Monroe v. City of Jackson, TN Board of Commissioners Brief for Appellants
Public Court Documents
January 1, 1973
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Brief Collection, LDF Court Filings. Monroe v. City of Jackson, TN Board of Commissioners Brief for Appellants, 1973. 5d3cc423-be9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/b1a70bea-cc8a-471f-a859-e8660bc1e4fd/monroe-v-city-of-jackson-tn-board-of-commissioners-brief-for-appellants. Accessed December 04, 2025.
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IN THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
*
« No. 73-2249
BRENDA K. MONROE, et al.,
Plaintiff s-Appe Hants,
vs.
THE BOARD OF COMMISSIONERS OF THE CITY
OF JACKSON, TENNESSEE, et al.,
Defendants-Appellees.
Appeal from the United States District Court
for the Western District of Tennessee
Eastern Division
BRIEF FOR APPELLANTS
s
* •
Of Counsel:
KENNETH J. DIOUS
10 Columbus Circle
New York, New York 10019
AVON N. WILLIAMS, JR.1414 Parkway Towers404 James Robertson Parkway
Nashville, Tennessee 37219
J. EMMETT BALLARD116 West Lafayette Street
Jackson, Tennessee 38301.
JACK GREENBERG
JAMES M. NABRIT, III
R. SYLVIA DREW
NORMAN J. CHACHKIN 10 Columbus Circle
New York, New York 10019
Attorneys for Plaintiffs-
Appellants
I N D E X
Page
Table of Authorities................................ ii
Issues Presented for Review ........................ 1
Statement
A. History of the Case ........................
B. Desegregation of the Jackson Elementary
Schools .................................... 4
1. The 1972-73 Elementary School Zones . . . 6
2. The Board's 1973-74 Proposals .......... 8
3. Plaintiffs' P l a n ...................... 10
4. The District Court's Baling ............ 12
C. Attorneys' Fees ............................. 15
ARGUMENT
I. The Board Failed To Carry Its Burden Of
Showing That The Decision To Close South
Jackson Elementary School Was Based Upon
Objective, Non-Racial Factors. The Evidence
Demonstrated Inconsistent Application Of
Standards To Black And WThite School Facilities
A. Review Of The District Court's Decision
Permitting The Board To Close South
Jackson Is Not Governed By Rule 52 . . . 16
B. Racial Discrimination In The
Desegregation Process .................. 18
C. Adequate Non-Racial Justification
For Closing The South Jackson
Elementary School Was Not Shown By
Defendants............................ 21
1. Condition of the facility........ 23
2. Location of the school............ 25
i
Page
3. Declining enrollment and
uneconomical operation.......... . . 27
4. Segregated neighborhood .......... 30
5. Other f a c t o r s .................... 31
6. Unequal burden.................... 32
7. S u m m a r y .......................... 33
II. Whatever The Fate Of South Jackson Elementary
School, The Case Must Be Returned To The
District Court To Complete The Process Of
Desegregating Jackson's Elenentary Schools . . 34
III. The District Court Must Provide An Oppor
tunity For The Submission Of Evidence And
Make Finding® In Order To Permit Review Of
Its Counsel Fqe A w a r d ...................... 40
Conclusion.......... ................................ 42
Appendix "A" — Decision of the United States Court of
Appeals for the Fifth Circuit in
Johnson v. Georgia Highway Express, Inc.
(January 21, 1974)
Table of Authorities
Cases;
Adams v. School Dist. No. 5, Orangeburg, 444 F.2d
99 (4th Cir. 1971) ............................ 40
Alexander v. Holmes County Bd. of Educ., 396
U.S. 19 (19§9) 18n
Bell v. West Point Municipal Separate School Dist.,
446 F.2d 1362 (5th Cir. 1971).................. 20n
Bradley v. Milliken, 484 F.2d 215 (6th Cir.),
cert, granted, 42 U.S.L.W. 3306 (Nov. 19, 1973) . 40n
Bradley v. School Bd. of Richmond, 472 F.2d
318 (4th Cir. 1972)............................ 42n
n
Page
Brewer v. School Bd. of Norfolk, 456 F.2d 943
(4th Cir.)/ cert, denied, 406 U.S. 905 (1972) . . 39
t Brice v. Landis, 314 F. Supp. 974 (N.D. Cal. 1969) . . 33
Brown v. Board of Educ. of Bessemer, 464 F.2d 382
(5th Cir.), cert, denied, 409 U.S. 981 (1972) . . 39
» Brown v. Board of Educ. of DeWitt, 263 F. Supp.
734 (E.D. Ark. 1966) .......................... 23
Carr v. Montgomery County Bd. of Educ., 429 F.2d
382 (5th Cir. 1970)............................ 23
Chambers v. Iredell County Bd. of Educ., 423
F.2d 613 (4th Cir. 1970) ...................... 23
Cisneros v. Corpus Christi Independent School Dist.,
467 F.2d 142 (5th Cir. 1972), cert, denied, 413
U.S. 902, 922 (1973) ...................... . . 38
Clark v. Board of Educ. of Little Rock, 449 F.2d
493 (8th Cir. 1971), cert, denied, 405 U.S.
936 (1972) 39
Clark v. Board of Educ. of Little Reck, 426 F.2d
1035 (8th Cir. 1970), cert, denied, 402 U.S.
952 (1971) 39
» Davis v. Beard of School Comm'rs of Mobile, 402
U.S. 33 (1971) ................................ 2, 6
Davis v. School Dist. of Pontiac, 443 F.2d 573
(6th Cir.), cert, denied, 404 U.S. 913 (1971) . . 17, 19, 30
Goss v. Board of Educ. of Knoxville, 482 F.2d 1044
(6th Cir. 1973), cert, denied, 42 U.S.L.W.
3423 (Jan. 21, 1974) 16, 18n
Hall v. St. Helena Parish School Bd., 417 Fi2d
801 (5th Cir.), cert, denied, 396 U.S. 904
(1969) 39
Haney v. County Bd. of Educ., 429 F.2d 364 (8th
Cir. 1970) .................................... 17n, 20
Hill v. Franklin County Bd. of Educ., 390 F.2d
. 583 (6th Cir. 1968).............................. 20n
Jackson v. Wheatley School Dist., 430 F.2d 1359
(8th Cir. 1970).................................. 23, 30
Johnson v. Georgia Highway Express, Inc., 5th
Cir. No. 72-3294 (Jan. 21, 1974) .............. 41
Kelley v. Guinn, 456 F.2d 100 (9th Cir. 1972),
cert, denied, 413 U.S. 919 (1973).............. 36n
iii
Page
Kelley v. Metropolitan County Bd. of Educ., 463
F.2d 732 (6th Cir.), cert, denied, 409 '
U.S. 1001 (1972) .............................. 38, 39
Keyes v. School Dist. No. 1, Denver, 413 U.S.
189 (1973) .................................... 18n, 19
Loving v. Virginia, 388 U.S. 1 (1967) .............. 33n
McFerren v. County Bd. of Educ., 455 F.2d 199
(6th Cir.), cert, denied, 407 U.S. 934 (1972) . . 20n, 23
McFerren v. County Bd. of Educ. of Fayette County,
Civ. No. C-65-136 (W.D. Tenn., Aug. 4, 16, 1973). 20, 25
McLaughlin v. Florida, 379 U.S. 184 (1964) . . . . . . 33n
Medley v. School Bd. of Danville, 482 F.2d 1061
(4th Cir. 1973), cert, denied, 42 U.S.L.W. 3423
(Jan. 21, 1974)................................ 36n
Mims v. Duval County School Bd., 447 F.2d 1330
(5th Cir. 1971)................................ 19
Mims v. Duval County School Bd., 329 F. Supp. 123
(M.D. Fla.), aff'd 447 F.2d 1330 (5th Cir. 1971). 27
Monroe v. Board of Comm'rs, 453 F.2d 259 (6th Cir.),
cert, denied, 406 U.S. 945 (1972).............. 2 , 4-6/ 41
Monroe v. Board of Comm'rs, 427 F.2d 1005 (6th Cir.
1970).......................................... 39
Monroe v. County Bd. of Educ., 439 F.2d 804 (6th
Cir. 1971) 12n
Newburg Area Council, Inc. v. Board of Educ., 6th
Cir. No. 73-1403 (December 28, 1973) .......... 16, 36-37, 39
Northcross v. Board of Educ. of Memphis, 412 U.S.
427 (1973) 15
Northcross v. Board of Educ. of Memphis, 466 F.2d
890 (6th Cir. 1972)............................. 37 , 39, 40n
Palmer v. Thompson, 403 U.S. 217 (1971) 18n
Pitts v. Board of Trustees of DeWitt, 84 F. Supp.
975 (E.D. Ark. 1949) 23
Quarles v. Oxford Municipal Separate School Dist.,
Civ. No. WC6962-K (N.D. Miss., Jan. 7, 1970) . . 20
Robinson v. Shelby County Bd. of Educ., 442 F.2d
255 (6th Cir. 1971)............................. 2
Rolfe v. County Bd. of Educ., 391 F.2d 77 (6th
Cir. 1968) 20n
IV
Page
Spangler v. Pasadena City Bd. of Educ., 311 F.
Supp. 501 (C.D. Cal. 1970) .................... 17, 30
Sparks v. Griffin, 460 F.2d 433 (5th Cir. 1972) . . . 23
Swann v. Charlotte-Mecklenburg Bd. of Educ.,
402 U.S. 1 (1971).............................. 2, 6, 35
United States v. Jefferson County Bd. of Educ., 372
F.2d 836 (1966), aff'd en banc, 380 F.2d 385
(5th Cir.), cert, denied sub nom. Caddo Parish
School Bd. v. United States, 389 U.S. 840 (1967)• 23
United States v. Scotland Neck City Bd. of Educ.,
407 U.S. 484 (1972)............................ 20n
United States v. Wilcox County Bd. of Educ., 454
F. 2d 1144 (5th Cir. 1972)..................... 23
Statutes and Rules:
20 U.S.C. § 1 6 1 7 .................................. - 15, 41
F.R.C.P. 5 2 ........................................ 17n
v
IN THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
No. 73-2249
BRENDA K. MONROE, et al.,
Pla.i.ntif fs-Appellants,
vs.
THE BOARD OF COMMISSIONERS OF THE CITY OF JACKSON, TENNESSEE, et al.,
Defendants-Appellees„
/appeal from the United States District Court
for the Western District of Tennessee
Eastern Division
BRIEF FOR APPELLANTS
Issues Presented for Review
1. Did the Board of Commissioners carry its burden of
demonstrating that the proposed closing of formerly black
South J^kson y School was based upon non-racial
grounds?
2. Have the Board of Commissioners and/or the district
court yet achieved the constitutionally required dismantling
of Jackson's dual school system when the plan ordered into
effect by the court (a) utilizes limited non-contiguous
zoning of black students only; and (b) results, in this small
half-white school system, in the operation of one elementary
school over 98% black, one 75% black, and two less than 30%
black?
3. Did the district court commit error in arbitrarily
fixing an inadequate counsel fee award to plaintiffs, without
a hearing, opportunity for submission of evidence, or specific
findings indicating the court's method of computation?
Statement
A . History of the Case
This school desegregation suit, originally commenced in
1963, appears before this Court for the fourth time. See •
Monroe v. Board of Comm'rs, 453 F.2d 259 (1972). The detailed
history of the litigation prior to the recent district court
proceedings is set out in this Court's decision, ibid.,
remanding the matter to the district court for reconsideration
of the elementary school assignment plan in light of Swann v.
Charlotte-Mecklenburg Bd. of Educ,, 402 U.S. 1 (1971); Davis
v. Board of School Comm'rs, 402 U.S. 33 (1971); and Robinson
v. Shelby County Bd. of Educ., 442 F.2d 255 (6th Cir. 1971).
Upon receipt of the mandate, the district court held
1/evidentiary hearings commencing August 29, 1972 (see 5a-171a),
T T Citations to Appendix on these cross-appeals, Nos. 73-2249,
-2250 and -2251.
-2-
in which the plaintiffs, the Board of Commissioners, and the
United States, as amicus curiae, participated. The Board of
Commissioners [which also serves as the Jackson system's
school board, (257a)] has consistently maintained the position
that it was operating in conformity to constitutional require
ments, and the Superintendent testified that no significant
changes in pupil assignment were contemplated for 1972-73
(39a).
Following that hearing, the district court permitted the
parties and the amicus curiae to submit proposed Findings of
Fact and Conclusions of Law, extending the time for this
purpose in order to allow study of the complete transcript
of proceedings. On March 15, 1973, the United States filed
a comprehensive Memorandum recommending, inter alia, that the
district court require further desegregation of the elementary
schools (see 188a) . In response thereto, the Board of
Commissioners again insisted that it was operating in full
compliance with the Fourteenth Amendment (189a) but proposed
the closing of the formerly all-black South Jackson Elementary
School for the following school year with reassignment of
its remaining students in a manner "which will result in
greater integration of these schools." (ibid.) .
Plaintiffs objected to the sufficiency of these steps
to achieve adequate dismantling of Jackson's dual system,
and to the proposal to close South Jackson School (195a-197a)
and at the subsequent hearings in May, 1973, presented an
-3-
alternative desegregation plan (527a-530a) developed by their
2/expert witness, Dr. Michael Stolee (520a-526a; 272a-373a).
In a Memorandum Opinion issued July 17, 1973 (597a-625a)
and implementing Order entered nunc pro tunc on August 28,
1973 (632a-633a), the district court allowed the South Jackson
closing, rejected the submissions of both the Board of Commis
sioners and the plaintiffs, and directed certain modifications
of the Board of Commissioners' plan for the 1973-74 school
3/
year. This appeal and cross-appeals followed.
B. Desegregation of the Jackson Elementary Schools
This appeal questions the adequacy of desegregation in
the Jackson, Tennessee elementary schools. Excerpts from
this Court's 1972 opinion provide the appropriate background:
. . . In August of 1968 . . . [t]he Board
responded by submitting a plan containing
the identical geographic zones drawn at
the inception of this litigation . . . .
27 At the May hearings, the Superintendent revealed that a
contract of sale for the South Jackson school property had
been executed between the City of Jackson (Board of Commis
sioners) and the Jackson Housing Authority in March, 1973 and
a warranty deed of conveyance signed (554a-557a) although
district court approval of the school's closing had not yet
been obtained. The plaintiffs thereupon filed a petition for
contempt, to add the Housing Authority as a party and to issue
injunctive orders to maintain the status quo pending judicial
determination of the propriety of the closing and property
transaction (531a-544a). The Housing Authority was joined
(578a-580a) and the district court's orders to date have
preserved the school from destruction pending determination
of this appeal (ibid.; 632a-633a) .
3/ The district court also awarded plaintiffs' counsel $1,500.00 in attorneys' fees, which had been sought by motion
during the proceedings (583a); on this appeal plaintiffs con
test the amount of the award, while on the cross-appeal the
City of Jackson contests the appropriateness of any such award.
-4-
On May 28, 1969, the District Court ordered
the elimination of the free transfer provi
sion, and ordered the revision of school
zones to accomplish greater desegregation.
Following entry of that order, the Board
requested a stay with respect to the elim
ination of the free transfer provision and
the revision of the zones. The Court granted
the motion with respect to the zones, but
refused to stay the elimination of the free
transfer provision. On June 19, 1970, the
order of the District Court was affirmed by
this Court. 427 F.2d 1005 (6th Cir. 1970).
One month later, the school board sought
approval of an amended plan of desegregation
for the 1970-71 school year which retained
the identical zones which the District Court
had ordered altered. . . . [N]o alternative
zones for the elementary grades were pro
vided . . . .
. . . [T]he litle IV Center . . . concluded
that geographic factors and residential
housing patterns were such that no other
zoning patterns "would be likely" to signif
icantly alter the existing racial imbalance
. . . it proposed some adjustments or
alterations in the existing zones which admittedly differed very little from those
then in use. The report then suggested two
further alternative plans: (1) non-contiguous
zoning might be utilized if school supported
transportation could be instituted, or (2)
adjacent schools might be paired and the
boundary zones enlarged to encompass the new
area. Several pairings were suggested, any
of which would result in greater integration
than is possible with the present method of
zoning.
. . . [T]he District Court ordered that theproposed zone changes be adopted. . . . The
plaintiffs contend that the District Court
was obligated to adopt either the pairing or
the non-contiguous zoning proposal of the
Title IV Center because these alternative
plans provided for greater desegregation than
the zones adopted by the Court . . . .
. . . [F]our of the nine elementary schools
are integrated in ratios similar to those
just cited for the junior high schools; but
-5-
. . . in the five remaining elementary schools,
three are over 90% black and two are over 90% white. Integration in these five schools is
minimal because the location in the city is
such that no conceivable zoning change would
produce any substantially greater integration.
Regardless, however, of these salutary evidences
of accomplishment, the possibility exists that
even greater accomplishment might result from a
further study of the situation in the light of
Swann, and of Robinson and Davis. The cause will therefore be remanded to give the District
Court opportunity for such consideration.
(453 F.2d, at 261-62). The district court did reassess the
matter in light of Swann and Davis; it accepted the use of
pupil transportation as an essential tool which had to be
used in Jackson to bring about what it considered a constitu
tionally adequate measure of desegregation (613a-619a). In
our view, however, the district court stopped short of requiring
that the tool be used in an effective manner; the continued
retention of even one all-black school in this small system,
together with three other facilities which we submit are •
racially identifiable in the context of the entire plan, is
constitutionally unacceptable.
1. The 1972-73 elementary school zones
As this Court noted in its 1972 opinion, Jackson's
elementary school zones had remained virtually intact from the
inception of the litigation and the implementation of the
Title IV Center's rezoning recommendations in 1971-72 made
only minimal changes. This conclusion was substantiated at
the August, 1972 hearings before the district court (18a-19a,
-6-
22a, 30a, 54a). The only appreciable effect of the Center's
recommendations shifted approximately fifty black students
from South Jackson Elementary School to West Jackson Elementary
School (52a-53a). And the October, 1972 enrollment report
filed by the Board of Commissioners demonstrated little prog
ress in eradicating the vestiges of Jackson's dual elementary
system: three schools were more than 99% black and two were
more than 95% white (185a).
The Superintendent of Schools testified, however, that
no further desegregation steps were contemplated by the Board
of Commissioners (39a). He had studied the non-contiguous
zoning and contiguous pairing alternatives discussed in. the
Title IV Center report but concluded they were impracticable
of execution in Jackson because they would lead only to reseg
regation within the school system and/or white flight from •
the district (58a-64a, 84a, 89a, 101a, 106a-108a, 114a-115a).
He admitted that one-race schools remained in Jackson because
residential patterns were segregated and schools had been
located within one-race neighborhoods (44a); and that the
schools had been designed and located to accommodate children
in one-race neighborhoods (72a-76a); but he expressed the view
that eventual housing integration was the only method of1/desegregating the Jackson public schools (96a). His testimony
The Superintendent admitted, however, that housing segre
gation was not lessening, but remaining at the same level, in
Jackson (103a). See also, 132a (Mayor believes housing
integration will occur in future, even though it has not yet taken place).
-7-
also demonstrated that such elementary school desegregation
as existed in Jackson in 1972-73 resulted from changing
residential patterns in school zones which were formerly
white and into which blacks now were able to move (46a-48a).
This major population shift coincided with the opening of
7\ndrew Jackson Elementary School in the extreme northwest
portion of the City and the elimination of the free transfer
option (136a-138a, 143a, 171a).
2. The Board's 1973-74 proposals
After the transcript of the August, 1972 hearings became
available, the United States submitted a Memorandum in which
it urged that further desegregation of Jackson's elementary
schools was required (see 188a). The Board's response con
tended that it was already operating a unitary system (189a)
but added that the Board now found it necessary to close the
South Jackson Elementary School and that the student reassign
ments which would thereby be necessitated would improve ele
mentary school integration (ibid.). Treating this Response
as the equivalent of submission of a new plan, plaintiffs
filed Objections thereto, which stated in part as follows:
1. Defendants have not and cannot carry their
burden of establishing that the closing of the
formerly all-black South Jackson Elementary
School is related solely to non-racial objec
tive criteria as required by law.
2. Closing of said South Jackson Elementary
School places an unwarranted, unfair and
unequal burden of school desegregation upon
black school children and causes school deseg
regation in the City of Jackson to operate
unequally as to them.
-8-
3. The revised geographic zones proposed by-
defendants will result in the continued mainte
nance of one virtually all black elementary
school (Lincoln), one virtually all white elementary school (Andrew Jackson) and will substantially increase the degree of segregation
in two other elementary schools (Alexander and
parkview). . . .
(195a). Plaintiffs also engaged the services of an expert
witness in educational administration and desegregation, Dr.
Michael Stolee (520a-526a), who prepared an alternative plan
of desegregation (527a-530a). Hearings were held May 10 and
May 22-23, 1973.
At these hearings, the Superintendent testified in
support of the Board" contention that it was operating a
unitary system and was in compliance with constitutional
requirements; he said the proposed attendance zone changes were
not part of a desegregation effort but were necessitated only
because the Board found it otherwise necessary to close the
5/ . .South Jackson School (386a). While black students living
within the former South Jackson zone would be dispersed among
the remaining eight elementary schools under the Board s
proposal, zone changes were basically contiguous (218a-219a,
224a-227a) and would not have altered the continued operation
of Andrew Jackson and Lincoln schools as virtually all-white
and all-black schools, respectively (191a).
W ~ Because consideration of the legality of the Board's decision to close South Jackson requires detailed evaluation
of the evidence, the testimony and exhibits will not be
summarized here but will be discussed in the course of the
Argument, infra.
-9-
The Board did not propose to provide transportation for
the reassigned black students; neither the Superintendent nor
any of the Commissioners had investigated the cost of providing
buses or utilizing the city—owned public bus system (265a, 271a,
412a; see 117a-118a).
3. Plaintiffs' Plan
When the May, 1973 hearings resumed, plaintiffs presented
the plan of desegregation developed by Dr. Stolee for the
Jackson elementary schools (527a-530a). Unlike the Board, Dr.
Stolee proposed the retention of South Jackson because it
was, in his opinion, educationally adequate (284a-286a, 29ja)
and because the move to close it seemed to him not coincidental
but typical of the national pattern of discrimination among
school districts required to desegregate (277a). Using one
non-contiguous pairing (309a) and one non-contiguous clustering
6/
(310a) requiring the transportation of 925 students (312a),
Dr. Stolee proposed to eliminate all racially identifiable
schools and thus to desegregate the entire system (319a). The
attendance zones for schools not involved in the pair and
7/
cluster would remain unchanged (306a).
6/ There are approximately 7500 students in the system (644a).
Slightly more than half this number are in the elementary grades
(ibid. ) .
7/ Dr. Stolee explained that he considered these schools
adequately desegregated, in the context, of the Jackson system,
with their 1972-73 zone lines in effect. (306a). He recognized,
however, that enrollments at these schools were affected by the
existing majority-to-minority transfers, and suggested an amend
ment to his plan altering a line between Lincoln and Whitehall
should the number of black students transferring into Whitehall
drop significantly (308a).
-10-
Dr. Stolee testified that he found the Board's proposal
unacceptable as a desegregation measure since it failed'to
eliminate racially identifiable schools (276a-277a); that is,
schools attended by proportions of black and white students
which differed significantly from the system-wide ratio (302a).
Under cross-examination, he denied that he had attempted to
achieve "racial balance," but stated that he was particularly
concerned with the five racially identifiable elementary
schools noted by this Court in 1972, and that he had sought
a method of effectively desegregating each with the least pupil
transportation (356a-358a; see also, 318a). The greatest
distance between any of the paired or clustered schools was
determined by the Board to be between 4.2 and 5.0 miles (183a);
Dr. Stolee testified that he drove between the schools,
following posted limits, along a 4.9-mile route and covered
the distance in thirteen minutes (314a). He recommended school
to-school busing and estimated that by staggering school
opening hours, the plan could be implemented with the purchase
of only five school buses, including one for a spare (319a).
The Superintendent of Schools testified in rebuttal
that he was opposed to a plan requiring the expenditure of
funds for pupil transportation (383a), which was not a priority
8/of the Jackson school system (413a-414a). He summarized his
grounds for rejecting Dr. Stolee's proposals as concern for
K7 The Board's annual budget is approximately $4 million, of
which the Stolee plan might require slightly less than $50,000
for initial capital expenditure (to purchase buses) (325a-326a)
-11-
"community acceptance and cost" (409a). However, he had
2/investigated neither the Madison County busing plan nor the
amount of State reimbursement for operating expenses to which
Jackson might be entitled (416a-417a). Rather, despite his
recognition that some of the "school neighborhoods" defined
by Jackson's attendance areas were very extensive (400a-401a),
that "residential neighborhoods" reflect social and economic
homogeneity (402a), and that more black than white families
in Jackson are below the poverty line (425a), the Superintendent
nonetheless sought to preserve the "neighborhood school"
concept because it would encourage parental allegiance and
support of particular -schools (403a).
4. The District Court's ruling
On July 17, 1973, the district court filed a Memorandum
Opinion (597a-625a) which approved the Board's request to close
South Jackson Elementary School (606a-612a) but found the
Board's proposal for elementary student assignment inadequate
because it "does not sufficiently meet the requirement of ful
filling its affirmative duty to eliminate discriminatory effects
of the past. Green v. New Kent County School Board, 391 U.S.
430, 438 (1968)." (616a). The district court also rejected
plaintiffs' plan/ both because as drafted it contemplated the
w ~ Monroe v. County Bd. of Educ. of Madison County, 439 F.2d
804 (6th Cir. 1971). Jackson is located within Madison County,
Tennessee. See also, Seals v. Quarterly Court of Madison
County, No. 73-1673 (pending).
-12-
, 10/ .continued use of the South Jackson facility (ibid.) and
because it required greater pupil transportation than the
court felt necessary (cf. 617a). Instead, without directing
further submission of plans by any party, the district court
undertook to
prescrib[e] a plan involving a minimum of
transportation and some elementary school
zone or district changes which this Court
believes will meet constitutional requirements with the least disruptive effects.
This plan has been fashioned in recognition
of the -fact, among others alluded to, that
the defendants in making the progress here
tofore noted have not totally defaulted in
their duty to submit an acceptable plan, and because it has never before operated a
bus system as was the case in Swann, supra, and to some degree in Davis, supra (both in
Mobile and in Pontiac), and because sub
stantial progress has already heretofore
been made.
(617a). The rudiments of the district court's plan are as
follows: the remaining students residing within the former
South Jackson Elementary School zone, rather than being
reassigned to contiguous elementary schools, would be trans
ported to Highland Park and Andrew Jackson Schools, as well
11/as to Washington-Douglas; and certain other boundary lines
would be altered. The following table compares the racial
composition of each elementary school's student body as pro-
10/ nr.stolee testified that closure of South Jackson would require the drafting of a new plan but that it could be based
upon the same principles as his plan: effective desegregation
(346a).
11/ The district court's plan contemplated assignment of additional black students from the former South Jackson zone
to Highland Park and Andrew Jackson on a rigid, mathematical
basis (618a).
-13-
jected under the various plans, and as actually resulted in
both 1972-73 and 1973-74:
School
% Black, Actual
1972-73— -/
Projected
% Black, Board 1s Plan 13/
Projected
% Black,
Plaintiffs 1
Plan 14/
Proj ected
% Black,
• Court1s
Plan 15/
% Black, Actual 1973-74 i§/
Alexander 36 % 27 % 36 % 40 % 45 %
Andrew Jackson 5 % 4 % 55 % 21 % 28 %
Highland Park 3 % 24 % 50 % 18 % 24 %
Lincoln 99 % 99 % 59 % 98 % 98 %
Parkview 46 % 70 % 46 % 53 % 60 %
South Jackson 98 % — 54 % — —
Washington-
Douglass 98 % 48 % 53 % 79 % 75 %
West Jackson 42 % 52 % 42 % 39 % 43 %
Whitehall 58 % 62 % 58 / 57 % 56 %
The district court's plan requires the transportation of
approximately 200 students (618a-619a, 626a-627a) from the former
South Jackson zone to Andrew Jackson and Highland Park Schools,
a distance of up to 5.9 miles (183a).
/ (185a). includes majority-to-minority transfers.
13/ (191a) . Projections do not anticipate majority-to-minority transfers.
14/ (527a-529a). Projections anticipate continued majority-to-
minority transfers to Whitehall sufficient to maintain ratio.See note 7 supra.
15/ (G2la). Pro jections anticipate majority-to-minority
transfers into Alexander from Lincoln and Whitehall.
16/ (644a). Includes majority-to-minority transfers.
-14-
C . Attorneys 1 Fees
After the May, 1973 evidentiary hearings, plaintiffs
moved for an award of counsel fees and litigation expenses
(583a) based in part upon Section 718 of the Education Amend
ments of 1972, 20 U.S.C. § 1617 (584a-585a). (See Northcross
v. Board of Educ. of Memphis, 412 U.S. 427 (1973)). The memo
randum incorporated by reference in the motion asked the
district court "to fix a date for hearing thereon or otherwise
designate appropriate procedure for determination of said
Motion" (585a). Without receiving evidence or argument, or
holding a hearing, the district court'disposed of the prayer
for a counsel fee award in its July 17, 1973 Memorandum Opinion
(624a-625a). Expressing doubt whether § 718 authorized an
award in the circumstances of this case, the court nonetheless
determined to make an award "in the exercise of equitable
discretion" (625a). Although it had no information concerning
the amount of fees requested or the time invested in the -case
by plaintiffs' counsel, the district court fixed the award at
$1500.00 (625a, 633a).
Following entry of an Order on the opinion (632a-633a),
these appeals and cross-appeals followed.
15-
ARGUMENT
I.
The Board Failed To Carry Its Burden Of.Showing
That The Decision To Close South Jackson
Elementary School Was Based Upon Objective, Non-
Racial Factors. The Evidence Demonstrated
Inconsistent Application Of Standards To Black
And White School Facilities.
A. Review of the District Court's Decision Permitting TheBoard to Close South Jackson Is Not Governed By Rule 52.
This Court has demonstrated a very substantial disinclina
tion, in school desegregation cases, to substitute its judgment
for that of the district courts in assaying factual determina
tions. E.g., Goss v. Board of Educ. of Knoxville, 482 F.2d 1044
(6th Cir. 1973), cert, denied, 42 U.S.L.W. 3423 (Jan. 21, 1974);
Robinson v. Shelby County Bd. of Educ., 467 F.2d 1187 (6th Cir.
1972) . Compare Newburg Area Council,_Inc. v. Board of Educ.,
6th Cir. No. 73-1403 (December 28, 1973). For that reason,
it is important to recognize, as the Court reviews this matter,
that the district court's decision to permit the closing of
11/Jackson's historically black South Jackson School does not
rest upon factual findings which must be accepted as presump- i
i 7 7 Although presently used as an elementary school, South
Jackson was the city's only black secondary school from 1936
to 1957 (255a); its opening may well have marked the first
time the city provided any secondary education to black
students.
-16-
tively correct. There are no-contested factual issues, for
example, on whose resolution this matter conclusively turns.
Plaintiffs challenge not the verity of the "factors" listed
in support of the district court's determination, but the legal
significance to be accorded them in light of the other, equally
uncontested, facts of record. When all the evidence is con
sidered, the inconsistent approach of the school authorities
with respect to every factor by which the South Jackson closing
is sought to be justified is readily apparent and it becomes
impossible to hold as a matter of law that a non-racial basis
therefor has been demonstrated. Cf. Davis v. School pist, of
Pontiac^ 443 F.2d 573, 576 (6th Cir.), cert. denied, 404 U.S.
913 (1971); Spangler v. Pasadena City Bd. of Educ.. 311 F. Supp.
501 (C.D. Cal. 1970).
The essential matter to be established here, however, 'is
simply that the ultimate determination of the district court,
i.e., that
the closing [is not] . . . associated with
unconstitutional racial overtones. See
Robinson v. Shelby County, supra. The
18/
.We do not mean to suggest that cases in which black school closings are challenged may never turn upon clearly factual
determinations. For example, if a school system contends that
a school facility is irreparably deteriorated and structurally
unsound or otherwise clearly unusable for educational purposes,
c_f. Hanev v. County Bd, of Educ.. 429 F.2d 364 (8th Cir. 1970),
then the existence of that condition vel non may foreclose any'
further inquiry into possible racial motivation, and a lower
court finding that the condition exists might properly be
reviewed in accordance with F.R.C.P. 52. In this case, no such
contentions were made by the Board (cf. 285a), and the district
court's "findings" are all qualified, relative statements (see 606a-611a) . -------- ---
-17-
defendant has carried its burden in this par
ticular. Haney v. Sevier County Board of •
Education, 429 F.2d 364 (8th Cir. 1970).
[612a]
represents a legal determination fully reviewable by this
Court, rather than a factual finding as to which plaintiffs19/
bear some extra special burden of persuasion on appeal.
B. Racial Discrimination in the Desegregation Process
The district court correctly recognized (612a) that
because the Board of Commissioners had not sought to close the
South Jackson School until confronted with the necessity of
desegregating its system, the burden of demonstrating that
the move was grounded upon non-racial factors was upon the
school board (612a). This'is appropriate, because — absent
some dramatic testimonial recantation of the kind which occurs
far more frequently on the television screen than in the
courtroom — a finding that the actions of an official body
were motivated by race rests upon inferences drawn by the
20/
trier of fact from a multitude of circumstances and events.
Thus we do not ask this Court on this appeal, as it has
apparently been asked in other cases, to depart from its traditional role ws a reviewing tribunal because of the nature
of the litigation and the special responsibilities which argu
ably were imposed upon all federal courts by Supreme Court
decisions such as Alexander v. Holmes County Bd. of Educ., 396
U.S. 19 (1969). See Goss v. Board of Educ. of Knoxville, supra,
482 F.2d, at 1047.
20/ Indeed, the difficulty of determining the motivation of
an agency of government, see Palmer v. Thompson, 403 U.S. 217
(1971), is one of the primary justifications for application of
the burden-shifting principle. See Keyes v. School Dist. No.
1, Denver, 413 U.S. 189, 261-62 (1973) (Rehnquist, J., dissent
ing) .
-18-
For example, this Court approved such a finding in a case in
■which the plaintiffs bore the burden of proof:
Although, as the District Court stated, each
decision considered alone might not compel
the conclusion that the Board of Education
intended to foster segregation, taken together,
they support the conclusion that a purposeful
pattern of racial discrimination has existed in the Pontiac school system for at least 15 years.
Davis v. School Dist. of Pontiac, 443 F.2d 573, 476 (6th Cir.),
cert, denied, 404 U.S. 913 (1971), cited with approval in
Keyes v. School Dist. No. 1, Denver, 413 U.S. 189, 210 (1973).
The notion retains importance even where the burden rests
upon the school authorities. See Keyes, supra. For where
school orficials must establish that their decisions were not
based on impermissible racial considerations, it follows that
they ought to be able to show a consistency of decision-making
unrelated to race; and further, that ostensibly neutral prin
ciples which coincide with racially differentiating factors
when applied to a particular system, do not serve to meet the
school authorities' burden of proof. See generally, Mims v.
Duval County School Bd., 447 F.2d 1330 (5th Cir. 1971). Thus,
a proposal to close black schools because of their physical
condition, when the school system also seeks to maintain white
schools in worse condition, could hardly meet the school board's
burden of proof, no matter what the condition of the black
schools was. Likewise, a school system's request to close a
black school despite its patent inability to house the students
in other facilities, would clearly indicate a racial purpose.
-19-
E.q-/ Quarles v. Oxford Municipal Separate School Dist., Civ.
No. WC6962-K (N.D. Miss., Jan. 7, 1970) (oral opinion). Or
where school authorities are themselves responsible, through
discrimination, for the very conditions by which they seek to
justify the closing of black schools, such conditions hardly
constitute "non-racial" factors. E,g,, McFerren v. County Bd.
of Educ. of Fayette County, Civ. No. C-65-136 (W.D. Tenn., Aug.
21 /4, 16, 1973).
Proposals to close black schools which coincide with
implementation of constitutionally required desegregation,
then, place the burden on school authorities to demonstrate
that racial considerations did not result in the decision to
cease operation of these facilities. If that burden is not met,
then such closings are presumptively discriminatory and imper-
22/missible. Haney v. County Bd. of Educ., supra. And the
21/ . ~— f ^Occasionally, school authorities seek to justify the
extinction of black schools on outright racial grounds which
they relate to the success of any desegregation program: i.e.,
that white students will flee the system rather than attend
formerly black facilities. E_.f[. > Bell v. West Point Municipal
Separate School Dist.. 446 F.2d 1362 (5th Cir.‘ 1971) . Where that is the sole reason offered for closing a school, it is
clearly unacceptable. Bell, supra. However, where it is claimed
to be one factor among others, it often masquerades as a legit
imate concern for achieving the most effective desegregation.
Cf. United States v. Scotland Neck City Bd. of Educ., 407 U.S.
484^ (19/2). In such a situation, the courts must weigh the claim to determine whether it reflects sincere effort or
Pptense and the persuasiveness of the other rationales for the school closing is determinative.
2/// Similar buiden—shifting and presumption principles have been
applied to teacher terminations during the desegregation process See McFerren v. County Bd. of Educ.. 455 F.2d 199 (6th Cir.)
cert, denied, 407 U.S. 934 (1972); Ilill v. Franklin County Bd.
o_f—Educ. , 390 F. 2d 583 (6th Cir. 1968);- Rolfe v. Countv Bd. of Educ., 391 F.2d 77 (6th Cir. 1968). -------------
-20-
presumption cannot be met by identifying characteristics of
black schools which, if they require discontinuance of the
black facilities, would also mandate closing white schools
which are no different, or by listing deficiencies which exist
only because of conscious policies carried out in the past by
the school authorities. (See 292a). We now examine the record
in this case in light of these principles.
C. Adequate Non-Raclal Justification For Closing The South
Jackson Elementary School Was Not Shown By Defendants
On April 9, 1973, while the issue of what additional
elementary school desegregation was constitutionally required
lay before the district court, the Board of Commissioners first
sought permission to close the South Jackson Elementary School,
which had always been a black school (e,g., 174a). The appli
cation, filed in response to a memorandum submitted by amicus
curiae United States of America urging new initiatives to
desegregate the elementary schools, listed the following reasons
1. The South Jackson School is in the urban
renewal area and the school property has been
acquired by the Jackson Housing Authority in
furtherance of its urban renewal project.
2. Student enrollment at the South Jackson
School has been declining for the past five
years. This has been due principally because
of the removal of families from the urban
renewal area. 3
3. The South Jackson School building is antiquated, being the oldest building now being
used as a public school in the City of Jackson.
The building is no longer adequate from an
educational standpoint.
-21-
4. It is not economically sound to continue
to operate the South Jackson School.
(190a). The obligation of the district court was to evaluate
these grounds in the light of the evidence developed at the
hearing, to determine whether they were the real reasons for
closing the facility or merely a screen to mask racial motiva
tions. We review accordingly not merely the district court's
ultimate conclusions, but also the evidence in the record whi
supports or contradicts those conclusions.
The district court's opinion contains a lengthy discursive
section relating in part to the Board's proposal to close
South Jackson (602a-6l2a). The court summarizes its conclusions,
however, as follows (611a-6l2a):
Because (1) it is a comparatively inferior
facility due to its age and state of repair,
(2) it is located in the midst of a designated
and rapidly changing urban renewed 1 commercial
area with little nearby present residential
potential, (3) the steady decline in attendance
of elementary school children there makes it
impractical and unduly burdensome for its
continued operation, and (4) there is no
prospect of racial mixture in the school through
changes in neighborhood residential patterns, the Court approves the requested closure of
South Jackson Elementary School . . . [subject
to mandatory assignment changes required by the Court, see Argument II, infra).
We respectfully submit that none of these factors, singly or
in conjunction, establishes (in the context of the entire record)
that the Board's proposal is not racially motivated; and for
that reason, the district court should have required the
continued use of the South Jackson facility.
-22-
1. condition of the facility. Plaintiffs do not suggest
that white children must be assigned to ramshackle, deteriorat
ing, structurally unsound, formerly black schools for the sake
of some abstract principle. See, e.g., Carr v. Montgomery
County Bd. of Educ., 429 F.2d 382 (5th Cir. 1970); Chambers v.
Iredell County Bd. of Educ., 423 F.2d 613 (4th Cir. 1970).
Black students should never have been required to attend such
schools either, but racism often kept them there. See, e.g.,
Pitts v. Board of Trustees of DeWitt, 84 F. Supp. 975 (E.D. Ark.
1949) , Brown v. Board of Educ. of Dewitt, 263 F. Supp. 734
(E.D. Ark. 1966); United States v. Jefferson County Bd. of Educ.,
372 F.2d 836, 891-92 (1966), aff'd en banc, 380 F.2d 385 (5th
Cir.), cert., denied sub nom. Caddo parish School Bd. v. United
States, 389 U.S. 840 (1967); United States v. Wilcox County
Bd. of Educ., 454 F.2d 1144, 1145 (5th Cir. 1972).
The question which must be answered when a school board
seeks to close a black facility during the desegregation'process,
and advances justifications related to physical condition, is
whether the building is in fact beyond salvageable use for
educational purposes, or whether the defects noticed only when
white student occupancy is contemplated are more presumed than
real. Cf. McFerren v. County Bd. of Educ., supra, 455 F.2d 199;
Sparks v. Griffin, 460 F.2d 433 (5th Cir. 1972); Jackson v.
Wheatley School Dist., 430 F.2d 1359 (8th Cir. 1970). As Dr.
Stolee put it in his testimony [discussing another ground
offered by the Board]: "As long as the school stays all black,
we are willing to do it, but then, as soon as it appears that
-23-
we are going to have to desegregate the school, then, and at
that point, [we have these other concerns]" (289a-290a).
The South Jackson Elementary School is not, as the Board
stated in its written submission (190a), "the oldest building
now being used as a public school in the City of Jackson,"
although it is the oldest elementary facility (200a). it is
instructive to consider the fact that the original (white)
Jackson High School, although built eight years earlier (173a),
is still in use as the west campus of the system's consolidated
high school (241a-242a). The difference in present physical
condition of the two plants is directly traceable to the
discriminatory practices of the defendants: the white school
had several additions over the years, including $250,000.00
worth of renovations in the last two years (242a) but according
to the Superintendent, there were no improvements to South
Jackson during the 21 years it served as the only secondary
school for black students, or thereafter (257a). To offer its
relative standing in relation to other schools operated by the
Board as a justification for closing it, then, is to offer only
the past discrimination as a reason for working a new discrimi
nation.
The building is in eminently useable shape. The Board
has made no contention of structural weakness which would pose
a safety hazard, as Dr. Stolee noted (285a). He found the
building adequate, although in need of regular maintenance
(284a-286a, 291a). The Superintendent testified that the South
-24-
Jackson plant could be improved with renovation just as Jackson
High had been (242a) and agreed that its facilities were
entirely adequate (e.g., 253a-256a; 431a-433a). The 1970 Title
XV Center study, although it contained the comments of the
Superintendent noted by the district court (604a), did not
suggest that the school ought to be closed. And while the
Superintendent testified in 1969 that there was capacity to
absorb South Jackson's students in other elementary schools
(see 611a), the Board never voiced the proposal until desegre
gation at the elementary level was imminent.
in summary, we believe that a fair reading of the evidence
shows that the South Jackson facility is sound and useable,
and that any relative disrepair is readily curable and related
to defendants' past discrimination— and cannot therefore
support a proposal to close the school. McForren, supra (W.D.
Tenn., Aug. 4, 16, 1973).
2. Location of the school. The district court noted that
the South Jackson School is presently located in a commercial
area without immediately surrounding residential development.
This is the result of an urban renewal program carried out by
the City of Jackson, which has substituted commercial usage
of cleared property for an area of former black residences23/
within the South Jackson zone (499a—502a). The character of
23/ sinCe the Board of Commissioners serves as both the school
board for the system and as the general governing body of the
city, supervising the urban renewal program (257a) and passing
upon zoning classifications (442a), here again the defendants
have by conscious design brought about conditions by which the
closure of the school is sought to be justified.
-25-
L
the immediate neighborhood which presently abuts the South
Jackson property is not detrimental to an educational atmosphere,
however. The school is not hemmed in by industrial or commer
cial establishments, but lies within an area of new public
buildings: a law enforcement building, fire station and
civic center (213a, 516a). There was flat disagreement between
the Superintendent and the City Planning Director, on the one
hand, and plaintiffs' witness Dr. Michael Stolee, on the other,
about the appropriateness of this setting for an elementary24/
school, but. little elaboration. However, the South Jackson
school zone was larger than the urban renewal area and still
contains many residences, including a housing project (208a,
243a-246a, 266a-267a, 283a-284a). The students in these resi
dences happen to be black; although South Jackson has always
been the school closest to the most commercial part of the City
of Jackson, the commercial character did not move the city to
close it prior to the time when desegregation was likely.to
25/
occur (437a).
W ~ Dr. Stolee found it a considerable improvement (279a-280a);
Superintendent Standley dismissed it as "one of the worst
locations in town" (441a) and the City Planning Director also
did not favor it because he wanted "neighborhood schools" (516a,
519a).
25/ The Superintendent said he had known since the formal approval
of the uarban renewal project that South Jackson Elementary School would eventually be closed (215a; see also, 211a), and the Board
claimed at the hearings that elimination of the facility had
always been a part of the urban renewal program, which neverthe
less received the affirmative vote of black Jackson residents
(e.g., 459a). We do not agree that such a fact, even if clearly
established, would have eliminated the constitutional question;
but in any event, it is clear from the record that the ballot for
the urban renewal program did not contain a diagram or description of the project sufficient to indicate the proposed discontinuance
of the school (507a) and the small diagram on the newspaper notice
did not indicate the fate of any existing buildings (520a).
-26-
We submit tbat the showing with respect to the location
of the school falls so far short of that in, for example, Mims
v. Duval County School Bd., 329 F. Supp. 123, 132 (M.D. Fla.),26/
aff»d 447 F.2d 1330 (5th Cir. 1971), “ that this is no proper
ground upon which to close this black school and to require only
black students in the system to be transported outside their
27/
neighborhoods.
3. Declining enrollment and uneconomical operation. It
was not disputed at the hearings that over the past several years,
2 8/
the enrollment at South Jackson Elementary School had declined.
The Superintendent, contended that reduced enrollment made the.
facility so expensive to operate because of fixed costs (e»g• ,
201a) that it would be more economical to the system to close it.
He pointed out, for example, that the low daily attendance dis
qualified the school from receiving State supplementary aid
26/ indeed. the urban renewal program has removed the conditions
which the district court in the Mims case held justified the
closing of black schools when the school system desegregated.
27/ We do not endorse "neighborhood schools" nor resist "busing"
to bring about desegregation, nor do the vast majority of black
citizens in this Nation. We do recognize that pupil transportation is widely regarded as an inconvenience, and that feelings
and affections can be bound up with local schools. If these
are to be interrupted, or if children and their parents are to
be inconvenienced in the name of desegregation, then blacks ought
not bear the sole, or the disproportionate share, of those burdens.
28/ The major cause of the enrollment decline was, of course,
the clearance of large residential areas for urban renewal (200a),
although the school also lost students as the result of imple
menting a Title IV Center-recommended zone line change in 1971
(53a, 204a) and through majority-to-minority transfers (see
282a-283a).
-27-
toward a principal's salary (218a). The district court
apparently accepted these assertions as sufficient evidence of
a non-racial justification for closing the facility (611a).
This is a perfect example of the district court's failure
to evaluate the stated reasons for the closing to determine
whether they did, in fact, represent non-racial judgments. A
reduction in enrollment at South Jackson of some size was
educationally advantageous; although it once housed over five
hundred black school children (174a), a smaller attendance
allowed the school system to make, more efficient use of its
moderately sized classrooms (247a-248a). Superintendent
Standley agreed that the total number of students coming from
the South Jackson zone as it existed in 1972-73 was important2 9/
only if assignments were limited to contiguous zoning: if
elementary students were to be transported to the facility, the
declining residential use of the immediate neighborhood was
not important (441a; see also, 519a).
Likewise, the conditions which purportedly resulted in a
disproportionately expensive cost of operation at South Jackson
were common to other elementary schools in the system: several
other facilities had low enrollments which barred State salary
supplements for their principals (251a, 392a-396a); other
/ 11: has been apparent since 1970 that such assignment
constraints make complete desegregation of the system impos
sible. See p. 5 supra.
-28-
schools had vacant spaces and were similarly "uneconomical"
30/to operate (252a-253a, 397a). These conditions had existed
for some time, but the school system had not complained of them
prior to the time when desegregation of elementary schools
became imminent (396a). As Dr. Stolee put it:
Well, as far as the State not paying ADA for
a full-time principal, I have to lump a number
of these things together with my first, and
I think is my — and my first, I think, is
almost an overriding thought on this, and that
is that the statements that I read, the
statement I read on item four, page four, of
the document referred.to is one that once
again we see in many, many communities, that
is that for years, and years, and years, we find it economically feasible to operate a
smaller school to, in this case, pay a full
time principal, while the proportion of of
(sic] state aid for that principal might be lesser than some other school to have a custo
dian. As long as the school stays all black, we are willing to do it, but then, as soon as
it appears that we are going to have to
desegregate the school, then, and at that, point,
it becomes economically unfeasible.
(289a-290a) (emphasis supplied). The Superintendent admitted
that no educational considerations compelled the closing of
South Jackson (black) rather than West Jackson (white) (251a).
The claimed diseconomies of scale at South Jackson, then,
were no different in nature or degree from those found in other,
white, elementary schools in the system, and they do not amount
2Q7 vacant spaces in the system in the past had not caused the
closure of facilities. For example, there were many vacant
spaces throughout the district in 1969-70 when the new Andrew
Jackson Elementary School was opened; yet the Board had chosen
to relieve overcrowding at Highland Park by this new construction
rather than by reassigning white students to existing vacancies
in black schools (246a-249a).
-29-
to objective, non-racial grounds for the Board's proposal to
close the South Jackson facility. Cf. Davis v. School Dist.
of Pontiac, supra. This is all the more so since the conditions
were willingly tolerated by school officials until desegregation
of South Jackson was likely to be required by the district
court. Cf. Jackson v. Wheatley School Dist., supra.
4. Segregated neighborhood. The final concern listed by
the district court was the unlikeliness that the South Jackson
school zone would become residentially integrated (611a-612a).
As noted in the discussion of the preceding ground, this is
relevant only on the assumption that "neighborhood school zones"
will continue. The identical argument for closing a black school
was rejected in Spangler v. Pasadena City Bd. of Educ., supra,
311 F. Supp., at 517:
Defendants' plan at the time of trial for deseg
regation of the junior high schools would, if
implemented, impose burdens on black students
to a greater extent than on white students.
Defendants plan to close Washington Junior High
School, principally because, "It is impossible
without a great deal of bussing to create any
kind of integration at that particular school."
This is a non sequitur, as closing Washington
would require transportation of all the students
normally assigned to that school. . . . What
defendants oppose is transporting white pupils
to school in a black neighborhood.
The same is true in this case, where the closing of South
Jackson has resulted in the transportation of black students
only (c_f. 259a-262a) . The rationale proposed by the district
court would be equally applicable to Andrew Jackson or Highland
-30-
(
Park (white) Elementary Schools, neither of which can be sub
stantially desegregated without transportation; it clearly
does not constitute a non—racial ground for selection of the
black facility for closing.
5. Other factors. The district court's opinion makes
mention of several other factors it considered in approving the
proposal to close the South Jackson School, although these are
not repeated in its summary holding; they bear brief mention
here.
Snippets of past testimony about South Jackson, to which
the district court refers (604a, 606a, 611a), for example,
hardly support a finding that the 1973 move to close the school
was based on non-racial grounds. Rather, they indicate the
consistent willingness of the Board to bear the "burdens" or
"diseconomies" associated with the school so long as it remained
segregated.
The district court's statement that "[t]he closing is part
of a long range plan to eliminate this oldest operating school
which is not directly related to racial motivation but rather
the intent, largely unfulfilled, to upgrade slum housing
occupied for the most part by blacks" (609a-610a), is simply
the court's own construction; for not even the Superintendent
attempted to fit the South Jackson closing into some long-range
scheme designed to benefit Jackson's black population!
-31-
A more accurate reflection of the district court's real
concern is its statement, describing Dr. Stolee's plan for
grouping South Jackson, Highland Park and Washington-Douglass
Schools, that "[t]his assumes that the whites would voluntarily
comply with bussing arrangement fsic] and attend this school,
an assumption not borne out by past experience . . . " (610a).
Not only is the court's supposition totally dehors the record,
since no one was ever transported to achieve desegregation in
the Jackson system prior to the order appealed, from., but it
represents precisely the speculative apprehension of white
flight which was rejected in. this very case in 1968 and 1970.
6. Unequal burden. The Board of Commissioners' plan for
reassignment of the former South Jackson pupils admittedly
placed the burden of desegregating Jackson's elementary schools
entirely upon black students (259a-262a) (Superintendent
Standley). This disproportionate sharing of inconvenience and
disruption was not mitigated by the alterations mandated by the
district court (618a-619a). Under the decree, black children
become the only Jackson students transported outside their
residential areas, rather than the only Jackson students who
must walk long distances outside their residential areas.
The district court gave lip service to the principle that
the burdens of desegregation must be equally shared by the black
and white communities (623a-624a); but it erred by equating
the contiguous reassignment of white students with the arbitrary
closure of a sound and useable black school and the reassignment
-32-
of the black children who would attend that school to schools
in white neighborhoods. See Brice v. Landis, 314 F. Supp. 974
(N.D. Cal. 1969).
7. Summary. We submit that the "objective and non-racial
grounds" offered by the Board of Commissioners to justify the
closing of the South Jackson School are shown on this record
either to relate directly to past discriminatory actions of the
school authorities or to apply with equal force to white facili
ties which defendants propose to maintain. Under these circum
stances, the district court erred as a matter of law in holding
that the Board of Commissioners met its burden of proof to
31/justify the closing of the school.
31/— The error is not cured by the vague and precatory direction
in the district court's order requiring that . '
The defendants will study the need and feasibility
of construction of a new elementary school in the
southwest area of Jackson to serve the general
South Jackson and West Jackson Elementary School
sections as a priority before the construction of
new schools or substantial elementary facilities in the system in the future.
(633a). if the direction is prompted by the court's recognition
that the closing of South Jackson is indeed discriminatory,
then the remedy is insufficient, especially since the West Jackson School is still in a white neighborhood (450a). If the
district court contemplates subsequent closing of the West
Jackson School to "balance the burdens," then it has merely
compounded the legal error. Disabilities imposed upon whites
and blacks because of race still violate the equal protection
clause although each may suffer "equally." Loving v. Virginia,
380 U.S. 1 (1967); McLauoh]in v. Florida, 379 U.S. 184 (1964).
-33-
II-.
Whatever The Fate Of South Jackson Elementary- School, The Case Must Be Returned To The District
Court To Complete The Process Of Desegregating
Jackson's Elementary Schools
Whether this Court holds that the South Jackson Elementary
School should continue in use or not, it must return this
case to the district court with instructions to complete the
desegregation process. For, while the case is not as shocking
as it was when black and white high schools existed across the
street from each other, it is yet remarkable that the best
efforts of the parties and the district court have not been
sufficient to eliminate all-black schools from this small
district.
We refer the Court again to the table at p. 14, supra,
indicating the results of the desegregation plans before the
district court, and actually implemented during the current
school year. The district court rejected the Board's plan
on the ground that
[It] does not sufficiently meet the requirement
of fulfilling its affirmative duty to eliminate
discriminatory effects of the past. [616a] 32/
Yet the only difference between the Board's plan and the court's
plan is the increase in the number of black students attending
Andrew Jackson Elementary School. The all-black identity of
2̂l7 The district court earlier noted that "[t]he Board's plan
would leave two of the eight elementary schools racially identi-.
fiable by very large majorities of white in one school and black
students in the other" (613a).
-34-
the Lincoln School— the outstanding vestige of segregation—
remained.
The district court also rejected the plan offered by
plaintiffs and developed by Dr. Stolee, not only because it
proposed the use of the South Jackson facility (616a) but also
because
two of the schools would continue to operate at
material undercapacity, and would involve trans
porting a large proportion of students attending
these two schools from other areas. . . . Exten
sive, multi-school bussing also involves other serious financial and administrative difficulties
the solutions to which have not been presented in
the several hearings herein. [613a-614a]
Yet, again, the district court's own plan requires the busing
of nearly 230 students to two different schools, although it
does not achieve as much desegregation as would the plaintiffs'
plan.
It is perhaps tempting to attribute the wisdom of Solomon
to the district court merely because it "cut the baby in half"
(by requiring more than the Board proposed but less than the
plaintiffs sought). However, that is not the standard by which
the adequacy of desegregation decrees are measured. Swann
directs district courts and school boards to "make every effort
to achieve the greatest possible degree of actual desegregation
. . . ." 402 U.S., at 26. The district court overlooked this
prescription, which appears in the sentence immediately following
that which it quoted in its opinion (614a): "It should be clear
that the existence of some small number of one-race or virtually
-35-
one-race schools within a district is not in and of itself ttie
mark of a system that still practices segregation by law."
Limiting our concern for the moment to the all black
34/ . _ ,Lincoln School~ it is quite clear in this Circuit that even
one such all-black facility may be too many. The language of
Newburg Area Council, Inc, v. Board of Educ_. , 6th Cir. No.
73-1403 (Dec. 28, 1973), is so apposite that we quote relevant
portions at some length:
The district court held that the existence of
an all black school, Newburg, in the Jefferson County School District was not unconstitutional.
The Supreme Court stated in Swann v. Charlotte
Mecklenburg School District, 402 U.S. 1/26 (1 9 7 D f that the "existence of some small number
of virtually one race schools within a district
is not in and of itself the mark of a system
that still practices segregation."
As this Court noted in Northcross v. Board of
Education of Memphis City Schools, 466 F.2d 890,
893 (6th Cir. 1972), this language in Swann xs "obviously designed to insure that tolerances
are allowed for practical problems of desegre
gation where an otherwise effective plan for
dismantlement of the school system has been ̂
adopted." The Jefferson County School Distract
thus has three elementary schools that either
are or are rapidly becoming "racially identifi
able." As stated, Newburg School, a pre-Brown
black school, is racially identifiable, while
Price and C an[eJ Run Schools are rapidly becoming
racially identifiable as black schools. The
33/ At least one Court of Appeals has suggested that the sentence
quoted by the district court reflects upon the proof necessary to establish a violation, while the following sentence articulates
the remedial standard. See Kelley v. Guinn, 456 F.2d 100, 109 10
(9th Cir. 1972), cert, denied, 413 919 (1973)
34/ Swann further cautioned against "substantially dispropor
tlonate "'“schools, and we submit that Andrew Jackson, Highland Park, and Washington-Douglass are properly considered m this
category. Such a classification does not mean that a racial balance must be attained. Medley v. School Bd. of Danville, ‘*82
F.2d 1061 (4th Cir.
21, 1974).
t in e a . in eux^y v . ^1973), cert, denied, 42 U.S.L.W. 3423 (Jan.
-36-
duty of the school district is to "eliminate
from the public schools all vestiges of state-
imposed segregation." Swann, supra, 402 U.S.
at 15.
Until the dual system is eliminated "root and
branch," Green v. County School Board of New
Kent County, 391 U.S. 430 (1968), the school
district has not conformed to the constitutional
standard set forth by Brown nearly 19 years ago.
. . . All vestiges of state-imposed segregation
have not been eliminated so long as Newburg remains an all black school. Where a school
district has not yet fully converted to a unitary
system, the validity of its actions must be
judged according to whether they hinder or further
the process of school desegregation. The School
Board is required to take affirmative action not only to eliminate the effects of the past but
also to bar future discrimination. Green, supra,
391 U.S. 438 n. 4; Robinson v. Shelby County Board of Education, 442 F.2d 2 55, 2 58 (6th c"ir.
1971). Since the Jefferson County Board has not
eliminated all vestiges of state-imposed segre
gation from the system, it had the affirmative
responsibility to see that no other school in
addition to Newburg would become a racially
identifiable black school. It could not be
"neutral" with respect to student assignments at
Price or Cane Run. It was required to insure
that neither school would become racially identi
fiable. [slip op. at pp. 3-5] 35/
In this case, the district court's retention of Lincoln as
an all-black school was not responsive to specific "practical
problems of desegregation where an otherwise effective plan
for dismantlement of the school system has been adopted,"
Northcross v. Board of Educ. of Memphis, 466 F.2d, at 893. The
35/
and
Seeeast-
resulted
note 34 supra. And see 308a (black Jackson, together with construction
in migration of whites to northwest
schools in south of Andrew Jackson, ); 136a-138a, 143a,
171a.
-37-
plan drawn by Dr. Stolee provided a practical and feasible
method for desegregating both Lincoln and Andrew Jackson
Schools, by pairing and exchanging a total of 453 students
between the facilities (529a). The distance, of 4.9 miles,
took thirteen minutes (314a); the plan ordered into effect by
the district court buses children a similar distance (183a)
but leaves Lincoln all-black, and Andrew Jackson disproportion
ately white in the context of the system-wide ratio.
The factors mentioned by
setting out its "plan" (617a)
justify the results achieved.
the district court just prior to
are all legally insufficient to
The court states:
. . . [W]e have prescribed a plan involving
a minimum of transportation and some elementary
school zone or district changes which this Court
believes will meet constitutional requirements
with the least disruptive effects. This plan
has been fashioned in recognition of the fact,
among others alluded to, that the defendants
in making the progress heretofore noted have
not totally defaulted in their duty to submit an acceptable plan, and because it has never
before operated a bus system as v/as the case in
Swann, supra, and to some degree in Davis,
supra (both in Mobile and in Pontiac), and
because substantial progress has already here
tofore been made.
It is doubtless desirable that desegregation plans involve the
minimum of pupil transportation necessary, e.q., Cisneros v.
Corpus Christi Independent. School Dist., 467 F.2d 142 (5th Cir.
1972), cert. denied, 413 U.S. 920, 922 (1973); Kelley v. Metro
politan County Bd. of Educ., 463 F.2d 732 (6th Cir.), cert.
denied, 409 U.S. 1001 (1972). But the plans must be sufficient
to disestablish all vestiges of the dual system. Kelley, supra
-38-
Newburg Area Council, supra; Northcross, supra. The district
court's personal preference in this case for "a minimum of
transportation" is inexplicable in light of the failure of its
decree to desegregate the Lincoln Elementary School.
Likewise, the fact that the Board has "not totally defaulted"
or is in "good faith" may be laudable, but "[t]he good faith
of a school board in acting to desegregate its schools is a
necessary concomitant to the achievement of a unitary school
system, but it is not itself the yardstick of effectiveness.'
I-Ia 11 v. St. Helena Parish School Bd. , 417 F.2d 801, 807 (5th
Cir.), cert, denied, 396 U.S. 904 (1969). Accord, Kelley, supra,
463 F.2d, at 744.
The fact that Jackson did not previously operate a pupil
transportation system similarly does not excuse the inadequacy
of the district court's remedial decree. Northcross v. Board
of Educ. of Memphis, supra; Brown v. Board of Educ. of Bessemer,
464 F.2d 382 (5th Cir.), cert, denied, 409 U.S. 981 (1972);
Brewer v. School Bd. of Norfolk, 456 F.2d 943 (4th Cir.), cert.
denied, 406 U.S. 905 (1972) ; Clark v. Board of Educ.. of Little
Rock, 426 F.2d 1035 (8th Cir. 1970), cert. denied, 402 U.S. 952
(1971) , 449 F.2d 493 (8th Cir. 1971), cert, denied, 409 U.S. 981
(1972) .
Finally, the progress already made in Jackson does not
justify a failure of will to take the last steps required to
finally terminate all vestiges of the dual school system. Cf.
Monroe v. Board of Comro'rs, 427 F.2d 1005, 1009 (6th Cir. 1970).
-39-
In this exceedingly small school system (183a), there is
simply no reason why desegregation cannot extend to all schools.
The Board's major objection to that result is a continuation of
its past "white flight" position (e.g., 409a). The district
36/
court cites no practical difficulties of any substance. Thus,
this matter should be remanded to the district court with
instructions to desegregate all of Jackson's elementary schools.
If this Court agrees that the closing of South Jackson was
improper, then of course an appropriate desegregation plan
would be Dr. Stolee's, or one similar to it. Even if the
school is allowed to remain closed, the techniques and results
of the plaintiffs' plan furnish a model for the goal to be
achieved on remand. Cf. Adams v. School Dist. No. 5, Orangeburg,
444 F.2d 99 (4th Cir. 1971).
III.
The District Court Must Provide An Opportunity
For The Submission Of Evidence And Make Findings
In Order To Permit Review Of Its Counsel Fee Award
As noted above, plaintiffs in this action seasonably sought
an award of reasonable attorneys 1 fees in connection with the
proceedings on remand of this Court's 1972 decision, and
requested the opportunity to submit evidence for the Court's
consideration (583a-585a). But without holding a hearing or
otherwise affording the parties an opportunity to tender evidence,
the district court simply fixed a counsel fee award in the sum
JL6/ Compare the practicalities faced by district courts fashioning
desegregation decrees in Memphis, see Northcross, supra, and
Detroit, see Brad ley v. Milliken, 484 F.2d 215 (6th Cir.), cert.
granted, 42 U.S.L.W. 3306 (Nov. 19, 1973).
-40-
of $1500.00 (625a).
That sum bears no relation either to the time and effort
of counsel in connection with the remand proceedings, or to
any other relevant considerations which ought to govern the
exercise of the district court's discretion in setting the
amount of an award. That discretion is, of course, not bound
less but is subject to review by this Court. E.g., Monroe v.
Board of Comm'rs, 453 F.2d 259 (6th Cir.), cert, denied, 406
U.S. 945 (1972). But the failure of the district court to
articulate the basis for its award, or to permit the introduction
of evidence by the parties on the subject, makes such review
impossible at this stage. A remand for the purpose of permitting
the parties to tender evidence, and requiring the district court
to make findings in support of any amount whxch it thereafter
determines to award, is required. Johnson v. Georgia Highway
Express, Inc., 5th Cir. No. 72-3294 (Jan. 21, 1974) (attached
hereto as Appendix "A").
In seeking such a remand, we do not mean to intimate any
agreement whatsoever with the district court's approach to the
question of the appropriateness of a counsel fee award in this
case. YJe believe, for example, that the court has completely
misconstrued the "final order" language of 42 U.S.C. § 1617;
and that its suggestion that the proceedings were not "necessary
to bring about compliance" because plaintiffs' proposed plan
was not adopted is ludicrous. There can be no question at all
about the fact that, but for the continued maintenance of this
-41-
lawsuit, the Board of Commissioners of Jackson would never
have voluntarily taken a single step, and would not now do so,
to desegregate its school system.
There is no necessity for this Court to pass upon these
issues at. this time, however. The court below did make an award
in what it termed "the exercise of equitable discretion," and
the sufficiency of that award (the subject of our concern) ^
simply cannot be reviewed without a hearing and findings below.
It would be appropriate at this juncture, however, for
this Court to give general guidance to the court below and to
other district courts throughout the Circuit, by outlining the
factors to be considered in making counsel fee awards in school
desegregation cases, as the Fifth Circuit has done in similar
circumstances. Johnson v. Georgia Highway Express, Inĉ _, £££££•
Such guidance at this time might well obviate future appeals.
CONCLUSION
WHEREFORE, for all the foregoing reasons, plaintiffs-
appeHants respectfully pray that the judgment of the district
court be reversed insofar as it approved the Board of Commis
sioners’ request to close South Jackson Elementary School, and
37/ A“ remand for this purpose may also delay determination of the
issues which may be raised on the Board's cross appeal over the
counsel fee award; in the interim, the Supreme Court may provide
additional guidance in the interpretation of § 718 m Bradley
v. School Bd. of Richmond, No. 73-1322 (472 F.2d 318 below),
which has been argued and is presently awaiting decision.
-42-
vacated insofar as it prescribed a final plan of desegregation
for the Jackson Elementary Schools and fixed a counsel fee
award in the sum of $1500.00; and that the matter be remanded
to the district court with instructions to complete the desegre
gation of all Jackson elementary schools, to afford the parties
an opportunity to introduce evidence (whether testimonial or
documentary) on the subject of an appropriate counsel fee
award, and to make findings articulating the basis for computation
of such counsel fee award as it may make on the remand.
Respectfully submitted
AVON N. WILLIAMS, JR.1414 Parkway Towers
404 James Robertson ParkwayNashville, Tennessee 37219
J. EMMETT BALLARD
116 West Lafayette Street
Jackson, Tennessee 38301
Of Counsel:
KENNETH J. DIOUS10 Columbus circle
New York, New York 10019
JACK GREENBERG
JAMES M. NABRIT, III
R. SYLVIA DREW
NORMAN J. CHACHKIN
10 Columbus Circle
New York, New York 10019
Attorneys for Plaintiffs- Appellants
-43-
INDEXED
Richard JOHNSON, Jr., and Frank Hill,
Plaintiffs-Appellants-Cross Appellees,
v.
GEORGIA HIGHWAY EXPRESS, INC.,
Defendant-Appellee-Cross Appellant.
No. 72-3294.
United States Court of Appeals,
Fifth Circuit.
Jan. 21, 1974.
Plaintiff brought action for damages and a class action
for injunctive relief by reason of his discharge from employ
ment allegedly because of race or color. From the action of
the District Court, 47 F.R.I). 327, an interlocutory appeal was
taken and sustained, 417 F.2d 1122. After remand, the Unit
ed States District Court for the Northern District of Georgia
at Atlanta, Charles A. Move, Jr., J., entered a final order and
made an award of attorneys’ fees. Plaintiffs appealed, chal
lenging the award as inadequate. The Court of Appeals,
Roney, Circuit Judge, held that where the award did not
elucidate factors upon which it was based and showed no
correlation to facts and figures submitted by plaintiff and
where no differentiation was made between experienced and
nonexperienced attorneys representing plaintiff and disallow
ance of 239.5 to 299.5 of 659.5 hours claimed was unexplained,
the case would lie remanded lor reconsideration in light ol
guidelines, which the Court promulgated.
Vacated and remanded.
Synopses. Syllabi and Key Number Classification
C O m iK .H T vC 1971, by WKST PUBLISHING CO.
The Synopses, Syllabi and Key Number Classifi
cation constitute no part of the opinion of the court. 451
I
JOHNSON v. GEORGIA HIGHWAY EXPRESS, INC. 453
6. Civil Rights c=46
Statute authorizing attorney’s fee award in equal employ
ment opportunities case was not passed for benefit of attor
neys but to enable litigants to obtain competent counsel
worthy of contest with caliber of counsel available to their
opposition and to fairly place economic burden of such litiga
tion, and balance is to be achieved in determining amount 18
U S C.A. § 3006A(d)(l); Civil Rights Act ol 1964, §§ -01 et
see., 706(g, k), 42 U.S.C.A. §§ 2000a et seq., 2000e-5(g, k).
7. Civil Rights c^43
Plaintiff in equal employment opportunities case has bur
den of proving his entitlement to award for attorney’s fees.
° - ______ , . ^ TT n f ' s K C O A A A n r / l - \
Civil Rights-Apt of 1964, § 706(k), 42 U.S.C.A. § 2000e-5(k).
Appeals from the United States District Court for the
Northern District ol Georgia.
Before THORN BERRY, AINSWORTH and RONEY, Cir
cuit Judges.
RONEY, Circuit Judge:
The question on this appeal concerns the adequacy of attor
neys’ fees awarded by the District Court in a Title VII class
action Plaintiffs challenge as inadequate the $13,500.00
awarded for their alleged 659.5 billable hours accrued during
more than four years of litigation. We are called upon to
review the award and set appropriate standards to better
enable District Courts to arrive at just compensation.
This “across-the-board” action to remedy employment dis
crimination made unlawful by Title VII of the Civil Rights
Act of 1061, 42 U.S.C.A. § 2000e et seep, was filed February
27, 1968. On June 24, 1968, the District Court entered an
order holding that the action could not be maintained as a
class action, and upholding defendant’s jury demand. Plain
tiff took an interlocutory appeal, resulting in this Court s
reversing the District Court on both issues. 417 F.2d 1122
(5th Cir. 1969).
454 JOHNSON v. GEORGIA HIGHWAY EXPRESS, INC.
On remand, the case proceeded to trial on the merits. After
a three-day trial (Jan. 31-Feb. 3, 1972) the District Court
entered a final order on March 2, 1972, finding a variety of
discriminatory practices by defendant and granting class re
lief to plaintiffs. In that order, the court provided that an
application for an award of attorneys’ fees and costs pursuant
to Section 706(k) of Title VII of the Civil Rights Act of 1964
would be entertained.
Pursuant to this ruling, plaintiffs requested an award of
<j;30 145.50. In support of their request they submitted: (1) a
schedule of fees based on the affidavits of counsel as to their
ume spent on this matter, in all 659.5 hours exclusive of trial
time; 1 (2) six affidavits from the five attorneys employed by-
plaintiffs in this action; (3) three exhibits showing in chrono
logical order the daily time spent by three of the plaintiffs
attorneys; and (4) a memorandum of law in support of the
motion.
After an appropriate hearing, the District Court lded its
order on August 8, 1972, and made the following findings of
fact with respect to attorneys’ fees:
“1. A hearing on the matter of attorneys’ fees in the
primary action in this case was held, and evidence presented
by both parties, on June 9, 1972.
“2. With respect to the question of attorneys’ fees in the
primary action, I find that reasonable attorneys’ fees, in the
Atlanta, Georgia area, for the job performed for the plain-
1. The hours allocated for each plaintiff’s a tto rney w ere
Howard Moore, Jr. 303 hollrs
C harles S. Ralston 29 hours
Cabrielle K. M cDonald 228 hours
Elizabeth R. R indskopf 38 hours
M orris J. Bailer 61 5 hours
There w ere th ree days of trial attended by Mr. Ralston, Mis.
Rindskopf, and Mr. Bailer.
JOHNSON v. GEORGIA HIGHWAY EXPRESS, INC. 455
tiffs RICHARD JOHNSON, JR. find FRANK HILL, are
Thirteen Thousand Five Hundred Dollars ($13,500.00). The
above amount in this finding is based, generally, on six y
(GO) man days of work at Two Hundred Dollars ($200 00)
per dav, generally considered to consist of from six (G o
seven (7) productive hours, which amounts to Twelve Thou
sand Dollars ($12,000.00), and three (3) trial days for two
i ' e v ' .1 Two Hundred Fifty Dollar. ($250.00) per tna
day per attorney, or One Thousand Five Hundred Dollais
($1,500.00).”
The iudgment of the District Court stated that
-The Defendant GEORGIA HIGHWAY EXPRESS. INC.,
shall pav to th. Plaintiffs in the primary action m the
,resent case reasonable attorneys' fees in the amount of
L utuun Thnurnnd i n r Hundred DuHovs « « « « .
on what this Court has determined is reasonable in this
locality for the job performed by legal counsel on behall ol
the Plaintiffs. Given the experience ol counsel, ioi he.
Plaintiffs at the time these services were performed, the
award of this Court is based on sixty (60) man days at he
rate 0f Two Hundred Dollars ($200.00) per day, or Twelve
Thousand Dollars ($12,000.00), and three (3) trial days for
two (2) attorneys at the rate of Two Hundred Fifty Dollars
($250.00) per day per attorney, or One Thousand Fi\e Hun
dred Dollars ($1,500.00).
“In making this award of reasonable attorneys fees to
the Plaintiffs, 1 further note that I am aware ol the
accomplishments of some of the attorneys for the Plaintiff
At the time when some of these services were rendered
however, thev were rendered by attorneys who had been at
the bar for only a relatively few years, and there is a
relatively standard practice within the Atlanta, Georgia
community with respect to the age and experience of attor
neys and the compensation involved therein.’
4„ JOHNSON v. GF.OKGIA HIGHWAY EXI’HHSS, INC.
, , rom thia judgment. Defendant cross-ap-
plaintiffs appeal from tins J
f Title VII of the Civil RiRhts Act of
m «“l: „ , tta
1 ,n' any action or proceeding
£ « ' * * * ' *
the litigation. effectuate the congressional
The purpose of this provision - da rk v. American Ma-
policy against racial d . s c n n n m ^ ^ 437 W l M
ri”° « ■ * £ * f S'discns'sing a similar provision m Title ,
the1 Unittal Stales Supreme Court
- . . •, H,netion he does so not ioi
If [the plaintiff] obtains an i-o;. ‘ ^ ovneral,’
himself alone but ^ £ Consi<leml of the highest
vindicating a pohc> lhf , n ',ffs were routinely inreed to
priority. If successful plamuf ^ . . g w e d parties would
Hear their own attorneys J W . ■ ,,y invoking
he in a position to adtanv 1 ^ ^ , courls. Congress ■
the injunctive powus • • for counsel fees—not simplj
therefore enacted the pro\ s. j jJ ltclv advance arguments
l0 penalize litigants who more‘l>r(«ully. t» encourage
they know to be untenaW ' inuli„n to seek judicial
individuals injured b\ tacia
reliL'f ' . . ;'<)() li.S. 400, 401-
Ncwman v. (1%8>. This Court, as
402. 88 S.Ct. 064 , 960, 19 h.h■ ^ TiUo VH works,
part of its obligation to ^ , fecs j)roVision of Title M l,
has liberally applied the attorn > ■ c,nf()1-cement of civil
recognizing the importance 1 Ameri, ;in Marine Corp.,
rights legMation^ ^ ^ ^ F , (1 :, lg (5th Cir. 1972);
r:,p!::rv. — . C h C ,
1970).
Long v. Georgia Kraft Co., 455 F.2d 331 (5th Cir. 1972); Lee v.
Southern Home Sites Co., 444 F.2d 143 (5th Cir. 1971).
[2] We are mindful that it is within the discretion of the
District Court whether to award attorney’s fees against a
party. Weeks v. Southern Bell Tel. & Tel., 467 F.2d 95 (5th
Cir. 1972); Culpepper v. Reynolds Metals Co., 442 F.2d 10(8
(5th Cir. 1971). See 6 Moore, Federal Practice *i 54.77. This
Court, however, may review the District Court’s determina
tion as to a reasonable fee. B-M-G Investment Co. v. Conti-
nental/Moss Gordin, Inc., 437 F.2d 892, 893 (5th Cir. 1971). It
is under this authority that we undertake to review the award
in this case.
[3] The reasonableness of the award is to be judged by the
abuse of discretion standard of review. Weeks v. Southern
Bell Tel. & Tel. Co., supra; Culpepper v. Reynolds Metals Co.,
supra. But in utilizing this .standard we must carefulh ie-
vievv the basis upon which the District Court made its award.
[4, 5] It is at this juncture that we have difficulty with the
District Court order. The judgment does not elucidate the
factors which contributed to the decision and upon which it
was based. No correlation to the facts and figures submitted
by the plaintiff is visible. Sixty work days were allotted by
the Court with six to seven productive hours per day as the
standard. Compensation was computed at $200 per day which
averages out to between $28.57 and $33.33 per hour depending
on which productivity scale is used. Neither of these figures
match the minimum fee scale in Atlanta, Georgia. 1 uithet-
3 The Am erican Bar A ssociation has recently recom m ended th a t
’ st ue and local associations abandon ' ‘m inim um ” or “ suggested tee
schedules which are under a ttack from the Justice D epartm ent as
violations of the an titru st law s. See 59 A.B.A.J. p. 1435 (1973),-
reporting the adoption of the following resolution by the Associa-
tion s Board oi Governors;
In order to avoid possible fu tu re dispute or litigation, and
(a) W ithout the expression of any opinion upon questions of
existing legal right or obligation, and
JOHNSON v. GEORGIA HIGHWAY EXPRESS, INC. 457
I
more, no differentiation was made by the District Court
between the experienced and the non-experienced attorneys
representing plaintiff. Yet, the award was supposedly con
sidered in light of the Atlanta community practices. The
District Court order leaves unexplained the disallowance of
between 239.5 to 299.5 of the 659.5 hours claimed. Whether
they reflected duplicated effort among the attorneys, im
properly charged hours, time deemed unessential, or were
merely overlooked is not answered in the order.
It is for these reasons that we must remand to the District
Court for reconsideration in light of the following guidelines:
458 JOHNSON v. GEORGIA HIGHWAY EXPRESS, INC.
0) The time, and labor required. Although hours claimed
or spent on a case should not be the sole basis for determining
a fee, Electronics Capital Corp. v. Sbeperd, 439 F.2d 692 (5th
Cir. 1971), they are a necessary ingredient to be considered.
The trial judge should weigh the hours claimed against his
own knowledge, experience, and expertise ol the time re
quired to complete similar activities. If more than one attor
ney is involved, the possibility of duplication oi effort along
with the proper utilization of time should be scrutinized. The
time of two or three lawyers in a courtroom or conference
when one would do, may obviously be discounted. It is
appropriate to distinguish between legal work, in the strict
sense, and investigation, clerical work, compilation of facts
and statistics and other work which can often be accomplished
by non-lawvcrs but which a lawyer may do because he has no
other help available. Such non-legal work may command a
(b) N otw ithstanding the m ost recent opinion issued by this A sso
ciation’s Com m ittee on Ethics and Professional Responsibility with
regard to ethical p ropriety of the voluntary consideration by law yers
of fees custom arily charged for particu lar legal services in given
localities;
The Am erican Bar A ssociation recom m ends that s ta te and local
b ar associations that have not already done so give serious consider
ation to w ithdraw al or cancellation of all schedules of fees, w hether
or not designated as “m inim um ” or “ suggested” tee schedules.
JOHNSON v. GEORGIA HIGHWAY EXPRESS, INC. 459
lesser rate. Its dollar value is not enhanced just because a
lawyer does it.
(2) The novelty and difficulty of the questions. Cases of
first impression generally require more time and effort on the
attorney’s part. Although this greater expenditure of time m
research and preparation is an investment by counsel in
obtaining knowledge which can be used in similar latei cases
he should not be penalized for undertaking a case which may
“make new law." Instead, he should be appropriately com
pensated for accepting the challenge.
(31 The skill requisite to perform the legal service properly.
Tlie ti-iul iutlsv W j otaerve th* attorneys work
product. his |ire|,a,-alien, ami general ability before the court
The trial U,.foe's espertise gained from past experience as a
law>vr . pg observation from the bench ot lawyers at uoik
become highly import in this consideration.
(4) The preclusion of other employment by the attorney due
to acceptance of the case. This guideline involves the dual
consideration of otherwise available business winch is foreclos-
c,l because el' conflicts of interest winch occur from the
representation, ami the fact that once the employment is
undertake, the attorney is not free to use the time spent on
the client's behalf for other purposes.
(5) The customarv fee. The customary fee for similar work
in the comm unitv should be considered. It is open know edge
that various types of legal work command differing scales ot
compensation. At no time, however, should the fee for strict
ly le-ral work fall below the *20 per hour prescribed by the
Criminal Justice Act. IS U.S.C.A. § 3006A(dl(l). and awarded
t<> appointed counsel for criminal defendants. As long as
minimum fe e schedules are in existence and are customarily
followed by the lawyers in a given community, they should be
taken into consideration.
4. See n.3, supra.
4G0 JOHNSON v. GEORGIA HIGHWAY EXPRESS, INC.
(G) Whether the fee is fixed or contingent. The fee quoted
to the client or the percentage of the recovery agreed to is
helpful in demonstrating the attorney’s fee expectations when
he accepted the case. But as pointed out in Clark v. American
Marine, supra,
[t]he statute does not prescribe the payment of fees to the
lawyers. It allows the award to be made to the prevailing
party. Whether or not he agreed to pay a fee and in what
amount is not decisive. Conceivably, a litigant might agree
to pay his counsel a fixed dollar fee. This might be even
more than the fee eventually allowed by the court. Or he
might agree to pay his lawyer a percentage contingent fee
that would be greater than the fee the court might ulti
mately set. Such arrangements should not determine the
court’s decision. The criterion for the court is not what the
parties agreed but what is reasonable.
d20 F.Supp. at 711. In no event, however, should the litigant
be awarded a fee greater than he is contractually bound to
Pay, if indeed the attorneys have contracted as to amount.
(7) Time limitations imposed by the client or the circum
stances. Priority work that delays the lawyer’s other legal
work is entitled to some premium. This factor is particularly
important when a new counsel is called in to prosecute the
appeal or handle other matters at a late stage in the proceed
ings.
(8) The amount involved and the results obtained. Title
\11, -12 L.S.C.A. § 2000e-5(g), permits the recovery of dam
ages in addition to injunctive relief. Although the Court
should consider the amount of damages, or back pay awarded,
that consideration should not obviate court scrutiny of the
decisions eflect on the law. If the decision corrects across-
the-board discrimination affecting a large class of an employ
er’s employees, the attorney’s fee award should reflect the
relief granted.
JOHNSON v. GEORGIA HIGHWAY EXPRESS, INC. 461
(9) The experience, reputation, and ability o ftto * U a ™ y*~ tr n̂ n
« U - < * * * h» expcriovc.
» S £ sl-M -■ fur
onlv mount, lv being admitted to the bai.
, • i -r t.” tho r->w Civil rights attorneysn m T h r '*!] n dcsirub in i \ oJ tlic c<- -• ® 1 . .
f , .. Lr,Mu,,S in their communities because of them ttetre to1 ( . . • • n • KAACP v. Button, 3(1 tJ.b.
1U1‘1’ ^ ' s c fd V b L .E d .2 d 405 (1963); Sanders v. Russell,
m r £ » M b>-H Cir. 1908). by Ac.1 ii-1’ u di'erinvnation is not pieasantl\ a a n u i J _
eonimunitv -r hie contemporaries. This can have an economic
.;,.n '(.o %vhich can bo considered b> the Couit.
' . TK. „ .;ure a n d length of the relationship
; . ( 0 . A iatvver in private practice may vary las ice
sim ilarWork in the light of the professional relaltonsh.p of
,|-c elant with his office. The Court may appropriately
consider this factor in determining the amount that would
reasonable.
1 wards in similar eases. The reasonableness of a
mav'also Iw considered in the light of awards made
litigation within and without the courts circuit. 1 or - ^
assistance as it mav he, we note in the margin a list of l ie
Vu c a s e - in this and other Circuits reviewed in the considua-
lion ot lms appeal.
, r a ta < rvi.il. Peters v. M issouri Pacif icM eg C w 483 F.2d W W
C n-. 1973); U l‘ekcS MS cot?pern457 F 2d 348 (5th Cir. 1972); Long v. 1972); Rowe \ . G. M. C °rp .. ■*■>< . C ulpepper v.
Am erican Marine C arp 320 F 'Su '3L r t v 9M utual”lns Co’ . ^ O F.2d
F >d 959 (5th Cir. 1971); D rew v. Liberty ) ; n r ]une 29
CiT(5th Cir. 1973); F ranks v. B o w ,m T ransp . Co. (N.D.Ga. June ,
These guidelines are consistent with those recommended by
the American Bar Association's Cod* of Professional Response
bilily, Ethical Consideration M S , Drac.pl.nary R»lc 2-10S.
They also reflect the considerations approved by us in Uni k .
American Marine Co., supra.
r6l To put these guidelines into perspective and as a
caveat to their application, courts must remember that they
do not have a mandate under Section 706(k) to make the
prevailing counsel rich. Concomitantly, the Section should
not be implemented in a manner to make the private at oine>
general’s position so lucrative as to ridicule the public attoi-
ney general. The statute was not passed for the benefit o
attorneys but to enable litigants to obtain compettm counse
worthy of a Contest with the caliber of counsel .oailable to
their opposition and to fairly place the economical burden of
Title VI1 litigation. Adequate compensation is
however, to enable an attorney to serve his client ellectiw. >
1972); B in , v. R oadw ay
485 F.2d 441 (5th Car. 1973)J V J t U .UialK: v. Southern
Refining Corp.. 35° F-Supp^ 139 C>- • Q ^ j um phrey v .
Bell Tel. & Tel.. 333 KSupp. O.Tex.1973)..
Southw estern Portland Cem ent, 5 F.E.P. C ases 89 / (w .
first Circuit: United S tates v. Gray, 319 F.Supp. 87, (D.K F1970).
Fourth Circuit: Lea v Cone Mills, Inc 407 F ;2d 277 ( U M 1972).
Robinson v. l.on llard Corp., 444 1 .2d i .n t««"
Sixth Circuit: M anning v. In ternational Union. 406 F._d 812 (6th
S i - B a S e v .
f f i ' a f S i S i : ̂ X VTSWUr ^ ‘l
Ninth Circuit: Schaeffer v. 1 ^ 7 7 9
1002 (9th Cir. 1972); Ma one v N ; A. R ° ckw fu V 1 \ , , ( ;a hf. Dec.
(9th c ir . 1972); Rosenfield v. Southern P ac ila C - <•
Tenth Circuit: Barela v. United . w p c ’ D C Dec 27, 1972);
Cir 1972); Evans v. S heraton Park Hotel, (D.C.u.w.
Brito v. Zia Co. (D.C.N.M. 1972).
162 JOHNSON v. GEORGIA HIGHWAY EXPRESS, INC.
JOHNSON v. GEORGIA HIGHWAY EXPRESS, INC. 463
and to preserve the integrity and independence of the profes
sion. The guidelines contained herein are merely an attempt
to assist in this balancing process.
17] We are mindful of the difficult job of the trial judge in
cases of this kind, and that in all probability his decision will
be totally satisfactory to no one. The cross-appeals taken in
this case' are witness to the usual view of parties litigant to
such an award. The trial judge is necessarily called upon to
question the time, expertise, and professional work of a law
yer which is always difficult and sometimes distasteful, hut
that is the task, and it must be kept in mind that the plaintiff
has the burden of proving his entitlement to an award lor
attorney’s fees just as he would bear the burden of proving a
claim for any other money judgment.
k cases of this kind, we.encourage counsel on both sides to
uuk/e tluir best efforts to understand mgiv. sympathetically,
and professionally arrive at a settlement as to attorney’s fees.
Although a settlement generally leaves every litigant partia y
dissatisfied, so does a judicial award for attorneys fees.
By this discussion we do not attempt to reduce the calcula
tion of a reasonable fee to mathematical precision. Nor do we
indicate that we should enter the discretionary area which the
law consigns to the trial judge.
By remand of this case, we voice no observation or intima
tion'as to the correctness of the amount awarded. We merely
vacate the award and remand for reconsideration in the lipht
<>f this opinion, and for the entry of an ordei fixing a
reasonable fee which reflects the considerations which led to
it. In sum, we hold it to lie an abuse of discretion not to
consider the factors we approved in Clark v. American Marine
Co., and which we amplify here, and that a meaningful review
requires a record that reflects such consideration.
Vacated and remanded.
Adm. Office, U.S. Courts—West Publishing Company, Saint Paul, Minn