Walker v. City of Birmingham Petition for Writ of Certiorari
Public Court Documents
October 4, 1965
Cite this item
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Brief Collection, LDF Court Filings. Walker v. City of Birmingham Petition for Writ of Certiorari, 1965. ea998041-c89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/b4996f91-9cff-4a9e-b216-607f3189c358/walker-v-city-of-birmingham-petition-for-writ-of-certiorari. Accessed November 07, 2025.
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I n THE
dkmrt of tip linxk'h Hiatus
O ctober T erm , 1965
No..................
W yatt T ee W alker , M artin L u th er K in g , J r ., R alph
A bern ath y , A . D. K in g , J. W. H ayes, T. L . F ish e r ,
F. L . S h u ttlesw orth and J. T. P orter,
— v .—
Petitioners,
C ity of B ir m in g h a m , a Municipal Corporation
of the State of Alabama.
PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF ALABAMA
J ack Greenberg
J ames M. N abrit, III
N orman C. A m aker
L eroy D . Clark
10 Columbus Circle
New York, New York 10019
A r th u r D. S hores
1527 Fifth Avenue North
Birmingham, Alabama
Orzell B illin gsley , J r .
1630 Fourth Avenue North
Birmingham, Alabama
Attorneys for Petitioners
H arry H . W ach tel
B e n ja m in S piegel
575 Madison Avenue
New York, New York
Of Counsel
I N D E X
PAGE
Citations to Opinions Below .............................................. 1
Jurisdiction .......................................................................... 2
Questions Presented .......................................................... 2
Statement .............................................................................. 4
A. General Background ............................................. 4
B. Events Leading to the City of Birmingham’s
Prayer for Injunction .......................................... 7
C. The Injunction .............................................. 11
I). Continuation of Peaceful Protests Against
Segregation ....................................................... 12
E. Contempt Judgment: How the Federal Ques
tions Were Raised and Decided Below ............. 14
R easons foe Gran tin g th e W r i t :
I. Petitioners’ rights under the due process and
equal protection clauses of the Fourteenth
Amendment were infringed by their conviction
for contempt where the injunction they are
charged with disobeying is in violation of their
First and Fourteenth Amendment rights .......... . 19
A. The ex parte injunction of April 10, 1963,
and Section 1159 of the Birmingham City
Code violate petitioners’ First and Fourteenth
Amendment rights .............................................. 21
1. Vagueness of the Injunction’s Terms ....... 21
2. The Uneonstitutionality of §1159 on Its
Face and as Applied .................................... 25
3. Improper Exclusion of Evidence on the
Unconstitutional Application of §1159 .... 29
B. The conviction denied due process because
there was no evidence petitioners participated
in a forbidden “unlawful” parade or demon
stration .................................................................. 30
II. Assuming* arguendo that petitioners did disobey
the injunction, Alabama may not validly punish
them because the ex parte injunction was void
as an unconstitutional infringement of their
rights to free speech and assembly .......... ........ 32
III. Petitioners King, Abernathy, Walker and Shut-
tlesworth may not be punished for their Con
stitutionally Protected statements to the press
criticizing the injunction and Alabama officials .... 38
IV. The conviction of petitioners J. W. Hayes and
T. L. Fisher denied them due process because
there was no evidence that they had notice of or
knowledge of the terms of the injunction ........... 42
C onclusion .............................. 45
A p p e n d ix —
Circuit Court Opinion Dated April 26, 1963 ......... la
Opinion of Supreme Court of Alabama Dated
December 9, 1965 ................................................... 8a
Judgment of Supreme Court of Alabama Dated
December 9, 1965 ........................................ 30a
Denial of Rehearing Dated January 20, 1966 ....... 32a
i i
PAGE
Some Ordinances of City of Birmingham. Ala
bama, Requiring Segregation by Race ............... 33a
Statutes of State of Alabama Conferring Con
tempt Powers on Courts ....................................... 34a
Table or A uthorities
Cases:
Ashton v. Kentucky, ------ U.S. —— (May 16, 1966),
34 U.S.L. Week 4398 ...................................................... 24
Baggett v. Bullitt, 377 U.S. 360 .................................. 24
Bantam Books, Inc. v. Sullivan, 372 U.S. 58 ...........24, 35
Barr v. City of Columbia, 378 U.S. 146 ....................... 30
Barrows v. Jackson, 346 U.S. 249 ................................... 35
Bridges v. California, 314 U.S. 252 .............................40, 41
Cantwell v. Connecticut, 310 U.S. 296 ........................... 24
Carter v. Texas, 177 U.S. 442 .......................................... 30
Coleman v. Alabama, 377 U.S. 129 — ....................-.... 30
Congress of Racial Equality v. Douglas, 318 F.2d 95
(5th Cir. 1963) ............................................ -................ 33
Cooper v. Aaron, 358 U.S. 1 ........................-.......... -..... 35
Cox v. Louisiana, 379 U.S. 536 ...... ........ 20, 22, 24,26, 28, 29
Cox v. New Hampshire, 312 U.S. 569 .................... -....... 26
Craig v. Harney, 331 U.S. 367 ..... ......................... ........ 40, 41
Cramp v. Board of Public Instruction, 368 U.S. 278 .... 24
Davis v. Wechsler, 263 U.S. 22 ....... ..... ....... ................. 37
Dombrowski v. Pfister, 380 U.S. 479 ........................... 24
Donovan v. Dallas, 377 U.S. 408 ............... ................... 33
Edwards v. South Carolina, 372 U.S. 229 ...........20, 22, 24
Ex parte Fisk, 113 U.S. 713 .........-............. -................. 36
Ex parte Rowland, 104 U.S. 604 .................................. 36
Ex parte Sawyer, 124 U.S. 200 ..................................... 36
Ill
PAGE
IV
Fields v. City of Fairfield, 375 U.S. 248 .......21, 30, 32, 33
Fields v. South Carolina, 375 U.S. 44 ...... ............... .22, 24
Freedman v. Maryland, 380 U.S. 51 ...........................26, 35
Garner v. Louisiana, 368 U.S. 157 ________ _____ 23, 30
Garrison v. Louisiana, 379 U.S. 64 ....................... ...40, 41
George v. Clemmons, 373 U.S. 241 ................... ........ 36
Gober v. Birmingham, 373 U.S. 374 _______ ________ 6, 22
Hague v. C.I.O., 307 U.S. 496 .................. .................... 26
Hamilton v. Alabama, 376 U.S. 650 ............................ 24, 35
Hamm v. Rock Hill, 379 U.S. 306 ......... ......................... 37
Henry v. Rock Hill, 376 U.S. 776 .............................. 22,24
Holt v. Virginia, 381 U.S. 131 ............. ............. ...... .... 40
Johnson v. Virginia, 373 U.S. 61 ..... ....... ............. 24, 35, 37
Kunz v. New York, 340 U.S. 290 ....... ......... ...... ...... . 26
Lanzetta v. New Jersey, 306 U.S. 451 ....................... 42
Largent v. Texas, 318 U.S. 418 ............ .......................... 26
Lombard v. Louisiana, 373 U.S. 267 ............. ............ 28
Lovell v. Griffin, 303 U.S. 444 ............................ .... .... 26
NAACP v. Alabama, 357 U.S. 449 ........ ........... ...... 24, 33, 37
NAACP v. Alabama, 377 U.S. 288 _______ _______ ___ 37, 41
NAACP v. Button, 371 U.S. 415........ ......... ............ 24, 35, 36
Near v. Minnesota, 283 U.S. 697 ....... ............ .............. 35
New York Times Co. v. Sullivan, 376 U.S. 254 __ __ _ 40
Niemotko v. Maryland, 340 U.S. 268 ....... .... ................ 26
Pennekamp v. Florida, 328 U.S. 331 ................. ......... 40, 41
Primm v. City of Birmingham, 42 Ala. App. 657, 177
So.2d 326 (1964) ................................. ................. ........ 27
PAGE
V
Re Green, 369 U.S. 689 .................................................... 36
Re Oliver, 333 U.S. 257 ..... .....................................34,36,37
Re Sawyer, 360 U.S. 622 ........ ..... ................................38,40
Saia v. New York, 334 U.S. 558 ................................... 26
Schneider v. State, 308 U.S. 147 ................................... 26
Shelley v. Kraemer, 334 U.S. 1 .................................. 24, 35
Shuttlesworth v. Birmingham, 382 U.S. 87 ...............26, 30
Shuttlesworth v. City of Birmingham,------ Ala. App.
------ , 180 So. 2d 114 (1965) ........... ............... 25,27,31,41
Shuttlesworth and Billups v. Alabama, 373 U.S. 262 .... 22
Smith v. California, 361 U.S. 147 ................................... 24
Staub v. Baxley, 355 U.S. 313 ..... ... .............................26, 27
Stevens v. Marks, 383 U.S. 234 .................................... 36, 37
Stromberg v. California, 283 U.S. 359 .......................24, 38
Taylor v. Louisiana, 370 U.S. 154 ................. ............... 30
Terminielio v. Chicago, 337 U.S. 1 ............................ ... 24
Thomas v. Collins, 323 U.S. 516 ........ .............. 24, 35, 36, 38
Thompson v. Louisville, 362 U.S. 199 .......21, 30, 32, 42, 44
Thornhill v. Alabama, 310 U.S. 8 8 .................................. 24
United Gas, Coke and Chemical Workers v. Wisconsin
Employment Relations Bd., 340 U.S. 383 ............... 36
United States v. Chambers, 291 U.S. 217 ....................... 37
United States v. Shipp, 203 U.S. 563 ............................. 34
United States v. State of Alabama, 252 F. Supp. 95
(M.D. Ala. 1966) ....................... ............. .............. ........ 6
United States v. United Mine Workers, 330 U.S. 258
20, 32, 33, 34, 35,36
Williams v. North Carolina, 317 U.S. 287 ..................... 38
Wood v. Georgia, 370 U.S. 375 ................................40,41
Worden v. Searls, 121 U.S. 1 4 ........................................ 34
Wright v. Georgia, 373 U.S. 284 .................................... 37
Yick Wo v. Hopkins, 118 U.S. 356 ................................ 25, 27
PAGE
VI
Statutes :
Alabama Code (Recompiled 1958), Title 13, §§4, 5, 9 .... 4
Building Code of City of Birmingham (1944), §2002.1 .. 4, 6
General Code of City of Birmingham (1944), §369 ....4, 6,17
General Code of City of Birmingham (1944), §597 ....... 4, 6
General Code of City of Birmingham (1944), §1159..... 3, 8,
19, 20, 21, 25, 27,
29, 30, 31, 41,43
28 U.S.C. §1257(3) .............................................................. 2
Other Authorities:
Congress and the Nation 1945-1964: A Review of Gov
ernment and Politics in the Postwar Years (Congres
sional Quarterly Service, 1965) ................................... 5, 6
Note, Amsterdam, The Void-for-Vagueness Doctrine
in the Supreme Court, 109 U. Pa. L. Rev. 67 (1960) .. 23
1963 Report of the United States Commission on Civil
Rights (Government Printing Office, 1963) .............5,6,7
United States House of Representatives, Committee on
the Judiciary, 88th Congress, 1st Session, Hearings
on Civil Rights, Part II ...
PAGE
7
I n the
Olflurt it! % Imtpft #tat£0
O ctober T erm , 1965
No..................
W yatt T ee W alker , M artin L u th er K in g , J r ., R alph
A bernath y , A. D. K in g , J. W. H ayes, T. L . F ish er ,
F . L . S h u ttlesw orth and J. T. P orter,
Petitioners,
Cit y oe B ir m in g h a m , a Municipal Corporation
of the State of Alabama.
PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF ALABAMA
Petitioners pray that a writ of certiorari issue to review
the judgment of the Supreme Court of Alabama entered
in the above entitled cause December 9, 1965, infra, p. 30a,
rehearing denied January 20, 1966, infra, p. 32a.
Citations to Opinions Below
The opinion of the Supreme Court of Alabama is re
ported at ------ Ala. ------ , 181 So.2d 493 (1965), and is
printed in the Appendix hereto, infra, pp. 8a-29a. The
opinion of the Circuit Court for the Tenth Judicial Cir
cuit of Alabama (Jefferson County) is unreported, but is
printed in the Appendix hereto, infra, pp. la-7a.
2
Jurisdiction
The judgment of the Supreme Court of Alabama was
entered December 9, 1965, infra, p. 30a. Motion for re
hearing was denied by the Supreme Court of Alabama
January 20, 1966, infra, p. 32a. Petitioners’ time for filing
petition for writ of ceritorari was extended to and includ
ing June 19, 1966 by an order signed by Mr. Justice Black
on April 13, 1966.
The jurisdiction of this Court is invoked under 28 U.S.C.
§1257(3), petitioners having asserted below and asserting
here deprivation of rights secured by the Constitution of
the United States.
Questions Presented
I. Whether petitioner’s convictions for contempt for
alleged disobedience of an ex parte injunction restraining
certain protest demonstrations against racial segregation
violate the First Amendment and the Due Process and
Equal Protection Clauses of the Fourteenth Amendment
on the ground that:
A. The injunction was unconstitutional because,
1. The terms of the injunctive decree were imper
missibly vague;
2. The injunction enforced an ordinance punishing
parades without permits which is unconstitutional on
its face and as applied on due process and equal pro
tection grounds;
3. The trial court improperly excluded evidence
bearing on the unconstitutional administration of the
parade ordinance;
3
B. There was no evidence that petitioners violated
the terms of the injunction’s prohibition against “un
lawful” parades and demonstrations I
II. Whether the court below was correct in holding that
even if the injunction unconstitutionally restrained free
expression, petitioners could be held in contempt for fail
ure to obey it?
III. Whether petitioners M. L. King, Jr., Abernathy,
Walker and Shuttlesworth were denied due process by
being punished in part because of constitutionally pro
tected statements to the press criticizing the ex parte
injunction and Alabama officials?
IY. Whether petitioners Hayes and Fisher were denied
due process by conviction without any evidence that they
had notice of or knowledge of the terms of the injunction?
Constitutional and Statutory Provisions Involved
1. This case involves the First Amendment and Section
1 of the Fourteenth Amendment to the Constitution of the
United States.
2. This case also involves the following ordinance of the
City of Birmingham, a municipal corporation of the State
of Alabama:
General Code of City of Birmingham,
Alabama (1944), §1159
It shall be unlawful to organize or hold, or to assist
in organizing or holding, or to take part or participate
in, any parade or procession or other public demon
stration on the streets or other public ways of the
city, unless a permit therefor has been secured from
the commission.
4
To secure such permit, written application shall he
made to the commission, setting forth the probable
number of persons, vehicles and animals which will be
engaged in such parade, procession or other public
demonstration, the purpose for which it is to be held
or had, and the streets or other public ways over,
along or in which it is desired to have or hold such
parade, procession or other public demonstration. The
commission shall grant a written permit for such
parade, procession or other public demonstration, pre
scribing the streets or other public ways which may
be used therefor, unless in its judgment the public wel
fare, peace, safety, health, decency, good order, morals
or convenience require that it be refused. It shall be
unlawful to use for such purposes any other streets
or public ways than those set out in said permit.
The two preceding paragraphs, however, shall not
apply to funeral processions.
3. The following Alabama statutes and Birmingham mu
nicipal ordinances involved are set out in the Appendix,
infra, pp. 33a to 35a:
Code of Alabama (Recompiled 1958), Title 13, §§4, 5, 9;
General Code of City of Birmingham, Alabama (1944),
§§369, 597;
Building Code of City of Birmingham, Alabama (1944),
§2002.1
Statement
A. General Background
These cases involve judgments of contempt adjudicated
against petitioners by the Circuit Court of Birmingham,
5
Alabama, for peaceful protest demonstrations against
racial segregation on two occasions, contrary to an ex
parte injunction ordering them to refrain from “unlaw
ful” parades, and for allegedly speaking in a contumacious
manner about the court which issued the injunction. The
case involves, of course, certain discrete acts of petitioners.
But these acts have limited meaning unless seen in their
historical context. Petitioners, therefore, introduce this
Statement by reference to officially documented facts which
put the issue in perspective.
In early 1963, Birmingham. Negroes appealed to the
public conscience through peaceful protest demonstrations
in an effort to secure redress of their grievances, since
other avenues were severely limited. Only 11.7% of
Negroes of voting age were registered to vote in 1962
in Jefferson County (Birmingham), despite long-standing
suits against voting discrimination by the United States
and private individuals.1 This situation was reflected in
the fact that no Negroes were employed as city police
officers, tax officials, government lawyers, court officials,
officials in the public health or public works department
in the City of Birmingham, except in the performance
of maintenance, janitorial or similar duties (R. 188). A
“ self-proclaimed white supremacist, Eugene (“Bull” ) Con
nor,” was Commissioner of Public Safety, the head of
the police department and one of the three governing
commissioners of the City.2
11963 Report of the United States Commission on Civil Rights (Gov
ernment Printing Office, 1963), p. 32.
2 Congress and the Nation 1945-1961: A Review of Government and
Politics in the Postwar Years (Congressional Quarterly Service, 1965),
p. 1604.
6
Segregation of the white and Negro races was enforced
by law in virtually every aspect of public life in Birming
ham.8 Municipal ordinances provided for segregation in
restaurants, places of entertainment, and sanitation facili
ties.3 4 5 Gober v. Birmingham, 373 U.S. 374 (1963), decided
following events involved in the instant case, held that
enforcing the municipal segregation ordinances through
trespass convictions denied equal protection of the laws.
No Negroes attended schools with whites in Birmingham
or elsewhere in Alabama during the school year 1962-63.6
In June 1963, just after the Birmingham demonstrations,
at the University of Alabama (Tuscaloosa) Governor
George C. Wallace carried out his 1962 campaign pledge
“ to stand in the schoolhouse door” to prevent integration
of Alabama’s schools, in the face of a federal court order.6
But despite the fact that an appeal to conscience through
peaceful protests against legally enforced segregation was
3 Alabama had enacted sweeping racial segregation laws which were
applicable in Birmingham. In United States v. State of Alabama, 252
F. Snpp. 95, 101 (M.D. Ala. 1966), Circuit Judge Rives pointed out
in 1966 that “ there are still forty-four sections of the Alabama Code
dedicated to the maintenance of segregation.” The opinion recounts
many aspects of the official policy of segregation and cites the statutes
and eases.
4 Birmingham municipal ordinances provided, among other things, that
places for the serving of food (§369 General Code), places for the
playing of certain games (§597 General Code), and toilet facilities
(§2002-1 Building Code) must be segregated (R. 110). These ordinances
are printed in the Appendix hereto, infra, p. 33a.
5 1963 Report o f the United States Commission on Civil Rights, supra,
p. 65.
6 Congress and the Nation 1945-1964, supra, p. 1601.
7
an appropriate response to the situation, the United States
Civil Eights Commission concluded in its 1963 Report that:
The official policy in . . . Birmingham, throughout
the period covered by the Commission’s study, was
one of suppressing street demonstrations. While
police action in each arrest may not have been im
proper, the total pattern of official action, as in
dicated by the public statements of city officials, was
to maintain segregation and to suppress protests.
The police followed that policy and they were usually
supported by local prosecutors and courts.7
Referring to the Birmingham situation, President Ken
nedy in June 1963 submitted a broad civil rights program
to the Congress which became the Civil Rights Act of 1964.
The President addressed the American people in a nation
wide television address and made “an appeal to conscience
—a request for their cooperation in meeting the growing-
moral crisis in American race relations.” 8
B. Events Leading to the City of Birmingham’s
Prayer for Injunction
Petitioners Wyatt Tee Walker, Martin Luther King, Jr.,
Ralph Abernathy, A. D. King, J. W. Hayes, T. L. Fisher,
F. L. Shuttlesworth and J. T. Porter are members and
7 1963 Report of the United States Commission on Civil Bights, supra,
p. 112.
8 United States House of Representatives, Committee on the Judiciary,
88th Congress, 1st Session, Hearings on Civil Bights, Part II, pp. 1446-
1447. In his message to the Congress, the President said:
“ The venerable code of equity law commands ‘for every wrong,
a remedy.’ But in too many communities, in too many parts of
the country, wrongs are inflicted on Negro citizens for which no
effective remedy at law is clearly and readily available. State and
local laws may even affirmatively seek to deny the rights to which
these citizens are fairly entitled—”
8
officers of the Alabama Christian Movement for Human
Eights and/or the Southern Christian Leadership Con
ference, which seek to eliminate racial segregation through
constitutionally protected activities such as free speech and
picketing, through the courts, and other legal means (R.
260, 361, 385). An Alabama Department of Public Safety
investigator assigned to “racial” problems testified that
the organizations’ “ teachings have been non-violent” (E.
276), and “ the general theme is non-violence in every pro
gram” (E. 277).
Objecting to legally enforced racial segregation in the
City of Birmingham described above, these organizations
began a program of peaceful protests in April 1963 which
were part of the series described above. Some protests
took the form of sit-ins in the face of the Birmingham
ordinance requiring segregation in eating* establishments.9
Other protests took different form. Officers of the or
ganizations, aware that city officials might view some of
these protests as “ parades” requiring city permits,10 on
several occasions attempted to secure permits. Mrs. Lola
9 On April 5, 1963, several Birmingham Negro citizens seated them
selves at the lunch counter in Lane’s Drug Store, a business establish
ment open to the general public; the waitress asked if she could help
them and each ordered a cup of coffee. Shortly thereafter the manager
appeared with a city police officer who arrested them for “ trespass after
warning” (R. 113-114). A similar incident occurred the same day, when
four Negro citizens of Birmingham sought service at the Tutwiler Hotel
Coffee Shop (R. 115-116).
On April 9, several Negro citizens entered the Bohemian Bakery, a
business establishment open to the general public, obtained food in the
cafeteria line and seated themselves. Shortly thereafter the store manager
appeared with some city policemen. One officer said, “What should we
charge them with?” ; another answmred, “ Trespass” ; and another said,
“ Give them disorderly conduct, too.” Each member of the group was
ordered to rise and was searched; they were arrested and taken to city
jail (R. 116-117).
10 See text of §1159, General Code of City of Birmingham, supra, pp.
3-4.
9
Hendricks, a member of the Alabama Christian Movement
for Human Rights, authorized by its president, Rev. Shut-
tleswortk, on April 3, 1963, went to the Police Department
and asked to see the person in charge of issuing permits,
and was directed to Police Commissioner Eugene (“Bull” )
Connor’s office in City Hall. When Commissioner Connor
received her, she said, “We came up to apply or see about
getting a permit for picketing, parading, demonstrating,”
and asked if he could issue the permit, or refer her to
other persons who would issue it. Commissioner Connor
replied, “No you will not get a permit in Birmingham,
Alabama to picket. I will picket you over to the city jail.”
He repeated that twice (R. 418-421).
On April 5, Rev. Shuttlesworth, President, and N. H.
Smith, Secretary, of the Alabama Christian Movement,
sent a telegram to Police Commissioner Connor at City
Hall, requesting “ a permit to picket peacefully against the
injustices of segregation and discrimination in the gen
eral area of Second, Third and Fourth Avenues on the
east and west sidewmlks of 19th Street on Friday and Sat
urday April Fifth and Sixth. We shall observe the normal
rules of picketing. Reply requested” (R. 412-416, 484).
Commissioner Connor replied that he could not grant such
permits since this was the responsibility of the entire City
Commission and said, “I insist that you and your people
do not start any picketing on the streets in Birmingham,
Alabama” (R. 352-355, 484).
Petitioners offered to prove below that the City Com
mission never issued permits for parades or marches; that
these were, in fact, issued by the City Clerk at the request
of the Traffic Department without authority of statute or
ordinance (R. 344-348, 354). The Court, however, ruled
that since the law required action by the Commission, it
was not relevant to show whether the Commission in fact
10
followed the statutory procedure and refused to hear the
proof (R. 348-350).
On April 6, at about 12:30 P.M., about 42 persons left
the Gaston Motel in Birmingham and walked two abreast
towards the City Hall to petition the city government for
redress of grievances. They were orderly and obeyed all
traffic signals. Police officers stopped them and inquired
whether they had a parade permit. Upon answering “No”,
they were arrested for “parading without a permit” and
taken to the city jail (R. 112-113). April 7, at about 4
P.M., a similar incident occurred (R. 111-112). April 10,
at about noon, about ten Negro citizens walked together
towards City Hall carrying picket signs, intending to picket
peacefully to protest the city’s segregation policy. The
Chief of Police stopped them before they reached City
Hall, asked whether they had a permit to picket; upon say
ing they did not, he arrested them (R. 118-119).
Petitioners offered evidence below on the question of
how the permit statute was applied, to show that it was
being applied discriminatorily against them. However,
Chief Inspector W. J. Haley of the Birmingham Police
Department, was not allowed to answer the question “Isn’t
what is customarily known as parades something with
bands and signs and— !” (R. 234), or the question “ Have
you in your twenty-odd years of experience, yourself, do
you know of your own knowledge of any other group of
people similarly situated being arrested for parading with
out a license!” (R. 232). Inspector Haley had seen school
children marching in two’s to the auditorium or to the
museum or to the City Hall, but did not believe this con
stituted a parade and did not challenge them for parading
without a permit (R. 234). He implied that what made
petitioners’ processions “ parades” was that the leaders
(clergymen) were dressed in robes (R. 234). Haley stated
11
that some parades were considered “legal” in Birmingham,
but petitioners were not permitted by the court to ascer
tain what types of parades were allowed (R. 233).
C. The Injunction
On April 10, the City of Birmingham filed an ex parte
bill for injunction against petitioners in the Circuit Court
for the Tenth Judicial Circuit of Alabama, Equity Divi
sion, Jefferson County (R. 65-82). The City alleged that
from April 3 through April 10, petitioners sponsored and
participated in “ sit-in” demonstrations, “ trespasses” or
“ invasions” into the lunch counters of business establish
ments where food is served to customers, street proces
sions with the intent to march on City Hall without a
permit, and picketing places of business (R. 70-72), and
that one man in a crowd “ attacked a police dog of the City
of Birmingham, a member of the Canine Corps” (R. 72).
The City alleged that “ the present acts and conduct of
the respondents [petitioners] hereinabove alleged, is a part
of a massive effort by respondents [petitioners] and those
allied or in sympathy with them to forcibly integrate all
business establishments, churches, and other institutions
of the City of Birmingham” (R. 73).11
The bill for injunction was presented to W. A. Jenkins,
Jr., Circuit Judge of the Tenth Judicial Circuit of Ala
bama, without notice to petitioners, at 9 :00 P.M., April 10
(R. 65-84, 120); a temporary injunction immediately is
sued enjoining petitioners from:
11 The City also alleged, as the basis for injunctive relief, that “ the
said actions and conduct aforesaid are calculated to cause and if allowed
to continue will likely cause injuries or loss of life to Police Officers of
the City of Birmingham and have caused and will likely to continue to
cause damage to property owned by the City of Birmingham in the
operation of its Police Department and will continue to be an undue
burden and strain upon said Police Department” (R. 73).
12
Engaging in, sponsoring, inciting or encouraging mass
street parades or mass processions or like demonstra
tions without a permit, trespass on private property
after being warned to leave the premises by the owner
or person in possession of said private property, con
gregating on the street or public places into mobs, and
unlawfully picketing business establishments or public
buildings in the City of Birmingham, Jefferson County,
State of Alabama or performing acts calculated to
cause breaches of the peace in the City of Birmingham,
Jefferson County, in the State of Alabama or from
conspiring to engage in unlawful street parades, un
lawful processions, unlawful demonstrations, unlawful
boycotts, unlawful trespasses, and unlawful picketing
or other like unlawful conduct or from violating the
ordinances of the City of Birmingham and the Stat
utes of the State of Alabama or from doing any acts
designed to consummate conspiracies to engage in said
unlawful acts of parading, demonstrating, boycotting,
trespassing and picketing or other unlawful acts, or
from engaging in acts and conduct customarily known
as “kneel-ins” in churches in violation of the wishes
and desires of said churches (R. 76-77).
D. Continuation of Peaceful Protests Against
Segregation
After the City of Birmingham obtained the injunction,
petitioners Martin Luther King, Jr., Shuttles worth, Ab
ernathy and Walker issued a public statement (in the
form of a press release) on April 11, saying in part:
In our struggle for freedom we have anchored our
faith and hope in the rightness of the Constitution and
the moral laws of the universe. . . . However we are
now confronted with recalcitrant forces in the Deep
13
South, that will use the courts to perpetuate the un
just and illegal system of racial separation. Alabama
has made clear its determination to defy the law of
the land. Most of its public officials . . , have openly
defied the desegregation decision of the Supreme
Court. We would feel morally and legal responsible
to obey the injunction if the courts of Alabama ap
plied equal justice to all of its citizens. . . . We cannot
in all good conscience obey such an injunction which
is an unjust, undemocratic and unconstitutional mis
use of the legal process. We do this not out of any
disrespect for the law but out of the highest respect
for the law. . . . Out of our great love for the Constitu
tion of the U.S. and our desire to purify the judicial
system of the state of Alabama, we risk this critical
move with an awareness of the possible consequences
involved (R. 305-307, 482-483).
On Good Friday (April 12) and Easter Sunday (April
14) some of the petitioners participated in peaceful protest
demonstrations against segregation. On both occasions they
notified city police in advance to aid them in the perform
ance of their duties (R. 231, 235, 269-271) and police ap
peared at the protests (R. 406-407). Police did not permit
automobiles containing white persons, nor any white pe
destrians, to enter the predominantly Negro residential
area where the protest demonstrations were to begin (R.
210, 225).
On both Good Friday and Easter Sunday some of the
petitioners and about 50 to 60 others left church after mid
day services, walking in orderly fashion two by two on
the sidewalk. They had informed city officials that they
intended to proceed to City Hall. They were joined by sev
14
eral hundred others who had been permitted by the police
to congregate near the church (R. 209-210, 219, 223, 231,
235, 262-263, 284-285). Those who came from church
walked in columns of two’s; those who joined them were
not in columns but walked abreast, children in front, older
people behind (R. 225). No band played, nor were there
any uniformed persons among the walkers (R. 330-331),
nor were there any placards (R. 230). They did not cross
against red lights or violate traffic regulations (R. 216).
Police described them as orderly, and said that at all times
they had the situation under control; and that law and
order were maintained (R. 216, 219, 238, 332, 357).
On both occasions persons in the walk from the churches
including petitioners, were arrested within a few blocks
of the church, and charged with parading without a permit
in violation of §1159.
E. Contempt Judgment: How the Federal Questions
Were Raised and Decided Below
On April 15, petitioners filed a “motion to dissolve in
junction and/or application for stay of execution pending
hearing,” in which they asserted that the injunction denied
them due process of law under the Fourteenth Amendment
because it was issued without notice to them, because it
was excessively vague, because it was a prior restraint on
free speech protected by the First Amendment, because it
was designed to enforce segregation, because it was based
upon a complaint which described only constitutionally pro
tected conduct, and because the ordinance upon which it
was based was excessively vague (R. 100-119). Petitioners
also filed a demurrer (R. 176-178), an answer (R. 178-180),
and an amended answer (R. 186-189) to the bill for in
15
junction in which they raised similar constitutional claims.
After petitioners filed their motion to dissolve the injunc
tion, the City of Birmingham filed a motion for an order
to show cause why petitioners should not be held in con
tempt for violating the ex parte temporary injunction (R.
119-144). The court ruled that even though petitioners had
filed their motion to dissolve first, it would consider the
City of Birmingham’s show cause order for contempt first
(R. 194-195).
In response to the City of Birmingham’s show cause
order for contempt, petitioners filed a “motion to discharge
and vacate order and rule to show cause” saying that they
had not violated the injunction because it prohibited en
gaging in or encouraging others to eng*age in “unlawful”
conduct specified therein, whereas the petitioners’ conduct
was lawful conduct protected by the First Amendment and
the due process and equal protection clauses of the Four
teenth Amendment to the Constitution of the United States.
Petitioners also said that the original bill for injunction
upon which the temporary injunction was based did not
show that they had engaged in unlawful conduct but that
they had engaged in conduct protected by the First and
Fourteenth Amendments (R. 181-182).
In their answer to the show cause order, petitioners de
scribed the lawful conduct protected by the First and
Fourteenth Amendments in which they had engaged:
a) Walking two abreast in orderly manner on the pub
lic sidewalks of Birmingham observing all traffic regu
lations with prior notice having been given to city
officials in order to peacefully express their protest
against continuing racial discrimination in Birming
ham.
16
b) Peaceful picketing in small groups and in orderly
manner of publicly and privately owned facilities.
c) Requesting service in privately owned stores open
to the general public in exercise of their right to equal
protection of the laws and due process of law which
are denied by Section 369 of the 1944 General City
Code of Birmingham (R. 184-185).
At the contempt hearing petitioners offered evidence on
the issue of what constituted activity falling within the ban
on parading without a permit, to show that this rule was
applied discriminatorily against petitioners in violation
of their rights to equal protection under the Fourteenth
Amendment. The court excluded the evidence, saying “I
think the only question was did they or did they not have a
permit” (R. 232-234).
Petitioners also offered evidence that they requested a
“parade” permit which was denied arbitrarily, in violation
of the Fourteenth Amendment. This was excluded on the
ground that they had not followed the statutory procedure
for obtaining permits (R. 420-421).
Petitioners offered to prove that the statutory procedure
was in fact never followed, and that it would be a denial
of equal protection of the laws secured by the Fourteenth
Amendment to require petitioners to follow it (R. 344-348,
354). The Court ruled this was not relevant, and refused
the offer (R. 348-350). The Court refused an offer of proof
that there were no published rules and regulations pre
scribing the manner in which permits are actually ob
tained (R. 350).
Petitioners offered to prove that parade permits were
freely given to white persons under similar circumstances
and for similar activities, which denied petitioners’ Four
17
teenth Amendment rights. The court refused this offer
(R. 344-355, 232-234).
Petitioners offered to prove that the purpose of their
activities was to protest against unconstitutional racial
discrimination by exercising the right of free speech pro
tected by the First and Fourteenth Amendments; this was
refused (R. 360).
After presentation of the City of Birmingham’s evidence
during the hearing on the show cause order, petitioners
filed a “motion to exclude testimony against all respon
dents [petitioners]” (R. 190-191) in which they asserted
that there was no evidence showing why they should be
punished for contempt based on “ the statements made pub
licly at press conferences and mass meetings on April 11,
1963,” since the evidence showed that they had “ engaged
only in activity protected by the First Amendment and
by the due process clause of the Fourteenth Amendment
to the Constitution of the United States.” Petitioners T.
L. Fisher and J. W. Hayes asserted that there was no evi
dence showing that they were served with copies of the
court’s injunctive order of April 10, 1963, prior to their
arrest and imprisonment for parading without a permit on
April 12 or April 14, 1963 (R. 191).
The court said that the basis of the show cause order,
charging contempt, was the issuance of the press release
containing allegedly derogatory statements about Alabama
courts and, particularly, the injunctive order of that court,
and petitioners’ participation in alleged parades in viola
tion of the permit ordinance (R. 475-476). In response to
petitioners’ claim that their acts were lawful because con
stitutionally protected by the First and Fourteenth Amend
ments, and that the order enjoining peaceful protests was
void because it enforced Section 369 of the 1944 Code of
Birmingham requiring segregation in eating facilities, the
18
Court said the parade ordinance “is not invalid upon its
face as a violation of the constitutional rights of free
speech as afforded to these defendants in the absence of
a showing of arbitrary and capricious action upon the part
of the Commission of the City of Birmingham in denying
the defendants a permit to conduct a parade” (R. 476-
478). The Court held petitioners in contempt (R. 478)
and sentenced them to 5 days in jail and $50 fines (R. 480).
In petition for certiorari to the Supreme Court of Ala
bama, petitioners made substantially the same claims as
below, asserting that the judgment of contempt denied
rights secured by the First and Fourteenth Amendments
in that the punishment constituted a prior restraint on
freedom of speech, association, and the right to petition
for redress of grievances; that the injunction was exces
sive and vague, contrary to the due process clause of the
Fourteenth Amendment, particularly in the context of an
order restraining First Amendment rights; and that the
City of Birmingham failed to produce evidence which
showed that petitioners did anything other than exercise
constitutional rights of free expression, and that, there
fore, the contempt decree was based on no evidence of
guilt, in violation of the due process clause of the Four
teenth Amendment (R. 24).
The Alabama Supreme Court held that because peti
tioners admittedly continued protest demonstrations after
the injunction issued, they violated the order against en
gaging in parades without permit (R. 512-514). The Court
said, “ Petitioners rest their case on the proposition that
Section 1159 of the General City Code of Birmingham,
which regulates street parades, is void because it violates
the First and Fourteenth Amendments of the Constitution
of the United States, and, therefore, the temporary in
junction is void as a prior restraint on the constitutionally
19
protected rights of freedom of speech and assembly” (R.
515). The Court held that “the circuit court had the duty
and authority, in the first instance, to determine the va
lidity of the ordinance, and, until the decision of the cir
cuit court is reversed for error by orderly review, either
by the circuit court or a higher court, the orders of the
circuit court based on its decision are to be respected and
disobedience of them is contempt of its lawful authority,
to be punished,” and therefore affirmed petitioners’ con
victions for contempt (R. 522).
REASONS FOR GRANTING THE WRIT
I.
Petitioners’ rights under the due process and equal
protection clauses of the Fourteenth Amendment were
infringed by their conviction for contempt where the
injunction they are charged with disobeying is in viola
tion of their First and Fourteenth Amendment rights.
Petitioners contend that suppressing their protests
against racial segregation violated constitutional guaran
tees. The ex parte injunctive order of April 10, 1963
(R. 76-77), the city ordinance prohibiting parades with
out permits which underlies the injunction (General City
Code, 1944, Section 1159, supra, pp. 3-4), and the judg
ment of contempt (R. 475-480), violated First and Four
teenth Amendment guarantees of free speech and assembly.
The case presents important issues of free assembly, speech
and petition for redress of grievances in the context of
the total racial segregation policy of Birmingham in 1963.
This Court has reviewed other cases involving similar ques
20
tions and has recognized the public importance of the is
sues.12
The case comes here three years after the events because
the Alabama Supreme Court kept it under advisement from
August 22, 1963 (R. 499), until December 9, 1965. But the
use of state court injunctive and criminal process to sup
press peaceable assembly continues to present public ques
tions of first importance.
The trial court rejected petitioners’ constitutional at
tack on the injunction and the parade permit ordinance on
the merits (R. 477-478), and held petitioners in contempt
for disobedience of an order enjoining “unlawful parades”
and parades without permits provided for in City Code
§1159. (The trial court also apparently found some peti
tioners in contempt for issuing a statement at a press
conference which was allegedly disrespectful and in defiance
of the court’s authority. See part III, infra.)
On certiorari the Alabama Supreme Court held that
petitioners might be punished for disobeying the injunction,
whether or not the injunction violated their constitutional
rights, relying upon its interpretation of United States v.
United MineworJcers, 330 U.S. 258 (20a-25a). With that
view of the law, the court found it unnecessary to discuss
the validity of the injunctive order and constitutional
objections pressed by petitioners. Nor did the court below
mention petitioners’ defense that their conduct did not
violate the injunction because the order prohibited “un
lawful parades” and their conduct was not “unlawful,”
but was constitutionally protected.
12 Between 1961 and 1965, this Court passed on more than 30 eases
involving sit-in demonstrations. During recent years the Court also
passed on numerous cases involving protest marches as in Edwards V.
South Carolina, 372 U.S. 229, and Cox v. Louisiana, 379 U.S. 536.
21
In the discussion which follows, we first urge that the
injunctive order of April 10, 1963, and §1159 are both un
constitutional and violate petitioners’ constitutional rights
to free speech and assembly on various grounds including
Fourteenth Amendment vagueness and equal protection
claims. Second, we urge that there was no evidence of an
“unlawful” parade forbidden by the injunction, and hence
no evidence of guilt within the doctrine of Thompson v.
Louisville, 362 U.S. 199, and Fields v. City of Fairfield, 375
U.S. 248. Third, we argue that even assuming, arguendo,
that petitioners did disobey the injunction, the state may
not constitutionally punish disobedience of an ex parte in
junctive order which infringes constitutional rights to
free speech and assembly.
A. The ex parte injunction o f April 10, 1963, and
Section 1159 o f the Birm ingham City Code violate
petitioners’ First and Fourteenth Amendment rights.
1. Vagueness of the Injunction’s Terms.
The April 10, 1963, injunction undertook to end all Negro
protest against the segregationist regime of Birmingham.
The order was issued without notice or hearing on the
basis of the City’s complaint verified by Public Safety
Commissioner Eugene “Bull” Connor, and affidavits of
several policemen describing certain demonstrations against
discrimination. In broad and sweeping language the order
undertook to prohibit, inter alia, parades without permits,
trespasses after warning, “unlawfully picketing business
establishments or public buildings,” “unlawful boycotts,”
and “performing acts calculated to cause breaches of the
peace in the City of Birmingham” (R. 76-77).
I f this case requires review of all the injunction’s pro
hibitions there should be no doubt of its invalidity. For
example, the anti sit-in demonstration provision directly
22
aided the City ordinance compelling restaurant segregation
which this Court referred to in invalidating convictions
in Gober v. Birmingham, 373 U.S. 374, and Shuttlesworth
and Billups v. Birmingham, 373 U.S. 262. The general
prohibition against “Acts calculated to cause breaches of
the peace” is plainly a vague and overbroad infringement
of free speech and assembly. Edwards v. South Carolina,
372 U.S. 229; Fields v. South Carolina, 375 U.S. 44; Henry
v. Rock Hill, 376 U.S. 776; and Cox v. Louisiana, 379 U.S.
536, 544-552.
But the trial court apparently based its contempt find
ing only on an alleged violation of the portions of the in
junction prohibiting certain petitioners13 “ from engaging
in, sponsoring, inciting, or encouraging mass street parades
or mass procession or like demonstrations without a per
mit” and from “ conspiring to engage in unlawful street
parades, unlawful processions, unlawful demonstrations . . .
or other like unlawful conduct or from violating the ordi
nances of the City of Birmingham and the Statutes of the
State of Alabama . . . ” . The trial court never stated pre
cisely what portion of the order it thought was violated,
but rests on the conclusion that petitioners conducted al
parade without a permit as well as upon alleged disrespect
ful remarks at a press conference. There was no apparent
reliance upon any theory that petitioners violated the
order by any means other than parading without a per
mit (R. 360):
The Court: The only chargn has been this particular
parade, the one on Easter Sunday and the one on
18 Petitioners J. W. Hays and T. L. Fisher were not named as respon
dents in the injunction suit, named in the injunction order, or served with
copies of the injunction prior to the alleged violation of the order. The
separate arguments addressed to this situation are set forth below at
pp. 42 to 44.
Good Friday, and on the question of the meeting at
which time some press release was issued. Am I cor
rect in that?
Mr. McBee: Essentially that is correct.
The Court: I don’t know of any other evidence or any
other occasions other than those, and I see no need
of putting on testimony to rebut something where
there has been no proof along that line.
The Alabama Supreme Court quotes this statement and
says that petitioners did parade or march without a permit
contrary to the order (17a-18a).
The order is vague and overbroad insofar as it merely
enjoins “unlawful” parades and demonstrations. A gen
eral prohibition against “unlawful” parades requires those
enjoined to determine at their peril the lawfulness of a
proposed parade by reference to the wThole body of the law,
including applicable constitutional provisions. Where the
only guideline is the Constitution those enjoined are left
to gauge the full range of legal and factual issues neces
sary to a decision of whether a particular parade is con
stitutionally protected. An injunction making the constitu
tional boundary the line of criminality is obnoxious to all
the objections which have led this Court to void statutes
which encroached overbroadly on constitutionally pro
tected conduct. First, because the constitutional boundary
is obscure and often presents a difficult question, the in
junction gives no fair notice, “no warning as to what may
fairly be deemed to be within its compass.” Mr. Justice
Harlan, concurring in Garner v. Louisiana, 368 U.S. 157,
185, 207; see Note, Amsterdam, The Void-for-Vagueness
Doctrine in the Supreme Court, 109 U. Pa. L. Rev. 67, 76
(1960), and authorities cited in footnote 51. Second, such
a vague proscription is readily susceptible of harsh, im
24
proper and discriminatory enforcement. Cf. N.A.A.C.P. v.
Button, 371 U.S. 415, 433; Thornhill v. Alabama, 310 U.S.
88, 97-98. Lastly, such an order effectively coerces the
citizen to surrender his right to engage in protected pro
test through fear of punishment for contempt, and thus
inhibits free expression. See Thornhill v. Alabama, 310
U.S. 88, 97-98; Smith v. California, 361 U.S. 147, 150-151;
Cramp v. Board of Public Instruction, 368 U.S. 278, 286-
288; Bantam Boohs, Inc. v. Sullivan, 372 U.S. 58, 66-70;
Baggett v. Bullitt, 377 U.S. 360, 378-379; Dombrowshi v.
Pfister, 380 U.S. 479, 494.
This general prohibition against “unlawful” parades
and demonstrations presents essentially the same question
presented by prosecutions under generalized conceptions
of breach of the peace in Edwards v. South Carolina, 372
U.S. 229; Fields v. South Carolina, 375 U.S. 44; Henry v.
Rock Hill, 376 U.S. 776; and Cox v. Louisiana, 379 U.S.
536, 544-552. In each case the Court made clear that free
speech and assembly may be regulated only by precise
and narrowly drawn rules. See also Cantwell v. Connecti
cut, 310 U.S. 296; Terminiello v. Chicago, 337 U.S. 1;
Stromberg v. California, 283 U.S. 359; Ashton v. Kentucky,
____ U.S.......... (May 16, 1966, 34 U.S. Law Week 4398).
And, of course, the fact that the vague proscription ema
nates from a sweeping judicial edict rather than from a
vague legislative enactment cannot save it, because the pro
tections of the Fourteenth Amendment apply with equal
force to the judiciary. N.A.A.C.P. v. Button, 371 U.S. 415;
Thomas v. Collins, 323 U.S. 516; cf. Shelley v. Kraemer,
334 U.S. 1; Johnson v. Virginia, 373 U.S. 61; Hamilton v.
Alabama, 376 U.S. 650; N.A.A.C.P. v. Alabama, 357 U.S.
449, 462.
25
2. The Unconstitutionality of §1159 on Its Face and as
Applied.
The injunction’s prohibition against parades “without
permits” is equally invalid because the applicable permit
requirement is in Birmingham City Code §1159 which is
unconstitutional on its face, and as applied. Indeed, the
Alabama Court of Appeals has held §1159 unconstitutional
in a criminal proceeding arising from the same Good Fri
day walk involved in this case. See Shuttlesworth v. City
of Birmingham,.......Ala. App..........., 180 So.2d. 114 (1965),
(cert, granted by Ala. Sup. Ct., January 20, 1966). Judge
Cates wrote that the conviction was invalid on several dis
tinct grounds, viz., because §1159 imposed an invidious
prior restraint on free use of the streets; because it lacked
ascertainable standards for granting or denying permits;
because it was discriminatorily applied contrary to Yick
Wo v. Hopkins, 118 U.S. 356; and because there was in
sufficient evidence that §1159 was violated by the Good
Friday walk on the sidewalks. The City’s appeal from that
decision is now pending in the Alabama Supreme Court,
but the invalidity of §1159 under a host of this Court’s
decisions is plain.
The ordinance plainly fails to provide meaningful and
constitutional standards for granting or denying permits
and commits the decision of the right to peaceful use of
the streets for protest to the uncontrolled discretion of
the licensing officers. Pursuant to §1159 the Birmingham
City Commission should grant a permit “unless in its judg
ment the public welfare, peace, safety, health, decency,
good order, morals or convenience require that it be re
fused.” The ordinance requires that the applicant state
“ the purpose for which it [any parade, procession or other
public demonstration on the streets] is to be held or had.”
Thus, by committing to the commissioners the right to
26
decide, in view of the purpose of a demonstration, whether
the “public welfare,” etc., will be served, the Commis
sioners are empowered to suppress any protest they dis
approve of. The law is unconstitutional on its face under
this Court’s decision in Cox v. Louisiana, 379 U.S. 536,
553-558, and the precedents cited therein. As the Court
stated in Cox, supra, 379 U.S. at 557-558:
It is clearly unconstitutional to enable a public official
to determine which expressions of view will be per
mitted and which will not or to engage in invidious
discrimination among persons or groups either by use
of a statute providing a system of broad discretionary
licensing power or, as in this case, the equivalent of
such a system by selective enforcement of an extremely
broad prohibitory statute.
See also, Schneider v. State, 308 U.S. 147, 163-164; Lovell
v. Griffin, 303 U.S. 444, 447, 451; Hague v. C.I.O., 307 U.S.
496, 516; Largent v. Texas, 318 U.S. 418, 422; Saia v. New
York, 334 U.S. 558, 559-560; NiemotJco v. Maryland, 340
U.S. 268, 271-272; Kuns v. New York, 340 U.S. 290, 294;
and Staub v. Baxley, 355 U.S. 313, 322-325. Cf. Shuttles-
worth v. Birmingham, 382 U.S. 87, 90; Freedman v. Mary
land, 380 U.S. 51, 56.
Cox v. New Hampshire, 312 U.S. 569, cited by the trial
court, is distinguishable from this case. For in Cox there
were no “licensing systems which vest in an adminis
trative official discretion to grant or withhold a permit
upon broad criteria unrelated to proper regulation of pub
lic places.” Kuns v. New York, 340 U.S. 290, 293-294.
And, of course, the Court has “ uniformly held that the
failure to apply for a license under an ordinance which on
its face violates the Constitution does not preclude review
27
in this Court of a judgment of conviction under such an
ordinance.” Staub v. Baxley, 355 U.S. 313, 319.
The Alabama Court of Appeals has held that §1159 was
discriminatorily applied in reversing the prosecution of pe
titioner Shuttlesworth for the Good Friday 1963 march.
Shuttlesworth v. City of Birmingham,.......Ala. App...........,
180 So.2d 114, 136-139 (1965). After analyzing the record
in that case and in other prosecutions under the law (in
particular, Primm v. City of Birmingham, 42 Ala. App, 657,
177 So.2d 326 (1964)), Judge Cates concluded that the
“ pattern of enforcement exhibits a discrimination within
the rule of Tick Wo v. Hopkins, supra” (180 So.2d at 139).
In this contempt proceeding, petitioners made repeated
efforts to prove their claim of discriminatory enforcement
in violation of the equal protection clause. (See infra,
pp. 29 to 30). The trial court refused to admit much
of the testimony. However, a sufficient showing was made
to establish a violation of the equal protection clause in the
administration of §1159.
Some parades were considered “legal” and allowed in
Birmingham, although the trial court would not allow peti
tioners to develop what type of parades were permitted
(ft. 233). Repeated efforts of civil rights demonstrators
to obtain permits were rebuffed, although the authorities
were advised of their plans by the demonstrators them
selves (R. 231, 235, 269, 271) and by police investigators
(R. 219-221). When representatives of Rev. Shuttlesworth
went to see the person in charge of issuing permits for pa
rading, picketing and demonstrating they were referred to
Public Safety Commissioner Eugene “Bull” Connor. Mrs.
Lola Hendricks told Connor “We came up to apply or see
about getting a permit for picketing, parading, demon
strating” (R. 420), and “asked if he could issue the permit”
28
or refer her to “persons who would issue a permit.” Mr.
Connor replied by stating:
No, you will not get a permit in Birmingham, Alabama
to picket. I will picket you over to the City Jail
(R. 420).
This evidence is sufficient to invalidate the ordinance and
the convictions. Cf. Lombard v. Louisiana, 373 U.S. 267.
Two days later, Rev. Shuttlesworth sent a telegram to
Mr. Connor (R. 484), requesting a permit to picket (R.
484). Mr. Connor wired back that a permit “ cannot be
granted by me individually but is the responsibility of the
entire commission,” and then added: “I insist that you
and your people do not start any picketing on the streets
in Birmingham, Alabama” (R. 484).
Mr. Connor’s statement to Mrs. Hendricks plainly es
tablishes an arbitrary and capricious administration of the
permit law. The refusal to receive an application for a
permit or to furnish her with information other than the
statement that picketing would not be permitted plainly
shows the operation of uncontrolled and abused discre
tionary power. Mr. Connor did not even seek from Mrs.
Hendricks any information as to the time and place of
proposed demonstrations, the number of participants or
any information relevant to any permissible factors in de
ciding a permit request. Immediately when confronted
with a representative of the Alabama Christian Movement
for Human Rights, Connor rejected the request.
As Mr. Justice Black wrote concurring in Cox v. Loui
siana, supra, 379 U.S. at 580-581:
I believe that the First and Fourteenth Amendments
require that if the streets of a town are open to some
views, they must be open to all.
* # #
29
And to deny this appellant and his group use of the
streets because of their views against racial discrimi
nation, while allowing other groups to use the streets
to voice opinions on other subjects, also amounts, I
think, to an invidious discrimination forbidden by the
Equal Protection Clause of the Fourteenth Amend
ment.
See also, the concurring opinion of Mr. Justice Clark in
Cox, supra, 379 U.S. at 589. Under the regime of Eugene
“Bull” Connor the streets of Birmingham were “ open to
some views,” but not open to all. The ordinance as applied
denied equal protection.
3. Improper Exclusion of Evidence on the Unconstitutional
Application of %1159.
Petitioners’ various proffers of evidence which the trial
court refused to hear demonstrate even more conclusively
that the ordinance was not fair in its application. Indeed,
petitioners offered to prove that the procedure specified by
§1159 was never followed, that the city commission never
issued permits under §1159 and that this function cus
tomarily was performed by the City Clerk at the request
of the Traffic Department without any statutory authority
(R. 344-354). It was established that there were no pub
lished rules or regulations other than §1159 (R. 350). How
ever, the trial court would not permit witnesses to answer
whether the city commission had ever voted on issuance of
permits (R. 347).
If the Court should believe that the evidence is insuf
ficient to establish an unconstitutional administration of
the ordinance, petitioners are at the least entitled to an
opportunity to prove the facts at a new hearing. The trial
court’s conclusion that there was an “absence of a show
ing of arbitrary and capricious action upon the part of
30
the Commission of the City of Birmingham in denying the
defendants a permit to conduct a parade on the streets . . . ”
was patently erroneous in view of the refusal to hear evi
dence on the subject. The exclusion of such evidence was
in itself a denial of due process of law to petitioners. Cf.
Coleman v. Alabama, 377 U.S. 129, 133; Carter v. Texas,
177 U.S. 442, 448-449.
B. The conviction denied due process because there
was no evidence petitioners participated in a for
bidden “ unlawful” parade or demonstration.
This Court has made it plain in Thompson v. Louisville,
362 U.S. 199, and in subsequent cases applying its rule, that
a conviction where there is no evidence of guilt denies due
process. See Garner v. Louisiana, 368 U.S. 157; Fields v.
City of Fairfield, 375 U.S. 248; Taylor v. Louisiana, 370
U.S. 154; Barr v. City of Columbia, 378 U.S. 146; Shuttles-
worth v. Birmingham, 382 U.S. 87, 93-95. Fields v. Fair-
field, supra, makes clear that this applies as much to a con
tempt prosecution as to other criminal charges. In such
cases the Court has ascertained the elements of criminal
ity and examined the record to determine if there was any
evidence of guilt. Here petitioners were enjoined against
“unlawful” parades in violation of the Birmingham parade
ordinance. To sustain a conviction, the State was bound to
prove that petitioners knowingly participated in an “ unlaw
ful” parade.
There was no proof that the parades were unlawful. The
arguments set forth in Part IA, above, pp. 25 to 29,
demonstrate the invalidity of the permit requirement of
§1159 on its face and as applied, as well as the vagueness
of the injunction against “unlawful” parades and demon
strations. And, of course, there was no evidence, and there
could have been no evidence, that petitioners knew the
31
demonstrations were unlawful. There has never been any
suggestion that the parades were unlawful except by
reference to the permit requirement of section 1159. The
constitutional invalidity of that provision undermines any
possible claim that the petitioners knowingly violated the
injunction’s prohibition against “unlawful” parades.
Neither was there any evidence that petitioners partici
pated in any parade for which a permit was required under
§1159. The Alabama judicial construction of §1159 as ap
plied to the very same Good Friday events involved in
this case is that the mere presence of a group walking
together on the sidewalks, obeying traffic regulations and
not walking on the roadway does not require a permit.
Shuttlesworth v. City of Birmingham,..... . Ala. App....... - ,
180 So.2d 114, 139 (1965) (pending on certiorari). Judge
Cates concluded that the proof “ fails to show a procession
which would require, under the terms of §1159, the getting
of a permit.”
The same conclusion follows with respect to petitioners
who participated in the Easter Sunday march. They, too,
were walking on the sidewalks, and obeyed traffic signals.
On both occasions police blocked off traffic and had large
numbers of officers present and in control of spectators
whom the police permitted to gather. And on both occasions
members of the crowd of spectators followed the people
who came out of the church. The conviction is based on
no evidence of guilt because there was no prohibited ‘ un
lawful” parade, and no parade in violation of the permit
requirement of §1159 as construed by the Alabama Court
of Appeals.
The Alabama Supreme Court relies upon a supposed
admission in petitioners’ brief in the court below (18a-
19a). The brief said only that after the injunction peti
32
tioners continued their participation in “protest demonstra
tion.” There was no admission that petitioners participated
in a prohibited “unlawful” parade or demonstration or that
they violated a valid permit requirement. To the contrary,
petitioners’ brief argued at length that their conduct was
constitutionally protected and that there was no evidence
of their guilt under the doctrine of Thompson v. Louisville,
362 U.S. 199.
I f the Court should determine that there was no evidence
that petitioners violated the injunction, it will be unneces
sary to decide whether a court may validly punish violation
of an unconstitutional ex parte injunction. Fields v. City
of Fairfield, 375 U.S. 248.
II.
Assuming arguendo that petitioners did disobey the
injunction, Alabama may not validly punish them be
cause the ex parte injunction was void as an unconstitu
tional infringement of their rights to free speech and
assembly.
The opinion of the Alabama Supreme Court holds that
United States v. United Mine Workers, 330 U.S. 258, per
mits punishment by criminal contempt for the violation
of an ex parte injunction without regard to the constitu
tionality of the injunctive decree. Indeed, the court below
(unlike the court in Mine Workers) did not even discuss
whether or not the injunctive order was valid.
The case thus presents the grave question, whether citi
zens may be jailed for disobeying an ex parte injunctive
order which violates their constitutionally protected rights
to free speech, peaceable assembly and petition for the
redress of grievances. This is a question of paramount
33
importance. Its decision may well determine whether the
First Amendment freedoms will have continued vitality.
This Court recognized the gravity of this question by
granting certiorari in a similar Alabama case and inviting
the United States to participate and argue the cause orally
as amicus curiae. Fields v. City of Fairfield, 375 U.S. 248.
In Fields, the court found it unnecessary to decide this
issue which had been thoroughly briefed and argued.14 15
More recently, in Donovan v. Dallas, 377 U.S. 408, 414, in
volving the power of states to deny access to the federal
courts, the Court expressly declined to pass on whether dis
obedience of an invalid order could be punished, because
the issue had not been previously considered by the state
court. We read the Donovan case as at least a partial con
firmation of our view, urged in detail below, that the ques
tion is not foreclosed by Mine Workers, supra.
First Amendment freedoms can be destroyed if citizens
may be punished for disobeying ex parte injunctive decrees
which violate the First Amendment. The proposition is so
plain that it requires no elaborate analysis to demonstrate
its validity. Plainly, some courts will use the injunctive
power to suppress free expression of unpopular ideas.16
14 Fields v. City of Fairfield, No. 30, Oct. Term, 1963, Brief for Appel
lants, pp. 21-36; Brief for the N.A.A.C.P. Legal Defense and Educational
Fund, Inc. as amicus curiae urging reversal, passim; Brief for the United
States as amicus curiae urging reversal, pp. 11-13. The United States
pointed out in its brief (at pp. 12-13, n. 19) :
It is, of course, well settled that failure to apply for a permit
under a licensing statute does not bar a subsequent attack on its
constitutionality. Smith v. Cahoon, 283 U.S. 553; Lovell v. Griffin,
303 U.S. 444; Staub v. City of Baxley, 355 U.S. 313. By a parity
of reasoning, it may be argued that one should not be compelled to
apply for the dissolution of a plainly invalid judicial decree in order
to preserve the question of its constitutionality upon conviction for
disobeying it.
15 See for example N.A.A.G.P. v. Alabama, 357 U.S. 449; id., 360 U.S.
240 ; id., 377 U.S. 288; Congress of Racial Equality v. Douglas, 318 F.2d
95 (5th Cir. 1963).
34
Plainly, the power to enforce unconstitutional law is the
power to govern unconstitutionally. We do not believe that
the power of courts to defend their dignity requires or
permits the power to destroy or “whittle away” the First
Amendment. Cf. Re Oliver, 333 U.S. 257, 278.
The Mine Workers’ decision should be distinguished,
limited to its non-constitutional context, or overruled. The
result in Mine Workers did not depend on the view that
void orders must be obeyed, because five members of the
Court held the injunction valid.16 There was no claim in
Mine Workers that the injunctive order was unconstitu
tional or affected free speech rights; the possible applica
tion of the rule against disobeying invalid orders to con
stitutional claims was discussed only by the dissenters
(330 U.S. at 352). The principal precedent relied on for
the Mine Workers rule (United States v. Shipp, 203 U.S.
563),17 was a case where the judicial order was plainly
valid, and where there was no tenable claim that the court
order violated the contemnor’s First Amendment or other
constitutional rights.
16 In United States v. United Mine Workers, 330 U.S. 258, the opinion
of the Court, by Chief Justice Yinson (joined by Justices Reed and
Burton) held the injunction valid and stated as an alternative ground
that disobedience of non-frivolous orders could be punished. Justices
Black and Douglas concurred, solely on the ground that the injunction
was valid without deciding whether violation of void orders might be
punished. Justices Jackson and Frankfurter held the order invalid but
agreed with C. J. Vinson and Justices Reed and Burton that invalid or
ders could be enforced by criminal contempt. Justices Murphy and
Rutledge dissented on the ground that the order was invalid and that
invalid orders might not be enforced by contempt.
Thus, the contempt judgment was affirmed by a 7-2 vote. Five justices
thought the order valid, four thought it invalid. Five thought invalid
orders might be enforced by contempt; two justices disagreed; and two
expressed no view.
17 Worden v. Searls, 121 U.S. 14, also cited in Mine Workers, was not
a criminal contempt case.
35
This Court has said that “ First Amendment freedoms
need breathing space to survive.” N.A.A.C.P. v. Button,
371 U.S. 415, 433. A “ system of prior restraints of ex
pression comes to this Court bearing a heavy presumption
against its constitutional validity,” Bantam Boohs, Inc. v.
Sullivan, 372 U.S. 58, 70. See Near v. Minnesota, 283 U.S.
697; Thomas v. Collins, 323 U.S. 516; Freedman v. Mary
land, 380 U.S. 51. Ex parte injunctive orders restraining
free expression without any adversary contest of factual or
legal issues determinative of constitutional claims, impose
prior restraints totally devastating to the right of free ex
pression. They should be treated with the same suspicion
accorded to administrative prior restraints. Cf. Freedman
v. Maryland, 380 U.S. 51, 57-59. A rule that forbids chal
lenge of ex parte injunctions in contempt proceedings,
despite their unconstitutionality, creates a prior restraint
effectively immunized from challenge.
The undeniable effect of the rule stated by the court below
is to permit the states to jail persons for acts protected
by the Constitution. In other contexts this Court has
recognized that both direct and indirect state efforts to
render constitutional rights ineffective must be prevented
whatever the form of the state action. Compare Barrows
v. Jackson, 346 U.S. 249, with Shelley v. Kraemer, 334 U.S.
1. And see, Cooper v. Aaron, 358 U.S. 1,17, and cases cited.
It is argued in support of the result reached below that
the principle stated is necessary in aid of respect for the
courts and to preserve the rule of law through orderly
judicial processes. A variety of decisions of this Court
(both before and after Mine Workers, supra) demonstrate
that this is not sound. In such cases as Johnson v. Virginia,
373 U.S. 61 (courtroom segregation), and Hamilton v Ala
bama, 376 U.S. 650 (witness ordered to testify despite
racially discriminatory form of address), this Court re
36
jected arguments that a judge’s orders, like those of a
ship’s captain, must be obeyed whether right or wrong. See
also, George v. Clemmons, 373 TT.S. 241 (courtroom segrega
tion). And where a judge improperly ordered a witness to
surrender his privilege against self-incrimination, the Court
reversed a contempt conviction notwithstanding the affront
to the Court’s dignity. Stevens v. Marks, 383 U.S. 234. See
also Re Oliver, 333 U.S. 257, 278. The only difference be
tween those cases and this one is that here the court order
is labeled “ injunction.” Mere labels should not determine
basic constitutional rights. N.A.A.C.P. v. Button, 371 U.S.
415, 429.
Thomas v. Collins, 323 U.S. 516, was similiar to this
case. There was no suggestion that disobedience of the in
valid order required punishment notwithstanding the in
fringement of constitutional rights. And see the pre-Mme
Workers cases holding that no penalty could be imposed for
disregard of void orders. Ex parte Sawyer, 124 U.S. 200;
Ex parte Fisk, 113 U.S. 713; Ex parte Rowland, 104 U.S.
604.
In the 19 years since Mine Workers this Court has not
applied its principle to enforce a void decree by criminal
contempt. Indeed, it has been distinguished or ignored in
the context of labor disputes where no constitutional claims
were tendered. Mine Workers was not mentioned at all
in United Gas, Coke and Chemical Workers v. Wisconsin
Employment Relations Bd., 340 U.S. 383, when the Court
reversed contempt convictions on the ground that the in
junction disobeyed was void because of federal preemption.
In Re Green, 369 U.S. 689, the Court explicitly distinguished
Mine Workers and reversed a contempt conviction where
the injunction was void because Congress preempted the
field. Re Green, supra, leads, a fortiori, to the conclusion
37
that an inhibition on state judicial power of constitutional
(as opposed to statutory) dimension renders an injunction
equally void.
Certainly this issue, which is so vital to the enjoyment of
First Amendment rights, cannot turn solely on the basis
of local practice or procedure. Punishment under an un
constitutional injunction presents a constitutional question
for this Court to decide apart from any issue of Alabama
procedure. Of. Davis v. Wechsler, 263 U.S. 22, 24; Wright
v. Georgia, 373 U.S. 284; NAACP v. Alabama, 357 U.S.
449; NAACP v. Alabama, 377 U.S. 288.
We submit that a doctrine compelling obedience to a
lawless judicial order will do more to promote disrespect
for law than a contrary rule. Mr. Justice Black wrote in
Re Oliver, 333 U.S. 257, 278:
The right to be heard in open court before one is con
demned is too valuable to be whittled away under the
guise of “ demoralization of the court’s authority.”
The right of free expression is equally precious, as were
the rights involved in Johnson v. Virginia, supra; and
Stevens v. Marks, supra. Citizens are entitled to conduct
their affairs on the basis of the law of the Constitution as
declared by the highest Court of the land. When they in
good faith disobey the orders of lower tribunals on the
ground that such orders are inconsistent with the Constitu
tion, they must run the risk of punishment if they are
wrong. But, they should not be punished when they are
right. Our law has long permitted citizens assumed guilty
of violating a valid law to go free when subsequent changes
of law effectively repeal the criminal provisions involved.
United States v. Chambers, 291 U.S. 217; Hamm v. Rock
Hill, 379 U.S. 306. The law can certainly tolerate freeing
those who are finally determined to have engaged in con
stitutionally protected activities in the face of an invalid
ex parte injunction.
III.
Petitioners King, Abernathy, Walker and Shuttles-
worth may not be punished for their Constitutionally
Protected statements to the press criticizing the injunc
tion and Alabama officials.
The trial court’s judgment of contempt seemingly rests
in part upon the ground that statements and news releases
by some of the petitioners contained derogatory statements
about the Alabama courts and the injunctive order. How
ever, the matter is not entirely clear. There is certainly
no indication that the punishment, or any part of it, was
imposed solely because of allegedly derogatory statements.
I f petitioners prevail with the arguments in Parts I and II
above, it may be unnecessary for the Court to pass upon the
claims made in this part. See Re Sawyer, 360 U.S. 622,
636-638.
However, petitioners were found generally guilty of con
tempt under an accusation relying on the alleged deroga
tory remarks, and the trial court did consider and give
some weight to this evidence. Thus, the conviction must
be reversed if this or any of the charges is constitutionally
vulnerable. This result is required by the settled principles
enunciated in Thomas v. Collins, 323 U.S. 516, 529; Strom-
berg v. California, 283 U.S. 369, 367-368; Williams v. North
Carolina, 317 U.S. 287, 291-293. “ The judgment must be
affirmed as to both [charges] or as to neither.” Thomas
v. Collins, supra, 323 U.S. at 529.
The role played by the charge of disrespectful remarks
requires some explanation. The City’s petition for a show
39
cause order charged petitioners Walker, Martin L. King,
Shuttlesworth and Abernathy with contempt on the basis
of the April 11, press release (quoted in the opinion be
low, lla-12a).18 On April 15, Judge Jenkins ordered peti
tioners Walker, Abernathy, Shuttlesworth and M. L. King,
Jr. to show cause why they should not be punished for
contempt “unless they shall publicly retract or recant the
statements made publicly at press conference and mass
meeting on April 11, 1963, or their intention to violate the
injunction . . . ” (R. 46).
At trial the State put on evidence about the press con
ference, introduced the press release, and evidence that
King read the statement and that Shuttlesworth reaffirmed
the matter contained in the release (R. 305-310; 482-483).
The City also proved that when Shuttlesworth was served
with the injunction in the middle of the night he said,
“ This is a flagrant denial of our constitutional privileges”
(R. 249). This and similar evidence was summarized and
quoted by the Alabama Supreme Court (opinion below,
infra 10a-15a).
During the trial the court said the press conference
and the two marches were the grounds for the contempt
charge (R. 360). Petitioners’ counsel, cognizant of the
demand for a retraction, offered a statement explaining
petitioners’ position (R. 421-423; 486-487); the Court re
jected it as not “ in any way purging the contempt” (R.
423).
18 It was alleged that the statement “ constitutes an open, defiant re
peated and continuing day by day contempt of this court and contempt
of said injunction, and said contempt is continued and repeated each day
until said respondents shall publicly recant or retract same by announce
ment by said respondents so recanting or retracting same with similar or
equal press, radio and T.V. coverage as when said statements were made”
(E. 42).
40
The trial court opinion noted that the petition “ charges
the violating of the Court’s order granting the temporary
injunction by their issuance of a press release . . . which
release allegedly contained derogatory statements concern
ing Alabama Courts and the injunctive order of this Court
in particular” (la, infra). The court went on to find gen
erally that “ the actions” (without further specification)
of petitioners were “ obvious acts of contempt, constituting
deliberate and blatant denials of the authority of this
Court and its order” (4a, infra), and noted that petitioners
had given “no apology” (5a, infra). The Alabama Su
preme Court opinion recites the evidence but does not
specifically rely upon anything other than the two marches
to sustain the judgment.
To the extent that the contempt judgment was based on
the alleged derogation of the court by petitioners’ press
release and statements, it plainly violates First Amend
ment rights. Garrison v. Louisiana, 379 U.S. 64; New York
Times Co. v. Sullivan, 376 U.S. 254; Wood v. Georgia,
370 U.S. 375; Bridges v. California, 314 U.S. 252; Penne-
kamp v. Florida, 328 U.S. 331; Craig v. Harney, 331 U.S.
367; cf. Holt v. Virginia, 381 U.S. 131 (attorney’s criti
cism) ; Re Sawyer, 360 U.S. 622 (attorney’s criticism). Mr.
Justice Brennan wrote in Garrison, supra, 379 U.S. at
74-75:
For speech concerning public affairs is more than self-
expression; it is the essence of self-government. The
First and Fourteenth Amendments embody our “pro
found national commitment to the principle that debate
on public issues should be uninhibited, robust, and
wide-open, and that it may well include vehement,
caustic and sometimes unpleasantly sharp attacks on
government and public officials.” New York Times Co.
v. Sullivan, 376 U.S., at 270.
41
Petitioners’ statement (reprinted infra lla-12a) criti
cized Alabama officials for perpetuating segregation and
defying the desegregation decisions of this Court and as
serted that the injunction was an “ unjust, undemocratic
and unconstitutional misuse of the legal process” (lla-12a).
Neither of the courts below made any findings or conclu
sions appraising this statement in accord with the stan
dards set down in Craig, supra; Bridges, supra; Pen-
nekamp, supra; and Wood, supra. Nor was there any find
ing, or effort to prove, that the statements were false or
malicious under the standards of Garrison, supra.
Petitioners had a right under the First Amendment to
say that the injunction was unconstitutional, unjust and a
violation of their rights, and that Alabama officials were
working to support segregation. They were surely free
to say that the judge was wrong on his law*. Craig v.
Harney, 331 U.S. 367, 375-377. As Mr. Justice Brennan
wrote in Re Sawyer, 360 U.S. 622, 735 “ [djissenting opin
ions in our reports are apt to make petitioner’s speech
look like tame stuff indeed.” The Alabama official govern
mental attitude toward desegregation and civil rights or
ganizations is a matter of common repute and well known
to this Court. See the history of litigation set forth in
Mr. Justice Harlan’s opinion in N.A.A.C.P. v. Alabama,
377 U.S. 288. Petitioners’ assertion that the law enforce
ment officials of Birmingham were discriminating against
them made basically the same point that was made by the
Alabama Court of Appeals holding that the administration
of City Code §1159 was discriminatory and unconstitxf-
tional. Shuttlesworth v. Birmingham,.......Ala. App........... ,
180 So.2d 114 (1965).
42
IV.
The conviction of petitioners J. W . Hayes and T. L.
Fisher denied them due process because there was no
evidence that they had notice of or knowledge of the
terms of the injunction.
The conclusion of the court below that petitioners Hayes
and Fisher had knowledge of the terms of the injunction
is plain error. There is no evidence to support that con
clusion. There obviously could be no punishable violation
of an order by one who had no knowledge of its prohibi
tions. Thomas v. Louisville, 362 U.S. 199; Lanzetta v.
New Jersey, 306 U.S. 451.
Petitioners Hayes and Fisher were not named as par
ties to the bill of injunction and were not named in the
injunctive order. This was flatly acknowledged in the
City’s petition for a show cause order (R. 38). Both
Hayes and Fisher were alleged to have violated the in
junction by participating in the march on Easter Sun
day, April 14, 1963. They were not served with copies
of the injunctive order until after their alleged violation
of it.19
The court below concluded that Rev. Fisher knew of the
injunction based upon his own testimony. The court men
tions that he had attended church meetings on Friday and
Saturday, but there was no indication how this had any
probative value with respect to knowledge of the injunction.
The opinion then quotes some of Fisher’s testimony on
19 Hayes acknowledged being served on April 16 (E. 397). Fisher ac
knowledged receiving the contempt citation but said he never was served
with the injunction (R. 362). The court below stated that Hayes and
Fisher were not served “until after the Sunday March” (opinion below
27a, infra).
43
cross examination; we set out in the margin the entire
series of questions and answers.20
This testimony shows that Fisher did not admit knowl
edge of the terms of the injunction. He specifically denied
understanding- the order. He also denied reading about it
in the newspapers (R. 370-371). Testimony that he was
told that he probably would go to jail if he marched im
plies no knowledge of the terms of the injunction since the
marchers were arrested under §1159 of the City Code and
not the injunction. The State offered no proof of its own
tending to show that Fisher had knowledge of the injunc
tion.
20 “ Q. What did you hear about the injunction? What did they
tell you about it? A. I only heard about the injunction. It wasn’t
interpreted to me.
Q. Was it interpreted to you you would probably have to go to
jail if you took part in that march or walk? A, Yes, but I didn’t
see any reason I would have to go.
Q. I understand, but you were not told if you got in that march
you would have to go to jail? A. I was told if I walked on the
streets of Birmingham I would have to go to jail.
Q. I am talking about this Easter Sunday procession. That is
what they were talking about? A. That’s right.
Q. And you were told that you would go to jail if you did, or
probably would? A. I was never told that.
Q. You understood you would? A. Not for just walking on the
streets o f Birmingham.
Q. You mean for walking in this procession you didn’t understand
you would be arrested? A. I didn’t understand I would be arrested
for walking.
Q. You didn’t understand you would be arrested for walking? A.
I can’t understand it yet.
Q. You didn’t understand it then and you don’t understand it now?
A. That’s right.
Q. All right, did anybody say anything to you about who was in
cluded in the injunction? A. After I was confined and after the
contempt I read it.
Q. You have read the contempt? A. That’s right, but I haven’t
read the injunction yet.
Q. When did you hear about the injunction? A. When did I hear
about the injunction?
Q. Yes, not the contempt but the injunction? A. I think I told
the detective that interviewed me that I heard about an injunction,
about an injunction, not any particular injunction” (B. 368-369).
44
As to petitioner Hayes, the court below concluded he
had knowledge of the injunction on testimony by Detec
tive Harry Jones that he asked Hayes about the injunc
tion, that Hayes said he knew of it; and that he was
marching in the face of it anyway; that he was doing it
for human dignity (R. 315). Hayes acknowledged that
he told the detective that he had heard about the injunc
tion (R. 402), and stated that he had heard about the
injunction on Good Friday on TV (R. 402). He said,
“ I just heard this news flash that an injunction had been
issued against demonstrators in Birmingham” (R. 403).
He said that he did not inquire about the injunction “be
cause I had not been enjoined” (R. 403-404). Thus, there
was no evidence that Hayes had knowledge of what the
injunction actually prohibited. There was no showing that
he understood it or had an opportunity to understand it.
He was exactly correct in thinking that “he” had not been
enjoined for he was not a party to the injunction suit
and had not been named in the injunction.
The finding that Hayes and Fisher clearly had knowl
edge of the order in such a way as to understand it, and
that they committed a willful violation of it, rests only
on speculation. This is no substitute for evidence.
Thompson v. Louisville, 362 U.S. 199.
45
CONCLUSION
It is respectfully submitted that the petition for writ
of certiorari should be granted.
Respectfully submitted,
J ack Greenberg
J am es M. N abrit, III
N orman C. A m aker
L eroy I). Clark
10 Columbus Circle
New York, New York 10019
A rth u r D . S hores
1527 Fifth Avenue North
Birmingham, Alabama
Orzell B illin gsley , J r .
1630 Fourth Avenue North
, Birmingham, Alabama
Attorneys for Petitioners
H arry H . W ach tel
B e n ja m in S piegel
575 Madison Avenue
New York, New York
Of Counsel
A P P E N D I X
APPENDIX
Opinion and Decree
(Decided: April 26, 1963)
I n th e
Circu it C ourt, T e n t h J udicial C ircuit of A labama
Cit y of B ir m in g h a m , a M u n icipal C orporation of the
S tate of A labam a ,
v.
W yatt T ee W alker et a l .
T h is Cause coming on to be beard is submitted for
decree upon the original petition of complainant to re
quire tbe defendants, as named therein, to show cause,
if any they have, why they should not be found guilty
of contempt for violating this Court’s order which en
joined the original respondents as named in the bill of
complaint and others acting in concert with them from
doing said unlawful acts as prohibited therein.
The said petition charges the violating of the Court’s
order granting the temporary injunction by their issuance
of a press release, a copy of which is attached as an
exhibit to the petition, which release allegedly contained
derogatory statements concerning Alabama Courts and
the injunctive order of this Court in particular. The said
petition further charges the violation of the said injunc
tive order by the defendants’ participating in and con
ducting certain alleged parades in violation of an ordinance
2a
of the City of Birmingham which prohibits parading with
out a permit.
The defendants in answer thereto filed a general denial
of the pertinent allegations as contained in the said peti
tion of the City.
Evidence was thereupon taken in open Court upon the
issues as raised by said pleadings. Upon conclusion of
the evidence as offered by the city, the respondents’ counsel
moved the Court to exclude the evidence as to the following
defendants: Ed Gardner, Calvin Woods, Aberham Woods,
Jr. and Johnny Louis Palmer and to dismiss said defen
dants from said petition for failure of the city to offer
proof upon which said defendants could be found guilty,
and the Court, thereupon, granted said motion and dis
missed said defendants. A like motion was made at the
conclusion of the evidence as to the Defendant, Andrew
Young, and was taken under submission, but the Court
is now of the opinion that said motion should be denied.
The Charges cited in the said petition constitute past
acts of disobedience and disrespect for the orders of this
Court and the nature of the order sought would be to
punish the defendants for their said acts of contempt
and would, in the opinion of this Court, constitute this
proceeding as an action for criminal contempt.
The defendants have assumed the position throughout
this proceeding that the acts for which they are cited
are not unlawful acts and that they do not refuse to obey
the lawful order of this Court, but that the acts which
they have performed were those protected by the First
and Fourteenth Amendments to the Constitution of the
United States, the due process and equal protection clauses
thereof, and by Article I, Section 25 of the Alabama Con
stitution; that the exercise of their constitutional rights
Opinion and Decree
3a
under the above stated provisions were denied them by
Section 369 of the 1944 Code of Birmingham; and that
because of such denial of said rights, the order of this
Court enjoining the violation of said ordinance was a
void order for which they were not required to comply,
citing as their authority, among other cases, that of Thomas
vs. Collins. 65 Sup Ct 315
On the other hand, the City takes the position that the
order of this Court granting the temporary injunction
was an exercise of the authority of a Court of Equity
over such subject matter and such individuals over which
the Court maintained lawful jurisdiction. The City further
takes the position that the said ordinance as it applies
to these defendants requiring a permit to parade is on its
face a valid and legal exercise of the police power; and
that in order to attack its validity all the requirements
of the said ordinance must be complied with or the defen
dants must make a showing to a duly constituted tribunal
that a substantial compliance was attempted and the City
was unreasonable and arbitrary in its denial of such re
quests. That before attacking the validity of this Court’s
order enjoining the violation of such ordinance, the defen
dants would be required first to seek to prove to the Court
that such unconstitutional action in depriving the parties
of a permit would amount to a violation of their rights
and would require the City to issue such a permit. The
City contends that the defendants made no valid attempt
to secure a permit in accordance with the requirements
of the ordinance; and that there is no evidence that if
such request was made that the permit would have been
denied. The City cites as its authority for its position,
among other cases, that of Cox vs. State of New Hampshire
61 Supreme Court 762.
Opinion and Decree
4a
It is the considered opinion of this Court that the prin
ciples and the law as enunciated in the case of Cox vs.
New Hampshire, supra, is controlling in this cause; and
that the said ordinance is not invalid upon its face as a
violation of the constitutional rights of free speech as
afforded to these defendants in the absence of a showing
of arbitrary and capricious action upon the part of the
Commission of the City of Birmingham in denying the
defendants a permit to conduct a parade on the streets
of the City of Birmingham. The legal and orderly processes
of the Court would require the defendants to attack the
unreasonable denial of such permit by the Commission
of the City of Birmingham through means of a motion to
dissolve the injunction at which time this Court would
have the opportunity to pass upon the question of whether
or not a compliance with the ordinance was attempted
and whether or not an arbitrary and capricious denial
of such request was made by the Commission of the
City of Birmingham. Since this course of conduct was
not sought by the defendants, the Court is of the opinion
that the validity of its injunction order stands upon its
prima facie authority to execute the same.
Under all the evidence in the case, the Court is con
vinced beyond a reasonable doubt that the remaining
defendants had actual notice of the existence of the pro
hibitions, as contained in the injunction, and of the existence
of the order itself; and that the actions of all the re
maining defendants were, in the opinion of this Court,
obvious acts of contempt, constituting deliberate and
blatant denials of the authority of this Court and its
order and were concerted efforts to both personally vio
late the said injunctive order and to use the persuasive
efforts of their positions as ministers to encourage and
incite others to do likewise.
Opinion and Decree
5a
There has been no apology or indication whatsoever
on the part of the remaining defendants to comply in the
future with this injunctive order. Under these circum
stances it must be expected that the full authority as
allowed by statute must be exercised in order to protect
the dignity of this Court of Equity and to enforce its
lawful orders.
However, the Court feels compelled to urge upon the
defendants to consider carefully their course of conduct
in the future and the following words of Mr. Justice
Frankfurter (from his concurring opinion in the case of
the United States vs. The United Mine Workers of America
330 US 308) should be a guide to us all when considering
the jurisdictional authority of a Court of law:
“ The historic phrase “ a government of laws and not
of men” epitomizes the distinguishing character of
our political society. By putting that phrase into the
Massachusetts Declaration of Bights, John Adams was
expressing the aim of those who, with him, framed
the Declaration of Independence and founded the
Republic. This phrase was the rejection in positive
terms of Rule by Fiat, whether by the fiat of gov
ernmental or private power. Every act of govern
ment may be challenged by an appeal to law, as finally
pronounced by this Court. Even this Court has the
last say only for a time. Being composed of fallible
men, it may err. But revision of its errors must be
by orderly process of law. But no one, no matter how
exalted his public office or how righteous his private
motive, can be judge in his own case. That is what
courts are for. And no type of controversy is more
peculiarly fit for judicial determination than a con
Opinion and Decree
6a
troversy that calls into question the power for a
court to decide.
“ Short of an indisputable want of authority on the
part of a court, the very existence of a court presup
poses its power to entertain a controversy, if only to
decide, after deliberation that it has no power over
the particular controversy.
“Whether a defendant may be brought to the bar of
justice is not for the defendant himself to decide.
“In our country law is not a body of technicalities in
the keeping of specialists or in the service of any
special interest. There can be no free society without
law administered through an independent judiciary.
I f one man can be allowed to determine for himself
what is the law, every man can. That means first
chaos then tyranny. Legal process is an essential
part of the democratic process. For legal process is
subject to democratic control by defined, orderly ways
which themselves are part of law. In a democracy,
power implies responsibility. The greater the power
that defies law the less tolerant can this Court be of
defiance.
“ This Court is the trustee of law and charged with the
duty of securing obedience to it.”
It is , therefore, ordered, adjudged and decreed by the
Court as follows:
1. That motion of Defendants, Ed Gardner, Calvin
Woods, Aberham Woods, Jr. and Johnny Louis Palmer,
to exclude the evidence as to said defendants and to dis
miss said defendants as to this petition be and the same
is hereby granted;
Opinion and Decree
7a
2. That the motion of Defendant, Andrew Young, to
exclude the evidence as to him and to dismiss him as a
defendant to the petition herein be and is hereby denied;
3. That the following defendants be and the same are
hereby adjudged in contempt of this Court: Martin Luther
King, Jr., Ralph Abernathy, A. D. King, Wyatt Tee Walker,
Andrew Young, J. W. Hayes, N. H. Smith, Jr., James
Bevels, T. L. Fisher, John Thomas Porter, and F. L.
Shuttlesworth, and all of said defendants shall hereby
stand committed to the custody of the Sheriff of Jefferson
County, Alabama, for a period of five consecutive days
beginning at 10:00 A. M. on Thursday, the 16th day of
May, 1963;
4. That the said defendants as herein adjudged to be
in contempt be and the same are also hereby fined the
sum of Fifty (50) Dollars each and upon failure of any
defendant to pay the said fine so imposed, the Sheriff
of Jefferson County, Alabama, is ordered to retain the
custody of such defendant and that said defendant, there
upon, perform hard labor for said county for said fine
at the rate of Three (3) Dollars per clay not to extend
twenty (20) days;
5. That the taxing of costs in this proceeding is hereby
reserved until such time as a hearing has been held as to
the amended petition to show cause.
D one and ordered, this the 26 day o f April, 1963.
W. A. Jenkins, Jr.
C ircuit J udge, I n E quity S ittin g .
Opinion and Decree
Filed in Office April 26, 1963.
8a
Opinion
(Decided: December 9, 1965)
THE STATE OF ALABAM A
J udicial D epartm ent
THE SUPREME COURT OF ALABAM A
O ctober T erm , 1965-66
6 Div. 999
Ex parte Wyatt Tee Walker, et al.
(In re: Wyatt Tee Walker, et al.
v.
City of Birmingham, a Municipal
Corporation of the State of
Alabama)
Petition for Writ of Certiorari to Jefferson Circuit Court,
In Equity
C ole m a x , J u stice .
We review by certiorari convictions of petitioners for
criminal contempt for violating a temporary injunction
issued by the Circuit Court of Jefferson County, in equity.
On April 10, 1963, the City of Birmingham, a municipal
corporation, presented its verified bill of complaint to one
of the judges of the Tenth Judicial Circuit. The bill prayed
for temporary and permanent injunctions. The judge to
whom the bill was presented ordered the temporary in
junction to issue upon the City’s making bond for $2,500.00.
9a
The prescribed bond was filed and injunction issued out
of the circuit court and was served on certain of petitioners.
The return of the sheriff shows that a copy of the in
junction was personally served on petitioners as follows :
On Martin Luther King, A. D. King, P. L. Shuttlesworth,
Wyatt Tee Walker, and Ralph Abernathy on April 11, 1963,
at 1:00 a.m.;
On John Thomas Porter on April 12, 1963, at 4:13 p.m.;
and
On N. H. Smith, Jr. on April 15, 1963, at 8:35 a.m.
We have not found a return of the sheriff showing service
on the other petitioners who were adjudged to be in con
tempt. Notice to those not personally served is hereinafter
discussed.
The injunction recites in part as follows:
“ T hese , therefore, are to temporarily Enjoin you
Wyatt Tee Walker; Ralph Abernathy; A1 Hibler;
P. L. Shuttlesworth; Martin Luther King, Jr.; Aber-
ham Woods, Jr.; Calvin Woods; A. D. King; Alabama
Christian Movement for Human Rights by serving
copy on Fred L. Shuttlesworth as President, and all
other persons in active concert or participation with
the respondents to this action and all persons having
notice of this action from engaging, sponsoring, in
citing or encouraging mass street parades or mass
processions or like demonstrations without a permit,
trespass on private property after being warned to
leave the premises by the owner or person in pos
session of said private property, congregating on the
street or public places into mobs, and unlawfully
picketing business establishments or public buildings
Opinion
10a
in the City of Birmingham Jefferson County, State
of Alabama or performing acts calculated to cause
breaches of the peace in the City of Birmingham,
Jefferson County, in the State of Alabama or from
conspiring to engage in unlawful street parades, un
lawful processions, unlawful demonstrations, unlaw
ful boycotts, unlawful trespasses, and unlawful picket
ing or other like unlawful conduct or from violating
the ordinances of the City of Birmingham and the
Statutes of the State of Alabama or from doing any
acts designed to consumate (sic) conspiracies to en
gage in said unlawful acts of parading, demonstrating,
boycotting, trespassing and picketing or other unlawful
acts, or from engaging in acts and conduct customarily
known as ‘Kneel-In’s’ in churches in violation of the
wishes and desires of said churches, until further
orders from this Court; and this you will in no wise
omit under penalty, etc.”
On April 11, 12, and 13, 1963, certain meetings were
held at which some or all of petitioners were present.
On April 11, 1963, “ The Revs. King, Abernathy, and
Shuttlesworth were seated at the round table.” Several
copies of “a news bulletin put out by the Alabama Chris
tians for Human Rights” were brought there by “Rev.
Wyatt Tee Walker.” After the bulletin was distributed
to members of the press, . . . Rev. Martin Luther King
took one copy of it and read verbatim the entire text.”
The paper he read appears in the record as follows:
Opinion
11a
“ C o m plain an t ’s E x h ib it 2
“ N ews fro m
“ A labam a C hristian M ovement eor H u m an R ights
5051/2 No. 17th Street
B ’ham, Ala.
“ F or R elease 12:00 Noon, April 11, 1963
“ S tatem ent by M. L. K in g , J r ., P. L. S h u ttlesw orth ,
R alph D. A bernath y , et al. eor E ngaging in . P eaceful
D esegregation D emonstrations
“In our struggle for freedom we have anchored our
faith and hope in the rightness of the Constitution
and the moral laws of the universe.
“Again and again the Federal judiciary has made it
clear that the priviledges (sic) guaranteed under the
First and the Fourteenth Amendments are to (sic)
sacred to be trampled upon by the machinery of state
government and police power. In the past we have
abided by Federal injunctions out of respect for the
forthright and consistent leadership that the Federal
judiciary has given in establishing the principle of
integration as the law of the land.
“However we are now confronted with recalcitrant
forces in the Deep South that will use the courts
to perpetuate the unjust and illegal system of racial
separation.
“Alabama has made clear its determination to defy
the law of the land. Most of its public officials, its
legislative body and many of its law enforcement
agents have openly defied the desegregation decision
Opinion
12a
of the Supreme Court. We would feel morally and
legal responsible to obey the injunction if the courts
of Alabama applied equal justice to all of its citizens.
This would be
“ M o r e M o r e
MHH
— 2—
sameness made legal. However the ussuance (sic) of
this injunction is a blatant of difference made legal.
“Southern law enforcement agencies have demonstrated
now and again that they will utilize the force of law
to misuse the judicial process.
“ This is raw tyranny under the guise of maintaining
law and order. We cannot in all good conscience
obey such an injunction which is an unjust, undemo
cratic and unconstitutional misuse of the legal process.
“We do this not out of any desrespect (sic) for the
law but out of the highest respect for the law. This
is not an attempt to evade or defy the law or engage
in chaotic anarchy. Just as in all good conscience
we cannot obey unjust laws, neither can we respect
the unjust use of the courts.
“We believe in a system of law based on justice and
morality. Out o f our great love for the Constitution
of the U. S. and our desire to purify the judicial
system of the state of Alabama, we risk this critical
move with an awareness of the possible consequences
involved.
Opinion
13a
“ F o b F u r t h e r I n f o r m a t i o n — Phone 324-5944
Wyatt tee walker
Public Information
Officer”
. Shuttlesworth read from a typed statement more
or less re-affirming what was said in the statement that
was read by Rev. King.” Shuttlesworth made the state
ment :
“ ‘That they had respect for the Federal Courts, or
Federal Injunctions, but in the past the State Courts
had favored local law enforcement, and if the police
couldn’t handle it, the mob would.’ ”
“ . . . . Rev. Martin Luther, in response to a ques
tion, said, ‘We will continue today, tomorrow, Satur
day, Sunday, Monday, and on.’ . . .
Lieutenant House testified:
“ Q. All right. Now, a moment ago, you made the
statement all three of them said that they were going
to proceed regardless of the injunction, or words to
that affect. I don’t recall the exact words you used.
A. I don’t recall whether they said regardless of the
injunction, but all three of them in their statement
says, ‘This statement that Rev. Martin Luther King
read was a joint statement of the three,’ and so stated
on the top of his statement, and all three of them
mentioned knowledge of the injunction, and said they
were going to continue on. I believe Rev. Martin
Luther King stated that the—just before stating, ‘We
will continue on today, tomorrow, and Saturday, Sun
day, and Monday, and on’, just before that remark,
Opinion
14a
lie stated that, ‘The attorneys would attempt to dis
solve the injunction, but we will continue on today,
tomorrow, Saturday, Sunday, Monday, and on’.
iC
“Q. What sort of reaction did you hear from those
present, including the Rev. A. D. King? A. He said
on three or four occasions, or two I remember specif
ically, when he remarked, ‘Dam the torpedoes’, there
was a loud applause by everyone in the background,
and also the group that was gathered close by there,
and also to ‘Give me liberty or give me death’, there
was a lot of noise and applaud to that. There was
applauding on several occasions. I don’t recall the
exact terms.”
J. Walter Johnson, Jr., reporter for Associated Press,
testified:
“Q. Were you present when the injunction was
served? A. Yes, I was.
“ Q. You were present, and that was in the middle
of the night, you say? A. Yes.
“ Q. Was this remark made then at that time? A.
That direct quote, they were marching at the—just a
minute, and I will be happy to find it. He said this
direct—this is what Shuttlesworth said, speaking of
the injunction handed to him: ‘This is a flagrant de
nial of our constitutional privileges.’
“ Q. All right. A. ‘In no way will this retard the
thrust of this movement.’ He said they would have
to study the details. He said, ‘An Alabama injunction
is used to misuse certain constitutional privileges that
will never be trampled on by an injunction. That is
Opinion
15a
what they were saying that particular night right
after the injunction.
“Q. All right, who was present there at that time?
A. Ralph Abernathy was there, Martin Luther King,
Mr. Shuttlesworth, Wyatt Tee Walker, and there was
some others I did not recognize, did not know them.
“Q. Some you did not know? A. Some I did not
know. Abernathy made a statement at that time also.
He said, ‘An injunction nor anything else will stop the
Negro from obtaining citizenship in his march for.
freedom.’ ”
Elvin Stanton, news director for WSG-N Radio, testi
fied that he was present at a meeting on April 11th, and
that :
“A. The Rev. King said, ‘Injunction or no injunction
we are going to march tomorrow.’ That is a direct
quote.”
Petitioners did not obtain a permit to march or parade.
A march or parade occurred on Friday, April 12, and
another march occurred on the streets of Birmingham on
Sunday, April 14, 1963.
Willie B. Painter, investigator with Alabama Depart
ment of Public Safety, testified that he observed the Friday
march, that several of petitioners entered a church, that
within several minutes a group came out of the church
and began a parade or march in the direction of downtown
Birmingham, that:
“A. This group was led by Rev. Martin Luther King,
Jr., Rev. Ralph Abernathy, Rev. Shuttlesworth, as I
recall, Rev. Bernard Lee was also in the formation
Opinion
16a
leading the group. There were several people fol
lowing in this formation. As the group marched away
from the church in the direction of downtown Birming
ham a group of persons who had assembled along the
sidewalk and the street followed this procession. This
group of people would consist of several hundred.
“ Q. Now, do you mean the marchers or the other
group? A. The group following the marchers. Ac
tually the whole procession was going almost as a
group. As the group came out of the church then the
whole group of people who had assembled along the
sidewalk followed along behind them and I think you
could describe it as one procession.”
The witness, Painter, further testified that he was present
at a church from 2:30 or 3:00 o’clock in the afternoon of
Sunday, April 14., 1963; that he observed the petitioner,
Walker, talking to a group “ and forming a group of people
two or three abreast” ; that a group came out of the
church and began walking rapidly along the sidewalk; that
“ this large crowd of people that had gathered outside the
church began moving along with them” ; that there were
several hundred people within this group; that an object
struck the windshield of one of the city motors and broke
the windshield; that the witness saw a negro man throw
a brick which “passed within a close range of one of the
police officers there in the street on duty.”
James Ware, newspaper photographer, testified that a
rock, “About the size of a large grapefruit” hit him on the
back of the head and caused a knot which was still sore;
that a lot of people were “hollering, apparently at the
policemen making the arrests” ; that the witness saw only
two rocks but heard several more falling around him;
Opinion
17a
that he was concentrating on taking pictures of what was
happening; that he identified A. D. King and Wyatt Tee
Walker in the picture.
The witness Ware identified four pictures, which were
introduced into evidence and are before us. Ware identified
the pictures as being pictures which he took of the paraders
on Sunday afternoon. The pictures show people walking
in and entirely occupying a street from curb to curb on
each side and on the sidewalks.
On Monday, April 15, 1963, the City of Birmingham
filed petition alleging that respondents had violated the
injunction and praying that rule nisi issue to respondents
requiring them to show cause why they should not be
adjudged and punished for contempt. Rule nisi did issue,
hearing was had, and those respondents who have applied
for certiorari were adjudged guilty of contempt of the
circuit court and committed to the sheriff for five days and
fined Fifty dollars each. We review this judgment by
certiorari.
On the same Monday, April 15, 1963, respondents filed
a motion to dissolve the temporary injunction which had
been issued on April 10, 1963.
During the hearing on the charge that petitioners had
violated the injunction, the trial court stated the issues
presented by the evidence as follows:
“ The Court: The only charge has been this partic
ular parade, the one on Easter Sunday and the one
on Good Friday, and on the question of the meeting
at which time some press release was issued. Am I
correct in that ?
“Mr. Me Bee: Essentially that is correct.
“ The Court: I don’t know of any other evidence
or any other occasions other than those, and I see
Opinion
18a
no need of putting on testimony to rebutt something
where there has been no proof along that line.”
Petitioners do not appear to deny the charge that they,
or a number of them, did parade or march without a per
mit contrary to the order temporarily enjoining them-
. . . from engaging, sponsoring, inciting or encouraging
mass street parades or mass processions or like demon
strations without a permit . . .
Petitioners, on page 3 of brief, filed in this court July 19,
1963, admit that “After issuance of the injunctive order,
petitioners and others continued their participation in these
protest demonstrations and accordingly were held in con
tempt of the injunctive decree.” On page 3 of brief peti
tioners say:
“ The circumstances out of which this action arose
are well known to the court. During April and May
1963, petitioners and others participated in protest
demonstrations in Birmingham, Alabama in the form
of picketing, ‘sit-ins’, and marches on the streets of
the City of Birmingham, designed to evidence dis
satisfaction with continuing racial segregation in that
city and to persuade city officials and others to put an
end to segregation. About one week after these demon
strations began, the City of Birmingham secured an
injunction from the Circuit Court for the Tenth Judi
cial Circuit . designed to thwart their continuation.
After issuance of the injunctive order, petitioners
and others continued their participation in these pro
test demonstrations and accordingly were held in con
tempt of the injunctive decree. Petitioners argued
at the contempt hearing that the injunctive decree,
designed as it was to prevent the exercise of their
Opinion
19a
right to protest, was an invalid order. Petitioners
reiterated this argument in the petition for certiorari
filed herein, in the brief filed in support of the petition,
and on oral argument before this Court on May 15,
1963.
“Little, therefore, remains to be added to what has
already been urged in this Court. The issuance of the
injunctive order, seen against the backdrop of the exer
cise by petitioners of well-established constitutional
rights was beyond the jurisdiction of the court and
hence void. . . . ”
In the light of petitioners’ statement in brief, it would
be difficult to decide that petitioners did not violate the
temporary injunction against engaging in mass street pa
rades without a permit. Petitioners did engage in and in
cite others to engage in mass street parades and neither
petitioners nor anyone else had obtained a permit to pa
rade on the streets of Birmingham.
Petitioners argue that the injunctive order is void and,
for that reason, the judgment of contempt is void.
The circuit court, in equity, is a court of general equity
jurisdiction and has power to issue injunctions. Section
144 of Constitution of 1901 recites:
“ Sec. 144. A circuit court, or a court having the ju
risdiction of the circuit court, shall be held in each
county in the state at least twice in every year, and
judges of the several courts mentioned in this section
may hold court for each other when they deem it ex
pedient, and shall do so when directed by law. The
judges of the several courts mentioned in this section
shall have power to issue writs of injunction, re
Opinion
20a
turnable to the courts of chancery, or courts haying
the jurisdiction of courts of chancery.”
§§ 1038 and 1039, Title 7, Code 1940, recite:
§ 1038. Injunctions may be granted, returnable into
any of the circuit courts in this state, by the judges of
the supreme court, court of appeals, and circuit courts,
and judges of courts of like jurisdiction.”
§ 1039. Registers in circuit court may issue an in
junction, when it has been granted by any of the judges
of the appellate or circuit courts when authorized to
grant injunctions, upon the fiat or direction of the
judge granting the same indorsed upon the bill of com
plaint and signed by such judge.”
Petitioners do not argue that there was any failure to
observe procedural requirements in the issuance of the in
junction. We discuss later the question of lack of service
on some petitioners.
Petitioners rest their case on the proposition that Sec
tion 1159 of the General City Code of Birmingham, which
regulates street parades, is void because it violates the first
and fourteenth amendments of the Constitution of the
United States, and, therefore, the temporary injunction is
void as a prior restraint on the constitutionally protected
rights of freedom of speech and assembly.
It is to be remembered that petitioners are charged with
violating a temporary injunction. We are not reviewing a
denial of a motion to dissolve or discharge a temporary
injunction. Petitioners did not file any motion to vacate
the temporary injunction until after the Friday and Sunday
parades. Instead, petitioners deliberately defied the order
Opinion
21a
of the court and did engage in and incite others to engage
in mass street parades without a permit.
The Supreme Court of the United States has said:
“ . . . This Court has used unequivocal language in
condemning such conduct, and has in United States v.
Shipp, 203 U. S. 563 (1906), provided protection for
judicial authority in situations of this kind. In that
case this Court had allowed an appeal from a denial of
a writ of habeas corpus by the Circuit Court of Ten
nessee. The petition had been filed by Johnson, then
confined under a sentence of death imposed by a state
court. Pending the appeal, this Court issued an order
staying all proceedings against Johnson. However, the
prisoner was taken from jail and lynched. Shipp, the
sheriff having custody of Johnson, was charged with
conspiring with others for the purpose of lynching
Johnson, with intent to show contempt for the order
of this Court. Shipp denied the jurisdiction of this
Court to punish for contempt on the ground that the
stay order was issued pending an appeal over which
this Court had no jurisdiction because the constitu
tional questions alleged were frivolous and only a
pretense. The Court, through Mr. Justice Holmes, re
jected the contention as to want of jurisdiction, and in
ordering the contempt to be tried, stated:
“ ‘We regard this argument as unsound. It has been
held, it is true, that orders made by a court having
no jurisdiction to make them may be disregarded
without liability to process for contempt. In re
Sawyer, 124 U. S. 200; Ex parte Fisk, 113 U. S. 713;
Ex parte Rowland, 104 U. S. 604. But even if the
Circuit Court had no jurisdiction to entertain John
Opinion
22a
son’s petition, and if this court had no jurisdiction
of the appeal, this court, and this court alone, could
decide that such was the law. It and it alone neces
sarily had jurisdiction to decide whether the case was
properly before it. On that question, at least, it was
its duty to permit argument and to take the time
required for such consideration as it might need.
See Mansfield, Coldwater & Lake Michigan By. Co.
v. Swan, 111 U. S. 379, 387. Until its judgment de
clining jurisdiction should be announced, it had au
thority from the necessity of the case to make orders
to preserve the existing conditions and the subject
of the petition, just as the state court was bound to
refrain from further proceedings until the same time.
Eev. Stat. §766; act of March 3, 1893, c. 226, 27
Stat. 751. The fact that the petitioner was entitled
to argue his case shows what needs no proof, that
the law contemplates the possibility of a decision
either way, and therefore must provide for it.’ 203
U. S. 573.
“ If this Court did not have jurisdiction to hear the
appeal in the Shipp case, its order would have had to
be vacated. But it was ruled that only the Court itself
could determine that question of law. Until it was
found that the Court had no jurisdiction, ‘ . . . it had
authority from the necessity of the case to make or
ders to preserve the existing conditions and the sub
ject of the petition. . . . ’
“Application of the rule laid down in United States
v. Shipp, supra, is apparent in Carter v. United States,
135 F. 2d 858 (1943). There a district court, after
making the findings required by the Norris-LaG-uardia
Opinion
Opinion
Act, issued a temporary restraining order. An injunc
tion followed after a hearing in which the court affirma
tively decided that it had jurisdiction and overruled
the defendants’ objections based upon the absence of
diversity and the absence of a case arising under a
statute of the United States. These objections of the
defendants prevailed on appeal, and the injunction was
set aside. Brown v. Coumanis, 135 F. 2d 163 (1943).
But in Carter, a companion case, violations of the tem
porary restraining order were held punishable as crim
inal contempt. Pending a decision on a doubtful ques
tion of jurisdiction, the District Court was held to have
power to maintain the status quo and punish violations
as contempt.
“ In the case before us, the District Court had the
power to preserve existing conditions while it was de
termining its own authority to grant injunctive relief.
The defendants, in making their private determination
of the law, acted at their peril. Their disobedience is
punishable as criminal contempt.
“Although a different result would follow were the
question of jurisdiction frivolous and not substantial,
such contention would be idle here. The applicability
of the Norris-LaGuardia Act to the United States in
a case such as this had not previously received judicial
consideration, and both the language of the Act and
its legislative history indicated the substantial nature
of the problem with which the District Court was
faced.
“ Proceeding further, we find impressive authority
for the proposition that an order issued by a court
with jurisdiction over the subject matter and person
24a
must be obeyed by the parties until it is reversed by
orderly and proper proceedings. This is true without
regard even for the constitutionality of the Act under
which the order is issued. In Howat v. Kansas, 258
IT. S. 181, 189-90 (1922) this Court said:
“ ‘An injunction duly issuing out of a court of gen
eral jurisdiction with equity powers upon pleadings
properly invoking its action, and served upon per
sons made parties therein and within the jurisdic
tion, must be obeyed by them however erroneous the
action of the court may be, even if the error be in
the assumption of the validity of a seeming but void
law going to the merits of the case. It is for the court
of first instance to determine the question of the
validity of the law, and until its decision is reversed
for error by orderly review, either by itself or by a
higher court, its orders based on its decision are to
be respected, and disobedience of them is contempt
of its lawful authority, to be punished.’
“Violations of an order are punishable as criminal con
tempt even though the order is set aside on appeal,
Worden v. 8 earls, 121 U. S. 14 (1887), or though the
basic action has become moot, Gompers v. Bucks Stove
& Range Co., 221 IT. S. 418 (1911).
“We insist upon the same duty of obedience where,
as here, the subject matter of the suit, as well as the
parties, was properly before the court; where the ele
ments of federal jurisdiction were clearly shown; and
where the authority of the court of first instance to is
sue an order ancillary to the main suit depended upon
a statute, the scope and applicability of which were
Opinion
25a
subject to substantial doubt. The District Court on
November 29 affirmatively decided that the Norris-
LaGuardia Act was of no force in this case and that
injunctive relief was therefore authorized. Orders out
standing or issued after that date were to be obeyed
until they expired or were set aside by appropriate
proceedings, appellate or otherwise. Convictions for
criminal contempt intervening before that time may
stand.
U
“Assuming, then, that the Norris-LaGuardia Act
applied to this case and prohibited injunctive relief at
the request of the United States, we would set aside
the preliminary injunction of December 4 and the
judgment for civil contempt; but we would, subject to
any infirmities in the contempt proceedings or in the
fines imposed, affirm the judgments for criminal con
tempt as validly punishing violations of an order then
outstanding and unreversed” United States v. United
Mine Workers of America, 330 U. S. 258, 290-295.
No useful purpose would be served by further discussion
of this point. See concurring opinion of Harlan, J., in
In Be Green, 369 U. S. 689, 693.
"We hold that the circuit court had the duty and authority,
in the first instance, to determine the validity of the ordi
nance, and, until the decision of the circuit court is reversed
for error by orderly review, either by the circuit court or
a higher court, the orders of the circuit court based on its
decision are to be respected and disobedience of them is
contempt of its lawful authority, to be punished. Howat
v. Kansas, 258 U. S. 181.
Opinion
26a
Petitioners Martin Luther King1, Jr., Ralph Abernathy,
A. D. King, Wyatt Tee Walker, and F. L. Shuttlesworth,
are named in the injunction and were served with a copy on
April 11, 1963. That they were active in inciting others to
parade and actively participated in the parades or marches
after they were served with a copy of the injunction is
clearly shown by the testimony. Petitioners do not seem to
argue in brief to the contrary. As to those five of the peti
tioners last named the judgment is due to be and is af
firmed.
Petitioner Porter was served with a copy of the injunc
tion on April 12, 1963, at 4:13 p.m. There is testimony
that with respect to his participation in the parade on
Sunday, April 14, 1963, “ Rev. Porter stated that he was
one of the leaders.” There is other testimony that he en
gaged in the Sunday parade. The judgment against him is
affirmed.
The general rule is that one who violates an injunction
is guilty of contempt, although he is not a party to the in
junction suit, if he has notice or knowledge of the injunc
tion order, and is within the class of persons whose conduct
is intended to be restrained, or acts in concert wnth such a
person. See 15 A.L.R. 387, and authorities there cited.
The instant injunction enjoins the named respondents
“ and all other persons in active concert or participation
with the respondents to this action.” As to the petitioners
who were not named as parties in the bill, or were not
served with a copy of the injunction, we come now to con
sider the evidence going to show their knowledge of the
terms of the injunction with respect to parades and the
conduct of such petitioners in participating in the parades
or marches.
Opinion
27a
Petitioners Hayes, Smith, and Fisher were not served
with a copy of the injunction until after the Sunday march.
Each of them participated in the Sunday parade and there
is evidence that each of them had knowledge of the injunc
tion prior to that parade. Fisher testified that he attended
the Friday and Saturday meetings. He also testified:
“ Q. What did you hear about the injunction! What
did they tell you about it? A. I only heard about the
injunction. It wasn’t interpreted to me.
“ Q. Was it interpreted to you you would probably
have to go to jail if you took part in that march or
walk? A. Yes, but I didn’t see any reason I would
have to go.
“ Q. I understand, but you were not told if you got
in that march you would have to go to jail? A. I was
told if I walked on the streets of Birmingham I would
have to go to jail.
“ Q. I am talking about this Easter Sunday proces
sion. That is what they were talking about? A. That’s
right.”
The witness Jones, City Detective, referring to Hayes,
testified that:
“ A. He stated he was with the leaders on the march.
I asked him about the injunction. He knew of it, he
said. I asked him was he just marching in the face
of it anyway, and he said, ‘Yes, he was doing it for
human dignity.’ ”
Jones also testified that petitioner Smith stated that he
“had knowledge of the injunction” prior to his participa
tion in the Sunday parade.
Opinion
28a
We think it would require of the trial court an unduly
naive credulity to declare that the court erred in conclud
ing that Hayes and Fisher had knowledge that inarching on
the streets was enjoined and that they knowingly and de
liberately violated the injunction by marching or parading
on Sunday. As to Hayes and Fisher the judgment against
them is affirmed.
As to petitioner Smith we reach a different result. Smith
was not a party to the suit and was not served with a copy
of the injunction prior to the Sunday March. He was
bound, alike with other members of the public, to observe
its restrictions when known, to the extent that he must not
aid or abet its violation by others, and the power of the
court to proceed against one so offending and punish for
the contemptuous conduct is inherent and indisputable.
Garrigan v. United States, 89 C.C.A. 494, 163 Fed. 16. But,
in order to convict a person of contempt where he is not
a party and has not been served with a copy of the order,
it must be shown clearly that he had knowledge of the
order for the injunction in such a way that it can be held
that he understood it, and, with that knowledge committed
a wilful violation of the order. Dowagiac Mfg. Co. v. Min
nesota Moline Plow Co., 124 Fed. 736.
There is evidence that Smith “had knowledge” of the
injunction and he testified that he had heard about the in
junction on the radio, “Maybe Saturday,” before the Sun
day March. It may well be that Smith was fully advised
of the terms of the injunction, but we think a finding to
that effect must rest on speculation rather than on a rea
sonable inference from the testimony. The injunction re
strains acts other than parading. Knowledge of other en
joined acts would not be knowledge of the injunction
Opinion
29a
against parading. We hold that it is not clearly shown that
Smith had knowledge of the injunction in such a way
that it can be held that he understood it and with that
knowledge committed a wilful violation of the injunction.
The judgment of contempt against Smith is quashed.
We have not found in the record where petitioners Young
and Bevel were served with a copy of the injunction. We
have not found evidence to show that either of them par
ticipated in the march on either Friday or Sunday. We are
not persuaded that the evidence sustains the judgment of
contempt against them, and as to Young and Bevel the
judgment holding them in contempt is quashed.
Affirmed in part.
Quashed in part.
Livingston, C. J., and Lawson and Goodwyn, JJ., concur.
Opinion
30a
Judgment
(Decided: December 9, 1965)
THE SUPREME COURT OF ALABAMA
Thursday, December 9, 1965
T h e C o u r t M e t P u r s u a n t t o A d j o u r n m e n t
Present: A l t , t h e J u s t ic e s
J u d g m e n t o e A e e i r m a n c e
6 Div. 999
Wyatt Tee Walker, et al. J e f f e r s o n C i r c u i t C o u r t
v ( I n E q u i t y
City of Birmingham
Come the parties by attorneys and the record and mat
ters therein assigned for errors being submitted on peti
tion for certiorari and the return thereto and briefs, and
the same being duly examined and understood by the
Court,
I t i s c o n s id e r e d , o r d e r e d , a d j u d g e d a n d d e c r e e d that the
decree of the Circuit Court insofar as it pertains to Wyatt
Tee Walker, Martin Luther King, Jr., Ralph Abernathy,
A. D. King, J. W. Hayes, T. L. Fisher, F. L. Shuttlesworth
and John Thomas Porter be and the same is in all things
affirmed.
I t i s f u r t h e r c o n s id e r e d , o r d e r e d , a d j u d g e d a n d d e c r e e d
that as to the petitioners, Andrew Young, N. H. Smith, Jr.,
and James Bevel, the decree of the Circuit Court adjudging
31a
Judgment
these petitioners guilty of contempt be and the same is
hereby quashed.
I t is f u r t h e r o r d e r e d , a d j u d g e d a n d d e c r e e d that Wyatt
Tee Walker, Martin Luther King, Jr., Kalph D. Abernathy,
A. D. King, J. W. Hayes, T. L. Fisher, F. L. Shuttlesworth
and J. T. Porter, petitioners, and Jas. Esdale, Willie
Esdale and Esdale Bail Bond Company, pay the costs in
cident to this proceeding in this Court and in the Court
below, for which costs let execution issue.
Opinion by Coleman, J.
Livingston, C. J., Lawson and Goodwyn, J.J., concur
32a
Denial of Rehearing
(Decided: January 20, 1966)
THE SUPREME COURT OF ALABAMA
Thursday, January 20, 1966
T h e C o u r t M e t P u r s u a n t t o A d j o u r n m e n t
Present: A l l t h e J u s t ic e s
6th Div. 999
Wyatt Tee Walker, et al. J e e e e r s o n C i r c u i t C o u r t
| I n E q u i t y
The City of Birmingham
I t i s o r d e r e d that the application for rehearing filed on
December 23, 1965, be and the same is hereby overruled.
33a
Some Ordinances o f City o f Birmingham, Alabama,
Requiring Segregation by Race
General Code of City of Birmingham, Alabama (1944)
Sec. 369. Separation of races—It shall be unlawful to
conduct a restaurant or other place for the serving of food
in the city, at which white and colored people are served
in the same room, unless such white and colored persons
are effectually separated by a solid partition extending
from the floor upward to a distance of seven feet higher,
and unless a separate entrance from the street is provided
for each compartment.
Sec. 597. Negroes and white persons not to play to
gether—It shall be unlawful for a negro and a white per
son to play together or in company with each other in
any game of cards or dice, dominoes or checkers.
Any person who, being the owner, proprietor or keeper
or superintendent of any tavern, inn, restaurant or other
public house or public place, or the clerk, servant or em
ployee of such owner, proprietor, keeper or superintendent,
knowingly permits a negro and a white person to play
together or in company with each other at any game with
cards, dice, dominoes or checkers, or any substitute or
device for cards, dice, dominoes or checkers, in his house
or on his premises shall, on conviction, be punished as
provided in section 4.
Building Code of City of Birmingham, Alabama (1944)
Sec. 2002.1. Toilet Facilities— Toilet facilities shall be
provided in all occupancies for each sex, according to
Table 2002.2 except one family living units. The number
provided for each sex shall be based on the maximum num
ber of persons of that sex that may be expected to use such
building at any one time. Where negroes and whites are
accommodated there shall be separate toilet facilities pro
vided for the former, marked plainly “ For Negroes only.”
34a
Statutes of State of Alabama
Conferring Contempt Powers on Courts
Code of Alabama (Recompiled 1958)
Title 13, §4. Other powers.—Every court has power:
To preserve and enforce order in its immediate presence,
and as near thereto as is necessary to prevent interruption,
disturbance or hindrance to its proceedings.
To enforce order before a person or body empowered to
conduct a judicial investigation under its authority.
To compel obedience to its judgments, orders and proc
ess, and to orders of a judge out of court, in an action or
proceeding therein.
To control, in furtherance of justice, the conduct of its
officers, and all other persons connected with a judicial
proceeding before it, in every matter appertaining thereto.
To administer oaths in an action or proceeding pending
therein, and in all other cases where it may be necessary
in the exercise of its powers and duties.
To amend and control its process and orders, so as to
make them conformable to law and justice.
Title 13, §5. Punishment for contempt.—For the effec
tual exercise of the powers conferred by this chapter, the
court may punish for contempt in the cases provided for
in this chapter.
Title 13, § 9. Punishments by the respective courts for
contempt.—The courts of this state may punish for con
tempt by fine and imprisonment, one or both, as follows:
The supreme court, by fine not exceeding one hundred dol
lars, and imprisonment not exceeding ten days; the circuit
courts by fine not exceeding fifty dollars, and imprisonment
35a
Statutes of State of Alabama
Conferring Contempt Poivers on Courts
not exceeding five days; the courts of probate and county
courts and registers by fine of not exceeding twenty dol
lars and imprisonment not exceeding twenty-four hours;
the courts of county commissioners, by fine not exceeding-
ten dollars, and imprisonment not exceeding six hours;
and justices of the peace, by fine of not exceeding six dol
lars, and imprisonment not exceeding six hours.
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