau of
Indian Affairs positions. It noted that the preference
was political, not racial, 417 U.S. at 553 n.24, 94 S.Ct.
2474 given to “members of quasi-sovereign tribal
entities,” 417 U.S. at 554, 94 S.Ct. at 2484. In United 2
2It is questionable whether Anglo-American concepts of sovereignty existed
in these Indian cultures, or whether the collections of villages Governor Stevens
made for purposes of his negotiations were in fact tribes. The United States
treated them as tribes, however. The villages were then exercising and the tribes
have since exercised what we would consider sovereign powers over their
members and territories. These concepts have become basic to the legal
justification for preserving the tribes as legal and cultural entities, a goal which
the treaties were intended to serve and which Congress has recently reaffirmed.
Indian Self-Determination Act of 1975, Pub.L. 93-638, Title I, 88 Stat. 2203,
2206. We will therefore use these concepts, recognizing that in doing so we
may not be perfectly adapting Western legal concepts to Indian culture.
A—6
States v. Mazurie, 419 U.S. 544, 95 S.Ct. 710, 42
L.Ed.2d 706 (1975), the Court upheld the power of
Congress to delegate to an Indian tribe the right to
regulate the sale of liquor on non-Indian land within
an Indian reservation. The Court specifically rejected
the Tenth Circuit’s holding that Indian tribes are
simply voluntary associations of private citizens,
citing Worcester and McClanahan among other
cases. 419 U.S. at 557, 95 S.Ct. 710.
Most recently, the Court held unanimously that
a conviction by a tribal court does not bar federal
prosecution for the same offense, because the tribal
and federal courts are arms of different sovereigns.
“ Indian tribes still possess those aspects of
sovereignty not withdrawn by treaty or statute, or
by implication as a necessary result of their
dependent status.” United States u. Wheeler, —
U.S. __ , __ , 98 S.Ct. 1079, 1086, 54 L.Ed. __
(1978).
II EQUAL PROTECTION
The state and the non-Indian fish catchers argue
that to treat Indian fish catchers differently from
non-Indians in allocating fishing opportunities and
determining fishing regulations is a patent violation
of basic equal protection principles. The Washington
state courts have accepted this argument. See
Washington State Commercial Passenger Fishing
Vessel Association v. Tollefson, 89 Wash.2d 276, 571
P.2d 1373 (1977). Yet the most obvious conclusion
A — 7
from this background is that “ equal protection” is
an issue in this case only as it limits the state’s
regulation of Indian fishing in those areas where the
state has a right to regulate. Comparisons between
the numbers of treaty and nontreaty fishers, or the
quantity of fish each category has an opportunity to
take, are simply irrelevant under the law. The treaty
tribes reserved their preexisting rights to fish, and
they continue, as quasi-sovereign entities, to hold
those reserved rights.
As we pointed out in United States v.
Washington, 520 F.2d at 685, the treaties established
something analogous to a cotenancy in the
off-reservation fishery.3 The treaty fishers derive
their rights from one of the cotenants, the tribes. The
nontreaty fishers derive their rights from the other,
the state as the successor to the United States. The
population-head-count disparity is the unremarkable
result of normal principles of property law applied
to changing numbers within cotenant classes.
3We refer to the cotenancy analogy only because it is helpful in explaining
the rights of the parties, not because all the rights and incidents of a common
law cotenancy necessarily follow. The shared interest is in a yearly run which
is apportioned on a yearly basis between two parties, each having equal rights
in it. It is this equality of right between two quasi-sovereigns which we
expressed by analogy in the earlier case. Obviously, not all the rules of
cotenancy in land can apply to an interest of the nature of a profit. Another
analogy might have been drawn to the doctrine of equitable apportionment
between states claiming the yearly flow of a common stream. The Supreme
Court has often resolved the conflicting claims of quasi-sovereign states in this
context. Nebraska u. Wyoming, 325 U.S. 589, 65 S.Ct. 1332, 89 L.Ed. 1815
(1945); Wyoming v. Colorado, 259 U.S. 419, 42 S.Ct. 552, 66 L.Ed. 999 (1922).
Similar principles might apply here with the addition, of course, of the equality
of rights which the treaties guarantee. The primary point is that the state and
the tribes stand in similar positions as holders of quasi-sovereign rights in the
fishery, and that the federal courts are, when necessary, the arbiters of those
rights.
A — 10
Fisheries issued to comply with the district court’s
orders to be beyond the Department’s authority
under state law.* 5 The Department thereupon
withdrew its regulations and issued new ones which
made no attempt to protect tribal rights in the
fishery. This situation led the district court to cease
its attempts to work through the state government
and, instead, to undertake fishery management
directly. The Court’s enforcement actions are the
special focus of the present appeal.
The tribes have a right to the enforcement of
the treaties. This court has previously upheld the
district court’s construction of those treaties. The
state was a party to that construction and remains
a party now. The state is bound by the previous
decisions.
The district court might have required the state
to comply with its orders despite the conflicting state
court rulings, but a direct confrontation would have
raised serious questions of federalism. In an effort
sIn those cases, and in Washington State Commercial Passenger Fishing
Vessel Association v. Tollefson, 89 Wash.2d 276, 571 P.2d 1373 (1977), the
court construed the treaties as simply guaranteeing tribal Indians equal
treatment with other citizens and stated that the district court’s actions had
created a class based on an impermissible racial classification. We reject these
positions for the reasons given above and in Justices Horowitz’ and Utter’s
dissents. We assume that the Washington court has unwittingly misconstrued
the basic concepts of Indian law and failed to understand a long line of Supreme
Court decisions beginning with United States v. Winans, 198 U.S. 371, 25 S.Ct.
662, 49 L.Ed. 1089 (1905).
This misconstruction of Indian law was one basis for the Washington
court’s denial of state authority to allocate fish between treaty and nontreaty
fishers. The state court thought that such an allocation would violate equal
protection, something the state could not be required to do. We question
whether the court would continue to deny state agencies the authority to
allocate under a correct view of tribal status and rights.
A — 11
to minimize friction in a delicate state-federal
situation without denying the tribes the rights they
had reserved in the treaties and vindicated in court,
the district court entered into the direct management
of the fishery. Unless or until Congress acts to
harmonize state and treaty interests in the fishery,
the default of state government leaves the district
court as the only instrument available to vindicate
the treaty rights.
The pertinent questions, therefore, are not
whether the court was right or wrong in 1974, but
whether the court’s actions are reasonable now. A
subsidiary question is whether the court may enforce
its orders against “nonparty” fishers directly.
B
We held in United States v. Washington, 520
F.2d at 687-90, that the district court had discretion
in its allocation of the fishery; we now extend that
holding to recognize its broad discretion in managing
the fishery. Further, none of the district court’s
actions now before us constitutes an abuse of that
discretion.
The district court’s orders set forth an allocation
of fishing opportunity6 between the treaty and
nontreaty fishers intended, for 1977 only, to provide
6The appellants argue that the district court attempted to transfer title
in the fish to the tribes although fish in their wild state are incapable of being
owned. This was not the district court’s order. Considered in light of the record
as a whole, the orders allocate only the opportunity to take fish. That allocation
can best be expressed and enforced, of course, by numbers of fish taken.
A — 12
nontreaty fishers with 55% of the total opportunity
and treaty fishers with 45%. Because the district
court included the amount taken in close-in ocean
waters in the estimate of the total opportunity
available to nontreaty fishers, the allocations
generally pushed upward the opportunity in Puget
Sound and the coastal streams for treaty fishers.7
The difference in technology between white and
Indian fishers is explained in United States v.
Washington, and in the voluminous record here. The
district court made its allocation orders upon the
best technical advice available. It made its orders
binding upon fishers’ associations and upon all
persons fishing under the authority of the State of
Washington.
We have noted that the appellants argue that
the district court’s actions violate equal protection.
The allocation is not an allocation among an
indistinguishable mass of citizens but between two
groups of persons each claiming undivided half
interests in a quasi-cotenancy. Each of the co-owners,
the state and the tribes, is a quasi-sovereign, and the
distinction between their members is thus political
rather than racial. Ethnic origin is relevant only to
the degree it happens to define tribal, and therefore
political, status. An ethnic Indian who is not a
member of a tribe with reserved fishing rights is in
the same position with respect to Washington fish
’There is a small tribal ocean fishery, and the parties do not agree whether
it is included in the tribal share. If it is not now included, we presume the
district court would include it on a proper showing.
A — 13
and game laws as any other citizen of the state.
We find no abuse of discretion in the district
court’s orders allocating the opportunity to take fish.
The circumstances compelled the court to intervene
in fisheries management, and the state does not
appear to quarrel seriously with the specific
allocations.8 Indeed, we do not see how, given the
state’s inability or unwillingness to act, the district
court could have protected tribal rights without
making orders allocating fish in some manner. The
numbers question is one of degree, not one of
principle. Fish reach the tribal fishery after passing
through the areas of heaviest nontribal fishing. The
technology of commercial salmon fishing favors the
nontribal fisher. If the nontribal fishery were not
limited, the tribal fishery would never have the
opportunity to take its full share, particularly in light
of the need to provide an escapement of fish
sufficient to preserve the run. Preserving the tribal
opportunity requires limiting the nontribal
opportunity.9 In restating this obvious truth, we are
8The appellants do question the district court’s limitation only of
commercial fishing. Such a limitation may be the most practical way to enforce
the district court’s orders. The state can always propose limitations effective
against both sport and commercial fishers if it can give reasonable assurances
that such limitations would be enforceable. If the state were able and willing
to regulate its fishery in a way consistent with the district court’s orders, of
course, the sport/commercial fishery issue would be entirely a state concern
so long as tribal fishers had an opportunity to take their treaty shares.
Appellants urge that the treaties are not self-executing but require
Congressional action to be effective. The treaties specifically reserved rights
to the tribes and gave federal guarantees of those rights; we do not know what
more would be necessary to make the treaties effective and enforceable in
federal court as the supreme law of the land. See United States v. Washington,
520 F.2d at 684.
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not unmindful of the equities that lie on the side of
the State of Washington. Its hatcheries help produce
fish that will be caught by Indians as well as by
non-Indians. But these equities call for state, federal,
and tribal cooperation. They do not justify an
attitude of total intransigence.
IV GRAY’S HARBOR
Because of uncertainty over whether the
Quinault tribe would continue as a plaintiff in the
earlier litigation, the original pretrial order defined
the case area to include only coastal streams north
of the Gray’s Harbor watershed. This area includes
the Quinault reservation and several off-reservation
streams which are usual and accustomed locations for
Quinault fishers. There was evidence at the trial
concerning Quinault fishing in Gray’s Harbor as well
as within the case area. The court found that
Quinault Indians had important fisheries, shared
with other tribes, in Gray’s Harbor and its
tributaries, although it did not specifically find them
to be usual and accustomed fishing places. 384
F.Supp. at 374-75. In 1974, in response to a motion
by the state, the court held that the Quinault tribe
had usual and accustomed fishing places in the
Gray’s Harbor area and that nothing in its previous
decisions prevented them from using those places.
The state filed a notice of appeal from this ruling,
but the appeal apparently lapsed for want of
prosecution.
A — 15
Since the district court’s original decision the
Quinault tribe has been actively developing its Gray’s
Harbor fishery, both by increasing its fishing
capacity and by managing the run to produce more
fish. The state’s actions in response to the state court
decisions threatened the continuance of this Indian
fishery, and the district court’s order and injunction
of August 10, 1977, as interpreted on August 12,
excluded Gray’s Harbor fishing from its protection.
In response to this situation, the Quinault tribe, with
the support of the United States, asked the district
court to extend the case area to cover Gray’s Harbor.
The court agreed to the request. After a series of
hearings the court allocated the opportunity to take
fish between the treaty and nontreaty fishers in a
fashion similar to its other allocations.
One question on appeal is whether the district
court had the authority to expand the case area
beyond that defined in the pretrial order and in its
original decree; Gray’s Harbor was included in the
original complaint. The United States argues that the
district court simply extended its decree, without
modification, to cover a new area. We cannot agree
with this statement. In its conclusion of law number
7, 384 F.Supp at 400, the court explicitly excluded
Gray’s Harbor from the case area. To change the case
area requires changing this conclusion of law. Since
the decree depends on the conclusions of law, such
a change would be a modification of the decree.
The state suggests that the tribe’s request may
A — 16
be a motion to modify the decree under Fed.R.Civ.P.
60(b). Rule 60(b), however, deals with relief from
judgments, not modification at the prevailing party’s
request to extend the judgment’s scope.
The best interpretation of the district court’s
order is that it is a supplemental decree based on
a modification of the pretrial order to conform to the
evidence presented at the trial. Under Fed.R.Civ.P.
15(b), the pleadings may be amended, even after
judgment, to conform to the evidence. The same
standard should be applied to the modification of a
pretrial order under Rule 16 in these circumstances.
3 Moore’s Federal Practice U15.13[l]. We have
previously upheld a district judge who applied Rule
15(b) standards to amend a pretrial order to conform
to the proof, Gsell v. Adams, 316 F.Supp. 394
(D.Or.1969), aff’d, 431 F.2d 1204 (9th Cir. 1970), and
one whose holding was based on a theory which had
evidentiary support and was argued but which was
not in the pleadings or the pretrial order, Dering u.
Williams, 378 F.2d 417 (9th Cir. 1967).10 Here the
parties tried the issue of Quinault off-reservation
fishing without objection. The trial court found that
Quinault Indians traditionally used Gray’s Harbor
and its watershed for their fishing; its failure to use
'“Other circuits have reached similar conclusions. In Monod v. Futura, Inc.,
415 F.2d 1170 (10th Cir. 1969), the court in dictum stated that Rule 15(b)
standards apply to a postjudgment amendment of a pretrial order if the issue
has been tried without objection. The Sixth Circuit agrees, if the parties
understood that the evidence was directed to the unpleaded issue. MBI Motor
Company, Inc. v. Lotus/East, Inc., 506 F.2d 709 (6th Cir. 1974). The Fifth
Circuit points out that in these circumstances allowing the amendment is
mandatory. Wallin v. Fuller, 476 F.2d 1204 (5th Cir. 1973).
A — 17
the treaty words “ usual and accustomed fishing
places” was the result of the exclusion of Gray’s
Harbor from the case area of the original decree.
When the state asked the court to limit Quinault
fishing in Gray’s Harbor, the court specifically found
that the Quinault tribe had usual and accustomed
locations there; the state failed to pursue its appeal
from this finding.11
In the light of these circumstances, we will treat
the court’s order expanding the case area as a
supplemental decree based on an implied modifica
tion of the pretrial order to conform it to the
evidence actually presented.12 (The court retained
continuing jurisdiction to enter further decrees.) As
a supplemental decree, the order is appropriate.
Some action was necessary to protect Quinault treaty
rights in Gray’s Harbor. The alternative to the
supplemental decree would have been to bring a
separate action, which the court would undoubtedly
have consolidated with this action. The evidence and
parties were such that the state would probably have
been collaterally estopped to deny most of the
necessary facts; the court could certainly have issued
a temporary restraining order or preliminary
"The fact that Gray’s Harbor is outside the area ceded is irrelevant if
Quinault Indians customarily fished there. Seufert Brothers Company v.
United States, 249 U.S. 194, 39 S.Ct. 203, 63 L.Ed. 555 (1919).
I2No one suggests a need for the trial court to go back and amend the
pretrial order if we can say on appeal that it would have been justified in doing
so. Dering v. Williams, 378 F.2d 417 (9th Cir. 1967). An appellate court may
uphold a judgment on any theory which finds support on the record even though
the lower court relied upon a wrong ground or gave a wrong reason. Jurinko
v. Edwin L. Wiegand Company, All F.2d 1038 (3d Cir.), vacated on other
grounds, 414 U.S. 970, 94 S.Ct. 293, 38 L.Ed.2d 214 (1973).
A — 18
injunction with little extra delay. The court did hold
factual hearings before making its allocations of
fishing opportunity. The only result of requiring a
separate action would have been to add further
complexity to an already complex case.13
V BINDING NONPARTIES
Several of the district court’s orders were
directed to individual fishers and to fishers’
associations, although these persons and associations
were not parties to the litigation. The fishers argue
that the court was therefore without jurisdiction over
them. The United States suggests several theories
which would support the district court’s actions.
Without ruling on the other theories, we agree that
the fishers are bound because they are in privity with
the state, which is a party. Wild animals and fish
belong to the people of a state as a whole in their
sovereign capacity, and the state may regulate the
manner of their taking or prohibit it entirely. Geer
u. Connecticut, 161 U.S. 519, 527-30, 16 S.Ct. 600,
40 L.Ed. 793 (1896).14
“The state’s only objection to the specific allocations seems to be based
on the equal protection argument which we rejected above. We thus have no
occasion to decide whether the allocations were within the district court’s
discretion.
14Douglas v. Seacoast Products, Inc. 431 U.S. 265, 284-85, 97 S.Ct. 1740,
52 L.Ed.2d 304 (1977), simply holds that a state does not have title to its fish
to the extent that it can give its citizens rights superior to those of citizens
of other states who hold a federal fishing license. This holding does not deny
the state’s substantial interest in fish or that its claim to them, as a sovereign,
represents the claim of all its citizens. See Justice Rehnquist’s opinion in
Douglas, 431 U.S. at 287-88, 97 S.Ct. 1740.
Both Oregon and Washington hold that fish
within their borders, so far as title can be asserted,
belong to the state in its sovereign capacity in trust
for its people. Anthony v. Veatch, 189 Or. 462,
474-75, 486-87, 220 P.2d 493, 498-99, 503-04,
rehearing denied, 189 Or. 504, 221 P.2d 575 (1950);
Columbia River Fishermen’s Protective Union v.
City of St. Helens, 160 Or. 654, 661, 87 P.2d 195,
198 (1939); Monroe v. Withycombe, 84 Or. 328,
334-35, 165 P. 227, 229 (1917); Washington Helpers
Association v. State, 81 Wash.2d 410, 414-415, 502
P.2d 1170, 1172-73 (1972), cert, denied, 411 U.S. 982,
93 S.Ct. 2274, 36 L.Ed.2d 959 (1973); State ex rel.
Bacich v. Huse, 187 Wash. 75, 79-80, 59 P.2d 1101,
1103-04 (1936). The Washington Supreme Court has
recently specifically held that fishers have no private
property rights in taking salmon. “ In regulating the
fisheries, the state is merely enacting legislation
concerning its own property and prescribing the
methods which may be used in acquiring it by private
persons.” Washington Helpers Association v. State,
81 Wash, at 415, 502 P.2d at 1173. While the quoted
statement of state ownership may be too strong, it
shows that under Washington law the citizen’s right
to take fish is purely derivative of the state’s power
to regulate rights in the fish. The fishers’ interest is
therefore derivative of the state’s interest; the fishers
are in privity with the state and are bound by actions
affecting its sovereign interests to which it is a party.
City of Tacoma v. Taxpayers of Tacoma, 357 U.S.
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320, 340-41, 78 S.Ct. 1209, 2 L.Ed.2d 1345 (1958);
Wyoming v. Colorado, 286 U.S. 494, 506-09, 52 S.Ct.
621, 76 L.Ed. 1245 (1932).15 This being the case, the
district court had authority to act against the fishers
directly when it appeared that the state was unable
to do so. Since the fishers are bound by the district
court’s actions, they may not collaterally attack them
now, and they are subject to penalties for contempt
if they have actual knowledge of the court’s orders
and violate them.16 Any complaints the fishers may
have concerning the state’s representation of their
interests are matters between them and the state.
Indeed, much of the difficulty in this case is the
direct result of the pressure these same fishers have
brought to bear upon the state government.
The district court’s injunction against state
court action was both necessary and proper. The
state trial court sought to require the Department
of Fisheries to authorize a harvest of fish without
15The United States and the tribes cite Wyoming v. Colorado and several
other water law cases in their brief. We agree with them that this is the most
nearly analogous area of the law. States litigate their quasi-sovereign rights
to water, and appropriators under the states’ laws are bound by those decisions
without being parties. Nebraska v. Wyoming, 295 U.S. 40, 43, 55 S.Ct. 568,
79 L.Ed. 1289 (1935). Washington’s fishers are its privies in litigation over the
state’s quasi-sovereign right to its fish in the same way that Wyoming’s
appropriators are its privies in litigation over the state’s quasi-sovereign right
to water.
“The appellants make a number of technical attacks on the injunctions.
We find them to be without merit. In the context of all the proceedings in
this case, the state and the fishers knew what was being enjoined. The use
of a telephone hot line for daily information on fisheries openings and closings
was appropriate and may have been the only practical way to get the
information to all the fishers affected by the court’s orders.
A — 21
regard to tribal rights or the district court’s orders.
This action went beyond the Washington Supreme
Court’s holding that the Department was without
authority to obey the district court’s orders; instead,
it required a direct violation of them. The normal
requirements for injunctive relief were clearly
present. Washington’s reliance on 28 U.S.C. § 2283,
which limits injunctions of state court proceedings,
is misplaced. Section 2283 does not apply when the
United States requests the injunction. Leiter
Minerals, Inc. v. United States, 352 U.S. 220, 224-26,
77 S.Ct. 287, 1 L.Ed.2d 267 (1957). Nor should the
district court have waited for the state system to
resolve questions of state law; none were relevant. As
a party to this action, the state was bound not to
interfere with the district court’s enforcement of its
decree, and any state law to the contrary would fall
under the Supremacy Clause. U.S.Const, art. VI, cl.
2.
VI COLUMBIA RIVER
A few issues concerning the Columbia River case
deserve comment. The agreement reached by all the
parties in early 1977 is a decree of the District Court
of Oregon. No party has raised any questions in the
district court concerning the State of Washington’s
authority to enter into the agreement and consent
to the decree; the state is therefore bound by it.
Under the principles discussed above, the fishers
A — 22
from both sides of the river, Oregon and Washington,
are bound by the decree binding the states, and the
district court had authority to hold violators with
actual knowledge in contempt.
The district court’s jurisdiction extends to the
entire Columbia River, not simply to the Oregon side.
Oregon Admission Act of February 14, 1859, § 1, 11
Stat. 383; The Annie M. Smull, 1 Fed.Cas. 983 (No.
423) (D.Or.1872). Nielsen v. Oregon, 212 U.S. 315,
29 S.Ct. 383, 53 L.Ed. 528 (1909), simply holds that
Oregon may not enforce its regulatory laws on the
Washington side. It does not question the power of
the district court to enforce federal law over the
entire river.
VII CONCLUSION
We do not entertain the illusion that this is the
last appeal we will see in this case. The issues
involved are too volatile and raise too many emotions
for a mere statement of the law to resolve them. On
the other hand, neither this court nor the district
court has any desire to be a permanent fish master
in Washington waters. It is to be hoped that the
parties can reach an agreement, as they did in the
Oregon case, and that Washington law will be
changed to allow the state to carry it out. Until the
state decides to cooperate, the district court will have
to continue protecting the tribes’ rights. The state
and the fishers hold the key to lifting federal judicial
A — 23
interference with their fish-management pre
rogatives.
In Nos. 77-3208 and 77-3129, the applications for
writs of mandamus are dismissed.
In Nos. 77-3209, 77-3654, and 77-3655, the
judgments are affirmed.
The cases are remanded so that the district court
may retain continuing jurisdiction.
Kennedy, Circuit Judge, concurring:
The domensions of the state’s resistance to the
decrees in these cases are, in my view, over-stated
by the opinion for the court, but I fully agree that
by its policy with respect to this litigation the state
has unduly complicated the issues without advancing
its own cause. I agree further that an apportionment
of fishing rights half to the treaty Indians and half
to all other fishermen is binding on this panel.
United States u. Washington, 520 F.2d 676 (9th Cir.
1975), cert, denied, 423 U.S. 1086, 96 S.Ct. 877, 47
L.Ed.2d 97 (1976). However, the court undertakes to
restate the rationale for the apportionment rule of
our earlier decision, and I find it necessary to suggest
that the explanation of this critical point remains
somewhat obscure.
The prior decision of this court and the opinion
for the court on this appeal rely on an analogy to
a cotenancy or to a “quasi-cotenancy” to rationalize
the rule of even apportionment. The principles of a
cotenancy apply to the legal relation among parties
who share a right of possession in real or personal
A — 24
property.1 But the parties to this dispute claim rights
of access and exploitation in a wildlife resource of
fluctuating and uncertain extent. These rights do not
depend upon possession, or even upon ownership, of
the wildlife itself. The cotenancy analogy would be
of dubious relevance even in an era when the supply
of fish exceeded the demands of the fishing
population.2 Certainly it is inadequate to resolve the
present conflict between treaty rights and asserted
state authority to conserve and allocate a fishery that
cannot sustain the full demands of all the parties to
this litigation. A cotenant, absent acts of waste or
ouster, has the right to possess and use the entire
property.3 Accordingly, serious application of the
‘“For indeed tenancies in common differ in nothing from sole estates but
merely in the blending and unity of possession.” 2 W. Blackstone,
Commentaries * 180.
‘The term “tenants in common” was used in an early case to describe the
rights of state citizens to the ownership of New Jersey oyster beds. Corfield
v. Coryell, 6 Fed.Cas. 546, 552 (C.C.E.D.Pa.1823). The phrase, however, was
used solely to explain the court’s holding that state citizens collectively held
one hundred percent of the rights to the shellfish to the exclusion of noncitizens,
rather than as a point of departure for explaining a method of division.
32 American Law of Property § 6.13, at 52-53 (A. J. Casner ed. 1952); R.
Powell & P. Rohan, Powell on Real Property H 603 (1 vol. ed. 1968); H. Tiffany,
The Law of Real Property § 199 (3d ed. 1970).
At common law, property rules pertaining to ouster and waste insured that
cotenants shared finite resources fairly, but to apply those rules to effect an
allocation of the parties’ rights here would stretch an already attenuated
analogy to the breaking point. Moreover, there is substantial doubt that the
apportionment theory of this case follows from those rules.
The standards which define waste for which a life tenant or tenant for
years may recover are not necessarily applicable as between cotenants. The
English rule is that, since a cotenant of a fee simple estate has the right to
enjoy and use the common property in any reasonable way, the usual and
ordinary use of the property by an owner in severalty is not waste. 2 American
Law of Property, supra § 6.15, at 64; 2 W. Walsh, Commentaries on the Law
of Real Property § 131, at 69 (1947). Thus, any cotenant may cut trees that
are mature and Fit for cutting, Martyn v. Knowllys, 101 Eng.Rep. 1313
(K.B.1799), and may develop and operate mining land, Job v. Potton, 20 Eq.
84 (1875), without liability for waste. In the United States, while it is clear
A — 25
analogy might permit a fishing group to take all the
fish it has the capacity to catch, a result contrary
to the one we affirmed in the principal case.4
that acts which amount to destructive permanent damage to the common
property are held to constitute waste, E. Hopkins, Handbook on the Law of
Real Property § 214, at 342 (1896); 2 W. Walsh, supra § 131, at 72, some cases
have followed the English rule allowing the cutting and sale of timber, Hihn
v. Peck, 18 Cal. 641 (1861); Buchanan v. Jencks, 38 R.I. 443, 96 A. 307 (1916);
Williams v. Bruton, 133 S.C. 395, 131 S.E. 18 (1925); McDodrill v. Pardee &
Curtin Lumber Co., 40 W.Va. 564, 21 S.E. 878 (1895), and the operation of
mines, quarries, and oil wells, Prairie Oil & Gas Co. v. Allen, 2 F.2d 566 (8th
Cir. 1924); Cascaden u. Dunbar, 191 F. 471 (9th Cir. 1911); McCord v. Oakland
Quicksilver Mining Co., 64 Cal. 134, 27 P. 863 (1883); Payne v. Callahan, 37
Cal.App.2d 503, 99 P.2d 1050 (1940), while others have held that the cutting
and sale of timber, Fitzhugh v. Norwood, 153 Ark. 412, 241 S.W. 8 (1922);
Emmons v. Evans, 178 Ky. 180, 198 S.W. 900 (1917), or the development or
operation of mines or oil wells, Clark v. Whitfield, 218 Ala. 593, 119 So. 631
(1929); Abbey v. Wheeler, 170 N.Y. 122, 62 N.E. 1074 (1902); McNeely v. South
Penn Oil Co. 58 W.Va. 438, 52 S.E. 480 (1905), constitues waste. In cases
following the latter rule, courts have tended to call the action one for waste
but to hold the defendant merely to a duty to account for the net proceeds
from the operations rather than to impose the usual penalties, such as treble
damages, for waste. See generally cases cited above and 2 American Law of
Property, supra § 6.15; 2 W. Walsh, supra § 131.
Injunctive relief in an action for waste by one cotenant against another
is granted only for waste which is “of a malicious character, or so unusual or
unreasonable as to constitute a wanton destruction of the estate.” Mott v.
Underwood, 148 N.Y. 463, 42 N.E. 1048, 1050 (1896); see McCord v. Oakland
Quicksilver Mining Co., 64 Cal. 134, 27 P. 863 (1883); R. Powell & P. Rohan,
supra 11 647, at 695.
With reference to ouster, a tenant who excludes his cotenants from the
commonly held property by adverse possession is guilty of an ouster, and an
action in ejectment may be brought by a dispossessed tenant. J. Cribbet,
Principles of the Law of Property 104 (2d ed. 1975). “ [T]he ousting tenant’s
possession must be exclusive, for mere possession and use of the entire property
by one cotenant is not an ouster, nor is his possession adverse, so long as the
other cotenants remain voluntarily out of possession, and are not kept out of
possession by the acts of the possessor-tenant.” 2 American Law of Property,
supra § 6.13, at 52-54 (footnotes omitted).
4While courts will not interfere by way of injunction with cotenants’
exercise of their rights to use and enjoyment of the cotenancy even when one
cotenant has committed waste, see note 3 supra, an action for accounting for
rents and profits between cotenants may be available when one cotenant has
taken certain advantages from the property. Even when a cotenant’s use does
not constitute waste or ouster, he is required to account to his cotenants for
their proportionate share of the net amount received from the cutting and
selling of timber or the operation of mines or oil wells. Prairie Oil & Gas Co.
v. Allen, 2 F.2d 566 (8th Cir. 1924) (oil); Cascaden v. Dunbar, 191 F. 471 (9th
Cir. 1911) (gold mining); Buchanan v. Jencks, 38 R.I. 443, 96 A. 307 (1916)
(timber); see Martyn v. Knowllys, 101 Eng.Rep. 1313 (K.B.1799). However, a
A — 26
Most importantly, the concept of a cotenancy
does not help the court determine what share of the
disputed rights should be allocated to each of the
parties. By relying so heavily upon the theory, the
court seems to imply that an even apportionment
follows from creation of a cotenancy; but, of course,
it does not. Cotenancy is not synonymous with
entitlement to equal shares.5 Nor does the right of
cotenant is not required to account for crops grown and harvested by him.
2 American Law of Property, supra note 3, § 6.14, at 60; see, e.g., Black v.
Black, 91 Cal.App.2d 328, 204 P.2d 950 (1949); Le Barron v. Babcock, 122 N.Y.
153, 25 N.E. 253 (1890). The distinction seems to be that a cotenant need not
account for profits from a use of the cotenancy which does not reduce the
permanent value of the property. Cf. 3 B. Witkin, Summary of California Law
§ 216, at 1948 (8th ed. 1973), suggesting that because of the possibility of
exhausting the resources, the rule of accounting is a special rule applying only
to oil and mineral rights. In Mott v. Underwood, 148 N.Y. 463, 42 N.E. 1048
(1896), the court assumed that a cotenant who planted oysters in a commonly
held oyster bed could prevent his cotenants from interfering with the crop,
though no cotenant could maintain an action for trespass or conversion against
his cotenant for taking natural oysters from the land held in common. That
case suggests that oysters, at least, might be treated in a manner similar to
crops for purposes of an accounting. To the extent that a run of anadromous
fish is capable of self-perpetuation, that is, up to the point where fishing activity
reduces the quantity of fish in future runs, perhaps each cotenant should be
allowed to take free from a duty to account.
Another factor in the equitable equation is that the State of Washington
operates salmon hatcheries. In an action for an accounting, a cotenant who
makes improvements on the property generally may not claim a credit for such
expenditures. 2 American Law of Property, supra note 3, § 6.18, at 81. In an
action for partition, however, a cotenant who has made an improvement is
awarded any additional amount which the property might bring as a result
of the improvement. Id. at 83; IV S. Symons, Pomeroy’s Equity Jurisprudence
§ 1389, at 1018 (5th ed. 1941). Apparently neither the district court nor this
court has considered whether the state’s operation of hatcheries should have
an effect on apportionment of the fish. Cf. Department of Game v. Puyallup
Tribe, 414 U.S. 44, 94 S.Ct. 330, 38 L.Ed.2d 254 (1973) (Puyallup ID (reserving
the question of whether the catch of steelhead that was developed from the
state hatchery program could be taken into consideration in allocating the
yearly catch between treaty Indians and sport fishermen).
Again, the cotenancy analogy, if taken seriously with reference to the rule
of even apportionment, creates more problems than it solves.
sEach tenant in common may have a share greater or smaller than the
shares of the others. 2 American Law of Property, supra note 3, § 6.5, at 19.
If the shares are not fixed in the instrument creating the cotenancy it may
be presumed that the cotenants take in equal shares, but an intent that they
hold different fractional shares may be established by the circumstances. Id.
at 19-20; E. Hopkins, supra note 3, § 209, at 336.
A — 27
a cotenant to partition provide guidance for an
equitable division of the fish. Effective use of that
remedy presupposes a method of determining the
percentage interests of the parties, but that is
precisely the question to be answered in the case.
By using the cotenancy theory to explain the
critical ruling on apportionment, the court tends to
mask the most difficult problems of this litigation:
definition of the rights recognized by the treaties,
reconciliation of those rights with the state’s
legitimate interest in conservation,6 and declaration
of the parameters of the state’s authority to protect
its interest by appropriate regulation. These are the
issues that must be resolved if the district court is
ever to return the task of supervising the fishery to
the state.
Indian treaties are not second-class agreements,
and rights declared by them may not be whittled
down year by year as the state asserts a need to
exercise its regulatory authority. The state and,
absent its cooperation, the federal courts, must
protect the fishing resource in a manner that respects
the rights of the treaty parties. The boundaries of
the state’s authority and any rule of apportionment
must therefore be drawn with precise reference to the
treaty understandings. The district court undertook
to explain those understandings in its original
decision, and proper review of its ruling requires a
6See Puyallup Tribe v. Department of Game, 391 U.S. 392, 398, 88 S.Ct.
1725, 20 L.Ed.2d 689 (1968) (Puyallup /).
A — 28
like analysis. No doubt it would be correct to
determine that the Indian tribes retained by treaty
the right to fish for subsistence and ceremonial
purposes and the right to a fair opportunity to
compete in the recreational and commercial fisheries.
But it has not been clearly demonstrated that the
rule of fifty percent apportionment is a necessary and
proper implementation of those treaty rights.
I recognize that the opinion of the court does
not advocate strict adherence to the technical rules
of common law cotenancy as a means of resolving this
case. The defects of the analogy, however, should be
noted specifically, since alternative justifications for
the apportionment rule have not yet been fully
discussed. This panel is bound by United States v.
Washington, supra, and thus I concur in today’s
judgment. However, I would not attempt to restate
or explain that decision by means of an inappropriate
analogy. We do not sustain the dignity of the treaties
in question by deriving an apportionment rule from
a hesitant reference to property concepts that are
unrelated to the rights asserted by the parties.
W allace, Circuit Judge, concurring:
While I sympathetically agree with Judge
Kennedy’s statement that “ it has not been clearly
demonstrated that the rule of fifty percent
apportionment is a necessary and proper implemen
tation of [the Indians’] treaty rights,” I am compelled
to join with Judge Goodwin based upon our prior
decision in United States v. Washington, 520 F.2d
676 (9th Cir. 1975), cert, denied, 423 U.S. 1086, 96
S.Ct. 877, 47 L.Ed.2d 97 (1976).
A — 29
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
United States of America,
Plaintiff-Appellee,
Makah T ribe, Lower Elwha Band of Clallam
T ribe, Port Gamble Band of Clallam T ribe,
Suquamish T ribe, Lummi T ribe, N ooksack T ribe
and Swinomish Indian T ribal Community,
Intervenors-Appellees,
v.
State of W ashington, Department of Fisheries
and Donald W. M oos, its Director,
Defendants-Appellants.
Nos. 75-2835 and 76-1042.
United States Court of Appeals,
Ninth Circuit.
April 24, 1978.
Before Chambers and Kennedy, Circuit Judges,
and Jameson,* District Judge.
Kennedy, Circuit Judge:
In the continuing litigation to implement and
enforce the decrees we affirmed in United States u.
Washington 520 F.2d 676 (9th Cir. 1975), cert,
denied, 423 U.S. 1086, 96 S.Ct. 877, 47 L.Ed.2d
♦Honorable William J. Jameson, Senior United States District Judge for
the District of Montana, sitting by designation.
(1976), the district court issued certain injunctions
against the State of Washington to enforce an
allocation of fishing rights between treaty Indians
and other fishermen during the 1975 salmon fishing
season. The State of Washington challenges the
injunctions on this appeal. We have determined the
appeal should be dismissed as moot.
The first injunctive order in question directed
the State of Washington and its Department of
Fisheries to adopt certain regulations to implement
and enforce directives of the 1975 International
Pacific Salmon Fisheries Commission (“ IPSFC” or
“Commission”) pertaining to sockeye and pink
salmon fishing in United States waters.1 Since the
Commission promulgates fishing regulations on a
yearly basis, the 1975 Commission directives are now
fully superseded by other Commission orders. If
there were a likelihood that the district court would
require the state to implement Commission
regulations for subsequent seasons, the legal
questions presented here might be ones “ capable of
repetition, yet evading review,” and thus amenable
to adjudication notwithstanding their moot character
in this case. Southern Pacific Terminal Co. v.
Interstate Commerce Commission, 219 U.S. 498, 515,
'The IPSFC was created by the 1937 Convention between Canada and the
United States to coordinate management of sockeye and pink salmon in the
Fraser River system. 50 Stat. 1355 (1937). The Commission, composed of three
American and three Canadian members, is authorized to issue regulations for
supervising the fishery. These regulations, if approved by the respective
countries, are ordinarily enforced in the United States through the cooperative
efforts of federal and state agencies. 16 U.S.C. § 776d(a)-(b).
A— 31
31 S.Ct. 279, 55 L.Ed. 310 (1911); see Roe v. Wade,
410 U.S. 113, 125, 93 S.Ct. 705, 35 L.Ed.2d 147
(1973). That, however, is not the position here.
After the 1975 season, it became unnecessary to
utilize state regulations to accommodate the
Commission directives and the court decree. The
United States has taken steps to remove treaty
Indians from the jurisdiction of the Commission and
regulates treaty Indian fishing solely through the
Bureau of Indian Affairs. The Commission regula
tions are enforced against nontreaty fishermen by the
National Oceanic and Atmospheric Administration
through its subagency the National Marine Fisheries
Service and by the United States Coast Guard. The
1975 injunction which required the state to adopt
regulations is not, therefore, likely to be reissued for
later years.
Appellant argues that, even if repetition of this
injunction is unlikely, two of the legal premises relied
on by the district court are of continuing importance
in this litigation and should be addressed here. These
questions are whether or not the Washington
Department of Fisheries is required to adopt and
enforce fishing regulations in a manner designed to
give treaty Indians the opportunity to catch fifty
percent of the available fish, and whether this court s
holding in United States u. Washington, supra,
dictates that any fifty percent allocation must apply
to waters under the jurisdiction of the IPSFC.
Questions regarding the nature and extent of the
A — 32
rights of treaty Indians to an allocation of the pink
and sockeye salmon in IPSFC waters should not be
discussed in a hypothetical context. Furthermore, the
question of a percentage allocation is presented in
United States v. Washington, 573 F.2d 1123 (9th Cir.
1978) (Nos. 77-3654 & 77-3655, filed April 24, 1978).
These are not issues that threaten to elude review.
Therefore we follow the rule that “ federal courts are
without power to decide questions that cannot affect
the rights of litigants in the case before them.” North
Carolina v. Rice, 404 U.S. 244, 246, 92 S.Ct. 402, 404,
30 L.Ed.2d 413 (1971); see DeFunis u. Odegaard, 416
U.S. 312, 316, 94 S.Ct. 1704, 40 L.Ed.2d 164
(1964).
The district court issued a second injunction
directed to the Superior Court of the State of
Washington in and for the County of Thurston. The
federal injunction ordered a stay of state court orders
requiring the Washington Department of Fisheries to
suspend fishing regulations then in effect for the
1975 season. The 1975 season has now passed and
neither the order of the United States district court
nor that of the state court has current force.
Moreover, the situation that gave rise to the federal
injunction is unlikely to recur since, as noted above,
state agencies are no longer relied upon to allocate
fishing rights in the fisheries controlled by the IPSFC
as between treaty Indians and others. The issues
presented by the order enjoining the state
proceedings are now moot.
Thirdly, the district court issued a preliminary
injunction to prevent the state from enforcing state
regulations which restricted certain types of net
fishing by the Swinomish tribe. The purpose of the
state regulation was to give effect to IPSFC
directives. This injunction has no practical con
sequence for the parties now. It is not likely to be
reissued. The responsibility for enforcement of
IPSFC regulations has now been assumed solely by
federal authorities, and we think the appeal from this
order is also moot.
It must be quite apparent that the case tendered
for our decision here would require us to address
procedural questions that touch upon fundamental
principles controlling the delicate balance of state
and federal power. Beyond those questions we would
further be required to interpret substantive rights of
the parties under United States v. Washington that
are of great significance to the fishing industry in the
Northwest. We would not serve the vital interests of
the parties by addressing such questions in a
hypothetical case while other pending cases present
the issues in an active context.
We dismiss this appeal as moot.
A—34
A—35
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT TACOMA
United States of America, et al.,
vs.
State of W ashington, et al.,
Plaintiffs,
Defendants.
XIVIL NO. 9213
MEMORANDUM ORDER AND PRELIMINARY
INJUNCTION
The court has fully reviewed and carefully
considered the motions of plaintiff, United States of
America, and the plaintiff intervenor Tribes, the
supporting and opposing memoranda, affidavits and
attachments thereto, the documentary and testimon
ial evidence offered in open court at hearings held
August 8 and August 25, 1977, as well as evidence
offered at a hearing held on July 21, 1977 on aspects
relevant to the present motions, and the oral
argument of counsel. The Memorandum Order and
Preliminary Injunction signed and entered by this
court on August 10, 1977 and the clarifying minute
order entered on August 12, 1977 are hereby vacated
and superseded in their entirety by this Memoran
dum Order and Preliminary Injunction.
Based on all of the evidence, the prior holdings
and decrees in this case, and certain decisions of the
A — 36
Supreme Court of the State of Washington, this court
FINDS, HOLDS and ORDERS as follows:
1. The defendant, State of Washington, and its
courts, legislature and fisheries management and
regulatory agencies and officers have failed and
refused to manage and regulate the harvest of the
fishery resources that are subject to the reserved
treaty fishing rights of plaintiff tribes in a manner
that will comport with the prior decrees of this court
in this case declaring and enforcing those reserved
fishing rights which were secured by the treaties of
the United States referred to in Final Decision #1
in this case.
2. The defendant, State of Washington, through
its attorneys herein, and the defendant Director of
Fisheries, have stated that they are unwilling or
unable to so manage and regulate such fishery
resources and harvest and have stated that such
inability is based, at least in part, on State law as
recently pronounced by the Washington State
Supreme Court and on the refusal of the State
legislature to enact legislation authorizing the
Department of Fisheries to regulate the harvest of
the resource in conformity with the requirements of
this court’s prior decrees. (Tr. 8/8/77, pages 139-140,
160-162).
3. The inability or unwillingness to so manage
and regulate such fishery resources and harvest
imminently threatens to deprive the plaintiff tribes
of their treaty rights as previously decreed by this
A — 37
court unless this court provides for the allocation,
under its direction and control, of the amount of fish
from each run that must be reserved from State
harvest control, and the amount that must be
reserved for spawning escapement, in order to insure
the plaintiff’s tribes their right to take fish, both now
and in the future, to the extent provided by this
court’s decrees.
4. The Supreme Court of the State of
Washington held in the case of Puget Sound
Gillnetters Association, et al. v. Donald Moos, et al.,
No. 44401, decided June 9, 1977 (565 P.2d 1151), that
the Department of Fisheries has a “statutory duty”
under State law “to authorize the harvesting of
salmon not required for * * * spawning” and
that it “may restrict the harvesting of salmon by the
commercial fishermen only to the extent that no
surplus exists and that the restriction is necessary
to prevent the impairment of the supply of salmon”
and further that in carrying out this duty to
authorize commercial harvest, the Director of
Fisheries may not “allocate fish among competing
claimants for purposes other than conservation,” and
specifically that he may not “allocate fish to treaty
Indians or to non-Indians,” and that “ every
fisherman in a class must be treated equally,
and * * * given an equal opportunity to fish
* * * .” In this regard the Supreme Court of the
State of Washington held that treaty Indians are not
a separate class, but that each Indian is a citizen of
A — 38
the United States who may not be “granted special
privileges and immunities. * * * Distinctions
between fishermen based upon their race or ethnic
background are not proper.” It reaffirmed this
holding on July 21, 1977 in Purse Seine Vessel
Owners Association v. Moos, No. 43938.
5. The Director of the Department of Fisheries
has stated publicly that as a State officer he feels
bound to comply with the State Supreme Court
holding in case No. 44401 even though the State
court did not issue a writ of mandamus to order him
to comply. (Tr. 8/8/77, page 137, 160-162). In
declining to issue the writ the State court said, “We
have full confidence that the Director will abide by
our decision.” (565 P.2d at 1152).
6. The holdings of the Washington Supreme
Court are contrary to the affirmed decision and
decree of this court on the federal questions of the
nature and scope of the treaty fishing rights of Indian
tribes and the obligations of the State toward those
rights, which decision and decree are binding upon
the defendants in this case, including the State of
Washington and its Director of Fisheries. Specifical
ly, this court has decreed that the treaty tribes hold
the reserved treaty right to harvest anadromous fish.
This reserved right is distinct from rights or
privileges of others, does not depend upon State law,
and may not be qualified by any action of the State.
This court has also decreed that the tribes reserved
the right to share equally with the non-treaty citizens
A — 39
of the United States the opportunity to take fish at
their usual and accustomed places and that the
treaty fishermen as a group and non-treaty fishermen
as a separate group are each to have the opportunity
to take up to fifty percent (50%) of the harvestable
number of fish that would reach such fishing places;
that the Department of Fisheries’ harvesting plan
must provide for an opportunity for treaty Indians
to take this share; and that State laws or regulations
which affect the volume of anadromous fish available
for harvest by a treaty tribe must be designed so as
to carry out the purpose of the treaty provision.
Neither the treaty Indians nor the non-treaty
fishermen may fish in a manner so as to destroy the
resource or to preempt it totally. This court has also
decreed that the defendants must make “significant
reductions in the non-Indian fishery, as are necessary
to achieve the ultimate objective of the court’s
decision * * * .” (384 F.Supp. at 343, 345, 346,
401, 403, 406, 407, 408 and 420).
7. The defendant, Director of Fisheries, and
defendant, Director of Game, have each on occasion
applied RCW 75.12.060 and RCW 77.16.060 to
restrict the exercise of the fishing rights of certain
plaintiff tribes contrary to the holding and decree of
this court. (Ex. PL 109, PL 110, PL 111; Tr. 8/8/77,
(Sandison), pages 143-146).
8. On July 27, 1977, the Director of Fisheries,
without prior notice to the plaintiffs or this court,
adopted an emergency order closing certain areas,
A — 40
including State Management Area 6A, to all treaty
Indian salmon fishing except when opened by
regulations of the International Pacific Salmon
Fisheries Commission. (Ex. PL 103). The United
States had previously taken official action to reject
IPSFC control over the treaty Indian sockeye and
pink salmon fisheries and to regulate such fisheries
in IPSFC waters by regulations of the Department
of the Interior. (42 Fed. Reg. 31450-31453; Tr. 8/8/77,
147-148).
9. On or about June 1, 1977, the Director of
Fisheries adopted and filed with this court an
emergency regulation closing Indian Treaty Puget
Sound Salmon Management and Catch Reporting
Areas 10B, 10C and 10D to commercial salmon
fishing by treaty Indians for the reason that the
existing forecast indicated that the 1977 Lake
Washington sockeye run would be below spawning
escapement needs and needed “ complete protec
tion.” The Director adivsed the tribes and this court
that if later data indicated a run in excess of
escapement needs, the sport and net fishery could
be authorized. (Ex. USA 141; USA 142).
10. On July 14, 1977 the Director of Fisheries
adopted an emergency regulation opening areas 10C
and 10D (Lake Washington) to sport fishing for
sockeye commencing July 16, 1977 giving as his
reason that the run size was then forecast to be
44,000 fish more than are needed for escapement and
that an emergency opening was necessary to harvest
A — 41
those excess fish. (Ex. USA 143). The Director
refused tribal requests to rescind his conservation
closure of the treaty Indian fishery on these same
fish for the reason that RCW 75.12.010 prohibited
a treaty net fishery in those areas. (Ex. USA 144;
Tr. 8/8/77, page 151).
11. Although no conservation justification for a
prohibition of the treaty fishery in Lake Washington
or in management area 10B existed subsequent to
July 14, 1977 the Director did not rescind the closure
of the treaty fishery until July 21, 1977 after the
plaintiffs had obtained that date for hearing in this
court on a motion for injunctive relief against the
continuance of the closure. (Ex. F 111). By that time,
the Department of Fisheries had established that the
harvestable surplus in the run was 61,000. (Tr.
7/21/77, page 151).
12. Under the protection of a Temporary
Restraining Order of this court, the Muckleshoot and
Suquamish Tribes authorized tribal fisheries to take
up to 30,500 fish. The State and the tribes monitored
this fishery. This fishery was closed by the
Muckleshoot and Suquamish Tribes after tribal
members had taken their allotted number of fish.
13. On July 22, 1977 the Director of Fisheries
adopted regulations for the 1977 commercial harvest
of Puget Sound chinook, coho and chum salmon runs.
(Ex. PL 102). Neither the regulations nor the
accompanying statement of “ 1977 Regulatory
Considerations” makes any reference to treaty rights
A — 4 2
of any Indians, nor do they contemplate compliance
by the State through its Department of Fisheries
with decrees and orders of this court in this case. The
regulations are intended to apply to treaty Indians
and non-treaty fishermen alike. (Ex. PL 121; Tr.
8/8/77 (Sandison), pages 139, 171-172). The
regulations fail to provide the plaintiff tribes with
the opportunity to harvest their share of such salmon
as decreed by this court and are in violation of the
decreees and orders of this court.
14. RCW 75.12.010 is broader than necessary for
the preservation of the fishery resource and does not
meet the standards previously declared by this court
for State measures which may lawfully be applied to
restrict members of treaty tribes from exercising
their tribe’s treaty fishing rights or which may be
applied to authorize non-treaty fishing within
limitations prescribed by the decrees of this
court.
15. The Fisheries Advisory Board appointed a
Technical Committee consisting of five biologists
representing treaty tribes and four biologists from
the Department of Fisheries to develop a joint report
on the run sizes, escapement goals, harvest numbers,
troll and sport interception rates and ceremonial and
subsistence numbers for 1977 runs of chum and coho
salmon returning to the various Puget Sound salmon
management areas. That committee’s unanimous
report was approved by the Fisheries Advisory Board
on August 24, 1977 and filed with the court on
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August 25, 1977. On the basis of that report the court
finds that harvest allocations for such runs shall be
based upon the following data, subject to in-season
updates of pre-season estimates of run sizes and
harvest numbers to be determined as provided in this
Order:
COHO
Management
Escape
ment
Total
Harvestable •Prior
Regions Run Size Goal Number Interceptions
Straits 59,000 11,000 48,000 12,000
Nooksack-
Samish 122,000 4,000 118,000 24,000
Skagit 66,000 35,000 31,000 13,000
Snohomish-
Stillaguamish 198,000 66,000 132,000 39,000
South Sound 513,000 45,000 468,000 100,000
Hood Canal 98,000 22,000 76,000 19,000
*Excludes 5,000 coho interceptions by treaty Indians
Straits
Nooksack-
Samish
CHUM
No harvestable runs expected
12,300 6,000 6,300 0
Skagit 42,500 56,200 0 0
Snohomish-
Stillaguamish 18,000 22,600 0 0
South Sound 250,500 113,000 137,500 0
Hood Canal 204,000 142,000 62,000 0
16. The following figures represent subsistence
and ceremonial and on-reservation estimates of
treaty catch as previously filed by plaintiff tribes
with this Court:
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Subsistence and Ceremonial
(The below listed number should be added to the run size and harvestable
numbers above listed)
COHO CHUM
Straits
Nooksack-
2,000 300
Samish 4,000 5,000
Skagit
Snohomish-
1,600 1,200
Stillaguamish 2,200 5,500
South Sound 17,000 11,300
Hood Canal 3,600
On-Reservation
3,500
COHO CHUM
Straits
Nooksack-
12,000 —
Samish No estimates available
Skagit
Snohomish-
3,400 —
Stillaguamish 7,800 —
South Sound 28,000 14,000
Hood Canal 12,000 14,000
The percentage allocations ordered herein for
coho and chum salmon are solely limited to the 1977
Puget Sound salmon runs and are based on the facts,
circumstances and equities peculiar to this year’s
salmon runs. These allocations of coho and chum
salmon shall not be interpreted in any way as an
express or implied modification by this court of Final
Decision #1.
17. Coho Salmon Allocation
For 1977 the allocations of Puget Sound area
coho salmon to the treaty Indian fisheries, including
fish taken for subsistence and ceremonial purposes
and those taken on the reservations, shall be 45%
of the total harvestable numbers shown in paragraph
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15 above and the allocations to the non-treaty
commercial fisheries shall be 55% of such
harvestable numbers.
Because North Sound treaty tribes have
benefitted from fishing on unusually abundant
sockeye and pink salmon runs, while the South
Sound tribes have not, the court orders, in the
interest of equity, that the 45% allocation to the
treaty fishery be divided so that the share in South
Sound is closer to 50%, while that in North Sound
is somewhat further from 50%, as shown below:
Approximate Percentage of Total Harvestable Coho
Area
Non-Treaty
Fishermen
Treaty
Fishermen
Strait of Juan de Fuca 55 45
Bellingham Bay-Samish Bay
(Nooksack-Samish Rivers) 60 40
Skagit River 63 37
Snohomish-Stillaguamish R. 58 42
South Sound 52 48
Hood Canal 55 45
Purposes of the above division of catch are to
give a 55%-45% overall allocation, and to give a
sharing formula of the salmon runs inside Puget
Sound which will approximate 60% to the treaty
fishery and 40% to the non-treaty fishery in all
regions except Bellingham Bay, which is approxi
mately 50% to the treaty fishery and 50% to the
non-treaty fishery. The allocation percentages inside
Puget Sound are intended to provide an allocation
that can be attainable in practice without complex
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manipulations in management of the treaty and
non-treaty fisheries.
These percentages shall continue to apply to any
revision in those harvestable numbers that may be
found to be required because of revised estimates of
run sizes.
(a) Strait of Juan de Fuca Tributaries
Based upon the agreed total numbers of coho
shown in the table, the court is satisfied that the
allocation ordered by the court can be achieved by
an allocation of 60% of the allowable catch in Puget
Sound of the salmon originating in the Strait of Juan
de Fuca tributaries to treaty Indian fishermen and
40% to non-treaty fishermen. On the basis of the run
size estimates now available, the allocation would be
22,500 coho to treaty Indian fishermen and 15,500
to non-treaty fishermen. The non-treaty fishermen
will have taken an estimated 12,000 coho in the troll
and sport fishery prior to their return. This number,
when added to the 15,500 coho allocated to
non-treaty fishermen, will approximate 55% of the
harvestable number of coho.
(b) Bellingham Bay-Samish Bay
(Nooksack-Samish Rivers)
Based upon the agreed total numbers of coho
shown in the table, the court is satisfied that the
allocation ordered by the court can be achieved by
an allocation of 50% of the allowable catch of the
Bellingham Bay-Samish Bay (Nooksack-Samish
A — 47
Rivers) salmon in Puget Sound to treaty Indian
fishermen and 50% to non-treaty fishermen. On the
basis of the run size estimates now available, the
allocation would be 49,000 coho to treaty Indian
fishermen and 49,000 to non-treaty fishermen. The
non-treaty fishermen will have taken an estimated
24.000 coho in the troll and sport fishery prior to
their return. This number, when added to the 49,000
coho allocated to non-treaty fishermen, will
approximate 60% of the total harvestable number of
coho.
(c) Skagit River
Based upon the agreed total numbers of coho
shown in the table, the court is satisfied that the
allocation ordered by the court can be achieved by
an allocation of 60% of the allowable catch of the
Skagit River salmon in Puget Sound to treaty Indian
fishermen and 40% to non-treaty fishermen. On the
basis of the run size estimates now available, the
allocation would be 12,000 coho to treaty Indian
fishermen and 7,600 to non-treaty fishermen. The
non-treaty fishermen will have taken an estimated
13.000 coho in the troll and sport fishery prior to
their return. This number, when added to the 7,600
coho allocated to non-treaty fishermen, will
approximate 63% of the total harvestable number of
coho.
(d) Snohomish-Stillaguamish Rivers
Based upon the agreed total numbers of coho
shown in the table, the court is satisfied that the
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is a one-step process. Accordingly, for chum salmon
originating in the Bellingham Bay-Samish Bay
(Nooksack-Samish Rivers) the allocation is 5,650
chum salmon to the treaty fishery and 5,650 chum
salmon to non-treaty fisheries.
For the chum salmon originating in South Sound
the allocation is 74,400 chum salmon to the treaty
fishery and 74,400 chum salmon to non-treaty
fisheries.
For the chum salmon originating in Hood Canal
the allocation is 32,750 chum salmon to the treaty
fishery and 32,750 chum salmon to the non-treaty
fisheries.
19. Chinook Salmon Allocation
Chinook salmon are hereby allocated to treaty
Indian and non-treaty fishermen on the basis of a
percentage of the Washington Department of
Fisheries’ present run size predictions.
(a) Bellingham Bay Chinook Salmon:
The Court is satisfied, based on the advice of
its technical advisor, Dr. Richard Whitney, that the
proper allocation to treaty Indian fishermen will be
achieved by an allocation of 60% (which includes
on-reservation, ceremonial and subsistence catches)
of the allowable catch in Puget Sound to treaty
Indians and 40% to non-treaty fishermen.
On the basis of the present Washington
Department of Fisheries run size predictions, there
would be 47,200 salmon for treaty Indians and 31,500
salmon for non-treaty fishermen. Preliminary
A—51
estimates disclose that the non-treaty troll and sport
fishery will take an estimated 10,600 chinook salmon
prior to their return to Bellingham Bay. This
number, when added to the 31,500 chinook salmon
allocated to non-treaty fishermen, will approximate
50% of the harvestable number of chinook salmon
after deducting the on-reservation, ceremonial and
subsistence catches.
The report of the Fisheries Advisory Board of
August 23, 1977 on the subject of the Bellingham Bay
chinook fishery informed the court that the
non-treaty share of chinook salmon in Bellingham
Bay had been reached and therefore the non-treaty
fishery was scheduled to close August 24, 1977.
(b) Skagit Bay Chinook Salmon:
The Court is satisfied, based on the advice of
its technical advisor, Dr. Richard Whitney, that the
proper allocation to treaty Indian fishermen will be
achieved by an allocation of 70% (which includes
on-reservation, ceremonial and subsistence catches)
of the allowable catch in Puget Sound to treaty
Indians and 30% to non-treaty fishermen.
On the basis of the present Washington
Department of Fisheries run size predictions, there
would be 6,600 salmon for treaty Indians and 2,800
salmon for non-treaty fishermen. Preliminary
estimates disclose that the non-treaty troll and sport
fishery will take an estimated 1,800 chinook salmon
prior to their return to Skagit Bay. This number
when added to the 2,800 chinook salmon allocated
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to non-treaty fishermen will approximate 50 % of the
harvestable number of chinook salmon after
deducting the on-reservation, ceremonial and
subsistence catches.
The report of the Fisheries Advisory Board of
August 23, 1977 on the subject of the steps taken
by the Washington Department of Fisheries to
comply with the Memorandum Order and Prelimi
nary Injunction signed by this court on August 10,
1977 informed the court that Skagit Bay was closed
to non-treaty fishermen August 18, 1977 because the
non-treaty allocation was reached.
(c) Hood Canal Chinook Salmon:
The Court is satisfied, based on the advice of
its technical advisor, Dr. Richard Whitney, that the
proper allocation to treaty Indian fishermen will be
achieved by an allocation of 75% (which includes
on-reservation, ceremonial and subsistence catches)
of the allowable catch in Puget Sound to treaty
Indians and 25% to non-treaty fishermen.
On the basis of the present Washington
Department of Fisheries run size predictions, there
would be 12,500 salmon for treaty Indians and 4,100
salmon for non-treaty fishermen. Preliminary
estimates disclose that the non-treaty troll and sport
fishery will take an estimated 4,700 chinook salmon
prior to their return to Hood Canal. This number
when added to the 4,100 chinook salmon allocation
to non-treaty fishermen will approximate 50% of the
harvestable number of chinook salmon after
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deducting the on-reservation, ceremonial and
subsistence catches.
The court is informed by the court’s technical
advisor, Dr. Richard Whitney, that the treaty
allocation of chinook salmon in Hood Canal has been
reached and the treaty fishery has therefore been
closed.
(d) Closures.
Non-treaty fishermen shall not fish commercial
ly for chinook salmon in any Puget Sound area
(including Strait of Juan de Fuca), other than Hood
Canal, as above specified, unless prior approval of
the regulations authorizing such fishing is obtained
from the court’s Fisheries Advisory Board or the
court.
Treaty fishermen shall not fish in Hood Canal,
as above specified, unless prior approval of the
regulations authorizing such fishing is obtained from
the court’s Fisheries Advisory Board or the court.
20. Gordon Sandison is the duly appointed
Director of Fisheries of the State of Washington.
Ralph W. Larson is the duly appointed Director of
Game of the State of Washington.
21. The issuance of a preliminary injunction is
necessary to prevent irreparable injury to the
plaintiff tribes and their members.
22. The United States of America and the
plaintiff tribes have no adequate remedy at law.
23. It is necessary in aid of this court’s
jurisdiction and to protect and effectuate its
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judgments that a Preliminary Injunction be issued
as hereinafter set out.
REMOVAL OF TREATY ALLOCATION
FROM STATE EXERCISE OF
JURISDICTION
The Supreme Court of the United States has
held that while the states have jurisdiction under
their police power to regulate the off-reservation
exercise of the treaty Indians’ reserved fishing right
to the extent necessary to preserve the resource, they
do not have the authority to qualify that right, even
though the Indians are now citizens of the United
States. Puyallup Tribe v. Department of Game, 391
U.S. 392, 398 (1968). That Court has not hesitated
to prohibit the application to treaty Indians of state
laws that went beyond this limited power of
regulation. Antoine v. Washington, 420 U.S. 194
(1975); Washington Department of Game v.
Puyallup Tribe, 414 U.S. 44 (1973); Tulee v.
Washington, 315 U.S. 681 (1942). The Court of
Appeals for this Circuit has done likewise. United
States v. Washington, 520 F.2d 676 (1975) (this
case); Holcomb u. Confederated Tribes, 382 F.2d
1013 (1967); Maison v. Confederated Tribes, 314
F.2d 169 (1963); Makah v. Schoettler, 192 F.2d 224
(1951).
On the basis of the above findings of State
refusal to manage the fishery resources that are
subject to the reserved and federally-secured rights
A — 55
of the plaintiff tribes and to regulate the harvest
thereof in a manner that conforms to this Court’s
prior holdings and decrees that have now become
final and binding as a result of completion of
appellate review, this Court reluctantly, but
necessarily, finds that it is necessary for this Court
to make the allocations required to effectuate those
decrees, including approval of allocations of fish
necessary for propagation escapement to perpetuate
the fish runs, and to enjoin the State from exercising
any form of jurisdiction over the fish so allocated
without obtaining the express approval of this Court
in a manner herein provided for.
It is further necessary that this court require the
defendants to adopt and enforce appropriate
regulations to prevent non-treaty fishermen from
taking more than their allocated shares of the runs
or from taking fish needed for propagation to
perpetuate the runs.
Accordingly, it is Hereby Ordered that:
A. The 1977 allocations of Puget Sound salmon
shall be those adopted in this Memorandum Order
and Preliminary Injunction unless modified by this
court.
B. The Washington Department of Fisheries
shall be responsible for developing updated estimates
of run sizes for coho and chinook salmon as each
particular fishery develops and advise the court, the
court’s Technical Advisor, and the Northwest Indian
Fisheries Commission who shall in turn be
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G. Nothing in this Order shall diminish the
immunity from state regulation or affect the
jurisdiction of self-regulatory tribes as prescribed by
prior Orders of this court, except that such tribes
shall be bound by the allocations made effective
pursuant to the provisions of this Order.
H. The United States, through its appropriate
agencies and officers, is hereby directed to monitor
fishing activities in the waters of the case area for
and on behalf of the court and to report to the court
on a daily basis, with copies to all affected parties,
regarding the extent of compliance with State, tribal
and court determined regulations and to immediately
report any substantial violations thereof to the court
for further action as the court deems appropriate.
MISCELLANEOUS PROVISIONS
I. The defendants shall not apply or enforce
RCW 75.12.010 or the regulations of the Director of
Fisheries concerning certain Puget Sound salmon
fisheries adopted July 22, 1977, to regulate, limit or
restrict the exercise of the fishing rights of a treaty
tribe or to authorize a non-treaty harvest in excess
of the amounts allocated for that purpose pursuant
to this Order.
J. The defendants shall not adopt, apply or
enforce any regulations — including Director of
Fisheries Order No. 77-60 — to regulate, limit or
restrict any fishing by members of a treaty tribe that
is authorized by regulations of the United States or
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any of its agencies without first obtaining the prior
express approval of this court.
K. The defendants shall not apply or enforce
any emergency regulations adopted under the
permission of paragraph 19 of this court’s Injunction
of March 22, 1974, as modified by the Order of
December 27, 1976, Order Re: Rules of Procedures
for Fisheries Advisory Board, to limit or restrict the
exercise of the fishing rights of a treaty tribe beyond
the period for which the facts and circumstances of
the emergency recited in the statement filed with this
court continue to exist or beyond thirty days after
the adoption of such emergency regulations,
whichever is shorter, provided that for regulations
heretofore adopted, said thirty-day period shall
commence on the date of this Order. The foregoing
durational limitation on emergency orders shall not
preclude the defendants from adopting, in accord
ance with the approved procedural and other
provisions of this court’s orders, continuing
regulations or renewing emergency regulations to
deal with conditions that extend beyond thirty days.
The defendants shall not, without the prior approval
of this court, adopt, apply or enforce any emergency
closure or limitation of treaty fishing if the
non-treaty fishermen have taken more than the
number of fish allocated pursuant to this order for
the non-treaty harvest from any run affected by such
regulation.
L. The portions of this court’s order of March
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that a salmon management plan be adopted by this
court forthwith.
Accordingly, the court adopts the following plan,
effective immediately, which in the opinion of the
court will best accommodate the interests of all
parties. However, the court recognizes that this plan
is not an end, in and of itself. Therefore, the court
instructs the parties to continue to work together
with the court’s technical advisor, and through the
Fisheries Advisory Board, to refine issues that may
still require clarification, modification, or develop
ment, such as the three points raised by Dr. Whitney
in his memorandum to the court dated August 30,
1977, and to present to the court for approval any
proposed clarifications to which all parties agree.
The following plan shall continue in effect until
May 30, 1982. However, on or before May 1 of each
succeeding year, beginning with 1978, the parties are
instructed to confer with each other and the court’s
technical advisor with respect to any recommended
clarifications and/or modifications of any provisions
contained in the salmon management plan then in
effect. If no modifications are proposed to the court
prior to May 15 of any year, the then existing salmon
management plan will automatically continue in
effect for another year.
1. Preamble
1.1 The purpose of this plan is to establish
guidelines for management of salmonid resources
originating in or passing through Washington waters
from the mouth of the Strait of Juan de Fuca
eastward (Puget Sound). The parties, hereto, all
Puget Sound Treaty Tribes, and the State of
Washington, agree to a philosophy of cooperation in
implementing management programs to maintain,
perpetuate and enhance the salmonid resources.
1.2 This plan is intended to insure that treaty
fishermen and non-treaty fishermen subject to their
respective regulatory authorities shall be accorded
the opportunity to harvest their shares as determined
in United States v. Washington, 384 F. Supp. 312,
aff’d 520 F.2d 676, cert, denied 423 U.S. 1086
(1976).
1.3 The parties agree to enact and recommend for
enactment by the Pacific Fishery Management
Council, appropriate regulations for the ocean
salmon fishery that will provide for adequate
escapement of salmon into Puget Sound waters to
achieve the goals and purposes of this plan.
1.4 The parties shall advocate and recommend to
the appropriate governmental and regulatory
entities, international agreements to reduce foreign
interceptions, particularly Canadian, of salmonids
originating from Puget Sound.
1.5 The duration of this plan shall be for five (5)
years from the date of acceptance by the court,
subject to annual review, renewal, and modification,
except that the provision (Sec 7.2) for the annual
adjustment of shares shall be modified only upon
terms that are equitable.
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1.6 Where action of the parties is required in this
plan, failure to act or to reach agreement shall be
resolved as provided in section 11.
1.7 This order supplements and where inconsist
ent modifies the order on certain questions re:
Fisheries Management, dated April 13, 1976, United
States v. Washington, Civil No. 9213 WD Wash,
which is hereby extended and shall remain in effect
until further order of the court. This order also
supplements and, where inconsistent, modifies the
Order for Program to Implement Interim Plan, dated
October 8, 1974 as extended by the Minute Order
dated April 5, 1976 and the Order Re: Rules of
Procedure for Fisheries Advisory Board and
Resolution of Disputes, dated December 17, 1976.
This order, for example, removes from the court
much of the burden of making equitable adjustments
through an automatic adjustment mechanism
(Section 7.2).
2. Definitions — Except where the context
clearly requires otherwise, the following terms used
in this plan have the following meanings:
2.1 Prior net interceptions. Harvest by net
fisheries of a run outside of its region of origin.
Computed separately for treaty and non-treaty
fishermen.
2.2 Region of origin. A geographic area which
can be used to separate runs of the same species. The
following geographic areas are recognized regions of
origin for Puget Sound: 1) Strait of Juan de Fuca
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(Tributaries) 2) Bellingham-Samish Bays-Nook-
sack-Samish Rivers 3) Skagit 4) Stillaguamish-
Snohomish 5) South Puget Sound, South of
Snohomish System 6) Hood Canal 7) Canada.
2.3 Run. A stock, or group of stocks identified
for fishery management purposes which return to the
same region of origin at similar times.
2.4 Run management period. A time interval
during which a specific run is a target of a fishery
in a particular harvest management area.
2.5 Run size. The total number of fish in a
run.
2.6 Salmonid. Refers only to the following
species:
Chinook—Oncorhynchus tshawytscha (also
called spring, king, tyee, or
blackmouth)
Coho—Oncorhynchus kisutch (also called
silver, silverside, or hooknose)
Pink—Oncorhynchus gorbuscha (also called
humpback or humpy)
Chum—Oncorhynchus keta (also called dog
or keta)
Sockeye—Oncorhynchus nerka (also called
red or blueback)
Steelhead—Salmo gairdneri
2.7 Stock. A population of one species migrating
to a particular lake or stream (or portion thereof)
within a region of origin, at a particular season.
2.8 Twelve Questions. Order on Certain
Questions re: Fisheries Management, dated April 13,
1976, United States v. Washington, W.D. Wash. No.
9213.
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2.9 Viable natural stock. A stock for which a
spawning escapement goal is established with the
intent that the fishery will be managed to meet this
goal.
3. Steelhead stocks. The parties shall
manage from the premise that steelhead and salmon
fisheries are intimately related.
The parties have made substantial progress in
developing cooperative plans for scientific man
agement of steelhead in their respective river
systems, and it is important that these efforts result
in firm management agreements prior to the 1977-78
steelhead season.
Therefore, prior to October 1, 1977, the affected
parties shall reach agreement regarding the
management of steelhead fisheries system by system
and stock by stock.
4. Escapement. Meetings of technical repre
sentatives regarding escapement goals during
development of joint management principles for 1977
have proven especially productive. Therefore, the
concepts of the “ Initial Understandings on Technical
Issues” , of April 12, 1977, are essentially incorporated
herein. This section, also, addresses the special
problems which have arisen in past seasons from
unilateral changes in escapement goals for hatchery
stock requirements. Sections 4.2.1.1 and 4.3.1 will
resolve such questions prior to the season in the
future. Basic premises used are that harvest and
enhancement policies and programs must be
tempered with the understanding that certain
natural stocks of salmonids native to particular river
systems should be preserved and protected
sufficiently to insure their perpetual existence and
production.
4.1 Escapement goals shall be developed sepa
rately for natural stocks and hatchery stock
requirements.
4.2 Escapement goals for natural stock requir
ements apply to those stocks where egg deposition
and fertilization occur naturally.
4.2.1 Escapement goals for natural stock
requirements shall be established only for viable
natural stocks.
4.2.1.1 The affected parties shall reach
agreement as to which natural stocks shall be
considered viable natural stocks.
The following natural runs have been deter
mined by WDF not to be viable for harvest
management purposes and in terms of achieving full
natural spawning escapement goals WDF has
conducted artificial
accordingly:
production programs
Bellingham Bay 1977, 78, 79, 80
1977, 78
Chinook
Coho
Skokomish River 1977, 78, 79, 80
1978
Chinook
Coho
Carr Inlet 1977, 78 Coho
Puyallup River 1977, 78 Coho
Duwamish-
Green River 1977, 78 Coho
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Dungeness River 1977, 78 Coho
Elwha River 1977, 78 Coho
From the date of the adoption of this plan, parties
shall agree on the enhancement planning that
determines which natural stocks are considered
viable and, therefore, determines future harvest
management policies. This must, however, be in the
manner and time frame described below:
a) for new facilities this shall first be considered
during the site selection and facility planning
stages.
b) for all facilities this shall be considered prior
to annual hatchery programming, on or about
August 1 of each year.
In reaching an agreement, the parties shall consider
the following factors:
Impact upon existing hatchery stock harvest
in the mixed stock fishery and the terminal fishery
due to harvest rates necessary to provide for the
natural escapement goal.
Harvestable numbers presently produced by a
natural stock, or which may be projected based upon
potentially available spawning ground and/or rearing
environment.
Unique characteristics of the natural stock with
respect to behavior, physiology or morphology, which
indicate value for future natural or hatchery stock
development.
4.2.2 Except as otherwise agreed between all
affected parties, a viable natural stock as determined
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in section 4.2.1.1 shall remain a viable natural stock
from year to year.
4.2.3 Annually, prior to each fishing season, the
affected parties shall reach agreement as to
escapement goals for natural stocks, according to the
following schedule:
fall chinook stocks — April 1
coho stocks — May 1
chum stocks — June 1
all other stocks — at least forty (40) days prior
to the entry of the stock into Puget Sound.
4.2.4 Escapement goals for natural stocks shall be
the number of spawners which would, in an average
year, maximize the biomass of juvenile outmigrants
subsequent to incubation and freshwater rearing,
under average environmental conditions. These goals
shall be consistent with the population limiting
factors for each species, e.g., spawning area and/or
rearing area. In cases where the total run size of a
stock entering Puget Sound is less than the
escapement goal, it is understood that the
escapement goal will not be fully attainable.
4.2.5 Except as otherwise agreed by all affected
parties, escapement goals under this section 4.2 shall
not be changed during the fishing season.
4.3 Escapement goals for hatchery stock require
ments apply to those stocks from which eggs are
collected and fertilized artificially.
4.3.1 The escapement goal for hatchery
requirements is that number of spawners needed
from a stock to meet an artificial production
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plan that is agreed upon by all affected
parties.
4.4 Prior to the fishing season the affected
parties shall reach agreement as to the methods
for estimating actual escapement to the
spawning grounds according to the following
schedule:
fall chinook stocks — April 1
coho stocks — May 1
chum stocks — June 1
all other stocks — at least forty (40) days
prior to the entry of the stock into Puget
Sound.
4.5 Annually, prior to the fishing season, the
Washington Department of Fisheries shall
provide to all parties proposed draft reports on
the following schedule:
fall chinook stocks — March 1
coho stocks — April 1
chum stocks — May 1
all other stocks — at least seventy (70) days
prior to the entry of the stock into Puget
Sound.
These reports shall be prepared on a system by
system, species by species basis and shall contain
proposed escapement goals for natural stock and
hatchery stock requirements, and proposed
methods and data for estimating escapement.
These reports shall serve as a basis for
discussions and to promote mutual understand
ing between the parties in reaching agreements
as to these matters.
5. Run Size Estimation. The “ Initial Under
standings on Technical Issues,” of April 12, 1977,
demonstrate the clear agreement of all parties that
some pre-season forecasts are inadequate and that
in-season run strength estimation, together with
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pre-season forecasts, must be utilized for harvest
management, both for providing escapement and
allocation of the harvest.
5.1 Qualitative and quantitative pre-season
forecasts shall be distributed by the Washington
Department of Fisheries to all parties for each
salmon species and region of origin. These reports
shall include detailed data on brood year spawning
escapements and artificial production releases, and
other data and methods used to derive the pre-season
forecasts.
5.2 Prior to June 1, 1978, the affected parties
shall reach agreement as to the methods and
estimates to be used for pre-season and in-season run
strength estimation in each region of origin.
6. Harvest Rates. The following rules shall
govern harvest management in all salmon fisheries,
except as otherwise agreed by all affected parties.
6.1 Harvests of salmon in mixed stock areas shall
insure that the weakest viable stock is protected.
6.2 The maximum harvest rate for a stock or set
of stocks shall be defined as follows:
H = S - E
S
where,
H = the maximum harvest rate
S = the numerical abundance of a defined
stock or set of stocks based on the best
available estimate of run size (see Section
5).
E = the sum of escapement goals applicable to
the stock or set of stocks.
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6.3 The maximum harvest rates in each fishing
area shall be determined separately for hatchery and
viable natural stocks. Of the harvest rates computed
in each fishing area, the lowest rate shall prevail in
the management of the area during the course of the
run, provided, however, that all affected parties may
agree to a lower harvest rate.
6.4 Harvest rates in each fishing area shall be
agreed upon between the State and all affected
Tribes on the basis of escapement goals agreed upon
between the parties.
7. Allocation of Harvest
7.1 Shares shall be computed separately for each
species and region of origin, unless otherwise agreed
between all affected parties.
7.2 Both the State and the Tribes recognize that
fisheries management is not sufficiently precise to
provide a prescribed harvest allocation between
Treaty (fishermen) and non-Treaty (fishermen) on
every run each year. Therefore, if Treaty or
non-Treaty fishermen are not provided the
opportunity to harvest their share of any given run
as provided (by the orders of this court), deficiencies
in numbers of fish shall be made up during the next
succeeding run of the same species whenever
practicable. If necessary, the deficiency for each
given year shall be distributed and made up over a
series of years, not exceeding five years. Annually,
prior to June 1, the parties shall agree upon
recommendations regarding implementation of this
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Section. This does not apply to Fraser River sockeye
and pink salmon.
7.3 Catches made in Puget Sound marine waters
having a mixture of stocks from two or more of the
regions of origin in Puget Sound will be apportioned
on the basis of comparative run size estimates for
the stocks involved.
7.4 Prior catch projections by troll, and sport
fisheries shall be agreed upon annually by the parties
according to the following schedule:
spring chinook stocks — March 1
summer-fall chinook stocks — June 1
coho stocks — June 1
8. Catch Recording System. Reliable “soft”
and “hard” data systems are needed for in-season
fisheries management needs and for the finalizing
catch and effort statistics, respectively. The “ soft”
data system shall provide updated current catch and
effort information as frequently as is necessary for
in-season management purposes.
8.1 To the extent feasible, the “ hard” data shall
include catch of salmon and steelhead for ceremonial
and subsistence use for all fisheries of the
parties.
8.2 Processing of Treaty Indian fish tickets,
correction of errors in such tickets, and collection of
such data shall be carried out under an agreed upon
joint catch monitoring system which recognizes the
need and responsibility of each Treaty Tribe to
correct its own fish ticket information. Primary
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emphasis will be on achieving completeness and
accuracy in the initial preparation of the fish
ticket.
9. Timing and Contents of Tribal
Regulations
9.1 The parties shall cooperate to develop a
system for filing, compiling, transmitting, and
cross-indexing both pre-season and in-season tribal
and state regulations affecting Puget Sound harvests
(e.g., common files accessed by computer terminals).
In cases of conflicts, the system must identify the
applicable regulations.
9.2 At least twenty-one (21) days prior to a run
management period, tribes shall file, either
separately or in common with other affected tribes,
written regulations specifying at least the areas to
be managed, the beginning and duration of the run
management period, any appropriate gear restric
tions and estimates of the amount of each gear type
to be used under the regulation.
9.3 At least twenty-four (24) hours prior to
effectiveness, tribes may supplement the pre-season
regulations by filing either separately or in-common
with other affected tribes, written regulation
modifications reflecting updated estimates of run
strength specifying at least the duration and location
of fishing to be conducted by each commercial gear
type. This provision shall not limit the ability of
tribes to promulgate emergency regulations, in
accordance with prior orders of this court, for
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fisheries managed by the International Pacific
Salmon Fisheries Commission.
Subject to the provisions of other applicable
orders of this court, the “Order Re: Rules of
Procedure of Fisheries Advisory Board and
Resolutions of Disputes,” dated December 17, 1976,
shall be and hereby is modified to permit the State
of Washington to enact emergency closures of treaty
right fishing for conservation purposes within
twenty-four (24) hours, in cases where the tribal
parties have not provided the state at least sixty (60)
hours notice of the tribal emergency opening
required by this order.
10. Submission of Regional Management
Plans — Prior to June 1, 1978, all treaty tribes shall,
separately or in common with other affected tribes,
submit comprehensive management plans for the
portions of Puget Sound waters in which their tribal
fisheries are conducted. The goal of these plans shall
be to achieve coordination between all affected tribes
and to eliminate potential conflicts in management
strategy. These regional plans of the tribes shall
specifically address the provisions of this plan as to
viable stocks, escapement goals for both natural and
hatchery production, methods of in-season run size
estimation, harvest rates and intertribal sharing, and
other matters as required by this Order.
11. Resolution of Disputes
11.1 Disputes regarding failure to reach
agreeements, or to take, or to refrain from taking,
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any action required under this agreement shall be
resolved as provided in the Order Re: Rules of
Procedure for Fisheries Advisory Board and
Resolution of Disputes, dated December 17, 1976,
United States v. Washington, (W.D. Wash. No.
9213), except that no party may object to the
jurisdiction of the Board as to matters addressed by
this Plan. In addition, the parties shall choose a
technical advisory committee or committees, which
shall develop and analyze data pertinent to this
agreement, including but not limited to the following:
calculated run size for all species of fish, ocean
catches, escapement goals, catches and adjustments,
habitat restoration, and hatchery rearing programs.
Such a committee shall make recommendations to
the fishery management entities to assure that the
commitments in this agreement are realized.
Members shall be qualified fishery scientists familiar
with technical management problems in Puget
Sound. The committee shall be comprised of an equal
number of representatives named by the State of
Washington and the Indian Tribes, respectively.
11.2 This Plan shall in no way affect or be
considered by any person, party, or court to affect
the continuing jurisdiction of the United States
District Court for the Western District of Washing
ton over all issues and matters within the jurisdiction
of that Court pursuant to the ruling in United States
v. Washington, No. 9213.
11.2.1 This Plan shall in no way be considered to
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change Final Decision #1 of the United States
District Court for the Western District of Washing
ton in United States v. Washington, No. 9213, with
regard to sharing principles, usual and accustomed
fishing places, treaty rights, the self-regulating status
of Indian Tribes, the off-reservation jurisdiction of
Indian tribal governments, the obligations of the
State of Washington, the special status of
on-reservation fisheries, or any other matter.
The foregoing plan is hereby adopted by the
court this 31st day of August, 1977.
/s/.
George H. Boldt
Senior, United States District Judge
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UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT TACOMA
United States of A merica, et al.,
Plaintiffs,
vs.
State of W ashington, et al.,
Defendants.
CIVIL NO. 9213
FINDINGS OF FACT AND CONCLUSIONS OF
LAW RE: ENFORCEMENT OF 1977
FISHERIES ORDERS
On September 27, 1977, the Court entered an
Order Granting Preliminary Injunction Re: Enforce
ment of 1977 Fisheries. Based upon the pleadings,
memoranda and affidavits submitted by the parties,
the testimonial and documentary evidence admitted
at a hearing held before the Magistrate on September
22, 1977, and at a hearing held before the Court on
September 27, 1977, and on the oral arguments of
counsel, the Court made and hereby enters the
following findings of fact and conclusions of law in
support of that Order.
FINDINGS OF FACT
1. In Final Decision #1 herein, this Court
recognized and affirmed the responsibility of all
citizens to see that the terms of the treaties involved
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in this litigation are carried out. (384 F.Supp. 406
(Declaratory Judgment and Decree, 1112).)
2. In Final Decision #1, this Court ordered the
defendants to make significant reductions in the
non-Indian fishery in order to assure that the treaty
fishermen will have their rightful opportunity to
harvest fish. (384 F.Supp. 420 (Interim Plan and Stay
Order, 115).)
3. On August 31, 1977, this Court removed from
the State of Washington all authority over the treaty
harvest opportunity (except such authority as is
needed to insure conservation), and further made an
allocation of the 1977-1978 fish runs in Puget Sound
between the treaty and non-treaty harvest opportun
ities. (Memorandum Order and Preliminary Injunc
tion, August 31, 1977.)
4. Since Final Decision #1, certain non-treaty
fishermen have engaged in a substantial number of
violations of those state fishing regulations which
were issued to comply with allocation orders of this
Court and protect treaty fishing rights. (Ex. PL
130-134; Tr. 9/22/77 (Miller) pp. 47-48, 50-51,
58.)
5. A substantial number of the violations
referred to Finding #4 above, did not result in
criminal citations from the State of Washington or
any other sanction. (Ex. PL 130; Tr. 9/22/77 (Miller)
pp. 52, 61.)
6. A substantial number of the citations which
were issued in response to the violations described
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in Finding #4 above did not result in criminal
prosecution by the State of Washington or any other
type of enforcement action. (Ex. PL 130; Tr. 9/22/77
(Miller) p. 52.)
7. A substantial number of the state court
criminal prosecutions which did take place as a result
of violations referred to in Finding #4 above resulted
in dismissals on the ground that the Department of
Fisheries has no authority to issue regulations
designed to comply with orders of this Court and to
protect treaty fishing rights. (Ex. PL 130, 144.)
8. Decisions by the Washington Supreme Court
in Puget Sound Gillnetters Association v. Moos, 565
p.2d 1151 (1977), and Purse Seine Vessel Owners
Association v. Moos, No. 43938, July 1977, have
apparently given approval to the state court practice
of dismissing prosecutions against non-treaty
fishermen. In Puget Sound Gillnetters Association
v. Moos, the Washington Supreme Court said that
the Director of Fisheries may not “allocate fish
among competing claimants for purposes other than
conservation,” and that he may not “allocate fish to
treaty Indians or to non-Indians.” Those rulings
prevent defendants from complying with earlier
decrees of this Court in the particulars specified in
Finding of Fact #6 in this Court’s Memorandum
Order and Preliminary Injunction of August 31, 1977,
which finding is adopted herein by reference. They
also prevent defendants from complying with the law
as set forth in repeated holdings of the United States
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Supreme Court on which this Court’s decision is
based.
9. As a result of the decisions of the Washington
Supreme Court referred to in Finding #8, above,
there have been widespread, open and intentional
violations of this Court’s orders (and of state
regulations enacted to comply with those orders) by
certain non-treaty fishermen during the current
fishing season. (Ex. PL 140, 144, 146-152; Tr. 9/22/77
(Lewis) pp. 15-20; Tr. 9/22/75 (Miller) p. 58.)
10. Although the Washington Department of
Fisheries has indicated that it intends to enact
regulations which comply with this Court’s allocation
orders, it feels that such regulations will be
ineffectual because of the refusal of certain county
prosecutors to prosecute citations issued for violation
of those regulations and the refusal of certain state
courts to convict individuals who commit those
violations. (Ex. PL 138, 139, 144; Tr. 9/22/77 (Miller)
pp. 52, 62; Temporary Restraining Order Re:
Enforcement of 1977 Fisheries, August 31, 1977,
herein.)
11. Despite the violations referred to in Finding
#9, above, the Department of Fisheries has not issued
a single citation for violation of those state
regulations. (Tr. 9/22/77 (Miller) p. 61.)
12. The State of Washington and its Depart
ment of Fisheries is, and will be, unable to enforce
regulations it adopts to comply with orders of this
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Court. (Ex. PL 138, 144; Tr. 9/22/77 (Miller) pp.
61-63; Tr. 9/22/77 (Lewis) pp. 22-23.)
13. This litigation has adjudicated the right of
the State of Washington to authorize the harvest of
anadromous fish and the rights of all its citizens to
harvest those fish.
14. Because of the public nature of this
litigation, implementation of the judgment depends
in part on cooperation by the State of Washington
and its citizens, and is vulnerable to disruption by
any of a large number of individuals, whose
identitites cannot practicably be specified in
advance.
15. During 1975, 1976 and 1977, certain
non-treaty fishermen have engaged in regular,
intentional, admitted violations of this Court s
orders. They have caused widespread disregard of the
orderly process of law and adjudication of rights.
They have frustrated the exercise of plaintiffs’
federally protected treaty rights and implementation
of this Court’s orders designed to protect those
rights, and have interfered with defendants ability
to comply with those orders.
16. Those circumstances interfere with this
Court’s jurisdiction over the property involved in this
litigation, and specifically with its jurisdiction over
the harvest opportunity reserved to the tribes by the
treaties, and further interfere with this Court’s
ability to protect and effectuate its prior decrees.
17. The conditions described in Findings #15
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and 16 above have continued and become much more
severe during the current coho salmon fishing season.
(Ex. PL 140, 146-152; Tr. 9/22/77 (Lewis) pp. 16-20;
Tr. 9/22/77 (Miller) p. 58.)
18. Other methods used by this Court to seek
compliance with its orders in this case in previous
years (e.g., Preliminary Inuunction, 1975 Chum
Fishing, October 27, 1975; Order Re 1976 Coho
Fishery, September 6, 1976) have not succeeded in
deterring violations of those orders.
19. The only reasonable method available to
achieve compliance with this Court’s orders and
protection of plaintiffs’ treaty rights is enforcement
of those orders by this Court, by means of an
injunction directed toward violators of those orders
enforced by federal law enforcement officers.
20. This Court has always given, and continues
to give, all individuals and groups who desire to be
heard in this case an opportunity to present their
positions and arguments. Attorneys for the groups
which represent non-treaty fishermen were served
with the pleadings and with notice of the hearings
which culminated in entry of these findings,
conclusions and orders.
21. The interests of non-treaty fishermen
continue to be adequately, ably and vigorously
advocated by the State of Washington, its
Department of Fisheries and its attorneys.
22. Injunctive relief is necessary to prevent
irreparable injury to the plaintiff tribes and their
members.
23. Injunctive relief is necessary in aid of this
Court’s jurisdiction and to protect and effectuate this
Court’s prior judgments.
24. Plaintiffs have no adequate remedy at
law.
CONCLUSIONS OF LAW
1. An allocation of the fishing opportunity
between treaty and non-treaty fishermen, and
enforcement of that allocation, is an appropriate
exercise of this Court’s discretion. Department of
Game v. Puyallup Indian Tribe, 414 U.S. 44 (1973);
Puyallup Indian Tribe v. Department of Game, 97
S.Ct. 2616 (1977); United States v. Washington, 520
F.2d 696 (9th Cir., 1975).
2. This Court has the authority and the duty to
protect and effectuate its prior judgments. Brown v.
Board of Education, 394 U.S. 294 (1955); Cooper v.
Aaron, 358 U.S. 1 (1958); Bullock v. United States,
265 F.2d 683 (6th Cir.) cert, den., 360 U.S. 909
(1959).
3. This Court has broad discretion to fashion
remedies which will protect and effectuate its earlier
rulings, the more so when the public interest and the
rights of a large group of people are involved.
Virginia Railroad Co. v. System Federation, 300 U.S.
515 (1937); Golden State Bottling Co. v. N.L.R.B.,
414 U.S. 168 (1973); Bullock v. United States,
supra.
4. This Court is empowered to issue all writs
necessary or appropriate in aid of its jurisdiction
A — 86
which are agreeable to the usages and principles of
law. 28 U.S.C. §1651.
5. This Court is empowered to punish dis
obedience or resistance of its lawful orders and
decrees. 18 U.S.C. §401.
6. In limited and extraordinary circumstances,
this Court may enjoin individuals who are not parties
to this action where they have notice of this Court’s
orders, they intentionally violate those orders, where
they are members of a class who cannot realistically
be specified in advance of such violations, and their
actions violate the rights of a large class of plaintiffs,
interfere with the obligations and ability of
defendants to comply with this Court’s orders, create
conditions of lawlessness and chaos in the
community and interfere with this Court’s ability to
adjudicate the rights and responsibilities of the
parties before it. Kasper v. Brittain, 245 F.2d 92 (6th
Cir.), cert. den. 355 U.S. 834 (1957); Bullock v.
United States, supra; United States v. Hall, 472
F.2d 261 (5th Cir. 1972).
7. This Court may enjoin individuals who are
not parties to the lawsuit when they are in privity
with one of the parties; that is, when the party is
representing the interests and advocating the
position of the non-party. City of Tacoma v.
Taxpayers of Tacoma, 357 U.S. 320, 340-1 (1957);
New Jersey v. New York, 345 U.S. 369 (1953).
8. The orders of this Court directed toward the
State of Washington are binding on its citizens. City
A — 87
of Tacoma v. Taxpayers of Tacoma, 357 U.S. 321
(1957); Wyoming u. Colorado, 286 U.S. 494 ( );
New Jersey v. New York, 345 U.S. 369 (1953);
Kentucky v. Indiana, 281 U.S. 163 (1930).
9. This Court may enjoin interference with
property which is under the control of this Court,
and punish violations of such injunctions. United
States v. Dean Rubber Manufacturing Co., 71
F.Supp. 96 (W.D. Mo. 1946); In re Lustron Corp.,
184 F.2d 789, 798 (7th Cir. 1950), cert, den., 340 U.S.
946 (1951); 7 Moore’s Federal Practice 1165.13, n.l
(1976).
Dated this 27th day of September, 1977.
/s/.
George H. Boldt
Senior, United States District Judge
A—88
A — 89
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT TACOMA
United States of America, et al.,
Plaintiffs,
v.
State of W ashington, et al.,
Defendants.
CIVIL NO. 9213
PRELIMINARY INJUNCTION RE:
ENFORCEMENT OF 1977 FISHERIES
Upon the motion of the United States, the
affidavits in the record, the testimony of witnesses,
together with the records and files of this case, the
Court finds that the State of Washington remains
unwilling or unable to control the non-treaty
fishermen so as to be in compliance with the orders
of this Court by providing treaty Indians with the
opportunity to catch their share of the returning
salmon.
The Court further finds that this situation, if
permitted to continue, will lead to a breakdown of
law and order in the case area, the substantial denial
of federally guaranteed treaty fishing rights and will
endanger the preservation of the fishery resource.
Therefore, it is hereby Ordered that:
1. All Puget Sound and other marine waters
easterly of Bonilla Point-Tatoosh line and their
watersheds, all Olympic Peninsula watersheds, and
all Grays Harbor and its watersheds are hereby
closed to all net salmon fishing except during such
times and such specific waters as are opened by State
or tribal regulations or regulations of the United
States conforming to the orders of this Court in this
case.
2. All reef net, gill net and purse seine fishermen
licensed by the State of Washington, all other
persons who attempt to net or assist in netting
salmon in the waters described in paragraph 1, the
Puget Sound Gillnetters Association, the Purse Seine
Vessel Owners Association, the Grays Harbor
Gillnetters Association and all persons in active
concert or participation with them are hereby
enjoined and prohibited from engaging in taking,
possessing, or selling salmon of any species taken
from such waters, unless such person has first
ascertained from the Washington Department of
Fisheries telephone “hot-line” , 1-800-562-5672 or
1-800-562-5673, that the area to be fished is open for
fishing by non-treaty fishermen at the time the
individual intends to fish, provided, that this
provision shall not apply to persons exercising treaty
fishing rights in accordance with the orders of this
Court.
3. The defendant State of Washington is
directed to maintain a continuous telephone hot-line
service free of charge to any caller from within the
A—91
State of Washington to provide information on areas
within the waters described in paragraph 1 of this
order that are open to net salmon fishing by
non-treaty fishermen in conformity with the orders
of this Court. The defendant shall furnish to this
Court and to the United States Attorney a transcript
of the daily hot-line messages.
4. The defendant State of Washington is
ordered and enjoined to commence immediately to
serve by certified mail return receipt requested or
otherwise copies of this preliminary injunction on all
state-licensed commercial salmon net fishermen, and
any other person found to be engaged in net fishing
for salmon or assisting in such fishing, and to furnish
the Court with proof of service or written statement
of the reason for the inability to serve any particular
licensee. The United States, through the Coast
Guard, the National Marine Fisheries Service, the
United States Marshal’s Service, and such other
agencies as may be appropriate, may serve copies of
the preliminary injunction on all such persons.
5. Defendant State of Washington is ordered
and the United States is directed to cite any
fishermen who, having received notice of this order,
thereafter engages in fishing or assisting with fishing
in violation of the provisions of this order to appear
before the United States District Court to be ordered
to show cause why he should not be held in
contempt.
6. The issuance of a Preliminary Injunction is
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necessary to prevent irreparable injury to the
plaintiff tribes and their members and to the salmon
resource.
7. The issuance of a Preliminary Injunction is
necessary in aid of this Court’s jurisdiction and to
protect and effectuate this Court’s prior
judgments.
This Preliminary Injunction shall remain in
effect until further order of this Court.
It Is Hereby So Ordered this 27th day of
September, 1977.
/s/.
George H. Boldt
Senior United States District Judge
A — 93
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT TACOMA
United States of America, et al.,
Plaintiffs,
vs.
State of W ashington, et al,
Defendants.
CIVIL NO. 9213
PRELIMINARY INJUNCTION ORDER
This matter having come on before the Court on
the motion of the United States, and certain plaintiff
intervenor tribes for a preliminary injunction notice
of this hearing having been given by the Court on
October 8, 1977, and the Court having carefully
considered the records and files of this case, and
especially the record of the proceedings of August 31,
1977, September 27, 1977, and September 28, 1977,
together with the arguments of counsel, the Court
finds and concluded as follows:
1. On August 31, 1977, this Court entered an
Order removing the treaty allocation of salmon from
the jurisdiction of the State of Washington and
enjoining the State to issue regulations which would
not permit non-treaty fishermen in the case area
from catching in excess of fifty-five percent of the
coho salmon and fifty percent of the chum salmon
during 1977. The Court by and through its August
31, 1977, Order specifically allocated the salmon
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between treaty and non-treaty fishermen as above set
out.
2. In order to insure proper enforcement of this
Court’s orders allocating fish between treaty and
non-treaty fishermen, the Court entered an
additional order on September 27, 1977, which held
in part as follows:
The defendant State of Washington is directed
to maintain a continuous telephone hotline
service free of charge to any caller from within
the State of Washington to provide information
on areas within the waters described in
paragraph 1 of this order that are open to net
salmon fishing by non-treaty fishermen in
conformity with the orders of this Court. The
defendant shall furnish to this Court and to the
United States Attorney a transcript of the daily
hotline messages.
3. On September 28, 1977, this Court allocated
the available salmon harvest in Grays Harbor so as
to provide treaty Indians with 45% of the chinook
and coho and 50% of the chum which returned
during 1977, and further ordered that the State
promulgate regulations which would be consistent
with the Court’s designated allocation.
4. This Court in entering its orders of August
31, September 27, and September 38, [sic] was
attempting to provide for the implementation of this
Court’s decision of February 12, 1974, recognizing,
but not necessarily condoning the contrary interpre
tations of the law issued by various State Courts.
This Court attempted throughout the proceedings to
frame the orders in such a way as to preserve as much
A — 95
management discretion and authority with the State
of Washington as was possible and still provide for
the protection of the federal treaty right, which is
the supreme law of the land.
5. Each of the orders above came in response to
specific state action, which if left uncorrected would
make it impossible for treaty Indians to harvest the
allocation decreed by this Court. The Court has
found that treaty Indians would suffer irreparable
harm if they were not provided with additional and
exclusive fishing opportunity so that they can have
the opportunity to catch their determined share of
the salmon run. Nothing has been presented to the
Court today which would in any way modify this
Court’s opinion that the Plaintiff intervenor tribes,
and their respective treaty Indian fishermen would
continue to suffer irreparable harm unless this Court
acts to further implement its prior orders.
5. The State of Washington has attempted to
promulgate regulations consistent with this Court’s
orders of August 31, September 27, September 28,
1977, subsequent to the issuance of those orders.
However, on two occasions pursuant to suits brought
by the non-treaty commercial fishermen and their
associations the Superior Court of Thurston County
has issued orders to the State ordering them not to
comply with this Court’s orders. This Court has been
forced to enjoin the orders of the Superior Court of
Thurston County which have frustrated the State’s
efforts to comply with this Court’s orders.
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6. On October 6, 1977, Chief Justice Charles T.
Wright, of the Supreme Court of the State of
Washington on motion by the Grays Harbor
Gillnetters Association issued an extraordinary writ
against the Washington State Department of
Fisheries. The Washington Department of Fisheries
has incorrectly interpreted that order as requiring it
to violate this Courts’ orders of August 31,
September 27, and September 28. The Washington
Department of Fisheries promulgated regulations
which were inconsistent with these prior rulings.
Additionally the Washington Department of Fisher
ies removed from the State telephone hotline
information required by this Court’s order of
September 27, 1977, thus making it impossible for
the federal enforcement agencies to enforce this
Court’s orders.
7. This Court has examined Judge Wright’s
order of October 6, 1977, and finds that it is
consistent with this Court’s previous orders. The
order does not in any way dictate that the
Washington Department of Fisheries need or must
deviate from complete compliance with this Court’s
orders.
8. The State notwithstanding its legal ability to
comply with both Judge Wright’s order and this
Court’s orders, has exhibited the intention to
continue to approve non-treaty fisheries that will
deprive treaty fishermen of their opportunity to
harvest their allocation. This Court hereby deter
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mines that the only alternative remaining to this
Court to insure complete compliance with this
Court’s previous orders, and with Final Decision #1,
is to remove from the State of Washington the power
to issue certain regulations. This step is taken
reluctantly and only after repeated showings on the
part of the State of Washington that they are unable,
or unwilling to adopt regulations in a consistent
manner which would comply with this Court’s prior
orders. Therefore, this Court must enter the
following relief:
It Is Hereby Ordered, Adjudged and
Decreed:
1. The Washington Department of Fisheries, its
officers, agents, attorneys, and servants, are enjoined
from announcing or publishing via the telephone
hotline, telephone numbers 1-800-5672 [sic] or
1-800-562-5673 or any other means, any non-treaty
net fishery for salmon in the area defined as that
portion of the State of Washington west of the
Cascade Mountains and north of the Columbia River
and Willapa Harbor drainage areas, and including
the United States portion of the Puget Sound
watershed, the watersheds of the Olympic Peninsula
including the Grays Harbor watershed, and the
off-shore waters adjacent to those areas. Provided,
the Washington Department of Fisheries may
continue to announce a non-treaty net commercial
fishery in areas 7B, and 7C for coho salmon. The
Washington Department of Fisheries is further
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enjoined not to announce any additional non-treaty
net commercial fisheries except in compliance with
the provision of this order. The Washington
Department of Fisheries shall cause to be placed
upon the telephone hotline information that
non-treaty fishermen fishing in State of Washington
management areas, within said area as above defined,
that are not declared open on the hotline shall be
subject to the contempt powers of the United States
District Court. The Washington Department of
Fisheries shall not allow any other information to be
placed on the hotline which would say or suggest that
non-treaty fishing may proceed in any other areas.
Specifically, in the telephone hotline information, the
Department of Fisheries shall make no distinction
between closures instituted by order of this court or
closures instituted by the Department of Fisheries
or those instituted for conservation, or to meet
allocation needs, nor shall the State of Washington
make any distinctions between regulations or
closures that would be enforced by the State of
Washington and those which may be enforced by
others.
2. The Washington Department of Fisheries its
officers, agents, attorneys, and servants are enjoined
not to adopt or promulgate any regulation that would
open a non-treaty net commercial salmon fishery in
waters of the area as above defined. Provided, that
the Washington Department of Fisheries may close
any fishery when necessary for the actual preserva
tion of a particular salmon run, consistent with
previous orders of this Court. The Washington
Department of Fisheries may propose to this Court
through the Fisheries Advisory Board appropriate
gear and season openings for non-treaty fishermen,
consistent with this Courts’ previous orders. Upon
recommendation to the court by the Fisheries
Advisory Board or the Court’s Technical Advisor
that such non-treaty fishery would be appropriate,
such opening may be placed on the telephone
hotline.
3. The Washington Department of Fisheries, its
officers, agents and servants, are further enjoined to
serve copies of this Court’s Preliminary Injunction
of September 27, 1977, upon all persons found to be
engaged in net fishing for salmon and any person
assisting in such fishing, and file with this Court
proof of such service; provided, that this order shall
not be served upon treaty fishermen.
4. The Washington Department of Fisheries its
officers, agents and servants, are further enjoined to
cite any non-treaty fisherman who, having received
notice of this Court’s order of September 27, 1977,
thereafter engaged in any fishing or assisting with
fishing in violation of the provisions of the
September 27, 1977, Order and shall direct such
persons to appear before the United States District
Court to be ordered to show cause why he or she
should not be held in contempt.
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Dated this 17th day of October, 1977.
Honorable George H. Boldt
Sr. U.S. District Court Judge
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UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT TACOMA
United States of America, et al.,
v.
Plaintiffs,
State of W ashington, et al.,
Defendants.
CIVIL NO. 9213
PRELIMINARY INJUNCTION STAYING
THURSTON COUNTY SUPERIOR COURT
Upon the application of the United States and
the Quinault Indian Tribe, notice having been given
to the State of Washington, the Honorable Frank
Baker, Superior Court, Thurston County, and the
Thurston County Prosecuting Attorney, and the
Court having carefully considered the records and
files of this case, together with the arguments of
counsel, finds that:
1. On September 28, 1977, this Court ordered
the defendants State of Washington and Gordon
Sandison, Director of the Department of Fisheries,
to regulate the salmon harvest in Grays Harbor so
as to not interfere with the opportunity of the treaty
Indians to catch 45% of the chinook and coho and
50% of the chum which will return during 1977. That
order was issued after the Court considered
testimony presented before United States Magistrate
John L. Weinberg on September 16, 1977, and before
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this Court on September 28, 1977, together with
arguments of counsel. The Court found, and
continues to find, that irreparable harm would be
suffered by the plaintiff treaty Indians if the
allocation which has been ordered is not implement
ed. In that event, the plaintiff treaty Indians would
be unable to catch their treaty entitlement of fish
in 1977.
2. On October 4, 1977, the Superior Court for
Thurston County, in Grays Harbor Gillnetters
Association v. Sandison, Cause No. 58462, ordered
the defendants to promulgate emergency regulations
which would not restrict commercial salmon fishing
in Grays Harbor except for conservation and to
disseminate those regulations over the Washington
State Department of Fisheries “hotline.” Such action
by the State would have been directly contrary to
this Court’s orders to the defendants of August 31,
1977 (Preliminary Injunction Staying State Court
Injunction and Order Implementing Preliminary
Injunction), September 28, 1977 (Order Allocating
Salmon Catch in Grays Harbor), and October 8,
1977.
3. The State of Washington has previously
promulgated regulations which are consistent with
this Court’s orders allocating the salmon catch in
Grays Harbor. If the State enacts and publicizes new
regulations which do not allow treaty Indians to
catch their full share of salmon, the plaintiff treaty
Indians will suffer irreparable harm and non-treaty
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fishermen who are prohibited from fishing contrary
to State allocation regulations which permit treaty
Indians to harvest their full share of the salmon could
be allowed to resume fishing contrary to that
allocation thus enforcement of the Court’s prelimin
ary injunction of September 27, 1977, which is
directed at the fishermen might be frustrated.
Additionally, the State has been enjoined from
adopting any salmon fishing regulations, other than
closures for conservation, by this Court’s order of
October 8, 1977.
T herefore, It Is Hereby Ordered that the
Superior Court of the State of Washington, County
of Thurston, is hereby enjoined and prohibited from
in any manner or to any extent enforcing the
temporary injunction issued by said Court (per the
Honorable Frank Baker) on October 4, 1977, in
Cause No. 58462, and from issuing any other order
in said cause, or in any other cause, which will have
the effect of preventing the State of Washington, the
Washington State Department of Fisheries, or their
officers and agents, from fully complying with the
orders of this Court.
The defendants State of Washington, Gordon
Sandison, the Department of Fisheries and Game of
the State of Washington, and their officers, agents,
servants, employees and attorneys, and those persons
in active concert or participation with any of them,
are hereby relieved from any obligation to comply
with the orders of the Thurston County Superior
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Court for the State of Washington in Cause No.
58462 and are ordered not to obey, carry out, enforce
or otherwise treat as having any lawful effect on the
orders of that Court which are contrary to the orders
of this Court.
This order shall remain in effect until a trial
shall be held on the merits or until further order of
this Court.
Dated this 17th day of October, 1977.
George H. Boldt
Senior United States District Judge
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UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT TACOMA
United States of America, et al.,
Plaintiffs,
v.
State of W ashington, et al.,
Defendants.
CIVIL NO. 9213
FOURTH SUPPLEMENTAL FINDINGS OF
FACT AND CONCLUSIONS OF LAW AND
DECREE RE 1975 FRASER RIVER SOCKEYE
AND PINK SALMON HARVEST
This matter having come on regularly before the
Court on Plaintiff United States’ Motion for
Preliminary and Permanent Injunctions, and the
Court having considered the testimony and other
evidence admitted and the memoranda and oral
arguments of counsel, makes the following Findings
of Fact and Conclusions of Law in addition to those
heretofore entered in this case, particularly Findings
of Fact Nos. 214, 215 and 216 entered February 12,
1974 (384 F.Supp. at 392-393) and to the Ruling on
Department of Fisheries Question #18 (384 F.Supp.
at 411) and on the basis thereof renders the following
Decree:
DEFINITIONS
As used herein the terms—
“ Convention” means the Convention for the
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Protection, Preservation and Extension of the
Sockeye Salmon Fisheries of the Fraser River
System, entered into by the United States and
Canada and signed at Washington on the 26th day
of May, 1930 (50 Stat. 1355; TS 918) as amended
by the Pink Salmon Protocol signed at Ottawa on
the 28th day of December, 1956 (8 UST 1057; TIAS
3867) (Ex. USA-79; USA-80).
“Commission” means the International Pacific
Salmon Fisheries Commission (IPSFC) established
pursuant to the Convention.
“ Convention Waters” means those waters
described in sections 1, 2 and 3 of Article I of the
Convention of May 26, 1930.
“U.S. Convention Waters” means those Conven
tion Waters located in or under the fisheries
regulatory control of the United States.
“Period of Commission control” means, with
respect to any portion of U.S. Convention Waters,
the 1975 period that such portion is under the
regulatory control of the Commission. As of the date
of this Order said period is from June 26, 1975, to
September 20, 1975, inclusive, for U.S. Convention
Waters between the Bonilla-Tatoosh line and the
Angeles Point-William Head line and from June 26,
1975, to September 27, 1975, for certain of those
waters east of the latter line plus the period
September 28, 1975, to October 11, 1975, inclusive,
for an area near Point Roberts as described in the
Commission’s recommendation regulations. (Ex.
USA-77.)
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FINDINGS OF FACT
271. The International Pacific Salmon Fisheries
Commission has adopted recommendations and the
United States Government has approved those
recommendations for restrictions on the commercial
taking of sockeye and pink salmon in certain
Convention Waters including those comprising
Washington Department of Fisheries, Puget Sound
Salmon Fishing Areas 1, 2, western portion of 3, and
western portion of 8, as defined in WAC 220-47-201,
WAC 220-47-202, WAC 220-47-203 and WAC
220-47-209, during the 1975 period of Commission
control. (Ex. JX-2a, Fig. 18, p. 254; Ex. USA-77.) The
Washington Director of Fisheries, after a public
hearing, adopted regulations implementing the
Commission’s recommendations. (Ex. USA-78.)
Neither the Commission’s recommended regulations
nor the Director of Fisheries’ regulations make any
specific reference to or distinctive provisions for
fishing by treaty Indians at their usual and
accustomed fishing places.
272. In transmitting the Commission’s 1975
recommendations to the Washington Director of
Fisheries for implementation the United States
Department of State, on behalf of the U.S.
Government, advised the Director as follows:
“ In light of the decision in U.S. v. Washington,
regulation in conformity with Indian Treaty
rights, as set forth in that decision, is now
required. It is understood, in view of this
decision, that the State will regulate in a manner
consistent with Indian Treaty rights.”
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“ In this regard, the United States has reached
an understanding with the Government of
Canada which we believe will ensure sufficient
flexibility in the Commission to accommodate
domestic implementation of that decision.
Specifically, should action to implement the
decision, through means such as restrictions of
fishing on certain U.S. fishing days to Indian
fishermen, create a situation in which effort by
the Indians is insufficient to permit the U.S.
fishery to reach the catch goals set by the
Commission, then the Commission could take
action to remedy this imbalance by providing
extra time to assure that the targets are reached.
Thus, regulation by the State of Washington in
conformity with the Boldt decision can be
undertaken in a manner consistent with the
overall obligations of the U.S. under the
Convention.” (Ex. USA-77.)
273. The Commission takes the position
that while it is aware that changes in units of
gear and in fishing effort have occurred in
different segments of the industry and that these
changes sometimes affect individual catches, the
Commission does not directly concern itself with
these matters. The Commission fulfills its
responsibilities to assure proper spawning
escapement and to divide the allowable catch in
Convention Waters by considering the catches
that are made, and not by setting the number
of days of fishing in the abstract. The number
of days allowed for fishing need not be, and often
is not, the same for each country. The
Commission has no jurisdiction over the
numbers or types of gear that may be operated
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in Convention Waters. Jurisdiction over these
matters rests with the respective national or
state or provincial governments as matters of
domestic law. (Ex. USA-89.)
274. The best available estimates of the
number of treaty Indian gear that are likely to
be use in U.S. Convention waters during the
1975 period of Commission control, as compiled
by the Northwest Indian Fisheries Commission
from treaty tribes having treaty-right usual and
accustomed fishing places within those waters,
are 65 large gill net boats, 39 gill net skiffs and
4 purse seine vessels. (Ex. USA-84.)
275. In 1974 the number of units of United
States gear landing sockeye during the period of
Commission control was 272 purse seines, 1140
gill nets and 54 reef nets. (Ex. USA-85.)
276. The 1974 Fraser River sockeye run
totalled 8.5 million fish and the Convention
Waters catch was 5 million fish, of which U.S.
fishermen caught 2,476,053 (Ex. USA-86) and
Canadian fishermen caught 2,500,019. The
Indian portion of the United States catch was
34,277 (Ex. USA-86). Pink salmon runs occur
only in odd numbered years. (Ex. USA-86.)
277. The Commission presently forecasts a
1975 convention waters run of 5.5 million Fraser
River sockeye.
278. A regulation by the State of Washing
ton or its Director of Fisheries limiting fishing
in U.S. Convention Waters to treaty Indians for
at least one day per calendar week of the days
on which fishing in such waters is authorized by
the Commission during 1975 would not adversely
affect the conservation of any species or run of
fish under normal fishing patterns, deny
non-Indians an opportunity to take up to 50%
of the harvestable fish available at the Indian
treaty usual and accustomed fishing places, or
adversely affect any obligation of the United
States under the Convention with Canada. Such
a regulation is appropriate “ to approach more
nearly an equal allocation of the opportunity to
harvest fish at usual and accustomed grounds
and stations” as required by Final Decision #1
in this case, 384 F.Supp. at 344.
279. The International Pacific Salmon
Fisheries Commission controls the convention
water harvest of sockeye and pink salmon by
adopting recommended regulations several
months in advance of the season which are
submitted for approval by the respective
national governments and thereafter, as a matter
of practice, for Washington waters, for adoption
by the Washington Department of Fisheries.
Thereafter that Commission staff closely
monitors the actual runs and catches throughout
the season and the Commission meets or confers
sometimes by telephone, frequently throughout
the season to adopt such changes to the
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pre-season regulations as necessary. These
become effective without the necessity for
further approval by the national governments
and, for Washington waters, are customarily
placed in effect through their promulgation by
the Director of Fisheries as emergency regula
tions. In 1973 the Commission met over thirty
times during the 113 day period of Commission
control.
280. The Canadian Government has in
dicated that it will not consider it contrary to
United States’ obligations under the Convention
if the State of Washington or its Director of
Fisheries authorizes, during periods of Commis
sion control in 1975, a fishery in U.S. Convention
Waters that is less extensive than the fishery
authorized by the Commission, so long as such
action has not been shown either to prevent the
Commission from assuring a proper escapement
to the spawning grounds of Fraser River sockeye
and pink salmon, or to preclude an equal
division of the harvestable catch as between
Canada and the United States or to unduly
burden the Government of Canada in fullfilling
its obligations or realizing the benefits due its
citizens under the convention.
281. On or about July 10,1975, the Director,
Washington Department of Fisheries, contacted
the United States Department of State,
outlining four alternative proposals for action by
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the State of Washington, with respect to its
fisheries under the jurisdiction of the Commis
sion. The Director therein requested guidance as
to whether any or all of these alternatives would
be consistent with the obligations of the United
States under the convention. The State
Department, by William L. Sullivan, Jr., after
consultations with the Canadian Government,
responded to the Director by cable on July 11,
1975, to the effect that the first alternative
(extra days for treaty Indian fishermen) would
be objectionable to the State Department; that
the second alternative (restricting non-Indian
fishing more than the Commission’s regulations
would otherwise require), would be acceptable
thereto; that the third alternative (allowing all
treaty Indians to fish with any gear whenever the
Commission allowed fishing by any United
States fishermen), was not objectionable in
principle, although some technical changes in
the Commission’s regulations might be neces
sary; and that the State Department had no legal
objection to the fourth alternative (closing down
the United States’ non-Indian fishery) although
it might seem to violate the spirit of the
convention. (Ex. USA-90.) Further, the State
Department sent a subsequent telegram to the
Director, State of Washington Department of
Fisheries, stating that, at the present time, the
State Department is opposed to the third
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alternative given existing Commission regula
tions, but not indicating that the State
Department’s lack of objection in principle
thereto had been changed.
282. In light of the need to provide for
Indian treaty fishing rights, and with regard to
the management scheme of the commission, of
all of the alternatives presented to the Court and
practically available to this Court at this time
for meeting that need, the one which would
cause the least disruption to the Commission’s
management scheme and to the non-Indian
fishery would be one allowing treaty Indians to
fish with any gear whenever the Commission’s
regulations would allow fishing by any United
States fishermen in all Convention Waters
except State Area 2 and a regulation allowing
fishing in State Area 2 at least five days a
week.
283. It has not been clearly established that
a violation of the responsibilities of the United
States under the convention would occur if the
fishery management authorities of the treaty
Indian tribes were to allow treaty Indian
fishermen to fish with any gear whenever the
Commission’s regulations would allow fishing by
any United States fishermen.
[Conclusions of law omitted.]
Dated ---------
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CONCLUSIONS OF LAW
55. The Sockeye Convention of May 26, 1930,
between the United States and Canada, as amended
by Pink Salmon Protocol of December 28, 1956, does
not require the State of Washington to open its
fisheries in U.S. Convention Waters, or any portion
thereof, to all Washington fishermen or any specific
group or category of Washington fishermen during
all or any portion of the times when the
Commission-prescribed regulations authorize fishing
in such waters. A Washington regulation prohibiting
fishing by persons who are not treaty Indians during
certain portions of the fishing time allowed by the
Commission or in portions of the U.S. Convention
Waters within which fishing is not prohibited by the
Commission would not necessarily be in conflict with
the Convention or the United States’ obligations
under the Convention.
56. The Convention does not confer any rights
on Washington non-Indian fishermen to a greater
share of fish taken in Washington waters than they
would have under the earlier treaties of the United
States with the Indians.
57. The State of Washington and its Director of
Fisheries may, consistent with the United States’
obligations under the Convention and the 1975
regulatory recommendations of the Commission
approved by the United States, allow fishing only to
treaty Indians during certain times or in certain areas
authorized to be open to fishing by such approved
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regulatory recommendations so long as such action
has not been shown either to prevent the Commission
from assuring a proper escapement to the spawning
grounds of Fraser River sockeye and pink salmon,
or to preclude an equal division of the harvestable
catch as between Canada and the United States or
to unduly burden the Government of Canada in
fulfilling its obligations or realizing the benefits due
its citizens under the convention.
58. The management authorities of the various
Indian treaty fishing tribes may allow any of their
fishermen to fish, in Convention Waters except State
Area 2, with any gear whenever the Commission’s
regulations would allow fishing by any United States
fishermen; and in State Area 2 for five days per
week.
59. The Director of Fisheries may so allocate the
fishing times authorized by the International Pacific
Salmon Fisheries Commission for waters of the State
of Washington that are under Commission control as
to come as close as possible toward meeting the twin
objectives prescribed by this Court’s Orders of
February 12, 1974, and March 22, 1974, affording to
Indian treaty fishermen an opportunity to take up
to 50% of the U.S. share of the harvestable fish and
to still permit a full U.S. harvest of said harvestable
quota.
DECREE
Now therefore it is Hereby Decreed, Adjudged
and Ordered as follows:
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1. It is necessary for proper enforcement of state
and tribal regulations that may be promulgated to
carry out the Orders of this Court that the number
and identity of boats and gear used in the treaty
Indian fishery be known to state, tribal and federal
enforcement authorities. Accordingly, no boat or
fishing gear shall be used in the exercise of Indian
treaty rights with respect to any fishery or in any
area over which the IPSFC is exercising control until
such boat or gear has been specifically registered with
and its use in such fishery or area authorized by the
tribal authorities of the user’s tribe and notice of
such registration and authorization has been given
by the tribal authorities to the Washington
Department of Fisheries and the Regional Director
of the National Marine Fisheries Service. Such
offices shall also be immediately notified of the
cancellation or suspension of any such registration
or authorization. The registration and notice shall
contain at least the following information: name and
address of the owner and operator; type and name,
if any, of the vessel; tribal identification number;
type of gear to be used; and area or areas for which
registered. No boat or unattended gear shall be used
in the exercise of Indian treaty rights with respect
to any fishery or in any area over which the
Commission is exercising control unless there is
affixed to it an identification tag, the style and type
of which and the location at which affixed shall have
been previously agreed to by the Director,
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Washington Department of Fisheries. Use of any
vessel or gear in violation of this paragraph may be
subject to the provisions of state law or regulation
applicable to nontreaty fishermen.
2. The Defendants State of Washington,
Washington Department of Fisheries, and Donald W.
Moos, its Director, are Hereby Enjoined from
allowing any fishing, authorized by the 1975
regulations of the International Pacific Salmon
Fisheries Commission by persons not entitled to
exercise Indian treaty rights pursuant to the Decrees
of this Court, until the Department of Fisheries
adopts and files with this Court regulations within
the limitations required by the regulations of said
Commission as they may from time to time be
modified, and which conform with this Court’s
Orders that defendants must, to the extent
consistent with permitting the full permissible total
harvest, afford treaty Indians an opportunity to take
an equal share of the total number of harvestable fish
which, absent the fishing activities of other citizens,
would be available for harvest at their usual and
accustomed fishing grounds within Washington
waters, or must otherwise equitably adjust the treaty
Indians’ share of other species or in other areas to
compensate them for disproportionate numbers of
fish taken by other Washington citizens under
regulations issued by said Commission.
3. Said Defendants are directed to file with this
Court and serve on the following participating tribes
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— to wit, the Makah Tribe, Lower Elwha Band
Clallam Tribe, Port Gamble Band Clallam Tribe,
Suquamish Tribe, Lummi Tribe, Nooksack Tribe,
the Swinomish Indian Tribal Community and
Tulalip Tribe — the United States, and the United
States Commissioners of the International Pacific
Salmon Fisheries Commission, copies of such
regulations by July 1, 1975, and to thereafter
similarly file and serve within 24 hours after adoption
any changes or supplementary regulations that may
be adopted as a result of any modification to the
Commission’s regulations.
4. The treaty Indians’ opportunity to take fish
up to the share specified in Final Decision #1 and
the related Orders of this Court shall be taken into
consideration in making any equitable adjustments
or with respect to other fisheries subject to state
regulatory control.
5. Regulatory restrictions prescribed by the
Commission limit somewhat the latitude of means
that will be available to the state and the tribes for
achieving the allocation of fish in accordance with
the Stevens treaties. This makes it particularly
necessary that the tribes and the state regulatory
agency retain and promptly exercise, when appro
priate, the authority and capability to enact on an
emergency basis, and place into immediate effect,
subject to limitations prescribed by this Court,
additional openings or closures or other modifica
tions to their respective regulations that in
A— 119
conjunction with the permissible regulations of the
other parties and the applicable provisions of the
Commission requirements will reasonably assure
protection, proper harvest, and the allocation of, or
compensatory adjustments from, the fishery resource
within the state’s total regulatory authority required
by this and prior Orders of this Court in this case.
Accordingly, this Court retains continuing daily
jurisdiction over the implementation of this Order
and Decree. Any party hereto or any other person
aggrieved by any action or failure to act on the part
of another party pursuant to this Decree shall bring
the matter to this Court for an appropriate Order
to implement the requirements of this Decree.
Consideration of such matters will be given on a
highly expedited basis by the Court, particularly if
it develops that the Commission or the Canadian
Government raises serious objection hereto, or if the
effective implementation of the Commission’s
management responsibilities is hindered hereby. The
Master is hereby authorized and directed, subject to
the provisions of Rule 53, Federal Rules of Civil
Procedure, to act upon any request for relief at any
time that the undersigned Judge is unavailable to
give timely consideration to the request.
6. The Court retains the authority to modify or
terminate the provisions of these Findings,
Conclusion and Decree, and the Order signed this
day implementing such, either on its own initiative
or on motion of any party, whenever it appears to
A — 120
the Court that such change is necessary or
appropriate to conform to the holding of Final
Decision #1 or comply with the obligations of the
United States under the International Sockeye
Convention and Pink Salmon Protocol.
Dated this 16th day of July, 1975.
/ g/ George H, Boldt____________
United States District Judge
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UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT TACOMA
United States of America, et al.,
Plaintiffs,
v.
State of W ashington, et al.,
Defendants
CIVIL NO. 9213
MODIFICATIONS AND ADDITIONS TO
FOURTH SUPPLEMENTAL FINDINGS OF
FACT AND CONCLUSIONS OF LAW AND
DECREE AND INJUCTION RE 1975 FRASER
RIVER SOCKEYE AND PINK SALMON
HARVEST
T his M atter having come on regularly before
the Court on plaintiff United States’ Motion for
Modification of Injunction, and the Court having
considered the memoranda and oral arguments of
counsel, amends the Findings of Fact and
Conclusions of Law and Decree entered in this case
on July 16, 1975, as follows:
FINDINGS OF FACT
1. Finding of Fact No. 282 is amended to read
as follows:
282. In light of the need to provide for
Indian treaty fishing rights, and with regard to
the management scheme of the Commission, of
all of the alternatives presented to the Court and
practically available to this Court at this time
for meeting that need, the one which would
cause the least disruption to the Commission’s
managment scheme and to the non-Indian
fishery and which would not violate the
responsibilities of the United States under the
Convention would be one allowing treaty Indians
to fish with any gear whenever the Commission’s
regulations would allow fishing by any United
States fishermen in Convention Waters.
2. A new Finding of Fact is made as follows:
284. On July 11, 1975, representatives of the
governments of the United States and Canada
met in Bellingham, Washington, to attempt to
reach some agreement which would allow
implementation of this Court’s Injunction of
July 16, 1975. However, the Canadian govern
ment would not agree to proposals put forward
by the United States. Subsequent thereto, the
United States temporarily withdrew its approval
under the Convention of those parts of the
Commission’s regulations which seek to allocate
the open fishing periods among various types of
gear.
CONCLUSIONS OF LAW
1. Conclusion of Law No. 58 is amended to read
follows:
58. The management authorities of the
various Indian treaty fishing tribes or the State
of Washington may allow treaty Indian
fishermen to fish, in Convention Waters, with
any gear whenever the Commission’s regulations
would allow fishing by any United States
fishermen.
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2. New Conclusions of Law are added as
follows:
60. The temporary withdrawal by the
United States of its approval under the
Convention of those parts of the Commission’s
regulations which seek to allocate the open
fishing periods among various types of gear is
a valid exercise of its rights and responsibilities
under the Convention.
61. The Commission may prohibit all
fishing within Convention waters but Commis
sion regulations do not preclude the State from
allocating the time allowed United States
fishermen among various user groups.
62. The Commission regulations, as ap
proved by the United States, allow fishing time
without regard to gear limitations.
63. The Stevens treaties between the
United States and the various Indian tribes, as
interpreted by the Court and the Ninth Circuit
Court of Appeals, preempted State control of
fishing within Washington territorial waters in
Puget Sound, including Fraser River sockeye
and pink salmon, and made it the supreme law
of the land that the Indians must be allowed the
opportunity to take up to fifty per cent of the
fish that may be legally harvested in Washington
territorial waters.
64. Through federal preemption of State
regulation of Indian fishing at treaty fishing
grounds, this Court has jurisdiction to suspend,
modify, or substitute State regulations.
65. The Washington Director of Fisheries
has authority under State law to adopt
regulations of the Commission and, under order
of this Court, to allocate the United States’ share
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of Fraser River sockeye and pink salmon among
user groups.
66. The adoption of regulations as required
by this Court’s order of July 16, 1975, modified
July 30, 1975, is a valid exercise of the authority
delegated to the Director by the State
Legislature as limited by this Court.
Dated this 6th day of August, 1975.
/s/___________________________
George H. Boldt
United States District Judge
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT TACOMA
United States of AMERICA, et al.,
Plaintiff,
Swinomish Indian T ribal Community,
Plaintiff-Intervenor,
vs.
State of W ashington, et al,
CIVIL NO. 9213
Defandants.
PRELIMINARY INJUNCTION RE
SWINOMISH INDIAN TRIBAL COMMUNITY
CHINOOK FISHERY IN AREA DESIGNATED
WEST BEACH
This matter having come on for hearing before
this Court on the motion of the Swinomish Indian
Tribal Community for Preliminary and Permanent
injunction on July 30th, 1975 and continued for
further hearing on August 6, 1975, and evidence
having been introduced and the Court finding that
the Swinomish Indian Tribal Community fishermen
have been and desire to continue fishing for chinook
salmon in the area designated as West Beach, which
is in convention waters over which the International
Pacific Salmon Commission has jurisdiction insofar
as sockeye and pink salmon are concerned and that
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the State of Washington has issued a citation for
fishing for chinook salmon to a member of the
Swinomish Indian Tribal Community fishing in this
area and the Court from the evidence further finding
that fishing with a large mesh net results in an
incidental catch only of sockeye or pink salmon
which is so small in number as not to interfere with
the management of the sockeye and pink salmon
resource and
The Court conluding that the Treaty between
the United States and Canada governing the fishing
relates to the regulation of fishing for sockeye and
pink salmon, and that the Swinomish Indian Tribal
Community fishermen should be allowed to fish for
chinook under regulation safeguarding the sockeye
and pink salmon escapement now therefore
It Is Hereby Ordered and Adjudged that the
State of Washington be and it is hereby enjoined
from prohibiting the fishing by Swinomish Indian
Tribal Community fishermen for chinook salmon in
the area know and designated as West Beach defined
as that area lying easterly of a line from Deception
Island to Lawson Reef to Partridge Point and
easterly of Whidbey Island provided that such
fishing shall be done by the use of nets with a
minimum eight and one-quarter inch stretch mesh,
using a ten pound weight on a wet net, unless said
fishing results in a more than incidental catch of
sockeye or pink salmon, or closure is necessary for
conservation of the chinook salmon, and it is
further
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Ordered that Mr. Ronald Costello, fish biologist
for the Swinomish Indian Tribal Community
constantly monitor the fishery and if the catch of
sockeye or pink salmon exceed 5% of the catch to
require closure of the fishery or report to the Court
and it is further Ordered that the permanent
injunction application be heard at 9:30 a.m., October
20, 1975, and it is further
Ordered that bond is set in the sum of
$250.00.
Ordered this 8th day of August, 1975.
/s/.
George H. Boldt
Senior United States District Judge
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UNITED STATES CONSTITUTION
ARTICLE II
§ 2 POWERS OF THE PRESIDENT. The
president shall be commander in chief of the army
and navy of the United States, and of the militia of
the several states, when called into the actual service
of the United States; he may require the opinion, in
writing, of the principal officer in each of the
executive departments, upon any subject relating to
the duties of their respective offices, and he shall
have power to grant reprieves and pardons for
offences against the United States, except in cases
of impeachment.
He shall have the power, by and with the advice
and consent of the senate, to make treaties, provided
two-thirds of the senators present concur; and he
shall nominate, and by and with the advice and
consent of the senate, shall appoint ambassadors,
other public ministers and consuls, judges of the
supreme court, and all other officers of the United
States, whose appointments are not herein otherwise
provided for, and which shall be established by law:
but the congress may by law vest the appointment
of such inferior officers, as they think proper in the
president alone, in the courts of law, or in the heads
of departments.
The president shall have power to fill up all
vacancies that may happen during the recess of the
senate, by granting commissions which shall expire
at the end of their next session.
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ARTICLE VI
Debts, supremacy, oath. All debts contracted
and engagements entered into, before the adoption
of this Constitution, shall be as valid against the
United States under this Constitution, as under the
confederation.
This Constitution, and the laws of the United
States which shall be made in pursuance thereof; and
all treaties made, or which shall be made, under the
authority of the United States, shall be the supreme
law of the land; and the judges in every state shall
be bound thereby, any thing in the Constitution or
laws of any state to the contrary notwithstanding.
The senators and representatives before men
tioned, and the members of the several state
legislatures, and all executive and judicial officers,
both of the United States and of the several states,
shall be bound by oath or affirmation, to support this
Constitution; but no religious test shall ever be
required as a qualification to any office or public
trust under the United States.
AMENDMENT V
RIGHTS OF ACCUSED IN CRIMINAL
PROCEEDINGS. No person shall be held to answer
for a capital, or otherwise infamous crime, unless on
a presentment or indictment of a grand jury, except
in cases arising in the land or naval forces, or in the
militia, when in actual service in time of war or
public danger; nor shall any person be subject for the
same offense to be twice put in jeopardy of life or
limb, nor shall be compelled in any criminal case to
be a witness against himself, nor be deprived of life,
liberty, or property, without due process of law; nor
shall private property be taken for public use,
without just compensation.
AMENDMENT X
POWERS RESERVED TO STATES OR
PEOPLE. The powers not delegated to the United
States by the Constitution, nor prohibited by it to
the states, are reserved to the states respectively, or
to the people.
AMENDMENT XIV
§ 1 CITIZENSHIP RIGHTS NOT TO BE
ABRIDGED BY STATES. All persons born or
naturalized in the United States, and subject to the
jurisdiction thereof, are citizens of the United States
and of the state wherein they reside. No state shall
make or enforce any law which shall abridge the
privileges or immunities of citizens of the United
States; nor shall any state deprive any person of life,
liberty, or property, without due process of law; nor
deny to any person within its jurisdiction the equal
protection of the laws.
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TREATIES
TREATY OF MEDICINE CREEK
December 26, 1854
10 Stat. 1132
Article III. The right of taking fish, at all usual
and accustomed grounds and stations, is further
secured to said Indians, in common with all citizens
of the Territory, and of erecting temporary houses
for the purpose of curing, together with the privilege
of hunting, gathering roots and berries, and pasturing
their horses on open and unclaimed lands: Provided,
however, That they shall not take shell fish from any
beds staked or cultivated by citizens, and that they
shall alter all stallions not intended for breeding
horses, and shall keep up and confine the latter.
TREATY OF POINT ELLIOTT
January 22, 1855
12 Stat. 927
Article V. The right of taking fish at usual and
accustomed grounds and stations is further secured
to said Indians, in common with all citizens of the
Territory and of erecting temporary houses for the
purpose of curing, together with the privilege of
hunting and gathering roots and berries on open and
unclaimed lands. Provided, however, that they shall
not take shell-fish from any beds staked or cultivated
by citizens.
TREATY OF POINT NO POINT
January 26, 1855
12 Stat. 933
Article 4. The right of taking fish at usual and
accustomed grounds and stations is further secured
to said Indians, in common with all citizens of the
United States and of erecting temporary houses for
the purpose of curing; together with the privilege of
hunting and gathering roots and berries on open and
unclaimed lands. Provided, however, That they shall
not take shell-fish from any beds staked or cultivated
by citizens.
TREATY WITH THE MAKAH (TREATY OF
NEAH BAY)
January 31, 1855
12 Stat. 939
Article IV. The right of taking fish and of
whaling or sealing at usual and accustomed grounds
and stations is further secured to said Indians in
common with all citizens of the United States, and
of erecting temporary houses for the purpose of
curing, together with the privilege of hunting and
gathering roots and berries on open and unclaimed
lands: Provided, however, That they shall not take
shell-fish from any beds staked or cultivated by
citizens.
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TREATY WITH THE YAKIMAS
June 9, 1855
12 Stat. 951
Article III. And provided, That, if necessary for
the public convenience, roads may be run through
the said reservation; and on the other hand, the right
of way, with free access from the same to the nearest
public highway, is secured to them; as also the right,
in common with citizens of the United States, to
travel upon all public highways.
The exclusive right of taking fish in all the
streams, where running through or bordering said
reservation, is further secured to said confederated
tribes and bands of Indians, as also the right of
taking fish at all usual and accustomed places, in
common with citizens of the Territory, and of
erecting temporary buildings for curing them;
together with the privilege of hunting, gathering
roots and berries, and pasturing their horses and
cattle upon open and unclaimed land.
TREATY WITH THE QUINAIELTS
July 1, 1855
12 Stat. 971
Article III. The right of taking fish at all usual
and accustomed grounds and stations is secured to
said Indians in common with all citizens of the
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Territory, and of erecting temporary houses for the
purpose of curing the same; together with the
privilege of hunting, gathering roots and berries, and
pasturing their horses on all open and unclaimed
lands. Provided, however, That they shall not take
shell-fish from any beds staked or cultivated by
citizens; and provided, also, that they shall alter all
stallions not intended for breeding, and shall keep
up and confine the stallions themselves.
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Convention for the Protection, Preservation,
and Extension of the Sockeye Salmon
Fishery of the Fraser River System, May
26, 1930
Signed at Washington May 26, 1930; Ratification
advised by the Senate subject to understandings
June 16, 1936; Ratified by the President, subject
to the said understandings, July 23, 1937; Ratified
by His Majesty in respect of Canada June 26,
1937; Ratifications exchanged at Washington July
28, 1937; Proclaimed by the President August 4,
1937.
B y the President of the United States of
America
A PROCLAMATION
W hereas a Convention between the United
States of America and Canada for the protection,
preservation and extension of the sockeye salmon
fishery of the Fraser River system was concluded and
signed by their respective Plenipotentiaries at
Washington, on the twenty-sixth day of May, one
thousand nine hundred and thirty, the original of
which Convention is word for word as follows:
The President of the United States of America
and His Majesty the King of Great Britain, Ireland
and the British dominions beyond the Seas, Emperor
of India, in respect of the Dominion of Canada,
recognizing that the protection, preservation and
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extension of the sockeye salmon fisheries in the
Fraser River system are of common concern to the
United States of America and the Dominion of
Canada; that the supply of this fish in recent years
has been greatly depleted and that it is of importance
in the mutual interest of both countries that this
source of wealth should be restored and maintained,
have resolved to conclude a Convention and to
that end have named as thier respective plenipo
tentiaries;
The President of the United States of America:
Mr. Henry L. Stimson, Secretary of State of the
United States of America; and
His Majesty, for the Dominion of Canada: The
Honorable Vincent Massey, a member of His
Majesty’s Privy Council for Canada and His Envoy
Extraordinary and Minister Plenipotentiary for
Canada at Washington;
Who, after having communicated to each other
their full powers, found in good and due form, have
agreed upon the following Articles:
Article I
The provisions of this Convention and the orders
and regulations issued under the authority thereof
shall apply, in the manner and to the extent
hereinafter provided in this Convention, to the
following waters:
1. The territorial waters and the high seas
westward from the western coast of the United States
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of America and the Dominion of Canada and from
a direct line drawn from Bonilla Point, Vancouver
Island, to the lighthouse on Tatoosh Island,
Washington, — which line marks the entrance to
Juan de Fuca Strait, — and embraced between 48
and 49 degrees north latitude, excepting therefrom,
however, all the waters of Barklay Sound, eastward
of a straight line drawn from Amphitrite Point to
Cape Beale and all the waters of Nitinat Lake and
the entrance thereto.
2. The waters included within the following
boundaries:
Beginning at Bonilla Point, Vancouver Island,
thence along the aforesaid direct line drawn from
Bonilla Point to Tatoosh Lighthouse, Washington,
described in paragraph numbered 1 of this Article,
thence to the nearest point of Cape Flattery, thence
following the southerly shore of Juan de Fuca Strait
to Point Wilson, on Quimper Peninsula, thence in
a straight line to Point Partridge on Whidbey Island,
thence following the western shore of the said
Whidbey Island, to the entrance to Deception Pass,
thence across said entrance to the southern side of
Reservation Bay, on Fidalgo Island, thence following
the western and northern shore line of the said
Fidalgo Island to Swinomish Slough, crossing the
said Swinomish Slough, in line with the track of the
Great Northern Railway, thence northerly following
the shore line of the mainland to Atkinson Point at
the northerly entrance to Burrard Inlet, British
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Columbia, thence in a straight line to the southern
end of Bowen Island, thence westerly following the
southern shore of Bowen Island to Cape Roger
Curtis, thence in a straight line to Gower Point,
thence westerly following the shore line to Welcome
Point on Seechelt Peninsula, thence in a straight line
to Point Young on Lasqueti Island, thence in a
straight line to Dorcas Point on Vancouver Island,
thence following the eastern and southern shores of
the said Vancouver Island to the starting point at
Bonilla Point, as shown on the United States Coast
and Geodetic Survey Chart Number 6300, as
corrected to March 14, 1930, and on the British
Admiralty Chart Number 579, copies of which are
annexed to this Convention and made a part
thereof.
3. The Fraser River and the streams and lakes
tributary thereto.
The High Contracting Parties engage to have
prepared as soon as practicable charts of the waters
described in this Article, with the above described
boundaries thereof and the international boundary
indicated thereon. Such charts, when approved by
the appropriate authorities of the Governments of
the United States of America and the Dominion of
Canada, shall be considered to have been substituted
for the charts annexed to this Convention and shall
be authentic for the purposes of the Convention.
The High Contracting Parties further agree to
establish within the territory of the United States of
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America and the territory of the Dominion of Canada
such buoys and marks for the purposes of this
Convention as may be recommended by the
Commission hereinafter authorized to be established,
and to refer such recommendations as the
Commission may make as relate to the establishment
of buoys or marks at points on the international
boundary to the International Boundary Commis
sion, United States-Alaska and Canada, for action
pursuant to the provisions of the Treaty between the
United States of America and His Majesty, in respect
of Canada, respecting the boundary between the
United States of America and the Dominion of
Canada, signed February 24, 1925.
Article II
The High Contracting Parties agree to establish
and maintain a Commission to be known as the
International Pacific Salmon Fisheries Commission,
hereinafter called the Commission, consisting of six
members, three on the part of the United States of
America and three on the part of the Dominion of
Canada.
The Commissioners on the part of the United
States of America shall be appointed by the
President of the United States of America. The
Commissioners on the part of the Dominion of
Canada shall be appointed by His Majesty on the
recommendation of the Governor General in
Council.
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The Commissioners appointed by each of the
High Contracting Parties shall hold office during the
pleasure of the High Contracting Party by which
they were appointed.
The Commission shall continue in existence so
long as this Convention shall continue in force, and
each High Contracting Party shall have power to fill
and shall fill from time to time vacancies which may
occur in its representation on the Commission in the
same manner as the original appointments are made.
Each High Contracting Party shall pay the salaries
and expenses of its own Commissioners, and joint
expenses incurred by the Commission shall be paid
by the two High Contracting Parties in equal
moieties.
Article III
The Commission shall make a thorough
investigation into the natural history of the Fraser
River sockeye salmon, into hatchery methods,
spawning ground conditions and other related
matters. It shall conduct the sockeye salmon fish
cultural operations in the waters described in
paragraphs numbered 2 and 3 of Article I of this
Convention, and to that end it shall have power to
improve spawning grounds, construct, and maintain
hatcheries, rearing ponds and other such facilities as
it may determine to be necessary for the propagation
of sockeye salmon in any of the waters covered by
this Convention, and to stock any such waters with
sockeye salmon by such methods as it may determine
to be most advisable. The Commission shall also have
authority to recommend to the Governments of the
High Contracting Parties removing or otherwise
overcoming obstructions to the ascent of sockeye
salmon, that may now exist or may from time to time
occur, in any of the waters covered by this
Convention, where investigation may show such
removal of or other action to overcome obstruction
to be desirable. The Commission shall make an
annual report to the two Governments as to the
investigations which it has made and other action
which it has taken in execution of the provisions of
this Article, or of other Articles of this
Convention.
The cost of all work done pursuant to the
provisions of this Article, or of other Articles of this
Convention, including removing or otherwise
overcoming obstructions that may be approved, shall
be borne equally by the two Governments, and the
said Governments agree to appropriate annually such
money as each may deem desirable for such work in
the light of the reports of the Commission.
Article IV
The Commission is hereby empowered to limit
or prohibit taking sockeye salmon in respect of all
or any of the waters described in Article I of this
Convention, provided that when any order is adopted
by the Commission limiting or prohibiting taking
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sockeye salmon in any of the territorial waters or on
the High Seas described in paragraph numbered 1
of Article I, such order shall extend to all such
territorial waters and High Seas, and, similarly, when
in any of the waters of the United States of America
embraced in paragraph numbered 2 of Article I, such
order shall extend to all such waters of the United
States of America, and when in any of the Canadian
waters embraced in paragraphs numbered 2 and 3
of Article I, such order shall extend to all such
Canadian waters, and provided further, that no order
limiting or prohibiting taking sockeye salmon
adopted by the Commission shall be construed to
suspend or otherwise affect the requirements of the
laws of the State of Washington or of the Dominion
of Canada as to the procuring of a license to fish in
the waters on their respective sides of the boundary,
or in their respective territorial waters embraced in
paragraph numbered 1 of Article I of this
Convention, and provided further that any order
adopted by the Commission limiting or prohibiting
taking sockeye salmon on the High Seas embraced
in a paragraph numbered 1 of Article I of this
Convention shall apply only to nationals and
inhabitants and vessels and boats of the United
States of America and the Dominion of Canada.
Any order adopted by the Commission limiting
or prohibiting taking sockeye salmon in the waters
covered by this Convention, or any part thereof, shall
remain in full force and effect unless and until the
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same be modified or set aside by the Commission.
Taking sockeye salmon in said waters in violation of
an order of the Commission shall be prohibited.
Article V
In order to secure a proper escapement of
sockeye salmon during the spring or chinook salmon
fishing season, the Commission may prescribe the
size of the meshes in all fishing gear and appliances
that may be operated during said season in the
waters of the United States of America and/or the
Canadian waters described in Article I of this
Convention. At all seasons of the year the
Commission may prescribe the size of the meshes in
all salmon fishing gear and appliances that may be
operated on the High Seas embraced in paragraph
numbered 1 of Article I of this Convention, provided,
however, that in so far as concerns the High Seas,
requirements prescribed by the Commission under
the authority of this paragraph shall apply only to
nationals and inhabitants and vessels and boats of
the United States of America and the Dominion of
Canada.
Whenever, at any other time than the spring or
chinook salmon fishing season, the taking of sockeye
salmon in waters of the United States of America or
in Canadian waters is not prohibited under an order
adopted by the Commission, any fishing gear or
appliance authorized by the State of Washington
may be used in waters of the United States of
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America by any person thereunto authorized by the
State of Washington, and any fishing gear or
appliance authorized by the laws of the Dominion of
Canada may be used in Canadian waters by any
person thereunto duly authorized. Whenever the
taking of sockeye salmon on the High Seas embraced
in paragraph numbered 1 of Article I of this
Convention is not prohibited, under an order
adopted by the Commission, to the nationals or
inhabitants or vessels or boats of the United States
of America or the Dominion of Canada, only such
salmon fishing gear and appliances as may have been
approved by the Commission may be used on such
High Seas by said nationals, inhabitants, vessels or
boats.
Article VI
No action taken by the Commission under the
authority of this Convention shall be effective unless
it is affirmatively voted for by at least two of the
Commissioners of each High Contracting Party.
Article VII
Inasmuch as the purpose of this Convention is
to establish for the High Contracting Parties by their
joint effort and expense, a fishery that is now largely
nonexistent, it is agreed by the High Contracting
Parties that they should share equally in the fishery.
The Commission shall, consequently, regulate the
fishery with a view to allowing, as nearly as may be
practicable, an equal portion of the fish that may be
caught each year to be taken by the fishermen of each
High Contracting Party.
Article VIII
Each High Contracting Party shall be responsi
ble for the enforcement of the orders and regulations
adopted by the Commission under the authority of
this Convention, in the portion of its waters covered
by the Convention.
Except as hereinafter provided in Article IX of
this Convention, each High Contracting Party shall
be responsible, in respect of its own nationals and
inhabitants and vessels and boats, for the
enforcement of the orders and regulations adopted
by the Commission, under the authority of this
Convention, on the High Seas embraced in paragraph
numbered 1 of Article I of the Convention.
Each High Contracting Party shall acquire and
place at the disposition of the Commission any land
within its territory required for the construction and
maintenance of hatcheries, rearing ponds, and other
such facilities as set forth in Article III.
Article IX
Every national or inhabitant, vessel or boat of
the United States of America or of the Dominion of
Canada, that engages in sockeye salmon fishing on
the High Seas embraced in paragraph numbered 1
of Article I of this Convention, in violation of an
order or regulation adopted by the Commission,
under the authority of this Convention, may be
seized and detained by the duly authorized officers
of either High Contracting Party, and when so seized
and detained shall be delivered by the said officers,
as soon as practicable, to an authorized official of the
country to which such person, vessel or boat belongs,
at the nearest point to the place of seizure, or
elsewhere, as may be agreed upon with the competent
authorities. The authorities of the country to which
a person, vessel or boat belongs alone shall have
jurisdiction to conduct prosecutions for the violation
of any order or regulation, adopted by the
Commission in respect of fishing for sockeye salmon
on the High Seas embraced in paragraph numbered
1 of Article I of this Convention, or of any law or
regulation which either High Contracting Party may
have made to carry such order or regulation of the
Commission into effect, and to impose penalties for
such violations; and the witnesses and proofs
necessary for such prosecutions, so far as such
witnesses or proofs are under the control of the other
High Contracting Party shall be furnished with all
reasonable promptitude to the authorities having
jurisdiction to conduct the prosecutions.
Article X
The High Contracting Parties agree to enact and
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enforce such legislation as may be necessary to make
effective the provisions of this Convention and the
orders and regulations adopted by the Commission
under the authority thereof, with appropriate
penalties for violations.
Article XI
The present Convention shall be ratified by the
President of the United States of America, by and
with the advice and consent of the Senate thereof,
and by His Majesty in accordance with constitutional
practice, and it shall become effective upon the date
of the exchange of ratifications which shall take place
at Washington as soon as possible and shall continue
in force for a period of sixteen years, and thereafter
until one year from the day on which either of the
High Contracting Parties shall give notice to the
other of its desire to terminate it.
In witness whereof, the respective plenipoten
tiaries have signed the present Convention, and have
affixed their seals thereto.
Done in duplicate at Washington on the
twenty-sixth day of May, one thousand nine hundred
and thirty.
[SEAL] Henry L. Stimson
[seal] V incent M assey
And whereas the said Convention has been duly
ratified on both parts, and the ratifications of the
two Governments were exchanged in the city of
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Washington on the twenty-eighth day of July, one
thousand nine hundred and thirty-seven;
And whereas the said Convention was ratified
by the United States of America subject to three
understandings, made a part of the ratification, as
follows:
(1) That the International Pacific Salmon
Fisheries Commission shall have no power to
authorize any type of fishing gear contrary to the
laws of the State of Washington or the Dominion
of Canada;
(2) That the Commission shall not promul
gate or enforce regulations until the scientific
investigations provided for in the convention
have been made, covering two cycles of Sockeye
Salmon runs, or eight years; and
(3) That the Commission shall set up an
Advisory Committee composed of five persons
from each country who shall be representatives
of the various branches of the industry (purse
seine, gill net, troll, sport fishing, and one other),
which Advisory Committee shall be invited to all
non-executive meetings of the Commission and
shall be given full opportunity to examine and
to be heard on all proposed orders, regulations
or recommendations.
And whereas the aforesaid three understandings
have been accepted by the Government of Canada,
as is recorded in the Protocol of Exchange of
ratifications of the said Convention;
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Now, therefore, be it known that I, Franklin
D. Roosevelt, President of the United States of
America, have caused the said Convention to be
made public, to the end that the same and every
article and clause thereof may be observed and
fulfilled with good faith by the United States of
America and the citizens thereof, subject to the three
understandings herein recited.
In testimony whereof, I have hereunto set my
hand and caused the Seal of the United States of
America to be affixed.
Done at the city of Washington this fourth day
of August in the year of our Lord one
thousand nine hundred and thirty-seven,
and of the Independence of the United
[seal] States of America the one hundred and
sixty-second.
FRANKLIN D. ROOSEVELT
By the President:
Cordell Hull
Secretary of State.
PROTOCOL OF EXCHANGE
The undersigned the Secretary of State of the
United States of America and the Canadian Minister
at Washington met this day for the purpose of
exchanging ratifications of the convention between
the United States of America and Canada for the
protection, preservation and extension of the sockeye
salmon fisheries of the Fraser River System, signed
at Washington on May 26, 1930.
The Secretary of State of the United States of
America stated that the convention is ratified on the
part of the United States of America subject to the
three understandings contained in the resolution of
the Senate of the United States of America advising
and consenting to ratification, a copy of which
resolution was communicated to the Secretary of
State for External Affairs of Canada by the Minister
of the United States of America at Ottawa in his note
of July 7, 1936. These three understandings are as
follows:
(1) That the International Pacific Salmon
Fisheries Commission shall have no power to
authorize any type of fishing gear contrary to the
laws of the State of Washington or the Dominion
of Canada;
(2) That the Commission shall not
promulgate or enforce regulations until the
scientific investigations provided for in the
convention that have been made, covering two
cycles of Sockeye Salmon runs, or eight years;
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and
(3) That the Commission shall set up an
Advisory Committee composed of five persons
from each country who shall be representatives
of the various branches of the industry (purse
seine, gill net, troll, sport fishing, and one other),
which Advisory Committee shall be invited to all
non-executive meetings of the Commission and
shall be given full opportunity to examine and
to be heard on all proposed orders, regulations
or recommendations.
The Canadian Minister stated that he was
authorized by his Government to state that it
accepted the foregoing understandings.
The exchange then took place in the usual
manner.
In witness whereof they have signed the
present protocol and have affixed their seals
hereto.
Done at Washington this twenty-eighth day of
July, 1937.
[seal] Cordell Hull,
Secretary of State of the
United States of America
[seal] Herbert M. Marler,
Canadian Minister.
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PROTOCOL AMENDING THE CONVEN
TION, TO INCLUDE PINK SALMON IN
THE FRASER RIVER SYSTEM,
DECEMBER 28, 1956
Signed at Ottawa December 28, 1956; Ratification
advised by the Senate June 6, 1957; Ratified by
the President June 18, 1957; Ratified by Canada
April 19, 1957; Ratifications exchanged at Ottawa
July 3, 1957; Proclaimed by the President July 24,
1957; Entered into force July 3, 1957.
By the President of the United States of
America
A PROCLAMATION
W hereas a protocol between the Government of
the United States of America and the Government
of Canada to the Convention for the Protection,
Preservation, and Extension of the Sockeye Salmon
Fisheries in the Fraser River System signed at
Washington on the 26th day of May 1930 was signed
at Ottawa on December 28, 1956, the original of
which protocol is word for word as follows:
PROTOCOL BETWEEN THE GOVERN
MENT OF THE UNITED STATES OF
AMERICA AND THE GOVERNMENT OF
CANADA TO THE CONVENTION FOR
THE PROTECTION, PRESERVATION,
AND EXTENSION OF THE SOCKEYE
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SALMON FISHERIES IN THE FRASER
RIVER SYSTEM, SIGNED AT WASHING
TON ON THE 26TH DAY OF MAY,
1930.
The Government of the United States of
America and the Government of Canada, desiring to
coordinate the programs for the conservation of the
sockeye and pink salmon stocks of common concern
by amendment of the Convention between the
United States of America and Canada for the
Protection, Preservation and Extension of the
Sockeye Salmon Fisheries in the Fraser River
System, signed at Washington on the 26th day of
May, 1930, hereinafter referred to as the
Convention,
Have agreed as follows:
Article I
The Convention as amended by the present
Protocol shall apply to pink salmon with the
following exception:
The understanding stipulated in the Protocol of
Exchange of Ratification signed at Washington on
the 28th day of July, 1937, which provides that “ the
Commission shall not promulgate or enforce
regulations until the scientific investigations
provided for in the Convention have been made,
covering two cycles of sockeye salmon runs, or eight
years;” shall not apply to pink salmon.
A rticle II
The following words shall be deleted from the
first sentence of Article IV of the Convention:
“ * * * that when any order is adopted by
the Commission limiting or prohibiting taking
sockeye salmon in any of the territorial waters
or on the High Seas described in paragraph
numbered 1 of Article I, such order shall extend
to all such territorial waters and High Seas, and,
similarly, when in any of the waters of the
United States of America embraced in paragraph
numbered 2 of Article I, such order shall extend
to all such waters of the United States of
America, and and when in any of the Canadian
waters embraced in paragraphs numbered 2 and
3 of Article I, such order shall extend to all such
Canadian waters, and provided further
* *
Article III
The following paragraph shall be added to
Article VI of the Convention:
“All regulations made by the Commission
shall be subject to approval of the two
Governments with the exception of orders for
the adjustment of closing or opening of fishing
periods and areas in any fishing season and of
emergency orders required to carry out the
provisions of the Convention.”
Article IV
Article VII of the Convention shall be replaced
by the following Article:
“The Commission shall regulate the fisher
ies for sockeye and for pink salmon with a view
to allowing, as nearly as practicable, an equal
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portion of such sockeye salmon as may be caught
each year and an equal portion of such pink
salmon as may be caught each year to be taken
by the fisherman of each Party.”
Article V
Paragraph (3) of the understandings stipulated
in the Protocol of Exchange of Ratifications signed
at Washington on the 28th day of July 1937, shall
be amended to read as follows:
“That the Commission shall set up an
Advisory Committee composed of six persons
from each country who shall be representatives
of the various branches of the industry
including, but not limited to, purse seine, gill
net, troll, sport fishing and processing, which
Advisory Committee shall be invited to all
non-executive meetings of the Commission and
shall be given full opportunity to examine and
to be heard on all proposed orders, regulations
or recommendations.”
Article VI
1. The Parties shall conduct a coordinated
investigation of pink salmon stocks which enter the
waters described in Article I of the Convention for
the purpose of determining the migratory movements
of such stocks. That part of the investigation to be
carried out in the waters described in Article I of the
Convention shall be carried out by the
Commission.
2. Except with regard to that part of the
investigation to be carried out by the Commission,
the provisions of Article III of the Convention with
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respect to the sharing of cost shall not apply to the
investigation referred to in this Article.
3. The Parties shall meet in the seventh year
after the entry into force of this Protocol to examine
the results of the investigation referred to in this
Article and to determine what further arrangements
for the conservation of pink salmon stocks of
common concern may be desirable.
Article VII
Nothing in the Convention or this Protocol shall
preclude the Commission from recording such
information on stocks of salmon other than sockeye
or pink salmon as it may acquire incidental to its
activities with respect to sockeye and pink
salmon.
Article VIII
The present Protocol shall be ratified and the
exchange of the instruments of ratification shall take
place in Ottawa as soon as possible. It shall come
into force on the day of the exchange of the
instruments of ratification.
In witness whereof the undersigned, duly
authorized by their respective Governments, have
signed this Protocol and have affixed thereto their
seals.
Done in duplicate at Ottawa this 28th day of
December, 1956.
For the Government of the United States of
America:
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Livingston T. Merchant
[seal] W m. C. Herrington
For the Government of Canada:
[seal] James Sinclair
W hereas the Senate of the United States of
America by their resolution of June 6, 1957,
two-thirds of the Senators present concurring
therein, did advise and consent to the ratification of
the said protocol;
W hereas the said protocol was duly ratified by
the President of the United States of America on
June 18, 1957, in pursuance of the aforesaid advice
and consent of the Senate, and was duly ratified on
the part of Canada;
W hereas the respective instruments of ratifica
tion of the said protocol were duly exchanged at
Ottawa on July 3, 1957;
And whereas it is provided in Article VIII of
the said protocol that the protocol shall come into
force on the day of the exchange of the instruments
of ratification;
Now, therefore, be it known that I, Dwight D.
Eisenhower, President of the United States of
America, do hereby proclaim and make public the
said protocol to the end that the same and each and
every article and clause thereof may be observed and
fulfilled with good faith, on and after July 3, 1957,
by the United States of America and by the citizens
of the United States of America and all other persons
subject to the jurisdiction thereof.
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In testimony whereof, I have hereunto set my
hand and caused the Seal of the United States of
America to be affixed.
Done at the city of Washington this twenty-
fourth day of July in the year of our
Lord one thousand nine hundred
fifty-seven and of the Independence of
[seal] the United States of America the one
hundred eighty-second.
DWIGHT D. EISENHOWER
By the President:
Christian A. Herter
Acting Secretary of State
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16 USC § 776. Definitions
When used in this chapter—
(a) Convention: The word “convention” means
the convention between the United States of America
and the Dominion of Canada for the protection,
preservation, and extension of the sockeye salmon
fisheries of the Fraser River system, signed at
Washington on the 26th day of May 1930, as
amended by the protocol to the convention, signed
at Ottawa on the 28th day of December 1956.
(b) Commission: The word “ Commission”
means the International Pacific Salmon Fisheries
Commission provided for by article II of the
convention.
(c) Person: The word “ person” includes in
dividuals, partnerships, associations, and
corporations.
(d) Convention waters: The term “convention
waters” means those waters described in article I of
the convention.
(e) Sockeye salmon and pink salmon: The term
“sockeye salmon” means that species of salmon
known by the sicentific name Oncorhynchus nerka,
and the term “pink salmon” means that species of
salmon known by the scientific name Oncorhynchus
gorbuscha.
(f) Vessel: The word “vessel” includes every
type or description of water craft or other
contrivance used, or capable of being used, as a
means of transportation in water.
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(g) Fishing: The word “ fishing” means the
fishing for, catching, or taking, or the attempted
fishing for, catching, or taking, of any sockeye salmon
or pink salmon in convention waters.
(h) Fishing gear: The term “ fishing gear” means
any net, trap, hook, or other device, appurtenance
or equipment, of whatever kind or description, used
or capable of being used, for the purpose of capturing
fish or as an aid in capturing fish.
16 USC § 776a. Unlawful acts
(a) It shall be unlawful for any person to engage
in fishing for sockeye salmon or pink salmon in
convention waters in violation of the convention or
of this chapter or of any regulation of the
Commission.
(b) It shall be unlawful for any person to ship,
transport, purchase, sell, offer for sale, import,
export, or have in possession any sockeye salmon or
pink salmon taken in violation of the convention or
of this chapter or of any regulation of the
Commission.
(c) It shall be unlawful for any person or vessel
to use any port or harbor or other place subject to
the jurisdiction of the United States for any purpose
connected in any way with fishing in violation of the
convention or of this chapter or of any regulation
made by the Commission.
(d) It shall be unlawful for any person or vessel
to engage in fishing for sockeye salmon or pink
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salmon in convention waters without first having
obtained such license or licenses as may be used by
or required by the Commission, or to fail to produce
such license, upon demand, for inspection by an
authorized enforcement officer.
(e) It shall be unlawful for any person to fail to
make, keep, submit, or furnish any record or report
required of him by the Commission or to refuse to
permit any officer authorized to enforce the
convention, this chapter, and the regulations of the
Commission, or any authorized representative of the
Commission, to inspect any such record or report at
any reasonable time.
(f) It shall be unlawful for any person to molest,
interfere with, tamper with, damage, or destroy any
boat, net, equipment, stores, provisions, fish-cultural
stations, rearing pond, weir, fishway, or any other
structure, installation, experiment, property, or
facility acquired, constructed, or maintained by the
Commission.
(g) It shall be unlawful for any person or vessel
to do any act prohibited or to fail to do any act
required by the convention or by this chapter or by
any regulation of the Commission.
FISHERY CONSERVATION
AND
MANAGEMENT
16 USC § 1801. Findings, purposes and policy
(a) Findings.—The Congress finds and declares
the following:
(1) The fish off the coasts of the United States,
the highly migratory species of the high seas, the
species which dwell on or in the Continental Shelf
appertaining to the United States, and the
anadromous species which spawn in United States
rivers or estuaries, constitute valuable and renewable
natural resources. These fishery resources contribute
to the food supply, economy, and health of the
Nation and provide recreational opportunities.
(2) As a consequence of increased fishing
pressure and because of the inadequacy of fishery
conservation and management practices and controls
(A) certain stocks of such fish have been overfished
to the point where their survival is threatened, and
(B) other such stocks have been so substantially
reduced in number that they could become similarly
threatened.
(3) Commercial and recreational fishing consti
tutes a major source of employment and contributes
significantly to the economy of the Nation. Many
coastal areas are dependent upon fishing and related
activities, and their economies have been badly
damaged by the overfishing of fishery resources at
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an ever-increasing rate over the past decade. The
activities of massive foreign fishing fleets in waters
adjacent to such coastal areas have contributed to
such damage, interfered with domestic fishing
efforts, and caused destruction of the fishing gear of
United States fishermen.
(4) International fishery agreements have not
been effective in preventing or terminating the
overfishing of these valuable fishery resources. There
is danger that irreversible effects from overfishing
will take place before an effective international
agreement on fishery management jurisdiction can be
negotiated, signed, ratified, and implemented.
(5) Fishery resources are finite but renewable.
If placed under sound management before overfish
ing has caused irreversible effects, the fisheries can
be conserved and maintained so as to provide
optimum yields on a continuing basis.
(6) A national program for the conservation and
management of the fishery resources of the United
States is necessary to prevent overfishing, to rebuild
overfished stocks, to insure conservation, and to
realize the full potential of the Nation’s fishery
resources.
(7) A national program for the development of
fisheries which are underutilized or not utilized by
United States fishermen, including bottom fish off
Alaska, is necessary to assure that our citizens
benefit from the employment, food supply, and
revenue which could be generated thereby.
(b) Purposes.—It is therefore declared to be
the purposes of the Congress in this chapter—
(1) to take immediate action to conserve and
manage the fishery resources found off the coasts of
the United States, and the anadromous species and
Continental Shelf fishery resources of the United
States, by establishing (A) a fishery conservation
zone within which the United States will assume
exclusive fishery management authority over all fish,
except highly migratory species, and (B) exclusive
fishery management authority beyond such zone over
such anadromous species and Continental Shelf
fishery resources;
(2) to support and encourage the implementa
tion and enforcement of international fishery
agreements for the conservation and management of
highly migratory species, and to encourage the
negotiation and implementation of additional such
agreements as necessary;
(3) to promote domestic commercial and
recreational fishing under sound conservation and
management principles;
(4) to provide for the preparation and im
plementation, in accordance with national standards,
of fishery management plans which will achieve and
maintain, on a continuing basis, the optimum yield
from each fishery;
(5) to establish Regional Fishery Management
Councils to prepare, monitor, and revise such plans
under circumstances (A) which will enable the States,
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the fishing industry, consumer and environmental
organizations, and other interested persons to
participate in, and advise on, the establishment and
administration of such plans, and (B) which take into
account the social and economic needs of the States;
and
(6) to encourage the development of fisheries
which are currently underutilized or not utilized by
United States fishermen, including bottom fish off
Alaska.
(c) Policy.—It is further declared to be the
policy of the Congress in this chapter—
(1) to maintain without change the existing
territorial or other ocean jurisdiction of the United
States for all purposes other than the conservation
and management of fishery resources, as provided for
in this chapter;
(2) to authorize no impediment to, or interfer
ence with, recognized legitimate uses of the high seas,
except as necessary for the conservation and
management of fishery resources, as provided for in
this chapter;
(3) to assure that the national fishery conserva
tion and management program utilizes, and is based
upon, the best scientific information available,
involves, and is responsive to the needs of interested
and affected States and citizens; promotes efficiency;
draws upon Federal, State, and academic capabilities
in carrying out research, administration, man
agement, and enforcement; and is workable and
effective;
(4) to permit foreign fishing consistent with the
provisions of this chapter; and
(5) to support and encourage continued active
United States efforts to obtain an internationally
acceptable treaty, at the Third United Nations
Conference on the Law of the Sea, which provides
for effective conservation and management of fishery
resources.
16 USC § 1811. Fishery conservation zone
There is established a zone contiguous to the
territorial sea of the United States to be known as
the fishery conservation zone. The inner boundary
of the fishery conservation zone is a line coterminous
with the seaward boundary of each of the coastal
States, and the outer boundary of such zone is a line
drawn in such a manner that each point on it is 200
nautical miles from the baseline from which the
territorial sea is measured.
16 USC § 1812. Exclusive fishery manage
ment authority
The United States shall exercise exclusive
fishery management authority, in the manner
provided for in this chapter, over the following:
(1) All fish within the fishery conservation
zone.
(2) All anadromous species throughout the
migratory range of each such species beyond the
fishery conservation zone; except that such
management authority shall not extend to such
species during the time they are found within
any foreign nation’s territorial sea or fishery
conservation zone (or the equivalent), to the
wxtent that such sea or zone is recognized by
the United States.
(3) All Continental Shelf fishery resources
beyond the fishery conservation zone.
RCW 75.40.060 Fraser River sockeye
salmon fishery----- Adoption, enforcement
of convention authorized. The director and
his duly authorized agents are hereby author
ized to adopt and to enforce the provisions of
the convention between the United States and
the Dominion of Canada for the protection,
perservation and extension of the sockeye sal
mon fishery of the Fraser River system, signed
at Washington, District of Columbia, on the
twenty-sixth day of May, 1930, and the regula
tions of the commission promulgated under au
thority of said convention.
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DEPARTMENT OF STATE
Washington, O.C. 20520
BUREAU OF OCEANS AND
INTERNATIONAL
ENVIRONMENTAL AND SCIENTIFIC
AFFAIRS
March 16, 1977
The Honorable Donald Moos
Commissioner
International Pacific Salmon
Fisheries Commission
National Marine Fisheries Service
Room 115
General Administration Building
Olympia, Washington 98501
Dear Don:
As you know, the U.S. authorities presented to
the Canadian authorities some proposed modifica
tions to the IPSFC’s tentative regulatory recommen
dations for U.S. Convention waters for 1977 with the
aim of accommodating the U.S. u. Washington
decision regarding Indian treaty rights. After a
meeting of officials of the two governments in
Vancouver, B.C. on March 2-3, 1977, when the
Commission’s staff advised that these measure would
not adversely affect escapement and an equal
division of catch in Convention waters, the Canadian
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authorities informed’ us they are prepared to accept
our proposals with a few drafting changes.
I am enclosing a final copy of the proposal, which
incorporates the Canadian modifications, as well as
the reef net changes discussed at the Vancouver
meeting. You are instructed to support it at the next
Commission meeting and vote for its adoption into
final regulations for 1977.
Sincerely,
/s/_________________________
Rozanne L. Ridgway
Deputy Assistant Secretary
For Oceans and Fisheries
Affairs
Enclosure:
As stated
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