Dowell v. Oklahoma City Board of Education Brief for Appellants
Public Court Documents
January 1, 1988

Cite this item
-
Brief Collection, LDF Court Filings. Dowell v. Oklahoma City Board of Education Brief for Appellants, 1988. 2afe1325-b09a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/b148e474-7edf-4a6e-962e-eec8aa8f1b77/dowell-v-oklahoma-city-board-of-education-brief-for-appellants. Accessed June 12, 2025.
Copied!
In the UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT No. 88-1067 ROBERT L. DOWELL, et al., Plaintiffs-Appellants, v. THE BOARD OF EDUCATION OF THE OKLAHOMA CITY PUBLIC SCHOOLS, et al., Defendants-Appellees. BRIEF FOR APPELLANTS LEWIS BARBER, JR. Barber/Traviolia 1528 N.E. 23rd Street Oklahoma City, Oklahoma 73111 (405) 424-5201 JOHN W. WALKER LAZAR M. PALNICK John W. Walker, P.A. 1723 Broadway Little Rock, Arkansas 72206 (501) 374-3758 JULIUS L. CHAMBERS NORMAN J. CHACHKIN JANELL M> BYRD 99 Hudson Street, 16th fl. New York, New York 10013 (212) 219-1900 Attorneys for Appellants In the UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT No. 88-1067 ROBERT L. DOWELL, et al., Plaintiffs-Appellants, v. THE BOARD OF EDUCATION OF THE OKLAHOMA CITY PUBLIC SCHOOLS, et al., Defendants-Appellees. CERTIFICATION REQUIRED BY 10th CIR. R. 28.2 ( a ) The undersigned certifies that the following parties or attor neys are now or have been interested in this litigation or any related proceedings. These representations are made to enable judges of the Court to evaluate the possible need for disqualifi cation or recusal. Robert L. Dowell, a minor, by his father A.L. Dowell (plain tiff) ; Vivial C. Dowell, a minor, by her father A.L. Dowell; Edwina Houston Shelton, a minor, by her mother Gloria Burse; Gary Rus sell, a minor, by his father George Russell; Stephen S. Sanger, Jr. (intervening plaintiffs); Yvonne Monet Elliot and Donnoil S. Elliot, minors, by their father Donald R. Elliot; Diallo K. McClarty, a minor, by his mother Donna R. McClarty; Donna Chaffin and Floyd Edmun, minors, by their mother Glenda Edmun; Chelle Luper Wilson, a minor, by her mother Clara Luper; Donna R. Johnson, Sharon R. Johnson, Kevin R. Johnson, and Jerry D. Johnson, minors, by their mother Betty R. Walker; Lee Maur B. Edwards, a minor, by his mother Elrosa Edwards; Nina Hamil ton, a minor, by her father Leonard Hamilton; Jamie Davis, a minor, by his mother Etta T. Davis, and Romand Roach, a minor, by his mother Cornelia Roach (intervening plaintiffs); l The Board of Education of the Oklahoma City Public Schools, Independent District No. 89, Oklahoma County, Oklahoma, a public body corporate? Jack F. Parker, Superintendent of the Oklahoma City Public Schools; M.J. Burr, Assistant Superintendent of the Oklahoma City Public Schools; Otto F. Thompson, Melvin P. Rogers, Phil C. Bennett, William F. Lott, Mrs. Warren F. Welch, Luke F. Skaggs, Jr., Foster Estes, and their successors as members of the Board of Education of the Oklahoma City Public Schools, Independent District No. 89; William C. Haller, County Superintendent of Schools of Oklahoma County, Oklahoma, and his successors (defen dants) ; Jenny Mott McWilliams and David Johnson McWilliams, minors, by their father William Robert McWilliams? Renee Hendrickson, Bradford Hendrickson, Cindy Hendrickson, and Teresa Hendrickson, minors, by their mother Donna P. Hendrickson; Donna P. Hendrickson (intervening defendants); John E. Green, Esq., U. Simpson Tate, Esq., E. Melvin Porter, Esq., Archibald Hill, Esq., John W. Walker, Esq., Philip E. Kaplan, Esq., Lewis Barber, Jr., Esq., Jack Greenberg, Esq., James M. Nabrit, III, Esq., Derrick A. Bell, Jr., Esq., Sylvia Drew Ivie, Esq., Michael Henry, Esq., Norman J. Chachkin, Esq., Julius LeVonne Chambers, Esq., Theodore M. Shaw, Esq., Napoleon B. Williams, Esq., Janell M. Byrd, Esq. (counsel for plaintiff and intervening plain tiffs) ; W .A . Lybrand, Esq., Coleman Hayes, Esq., J. Harry Johnson, Esq., J. Howard Edmondson, Esq., Joe Canno, Esq., Robert H. Warren, Esq. , Leslie Conner, Esq., Robert Chase Gordon, Esq., Ronald L. Day, Esq., Laurie W. Jones, Esq., D.K. Cunningham, Esq., Curtis P. Harris, Esq. (counsel for defendants); Calvin W. Hendrickson, Esq., Robert J. Emery, Esq., Hugh A. Baysinger, Esq. (counsel for intervening plaintiffs); George F. Short, Esq., Norman F. Reynolds, Esq., George S. Guysi, Esq., William G. Smith, Esq., Harold G. Thweat, Esq., Robert C. Warren, Esq. (counsel for intervening defendants)? Robert D. Looney, Esq., Thomas C. Smith, Jr., Esq., Val R. Miller, Esq., Hon. William S. Price, Esq., Hon. William Bradford Reynolds, Esq., David K. Flynn, Esq., Mark L. Gross, Esq. (counsel for amici curiae). lants ii TABLE OF CONTENTS Page Certification Required by 10th Cir. R. 28.2(a) . . . . i Table of Authorities................................... iv Preliminary Statement as to Jurisdiction ............. 1 Issues on Appeal ........................................ 1 Statement of the C a s e ................................. 3 Introduction ...................................... 3 Procedural History ............................... 3 Statement of Facts ............................... 5 A. Public School Desegregation in Oklahoma C i t y ............................. 5 B. Elementary School Resegregation ......... 8 C. Justifications for the New P l a n ......... 12 D. The District Court's Ruling ............. 18 ARGUMENT — Introduction and Summary ........................ 22 I The District Court Failed To Give Effect To This Court's Remand Directions In 1986 And Erred As A Matter Of Law In Requiring A New Showing Of Discriminatory Intent . . . 25 II The District Court Erred As A Matter Of Law And Made A Clearly Erroneous Finding When It Determined That The Impact Of Prior Racially Discriminatory Policies Of Oklahoma City School Authorities Had Become Too Attenuated To Warrant Continued Enforcement Of The 1972 Remedial Decree In This C a s e ........... .. . 3 3 III The District Court Should Have Ordered The Finger Plan Modified To More Nearly Equalize The Burdens On Black And White Students Rather Than Dissolving Its Decree Entirely . . . . 40 iii Conclusion............................................... 49 Statement As To Oral A r g u m e n t ........................ 50 Appendix: Opinion and Judgment of District Court . . la Table of Authorities Cases: Arvizu v. Waco Independent School District, 495 F.2d 499 (5th Cir. 1 9 7 4 ) .................................... 44n Booker v. Special School District No. 1, 585 F.2d 347 (8th Cir. 1978), cert, denied, 443 U.S. 915 (1979) 44n Bradley v. School Board of Richmond, 338 F. Supp. 67 (E.D. Va.), rev'd on other grounds, 462 F.2d 1058 (4th Cir. 1972), aff'd by equally divided court, 412 U.S. 92 (1973) ............................... 17n Brown v. Board of Education, 347 U.S. 483 ( 1 9 5 4 ) ........................... 6, 14, 22, 23, 25, 29 Brown v. Board of Education, 349U.S. 294 (1955) . . . 29 Carter v. West Feliciana Parish School Board, 432 F . 2d 875 (5th Cir. 1970) lln City of Mobile v. Bolden, 446 U.S. 55 (1980) ......... 35 Columbus Board of Education v. Penick, 443 U.S. 449 (1979) lln Cooper v. Aaron, 358 U.S.l (1958) .................... 46n Correll v. Easley, 237 P.2d 1017 (Okla. 1951) . . . . 16n Davis v. East Baton Rouge Parish School Board, 721 F . 2d 1425 (5th Cir. 1 9 8 3 ) .............................. 46n Dayton Board of Education v. Brinkman, 443 U.S. 526 (1979) ........................................ lln, 31 Table of Contents (continued) Page - iv - Table of Authorities (continued) Page Cases (continued): Dowell v. Board of Education of Oklahoma City, 795 F .2d 1516 (10th Cir.), cert, denied, 107 S. Ct. 486 (1986) .................... Dowell v. Board of Education of Oklahoma City, 606 F. Supp. 1548 (W.D. Okla. 1985), rev'd and remanded, 795 F.2d 1516 (10th Cir.), cert, denied, 107 S. Ct. 420 (1986) . . . Dowell v. Board of Education of Oklahoma City, 338 F. Supp. 1256 (W.D. Okla.), aff'd, 465 F .2d 1012 (10th Cir.), cert, denied, 409 U.S. 1041 (1972) ............................. 3, 7n, Dowell v. Board of Education of Oklahoma City, 244 F. Supp. 971, 976 (W.D. Okla. 1965), aff'd in pertinent part, 375 F.2d 158 (10th Cir.), cert, denied, 387 U.S. 931 (1967) ...................... Dowell v. Board of Education of Oklahoma City, 219 F. Supp. 427, 431 (W.D. Okla. 1 9 6 3 ) ................................. 6, 16n, 17n, Dowell v. Board of Education of the Oklahoma City Public Schools, No. CIV-9452 (W.D. Okla. Jan. 18, 1977) ................................... Evans v. Buchanan, 512 F. Supp. 839 (D. Del. 1981) . . Hemsley v. Hough, 157 P.2d 182 (Okla. 1945) ......... Hemsley v. Sage, 154 P.2d 577 (Okla. 1944) ........... Higgins v. Board of Education of Grand Rapids, 508 F .2d 779 (6th Cir. 1974) ........................ Keyes v. 189 School (1973) District No. 1# Denver, 413 U.S. Keyes v. School District No. If Denver, 521 F .2d 465 (10th Cir. 1975), cert, denied, 423 U.S. 1066 (1976) ................................... King-Seeley Thermos Company v. Aladdin Industries, Inc., 418 F .2d 31 (2d Cir. 1969) ........... passim 4 3 6n, 48 , 7, 34n 36n, 40n 8n 44n 16n 16n 47 36n, 40 44n 44n v Lee v. Russell County Board of Education, 563 F.2d 1159 (5th Cir. 1977) lln Lee v. Walker County School System, 594 F.2d 156 (5th Cir. 1979) lln Liddell v. State of Missouri, 731 F.2d 1294 (8th Cir. 1 9 8 4 ) ............................................... 48a Lyons v. Wallen, 133 P.2d 555 (Okla. 1 9 4 1 ) ........... 16n Mays v. Board of Public Instruction of Sarasota County, 428 F . 2d 809 (5th Cir. 1970) .................... lln McPherson v. School District No. 186, 426 F. Supp. 173 (S.D. 111. 1976) 44n Monroe v. Board of Commissioners of Jackson, 391 U.S. 450 (1968) 46n Morgan v. Kerrigan, 530 F.2d 401 (1st Cir.), cert, denied, 426 U.S. 935 (1976)............................... 46n Morgan v. Nucci, 831 F.2d 313 (1st Cir. 1987) . . . . 30n Parent Association of Andrew Jackson High School v. Ambach, 598 F.2d 705 (2d Cir. 1 9 7 9 ) ............. 47 Pasadena City Board of Education v. Spangler, 427 U.S. 424 ( 1 9 7 6 ) ............................... 30n, 42, 43n, 44 Riddick v. School Board of Norfolk, 784 F.2d 521 (4th Cir.), cert, denied, 107 S. Ct. 486 (1986) . . . 30n, 47 Rogers v. Lodge, 458 U.S. 613 (1982).................. 35 Securities and Exchange Commission v. Jan-dal Oil & Gas, Inc., 433 F.2d 304 (10th Cir. 1970) . . . . 29, 30n, 31, 32n Shelley v. Kraemer, 334 U.S. 1 (1948) ................ 16n Singleton v. Jackson Municipal Separate School District, 419 F . 2d 1211 (5th Cir. 1 9 6 9 ) .................... lln Sizzler Family Steak Houses v. Western Sizzlin Steak Houses, Inc., 793 F.2d 1529 (11th Cir. 1986) . . 44n Table of Authorities (continued) Page Cases (continued): - vi Snell v. Suffolk County, 611 F. Supp. 521 (E.D.N.Y. 1 9 8 5 ) ............................................... 38n Stout v. Jefferson County Board of Education, 537 F.2d 800 (5th Cir. 1 9 7 6 ) ............................... 47 Swann v. Charlotte-Mecklenburg Board of Education, 402 U.S. 1, 20-21 (1971) ......... 18, 29n, 31, 44, 48, 49 System Federation No. 91 v. Wright, 364 U.S. 642 (1961) 40n, 44 United States & Pittman v. Hattiesburg Municipal Separate School District, 808 F.2d 385 (5th Cir. 1 9 8 7 ) ............................................... 46n United States v. Board of Education of Waterbury, 605 F . 2d 573 (2d Cir. 1 9 7 9 ) .......................... 44n United States v. Greenwood Municipal Separate School District, 406 F.2d 1086 (5th Cir.), cert, denied, 395 U.S. 907 (1969)........................................ lln United States v. Lawrence County School District, 799 F . 2d 1031 (5th Cir. 1 9 8 6 ) ........................ 44n United States v. Louisiana, 380 U.S. 145 (1965) . . . 31 United States v. Missouri, 388 F. Supp. 1058 (E.D. Mo.), modified on other grounds, 515 F.2d 1365 (8th Cir.), cert, denied, 423 U.S. 951 (1975)................ 44n United States v. Overton, 834 F.2d 1171 (5th Cir. 1987) 30n United States v. Scotland Neck City Board of Education, 407 U.S. 484 (1972).............................. 46n United States v. Swift & Company, 286 U.S. 106, 119 ( 1 9 3 2 ) ....................... 29, 30n, 31, 32, 42, 43 United States v. Swift & Company, 189 F. Supp. 885 (N.D. 111. 1960), aff'd per curiam, 367 U.S. 909 ( 1 9 6 1 ) ........... ............................ 32n United States v. United Shoe Machinery Corporation, 391 U.S. 244 (1968)................................... 43n, 44n Table of Authorities (continued) Page Cases (continued): - vii United States v. Western Electric Company, Inc., 592 F. Supp. 846 (D.D.C. 1984), appeal dismissed, 777 F . 2d 23 (D.C. Cir. 1985) .................... 32n Wright v. Council of the City of Emporia, 407 U.S. 451 (1972) ........................................ 46n Statutes and Court Rules: 28 U.S.C. § 1 2 9 1 ........................................ 1 28 U.S.C. § 1 3 3 1 ........................................ 1 28 U.S.C. § 1343 (a) ( 3 ) ................................. 1 28 U.S.C. § 1343 (a) ( 4 ) ................................. 1 Fed. R. App. P. 4 (a) (1) ............................... 1 Fed. R. Civ. P. 52 ...................................... 33n 10th Cir. R. 28.2(a).................................... i 10th Cir. R. 2 8 . 2(d)................................... 25n 10th Cir. R. 2 8 . 2(e).................................... 2 10th Cir. R. 2 8 . 2(g)................................... 2, 4n Other Authorities: Clark, Judicial Intervention, Busing and Local Resi dential Change, in T. Herbert & R. Johnston, ed., Geography and the Urban Environment 254 (1984) . 37n Clark, Residential Mobility and Neighborhood Change: Some Implications for Racial Residential Segr egation, 1 Urban Geography 95 (1980) ........... 38n M. Danielson, The Politics of Exclusion (1976) . . . . 39n R. Lake, The New Suburbanites: Race and Housing in the Suburbs (1981) .................................... 39n J. Levin & W. Levin, The Functions of Discrimination and Prejudice 73 (2d ed. 1982) .................. 39n Table of Authorities (continued) Page Cases (continued): - viii Table of Authorities (continued) Page Other Authorities (continued): Loewenberg, The Psychology of Racism, in G. Nash & R. Weiss, eds., The Great Fear — Race in the Mind of America (1970)................................. 39n D. H. Nelson & W. Clark, The Los Angeles Metropolitan Experience: Unigueness, Generality, and the Goal of the Good Life (1976)........................... 37n D. Pearce, Breaking Down Barriers: New Evidence on the Impact of Metropolitan School Desegregation Housing Patterns (1978) 34n U.S. Department of Health, Education & Welfare/Office for Civil Rights, Directory of Public Elementary and Secondary Schools in Selected Districts: Enrollment and Staff by Racial/Ethnic Group, Fall 1972 (1974)........................................ 12n D. Wellman, Portraits of White Racism (1977) ......... 39n Prior Appeals* Dowell v. Board of Education of Oklahoma City, 795 F.2d 1516 (10th Cir.), cert, denied, 107 S. Ct. 486 (1986) Dowell v. Board of Education of (10th Cir. Jan. 28, 1975), (1975) Dowell v. Board of Education of (10th Cir.), cert, denied, Dowell v. Board of Education of (10th Cir. 1970) Dowell v. Board of Education of (10th Cir.), cert, denied, Oklahoma City, No. 74-1415 cert, denied, 423 U.S. 824 Oklahoma City , 465 F .2d 1012 409 U.S. 1041 (1972) Oklahoma City , 430 F .2d 865 Oklahoma City , 375 F .2d 158 387 U.S. 931 (1967) *See 10th Cir. R. 28.2(b) In the UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT No. 88-1067 ROBERT L. DOWELL, et al., Plaintiffs-Appellants, v. THE BOARD OF EDUCATION OF THE OKLAHOMA CITY PUBLIC SCHOOLS, et al., Defendants-Appellees. BRIEF FOR APPELLANTS Preliminary Statement as to Jurisdiction The district court had jurisdiction over this civil action pursuant to 28 U.S.C. §§ 1331, 1343(a)(3) and (4) because it is a suit arising under the Constitution and laws of the United States brought to protect civil rights and to redress the deprivation of constitutional rights. This Court's appellate jurisdiction is provided by 28 U.S.C. § 1291. The judgment from which this appeal is prosecuted was entered December 11, 1987 and the Notice of Appeal was filed January 7, 1988, within the time limit provided by Fed. R. App. P. 4(a)(1). Issues on Appeal 1. Whether the district court properly carried out the remand instructions of this Court on the prior appeal, 795 F.2d 1516 (10th Cir. 1986)? 2. Whether the district court erred in concluding that a school board which achieves "unitary status" under a continuing desegregation decree is free to take action in contravention of that decree regardless of the resegregative impact of that action, as long as the board acts without discriminatory intent? 3. Whether the district court erred in concluding that all vestiges of the prior dual system operated by the Oklahoma City Schools have been eliminated and have no continuing effect under the system's current student assignment plan? 4. Whether the Board of Education demonstrated that since entry of the original desegregation decree, there have been legal or factual changes which justify dissolving that decree because the danger of recurrence of the unconstitutional condition which the decree was intended to remedy has become "attenuated to a shadow"? 5. Whether the district court erred in dissolving rather than modifying the permanent injunction, and in dismissing the case? 6. Whether the district court erred in failing to modify its prior order to require continued desegregation of the elementary schools of Oklahoma City on an equitable basis? [Pursuant to 10th Cir. R. 28.2(e), counsel state that each of these issues was raised before the district court and is reflec ted in the Final Pre-Trial Order of June 4, 1987. Each of these issues was ruled upon by the district court in its Memorandum Opinion of December 9, 1987, reprinted infra pp. la-56a pursuant to 10th Cir. R. 28.2(g).] 2 Statement of the Case Introduction This case is about the continuing impact of long-maintained policies of racial discrimination and segregation in the State of Oklahoma and the public schools of Oklahoma City. Having succeed ed, after more than a decade of litigation, in obtaining judicial relief in 1972 that resulted in the elimination of segregated public education from Oklahoma City, plaintiffs now seek to protect those gains from a fresh assault — the abandonment of the 1972 plan in grades 1-4 and the substitution of a "neighborhood" assign ment scheme which recreates many of the same segregated, virtually all-black facilities to which black students were consigned prior to 1972. Procedural History The extensive history of this case is described in the opinion of this Court on the prior appeal (Dowell,1 795 F.2d 1516, 1517- 18 (10th Cir.), cert, denied. 107 S. Ct. 420 (1986)). The action was originally commenced in 1961 seeking the elimination of state- mandated and officially enforced public school segregation in Okla homa City. A comprehensive desegregation decree, which succeeded (while implemented) in eliminating racially identifiable public schools, was entered in 1972 and affirmed by this Court (338 F. Supp. 1256 (W.D. Okla.), aff'd. 465 F.2d 1012 (10th Cir.), cert, denied. 409 U.S. 1041 (1972)). -'-Citations to prior opinions in this case, see supra p. ix, either refer to "Dowell" or omit the case name entirely. 3 In 1985 the school board abandoned the existing plan at the elementary grade level and adopted a "neighborhood school" assign ment plan. This change resulted in the operation of eleven elemen tary schools2 with student enrollments in excess of 90% black (Mem. Op. 3).3 Plaintiffs-appellants challenged the new plan, but in 1985 the district court sustained the school board's actions (see 506 F. Supp. 1548 (W.D. Okla. 1985), rev1d and remanded. 795 F.2d 1516 (10th Cir.), cert, denied. 107 S. Ct. 420 (1986)). On plaintiffs' appeal, this Court reversed. It ruled that because the 1972 injunctive decree had never been vacated, the district court's 1977 finding of unitariness "does not preclude plaintiffs from asserting that a continuing mandatory order is not being obeyed and the consequences of the disobedience have destroyed the unitariness previously achieved by the district" (795 F . 2d at 1522 [emphasis supplied]), and that plaintiffs were not required to prove discriminatory intent in order to enforce the injunction fid, at 1519). The panel added that the district court should examine whether the 1972 decree should be modified because changed circumstances had produced "hardship so extreme and unexpected as to make the decree oppressive" or that "the dangers prevented by the injunction 'have become attenuated to a 2"Elementary schools" refers to schools serving grades K-4. Separate "fifth-grade centers" in Oklahoma City are not currently part of the "neighborhood plan." 3Citations in the form "Mem. Op. __" refer to the typewritten Memorandum Opinion of the court below issued December 9, 1987, reprinted in the appendix infra pp. la-56a pursuant to 10th Circuit Rule 28.2(g). 4 Thus, this Court held that the standardshadow'" fid, at 1521).4 for judging any school board request for modification or dissolu tion of the decree is hardship or efficacy in carrying out the purposes of the decree, not the presence or absence of discrimina tory intent underlying the request. The matter was tried to the court below from June 15 to 24, 1987, pursuant to that remand. Following the submission of post trial proposed findings of fact and conclusions of law by the par ties, and oral argument, the district court released a Memorandum Opinion (infra pp. la-56a) on December 9, 1987 and a judgment on December 11, 1987 finfra p. 57a) dissolving the injunctive decree, dismissing the action with prejudice, and taxing costs against plaintiffs-appellants. In spite of the prior ruling of this Court, the district judge relied heavily, to support this disposition, upon his conclusion that the school board did not act with dis criminatory intent (see infra pp. 19-20). This appeal followed. Statement of Facts A. Public School Desegregation in Oklahoma City It should be remembered that Oklahoma was admitted into the Union in 1907 as what is commonly known as a "Jim Crow State," being an expression having to do with the law that was common among southern states requiring the separation of white and Negro people in public vehicles and places of resort, and at all times since Statehood 40n this issue, the school board was to shoulder the burden of proof: "The defendants, who essentially claim that the injunc tion should be amended to accommodate neighborhood elementary schools, must present evidence that changed conditions require modification or that the facts or law no longer require enforcement of the order" (795 F.2d at 1523). 5 the Oklahoma [City] School District was completely and fully segregated. (Dowell. 219 F. Supp. 427, 431 (W.D. Okla. 1963).) Separate public schools for black and white students were mandated by provisions of the Oklahoma Constitution (id. at 431-33) . Although state- enforced segregation was declared unconstitutional in Brown v . Board of Education. 347 U.S. 483 (1954), at the time of the initial district court decision in this matter nine years later, there was "no tangible evidence to show the defendants ha[d] made a good faith effort to integrate the public schools of Oklahoma City" beyond the passage of a resolution in 1955 recognizing the appli cation of the Brown decision (219 F. Supp. at 434-35; see also id. at 437-38, 442-43, 445-46 [overwhelming pattern of student and faculty segregation in Oklahoma City public schools]). After Brown. the school board established "neighborhood" boun daries for school attendance purposes, which were superimposed upon the pattern of residential segregation created by governmental action and public policy (219 F. Supp. at 433-34 ; Mem. Op. 3), and which resulted in the continued segregation of the public schools (244 F. Supp. 971, 976 (W.D. Okla. 1965), aff'd in per tinent part. 375 F.2d 158 (10th Cir.), cert, denied. 387 U.S. 931 (1967)). In addition, the district court found that the board's "neighborhood" attendance plan both exacerbated the level of resi dential segregation and increased the number of segregated schools; The Board's desegregation plan professes adherence to a neighborhood school policy based on "logically consistent geographical areas." But such a policy, when superim posed over already existing residential segregation 6 initiated by law in Oklahoma City, leads inexorably to continued school segregation. This result follows be cause : (b) integrated areas and schools are destroyed because uncorrected racial restrictions in the housing field enable whites to move to areas served by all white or virtually all white schools, secure in the knowledge that housing segregation and the neighborhood school policy will not enable Negroes to follow them. . . . The Integration Report concludes, and correctly this Court holds, that inflexible adherence to the neigh borhood school policy in making initial assignments serves to maintain and extend school segregation by ex tending areas of all Negro housing, destroying in the process already integrated neighborhoods and thereby increasing the number of segregated schools. (244 F. Supp. at 976-77.) 5 The situation was unchanged in 1972 when the district court rejected an elementary school part-time desegregation plan suggested by the school board, which it found to have been designed "to protect the 'neighborhood schools' and to keep desegregation on a voluntary basis" (338 F. Supp. at 1270; see id. at 1265).6 Not until 1972 were the public schools of the district effec tively desegregated, through a plan employing grade restructuring and pupil transportation (the "Finger Plan") (see 795 F.2d at 5See also id. at 978: "Continuing racial discrimination in housing and in economic opportunities, combined with still viable public adherence to the standards of a segregated society, render impossible meaningful school desegregation unless vigorous, affir mative measures are undertaken by the School Board." 6See also 338 F. Supp. 1256, 1259-60 & n.3 (W.D. Okla.), af f ' d . 465 F . 2d 1012 (10th Cir.), cert, denied. 409 U.S. 1041 (1972)(extent of continuing school segregation). 7 1518).7 These methods of student assignment, developed as part of the Finger Plan, were maintained at all grade levels through the 1984-85 school year (Mem. Op. 3). B. Elementary School Researeaation Effective for the 1985-86 school year, however, the Board adopted a new student assignment proposal for elementary schools which was once again based on "neighborhood" attendance zoning.8 7In 1977 the district court found — at a time when the plan was still being implemented — that the Oklahoma City public schools were being operated as a "unitary system:" The Court has concluded that this [Finger Plan] was in deed a plan that worked and that substantial compliance with the constitutional requirements has been achieved. The School Board, under the oversight of the Court, has operated the Plan properly, and the Court does not fore see that the termination of its jurisdiction will result in the dismantlement of the Plan or any affirmative ac tion by the defendant to undermine the unitary system so slowly and painfully accomplished over the 16 years during which the cause has been pending before-the Court. . . . The Court believes that the present members and their successors on the [School] Board will now and in the future continue to follow the constitutional desegre gation requirements. . . . The Court believes and trusts that never again will the Board become the instrument and defender of racial discrimination so corrosive of the human spirit and so plainly forbidden by the Constitution. (Dowell v. Board of Education of the Oklahoma City Public Schools. No. CIV-9452 (W.D. Okla. Jan. 18, 1977)). The district court dis missed the action but "did not vacate or modify the 1972 order mandating implementation of the Finger Plan" (795 F.2d at 1518). 8The elementary school zones under the 1985 plan are the same as those used in 1971 and earlier, except for modifications neces sitated over the years as individual facilities were closed (Mem. Op. 34? Tr. 346 [former Board President Hermes]). In particular, prior to the 1972-73 school year and after the 1984-85 school year, the "northeast quadrant" or "central east" section of the "inner 8 Under this new plan, in contrast to the situation from 1972 to 1984 when all schools were integrated, during the 1985-86 and 1986- 87 school years eleven schools had student enrollments which were more than 95% black, as shown in the following table, taken from PI. Ex. 41; see Mem. Op. at 16 (1985-86 enrollments).9 % Black Enrollment** School* 1984-85 1985-86 1986-87 Creston Hills 41.4 98.8 99.4 Dewey 33.5 97.1 97.9 Edwards 29.7 99.3 100.0 Garden Oaks 36.9 98.8 98.0 King 43.2 99.5 99.5 Lincoln 36.9 97.5 99.1 Longfellow 32.2 99.3 98.9 North Highland 46.5 96.3 97.6 Parker 72.3 97.3 97.0 Polk 31.6 97.7 99.5 Truman 27.6 99.3 99.7 *In the 1984-85 school year, each school housed a neighborhood kindergarten and grade 5. In the 1985-86 and 1986-87 school years, each school served grades K-4 as a neighborhood school. **Percentages based on enrollment in grades other than kindergar ten . Under the Finger Plan, from the 1972-73 school year through the 1984-85 year, none of these schools had approached this level of segregation; indeed, with minor exceptions, none was even major city" coincided precisely with a group of attendance zones for elementary schools — each of which was more than 95% black in student enrollment, both prior to the implementation of the Finger Plan and once again after it had been abandoned. See PI. Ex. 5 (1968-72 attendance areas), 7 (map), 41 (table). 9Although the School Board closed seven elementary schools at the end of the 1986-87 school year, no major shift in these results was anticipated. Of the schools with more than 95% black enrollments, Lincoln and Truman were closed while Dunbar, previ ously shut, would be reopened and was projected to be a virtually all-black facility. See PI. Ex. 28, Def. Ex. 62 (projections). 9 ity-black (see Pi. Ex. 41). On the other hand, all (except for North Highland) had been operated as virtually all-black (more than 95% black) schools prior to the entry of the 1972 decree (see id. 1 . More than 40% of all black students in grades 1-4 attended these virtually all-black schools in 1985-86 and 1986-87 (PI. Ex. 26, 27).10 After the new plan was adopted in 1985,.the pattern of faculty assignments to elementary schools in the district also began to change. Between the 1984-85 and 1986-87 school years, "the blacker schools in enrollment became much blacker in percentage black fac ulty, while in the schools with the least black enrollment, the 10In addition to the eleven virtually all-black schools listed in the text, eighteen schools enrolled fewer than 10% black pupils in grades 1-4 in the 1985-86 school year, when black students were 37% of the total student population in those grades (PI. Ex. 26). (The figures shown at Mem. Op. 3 differ slightly because they include kindergarten students, who had never been subject to reassignment for desegregation purposes under the Finger Plan.) The school board pointed out at the hearing that none of the schools with fewer than 10% black pupils was more than 90% white. However, none of the decisions in this case was predicated on a claim or on evidence that school authorities deliberately segrega ted other than black children; plaintiffs' expert witness found no indication that the small number of other-race minority students in Oklahoma City had ever previously been taken into account in the student assignment process, and the school board had provided figures only for "black" and "other" in response to interrogatory requests for enrollment by race (Tr. 1353; PI. Ex. 11-27). According to the only record evidence providing this informa tion for an earlier school year, in 1982-83 only one elementary school (Rancho Village, at 9.7% black), enrolled fewer than 10% black students (Def. Ex. 208). 10 In 1986-faculty becomes less black" (Tr. 1270 [Dr. Foster])-11 87, of the ten elementary schools with the highest proportions of black faculty, nine had student enrollments more than 90% black (PI. Ex. 54) . 1 2 Comparison of faculty assignments for the eleven elementary schools which were re-established as virtually all-black facilities under the 1985 "neighborhood" plan with their staffing during the initial and final year of implementation of the Finger Plan is instructive: 11See Tr. 551 (Vern Moore [school board's Director of Person nel Services]: "The majority of the staffs [in northeast quadrant schools] were black")? PI. Ex. 48, 50, 52, 54. 12The district court found that these changes occurred be cause, under the agreement negotiated by the school board with the teachers' union after implementation of the 1985 elementary school plan, "teachers with seniority had more discretion in selec ting their teaching assignment" and "[w]here teachers lived, no doubt, influenced their preferences about where they wished to work." Mem. Op. 37. But see, e.a. . Mays v. Board of Public Instruction of Sarasota County. 428 F.2d 809 (5th Cir. 1970); Uni ted States v. Greenwood Municipal Separate School District. 406 F.2d 1086 (5th Cir.), cert, denied. 395 U.S. 907 (1969). The trial court ruled that the trend toward black schools having largely black faculties was of no significance, citing Carter v. West Feliciana Parish School Board. 432 F.2d 875, 878- 79 (5th Cir. 1970); Lee v. Walker County School System. 594 F.2d 156, 159 (5th Cir. 1979); Lee v. Russell County Board of Education. 563 F .2d 1159, 1163 (5th Cir. 1977). All of these cases are inap posite because they deal with faculty layoffs. see Carter. 432 F .2d at 878; Walker County. 594 F.2d at 158, 159; Russell County, 563 F . 2d at 1162-64, or failure to hire, see Russell County. 563 F . 2d at 1163-64, rather than assignment. Although "[t]he objective criteria requirement of Singleton fv. Jackson Municipal Separate School District. 419 F.2d 1211, 1218 (f 3) (5th Cir. 1969)] does not apply . . . after a formerly segregated school system 'ha[s] for several years operated as a unitary system,' " Walker County, 594 F .2d at 157-58, this is not true with respect to the require ment that "principals, teachers, teacher-aides and other staff who work directly with children at a school shall be so assigned that in no case will the racial composition of a staff indicate that a school is intended for Negro students or white students," 419 F .2d at 1217-18. Cf. Columbus Board of Education v. Penick. 443 U.S. 449, 461 (1979); Davton Board of Education v. Brinkman. 443 U.S. 526, 535-36 & n.9, 539 & n.ll (1979). 11 % Black Faculty School 1972-73 1984-85 1985-86 1986-87 Creston Hills 28 48 57 43 Dewey 21 15 48 42 Edwards 15 48 65 70 Garden Oaks 39 48 40 50 King 2413 30 26 43 Lincoln 21 55 49 64 Longfellow 20 16 31 38 North Highland 19 34 39 38 Parker 22 29 44 46 Polk 19 32 43 46 Truman 32 42 33 44 (PI. Ex. 48.)14 C. Justifications for the new plan The 1985 student assignment plan for elementary pupils was a marked departure from the Finger Plan and, as noted above, markedly changed the racial composition of the district's elementary schools. In accordance with the remand directions given by this Court in 1986, the school board sought to establish that there were changed circumstances providing legal justification for modi fying the 1972 decree so as to authorize implementation of the new plan. 13Prior to 1974-75, King was called Harmony Elementary School. Although defendants provided no faculty information for Harmony in response to plaintiffs' interrogatories, data provided by the district to federal authorities indicate that in 1972-73, Harmony's faculty was 24% black. U.S. Department of Health, Education & Welfare/Office for Civil Rights, Directory of Public Elementary and Secondary Schools in Selected Districts: Enrollment and Staff by Racial/Ethnic Group, Fall 1972 1127 (1974)). 140n April 22, 1987, after plaintiffs pointed out the corre lation between the race of students and that of faculty members, the school board adopted a new policy limiting transfers among schools by teachers. 12 The school board argued that "the primary factor motivating its adoption of the new student assignment plan at the elementary level" was "demographic change in Oklahoma City [which] rendered the 'stand-alone' school feature in the Finger Plant15] inequitable and oppressive" (Mem. Op. 23, 28). Both the plaintiffs and the district court agreed that by 1985, two circumstances existed which justified some alteration of the Finger Plan: (a) the burdens of transportation in the lower grade levels were being borne dis- proportionately by black pupils,16 and (b) creation of additional "stand-alone" schools would increase that burden and might lead to closing down existing facilities located in the "northeast quad rant" or "east inner-city area"17 (Mem. Op. 25-28). 15This Court summarized the features of the Finger Plan in its prior opinion, 795 F.2d at 1518. 16In the 1971-72 school year, when the Finger Plan was de signed, black students were only 24% of the total elementary school population in these grades (PI. Ex. 12). By virtue of the division of grades among formerly black and white schools, black students in grades 1-5 attended school without busing for one year (20%) while white children in the same grades did so for four years (80%). By the 1984-85 year, the black proportion of elementary students had risen to 36% (PI. Ex. 25), but schools in black neigh borhoods still housed only one of five grades (20%). The school board never sought to add an additional grade to schools in black neighborhoods, although this was suggested by the system's research staff (Tr. 498-99; Def. Ex. 72); one of the school board's expert witnesses testified that this would have maintained integration with the minimum amount of busing (Tr. 292-93 [Welch]). 17In 1984 the school system's staff identified 13 attendance areas which qualified under the standard of the Finger Plan for K-5 "stand-alone" status (Def. Ex. 72). Had all of these schools been changed to "stand-alone" status, pupils from black neighbor hoods, already bused a disproportionate number of years in grades 1-5 (see supra note 16) would have had also to be transported longer distances than when the Finger Plan was first implemented: 13 In addition, the school board suggested that there had been substantial change in the demography of Oklahoma City. It argued that current residential patterns no longer reflected the influence of the prior governmental restrictions and pervasive private dis crimination which — aggravated by the school system's resistance to carrying out the mandate of Brown — had created the severe, interrelated housing and school segregation which the Finger Plan was intended to neutralize.18 The board's evidence demonstrated that Oklahoma City's black population was no longer as concentrated in as small an area within the "northeast quadrant" of the city as had been true in 1960 (Mem. In the 1972-73 school year, there were eleven "stand-alone" schools in the main geographic area of the system (Tr. 289 [Welch]; PI. Ex. 6, 8, 13). Four (Columbus, Ross, Shidler, Stand Watie) were located south of the Canadian River, five (Edgemere, Horace Mann, Mark Twain, Orchard Park, Riverside) were located north of the river in the central portion of the area, and two (Nichols Hills, North Highland) were in the northern portion of the area. See PI. Ex. 3. In 1984 the areas which qualified for "stand-alone" status were less widely dispersed and formed a virtual band across the middle of the area. Two (Bodine, Rockwood) were located south of the Canadian River; six (Edgemere, Eugene Field, Gatewood, Horace Mann, Putnam Heights, Wilson) were located north of the river adjacent to the "northeast quadrant"; two (Britton — which now included the former Nichols Hills and Lone Star areas — and Wes tern Village) were north of the river in the northern portion of the district's main geographic area. See PI. Ex. 3. In addition, reassigning white fifth grade students from northeast quadrant schools to these eleven facilities would likely have lowered enrollments in the northeast quadrant schools to such a degree that the board would have had to close facilities in the black neighborhoods (Mem. Op. 25-26). 18See Pre-Trial. Order, Defendants' Contentions, at 5. 14 Op. 7, 9);19 that unlike the situation in 1972, by 1986 black pupils in at least small numbers resided within every school at tendance area in the district (Mem. Op. 10; see Def. Ex. 13). However, the northeast quadrant remained very heavily black throughout the period (Mem. Op. 5, 21; Tr. 66 [Clark], 1129-31 [Rabin]; see Def. Ex. 1-4, 12-13).20 The board's expert witness, Dr. William Clark, testified that whites simply will not move into areas that have been established as minority residential zones by discriminatory policies and practices (Tr. 106-07),21 and the l^The district court noted that the population of the few census tracts which in 1960 had housed the vast majority of Okla homa City blacks had decreased substantially by 1980 (Mem. Op. 8- 9). The expert witnesses for both the school board and the plain tiffs agreed that significant highway construction and urban renew al in the area forced the population to relocate, and that the black population of adjacent census tracts increased over the period (Tr. 68 [Clark]; 1154, 1158, 1162 [Rabin]). The availa bility of public housing outside the northeast quadrant in the 1970's was also a factor in the relocation of blacks outside the area (Tr. 60, 77 [Clark]). 20The district court suggested (Mem. Op. 19 n.4) that there are a number of attractive "recreational facilities and cultural sites" within the northeast quadrant which account for the fact "that many blacks have chosen to remain" there. There is abso lutely no record evidence on the matters discussed by the court, much less evidence that the existence of such facilities was a factor in determining black residential patterns. The court's remarks are pure speculation. 21Another board witness, Dr. Welch, utilized a computer pro gram to project levels of residential and school integration in Oklahoma City in 1995 (Mem. Op. 10; Tr. 229-55) . Dr. Welch reached the conclusion, diametrically opposite to that of Dr. Clark, and contrary to the experience of the last four decades in Oklahoma City, that white families with school-age children would move into presently all-black areas of the northeast quadrant (compare Tr. 252-53 [Welch] with Tr. 106-07 [Clark]). 15 Never-experience of Oklahoma City bears out this observation.22 theless, it was Dr. Clark's opinion that neither past nor present discrimination is a substantial factor affecting the current demo graphic patterns in the United States, and that this conclusion is applicable to Oklahoma City (Tr. 89, 100).23 In his view, the 22There has been no significant movement of white residents into the area of Oklahoma City into which blacks were originally concentrated; rather, that area has expanded in population and geographic size but remained almost totally black (Tr. 45, 93-94 [Clark], 388-89 [Hermes], 1127-31 [Rabin]; Def. Ex. 1-4, 5A, 12- 13; PI. Ex. 58, 60, 62). 23Dr. Clark does not believe that the admittedly discrimina tory practices of the past significantly affected residential pat terns. For example, he guestioned the effectiveness of restrictive covenants, which had been widely and rigidly enforced in Oklahoma City (see 219 F. Supp. at 433-34; 244 F. Supp. at 975), although he had conducted no historical study of conditions in the city (Tr. 95-96) and was unaware of state court enforcement of the covenants by cancelling deeds executed in favor of black purchasers or renters by willing sellers [see, e .q .. Hemslev v. Hough. 157 P.2d 182 (Okla. 1945); Hemslev v. Sage. 154 P.2d 577 (Okla. 1944); Lyons v. Wallen. 133 P.2d 555 (Okla. 1941)] (Tr. 98). Dr. Clark pointed to the decision in Correll v. Easley. 237 P.2d 1017 (Okla. 1951), in which the Oklahoma Supreme Court fol lowed Shelley v. Kraemer. 334 U.S. 1 (1948) and refused to cancel such a deed, as "very important in changing the [segregated] pat terns — of allowing the patterns to change" (Tr. 89) . He was unaware that in the same decision, the Oklahoma Supreme Court sus tained an award of damages against the white seller for violating the restrictive covenant (237 P.2d at 1021) and he had not con sidered whether such damages awards made property owners reluctant to make sales in violation of the covenants (Tr. 99-100). According to Dr. Clark, even the impacted concentration of blacks in a few census tracts in Oklahoma City in 1950 was attrib utable, in large measure, to nondiscriminatory factors such as the availability of jobs in the downtown area, preferences of blacks to live near other blacks, the information network among blacks available to those seeking to relocate, and the availability of cheaper housing in the area "having been vacated by other fami lies who had moved out" (Tr. 45-46). This conclusion is directly contrary to the district court's finding in 1963 that the segrega 16 principal causes of current racial stratification in housing are (1) economics (the lower incomes and assets of black families),24 25 (2) preference (including both the desire of all groups to main tain social relationships with like individuals and the strong white antipathy to residing in black neighborhoods), (3) urban structure (the observed tendency of city dwellers to relocate through short-distance moves), and (4) some small residue of cur rent private discrimination2 ̂ (Tr. 83-88; see Def. Ex. 10). ted residential pattern was "set by law for a period in excess of fifty years" (219 F. Supp. at 433) . Finally, although he was aware of the Federal Housing Admin istration's (FHA's) discriminatory practices prior to 1949 which, he admitted, "did not encourage the movement into — well, black households into white neighborhoods" (Tr. 110), he did not know whether these practices continued after 1949 and he could not estimate the extent to which FHA financing contributed to the pattern of white suburbanization in the United States (id. at 107- 11) . Compare, e.q.. Bradley v. School Board of Richmond. 338 F. Supp. 67, 217 (E.D. Va.), rev'd on other grounds. 462 F.2d 1058 (4th Cir. 1972), aff'd bv equally divided court, 412 U.S. 92 (1973)("Policies fixed during the initial years of the FHA spread and have endured to have a substantial effect on the current hous ing market practices"). 24Although Dr. Clark recognized that there are still very large wealth differentials between black and white families, he stated that any determination of the relationship between prior discrimination against black people in the United States and their current economic status is beyond his area of expertise (Tr. 84, 107, 114). 25Dr. Clark believes that most private discrimination in the housing market was discouraged and eliminated by the passage of the Fair Housing Act of 1968 and similar legislation (Tr. 84-85, 88; but see Tr. 113-14). The Executive Director of the Metropoli tan Fair Housing Council of Greater Oklahoma City testified that "steering continues to determine where people live, where people buy homes" (Tr. 1166, 1171-72). 17 albeit more subtle than in the past, continues to exist in Oklahoma City (Tr. 312-15 [Biscoe], 1168, 1170-72, 1177-78 [Silovsky]), and that current demographic patterns are directly related to prior discrimination (Tr. 1172-73). Unlike Dr. Clark, plaintiffs' expert witness Dr. Marylee Taylor has considered the link between past discriminatory practices, especially on the part of governmental agencies, and the factors which Dr. Clark suggested explain current residential separation of the races: Doctor Clark and I agree that economic resources and preferences are important influences on residential deci sions. They're factors that help to explain why there has not been a complete exodus from the black residential community here. Where Doctor Clark and I disagree is in our view of the genesis of the economic and — economic factors and pref erences. He sees them, as I understand him, as inciden tal individual matters, and I think this view suffers from taking — from having a limited perspective on the '■ impact of discrimination over time. In fact, I think that economic resources and preferences are proximate causes of residential segregation, but they are also effects of past officially-produced resi dential segregation. In that sense, they're intervening links. They help to explain why the black residential area, once it was created through official segregation, continues to exist even in the absence of continuing official action. (Tr. 1229; see also, e. g. . id. at 1226-28, 1236; cf. Swann v. Char- lotte-Mecklenburg Board of Education. 402 U.S. 1, 20-21 (1971).) Plaintiffs elicited testimony that housing discrimination, D. The district court's ruling The district court not only agreed that the 1972 decree could be modified so as to permit the school board to implement its "neighborhood" plan in grades 1-4, but it also dissolved the entire 18 injunction and dismissed the case. In reaching this result, the trial court did not track the analysis of the 1986 panel decision but progressed through its opinion as follows: The court concluded, first, that demographic patterns within Oklahoma City today are not attributable to any degree to actions taken by the school board since 1963 (Mem. Op. at 21) because discriminatory statutes, ordinances and housing market devices have been outlawed and replaced by fair housing legislation; blacks and whites in the city today reside where they freely choose ( id. at 18) . Thus, the court decided, any school segregation which accompanied the institution of the board's 1985 "neighborhood" plan has only a most attenuated connection with its past segrega tive acts and does not violate the Constitution (id. at 22-23).26 The court next examined whether the school system had "retained unitary status" after implementing the K-4 "neighborhood" plan (id. at 29). While it complied with this Court's remand instructions to place the burden of proof upon the school board (see supra note 4), it overlooked the panel's recognition that plaintiffs would be entitled to relief if the consequence of adopt ing the 1985 "neighborhood" plan was to "destro[y] the unitariness previously achieved by the district" (795 F.2d at 1522). Instead, 26Compare 795 F.2d at 1523 ("The plaintiffs were required not only to prove the mandatory injunction had been violated, but also that the violation contravened the constitution. In the framework of this case, the latter element was beyond the scope of the hearing and certainly never the plaintiffs' burden"). 19 the school board would prevail: At trial, the Oklahoma City Board of Education carried the burden of proof; this court concludes that the Board proved by a preponderance of the evidence that its new student assignment plan was adopted without the intent to discriminate on the basis of race. (Mem. Op. 31).27 the court insisted that unless discriminatory intent were found, 27The district court's focus on the need to find "discrimin atory intent" as a basis for retaining the protections of the 1972 decree is evident in many statements or findings which run through out the opinion. For example: a. "[Sjubsequent to the achievement of unitary status, the de facto/de jure distinction mandates a search for discriminatory intent before governmental action may be declared unconstitutional" (id. at 30). b. "[M]any of the schools which were predominately black before the Finger Plan was implemented are predom inately black today as a result of the neighborhood plan. . . . In sum, the only evidence which could support the notion that the Board adopted the plan with discrimina tory intent is the fact that the plan did have a dispro portionate impact upon some blacks in the district" (id. at 34) . c. The post-1985 imbalances in faculty assignment among elementary schools "were not motivated by discrim inatory purposes" (id. at 37-38). d. "At the hearing, a substantial number of black school administrators and black patrons unequivocally testified that in their opinion the Board's K-4 neigh borhood school plan was not discriminatory and did not result in the recreation of a dual school system" (id. at 38). e. The presence of black employees on the central staff of the system "will serve to deter racially dis criminatory actions or any attempt to return to the dual system" (id. at 40). f. "This court's 1977 unitary finding signifies that the Oklahoma City Board of Education had satisfied its affirmative duty to desegregate by eliminating the dual school system. Since the Board had dismantled its dual 20 Although the court recognized the agreement of both parties that increasing inequity in the distribution of burdens under the Finger Plan warranted a modification of the 197 2 decree (id. at 28, 46), it rejected plaintiffs' proposal for a plan which would continue desegregation while alleviating the inequity28 in favor of dissolving the injunction completely, thus leaving the school board free not only to continue its 1985 "neighborhood" elementary school plan but also to dismantle the remaining portions of the Finger Plan at any time. system at the time it adopted its neighborhood plan, effect does not govern over purpose as plaintiffs sug gest" (id. at 49). 28The court rejected the plan drafted by plaintiffs' expert witness Dr. Gordon Foster to illustrate the feasibility of pre serving integrated elementary schools with a fairer distribution of burdens because it viewed such a plan as granting "additional relief" to which this Court had said plaintiffs were not entitled, see 795 F.2d at 1522, anticipated additional "white flight" from the district if such a plan were implemented, and believed the plan was too costly (Mem. Op. 53-55). 21 ARGUMENT Introduction and Summary If the ruling below is permitted to stand, then the long ef fort to achieve meaningful school desegregation in Oklahoma City — which consumed eleven years between the filing in 1961 of liti gation to enforce the Brown decision and the 1972 decree requiring implementation of an effective and comprehensive plan that assigned students to integrated schools — will prove to have been a pyrrhic effort. Barely more than a single twelve-grade generation of Okla homa City schoolchildren will have attended a system of desegre gated schools before the district, with the sanction of the court below, returned (thus far, in grades 1-4 only) to the same mechan ism of pupil assignment utilized prior to 1972. In 1972, those pupil assignments produced segregated, all black schools in the "northeast quadrant" of Oklahoma City whose continued existence violated the Fourteenth Amendment to the Con stitution of the United States. In 1988 those same schools— unless they have been shut down — are again being operated as all black schools. Yet the court below held that Oklahoma City school officials had completely satisfied their affirmative constitutional obligation to disestablish all vestiges of the dual biracial school system which they had operated for well over half a century. And the court below approved the return to pre-1972 pupil assignment techniques in the elementary grades because it found no "discrimin atory intent." It is logically and legally absurd to suggest that 22 a school system which becomes "unitary" — corrects its past con stitutional violations through the adoption and maintenance of a particular student assignment scheme — may thereafter abandon or dismantle that assignment scheme and restore segregated, one-race schools without again violating the Constitution. As this Court held in 1986, the attainment of "unitary status," without more, cannot justify a return to the segregation of the past. Readoption of pre-1972 assignments and the reestablishment of historically segregated black schools can be justified, if at all, this Court held, only by a showing, consistent with well-set tled legal principles, that a change in the law or the facts jus tifies modification of the 1972 injunctive requirements. While the trial court was satisfied that these standards had been met, its conclusion is insupportable on the record and makes a mockery of the solemn requirements of the Fourteenth Amendment. In 1963 and 1965 the district court made specific findings concerning residential segregation in Oklahoma City. It summarized a long pattern of deliberately discriminatory governmental actions which identified the "northeast quadrant" as intended for black individuals and families (including city ordinances, state-enforced restrictive covenants, etc.) In addition, the court observed that school authorities' practices after Brown had further entrenched and exacerbated the segregated residential patterns established by these governmental policies. It is clear beyond peradventure that the residential segregation existing in 1972 was attributable in substantial measure to official policy and practice. 23 The school board's own expert witness testified below, without contradiction, that white individuals and white families simply will not, of their own volition, move into an established predomi nately black area, so that once created as a black residential zone, the area will remain predominantly black. The defendants' own evidence establishes, therefore, that the present segregated, heavily black character of the "northeast quadrant" is the direct consequence of the officially sanctioned establishment of the area for black housing in the past. The fact that some black families can now move into formerly white sections of Oklahoma City is wholly inadequate to satisfy the school authorities' legal liabil ity for the reimposition of "neighborhood" all-black schools in the "northeast quadrant." The inequitable burdens placed upon black children under the 1972 decree, and the aggravation of those inequities as demographic patterns in the city changed, are valid concerns but also cannot justify returning to the segregation of the past. Rather than abandoning desegregation entirely, the school board could and should have modified the Finger Plan, subject to the approval of the district court, to make it fair. It did not do so because it argued, and the district court agreed, ironically, that a plan which more evenly distributed the burdens by transporting both black and white pupils in grades 1-4 (rather than only black pu pils) would not be equitable. The adoption of this rationale by the court below is an affront to the principles of the Fourteenth Amendment. 24 This case is not, as the school board contended below, an effort to alter demographic patterns in Oklahoma City through a school desegregation plan. Plaintiffs' position is that school desegregation is required because the effects of the long-main tained dual school system in Oklahoma City persist. Nor is it a case in which plaintiffs seek to require the school authorities to make changes in student assignments to account for post-1972 demographic shifts. It is a case about whether the important ef fort to eliminate the scourge of official racism from our society, which was symbolized by the Brown decision in 1954, is now to be abandoned. This Court must hold defendant school officials to the task imposed upon them by the Fourteenth Amendment to the Con stitution and keep open to black schoolchildren in Oklahoma City the promise of equal educational opportunities, without discrimi nation or segregation. I The District Court Failed To Give Effect To This Court's Remand Directions In 1986 And Erred As A Matter Of Law In Requiring A New _____ Showing Of Discriminatory Intent______29 In 1985 the court below first sustained the Oklahoma City school board's "neighborhood" plan in grades 1-4, despite the reap pearance, under the plan, of ten virtually all-black schools (whose 29The standard of review on this issue, see 10th Cir. R. 28.2(d), is plenary since appellants contend that the district court erred as a matter of law. 25 racial identities had been fixed by discriminatory action) that the 1972 decree was designed to uproot. The trial judge based his ruling on two factors: first, the court in 1977 had found that, while enforced, the earlier decree had achieved a "unitary system"; and second, plaintiffs had failed to show that adoption of the new plan was motivated by discriminatory intent. See 795 F .2d at 1518-19. This Court reversed and remanded for further proceedings. It instructed that the plaintiffs "only have the burden of showing the court's mandatory order has been violated," and that the dis trict court had erred in requiring a showing "not only [that] the mandatory injunction had been violated, but also that the violation contravened the constitution" (795 F.2d at 1523). The panel specifically rejected the notion that the achieve ment of "unitary status," at a time when the injunction was being obeyed, in and of itself removed either the district court's auth ority to mandate continued enforcement of the decree, or the grounds for the exercise of that authority: According to the government, the defendants could not be compelled to follow the Finger Plan once the court determined the district was unitary. We find the con tention without merit. The parties cannot be thrust back to the proverbial first square just because the court previously ceased active supervision over the oper ation of the Finger Plan. . . . The government's position ignores the fact that the pur pose of court-ordered school integration is not only to achieve, but also to maintain, a unitary school system. (795 F.2d at 1520 [emphasis in original].) This Court also made 26 it clear that when it is alleged that a school board, against which a desegregation decree was entered, has acted by changing the method of pupil assignment in a manner which appears to restore the school segregation originally held to violate the Constitution, the right to continued enforcement of the decree does not depend upon a new showing of discriminatory intent: Here, the plaintiffs do not seek the continuous inter vention of the federal court decried by the Supreme Court. We are not faced with an attempt to achieve fur ther desegregation based upon minor demographic changes not "chargeable" to the board. Spangler. 427 U.S. at 435, 96 S. Ct. at 2704. Rather, here the allegation is that the defendants have intentionally abandoned a plan which achieved unitariness and substituted one which appears to have the same segregative effect as the atten dance plan which generated the original lawsuit. Given the sensitive nature of school desegregation liti gation and the peculiar matrix in which such cases exist, we are cognizant that minor shifts in demographics or minor changes in other circumstances which are not the result of an intentional and racially motivated scheme to avoid the consequences of a mandatory injunction can not be the basis of judicial action. See Spangler. 427 U.S. at 434-35, 96 S. Ct. at 2703-04; Swann v. Charlotte- Mecklenburg Board of Education. 402 U.S. 1, 91 St. Ct. 1267, 28 L. Ed. 2d 554 (1971). However, when it is as serted that a school board under the duty imposed by a mandatory order has adopted a new attendance plan that is significantly different from the plan approved by the court and when the results of the adoption of that new plan indicate a resurgence of segregation, the court is duty bound either to enforce its order or inquire whether a change of conditions consistent with the test posed in Jan-dal has occurred. (Id. at 1522 [emphasis in original].) We had thought this Court's opinion quite clear. However, the district court on remand has reached the same result it did in 1985 and has justified it for the same reasons — simply placing them in a new framework. Instead of advancing the 1977 finding 27 of "unitary status" as an independent ground for allowing the re segregation of the Oklahoma City elementary schools, the court now identifies this holding as a post-decree change in circumstan ces which warrants dissolution of the injunction.30 Instead of considering whether the new plan has "the same segregative effect as the attendance plan which generated the original lawsuit," the court holds that it should not enforce the 1972 decree unless the K-4 plan was discriminatorily motivated.31 (See supra pp. 19-2 0*.) 30The district court said: With an understanding of the conditions presently exist ing in Oklahoma City, the court now shifts its attention to the fundamental issue on remand: Should the 1972 desegregation decree be enforced, modified or dissolved? . . . The Oklahoma City School District dismantled the dual system and met th[e] objective [of the litigation] in 1977, when it was declared unitary. Accordingly, perpetuation of the 1972 decree no longer serves the objective of this case. (Mem. Op. 40, 43 [emphasis supplied].) 3-'-The district court stated: Plaintiffs point out that many of the schools which were predominately black before the Finger Plan was im plemented are predominately black today as a result of the neighborhood plan. Plaintiffs make much of the point that when the Board adopted the new plan, they incor porated the same neighborhood attendance zones that were used prior to the time the Finger Plan was implemented. However, . . . the Board never gerrymandered the geo graphic composition of its attendance zones . . . . In sum, the only evidence which could support the notion that the Board adopted the plan with discriminatory in tent is the fact that the plan did have a disproportion ate impact upon some blacks in the district. . . . It follows that a school board serving a unitary school system is free to adopt a neighborhood school plan so long as it does not act with discriminatory intent. (Mem. Op. 34-35.) This same position was rejected by this Court in 1986 (see 795 F.2d at 1520). 28 Unfortunately, the trial court has once again misapplied the gov erning legal principles enunciated by this Court and its judgment must be again reversed. In Securities and Exchange Commission v. Jan-dal Oil & Gas, Inc. . 433 F.2d 304 (10th Cir. 1970), this Court established the appropriate standard for modifying or dissolving injunctions: the party seeking to relax the requirements of the decree must show that the law or the underlying facts have so changed that the dangers prevented by the injunction "'have become attenuated to a shadow'" (id. at 305, quoting United States v. Swift & Com pany . 286 U.S. 106, 119 (1932)). This standard was explicitly adopted for application to school desegregation decrees in the 1986 ruling in this litigation (795 F.2d at 1522), consistent with the Supreme Court's admonition in Brown v. Board of Education. 349 U.S. 294, 299-300 (1955)(Brown II) that traditional equitable principles would apply in desegregation suits.32 It is entirely inconsistent with Jan-dal to hold that the very effectiveness of a desegregation decree — its success in eliminating the racially identifiable attendance patterns which characterized the dual system and in creating a "unitary" school system — is a change in circumstances that should lead a court to 32As the Supreme Court reiterated in Swann, 402 U.S. at 15- 16, "a school desegregation case does not differ fundamentally from other cases involving the framing of equitable remedies to repair the denial of a constitutional right." 29 dissolve the injunction itself.33 A school system which becomes "unitary" by effectuating a court-ordered plan for integrating schools is like a heart patient who becomes "healthy" by having a pacemaker implanted. Just as the patient who is healthy so long as the pacemaker functions becomes sick when it is removed (unless the heart problem has been cured by some other means in the in terim) , a school system that is "unitary" because of an affirmative desegregation plan employing particular means to insure school integration will become "dual" again when it deliberately recon stitutes a substantial number of its one-race schools by reinsti tuting the previous method of school assignments.34 33In Jan-dal. the same district judge who has dismissed this suit ruled that in light of the defendants' compliance with the permanent injunction and the operation of "their securities busi ness in affirmative compliance with S.E.C. requirements . reasons for imposing the original injunction no longer existed" (433 F.2d at 305). This Court held that such circumstances did not meet the Swift standard. 34As this Court noted when the case was last here, "the Fourth Circuit has taken a different view with which [this Court] cannot agree" (795 F.2d at 1520, citing Riddick v. School Board of Nor folk. 784 F.2d 521 (4th Cir.), cert, denied. 107 S. Ct. 420 (1986)). See also United States v. Overton, 834 F.2d 1171, 1174- 77 (5th Cir. 1987)(dictum). In Morgan v. Nucci. 831 F.2d 313 (1st Cir. 1987), the Court of Appeals vacated an order which directed "the school defendants . . . for an indefinite period to maintain specific racial mixes in the city's schools" f id. at 317); see Pasadena City Board of Education v. Spangler. 427 U.S. 424 (1976). The First Circuit found explicitly that the order could not be justified on instru mental grounds — as a temporary race-based mechanism to undo the vestiges of the prior dual system — since the school board's com pliance with earlier orders (which had been sustained on appeal) "ha[s] made the schools as desegregated as possible given the real ities of modern urban life" (id. at 326) . However, the Court of Appeals in Morgan was not confronted with the question whether the school authorities could dismantle the previous desegregative plan which they had implemented pursuant to court direction. That plan was still in place. 30 Moreover, such an approach trivializes the constitutional right enforced in school desegregation litigation by making relief necessarily transitory.35 School districts that operated racially separate facilities are not only forbidden through "future school construction and abandonment . . . to perpetuate or re-establish the dual system," Swann. 402 U.S. at 21, but may not allow "pupil assignment policies" to have this effect either. Dayton Board of Education v. Brinkman. 443 U.S. 526, 538 (1979) . In desegregation cases, as in other constitutional litigation, the remedy is shaped to "so far as possible eliminate the discriminatory effects of the past as well as bar like discrimination in the future." United States v. Louisiana. 380 U.S. 145, 154 (1965)(emphasis supplied). This Court was therefore exactly right in distinguishing between "minor shifts in demographics or minor changes in other circum stances" and "a new attendance plan [resulting in] . . . a resur gence of segregation" (795 F.2d at 1522). Similarly, a requirement that a fresh showing of discrimina tory intent be made — the same burden of proof which plaintiffs would carry at the initial liability stage of a new lawsuit — is inconsistent with the teaching of Jan-dal and of Swift itself. There, the Supreme Court declined to hold that a party for whose 35The district court in this case has stated that it should have vacated all injunctive orders in the suit in 1977, just five years after the entry of the decree mandating implementation of the Finger Plan, and based on a record made in 1975, just three years after initial effectuation of the plan (Mem. Op. 5) . The ephemeral character of the relief to be granted in school desegre gation litigation, under the lower court' s view of the law, is apparent. 31 benefit an injunction was issued could defeat a motion for its modification or dissolution only by demonstrating anew the essen tial elements of the original claim: Whether the defendants would resume that [illegal] prac tice if they were to deal in groceries again, we do not know. They would certainly have the temptation to resume it. . . . Such at any rate was the rationale of the decree of 1920. Its restraints, whether just or exces sive, were born of that fear. The difficulty of fer reting out these evils and repressing them when discov ered supplies an additional reason why we should leave the defendants where we find them . . . . (286 U.S. at 116, 118-19 [emphasis supplied].)36 The court below ignored this principle as well as the explicit remand instructions of the previous panel in this case by repeatedly limiting plain tiffs' right to relief in the absence of proof of discriminatory intent (see Mem. Op. 21, 29, 30, 31, 33, 34, 35, 38, 48, 49). 36At a later stage of the Swift litigation, the district court denied a new request for modification of the decree, rejecting, the companies' argument that the public would be adequately pro tected by the ability of parties to file new lawsuits: It is of no avail to argue, as they have, that the anti trust laws, including revised Section 7 of the Clayton Act, 15 U.S.C.A. § 18, concerning mergers, and the Rob- inson-Patman Act, 15 U.S.C.A. §§ 13-13b, 21a concerning predatory price-cutting, now provide ample remedies for future violations. The public now enjoys the specific protections of a decree. The defenants' contention that the general law also forbids the conduct would be equally available to prevent the issuance of any injunction against future conduct, and would render the equitable remedy largely nugatory. United States v. Swift & Company, 189 F. Supp. 885, 906 (N.D. 111. 1960), aff'd per curiam. 367 U.S. 909 (1961). Accord, e.g.. Jan- dal, 433 F .2d at 305 (rejecting argument that continuance of in junction was unnecessary because it did not "gran[t] the S.E.C. any power that was not contained within the Act itself"); United States v. Western Electric Company, Inc.. 592 F. Supp. 846, 854- 55 (D.D.C. 1984), appeal dismissed. I l l F.2d 23 (D.C. Cir. 1985). 32 For the reasons outlined above, the judgment below rests upon a misconstruction and misapplication of the governing legal prin ciples and it must be reversed. II The District Court Erred As A Matter Of Law And Made A Clearly Erroneous Finding When It Determined That The Impact Of Prior Racially Discriminatory Policies Of Oklahoma City School Authorities Had Become Too Attenuated To War rant Continued Enforcement Of The 1972 Remedial ______________ Decree In This Case______________ 37 The court below rested its determination that dissolution of the 1972 injunction was appropriate primarily upon the results of its search for proof of discriminatory intent, which we have dis cussed above. However, the Memorandum Opinion also states: The Supreme Court has also recognized "at some point in time the relationship between past segregative acts and present segregation may become so attenuated as to be incapable of supporting a finding of de jure segregation warranting judicial intervention." Keves v. School Dis trict No. 1. 413 U.S. 189, 211 (1973). That time has arrived in Oklahoma City. While the history of discrim ination in Oklahoma City cannot be ignored, it "cannot, in the manner of original sin, condemn governmental ac tion that is not itself unlawful." City of Mobile v, Bolden. 446 U.S. 55, 74 (1980). (Mem. Op. 22-23.)38 To the extent that this was intended as an 37This Court's review of the legal rulings of the district court is plenary; its review of so much of this issue as involves a factual determination (see infra note 39) is limited by the "clearly erroneous" standard of Fed. R. Civ. P. 52. 38The court also made the categorical statement that "[f]rom the time of this court's original decision in this case over 25 years ago, the Oklahoma City Board of Education has taken abso lutely no action which has caused or contributed to the patterns 33 alternative basis for the court's decision to dismiss this action, it rests upon a misinterpretation of the Supreme Court jurispru of the residential segregation which presently exist in Oklahoma City" (Mem. Op. 21)(emphasis supplied). It is difficult to comprehend how the trial court could think such a statement justified. In 1965, two years after the "original decision" to which it referred, the same court wrote that the school board's desegregation plan "serves to maintain and extend school segregation by extending areas of all Negro housing, de stroying in the process already integrated neighborhoods" (244 F. Supp. at 977)(emphasis supplied). The court's earlier opinions make clear how school board actions thus contributed to the expan sion of the area of black containment within Oklahoma City to the entire "northeast quadrant" by 1972, when the Finger Plan was ordered into effect. The court's Memorandum Opinion is internally contradictory regarding factors affecting housing patterns in Oklahoma City. For instance, the court notes that few black families (of those for whom data is available in the limited relocation studies done by the district) moved from the "northeast quadrant" to housing served by the particular school to which their children had been bused under the Finger Plan; it then infers that "the compulsory busing of black children to a certain area does not have any appreciable affect [sic] on where their parents choose to relocate" (Mem. Op. 10). Nevertheless, the court later states that the actions of the Board of Education, through implemen tation of the Finger Plan at all grade levels for more than a decade, have fostered the neighborhood integration which has occurred in Oklahoma City. The Board's use of busing in grades 5-12 cannot help but promote neigh borhood integration and deter residential segregation in the future (Mem. Op. 22) . This finding is supported by research, e. g. . D. Pearce, Breaking Down Barriers; New Evidence on the Impact of Metropolitan School Desegregation Housing Patterns (1978)(levels of residential integration higher throughout metropolitan imple menting school desegregation plans than in areas without such plans). 34 dence which it cites and is legally in error and clearly erroneous on this record.39 First, the Bolden passage quoted by the court has nothing to do with the issue of attenuation or causality, but rather with the method of establishing discriminatory intent ab initio. See Rogers v. Lodge. 458 U.S. 613, 620 (1982)(emphasis supplied).40 Second, the district court's analysis of Keyes was incomplete. After the language set out by the trial judge in the Memorandum Opinion, the Supreme Court in Keves continued: We made it clear [in Swann1. however, that a connection between past segregative acts and present segregation may be present even when not apparent and that close examination is required before concluding that the con nection does not exist. Intentional school segregation in the past may have been a factor in creating a natural environment for the growth of further segregation. (413 U.S. at 211.) Here there was no such close examination underlying the dis trict court's holding that the impact of half a century of dis 39The continuing effect of past discrimination in a given locality is obviously a factual question; the determination whether the connection is "so attenuated as to be incapable of supporting a finding of de jure segregation warranting judicial intervention," Keves. 413 U.S. at 211, is a legal determination. 40Thus, even if the language from Bolden were properly read as minimizing the significance of past discrimination, it is not addressed to the issue of attenuation. Furthermore, the Bolden opinion represented the views of only a plurality, not a majority, of the Supreme Court. Rogers v. Lodge. 458 U.S. 613, 618-20 (1982). In Rogers. six Justices joined in an opinion which stated that "Evidence of historical discrimination is relevant to drawing an inference of purposeful discrimination," id. at 625. See also Keves v. School District No. 1 . Denver. 413 U.S. 189, 207-11 (1973). 35 crimination and official segregation, in both schools and housing, was so completely dissipated in the thirteen years between 1972 and 1985 as to play only an inconsequential part in shaping the current virtually all-black composition of traditionally all-black neighborhoods in northeast Oklahoma City. The trial court's deter mination on this issue41 (Mem. Op. 5-23) is based entirely upon se lected opinion testimony of Dr. William Clark (see id. at 18-21). Dr. Clark did not disagree with the assertion that the con tinuing residential segregation in the northeast quadrant was traceable to the discrimination of the past. One of the linchpins of his Civil Rights Commission study, upon which the district court placed great weight, is the proposition that whites in the United 41The district court does make other findings on matters which are not contested but which are only tangential to the precise issue whether the school authorities1 "past segregative acts did not create or contribute to the current segregated condition of the [northeast quadrant] schools," Keyes, 413 U.S. at 211. For example, both the decennial census statistics and the limited data available in school district records indicate that some black families have moved from the northeast quadrant area to other parts of Oklahoma City (Mem. Op. 7-10) and that few school attendance zones now have no black residents (id. at 10) . The court also identified a series of judicial decisions and legisla tive actions overruling or repealing mandatory segregation require ments and creating structures to afford a remedy to individuals complaining of current overtly discriminatory practices (id. at 17-18). But see 219 F. Supp. at 433 (school segregation statutes void and unenforceable); 338 F. Supp. at 1259-65 (school system still segregated). These phenomena are not without interest, but they have limi ted probative value on the question involved in this case, which is whether the extensive past official discriminatory practices effectuated in Oklahoma City are, in the words of the Supreme Court in Keyes, still "contribut[ing] to" the current virtually all-black enrollment of elementary schools located in the historically all black northeast quadrant of the city. 36 States have different "social preferences" than blacks, which lead to neighborhood segregation (see Def. Ex. 10 at pp. 108-11; Tr. 86).42 In his testimony, Dr. Clark elaborated: Q. Haven't you also written about the strong disin clination on the part of whites to move into established black residential areas? A. That's correct. Q. How would you describe that — the strength of that disinclination? A. I believe when neighborhoods reach a certain per centage minority, it may be 25, 30 percent, we find that not only do some white households continue to leave that, but the neighborhood changes as much because white house holds do not move into those areas. But there's a very, very small proportion of white households that will move into neighborhoods that are heavily minority. Q. So that we — is it your opinion that one would not expect, based on those surveys and your knowledge and the opinions you have expressed, that whites would move into the established black residential areas in 42Dr. Clark uses the term "preference" to include "prejudice" (Tr. 114). He recognizes that prior discrimination, including officially discriminatory policies of governmental agencies, con tributes to the development of "preferences," although he testified that the contribution is "small" (Tr. Ill): But the amount, in my opinion, is probably small, because we see other ethnic groups, and in my own city is a good example. Of these other ethnic groups, like the Viet namese, the Koreans, the Japanese, having quite high levels of preference for people of their own race. The Hispanics also. Dr. Clark has elsewhere drawn a distinction between the patterns of residential development among Hispanics and Japanese in Los Angeles, on the one hand, and those of blacks, finding much greater dispersal throughout the city for all groups except blacks. See H. Nelson & W. Clark, The Los Angeles Metropolitan Experience: Uniqueness, Generality, and the Goal of the Good Life 34-38 (1976) ; Clark, Judicial Intervention. Busing and Local Residential Change, in T. Herbert & R. Johnston, ed., Geography and the Urban Environ ment 254 (1984). 37 Oklahoma City after 1950 or 1960, whatever point we want to take and look at the areas of concentrations? A. Generally, that's correct. Q . And does it not therefore follow that, to the extent that past discrimination was a factor in establishing concentrated minority residential areas, that those areas are unlikely to change because of the antipathy of whites to moving in unless and until their black residents move somewhere else? A. I think that you would have to agree with that, given what I've testified. Yes. Q. . . . As long as school attendance is determined by residential zones, such as those which have been drawn which overlay areas of established black concentration, you wouldn't anticipate white families moving into those areas? A. I would not anticipate white families moving in. No. (Tr. 105-07 [emphasis supplied].)43 In this testimony by the school board's expert witness, which was uncontradicted,44 the continuing causal connection between 43See Clark, Residential Mobility and Neighborhood Change; Some Implications for Racial Residential Segregation. 1 Urban Geo graphy 95, 113 (1980)("In sum, the evidence supports the argument that most white households do not wish to live in even moderately black areas. . . . The critical point is to note that given an initial minority concentration the pattern would continue to evolve with that concentration as a core")(emphasis supplied). 44Plaintiffs' expert witness agreed with Dr. Clark about the role of preferences and economic status, for example, in estab lishing current demographic patterns, but she was of the opinion based upon her training and research that those factors are trace able directly to past discrimination. See supra p. 18. As one federal court has written: "State condoned racism encourages simi lar attitudes among citizens, which may persist long after state policy changes. . . . The lingering effects of past discrimination are omnipresent in the United States." Snell v. Suffolk County. 611 F. Supp. 521, 530-31 (E.D.N.Y. 1985). [footnote continued on next page] 38 the "unlawful and deplorable governmental barriers of the past" (Mem. Op. 18) and the current racial composition of the "northeast quadrant" is clearly established.45 While other factors may also A wealth of scholarly research and writings supports this view. See. e.g.. J. Levin & W. Levin, The Functions of Discrimi nation and Prejudice 73, 88 (2d ed. 1982)("When prejudices develop, they tend to become part of the structure of beliefs that shape the culture of a people. . . Prejudice tended not only to justify discrimination but to perpetuate it as well . . . prejudice is not a cause of discrimination but a consequence") ; R. Lake, The New Suburbanites: Race and Housing in the Suburbs 242 (1981)("The notion of white preferences is multidimensional and encompasses racial prejudice per se, fear of negative economic consequences, fear of loss of status, and fear of becoming a new minority in a resegregated black neighborhood. This preference structure is augmented by the steering of white demand away from integrated housing regardless of white attitudes. . . . Broker behavior and white attitudes are therefore complementary, with white preferences providing an incentive for realtor discrimination and such dis crimination reinforcing and confirming white preferences"); M. Danielson, The Politics of Exclusion 11 (1976)("Racial stereotypes and negative collective judgments are reinforced by the legacy of three hundred years of slavery, segregation, discrimination, and racial hostility"); Loewenberg, The Psychology of Racism, in G. Nash & R. Weiss, eds., The Great Fear — Race in the Mind of Amer ica 186-87 (1970)("Prejudice is learned behavior. It is the natu ral result of participation in social patterns of prejudice. A child learns social behavior by watching and emulating the atti tudes and conduct of the significant people around him — his par ents, family, and friends. This is called identification. This is one of the processes by which racial attitudes are passed from generation to generation"); D. Wellman, Portraits of White Racism 235 (1977)("The distinctive feature of racist thinking, then, is not hatred. What sets it off from other thinking is that it jus tifies policies and institutional priorities that perpetuate racial inequality, and it does so in distinctively American terms"). 45As discussed above, those barriers resulted from school board as well as other governmental action. See, e.g.. supra pp. 6-7. The district court errs in describing plaintiffs' goal in this litigation as seeking a "compulsory desegregation plan imple mented by a public school system [to] eliminate residential segre gation [for which it is not responsible]" (Mem. Op. 43-44). But for the deliberate, systemic, and long-continued discriminatory practices of school authorities in Oklahoma City, the remedy plain tiffs now seek might not be necessary. However, "the schools for Negroes have been centrally located in the Negro section of Okla homa City, comprising generally the central east section of the 39 be affecting the demography of Oklahoma City today, any conclusion that "past segregative acts did not create or contribute to the current segregated condition of the [northeast quadrant] schools," Keves. 413 U.S. at 211, is completely untenable and clearly erro neous on this record.46 On this score as well, the judgment below must be reversed. Ill The District Court Should Have Ordered The Finger Plan Modified To More Nearly Equalize The Burdens On Black And White Students Rather ____ Than Dissolving Its Decrees Entirely_____ 47 As noted previously, the parties are agreed that the burdens of transportation and school closings were borne unequally by black students under the Finger Plan, and that the inequity increased with the change in the proportion of black students in the Oklahoma City school system. Plaintiffs contend that this increasing in City" (219 F. Supp. at 433-34). Not only are many of those schools virtually all-black today, but as previously noted, the district court found school authorities' actions to have aggravated and extended the segregated school and residential patterns in the northeast quadrant. 46The language of Keves is significant. Attenuation is not established by proof that prior discriminatory practices are not the predominant cause of current residential patterns; rather, it must be demonstrated that they make no contribution whatever. Dr. Clark's testimony stands as an insurmountable barrier to making such a judgment. 47Appellants contend that the district court erred as a matter of law in determining to dissolve the injunction; review with respect to that part of the issue is therefore plenary. With respect to plaintiffs' requested modification of the decree, the applicable standard of review is "abuse of discretion." See System Federation No. 91 v. Wright. 364 U.S. 642, 647-51 (1961). 40 equity warrants a modification of the Finger Plan to eliminate the "stand-alone" feature and to increase the number of grades in which white elementary pupils would be transported. Through their expert witness, Dr. Gordon Foster, plaintiffs presented an alternative desegregation plan to illustrate the feasibility of maintaining desegregated elementary schools in Oklahoma City while at the same time eliminating the inequities of the Finger Plan. The district court rejected the request for modification of the decree. It stated that the plaintiffs' argument "that white children should share the busing burden now because blacks carried the burden in the past . . . simply does not square with principles of equity" (Mem. Op. 53). The court advanced several reasons for denying plaintiffs the relief which they sought: (a) because the school district had achieved "unitary status," the modification sought by plaintiffs constituted "additional- relief" to which they were not entitled fid.') ; (b) if elementary school desegregation under a plan that would bus white as well as black students were ordered, "it is probable that the school district would sustain a substantial wave of white flight" (id. at 54); (c) resumption of pupil transportation at the elementary level would be costly and might "adversely impact the effective schools program" being imple mented by the district fid. at 55) ; (d) some of the particulars of the plan proposed by Dr. Foster were unnecessary, in the court's view fid. at 55); and (e) "in light of the school district's uni tary status, the court would not order transportation of young pupils (id.). We respectfully submit that none of these justifi 41 cations provides an adequate basis for completely dissolving the 1972 decree, instead of modifying it as plaintiffs suggested to make it more equitable. First, insofar as "unitary status" is interposed as a bar to the modification of the decree requested by plaintiffs, the court's reasoning suffers from the same defect as its articulation of this rationale as the basis for granting the dissolution of the decree sought by the defendants. The court's inherent power to enforce and to modify its decrees, United States v. Swift & Company, 286 U.S. at 114, is not withdrawn because a school system obeying those decrees achieves "unitary status" (see 795 F.2d at 1520 & n.3). Second. the court's understanding of the application of Spang ler to this case, and of this Court's prior opinion (see Mem. Op. at 53-54) was flawed. A fair reading of the term "additional re lief," as used by this Court in the context of its opinion (in which it cited Spangler prominently, see 795 F.2d at 1522), shows that plaintiffs' agreement that the plan should be modified, and their request that the modification should preserve school deseg regation on an equitable basis, does not amount to a prayer for the sort of "additional relief" involved in Spangler: reassign ments to affect enrollments in schools whose racial composition changed due to "minor shifts in demographics or minor changes in other circumstances which are not the result of an intentional and racially motivated scheme to avoid the consequences of a man 42 datory injunction" (795 F.2d at 1522).48 All parties agree that the degree of inequity for black elementary students under the Finger Plan had increased since it was first developed. Those are exactly the circumstances of hardship and oppression which justify the exercise of a federal court's authority to modify (rather than to grant additional) relief, United States v. Swift and Company.49 48This Court's 1986 opinion reflects a careful reading of Spangler. with attention to what the Supreme Court actually held rather than to the much broader propositions for which the case is sometimes cited. The Supreme Court ruled that an injunction susceptible of being interpreted (as the district court in that case did in fact interpret it) to require yearly student reassign ments in order to preserve particular racial balances had to be explicitly modified — not just verbally disapproved by the appel late court — to delete the language in question. 427 U.S. at 437-40. But the Court th[ought] it unnecessary to consider petitioners' other contentions: that the District Court's 1970 injunction should in all respects be dissolved; that the District Court's jurisdiction over the [school district] should be terminated? or that petitioners' suggested modifica tions to the Pasadena Plan should be accepted as an alternative to the present plan. fid, at 440-41.) 49In its decision in Swift. the Supreme Court said that "[n]othing less than a clear showing of grievous wrong evoked by new and unforeseen conditions should lead us to change what was decreed after years of litigation with the consent of all con cerned" (286 U.S. at 119). However, "[i]n Swift. the defendants sought relief not to achieve the purposes of the decree, but to escape their impact," United States v. United Shoe Machinery Cor poration. 391 U.S. 244, 248 (1968). A federal court's discretion to modify its decrees, either to better achieve their ultimate purposes or to avoid unnecessary hardship on the parties whom the injunction is intended to protect, is, in contrast, broad. The source of the power to modify is of course the fact that an injunction often requires continuing supervision 43 Third, this Court and many others have recognized that the burdens of desegregation plans should not be borne disproportion ately by minority students.50 The parties agreed that by the 1980's this was occurring under the Finger Plan and conditions would get worse if additional stand-alone schools were created (see supra pp. 13-14 note 17) . A modification of the decree to conform its actual operation with the established legal principle of equitable burden-sharing was therefore entirely appropriate, cf. Spangler. 427 U.S. at 437-38 (1970 district court decree requiring maintenance of particular student ratios should be modified in light of subsequent decision in Swann); System Federation No. 91 v. Wright. 364 U.S. 642 (1961)(consent injunction in suit to en force Railway Labor Act prohibition of discrimination on account of labor union membership status should be modified after Act amended to allow "union shop"). by the issuing court and always a willingness to apply its powers and processes on behalf of the party who obtained that eguitable relief. Spangler. 427 U.S. at 437, quoting System Federation No. 91 v. Wright. 364 U.S. 642, 647 (1961)(emphasis supplied). See United Shoe. 391 U.S. at 248-49, 251-52; United States v. Lawrence County School District. 799 F.2d 1031, 1042-46 (5th Cir. 1986); Sizzler Family Steak Houses v. Western Sizzlin Steak Houses. Inc.. 793 F.2d 1529 (11th Cir. 1986); Booker v. Special School District No. 1, 585 F .2d 347, 352 (8th Cir. 1978), cert, denied. 443 U.S. 915 (1979); King-Seelev Thermos Company v. Aladdin Industries. Inc., 418 F.2d 31, 35 (2d Cir. 1969); Evans v. Buchanan. 512 F. Supp. 839, 849 (D. Del. 1981). 50E.g.. Keves v. School District No. 1, Denver. 521 F.2d 465, 479 (10th Cir. 1975), cert, denied. 423 U.S. 1066 (1976); Arvizu v. Waco Independent School District. 495 F.2d 499 (5th Cir. 1974); United States v. Board of Education of Waterburv. 605 F.2d 573 (2d Cir. 1979) ; McPherson v. School District No. 18 6 . 426 F. Supp. 173, 187 (S.D. 111. 1976); United States v. Missouri. 388 F. Supp. 1058, 1061-62 (E.D. Mo.), modified on other grounds. 515 F.2d 1365 (8th Cir.), cert, denied. 423 U.S. 951 (1975). 44 The district court appears to have treated the "stand-alone" school concept as inseparable from the remainder of the Finger Plan, and on this basis it permitted the school board to abandon entirely the effort to maintain elementary school desegregation through the only effective technigues available, pairing and clus tering. The record demonstrates conclusively, however, that the existence of "stand-alone" schools was dependent upon discretionary decisions made by the school board, and not upon some automatically triggered provision of the Finger Plan. Experience under the Finger Plan thus suggests that it could easily have been continued in effect without the feature.51 51The Finger Plan, as ordered implemented in 1972, provided that If any school in a cluster is already desegregated be cause [students] residing within its present attendance zone and enrolled in the school are more than 10% black and less than 35% black, then that school would operate as a school enrolling grades K-5. (PI. Ex. 6, p. liv.) Discretionary board determinations were ap plied to every aspect of this provision. For example, the school district first used a range of ±10% above or below the system-wide ratio of black students in the elementary grades for stand-alone schools; then subsequently changed it to ±15%. The board also established K-4 as well as K-5 stand-alone schools (Tr. 217-18, 490, 492-93; Def. Ex. 68-70, 72-75, 76 p. M—14, 78). The board considered factors other than racial composition, including available capacity at other facilities, etc., in deciding whether to create new "stand-alones" (Tr. 489, 493, 496-97 [Fink], 528 [Hill]). Between 1972 and 1985, it created only one new "stand-alone" school: Bodine Elementary, in 1984-85 (PI. Ex. 13- 25; Tr. 475 [Fink], 1324 [Foster]). In that year, only three of thirteen eligible areas were served by "stand-alone" schools (Pi. Ex. 25, Def. Ex. 72); in 1982-83, only two of ten eligible facil ities had K-5 "stand-alone" status (PI. Ex. 23, Def. Ex. 68). [footnote continued on next page] 45 The other modification in technique sought by plaintiffs to achieve greater equity — the assignment of more than a single grade to the schools in the northeast quadrant [Tr. 1279] — had been suggested by the system's own research staff [Tr. 498-99; Def. Ex. 72]. Fourth. the district court gave only lip service to the impor tant principle that "white flight" does not justify a retreat from public school desegregation.52 Of the cases upon which the court Moreover, the school board dramatically reduced the number of "stand-alone" schools after 1972 through similar discretionary decisionmaking. In 1972-73 there were twelve "stand-alone" schools (PI. Ex. 13). The number decreased to nine in 1974-75, eight in 1978-79, and two in 1980-81 (PI. Ex. 15, 19, 21). Sometimes, but not consistently, "stand-alone" schools were discontinued because their student enrollments no longer fell within the racial guidelines of the Finger Plan. Compare, e.g. . PI. Ex. 13-15 (North Highland) with PI. Ex. 18-20 (Columbus, River side) , and with PI. Ex. 20, 21, and Tr. 522-26 (Mark Twain, Shidler, Stand Watie). In most instances, according to a school board expert witness, "stand-alone" schools were discontinued when the board made other pupil assignment changes throughout the district (Tr. 290-91 [Welch]). The board also bused additional grade 1-4 students from black neighborhoods to "stand-alone" schools without reciprocally trans ferring white fifth graders (see PI. Ex. 8, 19 [black students living in the Dewey neighborhood reassigned from Quail Creek to Ross in 1978-79 while white fifth graders remained at Ross]). 52United States v. Scotland Neck City Board of Education. 407 U.S. 484 (1972) ; Wright v. Council of the City of Emporia. 407 U.S. 451 (1972); Monroe v. Board of Commissioners of Jackson. 391 U.S. 450 (1968); United States & Pittman v. Hattiesburg Muni cipal Separate School District. 808 F.2d 385, 391 (5th Cir. 1987); Davis v. East Baton Rouge Parish School Board. 721 F.2d 1425, 1438 (5th Cir. 1983); Morgan v. Kerrigan. 530 F.2d 401, 422 (1st Cir.), cert, denied. 426 U.S. 935 (1976); cf. Cooper v. Aaron. 358 U.S.l (1958) . 46 sought to rely, two are distinguishable because they involve deseg regation measures voluntarily undertaken by school boards which had not been adjudicated to have committed constitutional viola tions; the opinions in those cases carefully limited their hold ings.53 In the third case, Stout v. Jefferson County Board of Education. 537 F.2d 800 (5th Cir. 1976), the Fifth Circuit viewed the action of the district judge as "choosing between various permissible plans" to desegregate a school system, id. at 802, against a backdrop of whites' refusal to attend a specific school under an earlier plan — not a system-wide decrease in white pupils over more than a decade, id. The contrast with Oklahoma City, where the plan implemented by the board in 1985 results in the attendance of more than 40% of all elementary-grade black pupils at virtually all-black schools, could not be more striking. Fin ally, the Fourth Circuit in Riddick. 784 F.2d at 539-40 (cited at Mem. Op. at 54), explicitly treated the board's action as "volun tary," and governed by Higgins and Andrew Jackson (see supra note 53), based upon its holding as to the effect of "unitary status." Of course, this Court has already expressed its disagreement with that determination (795 F.2d at 1520). 53See Parent Association of Andrew Jackson High School v. Ambach. 598 F.2d 705, 719-20 (2d Cir. 1979)(contrasting what "the Constitution commands" of a formerly segregated system with "the limited circumstances of purely voluntary action," id. at 720); Higgins v. Board of Education of Grand Rapids. 508 F.2d 779, 793- 94 (6th Cir. 1974)(suggesting that the "authority of school offi cials to formulate plans for achieving an improved racial balance should not be as restrctive in the case of a school system which has not been found to have engaged in purposeful segregation as for a system which has practiced de jure segregation," id. at 793) . 47 Fifth. the fact that reinstituting a desegregative assign ment process for grades 1-4 in Oklahoma City will involve addi tional costs "is not a valid argument against the constitutional mandate to desegregate" (338 F. Supp. at 1272 and cases cited); if ultimately necessary, the court has ample authority to guarantee effectuation of that mandate.54 As for the possibility of a negative impact on the district's Effective Schools Program, defen dants' witnesses, both lay and expert, stated that this program could be carried out in conjunction with a desegregation plan for grades 1-4 and did not depend upon the "neighborhood school" as signment method adopted by the board in 1985 (Tr. 693, 901, 944). Finally. there was no showing that under the Finger Plan between 1972 and 1985, pupil transportation had involved "time or distance of travel [that was] so great as to either risk the health of the children [of any age] or significantly impinge on the edu cational process," Swann. 402 U.S. 1, 30-31 (1971). Under Dr. Foster's proposed plan, the longest distance between paired or clustered schools was no greater than that which had been utilized under the original Finger Plan (Tr. 1304 [Dr. Foster] , 1525-27 [Superintendent Steller]). The court's reference to "potential harms related to busing students at this tender age" (Mem. Op. 55) is therefore without record support and certainly does not 54See, e.g.. Liddell v. State of Missouri. 731 F.2d 1294, 1322-23 (8th Cir. 1984). 48 stand as an independent justification for refusing plaintiffs' request for more equitable treatment of black pupils.55 Thus, we conclude that the district court's opinion articu lates no convincing reason for its failure to grant plaintiffs' request for modification of the 1972 decree by requiring the school board to eliminate the "stand-alone" feature and make other alter ations in the Finger Plan so that the burdens of transportation and reassignment under the plan would be shared equitably by black and white students in grades 1-4. If the district court was not satisfied with the prototype of such a plan presented by Dr. Fos ter, and the school district failed to come up with a workable alternative which achieved these goals, the court could have desig nated its own expert to accomplish this task. See Swann. 402 U.S. at 24-25. Conclusion For the foregoing reasons, appellants respectfully pray that- the judgment below, dissolving the 1972 injunctive decree and taxing costs against plaintiffs, should be reversed, and the case should be remanded with instructions to the district court to require the school board to comply with its 1972 decree, as modi- 55The district court did not really advance this concern as an independent reason for rejecting plaintiffs' requested modifi cation. Rather, he said that "[i]n light of the school district's unitary status," this factor had to be considered (Mem. Op. at 55) . As we noted supra in text, the finding of "unitary status" in no way alters the court's power or obligation to provide equity. 49 fied in accordance with plaintiffs' request so as to eliminate the "stand-alone" school feature and to impose equitable burden sharing among both black and white elementary school students. Statement as to Oral Argument Appellants respectfully request that oral argument be sched uled in this matter because of the public importance of the case and the complexity of the issues involved. 1528 N.E. 23rd Street Oklahoma City, Oklahoma 73111 (405) 424-5201 JOHN W. WALKER LAZAR M. PALNICK John W. Walker, P.A. 1723 Broadway Little Rock, Arkansas 72206 (501) 374-3758 JULIUS L. CHAMBERS NORMAN J. CHACHKIN JANELL M. BYRD 99 Hudson Street, 16th f1. New York, New York 10013 (212) 219-1900 Attorneys for Appellants 50 APPENDIX F I L E D IN THE UNITED STATES DISTRICT COURT FOR THE nrp q 1QQ7 WESTERN DISTRICT OF OKLAHOMA 30' ROBERT L..DOWELL, et al., ) ) Plaintiffs, ) v s . ) ) THE BOARD OF EDUCATION OF THE ) OKLAHOMA CITY PUBLIC SCHOOLS, ) INDEPENDENT DISTRICT NO. 89, ) et al. ) ) Defendants. ) No. CIV-61-9452-B Norman J. Chachkin and Theodore M. Shaw, NAACP Legal Defense Fund, New York, New York; John W. Walker of JOHN W. WALKER, P.C., Little Rock, Arkansas; and Lewis Barber, Jr., of BARBER/TRAVIOLIA, Oklahoma City, Oklahoma, Attorneys for Plaintiffs. Ronald L. Day and Laurie W. Jones of FENTON, FENTON, SMITH, RENEAU & MOON, Oklahoma City, Oklahoma, Attorneys for Defendants. William S. Price, United States Attorney, Oklahoma City, Oklahoma; Wm. Bradford Reynolds, Assistant Attorney General, Roger Clegg, Deputy Assistant Attorney General, David K. Flynn and Mark L. Gross, Attorneys, Department of Justice, Washington, D.C., filed an amicus curiae brief for the United States. MEMORANDUM OPINION Before LUTHER BOHANON, United States District Judge No matter how complex the remedial plan invoked, it is irrational to assume that a school desegregation plan will be able to serve the needs of the community indefinitely. Oklahoma City, or any other community served by a unitary school system, will not remain demographically stable, "for in a growing, mobile society, few will do so." Swann v. Charlotte-Mecklenburg Board of Education, 402 U.S. 1, 31 (1971). Following a unitary declaration in 1977, the parties are now before the court for reasons directly related to the impact of such demographic change upon the delivery of a quality education to all students. In 1972, the court ordered the Oklahoma City Board of Education to implement a desegregation decree commonly referred to as the Finger Plan. Dowell v. Board of Education of Oklahoma City Public Schools, 338 F.Supp. 1256 (W.D. Okla. 1972), aff'd, 465 F . 2d 1012 (10th Cir. 1972), cert, denied, 409 U.S. 1041 (1972). This decree was designed not only to assist the Board in satisfying its affirmative desgregative obligation, but also to allow the school district to achieve the ultimate goal unitary status. Dowell, 338 F.Supp. at 1272. After the decree had been succussfully implemented, the Board moved to close the case because it had "eliminated all vestiges of state-imposed racial discrimination" and converted the school district into a unitary system. On January 18, 1977, after proper notice and hearing, the court entered an Order finding that the Board had carried out the decree and had "slowly and painfully accomplished" the goal of establishing a "unitary system:" Now sensitized to the constitutional implications of its conduct and with a new awareness of its -2«l- responsibility to citizens of all races, the Board is entitled to pursue in good faith its legitimate policies without the continuing constitutional supervision of this Court. The Court believes and trusts that never again will the Board become the instrument and defender of racial discrimination so corrosive of the human spirit and so plainly forbidden by the Constitution. ACCORDINGLY, IT IS ORDERED: 1. The Biracial Committee established by the Court's Order of December 3, 1971, which has been an effective and valued agency of the Court in the implementation of the Plan, is hereby dissolved; 2. Jurisdiction in this case is terminated ipso facto subject only to final disposition of any case now pending on appeal. The $203,333.32 award of attorney fees and costs was the only matter on appeal. This court believed then and continues to believe that the Order Terminating Case quoted above followed the teachings of Swann. For eight years, the Board continued to utilize the techniques of pairing, clustering, and compulsory busing — the tenets of the Finger Plan — through the 1984-85 school year. However, the Board had perceived progressive inequities in the Finger Plan resulting from demographic change in the community. In response, the Board adopted for school year 1985-86 a student assignment plan for grades K-4 which eliminated compulsory busing and assigned students to the elementary school located in the neighborhood where they resided. Eleven of the sixty-four elementary schools had a black student population exceeding 90% due in part to areas of residential segregation in Oklahoma City. The Board instituted the plan believing, as did the court, that the Oklahoma City schools were no longer subject to federal court supervision under Swann. - 34i- In 1985, the plaintiffs sought to intervene and reopen this action, challenging the School Board's decision to alter the basic method of pupil assignment at the elementary grade level. Following an evidentiary hearing in April, 1985, the court found that its unitary declaration in 1977 was binding and that the school district remained unitary in 1985. Additionally, the court concluded that the neighborhood school plan was constitutional since it was not adopted with the intent to discriminate on the basis of race. Thus, the court ruled that special circumstances did not exist which warranted reopening the case. Dowell v. Board of Education of Oklahoma City Public Schools, 606 F.Supp. 1548 (W.D. Okla. 1985). The Court of Appeals concurred that the 1977 unitary finding was binding upon the parties. Dowell v. Board of Education of Oklahoma City Public Schools, 795 F.2d 1516, 1522 (10th Cir. 1986). However, the Court of Appeals ruled it is only when the order terminating the case also dissolves the desegregation decree that the School Board "regains total independence from the previous injunction." Dowell, 795 F.2d at 1521. Since this court had not expressly dissolved the 1972 decree, the Court of Appeals remanded the case "for further proceedings to determine whether the original mandatory order [would] be enforced or whether and to what extent it should be modified." Dowell, 795 F.2d at 1523. In these remand proceedings, the Court of Appeals placed the burden of proof on the School Board: "[t]he defendants, who essentially claim that the injunction should be amended to accomodate neigh borhood elementary schools, must present evidence that changed r. (;• ■ “4 conditions require modification or that the facts or law no longer require the enforcement of the [1972] Order." Id. This court fully intended in 1977 to restore the School Board to total independence and relinquish to the Board all control over the school district. This court is now aware that it should have dissolved the injunction in 1977, as pointed out in the Circuit opinion, because the Oklahoma City schools were at that time, as they are today, operating as a unitary system, wholly without discrimination to blacks or other minority students, faculty or staff. On February 5, 1987, this court granted the Petition for Intervention and Plaintiffs' Motion to Reopen, and set the matter down for an evidentiary hearing on the merits. The hearing was conducted in June, 1987. Following eight days of testimony, careful review of all trial exhibits, and consideration of the arguments of counsel, the court is now entering its Memorandum Opinion containing its findings of fact and conclusions of law, and holding that the evidence of the defendants far outweighs the evidence of the plaintiffs. I. WHAT IS THE CAUSE OP CURRENT RESIDENTIAL SEGREGATION __________________ IN OKLAHOMA CITY?___________________ The fundamental issue the court must address is whether the School Board has shown a substantial change in conditions warranting dissolution or modification of the 1972 Order. The existence of residential segregation in certain Oklahoma City neighborhoods has resulted in the existence of the predominantly black elementary schools which are being challenged by plaintiffs. Thus, the cause of the residential segregation which presently exists in Oklahoma City lies at the very heart of the issue the court must determine. A review of the nature of demographic change which took place in Oklahoma City following implementation of the Finger Plan sheds light on the answer. A. Demographic Data 1. Past Governmental Barriers By way of background, the state-compelled dual school system in Oklahoma City was rooted in state constitutional and statutory provisions mandating separation of the races for public educational purposes. Early ordinances in Oklahoma City set aside areas within which blacks and whites were to live. Past developers platted lands with restrictive covenants which prohibited the sale of homes to blacks. In 1963, this court recognized that the residential pattern of white and black people in Oklahoma City had been set by law for a number of years. These early residential patterns had much to do with the segregation of the public schools in Oklahoma City. The east and southeast portions of the original city of Oklahoma City was black, and all other sections of the city were occupied by the white race. Dowell v. Board of Education of Oklahoma City Public Schools, 219 F.Supp. 427, 433-34 (W.D. Okla. 1963). Thus, the schools for blacks were centrally located in a predominantly black section of Oklahoma City, comprising generally the central east section of the city. Residential segregation was encouraged through a special -6«h transfer policy which was implemented by the Board of Education between 1955 and 1963. This "minority-to-majority" policy was stricken down by the court in 1963. Dowell, 219 F.Supp. at 442. 2. The East Inner-City Tracts The nature and extent of demographic change following this state of affairs in Oklahoma City was illuminated by U. S. census data presented at the recent hearing. A census tract map of the Oklahoma City metropolitan area for 1960 clearly shows the historical concentration of black households in the east inner-city area. (Def. Ex. 2; Tr. 45). The east inner-city area lies within census tracts 13, 27, 28, 29, 30, 38 and 79. (Tr. 66). By 1970 there was a distinct and extensive spread of the black population from this area across school district boundaries to the eastern part of the metropolitan region. (Def. Ex. 3). However,- there were few, if any, black households in the northern, western and southern parts of the school district in 1970. 3. Relocation Statistics Following implementation of the Finger Plan, the school district's research department conducted a study of relocation characteristics of the school district's black population. The survey focused on black families with kindergarten children residing in the east inner-city area as of 1974-75, who relocated by 1977-78. The results showed mobility: 148 families moved, but stayed within the east inner-city area; 209 -7a- families moved out of the east inner-city area, but did not relocate within the school district; and at least 70 families moved from the east inner-city area to predominantly white sections of the school district lying to the north, west and south. Only 1 of the 70 families moved within the attendance area of the elementary school to which their child was being bused for desegregation purposes. (Tr. 55-60) The metropolitan census data for 1980 confirmed the trend revealed by the research department's study. There had been a substantial migration of blacks to the northern, western and southern parts of the school district. (Def. Ex. 4; Tr. 61). Also, the Millwood School District, to the east, became predominantly black. (Tr. 65). Between 1960 and 1980 the east inner-city tracts remained predominantly black. Yet, as the following table reveals, there was a quite substantial decrease in the number of blacks choosing to live in this area: BLACK POPULATION TRACT NO. 1960 1970 1980 13 4818 5463 4198 27 2696 1691 22 28 6784 4554 3504 29 3684 1183 447 30 5066 2746 853 38 3324 1625 912 79 2905 2747 2623 -8a.- . ( ; In 1960, 84% of all blacks residing in the Oklahoma City metropolitan area lived within these tracts. In 1980, however, only 16.8% of the total black population in the metropolitan area lived in this area. (Def. Ex. 5D; Tr. 67-68). Also, between 1960 and 1980 there was a substantial amount of turnover in the black population residing in the east inner-city tracts.1 2 For example, between 1965 and 1970 the average rate of turnover in the east inner-city area was 42%, and between 1975 and 1980 it was 33.2%. (Def. Ex. 5E). These statistics show a considerable amount of population change going on in the east inner-city area. Some blacks were choosing to live within the area and others were choosing to move away. (Tr. 71). The substantial drop in numbers in the east inner-city tracts between 1960 and 1980 accounts for much of the expansion of the black population throughout other parts of the metropolitan a r e a .2 (Tr. 71-72). Since U.S. census data is only gathered every ten years, the latest available data was for 1980. However, the Oklahoma City School District maintained more current data. With this data, one of the Board's expert witnesses, Dr. William Clark, 1 "Turnover" refers to persons who did not live in the same house five years previously. 2 Between 1960 and 1980, there was a loss of approximately 43,000 whites from the main body of the school district in which the east inner-city area is located, but a gain of over 13,000 blacks. During the same period there was an increase of approximately 12,500 blacks outside school district boundaries in eastern Oklahoma County. Between 1960 and 1980, the white population in eastern, northern and western parts of the metropolitan area outside school district boundaries increased by 127,000. (Tr. 71-73). -9a- undertook a black population relocation study similar to the one conducted by the research department in the 1970's. This particular study focused on black families with kindergarten, first grade or second grade children who resided in the east inner-city area in 1982-83, and relocated by 1984-85. Of the families sampled, 324 moved out of the east inner-city area and did not relocate in the Oklahoma City school district. Three hundred five (305) families relocated within the east inner-city area. And, at least 180 black families moved to northern, western and southern parts of the school district. (Def. Ex. 8). Of these, only 2.1% moved into the attendance area of the school to which their children were being bused for desegregation purposes. (Def. Ex. 9; Tr. 76). These relocation studies reveal the compulsory busing of black children to a certain area does not have any appreciable affect on where their parents choose to relocate. (Tr. 76-77). For a different perspective, another expert witness, Dr. Finis Welch, analyzed the racial composition of the residential attendance zones in the Oklahoma City school district from 1972 to 1986. This analysis revealed that in 1972 there were 39 elementary school neighborhood attendance areas where virtually no black students (fewer than 1%) resided. By contrast, in 1986, blacks resided in every attendance area in the Oklahoma City school district. (Def. Ex. 11, 12, 13). Dr. Welch projected that the integration of Oklahoma City neighborhoods would continue to increase, and that by 1995 no attendance area in the district would have less than 16.2% black students residing there. (Def. Ex. 14). 4. Similarity Index and Exposure Index Research Another means of analyzing the degree of segregation or integration in a defined area is through the use of dissimilarity and exposure indices.^ The closer the dissimilarity index is to .00 the more integrated (or less dissimilar) the population. More segregation is shown as the index approaches 1.0. By contrast, the closer the exposure index is to .00, the more segregated (or less exposed) the population, and vice versa. (Tr. 128). Between 1972 and 1986, the population residing within the Oklahoma City school district decentralized in such a fashion that the exposure of blacks to non-blacks almost doubled. In 1972, the overall exposure index for the residential zones in the school district was .149; by 1986, the increased exposure of the races kicked the index up to .290 (Def. Ex. 40; Tr. 173). Dr. Welch recently completed a study for the United States Commission on Civil Rights which analyzed, among other things, the degree of segregation in 125 school districts for a period spanning roughly 20 years. (New Evidence on Desegregation, Def. Ex. 27; Tr. 122-23). Of the 125 school districts studied, the Oklahoma City school district experienced the eighth largest reduction in the index of dissimilarity or, in other words, the eighth greatest improvement in integration, during the period from 1968 to 1982. (Def. Ex. 27; Tr. 130-31). In 1986, 3 The dissimilarity index is a measure of how unevenly distributed the races are in a defined area. The exposure index is an alternative index showing how well integrated a defined area is. (Tr. 127-28). -na Oklahoma City ranked as the 39th largest metropolitan area in the country. Today, when the degree of dissimilarity in Oklahoma City, following implementation of the K-4 neighborhood school plan, is compared to the 24th through 56th largest metropolitan areas, the Oklahoma City school district falls in the mid-range. (Def. Ex. 38; Tr. 192). The least segregated is Columbus, Ohio, with a dissimilarity index of .136. The index for the Oklahoma City school district is .389. Birmingham, Alabama, is the most segregated with an index of .743. Even after implementing the K-4 neighborhood school plan, the degree of overall dissimilarity among the races attending school in Oklahoma City was less than that of Tulsa, Oklahoma, whose index was .557. (Def. Ex. 38). Dr. Welch also compared the dissimilarity index in Oklahoma City following implementation of the K-4 neighborhood plan with that of other unitary school districts in the country. The comparison was made with school districts which had been declared unitary in cases involving the Justice Department. (Def. Ex. 39). Of the 47 unitary school districts analyzed, the Oklahoma City School District was the 27th most integrated (.389). At the extremes were the schools in Newton County, Georgia, which were the most integrated (.087), and those of Dekalb County, Alabama, the most segregated (.855). Regionally, Oklahoma City schools proved more integrated than those in Austin, Texas (.414) and those in Houston, Texas (.620). (Def. Ex. 39). -123,- The degree of dissimilarity among the races attending schools in Oklahoma City is also of interest. In 1971, before the Finger Plan was implemented, the dissimilarity index district wide was rather segregative at .78. In 1984, the index revealed much more integration at .24, and following implementation of the K-4 neighborhood school plan, the index rose slightly to .38. (Def. Ex. 45; Tr. 187). The increased residential integration in Oklahoma City has resulted in a much lower level of dissimilarity today in the neighborhood elementary schools (.56) than existed in 1971 before the Finger Plan was implemented (.83). (Def. Ex. 44; Tr. 187). 5. Racial Composition of Schools Under the K-4 Plan When viewing the demographic change which has occurred in Oklahoma City, it is helpful to keep in mind what has happened to the racial character of the student body. Between 1969 and 1986, the percentage of white students in the district dropped from 73% to 47%. The percentage of black students increased from 22.7% to 40%. And, the fraction of non-black minority students increased from 4% to 13%. (Def. Ex. 20; Tr. 153). Today, the student body is truly multi-cultural. The following table shows the racial composition of the K-4 neighborhood schools in Oklahoma City the first year the plan was effective. (Def. Ex. 63). -13«L- S c h o o l % B lack % Oriented % Indian % Span ish % W h ite % N on -W h ite La fayette 2.0 1.0 5.4 5.4 86.2 13.8 Shields Heights 4.0 0.3 7.4 21.4 66.9 33.1 Hiller est 5.1 0.8 5.6 4.0 84.5 15.5 Arthur 5.7 1.8 8.6 4.1 79.8 203 Rancho Village 5.3 12 4.0 5 2 83.8 16.2 Prairie Queen 6.2 2 2 4 3 2.6 84.7 15.3 Parm elee 6.3 1.8 S3 4.6 79.0 21.0 Davis 6.6 6.0 6.6 15.7 65.1 34.9 W illard 6.6 3.9 19.7 28.3 41.5 58.5 C oo lid ge 73 3.6 5.7 23 81.1 18.9 Buchanan 73 3.7 3.0 5.8 80.0 20.0 L e e 7.7 13 11.0 24.5 55.5 44.5 Southern Hills 8.0 5.1 1.1 6.8 79.0 21.0 V an Buren 8.4 0.9 11.9 3.1 75.7 24.3 Adam s 8.5 0.0 4.5 7.0 80.0 20.0 Fillmore 8.7 1.5 3.3 5.7 80.8 19.2 L inw ood 9.2 1.4 33 1.0 85.1 14.9 W heeler 10.0 1.1 8.3 18.9 61.7 33.3 M adison 10.5 3 3 2.9 5.3 78.0 22.0 H ayes 10.7 0.0 4.9 3.4 81.0 19.0 M ark Twain 10.7 0.0 10.7 10.7 67.9 32.1 Heronviile 11.0 0.7 8.2 15.4 64.7 35.3 -143 S c h o o l % B lack % O rien ta l % Indian % Span ish % W h ite % N on -W h ite Kaiser 11.9 2.3 0.5 4.0 81.3 18.7 Quail C reek 13.2 0.5 0.5 0.5 85.3 14.7 Colum bus 14.9 1.3 9.5 23.5 50.8 49.2 P ierce 16.7 0.0 5.0 10.4 67.9 32.1 Sequoyah 16.7 1.2 4.4 4.4 73.3 26.7 R idgeview 16.9 0.7 0.7 0.7 81.0 19.0 H awthorne 17.2 8.1 9.7 12.9 52.1 47.9 M on roe 19.1 3.2 1.2 32 73.3 26.7 W e s t Nichols Hills 21.7 1.5 2.2 1.1 73.5 26.5 - W estw ood 22.3 0.5 6.8 20.9 49.5 50.5 S tan d W atie 24.3 1.8 7.7 15.0 50.7 49.3 Johnson 27.0 0.7 12 6.5 64.5 35.5 G a tew oo d 30.7 12.1 3.7 10.5 43.0 57.0 H o ra ce Mann 30.7 4.3 2.7 32 59.1 40.9 S tonegate 31.0 2.3 0.6 1.6 64.5 35.5 Putnam Heights 31.1 9.8 4.0 5.1 50.0 50.0 Eugene Field 31J 4.7 9.8 26.5 27.7 72.3 W ilson 31.3 11.2 4.6 6.6 46.3 53.7 B o dine 32.7 1.9 22 1.4 60.3 39.2 Arcad ia 35.6 0.0 6.9 2.3 54.7 45.3 Sh ic ler 35.9 0.0 5.9 28.9 29.3 70.7 Britton 36.5 1.7 1.7 1.7 58.4 41.6 R ock w ood 39.0 0.7 6.6 11.1 42.6 57.4 Harrison 41.6 0.7 U 3.9 52.5 47.5 O akridge 43.5 1.5 3.0 1.5 50.5 49.5 W illow Brook 46.3 1.2 12 2.7 48.6 51.4 Star 54.5 0.0 12 02 44.0 56.0 Te ls tar 55.3 1.7 3.3 2.1 37.1 62.9 -15$ School % Black % Oriental % Indian % Spanish % White % Non-White Edgemere 56.3 19.3 2.7 6.0 15.7 84.3 Western Village 60.0 3.8 0.6 0.9 34.7 65.3 Spencer 71.6 0.6 1.4 0.6 25.8 74.2 North Highland 96.3 0.9 0.0 0.0 2.3 97.2 Dewey 96.6 0.4 0.0 0.0 3.0 97.0 Lincoln 97.2 1.0 0.6 0.0 1.2 98.8 Parker 97.3 0.0 0.9 0.5 1.3 98.7 Polk 98.4 0.4 0.0 0.0 1.2 98.3 T ruman 98.7 0.0 0.0 0.0 1.3 98.7 Creston Hills 99.0 0.0 0.0 0.0 1.0 99.0 Garden Oaks 99.0 0.5 0.0 0.0 0.5 99.5 Edwards 99.5 0.0 0.0 0.0 0.5 99.5 Longfellow 99.6 0.0 0.4 0.0 0.0 100.0 King 99.7 0.0 0.3 0.0 0.0 100.0 District Eementary Students 36.0 2.3 4.2 6.3 50.7 49.3 It is notable that today the students attending K.-4 elementary schools in Oklahoma City are 50. 7% white and 49.3% non-white minority . While it is true that the new assignment plan resulted in some schools which are 90% or more black , the plan created no schools which are 90% or more white. In contrast, prior to the time the Finger Plan was implemented, there were a substantial number of 90% or more white schools in the district. Today, the vast majority of the elementary schools in Oklahoma City are truly racially mixed. -16«?' Many jurists and scholars have speculated about the forces which mold the racial composition of neighborhoods. Although these forces are often complex, the evidence here shows they are not unidentifiable. In the old system of state-compelled segregation, unlawful governmental barriers were in large part responsible for the residential segregation of the races. However, over time these barriers have been totally removed. B. Removal of Past Governmental Barriers In 1935, for example, the Oklahoma Supreme Court declared Oklahoma City Ordinance No. 4524, commonly known as the "Segregation Ordinance," void for being in conflict with the Fourteenth Amendment to the United States Constitution. Allen v. Oklahoma City, 52 P.2d 1054 (1936) (construing Buchanan v. Worley, 245 U.S. 60, 38 S.Ct. 16, 16 L.Ed. 149). In 1948, by virtue of the United States Supreme Court's decision in Shelley v. Kraemer, 334 U.S. 1 (1948), restrictive covenants were rendered unenforceable in the courts. See also Correll v. Earley, 205 Okl. 336, 237 P.2d 1017 (1951). In 1954, the Supreme Court's landmark decision in Brown v. Board of Education of Topeka, 347 U.S. 483 (1954) (Brown I), rendered Oklahoma's constitutional and statutory provisions mandating separation of the races for educational purposes unconstitutional, null and void, and unenforceable. See Dowell, 219 F.Supp. at 433. As the old laws were set aside, new protective legislation took hold. In 1963, the Oklahoma Legislature established the Oklahoma Human Rights Commission and clothed that agency with authority to deal with racially motivated employment discrimination., 74 O.S. § 951, et seq. In 1965, the Oklahoma -17* City Council passed an ordinance which prohibited discriminatory practices at any place of public accomodation. (Oklahoma City, OK, Ordinance 11018 (1965)). In 1968, the Oklahoma Legislature passed an Act to provide for execution within the state of the policies embodied in the Federal Civil Rights Act of 1964. 25 O.S. 1971 § 1101 et seq. In 1970, the Oklahoma City Council enacted fair housing ordinances prohibiting discrimination in housing by financial institutions, real estate brokers or city employees. (Oklahoma City, OK, Code § 21-166.5 (1970)). In 1980, the Oklahoma City Human Rights Commission was created and given authority to cooperate with law enforcement agencies in rectifying any apparent violations of any ordinances pertaining to discrimination and related matters. (Oklahoma City, OK, Ordinance 15702 (1980)). And, the state legislature in 1985 enacted detailed statutes to deter housing discrimination. 25 O.S. § 1451-1453. The foregoing decisions, statutes and ordinances reveal that not only have the unlawful and deplorable governmental barriers of the past been removed, but that laws have also been enacted to deter governmental discrimination in the future. The testimony of several black witnesses showed that today black people in Oklahoma City voluntarily choose where they wish to reside, unrestricted by the unlawful barriers of the past. (Tr. 313; Tr. 678). C. Current Causes of Residential Segregation Having determined that unlawful governmental barriers of the past have been finally laid to rest, the court views it -18c? - appropriate to identify the forces presently at work which are molding the racial composition of the neighborhoods in Oklahoma City. In 1985, the United States Commission on Civil Rights called for a study on the causes of residential segregation in America. Dr. William Clark, one of the Board's experts, was commissioned to conduct the study and present findings to the Commission. After presenting his findings to the United States Commission on Civil Rights, Dr. Clark published the substance of his study. Residential Segregation in American Cities: A Review and Interpretation, Population Research and Policy Review 5:95-127 (1986); (Def. Ex. 10; Tr. 82). Dr. Clark's study showed that today the factors which influence residential segregation are: (1) economics and housing affordability; (2) personal preferences and social relationships; (3) urban structure; and (4) private discrimination. (Def. Ex. 10; Tr. 84) .4 4 In addition to the reasons given by the expert witnesses in this case, it is not surprising that many blacks have chosen to remain in the northeast quadrant. The vast majority of the recreational facilities and cultural sites which make Oklahoma City such a desirable place to live are located in the northeast quadrant: the Cowboy Hall of Fame and Western Heritage Center, the Harn Homestead and 1889 'er Museum, State Museum of Oklahoma, and the soon-to-be completed, multi-million dollar Remington Park horse racing track. The Lincoln Park complex located on recently re-named "Martin Luther King Avenue" in the northeast quadrant, contains the nationally-renowned Oklahoma City Zoo, the finest municipal golf course, the Kirkpatrick Center Musuem Complex and Omniplex, the National Softball Hall of Fame and Sports Complex, the Oklahoma Firefighters' Museum, and the 45th Infantry Division Museum. The City's nationally recognized Northeast High School is located in this quadrant, as is the State Captiol. Additionally, the premier medical research facility, Oklahoma Teaching Hospitals, and the V.A. Medical Center are found in the northeast sector. There can be no argument that the City of Oklahoma City has slighted this sector of the community. Empirical evidence suggests that between 30-70% of racial separation in America today is attributable to economic status. (Def. Ex. 10, p. 1). The gains in black income generally made in the 1960's and 1970's is being expressed in the spatial pattern of black households today. (Tr. 86). With respect to personal preferences, the research shows that black households prefer neighborhoods which are 50% black and 50% white, while white families prefer neighborhoods ranging from 0-30% black. (Def. Ex. 10, p. 1; Tr. 85). Once a neighborhood becomes 25-30% black, research reveals that, due to personal preferences, white households start leaving the neighborhood. However, the neighborhood changes as much because white households prefer not to move into these areas. (Tr. 105). There are very, very small proportions of white households which move into neighborhoods that are predominantly black. (Tr. 105). The current preferences of blacks and whites are not unlike those of other ethnic groups. Vietnamese, Koreans, Japanese and Hispanics each have a high level of preference for people of their own race. (Tr. 111). Urban structure involves the relationships of cities and suburbs, the patterns of transportation, and the behaviors of individuals. A large number of studies show that households tend to move nearby. This element of the urban structure explains why we see patterns of growth spreading from previously concentrated areas. (Tr. 87-88). Today, private discrimination, such as racial "steering" by realtors, is one factor which contributes to the racial composition of neighborhoods. Yet, it is a much smaller factor than it was 30 years ago. (Tr. 85). Surveys of black households in Kansas City and Little Rock revealed that the vast majority of black families did not view themselves as having been the subject of private housing discrimination. (Def. Ex. 10, p. 119). This does not mean that there have been no acts of private housing discrimination. However, if most real estate transactions were guided by discriminatory intent, it would appear logical that people would report it in their experience more often than they do. The causes which impact contemporary residential segregation explain why the east inner-city area in Oklahoma City remains predominantly black today. With the removal of the governmental barriers of the past and motivations of housing affordability and personal preferences, a vast number of blacks left the east inner-city area and integrated Oklahoma City's predominantly white neighborhoods. As a result of personal preference, very few white families moved into the east inner-city area. The exodus of a large number of blacks and the lack of white movement into the area has left the east inner-city area much less populated, but still predominantly black. D. Summary From the time of this court's original decision in this case over 25 years ago, the Oklahoma City Board of Education has taken absolutely no action which has caused or contributed to the patterns of the residential segregation which presently exist in areas of Oklahoma City. If anything, the actions of -2 le i" the Board of Education, through implementation of the Finger Plan at all grade levels for more than a decade, have fostered the neighborhood integration which has occurred in Oklahoma City. The Board's use of busing in grades 5-12 cannot help but promote neighborhood integration and deter residential segregation in the future. No court is equipped with the judicial power or machinery necessary to eradicate residential segregation. This phenomenon develops even in the midst of court ordered desegregation. For example, when the Finger Plan was implemented in 1972, the North Highlands attendance area in northern Oklahoma City was not predominantly black. Yet, despite more than a decade of compulsory desegregation, black families voluntarily chose to move into the North Highlands neighborhood. As a result, North Highlands today is predominantly (90% or more) black. Neither this court nor the Oklahoma City Board of Education can govern and control where people choose to live. All expert witnesses agreed there is virtually nothing a court or a board of education can do to eliminate residential segregation in Oklahoma City or elsewhere. In fact, the evidence showed that no desegregation decree has had the effect of eliminating residential segregation anywhere in America. As the United States Supreme Court observed in Swann, 402 U.S. at 31, few communities served by school districts with newly acquired unitary status will remain demographically stable. Oklahoma City is no exception. The Supreme Court has also recognized "at some point in time the relationship between -22^ past segregative acts and present segregation may become so attenuated as to be incapable of supporting a finding of de jure segregation warranting judicial intervention." Keyes v. School District No.l, 413 U.S. 189, 211 (1973). That time has arrived in Oklahoma City. While the history of discrimination in Oklahoma City cannot be ignored, it "cannot, in the manner of original sin, condemn governmental action that is not itself unlawful." City of Mobile v. Bolden, 446 U.S. 55, 74 (1980). II. WHY WAS THE K-4 STUDENT ASSIGNMENT PLAN ADOPTED? The Board of Education asserts that over time the substantial demographic changes in Oklahoma City rendered the Finger Plan inequitable and oppressive. The resulting inequity, the Board contends, was the primary factor motivating its adoption of the new student assignment plan at the elementary level. The court will now turn its attention to the validity of the K-4 plan. A. Review of the Finger Plan An understanding of the tenets of the Finger Plan is essential to understanding the asserted resulting inequity. The Finger Plan restructured high school and middle school attendance zones so that each school enrolled both black and white students. A feeder system was used so that students were assigned to a high school or middle school based on the elementary attendance zone in which their home was located. See generally Dowell, 338 F.Supp. 1256. -23a At the elementary level, the majority black schools located in the east inner-city area were converted to fifth-year centers, while all other schools served grades 1-4. White students attended their neighborhood school for grades 1-4, and were bused to the former black schools for the fifth grade. Black students were bused to the majority white schools for grades 1-4, and attended their neighborhood school in the fifth grade. _Id_. at 1268. If racial balance existed in an elementary neighborhood zone, or was subsequently achieved through demographic change, the elementary school in that zone qualified as a K-5 "stand-alone" school. When the Board recognized "stand-alone" status had been achieved, the fifth grade was returned to the neighborhood elementary school, and children were no longer bused into or out of that neighborhood zone to achieve racial balance. Id. B. Creation and Adoption of the K-4 Plan Between 1982 and 1984, studies conducted by the school district's research department revealed that certain inequities directly linked to the K-5 "stand-alone" concept were starting to surface. (Def. Ex. 69 - 75). When the Board recognized Bodine Elementary School in southeast Oklahoma City as a K-5 "stand-alone" school in 1984, the perceived inequities surfaced once again. As a result, in July of 1984, the Board of Education appointed a committee to study the "stand-alone" school concept and to report back with positive recommendations. The committee was comprised of three School Board members. Dr. Clyde Muse, a black minister with a Ph.D. -243- I l,. in education, chaired the committee. The other committee members, Mrs. Susan Hermes and Mrs. Betty Hill, each had prior experience as certified school teachers. The committee met on an almost daily basis at the school district's research department for the purpose of fulfilling its charge. Needed data and statistics were provided to the committee by the district's sophisticated research staff. While the committee was meeting, Dr. Muse traveled to the Office of Civil Rights in Dallas, Texas, for consultation and advice. (Tr. 428). 1. Increased Busing Burdens on Young Black Pupils In November, 1984, the committee presented its report to the Board of Education. The committee study revealed that after the Finger Plan was implemented in 1972, demographic changes slowly took place which integrated more and more neighborhoods, particularly those in central Oklahoma City. In 1985, as a result of these demographic changes, there were approximately 13 elementary schools in neighborhoods with racial balance which qualified for K-5 "stand-alone" status. (Tr. 427). The study revealed that if K-5 "stand-alone" status was granted to the ever increasing number of elementary schools which qualified, then the young black students, previously bused into those schools from the east inner-city area, would have to be reassigned and bused to more distant schools. (Tr. 425). Since most of the racially balanced neighborhoods were centrally located in Oklahoma City, the reassignment of young blacks, the committee explained, would have to be to schools located further north, west or south. The obvious result would -2 5JL- be to increase the busing burden, in terms of time and distance, on young black children in grades 1-4. (Tr. 425). 2. Closing of Fifth-year Centers in the Northeast Quadrant In addition, the committee pointed out that when a "stand-alone" school reacquired its fifth grade, this caused the student population at the fifth-year centers located in the east inner-city area to drop. (Tr. 426). Under school district guidelines, if enrollment dropped below a certain level in a given school, the school was subject to closing. The ultimate effect would be to leave a predominantly black part of the community without public schools. All fifth-year centers had enrichment programs which included intramurals, string instruments, special interest sessions and "Opening Doors" programs. The committee found it would be increasingly difficult to make these special fifth-year center programs equally available across the district to all of the potential K-5 "stand-alone" schools. (Def. Ex. 95). C. Experts Acknowledge "Stand-Alone" Inequities Existed It is significant to the court that plaintiffs agree with the defendant Board that the Finger Plan ultimately proved inequitable. Dr. Finger testified that compulsory desegregation plans are not designed to last forever and that changes in plans become necessary as a result of demographic forces. (Tr. 1192). He acknowledged the increased busing burden on young blacks and the potential for the loss of fifth-year centers as a result of the "stand-alone" feature in the plan. (Tr. 1202). In fact, Dr. Finger expressed surprise -2 6 A .- that the plan had not already been modified as a result of demographic change. (Tr. 1198-99). Another expert for plaintiffs, Dr. Gordon Foster, also agreed that the inequities resulting from the "stand-alone" feature justified modification of the plan. (Tr. 1266-67). Counsel for plaintiffs assert that the method of pupil assignment under the Finger Plan was not fully equitable and that these inequities were exacerbated by the "stand-alone" school concept. In the Pretrial Order, "Plaintiffs' Contentions" (Appendix "A", p. 3), counsel for the plaintiffs states: The "stand-alone school" feature of the original Finger Plan, over time, increased the burdens borne disproportionally by Black children. As new areas of the district qualified for "stand-alone" status the distances which Black students in grades 1-4 would have to be transported increased and the likelihood that schools in black residential areas would be closed increased. In plaintiffs' Trial Brief (p. 14) counsel states: One of the principal bases advanced in 1985 for the system's adoption of a new assignment plan in grades 1-4 was the inequitable burdens being borne by Black students residing in northeastern Oklahoma City. These concerns are legitimate ones which are shared by plaintiffs. Expert witnesses for the defense also confirmed inequity flowing from the "stand-alone" school concept. Dr. Finis Welch stated that in his opinion the Finger Plan was designed for a district that is 20% black. According to Dr. Welch, in light of the overall demographic change in the community, the plan could not last and was destined to fail. As Dr. Welch -273- explained, demographic change directly affected the "stand-alone" school feature so as to "whiplash" the remainder of the district with increased busing burdens. (Tr. 219-21). Dr. Welch pointed out that if the "stand-alone" feature was followed year-by-year into the future, the inequity flowing from the "stand-alone" concept would continue to increase. (Tr. 222-25). D. Summary This court agrees with the parties and concludes without question that, over time, demographic change in Oklahoma City has rendered the "stand-alone" school feature in the Finger Plan inequitable and oppressive. In so ruling, the court is mindful of Swann1s admonition that "[a]n objection to transportation of students may have validity when the time or distance of travel is so great as to either risk the health of the children or significantly impinge on the educational process." 402 U.S. at 30. Since all parties agree and the court concurs, that tenets of the Finger Plan proved inequitable and oppressive by virtue of demographic change, the remaining question becomes whether the inequity warrants dissolution or modification, and if so, to what extent. However, before reaching any conclusions with respect to dissolution or modification, the court deems it imperative to determine if the Oklahoma City School District has maintained its unitary status since 1977. -28£- III. HAS THE SCHOOL SYSTEM RETAINED ITS UNITARY STATUS? Six separate components of a school system must be non-discriminatory before total unitary status can exist: (1) faculty; (2) staff; (3) transportation; (4) extra-curriculur activities; (5) facilities; and (6) the composition of the student body. Green v. County School Board of New Kent County, 391 U.S. 430, 435 (1968). At the time this court totally relinquished jurisdiction in 1977, the court was convinced that the Finger Plan had been carried out in a constitutionally permissible fashion and that the school district had reached the goal of becoming a desegregated, non-racially operated, and unitary school system. The Tenth Circuit Court of Appeals recognized that this non-appealed unitary finding is binding upon the plaintiffs. Dowell, 795 F .2d at 1522. A. K-4 Plan Was Adopted Without Discriminatory Intent A once unitary school district may lose its unitary status by partaking in intentionally discriminatory acts creating de jure segregation. The potential for such regression is recognized in the Swann decision which, however, warned that a district court's intervention subsequent to the achievement of unitary status is not anticipated "absen[t] . . . a showing that . . . school authorities . . . ha[ve] deliberately attempted . . . to affect the racial composition of [its] schools." Swann, 402 U.S. 1, at 32. In its Keyes decision, the Supreme Court reaffirmed this aspect of Swann and recognized that "at some point in time the relationship between past segregative acts and present segregation may become -293- so attenuated as to be incapable of supporting a finding of de jure segregation warranting judicial intervention. Keyes, 413 U.S. at 211. The Swann and Keyes decisions, therefore, stand for the proposition that subsequent to the achievement of unitary status, the de facto/de jure distinction mandates a search for discriminatory intent before governmental action may be declared unconstitutional. The relevancy of intent under these circumstances was again emphasized by the Supreme Court in its Dayton I decision: The duty of both the District Court and the Court of Appeals in a case such as this, where mandatory segregation by law of the races in the schools has long since ceased, is to first determine whether there was any action in the conduct of the business of the School Board which [was] intended to, and did in fact, discriminate against minority pupils, teachers, or staff. (Emphasis added). Dayton Board of Education v. Brinkmann, 433 U.S. 406, 420 (1977) (Dayton I). Although the Court of Appeals held that the plaintiffs herein do not have the burden of proving discriminatory intent, the court did not rule that the question of intent was irrelevant. To the contrary, the court examined this court's findings in 1985 with respect to discriminatory intent to determine if reversal would be futile. The Court of Appeals concluded that the plaintiffs were not prepared to address this substantive question and remanded the case for further factual determinations. Dowell, 795 F.2d at 1523. Even though the Oklahoma City School District had earlier achieved unitary status, the Court of Appeals directed that on remand the -30^- defendant Board of Education would carry the burden of proof since the original decree had never been dissolved. At trial, the Oklahoma City Board of Education carried the burden of proof; this court concludes that the Board proved by a preponderance of the evidence that its new student assignment plan was adopted without the intent to discriminate on the basis of race. As the court noted earlier, adoption of the new plan was primarily motivated for the legitimate and non-discriminatory purpose of avoiding the oppressive realities demographic change cast upon the "stand-alone" school concept.^ B. K-4 Plan Was Adopted For Legitimate, _______ Non-Discriminatory Reasons_______ 1, Parental Involvement However, the evidence disclosed there were additional non-discriminatory reasons why the Oklahoma City Board opted for neighborhood schools at grades K-4. One such reason was to 5 The Supreme Court addressed the burden of proof issue, at least with respect to dual systems, in two cases. In Swann the Court ruled that "[w]here the school authority's proposed plan for conversion from a dual to a unitary system contemplates the continued existence of some schools that are all or predominantly of one race, they have the burden of showing that such school assignments are genuinely nondiscriminatory." 402 U.S. at 26. And, in Keyes, the Court explained that "where a meaningful portion of thesystem is found to be intentionally segregated, the existence of subsequent . . . segregated schooling within the same system justifies a rule imposing on the school authorities the burden of proving that this segregated schooling is not also the result of intentionally segregative acts." 413 U.S. at 210. It appears the Tenth Circuit places the same burden on a unitary district where the original desegregation decree has never been dissolved. increase the degree of parental involvement in the schools. As Professor James Coleman writes, "government policies must, to be effective, anticipate parental decisions and obtain the parents' active cooperation." Coleman, New Incentives for Deseg regat ion, 7 Human Rights 1 0, 1 3 ( 1978). In 1 969, there were 95 parent-teacher associations (PTA's) in the Oklahoma City School District with a total membership of 26,528. (Def Ex. 140, p .2). At the time the Board adopted the new plan in 1985, the number of PTA units had decreased to 15 and the total membership had dropped to 1,377. (Def. Ex. 140, p.2). When the Board adopted its new plan it was convinced, and virtually every expert in this case agrees, that parental involvement is essential to student academic achievement and a quality education. (Tr. 515, 736, 849, 891, 916, 1066-68, 1455). The evidence shows that the Board previously took steps in an effort to increase the level of parental involvement. For example, an attempt was made to implement a district-wide parents' council. School Board meetings were moved out into the community. Buses were sent to certain schools to pick up parents for meetings. However, all of these efforts failed. (Tr. 515-16, 594). The Board believed that neighborhood elementary schools would increase parental invovement, and they were correct. After the plan was in operation for just one year, the number of PTA organizations increased by 100% and PTA membership increased by 80%. Following the second year of implementation, the number of PTA organizations had increased a total of 200% -32^ and PTA membership had increased by a total of 144%. (Def. Ex. 139-40). Following the implementation of the plan, the number of elementary parents attending open house and parent/teacher conferences substantially increased as well. Open house attendance was up 5,167 and 3,745 more parents attended parent/teacher conferences in 1986-87 than in the year preceding the plan. (Def. Ex. 140, 144-46). 2. Community Involvement An increase in the level of community involvement with the public schools was also noted following implementation of the plan. The school system has an Adopt-A-School program under which local businesses and organizations donate time, goods, or services to particular schools in the district. The second year the plan was in operation there were 349 adopting organizations, making a total of 522 adoptions. By contrast, the year before the plan there were 53 adopting organizations, making a total of 111 adoptions. (Def. Ex. 142-43). A substantial amount of expert testimony was presented at trial which directly related these increases in parental and community involvement to the adoption of the K-4 neighborhood plan. (Tr. 349-50, 428-29, 518-20, 584-85, 630, 736-37, 775, 853-54, 868, 897, 919). C. K-4 Plan's Adoption Does Not Disturb the Components of the Unitary School System 1. Racial Imbalance Alone Does Not Mandante A Non-Unitary Finding__________________________________________________ In reaching the conclusion that the Board did not adopt its new plan with discriminatory intent, the court sharply -33* - I(.■ focused on the racial composition of the predominately black schools which came into being as a result of the neighborhood plan. Plaintiffs point out that many of the schools which were predominately black before the Finger Plan was implemented are predominately black today as a result of the neighborhood plan. Plaintiffs make much of the point that when the Board adopted the new plan, they incorporated the same neighborhood attendance zones that were used prior to the time the Finger Plan was implemented. However, this argument cuts both ways. The fact that the Board never gerrymandered the geographic composition of its neighborhood attendance zones also demonstrates that the Board in no way resisted the expansive migration of blacks into predominately white neighborhoods. The court also views it as significant that one of Plaintiffs' experts who had thoroughly investigated the case, Dr. Mary Lee Taylor, testified on cross-examination that in her opinion the Board did not adopt the plan with discriminatory intent. (Tr. 1238). In sum, the only evidence which could support the notion that the Board adopted the plan with discriminatory intent is the fact that the plan did have a disproportionate impact upon some blacks in the district. However, the Supreme Court has reiterated that discriminatory intent may not be inferred soley from the disproportionate impact of a particular measure upon one race. Arlington Heights v. Metropolitan Housing Development Corp., 429 U.S. 252, 265 (1977). See also, Dayton Board of Education v.Brinkman, 443 U.S. 526, 536 n.9 (1979) -34^ (Dayton II) ("The foreseeability of segregative consequences" is insufficient to make out a prima facie case of purposeful racial discrimination.). Furthermore, the United States Supreme Court "has consistently held that the Constitution is not violated by racial imbalance in the schools, without more." Milliken v. Bradley, 433 U.S. 267, 280 n.14 (1977) (Milliken II). See generally Dayton II, 443 U.S. at 531 n.5 (Mere "racial imbalance ... is not per se a constitutional violation."); Washington v. Davis, 426 U.S. 229, 240 (1976) (The existence of both "predominately black and predominately white schools in a community is not alone violative of the Equal Protection Clause."); Pasedena City Board of Education v. Spangler, 427 U.S. 424, 434 (1976) (An order contemplating the "substantive constitutional right [to a] particular degree of racial balance or mixing" is infirm as a matter of law.); Swann, 402 U.S. at 26 (The existence of some one-race schools within a district "is not in and of itself the mark of a system that still practices segregation by law".). Therefore, "a neighborhood school policy in itself does not offend the Fourteenth Amendment." Crawford v. Los Angeles Board of Education, 458 U.S. 527, 537 n.15 (1982). It follows that a school board serving a unitary school system is free to adopt a neighborhood school plan so long as it does not act with discriminatory intent. The search for unitariness, however, involves more than an analysis of the composition of the student body. In 1973, the -3 5* Supreme Court emphasized that "[i]n addition to the racial and ethnic composition of a school's student body, other factors, such as the racial and ethnic composition of faculty and staff and the community and administration attitudes toward the school, must be taken into consideration" in determining whether or not a system is governed by de jure segregation. Keyes, 413 U.S. at 196. A review of these additional factors, therefore, is appropriate with respect to Oklahoma City. 2.__ Integrated Faculty And Staff Assignments Support A Unitary ____Finding_______________________________________________________ In 1963, the predominately black elementary schools in Oklahoma City employed all black principals and all black teachers. Dowell, 219 F.Supp. at 445-46. In contrast, today the principals and teachers at all schools, including the predominately black K-4 elementary schools, are both black and white. (Def. Ex. 187, 201). Thus, young black students continue to have contact with and the opportunity to learn from white teachers, and conversely, white students continue to have similar opportunities to meet, know and learn from black teachers. Interaction of this nature is desirable, and does not occur in truly segregated schools. Columbus Board of Education v. Penick, 443 U.S. 449, 467 (1979). Although the faculties serving the elementary schools in Oklahoma City have remained integrated since the 1972 decree was implemented, they have not remained in perfect racial balance. Yet, to this day, the Board of Education continues to strive for balance through the implementation of its -36*3 Affirmative Action Plan. (Def. Ex. 188; Tr. 802-03). Plaintiffs assert that vestiges of segregation remain in Oklahoma City since some of the schools with a higher concentration of black students have more black teachers than other elementary schools. The court finds this contention without merit. The Constitution does not freeze the black-white faculty ratio as of the date of the initial faculty desegregation. Once successful desegregation has occurred and a school system has achieved unitary status, "the system-wide racial ratio may thereafter change from time to time as a result of non-discriminatory" action. Carter v. West Feliciana Parish School Board, 432 F.2d 875, 878-79 (5th Cir. 1970). Accord Lee v. Walker County School System, 594 F.2d 156, 159 (5th Cir. 1979). Indeed, "after faculty desegregation has been effectuated by remedial orders based on racial ratios," a school board is not obligated to make personnel decisions on the basis of such ratios. Lee v. Russell County Board of Education, 563 F.2d 1159, 1163 (5th Cir. 1977). The evidence in this case showed that when the 1985 student assignment plan was implemented, the Board of Education entered into negotiations with the teachers' union to address the question of teacher assignments. Under the negotiated agreement, the teachers with seniority had more discretion in selecting their teaching assignment. (Tr. 543-49). Teacher and administrator preferences, to a large extent, determined faculty assignments following implementation of the plan. (Tr. 549). Where teachers lived, no doubt, influenced their preferences about where they wished to work. t - j -3 7 a The court therefore concludes that teacher assignments in the school district were not motivated by discriminatory purposes. Moreover, the evidence showed that last year the Oklahoma City Board took action pursuant to its Affirmative Action Plan which will have the effect of bringing elementary faculties into racial balance in 1987-88. (Tr. 809). 3. Attitudes Of Community And Administration Support A Unitary ___F indi ng___ ____________________________________________________ As noted above, the attitudes of members of the community and the school administration are relevant in determining whether or not a school system is governed by de jure segregation. At the hearing, a substantial number of black school administrators and black patrons unequivocally testified that in their opinion the Board's K-4 neighborhood school plan was not discriminatory and did not result in the recreation of a dual school system. (Tr. 338, 431, 556, 576, 679, 798, 815). 4. Equitable Facilities And Expenditures Support A Unitary Finding____________________________________________________ The uncontroverted evidence in this case showed that the school facilities under the neighborhood plan are not discriminatory. (Tr. 788, 832, 885, 893-94). Since most of the predominately black schools today served as fifth-year centers under the Finger Plan, they are actually in much better condition today than, for example, many elementary schools in southeast Oklahoma City. (Tr. 356). Of particular interest is the fact that expenditures made by the Board for the students - 38^ - in the predominately black elementary schools is greater than that made in the elementary schools with a black population of less than 10%. (Def. Ex. 126). 5. Additional Factors Support A Unitary Finding Plaintiffs did not dispute that the present curriculum and extra-curricular activities in the school district are non-discriminatory. A mass of documentary evidence was admitted showing beyond question that the Board is not discriminating in these areas. (Def. Ex. 111-24). Additionally, the court views it as significant that the Board has elected to employ intelligent and competent black individuals in upper-echelon central office administrative positions. (Tr. 542-43). The diversity among the faculty and staff was graphically demonstrated by the employees testifying during the trial: Black Belinda Biscoe Admins, for the Department of Support Programs (Tr. 295) Vern Moore Executive Director of Personnel Services (Tr. 540) Betty G. Hopkins Mason Assistant Superindent for Instruction and Related Services (Tr. 571) Odette M. Scovey Teacher/Principal for 27 years (Tr. 785) Linda Joyce Johnson Affirmative Action Program Planner (Tr. 798) White Maridyth Montgomery McBee Senior Research Associate (Tr. 534) Dr. Carolyn Sue Hughes Assistant Superintendent for Curriculum and Program Development (Tr. 682) Dr. Arthur Wayne Steller Superintendent of Okla. City Public Schools (Tr. 697) - 39 $ No doubt, their presence will serve to deter racially discriminatory actions or any attempt to return to the dual system. D. Summary Taken together, the foregoing factors lead the court to conclude that the Oklahoma City School District has remained unitary from 1977 to the present. IV. SHOULD THE 1972 DECREE BE ENFORCED, MODIFIBD OR DISSOLVED? A. The Legal Test To Be Employed With an understanding of the conditions presently existing in Oklahoma City, the court now shifts its attention to the fundamental issue on renand: Should the 1972 desegregation decree be enforced, modified or dissolved? The Court of Appeals has articulated guidelines which govern the dissolution or changing of mandatory decrees. Securities and Exchange Commission v. Jan-dal Oil & Gas, Inc., 433 F.2d 304, 305 (10th Cir. 1970) (An injunction may be dissolved or modified where the underlying facts have so changed that the dangers prevented by the injunction have "become attenuated to a shadow."); Securities and Exchange Commission v. Thermodynamics, Inc., 464 F .2d 457, 460 (10th Cir. 1972) (In vacation proceedings, an injunction may be dissolved where there is a showing of "some substantial change in law or facts."); E.E.O.C. v. Safeway Stores, Inc., 611 F.2d 795, 800 (10th Cir. 1979) (A decree may be vacated or modified where it is shown that changed conditions have produced "hardship so extreme and unexpected" - 4 0 3 as to make the decree oppressive.). The decisions of the Court of Appeals establishing these guidelines all point to one primary source of authority — the Supreme Court's decision in United States v. Swift & Co., 286 U.S. 106 (1932). Therefore, an understanding of the context within which the Swift case was decided is essential. This was succinctly explained by the Supreme Court when it subsequently handed down its decision in United States v-. United Shoe Machinery Corp. , 391 U.S. 244 (1968). Swift emphasized the power of a court of equity "to modify an injunction in adaptation to changed conditions though it was entered by consent." 286 U.S. at 114. The question in Swift was "whether enough had been shown to justify modification. Id. at 115. United Shoe points out that the danger of monopoly which led to the initial decree in Swift had not been removed. Thus, although in some respects the Swift decree had been effectuated, there was still a danger of unlawful restraints on trade which justified perpetuation of the decree. United Shoe, 391 U.S. at 248. In United Shoe, the Supreme Court clarified the meaning of its prior decision and cautioned that its earlier statement in Swift — "nothing less than a clear showing of grievous wrong evoked by new and unforeseen conditions should lead us to change [the decree]" — must be read in the context of the con tinuing danger of unlawful restraints on trade which the Court found still existed. JTd. In conclusion, the Court in United Shoe held, "Swift teaches that a decree may be changed upon an ( ■ f‘V -41* appropriate showing, and it holds that it may not be changed . . . if the purposes of the litigation as incorporated in the decree . . . have not been fully achieved." _Id_. Thus, in the process of determining whether dissolution or modification is warranted, it is essential for the court to determine whether the "purposes of the litigation," as incorporated in the 1972 desegregation decree, have been fully achieved. 1. The Purposes Of The 1972 Injunction Have Been Fully ____ Achieved_________________________ ___________________ _ In Swann, the Supreme Court identified the "purpose" of a desegregation case: Our objective in dealing with the issues presented in these cases is to see that school authorities exclude no pupil of a racial minority from any school, directly or indirectly, on account of race; it does not and cannot embrace all the problems of racial prejudice, even when those problems contribute to disproportionate racial concentrations in some schools. 402 U.S. at 23. Since there is no substantive constitutional right to "any particular degree of racial balance or mixing . . . [t]he constitutional command to desegregate schools does not mean that every school in every community must always reflect the racial composition of the school system as a whole." Id. at 24. It is, therefore, clear that the purpose of a desegregation case is not to maintain racial balance in the public schools. Rather, the repeated mandate in each of the Supreme Court's decisions from Brown I to Swann is "the elimination of the discrimination inherent in the dual school systems." JEd. at 22. Thus, the "target" of a desegregation case is the "dual school system," and the remedy commanded is to dismantle the dual school system. Id. The Oklahoma City - 4 2 3 - { School District dismantled the dual system and met this objective in 1977, when it was declared unitary. Accordingly, perpetuation of the 1972 decree no longer serves the objective of this case. The purpose of a desegregation remedy is to "correct" the condition that offends the Constitution. _Ic3. at 16. It may not be more extensive than is necessary to eliminate the constitutional violation. Brennan v. Armstrong, 433 U.S. 672, 673 (1977); Milliken II, 433 U.S. at 281-82; School District of Omaha v. United States, 433 U.S. 667, 669 (1977). Thus, the remedy may not be "aimed at eliminating a condition that does not violate the Constitution." Milliken II, 433 U.S. at 282. If it were not for certain areas of residential segregation presently existing in Oklahoma City, the court is convinced that the plaintiffs would not have the defendant Board engaged in the present contest. In essence, plaintiffs are asking this court, contrary to the teaching of Swann, to perpetuate a remedy to "correct" a condition that does not violate the Constitution. As the court noted earlier, the Oklahoma City Board of Education is not responsible for the present state of residential segregation in Oklahoma City. As Justice Powell stated in his concurring opinion to grant certiorari in Austin Independent School District v. United States, 429 U.S. 990, 994 (1976); The principal cause of racial and ethnic imbalance in urban public schools across the country - North and South- is the imbalance in residential patterns. Such residential patterns are typically beyond the control of school authorities. For example, discrimination in housing - whether public or private - cannot be attributed to school authorities. Economic pressures and voluntary preferences are the primary determinants of residential patterns. -43* Plaintiffs are also proposing that this court perpetuate a remedy which cannot correct the condition they object to — residential segregation. Virtually all experts in this case agreed that no compulsory desegregation plan implemented by a public school system can eliminate residential segregation, regardless of how long the plan is in operation. (Tr. 115-16, 1028-29, 1245-46). Under plaintiffs' rationale, this court should continue the busing of young students in Oklahoma City until such time as racial balance exists in all neighborhoods. Yet, plaintiffs do not suggest how the school district should go about creating this balance or what kind of order this court could enter that might, as a practical matter, have a chance of changing the present patterns of residential segregation. If this court were to continue the busing of young students until residential segregation no longer existed, then the court would be ordering busing in perpetuity. Such action would be oppressive to the citizens of this community, unrelated to the objective of a school desegregation case, and beyond the scope of an unlawful discrimination remedy. As the United States Supreme Court stated in Wygant v. Jackson Board of Education, 476 U.S. ____ , 90 L.Ed.2d 260, 270 (1986). Societal discrimination, without more, is too amorphous a basis for imposing a racially classified remedy. . . . No one doubts that there has been serious racial discrimination in this country. But as the basis for imposing discriminatory legal remedies that work against innocent people, societal discrimination is insufficient and over expansive. In the absence of particularized findings, a court could uphold remedies that are ageless in their reach into the past, and timeless in their ability to affect the future. -X - 4 4 a - It is important to note that a remedial desegregation decree is not designed to continue in perpetuity. Rather, "the displacement of local government by a federal court is presumed to be temporary." Spangler v. Pasadena City Board of Education, 611 F.2d 1239, 1241 (9th Cir. 1979). The remedy is designed to operate during the "interim period when remedial adjustments are being made" to eliminate the dual school system. Swann, 402 U.S. at 28. When "the affirmative duty to desegregate has been accomplished and racial discrimination through official action is eliminated," the school district becomes unitary. Id. at 31-32. At that point in time, the "court-ordered remedy has accomplished its purpose (and) jurisdiction should terminate." Spangler, 611 F.2d at 1242 (Kennedy, C.J. concurring). The perpetual relief sought by the plaintiffs is in direct conflict with these constitutional principles. In sum, this court concludes that the purposes of the litigation as incorporated in the 1972 decree have been fully achieved. The desegregation order entered in 1972 has fully served its purpose during the "interim period" and accomplished its task of "correcting" the condition that offended the Constitution. This court found the school district unitary and terminated jurisdiction in 1977. The court's unitary finding in 1977 signified that the purposes of the litigation had been fully achieved. The dual school system had been dismantled. Moreover, the school district's continued adherence to the fundamental tenets of the Finger Plan at all grade levels through school year 1984-85 further insured that all vestiges -45$- (, (. of prior state-imposed segregation had been completely removed. Undoubtedly, after proper implementation for more than a decade, the dangers prevented by the 1972 decree have "become attenuated to a shadow." See Jan-dal, 433 F.2d at 305. Today, no child in Oklahoma City is denied admission to school on the basis of race. Nor is the particular school a child attends determined by race. Rather, where a child attends school in Oklahoma City today is determined on a race-neutral basis by where the child resides. 2. Substantial Demographic Change Since 1972 Requires ____ Dissolution Of The Injunction______________________ The Finger Plan appropriately served its purpose during the interim period when remedial adjustments were being made to dismantle the dual school system in Oklahoma City. However, even the Plan's author never intended the Plan to operate in perpetuity. Over time, demographic change in Oklahoma City rendered the "stand-alone" school feature of the Finger Plan inequitable, as is evidenced by the "whiplash" effect it had on the community. The greater the number of "stand-alone" schools, the greater the busing burden placed on young black children. More "stand-alone" schools meant fewer fifth-year centers with fewer schools located in the northeast section of Oklahoma City. With demographic change, the "stand-alone" school feature indeed produced "hardship so extreme and unexpected as to make the decree oppressive." See Safeway, 611 F .2d at 800. -46^- B. Summary When the Oklahoma City School Board adopted its 1985 student assignment plan, it was unitary; and the purpose of this litigation had been fully achieved. The same remains true today. The "substantial change in conditions" which over time resulted in the elimination of illegal discrimination and satisfied the objective of this case is precisely the change which compels dissolving the 1972 decree. As the facts and law no longer require its enforcement, the desegregation decree entered by this court in 1972 should be dissolved. V. WHAT ARB THB FUTURE EFFECTS OF THE K-4 PLAN? Plaintiffs, and those similarly situated, should not fear today's decision, for the Constitution remains intact. Should the Oklahoma City School Board or any other governmental agency go astray, any person adversely affected is free to return to the federal court system, and upon proof of a new constitutional violation, the court will award appropriate remedial relief. Yet, as the court revealed previously in this decision, the Board's adoption of the 1985 student assignment plan calling for neighborhood elementary schools did not violate the Constitution. The Board adopted the plan for the purpose of avoiding the progressive inequity of the "stand-alone" school feature in the Finger Plan and enhancing academic achievement through increased parental and community involvement and pride -47©*- in the public schools. The Board's motivation was legitimate, not discriminatory. A. A Continued Unitary School System The court views it important that when the Board adopted the neighborhood plan, a "majority-to-minority" transfer provision was provided. This allows the parent of any elementary student attending a school where their race is in the majority to obtain a transfer to a school where their race will be in the minority. This transfer option is encouraged through district-provided, cost-free transportation; and is being exercised by parents in the district. In school year 1985-86, a total of 332 parents exercised the option, the following year, a total of 181 exercised it. (Def. Ex. 108). This type of "majority-to-minority transfer option is recognized by the Supreme Court as an appropriate desegregation tool. Swann, 402 U.S. at 26-27. In a word, parents in Oklahoma City today have a choice. No pupil of a racial minority is excluded from any school in Oklahoma City on account of race. Thus, the original objective of this case, once achieved, continues to be met today. It must also be remembered that the neighborhood school system is in wide use throughout the United States and has been for many years the basis of school administration. In fact, public policy in the United States and in the state of Oklahoma favors neighborhood schools. 20 U.S.C. § 1701(A)(2); 70 O.S. § 1210.203. The recognized advantages of neighborhood schools were discussed by the Sixth Circuit Court of Appeals in Deal v. -48^- cV Cincinnati Board of Education/ 369 F.2d 55, 60 (6th Cir. 1966): [T]he neighborhood school system . . . is acknowledged to have several valuable aspects which are an aid to education, such as minimization of safety hazards to children reaching school, economy of costs and reducing transportation needs, ease of placement and administration through the use of neutral, easily determined standards, and better home-school communication. The evidence shows these positive aspects of neighborhood schools apply to Oklahoma City as well. Plaintiffs assert that the neighborhood school plan recreated a dual school system that the standard is effect, not intent. The Supreme Court, however, has ruled that effect, rather than intent, is focused upon only in the remedial phase of the case when a court is determining whether a school board's proposed plan "is a permissible method of dismantling a dual system." Wright v. Council of Emphoria, 407 U.S. 451, 462 (1972); Dayton II, 443 U.S. at 538 ("The measure of the post-Brown I conduct of a school board under an unsatisfied duty to liquidate a dual school system is the effectiveness, not the purpose, of the actions in decreasing or increasing the segregation caused by the dual system."). This court's 1977 unitary finding signifies that the Oklahoma City Board of Education had satisfied its affirmative duty to desegregate by eliminating the dual school system. Since the Board had dismantled the dual system at the time it adopted its neighborhood plan, effect does not govern over purpose as plaintiffs suggest. -493 ' V B. Enhanced Academic Achievement Through the Effective Schools Program Plaintiffs further contend that young black students cannot achieve academically in schools which are not racially balanced. A substantial amount of evidence and expert testimony was offered on this subject at the hearing, and the court concludes this assertion is without merit. Any suggestion that young blacks are intellectually inferior to young whites is contrary to empirical evidence. Socioeconomic status and the level of parental involvement, rather than the degree of racial balance, are the primary factors which impact academic achievement. (Tr. 848-49, 913-16, 1067-68, 1078, 1454, 1468). For example, Willard Elementary School in Oklahoma City is only 6.6% black, yet its students come from families with the lowest socioeconomic status in the school district. In 1985-86, Willard's overall achievement test scores were the lowest in the district. The overall level of academic achievement at each school which is 90% or more black exceeded that at Willard. (Def. Ex. 182; Tr. 927-28). Furthermore, the evidence shows that socioeconomic factors may be overcome with sound educational programs similar to the defendant Board's "Effective Schools" program. The increased level of parental involvement which came with neighborhood schools, coupled with the Board's "Effective Schools" curriculum, resulted in overall academic gains at 8 of the 10 predominantly black elementary schools exceeding the average gains made by black children nationally. (Def. Ex. 185; Tr. 933-934). More impressive, between 1985-86 and 1986-87 the gap - 50a - between third grade black and white student achievement test scores was reduced by 13%. (Def. Ex. 185, p. 4) Indeed, the testimony of nationally recognized scholars shows that the Oklahoma City School District is well on its way to becoming a nationally recognized model urban school district. (Tr. 918). Evidence of successful effective school programs is not limited to Oklahoma City. In Chicago, for example, the high school dropout rate is 65%. However, six all-black schools implementing the effective schools concept send 80-90% of all their students to college. (Tr. 1456-58). Thus, the court concludes that the racial composition of a school has absolutely no effect on the academic achievement of its students. The Oklahoma City School Board believes that all students can learn, and the evidence supports this belief. The court also notes that blacks are not being denied an integrated educational experience, for in grades 5-12 racial balance is maintained via busing.6 6 The extent of the integrated experience in grades K-12 was aptly described by Clara Luper, Youth Advisor for the NAACP since 1957 and an Oklahoma City teacher of 23 years: p. 1420 Q. And you teach at John Marshall now? A. Yes. p. 1421 Q. Is the faculty at John Marshall integrated? A. Yes. Q. Is the staff integrated? A. Yes. Q. Are the facilities integrated? A. I don't understand what you mean if the facilities are integrated. -513- C. Summary It is clear from the evidence that the current Oklahoma City School Board, more so than any this court has read about in reported case law, is conscientiously oriented to its duty to operate a unitary school system. The record shows that the Board is equally committed to providing quality education and achieving academic excellence. For the plaintiffs to claim that the K-4 Plan is a step toward a dual school system is ludicrous and absurd. These words are harsh, but true. In actuality, the Board's actions, along with the testimony of Board members, point toward a future in which the Oklahoma City School System will be nationally revered for its successful efforts to provide a superior education to each pupil regardless of the student's race. 6 (Continued) Q. If the building itself is integrated. Student composition, the student population, is that integrated? A. Yes.Q. Are the extracurricular activities integrated at John Marshall? A. We are moving toward it. Q. Blacks and whites participate in sports and academic extracurricular activities; is that right? • • • A. Yes.Q. And transportation to the school is integrated, isn't it? A. Yes.Q. And the same is true with the junior highs in this district; A. Yes. p. 1422 Q. And the middle schools? A. Yes. Q. And the Fifth-Year Centers? A. Yes. -523- SHOULD THE FOSTER PLAN BE ADOPTED? In this phase of the litigation, plaintiffs are asking the court to implement a new desegregation plan prepared by Dr. Gordon Foster. (Plf. Ex. 57). Dr. Foster's proposal employs techniques of pairing, clustering and busing in an effort to maintain racial balance in the school district's K-4 elementary schools. However, Dr. Foster's proposed plan affords remedial relief in addition to that provided in the Finger Plan. Under Dr. Foster's proposal, young white students in grades 1-4 would be bused for the first time in the history of Oklahoma City. Plaintiffs contend that white children should share the busing burden now because blacks carried the burden in the past. Although admirable, this concept simply does not square with principles of equity. A. The Foster Plan Is Not Necessary In light of the unitary status of the Oklahoma City School District, the plaintiffs are precluded from seeking remedial relief in addition to that afforded through the Finger Plan. As the Supreme Court noted in Pasadena, 427 U.S. at 436-37: [H]aving once implemented a racially neutral attendance pattern in order to remedy the perceived constitutional violations on the part of the defendants, the District Court had fully performed its function of providing the appropriate remedy for previous racially discriminatory attendance patterns. Also, the Court of Appeals recognized that, at most, plaintiffs were limited to seeking enforcement of the Finger Plan: [P]laintiffs also could not expect more than the approved plan provided. When, five years later, the court VI. -53 JL f. determined that the implementation of the Finger Plan had resulted in unitariness in the district, that finding became final, and it, too, is binding upon the parties with equal force. . . . We contrast this case with the Spangler line of cases in which an aggrieved party sought remedial relief in addition to the previous decree. Dowell, 795 F.2d at 1522. B. The Foster Plan Is Not Feasible Even if the court would have concluded that continued remedial relief in Oklahoma City was appropriate, there are additional reasons why plaintiffs' proposal is not feasible. First, if plaintiffs' proposal were implemented, it is probable that the school district would sustain a substantial wave of white flight. Although white flight cannot be used as a justification for the failure of a board of education to comply with an order to dismantle a dual school system, United States v. Scotland Neck Board of Education, 407 U.S. 484, 491 (1972); Davis v. East Baton Rouge Parish School Board, 721 F.2d 1425, 1438 (5th Cir. 1983), the probability of white flight may be considered by a court in solving the integration equation. Riddick v. School Board of Norfolk, 784 F.2d 521, 540 (4th Cir. 1986); Parent Association of Andrew Jackson High School v. Ambach, 598 F.2d 705, 720 (2nd Cir. 1979); Stout v. Jefferson County Board of Education, 537 F.2d 800, 802 (5th Cir. 1976); Higgins v. Board of Education of Grand Rapids, 508 F.2d 779, 794 (6th Cir. 1974). Thus, the probability of substantial white flight flowing from Dr. Foster's proposed plan would lead the court to reject it, even if this court had determined that the school district should remain under a remedial order. -54$- In addition to the problems already noted, plaintiffs' busing proposal is not equitable. It pairs and clusters several schools which are already racially balanced. A typical example is the proposed clustering of Gatewood (29% black), Wilson (51% black) and Hawthorne (19% black). (Tr. 1377). Additionally, the school district's superintendent, Dr. Arthur W. Steller, pointed out that if Dr. Foster's proposal were implemented it would adversely impact the school district and its recent accomplishments, in several respects. The total cost of implementing Plan A in the first year would be $7,402,913.50. For each year after that the cost would be $1,678,958.50. (Tr. 1500). During a time when the Oklahoma City School Board is confronted with substantial budget cuts, expenditures of this nature would cut directly into and adversely impact the effective schools program and retard the progress being made by students of all races. C. Summary Dr. Foster's proposal calls for the wholesale cross-town busing of young students in Oklahoma City. It envisions perpetual implementation. In light of the school district's unitary status, the potential harms related to busing students at this tender age must be given serious consideration. Indeed, "[i]t is becoming increasingly doubtful that massive public transportation really accomplishes the desirable objectives sought." Columbus, 443 U.S. at 469 (Berger, C.J., concurring in judgment). In conclusion, Dr. Foster's busing proposal would not be acceptable to this court even if the -55a- court viewed it appropriate to retain further jurisdiction over the school district. The Foster Plan should not be adopted. VII. CONCLUSION The Oklahoma City School District was declared unitary ten years ago, and it remains unitary today. After more than 25 years of litigation, it is time to return total control over the schools in Oklahoma City to its Board of Education. This court's regulatory control must not extend beyond the time required to remedy the effects of past intentional discrimination. Milliken II, 433 U.S. at 280-82. Today there are no vestiges of the past intentional discrimination which occurred in Oklahoma City; there are no indications that de jure segregation will again rear its ugly head in this community; and the purpose of this case has been fully achieved. The School Board's K-4 neighborhood school plan is constitutionally and educationally sound. Thus, its continued implementation will not be disturbed. The 1972 desegregation decree should be dissolved (along with any other injunctions issued before or during the Finger Plan's operation), and the court's remedial jurisdiction should be totally relinquished. Based upon the foregoing findings of fact and conclusions of law, an appropriate Order, Judgment and Decree will be issued without unnecessary delay. Dated this day of December, 1987. ISTRICT JUDGE -56$.- F I L E D IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF OKLAHOMA DEC 1 1 1987 ROBERT L. DOWELL, et al., ) ) Plaintiffs, ) vs. ) )THE BOARD OF EDUCATION OF THE ) OKLAHOMA CITY PUBLIC SCHOOLS, ) INDEPENDENT DISTRICT NO. 89, ) et al. ) )Defendants. ) No. CIV-61-9452-B ORDER, JUDGMENT AND DECREE This case was reopened on order from the United States Court of Appeals for the Tenth Circuit. This court has heard all the testimony; examined all the exhibits; read all the briefs; heard oral arguments; fully and completely, in all things, performed its judicial duties; and filed its Memorandum Opinion of Findings of Fact and Conclusions of Law. Based upon the Memorandum Opinion filed herein, IT IS HEREBY ORDERED, ADJUDGED AND DECREED: 1. That from January 1977 to the present, the Defendant Board has maintained a unitary school system in keeping with the United States Constitution; 2. That the court vacates and holds for naught the 1972 injunc tion implementing the Finger Plan, along with all other injunctions in this case; 3. That the Board's 1985 K-4 neighborhood school plan was adopted without discriminatory intent and is, therefore, Constitutional; 4. That the court again, as in 1977, terminates its juris diction over this unitary system; 5. The court now dismisses this action at cost to the plaintiff. Dated this / / = day of December, 1987. UNITED STATES DISTRICT JUDGE ENTERED IN JUDGMENT DOCKET ON DECEMBER 11, 1987 _ S 7 c L