School District Denver v Keyes Petition for Writ of Certiorari
Public Court Documents
October 1, 1989
144 pages
Cite this item
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Brief Collection, LDF Court Filings. School District Denver v Keyes Petition for Writ of Certiorari, 1989. 047491c2-c39a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/ad458a45-edb6-4201-9262-3beff79baab8/school-district-denver-v-keyes-petition-for-writ-of-certiorari. Accessed November 23, 2025.
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No.
In The
Supreme (£mrt o f tije MnxUb States
October Term, 1989
SCHOOL DISTRICT NO. 1,
DENVER, COLORADO, et al.,
Petitioners,
WILFRED KEYES, et al.,
Respondents.
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
M ic h a e l H. Ja c k so n
Semple & Jackson
The Chancery Building
1120 Lincoln Street
Suite 1300
Denver, Colorado 80203
(303) 595-0941
P h il C. N e a l
Counsel o f Record
Neal Gerber & Eisenberg
208 South LaSalle Street
Suite 900
Chicago, Illinois 60604
(312) 269-8000
Attorneys fo r Petitioners
Midwest Law Printing Co., Chicago 60611, (312) 321-0220
QUESTIONS PRESENTED
1. Whether a school district that fully implemented a
comprehensive remedial plan that resulted in a racially
neutral, fully desegregated student attendance pattern,
and maintained full compliance with that plan and all court
orders relating to it for over a decade, was entitled to
be released from continuing judicial control over student
assignments.
2. Whether a district court, having decided that a
remedial student assignment plan need no longer be ad
hered to by the school district, after more than ten years
of full compliance with the plan, and having dissolved the
injunction requiring such plan, may nevertheless subject
the school district to continuing judicial control in the form
of an injunction that requires the district to maintain
racial balance in all schools of the district for an indeter
minate period of time (and perhaps permanently).
3. Whether a school district may validly be subjected
to an injunction forbidding it to operate any school that
becomes “ racially identifiable,” where no standard for
measuring “ racial identifiability” is provided and where
the districtwide average of the minority school population
has already reached more than 60 percent.
4. Whether a school district may validly be subjected to
an injunction that contains any requirement of racial bal
ance that is applicable to every school in the district and,
if not, whether any form of continuing injunction to main
tain racial balance is permissible, consistent with the Con
stitution and with the specificity requirements of Rule 65
of the Federal Rules of Civil Procedure.
11
PARTIES
The following parties are now or have been interested
in this litigation or any related proceedings:
Plaintiffs:
WILFRED KEYES, individually and on behalf of CHRISTI
KEYES, a minor; CHRISTINE A. COLLEY, individually and
on behalf of KRIS M. COLLEY and MARK A. WILLIAMS,
minors; IRMA J. JENNINGS, individually and on behalf
of RHONDA 0. JENNINGS, a minor; ROBERTA R. WADE,
individually and on behalf of GREGORY L. WADE, a minor;
EDWARD J. STARKS, JR., individually and on behalf
of DENISE MICHELLE STARKS, a minor; JOSEPHINE
PEREZ, individually and on behalf of CARLOS A. PEREZ,
SHEILA R. PEREZ and TERRY J. PEREZ, minors; MAXINE
N. BECKER, individually and on behalf of DINAH L.
BECKER, a minor; and EUGENE R. WEINER, individual
ly and on behalf of SARAH S. WEINER, a minor.
Plaintiff Intervenors:
MONTBELLO CITIZENS’ COMMITTEE, INC., CONGRESS
OF HISPANIC EDUCATORS, an unincorporated associa
tion; ARTURO ESCOBEDO and JOANNE ESCOBEDO, in
dividually and on behalf of LINDA ESCOBEDO and MARK
ESCOBEDO, minors; EDDIE R. CORDOVA, individually
and on behalf of RENEE CORDOVA and BARBARA COR
DOVA, minors; ROBERT PENA, individually and on behalf
of THERESA K. PENA and CRAIG R. PENA, minors;
ROBERT L. HERNANDEZ and MARGARET M. HER
NANDEZ, individually and on behalf of RANDY R. HER
NANDEZ, ROGER L. HERNANDEZ, RUSSELL C. HER
NANDEZ, RACHELLE J. HERNANDEZ, minors; FRANK
MADRID, individually and on behalf of JEANNE S. MA
DRID, a minor; RONALD E. MONTOYA and NAOMI R.
MONTOYA, individually and on behalf of RONALD C.
MONTOYA, a minor; JOHN E. DOMINGUEZ and ESTHER
E. DOMINGUEZ, individually and on behalf of JOHN E.
DOMINGUEZ, MARK E. DOMINGUEZ and MICHAEL J.
Ill
DOMINGUEZ, minors; and JOHN H. FLORES and ANNA
FLORES, individually and on behalf of THERESA FLORES,
JONI A. FLORES and LUIS E. FLORES, minors; MOORE
SCHOOL COMMUNITY ASSOCIATION and MOORE
SCHOOL LAY ADVISORY COMMITTEE, CITIZENS AS
SOCIATION FOR NEIGHBORHOOD SCHOOLS, an unincor
porated association, and on behalf of all others similarly
situated.
Additional Internenors:
SUSAN TARRANT, WADE POTTER, DEBORAH POTTER,
DANIEL J. PATCH, MARILYN Y. PATCH, CHRIS ANDRES,
RONALD GREIGO, DORA GREIGO and RANDY FRENCH.
Defendants:
SCHOOL DISTRICT NO. 1, DENVER, COLORADO; THE
BOARD OF EDUCATION, SCHOOL DISTRICT NO. 1, DEN
VER, COLORADO; WILLIAM C. BERGE, individually and
as President, Board of Education, School District No. 1,
Denver, Colorado; STEPHEN J. KNIGHT, JR., individual
ly and as Vice President, Board of Education, School Dis
trict No. 1, Denver, Colorado; JAMES C. PERRILL, FRANK
K. SOUTHWORTH, JOHN H. AMESSE, JAMES D. VOOR-
HEES, JR., and RACHEL B. NOEL, individually and as
members, Board of Education, School District No. 1, Den
ver, Colorado; ROBERT D. GILBERTS, individually and as
Superintendent of Schools, School District No. 1, Denver,
Colorado; and their successors, EDWARD J. GARNER, as
President, Board of Education, School District No. 1, Den
ver, Colorado; DOROTHY GOTLIEB, as Vice President,
Board of Education, School District No. 1, Denver, Colo
rado; NAOMI L. BRADFORD, SHARON BAILEY, MARCIA
JOHNSON, TOM MAURO and CAROLE H. McCOTTER, as
members, Board of Education, School District No. 1, Denver,
Colorado; and RICHARD P. KOEPPE, Ph.D., as Superin
tendent of Schools, School District No. 1, Denver, Colorado.
IV
Defendant Intervenors:
MR. AND MRS. DOUGLAS BARNETT, individually and on
behalf of JADE BARNETT, a minor; MR. AND MRS. JACK
PIERCE, individually and on behalf of REBECCA PIERCE
and CYNTHIA PIERCE, minors; MRS. JANE WALDEN,
individually and on behalf of JAMES CRAIG WALDEN,
a minor; MR. AND MRS. WILLIAM B. BRICE, individually
and on behalf of KRISTIE BRICE, a minor; MR. AND
MRS. CARL ANDERSON, individually and on behalf of
GREGORY ANDERSON, CINDY ANDERSON, JEFFERY
ANDERSON and TAMMY ANDERSON, minors; MR. AND
MRS. CHARLES SIMPSON, individually and on behalf of
DOUGLAS SIMPSON, a minor; MR. AND MRS. PATRICK
McCARTHY, individually and on behalf of CASSANDRA
McCa r t h y , a minor; MR. RICHARD KLEIN, individual
ly and on behalf of JANET KLEIN, a minor; and MR.
AND MRS. FRANK RUPERT, individually and on behalf
of MICHAEL RUPERT and SCOTT RUPERT, minors.
V
TABLE OF CONTENTS
Page
Questions Presented ............................................... i
Parties ........................................................................ ii
Table Of Authorities ............................................... vi
Opinions Below ........................................................ 1
Jurisdiction ................................................................ 2
Constitutional Provision Involved......................... 2
Statement Of The Case ......................................... 2
Reasons For Granting The Writ ......................... 11
I. The Supervisory Injunction Upheld
By The Court Of A ppeals Is Con
trary To The Remedial Limits E stab
lished By This Court’s Decisions A nd
Is In Conflict W ith The Decisions Of
Other Circuits ....................................... 11
II. The Vagueness Of The Injunction As
Upheld By The Court Of A ppeals
Calls F or The E xercise Of This
Court’s Supervisory Power ................ 16
Conclusion ................................................................... 20
Appendices:
A—Opinion of the United States Court of Appeals for
the Tenth Circuit, January 30, 1990
B—Memorandum Opinion and" Order of the United
States District Court for the District of Colorado,
June 3, 1985
C—Order for Further Proceedings of the United
States District Court for the District of Colorado,
October 29, 1985
D—Memorandum Opinion and Order of the United
States District Court for the District of Colorado,
February 25, 1987
E—Memorandum Opinion and Order of the United
States District Court for the District of Colorado,
October 6, 1987
VI
TABLE OF AUTHORITIES
Cases: Page:
Dowell v. Bd. o f Educ. o f Oklahoma City PvMic
Schools, 890 F.2d 1483 (10th Cir. 1989), cert,
granted, 58 U.S.L.W. 3610 (U.S. Mar. 27, 1990)
(No. 89-1080) ................................................. 11, 12, 20
Dowell v. Bd. o f Educ. o f Oklahoma City Public
Schools, 795 F.2d 1516 (10th Cir. 1986) . . . . 13
Keyes v. School Disk No. 1, 413 U.S. 189 (1973) .. 2
Keyes v. School Disk No. 1, 521 F.2d 465 (10th
Cir. 1975) ............................................................. 3
Keyes v. School Disk No. 1, 576 F. Supp. 1503
(D. Colo. 1983) ................................................... 3
Keyes v. School Disk No. 1, 380 F. Supp. 673
(D. Colo. 1974) ................................................... 4
Morgan v. Nucci, 831 F.2d 313 (1st Cir. 1987) ..
................................................................. 8,14,15,17,19
Morgan v. Nucci, 620 F. Supp. 214 (D. Mass.
1985) 14
Pasadena City Bd. o f Educ. v. Spangler, 427 U.S.
424 (1976) ....................................... 9, 12, 13, 14, 16, 19
Price v. Denison Independent School District, 694
F.2d 334 (5th Dist. 1982) .................................... 17
Spangler v. Pasadena City Bd. o f Educ., 611 F.2d
1239 (9th Cir. 1979) ............................... 8,14,15,19
Swann v. Charlotte-Mecklenburg Bd. o f Educ., 402
U.S. 1 (1971) ..............................................12,13,14,17
United States v. Overton, 834 F.2d 1171 (5th Cir.
1987) ...................................................................... 19
Statutes:
28 U.S.C. § 1254 ...........
Fed. R. Civ. P., Rule 65
2
16, 19
In The
Supreme (Enurt nf the Umteh States
October Term, 1989
SCHOOL DISTRICT NO. 1,
DENVER, COLORADO, et aL,
Petitioners,
v.
WILFRED KEYES, et al.,
Respondents.
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
OPINIONS BELOW
The opinion of the court of appeals (Appendix A) is
reported at 895 F.2d 659. The June 3, 1985 opinion and
order of the district court (Appendix B) is reported at
609 F. Supp. 1491. The October 29, 1985 order of the dis
trict court is reproduced in Appendix C. The February
25, 1987 opinion and order of the district court (Appen
dix D) is reported at 653 F. Supp. 1536. The October 6,
1987 opinion and order of the district court (Appendix E)
is reported at 670 F. Supp. 1513.
—2—
JURISDICTION
The judgment of the court of appeals was entered on
January 30, 1990. The jurisdiction of this Court is based
on 28 U.S.C. § 1254(1).
CONSTITUTIONAL PROVISION INVOLVED
The Fourteenth Amendment to the United States Con
stitution provides in pertinent part: “ [No State shall] deny
to any person within its jurisdiction the equal protection
of the laws.”
STATEMENT OF THE CASE
This case is a sequel to this Court’s decision in Keyes
v. School Dist. No. 1, 413 U.S. 189 (1973), which ruled
that a finding of discrimination in one geographic part of
the Denver school system gave rise to a presumption of
districtwide discrimination.1
On remand from this Court a districtwide desegrega
tion plan was ordered which, as modified by a subsequent
decision of the court of appeals, was fully implemented
in the 1976 school year. In that year, as the district court
found in the present proceedings, “ the Denver school
system [could] be considered desegregated with respect
to pupil assignments.” App. B35. As a result of the stu
dent assignment plan ordered by the court, in that school
year only one of the 119 schools in the Denver school sys
tem varied by more than a de minimis amount from the 1
1 Citations to all the reported decisions in the history of the case
are provided in note 1 of the opinion below. See App. A3. The
jurisdiction of the district court is based on 28 U.S.C. §§ 1331 and
1343.
—3
court’s targeted range of + 15% of the districtwide Anglo/
minority percentage.
The student assignment plan implemented pursuant to
the 1976 decree (sometimes referred to as “ the Finger
Plan” ) has remained the basic framework for the school
system ever since. The Finger Plan involved extensive
re-drawing of school boundaries, pairing of many elemen
tary schools and use of satellite zones, with busing of a
large fraction of the pupil population.2 The only changes
in the plan have been adjustments made pursuant to court
order in 1979 and 1982. The 1982 adjustments eliminated a
number of the previous pairings and created more neigh
borhood schools as well as two magnet schools. A number
of elementary schools were closed pursuant to each of the
1979 and 1982 orders.
In 1984 the school district moved that the system be
declared unitary and that the jurisdiction of the district
court be terminated. In the alternative, it moved that the
1976 decree be modified by dissolving the provisions pre
scribing student assignments.
The plaintiffs opposed the motion and countered by mov
ing for extensive further relief, including revisions in the
2 In addition to those student-assignment provisions, the decree
dealt comprehensively with facilities, faculty, transportation, extra
curricular activities, and other aspects of the district’s operations.
It also prescribed a bilingual education program. The bilingual pro
visions were eliminated by the court of appeals as not supported
by any finding of constitutional violation. 521 F.2d 465, 482-83.
Later, on the complaint of an intervening class of limited English
proficiency children, the bilingual program of the district was held
inadequate under 20 U.S.C. § 703(f). 576 F. Supp. 1503 (1983). That
ruling resulted in a consent decree, referred to as the Language
Rights Consent Decree of August 17, 1984. See Interim Decree
110, App. E8.
- 4 -
attendance plan for the purpose of correcting racial/ethnic
imbalances that had developed over the preceding years
and particularly since the 1982 revisions. App. C1-C2.
After a hearing, the court in 1985 denied the school dis
trict’s motion and ordered the Board of Education to sub
mit plans for remedying certain deficiencies found by the
court, including plans for rectifying the “ resegregation”
at three elementary schools whose Anglo percentage had
fallen to 18%, 15%, and 12% respectively.3 App. B32, C3.
While maintaining its position that further remedial orders
were not appropriate, the school district advised the court
of measures it had adopted that were intended to encour
age increased Anglo attendance at the three schools on
a voluntary basis, and it stated its opposition to any man
datory reassignments. (The measures proposed included
certain experimental curricular themes at two of the schools
and the installation of a Montessori magnet program at
the third.) The plaintiffs renewed their request for man
datory reassignments, including new pairings, to improve
racial balance at the schools in question.4
3 The total enrollment and the racial/ethnic composition of the
Denver public schools have changed materially over the years that
the Finger Plan has been in effect, as shown by the following
table:
Total enrollment Anglo enrollment %
Anglo
1973-74 87,620 49,394 56%
1976-77 61,680 30,427 49%
1983-84 51,159 20,043 39%
See 380 F.Supp. 673, 674; App. B33.
4 The other deficiencies found by the district court in its 1985
order related to distribution of teachers and administration of stu
dent hardship transfers. In response to the court’s order for plans
to address the deficiencies, the Board advised the court that it
(Footnote continued on following page)
5 -
After a second hearing, which took place two years after
the first hearing on the school district’s motion, the dis
trict court determined that no further remedial orders
were required. It authorized the Board to implement the
proposals the Board had put forward and it denied the
plaintiffs’ motion for further relief. The court further
determined (in contrast to its 1985 decision refusing to
lift or modify the injunction) that the time had come to
“ relax” judicial supervision over the school district, and
to give the Board greater independence in managing its
affairs while at the same time retaining judicial control
until such time as the court was prepared to declare the
district unitary and enter a permanent injunction. App.
D9-D13.
The district court then implemented that decision by
entering an “ Interim Decree.” That decree (1) dissolved
the original remedial decree, expressly relieving the Board
of any duty to maintain the attendance plan initially or
dered by the court as the remedy for past constitutional
violations, but (2) placed the Board under a continuing
obligation to maintain some unstated degree of racial bal
ance. Specifically, the Interim Decree provided that:
1. * * * * [The defendants] shall continue to take
action necessary to disestablish all school segregation,
eliminate the effects of the former dual system and
prevent resegregation.
2. The defendants are enjoined from operating
schools or programs which are racially identifiable as 4
4 continued
had adopted resolutions on both matters that imposed more strin
gent administrative requirements. App. D3-D4. Although the Board
contended that the district court was improperly imposing new
requirements that went beyond the original decree, neither of
these matters was contested by the Board on the appeal to the
Tenth Circuit.
6
a result of their actions. The Board is not required
to maintain the current student assignment plan of
attendance zones, pairings, magnet schools or pro
grams, satellite zones and grade-level structure.
Before making any changes, the Board must consider
specific data showing the effect of such changes on
the projected racial/ethnic composition of the student
enrollment in any school affected by the proposed
change. The Board must act to assure that such
changes will not serve to reestablish a dual school
system.
3. The constraints in paragraph 2 are applicable
to future school construction and abandonment.
* * * *
7. The defendants shall maintain programs and
policies designed to identify and remedy the effects
of past racial segregation.
* * *
12. This interim decree, except as provided herein,
shall supersede all prior injunctive orders and shall
control these proceedings until the entry of a final
permanent injunction.
App. E5-E8.
No time limit was set for the duration of the Interim
Decree nor did the court specify what steps the district
must take or what conditions it must meet in order to
be declared unitary and be released from the court’s
supervisory jurisdiction.5 The court indicated, however,
5 The court said:
The timing of a final order terminating the court’s supervisory
jurisdiction will be directly related to the defendants’ perform
ance under this interim decree. It will be the defendants’ duty
to demonstrate that students have not and will not be denied
the opportunity to attend schools of like quality, facilities, and
(Footnote continued on following page)
-7 -
that even “ when unitary status is achieved” the court’s
supervision would not be lifted until the court was “ rea
sonably certain that future actions will be free from in
stitutional discriminatory intent.” The court did not define
“ institutional discriminatory intent” but made clear that
it meant something other than “ discriminatory intent” of
the board and its members: “ [I]t is not, however, mea
sured by the good faith and well meaning of individual
Board members or of the persons who carry out the pol
icies and programs directed by the Board.” App. E5. (The
court had already indicated, however, that it considered
the Board’s declared policy for the future inadequate be
cause it did not promise to avoid “ discriminatory impact”
as distinguished from “ discriminatory intent.” See App.
B57.)
Two years prior to entry of the Interim Decree, the
school district had appealed the court’s order of June 3,
1985 refusing the 1984 motion for a finding of unitariness
or for dissolution of the student-assignment provisions.
Although that interlocutory appeal had been properly taken
under 28 U.S.C. § 1292(a)(1) from an order refusing to mod
ify an injunction, the court of appeals had postponed con
sideration of the merits of the appeal until further action
in the district court.
That further action did not come until 1987. The district
then appealed the order entering the Interim Decree. The
court of appeals consolidated the two appeals for hear
ing, heard them on January 17, 1989 and decided both 5
5 continued
staffs because of their race, color or ethnicity. When that has
been done, the remedial stage of this case will be concluded
and a final decree will be entered to give guidance for the
future.
A pp . E4.
■8-
appeals on January 30, 1990. Thus five additional years
of full compliance with the comprehensive student assign
ment plan originally ordered in 1976 have taken place
since the hearing on the school district’s initial motion for
a declaration of unitariness or termination of court super
vision over student assignments.6
The court of appeals affirmed both (1) the district court’s
1985 refusal to declare the district unitary or to grant
relief from the court’s control over student assignments
and (2) the district court’s 1987 order dissolving the 1976
decree and replacing it with the Interim Decree, except
that the court ordered minor modifications in the Interim
Decree.
As to the 1985 order, the court ruled that the district
court had been in error in concluding that a school district
could not be found unitary as to student assignments sep
arately from an overall finding of unitariness. But the
court held that that error was immaterial since the school
district, according to the court of appeals, had not chal
lenged the district court’s conclusion of “ fact” that the
“ resegregation” of three elementary schools was not caused
6 There has never been any question that the school district was
in full compliance with the student assignment plan ordered in 1976
as modified by orders of the court in 1979 and 1982. The “ resegre-
gative” effects relied on by the district court in its 1985 order
were simply effects attributed by the court to certain modifica
tions permitted by the court after hearing in 1982. There have been
no “ resegregative actions” by the school district unless actions
taken with court approval can be so described. Since the school
district has at all times been in full compliance with the court-
ordered student assignment plan, the case is an even stronger case
for unitary status than existed in Spangler v. Pasadena City Bd.
o f Edue., 611 F.2d 1239 (9th Cir. 1979) and Morgan v. Nucci, 831
F.2d 313 (1st Dist. 1987), discussed infra.
- 9
by demographic changes. App. A14.7 That “ finding” was
enough, the court thought, to support a conclusion that
the district was not unitary. In reaching that conclusion
the court of appeals entirely ignored the fact that the
district court had found that as of 1976 the Denver school
district had been fully desegregated as to student assign
ments, as well as the fact that there had never been a
failure to comply strictly with the court-ordered student
assignment plan (and the district court had found none).
App. B35.
The court of appeals also found that the district court’s
refusal to declare the district unitary even as to student
assignments was supported by the district court’s “belief’
that the district was “without the ability and without the
will to ensure that the effects of prior segregation [do]
not resurface.” App. A16.
In affirming the 1985 order, the court of appeals took
no note of the fact that the district court’s 1987 action
had undermined the district court’s own 1985 refusal to
7 The court of appeals’ observation on this point was a misreading
of the record and of the school district’s position. There was never
any issue in the district court as to whether the three schools had
become racially imbalanced as a result of “ demographic” change,
although the district court’s opinion created an impression that
such a contention had been made. The obvious fact, which was
not in dispute, was that Anglo pupils had failed to appear in the
expected numbers after the changes in assignments made by the
court-approved modifications in 1982. The school district’s primary
contention was that the court had no power, in view of this Court’s
decision in Pasadena City Bd. o f Educ. v. Spangler 427 U.S. 424
(1976), to order continuing adjustments to correct for racial imbal
ance merely because it had “ reserved jurisdiction” to do so each
time it entered an order. The court of appeals did not discuss the
school district’s argument that the principle of Spangler could not
properly be circumvented or frustrated by such a “ bootstrap”
theory.
10
find the district unitary or grant relief from the student
assignment provisions. It failed or declined to recognize
that the very fact of dissolution of the 1976 decree, and
the express determination that the school district need
no longer follow the Finger Plan, was the equivalent of
a finding in 1987 that the district had become unitary at
least as to student assignments. Instead, the court of ap
peals treated the “ Interim Decree” as in substance a
“ continuation” of the original decree (App. A20), notwith
standing that the Interim Decree itself stated that it “ su-
persede[d] all prior injunctive orders” (App. E8) and that
the district court had referred to the superseded provi
sions as “ obsolete.” App. E4.
The court declined to modify the decree’s provisions
ordering the Board to “ prevent resegregation” and for
bidding the Board to operate any schools that are “racially
identifiable.” It merely cautioned that it is not necessary
that each school must “ necessarily reflect the racial pro
portions in the district as a whole.” 8 App. A19-A21. The
court approved the Interim Decree as a commendable ef
fort to give the school district “ more freedom,” although
it expressed sympathy with the district’s “ frustration with
not knowing its precise obligations.” App. A21.
Like the district court, the court of appeals provided
no comfort as to when the “ interim” decree might end
or how the district might bring that about, saying only,
“ We recognize that the showings required to obtain uni
tariness are difficult to make. But when the district makes
those showings is entirely within its own control.” App.
A22.
8 The court of appeals did strike paragraph 4 of the Interim De
cree on the ground that it was no more than an injunction to obey
the law. App. A18. See discussion infra, pp. 18-19.
-1 1
REASONS FOR GRANTING THE WRIT
I. The Supervisory Injunction Upheld By The Court
Of Appeals Is Contrary To The Remedial Limits
Established By This Court’s Decisions A nd Is In
Conflict W ith The Decisions Of Other Circuits.
This case, like the Tenth Circuit’s decision in the Dowell
case, in which certiorari has been granted,9 raises funda
mental issues as to the obligations of a school board once
the remedial process of desegregation has been carried
to completion. In this case, as in its Dowell decision, the
Tenth Circuit has adopted a view of the remedial proc
ess that is irreconcilable with principles previously recog
nized by this Court, and that is also in conflict with de
cisions in other circuits.
In Dowell the issues arise in the context of determin
ing the effect to be given to an express determination
that a school district has become “ unitary” and determin
ing what standard governs the dissolution of a remedial
decree. In this case the issues arise because the district
court, although declining to declare the school district
unitary, found it appropriate to dissolve the remedial de
cree as it pertained to student assignments but then im
posed a new decree that perpetuates indefinitely the obli
gation to maintain racial balance in each of the schools
in the system.
In contrast to Dowell, no question has been raised in
this case as to the propriety of the dissolution of the re
medial student assignment plan under which the Denver
district had operated for eleven years. Thus this case
raises no question about the applicable standard for modi
9 Dowell v. Bd. o f Educ. o f Oklahoma City Public Schools, 890
F.2d 1483 (10th Cir. 1989), cert, granted, 58 U.S.L.W. 3610 (U.S.
Mar. 27, 1990) (No. 89-1080).
- 1 2 -
fying or dissolving a longstanding injunction; the law of
the case is that the dissolution has properly taken place.
The case therefore throws into even sharper relief than
the Dowell case the question of the nature of a school
district’s continuing obligations once the original remedial
order has been fully executed and a court has determined
that it need no longer be followed.
Under the teachings of this Court in Swann v. Charlotte-
Mecklenburg Bd. o f Educ., 402 U.S. 1 (1971), and in
Pasadena City Bd. o f Educ. v. Spangler, 427 U.S. 424
(1976), the fact that the Denver school district had reached
the point where the judicially-prescribed remedy was com
plete should have meant that the school district was en
titled to be returned to full autonomy, at least over stu
dent assignments, and that the district court could not
perpetuate its regulatory control merely by failing to pro
nounce the magic word “ unitary.” For “ having once im
plemented a racially neutral attendance pattern in order
to remedy the perceived constitutional violations,” as the
Court said in Spangler, “ the District Court had fully per
formed its function of providing the appropriate remedy
for previous racially discriminatory attendance patterns.”
427 U.S. at 436-37.
In disregard of that principle, the district court pro
ceeded to replace the original remedial decree with a new
injunction whose terms require the school board to main
tain some indeterminate degree of racial balance in the
schools for an indefinite period (and with the apparent ex
pectation on the part of the court that such an obligation
will become permanent).10
10 The district court said:
A permanent injunction is necessary for the protection of
all those who may be adversely affected by Board action. The
(Footnote continued on following page)
13
The new decree enjoins the Denver school board to
“ prevent resegregation.” App. E6, 11. It also declares
that the duty “ imposed by the law and by this interim
decree” includes the “ maintenance” of the desegregated
condition of the Denver schools. App. E6, f4. The decree
also requires the Board to consider the projected racial/
ethnic composition of each school before making any
changes in the student assignment plan, and it enjoins the
Board from operating any school that is “ racially identi
fiable.” App. E6, f2.
Such an injunction is contrary to principles established
by the decisions of this Court and of other circuits.
First, this Court made clear in both the Swann case
and the Spangler case that once the affirmative duty to
desegregate schools has been accomplished, a school dis
trict has no constitutional obligation to make continuing
adjustments of student assignments in order to preserve
racial balance, and in Spangler the Court ruled that a
district court has no power to order a school district to
do so. That ruling was made in Spangler even though the
school district had not been declared unitary. (Although 10
10 continued
Tenth Circuit Court of Appeals has recently emphasized and
repeated the admonition that “ the purpose of court-ordered
school integration is not only to achieve, but also to maintain
a unitary school system.” [Citing Dowell v. Bd, o f Educ., 795
F.2d 1516, 1520 (1986; emphasis in quote).] Resegregation can
occur as much by benign neglect as by discriminatory intent.
A beneficiary of a permanent injunction may come to court
to enforce the rights obtained in this litigation by showing that
the injunctive decree is not being obeyed.
App. D12 (emphasis added).
Interestingly, the authority cited by the Tenth Circuit in the
quoted passage was this district court’s statement in its 1985 opin
ion in the present case. See Dowell, 795 F.2d at 1520.
—14—
the reference in Swann was to “year-by-year” adjust
ments, the Spangler decision made clear that the princi
ple involved is that once a racially neutral attendance plan
has been established, a school district has no further af
firmative obligation to pursue racial balance in student
enrollments in response to changing compositions of the
schools. 427 U.S. at 436-37.)
Second, the Tenth Circuit’s approval of the notion that
a court may continue to exert some “ looser degree of con
trol” over student assignments, notwithstanding the fact
that the purposes of a remedial plan have been fulfilled
so that that plan has been dissolved, conflicts with the
decisions of the First Circuit in Morgan v. Nucci, 831
F .2d 313 (1987) and the Ninth Circuit in Spangler v. Pas
adena City Bd. o f Educ., 611 F.2d 1239 (1979).
In Morgan v. Nucci the district court had attempted
to preserve its power over student assignments in the
same manner as did the district court in this case. It
entered what it called final orders prescribing future con
duct for the Boston school board, explaining that
the final orders seek to provide assignment guidelines
for future years which are as flexible as consistency
with a workable student desegregation plan permits;
and an irreducible minimum of safeguards for insur
ing a future in which the Boston public schools may
flourish on a racially unitary, racially unidentifiable,
yet flexible and clear foundation of equal access and
equal educational opportunity for all students.
620 F. Supp. 214, 222 (D. Mass 1985).
The court of appeals for the First Circuit vacated the
district court’s order. With respect to the district court’s
effort to provide a modified injunction controlling future
student assignments the court said, “ The schools are
15
either unitary or not in respect to student assignments.”
Morgan v. Nucci, 831 F.2d at 326. The court held that
unless new or different facts should appear on remand,
the school district should be found unitary as to student
assignments and the injunction as to student assignments
should be permanently vacated. Id.
Similarly, in Spangler v. Pasadena City Bd. o f Educ.,
after the remand from this Court’s decision, the Ninth
Circuit held improper as a matter of law a district court’s
refusal, on the ground that continued monitoring was
necessary in order to prevent resegregation, to relinquish
jurisdiction over the school board. The Ninth Circuit
ordered that all injunctive orders be vacated and that the
jurisdiction of the district court over the case be termi
nated. (Again, there was no express finding that the
school district was “ unitary.” )
The decision below is in conflict with the Ninth Circuit’s
decision for the further reason that it approved as grounds
for continuance of jurisdiction reasons substantially iden
tical with those which were rejected by the Ninth Cir
cuit as insufficient as a matter of law. Thus the court of
appeals in this case upheld the district court’s order “ re
taining supervisory jurisdiction over the Denver public
schools” on the basis of the district court’s “ belie[f| that
the district was both without the ability and without the
will to ensure that the effects of prior segregation did
not resurface.” App. A16. Exactly the same kinds of justi
fication had been advanced by the district court in the
Spangler case, and the court of appeals held that such
apprehensions about the future actions of the school board
could not justify continued displacement of the board’s in
terest in “ managing [its] own affairs, consistent with the
Constitution.” 611 F.2d at 1241; see also id. at 1244-47
(concurring opinion of Kennedy, J.).
-16-
II. The Vagueness Of The Injunction As Upheld By
The Court Of A ppeals Calls For The Exercise
Of This Court’s Supervisory Power.
The very terms of the interim injunction entered by the
district court underscore the difficulties inherent in replac
ing a satisfied remedial order with some “ looser” stan
dard of judicial restraint on a school board’s discretion.
In its Spangler decision this Court reversed the court
of appeals in part because that court’s opinions had left
the school board without clear guidance as to its obliga
tions under the then-existing decree. The Court said:
Violation of an injunctive decree such as that issued
by the District Court in this case can result in pun
ishment for contempt in the form of either a fine or
imprisonment. . . . Because of the rightly serious view
courts have traditionally taken of violations of injunc
tive orders, and because of the severity of punish
ment which may be imposed for such violation, such
orders must in compliance with Rule 65 be specific
and reasonably detailed.
427 U.S. at 438-39.
In Spangler the uncertainty was due to the court of ap
peals’ ambiguous resolution of the issue whether a pro
vision of the injunction should be stricken. Here the uncer
tainty lies both in the injunction itself and from the gloss
put on it by the court of appeals.
The heart of the district court’s injunction in this case
lies in its prohibition against the existence (“ operation” )
of any schools that are “ racially identifiable” as a result
of Board actions. App. E6, 12. The prohibition is made
specifically applicable to school construction and abandon
ment. App. E6, 13. Thus the Board is forbidden from tak
-17-
ing any action that may result in any school’s becoming
“ racially identifiable.” 11
It is well recognized that the term “racially identifiable”
has no fixed meaning in school desegregation cases. See,
e.g., Morgan v. Nucci, 831 F.2d at 319-20; Price v. Deni
son Independent School District, 694 F.2d 334, 353-64 (5th
Cir. 1982). No one has suggested any way of measuring
racial identifiability except by arithmetic ratios. Yet the
district court declined to provide the Board with any stan
dard to guide it, while putting the Board at its peril of
violating an injunction if some action of the Board were
subsequently deemed to have crossed some imaginary line
resulting in “racial identifiability.” Noting the Board’s con
cern that that term is too indefinite and “ may be con
strued to mean an affirmative duty broader than that re
quired by the Equal Protection Clause,” the district court
brushed the concern aside with the non sequitur that the
prohibition applies only to Board “ actions” that may re
sult in racial identifiability (or “ substantial dispropor-
tionality” ). App. E5.
The court of appeals declined to eliminate the provision,
or to modify it except to say that it “ should not be inter
preted to require that racial balance in any school . . .
necessarily reflect the racial proportions in the district as
a whole.” App. A21. That qualification of course does not
address the problem. The question is not whether each
school must reflect the racial proportions “ in the district 11
11 In forbidding the existence of any racially identifiable school,
as the provision clearly implies, the prohibition flies in the face
of the statement in Swann that “ the existence of some small num
ber of one-race, or virtually one-race, schools within a district is
not in and of itself the mark of a system that still practices seg
regation by law.” 402 U.S. at 26.
-18-
as a whole” (for no one would suppose that it must do
so) but what racial proportions each school must reflect.
Paradoxically, the court of appeals did order the elimina
tion of Paragraph 4 of the decree, on the ground that it
was no more than an injunction to obey the law.12 App.
A18. But an injunction to “ obey the law” is, in this case,
far more specific in its guidance than the provisions of
the injunction the court left untouched. Since the “ law”
applicable is the Fourteenth Amendment, a school board
enjoined to obey the law knows that the forbidden line
is intentional discrimination. A conscientious board knows
how to obey that law, and such an injunction puts it at
no greater peril than the Fourteenth Amendment itself.
An injunction to “ avoid racial identifiability,” with no
standard to say what that means, is as serious an impair
ment of the autonomy and discretion of a school board
in managing the educational affairs of a school district as
an injunction prescribing in detail the student assignment
plan to be followed. It means that the Board will act at
its peril whenever it takes any action that may have an
adverse impact on the racial proportions in any school in
the district. Rather than conferring freedom on the Board,
as the district court professed a desire to do, it merely
places the Board in constant peril of future judicial inter
vention in the form of contempt proceedings (as well as
12 The paragraph provided:
The duty imposed by the law and by this interim decree is
the desegregation of schools and the maintenance of that condi
tion. The defendants are directed to use their- expertise and
resources to comply with the constitutional requirement of
equal educational opportunity for all who are entitled to the
benefits of public education in Denver, Colorado.
A p p . E 6.
-1 9
continued extension of judicial control) and thus greatly
inhibits the good-faith conduct of the enterprise for which
the Board has responsibility.
An obvious reason why neither the district court nor
the court of appeals wished to make the decree more spe
cific is that, while there is no way to do so except by
providing arithmetic guidelines, such guidelines, imposed
after full implementation of a remedial plan, would clear
ly contravene this Court’s declarations that the Constitu
tion does not require any prescribed degree of racial bal
ance in the public schools. But that obstacle is not over
come by cloaking the required racial balance in the vague
test of “ racial identifiability,” leaving it to the enjoined
party to guess what the prescribed degree of racial bal
ance is. The vagueness only compounds the fundamental
substantive objection to the injunction.
Thus the vagueness that infects the new supervisory
decree in this case is more than a departure from the re
quirement of Rule 65, Fed. R. Civ. P., and this Court’s
ruling in Spangler. It is a difficulty inherent in any ef
fort to prescribe permanent or continuing obligations of
a school board once it is determined that the board need
no longer adhere to a prescribed remedial plan. This prob
lem helps make clear why the courts of appeals for the
First, Fifth, and Ninth Circuits have concluded that once
a school district has fulfilled the prescribed remedy for
a constitutional violation a district court should vacate
prior orders and relinquish its control, leaving the board
subject only to its constitutional obligation not to engage
in intentional discrimination on account of race. See
Morgan v. Nucci, 831 F.2d 313; United States v. Over-
ton, 834 F.2d 1171 (5th Cir. 1987); Spangler v. Pasadena
City Bd. o f Educ., 611 F.2d 1239.
■20-
The fundamental issue raised by the Tenth Circuit’s
decision in this case, as in its decision in the Dowell case,
is whether the measure of a school district’s obligation
to maintain a unitary system, after completion of a rem
edy for eliminating a previously discriminatory student as
signment system, is discriminatory intent or maintenance
of some prescribed (or unprescribed) degree of racial bal
ance, regardless of other educational considerations. Cer
tiorari should be granted in this case, in addition to the
Dowell case, not only because the issues in the two cases
are closely related but also because, if the example set
by this case is permitted to stand, school boards may be
subjected to the constraints of judicial supervision indefi
nitely and long after full compliance with a comprehensive
remedial plan has been maintained for many years.
The petition for a writ of certiorari should be granted.
CONCLUSION
Respectfully submitted,
M ic h a e l H. Ja c k so n
Semple & Jackson
The Chancery Building
1120 Lincoln Street
Suite 1300
Denver, Colorado 80203
(303) 595-0941
Neal Gerber & Eisenberg
208 South LaSalle Street
Suite 900
Chicago, Illinois 60604
(312) 269-8000
P h il C. N e a l
Counsel of Record
Attorneys fo r Petitioners
APPENDICES
INDEX TO APPENDICES
Page
A— Opinion of the United States Court of Appeals
for the Tenth Circuit, January 30, 1990 ___ A1
B— Memorandum Opinion and Order of the United
States District Court for the District of Colorado,
June 3, 1985 ...................................................... B1
C— Order for Further Proceedings of the United
States District Court for the District of Colorado,
October, 1985 .................................................... C l
D— Memorandum Opinion and Order of the United
States District Court for the District of Colorado,
February 25, 1987 ............................................. D1
E— Memorandum Opinion and Order of the United
States District Court for the District of Colorado,
October 6, 1987 ................................................. E l
A1
APPENDIX A
[January 30, 1990]
PUBLISH
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
Nos. 85-2814 & 87-2634
W ILFR E D KEYES, et al.,
Plaintiffs-Appellees,
and
CONGRESS OF HISPANIC EDUCATORS, et al.,
Plaintiffs/Intervenors-Appellees,
v.
SCHOOL DISTRICT NO. 1, DEN VER, COLORADO, et al.,
Defendants-Appellants.
Appeal from the United States District Court
for the District of Colorado
(D.C. Civil No. C-1499)
Phil C. Neal of Neal, Gerber, Eisenberg & Lurie, Chicago,
Illinois (Michael H. Jackson of Semple & Jackson, Denver,
Colorado, with him on the brief) for Defendants-Appellants.
A2
Gordon G. Greiner of Holland & Hart, Denver, Colorado,
for Plaintiffs-Appellees (James M. Nabrit, III, New York,
New York, with him on the brief for Plaintiffs-Appellees;
Norma V. Cantu of Mexican American Legal Defense and
Educational Fund, Inc., San Antonio, Texas, and Peter
Roos, San Francisco, California, with him on the brief for
Plaintiffs/Intervenors-Appellees).
Wm. Bradford Reynolds, Assistant Attorney General,
Roger Clegg, Deputy Assistant Attorney General, and
David K. Flynn, Attorney, Department of Justice, Wash
ington, D.C., filed a brief on behalf of the United States
as amicus curiae.
Before LOGAN, SETH and ANDERSON, Circuit Judges.
LOGAN, Circuit Judge.
This is yet another chapter in the slow and acrimonious
desegregation of Denver Public School District No. 1. In
the district court, the school district moved for a declara
tion that it had attained unitary status and for the ter
mination of this case and of the court’s continuing jurisdic
tion over operation of the schools. The court denied both
requests and later ordered the district to prepare a plan
for further desegregation of certain schools and programs
that it believed were preventing the district from attain
ing unitary status. Case number 85-2814 is the district’s
appeal from the court’s denial of its motion for termina
tion of continuing jurisdiction and from the court’s later
order. Case number 87-2634 is the district’s appeal from
the court’s order approving the district’s response but re
taining jurisdiction, and its subsequent “ interim decree”
in which the court eliminated reporting requirements and
A3
mandated certain general desegregation actions. The court
styled its “ interim decree” an intermediate step towards
a final, permanent injunction.
I
This case began in 1969 when plaintiffs, parents of chil
dren then attending the Denver public schools, sought an
injunction against the school district’s rescission of a pro
posed voluntary desegregation plan. Since that time the
parties have made many trips to the courthouse, resulting
in numerous opinions, including two by this court and one
by the full Supreme Court of the United States.1 In the
instant appeals we are concerned primarily with the dis
trict court’s actions in Keyes X IV through Keyes XVII. 1
1 See Keyes v. School Dist. No. 1, 303 F. Supp. 279 (D. Colo.
1969) (Keyes I), modified, 303 F. Supp. 289 (D. Colo. 1969) (Keyes
II), order reinstated, 396 U.S. 1215 (1969) (Brennan, J. in chambers)
(Keyes III); Keyes v. School Dist. No. 1, 313 F. Supp. 61 (D. Colo.
1970) (Keyes IV); Keyes v. School Dist. No. 1, 313 F. Supp. 90
(D. Colo. 1970) (Keyes V), ajfd in part and rav’d in part,, 445 F.2d
990 (10th Cir. 1971) (Keyes VI), cert, granted, 404 U.S. 1036 (1972)
and cert, denied sub. nom School Dist. No. 1 v. Keyes, 413 U.S.
921 (1973), modified and remanded, 413 U.S. 189 (1973) (Keyes
VII), on remand, 368 F. Supp. 207 (D. Colo. 1973) (Keyes VIII)
and 380 F. Supp. 673 (D. Colo. 1974) (Keyes IX), ajfd in part and
rev’d in part, 521 F.2d 465 (10th Cir. 1975) (Keyes X), cert, denied,
423 U.S. 1066 (1976); Keyes v. School Dist. No. 1, 474 F. Supp.
1265 (D. Colo. 1979) (Keyes XI); Keyes v. School Dist. No. 1, 540
F. Supp. 399 (D. Colo. 1982) (Keyes XII); Keyes v. School Dist.
No. 1, 576 F. Supp. 1503 (D. Colo. 1983) (Keyes XIII); Keyes v.
School Dist. No. 1, 609 F. Supp. 1491 (D. Colo. 1985) (Keyes XIV);
I R. Tab 29, Keyes v. School Dist. No. 1, No. C-1499 (D. Colo.
Oct. 29, 1985) (Keyes XV) (Order for Further Proceedings); Keyes
v. School Dist. No. 1, 653 F. Supp. 1536 (D. Colo. 1987) (Keyes
XVI); Keyes v. School Dist. No. 1, 670 F. Supp. 1513 (D. Colo.
1987) (Keyes XVII).
A4
From 1974, see Keyes IX, 380 F. Supp. 673, to the pres
ent the school district has operated under a court-ordered
desegregation plan, which occasionally has been modified
with the district court’s approval. See, e.g., Keyes XII,
540 F. Supp. at 404; Keyes XI, 474 F. Supp. at 1276. In
1984 the district moved for an order declaring the Denver
schools unitary, dissolving the injunction as it related to
student assignments, and terminating the court’s jurisdic
tion in the case. Plaintiffs opposed the motion and moved
for an order directing the school district to prepare and
submit numerous plans and policies to remedy what they
considered shortcomings in the district’s desegregation ef
forts. The court held a full hearing on the motions and
later filed an opinion denying the district’s motion, but
refusing to rule on plaintiffs’ motion pending further nego
tiations between the parties. Keyes XIV, 609 F. Supp.
at 1521-22.
In its opinion, the court rejected the district’s argument,
id. at 1498, that compliance for an extended period of time
with the 1974 court-approved desegregation plan, as modi
fied in 1976, entitled the district to a declaration of uni
tariness. The court reasoned that the district’s argument
hinged on the thesis that the “ 1974 Final Judgment and
Decree, as modified in 1976, was a complete remedy for
all of the constitutional violations found in this case.” Id.
However, the court had indicated at the time of its 1976
order that further remedial changes would be necessary
in the future. Id. at 1500.
The court supported its factual finding that the district
was not unitary by placing weight on the following factors:
its recognition in 1979 and the school board’s recognition
in 1980 that the district was not yet unitary, id. at 1501;
the board’s uncooperative attitude in recent years, id. at
1505; the board’s recognition in one of its resolutions that
A5
compliance with the court-approved plan was insufficient,
in itself, to desegregate the district’s schools, id. at 1506;
the increasing resegregation at three schools, id. at 1507;
the district’s misinterpretation of the faculty/staff assign
ment policy so that the fewest number of minority teach
ers would be placed in previously predominantly Anglo
schools, id. at 1509-12; and the district’s “ hardship trans
fer” policy, which the court found was implemented with
“ a lack of concern about the possibility of misuse and a
lack of monitoring of the effects of the policy,” id. at 1514.
In addition, the court believed that the district had not
given adequate assurances that resegregation would not
occur if the court terminated jurisdiction, id. at 1515, and
that in any event, even if the board affirmatively tried
to prevent resegregation, it would be compelled to com
ply with Colo. Const. Art. IX § 8 which outlaws “ forced
busing,” compliance with which certainly would cause dras
tic resegregation of Denver’s schools. Keyes XIV, 609 F.
Supp. at 1515. Finally, the court noted that mere statistics
indicating general integration in student assignments were
insufficient to compel a finding of unitariness, id. at 1516,
and indicated that the board had neither the understand
ing of the law nor the will to contravene community sen
timent against busing that would be necessary for the
district to achieve and maintain a unitary school system.
Id. at 1519, 1520.
Following this ruling and the parties’ failure to negotiate
a settlement of their differences, the court ordered the
school district to prepare and submit a plan “ for achiev
ing unitary status . . . and to provide reasonable assurance
that future Board policies and practices will not cause re
segregation.” Keyes XV, I R. Tab 29 at 2. Specifically,
the court ordered the board to address four problem areas:
(1) three elementary schools, Barrett, Harrington, and Mit
A6
chell, that were racially identifiable as minority schools;
(2) the district’s hardship transfer policy; (3) the assign
ment of faculty; and (4) plans to implement board Resolu
tion 2233, which states the board’s commitment to opera
tion of a unitary school system. Id. at 2-3. It is from this
order and the court’s ruling in Keyes XIV that the school
district appeals in case number 85-2814.
In February 1987, the district court noted that the board
had responded positively to its order in Keyes XV, but
that the plaintiffs still had ample reason for their concerns
about the district’s ability or willingness to achieve and
maintain a unitary system. Keyes XVI, 653 F. Supp. at
1539-40. Nevertheless, the court cited the community’s in
terest in controlling its school district and decided “ that
it is time to relax the degree of court control over the
Denver Public Schools.” Id. at 1540. At the same time,
the court concluded that a permanent injunction should
be constructed, in part because one board’s resolutions
could not bind a subsequent board, and the constitutional
duty was to maintain, not simply achieve, a desegregated,
unitary school system. Id. at 1541-42.
Later in 1987, the district court issued an “ interim de
cree” that eliminated reporting requirements and allowed
the school district to make changes in the desegregation
plan without prior court approval. Keyes XVII, 670 F.
Supp. at 1515. The court attempted to fashion an injunc
tion sufficiently specific to meet the requirements of Fed.
R. Civ. P. 65(d), while at the same time allowing the board
to operate “ under general remedial standards, rather than
specific judicial directives.” Id. The court summarized its
order as enjoining “governmental action which results in
racially identifiable schools,” id. at 1516, and said its de
cree was a step towards a final decree that would termi
nate the court’s supervisory jurisdiction and the litigation’s
remedial phase. Id. In case number 87-2634, the district
appeals the court’s February 1987 order and its later “ in
terim decree.”
II
Plaintiffs assert, as an initial matter, that this court does
not have jurisdiction over case number 85-2814. Specifical
ly, plaintiffs argue that subsequent orders of the district
court have superseded Keyes XIV, and thus any appeal
from the decision is moot. In the alternative, they con
tend that the court’s “ refusal to issue a declaratory judg
ment that a defendant has complied with an injunction,”
see Joint Brief of Appellees at 1, is not an appealable in
junctive order under 28 U.S.C. § 1292(a)(1), the school
district’s asserted basis for appellate jurisdiction. In ad
dition, plaintiffs argue that the appeal from Keyes XV,
the court’s order for the district to submit certain deseg
regation plans, also is mooted by the interim decree and
was not an injunctive order under 28 U.S.C. § 1292(a)(1).
We hold that the school district’s appeal from Keyes
XIV is not moot and that we have jurisdiction to consider
the appeal. A case becomes moot when the controversy
between the parties no longer is “ live” or when the par
ties have no cognizable interest in the appeal’s outcome.
Murphy v. Hunt, 455 U.S. 478, 481 (1982) (per curiam);
Wiley v. NCAA, 612 F.2d 473, 475 (10th Cir. 1979) (en
banc), cert, denied, 446 U.S. 943 (1980). Here, however,
a decision favorable to the school district, reversing the
district court’s ruling that the school system was not uni
tary, or even remanding the question for further consid
eration, would give the district some relief from the court’s
order. The court’s later orders do not supersede Keyes
XIV, but rather emanate from and supplement that opin
A8
ion’s ruling that the school district is not unitary. Cf Bat
tle v. Anderson, 708 F.2d 1523, 1527 (10th Cir. 1983), cert,
dismissed sub. nom. Meachum v. Battle, 465 U.S. 1014
(1984). The appeal from Keyes X IV is not moot.
In addition, we have jurisdiction over the appeal from
Keyes X IV because the denial of the district’s motion for
a declaration of unitariness constitutes an interlocutory or
der “ continuing” an injunction. See 28 U.S.C. § 1292(aXl).
We agree with plaintiffs that denial of the district’s motion
did not “ modify” any prior injunctive order of the court,
but the court’s order plainly resulted in a continuation of
the injunctive decree mandating desegregation of the Den
ver schools. Because we reject plaintiffs’ characterization
of the court’s order as a “ refusal to issue a declaratory
judgment,” we need not address whether the district has
made a sufficient showing to appeal the denial of an in
junctive order. See Stringfellow v. Concerned Neighbors
in Action, 480 U.S. 370, 379 (1987).
We hold, however, that the appeal from Keyes X V is
moot. That order merely required the district to submit
certain plans to the court, and the district fully complied
long ago. Because the district has no legal interest in our
disposition of the appeal from that order, and because no
decision by this court could grant the district any effec
tual relief from the order, Keyes X V is moot and the ap
peal from it dismissed. See International Union, UAW
v. Telex Computer Prods., Inc., 816 F.2d 519, 522 (10th
Cir. 1987); Garcia v. Lawn, 805 F.2d 1400, 1403 (9th Cir.
1986). The other part of the appeal in case number 87-
2634, dealing with Keyes XVITs “ interim decree,” is prop
erly before us, of course, as it modified the court’s earlier
injunction. 28 U.S.C. § 1292(a)(1).
A9
III
The school district’s contentions in No. 85-2814 can be
summarized as follows: (1) because the district’s long-term
compliance with the 1974 decree, as subsequently modi
fied, has remedied any constitutional violation, the court
now must terminate its jurisdiction over student assign
ments; (2) the district court’s findings, which are not chal
lenged on appeal, that the school system is not unitary
regarding faculty assignments and hardship transfer policy,
do not prevent student assignments from being unitary;
(3) because there is no constitutional right to any particu
lar racial balance in a school’s student body, the district
court erred in focusing on the racial identity of three
elementary schools and in demanding future maintenance
of racial balance; (4) concerns about the present or future
segregative effects of board actions (especially implemen
tation of a neighborhood school policy) are irrelevant to
a determination of unitariness because discriminatory im
pact does not violate the Constitution nor does it justify
the court’s continued jurisdiction; and (5) there is no evi
dence that this or future boards will act with segregative
intent. The United States, as amicus curiae, generally agrees
with the district, and argues that a court must terminate
jurisdiction when it finds the district to be unitary, a find
ing it must make when the district has in good faith fully
implemented a court-approved desegregation plan.
A
We begin at the beginning, with the proposition announced
in Brown v. Board o f Education, 347 U.S. 483, 495 (1954)
{Brown I), that a state violates the Equal Protection Clause
of the Fourteenth Amendment when it intentionally segre
gates or tolerates the segregation of public school students
A10
on the basis of race. Where no statutory dual system ever
existed, such as in Denver, a plaintiff proves a violation
of the Fourteenth Amendment by showing the existence
of segregated schools and the maintenance of that segre
gation by intentional state action. Keyes VII, 413 U.S.
at 198. The school district does not remedy these viola
tions by simply halting its intentionally discriminatory acts
and adopting racially neutral attendance policies. Rather,
as the Supreme Court later held, the affirmative constitu
tional duty to desegregate expressed in Brown v. Board of
Education, 349 U.S. 294 (1955) (Brown II), requires school
boards to dismantle their dual school systems. Green v.
County School Bd. o f New Kent County, 391 U.S. 430,
437-38 (1968); Swann v. Charlotte-Mecklenburg Bd. o f
Education, 402 U.S. 1, 28 (1971); see also Keyes VII, 413
U.S. at 222-23 (Powell, J., concurring and dissenting). The
Supreme Court has noted that the primary duty to deseg
regate and eliminate racial discrimination in public educa
tion rests with the local school boards. Brown. II, 349 U.S.
at 299. In fact, the school board has an affirmative duty
under the Constitution to remedy past de jure discrimina
tion and eliminate its effects, and “ [ejach instance of a
failure or refusal to fulfill this affirmative duty continues
the violation of the Fourteenth Amendment.” Columbus
Bd. o f Education v. Penick, 443 U.S. 449, 459 (1979). It
is irrelevant that the school district does not intend to
perpetuate the prior intentional segregation because “ the
measure of the post-Brown I conduct of a school board
under an unsatisfied duty to liquidate a school system is
the effectiveness, not the purpose, of actions in decreas
ing or increasing the segregation caused by the dual sys
tem.” Dayton Bd. o f Education v. Brinkman, 443 U.S.
526, 538 (1979) (Dayton II).
When the school district defaults on its obligation to
stop segregative acts and remedy their effects, a federal
A ll
court in a properly-instituted case must order a remedy,
and in so doing it may employ its full powers as a court
of equity. Milliken v. Bradley, 433 U.S. 267, 281 (1977)
(.Milliken II); Swann, 402 U.S. at 15. The court’s remedial
authority, however, is not plenary but extends only to the
breadth of the violation proven. Milliken II, 433 U.S. at
282. A valid desegregation remedy must meet three re
quirements: (1) it must be tailored to the nature and scope
of the constitutional violation; (2) it must be designed to
restore the discrimination victims to the position they would
have occupied had the discrimination not occurred; and
(3) it must take into account the interest of state and local
authorities in themselves managing the public schools. Id.
at 280-81. But, within these parameters, a district court
may order remedial programs even in areas in which in
tentional discrimination has not existed, if it concludes that
the remedy is necessary to “ treat the condition that of
fends the Constitution,” and that “ the constitutional viola
tion caused the condition for which remedial programs are
mandated.” Id. at 282, 286 n.17 & 287 (emphasis added);
Keyes VII, 413 U.S. at 205 (defining de jure segregation
as “ a current condition of segregation resulting from in
tentional state action” ) (emphasis added).
Because desegregation remedial orders are equitable in
nature, we review them only for abuses of discretion.
Wright v. Council o f Emporia, 407 U.S. 451, 470-71 (1972);
Diaz v. San Jose Unified School Disk, 861 F.2d 591, 595
(9th Cir. 1988). Thus, so long as a remedy is tailored to
the violation, it need not be the least restrictive of the
available options. Swann, 402 U.S. at 31 (appellate court
will not overturn remedy if it is “ reasonable, feasible and
workable” ); United States v. Yonkers Bd. o f Education,
837 F.2d 1181, 1236 (2d Cir. 1987), cert, denied, 108 S.
Ct. 2821 (1988); see also United States v. Paradise, 480
U.S. 149, 184 (1987) (plurality opinion). Of course, the
A12
court may modify even a final decree if changing circum
stances indicate the need for a modification. Pasadena City
Bd. o f Education v. Spangler, 427 U.S. 424, 437 (1976);
Dowell ex rel. Dowell v. Board o f Education o f Oklahoma
City Pub. Schools, 795 F.2d 1516, 1520-21 (10th Cir.)
(Dowell I), cert, denied, 479 U.S. 938 (1986).
Once a school district has eliminated all intentional racial
discrimination, and eradicated all effects of such discrimi
nation, the court may declare it unitary. Green, 391 U.S.
at 439-40; Brown II, 349 U.S. at 301. Although the Su
preme Court has not defined precisely what facts or factors
make a district unitary, a starting point is to evaluate the
factors that make a system segregated. In the context
of a unitariness decision, these factors include elimination
of invidious discrimination in transportation of students,
integration of faculty and staff, equality of financial sup
port given to extracurricular activities at different schools
and integration of those activities, nondiscriminatory con
struction and location of new schools, and assignment of
students so that no school is considered a white or black
school. E.g., Swann, 402 U.S. at 18-19; United States v.
Montgomery County Bd. o f Education, 395 U.S. 225, 231-
32 (1969). This court has defined “ unitary” as the elimina
tion of invidious discrimination and the performance of
every reasonable effort to eliminate the various effects
of past discrimination. Dowell ex rel. Dowell v. Board o f
Education, Oklahoma City Pub. Schools, No. 88-1067, slip
op. at 19 & n.15 (10th Cir. Oct. 7, 1989) (Dowell II); Brown
v. Board o f Education, No. 87-1668, slip op. at 16 (10th
Cir. Dec. 11, 1989). In so defining “unitariness,” we recog
nize that racial balance in the schools is no more the goal
to be attained than is racial imbalance the evil to be rem
edied. See Spangler, 427 U.S. at 434; Swann, 402 U.S.
at 24. Therefore, a court is without power to order con-
A13
stant adjustments in the assignment of students, merely
to maintain a certain racial balance. Spangler, 427 U.S.
at 436-37. But, we also recognize that when a school board
has a duty to liquidate a dual system, its conduct is mea
sured by “ the effectiveness, not the purpose, of [its] ac
tions in decreasing or increasing segregation caused by
the dual system.” Dayton II, 443 U.S. at 538. The exis
tence of racially identifiable schools is strong evidence that
the effects of de jure segregation have not been eliminated.
Swann, 402 U.S. at 26.
Long-term compliance with a desegregation plan that
is complete by its own design and does not contemplate
later judicial reappraisal entitles the school district to a
declaration of unitariness. Spangler, 427 U.S. at 435-37;
see Spangler v. Pasadena City Bd. o f Education, 611 F.2d
1239, 1243, 1244 (9th Cir. 1979) (Kennedy, J., concurring)
(because desegregation plan wTas “ a full and complete rem
edy,” compliance with plan for nine years, in light of na
ture and degree of violation, sufficient to make district
unitary). Whether the plan was in fact a complete remedy
for the violation requires both an examination of the orig
inal violation, and, as the district court noted here, an
examination of the actual effects of the plan. Keyes XIV,
609 F. Supp. at 1506; cf. Dayton II, 443 U.S. at 538. Thus,
compliance with even a court-approved desegregation plan,
by itself and without proof of the executed plan’s inten
tion and effect, does not make a district unitary. Pitts
v. Freeman, 755 F.2d 1423, 1426 (11th Cir. 1985); United
States v. Texas Educ. Agency, 647 F.2d 504, 508 (5th Cir.
Unit A 1981). Of course, while a district is not unitary,
the court must maintain supervisory jurisdiction and may
require prior approval of various board actions. Swann,
402 U.S. at 30; Brown II, 349 U.S. at 301 (during transi
tion to unitary system, court will retain jurisdiction). Dur
A14
ing this “pre-unitariness” period the board bears a “ ‘heavy
burden’ of showing that actions that increased or continued
the effects of the dual system serve important and legiti
mate ends.” Dayton II, 443 U.S. at 538 (citation omitted).
B
The district court’s finding that the school district had
not achieved unitary status is a factual one which we re
view under a clearly erroneous standard. Brown, slip op.
at 15; see also id., dissenting slip op. at 3, 52 (Baldock,
J., dissenting). Applying the principles discussed above
and this standard, we cannot conclude that the district
court was clearly erroneous in holding that the school dis
trict’s pupil assignment policies were nonunitary.
As an initial matter, we agree with the school district that
it may be declared unitary in certain aspects, even though
other aspects remain “ nonunitary.” See, e.g., Spangler,
427 U.S. at 436-37; id. at 442 (Marshall, J., dissenting);
Morgan v. Nucci, 831 F.2d 313, 318 (1st Cir. 1987). Just
as a remedy must be tailored to fit the scope of the viola
tion, Milliken II, 433 U.S. at 280-81, 282; Dayton I, 433
U.S. at 420, so must the court relinquish supervisory con
trol over a school district’s attendance policies and deci
sions when the need for that close supervision no longer
exists. See Jackson County, 794 F.2d at 1543 (“ continuing
involvement,” though not necessarily permanent injunction,
must terminate when no more constitutional violations ex
ist to justify continuing supervision). But even so, the
district makes virtually no argument here that the district
court was clearly erroneous in rejecting the district’s evi
dence and concluding that the district had failed to prove
that existing resegregation resulted from demographic
changes and not from actions of the board. See Keyes
A15
XIV, 609 F. Supp. at 1507-08. Our independent review of
the record reveals nothing that would compel us to over
turn the court’s refusal to find convincing the district’s
evidence. Before the declaration of unitariness it is the
district’s burden to prove resegregation has resulted from
demographic changes and not from actions of the board.
See Dayton II, 443 U.S. at 538.
Instead of arguing that the district court was wrong on
the facts, the district argues that the court was wrong
on the law. In one respect, we agree. As noted above,
a district may be declared unitary in some respects and
not others. The district court appears to have held to the
contrary, see Keyes XIV, 609 F. Supp. at 1508, 1517, and
if that was its intention, it erred. But the error is harm
less because the record evidence adequately supports the
court’s specific finding that student assignments are non-
unitary.2
We reject the district’s other argument which, in essence,
is that as a matter of law three racially identifiable ele
mentary schools out of about eighty cannot prevent a
school district from attaining unitary status.3 A few racial
ly identifiable schools do not, as a matter of course, pre
vent a district from being unitary. Swann, 402 U.S. at
2 The district court viewed the 1974 desegregation plan, as modi
fied in 1976, as one that was not intended to be complete in itself;
rather, the court and the district had “ the expectation that changes
would be required in future years.” Keyes XIV, 609 F. Supp. at
1506. That is also our reading of the record and the history of
the litigation. Thus, in this respect this case is unlike Spangler,
which the district relies upon so heavily. See Spangler, 611 F.2d
at 1243.
3 The district does not here dispute the standard employed by
the district court in determining whether a school is “ racially iden
tifiable.”
A16
26. Yet, the existence of such schools, especially when
they once have been eliminated and then resurface as a
result of board action, is strong evidence that segrega
tion and its effects have not been eradicated. See Colum
bus Bd. o f Education v. Penick, 443 U.S. 449, 460-61
(1979). Even if only a few of many schools are racially
identifiable, the district has the burden of showing that
such schools are nondiscriminatory and that their composi
tion is not the result of present or past discrimination.4
Dayton II, 443 U.S. at 538; Swann, 402 U.S. at 26. The
district court found that the district had not met its bur
den. The district argues that all it had to prove was that
the resegregation was not the result of new, intentional
segregation. As explained above, this proof is insufficient.
The district court believed that the district was both
without the ability and without the will to ensure that
the effects of prior segregation did not resurface. Keyes
XVII, 670 F. Supp. at 1515; Keyes XVI, 653 F. Supp. at
1540; Keyes XIV, 609 F. Supp. at 1515, 1520. We consider
this a fact-finding of the district court to which we must
give deference. See Penick, 443 U.S. at 470 (Stewart, J.,
concurring in judgment). Thus, we must uphold the dis
trict court’s order retaining supervisory jurisdiction over
the Denver public schools.
4 That the number of racially identifiable schools here—three out
of about eighty elementary schools—is a smaller percentage than
that found to be constitutionally acceptable in Spangler, where five
of thirty-two schools were racially identifiable, is only marginally
relevant. The unitariness determination was and is a fact-bound
decision, and when unitariness is achieved will differ with each
different school district.
A17
IV
We turn now to No. 87-2634, the district’s appeal of the
district court’s “ interim decree” set out in Keyes XVII,
670 F. Supp. at 1516-17. That modification of the court’s
prior injunction was intended to relax the court’s control
and allow the school district to make changes without prior
approval. Id. at 1515. The interim decree attempted to
strike a balance between allowing the district to regain
control of student assignments while also ensuring that
the board would not adopt a student attendance policy
discriminatory in practice and impact. See Penick, 443
U.S. at 464, 465 n.13 (irrelevant that present acts have
little incremental segregative impact if they, in combina
tion with previous segregative acts, have natural and fore
seeable consequence of disparate impact on minorities).
Some of the complaints about the interim decree relate
to the district’s contention that we should override the
district court’s finding of nonunitariness, at least as to
pupil assignment. But the district also asserts that the
interim injunction is indefinite, vague, and in violation of
Fed. R. Civ. P. 65(d). That rule requires that an injunc
tion be reasonably specific in identifying what acts are
prohibited or required, both to give notice to the defen
dant of what is prohibited, and to guide an appellate court
in reviewing the defendant’s compliance or noncompliance
with the injunction. Schmidt v. Lessard, 414 U.S. 473,
476-77 (1974); Daniels v. Woodbury County, 742 F.2d 1128,
1134 (8th Cir. 1984). An injunction “too vague to be under
stood” violates the rule, International Longshoremen’s
A ss’n v. Philadelphia Marine Trade A ss’n, 389 U.S. 64,
76 (1967), and, generally, injunctions simply requiring the
defendant to obey the law are too vague. E.g., City o f
Mishawaka v. American Elec. Power Co., 616 F.2d 976,
991 & n.18 (7th Cir. 1980), cert, denied, 449 U.S. 1096
(1981).
Paragraph 4 of the interim decree does no more than
require the district to obey the law, and therefore must
be stricken.5 Payne v. Travenol Labs., Inc., 565 F.2d 895,
5 The interim decree, in its entirety, states:
ORDERED AND ADJUDGED:
1. The defendants, their agents, officers, employees and suc
cessors and all those in active concert and participation with
them, are permanently enjoined from discriminating on the
basis of race, color or ethnicity in the operation of the school
system. They shall continue to take action necessary to dis
establish all school segregation, eliminate the effects of the
former dual system and prevent resegregation.
2. The defendants are enjoined from operating schools or
programs which are racially identifiable as a result of their
actions. The Board is not required to maintain the current stu
dent assignment plan of attendance zones, pairings, magnet
schools or programs, satellite zones and grade-level structures.
Before making any changes, the Board must consider specific
data showing the effect of such changes on the projected racial/
ethnic composition of the student enrollment in any school af
fected by the proposed change. The Board must act to assure
that such changes will not serve to reestablish a dual school
system.
3. The constraints in paragraph 2 are applicable to future
school construction and abandonment.
4. The duty imposed by the law and by this interim decree
is the desegregation of schools and the maintenance of that
condition. The defendants are directed to use their expertise
and resources to comply with the constitutional requirement
of equal education opportunity for all who are entitled to the
benefits of public education in Denver, Colorado.
5. The District retains the authority to initiate transfers for
administrative reasons, including special education, bilingual
education and programs to enhance voluntary integration. The
defendants shall maintain an established policy to prevent the
frustration, hindrance or avoidance of a District student assign
ment plan through parent initiated transfers and shall use ad
ministrative procedures to investigate, validate and authorize
transfer requests using criteria established by the Board. If
transfers are sought on grounds of ‘hardship’ , race, color or
ethnicity will not be a valid basis upon which to demonstrate
(Footnote continued on following page)
A19
5 continued,
‘hardship’ . The defendants shall keep records of all transfers,
the reasons therefor, the race, color or ethnicity of the stu
dent, and of the effects on the population of the transferee
and transferor schools.
6. No student shall be segregated or discriminated against
on account of race, color or ethnicity in any service, facility,
activity, or program (including extracurricular activities) con
ducted or sponsored by the school in which he or she is en
rolled. All school use or school-sponsored use of athletic fields,
meeting rooms, and all other school related services, facilities
and activities, and programs such as commencement exercises
and parent-teacher meetings which are open to persons other
than enrolled students, shall be open to all persons without
regard to race, color or ethnicity. The District shall provide
its resources, services and facilities in an equitable, nondiscrim-
inatory manner.
7. The defendants shall maintain programs and policies de
signed to identify and remedy the effects of past racial seg
regation.
8. The defendants shall provide the transportation services
necessary to satisfy the requirements of this interim decree
notwithstanding the provisions of Article IX, Section 8 of the
Colorado Constitution.
9(A). The principals, teachers, teacher-aides and other staff
who work directly with children at a school shall be so as
signed that in no case will the racial or ethnic composition of
a staff indicate that a school is intended for minority students
or anglo students.
(B) . Staff members who work directly with children, and
professional staff who work on the administrative level will
be hired, assigned, promoted, paid, demoted, dismissed, and
otherwise treated without regard to race, color or ethnicity.
(C) . Defendants are required to use an effective affirmative
action plan for the hiring of minority teachers, staff and ad
ministrators with the goal of attaining a proportion which is
consistent with the available labor force; the plan shall con
tain yearly timetables and a reasonable target date for the
attainment of the affirmative action goals.
10. The District will continue to implement the provisions
of the program for limited English proficiency students here
tofore approved by the Court in the Language Rights Consent
(Footnote continued on following- page)
A20
897-98, 900 (5th Cir.), cert, denied, 439 U.S. 835 (1978).
The same would be true of paragraphs 1 and 7, except
that such provisions must be understood as continuing in
effect the prior injunction which placed upon the district
a continuing duty to disestablish a formerly dual system.
Given the court’s finding that unitariness has not yet been
achieved, even in pupil assignments, such continuing pro
hibitions, though stated in general terms, are not objec
tionable. We construe the statement of the district’s duties
to take action to disestablish and eliminate the effects of
past racial segregation as an order that will terminate
once the district is declared unitary, see Swann, 402 U.S.
at 32. It would be better to say so explicitly, but we do
not require that statement be placed into what is specifi
cally designated an “ interim” decree.
The prohibition on enforcement of Colorado’s anti-busing
constitutional provision, in paragraph 8, may be unneces
sary, but given the district’s admission that the anti
busing amendment is unconstitutional it cannot complain.
Further, this prohibition gives the district legal author- * 11
5 continued
Decree of August 17, 1984. Nothing in this interim decree shall
modify or affect the Language Rights Consent Decree of Au
gust 17, 1984, and the prior orders entered in this case relating
thereto shall remain in full force and effect.
11. It is further provided that this interim decree is binding
upon the defendant Superintendent of Schools, the defendant
School Board, its members, agents, servants, employees, pres
ent and future, and upon those persons in active concert or
participation with them who receive actual notice of this in
terim decree by personal service or otherwise.
12. This interim decree, except as provided herein, shall
supersede all prior injunctive orders and shall control these
proceedings until the entry of a final permanent injunction.
Keyes XVII, 670 F. Supp. at 1516-17.
A21
ity to disregard the Colorado provision. See Swann, 402
U.S. at 45.
Paragraphs 2, 9(A), and 9(C) should not be interpreted
to require that racial balance in any school or department
necessarily reflect the racial proportions in the district as
a whole, as there is no constitutional right to any partic
ular level of integration. Spangler, 427 U.S. at 436-37. On
remand, the district court should make this clear.
Other than those discussed above, we have no objection
to the district court’s decree. It is a commendable attempt
to give the board more freedom to act within the confines
of the law. We recognize the difficulty in drafting an in
junction that will allow the district maximum latitude in
formulating policies, while at the same time making the
injunction sufficiently specific. The degree of specificity
necessary may be determined in light of the difficult sub
ject matter. Calvin Klein Cosmetics Corp. v. Parfums de
Coeur, Ltd., 824 F.2d 665, 669 (8th Cir. 1987); Common
Cause v. NRC, 674 F.2d 921, 927 (D.C. Cir. 1982). Should
contempt proceedings ever be necessary, of course, any
ambiguity in the injunction will inhere to the district’s
benefit. See Ford v. Kammerer, 450 F.2d 279, 280 (3d Cir.
1971); see also United States v. Holtzrnan, 762 F.2d 720,
726 (9th Cir. 1985) (injunctions not to be set aside unless
“ so vague that they have no reasonably specific meaning,”
but “ all ambiguities or inconsistencies are resolved in
favor of the person subject to the injunction” ).
We understand the school district’s struggle to be free
from judicial supervision and control. We also recognize
the district’s frustration with not knowing its precise obli
gations under the Constitution. At the same time, it is
the district court’s duty, and ours, to enforce the Con
stitution and protect the rights it grants, including the
A22
right of each public school student to attend a school
where intentional segregation is banished and its effects
remedied. We recognize that the showings required to ob
tain unitariness are difficult to make. But when the dis
trict makes those showings is entirely within its own con
trol. Although the desegregation “ vehicle can carry only
a limited amount of baggage,” Swann, 402 U.S. at 22,
in Denver the district has not accomplished all desegrega
tion possible and practical.
The cause is remanded for the reconsideration of lan
guage changes in the interim decree, as set out in this
opinion. In all other respects, it is AFFIRMED.
B1
APPENDIX B
[June 3, 1985]
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. C-1499
WILFRED KEYES, et al.,
Plaintiffs,
CONGRESS OF HISPANIC EDUCATORS, et a l ,
Plaintiff-Intervenors,
v.
SCHOOL DISTRICT NO. 1, Denver, Colorado, et al.,
Defendants.
MEMORANDUM OPINION AND ORDER
The Board of Education of School District No. 1 seeks
to end this case by moving for a determination that the
District has provided an equal educational opportunity for
all students and has remedied all past failures to comply
with the requirements of the United States Constitution.
More particularly, the matter now before this court is a
motion, filed January 19, 1984, for entry of the following
orders:
L An order declaring that the Defendant School
District is a unitary school system in the following
respects: a) Faculty, b) Staff, c) Transportation, d)
Extracurricular Activities, e) Facilities, and f) Com
position of Student Body.
B2
2. An order modifying and dissolving the injunction
as it relates to the assignment of students to schools.
3. An order declaring that the remedy previously
ordered in this case to correct the Constitutional vio
lation as found has been implemented, and that there
is no need for continuing court jurisdiction in the
matter.
The purpose of the motion is set forth in the following
paragraphs from it:
Throughout the proceedings herein, the Court has
urged upon the parties the need to develop and de
fine a process and procedure whereby the Court and
the parties might have the opportunity to present
evidence to the Court on the unitary nature of the
district and the extent of the School District’s com
pliance with the remedial orders of the Court, and
for the need, if any, for continuing court jurisdiction
over the affairs of School District No. 1.
The earliest definitions of a unitary school system
enunciated six criteria to be considered by a court
in its determination of whether a school system was
dual or unitary. They included: Faculty, Staff, Trans
portation, Extracurricular Activities, Facilities, and
Composition of Student Body. Green v. County School
Board, 391 U.S. 430, 435 (1968) An analysis has been
conducted by staff utilizing the criteria as set forth
above, and the working definition of the unitary
school system, as announced by this Court in its
Memorandum and Opinion dated May 12, 1982. The
School District is prepared to show to the Court its
compliance with the criteria and with the Court’s
definition at an evidentiary hearing for that purpose.
Although the parties to the litigation have been
before the Court on numerous occasions with respect
to proposed changes in the orders as they relate to
matters of pupil assignment, none of these hearings
were designed to permit the parties to explore the
B3
extent to which the School District has fulfilled its
remedial obligations; and, as a result, neither the par
ties nor the Court have had a full opportunity to ex
amine the data and the evidence that bears upon the
question of whether the School District has in fact
fully implemented the court ordered remedy and that
the remedy has accomplished its purpose.
The requested full evidentiary hearing was held in May,
1984, and the plaintiffs, defendants and intervenors have
filed comprehensive briefs. The United States Department
of Justice has also filed both pre-trial and post-trial
memoranda as amicus curiae. The court is fully informed
on the issues and arguments relevant to the motion.
GENERAL PRINCIPLES
The parties approach the issues and evidence in this
case from different perspectives reflecting differing inter
pretations of the scope of the equal protection clause. Per
haps, as with visual perspectives, the difference is influ
enced by the relative positions of the parties. The Board
of Education looks at the case from the high ground oc
cupied by those holding the power of governance. In that
position there may be a tendency to accept a more static
overview of a somewhat distant scene characterized by
stability and serenity. The plaintiffs/intervenors represent
people whose historical disadvantages give them an alter
nate viewpoint. For those who are still deep in the valley,
struggling for survival, and for those moving upward on
the mountain, educational opportunity is the path to pro
gress. They are on the move, seeing only transient scenery,
and their primary concern is the direction of their move
ment. Is the trail going forward and upward, or down
ward and backward?
B4
The difference between the parties may also be illustra
ted with a different analogy. The defendants ask that we
look at the Denver school system by making detailed com
parisons of enlarged aerial photographs taken in 1976 and
1984. The plaintiffs/intervenors ask us to view a movie
film record of events from 1968 to 1984, with close-ups
of a few of the frames at different intervals. The choice
turns on conflicting interpretations of constitutional law
based on alternative approaches in analyzing Supreme
Court opinions.
That process of interpretation of constitutional law will
also be affected by methodology in establishing viewpoint.
Does one plumb the depths of the relevant opinions as
a series of pools, or is it more appropriate to look at the
Court’s language as the flow of a meandering stream with
eddies, backwaters and even changes of direction? The
latter view is more consistent with the guiding role of
the Court.1 School desegregation cases differ from most
litigation in that much of the evidence is developed while
the case is in court. In most lawsuits, the court’s focus
1 See Brown v. Board o f Education, 349 U.S. 294 (1955) (Brown II):
The opinions of [Brown], declaring the fundamental principle
that racial discrimination in public education is unconstitutional,
are incorporated herein by reference.
Full implementation of these constitutional principles may re
quire solution of varied local school problems. School
authorities have the primary responsibility for elucidating,
assessing, and solving these problems; courts will have to con
sider whether the action of school authorities constitutes good
faith implementation of the governing constitutional principles.
Because of their proximity to local conditions and the possi
ble need for further hearings, the courts which originally heard
these cases can best perform this judicial appraisal.
Id. at 298 (footnote omitted). See, also Schauer, Refining the Law
making Function o f the Supreme Court, 17 U. Mich. J.L. Ref.,
1-24 (1984).
Bo
is retrospective. The issues arise from historical events
and the evidentiary disputes are resolved by the court’s
findings of the probabilities about matters which occurred
in the past. In school desegregation cases, there are poli
tical and demographic changes which occur while the case
is in court and even the court’s processes and decrees—
at least the public perception of them—can be factors in
fluencing some of those changes. It is also important to
remember that the applicable principles of constitutional
law have evolved under circumstances of change in the
characteristics of our national community and in the
course of developing new information and understanding
about sociology and psychology.
Only 128 years ago, the Supreme Court asked:
The question is simply this: Can a negro, whose
ancestors were imported into this country, and sold
as slaves, become a member of the political communi
ty formed and brought into existence by the Constitu
tion of the United States, and as such become en
titled to all the rights, and privileges, and immunities,
guarantied by that instrument to the citizen? One of
which rights is the privilege of suing in a court of
the United States in the cases specified in the Consti
tution.
Dred Scott v. Sandford, 60 U.S. (19 How) 393, 403 (1856).
The Court sought justification for its negative answer
by finding that the founding fathers did not intend to
recognize slaves or their descendants as citizens. Chief
Justice Taney made the following observation about the
status of Negroes at the time of adoption of the Declara
tion of Independence and the Constitution:
They had for more than a century before been re
garded as beings of an inferior order, and altogether
unfit to associate with the white race, either in social
or political relations; and so far inferior, that they
B6
had no rights which the white man was bound to re
spect; and that the negro might justly and lawfully
be reduced to slavery for his benefit. He was bought
and sold, and treated as an ordinary article of mer
chandise and traffic, whenever a profit could be made
by it. This opinion was at that time fixed and uni
versal in the civilized portion of the white race. It
was regarded as an axiom in morals as well as in
politics, which no one thought of disputing, or sup
posed to be open to dispute; and men in every grade
and position in society daily and habitually acted upon
it in their private pursuits, as well as in matters of
public concern, without doubting for a moment the
correctness of this opinion.
And in no nation was this opinion more firmly fixed
or more uniformly acted upon than by the English
Government and English people. They not only seized
them on the coast of Africa, and sold them or held
them in slavery for their own use; but they took
them as ordinary articles of merchandise to every
country where they could make a profit on them, and
were far more extensively engaged in this commerce
than any other nation in the world.
The opinion thus entertained and acted upon in
England was naturally impressed upon the colonies
they founded on this side of the Atlantic. And, accord
ingly, a negro of the African race was regarded by
them as an article of property, and held, and bought
and sold as such, in every one of the thirteen colonies
which united in the Declaration of Independence, and
afterwards formed the Constitution of the United
States.
Id. at 407-8.
The Dred Scott opinion was, of course, reversed by the
adoption of the Thirteenth and Fourteenth Amendments
to the United States Constitution after the Civil War.
Yet, the power of the continuing public perception of in-
B7
feriority of Blacks was reflected in the adoption of the
“ separate but equal doctrine” in Plessy v. Ferguson, 163
U.S. 537 (1896). There, the majority of the Supreme Court
approved a Louisiana statute requiring separation of white
and “ colored” races in railroad coaches with the follow
ing language:
The object of the [Fourteenth] amendment was un
doubtedly to enforce the absolute equality of the two
races before the law, but in the nature of things it
could not have been intended to abolish distinctions
based upon color, or to enforce social, as distinguished
from political equality, or a commingling of the two
races upon terms unsatisfactory to either. Laws per
mitting, and even requiring, their separation in places
where they are liable to be brought into contact do
not necessarily imply the inferiority of either race to
the other, and have been generally, if not universal
ly, recognized as within the competency of the state
legislatures in the exercise of their police power. The
most common instance of this is connected with the
establishment of separate schools for white and
colored children, which has been held to be a valid
exercise of the legislative power even by courts of
States where the political rights of the colored race
have been longest and most earnestly enforced.
Id. at 544.
The force of that assumption of inferiority is reflected
in these words from the dissenting opinion of Justice
Harlan:
The white race deems itself to be the dominant race
in this country. And so it is, in prestige, in achieve
ments, in education, in wealth and in power. So, I
doubt not, it will continue to be for all time, if it re
mains true to its great heritage and holds fast to the
principles of constitutional liberty.
Id. at 559, 561.
B8
In Brown v. Board o f Education, 347 U.S. 483 (1954),
the Supreme Court took notice of the historical experience
of the Negro in America, and it was that history of racial
disadvantage in our social, economic and political life
which formed the predicate for the conclusion that racially-
segregated schools are inherently unequal. In overruling
Plessy v. Ferguson, the Supreme Court made a funda
mental change in the interpretation and application of the
equal protection clause of the Fourteenth Amendment.
Departing from its past practice of deciding such issues
by discoursing on political theory, the Court considered
evidence of the actual effects of racial separation well
beyond the record before it, using secondary sources of
information.2 Thus, in affirming the Kansas case finding
that segregation has a detrimental effect upon Negro
children, the Court said:
Whatever may have been the extent of psychological
knowledge at the time of Plessy v. Ferguson, this
finding is amply supported by modern authority.
2 The Court’s use of matters of common knowledge concerning
broad societal patterns was defended in Black, The Lawfulness
o f the Segregation Decisions, 69 Yale L.J. 421 (1960). Professor
Black wrote:
The case seems so onesided that it is hard to make out what
is being protested against when it is asked, rhetorically, how
the Court can possibly advise itself of the real character of
the segregation system. It seems that what is being said is
that, while no actual doubt exists as to what segregation is
for and what kind of societal pattern it supports and imple
ments, there is no ritually sanctioned way in which the Court,
as a Court, can permissibly learn what is obvious to everybody
else and to the Justices as individuals. But surely, confronted
with such a problem, legal acumen has only one proper task—
that of developing ways to make it permissible for the Court
to use what it knows; any other counsel is of despair. And,
equally surely, the fact that the Court has assumed as true
a matter of common knowledge in regard to broad societal pat
terns, is (to say the very least) pretty far down the list of
things to protest against.
Id. at 427-428.
B9
Brown, 347 U.S. at 494 (footnote omitted). The footnote
for that statement referred to several publications, in
cluding E.F. Frazier, The Negro in the United States,
674-681 (1949). The following passages appear in that
work:
The theory of separate but equal educational and
other facilities has never worked out in practice. Sepa
rate education for Negroes has always meant inferior
schools and inferior teaching personnel for Negro
children. Inferior schools have caused a high rate of
illiteracy to continue among Negroes since Emancipa
tion. The resulting mental isolation of Negroes which
continued a half century was only partially broken
down by the mass migrations of Negroes to northern
cities during and following World War I. Because of
the discriminations in regard to employment the
Negro has been kept in the lowest paid and unskilled
occupations, and thus there has been no premium
placed upon exceptional skill and talent among Negroes.
. . . Consequently, the Negro has never been permit
ted to achieve the full stature of a man through compe
tition with whites. Many of his leaders have owed their
pre-eminence to the fact that they have played the role
of mediators in a pattern of race relations based upon
the economic dependence and social subordination of
the Negro. The dominant white interests have singled
out mediocre Negroes for the role of “ great Negroes,”
while Negroes of superior mental endowment and cour
age have been crushed as irresponsible radicals. Thus
a factual and objective basis for the charge that the
Negro is a “ child” race has been provided in the whole
system of racial discrimination. It is no wonder that
since the Negro has been treated and regarded as a
“ child” race, whites have not taken him seriously. In
fact, as the result of the system of discrimination, the
Negro has not been permitted to play a serious role in
the economic and social life of the nation.
Id. at 674-677.
BIO
Another of the publications cited in that footnote is G.
Myrdal, An American Dilemma: The Negro Problem and
Modem Democracy (1944) which includes the following ob
servations:
But when segregation and discrimination are the out
come of individual action, the second main norm of the
American Creed, namely, liberty, can be invoked in
their defense. It must be left to the individual white
man’s own discretion whether or not he wants to receive
Negroes in his home, shake hands with them, and eat
with them. I f upheld solely by individual choice, social
segregation manifested by all white people in an Amer
ican community can be—and is—defended by the norm
of personal liberty. When, however, legal, economic, or
social sanctions are applied to enforce conformity from
other whites, and when Negroes are made to adjust
their behavior in response to organized white demands,
this violates the norm of personal liberty. In the national
ideology, the point where approved liberty changes into
disapproved restriction on liberty is left somewhat
uncertain. The old liberal formula that the individual
shall be left free to follow the dictates of his own will
so long as he does not substantially hamper the liberty
of other persons does not solve the problem, because
it is not definite enough. As remarked in an earlier
chapter, the American Creed is in a process of change
from “ rugged individualism.” It is giving increasing
weight to “ the other fellow’s” liberty, and thus narrow
ing the scope of the actions which become condoned by
the individualistic liberty formula, (emphasis in original)
To apply the American value premises in this condi
tion of internal conflict within the concept of liberty it
self—which is only another aspect of its external con
flict with the concept of equality—stress has to be laid
on the actual amount of discrimination. When there is
substantial discrimination present, liberty for the white
person has to be overruled by equality. To discern
discrimination we must take into account the indirect
B ll
effects o f segregation in terms o f cultural isolation,
political and legal disabilities, and economic disadvan
tages, which are often much more important than the
direct social discrimination, (emphasis added)
Id. at 573-574.
The impact of the Broom decision was felt far beyond
the schools. In a firm and consistent line of decisions, the
ruling was extended to prohibit public segregation of other
public facilities, such as transportation systems, Gayle v.
Browder, 352 U.S. 903 (1956); parks and playgrounds, New
Orleans City Park Improvement A ss’n v. Detiege, 358
U.S. 54 (1958), Wright v. Georgia, 373 U.S. 284 (1963),
Watson v. Memphis, 373 U.S. 526 (1963); golf courses,
Holmes v. City o f Atlanta, 350 U.S. 879 (1955); beaches
and bath houses, Mayor o f Baltimore v. Dawson, 350 U.S.
877 (1955); auditoriums, Muir v. Louisville Park Theatri
cal A ss’n, 347 U.S. 971 (1954); courthouses, Johnson v.
Virginia, 373 U.S. 61 (1963); parking garages, Burton v.
Wilmington Parking Authority, 365 U.S. 715 (1961); and
airports, Turner v. City o f Memphis, 369 U.S. 350 (1962).
See also, Loving v. Virginia, 388 U.S. 1 (1966) (striking
down state miscegenation laws.) “ The principles announced
in {Brown} . . . according to the command of the Consti
tution, are indispensible for the protection of the freedoms
guaranteed by our fundamental charter for all of us. Our
constitutional ideal of equal justice under law is thus made
a living truth.” Cooper v. Aaron, 358 U.S. 1, 19-20 (1958).
In this very civil action, the Supreme Court formally
recognized that Hispanos suffered from much of the same
economic and cultural deprivations. Keyes v. School
District No. 1, Denver, Colo., 413 U.S. 189, 197 (1973).
Indeed, the Court made the following specific determina
tion with respect to the Denver, Colorado community at
page 198 of the opinion:
B12
[TJhough of different origins, Negroes and Hispanos
in Denver suffer identical discrimination in treatment
when compared with the treatment afforded Anglo
students. In that circumstance, we think petitioners
are entitled to have schools with a combined pre
dominance of Negroes and Hispanos included in the
category of “ segregated” schools.
Perhaps much of the confusion, controversy and continu
ing litigation which has occurred nationally in the 31 years
since Brown, and locally in the 12 years since Keyes, have
been caused by a failure to appreciate the Court’s con
nection of school policy with national history. It is not
that the schools have been singled out as experimental
vehicles to redress all of the past injustice and inequity
suffered by racial minorities; it is that the courts have
prohibited school officials from perpetuating the disadvan
tages caused by past practices of the larger society.
The reason that racial separation in public schools is a
denial of equal protection of the laws in contravention of
the restraint of the Fourteenth Amendment is that in
1954, and 1973, and still today, the Anglo, the Black and
the Hispano continue to occupy different positions in our
pluralistic nation. To find segregative intent, it is not
necessary to find that an act or omission resulted from
bad purpose or evil motive; it is sufficient if it reflects
a disparate perception of relative worth. The attitude of
neutrality characterized by the newly popular phrase “ color
blindness” avoids the obligation to recognize the continu
ing effects of past prejudices, practices and passions.
Stripped of all legalese, the present state of the law is
that whatever other disadvantages may be visited upon
an individual in the accident of birth, the Constitution pro
hibits any governmental use of race, color or ethnicity to
impose an impediment to the seeking of benefits of public
educational services.
B13
The scientific community continues to find significant
evidence to suggest that each human being may be pre
destined by an individual genetic code in very significant
ways. These individual differences may be influences on
mental and physical development, behavioral adjustment
and risk factors for disease, all independently of race, sex
or other group characteristics. These findings of physical
science compel a reading of the “ self-evident truth” that
“ all men are created equal,” to mean that the govern
ment must act “ as i f ’ each person has equal potential for
achievement. No school policy and no court order can
assure any particular level of success in public schools any
more than in any other aspect of life. Individual students
will flunk, become disciplinary problems, drop out or
otherwise fail to meet expectations for reasons wholly
unrelated to race, ethnicity, and environment. The true
causes for those results are properly matters of interest
to educators, sociologists, psychologists, physicians and
other disciplines. Neither cause nor effect can be used in
applying constitutional principles.
Stated as a prohibitive, what the Constitution requires
is that the government must not itself act as an agent
of predestination in association with any immutable char
acteristics of birth. There is no scientific evidence to sug
gest that such group characteristics as race or ethnicity
are limiting factors on any individual. To the extent that
race is a disadvantage, it is the result of prejudices, atti
tudes and historical deprivation. Data suggesting different
achievement levels according to race are relevant only as
circumstantial evidence of the effects of discriminatory at
titudes and practices. To escape the intangible effects of
any stereotyping or latent bias, government officials must
avoid the use of racial identifications in acting on public
issues. That is true whether government acts to regulate
and restrict conduct or to provide services such as educa
tional opportunity.
B14
THE DEFENDANTS’ POSITION
The defendants’ carefully constructed argument in sup
port of the subject motion has the appeal of logic. Stated
succinctly at page 2 of the defendants’ post-trial brief, the
contention is this:
Once a school district has complied with a constitu-
tionally-acceptable court-ordered remedy that is de
signed to desegregate the system in the full sense,
and has maintained substantial compliance with that
remedy for a sustained period of time, the school dis
trict is entitled to be declared unitary unless there
have been intervening acts of discrimination.
The prime thesis of this argument is that this court’s
1974 Final Judgment and Decree, as modified in 1976, was
a complete remedy for all of the constitutional violations
found in this case. The validity of that thesis is critical
to the contention that by complying with the requirements
of that Decree the District established a unitary school
system.
What was to be remedied? Simply put, what was re
quired was the reversal and eradication of the effects of
a policy of geographical containment of Black people in
an area of northeast Denver. For almost ten years the
members of the Board of Education tried to keep Black
families out of the White residential neighborhoods east
of Colorado Boulevard by manipulating attendance areas,
designing new school construction, installing mobile class
room units, and steadfastly refusing to relieve overcrowd
ing of Black schools. This policy was at work in 1960 when
Barrett School was constructed as a relatively small school
building with an attendance zone entirely in the Black
community, even though a White school located only a
few blocks away was operating at 20% over capacity. It
was apparent that Barrett, Stedman, Park Hill, Philips
B15
and Hallett Elementary Schools were designed for attend
ance of Black pupils. Mobile units and additional class
room construction were used to expand the capacity of
those schools while preserving the Anglo character of the
schools to the east of them. The continued use of that
segregative policy was clearly the will of the electorate.
When a slim majority of the Board adopted resolutions
in 1969 to attempt to alleviate the segregative effects of
this policy by reassigning some students and transporting
them out of racially separated neighborhoods, the people
of Denver overwhelmingly repudiated that action by de
feating two of the most articulate Board members and
replacing them with new members who vowed to reverse
those resolutions. When those promises were kept, the
plaintiffs came to this court, seeldng a preliminary injunc
tion in 1969.
Through all of the intervening years, the court and the
parties have struggled with two elusive and intractable
questions. How did that policy of containment in northeast
Denver affect the Denver Public School System as a
whole? What is required to remove those effects? Those
questions have caused this case to be considered by two
judges in this court, the judges of the Tenth Circuit Court
of Appeals, and the Justices of the Supreme Court of the
United States. A third question, which has been lurking
in the shadows, now comes to the spotlight. What must
be done to protect against future resegregation and a
return to a dual system?
It is the law of this case that the 1974 Final Judgment
and Decree was not an adequate remedy for segregated
school assignments. The Tenth Circuit Court of Appeals
in Keyes v. School Dist. No. 1, Denver, Colo., 521 F.2d
465 (10th Cir. 1975), cert, denied, 423 U.S. 1066 (1976),
faulted the court plan for pupil assignment because it used
only part-time pairing. The appellate court said:
B16
We hold that the part-time pairing component of the
court’s remedy for desegregation of elementary schools
is not constitutionally acceptable as a basic and per
manent premise for desegregation but deem that prac
ticality negates the necessity o f invalidating in toto
this aspect o f the trial court’s judgment at this time.
We read this innovation as recognized by the trial
court as an adjunct to be tolerated only as such under
the temporary conditions of the present and as a step
toward total integration.
Although the district court’s remedial discretion is
broad, it is necessarily bounded by the constitutional
requirement that the court make “ every effort to
achieve the greatest possible degree of actual deseg
regation, taking into account the practicalities of the
situation.” Davis v. B ’d o f School Commissioners o f
Mobile County, 402 U.S. 33, 37, 91 S.Ct. 1289, 1292,
28 L.Ed.2d 577. In examining the record and the dis
trict court’s opinion, we find no insurmountable prac
tical impediment to full-time desegregation. Indeed
both the court and its consultant Dr. Finger were
of the view that part-time classroom pairing would
easily convert to a full-time program. The court’s
part-time plan offers some of the most severely seg
regated schools in the district only part-time deseg
regation; of the eighteen predominantly minority
schools in the part-time program, thirteen have pro
jected enrollments of less than ten percent Anglo
pupils. Under the circumstances a partial solution for
these schools is not enough.
Id. at 477-478 (emphasis added) (footnote omitted).
The Tenth Circuit also faulted the district court’s plan
for leaving Boulevard, Cheltenham, Del Pueblo, Elyria and
Garden Place as segregated Hispano schools, and reversed
the conclusion that remedial education was an acceptable
substitute for reassignment of students. With respect to
those schools, the Court remanded with the following in
struction:
B17
We therefore remand this portion of the case for
a determination whether the continued segregation
of students at the five mentioned schools may be
justified on grounds other than the institution and
development of bilingual-bicultural programs at the
schools. “ The district judge . . . should make every
effort to achieve the greatest possible degree of ac
tual desegregation and will thus necessarily be con
cerned with the elimination of one-race schools.”
Swann, supra, 402 U.S. at 26, 91 S.Ct. at 1281.
Id. at 480.
The establishment of the East-Manual complex was also
reversed. Finally, the appellate court affirmed the district
court’s requirements with respect to the desegregation
of faculty and staff, using the following language:
During the 1973-74 school year, disproportionate
numbers of the Denver school system’s minority
teachers were assigned to schools with high concen
trations of minority students. Despite the District’s
institution of a minority recruitment program in re
cent years, the percentage of minority faculty mem
bers in the system has not increased appreciably. Of
the view that faculty desegregation is essential to the
process of school desegregation, the district court
ordered the District to assign its personnel so that,
in each school, the ratio o f minority teachers and
staff to Anglo teachers and staff shall not be less
than 50% o f the ratio o f minority to Anglo staff in the
entire system. The School Board does not dispute the
propriety of this component of the court’s remedy.
Contrary to the School Board, we believe that
these measures to ensure faculty desegregation were
properly part of the court’s order. Faculty and staff
desegregation is an “ important aspect o f the basic
task o f achieving a public school system wholly free
from racial discrimination.” (citations omitted) . . .
B18
We believe that the court’s faculty and staff desegre
gation orders were proper and we affirm.
Id. at 484 (footnotes omitted) (emphasis added).
The March 26, 1976 Order, entered by Judge Doyle, ap
proved the use of an agreed plan in response to the man
date of the Court of Appeals. It is clear, however, that
future change was expected because the court said:
The School Board, in Resolution 1897, has re
quested that no changes be made in student school
assignments for three years; this in the interest of
continuity and stability. In the court’s view the ob
jective is good with the exception that some flexibil
ity should be retained so as to make adjustments for
substantial population changes.
Additionally, the issue of bilingual education was left open.
At that time, it was expected that a stipulated proposal
for the modification of the bilingual program would be im
mediately forthcoming.3
This court honored the request to avoid altering the stu
dent assignment plan for a period of three years, and the
only changes made were those requested by the District
for the limited circumstances of particular situations. To
plan for declining pupil enrollment and consequent excess
plant capacity, in 1977 the Board of Education appointed
an advisory committee of citizens to study the utilization
of school buildings and to recommend criteria for closures
and consolidations. That committee made a report which
was accepted by the Board in April, 1978. The committee
did not contemplate action to make changes before Sep
tember, 1981. The Board changed that time to September,
3 In fact these issues were litigated at length in May, 1982, result
ing in the Memorandum Opinion and Order on Language Issues
which appears as Keyes v. School Dist. No. 1, Denver, Colo., 576
F. Supp. 1503 (D.Colo. 1983).
B19
1980. After the Community Education Council, a court-
appointed monitoring group, expressed concerns that im
balances in racial composition and crowded conditions had
developed in some schools, hearings were held in this
court in January, 1979 to consider the status of those
school.
At that time the court was informed that the Board of
Education had directed the filing of a report by an Admin
istration Task Force on school closings and school assign
ments in March, 1979. Accordingly, the court set May 1,
1979 as the date for the filing of a comprehensive stu
dent assignment plan, and set June 1, 1979 as a date to
report on the status of compliance with orders requiring
affirmative action in the hiring, assignment and in-service
training of teachers, administrators and staff. A new plan,
adopted in Resolution No. 2060, met opposition from the
plaintiffs/intervenors and, accordingly, a further hearing
was held on July 20, 1979 on the motion of the defen
dant School District No. 1 to implement those portions
of Resolution No. 2060 dealing with school closings and
pupil assignments for the school year 1979-1980.
No one suggested then that this court did not have
jurisdiction to modify the 1976 pupil assignment plan.
Moreover, while the Board wanted to close four schools,
it failed to take any action to consider the objections and
concerns which had been expressed at the hearing. The
Board members simply did not meet in legislative ses
sion, and left it to this court to make the necessary
changes in pupil assignments. That dereliction of the
Board’s duty permitted its members to avoid criticism
from the community, and positioned them to continue
their popular protest of judicial intervention into local
self-governance.
This court addressed the question of the extent of de
segregation which existed in 1979 in the Memorandum
B20
Opinion and Order which appears as Keyes v. School Dist.
No. 1, Denver, Colo., 474 F. Supp. 1265 (D.Colo. 1979).
The court noted that the Board of Education and admin
istration recognized that Gilpin, Fairview and Greenlee
Elementary Schools had not met the desegregation guide
lines, and said:
What is now needed is recognition by the Board of
Education, school administration, and staff that they
have not yet established a unitary, non-racial school
system in Denver, Colorado and that they have a
legal obligation to demonstrate to this court that they
are taking appropriate action to reach that result.
Id. at 1272.
This court then adopted the plaintiffs/intervenors’ pro
posal for the reassignment of students from the closed
Ellsworth Elementary School; made its own reassignment
of students from the closed Emerson Elementary School;
made assignments to the new McKinley-Thatcher School;
rejected the Board’s proposed removal of Ashley mobile
units; approved the reassignment of pupils from closed
Elyria Elementary School; adjusted the attendance zone
of Belmont School; adjusted the Fairview-Greenlee-Traylor
grouping by pairing Fairview and Rosedale; and author
ized the establishment of an Oakland-McGlone pair. There
was no adjustment for Gilpin and Mitchell, which remained
segregated schools.
There was no appeal from the 1979 Order. To the con
trary, the court’s view that unitary status had not been
achieved appeared to have been accepted when the Board
appointed an Ad Hoc Committee in May, 1980 to create
a definition of a unitary system and to develop guidelines
for its identification. That action was taken by Resolu
tion No. 2110, which included the charge that the Ad Hoc
Committee should also design a new student assignment
B21
plan for pupil assignments to elementary and middle
schools based on demographic data which had been pre
sented to the Board by the long-range planning committee
in March, 1980.
The long-range planning committee had been created by
Resolution No. 2079 in August, 1979. Its report recom
mended developing a middle school program, eliminating
junior high schools and establishing four-year senior high
schools. That educational change required reassignment
of all ninth grade pupils, thereby disrupting the existing
attendance zones. Accordingly, the work of both commit
tees converged.
The Ad Hoc Committee’s pupil assignment proposal was
the subject of detailed study by the Board of Education
during the summer of 1981. Despite a division on the issue
of “ busing,” the Board developed a student assignment
plan. It was submitted to this court along with an alter
native open enrollment plan approved by a divided vote
and without staff study. In the “Submission of Plans” filed
October 30, 1981, the District said:
PURSUANT to the action of the Board of Educa
tion, School District No. 1, . . . submits the attached
proposals entitled, Community Neighborhood School
Open Enrollment Concept, and The Denver Public
Schools: A Unitary System, to the Court for its con
sideration.
At the time the Board directed the submission of
these proposals, the following motion was adopted:
That the Board of Education submit to the
United States District Court, for its considera
tion, the proposals entitled, Community Neigh
borhood School Open Enrollment Concept and
The Denver Public Schools: A Unitary System,
as developed by the Board of Education with the
following recommendations:
B22
A. The Community Neighborhood School Open
Enrollment Concept plan is the desirable
plan.
B. If the Court insists on the maintenance of
pupil assignments which are based upon the
racial and ethnic identification of students,
the Board submits the alternate plan for the
Court’s consideration provided, however,
that in those instances where schools are
paired, that the Court authorize the discon
tinuance of the pairing and return of the
paired schools to neighborhood schools at
such time as the racial and ethnic percen
tages within the paired schools fall within
a range of 20-63% Anglo.
* * *
That following submission of the plans, that the
Court determine that with the implementation
of either plan, that the School District is a uni
tary school system and establish a specific time
table for the relinquishment of the Court’s juris
diction.
Upon this court’s refusal to choose between two such
dramatically divergent approaches, the Board submitted
the open enrollment concept in what came to be called
the “Total Access Plan.” It was the subject of a two-week
evidentiary hearing in March, 1982, which resulted in the
court’s rejection of that plan upon the finding that it was
lacking in “ concern, commitment and capacity.” The Board
then submitted the “ Consensus Plan” which consisted of
the October 30, 1981 student assignment plan with two
magnet schools as educational enhancements which had
been suggested in the Total Access Plan. The interim
nature of the Consensus Plan is identified in the follow
ing language from the introduction to it:
B23
INTRODUCTION
In response to the order of the Federal District
Court of March 15, 1982, and in accordance with the
Denver Board of Education motion of March 18, 1982,
a pupil assignment plan is being submitted for the
achievement of a unitary, non-racial system of public
education.
This Pupil Assignment Plan combines the Consensus
Plan of October 1981 with certain educational enhance
ments of the Total Access Plan of December 1981.
It reflects the determination of the Board of Educa
tion to provide a quality educational experience for
all children which will:
• create as many walk-in schools as possible
® remove as many pupils as possible from re
quired busing
• bring stability to pupil assignment areas
• continue the effort to realize and maintain a
unitary school system
• remain sensitive to the changing needs of a
diverse, urban pupil population
• be in compliance with the United States Dis
trict Court Order.
The Pupil Assignment Plan includes the mandatory
assignment of pupils, the closing of nine schools, and
the implementation of the middle school program now
in preparation.
The preparation of the Consensus Plan included ex
tensive community involvement, intensive study by
an Ad Hoc Committee of the Board of Education, and
direct personal involvement of all members of the
Board of Education in the final decision making proc
ess, resulting in a comprehensive plan for adjusting
existing school attendance boundaries.
Two educational enhancements of the Pupil Assign
ment Plan are the Fundamental School to be con-
B24
ducted at Knight Elementary School and a self-
supporting extended day school at Gilpin Elementary
School. The ethnic ratio in each of these schools shall
reflect the pupil population in the District in keep
ing with Court determined pupil ethnic assignment
ratios. Knight Fundamental School will be open to
all pupils in the District; the Gilpin School popula
tion will include pupils in the home attendance area
and pupils from the entire District who are enrolled
in the extended day program.
Upon Court approval of the Pupil Assignment Plan,
staff will begin preparations for further educational
enhancements for possible addition each year as an
ongoing feature of District educational planning
policy.
In addition, the Plan includes three significant Denver
Public Schools initiatives, components of the Total Ac
cess Plan, which are designed to enhance educational
opportunity:
• District and School Accountability Councils
• Guidelines for Pupil Placement
• Standards for School Effectiveness.
The presently authorized District and School Account
ability Councils are used in the Plan as monitors of
educational quality and equity, achievement of goals,
and equitable disciplinary policies and procedures.
Guidelines for Inschool Pupil Placement were ap
proved by the Board of Education in February 1982.
These guidelines ensure that pupils will participate
in experiences that are relevant to the cultural,
ethnic, and racial diversity of the school and that
grouping is based on a fair assessment of pupils’
skills, interests, needs, and aptitudes.
The “ Standards for School Effectiveness” is based
on extensive research which has identified character
istics of effective schools. The “ Standards” includes
specific instruments for assessing these characteristics
B25
and means for maintaining effective practices and im
proving areas of weakness in each school.
Finally, the Board of Education submits for the
Court’s approval plans for building a needed elemen
tary school facility in Montbello and a replacement
facility in the Columbian area.
The basic instructional programs and educational en
hancements presently in place in the Denver Public
Schools also are described and included in this report.
In approving the Consensus Plan, this court emphasized
that the approval was for an interim solution, recogniz
ing that the plaintiffs/intervenors had made objections to
portions of it with an evidentiary showing that it would
probably produce resegregative effects in some elementary
schools. The court’s reservations were expressed in the
following language:
In this case, I am now accepting the modified con
sensus plan for the single school year of 1982-83. I
do so with considerable reservation because I am not
convinced that the incumbent school Board has shown
a commitment to the creation of a unitary school sys
tem which will have adequate capacity for the de
livery of educational services without racial disadvan
tages.
The consensus plan is an expedient which will ac
commodate the educational policy decision to move
to middle schools and which will attenuate the
divisive effects from the factionalism found in the
present board of education. The positive element in
this plan is that it reflects a consensus of the views
of the board members. Acceptance of this plan for a
single school year is not to be construed as an abdi
cation of this court’s authority and responsibility to
compel compliance with the desegregation mandate.
Keyes v. School Dist. No. 1, Denver, Colo., 540 F. Supp.
399, 403 (D. Colo. 1982).
B26
Along with that reservation, the court attempted to set
some direction for the anticipated future planning by adopt
ing the Ad Hoc Committee’s definition of a unitary school
system as follows:
A unitary school system is one in which all of the
students have equal access to the opportunity for
education, with the publicly provided educational re
sources distributed equitably, and with the expecta
tion that all students can acquire a community defin
ed level of knowledge and skills consistent with their
individual efforts and abilities. It provides a chance
to develop fully each individual’s potentials, without
being restricted by an identification with any racial
or ethnic groups.
Id. at 403-404.
This court also expressed a favorable view of the Ad
Hoc Committee’s guidelines as criteria for identifying a
unitary system in operation. Believing that progress
toward the defined goal of unity required both effective
monitoring and expert advice from appropriate academic
disciplines, and after consultation with counsel for all par
ties, the court appointed the Compliance Assistance Panel,
composed of three outstanding scholars who had appeared
at various times as expert witnesses in this case.
The court’s charge to that committee was to perform
the following duties:
1. To meet with the Board of Education, any com
mittee or administrative staff designated by the
Board, and with counsel for the parties herein, for
the purpose of preparing a timetable for the prepara
tion and submission of a pupil assignment plan for
the school year 1983-84.
2. To meet with the Board of Education, any com
mittee or administrative staff designated by the
Board, and with counsel for the parties herein, for
B27
the purpose of preparing appropriate guidelines for
pupil assignment plans for subsequent years, includ
ing long-range planning.
3. To prepare and submit a set of criteria for the
identification of a Unitary School System, using the
Unitary School System Plan Final Report of the Ad
Hoc Committee, presented June 5, 1981 (Defendant’s
Exhibit D-2) as an initial working document.
4. To develop a plan to review, analyze and report
on the present affirmative action plan for faculty and
staff, including in-service training, and contingency
plans for recruitment and reduction of faculty and
staff, according to needs, on a non-discriminatory
basis, consistent with existing collective bargaining
contracts.
5. To prepare a plan for review, analysis and
reporting on any racially discriminatory effects from
present practices in the measurement of educational
achievement and student discipline.
6. To develop recommendations for establishing
criteria for school closings and new construction.
7. To develop a recommendation for constraints to
be considered in proposals for the establishment of
additional magnet schools and any other proposals for
enhancement of educational opportunities to ensure
racial and ethnic equality in the availability of such
services.
8. To develop recommendations for interaction
with local, state and national governmental agencies
whose decisions concerning housing, zoning, transpor
tation and other governmental services may influence
and affect school policies and programs, including the
demographics of the district.
9. To develop a plan for the collection and colla
tion of the views of identifiable organizations and
groups concerned with equal educational opportunity.
B28
10. To develop a plan for the assessment of the
effectiveness of the monitoring and self-evaluation
methods adopted by the School District.
It now appears from the testimony of Board members
and administrative staff at the hearing on the subject mo
tion that the court’s appointees were seen as interlopers,
and that this court was considered to be intervening in
the operation of the school system far beyond any appro
priate role. It is also now apparent that contrary to what
was being represented to the court and to the community,
the Board had adopted a secret agenda to hire a mathe
matician experienced in the display of statistical data in
desegregation cases and a new lawyer, who had success
fully represented another school district in Pasadena City
Board o f Education v. Spangler, 427 U.S. 424 (1976), to
develop the display presented with the effort to terminate
this litigation. In consequence, the spirit of cooperation
which had seemed to exist among counsel in this case was
replaced by the old adversarial confrontation necessary
for the proper presentation of the very different views
which are now before this court.
In approving submission of the subject motion, the
Board of Education altered its position in this litigation.
All of the members of the Board adopting Resolution No.
2228 have testified to their individual intentions in tak
ing that action. The common theme was the expression
of a shared concern that continuation under court control
stigmatizes the Denver school system with consequent ad
verse effects on the schools and the community as a
whole. There is a perception that families have fled to
private schools and to the suburbs to avoid forced bus
ing, and a belief that this court’s involvement creates a
climate of coercion which prevents the development of
positive and innovative educational programs.
B29
This court does not discount the reality of the declin
ing enrollment and the possibility of a causal relationship
with court-ordered reassignments as suggested by some
of the data in the evidence. It is also unquestioned that
people who devote their time and energy to the extremely
difficult task of serving on the Board of Education, with
out remuneration, are citizens with outstanding qualities
of commitment to the public welfare and dedication to the
best interests of future generations. They are chosen from
the community to express and implement the will of the
electorate, and it must be assumed that the subject mo
tion was the sense of the majority of the voters in Dis
trict No. 1. Yet, School Board members, as all other
elected representatives of the people, must also hear and
heed the commands of the Constitution which often con
flict with majoritarian opinion. The courts have the duty
to articulate and apply those constitutional limitations in
particular circumstances.
HAS A UNITARY SCHOOL SYSTEM BEEN
ESTABLISHED IN DENVER?
In answering affirmatively, the defendants set forth a
simple syllogism. Major premise: The 1974 Decree, as
modified in 1976, called for a complete and adequate
remedy for the segregative effects of Denver’s dual sys
tem. Minor premise: The District has complied with all
of the requirements of the Decree since 1976. Conclusion:
Denver has achieved desegregation and is now a unitary
district.
As already discussed, the Tenth Circuit Court of Ap
peals determined the 1974 Final Decree to be inadequate.
Therefore, the question to be asked with respect to the
major premise in this argument is whether the 1976 modi
fications, coupled with the remaining portions of the 1974
B30
Decree, constituted a sufficient plan to desegregate the
entire Denver Public School System “ root and branch.” 4
As counsel for the District recognize, an adequate desegre
gation plan must include more than the assignment of
pupils to avoid the racial identification of schools. It must
also address the policies and practices with respect to
faculty, staff, transportation, extracurricular activities and
facilities. Green v. County School Board, 391 U.S. 430
(1968). Additionally, an adequate remedy must ensure
against any future use of school construction and abandon
ment to serve, perpetuate, or re-establish a dual system.
Swann v. Charlotte-Mecfclenburg Board o f Education, 402
U.S. 1 (1971).
As noted above, the 1976 Order was simply the approval
of a stipulated plan submitted in a spirit of compromise
and, by Resolution No. 1897, the Board indicated clearly
the expectation that changes would be required in future
years. That was the reason the Board requested a three-
year moratorium. Nothing in the 1974 Order, and nothing
in the 1976 agreed plan, established any mechanism to
avoid future segregation in making school construction and
school abandonment decisions. At this point, it is well
to return to the exact language of the Supreme Court in
Swann:
In devising remedies where legally imposed segrega
tion has been established, it is the responsibility of
local authorities and district courts to see to it that
future school construction and abandonment are not
used and do not serve to perpetuate or re-establish
the dual system. When necessary, district courts
should retain jurisdiction to assure that these respon
sibilities are carried out.
402 U.S. at 21 (emphasis added).
4 The “ root and branch” requirement was established in Green
v. County School Board, 391 U.S. 430, 438 (1968), and was specifi
cally applied to Denver in Keyes, 413 U.S. at 213.
B31
Plainly, the court and all parties were aware that the
remedy phase of this case did not end with the signing
off on the 1976 agreed modifications and intended the
retention of jurisdiction for the indefinite future. The ade
quacy of any desegregation plan is, of course, measured
not by its intentions but by its effectiveness. See Dayton
Board o f Education v. Brinkman, 443 U.S. 526, 538 (1979)
(.Dayton II). Thus, determination of the adequacy of the
1974 plan, as modified in 1976, is directly related not only
to the degree of compliance by the defendant District in
the intervening years, but also to whether the implemen
tation of the plan achieved the results intended. Therefore,
the major premise and minor premise may be addressed
together in reviewing the subsequent events.
What then was accomplished between 1976 and 1980?
Mitchell, Gilpin and Fairview Schools fell below the then
applicable guideline of a minimum 34% Anglo enrollment
in the fall of 1976. In 1979, Mitchell had a 26.8% Anglo
enrollment, and Gilpin had fallen to 19.6%. The need to
close some school facilities became apparent as early as
the 1976-1977 school year. This court’s Order set May 1,
1979 as the date for the Board to file a comprehensive
student assignment plan, and June 1, 1979 as the report
ing date on the status of other aspects of the plan, in
cluding affirmative action and in-service training. As
earlier noted, a plan was submitted by Resolution No.
2060, and the plaintiffs/intervenors filed objections with
alternative proposals. In the absence of further Board ac
tion to meet those objections and to consider the alter
native proposals, this court was compelled to make the
reassignment of pupils from the closed schools and to at
tempt to alter the racial isolation of Fairview. The court
did not act to remedy the racial identification of Gilpin
and Mitchell Schools, and it was partially for this reason
that the court expressly recognized that the 1979 order
B32
was interim action required to meet an “ existent emergen
cy.” Keyes, 474 F. Supp. at 1271. The court also, as
earlier noted, made an explicit finding of fact and con
clusion of law that the School District had not achieved
unitary status, and there was no appeal from that deter
mination.
The adoption of the Consensus Plan was explicitly iden
tified as another interim expedient, made necessary by
the Board’s abrupt change of position in submitting the
Total Access Plan, implicitly repudiating the work of its
own Ad Hoc Committee. Keyes, 540 F. Supp. at 404. Dur
ing the 1982 hearings, the plaintiffs addressed very spe
cific objections to features of the Consensus Plan and
predicted resegregative effects from its implementation.
It is important to recognize that the “ consensus” of the
“ Consensus Plan” referred to a 6-1 consensus of the
School Board members, and did not involve any agree
ment by the plaintiffs or the intervenors. It is also clear
that the basis for the formation of the Board consensus
was an effort to reduce “ forced busing” by attempting
to expand walk-in attendance areas. The proposal was
premised on a hope that there would a discernible move
ment toward natural integration of these attendance zones
by changes in housing patterns.
The evidence now before the court shows that the plain
tiffs’ objections and the court’s concerns about the Con
sensus Plan were well founded. Barrett and Harrington
have become racially identifiable schools, with their re
spective Anglo populations falling from 43.3% and 25.3%
in 1981 to 18% and 15% in 1983. Mitchell fell from 22.5%
to 12% Anglo. The plaintiffs/intervenors argue that the
resegregation of these schools as a result of the adoption
of the Consensus Plan establishes proof of official segre
gative action which justifies remedial action by this court.
B33
The defendants counter with the contention that the loss
of Anglo enrollment at these schools is additional evidence
of the phenomenon of white flight, and that the existence
of three racially identifiable elementary schools does not
indicate a return to a dual system. Indeed, a basic dispute
between the parties in this case is the manner in which
statistics should be used to measure desegregation, as will
be discussed later in this opinion.
It is not necessary to deal with the contention that the
Consensus Plan showed segregative intent. The conclu
sion of this court is that it has had and continues to have
jurisdiction in this case, and no new intentional acts are
required to justify the exercise of that jurisdiction.
Over the last nine years, the Denver Public School Sys
tem has become smaller, both in numbers of students and
schools. In 1976-77, the school system contained 61,680
students in 119 schools. In 1983-84, the Denver Public
School system contained 51,159 students in 107 schools.
The ethnicity of the pupil population has also changed.
In 1976-77, the District was 49.33% Anglo, 28.23% Hispano
and 20.30% Black. In 1983-84, the District was 39.18%
Anglo, 33.33% Hispano and 22.72% Black.
There are now three levels of schools in the system,
elementary schools, middle schools (grades 7-8), and high
schools (grades 9-12). In 1983-84, 80 schools, or nearly 75%
of the schools in the school system, were elementary
schools. The number of schools and their sizes are sig
nificantly different at the three levels. Maintenance of
stable ethnic distributions of students is more difficult in
the elementary schools than in either the middle or senior
high schools, because the same absolute change in the
number of students in an elementary school has a greater
relative effect on ethnic percentages in the school. Typical
B34
ly, elementary school attendance zones are smaller and
more sensitive to local demographic changes. The larger
the school, the more elastic is its response to small changes
in school populations.
The defendants have presented a vast array of statistical
data and expert opinion to support the claim that since
1976, the City and County of Denver and the Denver Pub
lic School System have undergone demographic changes
which have had a “ striking” effect on student attendance
patterns. The District urges that “ extensive movement”
of population within Denver and “ a steady and large de
cline in enrollment, almost all of which represented a loss
of Anglo students” are reasons for the development of
racial imbalance in certain schools. In making that argu
ment, the defendants place heavy emphasis on an exhibit
derived from a question in the 1980 long-form census ques
tionnaire (which asked where people lived five years ago)
to suggest that there was a large migration of Anglo
families with school-age children from Denver out to the
suburbs between 1975 and 1980, and that there was no
significant converse movement.
This presentation is flawed by the omission of informa
tion about persons who lived in Denver in 1975 and moved
away from the entire metropolitan area. The exhibit titled
“ Patterns of Demographic Mobility and Family Income
Within Denver SMSA” presents data in three groups.
Group A is titled “ Denver Residents,” group B is “ Subur
ban Residents,” and group C is “ In-Migrants.” The uni
verse from which the percentages are computed for groups
A and B is not complete. Group A only makes sense as
a description of what has happened to the set of people
who were Denver residents in 1975. It includes those 1980
Denver residents who answered that they did not move
or moved only within Denver. It also includes those
B35
residents in the Denver suburbs in 1980 who responded
that they lived in Denver 5 years earlier. However, Group
A does not include the persons who did live in Denver
in 1975 but who moved away from the Denver SMSA
(Standard Metropolitan Statistical Area) before 1980. The
calculations for Group B contain the same omission. With
out knowing how many households moved away from the
Denver metropolitan area since 1975, accurate percentages
cannot be computed, and the data are not very helpful
in the present analysis. This court is not persuaded that
demographic change is the reason for the development of
racial imbalance in the schools.
HAS DISTRICT NO. 1 COMPLIED
WITH THE COURT ORDERS?
Student Assignments
The District did implement the pupil assignment plan
accepted by the 1976 Decree in the school year 1976-1977.
Transportation was provided and, on the whole, pupils
were required to attend the designated schools. Accord
ingly, during that particular school year, the Denver
school system can be considered desegregated with re
spect to pupil assignments. That, of course, is but one
of the elements in a unitary system.
Faculty Assignments
The plaintiffs/intervenors contend that there has never
been compliance with the faculty assignment provision of
the 1974 Decree. On this point, the evidentiary hearing
on the subject motion presented a question of which this
court was not previously aware. Paragraph 19A of the
1974 Decree imposed the following requirement with re
spect to faculty assignments:
B36
Effective not later than the beginning of the 1974-75
school year, the principals, teachers, teacher-aides and
other staff who work directly with children at a
school shall be so assigned that in no case will the
racial or ethnic composition of a staff indicate that
a school is intended for minority students or Anglo
students. The District shall assign the staff described
above so that the ratio of minority to Anglo teachers
and other staff in each school shall be not less than
50% of the ratio of such teachers and other staff to
the teachers and other staff, respectively, in the
entire school system. Because of the present small
number of Chicano teachers in the system, complete
achievement of the required ratios as to Chicano
teachers is not required immediately, but should be
achieved as soon as possible.
The parties have differing interpretations of that lan
guage. The District interprets paragraph 19A to require
that the ratio of Black teachers to the total of Black,
Hispano and Anglo teachers in each school be compared
with the district-wide ratio of Black teachers to the
district-wide total of Black, Hispano and Anglo teachers,
and that similar but separate ratios also should be com
puted for Hispano teachers.
Further, the District has determined that in applying
these ratios for a particular school, if the required number
of Black or Hispano teachers is some integer number plus
a fraction which is less than one-half, then a school is in
compliance with the decree if its faculty includes only the
whole number of such teachers. Any fractional part less
than one-half has been ignored. For example, in 1981-82,
the district ratio of Black classroom teachers to the total
of Black, Hispano and Anglo classroom teachers was 0.1350,
and one-half of this number is 0.0675. Carson Elementary
School had 25 Black, Hispano and Anglo teachers. To have
a Black faculty percentage greater than 50% of the dis
B37
trict-wide ratio, Carson would require 0.0675 x 25, or 1.69
Black teachers. In 1981-82, Carson had 3 Black teachers and
satisfied paragraph 19A as interpreted by the District. How
ever, in 1981-82, Johnson elementary school had 22 Black,
Hispano and Anglo teachers and would need 0.0675 x 22,
or 1.485 Black teachers to satisfy the test. Johnson had
1 Black teacher. Because the remaining fraction was less
than 0.5, the District determined the school to be in com
pliance.
Another important aspect of the District’s approach is
the use of the prior year’s district-wide teachers’ ratios
to determine the degree of compliance for a current year
because it is the District’s practice to assign faculty mem
bers in the spring for the following fall. A possible result
is that the district-wide ratios used are less than the ac
tual ratios of minority to total teachers in the district for
the following year if, in fact, the proportion of minority
teachers increases from year to year, as a result of the
affirmative action hiring program. That has, indeed, oc
curred. The District defends this as the proper way to
determine compliance because it is the only basis on which
faculty assignments for a new school year can be made.
There is no explanation for that conclusion.
The District apparently has adopted the interpretation
which requires the fewest minority teachers in schools
which previously had a predominantly Anglo faculty. In
1983-84, there were 13 schools with one Black teacher and
27 schools with one or no Hispano teachers. After the
large scale administrative reassignment of teachers in
1974, the minimum ratios have been maintained principally
through assignment of new teachers and voluntary teacher
transfers.
The plaintiffs contend that the correct interpretation of
the requirement is to use a ratio of all minority teachers
B38
to Anglo teachers. Additionally, they urge that fractions
of less than one-half should not be disregarded and cur
rent year data should be used. With this interpretation,
the plaintiffs determined that for 1983-84, there were
these deficits:
School Deficit School Deficit School Deficit
Force 1 Henry 2 Jefferson 4
Newlon 1 Baker 1 Kennedy 3
Remington 1 Lincoln 3
Cheltenham 1 West 2
Sabin 1
Westwood 1
Johnson 1
In this particular dispute, the parties have overlooked
the language of the Tenth Circuit Court of Appeals. What
ever ambiguity may exist in paragraph 19A of the district
court’s 1974 Decree, the appellate court made it clear that
it was affirming an order which it construed as requiring
that the District “ assign its personnel so that, in each
school, the ratio of minority teachers and staff to Anglo
teachers and staff shall not be less than 50% of the ratio
of minority to Anglo staff in the entire system.” Keyes,
521 F.2d at 484. There is no ambiguity in that language,
and it is the law of the case, binding on this court as well
as the parties. Accordingly, the District’s view is incor
rect and the District has been out of compliance with this
requirement during all of the intervening school years.
Additionally, “ rounding down” instead of “ rounding up”
of fractions is not in compliance with the tenor of the De
cree which was to remedy, as much as possible, the prior
practice of assigning Black teachers to Black schools as
“ role models.”
The April 17, 1974 Order did not expressly require the
District to reduce minority to Anglo teacher ratios in each
school below a specified maximum; however, paragraph
B39
19A provides that “principals, teachers, teacher-aides and
other staff who work directly with children at a school
shall be so assigned that in no case will the racial or
ethnic composition of a staff indicate that a school is in
tended for minority students or Anglo students.”
The evidence presented at the hearing indicates that the
District has not had any expressed policy of limiting the
concentration of minority teachers in the minority schools
using specific guidelines such as are set out in the April,
1974 Order for schools with a high concentration of Anglo
teachers. On cross-examination Dr. Stetzler, executive di
rector of personnel for the school system from 1974 to
1982, testified that the District never did establish any
guidelines for determining when a school had too many
minority teachers, stating that it was “ a matter of judg
ment.”
Dr. Welch, the District’s expert witness on teacher as
signment and affirmative action at the hearing, testified
that he did not examine, and by implication was not asked
to examine, the extent to which the schools with historic
concentrations of minority teachers, or formerly segre
gated minority schools, still had minority teachers dispro
portionately represented or over-represented.
As support for its assertion that the District is unitary
with regard to the assignment of school faculty, the defen
dants argue, somewhat disingenuously, that in 1976 there
were only 8 schools whose Black faculty exceeded 20%
and only one school whose Hispano faculty exceeded 20%.
It is not clear why the District chose 20% as a comparison
figure. In 1976-77, the percentage of Black teachers in the
district was 10.67% and the percentage of Hispano teachers
was 6.17%, so that the 20% figure for minority teachers
in a particular school is significantly above the 1976 minor
ity averages. However, using the same 20% figure for
B40
later years, the District fails to point out that the number
of schools at which the Black faculty equalled or exceeded
20% steadily increased so that in 1983-84 there were 33
schools in which the Black faculty equalled or exceeded
20% and 11 schools in which the Hispano faculty equalled
or exceeded 20%.
In 1976-77, there were no schools whose Black or His
pano faculty was greater than or equal to 30% of the total
faculty. In 1983-84 there were 8 schools whose Black facul
ty met or exceeded 30% and 5 schools whose Hispano
faculty exceeded 30%. It is true that during this period
the percentage of minority teachers in the district in
creased. In 1983-84 the district-wide percentage of Black
teachers was still only 13.79%, and the Hispano percent
age was 9.67%. Therefore, the 20% figure used by the
District was nearly 1.5 times the district average for
Black teachers, and twice the District average for Hispano
teachers.
The schools with a high percentage of minority teachers
are, in large part, the same Park Hill and core city schools
identified by the Supreme Court in Keyes, 413 U.S. at
192-193 nn. 3,4. Seventy-five percent of the schools listed
below are north of Ninth Avenue. Comparing the location
of the listed school with its percentage of minority teachers
and the minority residential patterns in Denver, reflected
in the census data maps submitted by the District, it ap
pears that the concentration of minority teachers in the
schools is correlated to minority residential patterns.5
5 It is to be remembered that there now are bilingual programs
in effect at some schools as a consequence of this court’s orders
entered in that phase of this litigation. The interaction of the lan
guage proficiency order and the desegregation requirements is dis
cussed infra.
B41
Schools with not less than Schools with not less than
20% Black faculty in 1983- 20% Hispano faculty in 1983-
84 (% Black faculty in dis- 84 (% Hispano faculty in
trict = 13.79%) district = 9.67%)
Amesse 36.0% — Bryant-Webster 40.7% #
Ford 36.0% — Fairmont 34.6% #
Teller 35.7% Crofton 33.3% #
Stedman 35.0% * Gilpin 33.3% #
McGlone 32.0% — Del Pueblo 33.1%
Ebert 30.8% #
Oakland 30.8% — Greenlee 29.4% #
Columbian 25.0%
Wyman 30.0% # Fairview 22.2% #
Cole 29.2% # Smedley 21.7% #
Montclair 28.6% Edison 21.4%
Barrett 27.3% * Valdez 20.6%
Smith 26.9% *
Whiteman 26.3%
Park Hill 25.9% *
Smiley 25.0% *
Swansea 23.8% #
Palmer 23.1%
Montbello 22.7% —
Columbine 22.7% #
Hallett 22.7% *
Harrington 22.7% #
Holm 22.2%
Gilpin 22.2% #
Carson 22.2%
Mitchell 21.4% #
Grant 21.2%
McMeen 21.1%
Cowell 21.1%
Asbury 20.0%
Philips 20.0% *
Samuels 20.0%
Manuel 20.0% #
* Park Hill schools
# Core city schools
- New schools built in Montbello area since 1973.
B42
Comparing the same variables for the schools with an
assigned allocation of Anglo faculty greater than 88% indi
cates that many of these schools, marked below with a
“ + ” , are located in extreme south and southwest Denver.
Newlon
Force
Remington
T. Jefferson
Cheltenham
Sabin
Kennedy
Henry
89.74%
89.74%
89.47%
89.25% +
88.89%
88.89% +
88.75% +
88.37% +
Using an upper limit of 50% above the district average
for Black and Hispano teachers, in 1983-84 there were 28
schools which exceeded that limit for Black teachers, and
21 schools which exceeded that limit for Hispano teachers.
Dr. Charles Willie, an expert witness called by the plain
tiffs, examined the current distribution of the District’s
teachers and determined that the Black teachers within
the Denver School System were not randomly distributed
in a way that would be similar to their proportion in the
total district. Using a deployment criterion of + Va of the
District average for Black and Hispano teachers, Dr.
Willie testified that in the 1983-84 school year there were
approximately 35 schools in Denver in which the propor
tion of Black teachers was greater than Va of the district
wide percentage. There were approximately 33 schools,
or 63% of the schools in the district, in which the pro
portion of Black teachers was smaller than Va of the dis
trict-wide percentage. Similar results were obtained for
Hispano teachers. Dr. Willie opined that the Denver
School System needs clearer and more specific guidelines
because its good faith efforts have not enabled it to deploy
its teachers to avoid racial identification of schools.
B43
Dr. Willie also testified that while he was a member
of the Compliance Assistance Panel, he recommended sev
eral teacher deployment guidelines which the District
could use. The District’s initial response was that the
court never ruled on the guidelines for the hiring, reten
tion and deployment of teachers, and because the court
had never ruled on that issue, the School System was not
inclined to institute such requirements voluntarily. From
the totality of the evidence, this court finds that the
District has tended to interpret the Decree’s mandate for
minimum percentages of minority teachers as the maxi
mum for schools with large Anglo enrollments and has
failed to place any maximum minority percentages for the
schools with large minority pupil populations. The conclu
sion is that there is a sufficient residue of segregation
in faculty assignments to deny a finding that the District
has been desegregated in that respect.
Hardship Transfers
Both in the 1982 and the 1984 evidentiary hearings, the
plaintiffs/intervenors have asserted that the “ hardship
transfer” policy has functioned as the equivalent of a
“ voluntary transfer” program resulting in resegregative
effects on pupil assignments. The evidence on this point
is somewhat limited by the recordkeeping practices of the
District. While the application for a hardship transfer,
made by the parents and processed through the school
of assignment, requests information concerning race and
the reason for the transfer, the effects of the transfer on
the transferor and transferee schools are not reflected in
the records kept in the school administration office where
this process is completed. The principal reasons for hard
ship transfers are babysitting in the elementary schools
and work opportunities for students in high school. Be
B44
cause a transfer will be given to the school nearest the
residence of the babysitter, and to a high school closer
to the work place, there is an obvious opportunity for
manipulation by the transferors. That opportunity has pro
vided the basis for the suspicions asserted by the plain
tiffs who have pointed to some impact on schools such
as Mitchell.
In response to interrogatories, the District provided
data on the hardship transfers approved in the 1983-84
school year by race or ethnicity into and out of each
school. With this information, the plaintiffs’ expert witness
computed the net effect of hardship transfers on the Anglo
percentage in each school. The response to plaintiffs’ in
terrogatories listed each school with a count of the trans
fers into the school by race and the name of the transferor
school. From this information, the witness calculated the
total transfers into and out of a particular school by
ethnicity and combined these figures to obtain a net
change. The net effect on the percentage of Anglo
students was computed by comparing the percentage of
Anglos in a particular school without any transfers to the
percent Anglo in the school with hardship transfers. The
net Anglo change does reflect the overall effect on a par
ticular school but does not indicate whether the change
is due primarily to Anglo student transfers in or minor
ity student transfers out.
The final results of this analysis show 17 elementary
schools with an Anglo population which either increased
or decreased by more than 1.5 percentage points due to
hardship transfers, and 4 elementary schools with an
Anglo percentage which changed by more than 3 points.
There are no middle or senior high schools with a net
Anglo change greater than 1.5 points. While the defen
dants argue that in the context of the entire school system
B45
these changes are insignificant, a look at the particular
schools involved is instructive and shows small scale ef
fects which can be considered significant in light of the
history of this case.
The four elementary schools with greater than a 3 point
change in 1983-84 are Barrett, -4.02, Crofton, -5.48,
Mitchell, -3.38, and Bromwell, +4.72. In 1983-84, all of
these schools were outside of the accepted range for Anglo
population. Barrett and Crofton would have been within
the range without the hardship transfers. Since 1979-80,
the percentage of Anglo students at Bromwell, which is
not a paired school, has been steadily increasing and has
varied between +7.3 and +13.5 percentage points above
the range. Since 1983-84, Mitchell has been below the
range by at least 6 points. Barrett, Crofton and Mitchell
are formerly racially identifiable schools in the Park Hill
or core city area. (In 1968, Barrett was 0.3% Anglo; Crof
ton was 5.0% Anglo; Mitchell was 0.8% Anglo; and Brom
well, which is located in central Denver, was 92.0%
Anglo).
The middle and senior high schools with the greatest
changes were Cole with a net Anglo decrease of 1.36%,
and Manual with a net Anglo decrease of 1.35%. As a re
sult of hardship transfers, there was a net increase of 22
Black and Hispano students at Manual. Cole and Manual
were the only junior and senior high schools in 1968 which
were over 95% Black. From 1974 to 1982, the percentage
Anglo in both Cole and Manual was between 50% and
60%. In 1982, the percentage Anglo in Cole decreased to
35% and dropped to 34% in 1983-84. The percentage Anglo
at Manual remains at approximately 50%.
In commenting on the plaintiffs’ transfer analysis, the
defendants’ witness, Dr. Ross, testified that in 1983-84,
more minority than Anglo students received hardship or
B46
babysitting transfers, which indicates that the District is
not permitting such transfers to be used to avoid the de
segregation plan. In 1983-84, there were a total of 1674
transfers granted, including 679 Anglo students, 515 His-
pano students and 400 Black students. There also were
a few transfers for Asian and Native American students.
Expressed as percentages, there were 40.56% Anglo,
30.76% Hispano and 23.89% Black student transfers. These
percentages are nearly equal to the percentages of the
total student population for these groups in 1983-84, which
were 39.18% Anglo, 33.33% Hispano and 22.72% Black. No
conclusion can be drawn from the aggregate distribution of
student transfers among Anglos, Blacks and Hispanos.
The District also argues that the plaintiffs’ data do not
show whether the transfers which resulted in Anglo loss
in the identified schools had a positive effect on the ethnic
composition of the sending school. A look at the individual
data for Bromwell shows that the students who trans
ferred into Bromwell were almost exclusively Anglo stu
dents. Thirty-one of the 34 transfers into Bromwell were
Anglo students, and 13 of the 31 students transferred
from the core city and Park Hill schools—Crofton, Fair
mont, Harrington, Smedley, Smith, Stedman and Whittier-
identified by the Supreme Court in Keyes.
Bromwell may be atypical. There is no other school with
such a large net increase in Anglo population due to trans
fers. Yet the fact that the schools with the largest net
changes are the schools which have historically been the
racially identifiable schools is some evidence that for those
schools the hardship transfer may have been used to avoid
the desegregation plan.
The District has done the minimum required in keep
ing records and maintaining the policy that it would refuse
a transfer if the express reason given was “ race.” The
B47
District has failed to monitor the system-wide effect of
the transfers, leaving the decision to the principal of the
receiving school. In fact, prior to the 1982 hearing, no rec
ord of ethnicity was kept in the central card filing system.
The plaintiffs’ analysis of 1983-84 transfer data appears
to be the first such system-wide analysis, and it does
reveal that the effects of transfers in certain schools are
significant and are contributing to the racial identification
of those schools. In addition, the schools affected are some
of the schools initially at issue in this lawsuit.
While the resulting finding is that the plaintiffs’ data
will not support the argument that the District has main
tained an “ open enrollment” policy through hardship
transfers, the evidence shows a lack of concern about the
possibility of misuse and a lack of monitoring of the ef
fects of the policy.
There has been no challenge to the manner in which
the District has applied the facilities and physical re
sources, and there is no contention that there has been
any racial disadvantage operating in the extracurricular
activities in the district.
THE FUTURE
The District seeks an order that not only would declare
the school system unitary, but would vacate the perma
nent injunction entered in this action and end this court’s
jurisdiction over the matter. The law in the Tenth Cir
cuit is that a district court must retain jurisdiction in
these circumstances until it is convinced that there is no
reasonable expectation that constitutional violations will
recur.
We believe that the court, in exercising continu
ing jurisdiction to achieve structural reform, cannot
B48
terminate its jurisdiction until it has eliminated the
constitutional violation “ root and branch.” See Green
v. County School Board, 391 U.S. 430 (1968). The
court must exercise supervisory power over the mat
ter until it can say with assurance that the unconsti
tutional practices have been discontinued and that
there is no reasonable expectation that unconstitu
tional practices will recur.
Battle v. Anderson, 708 F.2d 1523, 1538 (10th Cir. 1983),
cert, dismissed, ____ U.S. ____ , 104 S.Ct. 1019 (1984)
(footnote omitted). The opinion in Battle cited Green as
precedent in holding that the district court had not abused
its discretion in retaining jurisdiction over Oklahoma state
prisons although the constitutional violations had been
eliminated.
Accepting the defendants’ argument that the modified
1974 Final Judgment and Decree was a complete and ade
quate remedy which the District has fully implemented,
jurisdiction should continue because the record does not
support a finding that there is adequate protection against
resegregation. To the contrary, the court is compelled to
conclude that resegregation is inevitable if the School
Board follows state law.
Resolution No. 2228, modeled after the resolution in
Spangler, reaffirms the commitment of the Board of
Education to the operation of a unitary school system.
Neither the resolution, nor the testimony of the individual
members of the Board of Education, gives any indication
of how that will be accomplished in the absence of con
tinued “forced busing,” so long as the neighborhood school
concept is preferred and the neighborhoods are not inte
grated. But, as the plaintiffs have observed in their brief,
the Constitution of the State of Colorado expressly pro
hibits the use of such busing in the following language
of the “ anti-busing” amendment, adopted in 1974:
B49
No sectarian tenets or doctrines shall ever be taught
in the public school, nor shall any distinction or classi
fication of pupils be made on account of race or color,
nor shall any pupil be assigned or transported to any
public educational institution for the purpose o f achiev
ing racial balance.
Colo. Const. Art. IX, § 8 (emphasis added).
That is the organic law of the State of Colorado, and
it is directly in conflict with the pupil assignment plan
now in effect in the Denver School system. If the court’s
jurisdiction is removed it must be presumed that the
members of the Board of Education, under the oath re
quired of them by state law, will obey this requirement
of the state constitution, and dismantle the entire pupil
assignment plan. To this argument, the District has made
no response in the reply brief. This constitutional provi
sion, standing alone, makes this case far different from
the Spangler decision upon which the District so heavily
relies. Putting the point simply and directly, it is the
authority of this court, under the supremacy clause of the
United States Constitution, that permits the operation of
the Denver public schools under the existing plan which
would otherwise be a clear violation of the Colorado Con
stitution and in the absence of that plan, the system would
be dual.
Above and beyond this legal impediment to maintaining
a unitary school system, there is nothing before the court
to give any assurance that the Board of Education will
not permit resegregation to occur as a result of benign
neglect. The District has done nothing to establish any
means for monitoring operations to assure the avoidance
of racial disadvantage. There is no clear commitment to
the use of the guidelines prepared by the Ad Hoc Com
mittee and adopted by the Board. In this regard, the
B50
court has some concern about the defendants’ response
to the contentions made in the intervenors’ brief. Essen
tially, that response is that these are matters which are
outside of this litigation. Yet these concerns about the
effects of discriminatory attitudes on academic achieve
ment, discipline and dropouts are the very core of the
whole matter of segregative policy in education as a viola
tion of the United States Constitution. It is true that
there is nothing in the law which does or could require
equality in the results of educational services. But, since
the sociologists tell us that sanctioned discrimination has
these adverse effects on the individuals within the affected
groups, the existence of disparate results suggests the
possibility that continued discriminatory practices are
present. It was to address these matters that the court
offered the services of the members of the Compliance
Assistance Panel. There is cause for concern about com
mitment when the Board and administrative staff seem
to have not only rejected, but scorned such an effort at
assistance in a difficult task.
In the defendants’ briefs, much is made of the argu
ment that findings in this case are based on broad consti
tutional principles rather than narrow statutes. That is
true in a technical legal sense. Yet, as the courts have
considered cases under the civil rights acts, both those
adopted shortly after the approval of the Fourteenth
Amendment to the United States Constitution, and those
of more recent vintage, it is increasingly apparent that
Congress has sought to assist in making the principle of
equal protection of the laws a more practical and workable
doctrine by giving it more specific definition in such areas
as employment, voting and participation in publicly funded
programs. Thus there is an observable convergence of con
stitutional principle and statutory prohibition. It may well
be that in future school desegregation litigation, the con
B51
cepts of “ disparate treatment” and “ disparate impact,”
so well known in employment cases, will come to be the
focus of attention.6
It is paradoxical that the defendants’ presentation to
this court in support of the subject motion has placed such
heavy emphasis on the use of statistical displays to dem
onstrate the establishment of a unitary system when the
thrust of the Spangler decision is to decry the rigidity
of defining desegregation according to any fixed racial
ratio. Both in 1979 and in 1982, this court emphasized the
importance of recognizing that establishing and maintain
ing a unitary school system requires more than meeting
a statistically satisfactory pupil assignment plan. The ex
pert testimony in this case concerning the use of racial
balance and racial contact indices, and the differing con
clusions reached by the experts called by the respective
parties, demonstrate once again the facility with which
numerical data may be manipulated and discriminatory
policies may be masked.
The plaintiffs/intervenors have strongly suggested that
the Board of Education acted in bad faith in adopting
Resolution No. 2228 in December, 1983 after giving this
court and the parties assurance in a hearing memorandum
filed April 15, 1983, that the District was following the
Ad Hoc Committee guidelines in planning for pupil assign
6 Disparate impact and disparate treatment are alternative
theories for relief under Title Vll, 42 U.S.C. §§ 2000e-2000e-17.
“ While proof of discriminatory motive is necessary under a
disparate treatment theory, such proof is not required under a
disparate impact theory. (Citation omitted) For the latter, it is
enough that the employment practices had a discriminatory effect.”
(Emphasis in original). Williams v. Colorado Spring, Colorado
School District No. 11, 641 F.2d 835, 839 (10th Cir. 1981). See also
Segar v. Smith, 738 F.2d 1249 (D.C. Cir. 1984), cert, denied,____
U.S. ___ _, No. 84-1200 (May 20, 1985); Gay v. Waiters’ and Dairy
Lunchmen’s Union, Local No. 30, 694 F.2d 531 (9th Cir. 1982).
B52
ments for 1984 and subsequent years. The plaintiffs also
cite the testimony of School Board members from the trial
that after the May, 1983 School Board election, Board
members determined that there would be no changes in
the plan.
The issue of good or bad faith of those Board members
is irrelevant. As the history of this case has shown, the
philosophical and political views of the elected Board will
vary as is to be expected in representative government.
Indeed, remembering that this case began when a Board
resolution was repealed by a succeeding Board, little reli
ance can be placed upon Resolution No. 2228, or any other
resolution, as directing future boards. What must be ac
complished in constructing the final and ultimate perma
nent injunction in this case is the creation of means and
mechanisms to prevent any future policy of discrimination,
whether it results from intentional governmental action
or simply in consequence of a policy of disregard or per
missive passivity.
The District has made a very expansive interpretation
of the Supreme Court’s Spangler opinion. The contention
is that once a district has implemented an adequate de
segregation plan and has maintained it for a reasonable
period of time, it is entitled to be freed from further court
jurisdiction even if resegregation occurs in the sense that
schools become racially identifiable, if that result obtains
from “ demographic changes” and not because of official
board action. The point is emphasized because under
Swann there is no right to a particular degree of racial
balance in each school. The fundamental error made by
the district court in Spangler was the imposition of the
rigid requirement that there be “no majority of any minor
ity” in any school in perpetuity. The language of the ma
jority opinion in Spangler can be read to support the
defendants’ contention. Yet, Spangler must be read in con
B53
text with Green and Swann, as well as the language in
the later cases of Dayton II and Columbus Board o f Edu
cation v. Penick, 443 U.S. 449 (1979). As the defendants’
counsel have noted, the Supreme Court has not clearly artic
ulated the time and manner within which a school deseg
regation case should be closed. Additionally, the Court has
never defined “ unitary.” In this case, the School Board
itself has been cooperative with the court in constructing
a working definition of that concept by the adoption of
the Ad Hoc Committee report and its guidelines, which
this court approved in the 1982 opinion, and which the
Board has again recognized in Resolution No. 2228.
What is of first importance in considering whether
Spangler requires this court to terminate this case at this
time is whether the Denver Public School System was
unitary for the years 1976 through 1979. That, in turn,
depends upon whether it is appropriate to parse the
criteria in Green, and this court’s own definition of
unitariness, to separate out pupil assignments from the
other elements.
The measure of the adequacy of any desegregation plan
is its effectiveness. It would be inappropriate to consider
that a pupil assignment plan which simply establishes cer
tain outside percentage limits for minority and Anglo stu
dents is, by itself, an effective elimination of the effects
of prior segregative policies. That is why the Green case
emphasized the other components of desegregation. In this
case, it is this court’s finding that there has not been an
effective faculty assignment plan and, therefore, that omis
sion by itself prevents the declaration that unitariness has
been achieved.
Beyond that, it is this court’s view that dicta in Dayton
II and Columbus strongly suggest a more limited reading
of the prohibition in Spangler. Thus, Justice White, in
B54
writing for the majority in Columbus, restated the propo
sition from Swann that school construction and abandon
ment practices cannot be used to perpetuate or reestablish
a dual school system. In Dayton II, Justice White, again
writing for the majority, said that pupil assignment plans
are also not to be used to perpetuate or reestablish dual
school systems.
It was the need to close four elementary schools and
the change of educational policy to convert junior high
schools to middle schools that brought the District back
to this court in 1982. Those changes, of course, required
a redetermination of the pupil assignment plan, and that
was done in the Consensus Plan. The resegregative effects
of the Consensus Plan are brushed aside by the District
with the claim that this is another illustration of the white
flight phenomenon after a court order reassigns attend
ance zones. This court is not persuaded that this proposi
tion has been demonstrated by the evidence. As earlier
noted, there appear to be flaws in the data which have
been submitted on the subject of white flight. But, assum
ing white flight, the community response to a desegrega
tion plan is an element in measuring its effectiveness. In
deed, that was the reason that Judge Doyle appointed the
Community Education Council as a monitoring committee
to help the School Board obtain community acceptance.
It is, therefore, no answer that any resegregation was not
the fault of the School Board.
It is also an inappropriate response to contend that this
resegregative effect cannot be considered because the 1982
opinion approved the Consensus Plan. The record is clear
that the approval then given was with reservations and
that the rejection of the plaintiffs’ alternative proposals
was a concession to the plea for “ stability” and the avoid
ance of more disruption, recognizing that the District was
then working on future planning.
B55
While it is true that this has not been a case in which
there has been an effort to develop “ step at a time plan
ning,” it is also true that until the filing of the subject
motion, the record in this case showed that all parties
and the court were working with the premise that long-
range planning was required, and that some final injunc
tive order would enter. As already noted, this court ex
plicitly stated in its 1982 Opinion that the District had
not become unitary.
It is clear from the testimony of the School Board mem
bers that the idea that desegregation had been achieved
came from the work of a consultant with expertise in sta
tistical analysis. The data developed in that study per
suaded the Board that desegregation had occurred when
measured by the racial balance and racial contact indices.
The argument that desegregation is therefore demon
strated is just as facile and unrealistic as the rejected
view of the district court in Spangler.
The testimony of the Board members also makes it clear
that their motive in seeking a termination order is the
sincere belief that the school system will benefit by re
moving a “ stigma” that they believe has attached to it
from the court’s involvement. It is said that the neces
sity to come to the court for approval has inhibited cre
ative planning and new educational development. While
that may be the perception of many, there is no support
for it in the record of this court’s involvement. In 1979,
the Board was encouraged to pursue new initiatives. The
Knight Fundamental School and Gilpin Extended Day
School have received the court’s approval and the com
munity response has been enthusiastic as this record
shows. There has never been any effort to suppress new
and innovative developments, and this court has never
sought to impose any educational policy. Indeed, in re
B56
jecting the request to choose between the Total Access
Plan and the student assignment plan, the court again
took pains to point out the differing roles and respon
sibilities of the Board of Education and this court.
It is disturbing to hear the views that stigma, punish
ment and trauma are involved in the processes of this
court in this case. It is true that the case has been here
for almost a decade, but it is also true that the effort
has been to reverse the effects of segregative actions for
a similar time. The notion that this court has sought to
punish this Board of Education, this staff and the children
now in the Denver School System, for past practices is
simply wrong. What the court seeks, and what the Con
stitution demands, is assurance that minority people will
not be disadvantaged in the opportunity for education.
Thus, it is not punishment, but protection, that is the ob
jective.
This court has carefully considered Resolution No. 2233.
That resolution, adopted in April, 1984, after the filing
of the subject motion, is a declaration of policies which
the Board intends to follow upon termination of additional
supervision. Among those policies is the statement that
“ there shall be no sudden alteration of the court-approved
school assignment plan then in effect.” It is this commit
ment which is directly contradictory to the prohibitions
of the State Constitution and, as indicated earlier, the
reply brief filed for the School Board did not even ad
dress this legal dilemma. The resolution also indicates the
Board’s continuing interest in neighborhood schools with
the following paragraph:
The Board of Education, believing that the bene
ficial effects of integration are most fully realized in
stably integrated neighborhood schools, shall preserve
contiguous attendance zones for schools that are in
B57
tegrated and shall establish contiguous attendance
zones whenever it appears that stable integration can
be maintained in the schools serving such areas.
What is not indicated is whether the Board would pro
ceed if the establishment of contiguous attendance zones
to serve “ stably integrated neighborhood schools” has a
resegregative effect on other schools, as measured by
pupil assignment ratios. Other aspects of Resolution No.
2233 were discussed in the testimony of Board members,
and a fair summation of that testimony is that many mat
ters would have to be studied before detailed implemen
tation of all of the paragraphs of the Resolution could be
achieved.
It is also interesting to consider the language of para
graph 2 of the Resolution:
This Board, the District, and officers and employees
of the District shall not adopt any policy or program,
institute any practice or procedure, or make or carry
out any decision for the purpose of discriminating
against any person by reason of race, color, or ethnic
identification.
The paragraph can be considered a statement of inten
tion to avoid acts taken with discriminatory intent. It does
not indicate that the Board, the District and its officers
and employees will take any action to avoid any discrim
inatory impact of any policy or program. In the testimony
of School Board members, there is, again, the complaint
that the necessary planning and policy development sug
gested in the Resolution could not take place under court
supervision. Again, the record in this case is to the con
trary. In the 1979 Order, this court expressly encouraged
innovative and creative thinking by the Board, and indi
cated a willingness to consider changes. Indeed, the 1982
Order did approve the change to middle schools even
B58
though that change had what the court hoped would be
a temporary resegregative effect on the elementary
schools. Put simply, there is nothing in Resolution No.
2233 that the Board could not accomplish while still under
the supervision of the court, and certainly nothing that
could not be accomplished with a permanent injunctive
order in effect.
The Board’s brief adopts language from the Ninth Cir
cuit in Spangler v. Pasadena City Board o f Education,
611 F.2d at 1240, to ask this court to address the basic
question at this stage in this case: “ If not now, and on
this showing, when, and on what showing?” Because the
court has answered the first part of that question in the
negative, it is appropriate to give some guidance with re
spect to what this court believes the proper showing
would be, although this discussion must be prefaced with
the caveat that trial courts do not give advisory opinions.
The adversary process must be permitted to function in
the remaining stages of this litigation.
The Denver Board of Education has obviously been ad
vised that the controlling law on terminating jurisdiction
in a school desegregation case is that Ninth Circuit Spang
ler opinion which followed the Supreme Court’s opinion.
That case was decided by a three judge panel with two
separate opinions and one judge concurring in both of
them. Without question, both the Supreme Court opinion
and the subsequent Ninth Circuit opinion make it clear
that there can be no permanent injunction requiring a
district to maintain any given degree of desegregation as
measured by racial ratios in the schools. This court cer
tainly agrees and has made the same statement in both
the 1979 and 1982 opinions. Moreover, this court has no
disagreement with the view that school desegregation
cases like all other litigation must someday come to an
B59
end. In the 1982 opinion, this court urged the District to
proceed with planning for the purpose of developing a
final order which could bring this case to conclusion, and
said the following:
The Denver Board of Education continued its positive
response in May, 1980, when it adopted Resolution
No. 2110, establishing an “ Ad Hoc Committee” to
design a new student assignment plan and to develop
both a definition of and guidelines for constructing
a unitary school system. During subsequent hearings,
I encouraged that undertaking and said that it was
consistent with an orderly approach to creating the
conditions and climate for concluding this litigation.
Keyes, 540 F. Supp. at 401.
This court has always recognized that the operations of
a public school system, and the determination of the types
and amount of educational services to be provided in it,
are fundamentally matters of local self-governance. What
the history of this case shows, however, is that each time
the Denver Board of Education has been given the full
opportunity to develop a pupil assignment plan which
would avoid the racial identification of any schools, the
Board has failed to perform that duty. The reason is self-
evident. The total return to neighborhood schools through
out the system under the residential patterns which have
existed and now exist would inevitably result in the re
segregation of some schools, particularly at the elementary
level. Therefore, it is not possible to avoid forced busing
of part of the pupil population, and because overwhelm
ing public opinion in Denver is against forced busing,
elected officials have refused to take responsibility for
ordering it. It is politically convenient to continue to con
tend that this contradiction of community will is the result
of orders from a court which has misconstrued the law.
The length of this opinion is warranted only for the pur
B60
pose of once again making a full explanation of this court’s
reasoning. While the court has been patient in the conti
nuing efforts to persuade the parties and the public with
respect to the law, it has also repeatedly expressed con
cern that young people are being disadvantaged in the
one opportunity even to them to obtain some level of
educational achievement at public expense.
This court is now asked to rely on the good intentions
expressed in Resolution No. 2233. In the Spangler opin
ion, the Ninth Circuit judges correctly stated that when
such resolutions are made as official acts, they are en
titled to be viewed as a pledge made in good faith by
the board members and the people they represent. The
court does not doubt the good faith of members of the
Board of Education and their intention to follow the law.
The doubt is with respect to their understanding of the
law. That doubt is fueled by the testimony of some Board
members who said that since people are and should be
free to live in any neighborhood they choose, segregation
in neighborhood schools is acceptable.7 That view is direct
ly contrary to the Brown decision and would be a return
to Plessy v. Ferguson.
Along with the assumption that the Board members will
obey the law as they know it, the court must assume that
these Board members will comply with the requirement
of the Colorado Constitution that prohibits forced busing.
How can this court assume that equal educational oppor
tunity will be given to minority students in Denver, Col
orado when the Board of Education officially proclaims
a commitment to neighborhood schools while there are
still segregated neighborhoods, and when the effective
7 Testimony of Board member Paul Sandoval, Tr. 913-918.
B61
means for integration will be denied them under the or
ganic law of the State of Colorado?
Resolution No. 2223 and the testimony of Board mem
bers have given vague allusions to increasing the use of
magnet schools, and voluntary enrollment with special pro
grams. It is that kind of speculation which caused the re
jection of the Total Access Plan which was presented to
the court with no provision for the kind of constraints
required to protect against segregative effects. It may
well be that through their creativity and industry, the
Board and staff will develop plans and programs which
can avoid segregative effects, meet the requirements of
a unitary system under the court’s definition, and avoid
conflicts with the Colorado Constitution. Such a showing
with appropriate injunctive orders to assure continued
effectiveness can certainly result in an order which could
terminate this case. Nothing of the kind is in the pres
ent record.
The demonstrated uncertainty about the requirements
of the law in this case is exactly the reason that a final
injunctive order is required to end it. As all counsel in
this case and as many lower courts have observed, the
Supreme Court has never defined a unitary school system
with any specificity. That is not the function of the Su
preme Court of the United States. It exists to give gen
eral guidance on broad principles of constitutional law, and
it is the work of the district courts, as trial courts, to
apply those principles to the specific situation with specific
orders. That was made clear in Brawn v. Board o f Educa
tion, 349 U.S. 294 (1955) (Brown II), and it is also clear
from opinions in the Fifth Circuit Court of Appeals, a
court which has been called upon to attempt to articulate
the bases upon which school desegregation cases can be
ended.
B62
In testing whether the past has been eradicated so
far as it remains in the power of school officials and
courts to do so, we must keep in mind that each
school district is unique. The constitutional mandate
against racial discrimination is categoric, but the
determination of remedies for its past violation turns
on the conditions in a particular district. [Citation
omitted.] In like fashion, the decision that public of
ficials have satisfied their responsibility to eradicate
segregation and its vestiges must be based on condi
tions in the district, the accomplishments to date, and
the feasibility of further measures.
Ross v. Houston Independent School Dist, 699 F.2d 218,
227 (5th Cir. 1983).
The Fifth Circuit Court of Appeals requires a district
court to retain jurisdiction over a school desegregation
action for three years following the determination that the
district is unitary to assure that the determination of uni
tary status is not premature. During that time, the dis
trict is required to file semiannual reports with the court.
At the end of the three years, a hearing is held at which
the plaintiffs may show cause why the case should not
be dismissed. The district court then makes a final deter
mination as to whether the district has achieved unitary
status and may, at that time, dismiss the case. Ross,
supra; United States v. Texas, 509 F.2d 192 (5th Cir.
1975); Youngblood v. Board o f Public Instruction o f Bay
County, 448 F.2d 770 (5th Cir. 1971).
If the present Board members who have been in this
court and who have some working knowledge of the issues
in this case are confused about what is required of them,
certainly it can be expected that future Board members
will fail to understand how particular decisions concern
ing school construction, school closing, faculty assignments,
transportation, facilities and extracurricular activities could
B63
have segregative effects because of the past policy in this
particular district. Again, the court hopes that the re
capitulation of the history of the case contained in this
lengthy opinion will, itself, be of some value to decision
makers in the future.
Contrary to the perception shown in the defendants’
reply brief, the proposed permanent injunction is not crim
inal in its nature and need not, therefore, be as specific
as may be indicated in some of the cases cited. The in
junction is equitable and seeks to protect the constitu
tional rights of persons yet unborn. It need not require
particular ratios of pupil assignments to various schools,
percentages of faculty ethnicity in schools, specific affirm
ative action hiring plans, or even any commitment to trans
portation. It is not required that there be any firm com
mitment to neighborhood schools, magnet programs or
other matters of educational policy. What will be required
is the development of a structure within which these deci
sions will be made by local government which will provide
assurance that those who make such decisions will obtain
necessary information, give an adequate opportunity for
minority views to be heard, and act with concern for and
commitment to the constitutional principles of equal edu
cational opportunity. In this respect, what the court is
requiring is something not unlike the stop, look and listen
requirements of environmental policy legislation.
This court has implied and now makes explicit the view
that the Ad Hoc Committee guidelines are a good work
ing framework within which that kind of structure can
and should be developed.
The plaintiffs have asked for a general injunctive order
with certain provisions restricting some of the policies of
the District. They also seek certain immediate remedial
orders.
B64
During the period established for the briefing schedule
at the conclusion of the evidentiary hearing on the sub
ject motion, this court was informed by counsel that they
were engaged in serious negotiations for settlement of this
case. The briefing schedule was altered to accommodate
that effort. It now appears appropriate, having determined
that the District has not yet achieved a completely unitary
status for the reasons set forth at length above, and the
court having defined what is necessary, including the gen
eral outline of a permanent injunction, that the court
should provide a new opportunity for the parties to come
together to develop an agreed order. It is hoped that
negotiations will go forward and agreement will be reached
just as the limited English proficiency issues were resolved
after the entry of the court’s Memorandum Opinion de
fining the applicable principles of law. In that regard, in
accepting the stipulated program for limited English pro
ficient students by the Order entered August 17, 1984,
this court reserved for later decision the determination
of methods for reporting on the implementation of that
program and the question of continuing jurisdiction. That
reservation was made to avoid any prejudging of the mat
ter which is now being resolved by this opinion. Accord
ingly* at this time both phases of this case converge, and
the monitoring of the language program and continuing
jurisdiction with respect to it will also be matters to be
discussed in the negotiations which will be undertaken.
Recognizing that a recent election has been held and
that there may be some uncertainty about how negotia
tions may be conducted and to what extent counsel will be
authorized to proceed with them, it would be unrealistic
to set a specific timetable for that effort. Accordingly, the
court will direct that counsel meet with the court to dis
cuss the scope and course of negotiations.
B65
Upon the foregoing, it is
ORDERED, that the defendants’ motion to declare School
District No. 1 unitary, to terminate jurisdiction, and to
vacate or modify the 1974 Final Decree and Injunction
is denied, and it is
FURTHER ORDERED, that counsel for all parties shall
meet with the court in the court’s conference room for
a discussion of the possibilities of negotiation and settle
ment on June 28, 1985 at 1:00 p.m.
Dated: June 3, 1985
BY THE COURT:
Richard P. Matsch, Judge
Cl
APPENDIX C
[October 1985]
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. C-1499
WILFRED KEYES, et al.,
Plaintiffs,
v.
CONGRESS OF HISPANIC EDUCATORS, et al.,
Plaintiff-Intervenors,
v.
SCHOOL DISTRICT NO. 1, et al.,
Defendants.
ORDER FOR FURTHER PROCEEDINGS
On January 19, 1984, the defendant, School District No.
1, Denver, Colorado, filed a motion for orders (1) declar
ing that the defendant School District is unitary, (2) modi
fying and dissolving the injunction as it relates to the
assignment of students to schools, and (3) declaring that
the remedy previously ordered in this case to correct the
Constitutional violation as found has been implemented,
and that there is no need for continuing court jurisdic
tion in this matter. The plaintiffs and plaintiff-intervenors
C2
opposed that motion, and asserted their own motion for
remedial orders and continuing injunctive relief. After a
full evidentiary hearing was held, this court made exten
sive findings of fact and conclusions of law in the form of
a Memorandum Opinion and Order entered June 3, 1985.
In summary, this court found that the 1974 Final Judg
ment and Decree, as modified in 1976, did not complete
ly remedy the constitutional violations found in the course
of this litigation because it did not completely reverse and
eradicate the effects of the official policy of geographical
containment of black people in an area of northeast Den
ver. This court also found that the defendant School Dis
trict had not achieved unitary status because there were
racially identifiable schools; the policies relating to “hard
ship” transfers and the monitoring thereof were inade
quate to assure that there were no segregative—effects
at either the transferee or the transferor schools; there
was a failure to comply with paragraph 19A of the 1974
Decree relating to the assignment of minority faculty, and
with regard to the over-representation of minority faculty
in formerly segregated minority schools with under-repre
sentation in formerly segregated anglo schools; and, final
ly, the School District had failed to take any meaningful
action to provide any reasonable expectation that constitu
tional violations will not recur in the future after this case
is closed.
After making these findings and conclusions, this court
did not order any corrective action and urged the par
ties to seek a negotiated settlement of the remaining
issues. That effort has continued and, on October 4, 1985,
counsel for the parties advised the court that they had
failed to reach a resolution acceptable to all parties. Ac
cordingly, this court must now act. Because compliance
C3
with the law as interpreted in this litigation involves
determinations of educational policy within the sole au
thority of the Board of Education, the defendant Board
should now be required to submit plans for achieving uni
tary status as that has been defined in this court’s Memo
randum Opinion and Order of May 12, 1982 (540 F.Supp.
399), and to provide reasonable assurance that future
Board policies and practices will not cause resegregation.
The particular matters to be addressed are as follows:
1. The identification o f Barrett, Harrington and Mit
chell elementary schools as schools for minority children.
The construction of Barrett Elementary School in 1960
in a black neighborhood was one of the most obvious in
dications of the former policy of racial segregation in the
Denver school system. Throughout this entire litigation
it has remained a racially-identifiable school, and the adop
tion of the Consensus Plan had further segregative effects
at that school. Mitchell Elementary School has also ex
isted as an identifiable minority school throughout the
years, and it, too, has been adversely affected by the Con
sensus Plan, as has Harrington School. The trend toward
racial isolation of these three schools was one of the plain
tiffs’ and intervenors’ objections to the Consensus Plan
and a primary reason for the reluctance with which this
court accepted that plan as an interim pupil assignment
plan. It is past time to integrate these three elementary
schools into the Denver system.
2. The “hardship” transfer policy.
While this court did not find that the hardship transfer
policy amounted to an “ open enrollment” program as con
tended by the plaintiffs and intervenors; there is suffi
cient continuing doubt and suspicion about this program
C4
that the District should take action to articulate definite
standards for such transfers, and to monitor the program
to assure that these transfers do not have segregative ef
fects on either the transferor or transferee schools.
3. Faculty assignments.
The District has never been in compliance with the re
quirements of the 1974 Final Judgment and Decree relat
ing to faculty assignments. The ambiguity in paragraph
19A of that decree has now been resolved, and some re
assignment of faculty is necessary. Additionally, this court
has found that there has been a continuing failure to limit
concentration of minority teachers in schools correlated
to minority residential patterns. Some additional teacher
deployment guidelines must be established to avoid any
public perception that minority teachers should be as
signed primarily to schools with heavy minority pupil pop
ulations.
4. Plans for implementation o f Resolution No. 2233.
The defendant Board of Education has asked this court
to rely on the good intentions expressed in Resolution No.
2233 and return full responsibility for the protection against
future resegregation to those who are elected to govern
the District. In the June 3, 1985 Memorandum Opinion
and Order, this court observed that the defendants did
not put forth any detailed plans for implementing Resolu
tion No. 2233 and, most particularly, the Board of Educa
tion and its counsel failed to explain to this court how
a non-segregative pupil assignment plan could be followed
without a court order when any such plan would be in
violation of the “ anti-busing” amendment to the Colorado
Constitution, adopted in 1974 and incorporated in Article
IX, Section 8 of the Colorado Constitution.
C5
Upon the foregoing, it is now
ORDERED that on or before December 2, 1985, the
defendants will file with this court plans which address
the foregoing matters, and the plaintiffs and plaintiff-in-
tervenors shall have to and including December 16, 1985
within which to file objections to or to file alternative
plans on such matters, and the disagreements among the
parties will be the subject of further hearings in this
court.
Dated: October 1985
BY THE COURT:
Richard P. Matsch, Judge
D1
APPENDIX D
[ F e b r u a r y 25, 1987]
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. C-1499
W ILFR E D KEYES, et al.,
Plaintiffs,
CONGRESS OF HISPANIC EDUCATORS, et al.,
Plaintiff-Intervenors,
v.
SCHOOL DISTRICT NO. 1, et al.,
Defendants.
MEMORANDUM OPINION AND ORDER
On June 3, 1985, this court issued a Memorandum Opin
ion and Order (“June 1985 Opinion” ) denying the defen
dants’ motion of January 19, 1984. That motion requested
an order declaring that School District No. 1 is unitary,
an order modifying and dissolving the existing injunction
relating to the assignment of pupils to schools, and an
order declaring that this court’s remedial orders have
been fully implemented and there is no further need for
continuing court jurisdiction. After the parties reported
that their extensive efforts to reach a negotiated settle
D2
ment of the remaining issues had failed, this court entered
an Order For Further Proceedings on October 29, 1985
(“ October 1985 Order” ). That order directed the defen
dant to submit plans for achieving unitary status as de
fined in this court’s Memorandum Opinion and Order of
May 12, 1982, Keyes v. School Distinct No. 1, Denver, Col
orado, 540 F. Supp. 399, 403-04 (D. Colo. 1982), and to
provide reasonable assurance that future Board policies
and practices will not cause resegregation. The court di
rected that four particular matters be addressed: (1) the
identification of Barrett, Harrington and Mitchell elemen
tary schools as schools for minority children, (2) the “hard
ship” transfer policy, (3) faculty assignments, and (4) plans
for implementation of Resolution 2233.
The defendants appealed from the June 1985 Opinion
and the October 1985 Order. Despite the appeal, the de
fendants have responded to the court’s directions for fur
ther proceedings, and the plaintiffs and plaintiff-intervenors
(“plaintiffs” ) filed a reply on December 16, 1985. A hear
ing was held on March 13, 14 and 15, 1986. Evidence was
presented concerning the actions and plans set forth in
the defendants’ response and supplemental response and
plaintiffs’ alternative proposals.
The Defendants’ Responses
Barrett, Harrington and Mitchell Schools. The District
seeks to increase the Anglo enrollment at Barrett, Har
rington and Mitchell elementary schools by the use of
special programs and educational enhancements. The Bar-
re tt/Cory paired elementary schools are using a teaching
method called the Whole Language Program, designed to
increase emphasis on language development. An instruc
tional computer program complements the curriculum. The
D3
Ellis/Harrington paired elementary schools use the Mas
tery Learning Program, a prescriptive teaching method,
and an instructional computer program. The Montessori
Method has been started at Mitchell to improve the ef
fectiveness of the Mitchell/Force elementary school pair.
The District has also increased communication with par
ents and is upgrading the physical appearance of these
facilities to support the paired school concept.
Student Transfers. DPS Policy 1226D provides new
procedures for the administration of parent-initiated trans
fers from the school of assignment for day-care needs at
the elementary level, and program needs at the secondary
level. It also directs new record-keeping and analyses of
the effects of such transfers. DX-D(86). The Assistant
Superintendent has responsibility for granting or deny
ing such applications, within stated restrictions on the ex
ercise of discretion. The objective is to discourage requests
for transfers that are not based on genuine necessity by
obtaining independent verification of the need. Most im
portantly, the new data collection and monitoring proc
esses should enable the administration to evaluate any
resegregative effects of the policy.
Faculty Assignment. A new policy on teacher assign
ments has been implemented. It is stated as follows:
POLICY ON TEACHER ASSIGNMENT
The District will continue to assign teachers so that
the teaching staff at each school will reasonably re
flect the racial/ethnic composition of the total teaching
staff.
Beginning with the school year 1985, this shall mean
that, to the extent practicable, the percentage of mi
nority teachers, respectively, at each school shall be
within one-third of the applicable elementary (1-6),
middle (7-8), or high school (9-12), percentages. When
D4
the required minimum number includes a fraction, the
minimum shall be considered to be the next higher
integer.
It is recognized that fulfilling the requirements of the
bilingual program will require departure from the
above guideline in a number of schools and that avail
ability of qualified teachers for particular positions
is among the factors that may make achievement of
the above goal impracticable in some instances.
DX-A(86).
Mr. Andrew Raicevich, Director of Personnel Services,
testified that he has interpreted this statement to mean
that the required percentage is the number of minority
teachers at the respective levels compared to the total
number of teachers at those levels, and that this percent
age is applied as both a minimum and a maximum. Addi
tionally, in the reply brief, the defendants have accepted
the principle that “ rounding” of fractions should be sym
metrical at both the lower and upper ends to keep the
whole numbers within the specified range. The policy pro
vides for adjustments necessary for the bilingual program.
Further Relief Sought By Plaintiffs
The plaintiffs do not object to the implementation of
these programs and policies, but assert that they are in
adequate to make the system unitary. Additionally, they
request further relief, not only by providing more specific
directions to implement the 1974 Decree but, also, the en
try of new orders to remove all vestiges of past discrim
ination and to protect against resegregation. They con
tend that the evidence developed at the 1984 and 1986
hearings supports the need for additional measures.
D5
Barrett, Harrington and Mitchell Schools. The plain
tiffs’ witness, Dr. Stolee, expressed skepticism about the
effectiveness of the Whole Language Program at Barrett,
but he was enthusiastic about the Mastery Learning Pro
gram at Harrington and the Montessori Program at Mit
chell. The plaintiffs observe that only time will tell
whether any of these programs will increase Anglo enroll
ment. Their principal concern is the potential effect of the
Montessori Program at Mitchell on Force, recognizing that
as the program develops the non-Montessori pupils from
Mitchell will be assigned to Force. Additionally, the plain
tiffs suggest that the magnet program enrollments be con
trolled to within plus or minus 15% of the elementary
Anglo percentage, and that no transfers be allowed from
schools where the effect would be to reduce the Anglo
percentage below 10% of the elementary average.
Student Transfer Policy. The plaintiffs assert that the
evidence at the 1986 hearing reinforces this court’s con
cern about the segregative effects of the hardship transfer
policy expressed in the June 1985 Opinion. Importantly,
the District could not produce adequate data concerning
the parent-initiated transfers, and Dr. Stolee presented
an analysis, with exhibits, showing that fifteen formerly
Anglo schools had their Anglo percentages increased by
transfers, while fifteen formerly minority schools lost
Anglos because of transfers. More than 10% of all elemen
tary pupils attended schools other than their school of
assignment through use of the transfer policy. The focus
of the new policy is on the impact of the transfer on the
receiving school, rather than on both the receiving and
sending schools. It is not clear if the policy will be ap
plied to the magnet programs. Only carefully monitored
implementation of Policy 1226D will indicate whether it
effectively prevents circumvention of the pupil assignment
plan.
D6
Faculty Assignment. The plaintiffs contend that the
continued over-representation of minority teachers at for
mer minority schools and under-representation at former
Anglo schools, even under the new policy, is attributable
to the fact that reassignments are made in the late spring
or late summer and not adjusted in the fall. Additional
ly, they assert that the exclusion of kindergarten and
special education teachers has no rational basis, and that
the District has not presented sufficient data to justify
the bilingual teacher exception.
Further Relief. The plaintiffs contend that either by
modification of the existing remedial orders, or by the
entry of new orders, this court should exercise its con
tinuing jurisdiction to provide more specific directions on
matters which go beyond the October 1985 Order. More
particularly, they urge that this court direct the adoption
of Dr. Stolee’s majority to minority transfer policy pro
posal as the principal vehicle for the voluntary transfers
into the magnet programs, and to eliminate the need for
the hardship transfer policy. Dr. Stolee proposed that any
Anglo pupil in a school with higher than the district-wide
average Anglo percentage can transfer to any school where
either the minority percentage is higher than the district
wide average, or to any Anglo school which has a lower
Anglo percentage than in the current school of attendance.
Similarly, minority pupils in schools which are above the
district-wide minority average can transfer to any school
where the Anglo percentage is above the district average,
or to any minority school having a lower percentage of
minority pupils than the school of attendance.
The plaintiffs observe that although large scale changes
in grade structure and building utilization have been dis
cussed publicly, the District has never adopted any suit-
ably detailed policies to assure that these changes will
D7
promote and not impede integration. They assert that the
promises of Resolution 2233 are insufficient. The plain
tiffs request that this court make specific orders for de
tailed monitoring and reporting on the effects of the defen
dants’ proposals. They also urge a clarification of the 1974
Decree to require expressly that the Board eliminate con
centrations of minority teachers in schools historically
identified as minority schools. The plaintiffs seek controls
to assure that implementation of the Language Consent
Decree does not impede the desegregation of students and
teachers. Finally, the plaintiffs urge this court to state
its views on the subject of permanent injunctive relief,
and they suggest language to be included in such an
order.
Resolution o f the Immediate Dispute
The 1974 Decree imposed court control over student
assignments, use of facilities, faculty and staff employ
ment, and many other aspects of the operation of the
Denver School System. That degree of court involvement
was necessary to fulfill the Supreme Court’s mandate to
ensure that the School Board perform its “ affirmative
duty to desegregate the entire system ‘root and branch.’ ”
Keyes v. School District No. 1, Denver, Colorado, 413 U.S.
189, 213 (1972) (quoting Green v. County School Board,
391 U.S. 430, 438 (1967)). Essentially, the plaintiffs urge
this court to continue such close supervision until the tran
sition to a unitary school system is complete with ade
quate measures to prevent resegregation. The defendants
view the court’s continuing role as stifling and stigmatic.
This court made specific findings on the District’s failure
to achieve unitary status and the reasons for continuing
jurisdiction in the June 1985 Opinion. While the District
responded positively to the October 1985 Order, the defen
dants have not proved that the objectives will be achieved.
D8
The defendants recognize the uncertainty and, essential
ly, ask this court to rely on the Board of Education, the
administrative staff, the faculty and the community to
take the necessary action. The defendants’ position is that
Resolution 2233, discussed extensively in this court’s June
1985 Opinion, is an adequate basis for assuring that race,
color and ethnicity will not be impediments to obtaining
the benefits offered by the Denver Public Schools.
This court cannot determine the effectiveness of the pro
grams for increasing Anglo population at Barrett, Harring
ton and Mitchell Schools from the evidence at the March,
1986 hearing. The defendants have not demonstrated that
the new transfer policy and faculty assignment plan will
produce the required results. There is ample reason for
the plaintiffs’ continued skepticism about the concern, com
mitment and capacity to achieve and maintain a unitary
School System in Denver. The only comprehensive plan
developed by the Board of Education was the “ Consen
sus Plan” which this court approved reluctantly in 1982.
That plan was adopted only after rejection of the irrespon
sible Total Access Plan, and the Board’s ability to arrive
at its own consensus was undoubtedly affected by the need
to close nine schools and establish the middle school pro
gram. While the magnet programs for Knight Fundamen
tal Academy and the Gilpin Extended Day Care Center
have been successful, the Consensus Plan had resegrega-
tive effects on Barrett, Harrington and Mitchell Schools.1
1 The plaintiffs have called attention to this court’s erroneous
statement in the October 1985 Order that both Mitchell and Bar
rett remained racially identifiable throughout this litigation. As
shown by the evidence at the 1984 and 1986 hearings, Barrett was
integrated by the 1976 Decree and Mitchell nearly so. Both schools
were segregated by the Consensus Plan as this court found in the
1985 Opinion, 609 F. Supp. 1491, 1507.
D9
The resegregative effects could easily be remedied by
additional adjustments in the student assignment plan as
the plaintiffs have suggested. The District has chosen not
to take that approach, reasoning that such changes have
a destabilizing effect on the community resulting in re
duced support for the public schools. This court accepts
that assessment and encourages the effort to use alter
native means. It is precisely because the Board has se
lected the more subtle methods for inducing change that
this court must retain jurisdiction to be certain that those
methods are effective.
Despite disagreement with this court’s conclusion that
the District has not achieved unitary status, the defen
dants have made a sincere and strenuous effort to meet
the requirements of the October 1985 Order. Consider
ing that effort, and accepting the declarations of Resolu
tion 2233 as official District policy, this court now deter
mines that it is time to relax the degree of court control
over the Denver Public Schools, and to reduce the court’s
role in the operation of the District. The plaintiffs con
tend that there is institutional bad faith, and the history
of the case casts a shadow of doubt over the Board’s
statement of intentions in Resolution 2233. This court has
consistently recognized the importance of local autonomy
in matters of educational policy and administrative judg
ment. The Board and administration must have sufficient
freedom to make adaptations to enhance the effectiveness
of the new programs and to accommodate changed circum
stances. With that freedom goes the responsibility to meet
the requirements of federal law. The degree of court con
trol depends upon the extent of compliance with that duty.
This court rejects the request of the plaintiffs to im
pose the data collection, monitoring and reporting require
ments set forth in the plaintiffs’ post-hearing brief. It is
DIO
this court’s expectation that the District will accomplish
data collection and monitoring on its own. The Board and
administration must be able to demonstrate the existence
of equal educational opportunity for all students in the
system.
The plaintiffs’ suggestions for controls on the magnet
program participation, adoption of the majority to minority
transfer proposal, timing of teacher reassignments and in
clusion of kindergarten and special education teachers in
the teacher assignment policy are rejected at this time.
The court accepts the defendants’ contentions that there
are adequate administrative and educational policy reasons
for refusing these suggestions and that the objectives can
be achieved without them. After a reasonable time, the
District will be required to return to court to prove that
it has performed its duty. If it fails, these and other sug
gestions will be considered.
The Future
A corollary to the decision to reduce court control over
the District’s activities is the conclusion that the process
of constructing a final order of permanent injunction should
go forward. The defendants have resisted this effort for
the reasons urged in the motion to vacate the existing
injunctive orders and to release the District from juris
diction. Although that issue is on appeal, this court must
proceed for several reasons.
First and foremost is the conviction that a final order
of permanent injunction is the logical conclusion of this
lawsuit because this court has the responsibility to define
the duty owed to the plaintiffs by the defendants. Like
any other litigation, that question must be decided in the
context of an evidentiary record. That record reflects
D ll
changes which have occurred during the course of this
lawsuit. Denver was a tri-ethnic community. It is now
multi-racial. There have been adjustments in educational
policy by the adoption of middle schools and magnet pro
grams. Undoubtedly, new approaches to enhancing the
quality of education will involve alterations of the struc
ture of the Denver School System. It can be expected
that these changes will generate controversy and the
Board of Education will make difficult decisions. In the
absence of some workable definition of a unitary school
system, those decisions will generate new charges of dis
criminatory impact and disparate treatment.
A specific definition of a unitary school system for
Denver, Colorado has evolved in this case. It was first
proposed by the Ad-Hoc Committee established by the
Board in 1980, and it was expressly adopted by this court
in June, 1982, as follows:
A unitary school system is one in which all of the
students have equal access to the opportunity for
education, with the publicly provided educational re
sources distributed equitably, and with the expecta
tion that all students can acquire a community de
fined level of knowledge and skills consistent with
their individual efforts and abilities. It provides a
chance to develop fully each individual’s potentials,
without being restricted by an identification with any
racial or ethnic groups.
Keyes v. School District No. 1, Denver, Colorado, 540 F.
Supp. at 403-404. The court considers the guidelines de
veloped by the Ad-Hoc Committee as useful criteria for
determining the existence of a unitary system.
A final injunctive order is also necessary because of the
proscription against student transportation to achieve ra
cial balance contained in the Colorado Constitution, Art.
D12
IX, § 8, adopted in 1974. The defendants assert that this
provision is invalid because it conflicts with the United
States Constitution. But this section is not facially invalid.
One can conceive of a school district in which methods
other than mandatory student assignments may avoid ra
cial segregation, but that it is certainly not true in Den
ver, Colorado. Some amount of student transportation is
required to operate and maintain a unitary school system
in Denver because there are segregated residential neigh
borhoods. Without a federal court order, any student as
signment plan involving mandatory assignment or trans
portation of students would be subject to new attack
under the state law. The Colorado Constitution cannot be
ignored by the Board, but its application may be enjoined
by this court.
A permanent injunction is necessary for the protection
of all those who may be adversely affected by Board ac
tion. The Tenth Circuit Court of Appeals has recently em
phasized and repeated the admonition that “ the purpose
of court-ordered school integration is not only to achieve,
but also to maintain a unitary school system.” Dowell
v. Board o f Education, 795 F.2d 1516, 1520, cert, denied,
55 U.S.L.W. 3316 (1986). Resegregation can occur as much
by benign neglect as by discriminatory intent. A benefi
ciary of a permanent injunction may come to court to en
force the rights obtained in this litigation by showing that
the injunctive decree is not being obeyed. Id. at 1521. “ To
make the remedy meaningful, the injunctive order must
survive beyond the procedural life of the litigation . . . ”
Id. at 1521. The District may “ return to the court if it
wants to alter the duties imposed upon it by a mandatory
decree.” Id. at 1520.
The defendant has resisted the development of a final
permanent injunctive order because the Board believes
D13
that it cannot bind future Boards. This court agrees. That
is exactly why there must be a court order. Neither this
Board, nor any future Board, can escape the history of
this case.
Having rejected the plaintiffs’ request for the data col
lection, monitoring and reporting requirements, this court
will set a time for the defendant to make a further eviden
tiary showing of the effectiveness of its plans and opera
tions in achieving a unitary school system. The court and
counsel must proceed to determine the specific contents
of a final order of permanent injunction. Additionally, im
mediate changes must be made in the existing orders.
There is uncertainty about whether the plus or minus 15%
ratio of the Finger Plan remains in effect. This court has
not required that every school in the District maintain
that ratio. The 1974 and 1976 Decrees emphasized num
bers because that was the starting point. The specific
pupil assignment plan adopted in the 1976 Decree is no
longer operative. The monitoring commission has been re
moved. There are some conflicts between the 1974 Decree
and the Language Consent Decree. The ZB-III training
program is outdated. Paragraphs 16 through 20 of the
1974 Decree are no longer appropriate.
Accordingly, the court will meet with counsel to discuss
immediate modifications of the existing orders, a time for
the District to prove the effectiveness of its programs,
and a final order of permanent injunction.
Upon the foregoing, it is
ORDERED, that the defendants may proceed with the
implementation of the plans and policies discussed in this
opinion, and it is
D14
FURTHER ORDERED, that the plaintiffs’ alternative
proposals and requests for further relief are denied, and
it is
FURTHER ORDERED, that counsel will meet with
the court on March 13, 1987 at 10:30 a.m., in the court’s
Conference Room, Second Floor, Post Office Building,
18th and Stout Streets, Denver, Colorado.
Dated: February 25, 1987
BY THE COURT:
Richard P. Matsch, Judge
E l
APPENDIX E
[O c t o b e r 6, 1987]
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. C-1499
WILFRED KEYES, et al.,
Plaintiffs,
v.
CONGRESS OF HISPANIC EDUCATORS, et al.,
Plaintiff-Intervenors,
v.
SCHOOL District NO. 1, Denver, Colorado, et al.,
Defendants.
MEMORANDUM OPINION AND ORDER
MATSCH, Judge.
In the Memorandum Opinion and Order entered June
3, 1985, Keyes v. School District No. 1, Denver, Colo.,
609 F. Supp. 1491 (D. Colo. 1985), this court determined
that the remedial phase of this desegregation case had
not been completed and, therefore, denied the defendants’
E2
motion to declare the District unitary and terminate juris
diction. After the parties’ unsuccessful attempts to reach
a settlement, an Order For Further Proceedings was en
tered on October 29, 1985, directing the District to sub
mit plans for achieving unitary status. The defendants and
plaintiffs submitted their respective proposals for further
remedial action, resulting in the Memorandum Opinion and
Order of February 25, 1987, 653 F. Supp. 1536 (D. Colo.
1987). That decision recognized the plaintiffs’ and plaintiff-
intervenors’ (plaintiffs) skepticism about the concern, com
mitment and capacity of the defendants to achieve and
maintain a unitary system in Denver, Colorado, given the
history of this litigation. Nonetheless, this court refused
to grant the further relief sought by the plaintiffs and
accepted the defendants’ approach in the matters of: (1)
Barrett, Harrington and Mitchell elementary schools, (2)
the “hardship” transfer policy, (3) faculty assignments, and
(4) plans for implementation of Resolution 2233. Addition
ally, this court rejected the plaintiffs’ proposed data col
lection, monitoring and reporting requirements, relying on
the defendants to establish and implement sufficient data
collection and monitoring to demonstrate the effectiveness
of their proposals when called upon at an appropriate time.
This court also looked to the future and recognized the
need for modification of the existing court orders to relax
court control and give the defendants greater freedom to
respond to changing circumstances and developing needs
in the educational system. Accordingly, the parties were
asked to submit proposals for an interim decree to replace
existing orders. Those suggested modifications were re
ceived and a hearing was held on June 24, 1987. The pro
posals, the memoranda concerning them and the arguments
of counsel at the hearing have been carefully considered.
E3
The essential difference between the parties in approach
ing the task at hand is that the defendants have asked
the court to establish standards which will provide guid
ance for the District in taking the necessary actions and
which will also provide a measurement for compliance.
Thus, the defendants suggest that changes in attendance
zones, assignments to schools, and grade-level structure
from the student assignment plan in effect for the 1986-87
school year not be made without prior court approval if
the projected effect would be to cause a school’s minority
percentage to move five percentage points or more further
away from the then-current district-wide average for the
level (elementary, middle or high school) than in the year
preceding the proposed change. Additionally, the defen
dants suggest that no new magnet school or magnet pro
gram be established unless enrollment is controlled so that
the anglo and minority enrollments, respectively, are at
least 40% of the total enrollment within a reasonable time.
The defendants also suggest that prior court approval must
be obtained for any enlargement of existing school facil
ities, construction of new schools, or the closing of any
schools.
The plaintiffs contend that the defendants’ request for
specific judicial directives demonstrates their reluctance
to accept responsibility to eradicate the effects of past
segregation, and to assure that changes in policies, prac
tices and programs will not serve to reestablish a dual
school system. The defendants’ reliance on the court cre
ates doubt about their ability and willingness to meet the
constitutional mandate of equal educational opportunity.
The injunctive decree must meet the requirements of
Rule 65(d) of the Federal Rules of Civil Procedure and,
yet, that requirement of specificity should not be permitted
to stifle the creative energy of those who plan, supervise
E4
and operate the District, or to supplant their authority to
govern. The task, therefore, is to develop a decree which
strikes a balance between rigidity and vagueness. The prin
cipal purpose is to enable the defendants to operate the
school system under general remedial standards, rather
than specific judicial directives. This interim decree removes
obsolete provisions of existing orders, relinquishes report
ing requirements, and eliminates the need for prior court
approval before making changes in the District’s policies,
practices and programs. The defendants are expected to
act on their own initiative, without prior court approval,
to make those changes in the student assignment plan of
attendance zones, pairings, magnet schools or programs,
satellite zones and grade level structure which the Board
determines to be necessary to meet the educational needs
of the people of Denver.
The interim decree is a necessary step toward a final
decree which will terminate jurisdiction. The legal prin
ciples involved continue to be those articulated by Chief
Justice Burger for a unanimous Supreme Court in Swann
v. Charlotte-Mecklenburg Board o f Education, 402 U.S. 1
(1971). The final decree will be formed under the guidance
of Dowell v. Board o f Education o f Oklahoma City, 795
F.2d 1516 (10th Cir. 1986). The timing of a final order
terminating the court’s supervisory jurisdiction will be di
rectly related to the defendants’ performance under this
interim decree. It will be the defendants’ duty to demon
strate that students have not and will not be denied the
opportunity to attend schools of like quality, facilities and
staffs because of their race, color or ethnicity. When that
has been done, the remedial stage of this case will be con
cluded and a final decree will be entered to give guidance
for the future.
E5
The defendants object to the use of the term “ racially
identifiable schools” as too indefinite and express appre
hension that this may be construed to mean an affirmative
duty broader than that required by the Equal Protection
Clause of the Fourteenth Amendment to the Constitution.
This concern is eliminated by the requirement that racial
identifiability or substantial disproportion must not result
from the defendants’ actions. What is enjoined is govern
mental action which results in racially identifiable schools,
as discussed in Swann. In the evolution of the law since
Brown v. Board o f Education, the Supreme Court has
indicated in the opinions for the majority in Pasadena City
Board o f Education v. Spangler, 427 U.S. 424 (1976), and
in Dayton Board o f Education v. Brinkman, 433 U.S. 406
(1977), that some discriminatory intent must be shown to
prove a violation of the constitutional requirement that
educational opportunity must be equally available. That
intent is not, however, measured by the good faith and
well meaning of individual Board members or of the per
sons who carry out the policies and programs directed by
the Board. The intent is an institutional intent which can
be proved only by circumstantial evidence. What the Dis
trict does in the operation of its schools will control over
what the Board says in its resolutions. In the remedial
stage of a school desegregation case, the court must be
concerned with the affirmative duty to eradicate the ef
fects of past intentional governmental discrimination. When
unitary status is achieved, court supervision can be removed
only when it is reasonably certain that future actions will
be free from institutional discriminatory intent.
Upon the foregoing, it is now
ORDERED AND ADJUDGED:
1. The defendants, their agents, officers, employees and
successors and all those in active concert and participation
E6
with them, are permanently enjoined from discriminating
on the basis of race, color or ethnicity in the operation
of the school system. They shall continue to take action
necessary to disestablish all school segregation, eliminate
the effects of the former dual system and prevent reseg
regation.
2. The defendants are enjoined from operating schools
or programs which are racially identifiable as a result of
their actions. The Board is not required to maintain the
current student assignment plan of attendance zones, pair
ings, magnet schools or programs, satellite zones and grade-
level structure. Before making any changes, the Board must
consider specific data showing the effect of such changes
on the projected racial/ethnic composition of the student
enrollment in any school affected by the proposed change.
The Board must act to assure that such changes will not
serve to reestablish a dual school system.
3. The constraints in paragraph 2 are applicable to fu
ture school construction and abandonment.
4. The duty imposed by the law and by this interim
decree is the desegregation of schools and the maintenance
of that condition. The defendants are directed to use their
expertise and resources to comply with the constitutional
requirement of equal educational opportunity for all who
are entitled to the benefits of public education in Denver,
Colorado.
5. The District retains the authority to initiate trans
fers for administrative reasons, including special education,
bilingual education and programs to enhance voluntary in
tegration. The defendants shall maintain an established
policy to prevent the frustration, hindrance or avoidance
of a District student assignment plan through parent in
itiated transfers and shall use administrative procedures to
investigate, validate and authorize transfer requests using
E7
criteria established by the Board. If transfers are sought
on grounds of “ hardship” , race, color or ethnicity will not
be a valid basis upon which to demonstrate “ hardship” .
The defendants shall keep records of all transfers, the rea
sons therefor, the race, color or ethnicity of the student,
and of the effects on the population of the transferee and
transferor schools.
6. No student shall be segregated or discriminated against
on account of race, color or ethnicity in any service, facil
ity, activity, or program (including extracurricular activ
ities) conducted or sponsored by the school in which he
or she is enrolled. All school use or school-sponsored use
of athletic fields, meeting rooms, and all other school re
lated services, facilities and activities, and programs such
as commencement exercises and parent-teacher meetings
which are open to persons other than enrolled students,
shall be open to all persons without regard to race, color
or ethnicity. The District shall provide its resources, ser
vices and facilities in an equitable, nondiscriminatory manner.
7. The defendants shall maintain programs and policies
designed to identify and remedy the effects of past racial
segregation.
8. The defendants shall provide the transportation ser
vices necessary to satisfy the requirements of this interim
decree notwithstanding the provisions of Article IX, Sec
tion 8 of the Colorado Constitution.
9(A). The principals, teachers, teacher-aides and other
staff who work directly with children at a school shall be
so assigned that in no case will the racial or ethnic com
position of a staff indicate that a school is intended for
minority students or anglo students.
(B). Staff members who work directly with children,
and professional staff who work on the administrative
E8
level will be hired, assigned, promoted, paid, demoted, dis
missed, and otherwise treated without regard to race, color
or ethnicity.
(C). Defendants are required to use an effective affirma
tive action plan for the hiring of minority teachers, staff
and administrators with the goal of attaining a proportion
which is consistent with the available labor force; the plan
shall contain yearly timetables and a reasonable target
date for the attainment of the affirmative action goals.
10. The District will continue to implement the provi
sions of the program for limited English proficiency stu
dents heretofore approved by the Court in the Language
Rights Consent Decree of August 17, 1984. Nothing in
this interim decree shall modify or affect the Language
Rights Consent Decree of August 17, 1984, and the prior
orders entered in this case relating thereto shall remain
in full force and effect.
11. It is further provided that this interim decree is
binding upon the defendant Superintendent of Schools, the
defendant School Board, its members, agents, servants,
employees, present and future, and upon those persons
in active concert or participation with them who receive
actual notice of this interim decree by personal service
or otherwise.
12. This interim decree, except as provided herein, shall
supersede all prior injunctive orders and shall control
these proceedings until the entry of a final permanent
injunction.
Dated: October 6, 1987
BY THE COURT:
Richard P. Matsch, Judge