Plaintiffs' Memo in Opposition to Defendants' Motion for Summary Judgment with Certificate of Service
Public Court Documents
September 20, 1991
28 pages
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Case Files, Sheff v. O'Neill Hardbacks. Plaintiffs' Memo in Opposition to Defendants' Motion for Summary Judgment with Certificate of Service, 1991. 5c45ee63-a246-f011-8779-7c1e5267c7b6. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/b4b028f6-f482-42d6-8a98-b5276e44cda1/plaintiffs-memo-in-opposition-to-defendants-motion-for-summary-judgment-with-certificate-of-service. Accessed November 02, 2025.
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MILO SHEFF, et al. : SUPERIOR COURT
Plaintiffs
¥. : JUDICIAL DISTRICT OF
2 HARTFORD/NEW BRITAIN
WILLIAM A. O'NEILL, et al. : AT HARTFORD
Defendants : SEPTEMBER 20, 1991
PLAINTIFFS' MEMORANDUM IN OPPOSITION TO DEFENDANTS’
MOTION FOR SUMMARY JUDGMENT
Plaintiffs Milo Sheff et al. (7Plaintiffs”) submit this
memorandum of law in opposition to the Motion for Summary
Judgment filed by the defendants William A. O'Neill et al.
(“Defendants”) on July 8, 1991, in this action.
I INTRODUCTION
Plaintiffs, young schoolchildren in the Hartford and West
Hartford public schools, have brought this lawsuit to vindicate
their personal rights to an equal opportunity for a free public
education, and to enforce the State's affirmative duty to provide
that opportunity. They have made four claims:
first, the defendants have permitted school districts
to emerge in the Hartford area that are sharply
segregated, de facto, on grounds of race and ethnic
background (Plaintiffs’ Complaint, Paragraphs 73-75);
second, although the defendants recognize that racial
and economic segregation has serious adverse
educational effects, denying equal educational
opportunity, they have permitted it to continue
(Plaintiffs’ Complaint, Paragraphs 76-78);
third, the segregation that has arisen by race, by ethnicity
and by economic status places Hartford schoolchildren at a
severe educational disadvantage, denies them an education
equal to that afforded to suburban schoolchildren, and fails
to provide a majority with even a “minimally adequate
education” (Plaintiffs’ Complaint, Paragraphs 79-80); and
fourth, under Connecticut’s education statutes, the
defendants are obliged to correct these problems, and their
failure to have done so violates the schoolchildren’s rights
(Plaintiffs’ Complaint, Paragraphs 81-82).
The remedy plaintiffs seek is a declaration by this Court
that the present circumstances violate the Connecticut
Constitution, and an injunction enjoining the defendants from
failing to provide equal educational opportunity.
In the defendants’ Motion for Summary Judgment they claim
that (1) the conditions are not the result of state action, (2)
the state has satisfied its affirmative obligation and (3) the
controversy is not justiciable. To a large extent this motion is
simply the defendants’ latest effort to rehash their previous
arguments set forth in their Motion to Strike.
Issues (1) and (3) were explicitly raised in the defendants’
Motion to Strike, which this Court denied on May 18, 1990. Issue
(1), which concerns the construction that should be given to the
three state constitutional provisions in question, Article First,
$81 and 20, and Article Fighth, §l1, was discussed in detail at
pages 11-14 of this Court’s Memorandum of Decision on the
Defendants’ Motion to Strike. This Court indicated that a
conclusive disposition of this issue prior to trial would not be
appropriate. Likewise, the issue of justiciability was discussed
in detail at pages 5-11 of the Court's decision, with the same
result. These rulings being the law of the case, "a judge should
hesitate to change” the ruling unless there is “some new or
overriding circumstance.” Carothers vy, Capozziello, 215 Conn.
82, 107, 574 A.2d 1268 (May 22, 1990). The defendants point to
no new or overriding circumstance to justify reexamination of
these issues before trial. Indeed, in their 90-page brief, there
is not one case cited that has been decided since May 18, 1990.
The test for summary judgment is a strict one. Practice
Book §384 provides that summary judgment “shall be rendered
forthwith if the pleadings, affidavits and any other proof
submitted show that there is no genuine issue as to any material
fact and that the moving party is entitled to judgment as a
matter of law.” Lees v. Middlesex Ins. Co., 219 Conn. 644, 650,
A.2d (1991). The defendants must show the absence of
any genuine issue as to all material facts, which under
applicable principles of substantive law, entitle them to
judgment as a matter of law. To satisfy their burden, the
movants must make a showing that it is quite clear what the truth
is, and that excludes any real doubt as to the existence of a
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genuine issue of material fact. Fogarty v. Rashaw, 193 Conn.
442, 445, 476 A.2d 582 (1984) (emphasis added). Fogarty is
directly applicable in this case. There the court held that
summary judgment was improper and did not even consider the
opposition papers because the papers filed by the moving party
were insufficient as a matter of law. Similarly, the papers
filed by the defendants herein fail to satisfy the minimum
threshold for the grant of summary judgment.
II. FACT 1 IS IRRELEVANT TO THE CLAIMS BEFORE THIS COURT
Defendants cavalierly assert the existence of three facts
that they claim are undisputed by plaintiffs. Closer scrutiny of
each of these, however, belies defendants’ conclusions in this
regard. Indeed, plaintiffs take serious issue with each “fact”
as stated by defendants. For purposes of defendants’ Motion,
however, it is neither timely nor appropriate for this Court to
resolve the factual dispute. The mere existence of even one
genuine issue of material fact is enough to defeat defendants’
Motion for Summary Judgment. Moreover, as the discussion below
demonstrates, even if there were no factual dispute, defendants
are not entitled to judgment as a matter of law.
Defendants’ “Fact 1”, set out at pages 6-9 of their brief,
is that they have not affirmatively assigned children to the
Hartford public schools based on their race, national origin or
socioeconomic status. This statement is neither relevant to
plaintiffs’ case nor accurate.
A. Intent
As plaintiffs have repeatedly maintained and as the
defendants specifically acknowledge in their motion,l it is the
present condition of racial segregation in the region’s schools
that violates the Connecticut Constitution as a matter of law,
and the harms that flow from the present condition of racial and
economic segregation that in fact deprive Hartford area school
children of their right to equality of educational opportunity.
The intent of the defendants is therefore immaterial.
Even if Fact 1 were considered material, that would
merely put the burden on the plaintiffs to provide evidence to
rebut that fact. The purpose of a summary judgment motion is to
determine whether there exists an issue of fact, not to try that
fact, Spencer v. Good Earth Restaurant Corporation, 164 Conn.
1844 197, 319 A.2d 403 (1972). See Conference Center Ltd. v.
TRC, 189 Conn. 212, 217, 228, "45% .A.2d 857 (1983) (issues
"necessarily fact bound require a full trial and preclude summary
judgment”); Batick v. Seymour, 186 Conn. 632, 645-46, 443 A.2d
471 (1982) ("genuine issue over the defendant’s intentions”).
N “[Tlhis is a case where the plaintiffs charge ‘de facto’, not
‘de jure’, segregation.” Memorandum in Support of Defendants’
Motion for Summary Judgment ("Def. Br."”) at 7.
B. State Action
Defendants have claimed that the requisite “state
action” is not present here, because, as they argue, the state
has taken no affirmative steps to cause segregation. As
plaintiffs have tried to impress upon the Court, the state's
argument has no basis in law. The state controls public
education, and the state has an affirmative duty to guarantee
equal educational opportunity. The extensive involvement of the
state satisfies every standard of state action of which
plaintiffs are aware.
The defendants misunderstand the concept of state action
as 1t applies to this case. While there is ample evidence of
state actions that caused the problems in the present case, proof
of such state action is not a necessary element for liability.
In Horton I, there was no finding that the state created the wide
variations in property tax revenues available to the various
towns. Yet, the Supreme Court found that the State bore the
affirmative responsibility, in providing a free public edubation;
to mitigate those private economic differences.
Even the case the defendants most heavily rely on,
Savage v. Aronson, recognizes “the burden imposed on the state by
our decision in Horton to insure approximate equality in the
public educational opportunities offered to the children through-
out the state;....” 214 Conn. 256, 286-87 (1990) (emphasis added).
Savage was a housing case. The 30-page opinion primari-
ly concerns procedural issues, the proper construction of state
housing statutes, and due process of law (pp. 257-284). The
Horton issue appears at the very end and the Supreme Court
disposes of it quickly on the ground that Horton does not
"guarantee that children are entitled to receive their education
at any particular school or that the state must provide housing
accommodations for them and their families close to the schools
they are presently attending.” 214 Conn. at 287. The plaintiffs
make no such claims in the present case. Savage does nothing to
advance the defendants’ cause; it reaffirms the vitality of
Horton.
As ‘this Court noted in ‘its decision on the Motion to
Strike (p. 12), the defendants are resurrecting Justice
Loiselle's. dissent in Horton v. Meskill, 172 Conn. 615, 658, 3756
A.2d 359 (1977)(Horton 1), that the constitution requires only
that education be free. The majority in Horton rejected this
interpretation of the Constitution, holding that public education
is "a fundamental right,” that “pupils in the public schools are
entitled to equal enjoyment of that right,” and that ‘any
infringement of that right must be strictly scrutinized;” 172
Conn. at 645, 646, 649. The court unanimously reaffirmed its
holding in Horton v. Meslkill, A9% Conn. 24, 35, 486 A.2d 1099
(1985) (Horton III) and restated this position in Savage v.
Aronson, 214 Conn. 258, 286, 571 A.2d 696 (1930).
As in their Motion to Strike, the defendants once again
strain to isolate constitutional provisions that, as Horton I and
Horton III held, must be read together. The State -- under
Article Eighth, $1, read in conjunction with Article First, $51
and 20 -- is "required to assure to all students in Connecticut's
free public elementary and secondary schools '‘a substantially
equal educational opportunity.’” Horton III, 195 Conn. at 35.
C. Affirmative Acts
Nonetheless, if defendants persist in this line of
argument, plaintiffs are prepared to show that defendants have
taken numerous actions that have “caused” or “contributed to”
segregation, and that defendants are responsible for existing
school boundaries that exacerbate segregation.
While defendants in the technical sense may not have
checked the race or ethnic status of any particular child before
assignment of that child to a particular school within Hartford,
the defendants by their “affirmative acts” certainly have
“confined” and perpetuated the confinement of Hartford children
in racially segregated schools.
It 1s clear from Defendants’ own documents that they
also had knowledge of the growing racial isolation within
Hartford city schools, and yet took no corrective action. As
early as 1909, the year in which the State changed its policy and
mandated student assignment coterminous with town district lines,
there was established a pattern of black migration and racially
identifiable housing within the city.
In 1969, the General Assembly officially recognized this
"growing racial isolation” (Report of the Governor's Commission
on Quality and Integrated Education, Dec. 1990, p. 1) in some of
its cities, including Hartford, and passed the Racial Imbalance
Law in an attempt to correct racial imbalances within a single
district. The Act has become an empty promise in Hartford,
however, since its breadth was limited to intradistrict
segregation and it took the State ten years to pass racial
imbalance regulations.
As outlined in Plaintiffs’ Amended Responses to
Defendants’ First Set of Interrogatories (attached to defendants’
brief as Exhibit 1), nos. 1l, 2, 3, 4, there are numerous other
"affirmative actions” by the State that have perpetuated the
segregation of Hartford's school system, including the state
requirement that school-age children attend public school within
the school district where they reside, p. 8, the perpetuation of
a massive program of new school construction and school additions
or renovations in Hartford and the surrounding communities with
direct knowledge of the increasing segregation in Hartford area
schools, p. 9, the establishment and maintenance of an unequal
and unconstitutional system of educational financing, p. 16, and
the contribution to racial and economic segregation in housing,
P. 18.
These actions stand in contrast to other compelling
circumstances where the State has passed appropriate legislation
to allow students to cross district lines. ee C.G.S. §10-39 et
seg. (Regional school districts); C.G.S. §10-76d(d) (special
education); and C.G.S. §10-95 et seg. (vocational education).
Indeed, the Governor's Commission Report even suggests that
traditional school registration policies of local school
districts should be changed to allow attendance at schools
nearest a parent or guardian's place of employment (Report, p.
5 Yo
III. WHAT THE DEFENDANTS CHARACTERIZE AS FACT 2 IS AN ATTEMPT TO
AVOID THEIR GOVERNMENTAL ROLE TO EFFECTIVELY ADDRESS
UNCONSTITUTIONAL SITUATIONS
Defendants assert, as an “undisputed fact,” that "there is
not now, and never has been, a distinct affirmative act, step, or
plan, which, if implemented, would have ‘sufficiently’ addressed
the conditions about which the plaintiffs complain.”
The defendants do not seem to understand that they, not the
plaintiffs, have a duty under the Constitution. The gravamen of
the plaintiffs’ claims is that the present condition is
unconstitutional and the defendants have a duty to change the
condition; plaintiffs are not complaining about what did or did
not happen in the past. There certainly was no suggestion in
Horton I or III that Barnaby Horton had a duty to prove what the
defendants could have done to solve the school finance problem
before he brought his lawsuit.
The defendants’ real complaint may be that the plaintiffs
have set forth no plan to solve the problem in the future. But
that has to do with remedy, not liability. The plaintiffs will
be prepared to discuss the remedy when the Court wishes to do so,
but a motion for summary judgment is surely not the appropriate
time.
In any event, the defendants’ assertions are untrue. The
history of racial segregation in Hartford's schools and the
failure of its students to achieve minimally adequate education
have been documented in task force report after task force report
since 1965. Generated as an essential part of these reports are
recommendations to remedy the problems which, for the most part,
have been largely ignored. ee Plaintiffs’ Amended Response No.
5 to Defendants’ First Set of Interrogatories, attached to
defendants’ brief as Exhibit 1. For example, in 1965, the
Committee of Greater Hartford School Superintendents put forth a
Proposal to Establish a Metropolitan Effort Toward Regional
Opportunity (METRO). The Legislative Commission on Human Rights
and. Opportunities in 1968 issued a Plan for the Creation and
Funding of Educational Parks. The Hartford Board of Education in
1970 issued a report entitled “Recommended Revision in School
Building Program.”
In 1988, the defendants themselves issued a “Report on
Racial/Ethnic Equity and Desegregation in Public Schools,” which
recommended, inter alia, that the state,”through administrative
and legislative means, endorse the concept of ‘collective
responsibility’ for desegregating the public schools of
Connecticut” (p. 11); "make available substantial financial
incentives to school districts that plan and implement voluntary
interdistrict programs” (p. 18); and “undertake broad-based
planning with other agencies concerned with housing,
transportation and other factors that contribute to segregation”
(D+ 1319), None of these recommendations have been fully
implemented. A year later, defendants reinforced the earlier
recommendations in a report titled “Quality and Integrated
Education: Options for : Connecticut,” which included such
recommendations as a challenge program that would serve as a
corporate component of the Interdistrict Cooperative Grant (p.
35); enhancement of Project Concern (p. 36); refinement of summer
school grant program (p. 36); development of magnet schools (p.
39): advancement of school construction options (p. 39) and
better recruitment of minority teachers. (p. 40). Again, in the
two years since its issuance, the recommendations have not come
to fruition.
13a
Most recently, although the Report of the Governor's
Commission Report on Quality and Integrated Education, issued in
December 1990, made many recommendations, (pp. 12-31), there has
been virtually no agency or legislative response to these in the
seven months since their issuance. Indeed, the legislature has
flagrantly ignored some of the recommendations, including one to
"increase funding to $2 million’ for interdistrict grants? and
one to expand the Summer School Grant Program. 3 Report, pp. 15,
There have been no regional efforts as described on page 12 nor
has there been establishment of any Interdistrict Transfers Grant
program as recommended on page 14. The State has failed to fund
any significant expansion of Project Concern and has failed to
fund any efforts to “reverse” the program in order for suburban
students to attend school in Hartford. See Affidavit of John
Allison, Executive Director of Capitol Region Education Council,
attached hereto as Exhibit A, 94, p. 2. Only a few interdistrict
programs funded by the state even apply to Hartford and all were
funded at a level less than requested. Id. Other grant
applications to address the racial and economic isolation, such
as the Saturday Academy, Center for Regional Educational Policy
and Action, Program to Advance Quality Integrated Education and
2 The legislative response fell approximately $500,000 short of
this recommendation. See Affidavit of John Allison, €8.
3 The legislature failed to allocate any monies for this
program. See Affidavit of John Allison, 418.
Performance-Based Consequence-Driven Schools all went unfunded.
Id. Recommendations to “provide, through the appropriate health
department staff, preventive health-care programs at all schools
where there is a significant percentage of low-income students;”
and to “provide at least one year of preschool for all at-risk
students,” Report, p. 20, have fallen on deaf ears.
IV. THE ITEMS LISTED IN FACT 3 ARE INSUFFICIENT TO MEET THE
DEFENDANTS’ BURDEN TO PROVIDE AN EQUAL EDUCATIONAL
OPPORTUNITY FOR ALL STUDENTS.
Lastly, defendants claim that plaintiffs do not dispute the
fact that “the General Assembly has adopted and the defendants
have implemented legislation designed to address the conditions
about which the plaintiffs complain.” Plaintiffs make no such
concessions.
In light of the admitted fact that the Hartford public
schools are about 90% minority and that the surrounding public
schools, except for Bloomfield and Windsor, average about 90%
non-minority (see defendants’ answer to 133 of the Complaint),
the defendants’ 29-page list of “facts” supports plaintiffs’
position that the defendants have made a wholly inadequate
attempt to address a monumental violation of constitutional
rights. The list on its face provides no basis to enter a
summary judgment.
A. Not A Funding Case
The defendants repeatedly forget that this is not a
funding case. The fact that the state may have directed and
continues to direct extra dollars into the Hartford system may
have been a plausible defense if this case was a repeat of Horton
v., Meslkill. But the funding formula for urban schools is not
what 1s directly at issue here. It is the racial, ethnic and
economic segregation which has caused the unequal educational
opportunities that are at the heart of plaintiffs’ case. Even if
some of the statements are material on finance issues, they fail
to address all of the material issues. The statements, for
example, do not address the detrimental effects of the racial and
socioeconomic segregation in the schools of the Hartford area.
See Affidavit of Hernan LaFontaine, former Superintendent of
Schools, Hartford, attached hereto as Exhibit B.
Moreover, the defendants’ evidence is silent on the
issue of causation, for even if every factual statement made by
the defendants is true, there remains a factual question about
what results have been or will be accomplished.
in Lomangino v. LaChance Farms, Inc., 17 Conn. App. 436,
553 A.2d 197 (1989), the court reversed a summary judgment for
the defendant because the defendant did not eliminate factual
questions concerning the issue of proximate cause. Quoting four
Supreme Court cases, the Appellate Court noted that “proximate
cause is ordinarily a question. of fact.” 17 Conn. App. at 440.
Finally, as presented below, an analysis of these
“facts” demonstrates that there is no conceivable basis for
summary judgment.
B. Failure to Address Hartford's Special Needs
The present financial commitment by the State to
Hartford has no significant impact on the educational advantages
that the children in the Hartford system enjoy. While it is true
that Hartford receives a larger share of funding as compared to
its suburban counterparts, Hartford's students start school with
a number of burdens unlike those of any surrounding community.
For instance, Hartford does receive substantial funds in special
education, but no school system in the surrounding towns has a
school population with such numbers of special education
students. Similarly, while the State funds Hartford's bilingual
programs, there is only one other system in the region that has
had a sufficient number of limited English proficient students to
warrant state funding for bilingual education. See Affidavit of
Catherine Kennelly, Director of Financial Management, Hartford
Public Schools, attached hereto as Exhibit C.
A careful analysis of Defendants’ Exhibit 4 provides
further evidence as to the ways in which this Exhibit either is
misleading or grossly overstates the impact on the Hartford
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school system. ee Affidavit of Catherine Kennelly, attached
hereto. For instance, while there appears to be a slight
increase in the amount of money the state has given to Hartford
pursuant. to the Priority School District Grant and Drop-ocut
Prevention Grant, these figures on their face do not take into
account inflation as well as contracted salary increases. As a
result, there is actually a net decrease in terms of staff
avallability. Id. at p. 2. As to the amount of state aid as 2
percentage of the overall budget, “there was a 3.24 percentage
point increase in Hartford while a 2.76 percentage point increase
in the suburbs. Therefore, the relative level of state funding
has remained approximately equal, even though Hartford's system
has grown substantially and at a much faster rate than the
suburban communities.” Id. at p.s2. As to the EERA funding,
some suburban communities received larger increases than Hartford
on a percentage basis. Id. at p. 3.
Furthermore, plaintiffs will present evidence that the
educational resources currently provided through the combined
efforts of the State are insufficient to meet the needs of
Hartford schoolchildren and unequal as compared with educational
resources available to students in suburban towns. As set out in
the attached affidavits of Hernan LaFontaine and Catherine
Kennelly, the high concentration of poor and at-risk students in
the Hartford district creates additional demands on the Hartford
system. These demands are not met by current funding and, in
attempting to address these demands, educational resources are
diverted from regular education. More importantly, as set out in
Mr. LaFontaine'’s affidavit, and to be further discussed by
plaintiffs’ other expert witnesses, while increased targeting of
financial resources in the future would help to remedy part of
the educational harm alleged by plaintiffs, there would still
remain serious harms. Even 1f the programs set out in the
defendants’ brief were funded at an adequate level, they would
only address part of the problem.
C. Benefit To Places Other Than Hartford
The State's efforts in other regions of Connecticut that
are the beneficiaries of many of the interdistrict desegregation
grants are irrelevant for the purposes of this lawsuit. The
plaintiffs challenge Hartford's racial, ethnic and economic
isolation, and the fact that the state may be funding an
interdistrict cooperative program in Fairfield, New Haven, or
Middlesex Counties is immaterial. See Affidavit of John Allison,
attached hereto as Exhibit A, €5. (Only seven of the thirty-four
interdistrict programs listed by defendants apply to Hartford
school system.)
D. Failure To Address Racial Segregation.
Legislative efforts to address the specific problem of
racial isolation by the Connecticut legislature have been dismal
at best. It took the legislature over ten years to pass racial
imbalance regulations at a time when it was too little, too late.
The interdistrict programs that have been funded, such as Project
Concern, are minimal in comparison with the need, and touch only
a small fraction of students within the Hartford system. See
Affidavit of John Allison, attached hereto as Exhibit A. See
also Governor's Commission Report, p. 15 (“Because of limited
funding, however, only 27 programs [statewide] were awarded
grants, and they received only 63 percent of the amount
requested. State funding limits forced cutbacks in many of these
programs, some of which were in their third year of funding and
had student waiting lists.”) Several of those that have been
started within the past few years, such as the Hartford/West
Hartford Montessori program and the Friday Academy have been
discontinued or have seen their funding cut or eliminated. See
Affidavit of John Allison, attached hereto as Exhibit A.
In addition, focusing only on the past ten years, many
bills have been unsuccessfully introduced in the legislature to
address the problem. (See attached Exhibit D.) They have ranged
from SB-235 "An Act Concerning Funding for Local Desegregation
Efforts” (1991), to HB-5448 “An Act Concerning Racial Segregation
in Public Schools” (1989), to HB-5378 “An Act Concerning Funding
for Local Desegregation Efforts (1988), to HB-5755 "An Act
Concerning Interdistrict Cooperative Efforts to Remedy Racial
Imbalance” (1981). All have died either in Committee or on the
floor.
The State's position, as a factual (and legal) matter,
that the legislature has taken appropriate legislative steps
flies in the face of these failed efforts.
V. THE DEFENDANTS’ ARGUMENT ON NON-JUSTICIABILITY IS NOT
SUPPORTED BY JUDICIAL AUTHORITY
Although the defendants present a lengthy catalog of state
programs, the thrust of their brief seems to be the question of
justiciability. What the defendants are really saying is that
the unconstitutional school situation in the Hartford area
presents a difficult societal problem and the courts should stay
out of it.
The problem with this philosophy is the lack of judicial
authority to support it. Rather the courts have a special power
and obligation to see that all children in the state receive an
equal opportunity to a free public education.
This Court has already discussed the subject af
justiciabllity in its 1990 ruling. At page 8, this Court stated:
The fact that the legislative branch is given plenary
authority over a particular governmental function does
not insulate it from judicial review to determine
whether it has chosen "a constitutionally permissible
means of implementing that power.” Immigration &
Naturalization Service v. Chadha, 462 U.S. 919, 940-41
(1383). “"[Tlhe legality of claims and conduct is a
traditional subject for judicial determination”, and
such adjudication may not be avoided on the ground of
nonjusticiability unless the particular function has
been assigned "wholly and indivisibly” to another
department of government. Baker yv, Carr, 369 U.S. at
245-46 (Douglas, J. concurring).
In light of Horton I and III, the defendants cannot possibly
claim that guaranteeing an equal opportunity to a free public
education has been assigned ‘wholly and indivisibly to’ the
Legislature.
Article Eighth, §1, states that “the general assembly should
implement this principle [free public schools] by appropriate
legislation.” The word "appropriate” signifies that legislative
discretion must be properly exercised; the qualifier plainly
contemplates judicial oversight of the appropriateness of
legislative action. This reading is fully supported, once again,
by Horton I. There, the Connecticut Supreme Court employs this
precise constitutional phrase as a basis for striking down
Connecticut's former system of school finance:
[Tlhe...legislation enacted by the General Assembly to
discharge the state's constitutional duty to educate
its children...without regards to the disparity in the
financial ability of the ‘towns to finance an
educational program and with no significant equalizing
state ‘support, "is not “'aporopriate legislation’
(Article Eighth, §1) to implement the requirement that
the state provide a substantially equal educational
opportunity to its youth in its free public elementary
and secondary schools.
172 Conn. at 649 (emphasis added). Under no coherent theory of
justiciability could the courts of Connecticut have jurisdiction
to review the General Assembly's judgments on school finance, yet
be disempowered as a matter of djurisdiction from reviewing the
legislature’s Article Eighth, $1, duties on another ground.
Either §1 vests exclusive, unreviewable authority in the
legislature, or it does not. As Horton I demonstrates, the
Supreme Court has already authoritatively answered that question.
In one respect the present case ‘is a stronger one for
justicliability than Horton. While Horton relies on the
construction of Article Pirst, $§1 and 20,-and Article Eighth,
§1, the present case, in addition to the same reliance, relies
independently on the history and language of Article First, §20.
The Supreme Court recently stated:
We have also, however, determined in some instances
that the protections afforded to the citizens of this
state by our own constitution go beyond those provided
by the federal constitution, as that document has been
interpreted by the United States Supreme Court.
State v., Marsala, 216 Conn. 150, 160, 579 A.2d 58 (1990). Accord
Horton I, at 641-42: State v., Barton, 219 Conn. 529, 54s,
A.2d (1991). Indeed, in talking about “the full panoply of
rights” that Connecticut citizens "have come to expect as their
due,” Barton cites Horton I.
Article First, §20 states that “no person shall be denied
the equal protection of the law nor be subjected to segregation
or discrimination in the exercise of his civil or political
rights because of...race....”
"It cannot be presumed that any clause in the Constitution
is intended toc be without effect;....” Marburv wv. Madison, 1
Cranch:138, 174. (1803), "Unless there is some clear reason for
not doing so, effect must be given to every part of and each word
in the constitution.” Stare v. Lamme, 216 Conn. 172, 177,579
A.2d 484 (1990).
In Lamme, the Supreme Court examined the text and history of
Article First, §8, to determine if more rights should be given to
Connecticut citizens than under the United States Constitution.
If we analyze the text of Article First, §20 carefully, we see
that segregation and discrimination are treated as in addition to
equal protection of the law, and that segregation is treated as
in addition to discrimination.
The plaintiffs claim that the right to a minimally adequate
education is one of their civil rights. This includes the right
to.-be free from a segregated school system. As Brown v. Board of
Education itself stated 35 years ago, separate schools are
inherently unequal. 347 U.S. 483, 495 (1954). Article First,
§20, was added to the Connecticut Constitution in 1965. In 1965,
the framers knew about Brown and knew about prohibited
discrimination, but they also prohibited segregation.
The term “segregation” in §20 was specifically debated at
the 1965 Constitutional Convention. Not only was it debated, but
the word was actually deleted in Committee, and reinserted on the
floor of the Convention after debate on its reinclusion. See
"Journal of the Constitutional Convention” at 174. See also pp.
691-632 ("We have spent a lot of time on this particular
provision... .”).
The debate demonstrates that the purpose of including the
term “segregation” was “so that it [§20] would not be interpreted
as an exclusion or limit rights” (p. 691) and to provide as broad
and as expansive rights to equal protection as possible. See
remarks of Mrs. Woodhouse (p. 691)(Constitution should
“unequivocally oppose the philosophy and the practice of
segregation’), Mr. PEddy (p. 691), Mr. Kennelly (p. 63%2)(egqual
protection clause "all inclusive” and “the very strongest human
rights principle that this convention can put forth to the people
of Comnecticut’y, and Mrs. Griswold (p. 693). In his closing
remarks, former Chief Justice Baldwin described §20 as “something
entirely new in. Connecticut’ -(p. 1192). The debate also
expressly acknowledges that the new section, including the
prohibition against “segregation”, would apply to “rights of
freedom in education.” (Page 694).
The term “segregation” was commonly used in 1965, as it o
today, to describe the actual separation of racial groups,
without regard to cause. Thus, in the influential Coleman Report
in 1966, segregation is described as a demographic phenomenon:
The great majority of American children attend schools
that are largely segregated -- that is, where almost
all of their fellow students are of the same racial
background as they are.
James Coleman et l., Equality of Educational Opportunitv at 3.
Furthermore, at the time the Connecticut Constitution was
adopted, the United States Supreme Court had not yet incorporated
an intent requirement into the Equal Protection Clause and the
lower courts were divided as to whether municipalities could be
held liable for purely de facto school segregation. Against this
background, if the framers had sought to limit the meaning of the
term segregation to “intentional” or “de jure” actions, they
certainly would have done so explicitly. Section 20 is an
appropriate and independent basis for the plaintiffs’ claims.
The only case the defendants seriously rely on for their
justiciability argument is Pellegrino v. O'Neill, 193 Conn. 670,
480 A.2d 476 (11984). As this Court noted, Pellegrino is a
plurality opinion, with a strong dissent by the current chief
justice.
Pellegrino involves a claim under Article First, §10, that
civil trials were being unconstitutionally delayed by the failure
of the Legislature to provide a sufficient number of judges to
handle the backlog of cases. The plurality in Pellegrino were
understandably reluctant to “augment their numbers by writs of
mandamus,” 193 Conn. at 678, because to do so, they reasoned,
would be “to enhance [their] own constitutional authority by
trespassing upon an area clearly reserved as the prerogative of a
coordinate branch of government.” Sd. No similar danger of
institutional self-aggrandizement exists in this case.
Furthermore, Horton I was reaffirmed after Pellegrino in Horton
III, which does not even mention Pellegrino. Pellegrino is
inapplicable to plaintiffs’ right to an equal opportunity for a
free public education.
Chief Justice Peters, the author of Horton III in 1985,
stated one year later:
Third, courts must respond to. changes in our moral
environment, to greater sensitivity to the rights of
minorities and women and children and the aged and the
handicapped and students and teachers -- the list,
thank goodness, keeps growing.... That litigation
increasingly turns to .state law, and state
constitutions, as federal courts retreat from the
commitments of the Warren Supreme Court.
Not all litigation, however, permits deference or
allows invocation of the passive virtues. In the face
of uncertainty, courts must resolve some questions,
regrettably, because courts are not the best, but the
only available decision-makers.... When litigants have
exhausted other channels, however, when the political
process is unresponsive, and when other situations in
society have, in effect, thrown in the sponge, it is
courts that must respond to our society's self-
fulfilling prophecy that for every problem, there ought
to be a law.
Peters, “Coping with Uncertainty in the Law,” 19 Conn.L.Rev. i
3,:..6+:{1986). See also Peters, “Common Law Antecedents of
Constitutional Law in Connecticut,” 53 Albany L.Rev. 259 (1989).
We are told that "the Court stands at the crossroads in this
case.” (Defendants’ br. p. 5). What the defendants see is just
a mirage. The crossroads still lie ahead -- at the end of a
trial on the merits. The motion for summary judgment should be
denied.
Li ftusz—
Lr Horton
iL A. Knox
Moller, Horton, & Fineberg
90 Gillett Street
Hartford, CT 06105
A : il Ra
Y ida 0 Dvn
Respectfully Submitted,
A mn Ell.
Martha Stone
Connecticut Civil Liberties
Union Foundation
32 Grand Street
Ron Ellis
Julius L. Chambers
Marianne Engelman Lado
NAACP Legal Defense &
Educational Fund, Inc.
99 Hudson Street
New York, NY 10013
Chit Totals
iversity of Connecticut
School of Law
65 Elizabeth Street
Hartford, CT 06105
Le. teva).
Helen Hershkoff
John A. Powell
Adam Cohen
American Civil Liberties
Union Foundation
132 West 43rd Street
New York, NY 10036
Philip D. Tegeler
Connecticut Civil Liberties
Union Foundation
32 Grand Street
Hartford, CT 06106
Wille dd (oligo,
Wilfred Rodriguez U ~~
Hispanic Advocacy Project
Neighborhood Legal Services
1229 Albany Avenue
Hartford, C7 06112
inn Kcr,
Jerny Rivera
Ruben Franco
Puerto Rican Legal Defense
and Education Fund
99 Hudson Street
New York, NY 10013
CERTIFICATE OF SFRVICE
This is to certify that one copy of the foregoing has been
mailed postage prepaid to John R. Whelan and Diane W. Whitney,
Assistant Attorney Generals, MacKenzie Hall, 110 Sherman Street, Bartford, CT 06105 this 20Dyay of September, 1991
[tee MY
Wesley W. GE ioe