Sagers v Yellow Freight System Brief for Appellee
Public Court Documents
January 1, 1975
52 pages
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Brief Collection, LDF Court Filings. Sagers v Yellow Freight System Brief for Appellee, 1975. 9ec78b6d-c39a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/af7bb60b-276b-4065-b801-2030a6e50d3b/sagers-v-yellow-freight-system-brief-for-appellee. Accessed October 29, 2025.
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IN THE
UNITED .-STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
NO. 74-3617
RICHARD B. SAGERS,
Plaintiff-Appellee,
v.
YELLOW FREIGHT SYSTEM, INC.,
Defendant-Appellee,
and
INTERNATIONAL BROTHERHOOD OF TEAMSTERS, et al.,
Defendants-Appellants.
Appeal from the United States District Court
for the Northern District of Georgia
BRIEF FOR APPELLEE
RICHARD B. SAGERS
JACK GREENBERG
MORRIS J. BALLER
O. PETER SHERWOOD
10 Columbus Circle
New York, New York 10019
JOHN R. MYER
Crosland, Myer, Rindskopf & Terry
2415 Nat'l Bank of Georgia Bldg.
34 Peachtree Street, N.W.
Atlanta, Georgia 30303
Attorneys for Plaintiff-Appellee
IN THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
NO. 74-3617
RICHARD B. SAGERS,
Plaintiff-Appellee,
v.
YELLOW FREIGHT SYSTEM, INC.,
Defendant-Appellee,
and
INTERNATIONAL BROTHERHOOD OF TEAMSTERS, et al.,
Def endants-Appellants.
Appeal from the United States District Court
for the Northern District of Georgia
CERTIFICATE REQUIRED BY FIFTH
CIRCUIT LOCAL RULE 13(a)
The undersigned counsel of record for Plaintiff-Appellee
certifies that the following listed parties have an interest
in the outcome of this case. These representations are made
in order that Judges of this Court may evaluate possible dis
qualification or recusal pursuant to Local Rule 13 (a) .
Richard B. Sagers
The class consisting of all black employees
of Yellow Freight System, Inc. working at
locations governed by the Southern Conferenc
of Teamsters.
Yellow Freight System, Inc.
International Brotherhood of Teamsters
Southern Conference of Teamsters
Truck Drivers & Helpers Local 728
I N D E X
Statement of Issues ̂ Presented .................. 1
Preliminary Statement ........................... 3
Statement of Facts'- :............................. 9
I. Yellow Freight's Operation ........... 9
II. The Unions And Their Collective
Bargaining Agreements With
Trucking Companies ................... 11
III. Proof of Hiring Discrimination........ 13
A. Statistics ...................... 13
Yellow's Nationwide Employment
Statistics ...................... 13
Yellow's Southern Conference
Statistics ...................... 14
Yellow's Atlanta Terminal
Statistics ...................... 16
Pay Differentials ............... 16
IV. Continuing Effects of Hiring Discrimin-
< ation On Present Black Employees With
in The Southern Conference 20
A. The No-Transfer Rule ............. 20
B. Effects of Separate Seniority
Rosters .......................... 20
V. Sagers' Individual Claim ............. 22
ARGUMENT:
I. THE DISTRICT COURT PROPERLY GRANTED
THE MOTION FOR PARTIAL SUMMARY
JUDGMENT UPON THE ISSUES RELEVANT
TO THE CASE ........................... 2 5
Page
i
Page
ARGUMENT (Contd):
A. The Requirements of Rule 56,
F.R. Civ. P..................... 25
B. Well-Established Principles of
Title VII Law Gave Plaintiff a
Right to Partial Summary Judg
ment ......................... 2 9
II. THE DISTRICT COURT 1S GRANT OF SUMMARY
JUDGMENT IN PLAINTIFF'S INDIVIDUAL CASE
WAS PROPER............................. 35
III. THE DISTRICT COURT DID NOT ABUSE ITS
DISCRETION IN DETERMINING THAT THIS IS
A PROPER RULE 23 (b)(2) CLASS ACTION .... 37
IV. THE DISTRICT COURT DID NOT ERR IN HOLD
ING THE INTERNATIONAL UNION LIABLE ..... 41
V. THE DISTRICT COURT DID NOT ABUSE ITS
DISCRETION IN ASSESSING A PORTION OF
THE ATTORNEY'S FEES AGAINST THE UNIONS .. 43
CERTIFICATE OF SERVICE .......................... 44
r
TABLE OF AUTHORITIES
CASES
Aho v. Erie Mining Co., 466 F.2d 359 (8th Cir. 28
1972) .......................................
Baxter v. Savannah Sugar Refining Corp.,
495 F. 2d 437 (5th Cir. 1974)................. 32, 43
Berman v. Narragansett Racing Assn., 414 F.2d
311 (1st Cir. 1969) ......................... 38
Page
Bing v. Roadway Express, Inc., 444 F.2d 687
(5th Cir . 1971) . . .......................... 5,29,30,39
Bros., Inc. v. W.E. Grace Mfg. Co., 261 F.2d
428 (5th Cir. 1958-)......................... 25,34
Bruce Construction Corp. v. United States, 242
F.2d 873 (5th Cir. 1957) .................... 26
Carey v. Greyhound Bus Co., Inc., 500 F.2d
1372 (5th Cir. 1974)........................ 41
Cunningham v. Securities Investment Co., 278
F.2d 600 (5th Cir. 1960).................... 26
Cypress v. Newport News General & Non-Sectarian
Hospital, 375 F.2d 648 (4th Cir. 1967)...... 37
DeBardelaben v. Cummings, 453 F.2d 320 (5th Cir.
1972)....................................... 38
Franks v. Bowman Transportation Co., 495 F .2d 398
(5th Cir. 1974).............................. 30,31,36,39
Herrera v. Yellow Freight Systems, Inc., 505
F.2d 66 (5th Cir. 1974)..................... 29,30,39,41
f
Johnson v. Georgia Highway Express, Inc., 417
F. 2d 1122 (5th Cir. 1969)................... 38,43
Jones v. Lee Way Motor Freight, 431 F.2d 245
(10th Cir. 1970) cert, denied 401 U.S. 954
(1971)...................................... 30,39
Local 189, United Papermakers & Paperworkers
v. United States, 416 F.2d 980 (5th Cir.
1969), cert, denied 397 U.S. 919 ........... 33
Long v. Sapp, 502 F .2d 34 (5th Cir. 1974)...... 30
Palmer v.Chamberlain, 191 F.2d 532 (5th Cir.
1951).......................................
Pettway v. American Cast Iron Pipe Co.,
494 F.2d 211 (5th Cir. 1974)................
28
41
• /
41
Page
Resendis v. Lee Moto:c Freight, 505 F.2d 69
(5th Cir. 1974)...'.......................... 39, 41
Rodriguez v. East Texas Motor Freight, 505
F. 2d 40 (5th Cir-.. 1974)..................... 29,30,34,39,41
Shahid v. Gulf Power Co., 291 F.2d 422
(5th Cir. 1961)............................. 26
Thornton v. East Texas Motor Freight, 497 F.2d
416 (6th Cir. 1974) 34,39
United States v. Georgia Power Co., 474 F.2d
906 (5th Cir. 1973)......................... 30
United States v. Roadway Express, Inc., CA No.
C-68-321 (N.D. Ohio)........................ 5
Witherspoon v. Mercury Freight Lines, Inc.
457 F. 2d 496 (5th Cir. 1972)................ 39
Statutes
42 U.S . § 1981 ................................ 4, 39
42 U.S.C. §§ 2000 (e) et seg.................... 4, 39
Rules
Rule 23, Federal Rules of Civil Procedure .... 6
Rule 23 (a) (1) ................................. 37
Rule 23(a)4 ................................... 37,38
Rule 23 (b) (2) 2,3,37
Rule 56 ..................................... 22
Rule 56 (c) ..................................... 26
Rule 56 (e) ..................................... 26
Other Authorities
Bauman, A Rationale for Summary Judgment, 1958,
3 3 ind. L. Rev. 46 7 ......................... 27
iv
Note on Form of Citation
The following citations are frequently used in this
brief:
"A " - Pages in the joint appendix
filed in this appeal, as
numbered therein.
"R " - pages in the original record,
as numbered therein.
"E " - Documents in the exhibit file,
not numbered in the original
record.
v
IN THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
NO. 74-3617
RICHARD B. SAGERS,
Plaintiff-Appellee,
v.
YELLOW FREIGHT SYSTEM, INC.,
Defendant-Appellee,
and
INTERNATIONAL BROTHERHOOD OF TEAMSTERS, et al.,
Defendants-Appellants.
Appeal from the United States District Court
for the Northern District of Georgia
BRIEF FOR APPELLEE
RICHARD B. SAGERS
STATEMENT OF ISSUES PRESENTED
Upon a record showing comprehensive and undisputed evidence
of racially discriminatory employment practices of a familiar
type that has repeatedly been held unlawful by the courts:
1. Did the district court err in granting plaintiff
partial summary judgment on his class
claim upon a finding that the case raised
no genuine issues as to any material
fact?
2. Did the district court err in granting
plaintiff relief on his individual claim?
3. Did the district court abuse its discretion
in determining that this case is a proper
Rule 23(b)(2), F.R.Civ.P., class action?
4. Did the district court err in holding the
International union liable for its partici
pation in the unlawful racially discriminatory
employment practices?
5. Did the district court abuse its discretion
in apportioning plaintiff's attorneys fees
and costs among all of the defendants?
2
PRELIMINARY STATEMENT
This case presents the familiar pattern of racial dis
crimination within the trucking industry. It differs from the
many other employment discrimination cases in this industry
which this Court has had occasion to examine only in that it
comes before this Court upon a grant of summary judgment for
the plaintiff.
As the discussion that follows will confirm, there is
nothing in the understanding reached between the plaintiff
and Yellow Freight (hereinafter the Company) or in the manner
in which the plaintiff has proceeded that is in any way antago
nistic to the interests of the class. Additionally, the dis
cussion below will clearly demonstrate that the operative facts
upon which the district court relied are uncontradicted in the
record and that the appellant unions had numerous opportunities
to spread on the record any facts which they believed would
dispute those presented on behalf of the plaintiff and the
class.
STATEMENT OF THE CASE
Plaintiff, Richard Sagers, filed this Rule 23(b)(2), F.R.
Civ.P., class action in the Northern District of Georgia,
Atlanta Division, on December 13, 1970 within 30 days of receipt
of a Notice of Right to Sue from EEOC (R. 8). The complaint
was broadly drawn alleging, inter alia, a pattern and practice
of racial discrimination designed to limit and impede blacks
from access to higher paying and more responsible jobs at the
Company's Marietta facility, the general underrepresentation of
3
blacks throughout the Company's Southeast Division, and the
refusal of the unions to properly and vigorously represent
their black members, all in violation of rights secured by
Title VII of the 1964 Civil Rights Act, 42 U.S.C. § 2000(e),
et seq., and 42 U.S.C. § 1981.
On February 1, 1971, the Southern Conference of Teamsters
(hereinafter Regional Union) and the International Brotherhood
of Teamsters (hereinafter International) jointly filed their
answer (R. 45). The Company filed its answer on March 29, 1971
(R. 81). Local 728 filed its answer on March 19, 1971 (R. 76).
All three answers denied substantially all of the material
allegations in plaintiff's complaint.
By Order entered March 16, 1971, the court denied the
Company's motion to dismiss for lack of subject matter jurisdic
tion and for failure to state a cause of action. The court
also denied Local 728's motion to dismiss. In addressing the
Local/s motion to dismiss the plaintiff's class action allega
tions, the court noted that the plaintiff had "made an 'across
the board' accusation" of racially discriminatory employment
practices. In the same order, Judge Smith commented that "At
least thus far, the plaintiff seeks only restoration of his
former seniority" ( ).
By leave of the court filed September 30, 1971 (R. 154),
plaintiff amended his complaint to clearly allege past exclusion
of blacks from over-the-road driver jobs which, when coupled
with the defendant's seniority system, had the effect of perpet
uating discrimination (R. 150).
4
On May 3, 1971, the Company filed a motion seeking to
restrict the suit to Sagers' individual claim or, in the alter
native, to define the class as limited to black employees at
the Company's Atlanta terminal (R. 107). On May 14, 1971,
plaintiff responded that the class should be as broad as the
scope of the EEOC investigation triggered by his complaint
(R. 124). That investigation extended to the Company's entire
nationwide operation (R. ). This Court rendered its
decision in Bing v. Roadway Express, 444 F.2d 687 (June 29, 1971),
during the pendency of this motion. During that summer, counsel
for the Company initiated settlement discussions.
All of the parties except the unions were willing to
accept the provisions of the Consent Decree entered in the
District Court for the Northern District of Ohio in United
States v. Roadway Express, Civil Action No. C-68-321, as a basis
for discussion of the type of injunctive relief that would be
appropriate in this case. Counsel for the parties were unable
to agree on a basis for determining back pay for the plaintiff
and the class. Given the then unsettled state of the law of
back pay and the prospect of avoiding years of litigation that
would only delay the day when Yellow's black workers could
transfer to high paying road driver jobs, counsel for the plain
tiff agreed not to assert the back pay claims of individual
class members if Yellow would frankly disclose its employment
policies nationwide. Plaintiff steadfastly refused to enter
into any understanding that would condition transfer on a waiver
of back pay claims or bar any member of the class from obtaining
5
back pay for himself.
On September 30, 1971, the Company withdrew its motion to
limit the class. Continuation of settlement discussions were
interrupted by the sudden death of the lead counsel for plaintiff.
Thereafter, settlement discussions resumed and the court was so
advised by letter dated November 19, 1971. In the same letter,
counsel for all parties joined in a request for an indefinite
adjournment of a pre-trial conference then scheduled for December
21, 1971. Since the unions were unable to agree to the proposed
settlement, preparation for trial proceeded.
As disclosed by the unions' proposed pre-trial order filed
in June of 1972 (R. ), their defense was directed exclusively
to the matter of Richard Sager's individual claim. None of
their defenses addressed the systemic discrimination being chal
lenged by the plaintiff.
On June 7, 1972, all three union defendants moved to dismiss
plaintiff's complaint on the following grounds: (1) that it did
not meet the requirements of Rule 23, F.R.Civ.P., (2) that the
Regional and International unions were not parties to the
collective bargaining agreements which plaintiff was seeking to
reform, and (3) all of the grounds set forth in its January 1971
motion which had previously been denied (R. 208). In his response,
plaintiff again argued that the class should be nationwide in
scope (R. 227-229) . In this regard the Company joined the plain
tiff (R. 244). The Company also advised the court of the other
employment discrimination suits then pending against it around
the country (R. 251-253) . By Order entered July 24, 1972, the
6
court denied the unions' motion and defined the class to include
all non-supervisory and non-officer black employees of the
Company within the area covered by the Southern Conference of
Teamsters (R. 274). Pursuant to the court's order, notice of
the pendency of this suit was mailed for posting in conspicuous
places at each of the Company's terminals and at the headquarters
of each of the local unions within the Southern Conference of
Teamsters (R. 301). None of the local unions or employees
affected by this suit sought to appear.
On March 30, 1973, plaintiff moved for partial summary
judgment (R. 304). Plaintiff's motion addressed all of the
liability issues that would have been presented in a full trial.
Without objection by the plaintiff, the unions were granted two
extensions of time— until May 30, 1973— to respond to plaintiff's
motion. During this period counsel for the Regional and Inter
national unions reopened settlement discussions. These negoti
ations proved unsuccessful.
On June 1, 1973, the Regional and International unions
mailed their response to plaintiff's motion (R. 388). It con
sisted of a fourteen page memorandum of law and a single affi
davit (R. 421). Neither document raised any issue of fact which
would serve to defeat plaintiff's motion. Local 728 filed its
response to plaintiff's motion on June 4, 1973 (R. 403). At the
1/
same time it filed an affidavit which was addressed to plaintiff
Sager's individual claim only. On June 5, 1973, the Company
2i/ The Local in fact filed two affidavits, one by its president
(R. 503) and another by its legal counsel. The latter affidavit
was addressed to matters of law only. (Legal counsel's affidavit
is not among the documents listed on the Clerk's compilation of
the record on appeal.)
7
filed its response (r . 371) together with a lengthy affidavit
by its chief legal officer (R. 429).
The defendants were presented with another opportunity to
introduce facts which would give rise to a dispute sufficient
to defeat plaintiff's motion when plaintiff filed his reply
brief together with supporting factual affidavits on June 20,
1973 (R. 486). During the first week of August 1973, the parties
were all advised that the court would not be hearing oral argu
ment (R. 515). On August 10, 1973, plaintiff submitted his
second reply brief together with proposed findings of fact (R.516).
Even at this late stage the defendants failed to avail themselves
of the opportunity to introduce new facts which would defeat
plaintiff's motion.
On September 28, 1973, Judge Freeman filed his decision
granting plaintiff's motion (R. 551).
Subsequently, on October 23, 1973, the unions filed their
motiop to vacate the district court's order granting partial
summary judgment (R. 591). The motion was accompanied by an
affidavit of an officer of the International which for the first
time disclosed that in 1971 the union had discussed the discrim
inatory effect of the Company's no-transfer policy and in
recognition of the problem had proposed its abolition to the
Company (R. 599 ). The court denied the unions' motion to
vacate on January 22, 1974 (R. 647 ).
On April 24, 1974, the plaintiff and Company submitted
jointly their proposed consent decree and noted that the unions
had not consented (R. ). By Order entered May 7, 1974, the
8
court granted the unions 20 days to present their objections
to the proposed consent decree (r . 659).
On May 20, 1974, the unions filed their objections raising
the following issues only:
1. The appropriateness of transfer relief to
the class.
2. The ordering of carryover seniority as
defined in paragraph 5 of the proposed
decree.
3. The appropriateness of assessing an award
of attorneys' fees against the unions.
(R. 660)
All of the unions' objections were specifically discussed and
disposed of by the district court in its final order entered
September 10, 1974 (r . 664 ) -
The unions filed their Notice of Appeal on October 4, 1974.
STATEMENT OF FACTS
Since the appellants have not set forth a statement of the
Vfacts disclosed by this record, plaxntxff wxll endeavor to do
so.
I. Yellow Freight's Operations
Yellow Freight is a large trucking company which transports
goods on a transcontinental basis and in international trade.
[See Company's Answers to Plaintiff's Second Interrogatories
No. 4 (hereinafter Second Answers #__).] It operates a network
of terminals and relay points located at strategic points
throughout the United States to handle the transfer, loading and
w Few of these facts are disputed. Where there is room for
dispute plaintiff will seek to note it.
9
unloading of freight which it transports by truck (Second
Answers #5).
Employees in Yellow's General Freight Division with whom
3/
this suit is concerned are divided into seven job classifica
tions as follows:
(a) Road Drivers - operate tractor trailer vehicles
which move the freight on an inter-city basis
or between the Company's various terminals and
relay points (Second Answers #5);
(b) City Drivers - operate smaller trucks used for
local pickup and delivery of freight. City
drivers have the same basic driving skills as
do road drivers but operate smaller, lighter,
and shorter equipment at slower speeds for
4/
shorter periods of sustained driving (Second
Answers #5, 15, and 16);
(c) Checkers - employed in certain larger terminals,
including Atlanta, to check movement of freight
in and out of trailers (Second Answers #5 and
attached Exhibit A);
(d) Dockmen - load and unload freight at terminals
(Second Answers #5);
I T Yellow's two specialty hauling divisions, "Thermo" and "Steel,"
do not operate within the area covered by Sager's class and are,
therefore, not included in the discussion here (Second Answers #4).
4/ As appears in the affidavit of W. C. Smith at page 5, there
is no dispute that working conditions are more difficult for road
drivers than city drivers. For example, road drivers work longer
hours than city drivers and-, unlike city drivers, they are away
from their homes and families for long periods of time. Of
course, road drivers take home more money than do city drivers
(R. 425).
10
(e) Office Employees - employed at each terminal in
varying numbers to perform billing, rating,
communication, secretarial, and accounting
functions (Second Answers #5);
(f) Supervisory Personnel - each terminal, depending
on size, employs salesmen, foremen, and super
visors, including a branch manager (Second
Answers #5);
(g) Garage Employees - employed at each terminal to
perform fueling, lubrication, tire, and mechanical
work (Second Answers #5) .
II. The Unions And Their Collective Bargaining
Agreements With Trucking Companies
Yellow and other trucking companies are parties to a National
Master Freight Agreement (hereinafter National Agreement) nego
tiated at three-year intervals by a group of employer representa
tive^ and the National Over-the-Road and City Cartage Policy
and Negotiating Committee (hereinafter National Negotiating
Committee).
The National Negotiating Committee is chaired by the presi
dent of the International and includes among its members the
secretary-treasurer, vice-president, and general organizer of
Vthe International. The National Negotiating Committee operates
There is nothing in this record identifying the affiliation
of all the members of the National Negotiating Committee. The
record identifies the following persons to be functionaries of
the International:
National Negotiating
Committee Member Title
International President
International Vice-President
Frank Fitzsimmons
Weldon L. Mathis
11 [cont1d]
pursuant to identical powers of attorney permitting it to nego
tiate on behalf of its local unions (Union Answers #21). While
the National Agreement must be signed by the local union, it
becomes binding on all the locals affiliated with the International
once it is accepted by a mere majority of them (Union Answers,
Exhibit #1).
The National Agreement is supplemented by a series of
regional agreements negotiated on behalf of the locals within
each geographic region by the National Negotiating Committee and
a committee of the affected regional "Conference of Teamsters."
The regional Conferences operate under the supervision and con
trol of the International (Union Answers, Exhibit #3).
The National Agreement together with the supplemental
agreements negotiated by the National Negotiating Committee and
the Southern Conference of Teamsters constitute the collective
bargaining agreements governing all teamster locals in Alabama,
Florida, Georgia, Mississippi, Tennessee, Arkansas, Louisiana,
6/
Oklahoma, and Texas. The contracts negotiated by these bodies
are then printed in pamphlets, leaving blank spaces where the
57 [cont1 d]
Murray W. Miller Inti. Secretary-Treasurer
Joseph W. Morgan Inti. General Organizer
[Compare Union's Answers to Plaintiff's Interrogatories No. 1
(hereinafter Union Answers #__) and J. W. Morgan Affidavit
(R. 599) with Union Answers, Exhibit 4 at page 102-]
6/ The role of the international in matters affecting its locals
in the Southern Conference of Teamsters is not limited to active
participation in contract negotiation. It also actively partici
pates in meetings at the regional level and asserts a leadership
role in the formulation of positions taken by locals in the
Southern Conference for presentation to representatives of the
employers. See, e.g., affidavit of Joseph W. Morgan attached
to the Union's motion to vacate order granting summary judgment (R.599)
where he, a representative of the International and a member of
12
employer and local union insert their names and sign (Union
Answers, Exhibits 4-7).
Workers at terminals throughout the Southern Conference are
organized into four separate collective bargaining units complete
with a separate collective bargaining agreement for each group
of employees as follows:
1) Road Drivers
2) City Drivers, Checkers and Dockmen
3) Maintenance and Garage Employees
4) Office and Clerical Employees
(Union Answers, Exhibits4-7).
Ill. Proof of Hiring Discrimination
A . Statistics
Statistical evidence presented to the district court
disclosed a clear pattern of racial discrimination by Yellow in
the hiring of road drivers nationwide. These statistics were
summarized in plaintiff's proposed findings of fact numbers 8
through 20 and 23 (R. 524) which are reproduced here as follows:
Yellow's Nationwide Employment Statistics
8. As of May 12, 1972, Yellow employed more than
8,400 persons nationwide. Only 5% of these were black
(Second Answers, Exhibit A; M. Smith Affidavit, flO)
(R. 339).
h7 [cont'd]
the National Negotiating Committee, recommended to the representa
tives of the local unions within the Southern Conference that they
agree to request the employers to abolish all "no-transfer" rules.
After discussion and amendment to include a proposal regarding
retreat rights, the representatives of the locals adopted his
proposal. But his role did not end there! He and counsel for
the International— and no representatives of the locals— then met
with representatives for the employers to urge acceptance of the
proposal voted by the representatives of the locals (R. 261).
13
9. Shortly after the filing of this action as
of December 30, 1970, Yellow employed 1,841 road
drivers nationwide. Of these, 34 or 1.9% were black
drivers (Murphy Affidavit, Exhibit E-l) (R. 449).
10. Prior to 1968 Yellow had employed only one
black person as a road driver system-wide. This
single black dr.iver had been hired at Yellow's
Pittsburgh terminal by a predecessor company in 1939
(M. Smith Affidavit, *j[ll (R. 339); Murphy Dep. , pp.
20-22 (E ); and Murphy Affidavit, p.3 (R. 431)).
11. Sometime after 1965 Yellow began to alter
its hiring practice to increase the number of black
road drivers it employed. Yellow's nationwide hiring
statistics for road drivers from the time the first
black drivers were hired in 1968 are as follows:
1968
1969
1970
1971
1972
20 blacks hired (11.2%)
15 blacks hired (4%)
4 blacks hired (5.1%)
33 blacks hired (12.6%)
59 blacks hired (13.8%)
(Murphy Affidavit, Exhibit E-l) (R. 449).
12. As of December 31, 1972, Yellow's total
road driver force numbered 2,341. Of these drivers,
105 or 4.5% were black (Murphy Affidavit, pp. 2-3
(R. 430-431) and Exhibit E-2 (R. 450).
13. As of May 12, 1972, Yellow's total force of
city drivers numbered 2,400. Of these 133 or 5.5%
were black (M. Smith Affidavit, [̂10 (R. 339) ; Second
Answers, Exhibit A).
Yellow's Southern Conference Statistics
14. Yellow maintains 22 terminals within the area
encompassed by the Southern Conference of Teamsters;
road drivers are domiciled at 8 of these terminals as
follows:
Amarillo, Texas (Road Domicile)
Athens, Georgia
Atlanta, Georgia (Road Domicile)
Augusta, Georgia
Austin, Texas
Beaumont, Texas
Chattanooga, Tennessee
14
Clarksville, Tennessee (Road Domicile)
Dallas, Texas (Road Domicile)
El Paso, Texas
Fort Smith, Arkansas (Road Domicile)
Houston, Texas
Laredo, Texas
Lubbock, Texas (Road Domicile)
Nashville, Tennessee (Road Domicile)
Oklahoma City, Oklahoma (Road Domicile)
San Antonio, Texas
Springdale, Arkansas
Sherman, Texas
Tulsa, Oklahoma
Wichita Falls, Kansas
Waco, Texas
(M. Smith Affidavit, *[f8 (R. 338) ; Second Answers, Exhibit A) .
15. Prior to 1968 neither Yellow nor its prede
cessor corporation, Watson-Wilson Transportation System,
Inc., employed any black road drivers at any Southern
Conference terminal. Thus, immediately prior to its
acquisition by Yellow in 1964, Watson-Wilson employed
some 450 white road drivers and no blacks (Murphy Depo
sition, p.11 (E ) .
t 16. Of the 150 road drivers employed by Yellow in
1968 at its Southern Conference terminals, none were
black (Murphy Deposition, p.22 (E ).
17. Between 1968 and 1970, Yellow hired a total
of 199 whites and 46 blacks (19%) as city drivers, dock
and garage workers. During the same period, 22 whites
and one black (Plaintiff Sagers) were hired as road
drivers (Second Answers, Exhibit A; see also Plaintiff's
Memorandum in Reply to Defendants1 Responses to Motion
for Summary Judgment, p.4 (R. 489)).
18. By May 12, 1972, Yellow employed 1,333 persons
at its terminals within the Southern Conference, slightly
more than 10% of whom, or 138, were black. These black
employees at Yellow's Southern Conference terminals were
employed in the following capacities:
8 road drivers (3.6% of the 38 garage men
total force of 220) 57 dock workers & checkers
27 city drivers 8 others
(M. Smith Affidavit, ^[8 and 9 (R. 338) ; Second Answers, Exhibit
A) .
15
19. Of the 8 road drivers indicated, 6 were hired
by Yellow during >1971 and 2 were hired in May, 1972
(Second Answers, Exhibit A).
Yellow's Atlanta Terminal Statistics
20. Yellow.'s Atlanta terminal, where plaintiff
Sagers is employed, had 142 employees as of May 12,
1972. Eighteen of these employees, or 12.6%,were
black. Prior to 1969, no black had ever been employed
as a road driver. Subsequent to plaintiff Sager's
one week employment as a road driver in 1969, no
additional black was employed as a road driver within
the Southern Conference until after January, 1971
(Yellow's Answers to Second Interrogatories, Exhibit
A; Yellow's Admissions 25 and 26) (R. ).
k -k k
Pay Differentials
23. The pay differential between city and road work
is substantial with road drivers typically earning
considerably more than city drivers, as indicated in
the following tables:
Year
1969
1971
Year
1969
1971
Systemwide Average Income
Road City
Driver Driver
Annual
Difference
$14,596 $9,678 $4,918
$15,734 $12,102 $3,632
Atlanta Average Income
Road
Driver
City
Driver
Annual
Difference
$14,118 $8,083
$16,431 $10,236
$6,035
$6,195
(Second Answers No. 28, Exhibit c).
B. Testimonial Evidence of Hiring Discrimination
In addition to the statistical evidence of hiring dis
crimination, the record is replete with undisputed testimonial
and documentary evidence which in the clearest of terms demon-
16
strates that the Company had discriminated against blacks in
the hiring of road drivers.
8/
At his deposition and later in his affidavit, S. P. Murphy,
Yellow's vice-president and chief legal officer, testified
frankly about the Company's discriminatory hiring policies and
of its efforts to effect compliance with Title VII. In sub
stance, he testified that he examined Yellow's employment picture
in 1964 in terms of its compliance with Title VII [S. P. Murphy
Deposition at p.7 (E )]. At that time, he noticed the
general absence of blacks in the city and road driver classifi-
9/
cations [S. P. Murphy Deposition at p.ll (E )]. Focusing
on its operations in the area covered by the Southern Conference,
he noted the total absence of blacks in road driver jobs. This
he attributed to the fact that Yellow's branch managers "simply
were not hiring blacks for road driver jobs" [S. P. Murphy Depo
sition at p .13 (E )]. He didn't know if blacks had applied
1/
The Company has the sole responsibility for hiring. See W. C.
Smith Affidavit p.3 (R. 423).
_8/ All parties were sent notice of the deposition (R. 294). The
deposition was attended by counsel for the plaintiff, the Company,
and Local 728. Neither counsel for the Company nor for the Union
chose to examine the witness. See Deposition of S. P. Smith at
p.48 (E. ).
9/ Plaintiff was hired by Watson-Wilson Transportation System,
Inc. Yellow acquired Watson-Wilson in 1965, retained its employees,
and assumed its operation. In subsequent years it acquired
several other trucking companies and made their operations part
of the Yellow System. While his testimony focused primarily on
the facilities formerly operated by Watson-Wilson, the racially
discriminatory hiring practices there were typical of the entire
Yellow operation. Both Yellow and the trucking companies it
acquired hired few, if any, blacks in road driver jobs. [See
S. P. Murphy Deposition at p.19 (E. ) and S. P. Murphy Affi
davit «[5 (R. 430-432)] . Also see statistics summarized at pp.
13-16, supra.
17
for road driver jobs (ld_. ) but later described the Company's
"word of mouth" recruitment, and hiring process, a process
which virtually insured continuation of the total absence of
blacks in road driver jobs. Up until 1967 the Company's primary
source of recruits for road drivers was referrals from road
drivers in the Company's employ [S. P. Murphy Deposition at p.18
(E. )]. Road drivers were hired at the Company's various
10/
terminals with the assistance of driver superintendents who were
based at strategic points throughout the system [S. P. Murphy
Deposition at pp. 15-16 (E. - )].
Top management initially attempted to effect compliance
with Title VII by simply issuing equal opportunity policy state
ments to its branch managers [S. P. Murphy Deposition at pp.
18-19 (E. - )]. When by 1966 no results were achieved, new
policy statements were issued and branch managers were urged to
hire blacks [S. P. Murphy Deposition at p.23 (E. )]. Still
no results were forthcoming. Then, in 1968, top management began
exerting "real pressure" and ordered its branch managers to hire
at least one minority race person out of every ten hires [S. P.
Murphy Deposition at pp. 24-25 (E. - )]. At those terminals
where the branch manager took an interest, minorities were hired
[S. P. Murphy Deposition at p.26 (E. )]. At many terminals, no
results were achieved [S. P. Murphy Deposition at p.26 (E. )].
Beginning in 1969, the Company included its branch managers'
ability to find and hire qualified minority persons as one of the
idT" Driver superintendents would check the qualifications of pros
pective road drivers. Prior to 1965 some road drivers would be
hired without having his qualifications checked by a driver
superintendent [S. P. Murphy Deposition at p.17 (E. )].
18
criteria for judging their job performance [S. P. Murphy Depo
sition at p.27 (E. )]. Where the Company felt that it was
not getting compliance, it either sent in or threatened to send
in black supervisors to find qualified minority drivers [S. P.
Murphy Deposition at p.28 (E. )]. At those locations where
black supervisors were sent in, the Company found that it had
good success in finding qualified black drivers [S. P. Murphy
Deposition at p.29 (E. )] .
At the Atlanta terminal, where the plaintiff worked as a
city driver, no blacks were hired as road drivers until 1971—
after top management threatened to send in a black supervisor
[S. P. Murphy Deposition at p.29 (E. )]. Murphy stated that
since January, 1971 the Atlanta terminal has been doing a good
11/
job of hiring blacks [S. P. Murphy Deposition at pp. 22-30 (E. )
Mr. Murphy's testimony poignantly illustrates that the
underrepresentation of blacks generally and their total absence
from jj-oad driver jobs was the result of entrenched hiring dis
crimination at the local level. No significant results were
achieved until top management took firm corrective action. 1971
was the first year that Yellow hired more than one black person
12/
into road driver positions in the Southern Conference. * 6
—■' Yellow hired one black and one white road driver at its
Atlanta terminal in 1971. One white road driver was hired prior
to June 12, 1972. See Second Answers, Exhibit A. By October
6, 1972 Yellow was not hiring at its Atlanta terminal because
of this lawsuit [S. P. Murphy Deposition at p.43 (E. )] .
12/ see page 15, supra.
19
IV. Continuing Effects of Hiring Discrimination
On Present Black Employees Within The
Southern Conference
Yellow's answers to plaintiff's second interrogatories and
Mr. Murphy's testimony both clearly describe the effects of the
Company's "no-transfer" policy and separate seniority unit
structure established between it and the unions on present black
employees.
A . The No-Transfer Rule
The "no-transfer" rule is in force at all of Yellow's
terminals within the Southern Conference [S. P. Murphy Deposition
at p.33 (E. )]. The rule is unilaterally imposed by the
Company and bars covered employees from transferring between
bargaining units at the same terminal [S. P. Murphy Deposition
at p.34 (E. ) and W. C. Smith Affidavit (R. 423)]. Thus, if
an employee who is a city driver wishes to transfer to the over-
the-road driver classification, he must resign his job as a city
driver and accept employment at one of Yellow's terminals in
another city where he would have only as much job security in
terms of work assignment, layoff, and shift preference as would
a newly hired employee [S. P. Murphy Deposition at p.34 (E. )
and Second Answers, No. 25].
B. Effects of Separate Seniority Rosters
By operation of the separate seniority unit structure, an
employee transferring between jobs in different bargaining units
The Company has terminals outside the Southern Conference
where this policy is not in effect. At those locations an employee
could transfer between bargaining units without changing terminals
[S. P. Murphy Deposition at p.34 (E. )]. However, see discussion,
infra at p. 20 regarding the consequences of changing bargaining
units.
20
must forfeit accumulated bid seniority [W. C. Smith Affidavit
p.4 (R. 424) and Second Answers Nos. 19, 23, 24 and 25]. Once
an employee transfers, he loses accrued seniority in his old
seniority unit even if he later decides to return to his old job.
Some white employees have been permitted to retain the
right to "retreat" to their old bargaining unit without loss of
15/
seniority. This is normally accomplished by the transferring
employee making a request of the Company for a "leave of absence
of limited duration" from his old job while he tries out his new
16/
job. [See W. L. Swain Deposition and Exhibits A-2, A-4 and A-6
attached to Plaintiff's Request for Admissions (R. 363, 365, 367)].
If the Company agrees to permit a leave of absence for that
purpose, it prepares and signs a request letter which is then
sent to the local union for its signature. Only if both the
Company and the union agree in writing is the employee entitled
to have "retreat rights" [S. P. Murphy Affidavit 9, 10, and
11 (1̂. 433-434) and Yellow's Admissions Nos. 17 and 18 (R. 481)].
Plaintiff became ensnared in this system when he attempted
to take the giant step as the very first black at Yellow's Atlanta
14/
-±—/ Were the Company to abandon its "no-transfer" policy at its
terminals within the Southern Conference, a transferring employee
would nevertheless go to the bottom of the seniority roster in
his new bargaining unit and would also forfeit seniority accumu
lated in his old seniority unit [W. C. Smith Affidavit at p.4
(R. 424) ] .
j5/ See footnote 19,infra. In his affidavit S. P. Murphy states,
without citing specific instances, that numerous white employees
throughout the Yellow System request leaves of absence for the
purpose of trying out road driver jobs but are consistently
turned down [S. P. Murphy Affidavit 13 (R. 434)] .
16/ The request may also be initiated by the Company or the
union [Yellow's Admissions, No. 17 (R. 481)].
21
terminal ever to take a job as an over-the-road driver. When
he transferred he took with him none of his- years of accrued
seniority. When he sought to return to his old job at the Atlanta
terminal, his accrued seniority had vanished [Yellow's Admissions,
No. 13 (R. 480)].
At no time, either prior to or after the district court's
grant of summary judgment, has any of the defendants submitted
any evidence in any form permitted by Rule 56, F.R.Civ.P. to
dispute these facts.
V. Sagers' Individual Claim
Not only was the plaintiff discriminated against in the
same manner as the entire class, but the evidence clearly demon
strates that in addition he was the victim of unequal treatment
at the hands of his employer and the unions.
17/
Sagers was hired by Watson-Wilson in 1955 (R. 478). In
1963, he became Watson-Wilson's first black city driver and was
tso employed until November, 1969 when he transferred to a road
driver job at Yellow's Nashville, Tennessee terminal. Before
transferring, he made several requests of Company officials for
18/
a leave of absence for the purpose of trying out his new job.
He was aware that white employees had been given leaves of
absence while they tried out new jobs and believed that he too
should be permitted to take a leave. The undisputed evidence in
the record shows that at least one white employee was granted a
n r See footnote 9, supra.
18/ in effect, a leave of absence from his city driver job would
have preserved his fourteen years of bid seniority as a city
driver. See discussion, supra, at p. 21.
22
leave of absence for no other reason than to permit him to try
out an over-the-road job and that there is a second white
employee who was granted a leave of absence partly to permit him
19/
to try out a road driver job. Both of these persons received
the prior written permission of Local 728 and the Company. [See
Plaintiff's Request for Admissions, Exhibit Nos. A-2 and A-3
(R. 363-364).]
There is no dispute that the plaintiff made at least two
requests of Company officials for a leave of absence so that he
could have a trial period as a road driver, nor that his request
was denied by the Company and that he was given the option of
resigning his city driver job or declining the road driver posi
tion [Yellow's Admissions Nos. 7 and 10 (R. 479, 480)].
— ■ The evidence in the record shows that six white employees
and no black employees had been granted leaves of absence so
that they could try out other jobs (excluding those granted
leaves of absence so that they could take full-time union jobs
or supervisory jobs at the Company). Three such employees,
Messrs. Hill, Sanders, and Jordan, were granted leave pursuant
to the various Southern Conference supplemental agreements. [E.g.,
see Pickup and Delivery Supp. Agmnt. Art. 43 § 2 and Over-the-
Road Supp. Agmnt Art. 41 § 2 appearing in the record as Union
Answers, Exhibits 5 and 4, respectively, which permit the granting
of leaves of absence upon written permission signed by both the
employer and the union provided the employee does not work for
a competitor in the trucking industry (E. , )]. These
three persons were granted 90-day leaves so that they could try
out new businesses. Another white employee, W. J. Bennett,
was granted a 90-day leave for reasons not stated. The fifth
white employee, John Washington, was granted a 30-day leave so
that the Company could try out a new peddle-run and determine
if it was profitable and to permit him to determine if he pre
ferred city or road driver work. The sixth white employee,
E. A. Florence, was granted a 30-day leave for the sole purpose
of allowing him to decide whether or not he preferred road
driving or city driving. [See Exhibit A-2 through A-9 attached
to Plaintiff's Request for Admissions (R. 363-370) and Yellow's
Admissions Nos. 18 through 23 (R. 481-483).]
23
The only area open to possible dispute is the question of
whether or not the plaintiff requested the aid and assistance
of Wayne Sheppard, vice-president of Local 728, in obtaining a
2 0/
leave of absence. Plaintiff, at his deposition, testified that
he called Mr. Sheppard at the union hall prior to his resignation
from his city driver job and informed him that he wanted to
obtain a leave of absence [Sagers' Deposition at p.9 (E. )].
He testified further that Sheppard responded that the Company
did not have to give him a leave of absence but that he, Sagers,
should go on the road if he wanted to [Sagers' Deposition at pp.
9-10 (E. - )]. Mr. Sheppard's affidavit states:
Richard B. Sagers never at any time requested
me, as the Local Union's representative of the
employees of Yellow Freight Systems, Inc.,— or
any other official representative of ... Local
Union No. 728— to procure for him a leave of
absence of any kind prior to his resignation
from the Employer to accept a position as
over-the-road driver. (emphasis added) (R. 503)
Of course, the record is silent as to whether or not Mr.
1Sheppard acknowledges ever speaking with the plaintiff about a
leave of absence prior to Sagers' resignation from his city
driver job. If he had not, presumably Mr. Sheppard would have
so stated at arbitration. The record is also silent as to
whether or not Mr. Sheppard considered his telephone conversation
with the plaintiff a "request" and, if so, whether or not he
deemed it a request made of him in his official capacity.
There is no dispute, however, that after plaintiff returned
to his city driver job his name was placed at the bottom of the
1 ̂ / The~ existence of a factual dispute as to this issue is of no
import since the Company's flat refusal of Sagers' request by
itself effectively foreclosed plaintiff from obtaining a leave.
See page 21, supra.
24
seniority list at the request of Local 728. [See Yellow's
Admissions No. 13 (R. 480).] There is also no dispute that
the union's representation at arbitration was less than
2 1 /
vigorous.
ARGUMENT
Even at the door of the Court of Appeals the defendant
unions do not appear to have comprehended the import of Rule 56,
F.R.Civ.P., or the requirements of Title VII of the 1964 Civil
Rights Act, 42 U.S.C. §§ 2000(e) et seq. and 42 U.S.C. § 1981.
I
THE DISTRICT COURT PROPERLY GRANTED THE
MOTION FOR PARTIAL SUMMARY JUDGMENT UPON
THE ISSUES RELEVANT TO THE CLASS.
A . The Requirements of Rule 56, F.R.Civ.P.
Rule 56 is designed to permit the speedy resolution of
legal disputes where there is no genuine dispute as to the
essential facts. See Bros., Inc, v. V7. E. Grace Mfg. Co., 261
F.2d 428, 432 (5th Cir. 1958). In restating this proposition,
Judge Winter wrote:
[T]he function of a motion for summary judgment
is to smoke out if there is any case, i.e., any
genuine dispute as to any material fact, and, if
_
——7 The transcript of the arbitration discloses that Sagers'
union representatives did nothing more than state Sagers' asserted
position [see transcript of arbitration attached to W. Sheppard
Affidavit (R. 508-512)]. A clue to the unions lack of vigor in
representing the plaintiff appears at page 44 of Sagers' Depo
sition where he states that Weldon Mathis, a member of the
National Negotiating Committee, told him that after hearing the
tape of the plaintiff's hearing "he went along with the company"
and that the union did not take a position because its position
would have been against him, Sagers J.' (E. ).
25
there is no case, to conserve judicial time
and energy by avoiding an unnecessary trial
and by providing a speedy and efficient
summary disposition. Bland v. Norfolk & So.
R-R. Co., 406 F.2d 863, 866 (4th Cir. 1969).
Summary judgment may be granted on the issue of liability,
leaving for subsequent; resolution disputed questions as to the
amount of damages. See Rule 56(c), F.R.Civ.P.
Plaintiff has always recognized that he has a heavy burden
as movant to clearly demonstrate that there is no genuine issue
as to any material fact and that he is entitled to judgment as
a matter of law. Shahid v. Gulf Power Co., 291 F.2d 422, 423
(5th Cir. 1961). The absence of genuine issues of fact must
appear from the pleadings and evidentiary documents in the
record. See Rule 56(c), F.R.Civ.P. It is likewise settled law
that the papers supporting the movant's position are closely
scrutinized while the opposing papers are indulgently treated
in determining whether the movant has satisfied his burden. But
the district court noted, when the movant makes out a convincing
tshowing as to the absence of genuine issues of fact, the party
opposing the motion must demonstrate by; receivable facts that
a real, not formal controversy exists (R. 568), quoting from
Bruce Construction Corp. v. United States, 242 F.2d 873, 875 (5th
Cir. 1957). It simply will not do for the party opposing the
motion to stand on mere denials. He "must set forth specific
facts showing that there is a genuine issue for trial," Rule
56(e), F.R.Civ.P. Neither is the party opposing the motion
permitted to hold back his evidence until trial on the possibility
that an issue of fact might arise if the case goes to trial.
See (R. 569) quoting from Cunningham v. Securities Investment
26
Co., 278 F-2d 600, 603 (5th Cir. 1960). Thus, as the district
court stated, "... if the party opposing summary judgment does
not disclose the merits of his case or defense, nor explain,
pursuant to Rule 56(f) , why he cannot present by affidavit facts
essential to justify his opposition, he is no longer entitled
to the rule liberally construing the pleadings in his favor.
6 Moore, Federal Practice, 1(56.22 (2) at 2822 (1972)" (R. 568).
The rule requiring the party opposing the motion to come
forward with receivable facts or to explain why he cannot present
facts essential to justify his opposition once the movant has
demonstrated the absence of a genuine dispute of the material
facts is particularly applicable in this case where the proof
in support of the motion is largely documentary and has a high
degree of credibility. See Bauman, A Rationale for Summary
Judgment, 1958, 33 Ind. L. Rev. 467, 483.
In opposing plaintiff's motion in the court below and on
this(appeal, the unions have done nothing more than allege legal
conclusions and make assertions that they are entitled to a
trial on the hope that they can produce evidence at that time
that would justify the application of the seniority provisions
of their collective bargaining agreements to the members of the
22 /
class. Despite the fact that they had ample opportunity to
indeed, a month and a half before the district court issued
its decision, plaintiff indicated point-by-point that the unions
had failed to meet their obligation under Rule 56. See Plain
tiff's Second Reply Memorandum in Support of Motion (R. 516).
If they believed that the plaintiff and the Company had misrep
resented any facts to the court or had failed to disclose facts
which would mandate denial of relief to the plaintiff or the
class, it should have so notified the court and/or requested a
hearing. This they did not doI
27
present facts sufficient to meet their minimal duty under Rule
56, they have failed to do so. The court below, therefore,
properly concluded that what the undisputed record shows as to
the employment practices of the defendants is true.
As the papers filed in the court below clearly demonstrate
both the Company and the unions vigorously disputed the legal
conclusions to be drawn from the facts. See Company's and
Unions' Memoranda in Opposition to Plaintiff's Motion for
Summary Judgment (R. 371, 388, 403). Disputes as to legal
issues only are no bar to the grant of summary judgment. See
Palmer v. Chamberlain, 191 F.2d 532, 540 (5th Cir. 1951) and
Aho v. Erie Mining Co., 466 F.2d 359 (8th Cir. 1972). The
district court properly resolved those legal questions in plain
tiff's favor upon the undisputed facts of this record.
t
28
B. Well-Established Principles of Title VII Law
Gave Plaintiff a Right to Partial Summary
Judgment
As this Court noted in Herrera v. Yellow Freight Systems,
Inc., infra at p. 67,,the pattern of racial discrimination
at Yellow is virtually a carbon copy of that examined in
2 3/
Rodriquez v. East Texas Motor Freight, infra. It might be
added that this record discloses the same pattern of discrimina
tion examined by this Court in Bing v. Roadway Express, supra
(history of hiring discrimination demonstrated by statistical
evidence, no-transfer policy and lock-in seniority system in
effect and no showing of business necessity to justify either
rule).
At the risk of belaboring the obvious, plaintiff will sum
marize the facts— all undisputed— that clearly demonstrate his
entitlement, as a matter of law, to summary judgment on the issue
of class-wide discrimination.
tPlaintiff's statistical proof demonstrates that the Company
discriminated in hiring at all of its terminals in the Southern
Conference until 1971. See Statement of Facts, pp.15-16-
As this Court stated in Rodriquez, infra at p. 53:
A prima facie case of discrimination may be
established by statistical evidence and
statistical evidence alone.
'
-=-=■' Both Herrera and this case arise out of Yellow's operations
in the area covered by the Southern Conference of Teamsters.
Herrera did not, however, dispose of any of the claims of the
members of the present class of blacks. Herrera involved the
claims of three Mexican-Americans only. Without dispute, this
record shows that the pattern of hiring discrimination, no-trans
fer rule, and the lock-in seniority system applied at all of
Yellow's operations within the Southern Conference, at least
through July, 1971. See Statement of Facts, pp. 14-22.
29
Only the defendant Company even attempted to explain the
disparity in hiring, and its explanations confirm plaintiff's
allegations. See S. P. Murphy Affidavit (R. 429). The record
shows that blacks were not hired as road drivers because of the
reluctance of the Company's own managers to hire blacks into
road driver jobs and because of reliance on word-of-mouth
recruitment practices. See Statement of Facts, pp. 17-18.
Even though top management in 1965 announced its intention to
comply with the requirements of Title VII, it was not until
years later when it took, or threatened to take, direct action
at the local level that blacks were hired as road drivers in
the Southern Conference. See Statement of Facts at p. 18.
This Court has repeatedly held that "word-of-mouth" recruit
ment is unlawful where it serves to perpetuate an all-white
work force. See Long v. Sapp, 502 F.2d 34, 41 (5th Cir. 1974);
United States v. Georgia Power Co., 474 F.2d 906, 925 (5th Cir.
1973)?; Franks v. Bowman Transportation Co., 495 F.2d 398, 418
(5th Cir. 1974).
The defendants have presented no facts that would justify
as a business necessity the application of the no-transfer rule
24_/or the separate seniority roster system to members of the class.
There is no question of fact as to the existence of the
no-transfer rule.
Plaintiff notes that repeated attempts to demonstrate that
business necessity dictates the application of these two impedi
ments to equal employment opportunity for blacks who have been
the victims of discrimination have consistently failed. E.q.,
see Rodriquez v. East Texas Motor Freight, infra; Franks v.
Bowman Transportation Co., supra; Herrera v. Yellow Freight
Systems, Inc., infra; Bing v. Roadway Express, supra; Jones v.
Lee Wav Motor Freight, infra.
30
The unions' argument that there are issues of fact as to
the existence of the no-transfer rule and that its "lock-in"
effect is disputed is nothing more than a crude charade. They
quote part of the Company's answer to plaintiff's first interrog
atories number 23 (a) which by itself suggests that the Company
denies that it restricts transfers to over-the-road jobs. They
fail to point out, however, that the question asked was directed
to transfers from non-road driver classifications at the Atlanta
terminal to road driver jobs at other terminals in the Yellow
network. As described above at p. 20, the no-transfer rule
applies to transfers between job classifications at the same
terminal.
Existence of disputed questions as to the "lock-in" effect
of separate seniority rosters preventing transfer with carryover
seniority is, of course, a legal conclusion to be drawn from
an examination of past hiring practices together with a reading
of the seniority provisions of the various collective bargaining
agreements between the Company and the unions. The granting
of summary judgment is not barred by the presence of a "dispute"
25 /
as to this issue. See Franks v. Bowman Transportation Co.,
495 F.2d 398, 415 (5th Cir. 1974).
26 /
The unions' discussion of "rightful place" is premature
unless it is their contention that the formula outlined by the
2 5/— / Plaxntiff submits that any dispute as to the lock-in effect of
the seniority provisions of the union's collective bargaining
agreements with the Company is only a formal one. in addition,
plaintiff submitted specific proof in respect to this issue. See
Claude Wilson's Affidavit (R. 452). The unions have, to this day,
submitted no specific proof that would contradict plaintiff's
position.
2 6 / Calculation of the amount of carryover seniority that indi
vidual class members will have has not yet been done.
31
district court for calculating the amount of carryover seniority
of individual class members is error. The parameters set for
determining the amount of carryover seniority to be afforded
individual class members are among the technical details which
.. , partial
plaintiff in his motion for/summary judgment suggested might be
left by the court for possible agreement of the parties or
further simplified proceedings (R. 335-336). After plaintiff's
motion was granted, he and the Company did come to an agreement
on this issue. Since no agreement was forthcoming from the
unions, plaintiff and Yellow jointly applied to the court for
an order which, in accordance with the qualification-date formula
announced in Bing II, supra, provided for class members who trans
ferred to road driver jobs to take their terminal seniority or
if they did not have the requisite experience qualifications
applicable to all road drivers at the time they were hired, to
carryover seniority from the date they acquired the necessary
qualifications. See Decree ^5 (R. 560-561).
The unions recognize that this Court has reaffirmed the
Bing II qualification-date formula used in this case but would
impose an additional burden on the plaintiff by having him and
the members of the class demonstrate (1) that road driver
vacancies in fact existed after they gained the requisite
experience for those jobs, and (2) that he had the desire for
a road driver job. The unions' position as to vacancies is con
trary to both the law and the record. The burden of showing
the lack of vacancies is upon the violators of the Act. See
Baxter v. Savannah Sugar Refining Corp., 495 F.2d 437, 444 (5th
32
Cir. 1974). Here, while the unions raised the no-vacancy issue
in their legal papers in opposition to the proposed consent
decree, they made no effort to demonstrate in fact the lack of
vacancies for over-the-road jobs during any relevant period.
The record shows that Yellow employed numerous whites as road
drivers in the Southern Conference every year since 1965 (see
Second Answers, Ex. A). However, the court noted that the record
showed that there were no vacancies for substantial periods at
two of Yellow's terminals and ordered that the seniority dates
for class members transferring to those terminals be adjusted
27 /
accordingly.
To require an employee to show that he had a "desire" for
a road driver job at the time he became qualified to hold one
would require a victim of discrimination to prove that he had
desires and expectations above those he could realistically
expect to achieve in face of the racial policies of an employer.
It would "reward" those with unrealistically high expectations by placing them
/in their "rightful place" and punish those whose expectations
were more in line with reality. Moreover, to condition the right
to relief upon a showing of "desire" would require the same kind
of subjective proof that this Court has sought to eliminate as
an element of Title VII causes of action. Cf. Local 189, United
Papermakers & Paperworkers v. United States, 416 F.2d 980 (5th
Cir. 1969), cert, denied 397 U.S. 919. Plaintiff submits that
UL/ it should be noted that the adjustment of the seniority dates
of class members at these locations due to a lack of vacancies
has no impact since the rank of class members would be unchanged
in relation to the white employees hired, at the time hiring was
suspended and at the time hiring resumed. See p. 20 as to the
effect of bid seniority.
33
this argument proceeds on the same "reward" theory advanced in
Thornton v. East Texas Motor Freight, 497 F.2d 416, 421 (6th Cir.
1974) which this court specifically discussed and rejected in
Rodriquez, supra. Whether a person would have desired a road
driver’s job in the past were his hopes and aspirations not
dampened by rampant racism can be best reflected in whether he
desires transfer now. Cf. Rodriquez, supra at p. 64. Imposition
of an additional requirement as suggested by the unions would
only create "built-in headwinds" for minority groups and would
enmesh the courts in a morass of proof as to the states of mind
of workers in prior years.
Without doubt the district court was correct in exercising
its discretion to grant plaintiff's motion for summary judgment.
Indeed the court's decision fulfills the very purpose of Rule 56.
As Judge Brown stated in Bros., Inc, v. W. E. Grace Mfg. Co.,
supra at 432:
Summary judgment is a marvelous instrument in
expediting the administration of justice. it
is the means by which causes or defenses with
no real merit are weeded out without the
hazard of a decision on an artificial situation
described by artful pleadings, or without the
cost in precious judicial time of a long pro
tracted trial which ends with a determination
that, on the facts viewed most favorably to a
party, the claim or defense is not good as a
matter of law.
The unions that are defendants in this suit have sought to
litigate over and over again the same issues that are present
in this case. It was clear in 1971 that the no-transfer rule
and separate roster system would have to yield upon a showing
of past hiring discrimination. See Bing I, supra. But for the
34
unions' intransigence, many of Yellow's black employees in the
Southern Conference would now be earning an average of $4,000
to $6,000 a year more than they could as city drivers. See
Statement of Facts at p. 16 . The unions' tactics have only
served to cause delay for the plaintiff class and additional
and unnecessary burden on the court. Their actions in this case
can only highlight the utility of Rule 56 to help hasten the day
when black and other minority workers will attain rights guaran
teed them under the Act.
II
THE DISTRICT COURT'S GRANT OF SUMMARY JUDGMENT
IN PLAINTIFF'S INDIVIDUAL CASE WAS PROPER.
While the district court, in its Order of September 28,
1973, declined to grant that portion of the motion directed to
the plaintiff's individual claim of unequal treatment in refusing
to him a leave of absence, it is clear that the court in that
same prder found that the plaintiff, like the members of the
class, was the victim of Yellow's discriminatory hiring policies
(R. 579) , and that conditioning his transfer upon a change of
location and loss of seniority was insufficient to discharge the
defendants' affirmative duty under Title VII to undo past dis
crimination (R. 580). Clearly plaintiff cannot be denied
relief because he attempted to transfer and was required to
pay the unlawful price of transfer. The only question left
open after the district court's order of September 28, 1973 was
the amount of seniority to which the plaintiff is entitled.
Once having found that the plaintiff was injured, the district
35
court's power to fashion an equitable remedy is broad. See
Franks v. Bowman Transportation Co., supra at p. 414. Indeed,
it has a duty to make the discriminatee whole and to remedy the
effects of past discrimination. Idy Certainly the named
plaintiff is entitled to no less injunctive relief than members
of the class where his injury arises out of the very same set
of circumstances that entitles the class to a remedy.
As fully discussed in part I(B) above, the unions have
presented no facts that would serve as a basis for the district
court to decline to set the parameters of seniority relief for
the class. Since undisputed facts in this record show that the
named plaintiff meets all of the qualification criteria entitling
him to relief and the unions chose not to object to any of
the provisions of the proposed order addressed to the plaintiff's
individual claim, the district court properly specified Sagers'
remedy in its final order. That order should not be disturbed.
1
36
Ill
THE DISTRICT COURT DID NOT ABUSE ITS DISCRETION
IN DETERMINING THAT THIS IS A PROPER RULE 23
(b) (2) CLASS ACTION.
The contention that this case is not a proper class action
because the plaintiff has not met the requirements of F.R.Civ.P.
Rule 23(a)(1) and (a)(4) is frivolous.
The district court defined the class as all black employees
of Yellow Freight, excluding office and supervisory personnel,
who are employed within the area covered by the Southern Con-
28/
ference of Teamsters (R. 553). As the plaintiff points out
at page 15, supra, the record clearly indicates that there were
approximately 130 members of the class as of May 12, 1972.
There were at least 113 class members employed by Yellow prior
29/
to July 1, 1971. The courts have held in a civil rights action
that the requirement of numerosity is met where there were as
few as 18 persons in the class. See Cypress v. Newport News
General & Non-Sectarian Hospital, 375 F.2d 648, 653 (4th Cir.
1967).
28/ The inclusion of office and supervisory personnel in the
district court's Decree is an oversight. Since the court's
Decree disposes of the claims of class members with respect to
positions of over-the-road drivers only, it is submitted that
this oversight is of no import since there is little or no like
lihood that office and supervisory workers at Yellow who were
employed prior to July 1971 have any interest in becoming road
drivers. Plaintiff is willing to join the Appellant in an appli
cation to amend the district court's decree that would exclude
office and supervisory personnel. Additionally, plaintiff has
consistently sought to represent the class of all Yellow's black
employees nationwide. Limitation of the class to Yellow's black
employees in the Southern Conference is the result of a decision
made by the district court in the exercise of its discretion
(R. 226).
29/ see Yellow's Answers, Ex. A.
37
Given the appellants' assertion of collusion between the
plaintiff and Yellow, it is assumed that argument as to whether
or not the plaintiff has met the requirements of Rule 23(a) (4)
is limited to the question of whether or not the plaintiff has
12/acted antagonistically to the interests of the class. It should
be noted that this is a factual issue not raised by the unions
below and is, therefore, an inappropriate subject for review in
this Court. See DeBardelaben v. Cummings, 453 F.2d 320 (5th
Cir. 1972). Additionally, determination of what constitutes
adequate representation, within the meaning of Rule 23, depends
on the circumstances of each case and, generally, unless abuse
is shown, the trial court's decision as to whether or not a
proper class action has been brought is final. See Johnson v.
Georgia Highway Express, Inc., 417 F.2d 1122, 1123 (5th Cir.
1969). The district court found that this case could be main
tained as a class action in its order of July 24, 1972 (R. 266)
and that finding was reaffirmed in its subsequent orders of
September 23, 1973 (R. 553) and September 10, 1974 (R. 664).
The unions have failed to address, much less meet, either of
these predicates on this appeal.
Antagonism that defeats a class action must go to the heart
of the controversy. See Berman v. Narragansett Racing Assn.,
414 F.2d 311, 317 (1st Cir. 1969). No action taken by the
plaintiff violates either the letter or spirit of Rule 23 (a) (4) .
30 / since the plaintiff does not seek to represent the interests
of Yellow's white employees or their minority employees who are
not black, there is no need to discuss whether or not the plain
tiff has acted antagonistically to their interests.
38
Plaintiff has consistently sought to obtain the right to transfer
to road driver jobs for all of Yellow's black employees who
have been the victims of Yellow's discriminatory hiring policies
and who now find themselves locked in by a no-transfer rule and
a seniority system from which they cannot escape without paying
a price which court after court has held to be unlawful under
Title VII of the civil Rights Act of 1964, 42 U.S.C. §§ 2000(e)
et seg. and 42 U.S.C. § 1981. See, e.q., Rodriguez v. East Texas
Motor Freight, 505 F.2d 40 (5th Cir. 1974); Herrera v. Yellow
Freight Systems, Inc., 505 F.2d 66 (5th Cir. 1974); Resendis v.
Lee Motor Freight, 505 F.2d 69 (5th Cir. 1974); Franks v. Bowman
Transportation Co., 495 F.2d 398 (5th Cir. 1974); Thornton v.
East Texas Motor Freight, 497 F.2d 416 (6th Cir. 1974); Wither
spoon v. Mercury Freight Lines, Inc., 457 F.2d 496 (5th Cir. 1972)
Bing v. Roadway Express, 444 F.2d 687 (5th Cir. 1971); Jones v.
Lee Way Motor Freight, Inc., 431 F.2d 245 (10th Cir. 1970), cert.
denied 401 U.S. 954 (1971) and scores of district court opinions.
The relief ordered by the district court permits plaintiff and
qualified class members' to transfer to road driver jobs and to
take with them seniority sufficient to put them in their rightful
31/
place.
No action taken by the plaintiff in this litigation has
prejudiced the rights of any class member. In an effort to obtain
31/ Tt should be noted that the seniority relief granted by the
district court is consistent with the standards established by
this Court in Bing v. Roadway Express, Inc., 485 F.2d 441 (5th
Cir. 1973) and Rodriquez, supra. Here the plaintiff and the mem
bers of the class who elect to transfer take with them an adjusted
seniority date which is designed to put them in no better position
than white road drivers who were not the victims of unlawful dis
crimination. See Order of September 10, 1974 (R. 673 ) .
39
expeditious transfer rights for Yellow's black workers, plaintiff
agreed in 1971 that he would not assert the back pay claims of
individual class members against the Company. At no time did
he enter into an agreement with any of the defendants to waive
the right to back pay of any class member. There was and is no
agreement that acceptance of road driver jobs by any class member
would be conditioned on waiver of the right to back pay. A
reading of the district court's decree discloses that the right
32/
of members of the class to back pay is not barred. Thus, any
class member who wishes back pay need only come into court and
claim it.
1
32/ The~ decree simply states that "This decree shall adjudicate
and finally dispose of the claims and rights of the class members
with respect to positions as over-the-road drivers with defendant
Yellow..." (R. 671 ) . No where does it declare that all claims
of class members have been adjudicated, and no where does it dis
cuss or dispose of the back pay claims of the members of the
class. Further, it does provide for the mailing of notices to
all class members (R. 672 ).
40
IV
THE DISTRICT COURT DID NOT ERR IN HOLDING
THE INTERNATIONAL UNION LIABLE.
The unions argue that this Court's decisions in Resendis,
supra, and Herrera preclude liability for the International.
Essentially the same collective bargaining agreements that were
examined in the Rodriguez trilogy are at issue in this case,
but whatever the evidence showed in Resendis and Herrera, the
undisputed facts in this case clearly demonstrate the direct
involvement of the International in the negotiation and admin
istration of the contracts that serve to lock-in the plaintiff
and the class.
That the International is not responsible for the discrim
inatory hiring practices at Yellow does not relieve it of
liability. In fact, this Court has stated on many occasions
that'Title VII places an affirmative duty on labor unions, as
well as employers, to take corrective steps to prevent present
discriminatory practices, to remove the impediments that perpet
uate past discrimination and to put the victims of discrimination
into their "rightful place." See Carey v. Greyhound Bus Co.,
500 F.2d 1372, 1377 (5th Cir. 1974); Pettway v, American Cast
Iron Pipe Co., 494 F.2d 211, 243 (5th Cir. 1974); and Rodriguez,
supra.
The record in this case shows, without dispute, that the
International participates in the negotiation of both the
41
National Agreement and the Southern Conference Supplemental
Agreements. The International has exclusive control over the
Southern Conference of Teamsters and acts directly in the
administration of the Southern Conference Supplemental Agreements.
pp. 11-14.
See Statement of Facts,/ The International Constitution requires
all of its locals within the area governed by the Southern Con
ference to participate in and pay dues and assessments to the
Southern Conference. See Union Answers, Ex. 1 at p. 102 (E. ).
Additionally, it is the International Constitution that permits
it to enforce the contracts it and the Southern Conference nego
tiates against all of its locals within the area covered by the
Southern Conference once it gains the approval of only a majority
32/
of its locals in that area. See Union Answers, Ex. 1 at p.
103 (E. ). In face of the documentary evidence in this
record there can be no doubt as to the correctness of the dis-
r
trict court's decisions holding the International liable.
3 3/ The effectiveness of the International in convincing its
locals to accept its proposals is graphically demonstrated in
the Affidavit of J. W. Morgan where he obtained the unanimous
approval of the representatives of the local unions within
the Southern Conference authorizing him to seek abolition of
the "no-transfer" rule. See footnote 6, supra.
42
V
THE DISTRICT COURT DID NOT ABUSE ITS
DISCRETION- IN ASSESSING A PORTION OF
THE ATTORNEYS' FEES AGAINST THE UNIONS.
The unions have succeeded in delaying the attainment of the
right of qualified Yellow's black employees to transfer to the
high paying road driver jobs for over three years. As a result
these black workers have lost $12,000 to $16,000. Must black
and other minority workers re-litigate the same issues time and
again against the same union at each and every terminal of the
hundreds of trucking companies around the country in order to
gain the right to enjoy the same seniority privileges as their
white counterparts?
Once liability has been found, the district court is
empowered with the discretion to award attorneys' fees against
those defendants found liable. E.g., see Baxter v. Savannah
Sugar Refining Corp., supra; Johnson v. Georgia Highway Express,
Inc., 488 F.2d 714 (5th Cir. 1974).
Here the district court has assessed one-half of the award
of attorneys' fees against the unions, with each of the three
unions bearing just one-sixth of the total award. The district
court did not abuse its discretion and its apportionment of the
34 /
award should not be disturbed.
34 / The amount of attorneys' fees to be awarded the plaintiff
has not yet been determined.
43
CONCLUSION
For the reasons set forth above, the decision of the
district court should be affirmed.
Respectfully submitted
JACK GREENBERG ^
MORRIS J. BALLER
0. PETER SHERWOOD
10 Columbus Circle
New York, New York 10019
JOHN R. MYER
Crosland, Myer, Rindskopf & Terry
2415 Nat'l Bank of Georgia Bldg.
34 Peachtree Street, N.W.
Atlanta, Georgia 30303
Attorneys for Plaintiff-Appellee
43a
CERTIFICATE OF SERVICE
This is to certify that on this 24th day of January, 1975
I served copies of the foregoing Brief for Appellee Richard B.
Sagers upon the following counsel of record by United States
Mail, postage prepaid:
Charles Kelso, Esq.
Fisher & Phillips
3500 First National Bank Tower
Atlanta, Georgia 30303
L. N. D. Wells, Jr., Esq.
G. William Babb
8204 Elmbrook Gardens Drive
Dallas, Texas 75247
Mr. Stephen P. Murphy
Yellow Freight System, Inc.
P. O. Box 7270
Shawnee Mission, Kansas 66207
Gerald D. Letwin, Esq.
Equal Employment Opportunity
Commission
1206 New Hampshire Avenue, N.W.
Washington, D. C. 20506
A _________ __________
Appellee
44