Avent v. North Carolina Petition for a Writ of Certiorari to the Supreme Court of North Carolina
Public Court Documents
January 1, 1961
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Brief Collection, LDF Court Filings. Avent v. North Carolina Petition for a Writ of Certiorari to the Supreme Court of North Carolina, 1961. 9f44fc78-ba9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/b7170611-54a2-4eb9-9ea7-988a32f63a98/avent-v-north-carolina-petition-for-a-writ-of-certiorari-to-the-supreme-court-of-north-carolina. Accessed November 18, 2025.
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I n THE
Supreme (Emtrt of thi> Muttpii States
October Term, 1960
No. 943
J ohn T homas Avent, Oat,t,is Napolis Brown, Shirley Mae
Brown, F rank McGill Coleman, J oan H arris Nelson,
Donovan P hillips, and Lacy Carrole Streeter,
Petitioners,
—v.—
State oe North Carolina.
PETITION FOR A WRIT OF CERTIORARI TO THE
SUPREME COURT OF NORTH CAROLINA
Thurgood Marshall
J ack Greenberg
J ames M. Nabrit, I I I
10 Columbus Circle
New York 19, New York
; L. C. Berry, J r.
W illiam A. Marsh, J r.
F. B. McK issick
C. 0. P earson
W. G. P earson
M. H ugh T hompson
Durham, North Carolina
Attorneys for Petitioners
E lwood H. Chisolm
W illiam jl. Coleman, J r.
L ouis H. P ollak
Charles A. Reich
Spottswood W. R obinson, III
Of Counsel
I N D E X
PAGE
Citations to Opinions Below........................................... 1
Jurisdiction ......,............................................................. 1
Questions Presented ..................................................... 2
Statutory and Constitutional Provisions Involved .... 3
Statement ............................................................... 3
How the Federal Questions Were Raised and Decided 6
Reasons for Oran ting the Writ ..................................... 11
I—The State of North Carolina has enforced racial
discrimination contrary to the equal protection
and due process clauses of the Fourteenth
Amendment to the Constitution of the United
S tates................................................. ................. 12
II—The criminal statute applied to convict peti
tioners gave no fair and effective warning that
their actions were prohibited; petitioners’ con
duct violated no standard required by the plain
language of the law; thereby their conviction
offends the due process clause of the Four
teenth Amendment and conflicts with principles
announced by this Court................................... 20
III—The decision below conflicts with decisions of
this Court securing the Fourteenth Amend
ment right to freedom of expression ............ . 28
Conclusion............................................................................... - 30
Appendix la
11
PAGE
T able of Cases
Baldwin v. Morgan, ----- F. 2d ----- (5th Cir. No.
18280, decided Feb. 17, 1961) ................................... 13
Barrows v. Jackson, 346 U. S. 249 ................................ 13
Bob-Lo Excursion Co. v. Michigan, 333 U. S. 28 ...... 18
Bolling v. Sharpe, 347 U. S. 497 .................................... 13
Boman v. Birmingham Transit Co., 280 F. 2d 531----- 13
Breard v. Alexandria, 341 TJ. S. 622 ............................ 28
Brown v. Board of Education, 347 U. S. 483 .............. 13
Buchanan v. Warley, 245 U. S. 6 0 ............................ 13,18
Burstyn v. Wilson, 343 U. S. 495 .............................. - 29
Burton y. Wilmington Parking Authority, 29 U. S. L.
Week 4317 (April 17, 1961) ........................ 14,16,18,19
Chaplinsky v. New Hampshire, 315 U. S. 568 .............. 26
Civil Rights Cases, 109 TJ. S. 3 ................................... 14,18
Cooper v. Aaron, 358 TJ. S. 1 .............................. -....... - 13
District of Columbia v. John R. Thompson Co., 346
TJ. S. 100....................................................................18, 22
Freeman v. Retail Clerks Union, Washington Superior
Court, 45 Lab. Rel. Ref. Man. 2334 (1959) .............. 29
Gayle v. Browder, 352 U. S. 903 ....................... ............ 13
Gibson v. Mississippi, 162 U. S. 565 .........................14,19
Herndon v. Lowry, 301 U. S. 242 .................... ........... 24, 26
Lanzetta v. New Jersey, 306 U. S. 451 ..................22, 24, 25
Lochner v. New York, 198 U. S. 45 ................ ..... .......... 18
•
McBoyle v. United States, 283 U. S. 25 .....................23, 25
Marsh v. Alabama, 326 U. S. 501 ................................15,18
Ill
PAGE
Martin v. Strutters, 319 U. S. 141 ................................ 29
Maryland v. Williams, 44 Lab. Eel. Eef, Man. 2357
(1959) ............................... ......................... .............. . 28
Monroe v. Pape,----- U. S .------, 5 L. ed. 2d 492 (1961) 13
Munn v. Illinois, 94 IT. S. 113....................................... 18
N. A. A. C. P. v. Alabama, 357 U. S. 449 .....................13, 29
N. L. R. B. v. American Pearl Button Co., 149 F. 2d
258 (8th Cir. 1945) ................ ..................................... 27
N. L. R. B. v. Fansteel Metal Corp., 306 U. S. 240 ___ 27
Pennsylvania Coal Co. v. Mahon, 260 IT. S. 393 .......... 18
People v. Barisi, 193 Misc. 934, 86 N. Y. S. 2d 277 (1948) 28
Pierce v. United States, 314 U. S. 306 ......................... 22
Railway Mail Ass’n v. Corsi, 326 U. S. 88 ................. 18
Republic Aviation Corp. v. National Labor Relations
Board, 324 U. S. 793 .................................................. 27
Schenck v. United States, 249 U. S. 47 ......................... 29
Screws v. United States, 325 U. S. 911...................... . 13
Shelley v. Kraemer, 334 U. S. 1 ................ ........... .... ...13,15
State v. Clyburn, 247 N. C. 455, 101 S. E. 2d 295
(1958) ..........._...........................................................20,21
Strauder v. West Virginia, 100 U. S. 303 ......... ........... 14
Stromberg v. California, 283 U. S. 359 ...................... . 29
Thompson v. City of Louisville, 362 U. S. 199 .......... 22
Thornhill v. Alabama, 310 U. S. 88 ............... ............ 29
United States v. Cardiff, 344 U. S. 174......................... 23
United States v. L. Cohen Grocery Co., 255 U. S. 81 .... 24
United States v. Weitzel, 246 U. S. 533 .................. ...23, 24
United States v. Willow River Power Co., 324 U. S. 499 18
United States v. Wiltberger, 18 U. S. (5 Wheat.) 76 .... 23
United Steelworkers v. N. L. R. B., 243 F. 2d 593 (D. C.
Cir. 1956) 27
IV
PAGE
Valle v. Stengel, 176 F. 2d 697 (3rd Cir. 1949) .......... 13
Western Turf Asso. v. Greenberg, 204 U. S. 359 ...... 18
S t a t u t e s
Code of Ala., Tit. 14, §426 .............................................. 25
Compiled Laws of Alaska Ann. 1958, Cum. Supp. Vol.
Ill, §65-5-112 .............................................................. 25
Arkansas Code, §71-1803 ........................... -.................. 25
Connecticut Gen. Stat. (1958 Rev.) §53-103 ........ -........ 25
D. C. Code §22-3102 (Supp. VII, 1956) ....................... 25
Florida Code, §821.01 .................................................... 25
Hawaii Rev. Code, §312-1.............................................. 25
Illinois Code, §38-565 ..................................................... 25
Indiana Code, §10-4506 .................................................. 25
Mass. Code Ann. C. 266, §120....................................... 25
Michigan Statutes Ann. 1954, Vol. 25, §28.820(1) ....... 25.
Minnesota Statutes Ann. 1947, Vol. 40, §621.57 .......... 25
Mississippi Code, §2411 ................................................ 25
Nevada Code, §207.200 ...... 25
N. C. Gen. Stat. §14-126.................................................. 21
N. C. Gen. Stat. §14-134 ....................................3,6,7,8,21
Oregon Code, §164.460 .................................................. 25
Ohio Code, §2909.21 ....... 25
V
PAGE
Code of Virginia, 1950, §18.1-173 ............-......... -.......- 25
Wyoming Code, §6-226 .................................... -.......... - 25
28 U. S. C. §1257(3) ........ .......... .............. ............. -..... 2
O t h e r A u t h o r it ie s
Ballantine, “Law Dictionary” (2d Ed. 1948) 436 ...... 26
“Black’s Law Dictionary” (4th Ed. 1951) 625 .......... 26
Pollitt, “Dime Store Demonstrations: Events and
Legal Problems of the First Sixty Days,” 1960 Duke
Law Journal 315...... ....................................... -......—- 20
5 Powell on Real Property 493 (1956) ..................... 18
I n t h e
Supreme (Hum*! of tlu' llnttrii States
October Term, 1960
No............
J o h n T h o m a s A v e n t , Ca llis N apolis B r o w n , S h ir l e y M ae
B r o w n , F r a n k M cG il l C o lem a n , J oan H arris N e l so n ,
D onovan P h il l ip s , a n d L acy C arrole S t r eeter ,
Petitioners,
—v.—
S tate of N orth C arolina .
PETITION FOR A WRIT OF CERTIORARI TO THE
SUPREME COURT OF NORTH CAROLINA
Petitioners pray that a writ of certiorari issue to review
the judgment of the Supreme Court of North Carolina
entered in the above-entitled cause on January 20, 1961.
Citations to Opinions Below
The opinion of the Supreme Court of North Carolina is
reported at 118 S. E. 2d 47 and is set forth in the appendix
attached hereto, infra, p. la.
Jurisdiction
The judgment of the Supreme Court of North Carolina
was entered January 20, 1961 (Clerk’s certificate attached
hereto, infra, App., p. 22a).1 On April 4, 1961, time for
1 The Clerk’s certificate recites that final judgment was entered
on January 20, 1961. The record, however, contains no actual form
2
filing a petition for writ of certiorari was extended by the
Chief Justice to and including May 4, 1961. Jurisdiction
of this Court is invoked pursuant to 28 U. S. C. §1257(3),
petitioners having asserted below and claiming here, denial
of rights, privileges and immunities secured by the Four
teenth Amendment to the Constitution of the United States.
Q uestions P resented
1. Whether the due process and equal protection clauses
of the Fourteenth Amendment suffer the state to use its
executive and judiciary to enforce racial discrimination in
a business that has for profit opened its property' to the
general public while using the state criminal trespass stat
ute to enforce racial discrimination within the same prop
erty.
2. Whether, where the criminal statute applied to con
vict petitioners gave no fair and effective warning that
their actions were prohibited, and their conduct violated no
standard required by the plain language of the law, the
conviction offends the due process clause of the Fourteenth
Amendment.
3. Whether the decision below conflicts with decisions
of this Court securing the Fourteenth Amendment right
to liberty of expression.
of judgment. Upon inquiry to the Clerk, he informed counsel for
petitioners that the judgment is a paper prepared by the Clerk.
Because stay of execution was obtained before he prepared this
paper, he did not actually complete it and place it in the record.
3
Statutory and C onstitutional
P rovisions Involved
1. This ease involves Section 1 of the Fourteenth Amend
ment to the Constitution of the United States.
2. This case also involves North Carolina General Stat
utes, §14-134:
Trespass on land after being forbidden. “If any
person after being forbidden to do so, shall go or enter
upon the lands of another, without a license therefor,
he shall be guilty of a misdemeanor, and on conviction,
shall be fined not exceeding fifty dollars or imprisoned
not more than thirty days.”
Statement
This is one of 2 cases filed here today (the other is State
v. Fox, No. 442, Supreme Court of North Carolina, Fall
Term, 1960 reported at 118 S. E. 2d 58) involving whether
a state may use its criminal trespass statute to enforce
racial segregation according to the customs of the com
munity in one portion of a commercial establishment other
wise open to the public without segregation. The issues
are similar to those presented by Garner, Briscoe and
Boston v. State of Louisiana, Nos. 617, 618 and 619, re
spectively, certiorari granted March 20, 1961, in which a
state employed a statute forbidding disturbing the peace
for this purpose.
May 6, 1960, petitioners, five Negro students from North
Carolina College, Durham, North Carolina (R. 35, 40, 44-
45, 48, 49) and two white students from Duke University,
Durham (R. 42, 47) were customers of Ivress’s Department
Store, Durham. The store, in a five story building (R. 20)
4
has approximately fifty counters (including a “stand-up”
lunch counter) which serve Negroes and whites without
racial distinction (R. 22). No sign at the store’s entrance
barred or conditioned Negro patronage (R. 22). Petitioners
made various purchases (R. 36, 40, 43, 47, 48, 49), as some
of them had in the past as regular customers (R. 36, 41,
43, 45, 48), and in time went to the basement lunch counter.
Here a sign stated “Invited Guests and Employees Only”
(R. 21, 23). No writing further elucidated this sign’s mean
ing, but the manager testified that although no invitations
as such were sent out, white persons automatically were
considered guests; Negroes and whites accompanied by
Negroes were not (R. 22-23). The counter was bordered by
an iron railing (R. 21) and petitioners entered through the
normal passageway (R. 38).
Some of the petitioners had requested and had been
denied service on previous occasions at this counter (R.
38). However, they “continued to try” and at this time
again “went there for service” (R. 38). They expected to
be served at the basement lunch counter because they had
been served upstairs (R. 50). They had not been arrested
previously for trespassing and were not arrested for tres
passing upon entering the store through its main doors.
Nor did they expect to be arrested for trespassing on this
occasion (R. 38, 44, 50).
Petitioners were participants in an informal student or
ganization which opposed racial segregation (R. 40), and
felt they had a right to service at Kress’s basement lunch
counter after having been customers in other departments
(R. 40, 42, 50; and see R. 46 (objection to question sus
tained)). Some had picketed the store to protest its policy
of welcoming Negroes’ business while refusing them lunch
counter service (R. 37, 42, 50).
5
The manager again declined to serve them. He stated
that if Negroes wanted service they might obtain it at the
back of the store (R. 24), or at a stand-up counter upstairs
(R. 22), and asked them to leave (E. 21).
“It is the policy of our store to wait on customers depen
dent upon the custom of the community” (E. 22), he testi
fied. “It is not the custom of the community to serve
Negroes in the basement luncheonette, and that is why
we put up the signs ‘Invited G-uests and Employees Only’ ”
(R. 23).
When petitioners remained seated awaiting service, the
manager called the police to enforce his demand (E. 21).
An officer promptly arrived and asked petitioners to leave
(R. 21). Upon refusal the officer arrested them for tres
passing (E. 21, 4). Petitioners wTere indicted in the Su
perior Court of Durham County, the indictments stating
that each petitioner
“with force and arms, . .. . did unlawfully, willfully
and intentionally after being forbidden to do so, enter
upon the land and tenement of S. H. Kress and Co.
store . . . said S. H. Kress and Co., owner, being then
and there in actual and peaceable possession of said
premises, under the control of its manager and agent,
W. K. Boger, who had, as agent and manager, the
authority to exercise his control over said premises,
and said defendant after being ordered by said W. K.
Boger, agent and manager of said owner, S. II. Kress
and Co., to leave that part of the said store reserved
for employees and invited guests, willfully and unlaw
fully refused to do so knowing or having reason to
know that . . . [petitioner] had no license therefor,
against the form of the statute in such case made and
provided and against the peace and dignity of the
state.” (R. 2, 3, 4, 5, 6,7,8.)
6
Each indictment identified each petitioner as “CM”
(colored male) (R. 3, 4, 7, 8), “WM” (white male) (R. 5),
“CF” (colored female) (R. 6), or “WF” (white female)
(R. 9). Defendants made motions to quash the indictment
(see infra, pp. 6-7), which raised defenses under the Four
teenth Amendment to the United States Constitution.
These wTere denied (R. 10-12).
Petitioners were tried June 30 and July 1, 1960 (R. 20).
They pleaded not guilty (R. 15) and were found guilty (R.
15). Various federal constitutional defenses (see infra,
pp. 7-9), were made throughout and at the close of the
trial, but were overruled. Petitioners Coleman, Phillips
and Callis Napolis Brown were sentenced to thirty days
imprisonment in the common jail of Durham County to
work under the supervision of the State Prison Depart
ment (R. 16, 17, 18). Petitioner Streeter was sentenced
similarly to twenty days (R. 19). Petitioner Avent was
sentenced to fifteen days in the Durham County jail (R.
15). Prayer for judgment was continued in the cases of
petitioners Shirley Mae Brown and Joan Harris Nelson
(R. 16-17).
Error was assigned, again raising and preserving fed
eral constitutional defenses (see, infra, pp. 9-11), and the
case was heard by the Supreme Court of North Carolina
which affirmed on January 20, 1961 (Clerk’s certificate fol
lowing court’s opinion).
H ow the F ederal Q uestions
W ere Raised and D ecided
Prior to trial petitioners filed motions to quash the in
dictment.
The Negro petitioners alleged that G. S. 14-134 was un
constitutionally applied to them in that while using facili-
7
ties of S. H. Kress and Company, which was licensed by
the City and County of Durham to carry on business open
to the general public, they were charged with trespass on
account of race and color contrary to the equal protection
and due process clauses of the Fourteenth Amendment;
that G. S. 14-134 denied due process of law secured by the
Fourteenth Amendment in that it was unconstitutionally
vague; that G. S. 14-134 was unconstitutional under the due
process and equal protection clauses of the Fourteenth
Amendment because the arrest was made, to aid S, H.
Kress and Company, which was open to the public, in en
forcing its whims and caprices against serving members
of the Negro race on the same basis as members of other
races, all of whom had been invited to use said establish
ment; that the defendants who were on the premises of
S. H. Kress and Company pursuant to an invitation to the
general public, were denied the use of said establishment
solely because of race and color, and were arrested for at
tempting to exercise the right of invitees to equal treatment,
contrary to the due process and equal protection clauses
of the Fourteenth Amendment (R. 10-12).
The white petitioners made identical allegations except
that instead of stating that they were denied constitutional
rights because of race, they charged that they were indicted
because of association with the Negro petitioners (R. 12-
14).
The motions to quash were denied and exception was
taken thereto (R. 12,14).
Following the State’s evidence the Negro petitioners
made Motions for Dismissal as of Nonsuit (R. 26-35).
These alleged that petitioners entered S. H. Kress’s store
to shop and use its facilities; that they had purchased other
articles in the store; had been trading there for a long
time prior to arrest; had entered the store in orderly fash-
8
ion; and were arrested when they took seats and requested
service at the lunch counter. The motions prayed for non
suit pursuant to the Fourteenth Amendment in that en
forcement of G. S. 14-134 in these circumstances was state
action forbidden by the equal protection and due process
clauses of the Fourteenth Amendment; that defendants
were denied rights secured by the Civil Eights Act of 1866
which assures to all citizens the same right in every state
and county as is enjoyed by white citizens to purchase
personal property; that S. H. Kress and Company was
operating under a license of the City of Durham and,
therefore, petitioners’ arrest at the owner’s behest violated
the rights secured by the Fourteenth Amendment to the
Constitution of the United States; that G. S. 14-134 denied
due process of law secured by the Fourteenth Amendment
in that it was vague; that G. S. 14-134 denied due process
of law and the equal protection of the laws in that it was
applied to carry out the whims and caprices of the pro
prietor against members of the Negro race; and that peti
tioners were denied rights secured by the due process and
equal protection clauses of the Fourteenth Amendment by
being arrested for attempting to exercise rights to equal
treatment as invitees of S. H. Kress and Company. These
motions were denied and exception was taken thereto (E.
30).
Similar motions filed on behalf of the white petitioners
alleged that they had been denied these rights because of
association with Negroes (E. 30-33). These motions were
denied and exception was taken thereto (E. 33).
Additional Motions for Dismissal as of Nonsuit alleged
that S. H. Kress was performing an economic function in
vested with the public interest; that petitioners were peace
fully upon the premises; that there was no basis for the
charge other than an effort to exclude petitioners from
9
the store solely because of race; that petitioners were at
the same time excluded from equal service at the prepon
derant number of other eating establishments in the City
of Durham, and that the charge recited by the indictment
denied to petitioners due process of law and the equal
protection of the laws secured by the Fourteenth Amend
ment.
The motion also alleged that petitioners were at all times
upon an area essentially public; at no time were they defi
ant or in breach of the peace; that they were peacefully
exercising rights of assembly and speech to protest racial
segregation; that the prosecution was procured for the
purpose of preventing petitioners from speaking and other
wise peacefully protesting the refusal of the preponderant
number of stores open to the public in the City of Durham
to permit Negroes to enjoy certain facilities and that the
arrests were in aid of this policy all contrary to the due
process and equal protection clauses of the Fourteenth
Amendment.
These motions were denied and exceptions were taken
thereto (R. 34-35).
Following the close of petitioners’ case they renewed
their written motions to quash the indictments and for dis
missal as of nonsuit. This motion was denied and exception
was taken thereto (R. 51).
Assignments of Error were filed against the action of
the Court in overruling the Motion to Quash (Assignments
1 and 2, R. 70), in overruling the motion for judgment as
of nonsuit (Assignments 4, 5, 6 and 7, R. 71), and to the
action of the Court in overruling defendants’ motions to
quash the indictments and for dismissal as of nonsuit made
at the close of all the evidence (Assignment 10, R. 71).
10
The Supreme Court of North Carolina disposed ad
versely of these constitutional claims. It concluded its
opinion by stating:
“All of the assignments of error by the defendants
have been considered, and all are overruled. Defen
dants have not shown the violation of any of their
rights, or of the rights of any one of them, as guar
anteed by the 14th Amendment-to the Federal Con
stitution, and by Article I, §17, of the North Carolina
Constitution.” (App. p. 21a.)
In explication it held that:
“In the absence of a statute forbidding discrimina
tion based on race or color in restaurants, the rule is
well established that an operator of a privately owned
restaurant privately operated in a privately owned
building has the right to select the clientele he will
serve, and to make such selection based on color, race,
or White people in company with Negroes or vice
versa, if he so desires. He is not an innkeeper. This
is the common law.” (App. p. 7a.)
Moreover, the opinion held that:| ......
“ ‘The right of property is a fundamental, natural,
inherent, and inalienable right. It is not ex gratia from
the legislature, but ex debito from the Constitution.
In fact, it does not owe its origin to the Constitutions
which protect it, for it existed before them. It is some
times characterized judicially as a sacred right, the
protection of which is one of the most important ob
jects of government. The right of property is very
broad and embraces practically all incidents which
property may manifest. Within this right are included
11
the right to acquire, hold, enjoy, possess, use, man
age, . . . property.’ 11 Am. Jur., Constitutional Law,
§335.” (App. p. 11a.)
To the argument that the action taken belowr constitutes
state action contrary to the due process and equal protec
tion clauses of the Fourteenth Amendment, the Court held:
“Defendants misconceive the purpose of the judi
cial process here. It is to punish defendants for unlaw
fully and intentionally trespassing upon the lands of
S. H. Kress and Company, and for an unlawful entry
thereon, even though it enforces the clear legal right of
racial discrimination of the owner.” (Emphasis sup
plied.) (App. p. 12a.)
Moreover, no freedom of speech and assembly were de
nied, the Court held:
“No one questions the exercise of these rights by the
defendants, if exercised at a proper place and hour.
However, it is not an absolute right.” (App. p. 16a.)
R easons fo r Granting the W rit
This case involves substantial questions affecting im
portant constitutional rights, resolved by the court below
in conflict with principles expressed by this Court.
12
I.
T he State o f N orth Carolina has en forced racial d is
crim in ation contrary to the equal p rotection and due
process clauses o f the F ourteenth A m endm ent to the
C onstitution o f the U nited States.
Petitioners seek certiorari to the Supreme Court of North
Carolina, having unsuccessfully contended below that their
conviction constitutes state enforcement of racial discrimi
nation contrary to the equal protection and due process
clauses of the Fourteenth Amendment. In rejecting peti
tioners’ claim, the court below held that “ . . . the purpose
of the judicial process” was “ . . . to punish defendants
for unlawfully and intentionally trespassing upon the lands
of S. H. Kress and Company, and for an unlawful entry
thereon, even though it enforces the clear legal right of
racial discrimination of the owner” (App. p. 12a). An
swering the claim that this was state action prohibited by
the Fourteenth Amendment, the court below replied that
the right of property is “fundamental, natural, inherent
and inalienable,” being “not ex gratia from the legislature,
but ex debito from the Constitution” (App. p. 11a); that
the right could be characterized as “sacred” ; and that the
North Carolina trespass laws were “color blind,” their sole
purpose being to protect property from trespassers (Id.).
The Court held that the police and judicial action in arrest
ing and convicting petitioners “cannot fairly be said to be
state action enforcing racial segregation in violation of the
14th Amendment to the Federal Constitution” (App. p.
13a).
But from the officer’s orders to depart to the final judg
ment of the highest state court, this has been the state’s
cause. Judicial acts of state courts are “state action” un-
13
der the Fourteenth Amendment. Shelley v. Kraemer, 334
IT. S. I.2 Equally clear, the Amendment reaches conduct of
the police. Cf. Monroe v. Pape, ----- II. S. ----- , 5 L. ed.
2d 492 (1961); Screws v. United States, 325 IT. S. 91. See
also Baldwin v. Morgan,----- F. 2d------(5th Cir. No. 18280,
decided Feb. 17, 1961); Boman v. Birmingham Transit Co.,
280 F. 2d 531, 533, note 1 (5th Cir. 1960); Valle v. Stengel,
176 F. 2d 697 (3rd Cir. 1949), all of which condemn police
enforcement of racial segregation in public places.
State action which enforces racial discrimination and
segregation is condemned by the Fourteenth Amendment’s
equal protection clause. Buchanan v. Warley, 245 IT. S.
60; Brown v. Board of Education, 347 IT. S. 483; Shelley
v. Kraemer, supra; Gayle v. Browder, 352 U. S. 903. More
over, state inflicted racial discriminations, bearing* no ra
tional relation to a permissible governmental purpose,
offend the concept of due process. Bolling v. Sharpe, 347
U. S. 497; Cooper v. Aaron, 358 IT. S. 1.
For the state to infect the administration of its criminal
laws by using them to support lunch counter segregation
2 The subject of judicial action as “state action” is treated ex
haustively in Part II of Chief Justice Vinson’s opinion which
concludes:
“The short of the matter is that from the time of the adop
tion of the Fourteenth Amendment until the present, it has
been the consistent ruling of this Court that the action of the
States to which the Amendment has reference, includes action
of state courts and state judicial officials. Although in con
struing the terms of the Fourteenth Amendment, differences
have from time to time been expressed as to whether particular
types of state action may be said to offend the Amendment’s
prohibitory provisions, it has never been suggested that state
court action is immunized from the operation of those pro
visions simply because the act is that of the judicial branch
of the state government.” (Id. at 18.)
In addition to the many cases cited in Shelley, supra, at 14-18,
see also: Barrows v. Jackson, 346 U. S. 249; N.A.A.C.P. v. Alabama,
357 U. S. 449, 463.
14
as an aspect of the “customs” of a segregated society,
offends the salutary principle that criminal justice must
be administered “without reference to consideration based
upon race.” Gibson v. Mississippi, 162 U. S. 565, 591.
Indeed, when the Supreme Court of North Carolina held
that the state judicial process “enforces the clear, legal
right of racial discrimination of the owner” (App. p. 12a),
it “construed this legislative enactment as authorizing dis
criminatory classification based exclusively on color.” Cf.
Mr. Justice Stewart, concurring in Burton v. Wilmington
Parking Authority, 29 U. S. Law Wk. 4317, 4320. And, as
Mr. Justice Frankfurter wrote, dissenting in the Burton
case, “for a State to place its authority behind discrimina
tory treatment based solely on color is indubitably a denial
by a State of the equal protection of the laws, in violation
of the Fourteenth Amendment.” (Ibid.)
The Fourteenth Amendment from the beginning has
reached and prohibited all racial discrimination save that
“unsupported by State authority in the shape of laws, cus
toms, or judicial or executive proceedings,” and that which
is “not sanctioned in some way by the State,” Civil
Bights Cases, 109 U. S. 3, 17. “State action of every kind
. . . which denies . . . the equal protection of the laws”
is prohibited by the Amendment. Id. at 11; cf. Burton v.
Wilmington Parking Authority, supra. The Fourteenth
Amendment was “primarily designed” to protect Negroes
against racial discrimination. Strauder v. West Virginia,
100 U. ,S. 303, 307. “The words of the Amendment, it is
true, are prohibitory, but they contain a necessary implica
tion of a positive immunity, or right, most valuable to the
colored race—the right to exemption from . . . legal dis
criminations, implying inferiority in civil society, lessening
the security of their enjoyment of the rights which others
enjoy.. . . ” (Ibid.)
15
The fact that a property interest is involved does not
imply a contrary result. I t is the state’s power to enforce
such interests that is in issue. For, as the Court said in
Shelley v. Kraemer, 334 U. S. 1, 22:
“ . . . It would appear beyond question that the power
of the State to create and enforce property interests
must be exercised within the boundaries defined by the
Fourteenth Amendment. Cf. Marsh v. Alabama, 326
U. S. 501.”
Indeed, as the Court said in Marsh v. Alabama, 326 U. S.
501, 505-506:
“We do not agree that the corporation’s property
interests settle the question. The State urges in effect
that the corporation’s right to control the inhabitants
of Chickasaw is coextensive with the right of a home-
owner to regulate the conduct of his guests. We can
not accept that contention. Ownership does not always
mean absolute dominion. The more an owner, for his
advantage, opens up his property for use by the public
in general, the more do his rights become circumscribed
by the statutory and constitutional rights of those who
use it.”
Here, certainly, is the case of “an owner, [who] for his
advantage, opens up his property for use by the public in
general.”
Petitioners contend that the states may not, under the
Fourteenth Amendment, use their police3 and judiciary
3 The arresting officer took full responsibility for the arrest:
“After Mr. Boger asked these defendants to leave, in my
presence, and they refused to leave, that constituted trespass
ing. He did not sign the warrants after the arrest. I did not
have a warrant with me when we made the arrest. Mr. Boger
did not sign the warrant before we arrested them” (R. 25).
16
to enforce racial discrimination for a business open to the
general public. Analyzing the totality of circumstances,
with regard for the nature of the property interests as
serted, and the state’s participation in their creation and
enforcement no property interest of such an enterprise
warrants departing from the Fourteenth Amendment’s
clear stricture against racial discrimination. As this Court
said recently in Burton v. Wilmington Parking Authority,
29 U. S. Law Week 4317, 4318 (April 17, 1961):
“Because the virtue of the right to equal protection of
the laws could lie only in the breadth of its applica
tion, its constitutional assurance was reserved in terms
whose imprecision was necessary if the right were to
be enjoyed in the variety of individual-state relation
ships which the Amendment was designed to embrace.
For the same reason, to fashion and apply a precise
formula for recognition of state responsibility under
the Equal Protection Clause is ‘an impossible task’
which ‘this Court has never attempted.’ Kotch v. Pilot
Comm’rs, 330 U. S. 552, 556. Only by sifting facts and
weighing circumstances can the nonobvious involve
ment of the State in private conduct be attributed its
true significance.”
What is the “property right” involved here? S. H. Kress
and Company did business in a commercial building opened
to the public as a whole for the business advantage of the
owner. There was no practice of selecting customers or
limiting the classes of persons who may enter. The store
was not, as some may be, limited to men, women, adults,
white persons or Negroes. Negroes were accommodated
throughout the building except the basement lunch counter
(R. 22). No claim or interest in privacy was exercised by
the owner in the customary use of this building.
17
The specific area in dispute, the lunch counter, was an
integral part of this single commercial establishment, and
like the entire premises was open to the public to do busi
ness for profit. It was not severed for the owner’s private
use; nor was it like a stockroom, employees’ working area,
or a living space connected to a store.
There is no issue concerning protection of property from
use alien to its normal intended function. Petitioners
sought only to purchase food. Whatever their motives (a
frankly acknowledged desire to seek an end to racial dis
crimination), their actions conformed to those of ordinary
purchasers of food. Petitioners were not disorderly or
offensive. The manager’s sole objection was that some of
them were Negroes and the others accompanied Negroes.
The sole basis of exclusion, ejection, arrest and conviction
was race. The “crime” was being Negroes, or being with
Negroes, at a “white only” lunch counter.
Moreover, the manager testified that the lunch counter
was segregated “in the interest of public safety” (R. 22),
and that company policy throughout the country w7as “de
pendent upon the customs of the community” (R. 22). Ob
viously then, the asserted right here is related to participa
tion in, or conformity with, a community custom of segrega
tion, the maintenance of a segregated society.
Therefore, the asserted “property” right was simply the
right to discriminate solely on the basis of race, and accord
ing to the customs of the community, in one integral part
of a single commercial building open to the general public
against persons otherwise welcome in all other parts of
the premises. This, indeed, may be called a “property
right” but as thus revealed, it is far from the “sacred, nat
ural, inherent and inalienable” property right (App. p.
11a) which the generalized language of the court below
18
held to be at stake. For as Mr. Justice Holmes wrote, dis
senting in Lochner v. New York, 198 U. S. 45, 76, “ [g]en-
eral propositions do not decide concrete cases.”
The arbitrary quality of the “property right” supported
by the state’s trespass law here is emphasized by the fact
that the Kress Company required segregation only for
customers who sit to eat; those standing to eat in the same
store were served without any racial discrimination (B. 22).
Cf. Burton v. Wilmington Parking Authority, supra, term
ing exclusion of a Negro as offensive in a restaurant and
his acceptance in other parts of the same building “irony
amounting to grave injustice.” 29 U. S. L. Week 4317.
This “property interest” hardly need be protected in
order for our form of constitutional government to survive
(see App.-pp. 13a, 15a). Obviously, for example, this type
of “property interest” may be taken away by the states with
out denying due process of law.4 Indeed, mere reference
to the common law duty of common carriers and innkeepers
demonstrates that an owner’s use of his property affects
the nature of his dominion over it. Cf. Civil Rights Cases,
109 U. S. 3, 25. This Court has said on several occasions,
“that dominion over property springing from ownership is
not absolute and unqualified.” Buchanan v. Warley, 245
U. S. 60, 74; United States v. Willow River Power Co., 324
U. S. 499, 510; Marsh v. Alabama, 326 U. S. 501, 506;
Pennsylvania Coal Co. v. Mahon, 260 U. S. 393, 417 (Jus
tice Brandeis’s dissenting opinion). See Munn v. Illinois,
94 U. S. 113; 5 Powell on Beal Property 493 et seq. (1956).
4 See for example, Western Turf Asso. v. Greenberg, 204 TJ. S.
359; cf. Bob-Lo Excursion Co. v. Michigan, 333 U. S. 28; Railway
Mail Ass’n v. Corsi, 326 U. S. 88; District of Columbia v. John R.
Thompson Co., 346 U. S. 100.
19
This case does not involve a claim that the state must
affirmatively provide a legal remedy against “private”
racial discrimination. (Cf. Burton v. Wilmington Parking.
Authority, 29 U. S. Law Week 4317, April 17, 1961).
Rather, petitioners assert only their immunity from
criminal prosecution. Nor is there involved judicial en
forcement of racial discrimination by trespass laws to
protect an owner’s interest in maintaining privacy in the
use of his property, such as a home or private club. Coun
tervailing considerations that may be involved when a state
acts to protect its citizens’ interest in their privacy, are not
present. There is no issue as to whether state trespass laws
may be used to enforce an exclusion for no reason. Finally,
there is no claim that the Fourteenth Amendment bars
enforcement of trespass laws generally.
Consequently, the ease involves only this highly im
portant issue: Whether the state may use its executive
and judicial machinery (particularly its criminal laws) to
enforce 'racial discrimination for a business company that
by its own choice and for its own advantage has opened
its commercial property to the public. Petitioners submit
that prior decisions of this Court demonstrate this ques
tion should be answered No.
This case merits plenary review in this Court because of
the substantial public importance of the questions relating
to the extent to which a state may use its criminal laws to
enforce racial segregation. As indicated to the Court in
petitions for certiorari filed and granted in Garner, Bris
coe, and Hoston v. State of Louisiana, Nos. 617, 618 and
619, October Term 1960, this problem is one which has
arisen in many different communities and many state courts
since the spring of 1960. See, Pollitt, “Dime Store Demon-
20
strations: Events and Legal Problems of the First Sixty
Days,” 1960 Duke Law Journal 315. Review of this case
will facilitate the proper disposition of many similar crim
inal prosecutions.
II.
T h e crim inal statute app lied to convict p etition ers
gave no fa ir and effective w arning that th eir actions
w ere proh ib ited ; petition ers’ conduct v io lated no
standard required by the p la in language o f the law ;
thereby their con v iction offends the due process clause
o f the F ourteenth A m endm ent and conflicts w ith p rin
c ip les announced by this Court.
Petitioners were convicted under North Carolina Gen
eral Statute, §14-134, which provides:
If any person after being forbidden to do so, shall
go or enter upon the lands of another without a license
therefor, he shall be guilty of a misdemeanor, and on
conviction, shall be fined not exceeding fifty dollars,
or imprisoned not more than thirty days.
Although the statute in terms prohibits only going on
the land of another after being forbidden to do so, the
Supreme Court of North Carolina has now construed the
statute to prohibit also remaining on property when
directed to leave following lawful entry. (See Opinion
below, App. p. 12a). Stated another way, the statute
now is applied as if “remain” were substituted for “enter.”
Expansive judicial interpretation of the statute began by
a statement in State v. Clyburn, 247 N. C. 455, 101 S. E. 2d
295 (1958) (a case in which defendants deliberately ig-
21
nored racial signs posted outside an ice cream parlor and
also refused to leave upon demand),5 92 years after en
actment of the law.6
The instant case is the first unambiguous holding under
§14-134 which convicts defendants who went upon property
with permission and merely refused to leave when directed.
Without a doubt petitioners and all Negroes were wel
come within the store—apart from the basement lunch
counter. The arresting officer stated that “The only crime
committed in my presence, as I saw, it was their failure
and refusal to leave when they were ordered to do so by
the Manager” (R. 26). There were no discriminatory signs
outside the store (R. 23). No sign forbade Negroes and
white persons who accompany Negroes to sit at the lunch
counter; the sign said merely “Employees and Invited
Guests Only” (R. 21). Whatever petitioners’ knowledge
of the store’s racial policy as it had been practiced, there
was no suggestion that they had ever been forbidden to
go to the lunch counter and request service. The Court’s
conclusory statement that defendants “entered” (tres
passed) “after having been forbidden to do so” (App.
19a), was simply a holding that' defendants’ acts in fail
ing to leave when directed violated the statute.
5 In the Clyburn opinion, and here, the State court explained
construction of §14-134 by reference to analogous construction of
a statute prohibiting forcible entry and detainer (N. C. Gen. Stat.
§14-126), which had been construed to apply to peaceful entry
followed by forcible opposition to a later demand to leave. The
Court held that “entry” was synonymous with “trespass” in both
statutes (14-126 and 14-234). (14-134 does not use the word
“entry” ; it states “go or enter upon”.)
The facts of the Clyburn case are summarized in the opinion
below in this case (App. pp. 8a-9a).
6 The Statute was first enacted in 1866. North Carolina Laws,
Special Session, Jan., 1866, C. 60.
22
Absent the special expansive interpretation given §14-
134 by the North Carolina Supreme Court the case would
plainly fall within the principle of Thompson v. City of
Louisville, 362 U. S. 199, and would be a denial of due
process of law as a conviction resting upon no evidence
of guilt. There was obviously no evidence that petitioners
entered the premises “after having been forbidden to do
so,” and the conclusion that they did rests solely upon the
special construction of the law.
Under familiar principles the construction given a state’s
statute by its highest court determines its meaning. How
ever, petitioners submit that this statute has been so
judicially expanded that it does not give a fair and ef
fective warning of the acts it now prohibits. Rather, by
expansive interpretation the statute now reaches more than
its words fairly and effectively define, and as applied it
therefore offends the principle that criminal laws must
give fair and effective notice of the acts they prohibit.
The due process clause of the Fourteenth Amendment
requires that criminal statutes be sufficiently explicit to
inform those who are subject to them what conduct on
their part will render them criminally liable. “All are
entitled to be informed as to what the State commands or
forbids”, Lametta v. New Jersey, 306 U. S. 451, 453, and
cases cited therein in note 2.
Construing and applying federal statutes this Court has
long adhered to the principle expressed in Pierce v. United
States, 314 U. S. 306, 311:
. . . judicial enlargement of a criminal act by inter
pretation is at war with a fundamental concept of
the common law that crimes must be defined with ap
propriate definiteness. Cf. Lanzetta v. New Jersey, 306
U. S. 451, and cases cited.
23
In Pierce, supra, the Court held a statute forbidding false
personation of an officer or employee of the United States
inapplicable to one who had impersonated an officer of the
T. V. A. Similarly in United States v. Cardiff, 344 U. S.
174, this Court held too vague for judicial enforcement a
criminal provision of the Federal Food, Drug, and Cos
metic Act which made criminal a refusal to permit entry
or inspection of business premises “as authorized by” an
other provision which, in turn, authorized certain officers
to enter and inspect “after first making request and ob
taining permission of the owner.” The Court said in Car
diff, at 344 U. S. 174, 176-177:
The vice of vagueness in criminal statutes is the
treachery they conceal either in determining what per
sons are included or what acts are prohibited. Words
which are vague and fluid (cf. United States v. L.
Cohen Grocery Co., 255 U. S. 81) may be as much of
a trap for the innocent as the ancient laws of Caligula.
We cannot sanction taking a man by the heels for
refusing to grant the permission which this Act on
its face apparently gave him the right to withhold.
That would be making an act criminal without fair
and effective notice. Cf. Herndon v. Lowry, 301 U. S.
242.
The Court applied similar principles in McBoyle v. United
States, 283 U. S. 25, 27; United States v. Weitsel, 246 U. S.
533, 543, and United States v. Wiltberger, 18 U. S. (5
Wheat.) 76, 96. Through these cases runs a uniform ap
plication of the rule expressed by Chief Justice Marshall:
It would be dangerous, indeed, to carry the prin
ciple, that a case which is within the reason or mis
chief of a statute, is within its provisions, so far as
to punish a crime not enumerated in the statute, be-
24
cause it is of equal atrocity, or of kindred character,
with those which are enumerated (Id. 18 U. S. (5
Wheat.) at 96.)
The cases discussed above involved federal statutes con
cerning which this Court applied a rule of construction
closely aldn to the constitutionally required rule of fair
and effective notice. This close relationship is indicated
by the references to cases decided on constitutional grounds.
The Pierce opinion cited for comparison Lansetta v. New
Jersey, supra, and “cases cited therein,” while Cardiff
mentions United States v. L. Cohen Grocery Co., supra,
and Herndon v. Lowry, supra.
On its face the North Carolina trespass statute warns
against a single act, i.e., going or entering upon the land
of another “after” being forbidden to do so. “After” con
notes a sequence of events which by definition excludes
going on or entering property “before” being forbidden.
The sense of the statute in normal usage negates its ap
plicability to petitioners’ act of going on the premises with
permission and later failing to leave when directed.
But by judicial interpretation “enter” was held syn
onymous with “trespass,” and, in effect, also with “remain.”
Here a legislative casus omissus was corrected by the
court. But as Mr. Justice Brandeis observed in United
States v. Weitzel, supra at 543, a casus omissus while not
unusual, and often undiscovered until much time has
elapsed, does not justify extension of criminal laws by
reference to legislative intent.
Moreover, that the indictments specified both that peti
tioners had entered after having been forbidden and also
that they refused to leave after being ordered to do so,
does not correct the unfairness inherent in the statute’s
25
failure specifically to define a refusal to leave as an of
fense. As this Court said in Lametta v. New Jersey,
supra:
It is the statute, not the accusation under it, that
prescribes the rule to govern conduct and warns
against transgression. See Stromberg v. California,
283 IT. S. 359, 368; Lovell v. Griffin, 303 U. S. 444.
Petitioners do not contend for an unreasonable degree
of specificity in legislative drafting. Some state trespass
laws have specifically recognized as distinct prohibited
acts the act of going upon property after being forbidden
and the act of remaining when directed to leave.7
Converting by judicial construction the common English
word “enter” into a word of art meaning “trespass” or
“remain,” has transformed the statute from one which
fairly warns against one act into a law which fails to
apprise those subject to it “in language that the common
word will understand, of what the law intends to do if a
certain line is passed” (McBoyle v. United States, 283 U. S.
27). Nor does common law usage of the word “enter”
7 See for example the following state statutes which do effectively
differentiate between “entry” after being forbidden and “remain
ing” after being forbidden. The wordings of the statutes vary but
all of them effectively distinguish the situation where a person has
gone on property after being forbidden to do so, and the situation
where a person is already on property and refuses to depart after
being directed to do so, and provide separately for both situations:
Code of Ala., Title 14, §426; Compiled Laws of Alaska Ann. 1958,
Cum. Supp. Yol. Ill, §65-5-112; Arkansas Code, §71-1803; Gen.
Stat. of Conn. (1958 Rev.), §53-103; D. C. Code §22-3102 (Supp.
VII, 1956); Florida Code, §821.01; Rev. Code of Hawaii, §312-1;
Illinois Code, §38-565; Indiana Code, §10-4506; Mass. Code Ann.
C. 266, §120; Michigan Statutes Ann. 1954, Yol. 25, §28.820(1) ;
Minnesota Statutes Ann. 1947, Vol. 40, §621.57; Mississippi Code
§2411; Nevada Code, §207.200; Ohio Code, §2909.21; Oregon Code,
§164.460; Code of Virginia, 1960 Replacement Volume, §18.1-173;
Wyoming Code, §6-226.
26
support the proposition that it is synonymous with “tres
pass” or “remaining.” While “enter” in the sense of going
on and taking possession of land is familiar (Ballantine,
“Law Dictionary”, (2d Ed. 1948), 436; “Black’s Law
Dictionary” (4th Ed. 1951), 625), its use to mean “re
maining on land and refusing to leave it when ordered
off” is novel.
Judicial construction often has cured criminal statutes
of the vice of vagueness, but this has been construction
which confines, not expands, statutory language. Compare
Chaplinsky v. New Hampshire, 315 U. S. 568, with Herndon
v. Lowry, 301 U. S. 242.
As construed and applied, the law in question no longer
informs one what is forbidden in fair terms, and no longer
warns against transgression. This failure offends the
standard of fairness expressed by the rule against ex
pansive construction of criminal laws and embodied in the
due process clause of the Fourteenth Amendment.
III.
T he decision below conflicts w ith decisions o f this
Court securing the F ourteen th A m endm ent right to
freed om o f expression .
Petitioners were engaged ip the exercise of free ex
pression by means of verbal requests to the management
and the requests implicit in seating themselves at the
counter for nonsegregated lunch counter service. Their
expression (asking for service) was entirely appropriate
to the time and place in which it occurred. Certainly the
invitation to enter an establishment carries with it the
right to discuss and even argue with the proprietor con
cerning terms and conditions of service so long as no
disorder or obstruction of business occurs.
27
Petitioners did not shout, obstruct business, carry picket
ing signs, give out handbills, or engage in any conduct
inappropriate to the time, place and circumstances. And,
as is fully elaborated above in Part I of this petition, there
was no invasion of privacy involved in this case, since
the lunch counter was an integral part of commercial prop
erty open up to the public.
This Court and other courts on numerous occasions have
held that the right of free speech is not circumscribed by
the mere fact that it occurs on private property. The ex
istence of a property interest is but one circumstance to
be considered among many. In Marsh v. Alabama, supra,
for example, this Court overturned the trespass conviction
of Jehovah’s Witnesses who went upon the premises of a
company town to proselytize holding that such arrest and
conviction violated the Fourteenth Amendment. In Re
public Aviation Corp. v. National Labor Relations Board,
324 U. S. 793, the Court upheld the validity of the National
Labor Eelations Board’s ruling that lacking special cir
cumstances that might make such rules necessary, employer
regulations forbidding all union solicitation on company
property regardless of whether the workers were on their
own or company time, constituted unfair labor practices.8
8 See also N. L, B. B. v. American Pearl Button Go., 149 F. 2d 258
(8th Cir., 1945) ; United Steelworkers v. N. L. R. B., 243 F. 2d 593,
598 (D. C. Cir., 1956) (reversed on other grounds) 357 U. S. 357.
(“Our attention has not been called to any case under the Wagner
Act or its successor in which it has been held that an employer can
prohibit either solicitation or distribution of literature by em
ployees simply because the premises are company property.
Employees are lawfully within the plant, and nonworking time
is their own time. If Section 7 activities are to be prohibited,
something more than mere ownership and control must be shown.”)
Compare N. L. B. B. v. Pansteel Metal Corp., 306 U.S. 240, 252
(employees seized plant; discharge held valid: “high-handed pro
ceeding without shadow of legal right”).
28
In Martin v. Struthers, 319 TJ. S. 141, this Court held
unconstitutional an ordinance which made unlawful ringing
doorbells of residence for the purpose of distributing hand
bills, upon considering the free speech values involved—
“[d]oor to door distribution of circulars is essential to
the poorly financed causes of little people,” at p. 146
and that the ordinance precluded individual private house
holders from deciding whether they desired to receive the
message. But effecting “an adjustment of constitutional
rights in the light of the particular living conditions of the
time and place”, Breard v. Alexandria, 341 U. S. 622, 626,
the Court, assessing a conviction for door-to-door commer
cial solicitation of magazines, contrary to a. “Green Biver”
ordinance, concluded that the community “speak [ing] for
the citizens,” 341 U. S. 644, might convict for crime in the
nature of trespass after balancing the “conveniences be
tween some householders’ desire for privacy and the pub
lisher’s right to distribute publications in the precise way
that those soliciting for him think brings the best results.”
341 TJ. S. at 644. Because, among other things, “ [subscrip
tion may be made by anyone interested in receiving the
magazines without the annoyances of house to house can
vassing,” ibid., the judgment was affirmed.
Similarly, following an appraisal of the speech and
property considerations involved, a Baltimore City Court,
State of Maryland v. Williams, 44 Lab. Bel. Bef. Man.
2357, 2361 (1959), has on Fourteenth Amendment and
Labor Management Belations Act grounds, decided that
pickets may patrol property within a privately owned shop
ping center. See also People v. Barisi, 193 Misc. 934, 86
N. Y. S. 2d 277, 279 (1948), which held that picketing within
Pennsylvania Station was not trespass; the owners opened
it to the public and their property rights were “circum
scribed by the constitutional rights of those who use it” ;
29
Freeman v. Retail Clerks Union, Washington Superior
Court, 45 Lab. Rel. Ref. Man. 2334 (1959), which denied
relief to a shopping center owner against picketers on his
property, relying on the Fourteenth Amendment.
The liberty secured by the due process clause of the Four
teenth Amendment insofar as it protects free expression
is not limited to verbal utterances, though petitioners here
expressed themselves by speech. The right comprehends
picketing, Thornhill v. Alabama, 310 U. S. 88; free distri
bution of handbills, Martin v. Struthers, 319 U. S. 141;
display of motion pictures, Burstyn v. Wilson, 343 U. S.
495; joining of associations, N. A. A. C. P. v. Alabama, 357
U. S. 449; the display of a flag or symbol, Stromberg v.
California, 283 U. S. 359. What has become known as a
“sit in” is a different but obviously well understood symbol,
a meaningful method of communication and protest.
In the circumstances of this case, the only apparent state
interest being preserved was that of maintaining the man
agement’s rights to exclude Negroes from the lunch counter.
The management itself sought nothing more. Rut as Justice
Holmes held in Schenck v. United States, 249 U. S. 47, 52,
the question is “whether the words used are used in such
circumstances and are of such a nature as to create a clear
and present danger that they will bring about the sub
stantive evil” that the state has a right to prevent.
The state has no interest in preserving such discrimina
tion and certainly has no valid interest in suppressing
speech which is entirely appropriate to the time and place
and does not interfere with privacy, when the speech urges
an end to racial discrimination imposed in accordance with
the customs of the community.
30
CONCLUSION
W herefore, fo r the forego in g reasons, it is resp ect
fu lly subm itted that the p etition fo r a writ o f certiorari
should be granted.
Respectfully submitted,
T hurgood Marshall
J ack Greenberg
J ames M. Nabrit, III
10 Columbus Circle
New York 19, New York
L. C. Berry, J r.
W illiam A. Marsh, J r.
F . B. McK issick
C. 0 . P earson
W. G. P earson
M. H ugh T hompson
Durham, North Carolina
Attorneys for Petitioners
E lwood H. Chisolm
W illiam T. Coleman, J r.
L ouis H. P ollak
Charles A. Reich
Spottswood W. R obinson, III
Of Counsel
Opinion by Mr. Justice Mallard
SUPREME COURT OP NORTH CAROLINA
Fall Term 1960
No. 654—Durham
State
J ohn T homas A vent
State
L acy Carkole S treeter
State
F rank McGill Coleman
State
Shirley Mae Brown
State
Donovan P hillips
State
Callis Napolis B rown
State
J oan H arris Nelson
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Appeal by defendants from Mallard, J 30 Jnne 1960
Criminal Term of Durham.
Seven criminal actions, based on seven separate indict
ments, which were consolidated and tried together.
The indictment in the case of defendant John Thomas
Avent is as follows: “The Jurors for the State upon their
oath present, That John Thomas Avent, late of the County
of Durham, on the 6th day of May, in the year of our Lord
one thousand nine hundred and sixty, with force and arms,
at and in the county aforesaid, did unlawfully, willfully
and intentionally after being forbidden to do so, enter upon
the land and tenement of S. H. Kress and Company store
located at 101-103 W. Main Street in Durham, N. C., said
S. H. Kress and Company, owner, being then and there in
actual and peaceable possession of said premises, under
the control of its manager and agent, W. K. Boger, who
had, as agent and manager, the authority to exercise his
control over said premises, and said defendant after being
ordered by said W. K. Boger, agent and manager of said
owner, S. H. Kress and Company, to leave that part of the
said store reserved for employees and invited guests, will
fully and unlawfully refused to do so knowing or having
reason to know that he the said John Thomas Avent,
defendant, had no license therefor, against the form of the
statute in such case made and provided and against the
peace and dignity of the State.”
The other six indictments are identical, except that each
indictment names a different defendant.
The State’s evidence tends to show the following facts:
On 6 May 1960 S. H. Kress and Company was operating
a general variety store on Main Street in the city of Dur
ham. Its manager, W. K. Boger, had complete control and
authority over this store. The store has two selling floors
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and three stockroom floors, and is operated to make a
profit. On the first floor the store has a stand-up counter,
where it serves food and drinks to Negroes and White
people. The luncheonette department serving food is in
the rear of the basement on the basement floor. On 6 May
1960 S. H. Kress and Company had iron railings, with
chained entrances, separating the luncheonette department
from other departments in the store, and had signs posted
over that department stating the luncheonette department
was operated for employees and invited guests only. Cus
tomers on that date in the luncheonette department were
invited guests and employees.
On 6 May 1960 these seven defendants, five of whom are
Negroes and two of whom (Joan Harris Nelson and Frank
McGill Coleman) are members of the White race, were in
the store. Before the seven defendants seated themselves
in the luncheonette department, and after they seated them
selves there, W. K. Boger had a conversation with each one
of them. He told them that the luncheonette department
was open for employees and invited guests only, and asked
them not to take seats there. When they seated themselves
there, he asked them to leave. They refused to leave until
after they were served. He called an officer of the city
police department. The officer asked them to leave. They
did not do so, and he arrested them, and charged them with
trespassing. The seven defendants were not employees of
the store. They had no authority or permission to be in the
luncheonette department.
On cross-examination W. K. Boger testified in substance:
S. H. Kress and Company has 50 counters in the store,
and it accepts patronage of Negroes at those 50 counters.
White people are considered guests. Had the two White
defendants come into the store on 4 May 1960, I would not
have served them in the luncheonette department for the
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reason they had made every effort to boycott the store.
He would have served the White woman defendant, but he
asked her to leave when she gave her food to a Negro. The
object of operating our store in Durham is definitely to
make a profit. It is the policy of our store to operate all
counters dependent upon the customs of the community. It
is our policy in Durham to refuse to serve Negroes at the
luncheonette department downstairs in our seating arrange
ment. It is also our policy there to refuse to serve White
people in the company of Negroes. We had signs all over
the luncheonette department to the effect that it was open
for employees and invited guests.
Captain Cannady of the Durham Police Department tes
tified in substance: As a result of a call to the department
he went to S. H. Kress and Company’s store. He saw on
6 May 1960 all the defendants, except Coleman, seated at
the counter in the luncheonette department. He heard
W. K. Boger ask each one of them to leave, and all refused.
He asked them to leave, and told them they could either
leave or be arrested for trespassing. They refused to
leave, and he charged them with trespassing. He knew
W. K. Boger was manager of the store. He makes an
arrest when an offense is committed in his presence, and
the defendants were trespassing in his presence.
When the State rested its case, all seven defendants tes
tified. The five Negro defendants testified in substance:
All are students at North Carolina College for Negroes in
Durham. Prior to 6 May 1960, Negroes, including some
of the Negro defendants, had been refused service by S. H.
Kress and Company in its luncheonette department. All
are members of a student organization, which met on the
night of 5 May 1960, and planned to go the following day
to Kress’ store, make a purchase, and then to go to the
luncheonette department, take seats, and request service.
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The following day the five Negro defendants did what they
planned.
The White woman defendant, Joan Harris Nelson, is a
student at Duke University. Prior to 6 May 1960 she had
not attended the meetings at the North Carolina College
for Negroes for the purpose of securing service at the
luncheonette department of the Kress store, though she
has attended some of the meetings since then. She had
been on the picket lines in front of the store. On 6 May
1960 she went into the Kress store, bought a ball-point pen,
went to the luncheonette department, and took a seat. She
was served, and while eating she offered to buy some food
for Negroes from the North Carolina College, who were
sitting on each side of her. When she was served food,
no Negroes were in the luncheonette department. Mr.
W. K. Boger asked her to leave because she was not in
vited, and was antagonizing customers. She did not leave,
and was arrested.
The White male defendant, Frank McGill Coleman, is a
student at Duke University. On 6 May 1960 he went into
the Kress store, bought a mother’s day card, joined his
friend, Bob Markham, a Negro, and they went to the lunch
eonette department, and seated themselves. He asked for
service, and was refused. Mr. W. K. Boger asked them to
leave, telling them they were not invited guests, and he
refused to do so, and was arrested. Prior to this date he
had carried signs in front of the Kress store and other
stores discouraging people to trade with them.
Some, if not all, of the defendants had been engaged
previously in picketing the Kress store, and in urging a
boycott of it, unless their demands for service in the lunch
eonette department were acceded to.
Jury Verdict: All the defendants, and each one of them,
are guilty as charged.
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From judgments against each defendant, each defendant
appeals.
T. W. Bruton, Attorney General, and R alph
Moody, Assistant Attorney General, for the
State.
W illiam A. Marsh, J r., M. H ugh T hompson,
C. 0. P earson, W. G. P earson, F. B. Mc-
K issick and L. C. B erry, J r., for Defen
dants-Appellants.
Parker, J . Each defendant—five of whom are Negroes
and two members of the White race—before pleading to
the indictment against him or her made a motion to quash
the indictment. The court overruled each motion, and each
defendant excepted. The motions were made in apt time.
S. v. Perry, 248 N. C. 334, 103 S. E. 2d 404; Carter v Texas,
177 U. S. 442, 44 L. Ed. 839; 27 Am. Jur., Indictments and
Information, §141.
At the close of all the evidence each defendant made a
motion for judgment of compulsory nonsuit. Each motion
was overruled, and each defendant excepted.
S. H. Kress and Company is a privately owned corpora
tion, and in the conduct of its store in Durham is acting
in a purely private capacity to make a profit for its share
holders. There is nothing in the evidence before us, or in
the briefs of counsel to suggest that the store building in
which it operates is not privately owned. In its basement
in the luncheonette department it operates a restaurant.
“While the word ‘restaurant’ has no strictly defined mean
ing, it seems to be used indiscriminately as a name for all
places where refreshments can be had, from a mere eating-
house and cook-shop, to any other place where eatables
are furnished to be consumed on the premises. Citing
authority. It has been defined as a place to which a person
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resorts for the temporary purpose of obtaining a meal or
something to eat.” S. v. Shoaf, 179 N. C. 744, 102 8. E. 705.
To the same effect see, 29 Am. Jur., (1960), Innkeepers,
§9, p. 12. In Richards v. Washington F. <& M. Ins. Co., 60
Mich. 420, 27 N. W. 586, the Court said: “A ‘restaurant’
has no more defined meaning, (than the English word
shop), and is used indiscriminately for all places where
refreshments can be had, from the mere eating-house or
cookshop to the more common shops or stores, 'where the
chief business is vending articles of consumption and con
fectionery, and the furnishing of eatables to be consumed
on the premises is subordinate.” Quoted with approval in
Michigan Packing Co. v. Messaris, 257 Mich. 422, 241 N. W,
236, and restated in substance in 43 C. J. S., Innkeepers,
§1, subsection b, p. 1132.
No statute of North Carolina requires the exclusion of
Negroes and of White people in company with Negroes
from restaurants, and no statute in this State forbids
discrimination by the owner of a restaurant of people on
account of race or color, or of White people in company
with Negroes. In the absence of a statute forbidding dis
crimination based on race or color in restaurants, the rule
is well established that an operator of a privately owned
restaurant privately operated in a privately owned build
ing has the right to select the clientele he will serve, and
to make such selection based on color, race, or White
people in company with Negroes or vice versa, if he so
desires. He is not an innkeeper. This is the common law.
S. v. Clyburn, 247 N. C. 455, 101 S. E. 2d 295; Williams v.
Howard Johnson’s Restaurant, 268 F. 2d 845; Slack v.
Atlantic White Tower System, Inc., 181 F. Supp. 124, af
firmed by the U. S. Court of Appeals for the 4th Circuit
27 December 1960,--- - F. 2d----- ; Alpaugh v. Wolverton,
184 Va. 943, 36 S. E. 2d 906; Wilmington Parking Author
ity v. Burton (Del.), 157 A. 2d 894; Nance v. Mayflower
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Restaurant, 106 Utah 517, 150 P. 2d 773. See 10 Am. Jar.,
Civil Eights, §21; Powell v. TJts, 87 F. Supp. 811; and An
notation 9 Am. & Eng. Ann. Cas. 69—statutes securing
equal rights in places of public accommodation. We have
found no case to the contrary after diligent search, and
counsel for defendants have referred us to none.
In Alpaugh v. Wolverton, supra, the Court said: “The
proprietor of a restaurant is not subject to the same duties
and responsibilities as those of an innkeeper, nor is he
entitled to the privileges of the latter. Citing authority.
His rights and responsibilities are more like those of a
shopkeeper. Citing authority. He is under no common-law
duty to serve every one who applies to him. In the absence
of statute, he may accept some customers and reject others
on purely personal grounds. Citing authority.”
In Boynton v. Virginia, 5 December 1960,----- U. S .------ ,
----- L. Ed. ------ , the Court held that a Negro passenger
in transit on a paid Interstate Trailways’ journey had a
right to food service under the Interstate Commerce Act
in a Bus Terminal Restaurant situate in the Bus Station,
and operated under a lease by a company not affiliated
with the Trailways Bus Company. Then the Court in the
majority opinion deliberately stated: “We are not hold
ing that every time a bus stops at a wholly independent
roadside restaurant the Interstate Commerce Act requires
that restaurant service be supplied in harmony with the
provisions of that Act.”
In 8. v. Clyburn, supra, the defendants were tried on
similar warrants charging that each defendant unlawfully
entered upon the land of L. A. Coletta and C. V. Poreelli
after being forbidden to do so and did “unlawfully refuse
to leave that portion of said premises reserved for mem
bers of the White Race knowing or having reason to know
that she had no license therefor.” Coletta and Poreelli
did business under the trade name of Royal Ice Cream
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Company retailing ice cream and sandwiches. The build
ing in which they did business is separated by partition
into two parts. One part has a door opening on Dowd
Street, the other a door opening on Roxboro Street. Each
portion is equipped with booths, a counter and stools. Over
the Dowd Street door is a large sign marked Colored, over
the Roxboro Street door is a similar sign marked White.
Sales are made to different races only in the portions of
the building as marked. Defendants, all Negroes, went
into the building set apart for White patrons, and re
quested service. Coletta asked them to leave. They re
fused to do so, and they were arrested by a police officer
of the city of Durham. All were convicted, and from judg
ments imposed, all appealed to the Supreme Court. We
found No Error in the trial. The Court in its opinion said:
“The right of an operator of a private enterprise to select
the clientele he will serve and to make such selection based
on color, if he so desires, has been repeatedly recognized
by the appellate courts in this nation. Madden v. Queens
County Jockey Club, 72 N. E. 2d 697 (N. Y .); Terrell Wells
Swimming Pool v. Rodriguez, 182 S. W. 2d 824 (Tex.);
Booker v. Grand Rapids Medical College, 120 N. W. 589
(Mich.); Younger v. Judah, 19 S. W. 1109 (Mo.); Goff v.
Savage, 210 P. 374 (Wash.); De La Ysla v. Publix Theatres
Corporation, 26 P. 2d 818 (Utah); Brown v. Meyer Sani
tary Milk Co., 96 P. 2d 651 (Kan.); Horn v. Illinois Cent.
R. Co., 64 N. E. 2d 574 (111.); Coleman v. Middlestaff,
305 P. 2d 1020 (Cal.); Fletcher v. Coney Island, 136 N. E.
2d 344 (Ohio); Alpaugh v. Wolverton, 36 S. E. 2d 906
(Va.). The owner-operator’s refusal to serve defendants,
except in the portion of the building designated by him,
impaired no rights of defendants.”
In an Annotation in 9 A. L. R., p. 379, it is said: “It
seems to be well settled that, although the general public
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have an implied license to enter a retail store, the pro
prietor is at liberty to revoke this license at any time as
to any individual, and to eject such individual from the
store if he refuses to leave when requested to do so.”
The Annotation cites cases from eight states supporting
the statement. See to the same effect, Brookside-Pratt
Min. Co. v. Booth, 211 Ala. 268, 100 So. 240, 33 A. L. E. 417,
and Annotation in 33 A. L. E. 421.
This is said by Holmes, J., for the Court in Terminal
Taxicab Co. v. Kutz, 241 U. S. 252, 256, 60 L. Ed. 984, 987,
a suit to restrain the Public Utilities Commission from
exercising jurisdiction over the business of a taxicab com
pany: “It is true that all business, and for the matter of
that, every life in all its details, has a public aspect, some
bearing upon the welfare of the community in which it is
passed. But however it may have been in earlier days as
to the common callings, it is assumed in our time that an
invitation to the public to buy does not necessarily entail
an obligation to sell. It is assumed that an ordinary shop
keeper may refuse his wares arbitrarily to a customer whom
he dislikes. . . ”
None of the eases cited in defendants’ brief are ap
plicable to the situation which obtains in the instant cases.
For instance, Cooper v. Aaron, 358 U. 8. 1, 3 L. Ed. 2d
5—public education; Boman v. Birmingham Transit Co.,
280 F. 2d 531—public transportation; Valle v. Stengel,
176 F. 2d 697—a case in respect to an amusement park in
the State of New Jersey, which State has a statute, E. S.
10: 1-3, N. J. S. A., providing that no proprietor of a
place of public resort or amusement. “ . . . shall directly
or indirectly refuse, withhold from, or deny to, any per
son any of the accommodations, advantages, facilities or
privileges thereof . . . on account of race, creed or color,”
E. S. 10: 1-6, N. J. S. A.
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“The right of property is a fundamental, natural, in
herent, and inalienable right. It is not ex gratia from the
legislature, but ex debito from the Constitution. In fact, it
does not owe its origin to the Constitutions which protect it,
for it existed before them. It is sometimes characterized
judicially as a sacred right, the protection of which is one
of the most important objects of government. The right
of property is very broad and embraces practically all
incidents which property may manifest. Within this right
are included the right to acquire, hold, enjoy, possess, use,
manage, . . . property.” 11 Am. Jur., Constitutional Law,
§335.
G. S. 14-134 has been the statute law of this State for
nearly a hundred years. It reads: “If any person after
being forbidden to do so, shall go or enter upon the lands
of another, without a license therefor, he shall be guilty
of a misdemeanor, and on conviction, shall be fined not
exceeding fifty dollars, or imprisoned not more than thirty
days.”/ Then follows a proviso as to obtaining a license
to go upon land of another to look for estrays. This statute
is color blind. Its sole purpose is to protect people from
trespassers on their lands. It is concerned with only three
questions. One, was the land in either the actual or con
structive possession of another! Two, did the accused in
tentionally enter upon the land of another? Three, did
the accused so enter upon the land of another after being
forbidden to do so by the person in possession? 8. v. Baker,
231 N. C. 136, 56 S. E. 2d 424.
G. S. 14-126 has been the statute law of this State for
many years, and reads: “No one shall make entry into
any lands and tenements, or term for years, but in case
where entry is given by law; and in such ease, not with
strong hand nor with multitude of people, but only in a
peaceable and easy manner; and if any man do the con
trary, he shall be guilty of a misdemeanor.” This statute
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is also color blind. “Its purpose is to protect possession
only.” S. v. Baker, supra. We have repeatedly held in
applying G. S. 14-126 that a person who remains on the
land of another after being directed to leave is guilty of
a wrongful entry even though the original entrance was
peaceful. The word “entry” as used in each of these stat
utes is synonymous with the word “trespass.” S. v. Cly-
burn, supra.
The officer of the city of Durham had a right and duty
to arrest all seven defendants in the luncheonette depart
ment of the Kress store, because all of them were com
mitting misdemeanors in his presence. Gf. S. 15-41. There
is no merit in their contention that this constituted State
action denying them rights guaranteed to them by the
14th Amendment to the Federal Constitution and by Article
I, §17, of the State Constitution. 8. v. Clyburn, supra.
Defendants in essence contend that the indictments
should be quashed and the cases nonsuited because the
judicial process here constitutes State action to enforce
racial segregation in violation of their rights under the due
process clause and under the equal protection of the laws
clause of the 14th Amendment to the Federal Constitution,
and in violation of their rights under Article I, §17, of the
State Constitution, and further that G. S. 14-134 and G. S.
14-126 are being unconstitutionally applied for the same
purpose. Defendants misconceive the purpose of the
judicial process here. It is to punish defendants for un
lawfully and intentionally trespassing upon the lands of
S. H. Kress and Company, and for an unlawful entry
thereon, even though it enforces the clear legal right of
racial discrimination of the owner. There is no merit to
this contention.
The Court said in Shelley v. Kraemer, 334 TJ. S. 1, 92
L. Ed. 1161, 3 A. L. R. 2d 441: “Since the decision of this
Court in the Civil Rights Cases, 109 US 3, 27 L ed
13a
835, 3 S Ct 18 (1833), the principle has become firmly
embedded in our constitutional law that the action in
hibited by the first section of the Fourteenth Amendment
is only such action as may fairly be said to be that of the
States. That Amendment erects no shield against merely
private conduct, however discriminatory or wrongful.”
This interpretation has not been modified: Collins v.
Handyman, 341 U. S. 651, 95 L. Ed. 1253; District of Colum
bia v. Thompson Co., 346 TJ. S. 100, 97 L. Ed. 1480.
Private rights and privileges in a peaceful society living
under a constitutional form of government like ours are
inconceivable without State machinery by which they are
enforced. Courts must act when parties apply to them—•
even refusal to act is a positive declaration of law—, and,
hence, there is a fundamental inconsistency in speaking of
the rights of an individual who cannot have judicial recog
nition of his rights. All the State did in these cases was
to give or create a neutral legal framework in which S. H.
Kress and Company could protect its private property
from trespassers upon it in violation of G. S. 14-134 and
G. S. 14-126. There is a recognizable difference between
State action that protects the plain legal right of a per
son to prevent trespassers from going upon his land after
being forbidden, or remaining upon his land after a de
mand that they leave, even though it enforces the cleared
legal right of racial discrimination of the owner, and State
action enforcing covenants restricting the use or occupancy
of real property to persons of the Caucasian race. The
fact that the State provides a system of courts so that
S. H. Kress and Company can enforce its legal rights
against trespassers upon its private property in violation
of G. S. 14-134 and G. S. 14-126, and the acts of its judicial
officers in their official capacities, cannot fairly be said
to be State action enforcing racial segregation in violation
of the 14th Amendment to the Federal Constitution. Such
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judicial process violates no rights of the defendants
guaranteed to them by Article I, §17, of the State Con
stitution. To rule as contended by defendants would mean
that S. H. Kress and Company could enforce its rights
against White trespassers alone, but not against Negro
trespassers and White and Negro trespassers in company.
Surely, that would not be an impartial administration of
the law for it would be a denial to the White race of the
equal protection of the law. If a land owner or one in
possession of land cannot protect his natural, inherent and
constitutional right to have his land free from unlawful
invasion by Negro and White trespassers in a case like this
by judicial process as here, because it is State action, then
he has no other alternative but to eject them with a gentle
hand if he can, with a strong hand if he must. Annotation
9 A. L. R., p. 379 quoted above; 4 Am. Jur., Assault and
Battery, §76, p. 167; 6 C. J. S., Assault and Battery, §20,
(2). This is said in 4 Am. Jur., Assault and Battery, §76,
p. 168: “Even though the nature of the business of the
owner of property is such as impliedly to invite to his
premises persons seeking to do business with him, he may,
nevertheless, in most instances refuse to allow a certain
person to come on his premises, and if such person does
thereafter enter his premises, he is subject to ejection al
though his conduct on the particular occasion is not wrong
ful.” It is further said in the same work, same article,
§78: “The right lawfully to eject trespassers is not limited
to the owner or occupier of the premises, but may be
exercised by his agent in any case where the principal
might exercise the right.” The motive of the owner of
land in ejecting trespassers from his premises is immaterial
so long as he uses no more force than is necessary to ac
complish his purpose. 6 C. J. S., Assault and Battery, p.
821. White people also have constitutional rights as well
as Negroes, which must be protected, if our constitutional
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form of government is not to vanish from the face of the
earth.
This is said in an article designated “The Meaning of
State Action” by Thomas P. Lewis, Associate Professor
of Law, University ox Kentucky, and appearing in Colum
bia Law Review, December 1960, Vol. 60, No. 8, in note
134, page 1122: “State court recognition of the restau
rateur’s private discrimination could be in the form of
denial of any action against him by an aggrieved party.
A related issue is the ability of the state to enforce through
arrest and an action for trespass the discrimination of the
private owner. None of the interpretations of Shelley
(.Shelley v. Kraemer, 334 U. S. 1, 92 L. Ed. 1161) of which
the writer is aware, except Professor Ming’s, supra note
92 (Racial Restrictions and the Fourteenth Amendment:
The Restrictive Covenant Cases, 16 U. Chi. L. Rev. 203
(1949)) would extend it to this kind of case.”
In Slack v. Atlantic White Tower System, Inc., supra,
the Court said: “No doubt defendant might have had plain
tiff arrested if she had made a disturbance or remained
at a table too long after she -had been told that she would
only be sold food to carry out to her ear. But that implied
threat is present whenever the proprietor of a business
refuses to deal with a customer for any reason, racial or
other, and does not make his action state action or make
his business a state agency.”
In S. v. Cooke, 248 N. C. 485, 103 S. E. 2d 846, the de
fendants were convicted and sentenced on a charge that
they did “unlawfully and willfully enter and trespass upon
the premises of Gillespie Park Club, Inc., after having
been forbidden to enter said premises.” We found no er
ror. Their appeal was dismissed by a divided court by
the United States Supreme Court. Wolfe v. North Caro
lina, 364 U. S. 177, 4 L. Ed. 2d 1650. In neither the major
ity opinion nor in the minority opinion was the question
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of State action referred to. It seems that if the United
States Supreme Court had thought that the arrest and
prosecution was State action, it would have reversed our
decision. It seems further that the action of that Court
in dismissing the appeal means that a State has the power
to enforce through arrest and an action for trespass the
discrimination of a private owner of a private business
operated on premises privately owned.
There is no merit in defendants’ contention that all the
cases should be nonsuited, because the demands that they
leave Kress’ store, their arrest by an officer of the city
of Durham, and the judicial process here, is an uncon
stitutional interference with their constitutional rights of
free speech, and of assembly to advocate and persuade for
a termination of racial discrimination.
No one questions the exercise of these rights by the de
fendants, if exercised at a proper place and hour. How
ever, it is not an absolute right. The answer to this con
tention is given by the Court in Kovacs v. Cooper, 336
U. S. 77, 93 L. Ed. 513, 10 A. L. E. 2d 608: “Of course,
even the fundamental rights of the Bill of Rights are not
absolute. The Saia Case recognized that in this field by
stating ‘The hours and place of public discussion can be
controlled.’ It was said decades ago in an opinion of this
Court delivered by Mr. Justice Holmes, SchencTc v. United
States, 249 US 47, 52, 63 L ed 470, 473, 39 S Ct 247,
that: ‘The most stringent protection of free speech would
not protect a man in falsely shouting fire in a theatre and
causing a panic. It does not even protect a man from
an injunction against uttering words that may have all
the effect of force.’ Hecklers may be expelled from as
semblies and religious worship may not be disturbed by
those anxious to preach a doctrine of atheism. The right
to speak one’s mind would often be an empty privilege in
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a place and at a time beyond the protecting hand of the
guardians of public order.”
The evidence in these cases shows that the White de
fendants, and most, if not all, of the Negro defendants
were freely and without molestation exercising these rights
upon the streets of the city of Durham. However, they had
no constitutional right to exercise these rights as tres
passers in Kress’ store in violation of G. S. 14-134 and
G. S. 14-126 in Kress’ store.
There is no merit in defendants’ contention that the
indictments should be quashed, and the cases nonsuited,
because S. H. Kress and Company is licensed by the city
of Durham to operate a retail store, and therefore racial
discrimination in the store cannot be enforced. The license
is not in the record before us, and there is no suggestion
by defendants that the license issued to S. H. Kress and
Company contained any restrictions as to whom S. H.
Kress and Company should serve. The answer to this
contention, showing it is without merit, is set forth in 8. v.
Clyburn, supra, in Slack v. Atlantic White Tower System,,
Inc., supra, and in Williams v. Howard Johnson’s Restau
rant, supra, and defendants’ contention is overruled upon
authority of those cases. In the last case the Court said:
“The customs of the people of a State do not constitute
State action within the prohibition of the Fourteenth
Amendment.”
Defendants further contend that the indictments should
be quashed, and the cases nonsuited, because G. S. 14-134
is too indefinite and vague to be enforceable under the due
process clause of the 14th Amendment and under Article
I, ^17, of the State Constitution, in that the statute does
not require the person in charge of the premises to identify
himself, and in that W. K. Boger did not identify himself
when he asked them not to enter the luncheonette depart
ment, and when he asked them to leave after they seated
themselves. This contention is not tenable.
18a
G. S. 14-134 necessarily means that the person forbid
ding a person to go or enter upon the lands of another
shall be the owner or occupier of the premises or his agent,
and that is an essential element of the offense to be proved
by the State beyond a reasonable doubt. The statute is
not too vague and indefinite to be enforceable as challenged
by defendants, because it does not use the specific words
that the person forbidding the entry shall identify himself.
This is a matter of proof.
On a motion for judgment of compulsory nonsuit the
State’s evidence is to be considered in the light most favor
able to the State, and the State is entitled to the benefit of
every reasonable intendment thereon and every reason
able inference to be drawn therefrom. S. v. Corl, 250 N. C.
252, 108 S. E. 2d 608. In our opinion, when the State’s
evidence is so considered, it permits the reasonable in
ference that all the defendants knew when W. K. Boger
forbade them to go upon or enter the luncheonette depart
ment, and requested them to leave after they had seated
themselves there, he was the agent of S. H. Kress and
Company in charge of the store, and we so hold.
Defendants contend that all the cases should be non
suited because the evidence is insufficient to carry the case
to the jury. All defendants introduced evidence. Having
done so, they waived their motions for judgment of in
voluntary nonsuit which they had made at the close of
the State’s case, and must rely on their similar motions
made at the close of all the evidence. G. S. 15-173.
Considering the State’s evidence in the light most favor
able to the State, and not taking defendants’ evidence into
consideration unless favorable to the State, or except when
not in conflict with the State’s evidence, it may be used to
explain or make clear the State’s evidence {S. v. Nall, 239
N. C. 60, 79 S. E. 2d 354), as we are required to do in pass
ing upon defendants’ motion made at the close of all the
19a
evidence, it tends to show that all the defendants without
legal or constitutional right or bona fide claim of right
entered the luncheonette department of S. H. Kress and
Company after having been forbidden by W. K. Boger,
the manager and agent of S. H. Kress and Company there,
to do so, and after they had been requested by him to leave,
refused to do so. The fact, that the violations by all de
fendants of Gr. S. 14-126 and G. S. 14-134 were intentional,
is shown clearly by their acts, by the two White defendants
and by most, if not all, of the Negro defendants in urging
people to boycott the Kress store, and further by the plan
entered into by the Negro defendants on the night of 5
May 1960 to go the following day to the Kress store, enter
the luncheonette department there, take seats, and de
mand service. The evidence was sufficient to carry the
cases to the jury, and we so hold.
The motions to quash the indictments raise most, if not
all, of the constitutional questions raised by the motions
for judgments of compulsory nonsuit made at the close of
all the evidence. All these questions have been considered
by the Court and most, if not all, discussed in the opinion.
In our opinion, and we so hold, the trial court properly
overruled the motions to quash the indictments, and cor
rectly submitted all the cases to the jury.
Defendants’ assignments of error relating to the evidence
are without merit, and do not justify discussion.
Defendants’ assignment of error to the charge of the
court to the jury is to the whole charge, without any state
ment as to what part of it is, as they contend, error. Such
an assignment of error is too general and indefinite to
present any question for decision. 8. v. Dillard, 223 N. C.
446, 27 S. E. 2d 85, and cases there cited. In that case the
Court said: “Unpointed, broadside exceptions will not be
considered. Citing authority. The Court will not go on a
voyage of discovery to ascertain wherein the judge failed
20a
to explain adequately the law in the case. Citing author
ity. The assignment must particularize and point out spec
ifically wherein the court failed to change the law arising
on the evidence.” Further, defendants in their brief make
no mention of the charge, and no exception to the charge
appears in the record, except in the assignment of error.
An assignment of error will be disregarded when it is not
supported by an exception in the record, but only by an
exception appearing in the assignment of error. Barnette
v. Woody, 242 N. C. 424, 88 S. E. 2d 223; Watters v. Par-
risk, 252 N. C. 787, 115 S. E. 2d 1. The assignment of er
ror as to the charge as a whole, not being mentioned, in
defendants’ brief is taken as abandoned by defendants.
Rules of Practice in the Supreme Court, Rule 28, 221 N. C.
544; 8. v. Atkins, 242 N. C. 294, 87 S. E. 2d 507. However,
a reading of the charge, which is in the record, shows that
the trial judge correctly declared and explained the law
arising on the evidence given in the cases, as required by
G. S. 1-180, and in particular instructed the jury to the
effect that if the defendants entered the luncheonette de
partment of the Kress store after being forbidden under
a bona fide claim of right and if they had reasonable
grounds for such belief, and refused to leave after they
had been requested to do so under such claim, as they
contend their evidence tended to show, then there would
be no criminal responsibility, and it would be the duty of
the jury to acquit all defendants. S. v. Clyburn, supra;
8. v. Fisher, 109 N. C. 817, 13 S. E. 878. This Court said in
8. v. Crawley, 103 N. C. 353, 9 S. E. 409, which was a crim
inal action for entry upon land after being forbidden:
“A mere belief on his part that he had such claim would
not be sufficient—he was bound to prove that he had rea
sonable ground for such belief, and the jury should so
find under proper instructions from the court. 8. v. Bryson,
81 N. C. 595.” This Court said in S. v. Wells, 142 N. C.
21a
590, 55 S. E. 210: “True we have held in several well-
considered decisions, that when the State proves there has
been an entry on another’s land, after being forbidden,
the burden is on the defendant to show that he entered
under a license from the owner, or under a bona fide claim
of right. And on the question of bona fides of such claim,
the defendant must show that he not only believed he had
a right to enter, but that he had reasonable grounds for
such belief. S. v. Glenn, 118 N. C., 1194; 8. v. Durham, 121
N. C., 546. But where there is evidence tending to show
that the defendant believed and had reasonable ground to
believe in his right to enter, then in addition to his right,
the question of his bona fide claim of right must be in
some proper way considered and passed upon before he
can be convicted.” Defendants have nothing to complain
of in respect to the charge, and their counsel evidently
thought so by not mentioning the charge in their joint
brief filed with us.
Defendants’ motions in arrest of judgment, which the
court overruled, and -which defendants assign as error, are
not mentioned in defendants’ brief, and are taken as
abandoned by defendants.
All of the assignments of error by the defendants have
been considered, and all are overruled. Defendants have
not shown the violation of any of their rights, or of the
rights of any one of them, as guaranteed by the 14th
Amendment to the Federal Constitution, and by Article I,
§17, of the North Carolina Constitution.
No Error.
A True Copy :
/ s / Adrian J. Newton
Clerk of Supreme Court of North Carolina.
[Seal]
22a
I n the Supreme Court of the State of
North Carolina
State
J ohn T homas A vent, L acy Carrole Streeter, F rank Mo-
Gill Coleman, Shirley Mae Brown, Donovan P hil
l i p s , Callis Napolis Brown and J oan H arris Nelson
I, Adrian J. Newton, Clerk of the Supreme Court of
North Carolina, do hereby certify the foregoing to be a
full, true and perfect copy of the record and the proceed
ings in the above entitled case, as the same now appear
from the originals on file in my office.
I further certify that the rules of this Court prohibit
filing of petitions to rehear in criminal cases.
In testimony whereof, I have hereunto set my hand and
affixed the seal of said Court at office in Raleigh, North
Carolina, this the 6th day of March, 1961.
Appeal docketed
Case argued
Opinion filed
Final judgment entered
8 November 1960
29 November 1960
20 January 1961
20 January 1961
Adrian J. Newton
Clerk of the Supreme Court of
the State of North Carolina
Supreme Court of the United States
October Term, I960
No. 943
JOHN THOMAS AVENT, CALLIS NAPOLIS BROWN
SHIRLEY MAE BROWN, FRANK McGILL COLEMAN'
JOAN HARRIS NELSON, DONOVAN PHILLIPS and
LACY CARROLE STREETER,
Petitioners,
vs.
STATE OF NORTH CAROLINA,
Respondent.
BRIEF OF THE RESPONDENT, STATE OF NORTH
CAROLINA, IN OPPOSITION TO PETITION FOR
WRIT OF CERTIORARI
T. W. BRUTON,
Attorney General of North Carolina
RALPH MOODY,
Assistant Attorney General
Justice Building
Raleigh, North Carolina
Counsel for the State of
North Carolina, Respondent.
INDEX
Opinion Below................................................................................ 1
Jurisdiction................. 2
Questions Presented.................................................................... 2
Constitutional Provisions and Statutes Involved ....................... 2
Respondent’s Statement of the Case............................................. 2
Argument ........................ 5
I. The State Prosecution did not Deprive Petitioners of
any Rights Protected by the Fourteenth Amendment...... 5
II. The State Statute is not Unconstitutional for Uncer
tainty and Vagueness ...... 11
III. The Statute as Administered does not violate the
Constitutional Protection of Freedom of Speech................ 13
IV. Conclusion............................................................................. 16
TABLE OF CASES
American Federation of Labor v. Watson, 327 U.S. 582 ............. 10
Armstrong v. Armstrong, 230 N.C. 201, 52 S.E. 2d 362 ................ 9
Barrows v. Jackson, 346 U.S. 249 ................................................ 6
Beauharnais v. Illinois, 343 U.S. 250 ............................................. 12
Bolling v. Sharpe, 347 U.S. 497 ....................................................... 7
Boman v. Birmingham Transit Co., 280 F2d 531 ....................... 6
Bowder v. Gayle, 142 F. Supp. 707, aif’d 352 U.S. 903 ................ 6
Boynton v. Virginia, ......... U.S............. . 5 L.ed. 2d 206 .............. 9
Brookside-Pratt Min. Co. v. Booth, 211 Ala. 268 .......................... 10
Brown v. Board of Education, 347 U.S. 483 ............................... 7
Burton v. Wilmington Parking Authority, 29 U.S. Law
Week 4317 .............................. 7
City of Greensboro v. Simkins, 246 F.2d 425 ............................. 7
Civil Rights Cases, 109 U.S. 3 ...................................................... 16
Cole v. Arkansas, 338 U.S. 345 ................................................... 12
Cooper v. Aaron, 358 U.S. 1 ............................................-........... 7
i
Derrington v. Plummer, 240 F.2d 922 ......................................... 7
Dawson v. Baltimore, 220 F.2d 386, aff’d 350 U.S. 877 ................ 7
Flemming v. South Carolina Elec. & Gas Co., 224 F.2d 752 .......... 6
Highland Farms Dairy v. Agnew, 300 U.S. 608 ........................... 10
Kovacs v. Cooper, 336 U.S. 77 .................................................... 14
Lee v. Stewart, 218 N.C. 287, 10 S.E. 2d 804 ............................... 9
Monroe v. Pape, No. 39, Oct. Term, 1960, Feb. 20, 1961 .............. 6
Milk Wagon Drivers Union v. Meadowmoor Dairies, 312
U.S. 287 ....................................... .......... .........-......................... 14
Marsh v. Alabama, 326 U.S. 501..................................................... 15
Nash v. United States, 229 U.S. 373 .................... -.......................... 13
Phillips v. United States, 312 U.S. 246 ......................................... 10
Roth v. United States, 354 U.S. 476 ............................................. 12
Schenck v. United States, 249 U.S. 47 ........................................... 14
Screws v. United States, 325 U.S. 91 ......................................... 6,12
Shelley v. Kraemer, 334 U.S. 1 .................................................. 6,8
Slack v. Atlantic White Tower System, Inc., 181 F. Supp.
124, aff’d 284 F.2d 746 .............................................................. 10
State v. Avent, et als., 253 N.C. 580, 118 S.E. 2d 47 .................... 1, 7
State v. Baker, 231 N.C. 136, 56 S.E. 2d 424 ................................. 9
State v. Clyburn, 247 N.C. 455, 101 S.E. 2d 295 ........... -.......... 9,10,11
State v. Cooke et als., 246 N.C. 518, 98 S.E. 2d 885 ....................... 9
State v. Goodson, 235 N.C. 177, 69 S.E. 2d 242 ........... ............. 9
Terminal Taxicab Co. v. Kutz, 241 U.S. 252 ................................. 8
Thornhill v. Alabama, 310 U.S. 88 ........................................-.... 14
United States v. Cruikshank, 92 U.S. 542 ...................................... 8
United States v. Harris, 106 U.S. 629 ........................................... 8
United States v. Wurzbach, 280 U.S. 396 ..................................... 12
Valle v. Stengel, 176 F. 2d 697 ..................................................... 6
Williams v. Howard Johnson’s Restaurant, 268 F. 2d 845 ........... 10
Williams v. United States, 341 U.S. 97 ........ 12
ii
CONSTITUTIONAL PROVISIONS AND STATUTES
Constitution of the United States:
First Amendment....... .................................................................... 13
Fourteenth Amendment..................................................2,5, 6,7,8,11
Federal Statutes:
28 U.S.C. 1257 (3) ....................................................................... 2
42 U.S.C. 1981 .................................................................................. 6
42 U.S.C. 1982 .................................................................................. 6
18 U.S.C. 242 ................................................................................... 12
State Statutes:
Sec. 14 - 134 of General Statutes of North Carolina ................ 2,9,11
Sec. 14 - 126 of General Statutes of North Carolina..................... 9
LA W REV IEW ARTICLES
Race Relations Law Reporter ...................................................... 6, 7
47 Virginia Law Review 1 .......................................................... 7
46 Virginia Law Review 123 ........................................................ 7
15 U. of Miami Law Review 123 ................................................. 7
1960 Duke Law Journal 315 ....................................................... 7
109 U. of Pennsylvania Law Review 67 .................................... 13
62 Harvard Law Review 77............................................................ 13
40 Cornell Law Quarterly 195 .................... -................................. 13
iii
Supreme Court of the United States
October Term, 1960
No. 943
JOHN THOMAS AVENT, CALLIS NAPOLIS BROWN,
SHIRLEY MAE BROWN, FRANK McGILL COLEMAN,
JOAN HARRIS NELSON, DONOVAN PHILLIPS, and
LACY CARROLE STREETER,
Petitioners,
vs.
STATE OF NORTH CAROLINA,
Respondent.
BRIEF OF THE RESPONDENT, STATE OF NORTH
CAROLINA, IN OPPOSITION TO PETITION FOR
WRIT OF CERTIORARI.
OPINION BELOW
The opinion of the Supreme Court of North Carolina, in
this case, is reported as STATE v. AVENT, et als, 253 N.C.
580 (No. 6, Advance Sheets of North Carolina, issued Feb
ruary 15, 1961); 118 S.E. 2d 47. The opinion of the Supreme
Court of North Carolina in this case also appears in the
Petitioners’ Appendix attached to their Petition and Brief
at p. la. The Petitioners erroneously attribute the opinion
of the Supreme Court of North Carolina to “Mr. Justice Mal
lard,” when the truth of the matter is that Judge Mallard is
Judge of the Superior Court, which is a court of general
jurisdiction, and he tried the case in the Court below, at the
trial stage. The opinion of the Supreme Court of North Caro-
2
lina was written by Mr. Justice Parker, as will appear on p.
6a of the Petitioners’ Appendix. The Judgment of the Su
perior Court of Durham County, North Carolina, is not
officially reported but appears in the State Record certified
to this Court on p. 15.
JURISD ICTION
The Petitioners invoke the jurisdiction of the Supreme
Court of the United States pursuant to 28 U.S.C. 1257 (3).
The Respondent, North Carolina, denies that this Court has
been presented a sufficient basis in this case for the ex
ercise of its jurisdiction.
QUESTIONS PRESENTED
The Respondent, North Carolina, will oppose the grant
ing of the Writ herein sought by the Petitioners and for pur
poses of argument the Respondent will assume that the
questions presented by the Petitioners on p. 2 of their
brief are the questions to be considered.
CONSTITUTIONAL PROVISION AND STATUTE
INVOLVED
The Petitioners invoke Section 1 of the Fourteenth A-
mendment to the Constitution of the United States.
The Petitioners also attack Section 14-134 of the General
Statutes of North Carolina, the pertinent part of which is
as follows:
“G.S. 14-134. Trespass on land after being forbidden. If
any person after being forbidden to do so, shall go or enter
upon the lands of another, without a license therefor, he
shall be guilty of a misdemeanor, and on conviction, shall be
fined not exceeding fifty dollars or imprisoned not more
than thirty days.”
RESPONDENT'S STATEMENT OF THE CASE
The Record of this case before the Supreme Court of
North Carolina (No. 654—14th District—Fall Term, 1960)
3
has been certified to this Court by the Clerk of the Supreme
Court of North Carolina, and we will refer to this Record
(State Record) by the designation SR.
The Petitioners were each indicted by the Grand Jury of
Durham County for a violation of G.S. 14-134 in that they
committed a criminal trespass on the land and property of
5. H. Kress & Company, Owner, they having entered unlaw
fully upon said premises and having willfully and unlaw
fully refused to leave the premises after being ordered to do
so by the agent and manager of S. H. Kress & Company.
The indictments (SR-2) were all consolidated for the pur
pose of trial (SR-15); the cases were tried and presented to
the jury, and a verdict of guilty as to each Petitioner was
returned. (SR-15) The Court pronounced judgment in the
various cases which are shown on SR-15, and from these
judgments the Petitioners each appealed to the Supreme
Court of North Carolina.
This case is another facet of the demonstrations which
have occurred in various states and which have been spon
sored by the National Student Association, the Congress of
Racial Equality (CORE), and the National Association for
the Advancement of Colored People. The movement was
dominated and led primarily by students of the colored race
and some students of the white race and the objective was
to move into various privately-owned stores and take charge
of the lunch counters which the owners maintained and
operated for customers of the white race and prevent the
white customers from being served at these lunch counters.
According to the evidence of W. K. Boger, Manager of the
Durham Store of S. H. Kress & Company, (SR-20) on May
6 , 1960, all of the Petitioners came into the store located on
West Main Street in Durham. The luncheonette was open
for the purpose of serving invited guests and employees and
signs were posted over and about the luncheonette depart
ment stating that the department was operated for employ
ees and guests only; there were iron railings which sep
arated this department from the other departments in the
4
store, and the luncheonette department had chained en
trances. (SR-21) The manager had a conversation with every
one of the Petitioners, (SR-21) and he explained to them
the status of the lunch counter and asked the Petitioners to
leave. Before the Petitioners were seated at the lunch count
er the manager asked them not to take these seats, and when,
in spite of his directions and wishes, the Petitioners seated
themselves at the lunch counter, the manager asked them
to leave. (SR-21) The manager called an officer of the City
Police Department and the officer asked the Petitioners to
leave, and, upon their refusing to do so, each of the Peti
tioners was arrested for trespassing upon the property.
The Petitioner Frank McGill Coleman is a member of the
white race, a student at Duke University, and was engaged
in concerted action with the colored Petitioners. The Peti
tioner Joan Harris Nelson is a freshman at Duke University
and is apparently a white person. All of the actions of the
Petitioners show that they had previously discussed what
they would do and how they would operate in making this
demonstration and in creating a situation which would
afford a test case for the colored Petitioners.
The evidence of the State, as well as the evidence of the
Petitioners, establishes certain facts, as follows:
(1) That prior to the sit-in demonstrations which re
sulted in the present arrests and indictments of the Peti
tioners, the Petitioners had counsel and had consulted
counsel while the demonstration was in its organizational
process. (SR-38)
(2) The Petitioners had previously been engaged in
picketing this store and in urging a boycott unless their
demands for luncheon service were met. (SR-37, 41, 42, 44,
48, 49, 50.)
(3) It is clear from the evidence of Callis Napolis Brown
(SR-46) that there was an organization for this purpose,
that the organization had leaders, and that a meeting was
5
held on the night before May 6 , 1960, and it was decided and
planned to make a purchase in some other part of the store
before going down and attempting to secure lunch counter
service. (SR-46)
(4) Purchases were made by these defendants according
to this previously agreed upon design or plan. (SR-36, 40,
43, 45, 48, 49)
(5) It is plain that the Petitioners expected and anticipat
ed that they would not be served at the lunch counter and
that they intended to remain until they were arrested. It is
also clear that they solicited the aid of the two white stu
dents for the purpose of having an entering wedge into the
seats of the lunch counter and for the purpose of confusing
the situation by having the white students purchase the food
and give it to the colored students.
(6 ) It is further clear that counsel had been consulted
and cooperated in all these movements even to the point
of providing bonds for the Petitioners after they were ar
rested. (See SR. 39, where Lacy Carrole Streeter testified:
“I left the matter of a bond to my attorneys. I employed my
attorneys in February. I started consulting with my attor
neys in February. I kept them retained until May 6 , I960.”)
ARGUM ENT
1
THE STATE PROSECUTION DID NOT DEPRIVE PETI
TIONERS OF ANY RIGHTS PROTECTED BY THE
FOURTEENTH AMENDMENT.
Petitioners in their Brief assert several propositions relat
ing to race discriminations prohibited by the Fourteenth
Amendment about which there is no contest and which do
not come within the ambit of the issues to be resolved in
this case. Some of these propositions, about which there is
no controversy, are as follows:
6
(1) The Respondent admits that action by the judicial
branch of a state government can be such a type of state
action that offends against the prohibitory provisions of
the Fourteenth Amendment (SHELLEY v. KRAEMER, 334
U. S. 1; BARROWS v. JACKSON, 346 U. S. 249; Race Rela
tions Law Reporter, Vol. 1, No. 3, pp. 613, 622). We still
think there is such a thing as valid state action by the
judicial branch of a state government.
(2) The Respondent admits that the provisions of the
Fourteenth Amendment extend to and reach the conduct of
state police officers (MONROE v. PAPE, No. 39, Oct. Term,
1960, Feb. 20, 1961; SCREWS v. UNITED STATES, 325
U. S. 91). We deny that it extends to and reaches valid
conduct of state police officers exercised under valid state
authority.
(3) We admit that there can be unlawful state action by
a police officer acting under “color of law” where a state
has enacted a Civil Rights statute which prohibits the denial
of accommodations or privileges to a person because of color
in places of amusement or in restaurants. (YALLE v. STEN
GEL, CCA-3, 176 F. 2d 697, 701). We think the rule can
be different where a state has no such statute.
(4) We admit that where a state grants a franchise to a
public utility there cannot be discrimination in the use of
facilities or services furnished the patrons because of color
nor can the state enforce such discriminations by delegating
the power to make rules or by criminal sanctions (BOMAN
v. BIRMINGHAM TRANSIT CO., CCA-5, 280 F. 2d 531;
BOWDER v. GAYLE, 142 F. Supp. 707, aff’d 352 U. S. 903;
FLEMING v. SOUTH CAROLINA ELEC. & GAS CO., CCA-
4, 224 F. 2d 752). We deny that this rule applies to business
under private ownership.
(5) We admit that all citizens, white and colored, have
the right to contract, acquire and own property, are entitled
to security of person and property, and to inherit, purchase,
lease, hold and convey real and personal property as set
forth in R.S. 1977, 42 USC 1981, and R.S. 1978, 42 USC
7
1982. We do not admit that any person, white or colored,
can be constitutionally forced to sell any private property
or product to another person, or that one person is forced
to negotiate with another person in or about any property
or business transaction.
(6 ) We admit that there is an abundance of legal author
ity to the effect that a state or a subdivision of a state which
operates restaurants or other facilities, or operates play
grounds or parks, or facilities of this nature, cannot by the
device of a lease to private persons or firms discriminate
against colored persons who desire to use such facilities, and
that “the proscriptions of the Fourteenth Amendment must
be complied with by the lessee as certainly as though they
were binding covenants written into the agreement itself.”
(BURTON v. WILMINGTON PARKING AUTHORITY, 29
U. S. Law Week 4317, No. 164, Oct. Term 1960, April 17,
1961; DERRINGTON v. PLUMMER, CCA-5, 240 F. 2d 922;
CITY OF GREENSBORO v. SIMKINS, CCA-4, 246 F. 2d
425; DAWSON v. BALTIMORE, CCA-4, 220 F. 2d 386, aff’d
350 U. S. 877).
(7) We don’t think the cases on discrimination in public
schools have anything to do with this case, but we admit
there can be no state action which supports racial discrimi
nation in this field and as set forth in the cases of BROWN
v. BOARD OF EDUCATION, 347 U. S. 483, BOLLING v.
SHARPE, 347 U. S. 497, and COOPER v. AARON, 358 U. S.
1.
Our contentions and the concepts that we believe to be
sound have been fully stated by Mr. Justice Parker in
STATE v. AVENT et als., 253 N. C. 580 (N. C. Advance
Sheets No. 6 , issued Feb. 15, 1961), 118 S. E. 2d 47, Peti
tioners’ Appendix p. 2a. The matter has been considered
by the law review writers (47 Virginia Law Review—No. 1,
Jan. 1961, p. 1; 46 Virginia Law Review - 1960 - p. 123; 15
U. of Miami Law Review - No. 2 - 123; Race Relations Law
Reporter, Vol. 5, No. 3 - Fall 1960 - p. 935; 1960 Duke Law
Journal 315).
8
We assert that private citizens or persons have the right
to practice private discrimination for or against each other.
This runs all through the fabric of society and life. Clubs,
lodges and secret societies will accept some as members and
reject others. The country club people do not associate with
the people that live in slum areas and across the railroad
track. The people of some races will have no dealings with
people of other races. Discriminations are practiced inside
the race group. The colored insurance men, doctors and
bankers do not have social affairs that are open to the cot
ton and cornfield Negroes. We further assert that any color
ed citizen can refuse to transact business with a white per
son or to have him on his business premises and the rule
applies in reverse. Up to the present time, in private busi
ness, no man has been compelled to sell his product, goods
or services to another unless he desired to so do. The rea
sons or motives that prompt his choice of action are irrele
vant. The same private rights in the use and enjoyment of
property are available to all. The protection of these private
rights is not an “indiscriminate imposition of inequalities”.
As said by Mr. Justice Holmes (TERMINAL TAXICAB CO.
v. KUTZ, 241 U. S. 252, 256):
“It is true that all business, and for the matter of that,
every life in all its details, has a public aspect, some
bearing on the welfare of the community in which it is
passed. But however it may have been in earlier days
as to the common callings, it is assumed in our time
that an invitation to the public to buy does not neces
sarily entail an obligation to sell. It is assumed that an
ordinary shopkeeper may refuse his wares arbitrarily
to a customer whom he dislikes * * *.”
This court carefully stated (SHELLEY v. KRAEMER,
334 U. S. 1):
“That Amendment erects no shield against merely priv
ate conduct, however discriminatory or wrongful.” (cit
ing in the note: UNITED STATES v. HARRIS, 106
U. S. 629; UNITED STATES v. CRUIKSHANK, 92 U. S.
542.)
9
In BOYNTON v. VIRGINIA, 5 L. ed. 2d 206, _____ .
U. S ._____, this Court said:
“We are not holding that every time a bus stops at a
wholly independent roadside restaurant the Interstate
Commerce Act requires that restaurant service be sup
plied in harmony with the provisions of that Act.”
But if there existed another vital, and primary constitu
tional principle that required that restaurant service be
supplied by the roadside restaurant to a colored man, then
there would seem to be no reason why this Court should
pass it by and not settle the question.
The State Statute here under consideration is an old
statute and has been passed upon by the Supreme Court
of North Carolina many times. It appears in the State code
as G. S. 14 - 134 and we refer the Court to certain cases, as
follows: STATE v. CLYBURN, 247 N. C. 455, 101 S. E. 2d
295; STATE v. COOKE et als., 246 N. C. 518, 98 S. E. 2d 885;
STATE v. GOODSON, 235 N. C. 177, 69 S. E. 2d 242; ARM
STRONG v. ARMSTRONG, 230 N. C. 201, 52 S. E. 2d 362;
LEE v. STEWART, 218 N. C. 287, 10 S. E. 2d 804; STATE
v. BAKER, 231 N. C. 136, 56 S. E. 2d 424. See also cases
cited in annotation to Sec. 14 - 134 in General Statutes of
North Carolina, and the 1959 Supplement thereto. A related
statute is G. S. 14 - 126 which is as follows:
“No one shall make entry into any lands and tenements,
or term for years, but in case where entry is given by
law; and in such case, not with strong hand nor with
multitude of people but only in a peaceable and easy
manner; and if any man do the contrary, he shall be
guilty of a misdemeanor.”
This statute was borrowed from English law and in sub
stance is 5 Richard II, c. 8 , and in fact it would appear that
this statute and the one under consideration are formulations
of the common law.
10
The statute now attacked by Petitioners is a neutral sta
tute and has no connection with the color of persons. We
challenge the Petitioners to trace the reported decisions and
show that in its judicial administration it has been applied
to colored persons and not to white persons. It is available
to the colored man if a white man will not leave his premises
when requested to do so.
The implied invitation to the general public to come into
a shop or store can lawfully be revoked. On this aspect of
the case the Supreme Court of North Carolina (253 N. C.
580, 588) said:
“In an Annotation in 9 A.L.R., p. 379, it is said: ‘It
seems to be well settled that, although the general pub
lic have an implied license to enter a retail store, the
proprietor is at liberty to revoke this license at any time
as to any individual, and to eject such individual from
the store if he refuses to leave when requested to do
so.’ The Annotation cites cases from eight states sup
porting the statement. See to the same effect, BROOK-
SIDE-PRATT MIN. CO. v. BOOTH, 211 Ala. 268, 100
So. 240, 33 A.L.R. 417, and Annotations in 33 A.L.R. 421”.
Leaving aside the question of void-for-vagueness, the in
terpretation of the highest appellate Court of a state should
be accepted by the Federal Courts (AMERICAN FEDERA
TION OF LABOR v. WATSON, 327 U. S. 582; PHILLIPS v.
UNITED STATES, 312 U. S. 246; HIGHLAND FARMS
DAIRY v. AGNEW, 300 U. S. 608).
The Petitioners have not cited any case dealing with priv
ate discrimination which supports their position, and indeed
they cannot do so. Up to the present time the Courts that
have considered the matter support our position (STATE
v. CLYBURN, 247 N. C. 455, 101 S. E. 2d 295; WILLIAMS
v. HOWARD JOHNSON’S RESTAURANT, 268 F. 2d 845;
SLACK v. ATLANTIC WHITE TOWER SYSTEM, INC.,
181 F. Supp. 124, aff’d 284 F. 2d 746; see also cases cited
in opinion of Supreme Court of North Carolina in this case,
and in law review articles cited supra).
11
As we see the matter, up to the present time, wherever
the prohibitions of the Fourteenth Amendment have been
invoked there has been a clear, established right to be pro
tected from state action or from any discrimination aided
or assisted by state action. Up to the present time in this
case the Petitioners are starting from a position where they
have no clear, established right to be protected by constitu
tional guarantees. They are asking the Court to invent, create
or conjure up the claimed right and then say it is entitled
to the protection of the Fourteenth Amendment. If it shall
be said that the State court cannot exert its power to protect
the property rights of either race but will leave the parties
to their own devices, or to the exercise of personal force,
then the result will be something that neither the white or
colored race really desires.
II
THE STATE STATUTE IS NOT UNCONSTITUTIONAL
FOR UNCERTAINTY AND VAGUENESS.
The Petitioners’ next attack on the statute comes under
the so-called void-for-vagueness doctrine. Here we enter into
a field of constitutional law which it seems to us is measured
entirely by subjective tests.
There is one thing sure however—the Petitioners were
engaged in a previously organized campaign and there is
strong reason to believe from the evidence that they had
the advice of counsel. The Supreme Court of North Carolina
has construed G. S. 14 - 134 many times to include the situ
ation where a person enters upon lands or premises without
protest and is later told by the owner or proprietor to leave
the premises. The case of STATE v. CLYBURN, 247 N. C.
455, 101 S. E. 2d 295, was decided on January 10, 1958, and
Petitioners and their counsel had ample warning of this
construction of the statute. We have heretofore cited above
many cases in which the Supreme Court of North Carolina
has construed the statute. This Court has said in substance
that impossible standards of definition are not required and
12
that it is sufficient if the language “conveys sufficiently
definite warning as to the proscribed conduct when measur
ed by common understanding and practices.” On this point,
see ROTH v. UNITED STATES, 354 U. S. 476, and see an
notation in 1 L. ed 2nd, p. 1511.
This State statute is certainly no more vague or uncertain
than 18 USCA 242, which reads as follows:
“Whoever, under color of any law, statute, ordinance,
regulation, or custom, willfully subjects, or causes to
be subjected, any inhabitant of any State, Territory,
or District to the deprivation of any rights, privileges,
or immunities secured or protected by the Constitution
and laws of the United States, or to different punish
ments, pains, or penalties, on account of such inhabitant
being an alien, or by reason of his color, or race, than
are prescribed for the punishment of citizens, shall be
fined not more than $1,000 .00 , or imprisoned not more
than one year, or both.”
This Court reviewed the statute and its history and up
held the statute against an attack based on unconstitutional
vagueness in SCREWS v. UNITED STATES, 325 U. S. 91.
For other causes in which statutes have been upheld
against such an attack see: BEAUHARNAIS v. ILLINOIS,
343 U. S. 250, COLE v. ARKANSAS, 338 U. S. 345, WIL
LIAMS v. UNITED STATES, 341 U. S. 97, UNITED
STATES v. WURZBACH, 280 U. S. 396.
As a practical matter, an ordinary layman has trouble with
any statute no matter how precise its standards of conduct
and no matter how clear it may be in the informational pro
cess. Statutes really are written for lawyers to read and to
form opinions and advise clients thereon, and the statute
now under attack when considered with the constructions
of the highest appellate Court of the State clearly informs
Counsel for Petitioners what the consequences could be.
There must be some latitude in statutory language be-
13
cause statutes are drafted for the most part in an attempt
to take care of unanticipaed situations as well as those that
may be in contemplation when the drafting process is first
initiated. In NASH v. UNITED STATES, 229 U. S. 373, Mr.
Justice Holmes summed up the situation as follows:
“But, apart from the common law as to the restraint of
trade thus taken up by the statute, the law is full of
instances where a man’s fate depends on his estimating
rightly, that is, as the jury subsequently estimates it,
some matter of degree. If his judgment is wrong, not
only may he incur a fine or a short imprisonment, as
here; he may incur the penalty of death.’
This question has also been written about extensively by
the law review writers and in closing this portion of the
argument we cite a few of these articles but this is not to
be construed by the Court as meaning that we approve all
the criticisms and conclusions of the authors (109 University
of Pennsylvania Law Review - No. 1, November 1960 - p. 67,
62 Harvard Law Review 77, 40 Cornell Law Quarterly 195).
Ill
THE STATUTE AS ADMINISTERED DOES NOT VIO
LATE THE CONSTITUTIONAL PROTECTION OF
FREEDOM OF SPEECH.
We assume here that the Petitioners are dealing with the
principles of the First Amendment insofar as they may be
incorporated in the Fourteenth Amendment. The evidence
shows that Petitioners exercised their right of free speech
to the fullest extent. Petitioners and their adherents had
for days been exercising their right to protest and the right
of freedom of speech by writings and slogans on placards
which they carried up and down the streets in front of the
stores. This was certainly true in the AVENT case and in
both cases there is no evidence to show that they had been
restrained in any manner in the exercise of this right. The
use of the streets and sidewalks of the town and city con-
14
cerned had been utilized by Petitioners in the AVENT case
and there is no reason to believe that any restraints would
have been placed upon Petitioners in the exercise of free
speech in any proper place. Of course, free speech is not a
mighty shield that insulates a person from liability in all
types of criminal conduct. Such a logic would extend free
speech as a protection from the penalty of murder and would
act as a complete and conclusive defense for the commission
of all criminal acts. This is explained by a paragraph in
KOYACS v. COOPER, 336 U. S. 77, where this Court said:
“Of course, even the fundamental rights of the Bill of
Rights are not absolute. The SAIA case recognized that
in this field by stating ‘The hours and place of public
discussion can be controlled.’ It was said decades ago
in an opinion of this Court delivered by Mr. Justice
Holmes, SCHENCK v. UNITED STATES, 249 U. S. 47,
52, 63 L. Ed 470, 473, 39 S Ct 247, that: ‘The most
stringent protection of free speech would not protect
a man in falsely shouting fire in a theatre and causing
a panic. It does not even protect a man from an in
junction against uttering words that may have all the
effect of force.’
“Hecklers may be expelled from assemblies and relig
ious worship may not be disturbed by those anxious
to preach a doctrine of atheism. The right to speak one’s
mind would often be an empty privilege in a place and
at a time beyond the protecting hand of the guardians
of public order.”
In the case of MILK WAGON DRIVERS UNION v.
MEADOWMOOR DAIRIES, 312 U. S. 287, 61 S. Ct. 552, 85
L. ed 836, the Court sustained an injunction against picket
ing where there was a history of past violence against a
plea of freedom of speech and distinguished the case from
that of THORNHILL v. ALABAMA, cited by the Petition
ers, and said:
“This is precisely the kind of situation which the Thorn
hill opinion excluded from its scope. ‘We are not now
15
concerned with picketing en masse or otherwise con
ducted which might occasion such imminent and ag
gravated danger . . . as to justify a statute narrowly
drawn to cover the precise situation giving rise to the
danger.’ 310 U. S. 105, 84 L. Ed. 1104, 60 S. Ct. 736. We
would not strike down a statute which authorized the
courts of Illinois to prohibit picketing when they should
find that violence had given to the picketing a coersive
effect whereby it would operate destructively as force
and intimidation. Such a situation is presented by this
record. It distorts the meaning of things to generalize
the terms of an injunction derived from and directed
towards violent misconduct as though it were an ab
stract prohibition of all picketing wholly unrelated to
the violence involved.”
We shall not burden the Court with further citations from
case law but it is sufficient to say that the injuctions
sustained by this Court in labor disputes "where violence
and destruction of property were involved are certainly not
constitutionally invalid because those who were engaged in
picketing carried banners and mottoes and other writings
in the exercise of communications and freedom of speech.
The case of MARSH v. ALABAMA, supra, is no excep
tion to this rule. The defendants in the MARSH case were
distributing religious literature and engaged in talking to
persons on the streets of a company-owned town. They were
not in stores interfering with the businesses of private pro
prietors. The Supreme Court of the United States simply
said that where a company owned the streets and sidewalks
the people of the town were compelled to use them in com
munity affairs, that these streets and sidewalks were con
stitutionally dedicated to the public in the same manner as
the streets of a municipal corporation.
16
IV
CONCLUSION
This Court in these cases is being asked to take a step
which has never before been taken with reference to the use
and enjoyment of property rights. To grant the request of
the Petitioners opens the door to the socialization of all
property and would mean that while a proprietor may
have the privilege of holding the bare legal title yet the
property would be subjected by the State to so many social
demands that it would be almost analogous to property
held in the corporative state organized and administered
for awhile by Mussolini. Petitioners realize that their logic,
as derived from their premises, leads to great extremes and
they try to hedge against these extremes. For example, must
the Petitioners be given entrance to the office of the man
ager and must they be allowed to go to the stockroom?
Suppose the clerks tell Petitioners that they do not have
certain articles and the Petitioners think they can find some
of the articles in the stockroom, can they go to the stock-
room over the p r o t e s t of the management? Suppose
private properietors are compelled to sell to Petitioners, at
what price must they sell? If a private properietor sold
articles or food to his friends at no cost or at a cheaper
rate than usual, would this violate Petitioners’ civil rights?
Under their own theory, why should not Petitioners be
allowed to enter into any private home they desire so long
as they say that they are protesting and exercising free
speech? The Petitioners’ request should not be granted un
less the Court thinks we should have a completely socialized
state. There should be left to an individual some property
rights that he can call his own or else why should we have
the institution of private property. We ask the Court not
to take such a step and in this connection we again remind
the Court of the langauage this Court used in civil rights
cases (109 U.S. 3) when it said:
“When a man has emerged from slavery, and by the aid
of beneficient legislation has shaken off the inseparable
17
concomitants of that state, there must be some stage
in the progress of his elevation when he takes the rank
of a mere citizen, and ceases to be the special favorite of
the laws, and when his rights, as a citizen or a man,
are to be protected in the ordinary modes by which other
men’s rights are protected.”
Respectfully submitted,
T. W. BRUTON
Attorney General of North Carolina
RALPH MOODY
Assistant Attorney General
Justice Building
Raleigh, North Carolina
Counsel for the State of North Carolina
Respondent
In the
nprxmx (Emirt of llniipii Btntxz
October Term, 1961
No.
J ames Gober, J ames Albert Davis, E oy H utchinson,
E obert J . K in g , E obert P arker, W il l ia m W est, E gbert
D. Sanders, E oosevelt W estmoreland, J essie W alker,
W illie J . W illis,
Petitioners,
City oe B irmingham
PETITION FOR WRIT OF CERTIORARI TO THE
COURT OF APPEALS OF ALABAMA
J ack Greenberg
Constance B aker Motley
10 Columbus Circle
New York City, New York
Arthur D. Shores
P eter A. H all
Orzell B illingsley, J r.
Oscar W. Adams, J r.
J . R ichmond P earson
Attorneys for Petitioners
L eroy D. Clark
Michael Meltsner
J ames M. Nabrit, III
of Counsel
TABLE OF CONTENTS
PAGE
Citations to Opinion Below ........................... ..............- 1
Jurisdiction ....................................... ............................ 2
Questions Presented ...... — ........-..... ...... .......... -........ 2
Constitutional and Statutory Provisions Involved .... 3
Statement .........................-.............................—-......-..... 1
Gober and Davis........................................................ 5
Hutchinson and King ............................................... 8
Parker and West ............................ —-................ 9
Sanders and Westmoreland ...................................... 10
Walker and Willis .......... ...............-........................ 12
Facts in Common ............ .............. - ..................... 12
How the Federal Questions Were Raised and Decided
Below ......................................................................... 11
Reasons for Granting the Writ .......... -............... —- 18
I. Petitioners were denied due process of law and
equal protection of the laws by conviction of
trespass for refusing to leave white dining
areas where their exclusion was required by
City ordinance ................................................... 18
II. Petitioners were denied due process and equal
protection by convictions for trespass for re
fusal to leave whites-only dining areas of de
partment stores in which all persons are other
wise served without discrimination .... ........... - 23
11
PAGE
III. The convictions deny due process of law in that
they rest on an ordinance which fails to specify
that petitioners should have obeyed commands
to depart given by persons who did not estab
lish authority to issue such orders at the time
given ................................................................... 27
IV. The decision below conflicts with decisions of
this Court securing the right of freedom of
expression under the Fourteenth Amendment
to the Constitution of the United S tates.......... 30
Conclusion ...................................................................... 34
A p p e n d ix :
Judgment Entry in Gober Case ............................ la
Opinion in the Alabama Court of Appeals (in
Gober Case) .......................................................... 4a
Order of Affirmance in Gober Case ....................... 13a
Order Denying Application for Rehearing in Gober
Case ................................................................. 14a
Order Denying Petition for Writ of Certiorari to
the Court of Appeals in Gober Case ...... ........... 15a.
Order Denying Rehearing in Gober Case ........... 16a
Judgment Entry in Roosevelt Westmoreland Case 17a
Order of Affirmance in Roosevelt Westmoreland
Case .................................................... 20a
Order Denying Rehearing in Roosevelt Westmore
land Case .............................................................. 21a,
Ill
PAGE
Order Denying Petition for Writ of Certiorari in
Roosevelt Westmoreland Case .......................... 22a
Order Denying Rehearing in Roosevelt Westmore
land Case .................................................. -.......... 23a
T able op Cases
Abie State Bank v. Bryan, 282 IT.S. 765 ..................... 8
Abrams v. United States, 250 U.S. 616........................ 30
Adams v. Saenger, 303 U.S. 59 ................. ................- 8
Baldwin v. Morgan, 287 F. 2d 750 (5th Cir. 1961) ....... 22
Boman v. Birmingham Transit Company, 280 F. 2d
531 (5th Cir. 1960) ............... ................................... 22
Breard v. Alexandria, 341 U.S. 622 ............................ 31
Browder v. Gayle, 352 U.S. 903 (1956) ........................ 25
Brown v. Board of Education, 347 U.S. 483 ................. 22
Buchanan v. Warley, 245 U.S. 60 ............................22, 24
Burton v. Wilmington Parking Authority, 365 U.S.
5 .......................................... 22, 23, 26
Central Iron Co. v. Wright, 20 Ala. App. 82, 101 So.
815 ............................................-----...............- ..... ....... 29
Connally v. General Construction Co., 269 U.S. 385 .... 28
Cooper v. Aaron, 358 U.S. 1 ....... -............. -.......... -........ 33
Davis v. Schnell, 81 F. Supp. 872 (S.D. Ala. 1949) aff d
336 U.S. 933 ................................................... -....... 21
Frank v. Maryland, 359 U.S. 360 ................................... 27
Freeman v. Retail Clerks Union, Washington Supeiior
Court, 45 Lab. Rel. Ref. Man. 2334 (1959) .....-........... 33
IV
PAGE
Garner v. Louisiana, 7 L. ed. 2d 207 .......... 5, 24, 29, 30, 31
Gayle v. Browder, 352 U.S. 903, aff’g 142 F. Supp. 707
(M.D. Ala, 1956) ......................................................... 22
Guinn v. United States, 238 U.S. 347 ...................... . 21
Holmes v. City of Atlanta, 350 U.S. 879 ......................... 22
Hudson County Water Co. v. McCarter, 209 U.S. 349 .... 27
Junction R.R. Co. v. Ashland Bank, 12 Wall. (U. S.) 226 8
Lambert v. California, 355 U.S. 225 ............................ 28
Lane v. Wilson, 307 U.S. 268 ................................ ....... 21
Lanzetta v. New Jersey, 306 U.S. 451............................ 28
Louisiana State University and A. & M. College v.
Ludley, 252 F. 2d 372 (5th Cir. 1958), cert, denied
358 U.S. 819 ............................................................ 21
Mapp v. Ohio, 367 U.S. 643 ....................................... . 26
Marsh v. Alabama, 326 U.S. 501 ................................24, 32
Martin v. Struthers, 319 U.S. 141 ................................ 31
Mayor and City Council of Baltimore v. Dawson, 350
U.S. 877 ........................................................................ 22
McCord v. State, 79 Ala. 269 ........................................ 29
Monk v. Birmingham, 87 F. Supp. 538 (N.D. Ala. 1949)
aff’d 185 F. 2d 859, cert, denied 341 U.S. 940 ....... . 7
Morissette v. United States, 342 U.S. 246 ..................... 29
N.A.A.C.P. v. Alabama, 357 U.S. 449 ............................ 30
N.L.R.B. v. American Pearl Button Co., 149 F. 2d 258
(8th Cir. 1945) .................................................... . 32
N.L.R.B. v. Fansteel Metal Corp., 306 U.S. 240 .......... 32
Owings v. Hull, 9 Peters (U. S.) 607 ............................ 8
People v. Barisi, 193 Misc. 934, 86 N.Y.S. 2d 277 (1948) 32
Poe v. Ullman, 367 U.S. 497 ........................................... 27
V
PAGE
Railway Mail Ass’n v. Cor si, 326 U.S. 8 8 ..................... 26
Republic Aviation Corp. v. N.L.R.B., 324 U.S. 793 .... 32
San Diego Bldg. Trades Council v. Garmon, 349 U.S.
236 ..................................... ................................... -.... 32
Schenck v. United States, 249 U.S. 47 .......... ............ 33
Sellers v. Johnson, 163 F. 2d 877 (8th Cir. 1947), cert.
denied 332 U.S. 851 ................... .............................. 33
Shell Oil v. Edwards, 263 Ala. 4, 88 So. 2d 689 (1955) .. 7
Shelley v. Kraemer, 334 U.S. 1 ................................ — 24
Smiley v. City of Birmingham, 255 Ala. 604, 52 So. 2d
710 (1961) .................................................................. 7
Smith v. California, 361 U.S. 147.................................... 34
State Athletic Commission v. Dorsey, 359 U.S. 533 ....... 22
State of Maryland v. Williams, Baltimore City Court,
44 Lab. Rel. Ref. Man. 2357 (1959) ......... ............... 33
Stromberg v. California, 283 U.S. 359 ....— ............... 30
Terminiello v. Chicago, 337 U.S. 1 ................—............. 33
Thompson v. City of Louisville, 326 U.S. 199 ........ ..... 29
Thornhill v. Alabama, 310 U.S. 88 ............................30, 32
United States v. Willow River Power Co., 324 U.S.
499 ............................................................................. 24
United Steelworkers v. N.L.R.B., 243 F.2d 593 (D.C.
Cir. 1956), reversed on other grounds, 357 U.S. 357 - 32
West Virginia State Board of Education v. Barnette,
319 U.S. 624 ................................................................ 30
Wieman v. Updegraff, 344 U.S. 183 ................ ........... 34
Williams v. Hot Shoppes, Inc., 293 F. 2d 835 (D.C.
Cir. 1961) ................... ...... .............. ......-........... -....... 22
Williams v. Howard Johnson’s Restaurant, 268 F. 2d
845 (4th Cir. 1959) 22
VI
Statutes
page
United States Code, Title 28, §1257(3) ..................... 2
Alabama Constitution, §102 ......................................... 25
Alabama Constitution, §111, amending §256 .............. 25
Code of Alabama, Title 1, §2 ..................................... 25
Code of Alabama, Title 7, §429(1) (1940) ............ 7
Code of Alabama, Title 14, §§360-361 .......................... 25
Code of Alabama, Title 14, §426 ................................. 29
Code of Alabama, Title 44, §10 ................................... 25
Code of Alabama, Title 45, §4 ..................................... 25
Code of Alabama, Title 45, §§121-123, 52, 183 ............. 25
Code of Alabama, Title 45, §248 ................................ 25
Code of Alabama, Title 46, §189(19) .......................... 25
Code of Alabama, Title 48, §§186, 196-197, 464 ............ 25
Code of Alabama, Title 48, §301 (31a, b, e) .............. 25
Code of Alabama, Title 51, §244 ................................. 25
Code of Alabama, Title 52, §24 ................................... 25
Code of Alabama, Title 52, §§452-455 .......................... 25
Code of Alabama, Title 52, §455(l)-(4) ...................... 25
General City Code of Birmingham, §369 (1944) .....3,7,15
General City Code of Birmingham, §1436 (1944) ....3,5,14
Other A uthorities
American Law Institute, Model Penal Code, Tentative
Draft No. 2, §206.53, Comment ................................ 29
Sayre, Public Welfare Offenses, 33 Columbia L. Rev.
55 (1933) .................................................................... 29
1st the
Court of tljr UnttTfc #tafro
October Term, 1961
No.............
J ames Gober, J ames Albert D avis, R oy H utchinson,
R obert J . K ing, R obert P arker, W illiam W est, R obert
D. Sanders, R oosevelt W estmoreland, J essie W alker,
W illie J . W illis,
Petitioners,
City oe B irmingham
PETITIO N FOR W RIT OF CERTIORARI TO THE
COURT OF APPEALS OF ALABAMA
Petitioners pray that writ of certiorari issue to review
the judgments of the Alabama Court of Appeals entered
in the above entitled cases as set forth in “Jurisdiction,
infra.
Citation to Opinion Below*
The opinion of the Alabama Court of Appeals is not re
ported, and is set forth in the Appendix hereto infra p. 4a.
The denial of certiorari by the Supreme Court of Alabama
is unreported and appears in the Appendix, infra, p. 22a.
* The Appendix contains the following opinions and orders in
Gober: Judgment; Opinion of Alabama Court of Appeals; Judg-
ment, Alabama Court of Appeals; Denial of Rehearing, Alabama
Court of Appeals; Denial of Certiorari, Supreme Court or Ala
bama ; Denial of Rehearing on Petition for Writ of Certiorari,
Supreme Court of Alabama. All other cases were affirmed on au
thority of Gober. Pertinent orders and opinions are set forth for
the Westmoreland case; all the orders and opinions in the other
cases are identical and, therefore, are omitted.
2
Jurisd iction
The judgments of the Alabama Court of Appeals were
entered on May 30, 1961 (Gober 57, Davis 60, Hutchinson
42, King 42, Parker 45, West 41, Sanders 36, Westmore
land 33, Walker 36, Willis 33); Appendix p. 13a infra.
Petitions to the Supreme Court of Alabama for Writs of
Certiorari were denied on September 14, 1961 (Gober 72,
Davis 67, Hutchinson 47, King 48, Parker 46, West 50,
Sanders 42, Westmoreland 38, Walker 43, Willis 39), infra,
p. 15a.
Applications to the Supreme Court of Alabama for re
hearing were overruled on November 2, 1961 (Gober 74,
Davis 69, Hutchinson 49, King 50, Parker 48, West 52,
Sanders 44, Westmoreland 40, Walker 45, Willis 41), infra,
p. 16a.
The jurisdiction of this Court is invoked pursuant to
United States Code 28, Section 1257(3), petitioners having
asserted below, and asserting here, the deprivation of their
rights, privileges, and immunities secured by the Consti
tution of the United States.
Questions Presented
Whether Negro petitioners were denied due process of
law and equal protection of the laws secured by the Four
teenth Amendment:
1. When arrested and convicted of trespass for refusing
to leave department stores’ dining areas where their ex
clusion was required by an Ordinance of the City of
Birmingham which orders segregation in eating facilities.
2. By conviction of trespass for refusal to leave whites-
only dining areas of department stores in which all per
sons are otherwise served without discrimination.
3. When arrested and convicted of trespass for seeking
nonsegregated food service at whites-only dining areas
upon records barren of evidence that any person making
the requests to leave identified his authority to make the
request.
4. Whether petitioner sit-in demonstrators were denied
freedom of expression secured by the Fourteenth Amend
ment when arrested and convicted for trespass upon re
fusal to move from whites-only dining areas where the
managers did not call the police or sign any affidavit or
warrant demanding prosecution and were apparently will
ing to endure the controversy without recourse to criminal
process.
C onstitutional and Statutory Provisions Involved
1 . This case involves Section 1 of the Fourteenth Amend
ment to the Constitution of the United States.
2. This case also involves the following sections of the
City Code of Birmingham, Alabama:
“Section 1436 (1944), After Warning. Any person who
enters into the dwelling house, or goes or remains on
the premises of another, after being warned not to
do so, shall on conviction, be punished as provided
in Section 4, provided, that this Section shall not
apply to police officers in the discharge of official
duties.
Section 369 (1944), Separation of races. It shall be
unlawful to conduct a restaurant or other place for
the serving of food in the city, at which white and
colored people are served in the same room, unless
such white and colored persons are effectually sep
arated by a solid partition extending from the floor
upward to a distance of seven feet or higher, and un
less a separate entrance from the street is provided
for each compartment” (1930, Section 5288).
Statement
These are ten sit-in protest cases tried in five separate
trials.1 The protests—involving common facts relevant to
the Constitutional issues here presented—occurred the same
day in five department stores in each of which two peti
tioners were arrested and charged with commission of the
same acts; all were sentenced identically in a common
sentencing proceeding (Gober 52-56, Davis 51-55; Hutchin
son 34-38, King 34-38; Parker 36-40, West 33-37; Sanders
28-32, Westmoreland 25-29; Walker 28-32, Willis 25-29)2
after trials held seriatim with the same judge, prosecution,
and defense counsel. Identical constitutional and state law
questions were raised in each case. See infra, pp. 14-18.
The Alabama Court of Appeals wrote an affirming opinion
for the first case, Gober v. State of Alabama, see infra,
p. 4a, affirming all others in brief per curiam orders merely
citing Gober, see infra, p. 20a. The Supreme Court of
Alabama denied certiorari in all cases in identical orders.8
1 While there are ten separate records there is a single tran
script of testimony for each pair of defendants arrested in a single
establishment (or five transcripts in all) of which a carbon copy
appears in the record of each one of the pair.
2 The sentencing portion of each of the ten records is identical.
Record citations are indicated by the name of the defendant and
the page.
3 A sixth pair of cases, Billups v. State of Alabama and Shuttles-
worth v. State of Alabama, arose in connection with the same situa
tion, but presents somewhat different issues in that Billups and
Shuttlesworth were convicted of having persuaded the petitioners
bringing this petition to engage in the sit-in protests which are
the subject of this petition. These two men were sentenced in the
same proceeding as the instant petitioners. A separate petition for
certiorari is being filed concerning Billups and Shuttlesworth.
5
See infra, pp. 15a, 22a. Hence, for convenient presentation,
although each pair of cases differs somewhat, the issues are
brought here by petition for writ of certiorari in a single
document. Cf. Garner v. Louisiana, 7 L. ed. 2d 207, 211.
Petitioners were convicted in the Recorder’s Court of
the City of Birmingham for having trespassed after warn
ing in violation of City Code of Birmingham, Alabama,
§1436 (1944):
“Sec. 1436, After Warning. Any person who enters
into the dwelling house, or goes or remains on the
premises of another, after being warned not to do so,
shall on conviction, be punished as provided in Sec
tion 4, provided, that this Section shall not apply to
police officers in the discharge of official duties.”
Upon conviction they received trials de novo in the
Circuit Court of Jefferson County, were again adjudged
guilty, and sentenced to thirty days hard labor and $100.00
fine. (Gober 8 , Davis 8-9; King 8-9, Hutchinson 8-9;
Parker 8-9, West 5-6; Sanders 8-9, Westmoreland 5-6;
Walker 8-9, Willis 5-6.)
Each complaint charged that petitioner “ . . . did go or
remain on the premises of another, said premises being
the area used for eating, drinking and dining purposes
and located within the building commonly and customarily
known as [the store in question] after being warned not
to do so, contrary to and in violation of Section 1436 of
the General City Code of Birmingham of 1944.” (Gober 2,
Davis 2; King 2, Hutchinson 2; Parker 2, West 2; Sanders
2, Westmoreland 2; Walker 2, Willis 2.)
Gober and Davis
The Gober and Davis cases arose from a sit-in protest
at Pizitz’s Department Store, Birmingham. Davis, on
6
March 31, purchased socks, toothpaste and handkerchiefs
at Pizitz’s, and with Gober attempted to order at the lunch
counter, but the waitress refused to approach (Gober 42,
Davis 43). Without identifying himself a man informed
them that Negroes could be served elsewhere in the store,
but did not ask them to leave the store or where they were
sitting (Gober 19-22, Davis 20-23). No sign indicated a
segregation policy or that the counter was solely for whites
(Gober 50, Davis 50).
That morning, Police Officer Martin testified, a superior
had reported (Gober 17, Davis 18) a disturbance at Pizitz’s
to him; he went to the dining area, found it closed to cus
tomers, and saw two Negro males seated conversing to
gether. No one spoke to them in Martin’s hearing, neither
did he speak to any person in the store (Gober 15-17,
Davis 16-18). He arrested them (Gober 17-18, Davis 17-19).
The store’s controller, Gottlinger (Gober 19, Davis 20),
saw two Negro boys seated in the lunch area, said nothing
to them, but heard one say “we should call the police”
(Gober 19, Davis 20).
This witness observed an assistant to the store president
speak to the boys, asking that they leave the tea room,
informing them they could be served in the basement Negro
restaurant because “it would be against the law to serve
them there” in the tea room area (Gober 22, Davis 23).
Here, in the first case tried, petitioners tried to inter
rogate concerning the segregation ordinance of the City
of Birmingham (Gober 22-24; Davis 23-25):
“Mr. Hall: . . . It is our theory of this case it is
one based simply on the City’s segregation ordinance
and Mr. Gottlinger, Mr. Pizitz, the police officers and
everybody involved acted simply because of the segre
gation law and not because it was Pizitz policy. . . .
# # # * #
7
“Mr. Hall: As I understand it it is the theory of
the City’s case, it is trespass after warning. Our con
tention is that that is not a fact at all, it is simply an
attempt to enforce the segregation ordinance and we
are attempting to bring it out.
“The Court: Does the complaint cite some statute!
“Mr. Hall: Trespass after warning. If we went only
on the complaint it would seem that some private
property has been abused by these defendants and
that the owner of this property has instituted this
prosecution. From the witness’ answers it doesn’t seem
to be the case. It seems it is predicated on the segre
gation ordinance of the City of Birmingham rather
than on the trespass. So what we are trying to bring
out is whether or not the acts of Pizitz were based on
the segregation ordinance or something that has to do
with trespass on the property.”
(And see Parker 25-28, West 22-25.)
The Birmingham Segregation Ordinance to which coun
sel referred is General City Code of Birmingham §369
(1944),4 requiring that Negroes and whites be separated
4 “Sec. 369. Separation of races.
It shall be unlawful to conduct a restaurant or other place
for the serving of food in the city, at which white and colored
people are served in the same room, unless such white and
colored persons are effectually separated by a solid partition
extending from the floor upward to a distance of seven feet
or higher, and unless a separate entrance from the street is
provided for each compartment” (1930, §5288).
This ordinance is judicially noticeable by the Alabama courts,
7 Code of Alabama, 1940, §429(1). See Shell Oil v. Edwards, 263
Ala. 4, 9, 88 So. 2d 689 (1955); Smiley v. City of Birmingham,
255 Ala. 604, 605, 52 So. 2d 710 (1951). “The act approved June
18, 1943, requires that all courts of the State take judicial knowl
edge of the ordinances of the City of Birmingham.” Monk v.
Birmingham, 87 P. Supp. 538 (N. D. Ala. 1949), aff’d 185 P. 2d
859, cert, denied 341 U. S. 940. And this Court takes judicial notice
8
in restaurants by solid partition and that they have sep
arate entrances. The evidence was excluded (Gober 24,
Davis 25).
Gottlinger did not call the police (Gober 24, Davis 25);
when asked by the police whether he witnessed the episode,
petitioners already had been arrested and were being es
corted out of the store by the police (Gober 24, 25; Davis
25, 26). It does not appear that any store official summoned
the police or made a complaint (Gober 24, 25; Davis 25, 26).
H utchinson and K ing
Police Officer Martin proceeded to Loveman’s Depart
ment Store, Birmingham, along with Officer Holt who told
him to accompany him on his motorcycle (Hutchinson 17,
King 17). At the dining area entrance Martin found a
rope tied from one post to another; a sign stated the area
was closed. {Ibid.) He saw two Negro boys at a table
but had no conversation “ . . . other than to tell them that
they were under arrest”. {Ibid.)
He did not know of his own knowledge that anyone from
Loveman’s had asked them to leave (Hutchinson 18, King
18). Apparently at the same time Police Lt. Purvis ap
proached Mr. Schmid, the dining area concessionnaire,
stating that “ . . . someone called us that you had two
people in here that were trying to be served . . . ” Schmid
pointed to petitioners (Hutchinson 22, King 22).
The Protective Department had been notified because,
as Mr. Schmid testified, “naturally”, in this case, there was
a “disturbance of the peace” (Hutchinson 22, King 22).
The only disturbance, however, was that “ . . . the waiters
of laws~which the highest court of a state may notice. Junction
B E Co v. Ashland Bank, 12 Wall. (U. S.) 226, 230; Abie State
Bank v. Bryan, 282 U. S. 765, 777, 778; Adams v. Saenger, 303
U. S. 59; Owings v. Hull, 9 Peters (U. S.) 607, 625.
9
left the floor.” {Ibid.) Petitioners were not boisterous or
disorderly (Hutchinson 28, King 28).
Mr. Kidd of the Protective Department who apparently
was in charge of the situation at no time spoke to peti
tioners (Hutchinson 25, King 25). He merely asked the
white persons there to leave. {Ibid.) Neither did he call
the police, but was notifying patrons that the restaurant
was closed when they arrived. So far as he knew’ no one
called the police (Hutchinson 26, 29, King 26, 29).
Loveman’s invites the general public to trade and sells
general merchandise (Hutchinson 31, King 31). Its eating
facilities, however, are for whites only (Hutchinson 24,
King 24).
Parker and W est
Police Officer Myers received a radio call from head
quarters to proceed to Newberry’s, Birmingham; visited
the eating area and found “Two colored males [petitioners
West and Parker] were sitting at the lunch counter”,
which was “out of the ordinary” (Parker 16-17, West
13-14). He did not speak with them nor did they converse
with any store employee in his presence (Parker 17, West
14), but he arrested them for trespass after warning, it
having been his “understanding” that his partner had re
ceived a complaint from a Mr. Stallings, whose capacity
at the store the witness did not know, nor did the witness
know whether he was employed there (Parker 18-19, West
15-16).
West had met Parker at the store where West had pur
chased some paper and small comic books (Parker 29,
West 26). When they seated themselves some white people
were eating, but petitioners were not served (Parker 30,
West 27). No sign at the counter indicated service for
10
whites only. (Ibid.) (At a Negro counter elsewhere in the
store a sign stated “for colored only”. (Parker 24, West
21).) The officers, upon arrival, ordered the white people
to get up, but all did not leave (Parker 31, West 28).
Mrs. Gibbs, the store detective, told petitioners they
could be served at a Negro snack bar on the fourth floor
but not where they were seated (Parker 21, West 18).
(Nor could they be served at another lunch counter for
whites only in the basement (Parker 22, West 19).)
Assistant Store Manager Stallings also asked petitioners
to patronize the Negroes-only counter. Stallings, however,
did not call the police, but was informed that “someone”
did. He made no complaint to the police at the time of
arrest, nor subsequently, and did not know whether any
one else did (Parker 23-24, West 20-21).
Newberry’s advertises and sells merchandise to the gen
eral public. Negroes and whites shop together on the first
floor (Parker 24-25, West 21-22).
Petitioners’ counsel attempted to establish that the lunch
counter segregation policy was the City of Birmingham’s,
not Newberry’s (Parker 25-27, West 22-24). This line of
inquiry was held incompetent (Parker 27, West 24).
Sanders and W estm oreland
Officer Caldwell of the Birmingham police was called to
Kress’s five and ten cent store, Birmingham, the same morn
ing (Sanders 16, Westmoreland 13). Upon arrival he pro
ceeded to the basement and observed “two black males”
(ibid.) seated. He heard the manager inform petitioners
they could not be served, the lights were turned out and
the counter closed. Caldwell arrested them (Sanders 17,
18, Westmoreland 14, 15), but did not hear any request
11
that petitioners leave; no one in Kress’s asked him to arrest
them (ibid.).
When petitioners had seated themselves at a lunch
counter bay the steward or manager, Pearson, closed it,
informed them they could not be served, and turned out
that bay’s lights. They then requested service at a second
bay. Pearson said: “Boys, you will have to leave because I
can’t serve you and the bay is closed. We are closing”
(Sanders 19, Westmoreland 16). A woman already seated
at the counter, however, remained after “closing” and so
far as the steward knew, was not arrested and he was not
called to bear witness against her (Sanders 26, Westmore
land 23).
One petitioner told him, “Well, we have our rights”
(Sanders 19, Westmoreland 16); Pearson called the man
ager who approached the counter and asked Pearson
whether he had asked them to leave. While the witness at
this point stated that the manager asked them to leave the
store (Sanders 20, Westmoreland 17), on cross-examination
he explained:
“Q. To leave that section, yes. In the store? A.
The store was not mentioned” (Sanders 21, Westmore
land 18).
When Pearson and the manager left the bays, the police
entered, asked petitioners to get up, additional police en
tered, and the first two officers escorted petitioners from
the store. Neither Pearson nor the manager called the
police, neither asked for the arrest, neither signed the
complaint (Sanders 21-23, Westmoreland 18-20).
Kress’s is a general department store advertising to the
general public (Sanders 22, Westmoreland 19), but has no
food service facilities for Negroes (Sanders 23, Westmore
land 20), although they are solicited to and may buy food
12
to carry out (Sanders 26, Westmoreland 23). Whites and
Negroes, however, purchase from the same counters at all
other departments (Sanders 24, Westmoreland 21).
W alker and Willis
The Birmingham Police Department radio dispatched
Officer Casey to Woolworth’s. There he observed something
“unusual or out of the ordinary” : two Negro males, peti
tioners Walker and Willis, at the lunch counter (Walker
16-18, Willis 13-15). Mrs. Evans, manager of the lunch
counter, he testified, told petitioners to leave (Walker 19,
Willis 16). Neither Mrs. Evans, nor anyone from the store,
instructed him to arrest them, nor did she complain other
than to say she wanted them to leave the counter—not the
store (Walker 19, Willis 16). The police informed persons
connected with the store that “they would have to come
to headquarters or be contacted to sign a warrant” (Walker
19-20, Willis 16-17), but Officer Casey did not know whether
such a warrant was signed (ibid.).
Walker and Willis had purchased various articles and
then went to the counter (Walker 21, Willis 18). Walker
denied that Mrs. Evans had spoken to them at all and testi
fied that only the police asked him to leave (Walker 22,
Willis 19). He testified also that white persons at the
counter were served while he was seated. No white person,
however, was arrested (Walker 22, Willis 19). No signs
at the counter designated it for whites or Negroes (Walker
23, Willis 20).
Facts in Com mon
All the cases have salient facts in common. The protest
demonstrations occurred in department stores open to the
general public, including Negroes, but whose dining areas
were segregated (Gober 48-49, Davis 49-50; Hutchinson 24,
13
31, King 24, 31; Parker 21, 24, 25, West 18, 21, 22; Sanders
22, 23, 24, 26, Westmoreland 19, 20, 21, 23; Walker 21; Willis
18). Nevertheless, apparently no racial signs were posted
at any of the “white” dining areas (Gober 50, Davis 50;
Hutchinson 28, King 28; Parker 27, West 30; Sanders 24,
Westmoreland 21; Walker 23, Willis 30). In no case is
there evidence that a person asking petitioners to leave
identified himself as having authority to do so5 (Gober
19-22; Davis 20-23; Hutchinson 18, 22, 25; King 18, 22, 25;
Parker 23; West 20; Sanders 19, 20; Westmoreland 16, 17;
Walker 18; Willis 15).
In each ease the police immediately arrested petitioners
without a request from anyone connected with the store
(Gober 15-18, Davis 16-19; Hutchinson 18, 26, King 18,
26; Parker 23-24, West 20-21; Sanders 21-23, Westmore
land 18-20; Walker 19, Willis 16). In no case does it appear
that anyone connected with the store called the police or
subsequently signed a complaint, affidavit or warrant
(Gober 25, 26, Davis 24, 25; Hutchinson 29, King 29;
Parker 23-24, West 20-21; Sanders 21-23, Westmoreland
18-20; Walker 18, 19, 20, Willis 15, 16, 17). In no case
were petitioners requested to leave the store itself as op
posed to the counter area (Gober 23, Davis 22; Hutchinson
25, King 25; Parker 21, 22, West 18, 19; Sanders 20, 21,
Westmoreland 17, 18; Walker 19, Willis 16). In each case
petitioners were charged that they “did go or remain on
the premises of another, said premises being the area used
for eating, drinking and dining purposes . . . after being
warned not to do so” (Gober 2, Davis 2; Hutchinson 2,
King 2; Parker 2, West 2; Sanders 2, Westmoreland 2;
Walker 2, Willis 2).
5 In Parker and West, the store detective testified that he “iden
tified” himself (Parker 18; West 21) but he nowhere testified that
he identified himself as a person who had authority to ask them
to leave the counter or that, in fact, he had such authority or,
for that matter, as to what about himself he identified.
14
In each case the store management was prohibited from
serving Negroes and whites in the same dining area by an
Ordinance of the City of Birmingham which compelled
racial segregation. See supra pp. 7-8, note 4, p. 7.
How the Federal Questions Were Raised
and Decided Below
After conviction in the Recorders Court of the City of
Birmingham petitioners appealed to the Circuit Court of
the Tenth Judicial Circuit of Alabama for trials de novo,
prior to which they filed motions to strike the complaints
and demurrers, alleging that Section 1436 of the General
City Code of Birmingham was unconstitutionally applied
to them in that while patronizing stores open to the general
public they were charged with trespass on account of race
and color contrary to the equal protection and due process
clauses of the Fourteenth Amendment; that Section 1436
denied due process of law secured by the Fourteenth
Amendment in that it was unconstitutionally vague by not
requiring that the person making the demand to depart
identify his authority; that the ordinance was unconstitu
tionally applied in that they were engaged in sit-in demon
strations and were denied freedom of assembly and speech
secured by the Fourteenth Amendment (Gober, Davis;
Hutchinson, King; Parker, West; Sanders, Westmoreland;
Walker, Willis, 2-4).
The motions to strike and the demurrers were overruled ;
exceptions were taken (Gober 7, Davis 8; Hutchinson, King
8; Parker 8, West 5; Sanders 8, Westmoreland 5; Walker
8, Willis 5).
During the trial of Gober and Davis, the first trials of the
series, petitioners attempted to introduce evidence that the
stores were acting in conformance to General City Code
15
of Birmingham §369 (1944), which requires racial segrega
tion in establishments serving food. This line of inquiry
was held incompetent (Gober 22-24, Davis 23-25).
At the close of the State’s evidence, petitioners moved to
exclude the evidence alleging, among other tilings: that
the complaints were invalid because the trespasses charged
were based solely on race, depriving them of due process
and equal protection of the laws under the Fourteenth
Amendment; that petitioners were peacefully assembled to
speak and protest against the custom of racial discrimina
tion in public establishments and were prosecuted for the
purpose of denying them freedom of assembly and speech
guaranteed by the Fourteenth Amendment; that the ordi
nance was unconstitutionally vague in not requiring that
the persons requesting petitioners leave produce any evi
dence of authority to make the demand, whereby petitioners
would be apprised of the validity of the demands to leave,
thereby denying the petitioners due process of law under
the Fourteenth Amendment; that all of the stores involved
are vitally affected with the public interest and have as
sumed functions which the state would assume were they
not in existence, whereby denial to petitioners of equal
access to all their facilities solely because of race is a denial
of due process and equal protection under the Fourteenth
Amendment (Gober, Davis 5-7; Hutchinson, King 5-7;
Parker 5-7, West 25 (and see Parker 5-7); Sanders 5-7;
Walker 5-7, Willis 17).
The motions to exclude the evidence were overruled and
exception taken (Gober, Davis 8; Hutchinson, King 8;
Parker 8, West 5; Sanders 8, Westmoreland 5; Walker 8,
Willis 5).
At the end of each trial petitioners moved for new trials
alleging, among other things, that: the trespass ordinance
was unconstitutionally applied to deprive them of free
16
speech, equal protection of the laws and other liberties
guaranteed by the Fourteenth Amendment to the United
States Constitution; that the Court erred in overruling
the motions to strike the complaint, the demurrers and the
motions to exclude evidence (Gober 9-11, Davis 10-12;
Hutchinson, King 10-12; Parker 10, 11, West 7, 8; Sanders
10, 11, Westmoreland 7, 8; Walker 10, 11, Willis 7, 8). The
motions for new trial were overruled (Gober 9, 11, Davis
9, 12; Hutchinson, King 9, 12; Parker 9, 12, West 6, 9;
Sanders 9, 12, Westmoreland 6, 9; Walker 9, 12, Willis 6,
9).
Appeals were taken to the Alabama Court of Appeals and
Assignments of Errors were filed against the action of the
trial court in overruling the motions to strike the complaint
(Assignment 1), the demurrers (Assignment 2), the mo
tions to exclude the evidence (Assignment 3) and the
motions for new trial (Assignment 4) (Gober 55, Davis 58;
Hutchinson, King 41; Parker 43, West 40; Sanders 25,
Westmoreland 32; Walker 35, Willis 32).
In Gober v. City of Birmingham, 6th Division 797, Ala.
App. Ms. the Court of Appeals of Alabama wrote a full
opinion (Gober 58) and all other cases were affirmed on
the authority of Gober (Gober 58, Davis 60; Hutchinson 42,
King 42; Parker 45, West 41; Sanders 36, Westmoreland
33; Walker 36, Willis 33).
While the Court held the motions to strike the complaint
an improper means to raise a constitutional objection and
refused to consider the demurrers, it did pass upon all of
the constitutional questions raised by rejecting, adversely,
on the merits, the objections to overruling the motions to
exclude the evidence and the motions for new trial: “We
find no merit in appellant’s Assignments numbers 3 and 4”
(Gober 64).
Specifically the court held that petitioners had not been
denied freedom of speech:
17
“Counsel lias argued, among other matters, various
phases of constitutional law, particularly as affected
by the Fourteenth Amendment of the Federal Consti
tution, such as freedom of speech, in regard to which
counsel stated: ‘What has become known as a “sit-in”
is a different, but well understood symbol, meaningful
method of communication.’ Counsel has also referred
to cases pertaining to restrictive covenants. We con
sider such principles entirely inapplicable to the pres
ent case” (Gober 62).
Further, the court held the petitioners had not been denied
due process and equal protection of the laws secured by the
Fourteenth Amendment:
“The right to operate a restaurant on its own prem
ises under such conditions as it saw fit to impose was
an inalienable property right possessed by the Pizitz
store. The appellant would destroy this property right
by attempting to misapply the Fourteenth Amendment,
ignoring the provision in that Amendment that grants
the right to a private property owner to the full use
of his property, that is: ‘Nor shall any state deprive
any person of life, liberty or property without due
process of law’ ” (Gober 63).
Moreover:
“As stated in Williams v. Howard Johnson Restau
rant (C.C.A. 4), 368 Fed. 2d 845, there is an ‘important
distinction between activities that are required by the
State and those which are carried out by voluntary
choice and without compulsion by the people of the
State in accordance with their own desires and social
practices’ ” (Gober 64).
18
Applications for rehearing before the Court of Appeals
were overruled (Gober 66, Davis 61; Hutchinson, King 43;
Parker 46, West 42; Sanders 37, Westmoreland 34; Walker
37, Willis 34). Writs of certiorari, sought in the Supreme
Court of Alabama, were denied (Gober 72, Davis 67;
Hutchinson 47, King 48; Parker 46, West 50; Sanders 42,
Westmoreland 38; Walker 43, Willis 39). Applications for
rehearing before the Supreme Court of Alabama were over
ruled (Gober 74, Davis 69; Hutchinson 49, King 50; Parker
48, West 52; Sanders 44, Westmoreland 40; Walker 45,
Willis 41).
Reasons for Granting the Writ
The court below decided these cases in conflict with prin
ciples declared by this Court as is further set forth below:
I.
Petitioners were denied due process of law and equal
protection of the laws by conviction of trespass for
refusing to leave white dining areas where their exclu
sion was required by City ordinance.
Despite the fact that petitioners ostensibly were con
victed for “trespass after warning” they actually were
sentenced to jail and fined by Alabama for having violated
the segregation policy of the City of Birmingham. This
policy is expressed in the General Code of Birmingham
§369 (1944) requiring all eating establishments to main
tain separate facilities for Negroes and whites “ . . . sep
arated by a solid partition extending from the floor up
ward to a distance of seven feet or higher . . . ” and re
quiring that separate entrances be maintained for each
race. Efforts to establish by evidence that this ordinance
prevented the managers of the stores from rendering the
19
nonsegregated service sought by petitioners was excluded
at the trial in the very first of the cases tried (Gober 22-23,®
Davis 23-24).
Moreover, corollary efforts to inquire concerning whether
exclusion from the dining areas was demanded pursuant
to the policy of the stores as distinct from that of the City
also were rejected. Counsel for petitioners argued to the
trial court:
“The meat in this coconut is whether or not the New
berry’s Department Store has complained or the City
of Birmingham. It is our theory of the case it is nec
essary for the owner of the premises to be complain
ing and we are trying to find out if they have com
plained.”
(And see the remainder of the colloquy (Parker 25-27,
West 22-24).) But whether the stores desired not to serve
was held inadmissible' (Ibid.).
Indeed, in the King and Hutchinson cases no one con
nected with management had expressly asked petitioners—
as distinct from white patrons—to leave the dining area.
Rather, it was announced “in general terms that the tea
room was closed and for everyone please to leave” (King
20, Hutchinson 20). Yet, twenty-five “whites were still sit
ting there when the two Negroes were there, when the
police officers came” (King 23, Hutchinson 23). But, while
petitioners were arrested summarily, it does not appear
that any of the whites were arrested (Ibid.). White per
sons merely were requested to leave.
Further confirmation that the policy of enforcing seg
regation was the City’s, appears from how the arrests were
made. The police proceeded to the stores in question and
See pp. 6-8, supra.
20
without requests to arrest by the management (See “Facts
in Common,” supra p. 12), immediately arrested peti
tioners. There is no evidence that anyone connected with
the stores called the police {Ibid.). And petitioners were
arrested even when police had no knowledge that anyone
had refused to serve (King 23, Hutchinson 23) or had
asked them to leave the dining area (Gober 15-17, Davis
16-18; Parker 16-17, West 13-14). The conduct of the
stores in these circumstances gives rise to an inference
that the store managers were willing to tolerate the dem
onstrations. As Mr. Justice Harlan has written. There was:
“ . . . the reasonable inference . . . that the management
did not want to risk losing Negro patronage in the
stores by requesting these petitioners to leave the
‘white’ lunch counters, preferring to rely on the hope
that the irritations of white customers or the force
of custom would drive them away from the counters.
This view seems the more probable in circumstances
when, as here, the ‘sitters’ ’ behaviour was entirely
quiet and courteous, and, for all we know, the counters
may have been only sparsely, if to any extent, occupied
by white persons.” Garner v. Louisiana, 30 U. S. L.
Week 4070, 4082 (Mr. Justice Harlan concurring).
If the stores were willing to cope with the controversy
within the realm of social and economic give and take,
Birmingham had no constitutional authority to intervene as
an enforcer of segregation.
The discriminatory practices in these stores, the de
mands that petitioners leave and their arrests and convic
tions, result, therefore, directly from the formally enacted
policy of the City of Birmingham, Alabama, and not (so
far as this record indicates) from any individual or cor
porate decision or preference of the management of the
21
stores to exclude Negroes from the lunch counters. What
ever the choice of the property owners may have been, here
the City made the choice to exclude petitioners from the
property through its segregation ordinance. This city seg
regation policy was enforced by petitioners’ arrests, con
victions, and sentences of imprisonment in the Alabama
courts.
The Alabama Court of Appeals dismisses reference to
the city segregation ordinance by stating “there is no ques
tion presented in the record before us, by the pleading,
of any statute or ordinance requiring the separation of the
races in restaurants. The prosecution was for a criminal
trespass on private property” (Gober 63). (All other con
victions were affirmed on authority of Gober.) But the
Constitution forbids “sophisticated as well as simple-
minded modes of discrimination” Lane v. Wilson, 307 U.S.
268, 275.
By enacting, first, that persons who remain in a restau
rant when the owner demands that they leave are “tres
passers,” and then enacting that restaurateurs may not
permit Negroes to remain in white restaurants, the City
has very clearly made it a crime (a trespass) for a Negro
to remain in a white restaurant.7
Exclusion by the trial court of evidence concerning the
ordinance and the policy of the City of Birmingham does
not negate the fact that Birmingham is enforcing segrega
tion. By Alabama statute all courts of the State are “re
quired” to take judicial notice of the ordinance of the City
7 Racial segregation imposed under another name often has been
condemned by this Court. Guinn v. U. S., 238 U.S. 347; Lane v.
Wilson, supra; Davis v. Schnell, 81 P. Supp. 872 (S.D. Ala. 1949)
aff’d 336 U.S. 933; and see Louisiana State University and A. & M.
College v. Ludley, 252 P. 2d 372 (5th Cir. 1958), cert, denied 358
U.S. 819.
22
of Birmingham. This Court can and will judicially notice
matter that the courts below could notice.8
The case thus presents a plain conflict with numerous
prior decisions of this Court invalidating state efforts to
require racial segregation. Buchanan v. Warley, 245 U.S.
60; Brown v. Board of Education, 347 U.S. 483; Gayle v.
Browder, 352 U.S. 903, aff’g 142 F. Supp. 707, 712 (M.D.
Ala. 1956); Holmes v. City of Atlanta, 350 U.S. 879; Mayor
and City Council of Baltimore v. Dawson, 350 U.S. 877;
State Athletic Commission v. Dorsey, 359 U.S. 533; Cf.
Burton v. Wilmington Parking Authority, 365 U.S. 715.
Note the dissenting opinion of Judges Bazelon and Edger-
ton in Williams v. Hot Shoppes, Inc., 293 F. 2d 835, 843
(D.C. Cir. 1961) (dealing primarily with the related issue of
whether a proprietor excluding a Negro under an errone
ous belief that this was required by state statute was liable
for damages under the Civil Rights Acts; the majority ap
plied the equitable abstention doctrine). Indeed, Williams
v. Howard Johnson’s Restaurant, 268 F. 2d 845, 847 (4th
Cir. 1959), relied upon by the Alabama Court of Appeals
below, indicated that racial segregation in a restaurant “in
obedience to some positive provision of state law” would
be a violation of the Fourteenth Amendment. See also
Boman v. Birmingham Transit Company, 280 F. 2d 531
(5th Cir. 1960); Baldwin v. Morgan, 287 F. 2d 750 (5th
Cir. 1961).
See Note 4, supra.
23
II.
P etition ers w ere den ied due process and equal pro
tection by convictions for trespass for refusal to leave
w liites-only d in in g areas o f departm ent stores in w hich
a ll persons are otherw ise served w ithout d iscrim ination .
Even should the convictions be viewed as enforcing an
alleged “inalienable property right” (Opinion of the Ala
bama Court of Appeals, Gober 63) to order customers about
within a store the judgments below conflict with principles
declared by this Court.
The state by arrest and criminal conviction has “place[d]
its authority behind discriminatory treatment based solely
on color . . . ” Mr. Justice Frankfurter dissenting in
Burton v. Wilmington Parking Authority, 365 U.S. 715, 727,
by enforcing a policy of deploying customers within a store
on the basis of race. This appears immediately from the
complaints, all of which describe the premises upon which
petitioners allegedly trespassed as the “area used for eat
ing, drinking and dining purposes and located within the
building commonly and customarily known as . . . ” (em
phasis supplied). (See, e.g., Gober 2.) No question arose
about the legality of petitioners’ presence within the stores
—indeed, their patronage was actively solicited—but only
whether for reasons of race they might be convicted for
failure to move from particular portions of each store
where they sought sit-down food service. And when peti
tioners were asked to leave, they were rejected from the.
dining areas only—not the stores. Moreover, in the cases
of Hutchinson and King (Hutchinson 2o, King 25) they
were not even asked to leave the dining areas. We have
here, therefore, the state racially re-arranging by means
of a trespass ordinance the customers within a single store.
24
Petitioners submit that the state’s interest in maintain
ing such a “property” right is hardly sufficient to negate
the well-established principle that the Fourteenth Amend
ment forbids government to enforce racial discrimination.
That private property may be involved hardly settles a
claim that Fourteenth Amendment rights have been denied.
Marsh v. Alabama, 326 U.S. 501, 506; Buchanan v. Warley,
245 U.S. 60, 74; United States v. Willow River Power Co.,
324 U.S. 499, 510; Shelley v. Kraemer, 334 U.S. 1. The
stores were open generally to the public, advertised, and
solicited it to purchase generally. The stores were “part
of the public life” of the community. Garner v. Louisiana,
supra at 7 L. ed. 2d 222 (Mr. Justice Douglas concur
ring). Negroes and whites were served without distinction
except at lunch counters where Negroes were served only
in separate sections or were permitted to purchase food to
take out. None of the lunch counters contained signs ex
cluding Negroes. All were integral parts of the establish
ments into which petitioners were invited. Petitioners
sought to use the dining areas in their usual, intended
manner. None of the dining sections were treated by the
proprietors themselves as private in any sense except that
upon being seated Negroes were denied service. Thus, the
“property” right which the state has enforced is a “right”
to discriminate among patrons on the basis of race in one
particular aspect of the service of a single establishment.
But beyond this, the record demonstrates that the alleged
property right being enforced was not in reality being as
serted by private proprietors—it was a manifestation of
state policy. This policy is, first of all and most clearly,
expressed in the Birmingham restaurant segregation Or
dinance §369. It is manifested also in a massive statutory
and state constitutional structure which impresses segre-
25
gation on innumerable activities of all of the citizens of
Alabama.
See, Alabama Constitution §111 amending §256 (nothing
in the Constitution to be construed as creating a right to
public education; legislature authorized to provide for
education taking into account the preservation of “peace
and order” and may authorize parents to send their chil
dren to schools “for their own race”). Code of Alabama
Title 1 §2 (defines “Negro” and “Mulatto”) ; Title 52 §24
(authorizes appointment of an Advisory Board for Negro
Educational Institutions); Title 52 §§452-455 (maintenance
of Alabama A. & M. Institute for Negroes); Title 52
§455(1)-(4) (maintenance of Tuskegee Institute for
Negroes only); Title 45 §248 (schools for the mentally
deficient to be built taking into account separation of the
races); Title 45 §4 (prisoners in tubercular hospitals to
be separated on basis of race); Title 14 §§360-361 (mar
riage, adultery and fornication between Negroes and whites
a felony; officer issuing license for such a marriage commits
misdemeanor). Alabama Constitution §102 (legislature
may never permit interracial marriages). Title 46 §189(19)
(white women may not act as nurses in any public or
private hospital where Negro men are patients); Title 44
§10 (county homes for the poor to be segregated); Title 51
§244 (a breakdown of the poll tax on the basis of race must
be taken); Title 45 §§121-123, 52, 183 (white and Negro
prisoners must be separated); Title 48 §§186, 196-197, 464
(Negroes and whites must be separated in railroad coaches
and waiting rooms); Title 48 §301 (31a, b, c) (Negroes
and whites to be separated on intrastate buses). See Brow
der v. Gayle, 352 U.S. 903 (1956).
Segregation is all of a piece. When the state decrees
and enforces it at myriad points it hardly can claim that
a proprietor who follows massive governmental policy in
26
racially segregating customers is exercising rights of “pri
vate property.”
Petitioners submit that it is “irony amounting to grave
injustice that in one part of a single building . . . all per
sons have equal rights, while in another portion, also ser
ving the public, a Negro is a second-class citizen, offensive
because of his race. . . . ” Burton v. Wilmington Parking
Authority, 365 U.S. 715, 724. While the excised language
(replaced by dots) in the quotation from Burton refers to
a building “erected and maintained with public funds by
an agency of the States,” 365 U. S. 715, at 724, the legal
significance of the omitted phrase, petitioners submit, was
to supply the Fourteenth Amendment element of state ac
tion. In Burton, where, petitioner was neither arrested nor
prosecuted, this element was furnished by the facts that,
inter alia, “the authority, and through it the state has not
only made itself a party to the refusal of service, but has
elected to place its power, property and prestige behind the
admitted discrimination.” 365 U.S. 715, at 725. In the in
stant suit state participation bites more deeply for peti
tioners have by Alabama courts been branded criminals
and relegated to “30 days hard labor for the City.”
The “property” right (racial discrimination in accord
ance with state custom supported by state law) within a
single store open to the public which Alabama seeks to
preserve by applying the Birmingham trespass ordinance,
is so narrow as to not deserve—in face of the Fourteenth
Amendment—state protection. Indeed, is the kind of “prop
erty right” which many states have taken away without,
this Court has held, denying due process of law. Bailway
Mail Ass’n v. Corsi, 326 U.S. 88, 93, 94. It is not the sort
of “property” right involving considerations entitled to
high constitutional protection as, for example, the right of
privacy treated in Mapp v. Ohio, 367 U.S. 643 and see Poe
27
v. Ullman, 367 U.S. 497. Cf. Frank v. Maryland, 359 U.S.
360. Here, indeed, it is a case where the right of private
property in a store, part of the public life of the community,
should be “limited by the neighborhood of principles of
policy which are other than those on which the particular
right is founded. . . . ” Hudson County Water Co. v.
McCarter, 209 "U.S. 349, 356. These principles of policy
are the principles of the Fourteenth Amendment which
forbid the state to enforce racial discrimination. To make
policemen ushers within public stores, whose duties are to
direct the respective races here and there under threat of
jail sentence, petitioners submit, far exceeds anything the
Fourteenth Amendment ever has permitted.
III.
T h e convictions deny due process o f law in that they
rest on an ordinance w hich fa ils to sp ecify that peti
tioners should have obeyed com m ands to depart g iven
by persons w ho did n ot establish authority to issue
such orders at the tim e given .
In the courts below petitioners asserted that the ordi
nance in question as applied to them denied due process
of law secured by the Fourteenth Amendment to the Con
stitution of the United States in that it did not require that
the persons requesting them to leave the dining areas estab
lished or, indeed, asserted their authority to make the
demands. In none of the ten records before this court did
the persons who demanded that petitioners leave, first
inform petitioners or demonstrate to them that they had
authority to request that the petitioners leave the areas
in question. Only in one pair of cases (Parker 18, West 21)
did the witness say that he “identified” himself. Yet there
was no evidence that he claimed authority to order peti
tioners out of the dining area, or indeed, that the witness
28
possessed such authority. No one ordinarily may be ex
pected to assume that one who tells him to leave a public
place, into which the proprietor invited him and in which
he has traded, is authorized to utter such an order when
no claim of such authority is made.
This is especially true in the case of a Negro seating
himself in a white dining area, in Birmingham, Alabama—
obviously a matter of controversy and on which any
stranger might be expected to volunteer strong views. If
the statute in question is interpreted to mean that one must
leave a public place under penalty of being held a criminal
when ordered to do so by a person who later turns out to
have been in authority without a claim of authority at the
time, it means as a practical matter that one must depart
from a public place whenever told to do so by anyone; the
alternative is to risk fine or imprisonment. Such a rule
might be held a denial of due process. Cf. Lambert v.
California, 355 U.S. 225. But if such is the rule the statute
gives no fair warning; absent such notice petitioners surely
were entitled to assume that one may go about a public
place under necessity to observe orders only from those
who claim with some definiteness the right to give them.
Indeed, as a matter of due process of law, if it is the rule
one must obey all orders of strangers to leave public places
under penalty of criminal conviction if one uttering the
order later turns out to have had authority, petitioners are
entitled to more warning of its harshness than the ordi
nance’s text affirmed. Connolly v. General Construction Co.,
269 U.S. 385; Lanzetta v. New Jersey, 306 U.S. 451. Other
wise many persons—like these petitioners—may be held
guilty of crime without having intended to do wrong. This
Court has said however, that:
“The contention that an injury can amount to a crime
only when inflicted by intention is no provincial or
29
transient notion. It is as universal and persistent in
mature systems of law as belief in freedom of the hu
man will and a consequent ability and duty of the
normal individual to choose between good and evil.”
Morrissette v. U. S., 342 U.S. 246, 250.
Morrissette, of course, involved a federal statute as treated
in the federal courts. But it expresses the fundamental view
that scienter ought generally to be an element in criminality.
See Sayre, Public Welfare Offenses, 33 Columbia L. Rev.
55, 55-6 (1933). The pervasive character of scienter as an
element of crime makes it clear that a general statute like
the ordinance now in question, in failing to lay down a
scienter requirement, gives no adequate warning of an
absolute liability. Trespass statutes like the one at bar
are quite different from “public welfare statutes” in which
an absolute liability rule is not unusual. See Morrissette
v. United States, supra, 342 U.S. at 252-260.
Indeed, the ordinance in question is significantly different
from Code of Alabama, Title 14, §426, which at least ex
culpates those who enter with “legal cause or good excuse”
a phrase missing from the Birmingham ordinance. Cf.
Central Iron Co. v. Wright, 20 Ala. App. 82, 101 So. 815;
McCord v. State, 79 Ala. 269; American Law Institute,
Model Penal Code, Tentative Draft No. 2, §206.53, Comment.
On the other hand however, if Alabama were to read a
scienter provision into this ordinance for the first time—
which it has failed to do although the issue was squarely
presented in these ten cases—the lack of the necessary ele
ment of guilt, notice of authority, patent on the face of all
ten records, would require reversal under authority of
Garner v. Louisiana, supra; Thompson v. City of Louisville,
362 U.S. 199.
30
IV.
T h e d ecision below conflicts w ith decision s o f th is
Court securing the right o f freed om o f exp ression u n
der the F ourteen th A m endm ent to the C onstitution o f
the U n ited States.
Petitioners were engaged in the exercise of free expres
sion, by verbal requests to the management for service,
and nonverbal requests to the management for service,
and nonverbal requests for nondiscriminatory lunch coun
ter service, implicit in their continued remaining in the
dining area when refused service. As Mr. Justice Harlan
wrote in Garner v. Louisiana: “We would surely have to
be blind not to recognize that petitioners were sitting at
these counters, when they knew they would not be served,
in order to demonstrate that their race was being segre
gated in dining facilities in this part of the country.”
7 L. ed. 2d at 235-36. Petitioners’ expression (asking for
service) was entirely appropriate to the time and place
at which it occurred. They did not shout or obstruct the
conduct of business. There were no speeches, picket signs,
handbills or other forms of expression in the store pos
sibly inappropriate to the time and place. Kather they
offered to purchase in a place and at a time set aside for
such transactions. Their protest demonstration was a part
of the “free trade in ideas” (Abrams v. United States, 250
U.S. 616, 630, Holmes, J., dissenting), within the range of
liberties protected by the Fourteenth Amendment, even
though nonverbal. Stromberg v. California, 283 U.S. 359
(display of red flag) ; Thornhill v. Alabama, 310 U.S. 88
(picketing); West Virginia State Board of Education v.
Barnette, 319 U.S. 624, 633-634 (flag salute); N.A.A.C.P.
v. Alabama, 357 U.S. 449 (freedom of association).
Questions concerning free speech expression are not
resolved merely by reference to the fact that private prop-
31
erty is involved. The Fourteenth Amendment right to
free expression on private property takes contour from
the circumstances, in part determined by the owner’s pri
vacy, his use and arrangement of his property. In Breard
v. Alexandria, 341 U.S. 622, the Court balanced the “house
holder’s desire for privacy and the publisher’s right to dis
tribute publications” in the particular manner involved,
upholding a law limiting the publishers’ right to solicit on
a door-to-door basis. But cf. Martin v. Struthers, 319 U.S.
141 where different kinds of interests led to a correspond
ing difference in result. Moreover, the manner of assertion
and the action of the State, through its officers, its customs
and its creation of the property interest are to be taken
into account.
In this constitutional context it is crucial, therefore, that
the stores implicitly consented to the continuance of the
protest and did not seek intervention of the criminal law.
For, this case is like Garner v. Louisiana., supra, where
Mr. Justice Harlan, concurring, found a protected area of
free expression on private property on facts regarded as
involving “the implied consent of the management” for the
sit-in demonstrators to remain on the property. In none
of the cases at bar did anyone other than the police request
petitioners to leave the store. In one pair of cases there
was not even a request to leave the dining area. The
pattern of police action, obviously, was to arrest Negroes
in white dining areas. In no case does it appear that anyone
connected with the store called the police or subsequently
signed an affidavit or complaint. In each case the police
officer proceeded immediately to arrest the petitioners with
out any request to do so on the part of anyone connected
with the store.
In such circumstances, petitioners’ arrest must be seen
as state interference in a dispute over segregation at these
32
counters and tables, a dispute being resolved by persuasion
and pressure in a context of economic and social struggle
between contending private interests. The Court has ruled
that judicial sanctions may not be interposed to discrim
inate against a party to such a conflict. Thornhill v. Ala
bama, supra; San Diego Bldg. Trades Council v. Garmon,
349 U.S. 236.
But even to the extent that the stores may have acqui
esced in the police action a determination of free expres
sion rights still requires considering the totality of cir
cumstances respecting the owner’s use of the property and
the specific interest which state judicial action supports.
Marsh v. Alabama, 326 U.S. 501.
In Marsh, this Court reversed trespass convictions of
Jehovah’s Witnesses who went upon the privately owned
streets of a company town to proselytize, holding that the
conviction violated the Fourteenth Amendment. In Re
public Aviation Corp. v. N.L.R.B., 324 U.S. 793, the Court
upheld a labor board ruling that lacking special circum
stances employer regulations forbidding all union solicita
tion on company property constituted unfair labor prac
tices. See Thornhill v. Alabama, supra, involving picketing
on company-owned property; see also N.L.R.B. v. American
Pearl Button Co., 149 F'. 2d 258 (8th Cir. 1945); United
Steelworkers v. N.L.R.B., 243 F. 2d 593, 598 (D.C. Cir.
1956), reversed on other grounds, 357 U.S. 357, and com
pare the cases mentioned above with N.L.R.B. v. Fansteel
Metal Corp., 306 U.S. 240, 252, condemning an employee
seizure of a plant. In People v. Barisi, 193 Misc. 934, 86
N.Y.S. 2d 277, 279 (1948) the Court held that picketing
within Pennsylvania Railroad Station was not a trespass;
the owners opened it to the public and their property rights
were “circumscribed by the constitutional rights of those
whose use it.” See also Freeman v. Retail Clerks Union,
33
Washington Superior Court, 45 Lab. Eel. Ref. Man. 2334
(1959); and State of Maryland v. Williams, Baltimore City
Court, 44 Lab. Eel. Ref. Man. 2357, 2361 (1959).
In the circumstances of this case the only apparent
state interest being subserved by these trespass prosecu
tions is support of the property owner’s discrimination in
conformity to the State’s segregation custom and policy
and the express terms of the City Ordinance. This is all
that the property owner can be found to have sought.
Where free expression rights are involved, the question
for decision is whether the relevant expressions are “in
such circumstances and . . . of such a nature as to create
a clear and present danger that will bring about the sub
stantive evil” which the state has the right to prevent.
Schenck v. United States, 249 U.S. 47, 52. The only “sub
stantive evil” sought to be prevented by these trespass
prosecutions is the stifling of protest against the elimination
of racial discrimination, but this is not an “evil” within
the State’s power to suppress because the Fourteenth
Amendment prohibits state support of racial discrimina
tion. See Cooper v. Aaron, 358 U.S. 1; Terminiello v. Chi
cago, 337 U.S. 1; Sellers v. Johnson, 163 F. 2d 877 (8th
Circuit, 1947), cert, denied 332 U.S. 851.
Moreover, if free speech under these circumstances is
to be curtailed, the least one has a right to expect is rea
sonable notice in the ordinance under which convictions
are obtained, to that effect. Here, absent a statutory pro
vision that the person giving the “warning” have authority
to do so, and that he be required to communicate that
authority to the person asked to leave, petitioners were
convicted on records barren of evidence that such authori
tative notice was given. In effect they have been convicted
of crime for refusing to cease their protests at the request
of persons, who for all the records show, were strangers
34
at the time. The stifling effect of such a rule on free speech
is obvious; under the Fourteenth Amendment, therefore,
these convictions are doubly defective in curtailing First
Amendment rights. See Wieman v. TJpdegraff, 344 U.S. 183;
Smith v. California, 361 U.S. 147.
W h e r e fo r e , f o r th e fo r e g o in g re a s o n s , i t is r e s p e c tfu l ly
s u b m it te d t h a t th e p e t i t io n f o r w r i t o f c e r t i o r a r i sh o u ld be
g r a n te d .
Respectfully submitted,
J ack Gr een berg
C o n sta n ce B a ker M otley
10 Columbus Circle
New York 19, N. Y.
A r t h u r D . S h o res
1527 Fifth Avenue, North
Birmingham, Alabama
P et e r A . H all
O r zell B il l in g s l e y , J r.
O scar W. A dam s, J r.
J . R ic h m o n d P earson
L eroy D . C lark
M ic h a e l M eltsn er
J am es M. N abrit , III
Of Counsel
APPEN DIX
Judgm ent Entry in G ober Case
At a regular, adjourned, or special session of
the Tenth Judicial Circuit of Alabama . . .
T h e S tate
C it y oe B ir m in g h a m
-vs.-
J am es G ober
Appealed from Recorder’s Court
(Trespass After Warning)
H onorable G eo . L e w is B a iles , Judge Presiding
This the 10th day of October, 1960, came Wm. C. Walker,
who prosecutes for the City of Birmingham, and also came
the defendant in his own proper person and by attorney,
and the City of Birmingham files written Complaint in
this cause, and the defendant being duly arraigned upon
said Complaint for this plea thereto says that he is not
guilty; and defendant files motion to strike, and said mo
tion being considered by the Court, it is ordered and
adjudged by the Court that said motion be and the same
is hereby overruled, to which action of the Court in over
ruling said motion the defendant hereby duly and legally
excepts; and the defendant files demurrers, and said
demurrers being considered by the Court, it is ordered
and adjudged by the Court that said demurrers be and
the same are hereby overruled, to which action of the
Court in overruling said demurrers the defendant hereby
duly and legally excepts; and the defendant files motion
to exclude the evidence, and said motion being considered
2a
Judgment Entry in Gober Case
by the Court, it is ordered and adjudged by the Court
that said motion be and the same is hereby overruled, to
which action of the Court in overruling said motion, the
defendant hereby duly and legally excepts; and on this
the 11th day of October, 1960, the Court finds the defen
dant guilty as charged in the Complaint and thereupon
assessed a fine of One Hundred ($100,00) dollars and
costs against said defendant. It is therefore considered
by the Court, and it is the judgment of the Court that
said defendant is guilty as charged in said Complaint,
and that he pay a fine of One Hundred ($100.00) dollars
and costs of this cause.
And said defendant being now in open Court, and having
presently failed to pay the fine of $100.00 and the costs
of $5.00 accrued in the Recorder’s Court of the City of
Birmingham, or to confess judgment with good and suf
ficient security for the same, it is therefore considered by
the Court, and it is ordered and adjudged by the Court,
and it is the sentence of the Law, that the defendant, the
said James Gober, perform hard labor for the City of
Birmingham for fifty-two days, because of his failure to
pay said fine and costs of $5.00 accrued in said Recorder’s
Court, or to confess judgment with good and sufficient
security therefor.
It is further considered by the Court, and it is ordered
and adjudged by the Court, and it is the sentence of the
Law, that the defendant, the said James Gober, perform
additional hard labor for the City of Birmingham for
thirty days, as additional punishment in this cause.
And the costs legally taxable against the defendant in this
cause amounting to forty-eight and 75/100 ($48.75) dollars,
not being presently paid or secured, and $4.00 of said
amount being State Trial Tax, $3.00, and Law Library
3a
Judgment Entry in Gober Case
Tax, $1.00, leaving forty-four and 75/100 ($44.75) dollars
taxable for sentence, it is ordered by the Court that said
defendant perform additional hard labor for the County
for sixty days, at the rate of 75 cents per day to pay
said costs. It is further ordered by the Court that after
the sentence for the City of Birmingham has expired, that
the City authorities return the defendant to the County
authorities to execute said sentence for costs.
It is further considered by the Court that the State of
Alabama have and recover of the said defendant the costs
in this behalf expended for feeding the defendant while
in jail, for which let execution issue.
And on this the 11th day of October, 1960, the defendant
files motion for a new trial in this cause, and said, motion
coming on to be heard and determined by the Court, it is
ordered by the Court, and it is the judgment of the Court
that said motion be and the same is hereby overruled.
And notice of appeal being given, and it appearing to
the Court that, upon the trial of this cause, certain ques
tions of Law were reserved by the defendant for the con
sideration of the Court of Appeals of Alabama, it is
ordered by the Court that the execution of the sentence
in this cause be and the same is hereby suspended until
the decision of this cause by said Court of Appeals of
Alabama.
It is further ordered by the Court that the Appeal Bond
in this cause be and the same is hereby fixed at $300.00,
conditioned as required by Law.
4a
Opinion of Harwood, Presiding Judge
T h e S tate op A labama— J u d icia l D epa r t m e n t
THE ALABAMA COURT OF APPEALS
October Term, 1960-61
6 Div. 797
J a m es G ober
—v.-
C it y op B ir m in g h a m
APPEAL PROM JEFFERSON CIRCUIT COURT
H arwood, Presiding Judge
This appellant was first convicted in the Recorder’s
Court of the City of Birmingham for violating Section
1436 of the City Code of Birmingham, Alabama, 1944.
Section 1436, supra, is as follows:
“Sec. 1436, After Warning. Any person who enters
into the dwelling house, or goes or remains on the
premises of another, after being warned not to do so,
shall, on conviction, be punished as provided in Section
4, provided, that this Section shall not apply to police
officers in the discharge of official duties.”
On his conviction in the Recorder’s Court, the appellant
perfected an appeal to the Circuit Court of Jefferson
County, where he was again adjudged guilty, and punish
ment was imposed.
5a
Opinion of Harwood, Presiding Judge
The complaint filed in the Circuit Court reads:
“Comes the City of Birmingham, Alabama, a munic
ipal corporation, and complains that James Gober,
within twelve months before the beginning of this
prosecution and within the City of Birmingham or the
police jurisdiction thereof, did go or remain on the
premises of another, said premises being the area used
for eating, drinking, and dining purposes and located
within the building commonly and customarily known
as Pizitz Department Store, located at 1821 2nd Avenue,
North, Birmingham, Alabama, after being warned not
to do so, contrary to and in violation of Section 1436
of the General City Code of Birmingham of 1944.”
The evidence presented by the City in the trial below
tends to show that this appellant, together with one James
Davis, went to the cafeteria or lunch room in the Pizitz
store and seated themselves at a table. According to the
appellant, they could not obtain service from the waitresses.
Shortly, Dick Pizitz, assistant to the President of Pizitz,
arrived and asked the appellant and Davis to leave, and
told them they could be served downstairs. The appellant
and Davis refused to leave. Either the appellant or Davis,
upon refusing to leave, suggested that the police be called.
In response to instructions from a superior officer, a
police officer of the City of Birmingham went to the
restaurant. He found the appellant and Davis still seated
at a table, and placed both under arrest.
This being an appeal from a conviction for violating a
city ordinance, it is quasi criminal in nature, and subject
to rules governing civil appeals. Accordingly we will limit
our review to errors assigned and argued in appellant’s
brief. Fiorella v. City of Birmingham, 35 Ala. App. 384,
6a
Opinion of Harwood, Presiding Judge
48 So. 2d 761; cert. den. 254 Ala, 515, 48 So. 2d 768;
cert, den, 71 S. Ct. 506, 340 IT. S. 942, 95 L. Ed. 680;
Ellis v. City of Sylacauga, 36 Ala. App. 687, 63 So. 2d 33;
Parks v. City of Montgomery, 38 Ala. App. 681, 92 So.
2d 683.
In the proceedings below the appellant filed a motion
to strike the complaint, which motion was overruled. This
ruling is asserted as error in Assignment of Error No. 1.
A motion to strike is not the proper method of testing
the sufficiency of a complaint. Taylor v. City of Birming
ham, 35 Ala. App. 133, 45 So. 2d 53; Byrum v. Pharo, 240
Ala. 564, 200 So. 622. Assignment of Error No. 1 is there
fore without merit.
Appellant’s Assignment of Error No. 2 avers that the
court erred in overruling his demurrer to the complaint.
Ground 1 of the demurrer asserts that the complaint
does not charge the defendant with any offense under the
laws or Constitution of the State of Alabama; Ground 2,
that the complaint is insufficient to support a prosecution
in that no offense is charged corrigible by the court;
Ground 3, that the complaint is so vague and uncertain
as to not apprise the defendant of what he is called upon
to defend.
Pretermitting other possible defects, it is clear that all
of the grounds are general in nature, and in no wise point
out any specific defect in the complaint.
For this reason alone the lower court was justified in
refusing to examine the complaint for defects therein, and
could properly overrule the demurrer, Oliveri v. State,
13 Ala. App. 348, 69 So. 357, and a trial court will not be
put in error for overruling a demurrer based on general
grounds which are not sufficiently specific to point out an
alleged defect in the pleading. Cabiness v. City of Tusca-
7a
Opinion of Harwood, Presiding Judge
loosa, 39 Ala. App. 538, 104 So. 778; Sarber v. Hollon,
265 Ala. 323, 91 So. 2d 229.
In brief counsel for appellant argues that the complaint
is insufficient in not setting forth by whom the appellant
was warned to leave the premises.
No ground of the demurrer raised this point in the
court below. Even if the complaint be defective in this
regard, a premise we do not accept, the defect was amend
able. Sec. 238, Tit. 7, Code of Alabama 1940, provides:
“Either before or after judgment on demurrer,
the court must permit an amendment of the plead
ings ; * * * ”
This section is broad and comprehends all pleadings
except indictments, and authorizes amendment of com
plaints in prosecutions for violation of city ordinances,
as though it were a complaint in a civil action. Thomas
v. State, 58 Ala. 365.
The alleged defect not having been in any wise raised
in the court below, and not pointed out by demurrer, is
not available on appeal, and will not be considered. Mc-
Elhaney v. Singleton, 270 Ala. 162, 117 So. 2d 376; Camp
bell v. Jackson, 257 Ala. 618, 60 So. 2d 252.
Grounds 4, 5, 6 , 7 and 8 assert the invalidity of the
ordinance (Sec. 1436, supra) on various constitutional
grounds, as applied to this defendant. (Italics ours.) No
unconstitutional application of the ordinance to this defen
dant appears from any of the pleading. Such unconstitu
tional application would be a matter of evidence. These
grounds, setting up a speaking demurrer, necessitated an
overruling of the demurrer in this aspect. Brown v. City of
Fairhope, 265 Ala. 596, 93 So. 2d 419; Kolas v. McMahon,
36 Ala. App. 238, 54 So. 2d 322; United States Fidelity
8a
Opinion of Harwood, Presiding Judge
and Guaranty Co. v. Town of Dothan, 174 Ala. 480, 56
So. 953.
Appellant’s Assignments of Error numbers 3 and 4,
respectively, are to the effect that the lower court erred in
overruling appellant’s motion to exclude the evidence, and
in overruling appellant’s motion for a new trial. Counsel
has made no attempt to separate these assignments for
argument in brief, and we will treat them jointly, though
we wish to observe that the grounds supporting the motion
to exclude the evidence are faulty in several aspects, partic
ularly in setting forth erroneous legal principles as their
bases. All grounds specified in support of the motion were
defective, and the court properly overruled the motion.
Counsel has argued among other matters, various phases
of constitutional law, particularly as affected by the Four
teenth Amendment of the Federal Constitution, such as
freedom of speech, in regard to which counsel state: “What
has become known as a ‘sit-in’ is a different, but well un
derstood symbol, meaningful method of communication.”
Counsel has also referred to cases pertaining to restrictive
covenants. We consider such principles entirely inap
plicable to the present case.
Counsel also state in brief that “ * * * The prosecution
adduced no evidence to prove that they had no such con
stitutional right * * * ” that is, to remain in the restaurant
after having been requested to leave. In this, counsel are
under a misapprehension as to the burden to be carried
by the defense. The City having presented evidence tend
ing to show that the appellant remained upon private
premises after having been warned by an officer of the
company owner to leave, it was under no burden to go
further and offer evidence that the appellant’s act was
done without lawful excuse. This was defensive matter,
9a
Opinion of Harwood, Presiding Judge
the proof of which rested upon the appellant unless the
evidence which proved the act also proved the excuse.
Owens v. State, 74 Ala. 401.
As we interpret the argument of counsel for appellant,
its tenor may well be illustrated by the following quota
tions from the brief:
“Due process and equal protection demand that a
Negro be accorded the right to sit at eating counters
of privately owned businesses, if he has been a cus
tomer in other departments of the store.
“That the premises were privately owned should not
detract from the high constitutional position which
such free expression deserves.”
We know of no warrant in law validating the principles
asserted by counsel.
As aptly stated in Browder v. Gayle, 142 F. Supp. 707:
“In their private affairs, in the conduct of their
private businesses, it is clear that the people them
selves have the liberty to select their own associates
and the persons with whom they will do business, un
impaired by the Fourteenth Amendment. The Civil
Rights Cases, 109 U. S. 33 S. Ct. 18, 27 L. Ed. 835.
Indeed we think that such liberty is guaranteed by the
due process of that Amendment.”
Even so, there is no question presented in the record
before us, by the pleading, of any statute or ordinance
requiring the separation of the races in restaurants. The
prosecution was for a criminal trespass on private prop
erty.
10a
Opinion of Harwood, Presiding Judge
The Pizitz Department Store is a private business—a
private enterprise. It has no connection with any govern
mental agency, federal, State, County or city.
The appellant entered upon the privately owned and
operated premises of the store as a licensee by implied
invitation. He had no interest in the premises. While a
distinction exists between a licensee and an invitee insofar
as liability for negligence on the part of the owner of the
premises is concerned, the principles governing appel
lant’s conduct in the present consideration must be gov
erned by the rules pertaining to licensees, for in general,
that is the position he occupied even though on the prem
ises by an implied invitation.
The Pizitz store, being the owner of its premises, had
a full right to limit the use of its own premises as it saw
fit.
By its own choice it could limit the use of any part of
its premises. It exercised this right to limit the use of
its restaurant.
In the absence of statute, a restaurant owner may ac
cept or reject customers on purely personal choice. Nance
v. Mayflower Tavern, 106 Utah 517, 150 P. 2d 773; Noble
v. Higgins, 158 N. Y. S. 867, 95 Misc. 328.
The right to operate a restaurant on its own premises
under such conditions as it saw fit to impose was an in
alienable property right possessed by the Pizitz store.
The appellant would destroy this property right by at
tempting to misapply the Fourteenth Amendment, ignoring
the provision in that Amendment that grants the right to
a private property owner to the full use of his property,
that is: “Nor shall any state deprive any person of life,
liberty, or property, without due process of law.” (Italics
ours.)
11a
Opinion of Harwood, Presiding Judge
As stated in Williams v. Howard Johnson Restaurant
(C. C. A. 4), 368 Fed. 2d 845, there is an “important dis
tinction between activities that are required by the State
and those which are carried out by voluntary choice and
without compulsion by the people of the State in accord
ance with their own desires and social practices.”
It is fundamental, and requires no citation of authority,
that the grantor of a license, which has not become coupled
with an interest, may revoke the license at will.
When the appellant was requested to leave the restau
rant by an official of the Pizitz store, and refused to leave,
his status as an invited licensee was destroyed, and he
was thereafter on the premises as a trespasser. As stated
in Martin v. City of Struthers, 319 U. S. 147, 63 S. Ct.
862, 87 L. Ed. 1313:
“Traditionally the American law punishes persons
who enter onto the property of another after having
been warned by the owner to keep off.”
Boynton v. Virginia, 81 S. Ct. 132, relied on by the ap
pellant, was decided on the basis of the Federal Interstate
Commerce Act, and is to the effect that said act prohibits
the exclusion of Negroes from restaurants operated or
controlled by an interstate carrier as a part of its busi
ness. This doctrine cannot be said to create a constitu
tional right to trespass on private property, regardless of
race.
Likewise, we find the doctrine of Marsh v. State of Ala
bama, 326 U. S. 501, 90 L. Ed. 265, inapplicable to the
present case. The Marsh case, supra, concerned the right
to distribute religious pamphlets on the sidewalk of a
company owned town. As stated by the court, this town
12a
Opinion of Harwood, Presiding Judge
though owned by a company, had “all the characteristics
of any other American town” insofar as municipal func
tions were concerned, and therefore should he subjected
to constitutional limitations imposed on regular public
municipalities. Here we are concerned with a private
owner in the use of his private property.
We find no merit in appellant’s Assignments numbers
3 and 4.
Assignment of Error number 5 relates to a ruling con
cerning the admission of certain evidence. Counsel has
not argued this assignment in brief, and pretermit con
sideration thereof.
A f f ir m e d .
13a
Order of Affirmance in Gober Case
T h e S tate of A labama— J ud icia l D epa r t m e n t
THE ALABAMA COURT OF APPEALS
October Term, 1960-61
6 Div. 797
J a m es G ober
C it y oe B ir m in g h a m
APPEAL FROM JEFFERSON CIRCUIT COURT
November 2, 1960
Ce r t ific a t e F iled
January 30, 1961
T r a n sc r ipt F iled
April 18, 1961
Come the parties by attorneys, and argue and submit
this cause for decision.
May 30, 1961
Come the parties by attorneys, and the record and
matters therein assigned for errors, being submitted on
briefs and duly examined and understood by the court,
it is considered that in the record and proceedings of the
Circuit Court there is no error. It is therefore considered
that the judgment of the Circuit Court be in all things
affirmed. It is also considered that the appellant pay the
costs of appeal of this court and of the Circuit Court.
14a
Order Denying Application for Rehearing
in Gober Case
T h e S tate of A labama— J u d icia l D epa r t m e n t
THE ALABAMA COURT OF APPEALS
October Term, 1960-61
6 Div. 797
J am es G ober
—v.—
C ity of B ir m in g h a m
APPEAL FROM JEFFERSON CIRCUIT COURT
June 14, 1961
Now comes appellant, in the above styled cause, and
respectfully moves this Honorable Court to grant Appel
lant a rehearing in said cause, and to reverse, revise and
hold for naught its Judgment rendered on, to-wit, the
30th day of May, 1961, and affirming the Judgment of the
Circuit Court of Jefferson County, Alabama, and to enter
an Order, reversing said Judgment.
A r t h u r D . S h o res
O rzell B il l in g s l e y , J r.
P eter A . H all
O scar W . A dam s, J r.
J. R ic h m o n d P earson
Attorneys for Appellant
June 20, 1961
It is ordered that the application for rehearing be and
the same is hereby overruled. Per Curiam.
1 5 a
Order Denying Petition for Writ of Certiorari
to the Court of Appeals in Gober Case
THE SUPREME COURT OF ALABAMA
Thursday, September 14, 1961
T h e C ourt M et in S pecia l S essio n P u rsu a n t
to A d jo u r n m e n t
Present: All the Justices
6th Div. 762
Ex P arte : J am es G ober
(R e : J am es G ober
Petitioner
— v s.—
C ity of B ir m in g h a m )
JEFFERSON CIRCUIT COURT
Comes the Petitioner in the above styled cause and the
Petition for Writ of Certiorari to the Court of Appeals
being Submitted on Briefs and duly examined and under
stood by the Court,
I t Is O rdered that the Writ of Certiorari be and the
same is hereby denied and the petition dismissed at the
cost of the petitioner for which cost let execution issue.
L iv in g st o n , C.J., S im p s o n , G oodwyn a n d C o lem a n , JJ.,
Concur
16a
Order Denying Rehearing in Gober Case
THE SUPREME COURT OF ALABAMA
Thursday, November 2,1961
T he C ourt M et P u r su a n t to A d jo u r n m e n t
Present: All the Justices
6 th Div. 762
E x P arte : J a m es G ober
Petitioner
(R e : J am es G ober
—vs.—<
C it y of B ir m in g h a m )
JEFFERSON CIRCUIT COURT
I t I s H ereby O rdered that the application for rehearing
filed in the above cause by the petitioner on September 28,
1961, be and the same is hereby overruled.
(L iv in g st o n , C.J., S im p s o n a n d C o lem a n , JJ., c o n c u r .)
17a
Judgment Entry in Roosevelt Westmoreland Case*
At a regular, adjourned, or special session of
the Tenth Judicial Circuit of Alabama . . .
T h e S tate
C it y oe B ir m in g h a m :
—vs.—
R oosevelt W estm oreland
Appealed from Recorder’s Court
(Trespass After Warning)
H onorable G eo . L e w is B a iles , Judge Presiding
This the 10th day of October, 1960, came Wm. C. Walker,
who prosecutes for the City of Birmingham, and also came
the defendant in his own proper person and by attorney,
and the City of Birmingham files written Complaint in
this cause, and the defendant being duly arraigned upon
said Complaint for his plea thereto says that he is not
guilty; and defendant files motion to strike, and said
motion being considered by the Court, it is ordered and
adjudged by the Court that said motion be and the same
is hereby overruled, to which action of the Court in over
ruling said motion the defendant hereby duly and legally
excepts; and the defendant files demurrers, and said de-
* The Judgment Entry, Order of Affirmance, Order Denying
Rehearing Order Denying Petition for Writ of Certiorari, and
Order Defying Rehearing of Petition for Writ of Certiorari are
without material difference in all of the other cases except Oooer,
as to which see pp. la to 16a supra.
18a
Judgment Entry in Roosevelt Westmoreland Case
murrers being considered by the Court, it is ordered and
adjudged by the Court that said demurrers be and the
same are hereby overruled, to which action of the Court
in overruling said demurrers the defendant hereby duly
and legally excepts; and the defendant files motion to ex
clude the evidence, and said motion being considered by
the Court, it is ordered and adjudged by the Court that
said motion be and the same is hereby overruled, to which
action of the Court in overruling said motion, the defen
dant hereby duly and legally excepts; and on this the 11th
day of October, 1960, the. Court finds the defendant guilty
as charged in the Complaint and thereupon assessed a fine
of One Hundred ($100.00) dollars and costs against said
defendant. It is therefore considered by the Court, and it
is the judgment of the Court that said defendant is guilty
as charged in said Complaint, and that he pay a fine of
One Hundred ($100.00) dollars and costs of this cause.
And said defendant being now in open Court, and having
presently failed to pay the fine of $100.00 and the costs of
$5.00 accrued in the Recorder’s Court of the City of Bir
mingham, or to confess judgment with good and sufficient
security for the same, it is therefore considered by the
Court, and it is ordered and adjudged by the Court, and
it is the sentence of the Law, that the defendant, the said
Roosevelt Westmoreland, perform hard labor for the City
of Birmingham for fifty-two days, because of his failure
to pay said fine and costs of $5.00 accrued in said Re
corder’s Court, or to confess judgment with good and suf
ficient security therefor.
It is further considered by the Court, and it is ordered
and adjudged by the Court, and it is the sentence of the
Law, that the defendant, the said Roosevelt Westmoreland,
perform additional hard labor for the City of Birmingham
19a
Judgment Entry in Roosevelt Westmoreland Case
for thirty days, as additional punishment in this cause.
And the costs legally taxable against the defendant in
this cause amounting to fifty-two and 55/100 ($52.55)
dollars, not being presently paid or secured, and $4.00 of
said amount being State Trial Tax, $3.00, and Law Library
Tax, $1.00, leaving forty-eight and 55/100 ($48.55) dollars
taxable for sentence, it is ordered by the Court that said
defendant perform additional hard labor for the County
for sixty-five days, at the rate of 75 ̂ per day to pay said
costs. It is further ordered by the Court that after the
sentence for the City of Birmingham has expired, that the
City authorities return the defendant to the County au
thorities to execute said sentence for costs.
It is further considered by the Court that the State of
Alabama have and recover of the said defendant the costs
in this behalf expended for feeding the defendant while
in jail, for which let execution issue.
And on this the 11th day of October, 1960, the defendant
files motion for a new trial in this cause, and said motion
coming on to be heard and determined by the Court, it is
ordered by the Court, and it is the judgment of the Court
that said motion be and the same is hereby overruled.
And notice of appeal being given, and it appearing to
the Court that, upon the trial of this cause, certain ques
tions of Law were reserved by the defendant for the con
sideration of the Court of Appeals of Alabama, it is
ordered by the Court that the execution of the sentence in
this cause be and the same is hereby suspended until the
decision of this cause by said Court of Appeals of Ala
bama.
It is further ordered by the Court that the Appeal Bond
in this cause be and the same is hereby fixed at $300.00,
conditioned as required by Law.
20a
Order of Affirmance in Roosevelt Westmoreland Case*
T h e S tate o f A labama— J u d icia l D e pa r t m e n t
THE ALABAMA COURT OF APPEALS
October Term, 1960-61
6 Div. 805
R oosevelt W estm oreland
C it y o f B ir m in g h a m
APPEAL FROM JEFFERSON CIRCUIT COURT
November 2, 1960
Ce r t ific a t e F iled
January 30, 1961
T r a n sc r ipt F iled
April 18, 1961
Come the parties by attorneys, and argue and submit
this cause for decision.
May 30, 1961
Come the parties by attorneys, and the record and mat
ters therein assigned for errors being submitted on briefs
and duly examined and understood by the court, it is
considered that in the record and proceedings of the Cir
cuit Court, there is no error. It is therefore considered
that the judgment of the Circuit Court be in all things
affirmed, on authority of Gober v. City of Birmingham,
6th Division 797, Ala. App. Ms. It is also considered that
the appellant pay the costs of appeal of this court and of
the Circuit Court.
See note p. 17a, supra.
21a
Order Denying Rehearing in
Roosevelt Westmoreland Case*
T he S tate of A labama— J u d icial D epa r t m e n t
THE ALABAMA COURT OF APPEALS
October Term, 1960-61
6 Div. 805
R oosevelt W estm oreland
C it y o f B ib m in g h a m
APPEAL FEOM JEFFERSON CIRCUIT COURT
June 14, 1961
Now comes appellant, in the above styled cause, and
respectfully moves this Honorable Court to grant appellant
a rehearing in said cause, and to reverse, revise and hold
for naught its Judgment rendered on, to-wit, the 30th day
of May, 1961, and affirming the Judgment of the Circuit
Court of Jefferson County, Alabama, and to enter an
Order, reversing said Judgment.
A r t h u r D . S hores
O rzell B il l in g sl e y , J r.
P eter A . H all
O scar W . A dams, J r.
J . R ic h m o n d P earson
Attorneys for Appellant
June 20, 1961
It is ordered that the application for rehearing be and
the same is hereby overruled.
Per Curiam.
* See note p. 17a, supra.
22a
Order Denying Petition for Writ of Certiorari in
Roosevelt Westmoreland Case*
THE SUPREME COURT OF ALABAMA
Thursday, September 14, 1961
T h e C ourt M et in S pe c ia l S essio n P u r su a n t
to A d jo u r n m e n t
Present: All the Justices
6th Div. 753
E x P arte : R oosevelt W estm oreland
Petitioner
(R e : R oosevelt W estm oreland
—vs.—-
C ity of B ir m in g h a m )
JEFFERSON CIRCUIT COURT
Comes the Petitioner in the above styled cause and the
Petition for Writ of Certiorari to the Court of Appeals
being Submitted on Briefs and duly examined and under
stood by the Court,
I t I s O rdered that the Writ of Certiorari be and the
the same is hereby denied and the petition dismissed at
the cost of the petitioner for which cost let execution issue.
L ivingston, C.J., Simpson, Goodwyn and Coleman, JJ.,
Concur
* See note p. 17a, supra.
23a
Order Denying Rehearing in
Roosevelt Westmoreland Case*
THE SUPREME COURT OF ALABAMA
Thursday, November 2,1961
T h e C ourt M et P u r su a n t to A d jo u r n m e n t
Present: All the Justices
6th Div. 753
Ex P arte : R oosevelt W estm oreland
Petitioner
(R e : R oosevelt W estm oreland
— v s .—
C it y of B ir m in g h a m )
JEFFERSON CIRCUIT COURT
I t I s H ereby O rdered that the application for rehearing
filed in the above cause by the petitioner on September 28,
1961, be and the same is hereby overruled.
(L iv in g sto n , C.J., S im p s o n a n d C o lem a n , JJ., c o n c u r .)
See note p. 17a, supra.
; i Cs} l i OV HUTCH if! SOM
! 9 } • ; :
■ d : u >■*>r\ orrpr p s f: V'
1 la ID, JESSIE WALKER and WILLIE J. Wi US,
Pet; Conors,
vs.
CITY OF B I R M I N G H A M ,
Respondent. .
BRIEF
On Behalf of Respondent to Petition
for W rit of Certiorari.
WATTS E. DAVIS,
WILLIAM C. WALKER,
EARL McBEE,
600 City Hall Building,
Birmingham, Alabama,
Attorneys for Respondent.
INDEX.
Pago
Questions presented for review ..................... ........... 1
Statement in opposition to constitutional and statu
tory provisions involved ........................................... 3
Statement in opposition to jurisdiction of the court 3
Statement ............................................................ 4
Facts in common.......................................................... 7
How Federal questions were raised and decided below 8i
Argument . ....................................................... 9
Re: Lack of jurisdiction of the cou rt......................... 9
Re: Questions presented for review .......................... 11
Cases Cited.
Browder v. Gayle, 142 F. Supp. 707 . ........................... 14
Campbell v. Jackson, 257 Ala. 618, 60 So. 2d 252 ......... 12
Dudley Brothers Lumber Co. v. Long, 109 So. 2d 684,
268 Ala. 565 ................................................................ 17,
Garner v. State of Louisiana, 82 S. Ct. 248
(1961) .............................................................11,14,18,19
Gilbert v. Mathews, 1960, 352 P. 2d 58, 186 Kan. 672 16
Lambert v. People of State of California, Cal. 1957, 78
S. Ct. 240, 355 II. S. 255, 2 L. Ed. 2d 228, rehearing
denied 78 S. Ct. 410, 355 IT. S. 937, 2 L. Ed. 2d 419.. 15
Local No. 8 -6 , Oil, Chemical and Atomic Workers
International Union, AFL-CIO, v, Missouri, 805
S. Ct, 391, 361 U. S. 363, 4 L. Ed. 2d 373 .................. 12
Martin v. Struthers, 319 U. S. 147, 63 S. Ct. 862, 87
L. Ed. 1313 ................................................................ 14
Mazer v. Brown, 66 So. 2d 563, 259 Ala. 449 ....... . 17
11
Smith v. State, 136 So. 270, 271, 223 Ala. 346 ............. 16
Standard Oil Co. v. City of Marysville, Kan., 1929, 49
S. Ct. 430, 279 U. S. 582, 73 L. Ed. 856, rehearing
denied 50 S. Ct. 79, motion denied 51 S. Ct. 38, 282
U. S. 797, 75 L. Ed. 718................ ............................. 16
The Civil Rights Cases, 109 U. S. 3, 3 S. Ct. 18, 27
L. Ed. 835 ................................................................... 13
Statutes and Rules Cited.
Code of Alabama, Title 7, Section 225 ........................ 12
General City Code of Birmingham, Section 369
(1944) ...................................................................... ...3,11
28 U. S. C. A., Supreme Court Rule 21 (1) ..................3,10
28 U. S. C. A., Supreme Court Rule 24 (2) .................. 10
28 U. S. C, A., Supreme Court Rule 33 (1)...................3,10
i
SUPREME COURT OF THE UNITED STATES,
O CTO B ER T ER M , 1961.
No. 694 .
JAMES GOBER, JAMES ALBERT DAVIS, ROY HUTCHINSON,
R O B ER T J. KING, ROBERT PARKER, WILLIAM WEST,
R O B ER T D. SANDERS, ROOSEVELT WESTMORE
LAND, JESSIE WALKER and WILLIE J. WILLIS,
Petitioners,
vs.
C IT Y OF BIRMINGHAM,
Respondent.
BRIEF
On Behalf of Respondent to Petition
for Writ of Certiorari.
QUESTIONS PRESENTED FOR REVIEW.
Your respondent is not satisfied with the statement con
tained in the petition for writ of certiorari (pp. 2, 3)*
setting forth the questions presented for review by this
Court.
* Page references contained herein and preceded by the letter “p”
designate pages in petitioners’ Petitions for Writ of Certiorari,
Respondent submits that question number 1 of the peti
tion is not properly before the Court for consideration.
The question has to do with a city ordinance separate and
apart from the ordinance under which petitioners were
charged below. No ordinance fitting the description of
the one referred to in question number 2 , having to do
with segregation in eating facilities, was ever injected into
the trial below, either by pleadings or by proof, or by any
identification whatever.
Question number 2, having to do with whether Negroes
may be excluded from eating areas in stores while being
served elsewhere in the stores, involves no constitutional
or federal question, unless the petitioners’ question be
predicated upon the state or its agency exercising the
privilege of exclusion on the premises.
Question number 3, which is hypothecated on the sup
position that petitioners were “ convicted of trespass for
seeking nonsegregated food service at white-only dining
areas”, completely evades the trespass ordinance under
which the petitioners were in fact charged and convicted.
The question further asserts the “ convictions” were
upon “ records barren of evidence that any person making
the requests to leave identified his authority to make the
requests ’ ’.
The question of whether the person making the request
to leave identify his authority to do so is one involving
purely the scope a state or local law as to whether the
identification is required, and is not a federal question.
Question number 4, which petitioners present for re
view, dealing with the assumed failure of the managers to
phone the police and demand prosecution, does not present
a constitutional or federal question, but seeks only a ie-
view of local procedural law.
— 3 —
STATEMENT IN OPPOSITION TO CONSTITUTIONAL
AND STATUTORY PROVISIONS INVOLVED.
This case does not involve Section 369 (1944) oi the
General City Code of Birmingham, as proposed in Petition
for Writ (pp. 3, 4).
This section of the city code is here raised for the first
time, has not been a matter for review in any of the state
courts, and therefore is not properly includable in the
petition as an ordinance for consideration by the court.
STATEMENT IN OPPOSITION TO
JURISDICTION OF THE COURT.
I.
Counsel for petitioners has failed to notify the respond
ent or respondent’s counsel of record, either on a form
supplied by the Clerk of the Court or otherwise, of the
date of filing of the petition for certiorari in this case,
or of the docket number of the case, or of the filing of the
record with the Court as required by supreme court
rules. Supreme Court Rule 21 (1), 28 U. S. C. A., Supreme
Court Rule 33 (1), 28 U. S. C. A.
IT.
That petitioners have not been deprived of rights, privi
leges, or immunities secured by the Constitution of the
United States.
III.
If, in fact, there be any jurisdiction in this Court in this
cause, it is confined to the state appellate courts rulings
on assignments of errors 3 and 4, having to do with mo-
— 4 —
tions to exclude the evidence and motions for new trial,
respectively, both of which motions were identical in lan
guage in each case below, except with reference to desig
nating the respective stores involved.
Assignments of error 1 and 2, having to do with the
overruling bv the court of first instance ot motions to
strike the complaints and demurrers to the complaints,
were decided upon adequate and independent state grounds
as opposed to federal grounds.
STATEMENT.
As set forth in petitioners’ statement (p. 5), the peti
tioners were all convicted below for having trespassed
after warning in violation of a city code provision (Sec.
1436).
While a great portion of the record in each of the cases
is consumed with details concerning the respective peti
tioners going upon the premises of the various department
stores, the gravamen of the offense charged in each in
stance was that the petitioners remained on the premises
described in the respective complaints after being warned
not to do so.
Gober and Davis:
City witness Gottlinger, Controller for Pizitz Depart
ment Store, testified he heard the assistant to the presi
dent of the store, while conversing with the two petition
ers, Gober and Davis, ask the petitioners to leave the tea
room and told them they could be served in the Negro
restaurant in the basement (Gober 20, Davis 22); that
the petitioners did not leave, but remained until the offi
cers arrived (ibid).
Police Officer Pearce testified (Gober 39, Davis 40), with
reference to a conversation he had with Davis and Gober
the (lav following their arrest, “ they (the petitioners) said
they were instructed to go into the store and sit down at
a white lunch counter, and that they would probably be
or would be asked to leave, and not to leave but to remain
there until the police arrested them and took them out” .
Police Officer Martin (Gober 17-18, Davis 18-lb) was
told by a superior officer to go to Pizitz Store because of
a disturbance there. Upon arrival at Pizitz Store, there
were people in the store talking to his superior officers,
and he was ordered by his immediate superior to make
the arrest.
The petitioners (Davis 43-44, Gober 44-45) did not
bother to ask the identity of the person who told them
to leave.
Hutchison and King:
Petitioners’ statement asserts that “ the only disturb
ance, however, was that ‘ . . . the waiters left the floor’ ’’.
The record (King 28, Hutchison 28) shows a commotion
was started by all the white patrons “ getting up and
leaving the area” when the Negroes were seated.
On three occasions the store detective announced within
three feet of the petitioners that the place was closed and
asked that the people move, in addition to hanging up a
sign stating the place was closed (Hutchison 2G, King
26).
Parker and West:
Mrs. Gibbs, store detective at Newberry’s (Parker 21,
West 18), identified herself to the petitioners and ‘ told
them they would have to leave” , and testified that peti
tioners “ said they were not going to leave” (ibid).
— r> —
Mr. Stallings, assistant store manager (Parker 23, West
20), told the petitioners, “ You know you can’t do this” ;
that petitioners “ kept sitting there and said, ‘We have
our rights’ ” (ibid).
Mrs. Gibbs further informed the petitioners (Parker 21,
West 18) that they could be served on the fourth door,
and on cross-examination stated that only colored people
were served on the fourth floor (Parkei 22, W est 19).
Sanders and Westmoreland:
In this instance, the petitioners concede in their state
ment (p. 1 1) that it was testified that “ the manager asked
the petitioners to leave the store” (Sanders 20, Westmor
land 17). Petitioners then state that on cross-examination
(p. 1 1 ) the witness, who was manager of the luncheon
counter, explained he had reference only to leaving that
section” and that the store was not mentioned.
This latter assertion of petitioners is incorrect and out
of context. The witness was asked, “ . • • what was the
statement Mr. Braswell (store manager) made to these
two hoys in your presence?” (Sanders 20, Westmoreland
17). The answer was, “ He asked them to leave the stoie
(ibid). On cross-examination the witness (lunch countei
manager) was asked what he (the witness) told the boys.
He stated he asked them to leave “ that section” . No
part of the cross-examination at any time referred to the
statement of the store manager demanding that the peti
tioners leave the store,
However, this matter seems only academic and abstract,
since the complaints filed by respondent dealt specifically
with petitioners’ remaining “ on the premises of another,
said premises being the area used for eating, ̂ drinking
and dining purposes and located within the building . . . ,
designating each respective building (Sanders 2, West-
moreland 2 ).
W alker and Willis:
Mrs. Evans, manager of the luncheon counter at Wool-
worth, told the boys to leave, that the place was closed,
and that she would not serve them (Walker 18, Willis 15).
When the officer arrived, the lights over the luncheon
counter were turned out and, “ Mrs. Evans was there wait
ing for the officer” (Walker 17, Willis 14).
Mrs. Evans told the officer that she wanted them out of
the store, though on cross-examination the words “ lunch
eon counter” were substituted for the word “ store” .
FACTS IN COMMON.
Respondent takes this occasion to avail itself of the
privilege of supplying certain corrections and additions
to the petitioners’ statement under the above topical
heading.
While the evidence, as stated by petitioners, does not
in fact show that any of the officials of the various depart
ment stores stated specifically to any of the petitioners
that their official positions and capacities with the re
spective stores carried specific authority, in writing or
otherwise, to order persons off the promises, neither is it
shown anywhere in the record that any of the store officials
lacked such authority. In no instance did the petitioners
ask for any credentials from the persons ordering them
to leave, nor did any petitioner, as revealed by the recoid
question in any manner the authority of the respectiv e
officials to speak on behalf of the property owners.
While the record does not disclose who reported the
behavior of the petitioners in the various stores involved,
to the police, the record is conspicuously absent of any
attempt on the part of petitioners to question any polico
official or police records concerning the matter of who,
in fact, reported the incidents to the police.
-— 8 — -
Petitioners’ conclusion that the management of the
-various stores was prohibited by an existing city ordinance
to serve Negroes was in no way raised by the pleadings
in the trial court, nor is the ordinance anywhere set out
in the record. No reference whatever was made to any
such ordinance by way of assignment of error in the state
appellate court.
The record shows no mention of any such ordinance was
ever made at the time of the arrest of the respective peti
tioners, or at any time thereafter.
HOW FEDERAL QUESTIONS WERE RAISED
AND DECIDED BELOW.
Respondent wishes to call the Court’s attention to cer
tain inaccuracies in petitioners’ statement under the above
topical heading (pp. 14, 15) and to supply certain additions
thereto as follows:
1. The motions to strike the complaint below did not
contain the following ground as asserted by petitioners,
namely, “ that section 1436 (city code) denied due process
of law secured by the 14th amendment in that it was
unconstitutionally vague by not requiring that the person
making the demand to depart identify his authority.’’
(Emphasis supplied.)
2. No mention of the words “ identify’’ or “ authority’’,
or words vaguely resembling; same, are to be found any
where in the motions to strike, each of which motions is
found on page 2 of the respective records.
Petitioners make the same assertion as to grounds con
tained in their demurrers. Again, no such language is
anywhere to be found in any of the grounds for the de
murrers, which demurrers appear on pages 3 and 4 of the
respective records.
i
3. The motions to strike and the demurrers were over
ruled on independent state grounds rather than on any
federal questions, as shown by opinion of state appellate
court copied into the petition for writ (pp. 6a, 7a).
4 . No motion to exclude the evidence is shown by the
record in the case of Roosevelt Westmoreland, conse
quently, such a motion was not before the state courts.
5. None of the written motions to exclude the evidence
in the court below, which were all in identical language,
sought any relief. No prayer for any action on the part
of the lower court was inserted in the motion. The motion
to exclude the evidence moved for no action or relief from
the court. The motions were, in fact, simply a documenta
tion of supposed law and fact, and the court below had
nothing before it upon which to afford any relief to the
petitioners.
ARGUMENT.
Re: Lack of Jurisdiction of the Court.
Respondent insists the Court is without jurisdiction to
entertain the “ petition for writ of certiorari” in this cause,
for that the petition was not served upon either of the
counsel of record for respondent, namely, Watts E. Davis
or Bill Walker, later referred to as William C. Walker,
whose names clearly appear upon the face of the title pages
appearing in each of the respective records now before
the Court in this cause as the only counsel of record.
The Gober case below is reported in 133 So. 2d 697. The
other nine petitioners’ cases below immediately follow
Gober and are reported in sequence. Each of these pub
lished decisions, both in the Court of Appeals and the
Supreme Court, shows “ Watts E. Davis and William C.
Walker for Appellee.”
The proof of service, Form 75 (8-61-10M), as supplied
by the Clerk and subsequently filed with the Clerk of this
— 10
Court, demonstrates clearly that notice of the filing of the
petition, the record and proceedings and opinion of the
Court of Appeals of Alabama and of the Supreme Court
of Alabama, was served upon “ Hon. MacDonald Gallion,
Mr. James M. Breckenridge.” Service of the notice, which
is required by Supreme Court Rule 21 (1), 28 U. S. C. A.,'
to be made as required by Supreme Court Rule 33 (1),
28 IT. S. C. A.,2 was attempted to be accomplished by use
of the mail. Supreme Court Rule 33 (1), 28 I T . S. C. A.,
requires that service by mail shall be addressed to counsel
of record (emphasis supplied) at his post office address,
which, as shown supra, was not done in this case.
It is your respondent’s position that the petitioners’
failure to comply with the reasonable rules of this Court
in the above regard, whether done through carelessness
or indifference to the rules of this Court, leaves the re
spondent without notice of the proceedings pending in
this cause, as required by law, and that the Court is with
out jurisdiction to proceed without the necessary parties
to the writ before the Court, and that the petition for writ
seeking certiorari should be dismissed or denied.
The rules of this Court, Supreme Court Rule 24 (2),:!
28 U. S. C. A., do not provide for a separate motion to
1 The pertinent provision of Supreme Court Rule 21 (1) reads,
“Review on writ of certiorari shall be sought by filing with the
clerk, with proof of service as required by Rule 33. forty printed
copies of a petition, . .
2 The pertinent provision of Supreme Court Rule 33 reads,
“Whenever any pleading, motion, notice, brief or other document
is required by these rules to be served, such service may be made
personally or by mail on each adverse party. If personal, it shall
consist of delivery, at the office of counsel of record, to cotinse, or
a clerk therein. If by mail, it shall consist of depositing the same
in a United States post office or mail box, with first class postage
prepaid, addressed to counsel of record at his post office ad
dress. . . .”
3 “No motion by a respondent to dismiss a petition for writ of
certiorari will be received. Objections to the jurisdiction of the
court to grant writs of certiorari may be included in briefs in
opposition to petitions therefor.
dismiss a petition for writ of certiorari upon any grounds,
and absent the remedy of any such motion, respondent
prays that nothing contained in its reply brief shall be
considered as a waiver of its question presented here to
the jurisdiction of the Court,
ARGUMENT,
Re: Questions Presented for Review.
I.
Petitioners ask in their petition (p-2, paragraph 1) a
determination of whether due process was denied them
when they were arrested and convicted for a trespass, for
failure to leave a dining area, where their exclusion was
allegedly required by some other ordinance ordering “ seg
regation in eating facilities’’.
The ordinance referred to by petitioners, allegedly re
quiring segregation in eating establishments, is cited as
appearing in the General City Code of Birmingham, in
Section 369 (1944).
This question has not heretofore been injected into the
case, either by pleadings or by proof below, or by assign
ment of error or argument before the appellate courts of
Alabama. The record will disclose that no identity of any
such ordinance was ever suggested in the trial court, nor
was any request made to the court to take judicial notice
of any such ordinance. The complaint filed against the
petitioners in the court of first instance was attacked by
lengthy pleadings, none of which put in issue the existence
of any such ordinance. The respondent was never afforded
any opportunity or right of reply or challenge to same,
or even the right to dispute same. As in Garner v. State
of Louisiana, 82 S. Ct. 248 (1961), Mr. Chief Justice War
ren, in delivering the opinion of the Court, stated: “ There
— 12 —
is nothing in the records to indicate that the trial judge
did in fact take judicial notice of anything.”
The trial do novo in the County circuit court below,
although quasi criminal, is tried as are other civil actions,
and complaints are amendable as in civil actions. Camp
bell v. Jackson, 257 Ala. 618, 60 So. 2d 252.
Code of Alabama, Title 7, section 225, says in part as
follows: “ The defendant may plead more pleas than one
without unnecessary repetition; and, if he does not rely
solely on a denial of the plaintiff’s cause of action,
must plead specially the matter of defense” . (Emphasis
supplied.)
Assuming the existence of such an ordinance, petitioners
did not seek to avail themselves of its benefits in any
court below, and cannot avail themselves in this Court of
some remedy not sought in the state courts. Such a con
stitutional question as might be raised by the consideration
now of the ordinance must be dealt with only as it is
appropriately raised upon the record befoie this Court.
Local No. 8-6, Oil, Chemical and Atomic Workers Inter
national Union, AFL-CIO v. Missouri, 805 S. Ct. 391, 301
U. S. 363, 4 L. Ed. 2d 373.
It should be noted that civil rules of appeal govern
appeals from a conviction for violating a city ordinance
to a state appellate court in Alabama, as noted in the opin
ion below in this case, and as copied into the petition toi
writ (p-5a), which opinion below cites numerous Alabama
decisions in support of the rule and states: Accordingly,
we will limit our review to errors assigned and argued in
appellants’ (petitioners’) brief.”
The only function which judicial notice can serve is to
dispense with proof, and it cannot serve to dispense with
pleadings, as substantiated by the fact the rules relating to
judicial notice are rules of evidence rather than rules of
pleadings. Since the alleged ordinance was not pleaded
in the trial court and appears nowhere in the record be
fore the state appellate courts, it is not appropriate to now
raise the subject for the first, time in this Court.
IT.
Petitioners’ second question sought to be reviewed by
this Court, poses the question of whether due process is
denied when one is convicted of trespass for refusal to leave
a whites-only dining area in a store, where he is served
without discrimination elsewhere in the store.
This identical question is argued by petitioners (p. 2-1-27)
under the topical heading of Reasons for Granting the Writ
(p. 18), and respondent directs its argument here both to
the question and to the argument in support of petitioners’
reason for granting the writ.
The argument of petitioners is basically encompassed
within the statements that, “ We have here, therefore, the
state racially rearranging by means of a trespass ordinance
the customers within a single store’’ (p. 23); and, “ That
private property may be involved hardly settles a claim
that Fourteenth Amendment rights have been denied”
(P- 24).
The Civil Rights Cases, 109 U. S. 3, 3 S. Ct. 18, 27 L. Ed.
835, should clearly answer both contentions of the peti
tioners, in stating, “ Individual invasion of individual
rights is not the subject matter of the ( F o u r t e e n t h )
Amendment.”
The trespass ordinance complained of by petitioners does
no more, nor no less, than afford a right to an individual to
warn persons to leave his premises for whatever purpose
he may desire. If his warning is regarded by others as
infringing upon their rights, their remedy is not in the
— 14 —
Fourteenth Amendment to the Constitution. The ordinance
is simply a codification of a property right already afforded
the property owner by the Fourteenth Amendment, and
affords a simple and expeditious manner of enforcing this
right. This Court aptly stated in Martin v. Struthers, 319
U. S. 147, 63 S. Ct. 862, 87 L. Ed. 1313, that, “ Traditionally,
the American law punishes those who enter onto the prop
erty of another after having been warned to keep off” .
Mr. Justice Douglas emphasized in Garner v. State of
Louisiana, 82 S. Ct. 248 (1961) that, “ So far as the Four
teenth Amendment is concerned, individuals can be as
prejudiced and intolerant as they like.”
The trespass ordinance might well be the subject of
attack if it were available only for the protection of the
property of one race or another, but petitioners do not urge
that Negroes are not entitled to the availability of the
benefits of the ordinance. Simply, petitioners say it should
not be used by whites against members of the colored
race, or perhaps vice versa.
As to rearranging a store racially by application of the
ordinance, it appears to the respondent that this may be
done, whether by prejudice or otherwise on the part of the
store owner. Garner, supra. This proposition finds further
support in Browder v. Gayle, 142 F. Supp. 707.
The department stores, while paying a license tax, were
privately owned as opposed to being publicly owned oi
financed by public funds. The state appellate couit held
the stores to be “ a private business—a private enterprise
(p. 10a).
III.
Petitioners seek review of question 3 (p. 3), which, in
substance, asks whether due process was denied wheie
t
the record was “ barren of any evidence that any person
making the request to leave identified his authority to
make the request” .
The question presented is not whether the persons or
dering the petitioners to leave actually had such authority,
but, as stated in lead paragraph III of petition (p. 27)
in a corollary statement of the question, whether the
failure of the ordinance “ to specify that petitioners should
have obeyed commands to depart given by persons who
did not establish authority to issue such orders at the
time given” , denied petitioners due process of law.
Petitioners are simply arguing that the ordinance should
contain an additional provision requiring the person mak
ing the order to leave identify his authority to make such
order, and that the failure of the ordinance to so provide
is violative of due process.
Such an argument, in effect, implies that the ordinance
should provide a means whereby an arsonist, vandalist or
trespasser must be confronted with a deed to the property,
and that the validity of the deed must be substantiated
before the ordinance could be free itself of a denial of
due process, or in absence of a deed, to spell out the au
thority for the command in some other fashion satisfactory
to the trespasser or intruder.
The wisdom of adding such a provision to the trespass
ordinance is certainly open to grave question, but the
question of wisdom, propriety, or desirability is one for
the legislative body of this city to concern itself with, and
not one for this Court.
“ The principle that of all the powers of local govern
ment the police power is one of the least limitable is deep
in our law . . . ” Lambert v. People of State of California,
Cal. 1957, 78 S. Ct. 240, 355 U. S. 255, 2 L. Ed. 2d 228,
— 16 —
rehearing denied 78 S. ft. 410, 355 IT. S. 937, 2 L. Ed. 2d
419.
“ Once a subject is found to be within scope of state’s
police power the only limitations upon exercise of that
power are that regulations must have reference in fact
to welfare of society and must be fairly designed to pro
tect the public against evils which might otherwise occur,
and within- these limits legislature is sole judge of nature
and extent of measures necessary to accomplish its pur
pose.’’ Gilbert v. Mathews, 1960, 352 P. 2d 58, 186 Kan.
672.
The question of whether the legislative body of the city
should have placed additional restrictions upon property
owners in safeguarding their property against trespassers,
as urged by petitioners, is not properly a question for this
Court, and has so been decided many times. Such prin
ciple was affirmed in the following language in the case
of Standard Oil Co. v. City of Marysville, Kan., 1929, 49
S. Ct. 430, 279 U. S. 582, 73 L. Ed. 856, rehearing denied
50 S. Ct. 79, motion denied 51 S. Ct. 38, 282 U. S. 797, 75
L. Ed. 718, wherein it Avas stated, “ Where legislative ac
tion is within scope of the police power, fairly debatable
questions (emphasis supplied) as to its reasonableness, wis
dom and propriety are not for the determination of courts
but for that of the legislative body on which rests the
duty and responsibility of decision.”
Petitioners also argue that a scienter requirement should
have been laid down in the ordinance. This, too, is the
province of the legislative body, and has so been ruled
bv this Court, and in the Alabama Supreme Court. Smith
v! State, 136 So. 270, 271, 223 Ala. 346, states, “ The doing
of the inhibited act constitutes the crime, and the moral
turpitude or purity of the motive by which it was
prompted and knowledge or ignorance of its criminal char-
I
17 —
acter are immaterial circumstances on the question of
guilt. Whether or not in a given case a statute is to be
so construed is to be determined by the court by consider
ing the subject matter of the prohibition as well as the
language of the statute (emphasis supplied), and thus as
certaining the intention of the legislature.”
Petitioners argue that the trespass ordinance gives no
fair warning of its “ harshness” (p. 28). In light of the
fact that petitioners in some instances suggested calling
the police, refused to leave when afforded an opportunity
to leave, and insisted on their rights to remain, this argu
ment seems little more than spurious.
Of more importance in considering petitioners’ question
for review number 3, is the question of how it was as
serted in the state court. Ground number 5 of the motions
to exclude the evidence, which were filed in only some of
the cases below (Gober 5, Davis 5, Hutchison 5, King 5,
Parker 5, Sanders 5, Walker 5), did in different terms
raise the question. Only at this point is it raised.
However, in Alabama it is held, “ The rule that in re
spect to a motion to exclude all of the plaintiff’s evidence
in a civil case, is that the trial court will not be put. in
error for refusing the motion, nor will it be put in error
for granting it if the evidence does not make out a prima
facie ease. Dudley Brothers Lumber Co. v. Long, 109 So.
2d 684, 268 Ala. 565. In other words, under Alabama de
cisions a motion to exclude the evidence is not reviewable
by the appellate court. The affirmative charge is the only
way to make it reviewable. Mazer v. Brown, 66 So. 2d
563, 259 Ala. 449.
— 18 —
IV.
Question number 4, presented by petitioners (p. 3) and
argued under Reasons for Granting the Writ (pp. 30-34),
is whether freedom of expression was denied petitioners
where, as petitioners allege, the managers did not call the
police or demand prosecution “ and were apparently will
ing to endure the controversy without recourse to crim
inal process” .
Petitioners refer to Mr. Justice Harlan’s concurring
opinion in Garner v. State of Louisiana, 82 S. Ct. 248
(1961), in which there was found a protected area of free
expression on private property on facts regarded as in
volving “ the implied consent of management . . Re
spondent is in full accord with this recent affirmance of
established law. Mr. Justice Harlan, in the foregoing
opinion, affirmed also, “ This is not to say, of course, that
the Fourteenth Amendment reaches to demonstrations con
ducted on private property over the objection of the owner
(as in Briscoe) just as it would not encompass verbal ex
pression in a private home if the owner has not consented” .
For one reason or another, it appears from the peti
tioners’ argument that if a demonstration is involved, the
case for free speech becomes stronger. Whatever may be
the significance of the word demonstration, the facts in
these cases do not indicate to your respondent that demon
strations were involved in these cases.
According to the records, certain things were common
in each of the cases. None of the petitioners carried plac
ards or handbills. None of the petitioners made or at
tempted to make speeches. No one resisted arrest in any
manner so as to attract attention. None of the usual fan
fare of photographers and newspaper people were in at
tendance as is customary for demonstrations. One of the
t
— 19 —
petitioners (Gober 19, Davis 20) suggested that the police
be called, indicating that his extended presence on the
premises was not of importance. One of the petitioners
(Gober 42, Davis 43) stated the nature of his business was
to “ shop” , and that he purchased socks, toothpaste, and
a handkerchief (ibid). He stated further he was there for
“ a snack” (Gober 48, Davis 49). Another of the peti
tioners (West 26, Parker 25) stated he purchased comic
books and paper. He further testified (ibid) that he said
to Parker, “ Let’s go over here and get something to eat.”
The only inference your respondent can fairly draw from
the behavior of the petitioners in the stores is that their
mission was to provoke an arrest and not to stage any
thing in the nature of a demonstration. The tact that
only two students were involved in each store lends further
credence to this conclusion. Under the facts as presented
in the records, it would appear that the petitioners were
accorded everything they sought in each of the stores,
and that their right, to precipitate litigation was in no
way impeded nor denied them, but quite to the contrary.
It must be assumed, and it is not denied, that the plans
of the petitioners proceeded as they expected them to.
It is difficult for your respondent to see wherein the
matter of free speech was in any way involved in the
incidents which took place in the various stores. Assum
ing, however, that your respondent is in error in this
regard, this Court’s recent expression through Mr. Justice
Harlan, in Gainer, supra, would deny petitioners Four
teenth Amendment protection while demonstrating on the
private property of another after being told to leave.
The fact that the store owners may have maintained
separate eating facilities for Negroes out of prejudice or
racial intolerance is of no legal significance. As Mr. Jus
tice Douglas wrote in Garner v. Louisiana, supra, “ So far
— 20
as the Fourteenth Amendment is concerned, individuals
can be as prejudicial and intolerant as they like.”
Much of petitioners’ argument is directed to the manner
in which the police made the arrest. Evidently, the peti
tioners are under the impression that witnesses to a crime
or punishable offense are to blind themselves to what they
see and make no report to law enforcement officers. As
often as not, the victim is preoccupied and hardly in a
position to make a timely report to the police.
In either event, however, the record is silent as to who
in fact made the report to the police department, other
than the testimony that a store detective was waiting for
the police in one instance, Newberry Store (Parker 23,
West 20), and at another, an officer made an arrest after
his superior officers discussed the matter with people in
the store and he was ordered to make the arrest (Gober
17-18, Davis 18-19).
Petitioners made no attempt, as shown by the record, to
avail themselves of any of the records kept in the police
department of complaints made by phone, nor does the
record disclose that they attempted to get the information
as to the source of the complaint by interrogating any of
the officials of the police department on the subject in the
trial below.
Where an offense has been committed, as in these in
stances, where the petitioners had been told to leave the
dining area and they refused, it is not essentially the prob
lem of the store owners to establish law enforcement policy
for the City. After the intruders were told by the owners
or their agents to leave and the owners were confronted
with defiance and refusal of their order, an offense had
been committed, punishable under the city code, and the
question of then entering upon a “ social and economic
give and take” between the store owner and the offender
would necessarily be pre-empted.
t
— 21 — -
Wherefore, for the foregoing reasons, it is respectfully
submitted that the petition for writ of certiorari should
be denied.
Respectfully submitted,
WATTS E. DAVIS,
WILLIAM C. WALKER,
EARL McBEE,
600 City Hall Building,
Birmingham, Alabama,
Attorneys for Respondent.
1
>-x.
/
I n t h e
Ihtprpntp CfJmtrt a t tlj? Itntoii B U U b
O ctober T e e m , 19G1
No. 694
J am es G ober, J am es A lbert D avis, R oy H u t c h in s o n ,
R obert J. K in g , R obert P arker , W il l ia m W est , R obert
D. S anders, R oosevelt W estm oreland , J essie W alker ,
W il l ie J. W il l is ,
Petitioners,
—v.—
C ity of B ir m in g h a m ,
Respondent.
ON PETITION FOR WRIT OF CERTIORARI TO THE
ALABAMA COURT OF APPEALS
REPLY TO BRIEF IN OPPOSITION
TO CERTIORARI
L eroy D. C lark
M ic h a el M eltsn er
J am es M. N abrit , III
L ouis H . P ollak
of Counsel
J ack G reenberg
Co nstance B aker M otley
10 Columbus Circle
New York 19, N. Y.
A r t h u r D. S hores
1527 Fifth Avenue, North
Birmingham, Alabama
P eter A. H all
Orzell B illin g sley , J r .
Oscar W. A dams, J r.
J. R ic h m o n d P earson
Attorneys for Petitioners
1
l
In t h e
(Eauxt nt Xl]t litmteJi ©tales
O ctober T e r m , 1961
No. 694
- — — — ~ — — -------------
J am es G ober, J am es A lbert D avis, E oy H u t c h in s o n ,
R obert J. K in g , R obert P a rk er , W il l ia m W e st , R obert
D . S anders, R oosevelt W estm oreland , J essie W alker ,
W il l ie J. W il l is ,
—v.—
Petitioners,
City of B ir m in g h a m ,
Respondent.
o n p e t it io n for w r it of certiorari to t h e
ALABAMA COURT OF APPEALS
- ............ .... —— —-------- ------- -
PETITIONERS’ REPLY TO BRIEF IN OPPOSITION
TO CERTIORARI
Petitioners have received respondent’s Brief in Opposi
tion to the Petition for Certiorari filed in this case and
hereby reply pursuant to Rule 24(4) of the Rules of this
Court.
I.
Adequacy o f service.
Respondent claims (Br. of Respondent, 3, 9, 10) that
this Court lacks jurisdiction to entertain the Petition be
cause the Petition and Notice of Filing of the Petition were
served upon MacDonald Gallion, Attorney General of the
2
State of Alabama, and James M. Breekenridge, ratlier than
Watts E. Davis and William L. Walker. Messrs. Walker
and Davis are Assistant City Attorneys of Birmingham;
Mr. Breekenridge, upon whom service was made, is their
superior, the City Attorney, as is evidenced by copy of
the letter accompanying Bespondent’s Brief in Opposition,
reproduced, infra, p. la. Petitioners submit, therefore,
that this objection is without merit, see infra, p. la.
II.
Mode of raising constitutional questions.
Respondent implies that petitioners did not properly
raise constitutional objections in the courts below and
that petitioners’ constitutional objections were not passed
tipon by the Alabama Courts.
Specifically, respondent argues that Birmingham’s segre
gation in eating facilities ordinance was not pleaded in
the trial court and does not appear in the records and that,
therefore, this Court should not consider it now. The
theory of judicial notice is, however, that regarding
propositions involved in the pleadings, or relevant thereto,
proof by evidence may be dispensed with. 9 Wigmore,
§2565, p. 531. As it is beyond question that the Courts of
Alabama are required to judicially note ordinances of the
City of Birmington, see Br. of Petitioners, 7, n. 4,1 the
only possible objection which can be made is that the
1 Title 7, Code of Alabama, 1940, Section 429(1) (Approved
June 18, 1943) states:
“J u d ic ia l N otice op t h e O r d in a n c e s of Ce r t a in C it ie s .— All
courts in or of tbe State of Alabama shall take judicial notice
of all the ordinances, laws and bylaws of cities of the State of
Alabama which may now or hereafter have a population of
200,000 or more people according to the last or any succeeding
federal census.”
1
3
ordinance is not relevant to questions raised by the plead
ings. Petitioners, however, clearly raised the contention
that they were arrested, prosecuted and convicted because
of state enforcement of segregation (e.g. Gober, 5-7, 9-11).
Moreover, these contentions were rejected by the Alabama
Courts (e.g. Gober, 8 , 9, 11, 62, 63, 64). Finally, petitioners
attempted to interrogate concerning the ordinance (Br.
of Petitioners, 6 , 7; Gober, 22-24; Davis, 23-25), but the
evidence was excluded (Gober, 24; Davis, 25).
Respondent argues that no Motion to Exclude the Evi
dence is shown by the record in the case of Roosevelt West
moreland. It is true that no Motion to Exclude is in the
record of the Westmoreland Case, but it is clear from
the Westmoreland record that such a motion was made
and denied by the trial court. The judgment entry in
Westmoreland states that (Westmoreland, 5):
“ . . . and the defendant files motion to exclude the
evidence, and said motion being considered by the
Court, it is ordered and adjudged by the Court that
said motion be and the same is hereby overruled, to
which action of the Court in overruling said motion,
the defendant hereby duly and legally excepts.”
Moreover, the Motion for New Trial in the Westmoreland
Case alleges that the Court refused to grant the Motion to
Exclude (Westmoreland, 8 ) and the Assignments of Error,
Assignment 3 alleges error in refusing to grant the Motion
to Exclude (Westmoreland, 3 2 ) . Finally, the trial court
ruled that, by stipulation, the motions in all the cases
would be identical (Hutchinson, 3 3 ).
Respondent argues that the Motions to Exclude the Evi
dence did not contain a prayer for relief. This objection
has no merit. The purpose of these motions is clear on their
1
4
face, and the Alabama Courts raised no question as to their
form.
Respondent argues that the Motions to Strike and the
demurrers did not specifically raise the question of the
need for some identification of authority to ask Peti
tioners to leave the luncheon areas. This issue was, how
ever, raised properly in the Motions to Exclude and the
Motions for New Trial (e.g,, Gober, 5-7) and was decided
adversely to petitioners, on the merits, by the Alabama
Courts (e.g., Gober, 8 , 62, 63).
It is clear from the face of the records of these cases
that petitioners raised constitutional questions at every
opportunity in both the trial and appellate courts and
that these questions were considered by the Alabama Courts
and rejected on their merits. The Alabama Court of Ap
peals stated:
Counsel has argued among other matters, various
phases of constitutional law, particularly as affected
by the Fourteenth Amendment of the Federal Constitu
tion, such as freedom of speech, in regard to which
counsel state: “What has become known as a ‘sit-in’
is a different, but well understood symbol, meaningful
method of communication.” Counsel has also referred
to cases pertaining to restrictive covenants. We con
sider such principles entirely inapplicable to the pres
ent case. (Emphasis added.) (Br. of Petitioners, 8a.)
1
5
III.
The importance of the issue: reasons why these cases
should be heard here prior to disposition of other sit-in
litigation.
Counting the ten convictions embraced by the instant
certiorari petition, there are now pending before this Court,
eleven separate certiorari petitions and jurisdictional state
ments dealing with state court criminal convictions growing-
out of the “sit-in” movement.2
It seems almost beyond dispute that each of these con
victions poses constitutional issues of major dimension.
Cf. Garner v. Louisiana, 7 L. ed. 2d 207. And their humble
facts only serve to highlight the importance of the issues
posed. Cf. Tick Wo v. Hopkins, 118 U. S. 35G; Thompson
v. Louisville, 362 U. S. 199.
But this concentration of cases poses a real problem of
judicial administration. These multiple convictions merit
careful review in the light of relevant constitutional princi-
2 Dreivs v. State (Jurisdictional Statement filed 29 U. S. L. Week
3286, No. 840, 1960 term; renumbered No. 71, 1961 term) ; Wil
liams v. North Carolina (Petition for Cert, filed 29 U. S. L. Week
3319, No. 915, 1960 term; renumbered No. 82, 1961 term); Avent
v. North Carolina (petition for eert. filed 29 U. S. L. Week 3336,
No. 943, 1960 term; renumbered No. 85, 1961 term ); Fox v. North
Carolina (petition for cert, filed Id. No. 944, 1960 term; renum
bered No. 86; 1961 term). Randolph v. Commonwealth of Virginia
(petition for cert, filed 30 U. S. L. Week 3069, No. 248, 1961 term) ;
Henry v. Commonwealth of Virginia (petition for cert, filed 30
U. S. L. Week 312c„ No. 346, 1961 term ); Lombard v. Louisiana
(petition for cert, filed 30 U. S. L. Week 3234, No. 638, 1961 term );
Gober v. City of Birmingham (petition for eert. filed 30 U. S. L.
Week 3250, No. 694, 1961 term ); Thompson v. Commonwealth of
Virginia (petition for cert, filed 30 U. S. L. Week 3234, No. 6o5,
1961 term) : Peterson v. City of Greenville (petition for cert, filed
30 U. S. L. Week 3274, No. 750, 1961 term). Cf. also Shuttles-
worth and Billups v. City of Birmingham (petition for cert, filed
30 U. S. L. Week 3258, No. 721, 1961 term).
pies. And yet it may be, in view of this Court’s manifold
responsibilities in so many realms of public adjudication,
that detailed sifting of the scores of somewhat varying
factual situations underlying these eleven pending ap
plications for review cannot be forthcoming immediately.
Institutional limitations counsel recognition that this Court
may feel compelled to select for initial adjudication from,
among the pending eleven applications the one or more
whose facts may best illuminate constitutional judgments
of widespread application and implication. Just as “wise
adjudication has its own time for ripeness”, Maryland v.
Baltimore Radio Store, Inc., 338 U. S. 912, 918, so too it
may flower best when rooted deep in rich factual soil.
Viewed in this light, the instant petition for certiorari
presents cases which seem peculiarly apt prototypes of
the entire corpus of “sit-in” litigation. Another case which
presents issues in almost the same way as the instant one,
and to which much of what is said here applies, is Peterson
v. City of Greenville, No. 750, October Term, 1961. In the
cases represented by this certiorari petition, (1 ) there was
a municipal ordinance requiring restaurant segregation;
(2 ) at least one of the proprietors demonstrably shaped his
business practices to conform to the segregation ordinance
(although inquiry into the general impact of the ordinance
was foreclosed by judicial rulings below); (3) in each case
the proprietor welcomed Negro patronage in the part of
his establishment not covered by the ordinance; (4) in none
of the cases was a defendant ordered from the store by
the proprietor or his agent; (5) in none of the cases were
the police summoned by the proprietor or his agent; and
(6 ) in each of the cases the defendant was arrested for
and convicted of trespass notwithstanding the non-asser
tion by the proprietor of whatever theoretical claims he
may have had to establish a policy of excluding Negroes
(a) from his premises as a whole or (b) from his restaurant
7
facilities (assuming there had been no segregation ordi
nance precluding any such discretionary business judgment
on the proprietor’s part).
In short, the salient facts summarized above illustrate
with compelling specificity many separately identifiable
(albeit integrally connected) aspects of state action enforc
ing racial segregation. Thus, the cases represented in this
certiorari petition seem particularly apt vehicles for fur
ther judicial exploration of the problems to which this
Court first addressed itself in Garner v. Louisiana, supra.I
CONCLUSION
W h e r e fo r e , f o r th e fo re g o in g re a s o n s , i t is re sp e c tfu lly
s u b m it te d t h a t th e p e t i t io n f o r w r i t o f certiorari sh o u ld be
granted.
Respectfully s u b m itte d ,
J ack G reenberg
C onstance B aker M otley
10 Columbus Circle
New York 19, N. Y.
A r t h u r D . S hores
1527 Fifth Avenue, North
Birmingham, Alabama
P eter A. H all
O rzell B illin g sley , J r .
O scar W. A dams, J r.
J. R ic h m o n d P earson
Attorneys for Petitioners
L eroy D . C lark
M ic h a e l M eltsn er
J am es M . N a brit , III
Louis H. P ollak
of Counsel
8
1
(See opposite) §55p
1
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C IT Y A T T O R N & Y
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WM. A . THOMPSON
JA M E S a .ADAM S. Ill
WM . C . W A LK ER
THOMAS J . H A YD EN
February S3, 1962
Mr. Jack Greenberg
10 Columbus Circle
New York 19, New York
Re: James Gober, et al
vs. CITY OF BIRMINGHAM
Dear Mr. Greenberg:
Enclosed please find copy of Brief filed on behalf
of Respondent to Petition for Writ of Certiorari.
Watts E. Davis
Assistant City Attorney
WED:ng
Enel.AIR MAIL
IN THE
OCTOBER TERM—1961
RUDOLPH LOMBARD, ET AL.,
Petitioners,
versus
STATE OF LOUISIANA.
PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF THE UNITED STATES.
JOHN P. NELSON, JR.,
702 Gravier Building,
535 Gravier Street,
New Orleans 12, Louisiana;
LOLIS E. ELIE,
NILS R. DOUGLAS,
ROBERT F. COLLINGS,
2211 Dryades Street,
New Orleans, Louisiana,
Attorneys for Petitioners.
M on tg o m ery fc Co., “T h e B r ie f S p ec ia lis ts* 11, 430 C h a r t re s S t., N . Q., La.
INDEX.
Page
OPINIONS B ELO W .............................................. 1
JURISDICTION .................................................. 2
QUESTIONS PR ESEN TED ................................ 2
STATUTORY AND CONSTITUTIONAL PRO
VISIONS INVOLVED ................................. 3
STATEMENT ...................................... 4
HOW THE FEDERAL QUESTIONS ARE PRE
SENTED .......................................................... 8
REASONS FOR GRANTING THE W R IT ......... 12
I. The Decision Below Conflicts With Deci
sions of This Court on Important Issues
Affecting Federal Constitutional Rights 12
II. The Public Importance of the Issues Pre
sented ........................................................ 22
CONCLUSION ........................................................ 26
TABLE OF CASES.
A. F. L. v. Swing, 312 U. S. 321 (1941)............ 14
Allgeyer v. Louisiana, 165 U. S. 578 (1897) 16
Brown v. Board of Education, 347 U. S. 483 25
Buchanan v. Warley, 245 U. S. 60 16
Burstyn v. Wilson, 343 U. S. 495 ....................... 19
Cantwell v. Connecticut, 310 U. S. 296 14
n
TABLE OF CASES— (Continued)
Page
Civil Plights Cases, 109 U. S. 3 ............................. 22
Dorsey v. State Athletic Commission, 168 F. Supp.
149, aff’d 359 U. S. 533 ................................. 25
Feiner v. New York, 340 U. S. 315 (1951) .......... 20
Gayle v. Browder, 352 U. S. 903 ........................... 25
Giboney v. Empire Storage and Ice Co., 336 U. S.
490 (1949) ..................................... .......... 20
Hurd v. Hodge, 334 U. S. 24 (1948) ..................... 16
Marsh v. Alabama, 326 U. S. 501 ......................... 18
New Negro Alliance v. Sanitary Grocery Co., 303
U. S. 552 (1938) ........................... ................. 20
Orleans Parish School Board v. Bush, 242 F. (2d)
156 (5 th Cir. 1957), cert, denied 354 U. S.
921 .................................................................... 25
Shanks, State Action and the Girard Estate Cast,
105 U. Pa. L. Rev. 213 (1956) ..................... 14
Shelley v. Kraemer, 334 U. S. 1 13,14, 16
Schneider v. State, 308 U. S. 147 (1939) ............ 20
Sellers v. Johnson, 163 F. (2d) 877 (8 th Cir. 1947)
cert, denied, 332 U. S. 851 (1948) 21
State v. Goldfinch, et ah, 132 So. (2d) 860 2
Terminiello v. Chicago, 337 U. S. 1 ..................... 20
Terry v. Adams, 345 U. S. 461, 73 S. Ct. 809, 97
L. Ed. 1152 .................................................... 12
Thornhill v. Alabama, 310 U. S. 88 19
United States v. McElveen, 180 F. Supp. 10 (E. D.
La., 1960) aff’d sub nom United States v.
Thomas, 362 U. S. 58 (1960) ........................ 13
I l l
TABLE OF CASES— (Continued)
Valle v. Stengel, 176 F. (2d) 697 (3d Cir.
Page
Williams v. Howard Johnson’s Restaurant, 268 F.
(2d) 845 (4th Cir. 1959) .............................. 14
Statutes:
LSA-R. S. Sections 14-59 ...................................... 3
LSA-Civil Code, Article 3 and 21 ......................... 14
O ther A uthorities:
Abernathy, Expansion of the State Action Concept
Under the Fourteenth Amendment, 43 Cor
nell L. 2. 375 (1958) ...................................... 13
“Freedom to Contracts”—A New Civil Right, 59
Yale L. J. 1167 (1950) .................................. 17
Pollitt, “Dime Store Demonstrations: Events and
Legal Problems of the First Sixty Days,” 1960
Duke Law Journal 315 (1960) .................... 23
New York Times, August 11 , 1960, p. 14, col. 5
(late city edition) ............................................ 23
New York Times, Oct. 1 8 , 1960, p. 47, col. 5 (late
city edition) ................................................... 23
COURT OF THE UNITED STATES
OCTOBER TERM—1961
RUDOLPH LOMBARD, ET AL.,
Petitioners,
versus
STATE OF LOUISIANA.
PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF THE UNITED STATES.
Petitioners pray that a writ of certiorari issue to
review the judgment of the Supreme Court of Louisiana
entered in the above-entitled case on June 29, 1961,
rehearing denied October 4, 1961.
CITATIONS TO OPINIONS BELOW.
The trial judge for the Criminal District Court
of Orleans Parish rendered written reasons for over
ruling the petitioners’ motion to quash. These reasons,
totaling 44 pages, are found on pages 32 through 76 of
the transcript. No written or oral reasons were given
2
by the trial judge when he found the defendants guilty.
The opinion rendered by the Supreme Court of Louisiana
is reported in 132 So. (2d ) 860, as State v. Goldfinch, et al.
JURISDICTION.
The judgment of the Supreme Court of Louisiana
was entered on June 29, 1961. The jurisdiction of this
Court is invoked under 28 U. S, C., § 1257(3), petitioners
claiming rights, privileges and immunities under the
Fourteenth Amendment to the Constitution of the United
States.
QUESTIONS PRESENTED.
Petitioners, three Negro students and one white
student, acting in concert, sat down and sought food serv
ice at a lunch counter which served only white people in
a public establishment which welcomed their trade with
out racial discrimination at all counters but that lunch
counter; for that they were arrested and convicted of
“criminal mischief.” Under the circumstances of the
arrest and trial were the petitioners deprived of rights
protected by the
1. Due process clause of the Fourteenth Amendment
in that they were convicted on a record barren of
any evidence of guilt;
2. Due process clause of the Fourteenth Amendment
in that they were convicted under a penal provi
sion which was so indefinite and vague as to afford
no ascertainable standard of criminality;
3. Due process and equal protection clauses of the
Fourteenth Amendment to the United States Con-
3
stitution in that they were arrested and convicted
to enforce Louisiana’s state policy of racial dis
crimination ;
4. Due process clause of the Fourteenth Amendment,
as that clause incorporates First Amendment type
protection of liberty of speech and expression;
5. Due process clause of the Fourteenth Amendment
in that the trial judge refused petitioners the right
to introduce evidence showing that the store owners
were acting in concert with and/or in behalf of
municipal and state law enforcement agencies and
officers ;
Y 6 . Due process clause of the Fourteenth Amendment
in that the trial judge allowed the state to intro
duce hearsay evidence over defendants’ objection,
which evidence was used to furnish one of the nec
essary elements in the alleged crime;
Y 7. Due process clause of the Fourteenth Amendment
in that the trial judge continued to ask state wit
nesses leading questions dealing with material and
relevant facts over the objection of defendants.
STATUTORY AND CONSTITUTIONAL
PROVISIONS INVOLVED.
1. The Fourteenth Amendment to the Constitu
tion of the United States.
2 . The Louisiana statutory provision involved is
LSA-R. S. 14:59 (6 ):
“Criminal mischief is the intentional performance
of any of the following acts: * * *•
4
“ (6 ) taking temporary possession of any part or
parts of a place of business, or remaining in a place
of business after the person in charge of said busi
ness or portion of such business has ordered such
person to leave the premises and to desist from
the temporary possession of any part or parts of
such business.
“Whoever commits the crime of criminal mischief
shall be fined not more than five hundred dollars,
or imprisoned for not more than one year, or both.”
STATEMENT.
SEPTEMBER 10, 1960—A group of Negroes con
ducted a “sit-in” demonstration at Woolworth’s Depart
ment Store in the City of New Orleans. This was a peace
ful demonstration and was the first of its kind to take
place in the city.
SEPTEMBER 10, 1960—Later the same day, Su
perintendent of Police for the City of New Orleans is
sued a statement (Appellant II) which was highly pub
licized in the newspapers. It was also carried on TV
and radio. The statement read as follows:
“The regrettable sit-in activity today at the lunch
counter of a Canal St. chain store by several young
white and Negro persons causes me to issue this
statement to the citizens of New Orleans.
“We urge every adult and juvenile to read this
statement carefully, completely and calmly.
5
“First, it is important that all citizens of our com
munity understand that this sit-in demonstration
was initiated by a very small group.
“We firmly believe that they do not reflect the sen
timents of the great majority of responsible citi
zens, both white and Negro, who make up our
population.
“We believe it is most important that the mature
responsible citizens of both races in this city under
stand that and that they continue the exercise of
sound, individual judgment, goodwill and a sense
of personal and community responsibility.
“Members of both the white and Negro groups in
New Orleans for the most part are aware of the
individual’s obligation for good conduct—an obli
gation both to himself and to his community. With
the exercise of continued, responsible law-abiding
conduct by all persons, we see no reason for any
change whatever in the normal, good race-relations
that have traditionally existed in New Orleans.
“At the same time we wish to say to every adult
and juvenile in this city that the police department
intends to maintain peace and order.
“No one should have any concern or question over
either the intent or the ability of this department
to keep and preserve peace and order.
“As part of its regular operating program, the New
Orleans police department is prepared to take
prompt and effective action against any person or
group who disturbs the peace or creates disorder
on public or private property.
6
“We wish to urge the parents of both white and
Negro students who participated in today’s sit-in
demonstration to urge upon these young people that
such actions are not in the community interest.
“Finally, we want everyone to fully understand
that the police department and its personnel is
ready and able to enforce the laws of the City of
New Orleans and the State of Louisiana.”
SEPTEMBER 13, 1960—De Lesseps Morrison,
then mayor of the City of New Orleans, issued a highly
publicized statement (Appellant I) setting forth the city’s
policy of handling these peaceful demonstrations. The
statement reads in part as follows:
“I have today directed the Superintendent of Po
lice that no additional sit-in demonstrations or so-
called peaceful picketing outside retail stores by
sit-in demonstrators or their sympathizers will be
permitted.”
*• * * * * *
“It is my determination that the community inter
est, the public safety, and the economic welfare of
this City require that such demonstrations cease
and that henceforth they be prohibited by the Po
lice Department.”
SEPTEMBER 17, 1960—The defendants, three
Negroes and one white, acting in concert (Tr. p. 133) in
an orderly and quiet manner (Tr. pp. 103, 107), at ap
proximately 10:30 a. m., requested to be served food at
the “white” refreshment bar in McCrory’s Five and Ten
Cent Store, 1005 Canal Street, New Orleans, La. Be-
7
cause three were Negroes, all were refused service. (Tr.
p. 117.)
The continued presence at the “white” counter of
the defendants, after refusing to move to the “colored”
counter (Tr. p. 100) was considered by Mr. Graves, res
taurant manager, as an “unusual circumstance” (Tr. p.
103), or an “emergency” (Tr. p. 100), hence he ordei’ed
the counter closed down (Tr. p. 100) and called the police
(Tr. p. 101).
After the police arrived on the scene, and after a
conference with Captain Lucien Cutrera of the New Or
leans Police Department (Tr. p. 125), Mr. Wendell Bar
rett, in a loud voice, told the defendants that the depart
ment was closed and requested them to leave the de
partment (Tr. p. 110). When they did not answer or
comply with the request, Major Edward Ruther, a mem
ber of the New Orleans Police Department, gave the
defendants two minutes within which to leave. (Tr. p.
115.) After waiting approximately six minutes, the
defendants were placed under arrest (Tr. p. 122), charged
and convicted under R. S. 14:59 (6 ).
McCrory’s, at 1005 Canal Street, is part of a na
tional chain operating in thirty-four states, owned by the
McCrory Stores, Incorporated. (Tr. p. 22.) It is classified
as a “variety of merchandise” type store (Tr. p. 109),
made up of approximately twenty departments (Tr. p.
119) and open to the general public (Tr. p. 21). Included
in its services to the public are eating facilities com
posed of a main restaurant that seats 2 1 0 , a counter that
seats 53, a refreshment bar that seats 24 and two stand-up
8
counters. (Tr. p. 99). All of the eating facilities are seg
regated. There are no signs indicating whether service
at any particular counter is limited to either Negro or
white. (Tr. pp. 106, 107.)
Mr. Barrett, the manager at McCrory’s for the
past two and one-half to three years (Tr. p. 21), had pre
viously served as manager for the McCrory stores in
Savannah and Valdesta, Georgia. (Tr. p. 21.) He has
never been employed in a “desegregated” McCrory store.
(Tr. p. 24.)
The store’s segregation policy is determined by
local tradition, law and custom, as interpreted by the
manager. (Tr. p. 24.) The manager, Mr. Barrett, testi
fied that his decisions relative to segregated lunch count
ers within the store conform to state policy, practice and
custom. (Tr. p. 28.) '%
HOW THE FEDERAL QUESTIONS ARE PRESENTED.
The federal questions sought to be reviewed here
were raised in the court of first instance (the Criminal
District Court for the Parish of Orleans, Section “E” )
on the 17th day of October, 1960, by petitioners’ timely
motion to quash the information. (Tr. p. 9.) Among
other allegations, the motion contains the following:
“2. That the said defendants are being de
prived of their rights under the ‘equal protection
and due process’ clauses of both the Constitution
of Louisiana and of the United States of America,
in that the said law under which the Bill of In
formation is founded is being enforced against
9
them arbitrarily, capriciously and discriminately,
in that it is being applied and administered un
justly and illegally, and only against persons of
the Negro race and/or white persons who act in
concert with members of the Negro race.
“7. That the refusal to give service solely
because of race, the arrest and subsequent charge
are all unconstitutional acts in violation of the
Fourteenth Amendment of the United States Con
stitution, in that the act of the Company’s repre
sentative was not the free will act of a private
individual, but rather an act which was encour
aged, fostered and promoted by state authority in
support of a custom and policy of enforced segre
gation of race at lunch counters.
“8. That the arrest, charge and prosecution
of the defendants are unconstitutional, in that they
are the result of state and municipal action, the
practical effect of which is to encourage and foster
discrimination by private parties.”
The motion was argued, submitted and denied on
November 28, 1960, to which ruling petitioners objected
and reserved a formal bill of exception.
Petitioners’ case came on for trial on the seventh
day of December, 1960. Following the verdict of guilty,
a motion for a new trial (Tr. p. 76) and a motion in
arrest of judgment (Tr. p. 80) were filed, which motions
alleged, inter alia (Tr. p. 77):
“The verdict is contrary to the law in that:
10
“E. The evidence offered against defend
ants in support of the information charging them
with violation of L. S. A.-R. S. 14:59(6) estab
lishes that at the time of arrest and at all times
covered by the charges, they were in peaceful ex
ercise of constitutional rights to assemble with
others for the purpose of’speaking and protesting
against the practice, custom and usage of racial
discrimination in McCrory-McLennan Corp., an
establishment performing an economic function in
vested with the public interest; that defendants
were peacefully attempting to obtain service in the
facilities of McCrory-McLennan Corp., in the man
ner of white persons similarly situated and at no
time were defendants defiant or in breach of the
peace and were at all times upon an area essen
tially public, wherefore defendants have been de
nied rights secured by the due process and equal
protection clauses of the 14th Amendment of the
United States Constitution;
“F. The evidence establishes that prosecu
tion of defendants was procured for the purpose of
preventing them from engaging in peaceful assem
bly with others for the purpose of speaking and
otherwise peacefully protecting in public places the
refusal of the preponderant number of stores, fa
cilities and accommodations open to the public in
New Orleans to permit defendants and other mem
bers of the Negro race from enjoying the access to
facilities and accommodations afforded members of
other races; and that by this prosecution, prosecut
ing witnesses and arresting officers are attempt-
11
ing to employ, the aid of the court to enforce a ra
cially discriminatory policy contrary to the due
process and equal protection clause of the 14th
Amendment to the Constitution of the United
States.”
The motions for a new trial and to arrest the
judgment were denied (Tr. p. 4), and petitioners filed
forthwith a bill of exception, renewing all reservations,
motions and bills of exception previously taken. (Tr.
p. 84.)
Thereafter, on January 10, 1961, petitioners ap
pealed to the Supreme Court of the State of Louisiana,
and also urged during the course of that appeal that the
verdict and the sentence deprived the petitioners of the
equal protection afforded by the 14th Amendment to the
United States Constitution.
Prior to trial on the merits, certain evidence was
introduced in support of motion to quash and assertion of
various constitutional defenses under the Fourteenth
Amendment to the Constitution of the United States. The
motion to quash was duly overruled.1
The case was subsequently fixed for trial and all
petitioners found guilty.2 They were each sentenced to
pay a fine of $350.00 and imprisonment in Parish Prison
for sixty (60) days, and in default of the payment of
fine to imprisonment in Parish Prison for sixty (60)
1 See pages 32 through 76 o f the transcrip t fo r the w ritten judgm ent
o f trial jud ge settin g forth the reasons fo r overruling the m otion
to quash.
2 No w ritten or oral reasons w ere g iven by the trial ju d ge when he
foun d the petition ers gu ilty .
12
days additional. Motion for new trial was made and
denied. The matter was appealed to the Supreme Court
of Louisiana, where the conviction was affirmed and
rehearing denied. Apjdication for stay of execution for
sixty (60) days was granted by the Chief Justice of the
Louisiana Supreme Court on October 6, 1961.
REASONS FOR GRANTING THE WRIT.
I.
T he Decision Below Conflicts W ith Decisions of
This Court on Im portan t Issues A ffecting Federal
C onstitu tional R ights.
A. The decision below conflicts with prior deci
sions of this Court which condemn racially discriminatory
administration of State criminal laws.
1. The person in charge of the place of business,
in ordering defendants to leave, did not thereby perform
a purely private act; rather he acted for the state, under
the terms of the statute, in order to comply with the
policy of segregation established by the legislative and
executive officers of the state.
His act is comparable to that of individuals hold
ing no state office who challenged the voters’ registra
tion of 1,377 Negroes in Washington Parish, La., under
provisions of Louisiana statutes. “The individual defend
ants, in challenging the registration status of voters,
were acting under color of the laws of Louisiana. Pro
viding for and supervising the electoral process is a state
function. Terry v. Adams, 345 U. S. 461, 73 S. Ct. 809,
97 L. Ed. 1152. The individual defendants participated
t
13
in this state function under express authority of Louisi
ana law, using state facilities made available to them.
LSA-R. S. 18:245. Their actions formed the basis of the
removal of citizens from the registration rolls by the
defendant Registrar acting in his official capacity. See
Shelley v. Kraemer, 334 U. S. 1, 20, 68 S. Ct. 836, 92 L.
Ed. 1161; United States v. McElveen, 180 F. Supp. 10
(E. D. La., 1960), aff’d sub nom United States v, Thomas,
362 U. S. 58 (I960).
By analogy, the person in charge of McCrory’s
acted under express authority of a Louisiana statute
when he ordered the defendants to move, and thereby par
ticipated in the state function of maintaining order in
places where the public gathers. His action formed the
basis of their arrest. The only facilities used in the
McElveen case were the files in the registration office.
In the instant case, the police power was used with its
facilities. His act was as much under color of law as
was the act of the individuals enjoined in the McElveen
case.
2. His act was not a private one for the addi
tional reason that it was not a free will act of a private
individual, but rather an act encouraged, fostered and
promoted by state authority in support of a custom and
policy of enforced segregation of races at lunch counters.
The state action limited by the Fourteenth Amend
ment is not only that of public officers or with public
funds or on public property. It includes private opera
tions under many circumstances. See Abernathy, Expan
sion of the State Action Concept Under the Fourteenth
14
Amendment, 43 Cornell L, 2. 375 (1958) ; Shanks, State
.Action and the Girard Estate Cast, 105 U. Pa. L. Rev.
213 (1956).
Unlike the situation in Williams v. Howard John
son's Restaurant, 268 F. (2d) 845 (4th Cir, 1959), the
state officers did not merely acquiesce in the custom of
segregation but actually aided and abetted it, thereby
making the private act take on the character of a public
one. Shelley v. Kraemer, 334 U. S. 1 (1948); Valle v.
Stengel, 176 F. (2d) 697 (3d Cir, 1949).
In Louisiana, custom and received usages have the
force of law. La.. R. C. C. Articles 3 and 21 (1870).
If the custom is discriminatory and was applied by act of
the person in charge of the store, then it can be called
discrimination under the law. This is comparable to the
attempt by another state to charge a defendant with the
common law offense of inciting a breach of the peace,
Cantwell v. Connecticut, 310 U. S. 296 (1940), or the
application of a common law policy of a state forbidding
resort to peaceful persuasion through picketing. A. F. L.
v. Swing, 312 U. S. 321 (1941). Both these cases indi
cated that such customary activity could constitute state
action.
The store manager acted not privately, but under
the influence of the public policy expressed in the statute,
the widespread custom of segregation in the community,
and especially the expressed policy of city officials, in
ordering the defendants to move, thereby denying them
their constitutionally guaranteed rights.
15
\ rv>
3. The Fourteenth Amendment to the United
[ States Constitution forbids state action which deprives
\ persons of equal protection under the law.
As indicated above, state action is clearly present
in the instant case, first, by the act of the person in
charge of McCrory’s in acting under authority of a stat
ute and in acting as encouraged by state policy; second,
by the act of the police in arresting defendants; third, by
the act of the district attorney in charging defendants;
and fourth, by the act of this Honorable Court in trying
defendants’ guilt.
However, state action is of course permissible un
less it is wrongly used. It is not permissible under the
Fourteenth Amendment if it deprives a person of any
constitutionally protected right, including the right to
. equal protection under the law, and the right of free
speech and the right to property.
Hence, if state action, that is, action under the law,
deprives a person of equal protection, it is a violation of
the Amendment.
^ The order to move, the arrest, the charge, the
prosecution, and the trial of defendants constitute state
action which denied these defendants equal protection as
there was no reasonable basis for treating them differ
ently from any other potential customer at the lunch
counter, the only basis being their race, which is an
irrelevant basis. True, their race could be sufficient basis
for private discrimination, but not for state action.
16
b. Even if this broad inequality of treatment were
not a sufficient deprivation of constitutionally protected
right, other such rights have been harmed by state action.
One such right is the right of free speech discussed else
where.
Another phase of equal protection guaranteed
y by the Constitution is the right to contract, or at least
) the right to attempt to enter into a contract in the same
manner open to other persons similarly situated, which
right is a necessary corollary of the right of property,
that is, the right to attempt to acquire property as would
other persons similarly situated, or, by contract, Valle v.
Stengel,']176 F. (2d) 697 (3d Cir, 1949). The equal pro
tection guarantee is the constitutional basis for 42 U. S. C.
§ 1981 which assures the right to make and enforce con
tracts and § 1982 which assures the right to purchase and
otherwise transact concerning real and personal property.
Id.; Buchanan v. Worley, 245 U. S. 60 (1917); Hurd v.
Hodge, 334 U. S. 24 (1948). Cf. Allgeyer v. Louisiana,
165 U. S. 578 (1897).
Judicial enforcement of a discriminatory restric
tive covenant unconstitutionally deprives a person of the
equal right to acquire property. Shelley v. Kraemer, 334
U. S. 1 (1948) . In that case, a third party was not per
mitted to use judicial power to enforce the restriction
against two contracting parties, the Negro being a will
ing purchaser from a willing vendor. In Valle v. Stengel,
the unwilling vendor was not permitted to use police
power to prevent the willing buyer of a ticket to a pri
vately owned swimming pool from making a contract.
f £<*
>
17
Note, Freedom, to Contracts—-A New Civil Right, 59 Yale
L. J. 1167 (1950).
Defendants wanted to buy lunch. True, the mer
chant was unwilling to contract and cannot be forced to
do so. However, all other persons were free to attempt
to contract with the store, but defendants were no longer
free to offer to contract because of the interference of the
police and other state action, j It takes two parties to
“make” a contract, but the first necessary element of a
contract is an offer. The Constitution in guaranteeing-
equal protection and property rights does not guarantee
that an offer will be accepted and a contract confected,
but it puts all persons on an equal footing in denying the
right of a state to interfere with the process of contract
ing, including the right to make an offer. If a white
person attempts to buy lunch at McCrory’s counter and
is refused, along with all other potential customers simi
larly situated, because the closing hour of the store is
approaching and waitresses must clean up before leaving
with the other employees, that white potential customer
can return at another time of day and make another
offer, trying again to make a contract. But defend
ants are deprived forever of the opportunity of making
an offer to try to make a contract due to State interfer
ence with their equal right to enter into the contracting-
procedure preliminary to acquiring property. Property
rights are constitutionally protected. Defendants’ prop
erty rights have been harmed.
4. The fact that the limitation on defendants’ free-
j; dom occurred on privately owned property does not cause
; the deprivation of equal protection to be any less uncon-
18
stitutional—first, because as explained, the fact of order
ing, arresting, charging, prosecution and trying, all con
stitute State action; second, because the fact that the
store has been the kind that advertises widely and admits
the general public without discrimination causes it to be
a quasi public place.,/ “Ownership does not always mean
absolute dominion. The more an owner, for his advan
tage, opens up his property for use by the public in gen
eral, the more do his rights become circumscribed by
the statutory and constitutional rights of those who use
it. Cf. Republic Aviation Corp. v; Labor Board, 324
U. S. 793, 802 n. 8. Thus, the owners of privately held
bridges, ferries, turnpikes and railroads may not operate
them as freely as a farmer does his farm. Since these
facilities are built and operated primarily to benefit the
public and since their operation is essentially a public
function, it is subject to state regulation, and . . . such
regulation may not result in an operation of these facili
ties, even by privately owned companies, which uncon
stitutionally interferes with and discriminates against
interstate commerce.” Marsh v. Alabama, 326 U. S. 501
(1946). In that case, the state punished the crime of
disturbing religious literature contrary to the wishes of
the owner of town under “Title 14, § 426 of the 1940 Ala
bama Code which makes it a crime to enter or remain
on the premises of another after having been warned not
to do so.” The conviction was reversed and remanded
as being an unconstitutional deprivation by state action
of freedom of speech as an element of due process and
equal protection.
In Valle v. Stengel, 176 F. (2d) 697 (3d Cir. 1949),
the arrest and eviction took place on a privately owned
t
19
amusement park to which all the public were admitted
and patronage to which was encouraged through adver
tising. The negroes and the white person acting in con
cert with them, after being admitted to the park, were
refused admission to the pool. The manager was aided
and abetted by the police whom he called, so that the
police act was attributed to the corporation and its man
ager and treated as their own. This state action was
held to constitute a deprivation of equal protection of
the right to contract in pursuit of happiness through use
of property.
This is closely comparable to the situation of de
fendants, admitted to the store but not to the counter.
B. The decision below conflicts with decisions of
this Court securing the Fourteenth Amendment right to
freedom of expression.
1. Defendants’ presence at the lunch counter was
a form of expression, a mean of communication; in the
broad sense, it was “speech.”
“Speech” protected by the United States Constitu
tion includes modes of expression other than by voice or
by press. It includes “a significant medium for the com-
.munication of ideas.” Joseph Burstyn, Inc., v. Wilson, 343
W. S. 495 (1952 h ) It includes activity forbidden by a stat
ute''making"!!; a misdemeanor to “go near to or loiter
about the premises or place of business of such other per
sons . . It includes such activity “in appropriate
places” even though the picketing was on grounds of a
privately owned business. Thornhill v. Alabama, 310 U. S.
88, 106 (1940).
20
Speech in the form of boycotting is protected.
Giboney v. Empire Storage ancl lee Co., 336 U. S. 490
(1949). This is true also when it is used to end dis
criminatory labor practices. Neia Negro Alliance v. Sani
tary Grocery Co., 303 U. S. 552 (1938).
“Speech” in the form of “unfair” lists, picketing
to deter showing a certain motion picture, to deter oper
ating shops on Sunday, and to indicate a shop is not
Kosher, has been held to be protected free speech by courts
of other states.
" Defendants’ act did not constitute such speech as
must be limited; it did not incite to riot as in Feiner v.
New York, 340 U. S. 315 (1951); rather it was subject
to protection even had it created dissatisfaction with con
ditions as they are, as in Terminiello v. Chicago, 337 U. S.
1 (1949).
Hence defendants’ act in sitting quietly in a place
of business, for the purpose of expressing disapproval
of a policy of racial discrimination practiced there, con
stituted a form of speech. As such it is protected against
interference by the state.
f 2. “The freedom of speech and of the press secured
/ by the First Amendment against abridgment by the
' United States is similarly secured to all persons by the
Fourteenth against abridgment by a state.” Schneider v.
State, 308 U. S. 147 (1939).
When agents of the state (police officers, the dis
trict attorney, this Honorable Court) arrested, charged
and tried defendants under La. R. S. 14:59(6) (1960),
t
21
thereby preventing defendants from continuing their ex
pression of disapproval of policy of racial discrimination
by the management of the lunch counter, the State de
prives defendants of an element of liberty guaranteed to
them under the Fourteenth Amendment against such state
action.
Hence, even if it be conceded arguendo that the
statute might be constitutionally enforced in other cir
cumstances, it may not be so when its enforcement limits
a form of communication of ideas, as has been done in
the present instance.
Rather than being arrested for their expression
of opinion, defendants had a right to expect police pro
tection to preserve order. Sellers v. Johnson, 163 F. (2d)
877 (8th Cir. 1947), cert, denied, 332 U. S. 851 (1948).
C. The decision of the trial judge in refusing the
petitioners an opportunity to establish actual concert be
tween the store proprietor and the police violated petition
ers’ right to a fair and impartial trial as guaranteed by
the Fourteenth Amendment.
The trial judge refused to allow the petitioners to
introduce evidence which would tend to show concerted
action between the State law enforcement officers and
McCrory’s store manager. (See Bill of Exception No. 2,
page 85 of transcript.) The highly publicized statement
of both the Mayor of the City of New Orleans, supra,
page 6, and the Chief of Police, supra, page 4, form an
important backdrop within which to decide this issue.
This expression of policy by
Superintendent of Police of the City
the Mayor and the
of New Orleans oper-
22
fated as a prohibition to all members of the Negro race
! from seeking to be served at lunch counters whether
\ or not the proprietor was willing to serve them./ More
in point, the pronouncement of policy by the leaders
of the municipal authority operated to constructively
coerce the proprietors of business establishments not to
‘integrate lunch counters at the risk of suffering munici
pal censure or punishment.
The Supreme Court, in Civil Rights Cases, 109
U. S. 3, 17, 27 L. Ed. 835, 841, 3 Supreme Court 18, ruled
that racial discriminations which are merely the wrong
ful acts of individuals can remain outside the ban of
the Constitution only so long as they are unsupported by
state authority in the shape of laws, customs, or judi
cial or executive proceedings. In order to successfully
attack the administration of the statute, it was neces
sary that defendants prove concert between the store
manager and the police. This was relevant evidence, the
exclusion of which was prejudicial to the defendants as
it deprived them of the only means they had to show that
they were the victims of prohibited state action rather
than protected personal rights of the proprietor.
vl II.
T he Public Im portance of the Issues Presented.
XT This case presents issues posed by numerous
f similar demonstrations throughout the nation which have
\ resulted in widespread desegregation and also in many
23
(similar cases now pending in the state and federal courts.
Petitioners need not multiply citations to demonstrate that
during the past year thousands of students throughout
the nation have participated in demonstrations like those
for which petitioners have been convicted.
A comprehensive description of these “sit-in” pro
tests appears in Pollitt, Dime Store Demonstration: Events
and Legal Problems of the First Sixty Days, 1960 Duke
Law Journal 315 (1960). These .demonstrations have
occurred in Alabama, Arkansas, Florida, Georgia, Louisi
ana, North Carolina, South Carolina, Tennessee, Texas,
Virginia and elsewhere. Pollitt, supra, passim.
In a large number of places this nationwide pro-
( test has prompted startling changes at lunch counters
« throughout the South, and service is now afforded in many
^establishments on a nonsegregated basis. The Attorney
General of the United States has announced the end of
segregation at public lunch counters in 69 cities, New
York Times, August 11, I960, page 14, col. 5 (late city
edition), and since that announcement the number of such
cities has risen above 112, Neiv York Times, Oct. 18, 1960,
page 47, col. 5 (late city edition).
^ """in many instances, however, these demonstrations,
/a s in the case at bar, have resulted in arrests and crim-
I inal prosecutions which, in their various aspects, pre-
V^ent as a fundamental issue questions posed here,/ that
24
is, may the state use its power to compel racial segre
gation in private establishments which are open to the
public and to stifle protests against such segregation.
Such cases having been presented to the Supreme Court
of Appeals of Virginia,3 the Supreme Court of North
Carolina,4 the Supreme Court of Arkansas,5 the Court
of Criminal Appeals of Texas," the Court of Appeals of
Alabama,7 the Court of Appeals of Maryland,8 several
South Carolina appellate courts,0 and the Georgia Court
of Appeals.10 Numerous other cases are pending at the
trial level.
It is, therefore, of widespread public importance
( that the Court consider the issues here presented so that
3 R a y m o n d B. R a n d o lp h , J r . , V. C o m m o n w e a l t h o f V a . (No. 5233, I 9 6 0 ) .
4 S t a t e o f N . C. v. F o x a n d S a m p s o n (No. 442, Suprem e Court, F a l l
Term 1960).
5 C h e s t e r B r ig g s , e t a l . , V. S t a t e o f A r k a n s a s (No. 4992) (consolidated
w i t h S m i t h v. S t a t e o f A r k . , No. 4994, and L u p p e r v. S t a t e of
A r k . , No. 4997).
6 B r i s c o e v. s t a t e o f T e x a s (C ourt of Crim. App., 1960, No. 32347)
and re la ted cases (decided Dec. 14 , 1 9 6 0 ; conviction reversed on
ground th a t indictm ent charging in a lternative invalid fo r vague
ness).
n B e s s ie C o le V. C i ty o f M o n t g o m e r y (3 rd Div. Case No. 57) (together
w ith seven o ther cases, Case Nos. 5S-64).
8 W i l l i a m L. G r i f f i n , e t a! ., V. S t a t e o f M a r y l a n d , No. 248, Septem ber
Term 1960 (two appeals in one re c o rd ) ; see related civil action
Sub nom. G r i f f i n , e t a l . , V. C o ll in s , e t a l . , 187 F. Supp. 149 (D.C.
D.Md. 1960).
9 C i ty o f C h a r l e s t o n v. M itc h e l l , e t a l . , (C ourt of Gen. Sess. fo r Charles
ton C ounty) (appeal from R ecorders Ct.) ; S t a t e v. R a n d o lp h , e t
a l ., (C ourt of Gen. Sess. fo r , Sum ter County) (appeal from
M agistrates Ct.) ; C i ty o f C o l u m b i a v. B o u ie , e t a!., (C ourt of
Gen. Sess. fo r R ichland C ounty) (appeal from R ecorders C t.).
l« M. L . K in g , J r . , v. S t a t e o f G e o r g i a (two appeals: No. 3 8 6 4 8 and
No. 3 8 7 1 8 ) .
i
25
the lower courts and the public may be guided authorita
tively with respect to the constitutional limitations on
state prosecutions for engaging in this type of protest.
B. The holding below, if allowed to stand, will in
effect undermine numerous decisions of this Court strik
ing down state enforced racial discrimination. For ex
ample, the discrimination on buses interdicted by the
Constitution in Gayle v. Browder, 352 U. S. 903, aff’d
142 F. Supp. 707, could be revived by convictions for
disturbing the peace. In the same manner, state en
forced prohibitions against members of the white and
colored races participating in the same athletic contests,
outlawed in Dorsey v. State Athletic Commission, 168 F.
Supp. 149, aff’d 359 U. S. 533, could be accomplished.
Indeed, segregation of schools, forbidden by Brown v.
Board of Education, 347 U. S. 483, and innumerable cases
decided since that time, especially those affecting Louisi
ana, e. g., Orleans Parish School Board v. Bush, 242 F.
(2d) 156 (5th Cir. 1957), cert, denied 354 U. S. 921,
might also be accomplished by prosecutions for disturb
ing the peace even though no disturbances in fact occurred.
The holding below, if allowed to stand, would be
completely subversive of the numerous decisions through
out the federal judiciary outlawing state-enforced racial
distinctions. Indeed, the segregation here is perhaps more
invidious than that accomplished by other means for it is
not only based upon a vague statute which is enforced by
the police according to their personal notions of what con-
26
stitutes a violation and then sanctioned by state courts
but it suppresses freedom of expression as well.
CONCLUSION.
WHEREFORE, for the foregoing reasons, it is
respectfully submitted that the petition for writ of certio
rari should be granted.
Respectfully submitted,
JOHN P. NELSON, JR.,
702 Gravier Building,
535 Gravier Street,
New Orleans 12, Louisiana;
LOLIS E. ELIE,
NILS R. DOUGLAS,
ROBERT F. COLL1NGS,
211 Dryades Street,
New Orleans, Louisiana,
Attorneys for Petitioners.
i
3̂
m ixliii
a“\ r'-trr
U U i. U id
RUDOLPH LOMBARD, cET
versus
AL„
Petitioners,
STATE OF LOUISIANA.
A P P E N D I X TO T H E P E T I T I O N F O R W R I T O F C E R
T I O R A R I TO T H E S U P R E M E C O U R T O F T H E
S T A T E O F L O U I S I A N A .
JOHN P. NELSON, JR.,
702 Gravier Building,
* . 585 Gravier Street,
... - . New Orleans 12,. Louisiana;
LOLIS E. ELIE,
NILS R. DOUGLAS,
ROBERT F. COLLINGS,
2211 Dryades Street,
New Orleans, Louisiana,
Attorneys for Petitioners.
Meatsorowy £ Co., "Tba Brief SpgcSalbta". 430 Cto-farea St.. N. O., ..La-..
APPENDIX TO THE PETITION FOR WRIT OF CER
TIORARI TO THE SUPREME COURT OF THE
STATE OF LOUISIANA.
2
SUPREME COURT
STATE OF LOUISIANA
NO. 45,491
STATE OF LOUISIANA
VS.
SIDNEY LANGSTON GOLDFINCH, JR.,
RUDOLPH LOMBARD, ET AL.
APPEAL FROM THE CRIMINAL DISTRICT COURT
PARISH OF ORLEANS
HONORABLE J. BERNARD COCKE, JUDGE
SUMMERS, Justice
The four defendants herein, a white and three
Negroes, were jointly charged in a bill of information
filed by the District Attorney of Orleans Parish with
criminal mischief in that on September 17, 1960, they
took possession of the lunch counter at McCrory’s Store,
and remained there after being ordered to leave by the
manager in violation of the provisions of Title 14, Section
59 of the Revised Statutes of the State of Louisiana, the
pertinent portions of which provide:
“Criminal mischief is the intentional performance
of any of the following acts:
* » #
3
(6) Taking temporary possession of any part or
parts of a place of business, or remaining in a place
of business after the person in charge of such busi
ness or portion of such business has ordered such
person to leave the premises and to desist from
the temporary possession of any part or parts of
such business.”
The defendants entered McCrory’s store in New
Orleans on the morning in question and took seats at one
of the counters therein. McCrory’s is part of a national
chain operating in thirty-four states, owned by McCrory
Stores, Incorporated. The New Orleans establishment
is classified as a “variety merchandise” type store, made
up of approximately twenty departments and open to the
general public. Included in its services to the public are
eating facilities composed of a main restaurant that seats
210, a counter for colored persons that seats 53, a refresh
ment bar that seats 24, and two stand-up counters.
The defendants were refused service at the counter
where they were seated and which was reserved for
whites, the manager was called, the counter was closed,
and the defendants were requested to leave - - in accord
ance with the policy of the store, fixed and determined
by the manager in catering to the desires of his cus
tomers - - or to seek service at a counter in the store pro
viding service for Negroes. Upon their refusal, the police,
who had been summoned by the manager, arrested them.
They were subsequently tried and convicted of having
violated the foregoing statute.
4
Defendants filed a motion to quash, motion for a
new trial and a motion in arrest of judgment, all of which
were overruled, and objected to the refusal of the Court
to permit the inti-oduction of certain evidence to which
bills of exceptions were reserved.
These motions and bills of exceptions pertain pri
marily to the contention of defendants that the statute
under which they were convicted, in its application against
Negroes, is unconstitutional and discriminatory in that
it denies to them the guarantees afforded by the Due
Process and Equal Protection clauses of the Constitution
of the United States and the Constitution of the State of
Louisiana, particularly that afforded by the Fourteenth
Amendment to the Constitution of the United States.
There should be no doubt, and none remains in our
minds, about the applicability of the Due Process and
Equal Protection Clauses of the Fourteenth Amendment
to the state rather than private persons. The second
sentence contains the phrases, “No State shall make or
enforce any law * * and “nor shall any State deprive
any person * *
Since the decision in the Civil Rights Cases, 109
U. S. 3, 27 L. Ed. 835, 3 S. Ct. 18, it has been unequivo
cally understood that the Fourteenth Amendment covers
state action and not individual action. Mr. Justice Brad
ley, speaking for the majority in these cases, stated:
“The first section of the Fourteenth Amendment
(which is the one relied on), after declaring who
shall be citizens of the United States, and of the
several States, is prohibitory in its character, and
prohibitory upon the States * *
5
“It is State action of a particular character
that is prohibited. Individual invasion of individ
ual rights is not the subject-matter of the amend
ment.”
The foregoing concrete language indicates emphati
cally that positive action by state officers and agencies
is the contemplated prohibition of the amendment. 43 Cor
nell L.Q. 375. Mr. Justice Bradley further stated that
the wrongful act of an individual is not state action “if
not sanctioned in some way by the State, or not done under
State authority, * * *.” This proposition has been con
stantly reiterated by the highest court of our land. In
Shelley v. Kraemer, 334 U. S. 1, 92 L. Ed. 1161, 68 S. Ct.
836, it was stated thusly: “Since the decision of this
Court in the Civil Rights Cases, 109 U. S. 3 (1883), the
principle has become firmly embedded in our constitu
tional law that the action inhibited by the first section
of the Fourteenth Amendment is only such action as
may fairly be said to be that of the States. That Amend
ment erects no shield against merely private conduct,
however discriminatory or wrongful.”
We are, therefore, called upon to determine
whether the enactment of the questioned statute is such
action by the State as is prohibited by the Fourteenth
Amendment. In this connection it is recognized that the
enactment of a statute which on its face provides for dis
crimination based upon race or color is a violation of the
Fourteenth Amendment and constitutes state actions
which that constitutional amendment prohibits.
A reading of the statute readily discloses that it
makes no reference to any class, race or group and applies
6
to all persons alike, regardless of race. It confers no
more rights on members of the white race than are con
ferred on members of the Negro race, nor does it provide
more privileges to members of the white race than to
members of the Negro race. Williams v. Howard John
son’s Restaur-ant. 268 F. 2d 845. The statute under con
sideration here stands no differently than does one im
posing a penalty upon a person who enters without right
the posted lands of another. It is not such a law as would
be marked with the characteristic that it has been promul
gated by our State for a special design against the race
of persons to which defendants belong. To the contrary
it is such a law that finds widespread acceptance through
out America. It is a legislative recognition of rights
accorded to the owners of property similar to those found
in almost all states of our nation. Mr. Justice Black
in Martin v. City of Struthers, 319 U. S. 141, 87 L. Ed.
1313, 63 S. Ct. 862, referring to a statute of Virginia
similar in scope to that here involved, said: “Tradi
tionally the American law punishes persons who enter
onto the property of another after having been warned
by the owner to keep off. General trespass after warn
ing statutes exist in at least twenty states, while similar
statutes of narrower scope are on the books of at least
twelve states more.”
Not being impressed with features which would
make it as discriminatory and a fortiori unconstitutional,'
l B uchanan v. W arley, 245 U.S. 60, 62 L. Ed. 149, 38 S. Ct. 16; Flem
ming- v. South C arolina E lectric and Gas Co., 224 F. (2d) 752,
appeal dismissed, 351 U.S. 901; Brow der v. Gayle, 142 F. Supp.
707, a ffirm ed , 352 U.S. 903; Evers v. Dwyer, 358 U.S. 202, 3 L.
E d. (2d ) 222, 79 S. Ct. 178; Dorsey v. S ta te A thletic Comm.,
168 F . Supp. 149, appeal dismissed and certio rari denied, 359
U .S. 533.
i
7
we conclude that the constitutionality of the statute must
be presumed. State v. Winehill & Rosenthal, 147 La. 781,
86 So. 181, writ of error dismissed 258 U. S. 605; Pana
ma R. R. Co. v. Johnson, 264 U. S. 375, 68 L. Ed. 748,
44 S. Ct. 391; Richmond Screw Anchor Co. v. United
States, 275 U. S. 331, 72 L. Ed. 303, 48 S. Ct. 194; State
v. Grosjean, 182 La. 298, 161 So. 871; State v. Saia, 212
La. 868, 33 So. 2d 665; Schwegmann Bros. v. La. Board
of Alcoholic Beverage Control, 216 La. 148, 43 So. 2d
248; Olivedell Planting Co. v. Town of Lake Providence,
217 La. 621, 47 So. 2d 23; Jones v. State Board of Edu
cation, 219 La. 630, 53 So. 2d 792; State v. Romes, 223
La. 839, 67 So. 2d 99; State v. McCrory, 237 La. 747, 112
So. 2d 432; Michon v. La. State Board of Optometry Ex
aminers, 121 So. 2d 565; 11 Am. Jur., Const. Law, Sec. 97.
Furthermore, courts will not hold a statute uncon
stitutional because the legislature had an unconstitutional
intent in enacting the statute which has not been shown
here. Doyle v. Continental Insurance Co., 94 U. S. 535,
24 L. Ed. 148; Daniel v. Family Security Life Ins. Co.,
336 U. S. 220, 93 L. Ed. 632, 69 S. Ct. 550; State v.
County Comm., 224 Ala. 229, 139 So. 243; Morgan v. Ed
mondson, 238 Ala. 522, 192 So. 274. The courts will test
a statute as it stands, without considering how it might
be enforced. James v. Todd. 267 Ala, 495, 103 So. 2d 19,
appeal dismissed, 358 U. S. 206; Clark v. State, 169 Miss.
369, 152 So. 820. Courts in considering constitutionality
of legislation cannot search for motive. Shuttlesworth
v. Birmingham Board of Education, 162 F . Supp. 372,
affirmed, 358 U. S. 101.
g
Defendants further assert in their attack upon
the statute that by content, reference and position of con
text it is designed to apply to, and be enforced in an arbi
trary manner against, members of the Negro race and
those acting in' concert with them. In aid of this assertion
certain House bills of the Louisiana Legislature for 1960,
introduced in the same session with the contested statute,
were offered in evidence.2 All of these bills did not be
come law, but some did.3 It is declared that this law
and the others enacted during the same session were de
signed to apply to and be enforced against, in an arbi
trary manner, members of the Negro race. We have
carefully reviewed the provisions of these bills referred
to which were enacted into law and nowhere in their con
tent or context do we find that any of them seek to dis
criminate against any class, group, or race of persons.
We therefore find no merit in this contention and, accord
ingly, dismiss it as being unsupported.
But the primary contention here, conceding the
constitutionality of the statute on its face, has for its basis
that the statute is unconstitutional in its application and
the manager and employees of the store were acting in
conceit with the municipal police officers who made the
arrest, the district attorney in charging defendants, and
the court in trying defendants’ guilt; that these acts con
stitute such state action as is contemplated by the prohi
bition of the Fourteenth Amendment. We have noted,
* See O fficial Jo u rn a l of the Proceedings of the House of R epresenta
tives o f th e S ta te of Louisiana, 23rd R egular Session, 1960,
H ouse Bills 343-366, inclusive.
S See Acts 68, 69, 70, 73, 76, 77, 78, 79, and 81, represen ting the only
H ouse Bills re fe rre d to in Footnote 1, which w ere enacted by
th e L egislature.
t
9
however, that in order for state action to constitute an
unconstitutional denial of equal protection to the defend
ants here that action must provide for discrimination
of a nature that is intentional, purposeful, or systematic.
Snowden v. Hughes, 321 U. S. 1, 88 L. Ed. 497, 64 S. Ct.
397; Charleston Federal Savings & Loan Assn. v. Alder-
son, 324 U. S. 182, 89 L. Ed. 857, 65 S. Ct. 624; City of
Omaha v. Lewis & Smith Drug Co., 156 Neb. 650, 57
N. W. 2d 269; Zorack v. Clauson, 303 N. Y. 161, 100
N. E. 2d 463; State v. Anderson, 206 La. 986, 20 So. 2d
288; City of New Orleans v. Levy, 233 La. 844, 98 So. 2d
210; 12 Am. Jur., Constitutional Law, Sec. 566. Nor is
a discriminatory purpose to be presumed. Terrance v.
Florida, 188 U. S. 519, 47 L. Ed. 572, 23 S. Ct. 402.
The defendants sought to introduce evidence to
establish. that the action of the manager of McCrory’s
was provoked or encouraged by the state, its policy, or
officers, and they would have this Court hold that this
action of McCrory’s was not its own voluntary action, but
was influenced by the officers of the state. The conclu
sion contended for is incompatible with the facts. Rather,
the testimony supports a finding that the manager of Me-
Crory’s had for the past several years refused service to
Negroes, that the policy of the store was established by
him, that he had set out the policy and followed it con
sistently; that Negroes had habitually been granted access
to only one counter within the store and a deliberately
provoked mischief and disturbance such as the one he
complained of here had not previously occurred. In the
past other Negroes who had mistakenly taken seats at
the counter in question and who were told to move had
10
cooperated and recognized the requests of the McCrory’s
employees and had sat at the counter set aside for them.
Even under the provision of the questioned statute
it is apparent that a prosecution is dependent upon the
will of the proprietor, for only after he has ordered the
intruder to relinquish possession of his place of business
does a violation of the statute occur. The state, there
fore, without the exercise of the proprietor’s will can
find no basis under the statute to prosecute.
These facts lead us to the conclusion that the exist
ence of a discriminatory design by the state, its officers
or agents, or by its established policy, assuming such
could have been shown, would have had no influence
upon the actions of McCrory’s. The action of bringing
about the arrest of the defendants, then, was the inde
pendent action of the manager of the privately owned
store, uninfluenced by any governmental action, design,
or policy - - state or municipal - - and the arrest was accom
plished in keeping with McCrory’s business practice estab
lished and maintained long before the occasion which de
fendants seek to associate with a discriminatory design by
the state. Furthermore, it is quite clear from the oral
argument of defense counsel that this prosecution was
sought after and provoked by the defendants themselves,
and in reality the conviction they have sustained is the
result of their own contrivance and mischief and is not
attributable to state action.
The business practice which McCrory’s had adopted
was recognized then and is now recognized by us to be a
11
practice based upon rights to which the law gives sanction.
It has been expressed as follows:
“The right of an operator of a private enterprise
to select the clientele he will serve and to make such selec
tion based on. color, if he so desires, has been repeatedly
recognized by the appellate .courts of this nation * * * The
owner-operator’s refusal to serve defendants, excent in the
portion of the building designated by him, impaired no
rights of defendants.’’ See State v. Clyburn, 247 N. C.
455, 101 S. E. 2d 295, and authorities therein cited. This
right of the operator of a private enterprise is a well-
recognized one as defendants concede. “The rule that,
except in cases of common carriers, innkeepers and similar
public callings, one may choose his customers is not ar
chaic.” Greenfield v. Maryland Jockey Club, 190 Md. 96,
57 A. 2d 335.
The right to prevent a disturbance on one’s private
property and the right to summon law enforcement offi
cers to enforce that right are rights which every pro
prietor of a business has whenever he refuses to deal
with a customer for any reason, racial or otherwise, and
the exercise of those rights does not render his action
state action or constitute a conspiracy between the pro
prietor and the peace officer which would result in state
action. Slack v. Atlantic White Tower System, Inc., 181
F. Supp. 124, affirmed, 284 F. 2d 746.
There is presently no anti-discrimination statute
in Louisiana, nor is there any legislation compelling the
12
segregation of the races in restaurants or places where
food is served. There being no law of this State, statu
tory or decisional, requiring segregation of the races in
restaurants or places where food is served, the contention
that the action of the officials here is discriminatory is
not well-founded for that action is not authorized by
state law.
The defendants have sought to show through evi
dence adduced at the trial that there is no integration
of the races in- eating places in New Orleans and, there
fore, the custom of the state is one that supports segre
gation and hence state action is involved. This argu
ment overlooks the fact that the segregation of the races
prevailing in eating places in Louisiana is not required
by any statute or decisional law of the State or other
governmental body, but is the result of the business choice
of the individual proprietors, both white and Negro, cater
ing to the desires and wishes of their customers, regard
less of what may stimulate and form the basis of the
desires. Slack v. Atlantic White Tower System, Inc.,
supra.
To the same effect is the language of the Court in
Williams v. Howard Johnson’s Restaurant, supra, viz.:
“This argument fails to observe the important dis
tinction between activities that are required by the
state and those which are carried out by voluntary
choice and without compulsion by the people of the
state in accordance with their own desires and so
cial practices.
* * *
13
“The customs of the people of a state do not
constitute state action within the prohibition of the
Fourteenth Amendment.”
The effect of the contentions of defendants is to
urge us to disregard and ignore certain rights of owners
and taxpayers in the enjoyment of their property, un
affected by any public interest, in order that they may
impose upon the proprietor their own concept of the
proper use of his property unsupported by any right under
the law or Constitution to do so. We cannot forsake
the rights of some citizens and establish rights for others
not already granted by law to the prejudice of the former;
this is a legislative function which it is not proper for
this Court to usurp. Tamalleo v. New Hampshire Jockey
Club, Inc., 102 N. H. 547, 163 A. 2d 10. The funda
mental propositions presented here are not novel; we treat
them as settled and their change is beyond our province.
The conviction and sentence are affirmed.
Rehearing denied, Oct. 4, 1961.
CERTIFICATE OF SERVICE
I hereby certify under Rule 33!3-bi that service
has been made on the State of Louisiana, respondent, of
this appendix to petition for certiorari, by serving a copy
hereof by mailing same to Hon. Jack P. F. Gremillion,
Attorney General of the State of Louisiana, addressed to
him at his office in the State Capitol, Baton Rouge, La.,
and deposited first class postage prepaid in the main
14
office of the United States Post Office in the City of
New Orleans, La.
New Orleans, La.
JOHN P. NELSON, JR.,
702 Gravier Building,
535 Gravier Street,
New Orleans 12, Louisiana;
LOLIS E. ELIE,
NILS R. DOUGLAS,
ROBERT F. COLLINGS,
2211 Dryades Street,
New Orleans, Louisiana,
Attorneys for Petitioners
IN THE
OCTOBER TERM, 1961
RUDOLPH LOMBARD, ET AL.,
Petitioners,
versus
STATE OF LOUISIANA.
RESPONSE TO THE PETITION FOR WRIT OF
CERTIORARI TO THE SUPREME COURT
OF THE UNITED STATES.
JACK P. F. GREMILLION,
Attorney General,
Capitol Building,
Baton Rouge, La.;
M. E. CULLIGAN,
Assistant Attorney General,
104 Supreme Court Bldg.,
New Orleans, La.;
RICHARD A. DOWLING,
District Attorney,
Parish of Orleans,
2700 Tulane Avenue,
New Orleans, La.;
J. DAVID McNEILL,
Assistant District Attorney,
Parish of Orleans,
2700 Tulane Avenue,
New Orleans, La.
M on tgom ery & Co.. “T h e B r ie f S p e c ia lis ts " , 480 C h a r t re s S t., N . Q„ L a. < L > »
INDEX.
Page
REASONS FOR DENYING THE WRIT 1-4
CONCLUSION ......................................................... 3-4
APPENDIX “A” 7
2
preme Court and that they have failed to point out
wherein any finding of fact upon which a conclusion of
law was based or that any conclusion of law by the Lou
isiana Supreme Court is in error.
(2)
The questions presented on page two of the peti
tion, paragraph one, is totally in error for, as shown by
the second paragraph on page three of the appendix, the
factual situation shows the record was replete with evi
dence of their guilt.
(S)
Paragraph two is answered by the statute itself,
which shows there is nothing vague or indefinite about it.
t t )
Paragraph three of the questions presented is again
absolutely untrue as the facts and the opinion of the
Louisiana Supreme Court show that these defendants were
requested to leave the premises in accordance with the
policy of the store, fixed and determined by the manager
in catering to the desire of his customers, and not as any
part of an alleged policy of the State of Louisiana of
racial discrimination, there being no such statutes of the
State of Louisiana.
• (5)
Paragraph four is a conclusion of law of the pleader
and is not a complete statement of law as freedom of
3
speech and expression, under the decisions of this Court,
can be limited.
( 6)
Paragraphs five, six and seven have all been fully
qnswei*ed by the decision of the Louisiana Supreme Court
and all of which were very fully and completely answered
by the trial judge, Honorable J. Bernard Cocke, in giving
his written reasons for overruling the motion to quash
in pages 32 to 73 of the transcript which we have attached
in printed form as Appendix “A,” and included in the
appendix Judge Cocke’s per curiams to all of the bills of
exceptions taken by the defendants.
(V
On page 23, paragraph two of the application for
the writ it is stated that “in a large number of places
this nationwide protest has prompted startling changes at
lunch counters throughout the South and service is now
afforded in many establishments on a nonsegregated
basis.”
As shown on page 11 of the appendix by petitioners,
the Louisiana Supreme Court points out there is no anti-
discrimination statute in Louisiana nor is there any leg
islation compelling the segregation of the races in restau
rants or places where food is served.
(8)
Inasmuch as we believe that the Louisiana Supreme
Court has decided all the constitutional issues in this mat
ter in accordance with the existing jurisprudence of Your
4
Honors, as shown in the opinions cited, the application
for the writ should be denied.
Respectfully submitted,
JACK P. F. GREMILLION,
Attorney General,
Capitol Building,
Baton Rouge, La.;
M. E. CULLIGAN,
Assistant Attorney General,
104 Supreme Court Bldg.,
New Orleans, La.;
RICHARD A. DOWLING,
District Attorney,
Parish of Orleans,
2700 Tulane Avenue,
New Orleans, La.;
J. DAVID McNEILL,
Assistant District Attorney,
Parish of Orleans,
2700 Tulane Avenue,
New Orleans, La.
5
CERTIFICATE OF SERVICE.
I, M. E. Culligan, Member of the Bar of the Su
preme Court of the United States, hereby certify that a
copy of this Response to the Petition for Writ of Cer
tiorari to the Supreme Court of the United States and
the appendix thereto, has been mailed by United States
mail, postage prepaid, to attorneys for the defendants,
namely, John P. Nelson, Jr., 702 Gravier Building, 535
Gravier Street, New Orleans 12, Louisiana, and Lolis
E. Elie, Nils R. Douglas, Robert F. Codings, 2211 Dryades
Street, New Orleans, Louisiana.
Assistant Attorney General.
7
APPENDIX “A”
DISTRICT COURT WRITTEN JUDGMENT ON
STATE OF LOUISIANA NO. 168-520—
J U D G E M E N T
The defendants, Rudolph Lombard, a colored male,
Oretha Castle, a colored female, Cecil Carter, Jr., a colored
male, and Sydney L. Goldfinch, Jr., a white male, are
jointly charged in a bill of information which reads as
follows:
“* * * that on the 17th. of September, 1960, each
did wilfully, unlawfully and intentionally take
temporary possession of the lunch counter and res- .
taurant of McCrory’s Store, a corporation author
ized to do business in the State of Louisiana, lo
cated at 1005 Canal Street, and did wilfully, unlaw
fully and intentionally remain in and at the lunch
counter and restaurant in said place of business
after Wendell Barrett the manager, a person in
charge of said business, had ordered the said Syd
ney Langston Goldfinch, Jr., Rudolph Joseph Lom
bard, Oretha Castle and Cecil Winston Carter, Jr.,
to leave the premises of said lunch counter and
restaurant, and to desist from the temporary pos
session of same, contrary, etc.”
MOTION TO QUASH.
VERSUS
SIDNEY L. GOLDFINCH, JR.
ET. AL.
SECTION “E”
CRIMINAL DISTRICT
COURT
PARISH OF ORLEANS
8
The particular statute under which defendants are
charged is L.S.A.-R.S. 14:59 (6) which reads as follows:
“Criminal mischief is the intentional per
formance of any of the following acts: * * *
“ (6) taking temporary possession of any
part or parts of a place of business, or remain
ing in a place of business after the person in
charge of said business or portion of such busi
ness has ordered such person to leave the prem
ises and to desist from the temporary possession
of any part or parts of such business.”
The defendants moved the Court to quash the bill
of information.
As cause for quashing the bill, defendants alleged
“that movers were deprived of the due process of law and
equal protection of law guaranteed by the Constitution
and laws of the State of Louisiana and of the United
States of America as follows:”
“ (1) That the statutes under which the defend
ants are charged are unconstitutional and in con
travention of the Fourteenth Amendment of the
Constitution of the United States of America, and
in contravention of the Constitution of the State
of Louisiana, in that they were enacted for the
.specific purpose and intent to implement and fur
ther the state’s policy of enforced segregation of
races.’
“ (2) That the said defendants are being deprived
of their rights under the “equal protection and due
9
process” clauses of both the Constitution of Louisi
ana and of the United States of America in that the
said laws under which the bill of Information is
being enforced against them arbitrarily, capri
ciously and diseriminately, in that it is being ap
plied and administered unjustly and only against
persons of the Negro race and/or white persons
who act in concert with members of the Negro
race.’
“ (3) That the statutes under which the prosecu
tion is based and the Bill of Information founded
thereon, are both so vague, indefinite and uncertain
as not to establish an ascertainable standard of
guilt.’
“ (4) That the statutes under which the prose
cution is based, exceed the police power of the
state in that they have no real, substantial or ra
tional relation to the public safety, health, morals,
or general welfare, but have for their purpose and
object, governmentally sponsored and enforced sep
aration of races, thus, denying the defendants their
rights under the first, thirteenth and fourteenth
Amendment to the United States Constitution and
art. I Section 2 of the Louisiana Constitution.’
“ (5) That the bill of information on which the
prosecution is based, does nothing more than set
forth a conclusion of law, and does not state with
certainty and sufficient clarity the natui'e of the
accusation.’
“ (6) That the statutes deprive your defendants of
equal protection of the law in that it excludes from
10
its pi-ovisions a certain class of citizen, namely those
who are at the time active with others in further
ance of certain union activities.’
“ (7) That the' refusal to give service because of
race, the arrest and subsequent charge are all un
constitutional acts in violation of the Fourteenth
Amendment of the United States Constitution in
that the act of the Company’s representative was
not the free will act of a private citizen but rather
an act which was encouraged, fostered and pro
moted by state authority in support of a custom
and policy of enforced segregation of races at lunch
counters.’
“ (8) That the arrest, charge and prosecution of
defendants are unconstitutional, in that it is the
result of state and Municipal action, the prac
tical effect of which is to encourage and foster
discrimination by private parties.”
In support of their motion to quash, the defendants
offered the testimony of the following named witnesses,
deLesseps S. Morrison, Mayor of the City of New Orleans,
Joseph I. Giarrusso, Superintendent of Police, and Wen
dell Barrett, Manager of McCrory’s 5 and 10 Cents
Store.
The Mayor testified in substance as follows:
That the Superintendent of Police serves under his
direction: that he and the City Government “set the lines
or direction of policy to the police department.”
That a statement appearing in the Times-Picayune
dated September 13, 1960, page 7 of Section 1, was an
11
accurate report of a statement issued by him following
the initial “sit-in” and follow up demonstration at the
F. W. Woolworth Store on September 9, 1960.
The essence of the Mayor’s statement filed in evi
dence was, that he had directed the superintendent of
police not to permit any additional sit-in demonstrations
or so-called peaceful picketing outside retail stores by
sit-in demonstrators or their sympathizers; that it was his
determination that the community interest, the public
safety, and the economic welfare of the city required that
such demonstrations cease and that they be prohibited
by the police department.
The Mayor further testified:
That he did not know of any places in the City of
New Orleans, where whites and negroes were served at
the same lunch counter.
The Superintendent of Police identified as accu
rate a statement of his appearing in the Times-Picayune,
Page 18, Section 1, dated September 10, 1960; that his
reason for issuing the statement was that a recurrence
of the sit-in demonstration as had occurred at the Wool-
worth Store on September 9, 1960, would provoke disorder
in the community.
In his statement, the Superintendent of Police,
made known that his department was prepared to take
prompt and effective action against any person or group
who disturbed the peace or created disorders on public
or private property. He also exhorted the parents of
both white and negro students who participated in the
12
Woolworth Store “sit-in” demonstration to urge upon
these young people that such actions were not in the com
munity interest; etc.
He further testified that as a resident of the
City of New Orleans and as a member of the police de
partment for 15 years, he did not know of any public
establishment that catered to both white and negro at
the same lunch counter.
. Mr. Wendell Barrett testified, that he was and
had been the Manager of McCrory’s 5 and 10 Cents
Store in the City of New Orleans for about 3 years; that
the store was made up of individual departments, and
catered to the general public.
That the policy of McCrory’s national organization
as to segregated lunch counters, was to permit the local
manager discretion to determine same, consideration being
had for local tradition, customs and law, as interpreted
by the local manager; that in conformity with this policy,
he determined whether lunch counters in the local Mc
Crory’s store would be segregated or not.
That on September 17th., 1960, there was a “sit-in”
demonstration in the local store of McCrory’s, involving-
one white man and some negroes; that he was in the store
at the time.
At the conclusion of the testimony of this witness,
the defendants offered in evidence, “House bills of the Lou
isiana Legislature of 1960, 343 through 366, which bills
were all introduced by Representatives Fields, Lehrman
13
and Triche, and to be specific Numbers 343, 44, 45, 46,
47, 48, 49, 50, 51, 52, 53, 54, 55, 56, 57, 58, 59, 360, 61,
62, 63, 64, 65, 66. All of which bills did not pass, but they
are in the Journal. Also introduced and received in evi
dence were Acts 69, 73, 77, 78, 79, 70, 76, 81 and 68.
The motion to quash was submitted without argu
ment.
A consideration of defendants’ motion to quash, as
well as the factual presentation on the hearing thereof,
discloses defendants’ position to be, that the enactment
of L.S.A.-R.S. 14:59(6) by the Louisiana Legislature of
1960, was part of a “package deal”, wherein and with
specific purpose and intent, that body sought to imple
ment and further the state’s policy of enforced segrega
tion of the races.
In addition, the same pleading and factual presen
tation, was offered by defendants’ to support their con
tention, that L.S.A.-R.S. 14:59(6), was enforced against
them arbitrarily, capriciously and diseriminately in that
it was being applied and administered unjustly and ille
gally, and only against persons of the negro race, and/or
white persons who acted in concert with members of the
Negro race.
The courts have universally subscribed to the doc
trine contained in the following citations:
PRESUMPTIONS AND CONSTRUCTION IN FAVOR
OF CONSTITUTIONALITY
“The constitutionality of every statute is
presumed, and it is the duty of the court to uphold
14
a statute wherever possible and every considera
tion of public need and public policy upon which
Legislature could rationally have based legislation
should be weighed by the court, and, if statute is
not clearly arbitrary, unreasonable and capricious
it should be upheld as constitutional.”
State vs. Rones, 67 So. 2d. 99, 223 La. 839.
Michon vs. La. State Board of Optometry
Examiners, 121 So. 2d. 565.
“The constitutionality of a statute is pre
sumed and the burden of proof is on the litigant,
who asserts to the contrary, to point out with
utmost clarity wherein the constitution of the state
or nation has been offended by the terms of the
statute attacked.”
Olivedell Planting Co. v. Town of Lake
Providence, 47 So. 2d. 23, 217 La. 621.
“Presumption is in favor of constitutionality
of a statute, and statute will not be adjudged in
valid unless its unconstitutionality is clear, com
plete and unmistakable.”
State ex rel Porterie v. Grosjean, 161 So.
871, 182 La. 298.
“The courts will not declare an act of the
legislature unconstitutional unless it is shown that
it clearly violates terms of articles of constitution.”
Jones v. State Board of Ed. 53 So. 2d. 792,
219 La. 630P
“A legislative act is presumed to be legal
until it is shown that it is manifestly unconsti-
15
tutional, and all doubts as to the validity are re
solved in favor its constitutionality.”
“The rule that a legislative act is presumed
to be legal until it is shown to be manifestly uncon
stitutional is strictly observed where legislature
has enacted a law in exercise of its police powers.”
Board of Barber Examiners of La. v.
Parker, 182 So. 485, 190 La. 314.
“Where a statute is attacked for discrimi
nation or unreasonable classification doubts are
resolved in its favor and it is presumed that the
Legislature acts from proper motives in classi
fying for legislative purposes, and its classifica
tion will not be disturbed unless it is manifestly
arbitrary and invalid.”
State vs. Winehall & Rosenthal, 86 So. 781, .
147 La. 781, Writ of Error dismissed
(1922). Winehalld & Rosenthal vs.
State Louisiana, 42 S. Ct. 313, 258 U. S.
605, 66 L. Ed. 786.
“In testing validity of a statute the good faith on
part of Legislature is always presumed.”
State vs. Saia, 33 So. 2d. 665, 212 La. 868.
“There is strong presumption Legislature
understands and appreciates needs of people, and
that its discriminations are based on adequate
grounds.”
Festervand v. Laster, 130 So. 635, 15 La.
App. 159.
“A statute involving governmental matters
will be construed more liberally in favor of its con-
16
stitutionality than one affecting private interests.”
State ex rel LaBauve, v. Mitehel, 46 So.
430, 121 La. 374.
“State is not presumed to act arbitrarily
in exercising police power.”
State ex rel Porterie, Atty. Gen. v. Walms-
ley, 162 So. 826, 183 La. 139, Appeal
dismissed Board of Liquidation v. Board
of Com’rs. of Port of New Orleans, 56
St. Ct. 141, 296 U. S. 540, 80 L. Ed. 384,
rehearing denied Board of Liquidation,
City Debt of New Orleans v. Board of
Comrs. of Port of New Orleans, 56 S. Ct.
246, 296 U. S. 663, 80 L. Ed. 473.
“Where a law is enacted under exercise or
pretended exercise of police power and appears upon
its face to be reasonable, burden is upon party
assailing such law to establish that its provisions
are so arbitrai-ily and unreasonable as to bring it
within prohibition of Fourteenth Amendment,
U.S.C.A. Const. Amend. 14”.
State vs. Saia, 33 So. 2d. 665, 212 La. 868.
“Act of Legislature is presumed to be legal,
and the judiciary is without right to declare it un
constitutional unless that is manifest, and such rule
is strictly observed in cases involving laws enacted
in the exercise of the state’s police power.”
Schwegmann -Bros. v. Louisiana Bd. of
Alcohol Beverage Control, 43 So. 2d. 248,
216 La. 148, 14 A. L. R. 2d. 680.
17
L. S. A. - R. S. 14:59.(6) UNDER. WHICH THE PROSE
CUTION IS BASED AND THE BILL OF INFORMA
TION FOUNDED THEREON, ARE SO VAGUE, IN
DEFINITE AND UNCERTAIN AS NOT TO ESTAB
LISH AN ASCERTAINABLE STANDARD OF GUILT?
Defendants’ above stated complaint is without
merit.
L.S.A.-R.S. 14:59 (6) under which defendants are
charged reads as follows:
“Criminal mischief is the intentional per
formance of any of the following acts: * * *
(6) “Taking temporary possession of any
part or parts of a place of business, or remaining
in a place of business after the person in charge
of said business or portion of such business has
ordered such person to leave the premises and to
desist from the temporary possession of any part
or parts of such business.”
The bill of information alleges:
“* * * that on the 17th. of September, 1960, each
did wilfully, unlawfully and intentionally take
temporary possession of the lunch counter and res
taurant of McCrory’s Store, a corporation author
ized to do business in the State of Louisiana, lo
cated at 1005 Canal Street, and did wilfully, un
lawfully and intentionally remain in and at the
lunch counter and restaurant in said place of busi
ness after Wendeli Barrett the manager, a person
in charge of said business, had ordered the said
Sydney Langston Goldfinch, Jr., Rudolph Joseph
18
Lombard, Oretha Castle and Cecil Winston Carter,
Jr., to leave the premises of said lunch counter and
restaurant and to desist from the temporary pos
session of same,-contrary, etc.”
From the foregoing it will be seen that L.S.A.-
R.S. 14:59 (6) as well as the bill of information filed
thereunder, meet the constitutional rule governing the
situation.
“When the meaning of a statute appears
doubtful it is well recognized that we should seek
the discovery of the legislative intent. However,
lohen the language of a statute is plain and unam
biguous and conveys a clear and definite meaning,
there is no need for construction.”
State v. Marsh, et. ah 96 So. 2d. 643,
233 La. 388.
State v. Arkansas Louisiana Gas Co., 78
So. 2d. 825, 227 La. 179.
“Meaning of statute must be sought in the
language employed, and if such language be plain
it is the duty of courts to enforce the law as
written.”
State ex rel LeBlanc v. Democratic Central
Committee, 86 So. 2d. 192, 229 La. 556.
Texas Co. v. Cooper, 107 So. 2d. 676, 236
La. 380.
Beta Xi Chapter, etc. v. City of N. 0., 137
So. 204, 18 La. App. 130.
Ramey v. Cudahy Packing Co., 200 So. 333.
“Statute, which describes indecent behaviour
with juveniles , as commission by anyone over 17,
19
of any lewd or lascivious act upon person or in pres
ence of any child under age of 17, with intention
of arousing, or gratifying sexual desires of either
person, which states that lack of knowledge of
child’s age shall not be a defense, and, which pro
vides penalty therefor, sufficiently describes acts
which constitute violation of statute and therefore,
is constitutional. L. S A. - R. S. 14:81”
State v. Milford, 73 So. 2d. 778, 225 La.
611.
State v. Saibold, 213 La. 415, 34 So. 2d.
909.
State v. Prejean, 216 La. 1072, 45 So. 2d.
627.
“The statute defining the crime of simple
escape from ‘lawful custody’ of official of state
penitentiary or from any ‘place where lawfully
detained’ uses the quoted words in their common
or ordinary meanings and is not violative of state
or federal constitutions in failing to define the
terms. L.S.A.-R.S. 14:110, L.S.A.-Const. Art. 1,
Sec. 10; U.S.C.A.-Const. Amend. 14”
State v. Marsh, 96 So. 2d. 643, 233 La. 388.
L. S. A. - R. S. 15:227 provides:
“The indictment must state every fact and
circumstance necessary to constitute the offense,
but it need do no more, and it is immaterial
whether the language of the statute creating the
offense, or words unequivocally conveying the
meaning of the statute is used.”
20
“Information charging defendant violated
a specific statute in that he entered without author
ity a described structure, the property of a named
person, with the intent to commit a theft therein,
set forth each and every element of the crime of
simple burglary and fully informed accused of the
nature and cause of the accusation, and therefore,
was sufficient.”
State v. McCrory, 112 So. 2d. 432, 237 La.
747.
“Where affidavit charged defendant with
selling beer to miners under 18 years of age in
the language of the statute, and set all the facts
and circumstances surrounding the alleged offense,
so that court was fully informed of the offense
charged for the proper regulation of evidence
sought to be introduced, and the accused was in
formed of the nature and cause of the accusa*
tion against her, and affidavit was sufficient to
support a plea of former jeopardy, affidavit was
sufficient to charge offense.”
State v. Emmerson, 98 So. 2d. 225, 233
La. 885.
State v. Richardson, 56 So. 2d. 568, 220
La. 338.
L.S.A.-R.S. 14:59(6) upon which this prosecution
is based is sufficient in its terms to notify all who may
fall under its provisions as to what acts constitute a
violation of the law, and the bill of information meets
fully the requirements of the law.
21
THE BILL OF INFORMATION ON WHICH THE
PROSECUTION IS BASED, DOES NOTHING MORE
THAN SET FORTH A CONCLUSION OF LAW, AND
DOES NOT STATE WITH CERTAINTY AND SUF
FICIENT CLARITY THE NATURE OF THE ACCU
SATION?
There is no merit to this contention.
As has been heretofore shown, the bill of informa
tion states “facts and circumstances” in compliance with
the Constitutional mandate, L.S.A.-R.S. 15:227, and the
decisions of the Supreme Court. The words used in de
scribing the offense are those of L.S.A.-R.S. 14:59(6),
and are not conclusions of law by pleader,
“Information for taking excess amount of
gas from well held not to state mere conclusions,
where showing amount allowed and amount taken.
Act No. 252, of 1924, sec. 4, subd. 2.”
State v. Carson Carbon Co., I l l So. 162,
162 La. 781.
L.S.A.-R.S. 14:59 (6) DEPRIVES DEFENDANTS OF
EQUAL PROTECTION OF THE LAW IN THAT IT
EXCLUDES FROM ITS PROVISIONS OF A CERTAIN
CLASS OF CITIZENS, NAMELY THOSE WHO AT
THE TIME ARE ACTIVE WITH OTHERS IN FUR
THERANCE OF CERTAIN UNION (LABOR) AC
TIVITIES?
The court is unable to relate this contention to the
provisions of L.S.A.-R.S. 14 :59(6), or the bill of informa
tion filed thereunder.
22
No where in the statute is any reference made to
labor union activities, nor does the statute make any ex
ceptions or exclusions as to any persons or class of citizens,
labor unions, or otherwise. It is probable that defendants
have erroneously confused these proceedings with a charge
under L.S.A.-R.S. 14:103 (Disturbance of the Peace.)
THE DEFENDANTS ARE BEING DEPRIVED OF
THEIR RIGHTS UNDER THE “EQUAL PROTECTION
AND DUE PROCESS” CLAUSES OF BOTH THE CON
STITUTION OF LOUISIANA AND OF THE UNITED
STATES OF AMERICA, IN THAT THE SAID LAW
UNDER WHICH THE BILL OF INFORMATION IS
FOUNDED IS BEING ENFORCED AGAINST THEM
ARBITRARILY, CAPRICIOUSLY AND DISCRIMI-
NATELY, IN THAT IT IS BEING APPLIED AND
ADMINISTERED UNJUSTLY AND ILLEGALLY,
AND ONLY AGAINST PERSONS OF THE NEGRO
RACE AND/OR W HITE PERSONS WHO ACT IN
CONCERT WITH MEMBERS OF THE NEGRO RACE?
The prosecution of defendants is in the name of
the State of Louisiana, through the District Attorney
for the Parish of Orleans. This officer is vested with
absolute discretion as is provided by L.S.A.-R.S. 15:17.
It reads as follows:
“The district attorney shall have entire
charge and control of every criminal prosecution
instituted or pending in any parish wherein he is
district attorney, and shall determine whom, when,
and how he shall prosecute, etc.”
23
In the case of State v. Jourdain, 74 So. 2d. 203,
225 La. 1030, it was claimed in a motion to quash that
the narcotic law was being administered by the New
Orleans Police Department and the District Attorney’s
Office in a manner calculated to deprive the defendant
of the equal protection of the law, and in violation of Sec
tion 1 of the 14th. Amendment of the Constitution of the
United States, in that these officials were actively prose
cuting the infraction in this case, whereas they refrained
from prosecuting other violations of the narcotic act of
a more serious nature.
In sustaining the trial court’s ruling, Your Honors
said:
“The claim is untenable. Seemingly, it is the
thought of counsel that the failure of the Police
Department and the District Attorney to offei ap
pellant immunity, if he would become an informer,
operates as a purposeful discrimination against
him and thus denies him an equal protection of the
law. But, if we conceded that the police and the
district attorney have failed to prosecute law vio
lators who have agreed to become informers, this
does not either constitute an unlawful administra
tion of the statute or evidence as intentional or pur
poseful discrimination against appellant. The mat
ter of the prosecution of any criminal case is
within the entii'e control of the district attorney
(R.S. 15:17) and the fact that not every violator
has been prosecuted is of no concern of appellant,
in the absence of an allegation that he is a mem-
24
ber of a class being prosecuted solely because of
race, religion, color or the like, or that he alone
is the only person who has been prosecuted under
the statute. Without such charges his claim can
not come within that class of unconstitutional dis
crimination which was found to exist in Yick Wo v.
Hopkins, 118 U. S. 356, 30 L. Ed. 220, 6 S. Ct. '
1064 and McFarland v. American Sugar Ref. Co.,
• 241 U. S. 79, 60 L. Ed. 899, 36 S. Ct. 498. See
Snowden v. Hughes, 321 U. S. 1, 88 L. Ed. 497,
64 S. Ct. 397, and cases there cited.”
In the case of City of New Orleans versus Dan
Levy, et. al., 233 La. 844, 98 So. 2d. 210, Justice McCaleb
in concurring stated:
“I cannot agree that the City of New Or
leans and the Vieux Carre Commission are or have
been applying the ordinances involved with “an
evil eye and an unequal hand, so as to practically
make unjust and illegal discriminations between
persons in similar circumstances” (see Yick Wo v.
Hopkins, 118 U. S. 356, 6 S. Ct. 1064, 1073, 30
L. Ed. 220) and have thus denied to appellant an
equal protection of the law in violation of the
Fourteenth Amendment to the United States Con
stitution.’
The sum and substance of' appellant’s
‘charges is that his constitutional rights have been
violated since many other similar or more severe
violations of the city ordinances exist and that the
city officials have permitted such violations by
not taking any action to enforce the law. These
25
complaints, even if established, would not be suffi
cient in my opinion to constitute an unconstitu
tional denial of equal protection to appellant as it
is the well-settled rule of the Supreme Court of
the United States and all other state courts of last
resort that the constitutional prohibition embodied
in the equal protection clause applies only to dis
criminations which are shown to be of an inten
tional, purposeful or systematic nature. Snowden
v. Hughes, 321 U. S. 1, 9, 64 S. Ct. 397, 88 L, Ed.
497, 503; Charleston Federal Savings & Loan
Ass’n. v. Alderson, 324 U. S. 182, 65 S. Ct. 624,
89 L. Ed. 857; City of Omaha v. Lewis & Smith
Drug Co., 156 Neb 650, 57 N. W. 2d. 269; Zorach
v. Clauson, 303 N. Y. 161, 100 N. E. 2d. 463; 12
Am Jur. Section 566 and State v. Anderson, 206
La. 986, 20 So. 2d. 288.
In State v. Anderson, this court quoted at
length from the leading case of Snowden v. Hughes,
supra, (321 U. S. 1, 9, 64 S. Ct. 401) where the
Supreme Court of the United States expressed at
some length the criteria to be used in determining
whether an ordinance or statute, which is claimed
to have been unequally administered, transgresses
constitutional rights. The Supreme Court said:
“The unlawful administration by state offi
cers of a state statute fair on its face, resulting in its
unequal application to those who are entitled to be
treated alike, is not a denial of equal protection
unless there is shown to be present in it an element
of intentional or purposeful discrimination. This
may appear on the face of the action taken with
26
respect to a particular class or person, of McFar
land v. American Sugar Refining Co., 241 U. S.
79, 86, 87, 36 S. Ct. 498, 501, 60 L. Ed. 899 (904),
or it may only be shown by extrinsic evidence show
ing a discriminatory design to favor one individual
or class over another not to be inferred from the
action itself, Yick Wo v. Hopkins, 118 U. S. 356,
373, 374, 6 S. Ct. 1064, 1072, 1073, 30 L. Ed. 220
(227, 228). But a discriminatory purpose is not
presumed. Tarrance v. State of Florida, 188 U. S.
519, 520, 23 St. Ct. 402, 403, 47 L, Ed. 572 (573) ;
there must be a showing of ‘clear and intentional
discrimination’, Gundling v. City of Chicago, 177
U. S. 183, 186, 20 S. Ct. 633, 635, 44 L. Ed. 725
(728) ; see Ah Sin v. Wittman, 198 U. S. 500, 507,
508, 25 S. Ct. 756, 758, 759, 49 L, Ed. 1142 (1145,
1146) ; Bailey v. State of Alabama, 219 U. S.
219, 231, 31 S. Ct. 145, 147, 55 L. Ed. 191
(197). Thus the denial of equal protection by the
exclusion of negroes from a jury may be shown by
extrinsic. evidence of a purposeful discriminatory
administration of a statute fair on its face. Neal
v. State of Delaware, 103 U. S. 370, 394, 397, 26
L. Ed. 567 (573, 574) ; Norris v. State of Ala
bama, 294 U. S. 587, 589, 55 S. Ct. 579, 580, 79
L. Ed. 1074 (1076) ; Pierre v. State of Louisiana,
306 U. S. 354, 357, 59 S. Ct, 536, 538, 83 L. Ed.
757, (759) ; Smith v. State of Texas, 311 U. S. 128,
130, 131, 61 S. Ct. 164, 165, 85 L. Ed. 84 (86, 87) ;
Hill v. State of Texas, 316 U. S. 400, 404, 62 S. Ct.
1159, 1161, 86 L. Ed. 1559 (1562). But a mere
showing that negroes were not included in a par
ticular jury is not enough; there must be a showing
27
of actual discrimination because of race. State of
Va. v. Rives, 100 U. S. 313, 322, 323, 25 L. Ed.
667, (670, 671) Martin v. State of Texas, 200 U. S.
316, 320, 321, 26 S. Ct. 338, 339, 50 L. Ed. 497
(499) ; Thomas v. State of Texas, 212 U. S. 278,
282, 29 S. Ct. 393, 394, 53 L. Ed. 512 (514); cf.
Williams v. State of Mississippi, 170 U. S. 213,
225, 18 S. Ct. 583, 588, 42 L. Ed. 1012 (1016).
“Another familiar example is the failure of
state taxing officials to assess property for taxa
tion on a uniform standard of valuation as re
quired by the assessment laws. It is not enough to
establish a denial of equal protection that some are
assessed at a higher valuation than others. The
difference must be due to a purposeful discrimina
tion which may be evidenced, for example, by a sys
tematic under-valuation of the property of some
taxpayers and a systematic over-valuation of the
property of others, so that the practical effect of
the official breach of the law is the same as though
the discrimination were incorporated in and pro
claimed by the statute. Coulter v. Louisville &
N. R. Co.,” 196 U. S. 599, 608, 609, 610, 25 St. Ct.
342, 343, 344, 345, 49 L. Ed. 615 (617, 618);
Chicago B & Q R Co., v. Babcock, 204 U. S. 585,
597, 27 St. Ct. 326, 328, 51 L. Ed. 636 (640); Sun
day Lake Iron Co. v. Wakefield Twp. 247 U. S. 350,
353, 38 St. Ct. 495, 62 L. Ed. 1154 (1156) ; South
ern R. Co. v. Watts, 260 U. S. 519, 526, 43 S. Ct.
192, 195, 67 L. Ed. 375 (387). Such discrimina
tion may also be shown to be purposeful, and hence
a denial of equal protection, even though it is
28
neither systematic nor long continued. Cf. McFar
land v. American Sugar Refining Co. (241 U. S. 79,
36 S. Ct. 498, 60 L. Ed. 899) supra.
“The lack of any allegations in the complaint
here, tending to show a purposeful discrimina
tion between persons or classes of persons is not
supplied by the approbrious epithets ‘willful’ and
‘malicious’ * * * *” ”
On rehearing in the Levy Case, Mr. Justice Simon,
speaking for the Court said:
“In the instant case there is no proof that
in the enforcement of the municipal zoning and
Vieux Carre ordinances that the City acted with
a deliberate discriminatory design, intentionally
favoring one individual or class over another. It
is well accepted that a discriminatory purpose is
never presumed and that the enforcement of the
laws by public authorities vested, as they are with
a measure of discretion will, as a rule, be upheld.”
Applying the cases herein cited, to the proof ad
duced by defendants in support of their claim of unjust,
illegal, and discriminatory administration of L.S.A.-
R.S. 14:59 (6), defendants have failed to sustain their
burden.
The claim is without merit.
L.S.A.-R.S. 14:59(6) UN.DER WHICH THE DEFEND
ANTS ARE CHARGED IS UNCONSTITUTIONAL
AND IN CONTRAVENTION OF THE 14TH AMEND
MENT OF THE CONSTITUTION OF THE UNITED
29
STATES, AND IN CONTRAVENTION OF THE CON
STITUTION OF LOUISIANA, IN THAT IT WAS EN
ACTED FOR THE SPECIFIC PURPOSE AND IN
TENT TO IMPLEMENT AND FURTHER THE
STATE’S POLICY OF ENFORCED SEGREGATION
OF RACES?
This contention of defendants is without merit.
Certainly under its police power the legislature of
the state was within its rights to enact L.S.A.-R.S.
14:59(6).
What motives may have prompted the enactment
of the statute is of no concern of the courts. As long
as the legislature complied with the constitutional man
date concerning legislative powers and authority, this was
all that was required.
“It has been uniformly held that every rea
sonable doubt should be resolved in favor of the
constitutionality of legislative acts. We said in
State ex rel. Knox v. Board of Supervisors of
Grenada County, 141 Miss. 701, 105 So. 541, in a
case involving Section 175 of the Mississippi Con
stitution, that if systems (acts) of the kind here
involved are evil, or if they destroy local govern
ment in the counties and municipalities, that is
a question to be settled at the ballot boxes between
the people and the Legislature. And whether the
law is needed or not, or whether it is wise or not,
cannot be settled here. Our functions are to decide
whether the Legislature had the power to act in
3 0
passing the law and not whether it ought to have
acted in the manner it did. The court will uphold
the constitution in the fullness of its protection, but
it will not and -cannot rightfully control the dis
cretion of the Legislature within the field assigned
to it by the Constitution.”
State of Mississippi ex rel. Joe T. Patter
son, Attorney General v. Board of Super
visors of Prentiss County, Miss. 105 So.
2d. 154, (Mississippi)
“The state, in the brief of its counsel, ar
gues: Tf we assume that R. S. 56:131 et sequor
must be followed----- then there can be no enforce
ment of the fish and game laws by the criminal
courts. Only a $25 penalty can be inflicted against
a person who is apprehended for wilfully killing a
doe deer. Certainly this small ‘civil’ penalty will
not deter willful game violators and our deer pop
ulation will soon be decimated. # # #’ Whether the
prescribed civil proceeding with its attendant pen
alty militates against adequate wild life protec
tion is not for the courts’ determination. The
question is one of policy which the lawmakers
must resolve.”
State v. Coston, 232 La. 1019, 95 So. 2d.
641.
“We should also retain in our thinking the
proposition that the regulation and control of the
alcoholic beverage business is peculiarly a legis
lative function. In this connection, as in all similar
situations, when the legislative branch of the gov
ernment exercises a legislative power in the form of
31
a duly enacted statute or ordinance it is not the
function of a court to explore the wisdom or ad
visability of the enactment in order t-o bring its
enforcement into question. To this end the limits
of the court’s authority is to measure the validity
of the legislative enactment by the requirements
of the controlling law. If those standards are
met the legislation should be upheld. Somlyo v.
Schott, supra.”
State v. Cochran, 114 So. 2d. 797 (Fla.)
“In Morgan County v. Edmonson, 238 Ala.
522, 192 So. 274, 276, we said:
‘It is of course a well settled rule that in deter
mining the validity of an enactment, the judi
ciary will not inquire into the motives or rea
sons of the Legislature or the members thereof.
16 C.J.S., Constitutional Law, pp. 154, p. 487.
‘The judicial department cannot control legis
lative discretion, nor inquire into the motives
of legislators.’ City of Birmingham v. Henry,
224 Ala. 239, 139 So. 283. See also, State
ex rel Russum v. Jefferson County Commis
sion, 224 Ala. 229, 139 So. 243; *****’
It is our solemn duty to uphold a law which
has received the sanction of the Legislature, unless
we are convinced beyond a reasonable doubt of its
unconstitutionality. Yielding v. State ex rel. Wil
kinson, 232 Ala. 292, 167 So. 580.”
State v. Hester, 72 So. 2d. 61 < Ala.)
“Another factor which fortifies our view is
this: the act assaulted is a species of social legis-
32
lation, that is, a field in which the legislative power
is supreme unless some specific provision of organic
law is transgressed. Absent such transgression it
is for the legislature and not the courts to deter
mine what is “unnecessary, unreasonable, arbi
trary and capricious’. Requiring hotels, motels,
and other rooming houses to advertise full details
of room charges if they exercise that medium is
certainly a legislative prerogative with which the
courts have no power to interfere. A legislative
finding that such a requirement is in the public
interest concludes the matter.”
Adams v. Miami Beach Hotel Association,
77 So. 2d. 465, (Fla.)
“Statute is not unconstitutional merely be
cause it offers an opportunity for abuses.”
James v. Todd (Ala) 103 So. 2d. 19. Ap
peal dismissed 79 S. Ct. 288, 358 U.S.
206, 3 L. Ed. 2d. 235.
“Validity of law must be determined by its
terms and provisions, not manner in which it might
be administered, operated or enforced.”
Clark v. State (Miss) 152 So. 820.
“The state legislature is unrestricted, save
by the state or federal constitution, and a statute
passed by it, in the exercise of the powers, the lan
guage of which is plain, must be enforced, regard
less of the evil to which it may lead.”
State v. Henry .(Miss) 40 So. 152, 5 L.R.A.
N. S. 340.
“If the power exists in the legislative de
partment to pass an act, the act must be upheld
33
by the court, even though there may be a possi
bility of administration abuse.”
Stewart v. Mack (Fla) 66 So. 2d. 811.
“The gravamen of the offense denounced by
section 3403 is the entry by one upon the enclosed
land or premises of another occupied by the owner
or his employees after having been forbidden to
enter, or not having been previously forbidden
refusing to' depart therefrom after warned to
do so.”
* * * * * *
“It is contended that the statute is invalid
because it is apparent that its terms are for the
protection of the lessor in the enjoyment of his
property. Conceding that to be true, we find no
reason for the deduction that the statute is there
fore invalid. All statutes against trespass are pri
marily for the protection of the individual prop
erty owner, but they are also for the purpose of
protecting society against breaches of the peace
which might occur if the owner of the property
is required to protect his rights by force of arms.”
Coleman, Sheriff v. State ex rel Carver
(Fla.) 161 So. 89.
L.S.A.-R.S. 14:59(6) EXCEEDS THE POLICE POWER
OF THE STATE, IN THAT IT HAS NO REAL, SUB
STANTIAL OR RATIONAL RELATION TO THE PUB
LIC SAFETY, HEALTH, MORALS, OR GENERAL
WELFARE, BUT HAS FOR ITS PURPOSE AND OB
JECT, GOVERNMENTALLY SPONSORED AND EN
FORCED SEPARATION OF RACES, THUS DENYING
34
DEFENDANTS THEIR RIGHTS UNDER THE FIRST,
THIRTEENTH, AND FOURTEENTH AMENDMENTS
TO THE UNITED STATES CONSTITUTION, AND
ARTICLE 1, SECTION 2 OF THE LOUISIANA CON
STITUTION?
THE REFUSAL TO GIVE SERVICE SOLELY BE
CAUSE OF RACE THE ARREST AND SUBSEQUENT
CHARGE ARE ALL UNCONSTITUTIONAL ACTS IN
VIOLATION OF THE 14TH AMENDMENT OF THE
UNITED STATES CONSTITUTION, IN THAT THE
ACT OF THE COMPANY’S REPRESENTATIVE WAS
NOT THE FREE WILL ACT OF A PRIVATE INDI
VIDUAL, BUT RATHER AN ACT WHICH WAS EN
COURAGED, FOSTERED AND PROMOTED BY
STATE AUTHORITY IN SUPPORT OF A CUSTOM
AND POLICY OF ENFORCED SEGREGATION OF
RACE AT LUNCH COUNTERS?
THE ARREST, CHARGE AND PROSECUTION OF
THE’ DEFENDANTS ARE UNCONSTITUTIONAL,
IN THAT IT IS THE RESULT OF STATE AND MU
NICIPAL ACTION, THE PRACTICAL EFFECT OF
WHICH IS TO ENCOURAGE AND FOSTER DIS
CRIMINATION BY PRIVATE PARTIES?
The Court has grouped together for discussion
the propositions hereinabove enumerated as they appear
to-be related to each other in the sum total of defend
ants complaint of the unconstitutionality of L.S.A.-R.S.
14:59(6).
There is presently no anti-discrimination statute
in Louisiana, Sections 3 and 4 of Title 4 of the Revised
35
Statutes having been repealed by Act 194 of 1954. Noi
is there any legislation compelling the segregation of the
races in restaurants, or places where food is served.
As authority supporting the constitutionality of
L.S.A.-R.S. 14:59(6), the following cases are cited:
In the case of State v, Clyburn, et ah, (N.C.) 1958,
101 S. E. 2d. 295, the defendants, a group of Negroes
led by a minister, entered a Durham, North Carolina,
ice cream and sandwich shop which was separated by a
partition into two parts marked “White” and “Colored .
They proceeded to the portion set apart for white patrons
and asked to be served. Service was refused and the pro
prietor asked them to leave, or to move to the section
marked “Colored.” The minister asserted religious and
constitutional bases for remaining. A city police officei
placed them under arrest. The defendants were tried
and convicted on warrants charging violation of state
statutes which impose criminal penalties upon peisons
interfering with the possession of privately-held pioperty.
On appeal the Supreme Court of North Carolina affiimed
the conviction. Finding no “state action” within the pio-
hibition of the Fourteenth Amendment, the Couit held
that the Constitutional rights of defendants had not been
infringed by refusing them service or by their subsequent
arrest.
In resolving the question, “Must a property owner
engaged in a private enterprise submit to the use of his
property to others simply because they are members of
a different race, “the Supreme Court of North Carolina
said:
36
“The evidence shows the partitioning of the
building and provision for serving members of the
different races in differing portions of the building
was the act of the owners of the building, operators
of the establishment. Defendants claim that the
separation by color for service is a violation of their
rights guaranteed by the Fourteenth Amendment
to the Constitution of the United States.”
-x- -X- * * -j:* -x-
“Our statutes, G. S. Para. 14-126 and 134,
impose criminal penalties for interfering with the
possession or right of possession of real estate pri
vately held. There statutes place no limitation on
the right of the person in possession to object to
a disturbance of his actual or constructive posses
sion. The possessor may accept or reject whom
soever he pleases and for whatsoever whim suits his
fancy. When that possession is wrongfully dis
turbed it is a misdemeanor. The extent of punish
ment is dependent upon the character of the posses
sion, actual or constructive, and the manner in
which the trespass is committed. Race confers no
prerogative on the intruder; nor does it impair his
defense.
The Fourteenth Amendment to the Consti
tution of the United States created no new privi
leges. It merely prohibited the abridgment of ex
isting privileges by state action and secured to all
citizens the equal protection of the laws.
Speaking with respect to rights then as
serted, comparable to rights presently claimed, Mr.
Justice Bradley, in the Civil Rights Cases, 109
37
U. S. 3, 3 S.Ct. 18, 21, 27 L. Ed. 835, after quot
ing the first section of the Fourteenth Amendment,
said: ‘It is state action of a particular character
that is prohibited. Individual invasion of individ
ual rights is not the subject-matter of the amend
ment. It has a deeper and broader scope. It nulli
fies and makes void all state legislation, and state
action of every kind, which impairs the privileges
and immunities of citizens of the United States, or
which injures them in life, liberty or property with
out due process of law, or which denies to any of
them the equal protection of the laws. It not only
does this, but, in order that the national will, thus
declared, may not be a mere brutum fulmen the
last section of the amendment invests congress with
power to enforce it by appropriate legislation. To
enforce what? To enforce the prohibition. To
adopt appropriate legislation for correcting the ef
fects of such prohibited state laws and state acts,
and thus to render them effectually null, void and
innocuous. This is the legislative power conferred
upon congress, and this is the whole of it. It does
not invest congress with power to legislate upon
subjects which are within the domain of state
legislation; but to provide modes of relief against
state legislation or state action, of the kind referred
to. It does not authorize congress to create a code
of municipal law for the regulation of private
rights: but to provide modes of redress against the
operation of state laws, and the action of state
officers executive or judicial, when these are sub
versive of the fundamental rights specified in the
amendment. Positive rights and privileges are
38
undoubtedly secured by the fourteenth amendment;
but they are secured by way of prohibition against
state laws and state proceedings affecting those
rights and privileges, and by power given to con
gress to legislate for the purpose of carrying such
prohibition into effect; and such legislation must
necessarily be predicated upon such supposed state
laws or state proceedings, and be directed to the
correction of their operation and effect.’
In United States v. Harris, 106 U. S. 629,
1 S. Ct. 601, 609, 27 L. Ed. 290, the Court, quoting
from United States v. Cruikshank, 92 U. S. 542, 23
L. Ed. 588 said: 'The fourteenth amendment pro
hibits a state from depriving any person of life,
liberty, or property without due process of law, or
from denying to any person the equal protection of
the laws; but this provision does not add anything
to the rights of one citizen as against another. It
simply furnishes an additional guaranty against
any encroachment by the states upon the funda
mental rights which belong to every citizen as a
member of society. The duty of protecting all its
citizens in the enjoyment of an equality of rights
was originally assumed by the states, and it re
mains there. The only obligation resting upon the
United States is to see that the states do not deny
the right. The power of the national government
"is limited to this guaranty.’
More than half> a century after these cases
were decided the Supreme Court of the United
States said in Shelley v. Kraemer, 334 U. S. 1, 68
S. Ct. 836, 92 L. Ed. 1161, 3 A.L.R. 2d. 441: ‘Since
39
the decision of this Court in the Civil Rights Cases,
1883, 109 U, S. 3, 3 S. Ct. 18, 27 L. Ed. 835, the
principle has become firmly embedded in our con
stitutional law that the action inhibited by the first
section of the Fourteenth Amendment is only such
action as may fairly be said to be that of the
States. That Amendment erects no shield against
merely private conduct, however discriminatory or
wrongful.’ This interpretation has not been modi
fied: Collins v. Hardyman, 341 U. S. 651, 71 S. Ct.
937, 95 L. Ed. 1253; District of Columbia v.
Thompson Co., 346 U. S. 100, 73 S. Ct. 1007, 97 L.
Ed. 1480; Williams v. Yellow Cab Co., 3 Cir. 200
F. 2d. 302, certiorari denied Dargan v. Yellow Cab
Co., 346 U. S. 840, 74 S. Ct. 52, 98 L. Ed. 361.
Dorsey v. Stuyvesant Town Corp., 299 N. Y.
512, 87 N. E. 2d. 541, 14 A. L. R. 2d. 133, pre
sented the right of a corporation, organized under
the New York law to provide low cost housing, to
select its tenants, with the right to reject on ac
count of race, color, or religion. The New York
Court of Appeals affirmed the right of the cor
poration to select its tenants. The Supreme Court
of the United States denied certiorari, 339 U. S.
981, 70 S. Ct. 1019, 94 L. Ed. 1385.
The right of an operator of a private enter-
pxdse to select the clientele he will serve and to
make such selection based on color, if he so desires,
has been repeatedly recognized by the appellate
courts of this nation. Madden v. Queens County
Jockey Club, 269 N. Y. 249, 72 N. E. 2d. 697, 1
A. L. R. 2d. 1160; Terrell Wells Swimming Pool
40
v. Rodriguez Tex. Civ. App. 182 S. W. 2d. 824;
Booker v. Grand Rapids Medical College, 156 Mich.
95, 120 N. W. 589, 24 L. R. A., N. S. 447; Younger
v. Judah, 111 Mo. 303, 19 S. W. 1109; Goff v. Sav
age, 122. Wash. 194, 210 P. 374, De La Ysla v.
Publix Theatres Corporation, 82 Utah 598, 26 P.
2d. 818; Brown v. Meyer Sanitary Milk Co., 150
Kan. 931, 96 P. 2d. 651;
Horn v. Illinois Cent. R. Co., 327 111. App. 498,
64 N. E. 2d. 574; Coleman v. Middlestaff, 147
Cal. App. 2d. Supp. 833, 305 P. 2d. 1020; Fletcher
v. Coney Island, 100 Ohio App. 259, 136 N. E. 2d.
344; Alpaugh v. Wolverton, 184 Va. 943, 36 S. E.
2d. 906. The owner-operator’s refusal to serve de
fendants, except in the portion of the building des
ignated by him, impaired no rights of defendants.
The fact that the proprietors of the ice
cream parlor contributed to the support of local
government and paid a license or privilege tax
which license contained no restrictions as to whom
the proprietors could serve cannot be construed to
justify a trespass, nor is there merit in the sug
gestion that the complaint on which the warrant of
arrest issued, signed by an officer charged with
the duty of enforcing the laws, rather than by the
injured party, constituted state action denying
privileges guaranteed to the defendants by the
Fourteenth Amendment. The crime charged was
committed in the presence of the officer and after
a respectful request to desist. He had a right to
arrest. G. S. Par. 15-41.
41
Screws v. United States, 325 U. S. 91, 65 S.
Ct. 1031, 85 L. Ed. 1368; and State v. Scoggin, 236
N. C. 19, 72 S. E. 2d. 54, cited and relied upon
by defendants, appellants, to support their position,
have no factual analogy to this case. Nothing
said in those cases in any way supports the position
taken by defendants in this case.”
In the case of Browning v. Slenderella Systems of
Seattle, (Wash) (1959), 341 P. 2d. 859, two justices of
the Supreme Court of Washington dissented in a ruling
of that court holding a reducing salon came within the
purview of an Anti-Discrimination Statute of that State.
In their dissent it was said:
“Because respondent is a Negress, the Slen
derella Systems of Seattle, a private enterprise,
courteously refused to give her a free reducing
treatment, as advertised. She thereupon became
abusive and brought this civil action for the injury
to her feelings caused by the racial discrimination.
This is the first such action in this state. In
allowing respondent to maintain her action, the
majority opinion has stricken down the constitu
tional right of all private individuals of every race
to choose with wrhom they will deal and associate
in their private affairs.
No sanction for this result can be found in
the recent segregation cases in the United States
supreme court involving Negro rights in public
schools and public busses. These decisions were
predicated upon section 1 of the fourteenth amend-
42
ment to the United States constitution, which
reads:
'All persons born or naturalized in the United
States, and subject to the jurisdiction thereof, are
citizens of the United States and of the State
wherein they reside. No State shall make or
enforce any law which shall abridge the privi
leges or immunities of citizens of the United
States: nor shall any State deprive any person
of life, liberty, or property, without due process
of law; nor deny to any person within its juris
diction the equal protection of the laws.” (Italics
mine.)
In the pre-Warren era, the courts had held
that the privileges of Negroes under the fourteenth
amendment, supra, were not abridged if they had
available to them public services and facilities of
e q u a l q u a l i t y to those enjoyed by white people.
The Warren antisegregation rule abandoned that
standard and substituted the unsegregated enjoy
ment of public services and facilities as the sole
test of Negro equality before the law in such pub
lic institutions.
The rights and privileges of the fourteenth
amendment, supra, as treated in the segregation
decisions and as understood by everybody, related
. to public institutions and public utilities for the
obvious reason that no person, whether white, black,
red, or yellow, has any right whatever to compel
another to do business with him in his private af
fairs.
43
No public institution or public utility is in
volved in the instant case. The Slenderella enter
prise was not established by law to serve a public
purpose. It is not a public utility with monopoly
prerogatives granted to it by franchise in exchange
for an unqualified obligation to serve everyone
alike. Its employees are not public servants or
officers. It deals in private personal services. Its
business, like most service trades, is conducted pur
suant to informal contracts. The fee is the con
sideration for the service. It is true the contracts
are neither signed, sealed, nor reduced to writing.
They are contracts, nevertheless, and, as such, must
be voluntarily made and are then, and only then,
mutually enforceable. Since either party can re
fuse to contract, the respondent had no more right
to compel service than Slenderella had to compel her
to patronize its business.
There is a clear distinction between the non
discrimination enjoined upon a public employee in
the discharge of his official duties, which are pre
scribed by laws applicable to all, and his unlimited
freedom of action in his private affairs. There is
no analogy between a public housing project oper
ated in the government’s proprietary capacity,
wherein Negroes have equal rights, and a private
home where there are no public rights whatever
and into which even the King cannot enter.
No one is obliged to rent a room in one’s
home; but, if one chooses to operate a boarding
house therein, it can be done with a clientele se
lected according to the taste or even the whim of
44
the landlord. This right of discrimination in pi i-
vate businesses is a constitutional one.
“The ninth amendment of the United States
constitution specifically provides: /
‘The enumeration in the Constitution, of certain
rights shall not be construed to deny or dis
parage others retained by the people.’
All persons familiar with the rights of Eng
lish speaking peoples know that their liberty
inheres in the scope of the individual s right to
make uncoerced choices as to what he will think
and say; to what religion he will adhere; what oc
cupation he will choose; where, when, how and for
whom he will work, and generally to be free to
make his own decisions and chooses his course of
action in his private civil affairs. These consti
tutional rights of law-abiding citizens are the every
essence of American liberties. For instance, they
far outweigh in importance the -fifth amendment
to the United States constitution which excuses
criminals from giving evidence against themselves.
It was, in fact, an afterthought. Our constitu
tional forefathers were chiefly concerned with the
rights of honest men. They would have specified
their rights with the same particularity that they
did In regard to criminals if they had foreseen
that courts would become unfamiliar with them.
Cash registers ring for a Negro’s as well
as for a white man’s money. Practically all Ameri
can businesses, excepting a few having social ovei-
tones or involving personal services, actively seek
45
Negro patronage for that reason. The few that
do not serve Negroes adopt that policy either be
cause their clientele insist upon exclusiveness, or
because of the reluctance of employees to render
intimate personal service to Negroes. Both the
clientele and the business operator have a consti
tutional right to discriminate in their private af
fairs upon any conceivable basis. The right to ex
clusiveness, like the right to privacy, is essential
to freedom. No one is legally aggrieved by its ex
ercise.
No sanction for destroying our most precious
heritage can be found in the mminal statute cited
by the majority opinion. It does not purport to
create a civil cause of action. The statute refers
to “places of public resort”. (Italics mine). This
phrase is without constitutional or legal signifi
cance. It has no magic to convert a private busi
ness into a governmental institution. If one man a
week comes to a tailor shop, it is a place of public
vesoxt, but that does not make it a public utility or
public institution, and the tailor still has the right to
select his private clientele if he chooses to do so.
As a matter of fact, the statute in question is not
even valid as a criminal statute. Obviously, this
is not the occasion, however, to demonstrate its
unconstitutionality.
The majority opinion violates the thirteenth
amendment to the United States constitution. It
provides, inter alia:
46
“Neither slavery nor involuntary servitude * * *
shall exist within the United States * * *’ (Italics
mine)
/
Negroes should be familiar with this amend
ment. Since its passage, they have not been com
pelled to serve any man against their will. When
a white woman is compelled against her will to give
a Negress a Swedish massage, that too is involun
tary servitude. Henderson v. Coleman, 150 Fla.
185, 7 So. 2d. 177.
Through what an arc the pendulum of Negro
rights has swung since the extreme position of the
Bred Scott decision: Those rights reached dead cen
ter when the thirteenth amendment to the United
States constitution abolished the ancient wrong of
Negro slavery. This court has now swung to the
opposite extreme in its opinion subjecting white
people to “involuntary servitude” to Negroes. I
dissent.”
In the case of Williams versus Howard Johnson’s
Restaurant, (Va.) (1959), U. S. C. A. 4th. Cir., F. 2d.
845, a Negro attorney brought a class action in federal
court against a restaurant located in Alexandria, Virginia
seeking a declaratory judgment that a refusal to serve
him because of race, violated, the Civil Rights Act of
1875, etc.
On appeal, the Court of Appeals for the Fourth
Circuit affirmed the lower court’s dismissal for want of
of jurisdiction and failure to state a cause of action, on
the ground that defendant’s restaurant, could refuse serv
ice to anyone, not being a facility of interstate commerce,
47
and that the Civil Rights Act of 1875, did not embrace
actions of individuals. Further, that as an instrument
of local commerce, it was at liberty to deal with such per
sons as it might select.
The court said:
‘‘Section 1 and 2 of the Civil Rights Act of
1875, upon which the plaintiff’s position is based in
part, provided that all persons in the United States
should be entitled to the full and equal enjoyment
of accommodations, advantages, facilities and privi
leges of inns, public conveyances and places of
amusement, and that any person who should vio
late this provision by denying to any citizen the
full enjoyment of any of the enumerated accom
modations, facilities or privileges should for every
such offense forfeit and pay the sum of $500 to
the person aggrieved. The Supreme Court of the
United States, however, held in Civil Rights Cases,
109 U. S. 3, that these sections of the Act were
unconstitutional and were not authorized by either
the Thirteenth or Fourteenth Amendments of the
Constitution. The court pointed out that the Four
teenth Amendment was prohibitory upon the states
only, so as to invalidate all state statutes which
abridge the privileges or immunities of citizens
of the United States or deprive them of life, lib
erty or property without due process of law, or deny
to any person the equal protection of the laws;
but that the amendment did not invest Congress
with power to legislate upon the actions of in
dividuals, which are within the domain of state
48
legislation. The Court also held that the question
whether Congress might pass such a law in the
exercise of its power to regulate commerce was not
before it, as the provisions of the statute were not
conceived in any such view (109 U. S. 19). With
respect to the Thirteenth Amendment, the Court
held that the denial of equal accommodations in_
inns, public conveyances and places of amusement
does not impose the badge of slavery or servitude
upon the individual but, at most infringes rights
protected by the Fourteenth Amendment from state
aggression. It is obvious, in view of that decision,
that the present suit cannot be sustained by refer
ence to the Civil Rights Act of 1875.
The plaintiff concedes that no statute of
Virginia requires the exclusion of Negroes from
pubic restaurants and hence it would seem that he
does not r@ly upon the provisions of the Fourteenth
Amendment which prohibits the states from mak
ing or enforcing any law abridging the privileges
and immunities of citizens of the United States
or denying to any person the equal protection of the
law. He points, however, to statutes of the state
which requires the segregation of races in the facili
ties furnished by. carriers and by persons engaged
in the operation of places of public assemblage; he
emphasizes the long established local custom of ex
cluding Negroes from public restaurants and he
contends that the acquiescence of the state in these
practices amounts to discriminatory state action
which falls within the condemnation of the Con
stitution. The essence of the argument is that the
49
state licenses restaurants to serve the public and
thereby is burdened with the positive duty to pro
hibit unjust discrimination in the use and enjoy
ment of the facilities.
This argument fails to observe the important
distinction between activities that are required by
the state and those which are carried out by vol
untary choice and without compulsion by the people
of the state in accordance with their own desires
and social practices. Unless these actions are per
formed in obedience to some positive provision of
state law they do not furnish a basis for the pend
ing complaint. The license laws of Virginia do not
fill the void. Section 35-26 of the Code of Virginia,
1950, makes it unlawful for any person to operate
a restaurant in the state without an unrevoked
permit from the Commissioner, who is the chief
executive officer of the State Board of Health. The
statute is obviously designed to protect the health
of the community but it does not authorize state
officials to control the management of the business
or to dictate what persons shall be served. The
customs of the people of the state do not constitute
state action within the prohibition of the Four
teenth Amendment. As stated by the Supreme
Court of the United States in Shelly v. Kraemer,
334 U. S. 1; 68 S. Ct. 836, 842:
‘Since the decision of this court in the Civil
Rights Cases, 1883, 109 U. S. 3 * * * the prin
ciple has become firmly embedded in our consti
tutional law that the action inhibited by the first
section of the Fourteenth Amendment is only
50
such action as may fairly be said £o be that of
the states. That Amendment erects no shield
against merely private conduct, however dis
criminatory or wrongful. (Emphasis supplied.)”
In the case of State of Maryland versus ’ Drews,
Et. Als., Cir. Court for Baltimore Co. (May 6, 1960),
(Race Relations Law Reporter, Vol. 5, No. 2, Summer—
1960) five persons, three white and two Negro, were pros
ecuted in the Baltimore County, Maryland Circuit Court
on the statutory charge of disturbing the peace. It was
found that defendants had on the date of their arrest
entered an amusement park owned by a private corpora
tion, which unknown to defendants, had a policy of not
serving colored persons. A special officer employed by
the corporate owners informed defendants of the policy
and asked the two colored defendants to leave. When they
refused, all five defendants were requested to leave, but
all refused. Baltimore County police who were then mm*
moned to the area repeated the requests; but defendants
again refused to leave; that over the physical resistance
of defendants, they were arrested and removed from the
premises.
The Court held: (1) that the park owner, though
corporately chartered by the state and soliciting public
patronage, could ‘arbitrarily restrict (the park’s) use to
invitees of his selection’ etc. * * * (3) that such action
occurred in a ‘place of public resort or amusement’ within
terms of the statute allegedly violated, the quoted phrase
clearly applying to all places where some segment of the
public habitually gathers, and not merely to publicly
51
owned places where all members of the public without
exception are permitted to congregate.
The Court said:
“The first question which arises in the case
is the question whether an owner of private prop
erty to which substantial numbers of persons are
invited has any right to discriminate with respect
to persons invited thereon, that is to say, whether
such owner may exercise his own arbitrary free
dom of selection in determining who will be ad
mitted to and who will be permitted to remain upon
his property under circumstances where such pri
vate property is being used as a place of resort or
amusement. This question has been clearly an
swered in the affirmative by the authorities. In
Madden v. Queens County Jockey Club, 72 N. E.
2d. 697 (Court of Appeals of New York), it was
said at Page 698:
‘At common 3awr a person engaged in a public
calling such as innkeeper or common carrier,
was held to be under a duty to the general pub
lic and was obliged to serve, without discrimina
tion, all who sought service, * * * On the other
hand, proprietors of private enterprises, such as
places of amusement and resort, were under no
such obligation, enjoying an absolute power to
serve whom they pleased. * * * * *
‘The common-law power of exclusion, noted
above, continues until changed by legislative
enactment.’
52
The ruling therein announced was precisely
adopted in the case of Greenfield v. Mai-yland
Jockey Club, 190 Md. 96, the Court of Appeals,
stating at Page-102 of its opinion that:
‘The rule that, except in cases of common- car
riers, innkeepers and similar public callings, one
may choose his customers is not archaic.’
The Court of Appeals also carefully pointed
out in the Greenfeld case that the rule of the com
mon law is not altered even in the case of a cor
poration licensed by the State of Maryland. The
doctrine of the Madden and Greenfeld cases, supra,
announced as existing under the common law, has
been held valid, even where the discrimination was
because of race or color. See Williams v. Howard
Johnson Restaurant, 268 F. 2d. 845 (restaurant)
(CCA 4th) ; Slack v. Atlantic White Tower Sys
tems, Inc,, No, 11073 U.S.D.C. for the District of
Maryland, D. R. et. al. Thomsen, J. (restaurant) ;
Hackley v. Art Builders, Inc. et al (U.S.D.C.) for
the District of Maryland, D. R. January 16, 1960
(real estate development).
The right of an owner of property arbi
trarily to restrict its use to invitees of his selection
is the established law of Maryland. Changes in the
rule of law conferring that right are for the leg-
• islative and not the judicial branch of government.
We pass then to the second question: Did
such action occur at a place of public resort or
amusement? This involves a determination of the
legislative meaning of the expression “place of
53
public resort or amusement”. If the legislative
intent was that the words were intended to apply
only to publicly owned places of resort or amuse
ment, then, manifestly, the testimony would not
support a conviction here. By the same token, if
the expression was intended to apply only to places
in which all members of the public without excep
tion were authorized or permitted to congregate,
again there would be no evidence to support con
viction here. On the other hand, if the reasonable
intent and purpose of the quoted phrase was to
prohibit disorderly conduct in a place where some
segment of the public habitually gathers and con
gregates, the evidence would clearly justify a con
viction.
The first suggested interpretation of the words
must be rejected, because of the fact that the same
statute uses the term ‘public worship’, and this fact
utterly destroys a contention that the word ‘public’
has a connotation of public ownership because of
our constitutional separation of church and state.
The second suggested interpretation is
equally invalid, because its effect, in the light of
the rule of law announced in the Greenfeld case,
supra, would be the precise equivalent of the first
suggested interpretation of the phrase. Moieovei,
such an interpretation necessarily would mean that
the police authorities would be powerless to prevent
disorder or bring an end to conditions of unrest
and potential disturbance where large numbers of
the public may be in congregation. To suggest
such an interpretation is to refute it.
54
In the opinion of this Court the statute has
clear application to any privately owned place,
where crowds of people other than the owner of
the premises habitually gather and congregate, and
where, in the interest of public safety, police au
thorities lawfully may exercise their function of
preventing disorder. See Askew v. Parker, 312
P. 2d. 342 (California). See also State v. Lanou-
ette, 216 N.W. 870 (South Dakota).
It is the conclusion of the Court that
the Defendants are guilty of the misdemeanor
charged.”
In the case of Henry v. Greenville Airport Com.,
U. S. Dist. Court (1959) 175 F. Supp. 343, an action
asserting federal jurisdiction on the basis of diversity of
citizenship, general federal question, and as a class action
under federal civil rights statutes was brought in a fed
eral district court by a Negro against the Greenville, S. 0,,
airport commission, members thereof, and the airport
manager. The complaint alleged that the manager even
though informed that plaintiff was an interstate traveler,
ordered him to use a racially segregated waiting room.
Plaintiff’s motion for a preliminary injunction to restrain
defendant from making distinctions based on color relative
to services at the airport was denied in addition to other
reasons, because it was not alleged that defendants had de
nied him any right under color of state law. The allegation
that defendants received contributions from The Govern
ment’ to construct and maintain portions of the airport was
also stricken because it was also held to have nothing to do
with the claim that he had been deprived of a civil right
55
under state law. Defendant’s motion to dismiss was
granted because plaintiff not having alleged that any
thing complained of was done under color of a specified
state law, failed to state a cause of action under Section
1343 of Title 28 and it being inferable from the com
plaint that he went into the waiting room, in order to
instigate legislation rather than in quest of waiting room
facilities, he had no cause of action under Section 1981 of
Title 42 which was said to place duties on Negroes equal
to those imposed on white persons and to confer no rights
on Negroes superior to those accorded white persons. It
was emphasized that activities which are required by the
state, must be distinguished from those carried out by
voluntary choice by individuals in accordance with their
own desires and social practices, the latter kind not being
state action.
The court said:
The plaintiff speaks of discrimination with
out unequivocally stating any fact warranting
an inference of discrimination. The nearest thing
to an unequivocal statement in his affidavit is the
asserted fact that the purported manager of the
Greenville Air Terminal ‘advised him that “we
have a waiting room for colored folks over there .
Preceding that statement plaintiff s affidavit con
tains the bald assertion that the manager ‘ordered
me out’. However, the only words attributed to
the manager by the plaintiff hardly wan ant any
such inference or conclusion. A like comment piop-
erly should be made concerning the further as
sertion in plaintiff’s affidavit that he ‘was required
56
to be segregated’. What that loose expression
means is anyone’s guess. From whom was he segre
gated? The affidavit does not say. Was he segre
gated from his family or from his friends, ac
quaintances or associates, from those who desired
his company and he theirs? There is nothing in the
affidavit to indicate such to be true. Was he seg
regated from people whom he did not know and who
did not care to know him? The affidavit is silent as
to that also. But suppose he was segregated from
people who did not care for his company or asso
ciation, what civil right of his was thereby in
vaded? If he was trying to invade the civil rights
of others, an injunction might be more properly
invoked against him to protect their civil rights.
I know of no civil or uncivil right that anyone has,
be he white or colored, to deliberately make a nui
sance of himself to the annoyance of others, even
in an effort to create or stir up litigation. The
right to equality before the law, to be free from dis
crimination, invests no one with authority to re
quire others to accept him as a companion or social
equal. The Fourteenth Amendment does not reach
that low level. Even whites, as yet, still have the
right to choose their own companions and associ
ates, and to preserve the integrity of the race with
which God almighty has endowed them.
Neither in the affidavit nor in the com
plaint of the plaintiff is there any averment or
allegation that whatever the defendants may have
done to the plaintiff was done at the direction or
under color of state law. It is nowhere stated in
57
either what right the plaintiff claims was denied
him under color of state law. A state law was
passed in 1928 that ‘created a Commission * * *
to be known as Greenville Airport Commission’.
That Commission consists of five members, two se
lected by the City Council of the City of Green
ville, two by the Greenville County Legislative
Delegation, and the fifth member by the majority
vote of the other four. The Commission so created
is ‘vested with the power to receive any gifts or
donations from any source, and also to hold and
enjoy property, both real and personal, in the
County of Greenville, * * * for the purpose of estab
lishing and 'maintaining aeroplane landing fields
* * * • and to make such rules and regulations as
may be necessary in the conduct and operation of
said aeroplane landing fields:’ (Emphasis added).
Further, the Act authorizes the ‘The City of Green
ville * * * to appropriate and donate to said Com
mission such sums of money as it may deem expedi
ent and necessary for the purpose aforesaid’. There
is nothing in the Act that requires that Commission
to maintain waiting rooms of any sort, segregated
or unsegregated.
There is nothing in the affidavit or com
plaint of the plaintiff which could be tortured into
meaning that the defendants had denied the plain
tiff the use of the authorized airport landing fields.
He had a ticket which authorized him to board a
plane there. He was not denied that right. In fact
there is no clear cut statement of any legal duty
owed the plaintiff that defendants breached; and
58
there is no showing that the plaintiff was damaged
in any amount by anything done by the defendants,
or by any one of them, under color of state law.”
* * * * * * * *
“The jurisdiction of this court is invoked by
the plaintiff under Section 1343, Title 28, U. S.
Code. It is appropriate, therefore, that we con
sider the extent of the jurisdiction that is therein
conferred on this court. By it district courts are
given jurisdiction of civil actions * * to redress
the deprivation, under color of state law, * * *
of any right, privilege, or immunity secured by the
Constitution of the United States or by any Act of
Congress providing for equal rights of citizens
* * Hence we must look to the complaint to
ascertain (1) what right plaintiff claims he has
been deprived of,. (2) secured by what constitu
tional provision or Act of Congress providing for
equal rights of citizens, and (3) under color of what
state law? It is not enough for the plaintiff to
allege that he has been deprived of a right or a
privilege. He must go further and show what right,
or privilege, he has been deprived of, by what con
stitutional provision or Act of Congress it is se
cured, and under color of what state law he has
been deprived of his stated right. If the plaintiff
fails to allege any one or more of the specified ele
ments his action will fail as not being within the
jurisdiction of this court.
As pointed out hereinabove, there is no alle
gation in the complaint that anything complained
of was done under color of a specified state law.
59
The Court lias been pointed to no state law requir
ing the separation of the races in airport waiting
rooms, and its own research has developed none.
Moreover, there is no state law that has been
brought to the Court’s attention, or that it has
discovered, which requires the defendants, or any
one else, to maintain waiting rooms at airports,
whether segregated or unsegregated. Hence the ad
vice which it is alleged that the ‘purported man
ager’ of the Airport gave the plaintiff, saying
‘we have a waiting room for colored folks over
there,’ could not have been given under color of a
state law since there is no state law authorizing
or commanding such action.
In connection with the tendered issue of the
court’s jurisdiction, plaintiff claims that he has a
cause of action arising under Section 1981, Title
42, U. S. Code. It provides:
“All persons within the jurisdiction of the United
States shall have the same right in every state
* * * to the full and equal benefit of all laws
and proceedings for the security of persons and
property as is enjoyed by white citizens, and shall
be subject to like punishment, pains, penalties,
taxes, licenses and exactions of every kind * * *’
(Emphasis added).
The undoubted purpose of Congress in enact
ing Section 1981, was to confer on negro citizens
rights and privileges equal to those enjoyed by white
citizens and, at the same time, to impose on them
like duties and responsibilities. The court’s attention
60
has been directed to no law that confers on any
citizen, white or negro, the right or privilege of
stirring up racial discord, of instigating strife be
tween the races, of encouraging the destruction of
racial integrity, or of provoking litigation, espe
cially when to do so the provoker must travel a
great distance at public expense.
It is inferable from the complaint that there
were waiting room facilities at the airport, but
whether those accorded the plaintiff and other
negroes were inferior, equal or superior to those-
accorded white citizens is not stated. It is also
inferable from the complaint that the plaintiff
did not go to the waiting room in quest of waiting
room facilities, but solely as volunteer for the pur
pose of instigating litigation which otherwise would
not have been started. The Court does not and
should not look with favor on volunteer trouble
makers or volunteer instigators of strife or litiga
tion. A significant feature of Section 1981, which
by some is little noticed and often ignored, is that
it places squarely on negroes obligations, duties and
responsibilities equal to those imposed on white citi
zens, and that said Section does not confer on
negroes rights and privileges that are superior and
more abundant than those accorded white citizens.
Williams v. Howard Johnson’s Restaurant,
et. al. argued before the Fourth Circuit Court of
Appeals June 15, 1959, is in many respects similar
to the instant case. As here, the plaintiff had a gov
ernment job. He went from his place of public em
ployment into the State of Virginia to demand that
61
he be served in a restaurant known to him to be
operated by its owner, the defendant, solely for
white customers. He invoked the jurisdiction of the
court both on its equity side and on its law side
for himself and for other negroes similarly sit
uated. The suit was dismissed by the district court.
Upon the hearing it was conceded that no statute
of Virginia required the exclusion of negroes from
public restaurants. Hence the Fourteenth Amend
ment didn’t apply. No action was taken by the
defendant under color of state law. Notwithstand
ing the absence of a state law applicable to the sit
uation, the plaintiff argued that the long estab
lished local custom of excluding negroes from white
restaurants had been acquiesced in by Virginia for
so long that it amounted to discriminatory state
action. The Appellate Court disagreed, and so do I.
As pointed out in Judge Soper’s opinion in the
Howard Johnson case. ‘This argument fails to ob
serve the important distinction between activities
that are required by the state and those which are
carried out by voluntary choice and without com
pulsion by the people of the state in accordance
with their own desires and social practices.’ Fur
ther Judge Sopor said:
‘The customs of the people of a state do
not constitute state action within the prohibition
of the Fourteenth Amendment. As stated by the
Supreme Court of the United States in Shelly v.
Kraemer, 334 U.S. 1, 68 S. Ct. 836, 842 (92
L.ED. 1161):
62
‘Since the decision of this court in the Civil
Rights Cases, 1883, 109 U. S. 3 * * * the prin
ciple has become firmly embedded in our con
stitutional law that the action inhibited by the
first section of the Fourteenth Amendment is
only stick action as may fairly be said to be
that of the States. That Amendment erects no
shield against merely private conduct, however
discriminatory or wrongful.’ ” (Emphasis sup
plied)
To say that the right of one person ends
where another’s begins has long been regarded as
a truism under our system of constitutional gov
ernment. While the rights and privileges of all
citizens are declared to be equal by our constitu
tion there is no constitutional command that they
be exercised jointly rather than severally; and, if
there were such a constitutional command, the
rights and privileges granted by the constitution
would be by it also destroyed. A constitution so
written or interpreted would be an anomaly.”
In the case of Wilmington Parking Authority and
Eagle Coffee Shoppe, Inc. versus Burton, (Del. - 1960)
157 A. 2d.. 894, a Delaware Negro citizen was refused
service because of race by a Wilmington restaurant lo
cated in a leased space in a public parking building
owned by the Wilmington Parking Authority, a state
agency. He brought a class action in a state chancery
court asking for a declaratory judgment that such dis
crimination violated the Fourteenth Amendment and for
injunctive relief.
63
On appeal the state supreme court reversed the
trial court.
The appellate court held the fundamental problem
to be whether the state, directly or indirectly, ‘in reality’,
created or maintained the facility at public expense or
controlled its operation; for only if such was the case the
Fourteenth Amendment would apply.
The court held that the Authority did not locate
the restaurant within the building for the convenience
and service of the public using the parking facilities and
had not, directly or indirectly, operated nor financially
enabled it to operate.
It was held the Authority’s only concern in the
restaurant—the receipt of rent which defrayed part of the
operating expense of providing the public with off-street
parking—was insufficient to make the discriminatory act
that of the state. And the fact that the City of Wilming
ton had originally ‘advanced’ 15% of the facilities, cost
(the balance being financed by an Authority bond issue)
was held not to make the enterprise one created at pub
lic expense for ‘slight contributions’ were insufficient to
cause that result.
Finally, it was held the fact that the leasee sold
alcohol beverages did not make it an inn or tavern, which
by common law must not deny service to any one asking
for it; rather, it functioned primarily as a private res
taurant, which by common law and state statute might
deny service to anyone offensive to other customers to tne
injury of its business.
64
“We think the case before us is distinguishable
from the cases relied on by the plaintiff. In the
first place, it is quite apparent, nor is there any
suggestion to the contrary made by the plaintiff,
that the establishment of a restaurant in the space
occupied by Eagle is a pure happenstance and was
not intended as a service to the public using the
parking facility. As far as the record before
us indicates, it was immaterial to the Author
ity what type of business would occupy the
space now occupied by Eagle. The Authority’s sole
interest was in the obtaining of money in the form
of rent. That money is thereafter used by the
Authority to support the public purpose of sup
plying off-street parking from which the plaintiff
and the rest of the public benefit.
It is further clear from this record, and
from the Ranken case, that at no time did the
Authority contemplate the establishment of a res
taurant in the structure for the use of its parking
patrons. On the contrary, the commercial leases
entered into by the Authority were given to the
highest bidders in terms of rent after the solici
tation of bids by public advertisement. The deci
sion to lease to a particular lessee was made upon
the considerations of the applicants’ financial re
sponsibility and the amount of rent agreed to be
paid. It is thus apparent that this case completely
lacks the element of furnishing service to the public
through the means of a lease to private enterprise.
The only purpose for this lease is to supply a por
tion of the additional money required to permit
65
the Authority to furnish the only public service
it is authorized to furnish, viz., public off-street
parking.
The plaintiff argues that the use of public
money to purchase a portion of the land required
brings this case within the rule of the cited author
ities. But we think not. At the most, approximately
15% of the total cost is represented by the public
‘advance’ of money. To accept the plaintiff’s view
would require us in all similar cases to measure the
respective contributions made by public and private
money and to determine at what point the public
contribution changes the nature of the enterprise.
It is obvious that there is no guide for judicial
speculation upon such a change. If it is said that
the contribution of any public money is sufficient
to change the nature of the enterprise, the answer
is that it has been held that a slight contribution
is insufficient. Cf. Eaton v. Board of Managers,
D. C. 164 F. Supp. 191.
Fundamentally, the problem is to be resolved
by considerations of whether or not the public gov
ernment, either directly or indirectly, in reality, is
financing and controlling the enterprise which is
charged with racial discrimination. If such is the
case, then the Fourteenth Amendment applies; if
it is not the case, the operators of the enterprise
are free to discriminate as they will. Shelley v.
Kraemer, 334 U.S.. 1, 68 S. Ct. 836, 842, 91 L. Ed.
1161. We neither condemn nor approve such pri
vate discriminatory practices for the courts are
not the keepers of the morals of the public. We
66
apply the law, whether or not that law follows the
current fashion of social philosophy.
Particularly is this true of a state court
which is called upon in this field to apply rules
made for us by the Supreme Court of the United
States which, in the case of this state, have resulted
in the discard of a large portion of our local law
dealing with the emotional subject of racial rela
tions. We are, of course, bound to follow the Fed
eral decisions, but we think we are equally bound,
when they erode our local law, not to extend them
to a point beyond which they have not as yet gone.
We think the Authority and, through it, the
State of Delaware does not operate, either directly
or indirectly, the business of Eagle; has not located
the business of Eagle within the facility for the
convenience and service of the public using the
parking service; and has not financially enabled
the business of Eagle to operate. The only concern
the Authority has with Eagle is the receipt of rent,
without which it would be unable to afford the pub
lic the service of off-street parking. This circum
stance, we think, is not sufficient to make the dis
criminatory act of Eagle the act of the State of
Delaware.
It follows, therefore, that Eagle, in the con
duct of its business, is acting in a purely private
capacity. It acts as a restaurant keeper and, as
such, is not required to serve any and all persons
entering its place of business, any more than the
operator of a bookstore, barber shop, or other re-
67
tail business is required to sell its product to every
one. This is the common law, and the law of Dela
ware as restated in 24 Del C Par. 1501 with respect
to restaurant keepers. 10 Am. Jur., Civil Rights
PP 21, 22; 52 Am Jur. Theatres PP 9; Williams
v. Howard Johnson’s Restaurant, 4 Cir. 268 F. 2d.
845. We, accordingly, hold that the operation of
its restaurant by Eagle does not fall within the
scope of the prohibitions of the Fourteenth Amend
ment.
Finally, plaintiff contends that 24 Del. C.
PP 1501, has no application in the case at bar be
cause Eagle, since it serves alcoholic beverages to
its patrons, is a tavern or inn and not a restaurant.
It is argued that, at common law, an inn or tav
ern could deny services to no one asking for it.
We think, however, that Eagle is primarily a res
taurant and thus subject to the provisions of 24
Del. C. PP 1501, which does not compel the oper
ator of a restaurant to give service to all persons
seeking such.”
In the case of Slack v. Atlantic White Tower Sys
tem, Inc., (U.S. Dist. Court, Maryland, 1960), 181 F.
Supp. 124, a Negress, who because of race had been re
fused food service by a Baltimore, Maryland, lestauiant
(one of an interstate chain owned by a Delaware Cor
poration) brought a class action in federal court for de
claratory judgment and injunctive relief against the coi-
porate owner claiming that her rights undei the constitu
tion and laws of the United States had been theieby
denied.
68
The court held that segregated restaurants in
Maryland were not required by any state statute or deci
sional law, but were the result of individual proprietors
business choice.
The court also rejected plaintiff’s argument that
defendant as a licensee of the state to operate a public
restaurant, had no right to exclude plaintiff from service
on a racial basis; rather, the restaurant’s common law
right to select its clientele (even on a color basis), was
still the law of Maryland.
Plaintiff’s further contention that the state’s ad
mission of this foreign corporation and issuance of a
restaurant license to it ‘invests the corporation with a pub
lic interest’ sufficient to make its racially exclusive action
the equivalent of state action was likewise rejected, the
court holding that a foreign corporation had the same
rights as domestic business corporations, and that the
applicable state license laws were not regulatory. And
statements in white primary cases, that when individuals
or groups “move beyond matters of merely private con
cern’ and ‘act in matters of high public interest” they be
come “representatives of the State” subject to Fourteenth
Amendment restraints, were held inapposite to this type
situation where defendant had not exercised any powers
similar to those of a state or city.
The Court said:
“Plaintiff seeks to avoid the authority of
Williams v. Howard Johnson’s Restaurant. 4 Cir.,
268 F. 2d. 845, by raising a number of points not
69
discussed therein, and by arguing that in Maryland
segregation of the races in restaurants is required
by the State’s decisional law and policy, whereas,
she argues, that was not true in Virginia, where
the Williams case arose. She also contends that the
Williams case was improperly decided and should
not be followed by this Court.
* * * * * * * *
Such segregation of the races as persists in
restaurants in Baltimore is not required by any
statute or decisional law of Maryland, nor by any
general custom or practice of segregation in Balti
more City, but is the result of the business choice
of the individual proprietors, catering to the de
sires or prejudices of their customers.
Plaintiff’s next argument is that defend
ant, as a licensee of the State of Maryland operat
ing a public restaurant or eating facility, had no
right to exclude plaintiff from its services on a
racial basis. She rests her argument on the com
mon law, and on the Maryland license law.
In the absence of statute, the rule is well
established that an operator of a restaurant has the
right to select the clientele he will serve, and to
make such selection based on color, if he so desires.
He is not an innkeeper charged with a duty to serve
everyone who applies. Williams v. Howard John
son’s Restaurant, 268 F. 2d. at 847; Alpaugh v.
Wolverton, 184 Va. 943; State v. Clyburn, 101
S. Ed. 2d. 295; and authorities cited in those cases.
There is no restaurant case in Maryland, but the
70-
rule is supported by statements of the Court of
Appeals of Maryland in Grenfeld v. Maryland
Jockey Club, 190 Md. 96, 102, and in Good Citizens
Community Protective Association v. Board of
Liquor License Commissioners, 217 Md. 129, 131.
Art. 56, Secs. 151 et: seq., of the Ann. Code
of Md., 1939 ed. (163 et seq of the 1957 ed), deals
with licenses required of persons engaged in all
sorts of businesses. Secs. 166 (now 178) provides:
‘Each person, firm or corporation, resident or non
resident, operating or conducting a restaurant or
eating place, shall, before doing so take out a license
therefor, and pay an annual license fee of Ten Dol
lars ($10.00) for each place of business so oper
ated except that in incorporated towns and cities
of 8,000 inhabitants or over, the fee for each place
of business so operated shall he Twenty-Five Dol
lars ($25.00)’. The Attorney General of Maryland
has said that ‘A restaurant is generally understood
to be a place where food is served at a fixed price
to all comers, usually at all times.’ This statement
was made in an opinion distinguishing a restaurant
from a boarding house for licensing purposes. 5
Op. Atty. Gen. 303. It was not intended to express
opinion contrary to the common law right of a
restaurant owner to choose his customers. The
Maryland Legislature and the Baltimore City
Council have repeatedly refused to adopt bills re
quiring restaurant owners and others to serve all
comers regardless of race; several such bills are
now pending. See Annual Report of Commission,
January 1960, p. 29.
71
Plaintiff contends that defendant is engaged
in interstate commerce, that its restaurant is an in
strumentality or facility of interstate commerce
and thus subject to the constitutional limitations
imposed by the Commerce Clause (Const. Art. 1
sec 8) ; and that defendant's refusal to serve plain
tiff, a traveler in interstate commerce, constituted
an undue burden on that commerce.
A similar contention was rejected in Wil
liams v. Howard Johnson’s Restaurant, 2G8 F. 2d.
at 848. It would be presumptuous for me to en
large on Judge Soper’s opinion on this point.
‘The action inhibited by the first section of
the Fourteenth Amendment is only such action as
may fairly be said to be that of the states. Thai
Amendment erects no shield against merely private
conduct, however discriminatory or wi ongful.
Shelley v. Kraemer, 334 U.S. 1, 13. Plaintiff seeks
to avoid this limitation by arguing that the admis
sion by the state of a foreign corporation and the
issuance to it of a license to operate a restaurant
‘invests the corporation with a public intei est suf
ficient to make its action in excluding patrons on
a racial basis the equivalent of state action.
The fact that defendant is a Delaware cor
poration is immaterial. Once admitted to do busi
ness in the State of Maryland, it has the same
rights and duties as domestic corporations engaged
in the same business. This factor does not distin
guish the case from Williams v. Howard Johnson s
Restaurant, where the state action question was
discussed at p. 847.
72
The license laws of the State of Maryland
applicable to restaurants are not regulatory. See
Maryland Theatrical Corp. v. Brennan, 180 Md.
377, 381, 382. The City ordinance, No. 1145, No
vember 27, 1597, adding Sec. 60-14 to Art. 12 of
the Baltimore City Code, 1950 ed. which was not
offered in evidence or relied on by plaintiff, is
obviously designed to protect the health of the com
munity. Neither the statute ncr the ordinance au
thorizes State or City officials to control the man
agement of the business of restaurant or to dictate
what persons shall be served.
Even in the case of licensees, such as race
tracks and taverns, where the business is regulated
by the state, the licensee does not become a state
agency, subject to the provisions of the Fourteenth
Amendment, Madden v. Queen’s County Jockey
Club, 296 N. Y. 243, 72 N. E. 2d. 697, cert. den.
332 U. S. 761, cited with approval in Greenfeid v.
Maryland Jockey Club, 190 Md. at 102; Good Citi
zens Community Protective Association v. Board
of Liquor License Commissioners 217 Md. 129. No
doubt defendant might have had plaintiff arrested
if she had made a disturbance or remained at a
table too long after she had been told that she
would only be sold food to carry out to her car. But
that implied threat is present whenever the pro
prietor of a business refuses to deal with a cus
tomer for any reason, racial or other, and does
not make his action state action or make his busi
ness a state agency. Plaintiff cites Valle v. Stengel,
3 Cir. 176 F. 2d. 697. In that case a sheriff’s
73
eviction of a negro from a private amusement
park was a denial of equal protection of the laws
because under the New Jersey antidiscrimination
law the Negro had a legal right to use the park
facilities.
Plaintiff cites such cases as Nixon v. Con
don, 286 U. S. 73, and Smith v. Allwright 321 U.S.
649, for the proposition that when individuals or
groups ‘move beyond matters of merely private con
cern’ and ‘act in matters of high public interest’
they become ‘representatives of the State’ subject
to the restraints of the Fourteenth Amendment.
The distinction between holding a primary election
and operating a restaurant is obvious, and has al
ways been recognized by the courts. Defendant has
not exercised powers similar to those of a state
or city.
In Kerr v. Enoch Pratt Free Library of
Baltimore City, 4 Cir. 149 F. 2d. 212, also relied on
by plaintiff, ‘the Library was completely owned and
largely supported * * * by the City; * * * in practi
cal effect its operations were subject to the City’s
control’, as the Fourth Circuit pointed out in dis
tinguishing the Library case from Eaton v. Board
of Managers of the James Walker Memorial Hos
pital, 4 Cir. 261 F. 2d. 521, 527.
The argument that state inaction in the face
of uniform discriminatory customs and practices
in operating restaurants amounts to state action
was rejected in Williams v. Howard Johnson s Res
taurant, 4 Cir. 268, F. 2d. 845. Moreover, as we
74
have seen, the factual premise for the argument
is not found in the instant case.”
In the case of Fletcher versus Coney Island, Ira
(Ohio 1956), 134 N. E. 2d. 371, a Negro woman sought |
enjoin the operator of a private amusement park fra
refusing her admittance because of her race or color.
In holding that defendant’s remedy was to procee
under the State’s anti-discrimination law, and not b
way of injunction, the Supreme Court of Ohio said:
“In the case of Madden v. Queens County
Jockey Club, Inc., 296 N. Y. 249, 253, 72 N. E.
2d. 697, 698, 1 A. L. R. 2d. 1160, 1162, the generally
recognized rule is stated as follows:
‘At common law a person engaged in a public-
calling, such as an inkeeper or common car
rier, was held to be under a duty to the general
public and was obliged to serve, without dis
crimination, all who sought service. * * * On the
other hand, proprietors of private enterprises
such as places of amusement and resort, were
under no such obligation, enjoying an absolute
power to serve whom they pleased. * * *
“The common-law power of exclusion, rioted
above, continues until changed by legislative enact
ment.” (Emphasis supplied.)
“See also Bailey v. Washington Theatre Co.,
218 Ind. 34 N. J. 2d. 17; annotation, 1 A. L. R.
2d. 1165; and 10 American Jurisprudence 915, Sec
tion 22.”
75
“It will be thus observed that the owner or
operator of a private amusement park or place of
entertainment may arbitrarily and capriciously re
fuse admittance to whomsoever he pleases, be they
Africans, Chinese, East Indians, Germans, Italians,
Poles, Russians or any other racial group, in the
absence of legislation requiring him to admit them.”
* * * * * *
“In summary, the decision in this case rests
squarely on the proposition that at common law
those who own an'd operate private places of amuse
ment and entertainment can admit or exclude
whomsoever they please, and that, since such es
tablishments are open to all only through legisla
tive enactments, those enactments govern the sit
uation, and where as a part of those enactments
a specific remedy or penalty is prescribed for their
violation, such remedy or penalty is exclusive. The
adequacy or appropriateness thereof being a mat
ter of legislative concern. This decision is limited
to this precise point and should be so read and ap
praised.
It should be obvious that the present case
bears no relation whatsoever to the problem of the
segregation of pupils in the public schools, or to the
exclusion of a qualified person from an institution
of higher learning supported by public funds or a
person from a publicly owned or operated park or
recreation facility, because of his race or color.”
In the case of Tamelleo, et al. v. New Hampshire
Jockey Club, Inc., (N. H. 1960), 163 A. 2d. 10, the plain-
76
tiffs presented themselves at the defendant’s race track
but were refused admission by the action of one of defend
ant's agents who ordered them to leave the premises be
cause in his judgment their presence was inconsistent
with the orderly and proper conduct of a race meeting.
The plaintiffs then left the premises and thereafter in
stituted these proceedings.
The court said:
“It is firmly established that at common law
proprietors of private enterprises such as theatres,
race tracks, and the like may admit or exclude any
one they choose. Woolcott v. Shubert, 217 N. Y.
212, 222, 111 N. E. 829, L. R. A. 1916 E. 248; Mad
den v. Queens County Jockey Club, 296 N. Y. 249,
72 N. E. 697, certiorari denied 332 U. S. 761, 68
S. Ct. 68, 922 Ed. 346; 1 A. L. R. 2d 1165 annota
tion; 86 C. J. S. Theatres and shows, sec. 31. While
it is true, as the plaintiffs argue and the defend
ants concede, that there is no common-law right
in this state to operate a race track where pari
mutuel pools are sold, horse racing for a stake or
price is not gaming or illegal. Opinion of the Jus
tices, 73 N. H. 625, 631, 63 A. 505.
“However, the fact that there is no common-
law right to operate a pari-mutuel race track is
not decisive of the issue before us. The business
is still a private enterprise since it is affected by
no such public interest so as to make it a public
calling as is a railroad for example. Garifine v.
Monmouth Park Jockey Club, 29 N. J. 47, 148 A.
2d. 1; Madden v. Queens County Jockey Club, su-
77
pra, Regulation by the state does not alter the
nature of the defendant’s enterprise, nor does
granting a license to conduct pari-mutuel pools.
North Hampton Racing and Breeders Association
v. New Hampshire Racing Commission, 94 N. H.
156, 159, 48 A. 2d. 472; Greenfeld v. Maryland
Jockey Club, 190 Md. 96, 57 A. 2d. 335. As the
North Hampton case points out, regulation is nec
essary because of the social problem involved. Id.,
94 N. H. 159, 48 A. 2d. 475.
“We have no doubt that this state adheres to
the general rule that the proprietors of a private
calling possess the common-law right to admit or
exclude whomever they choose. In State v. United
States & C. Express, 60 N. H. 219, after holding
that a public carrier cannot discriminate, Doe, C. J.,
stated, ‘Others, in other occupations, may sell their
services to some, and refuse to sell to otners. Id.
60 N H 261.” (Emphasis supplied.)
“In Batchelder v. Hibbard, 58 N. H. 269, the
Court states that a license, sofar as future enjoy
ment is concerned, may be revoked any time. A
ticket to a race track is a license and it may be
revoked for anv reason in the absence of a statute
to the contrary. Marrone v. Washington Jockey
Ch,b 227 U. S 633, 33 S. Ct. 40!, 61 L. Ed. 670”
* * * * * *
“The plaintiffs also contend that if this be
our law, we should change it in view of altered
social concepts. This argument ignoies altogethei
certain rights of owners and taxpayers, which still
78
exist in this state, as to their own property. Fur
thermore, to adopt the plaintiff’s position would re
quire us to make a drastic change in our public
policy which, as we have often stated, is not a prop
er function of this court.
“The plaintiffs take the position that R. S. A.
284: 39, 40 as inserted by Laws 1959, c. 210, sec.
14, is invalid as an unconstitution delegation of
legislative power. We cannot agree. Laws 1959, c.
210 is entitled: ‘An act relative to Trespassing on
Land of Another and at Race Tracks and Defining
Cultivated Lands”. Section 4 (R. S. A. 284:39, un
der the heading ‘Trespassing’ reads as follows:
‘Rights of Licensee. Any licensee hereunder shall
have the right to refuse admission to and to eject
from the enclosure of any race track where is held
a race or race meet licensed hereunder any person
or persons whose presence within said enclosure is
in the sole judgment of said licensee inconsistent
with the orderly and proper conduct of a race
meeting.’ As applied to this case this provision
is substantially declaratory of the common law
which permits owners of private enterprises to re
fuse admission or to eject anyone whom they de
sire. Garifine v. Monmouth Park Jockey Club, 29
N. J. 47, 148 A. 2d. 1.
“The penalty provision, section 4 (R. S. A.
284:40) states: ‘Penalty. Any person or persons
within said enclosure without right or to whom ad
mission has been refused or who has previously been
ejected shall be fined not more than one hundred
dollars or imprisoned not more than one year or
79
both.’ This provision stands no differently than
does that imposing a penalty upon one who enters
without right the cultivated or posted land of an
other. R. S. A. 572:15 (supp) as amended. One
charged with either of these offenses or with tres
pass at a race track would of course have a right
to trial and the charge against him would have to
be proved, as- in any other criminal matter. No
license to pass any law is given to the defendant.
The situation is clearly unlike that condemned in
Ferretti v. Jackson, 88 N. H. 296, 188 A. 474, and
Opinion of the Justices, 88 N. H. 497, 190 A. 713,
upon which the plaintiffs rely, where the milk
board was given unrestricted and unguided discre
tion, in effect, to make all manners of laws within
the field of its activity. It thus appears that there
is no unlawful delegation of legislative powers in
the present case.”
In the case of Hall v. Commonwealth, (Va. 1948)
49 S. E. 2d. 369, Appeal Dismissed, See 69 S. Ct. 240),
a Jehovah’s Witness, was convicted for trespassing on pri
vate property. He sought appellate relief on the ground
that the conviction violated his right to freedom of speech,
freedom of the press, freedom of assembly, and freedom
of worship guaranteed to him by the Constitutions of the
United States and the State of Virginia.
The court said:
“The statute under which the accused was
prosecuted is Chapter 165, Acts of 1934, sec. 4480a,
Michie’s 1942 Code, which provides: ‘That if any
80
person shall without authority of law go upon or
remain upon the lands or premises of another, after
having been forbidden to do so by the owner, lessee,
custodian or other person lawfully in charge or pos
session of such land he shall be deemed guilty of a
misdemeanor, etc. * * * * *
* « * * » *
“Mr. Justice Black in Martin v. City of
Struthers, 319 U. S. 141, at page 147, 63 S. Ct.
862, at page 865, 87 L. Ed. 1313, speaking of this
particular statute and other statutes of similar
character, said: ‘Traditionally the American Law
punishes persons who enter onto the property of
another after having been warned by the owner to
keep off. General trespass after warning statutes
exist in at least twenty states, while similar stat
utes of narrower scope are on the books of at least
twelve states more.’
“We find nothing in the statute when prop
erly applied which infringes upon any privilege
or right guaranteed to the accused by the Federal
Constitution.”
* * * * ' * *
“The most recent expressions of the Supreme
Court of the United States on this subject are found
in Marsh v. Alabama, 326 U. S. 501, 66 S. Ct. 276,
90 L. Ed. 265, and Tucker v. Texas, 326 U. S.
517, 66 S. Ct. 274, 90 L. Ed. 274, both of which
were decided by a divided court.
* * * * * *
“In concluding the discussion the New York
court said: ‘Our purpose in thus briefly analyzing
81
those decisions (Marsh v. Alabama and Tucker v.
Texas) is to show that they do not (nor do any
others of which we know) go nearly so far as ap
pellants would have us go here. Parkchester, like
Chickasaw, Alabama, and the Federal housing com
munity in Texas, is privately owned, but there the
similarity as to facts ends. It is undisputed that
this defendant has never sought in any way to limit
the Witnesses’ activities on the streets or sidewalks
of Parkchester some of which are privately and
some publicly owned. The discrimination which
this defendant’s regulation inhibits was not on the
streets, sidewalks or other public or quasi-public .
places, but inside of and into, the several floors
and inner hallways of multiple dwellings.’
* * * * * *
“We think the Bohnke case, supra, is still
the law and leaves solid the regulation of door-to-
door calls along public streets. But regal dless of
the Bohnke ruling, no case we know of extends the
reach of the bill of rights so far as to pi esci ibe
the reasonable regulation by an owner, of conduct
inside his multiple dwelling. So holding, we need
not examine the larger question of whether the per
tinent clauses of the Constitutions have anything
to do with rules made by any dwelling proprietors,
governing conduct inside their edifices.
In the case of State versus Hunter, 114 So. 76,
164 La. 405, 55 A. L. R. 309, Aff. Hunter v. State of La.,
48 S. Ct. 158, 205 U. S. 508, 72 L. Ed. 393, the Supreme
Court of Louisiana said:
82
“The defendant was convicted of the offense
of going on the premises of a citizen of the state, in
the nighttime, without his consent, and moving or
assisting in moving therefrom a tenant and his
property or effects. * * * The offense was a vio
lation of the Act No. 38 of 1926, p. 52; which makes
it unlawful to go on the premises or plantation of
a citizen of this state, in the nighttime or between
sunset and sunrise, without his consent, and to move
or assist in moving therefrom any laborer or ten
ant. The act declares that it does not apply to what
is done in the discharge of a civil or militaiy
order.” * * * * * *
“The defendant pleaded that the statute was
violative of the guaranty in the second section of
Article 4 of the Constitution of the United States
that the citizens of each state shall be entitled to all
privileges and immunities of citizens in the sevei al
states, and was violative also of the provision in
the Fourteenth Amendment that no state shall make
or enforce any law which shall abridge the privi
leges or immunities of citizens of the Uniteci States,
and violative of the due process clause and the equal
protection clause of the f ourteenth Amendment.
« . » * * * *
“On the occasion referred to in the bill of
information he, (defendant) went upon the plan
tation of one T. D. Connell, a citizen of Louisiana,
in the nighttime and without Connell s consent and
moved from the plantation to the state of Aikansas
a tenant of Connell and the tenant’s property or
83
effects. The defendant was employed by Connell’s
tenant to do the hauling, and was not discharging
any civil or military order. Some of the planta
tions in that vicinity were owned by citizens of Lou
isiana and some by persons not citizens of Louisi
ana. For several months previous to the occasion
complained of the defendant was engaged in haul
ing persons and their property and effects, in the
ordinary course of his business, and regardless of
whether any of the persons moved were laborers
or tenants on premises owned by a citizen of Lou
isiana or by a citizen of another state.
“The statute is not an unreasonable exercise
of the police power of the state. It merely forbids
a person having no right to be on the premises of
another to go there in the nighttime and without
the proprietor’s consent ------ and therefore as a
trespasser ------ and to move or assist in moving
from the premises a laborer or tenant or his prop
erty or effects. The purpose of the statute, mani
festly, is to preserve the right of every landlord or
employer of farm labor to be informed of the re
moval from his premises of any personal property
or effects. Without a statute on the subject it
would be unconventional in the rural districts, to
say the least, for an outsider to take the liberty of
going upon the premises of another in the nighttime
to cart away personal property or effects, without
the landowner’s consent. The statute does not dis
criminate with regard to those who may or may not
commit the act. It forbids all alike. The discrimi
nation is in what is forbidden. It is not foi bidden
84
----- by this particular statute ----- - to trespass
upon the land of one who is not a citizen of the
state, by going upon his premises in the nighttime
without his consent. Perhaps the Legislature used
the word “citizen” not in its technical or political
sense but as meaning a resident of the state, and
perhaps the Legislature thought the law would be
too harsh if it forbade those engaged in the trans
fer business to go upon premises belonging to a
non-resident----- - even in the nighttime----- with
out first obtaining his consent. The discrimina
tion, therefore, is not arbitrary or beyond all pos
sible reason. The defendant has no cause to com
plain that the Legislature did not go further, in
enacting the law, and forbid a similar act of tres
pass upon the premises of a citizen of another
state. If he had the right to complain of such
discrimination, we would hold that the statute does
not deprive the citizens of other states, owning land
in this state, of any privilege or immunity guar
anteed to the landowners who are citizens of this
state. The privileges and immunities referred to
in the second section of Article 4 of the Constitu
tion of the United States are only those funda
mental rights which all individuals enjoy alike, ex
cept insofar as they are all restrained alike. White
v. Walker, 136 La. 464, 67 So. 332; Central Loan
& Trust Co. v. Campbell Commission Co., 173 U. S.
84, 19 S. Ct. 346, 43 L. Ed. 623. If the trespass
committed by the defendant in this case had been
committed on land belonging to a citizen of an
other state, there would have been no violation of
85
the Act No. 38 of 1926; and in that event the citi
zen of the other state would have had no means of
compelling the Legislature of this state to make the
law applicable to his case, or right to demand that
the courts should declare the law null because not
applicable to his case. All of which merely dem
onstrates that the statute in question is not viola
tive of the second section of Article 4 of the Con
stitution of the United States or of the due process
clause or equal protection clause of the 14th.
Amendment.”
“These guarantees of freedom of religious
worship, and freedom of speech and of the press,
do not sanction trespass in the name of freedom.
We must remember that personal liberty ends when
the rights of others begin. The constitutional in
hibition against the making of a law respecting an
establishment of religion, or prohibiting the free
exercise thereof, or abridging the freedom of speech
or of the press does not conflict with the law which
forbids a person to trespass upon the property of
another.”
State v. Martin, et. als. 5 So. 2d. 377, 199
La. 39.
In support of their plea of unconstitutionality, de
fendants cite the cases of Shelley v. Kraemer, 334 U. S. 1,
20, 68 S. Ct. 836, 92 L. Ed. 1161, Marsh v. Alabama,
326 U. S. 501, Valle v. Stengel, 176 F. 2d. 697 (3rd. Cir.
1949), and other citations contained in their brief.
The State’s freedom of action in protecting the
peaceful possession of private property outweighs a ties-
86
passer’s right not to have the state enforce private dis-s
criminations. Only when this means of protecting prop-;
erty interests impairs a preferred fundamental right such
as freedom of speech, press or religion in a context ofi
great public interest have the courts been inclined to ques-t
tion the constitutionality of a statute. The present state;'
of the law not only recognizes a man’s home to be his'
castle, but allows the state to police his gate and coercively;
enforce his racial discriminations.
Assuming that arresting the defendants constituted:,
state action (which is denied), the privileges and immu
nities clause of the 14th. Amendment was not violated:,
because unlike the right to own property (Shelley v. Krae--
mer) which is defined by statute, there is no specific:
right or privilege to enter the premises of another and 1
remain there after being asked to depart. In fact the:
civil and criminal laws of trespass and real property,,
put the privilege of peaceful possession in the owner. An i
extension of the doctrine of Shelley v. Kraemer one step »
further would mean a holding that the enforcement of 1
a criminal statute, in itself non-discriminatory, could be
come discriminatory when the complainant prosecutes for
discriminatory reasons and thus finding state action that
discriminates because of race, creed or color.
For the reasons assigned in the authorities sup
porting the constitutionality of statutes similar to L. S. A.-
R. S. 14:59(6), the Court holds defendants citations to be
inapplicable to the factual and legal situation present in
the case at bar.
Defendants’ contentions are without merit.
87
The Court holds L. S. A.-R. S. 14:59(6) constitu
tional, and the bill of information filed thereunder good
and sufficient in law.
The motion to quash is overruled and denied.
New Orleans, Louisiana, 28th day of Novem
ber, 1960.
~ /Sgd/ ,/.Bernard CockeT Judge.
J U D G E
FILED: Nov. 28/60— (Sgdl E. A. Mouras, Min. Clk.
86
passer’s right not to have the state enforce private dis
criminations. Only when this means of protecting proj
erty interests impairs a preferred fundamental right sue
as freedom of speech, press or religion in a context o
great public interest have the courts been inclined to ques'
tion the constitutionality of a statute. The present s ta t '
of the law not only recognizes a man’s home to be hi
castle, but allows the state to police his gate and coercively
enforce his racial discriminations.
Assuming that arresting the defendants constitutes:,
state action (which is denied), the privileges and immn
nities clause of the 14th. Amendment was not violatec,
because unlike the right to own property (Shelley v. Krae-
mer) which is defined by statute, there is no specific
right or privilege to enter the premises of another andi
remain there after being asked to depart. In fact thel
civil and criminal laws of trespass and real property,]
put the privilege of peaceful possession in the owner. An
extension of the doctrine of Shelley v. Kraemer one step
further would mean a holding that the enforcement of'
a criminal statute, in itself non-discriminatory, could be
come discriminatory when the complainant prosecutes for
discriminatory reasons and thus finding state action that
discriminates because of race, creed or color.
For the reasons assigned in the authorities sup
porting the constitutionality of statutes similar to L. S. A.-
R. S. 14:59(6), the Court holds defendants citations to be
inapplicable to the factual and legal situation present in
the case at bar.
Defendants’ contentions are without merit.
87
The Court holds L. S. A.-R. S. 14:59(6) constitu
tional, and the bill of information filed thereunder good
and sufficient in law.
The motion to quash is overruled and denied.
New Orleans, .Louisiana, 28th day of Novem
ber, 1960.
~7Sgd/ J. Bernard Cocke, Judge.
J U D G E
FILED: Nov. 28/60— (Sgd) E. A. Mouras, Min. Clk.
88
STATE OF LOUISIANA
VERSUS
NO. 168-520—
SECTION “E”
CRIMINAL
SYDNEY L. GOLDFINCH, JR., DISTRICT COURT
ET. ALS. PARISH OF ORLEAN
PER CURIAM TO BILL OF EXCEPTION NO. 1
This bill was reserved to the denial of the motio
to quash the bill of information.
The motion addresses itself to the constitutionalit;
of L. S. A.-R. S. 14:59(6), the Criminal Mischief statut
under which defendants are charged, as well as certaii
supposed infirmities present in the bill of information.
In passing upon defendants’ contentions, the Couri
filed written reasons upholding the constitutionality ol
L. S. A.-R. S. 14:59(6), and refusing to quash the bill
of information.
The Court makes part of this per curiam the writ
ten reasons for judgment.
There is no merit to the bill.
New Orleans, Louisiana, 10th day of January, 1961.
(Sgd) J. Bernard Cocke, Judge.
J U D G E
FILED: Jan. 10/61—(Sgd) E. A. Mouras, Min. Clk.
89
STATE OF LOUISIANA
VERSUS
NO. 168-520—
SECTION “E”
CRIMINAL
SYDNEY L. GOLDFINCH, JR., DISTRICT COURT
PER CURIAM TO BILL OF EXCEPTION NO. 2
As will be seen from a reading of the statute
under which defendants were prosecuted (L. S. A.-R. S.
14:59(6)), the inquiry sought to be established by defend
ants was irrelevant and immaterial to any of the issues
presented by the bill of information and the chai ge con
tained therein.
L. S. A.-R. S. 15:435 provides;
“The evidence must be relevant to the ma
terial issues.”
L. S. A.-R. S. 15:441 reads in part as follows:
“Relevant evidence is that tending to show
the commission of the offense and the intent, or
tending to negative the commission of the offense
and the intent.”
L. S. A.-R. S. 15:442 states, in part:
“The relevancy of evidence must be deter
mined by the purpose for which it is offered.
“A trial judge must be accorded a wide dis
cretion whether particular evidence sought to be
introduced in criminal prosecution is relevant to
case. L. S. A.-R. S. 15:441.’
State v. Murphy, 234 La. 909, 102 So. 2d.) 61.
ET. ALS. PARISH OF ORLEANS
90
“Exclusion of testimony on grounds of ir
relevancy rests largely on discretion of trial judge.”
State v. Martinez, 220 La. 899, 57 So. 2d. 888.
“In order to be admissible, evidence must be
both (1) relevant or material, and (2) competent.
Evidence is competent when it comes from
such a source and in such form that it is held
proper to admit it.
Evidence is relevant when it is persuasive or
indicative that a fact in controversy did or did not
exist because the conclusion in question may be
logically inferred from the evidence. The criterion
of relevancy is whether or not the evidence adduced
tends to cast any light upon the subject of the in
quiry.” etc.
Wharton’s Crim. Ev. (12th. Ed.) Vol. 1, p. 283,
Sec. 148.
The bill is without merit.
New Orleans, Louisiana, 10th day of January, 1961.
(Sgd) J. Bernard Cocke, Judge.
~ T T T d g e ~
FILED: Jan. 10/61—(Sgd) E. A. Mouras, Min. Clk.
t
91
STATE OF LOUISIANA
VERSUS
NO. 168-520—
SECTION “E”
CRIMINAL
SYDNEY L. GOLDFINCH, JR., DISTRICT COURT
PER CURIAM TO BILL OF EXCEPTION NO. 3
The bill was reserved to the denial of defendants’
motion to a new trial.
Insofar as the written reasons for denying the
motion to quash are applicable to defendants’ motion for
a new trial the Court submits same as its reasons for deny
ing the said motion.
A reading of the statute under which defendants
were prosecuted (L. S. A.-R. S. 14:59(6)), is sufficient
refutation to the other allegations of the motion for a new
trial, as the matters contended for were irrelevant and
immaterial to any of the issues present in the proceedings.
As no request was made of the Court to charge
itself on the legal questions raised by defendants in the
motion for a new trial, defendants cannot be heaid to com
plain.
The Court was convinced beyond all reasonable
doubt, that each and every element necessary for convic
tion was abundantly proved.
The appellate court is without jurisdiction to pass
upon the sufficiency of proof.
ET. ALS. PARISH OF ORLEANS
92
New Orleans, Louisiana, 10th day of January, 1961
(Sgd) J, Bernard Cocke, Judge.
J U D G E
FILED: Jan. 10/61— (Sgd) E. A. Mouras, Min. Clk.
93
STATE OF LOUISIANA
VERSUS
NO. 168-520—
SECTION “E”
CRIMINAL
SYDNEY L. GOLDFINCH, JR., DISTRICT COURT
PER CURIAM TO BILL OF EXCEPTION NO. 4
This bill was reserved to the denial of defendants’
motion in arrest of judgment.
Insofar as the written reasons for denying the mo
tion to quash are applicable to defendants’ motion in arrest,
the court submits same as its reasons for denying the
motion in arrest of judgment.
The remaining contentions of defendants have no
place in a motion in arrest of judgment, and were mat
ters of defense.
There is no merit to defendants’ bill.
New Orleans, Louisiana, 10th day of January, 1961.
ET. ALS. PARISH OF ORLEANS
(Sgd) J. Bernard Cocke, Judge.
J U D G E
FILED: Jan. 10/61—(Sgd) E. A. Mouras, Min, Clk.
IN THE
SUPREME COURT OF THE UNITEU STATES
OCTOBER TERM, 1961
No.
WILLIAM L. GRIFFIN, MARVOUS SAUNDERS,
MICHAEL PROCTOR, CECIL T. WASHINGTON,
JR., and GWENDOLYN GREENE, Petitioners,
v.
STATE OF MARYLAND,
Respondent.
PETITION FOR A WRIT OF CERTIORARI TO THE
COURT OF APPEALS OF MARYLAND
To the Honorable Chief Justice of the United States and
the Associate Justices of the Supreme Court of the
United States:
Petitioners pray that a writ of certiorari issue to review
the judgment of the Court of Appeals of Maryland entered
in this case on June 8, 1961.
Opinions Below
The opinions of the Circuit Court for Montgomery
County and of the Court of Appeals of Maryland have not
yet been reported. They are printed in Appendix A, infra,
pp. 19 to 29.
( 1 )
2
Jurisdiction
The ju d g m e n t of the C o u rt o f A p p ea ls o f M ary lan d w as
entered on J u n e 8, 1961. T h e ju risd ic tio n of th is C o u rt is
invoked u n d e r 28 U .S .C . § 1 2 5 7 (3 ), p e titio n e rs h av in g a s
serted below a n d u rg in g h e re d en ia l o f r ig h ts secu red by
the F o u r te e n th A m endm en t to the C o n stitu tio n .
Question Presented
Whether, consistent with the F o u r te e n th A m endm ent,
the State of M ary lan d m ay u tilize p o w ers o f police en
forcement, arrest, accusa tion , p ro secu tio n a n d conviction
to administer a n d enfo rce the rac ia l d isc rim in a tio n o f a
business advertising and c a te rin g to the g en e ra l public.
Statutes Involved
This case involves Section 1 of the F o u r te e n th A m end
ment to the Constitution of the U n ited S ta te s , and A rtic le
27, §577 of the M ary lan d Code (1957) w hich p ro v id e s :
“ A ny p e rso n . . . who sha ll e n te r upon o r cross over
the land, p rem ises o r p r iv a te p ro p e r ty o f an y perso n
. . . after h av in g been duly notified by the ow ner or
his agent n o t to do so sha ll be deem ed g u ilty of a m is
demeanor . . . p ro v id ed [how ever] th a t n o th in g in th is
section shall be co n stru ed to include w ith in its p ro v i
sions the e n try o r c ro ss in g over any lan d w hen such
entry or c ro ss in g is done u n d e r a bona fide claim of
right or o w nersh ip of sa id land , it being the in ten tio n
of this section only to p ro h ib it an y w anton tre s p a ss
upon the p riv a te lan d of o th e rs .”
Statement
The instant case p re se n ts unique and im p o rta n t a sp ec ts
of the legal issues w hich have a r ise n fro m the a tte m p t of
Negro citizens to o b ta in equal tre a tm e n t w ith th a t a ffo rd ed
3
to w h ites in such pub lic accom m odations as food, t r a n s p o r
ta tio n , e n te r ta in m e n t an d rec rea tio n . T he sequence of
even ts which gave rise to p e t i t io n e rs ’ ac tions cu lm in a tin g
in th e ir conviction by the S ta te o f M ary lan d , has its o rig in
in G reensboro , N o rth C aro lin a , on F e b ru a ry 1, 1960. On
th a t day fo u r N egro s tu d en ts a t the N o rth C aro lin a A. & T.
College, who had g row n in creas in g ly im p a tie n t w ith p re
v a ilin g p rac tic e s u n d e r w hich N egro s tu d e n ts could no t
ob ta in food and re fre sh m e n t se rv ed a t lo ca l s to res , de
te rm in ed to seek service a t a local lunch co u n te r in G reen s
boro. T h is m odest in ciden t m ark ed the beg in n in g of w ide
sp re a d effo rts , includ ing those of p re se n t p e titio n e rs , to
open service to N egroes in places of public accom m odation.
See P o llitt, Dime Store Demonstrations, 1960 Duke L. J . 315.
Glen E cho A m usem ent P a rk , the m a jo r am usem en t fac il
ity se rv in g the D is tr ic t of C olum bia and its su b u rb s, is
located in M ontgom ery C ounty , M ary lan d an d h as t r a d i
tio n a lly been p a tro n ized by w hite cu stom ers (T r. 93-95).1
On Ju n e 30, 1960, a nu m b er of p e rso n s g a th e red ou tsid e the
m ain en tran ce of the P a rk to u rg e th a t N egro p a tro n s be
p e rm itted to use the P a r k ’s fac ilitie s an d to seek service
fo r N egro p a tro n s by p a tie n t, p e rs is te n t and peaceable
e ffo rts to ob ta in such serv ice (T r . 110-128). No tick e ts of
adm ission w ere req u ired fo r e n try in to the P a r k (R .20)
an d p e titio n e rs , young N egro s tu d en ts p a r tic ip a tin g in the
Glen Echo p ro te s t, en te red the P a rk th ro u g h the open m ain
g a te s a t about 8:15 p.m. (R . 15). H av in g been a d m itted
to the P a rk w ithou t difficulty, p e titio n e rs so u g h t to en joy
a m erry -go -round rid e and took sea ts on the ca ro u se l (R .
16) fo r w hich th ey h ad in th e ir possession valid tick e ts of
adm ission (R . 20, T r . 111).
1 “ T r.” references in this B rief indicate the pagination of the official
tran scrip t o f tria l filed as a p a r t of the record in this Court, “R .” re fe r
ences indicate pages of the p rin ted record below, nine copies of which
have been filed with the Clerk of this Court.
4
P e tit io n e rs w ere ho p efu l th a t the P a r k w ould n o t re fu se
th em the serv ice w hich i t a d v e rtis e d an d re n d e re d to the
g e n e ra l pub lic (see T r . 114-116, 125-126). T h e ir a tte m p ts
a t serv ice w ere not u n reaso n ab le , co n s id e rin g th a t no tick e ts
w ere req u ired fo r ad m ission to the P a r k its e lf (R . 20),
th a t none o f the signs a ro u n d the P a rk in d ica ted a n y d is
c rim in a tio n ag a in s t N egro p a tro n s (T r. I l l ) , an d th a t in all
its p ress , rad io , and te lev ision a d v e rtis in g in th e D is tr ic t
of C olum bia a re a the m an ag em en t in v ited “ the pub lic g en
e ra l ly ” w ith o u t d istin c tio n of race o r co lo r (R . 25-26).
I t soon developed, how ever, th a t p e titio n e rs w ere n o t g o
in g to be able to rid e the carouse l on w hich th ey h a d taken
th e ir p laces. F ra n c is J . Collins, em ployed by th e G len
E cho m anagem en t as a “ specia l p o licem an ” u n d e r a r r a n g e
m en t w ith the N a tio n a l D etective A gency (R . 14, 18) and
d ep u tized as a S pecia l D epu ty S h e riff of M ontgom ery
C ounty on the req u es t of the P a rk m an ag em en t (R . 18),
p ro m p tly ap p ro ach ed p e titio n e rs (R . 16).2 H e w as d ressed
in the un ifo rm of the N a tio n a l D etective A gency and w as
w ea rin g the Special D epu ty S h e r if f ’s b adge re p re se n tin g
h is s ta te a u th o r ity (R . 17-18). On the o rd e rs o f an d on
b eh a lf o f the m anagem en t (T r. 104), D ep u ty S h e riff C ollins
d irec ted p e titio n e rs to leave the P a rk w ith in five m in u tes
because it w as “ the policy o f the p a rk n o t to h av e co lored
people on the rides, o r in the p a r k ” (R . 16). P e tit io n e rs
declined to obey C o llin s’ d irec tio n , rem a in in g on the c a r ro u
sel fo r w hich they ten d ered tick e ts of ad m issio n (R . 17,
20).3 H av in g unsuccessfu lly d irec ted p e ti tio n e rs to leave
2 Collins was head of the private police force a t the P ark among whom
a t least two of the employees were deputized as Special D eputy Sheriffs
(T r. 105), pu rsuan t to M ontgomery County Code (1055) Sec. 2-91.
8 Friends of the petitioners had purchased these tickets and had given
them to petitioners (Tr. I l l , 118-119). There is no suggestion th a t the
management placed any restriction upon the tran sfe r of tickets to friends
and re latives; indeed, it was conceded by an agent o f the P a rk th a t tran s
fers frequently occurred in his presence (R . 21). No offer to refund the
purchase price was made to petitioners (R. 20).
5
the. p rem ises , tin d er color of h is a u th o r ity as a Special
D ep u ty S h e riff o f M ontgom ery C ounty C ollins now a r
re s te d p e titio n e rs (R . 17, 18) fo r w an to n ly tre s p a ss in g in
v io la tio n o f a M ary lan d s ta tu te (C ode, A rt. 27, Sec. 577)
m ak in g i t illeg a l to “ e n te r o r c ross o v e r” the p ro p e r ty
o f an o th e r “ a f te r h av in g been du ly notified by the ow ner
o r h is ag en t no t to do so .” T h e re w as no sug g estio n th a t
p e titio n e rs “ w ere d iso rd e rly in an y m a n n e r” (see p. 23,
infra). A t the su b sequen t tr ia l, D ep u ty S heriffijC o llin s
affirm ed th a t he a rre s te d p e titio n e rs “ because they were
negroes,’’ and exp la ined th a t “ I arrested them on orders
of Mr. Woronoff [Park Manager], due to the fact that
the policy of the park was that they catered just to ivhite
people . . .” (R . 19).
A t the M ontgom ery C ounty Police p rec in ct house, w here
p e titio n e rs w ere taken a f te r th e ir a r r e s t (R . 17), C ollins
p re fe r re d sw orn charg es fo r tre sp a ss a g a in s t the p e ti
t io n e rs (R . 11, T r. 41), lead ing to th e ir t r ia l u n d e r the
M ary lan d w an ton tre sp a ss s ta tu te in the C ircu it C o u rt
fo r M ontgom ery C ounty on S ep t. 12, 1960. A t the tr ia l,
P a r k co-ow ner A bram B ak er cand id ly d escribed h is use
o f D ep u ty S h e riff C ollins to enforce rac ia l d is c r im in a tio n :
“ Q. W ould you tell the C o u rt w hat you to ld L ieu ten an t
Collins re la tin g to the rac ia l policies of the Glen
E cho P ark !- A. W e d id n ’t allow negroes and in
h is d isc re tion , if an y th in g h appened , in any w ay,
he w as supposed to a r r e s t them , if th ey w ent on
o u r p ro p e rty .
Q. D id you specify to him w hat he w as supposed
to a r r e s t them fo r? A. F o r tre sp a ss in g .
Q. You used th a t w ord to him ? A. Y es ; th a t is
r ig h t.
Q. A n d you used the w ord ‘d isc re tio n ’— w h at d id
you m ean by th a t? A . T o give them a chance
to w alk o f f ; if they w an ted to.
6
Q. D id you in s tru c t L ie u te n a n t C ollins to a r r e s t f
n eg ro es who cam e on th e p ro p e r ty , if th ey d
n o t leav e ! A . Yes.
Q. T h a t w as y o u r in s tru c tio n s ! A. Yes.
Q. A nd d id you in s tru c t h im to a r r e s t them becau
th ey w ere n e g ro e s! A. Y e s ” (R . 24-25).
P e t i t io n e r s ’ co n s titu tio n a l ob jec tio n s to the S t a te ’s pa
tic ip a tio n in an d su p p o rt o f rac ia l d isc rim in a tio n , we
re p e a te d ly re je c te d hy the t r ia l co u rt (R . 13-14, 17, 27-.'
32, 33-36) . P e tit io n e rs w ere convicted an d fined fo r w an t
tre s p a s s u n d e r the M ary lan d s ta tu te (R . 1-5, p. 19, infrc
T h e M ary lan d C o u rt of A p p ea ls affirm ed the convictio i
h o ld in g the p e t i t io n e rs ’ re fu sa l to leave the p rem ise s up
in s tru c tio n s of m anagem en t ag en t C ollins, to co n s titi
u n law fu lly “ e n te r in g o r c ro ssin g o v e r” the o w n e rs ’ pro
e rty , w ith in the m ean ing of A rt. 27, Sec. 577. T he Cor
d ism issed the ob jections u n d e r the F o u r te e n th Am endm e
an d u n d e r 42 U .S .C . 1981 an d 1982 to S ta te su p p o rt
rac ia l d isc rim in a tio n by a pub lic com m ercial e n te rp r i
find ing the case to be “ one s tep rem oved fro m S ta te 6
fo rcem en t of a policy of s e g re g a tio n ” {infra, pp . 27-28).
T h e question th u s p re se n ted is w h e th e r the ru lin g beh
can s tan d , co n sis ten t w ith the equal p ro tec tio n and d
p ro cess g u a ra n tee s of the F o u r te e n th A m endm ent, in c
cu m stances w here the S ta te ’s d irec tio n to leave, the a r r e
th e accusa tion , the p ro secu tio n and th e c rim in a l convicti
su p p o rte d and en fo rced d isc rim in a tio n a g a in s t peaceal
N eg ro p a tro n s b y a com m ercial e n te rp r is e a d v e rtis in g a
c a te rin g to the g en e ra l public.
7
Reasons for Granting the W rit
This Case Presents for Review a Compelling Record of
State Participation In and Support to “ Private” Racial
Discrimination and Provides Important Illumination on a
Constitutional Issue Presently Pending before the Court
A t its p re s e n t te rm th is C o u rt w ill rev iew the use of a
L o u is ian a b reach o f the peace s ta tu te in a m an n er which
p ro v id ed th e su p p o rt of the S ta te to the rac ia lly d iscrim i
n a to ry p rac tic e s of b usinesses c a te r in g to th e public. See
N os. 26, 27 an d 28, Garner, Briscoe an d Eoston v. Louisiana.
T h ere a re also p en d in g ap p lica tio n s fo r rev iew from V ir
g in ia , N o rth C aro lin a an d M ary lan d invo lv ing convictions
fo r “ t r e s p a s s ” a n d “ d iso rd e rly co n d u c t” o f N egroes
seek ing food, rec rea tio n an d s im ila r public serv ices a t
bu sin ess e s tab lish m en ts d isc rim in a tin g a g a in s t N egro cus
tom ers. See No. 248, Randolph v. Virginia; No. 71, Drews
v. Maryland; No. 85, Avent v. North Carolina. T h is C o u r t’s
rev iew is especially w a rra n te d in the in s ta n t case, fo r it
p re se n ts a un ique deg ree o f S ta te involvem ent in a n d su p
p o r t to rac ia l d isc rim in a tio n a g a in s t o rd e rly N egro p a tro n s
by the la rg e s t am usem en t fac ility c a te rin g to the public
in the D is tr ic t of C olum bia a rea . In ad d ition , co n cu rren t
rev iew of th is p ro ceed in g w ill p ro v id e im p o r ta n t illu m in a
tio n upon fu n d am en ta l issues p resen ted in the L o u is ian a
cases and the pend ing ap p lica tio n s fo r rev iew fro m V ir
g in ia , N o rth C aro lin a and M ary land .
T he p rem ise o f the challenge a g a in s t the c rim in a l p ro
ceedings involved in th e p en d in g cases is th a t such m an i
fe s ta tio n s o f s ta te pow er in su p p o rt of the rac ia lly d is
c rim in a to ry p rac tices of e n te rp rise s se rv in g th e public,
co n s titu te “ s ta te a c tio n ” fo rb id d en by the F o u r te e n th
A m endm ent. W h a t the s ta te s have done in a ll these
cases fa lls well w ith in the a re a o f im perm issib le s ta te
ac tion se t fo r th in th is C o u r t’s ru lin g s in Shelley v.
8
Kraemer, 334 U .S . 1, Barrows v. Jackson, 346 U .S . 249,
an d Marsh v. Alabama, 326 U .S . 501. In d eed , in the in s ta n t
case th e re is an even c loser in te rp la y betw een p r iv a te
d isc r im in a tio n an d its en fo rcem en t by v a rio u s pow ers of
th e S ta te th a n ex isted in Shelley, Barrows an d Marsh.
F o r h ere , n o t only the p ro secu to ry an d ju d ic ia l pow er of
th e S ta te h ave been em ployed to enfo rce d isc rim in a tio n ,
but th e S ta te ’s police a u th o r ity w as han d ed to the Glen
E ch o m an ag em en t on a fo rm alized b as is fo r the con
tin u in g a d m in is tra tio n and en fo rcem en t of i ts d isc rim i
n a to ry policy. D ep u ty S h eriff C ollins, n o t upon the re
q u es t b u t upon the o rd e rs o f the p r iv a te m anagem en t
w hich em ployed him , and w ea rin g the badge of h is public
office, in fo rm ed an d in s tru c te d p e titio n e rs th a t because
th ey w ere N eg ro es th ey w ould have to leave the p rem ises.
I t w as C ollins an d his a sso c ia tes who w ere th u s ad m in is
te r in g the P a r k ’s policy o f rac ia l d isc rim in a tio n on a day
to d ay basis an d C o llin s’ d irec tio n to the p e titio n e rs to
leave the p rem ises consum m ated the u n co n stitu tio n a l in
vo lvem ent o f the S ta te in the “ p r iv a te ” p rac tice o f d is
crim ination .* T hen , to ad d in ju ry to in su lt, s till follow ing
th e o rd e rs of h is em ployers an d in h is cap ac ity as an
officer of the S ta te , Collins a r re s te d p e titio n e rs and filed
a w a r ra n t u n d e r oa th ag a in s t them , b r in g in g in to p lay the
p ro se c u to ria l m ach in ery of the S ta te . T he significance
of th e case a t b a r is th u s found in the fac t, d irec tly con
t r a r y to th e ru lin g below th a t S ta te ac tion h e re w as
“ one s tep rem oved from S ta te en fo rcem en t of a policy
of s e g re g a tio n ,” th a t th e re w as ab so lu te ly no severance
a t a n y tim e betw een public an d p r iv a te a u th o r ity a t Glen
E ch o P a rk . What this case adds to tho.se presently before
* Indeed, D eputy Sheriff Collins “made the crime” of which petitioners
were convicted. Collins’ direction to leave was a necessary prerequisite
o f the trespass charge, fo r petitioners could not have been so charged
(and were adm ittedly law fully on the prem ises) until Collins, a state
officer, directed them to leave.
9
the Court is that the Park’s policy of racial discrimination
was at all times being administered and enforced by the
State through Deputy Sheriff Collins and his colleagues.
H ere the S ta te of M ary lan d w as no t m ere ly en forcing
th e C o m p an y ’s rac ia l d isc rim in a tio n th ro u g h p rosecu tion
in th e co u rts , b u t w as its e lf a d m in is te rin g th a t d isc rim in a
tio n on the p rem ises o f the la rg e s t pub lic am usem en t fa
c ility in the D is tr ic t of C olum bia a re a . Cf. Pennsylvania
v. Board of Trusts, 353 U .S . 230.
A s th is C o u rt recen tly p h rase d the p re se n tly app licab le
p rin c ip le in Burton v. Wilmington Parking Authority,
365 U .S . 715, 722, the equal p ro tec tio n c lause is invoked
w hen “ to some significant extent the statein any of its mani
festations has been found to become involved’’ in p r iv a te
conduct a b rid g in g ind iv id u al r ig h ts . T he ap p licab ility of
th is ru le w hen the s ta te lends its su p p o rt to d isc rim in a tio n ,
th ro u g h its police pow ers of d irec tio n to leave p rem ises,
a r re s t, accusation , p ro secu tio n an d conviction, c e rta in ly
p re se n ts an im p o rta n t q uestion fo r rev iew ; th is C o u rt
ch a rac te rized the analogous issue p resen ted in Shelley v.
Kraemer as involv ing “ basic co n stitu tio n a l issues o f ob
vious im p o rta n c e ’’ (334 U. S. a t p. 4 ).
S ignifican tly , the U n ited S ta te s as am icus cu riae in
Boynton v. Virginia (No. 7, O ctober T erm , 1960) recen tly
u rg ed rev e rsa l of a V irg in ia tre sp a ss conviction upon the
g ro u n d be ing u rg ed in the p en d in g case, th a t the F o u r
tee n th A m endm ent p rec ludes a s ta t e ’s p ro secu to ria l en
fo rcem en t of rac ia l d isc rim in a tio n by a bu sin ess c a te rin g
to the public.5 In the G o v ern m en t’s B r ie f befo re th is
5 This Court decided the B o y n to n case (364 U.S. 454) on the independ
ent in terstate commerce point also urged by the Government. B ut, fo r
p resent purposes, it should be emphasized tha t in the Government’s view,
invocation of V irgin ia’s criminal trespass authority to support the racially
discrim inatory policy of the private res tau ran t there involved, constituted
a complete and independent ground fo r reversal under the Fourteen th
Amendment.
10\ -
Court (at p. 17), the Solicitor General em p hasized th a t
“ The application o f a general, n o n d isc rim in a to ry , an d o th
erwise v a lid law to e ffec tua te a rac ia lly d isc r im in a to ry
policy of a p r iv a te agency , an d th e en fo rcem en t of such
a discriminatory policy by s ta te g o v ern m en ta l o rg an s , has
been held rep ea ted ly to be a d en ia l by s ta te ac tio n of
rights secu red by the F o u r te e n th A m en d m en t.” P e r tin e n t
judicial ru lin g s , the B r ie f fo r the U n ited S ta te s su g gested ,
demonstrate that “ where the s ta te en fo rces o r su p p o rts
racial d isc rim in a tio n in a p lace open fo r th e use o f the
general public . . . i t in fr in g e s F o u r te e n th A m endm ent
rights n o tw ith s tan d in g th e p r iv a te o rig in o f th e d isc rim
in a to ry co n d u c t” ( a t p. 20). T he S o lic ito r G eneral con
cluded th a t the conviction fo r “ t r e s p a s s ” of a N egro seek
ing serv ice a t a R ichm ond, V irg in ia , r e s ta u ra n t co n sti
tuted un law fu l s ta te su p p o rt to p r iv a te d isc rim in a tio n ,
and th a t
“ W hen a s ta te ab e ts o r san ctio n s d isc rim in a tio n
a g a in s t a co lored c itizen who seeks to p a tro n ize a
bu sin ess es tab lish m en t open to the g en e ra l public, the
co lo red c itizen is th e reb y den ied th e r ig h t ‘to m ake
an d enfo rce c o n tra c ts ’ an d ‘ to p u rch ase p e rso n a l p ro p
e r t y ’ g u a ra n tee d by 42 U .S .C . 1981 an d 1982 a g a in s t
d e p riv a tio n on rac ia l g ro u n d s ” ( a t p. 28).
C learly , th e p en d in g s ta te p ro secu tio n s fo r “ t r e s p a s s ” ,
“ b reach o f p e a ce ” and “ d iso rd e rly co n d u c t” , en fo rc ing
th e rac ia l p rac tic e s o f businesses c a te r in g to the gen era l
public , offend the m an d a te o f the F o u r te e n th A m endm ent
u n d e r th e a u th o r ita tiv e ru lin g s of th is C o u rt an d p resen t
an im p o r ta n t issue fo r review.® Y et, the m an ifes t a p p li
cab ility of th is C o u r t’s ru lin g s a g a in s t s ta te su p p o rt to
* The S tate action involved in the in s tan t case no t only offends the
Constitution bu t equally transgresses 42 U.S.C. $4 1981 and 1982. These
s ta tu to ry prohibitions also provide significant and contem porary illum ina
tion on the intended scope o f the F ourteen th A m endm ent itself.
11
private discrimination does not obscure the fact that a
number of unresolved questions inhere in the adjudica
tion of the pending constitutional issue. We recognize
that the Court will desire carefully to examine certain re
curring questions involved in state support to private
practices of racial discrimination, and we respectfully sug
gest that the instant case particularly lends itself to the
examination of four of these questions, to which we now
turn: T
1. What degree of state participation in private dis-,
crimination constitutes “ state action’’ forbidden by the
Fourteenth Amendment?
In its recent Wilmington Parking Authority decision,
365 U. S. 715, 722, this Court stated that the Fourteenth
Amendment is violated when state support to private dis
crimination has been given “ to some significant extent.’ ’
This Court will certainly be called upon in the pending
cases to determine whether a “ significant extent’’ of state
support to discrimination inheres in the arrest, accusa
tion, prosecution and conviction (taken separately or to
gether), of Negro customers peaceably seeking to obtain
services provided by business establishments catering to
the general public.
We submit that state prosecution and conviction which
enforces the racial discrimination of a business proprietor
constitutes significant state aid to discrimination in viola
tion of the Fourteenth Amendment.8 But in the instant
T A fifth question fo r this C ourt’s consideration may be whether in this
ease the highest court of M aryland has construed the M aryland enact
ment “as authorizing discrim inatory classifications based exclusively on
eolor.” See concurring opinion of Mr. Justice S tew art in Burton v.
W ilm in g to n P a r k in g A u th o r i t y , 365 U.S. 715. W hile the M aryland s ta t
ute is neutral on its face, as construed below it requires the conviction
of one who, “a fte r having been duly notified by the owner or agent not
to do so” because he is a N e g ro , enters o r crosses over h is p roperty .
8 This, indeed, is the holding qf the Third Circuit, one directly con
tra ry to the ru ling below, under sim ilar factual circumstances. See
Valle v. Stengel, 176 F . 2d 697.
12
ease we have far more state action than prosecution and
conviction. Here the Deputy Sheriffs were the Omnipres
ent administrators and enforcers of the owners’ racial
discrimination; here on orders of the private management
the officer of the State, wearing his badge as a Deputy
Sheriff, demanded that petitioners leave the premises be
cause they were Negroes, thereafter arrested them “ be
cause they were Negroes”, and filed sworn complaints
which initiated the State prosecutions. The entire sequence
of events demonstrates Maryland’s inextricable and con
tinuous involvement in the administration and enforcement
of the racially discriminatory policy of Glen Echo Park.
2. Is the Fourteenth Amendment transgressed in the ah-
X *
sence of a shotting that it has been the state’s purpose to
enforce racial discrimination, when the state’s authority
'has served to administer and enforce such discrimination?
The court below ruled that the arrest and conviction of
petitioners “ as a result of the enforcement by the operator
of the park of its lawful policy of segregation” , could not
“ fairly be said to be” the action of the State. In so do
ing, the court below apparently accepted a major conten
tion of the State, that prosecution and conviction is es
sentially a neutral manifestation of Maryland’s general
interest in enforcing “ property rights,” devoid of any
racial connotation. This contention does not question that
the manifestation of the State’s power has the effect of
supporting the practice of racial discrimination; rather,
it suggests that, unless the State’s purpose is to give sup
port to discrimination, the Fourteenth Amendment is not
violated.
But discriminatory “ motivation” by the state can hardly
he the sine qua non of the Fourteenth Amendment’s ap
plicability when as a matter of fact the exercise of the
13
state’s power supports and abets the practice of racial
discrimination. Nowhere in the restrictive covenant de-
- cisions or in the recent formulation in Wilmington Park
ing Authority is a motive requirement suggested; recently,
in Gomillion v. Lightfoot, 364 U.S. 339, this Court re
jected a similarly confining motivational interpretation
of the Fourteenth Amendment’s equality guarantee. In
deed, the very contention that the State is “ neutrally”
enforcing property rights rather than intending to assist
discrimination, was rejected in Shelley v. Kraemer, this
Court emphasizing that “ the power of the State to create
and enforce property interests must be exercised within
the boundaries defined by the Fourteenth Amendment”
(p. 22).
* In any event, in the instant case it is clear that not only
the effect hut the purpose of the State’s action has been
to give support to Glen Echo’s racial policy. The State
surrendered its police authority to the use and control
of a private corporation for its enforcement of racial dis
crimination. Armed with police authority, Deputy Sheriff
Collins obeyed the orders of his employers in seeking to
expel and thereafter in arresting and charging petitioners
for trespass. Collins, acting under color of law, had as
his sole purpose the administration of discrimination
against Negroes. Having put its authority under the
orders and control of the Park for its enforcement of racial
discrimination, the State cannot now be heard to say that
the owners’ purpose was not its purpose as well.
3. To what extent is the resolution of the constitutional
issue affected by the consideration that the “ property
rights” being enforced are those of business establishments
catering to the general public rather than homeowners or
others seeking personal privacy?
In Marsh v. Alabama, 326 U.S. 501, this Court ruled
that the exertion of state criminal authority on behalf of
14
a proprietor’s restriction on the liberties of a member of
the general public on his premises was precluded by the
Fourteenth Amendment. The Court pointed out (at 505-
506): “ The State urges in effect that the corpoi-ation’s right
to control the inhabitants of Chickasaw is coextensive with
the right of a homeowner to regulate the conduct of his
guests. We cannot accept that contention. Ownership does
not always mean absolute dominion. The more an owner,
for his advantage, opens up his property for use by the
public in general, the more do his rights become circum
scribed by the statutory and constitutional rights of those
who use it.” (Emphasis supplied). The Marsh case thus
highlights the significance attaching to the fact that in the
pending case racial discrimination is being enforced by the
State on behalf of a public establishment rather than on be
half o f individuals, homeowners or associations seeking pro
tection of rights of personal property or privacy. As the
Government’s brief affirmed with respect to a similar tres
pass prosecution in last term’s Boynton case (at p. 20, 22),
the Fourteenth Amendment is infringed where the state
“enforces or supports racial discrimination in a place open
for the use of the general public,” for the issue
“ is not whether the right, for example, of a home-
owner to choose his guests should prevail over peti
tioner’s constitutional right to be free from the state
enforcement of a policy of racial discrimination, but
rather whether the interest of a proprietor who has
opened up his business property for use by the gen
eral public—in particular, by passengers travelling
in interstate commerce on a federally-regulated car
rier—should so prevail.”
Glen Echo Amusement Park is a licensed business enter
prise owned and operated by corporations chartered by
the State of Maryland. It caters to the general public as
15
the major amusement park in the District of Columbia area
and none of its numerous advertisements through various
means of public communication reflected any discrimina
tion against Negro members of the public. No tickets of
admission were required for entrance to the Park through
its open gates, and no signs around the Park proclaimed
any restriction upon the custom of Negro patrons. These
factors underline the critical consideration in the pending
case that the State’s power is being invoked to enforce
not personal privacy, but rather to assist a business cater
ing to the general public in its refusal of service to Negro
members of the public. We suggest that in the disposi
tion of the pending issue, a vital constitutional difference
inheres in the distinction between state enforcement of
raeial discrimination at places of public accommodation,
and state protection (where there has been no dedication
of the property to the general public) of individual, resi
dential or associational privacy.9
4. What ivould he the impact of■ a ruling by this Court
that state power may not he invoked to assist business
establishments in their discrimination against Negro cus
tomersf
In its public school desegregation decisions this Court
evidenced its concern with the impact of a constitutional
ruling requiring widespread changes in local customs and
* I t cannot be too strongly emphasized tha t there is involved here, not
the righ t of an individual to determ ine the people he will receive and
en terta in in his home or private estate, or to select the beneficiaries of
bis private benevolence. Compare P e n n s y lv a n ia v. B o a rd o f T r u s ts , 357
U.S. 570, with P e n n s y lv a n ia v. B o a rd o f T r u s ts , 353 U.S. 230. The righ t
o f the individual to the aid of the state in enforcing his own discrim ina
to ry ideas outside his strictly private o r personal domain is another m at
ter. And it is here tha t the Fourteenth Amendment forbids the state to
intervene to support racially discrim inatory practices. P rivate corpora
tions cannot invite the general public to patronize their businesses and then
call upon the state to exclude members o f the public solely because of
th e ir race.
16
practices. In the pending cases this Court will doubtless
consider the suggestion that, if denied state enforcement
of racial practices, proprietors will widely resort to forc
ible self-help.10 On this score, we submit that the public
record demonstrates the unlikelihood of any substantial
discord or danger attendant upon the removal of state
support to the discriminatory practices of enterprises
serving the public. It is not the habit of establishments
seeking the trade of the public to engage in the unpleasant
work of self-help ousters of racial minorities; rather they
seek the police to make the ousters for them. The recent
abandonment of racial practices by business communities
in many Southern localities demonstrates that these prac
tices are not the product of public attitudes or business
necessity but only the vestigial remains of former condi
tions, succored by the willingness of public authorities to
enforce the written and unwritten law of segregation.
' Prior to February, 1960, lunch counters throughout the
South denied normal service to Negroes. Six months later,
lunch counters in 69 cities had ended their discriminatory
practices (N. Y. Times, Aug. 11, 1960, p. 14, col. 5); by
October the number of desegregated municipalities had
mounted to more than one hundred (N. Y. Times, Oct.
18, 1960, p. 47, col. 5) and has since continued to increase
without apparent incident.
There is more evidence that removal of legal sanctions
supporting segregation in public places effectively obviates
10 As the Suprem e C ourt of N orth Carolina pu t the suggestion in A v e n t
V. N o r th C a ro lin a (petition pending. No. 85 this T erm ), if an owner
cannot bar Negroes “by judicial process as here, because it is S tate action,
then he has no o ther a lternative but to eject them with a gentle hand if
he can, w ith a strong hand if he m ust.” This contention is not, of course,
legally relevant to the constitutional validity of S tate action in support
o f discrim ination. W hat we suggest in the tex t here is that, the conten
tion is not only legally irrelevant but factually tenuous. Indeed, in D ur
ham, N orth Carolina, where A v e n t arose, the dime stores have since quietly
abandoned discrim ination.
17
further conflict or difficulty. WheiL state segregation laws
were struck down, public libraries in Danville, Virginia
and Greenville, South Carolina were closed to avoid de
segregation; they reopened a short time later, first on a
“ stand up only” basis and then bn a normal basis, all
without incident. Then, too, when public swimming pools
were judicially ordered to desegregate, San Antonio,
Corpus Christi, Austin, and others integrated without
disorder or difficulty. See Pollitt, The President’s Powers
in Areas of Race Relations, 39 N.C.L. Rev. 238, 275. Sim
ilarly, Miami Beach, Houston, Dallas and others inte
grated their public golf courses without incident. Ibid.
Again, while the in terrorem argument against desegre
gation was suggested in cases involving pullman cars
(Mitchell v. United States, 313 U.S. 81), dining cars {Hen
derson v. United States, 339 U.S. 816), buses (Morgan v.
Virginia, 328 U.S. 373), and air travel and terminal service
(Fitzgerald v. Pan American World Airways, 229 F. 2d
499; Nash v. Air Terminal Services, 85 F. Supp. 545),
experience has disproved the predictions of violence.
In the instant case no possible difficulty could arise from
this Court’s invalidation of State support for segregation
at Glen Echo Amusement Park, the Park having aban
doned its prior racial practices in March of this year (see
Washington Post, March 15, 1961, p. 1, col. 2). Unques
tionably, an element in the management’s abandonment of
discrimination was petitioners’ challenge to the State’s
enforcement of that discrimination. The national evidence
equally demonstrates that state enforcement of segregation
constitutes the last remaining cornerstone for racial prac
tices at places of public service and accommodation.
18
Conclusion
The instant case, involving prosecutions for trespass,
presents in sharp focus constitutional questions related to
those the Court has agreed to review in the Louisiana
cases, arising from prosecutions for breach of the peace.
In a like setting, this Court has indicated the desirability
of its concurrent review over cases presenting related
aspects of a constitutional question of national importance.
Brown v. Board of Education, 344 U.S. 1, 3. It is sub
mitted that the grant of certiorari in this case is justified
both by the compelling record of Maryland’s administra
tion of and support to the “ private” practice of racial
discrimination, and by the illumination this record fur
nishes upon material aspects of a pending constitutional
issue of nationwide importance.
Respectfully submitted,
J oseph L. Rauh, J r.,
J ohn S ilard,
1631 K Street, N. W .,
Washington 6, D. C.
J oseph H. Sharlitt,
L ee M. H ydeman,
Claude B. K ahn,
1632 K Street, N.W.,
Washington 6, D. C.
, Attorneys for Petitioners.Of Counsel:
T hurgood M arshall ,
J ack Greenberg,
J ames M. Nabrit, III,
10 Columbus Circle,
New Y o rk 19, New York.
I n The
Supreme Court of the United States
O ctober T e r m , 1961
No. 287
WILLIAM L. GRIFFIN, MARVOUS SAUNDERS,
MICHAEL PROCTOR, CECIL T. WASHINGTON,
JR., a n d GWENDOLYNE GREENE,
Petitioners,
v.
STATE OF MARYLAND,
Respondent.
O n P e t it io n fo r W r it o f C ertio ra ri to t h e
Court of A p pe a l s o f M aryland
B R IE F IN O P P O S IT IO N
Thom as B. F in a n ,
Attorney General,
Clayton A. D ie t r ic h ,
Assistant Attorney General,
1201 Mathieson Building,
Baltimore 2, Maryland,
F o r Respondent.
The Daily Record Co., Baltim ore 3, Md.
I N D E X
T a ble o f C o n ten ts
page
O p in io n B e l o w ............................................................................ 1
J u r isd ic t io n .............................. 2
Q u e s t io n P resen ted .................................................................. 2
S t a t e m e n t .................................................................................... 2
A r g u m e n t :
This petition does not present any unique fac
tual situation nor any legal proposition which
has not been fairly included in cases recently
before this Honorable Court 4
C o n c l u sio n ......................................................................... 9
T a ble o f C it a t io n s
Cases
Alpaugh v. Wolverton, 36 S.E. 2d 906 (Virginia) 9
Boynton v. Virginia, 364 U.S. 454 4, 5, 8,9,10
Brown v. Board of Education of Topeka, 344 U.S. 1,
347 U.S. 483 8
Burton v. Wilmington Parking Authority, 365 U.S.
715 ............................. 4,5,8
Coleman v. Middlestaff, 305 P. 2d 1020 (California) 9
De La Ysla v. Publix Theatres Corporation, 26 P. 2d
818 (Utah) 9
Drews v. State, 224 Md. 186 9
Drews v. State, Motion to Dismiss or Affirm, No. 71,
October Term, 1961, U.S. S. Ct............................ 4
Fletcher v. Coney Island, 136 N.E. 2d 344 (Onio) .... 9
Goff v. Savage, 210 P. 374 (Washington) 8
Good Citizens Assoc, v. Board, 217 Md. 129 9
Greenfeld v. Maryland Jockey Club, 190 Md. 96...... 9
11
PAGE
Griffin & Greene v. State, 225 Md. 422, 171 A. 2d 717 1
Horn v. Illinois Central Railroad, 64 N.E. 2d 574
(Illino is) ............................................................................... 9
Madden v. Queens County Jockey Club, 72 N.E. 2d
697 (New York) ................................................ 8
Slack v. Atlantic White Tower System, Inc., 181 F.
Supp. 124 ............................................................ 9
Terminal Taxicab Co. v. Kutz, 241 U.S. 252 9
Terrell Wells Swimming Pool v. Rodriguez, 182 S.W.
2d 824 (Texas) ................................................... 8
United States v. United Mine Workers of America,
330 U.S. 258 ....................................................... 5
Williams v. Howard Johnson's Restaurant, 268 F. 2d
845 ( 4th Circuit) ................................................ 9
Wolfe v. North Carolina, 364 U.S. 177....................... 5
Younger v. Judah, 19 S.W. 1109 (Missouri) ............. 8
Statutes
Constitution of the United States, Fourteenth
A m endm ent.................................................................... 9
Miscellaneous
28 U.S.C.A., Section 1257 (3) ..................................... 2
U. S. S. Ct. Rules, Revised Rule 19 ........................... 2
I n d e x t o A p p e n d i x
Testimony:
Francis J. Collins—
Direct ...................................................................... *
Cross ........................................................................ 1
Redirect ................................... -............. ............... 2
Ill
PAGE
Abram Baker—
Cross ............................................................ 3
Redirect ........................ 3
Recross ................................................. 3
Kay Freeman—
Direct
Cross
Examination by the Court......... ................. 5
In The
O ctober T e e m , 1961
No. 287
WILLIAM L. GRIFFIN, MARVOUS SAUNDERS,
MICHAEL PROCTOR, CECIL T. WASHINGTON,
, JR., and GWENDOLYNS GREENE,
Petitioners,
STATE OF MARYLAND,
Respondent.
On P e t it io n fo r W r it of C ertiorari to th e
C ourt of A ppe a l s of M aryland
BRIEF IN OPPOSITION
OPINION BELOW
The opinion of the Court of Appeals of Maryland is fully
set out on pages 22 through 29 of the Appendix to the
Petition for Writ of Certiorari (hereinafter referred to as
“A”) and is now reported in the Advance Sheets, 225 Md.
422 and 171 A. 2d 717.
2
JURISDICTION
The judgment of the Court of Appeals of Maryland was
entered on June 8, 1961. The Respondent denies that 28
U.S.C.A., Section 1257(3) or Revised Rule 19 of this
Honorable Court provides jurisdiction for consideration
of the instant Petition for Writ of Certiorari.
QUESTION PRESENTED
The Respondent accepts the substance of the Petitioners’
question but submits that it should be rephrased, to delete
characterizations and conclusions, as follows:
May the State of Maryland, under a general statute pro
hibiting trespass on private property and on the complaint
of the owner of a privately-owned and operated amusement
park, convict persons who picket and enter upon such
amusement park and who, after demand by the agent of
the owner, refuse to leave such amusement park?
STATEMENT
This is a Petition for Writ of Certiorari to review the
judgment of the Court of Appeals of Maryland affirming
the conviction of the Petitioners for violation of the
general statute prohibiting trespass on private property.
The Court of Appeals affirmed the conviction of these
five Petitioners and reversed the conviction of five other
persons in a companion case. The Court of Appeals dis
tinguished between the two cases on the basis that these
Petitioners had been duly notified by the agent of the
owner to leave the private amusement park, whereas in
the companion case the authority of the guard giving the
notice was not established. Although the same guard gave
the notice in both cases, the evidence in the companion
case did not clearly establish that the guard was acting
3
on behalf of the concessionaire who operated the res
taurant in the amusement park.
These Petitioners were a part of a group of about forty
people who left the District of Columbia and entered the
State of Maryland on June 30, 1980. The group proceeded
to the area of the privately-owned amusement park for
the purpose of protesting the park’s known policy of ad
mitting to the premises and providing service to white
people only. See Appendix hereto (hereinafter referred
to as “Apx.”), pages 4 and 5. The group, including these
five Petitioners, staged a picket line for an hour near the
entrance to the amusement park, displaying prepared signs
and placards which protested racial segregation (Apx. 5).
After surreptitiously receiving tickets for amusements
within the park (Apx. 4, 5), these five Petitioners left the
picket line and entered the private property of the amuse
ment park, placed themselves upon the carousel and re
fused to leave the premises when requested to do so by the
park’s agent (Apx. 2).
The park’s agent at the time was Lieutenant Collins,
who was an employee of the National Detective Agency, a
private organization authorized to provide guard service
to its clients. Under the State law such guards do not have
police power. The public local laws authorized the par
ticular county to deputize agents of the owners of private
property and businesses for the purpose of permitting
them to obtain police protection without cost to the tax
payers generally. Such special deputies are restricted in
their authority to the premises of the applicant and do not
have the county-wide authority of a regular deputy sheriff.
Lieutenant Collins had been assigned under the guard
contract between the National Detective Agency and the
amusement park to be the senior guard with the title of
lieutenant.
4
Lieutenant Collins wore the uniform of the National
Detective Agency, his employer, and as guard on the pri
vate amusement park property, he was to execute the
orders of the owner and operator as its agent. Under the
instructions of the owner and operator, he arrested the
Petitioners because they were trespassers (Apx. 3). The
trespass incident caused a milling crowd to become dis
orderly (Apx. 2, 5).
In the companion case, which was reversed by the Court
of Appeals of Maryland, two of the arrestees were white.
This is one of several actions, involving claims of civil
rights against private property, which have been developed
through the criminal and appellate courts of the states
to be pressed upon the attention of this Honorable Court.
Compare Respondent’s Motion to Dismiss or Affirm in Dale
H. Drews v. State oj Maryland, No. 71, October Term, 1961.
ARGUMENT
This Petition Does Not Present Any Unique Factual
Situation Nor Any Legal Proposition Which Has Not Been
Fairly Included In Cases Recently Before This Honorable
Court.
The proposition tendered by the Petitioners is essen
tially the same as the one presented originally in Boynton v.
Virginia, 364 U.S. 454. The Petitioners in the Boynton
case and the Solicitor General, by a brief amicus curiae,
urged this Honorable Court to consider the same proposi
tion which is again being tendered by these Petitioners,
but this Honorable Court, in its wisdom, decided the case
on another basis. Undoubtedly, this Honorable Court was
following the concept contained in the last sentence in
the recent dissent by Mr. Justice Harlan in Burton v.
Wilmington Parking Authority, 365 U.S. 715.
5
“It seems to me both unnecessary and unwise to reach
issues of such broad constitutional significance as those
now decided by the Court, before the necessity for
deciding them has become apparent.”
Evidently, counsel for the Petitioners is not satisfied with
the position taken by this Honorable Court in the Boynton
case, since he quotes and urges again the arguments of the
Solicitor General which this Honorable Court had pre
viously considered and rejected.
The Petitioners refer to other applications for certiorari
currently pending before this Honorable Court from
Virginia, North Carolina and Louisiana. This curious con
dition tends to indicate that there is a concerted deter
mination that this Honorable Court must continually be
presented for decision each term the fringe questions in
the field of civil rights and be vigorously pressed forward
each year into new areas even prematurely. There has
been no lack of opportunity in the last several years for
this Honorable Court, if it had seen fit, to consider the
question urged by the Petitioners. Compare Wolfe v. North
Carolina, 364 U.S. 177; Boynton v. United States, 364 U.S.
454, supra; and Burton v. Wilmington Parking Authority,
365 U.S. 715, supra. The sudden appearance of many crim
inal cases involving claims of discrimination in the last
several years is not consistent with normal coincidence.
Compare United States v. United Mine Workers of America,
330 U.S. 258. It is pertinent to observe the comment of
the trial Judge below in his oral opinion (A. 20):
“Why they didn’t file a civil suit and test out the right
of the Glen Echo Amusement Park Company to fol
low that policy is very difficult for this Court to under
stand, yet they chose to expose themselves to possible
harm; to possible riots and to a breach of the peace.
6
To grant certiorari to these Petitioners, and perhaps to
the petitioners in the other cases referred to by these
Petitioners, is to encourage public violence and the use
of the criminal law rather than the civil law for the loca
tion and determination of the extent of particular civil
rights. The civil law should not be evolved in the criminal
courts of the nation, and the creation of artificial crises
should not be encouraged.
The Petitioners, in order to supply an air of uniqueness
to their position, have somewhat distorted the evidence in
the case in the trial court. The Petitioners continually
refer to the private detective agency guard as “Deputy
Sheriff Collins”, whereas everyone in the trial court recog
nized his true status by referring to him as “Lieutenant”.
There is nothing in the record to support the assertion that
Collins was hired by the amusement park for the sole
purpose of excluding Negroes. The usual reason an owner
or businessman engages uniformed guards is to maintain
peace and to protect property from damage or theft. There
is nothing in the record to indicate that Collins was hired
for any other reason.
The Petitioners have conveniently overlooked the fact
that the Court of Appeals reversed the companion case
against Greene and others where the same guard gave the
same instruction to leave the restaurant in the amusement
park but where there was a failure in the record to clearly
establish that Collins had the concessionaire’s authority as
private owner to give such a notice. The opinion of the
Court of Appeals clearly indicates that Collins was not
executing any State authority by virtue of his special
deputy sheriff’s commission but was acting solely as the
agent of the private property owner in directing the Peti
tioners to leave the private amusement park premises. It
will be noted that although Lieutenant Collins arrested
i
7
the Petitioners, nevertheless he went through the same
procedure as any ordinary citizen in obtaining an arrest
warrant from a justice of the peace for Montgomery County
directed to the county superintendent of police (Record
Extract, page 11).
It is difficult to reconcile the characterization that the
private amusement park was open to the general public
with the fact that these Petitioners admittedly believed the
park to be restricted to white people, actually protested
the supposed segregation policy by picketing prior to entry,
surreptitiously obtained carousel tickets through white
people and concede in their instant petition that the amuse
ment park “has traditionally been patronized by white
customers” on page 3.
The thrust of the Petitioners’ argument is that the right
of the owner of a private business to determine who his
customers will be is lost whenever this discretion is based
on his disinclination to serve a particular racial group and
that the ordinary trespass law, which insures peaceful
possession, is nugatory when the owner’s motivation is
based on race. The Petitioners seek to strip the private
property owner of his right to determine his invitees and
to relegate such owner to violent self-help, when the mem
bers of a race with whom he is not inclined to do business
take the law into their own hands and trespass on his
private property. Although the Petitioners have taken
liberties with the record and have enjoyed excursions into
the hearsay of newspapers, which were not admitted into
evidence below, to theorize on the impact which the de
struction of long-established private property law con
cepts might produce, nevertheless, the Petitioners have
not indicated whether they should be entitled to have the
State defend them while trespassing if the private owner
should resort to violent self-help. A petition for a writ
8
of certiorari should be addressed to the law as it is and
not to speculative theorizing as to what the law could be
based on hearsay.
The Petitioners were not satisfied to raise their legal
theories concerning the rights of a private property owner
by a deliberative civil proceeding but took the law into
their own hands and forced the issue into the criminal
courts. The Petitioners refer to their trespass as peace
able but it is difficult to reconcile an invasion of another’s
private property against his known wish with the use of
that word.
The Petitioners have referred to other cases which this
Honorable Court has considered. In pertinent cases there
has been a public ownership element. It was either a
public school, a public recreational facility or a publicly-
owned utility. The taxpayers, through the State or munici
pality, either owned or operated it or they profited from a
lessee thereof. The public ownership element has been
present in every case, from Brown v. Board of Education
of Topeka, 344 U.S. 1 and 347 U.S. 483 to and including
Burton v. Wilmington Parking Authority, 365 U.S. 715,
supra. In the only case which involved private ownership
this Honorable Court decided to consider the matter from a
federal statutory aspect. Boynton v. Virginia, 364 U.S.
454, supra.
The common law has been well settled that the owner
or operator of a private enterprise has the right to select
his clientele and to make such selection based on color if
he so desires. A few of the noteworthy case are: Madden
v. Queens County Jockey Club, 72 N.E. 2d 697, 698 (New
York) ; Terrell "Wells Swimming Pool v. Rodiiguez, 182
S.W. 2d 824, 825 (Texas); Younger v. Judah, 19 S.W. 1109,
1111 (Missouri); Goff v. Savage, 210 P. 374 (Washington);
9
De La Ysla v. Publix Theatres Corporation, 26 P. 2d 818,
820 (Utah); Horn v. Illinois Central Railroad, 64 N.E. 2d
574, 578 (Illinois); Coleman v. Middlestaff, 305 P. 2d 1020,
1022 (California); Fletcher v. Coney Island, 136 N.E. 2d
344, 350 (Ohio); Alpaugh v. Wolverton, 36 S.E. 2d 906, 908
(Virginia); Greenfeld v. Maryland Jockey Club, 190 Md.
96, 102; Good Citizens Assoc, v. Board, 217 Md. 129, 131;
Drews v. State, 224 Md. 186, 191, 193, 194; Slack v. Atlantic
White Tower System, Inc., 181 F. Supp. 124, 127; and
Williams v. Howard Johnson’s Restaurant, 268 F. 2d 845
(4th Circuit).
This Court has used language consistent in Terminal
Taxicab Co. v. Kutz, 241 U.S. 252, 256, and Boynton v.
Virginia, 364 U.S. 454, supra, where it stated that:
“We are not holding that every time a bus stops at a
wholly independent roadside restaurant the Interstate
Commerce Act requires that restaurant service be
supplied in harmony with the provision of that Act.”
The Petitioners are in the anomalous position of recog
nizing that the Congress of the United States cannot enact
a federal equal rights statute under the Fourteenth Amend
ment (Civil Rights Cases, 109 U.S. 3), nevertheless assert
ing that this Honorable Court by judicial decision can ac
complish the same result by now holding that the same
Fourteenth Amendment created a new limitation on the
use of private property as developed in the common law.
For this proposition the Petitioners cite no authority.
CONCLUSION
The Petitioners’ essential proposition is that a person
c a n n o t be convicted of trespass if the private owner’s ex
clusion is based on racial discrimination. This same propo
sitio n was presented and urged by the Solicitor General
10
in the Boynton case, but this Honorable Court declined to
decide the Boynton case on that issue. The same proposition
has been available to the Court in several other recent
cases. There is nothing new or unique about the Petitioners’
proposition. This petition is addressed to a desire for legis
lative relief rather than support in existing law and is
another phase of the concerted action to press for an im
mediate determination of a new front in the civil rights
crusade.
The contention that violent self-help is the only remedy
available to a private property owner or that the aggressive
trespasser alone can receive State aid to preserve his as
serted right presents little logic to a jurisprudence based
on reconciling conflicting rights and developing peaceful
remedies.
T h is petition for a writ of certiorari is premature as
a n abstract proposition and this Honorable Court has con
s is te n tly recognized that the essence of this complaint does
n o t in v o lv e a substantial federal question. This petition
sh o u ld b e den ied .
Respectfully submitted,
T h o m a s B. F in a n ,
A tto rn e y General,
C la yton A. D ie t r ic h ,
A ssis tan t A tto rn e y G en era l,
1201 M ath ieson B uild ing ,
B a ltim o re 2, M ary land ,
F o r R esponden t.
4
Ap x . 1
APPENDIX TO BRIEF IN OPPOSITION NO. 287
September 12, 1960
Vol. 1
(Transcript of testimony 6-7):
FRANCIS J. COLLINS, a witness of lawful age, called
for examination by counsel for the plaintiff, and having
first been duly sworn, according to law, was examined and
testified as follows, upon
DIRECT EXAMINATION
By Mr. McAuliffe:
* * * * * *
(T. 18):
Q. During the five minute period that you testified to
after you warned each of the five defendants to leave the
park premises, what, if anything, did you do? A. I went
to each defendant and told them that the time was up and
that they were under arrest for trespassing. I then es
corted them up to our office, with a crowd milling around
there, to wait for transportation from the Montgomery
County Police, to take them to Bethesda to swear out the
warrants.
* * * * * *
(T. 21):
CROSS EXAMINATION
By Mr. Duncan:
* * * * * *
(T. 38-39):
Q. Lets take Mr. Washington, here on the end. Tell me
the conversation you had with him at the time you arrested
him and what he said to you. A. As far as I recall there
was no conversation between any of us, only I told them
A p x . 2
about the policy of the park and they answered me that
they weren't going to leave the park.
* * * * * *
(T. 42):
REDIRECT EXAMINATION
By Mr. McAuliffe:
* * * * * *
(T. 48-49):
By Judge Pugh:
Q. Did these defendants have any other people with
them? A. There was a large crowd around them from the
carousel up to the office.
Mr. McAuliffe continues:
Q. And prior to the arrest, during this five minute inter
val that you gave them as a warning period, was there a
crowd gathering at that time? A. Yes, sir.
Q. And what was the condition, or orderliness, of that
crowd as it gathered there?
(Mr. Duncan) I object to that question, your Honor. Mr.
Collins has testified that he arrested these persons for no
other reason than that they were negroes, and gave them
five minutes to get off the property.
Q. (Judge Pugh) Was there any disorder? A. It started
a disorder because people started to heckling.
* * * * * *
(T. 67):
ABRAM BAKER, a witness of lawful age, called for ex
amination by counsel for the plaintiff, and having first
been duly sworn, according to law, was examined and
testified, upon
* * * * * *
t
A px . 3
(T . 7 6 ):
CROSS EXAMINATION
B y Mr. Duncan:
* * * * * *
(T . 8 5 ):
Q. What did you mean when you told Lieutenant Collins
to arrest white persons who came into the park property,
if they were doing something wrong?
(Mi'. McAuliffe) Objection.
(Judge Pugh) Read .the question back. (Last question
was read by the reporter.) Objection overruled.
A. Well if they were in the picket line and then ran out
into the park and we told them to leave and they refused,
why shouldn’t you arrest them?
* * * * * *
(T . 9 6 ):
REDIRECT EXAMINATION
B y Mr. McAuliffe:
* * * * * *
(T . 9 7 ):
Q. Did you instruct Lieutenant Collins that he was to
arrest negroes because they were negroes, or because they
were trespassing? A. Because they were trespassing.
* * * * * *
(T. 98):
RECROSS EXAMINATION
By Mr. Duncan:
Q. Did you instruct Lieutenant Collins to arrest any other
persons who trespassed, other than negroes? A. I went
over that once before with you. I told him if they came
out of that picket line to come on to the property, to give
them due notice and to arrest them if they didn’t leave;
white or colored.
* * * * * *
Apx . 4
(T. 110):
KAY FREEMAN,
a witness of lawful age, called for examination by counsel
for the defendants, and having first been duly sworn, ac
cording to lav/, was examined and testified as follows, upon
DIRECT EXAMINATION
By Mr. Duncan:
̂ * * * * *
Q. Prior to the time they were arrested, did they have
tickets to ride on any of the rides? A. We all had tickets.
Q. Where did you acquire these tickets? A. They were
given to us by friends.
Q. White friends? A. Yes.
Q. And they had made the purchase? A. That is right.
* * * * * *
(T . 113):
CROSS EXAMINATION
By Mr. McAuliffe:
* * * * * *
(T . 114-115):
Q. Did you go out with these five defendants? A. Yes.
Q. Did you go out with any others? A. Yes.
Q. How many? A. Thirty-five or forty.
Q. And you all expected to use the facilities there at
Glen Echo Park, in accordance with those advertisements?
A. I expected to use them.
Q. Did you have any signs with you when you went out
there? A. Yes.
Q. What did these signs say? A. They protested the
segregation policy that we thought might exist out there.
* * * * * *
t
A p x . 5
Q. Did these five defendants have signs? A. I don’t
know. I think we all had signs, at one time or another.
* * * * * *
(T. 116):
Q. What did these five defendants do and other persons
do? A. We had a picket line.
* * * * * *
Q. Why did you do that if you didn’t know the park was
segregated? A. Because we thought it was segregated.
__ * * * * * *
(T. 118):
Q. Now you say after you got on the park property,
tickets were given you by some white friends; is that right?
A. That is right.
* * * * * *
(T. 120):
Q. Was there a crowd around there? A. Yes.
Q. Did you hear any heckling? A. Yes.
* * * * * *
(T. 123):
Q. How long did you march in this definite circle, with
these five defendants, with these signs, protesting the park’s
segregation policy, before the five defendants and you en
tered Glen Echo Park? A. I don’t know.
Q. Would you give us your best estimate on that, please?
A. Maybe an hour or maybe longer.
Hi * * * * *
(T. 125):
EXAMINATION BY THE COURT
By Judge Pugh:
Q. Was the heckling a loud noise? A. Yes.
Q. How many people were in it? A. I don’t know, but
the merry-go-round was almost surrounded.
* * * * * *
Apx . 6
(T. 126):
Q. Why didn’t you go with one or two people, instead
of forty? What was the idea of going out there in large
numbers? A. There was a possibility that it was segre
gated.
Q. Well you all anticipated that there would be some
trouble; didn’t you? A. Yes.
* * * * * *
*
I n t h e
Ihtpmttp (Emir! of tljp Hufteft Utafpo
October T erm, 1961
No................
% -------- ------- - o —--- --- -----——
F. L. Shuttlesworth and Charles B illups,
Petitioners,
—v.—
City of B irmingham.
PETITION FOR WRIT OF CERTIORARI TO THE
COURT OF APPEALS OF ALABAMA
J ack Greenberg
Constance Baker Motley
10 Columbus Circle
New York 19, N. Y.
Arthur D. Shores
Orzell B illingsley
P eter A. H all
Oscar Adams
J . R ichmond P earson
1630 Fourth Avenue, No.
Birmingham, Alabama
Attorneys for Petitioners
Leroy D. Clark
J ames M. Nabrit, III
Of Counsel
TABLE OF CONTENTS
PAGE
Citation to Opinions Below .......................................... 1
Jurisdiction ............................................ -..................... 1
Questions Presented .................................................... 2
Constitutional and Statutory Provisions Involved .... 3
Statement of tlie Case ................................................. 3
How the Federal Questions Were Baised and Decided
Below ........................................................................ 5
Seasons for Granting the Writ .................................. 7
Conclusion ...................................................................... 12
T able of Authorities Cited
Cases
Abie State Bank v. Bryan, 282 U. S. 765, 777, 778 ...... 10
Adams v. Saenger, 303 U. S. 59................................... 10
Briscoe v. State of Texas, 341 So. 2d 432 ..................... 9
Burstyn v. Wilson, 343 U. S. 495 .................................... 11
Chaplinsky v. New Hampshire, 315 U. S. 568 ............. 11
Connally v. General Construction Co., 269 U. S. 385 .... 11
Cox v. New Hampshire, 312 U. S. 569 ........................ 7
Garner v. Louisiana, 7 L. ed. 207 (1961) ..................... 9
Johnson v. State of Texas, 341 So. 2d 434 ................... 9
Junction R.R. Co. v. Ashland Bank, 12 Wall. (U. S.)
226, 230 ..................................................................................................................... 10
PAGE
King v. City of Montgomery, —— A la.----- , 128 So.
2d 341 ........................................................................ 9
Kovacs v. Cooper, 336 U. S. 77.................................... 7
Monk v. Birmingham, 87 F. Supp. 538 (N. D. Ala. 1949),
aff’d 185 F. 2d 859, cert, denied 341 U. S. 940 .......... 10
Railway Mail Ass’n v. Corsi, 326 U. S. 88, 98 (Justice
Frankfurter’s concurring opinion) .............................. 10
Rucker v. State of Texas, 341 So. 2d 434 ........ ............ 9
Saia v. New York, 334 U. S. 558 ................................... 11
Schenck v. United States, 249 U. S. 47 ........................ 7,11
Shell Oil v. Edwards, 263 Ala. 4, 9, 88 So. 2d 689 (1955) 10
Smiley v. City of Birmingham, 255 Ala. 604, 605, 52
So. 2d 710 (1951) ...................................................... 10
Terminiello v. Chicago, 337 U. S. 1, 4 .......................... 7
Thompson v. City of Louisville, 326 U. S. 199.............. 8
Tucker v. State of Texas, 341 So. 2d 433 ..................... 9
Winters v. New York, 333 U. S. 507 .............................. 11
Statutes
Fourteenth Amendment to the Constitution of the
United States, Section 1 .......................................... 3
United States Code, Title 28, §1257(3) ........................ 2
General Code of Birmingham of 1944 ........................... 3
General City Code of Birmingham
§824 ........................................................................... 5
§1436 ...................................................................... 5, 8
Other Authorities
Pollitt, Duke L. J., Dime Store Demonstrations: Events
and Legal Problems of First Sixty Days, 315 (1960) .. 8, 9
I l l
INDEX TO APPENDIX
PAGE
Opinion of Cates, Presiding Judge ............................ la
Order of Affirmance in Skuttlesworth Case................. 3a
Order Denying Application for Rehearing in Shuttles-
wortk Case.................................................................. 4a
Order of Filing in Skuttlesworth Case ...................... 6a
Order Denying Petition for Writ of Certiorari to the
Court of Appeals in Skuttlesworth Case.................. 7a
Opinion of Price, Presiding Judge in Billups Case..... 8a
Opinion in Billups Case............................. .................. 9a
Order Denying Application for Rehearing in Billups
Case ............................................................................ 10a
Order of Filing in Billups Case...................... ............ Ha
Order Denying Petition for Writ of Certiorari to the
Court of Appeals in Billups Case ............................ 12a
Extracts From Transcript of Proceedings ................... 13a
I s THE
Supreme (Emirt nf % Hntfrii BtaUs
October T erm, 1961
No................
—------ ------------------ ---- ------- -
F. L. Shuttlesworth and Charles B illups,
Petitioners,
City of B irmingham.
j ........—.----- -— — ——-------——-
PETITION FOR WRIT OF CERTIORARI TO THE
COURT OF APPEALS OF ALABAMA
Petitioners pray that a writ of certiorari issue to re
view the judgments of the Court of Appeals of Alabama,
rendered on May 30,1961.
Citation to O pinions Below
The opinions of the Alabama Court of Appeals are re
ported in 134 So. 2d 213 and 134 So. 2d 215 and are set
forth in the Appendix hereto infra, pp. la, 2a and 8a. The
denial of certiorari by the Supreme Court of Alabama is
reported at 134 So. 2d 214 and 134 So. 2d 215.
Jurisdiction
The judgments of the Alabama Court of Appeals were
entered on May 30,1961 (R. 44).* Appendix pp. 3a, 9a, infra.
* There are separate records for the Shuttlesworth and Billups
cases. References to both records were made by a single citation
where the page numbers are the same.
2
Application for rehearing before the Court of Appeals of
Alabama was denied on June 20, 1961 (Shuttlesworth R.
48, 49; Billups R. 47). A petition to the Supreme Court of
Alabama for Writ of Certiorari was denied on September
25, 1961, and application for rehearing was overruled on
November 16, 1961 (Shuttlesworth page following R. 49;
Billups, page following R. 47). The jurisdiction of this
Court is invoked pursuant to 28 United States Code, §1257
(3), petitioners having asserted below, and asserting here,
the deprivation of his rights, privileges and immunities
secured by the Constitution of the United States.
Question Presented
Alabama has convicted petitioners of “ineit[ing] or aid-
ting] or abet [ting] another person to go or remain on
the premises of another after being warned . . . ”. The
record showed essentially that petitioner Shuttlesworth
“asked for volunteers to participate in the sit-down demon
strations” and that petitioner Billups was present at this
request. There was no evidence that either persuaded any
one to violate any law, or that anyone following petitioners’
suggestions did violate any law, valid under the Fourteenth
Amendment to the United States Constitution. A Birming
ham ordinance requires racial segregation in restaurants.
In convicting and sentencing petitioners respectively to
180 and 30 days hard labor, plus fines, has Alabama denied
liberty, including freedom of speech, secured by the due
process clause of the Fourteenth Amendment?
3
Constitutional and Statutory Provisions Involved
This case involves the following constitutional provision:
Section 1 of the Fourteenth Amendment to the Constitu
tion of the United States.
The case also involves the following provisions of the
General Code of Birmingham of 1944:
“Section 824. It shall be unlawful for any person to
incite, or aid or abet in, the violation of any law or
ordinance of the city, or any provision of state law,
the violation of which is a misdemeanor.”
“Section 1436 (1944), After Warning. Any person
who enters into the dwelling house, or goes or remains
on the premises of another, after being warned not to
do so, shall on conviction, be punished as provided m
Section 4, provided, that this Section shall not apply
to police officers in the discharge of official duties.”
“Section 369 (1944), Separation of races. It shall
be unlawful to conduct a restaurant or other place for
the serving of food in the city, at which white and
colored people are served in the same room, unless
such white and colored persons are effectually sepa
rated by a solid partition extending from the floor
upward to a distance of seven feet or higher, and un-
• Jess a separate entrance from the street is piovided
for each compartment” (1930, Section 52bS).
Statem ent o f the Case
These cases were tried in the Circuit Court of Jefferson
County sitting without a jury (ft. 13) on evidence given
by a City of Birmingham detective who testified concerning
what had been placed in evidence at the trial of petitioner
4
Shuttlesworth for this alleged crime in the City Recorder’s
Court, April 1, 1960. The record of the proceedings (R.
13-34) is for the greatest part taken up by objections to
the hearsay nature of the evidence and objections to com
pelling testimony from defendants in the trespass eases
themselves. (The former objections were overruled; the
latter sustained.) The relevant testimony admitted into
evidence is, however, extremely brief.
In summary, the evidence upon which petitioners Shut
tlesworth and Billups were convicted of inciting, aiding or
abetting another to go or remain on the premises of another
after being warned not to do so was that one, James Gober
and one, Albert Davis went to petitioner Rev. Shuttles-
worth’s house on March 30, 1960 (R. 25-26, 28-29), that
petitioner Billups drove Davis there (R. 28), and that peti
tioner Billups was present (R. 28), that petitioner Shut
tlesworth asked for volunteers to participate in sit-down
demonstrations (R. 25-26, 28-29), that a list, not otherwise
described, was made (R. 28-29), that Shuttlesworth an
nounced he would get them out of jail (R. 29), that Gober
and Davis participated in sit-down demonstrations on
March 31 (R. 30), and that others who attended the meeting
at Shuttlesworth’s house participated in sit-down demon
strations (R. 30-31). The record contains nothing more.*
On this record petitioner Shuttlesworth was found guilty
as charged and sentenced to 180 days hard labor for the
city, plus $100.00 fine. Petitioner Billups was found guilty
as charged and sentenced to 30 days hard labor for the
city and $25.00 fine.
* Extracts from the transcript are set forth verbatim in the
Appendix, infra.
\
5
How the Federal Questions Were Raised
and Decided Below
After conviction in the Recorder’s Court of the City of
Birmingham, petitioners appealed to the Circuit Court of
Jefferson County for trials de novo, prior to which they
filed motions to strike the complaint and demurrers al
leging that §824 and §1436 of the General City Code of
Birmingham were applied to deprive them of freedom of
assembly and speech under the Fourteenth Amendment;
that as applied the ordinances were an enforcement of
racial segregation and, therefore, a denial of due process
and equal protection of laws, in violation of the Fourteenth
Amendment; that the ordinances as applied were so vague
as to constitute denial of due process of law in violation
of the Fourteenth Amendment (R. 2-4).
The motions to strike and the demurrers were overruled;
exceptions were taken (R. 7).
At the close of the State’s evidence, petitioners moved
to exclude the evidence alleging, among other things, that
the trespass convictions (which petitioners allegedly had
initiated) were invalid as based solely on race and, there
fore, the complaint in this case was a denial of equal pro
tection of the laws and the right of free speech and assembly
secured by the Fourteenth Amendment; that the introduc
tion of the proceedings in Recorder’s Court through hearsay
evidence constituted a violation of the petitioner’s rights
under the Fourteenth Amendment (R. 5, 6).
The motions to exclude the evidence were overruled and
exception taken (R. 7).
At the end of the trial petitioners moved for new trials
alleging, among other things, that: the ordinance under
which they were convicted had been applied to deny free-
6
dom of speech, due process and equal protection of the laws
in violation of the Fourteenth Amendment; that the Court
erred in overruling the motion to strike the complaint, the
demurrer, and the motion to exclude the evidence (R. 9-10).
The motions for new trial were overruled (R. 7-8).
Appeals were taken to the Alabama Court of Appeals
and Assignments of Errors were filed against the action
of the trial court in overruling the motion to strike the
complaint (Assignment 1), the demurrers (Assignment 2),
the motion to exclude the evidence (Assignment 3) and
the motion for new trial (Assignment 4) (R. 42).
A full opinion was written by the Court of Appeals in
Sfiuttlesworth v. City of Birmingham, 6 Division 802,
(Shuttlesworth 45-47). In Billups’ case after a brief ref
erence to testimony thought to implicate him, his conviction
was affirmed on the authority of Shuttlesivorth (Billups
45, 46).
The Court ruled adversely to all constitutional issues
raised by petitioners:
“There is no question of the restriction of any right
of free speech or other assimilated right derived from
the Fourteenth Amendment, since the appellant coun
seled the college students not merely to ask service in
a restaurant, but urged, convinced and arranged for
them to remain on the premises presumably for an
indefinite period of time. There is a great deal of
analogy to the sit-down strikes in the automobile in
dustry referred to in National Labor Relations Board
v. Fansteel Metallurgical Corp., 306 U. S. 240.
“As presented by the appellant’s assignments of
error and brief, the judgment below is due to be
Affirmed.”
ii
7
Applications for rehearing before the Court of Appeals
were overruled (Shuttlesworth 4S; Billups 47), Writs of
Certiorari, sought in the Supreme Court of Alabama were
denied (Shuttlesworth page after 49, Billups page after
47). Application for rehearing before the Supreme Court
of Alabama were overruled (Shuttlesworth 55, Billups 53).
Reasons for Granting the Writ
The court below decided federal constitutional proposi
tions in conflict with decisions of this Court.
The conviction of petitioners and judgments sentencing
them to hard labor in jail for 180 and 30 days respectively,
denied them liberty secured by the due process clause of
the Fourteenth Amendment to the United States Consti
tution. This liberty has been taken away solely because
petitioners exercised Fourteenth Amendment rights of free
speech and assembly. “ . . . [Fjreedom of speech, though
not absolute, Chaplinsky v. New Hampshire . . . , is never
theless protected against censorship or punishment, unless
shown likely to produce a clear and present danger of a
serious substantive evil that rises far above public incon
venience, annoyance, or unrest.” Terminiello v. Chicago,
337 U. S. 1, 4. Petitioners are not charged with having
conducted a meeting in an unlawful manner, e.g., by sound
truck (Kovacs v. Cooper, 336 U. S. 77) or without a permit
where one was required, Cox v. New Hampshire, 312 U. S.
569, o r under circumstances dangerous to public safety,
e.g., Feiner v. New York, 349 U. S. 315, but cf. Terminiello
v. City of Chicago, 337 U. S. 1, or to have spoken or
m et in a manner otherwise illegal. Neither have they been
punished for crime for having created a clear and present
d a n g e r o f a substantive evil which the state has the power
to p rev en t. Cf. Schenck v. United States, 249 U. S. 47.
8
In this case the record demonstrates merely that peti
tioner Shuttlesworth “asked for volunteers and that there
were some volunteers to take part in ‘sit-down’ demonstra
tions ; Shuttlesworth promised to get them out of jail”
(Opinion of Alabama Court of Appeals, Shuttlesworth v.
City of Birmingham, App. la). In the case of Billups,
the record shows only that Billups drove a student to Shut-
tlesworth’s home and attended the meeting at which Shut
tlesworth made the request for “volunteers” (Opinion of
Alabama Court of Appeals, Billups v. City of Birmingham,
App. 6a). There is no evidence at all that Shuttlesworth
requested anyone to perform an unlawful act. The Ala
bama Court of Appeals states that “the appellant counseled
the college students not merely to ask service in a restau
rant, but urged, convinced and arranged for them to remain
on the premises presumably for an indefinite period of
time” (App. la (emphasis supplied)). The Alabama Court
of Appeals also held that a “sit-down” demonstration being
a form of trespass after warning, denotes violation of
State law and especially of §1436 of the City Code, supra
(ibid.).
But the record does not at all support these conclusions.
See Thompson v. City of Louisville, 326 U. S. 199.
Petitioner Shuttlesworth’s request for volunteers to par
ticipate in sit-down demonstrations does not on this record
in any sense at all support a conclusion that he “urged,
convinced and arranged for them to remain on the prem
ises presumably for an indefinite period of time.” Nor does
it support at all a conclusion that he asked them to engage
in “trespass after warning.” A “sit-down” demonstration
may take many forms. See Pollitt, Duke L. J., Dime Store
Demonstrations: Events and Legal Problems of First Sixty
Days, 315 (1960). Such demonstrations are not at all nec
essarily a crime as this Court demonstrated by its decision
9
in Garner v. Louisiana, 7 L. ed. 207 (1961). Moreover,
state courts under varying sets of facts have acquitted or
reversed the convictions of participants in such demon
strations.
See Pollitt, op. cit. supra, at p. 350 (trespass convictions
of students convicted in Raleigh, N. C. dismissed); King
v. City of Montgomery, - ---- Ala. ----- 128 So. 2d 341
(trespass convictions for sit-in in private hotel reversed);
Briscoe v. State of Texas, 341 So. 2d 432; Rucher v. State
of Texas, 341 So. 2d 434; Tucker v. State of Texas, 341
So. 2d 433; Johnson v. State of Texas, 341 So. 2d 434
(convictions of sit-ins for unlawful assembly reversed).
i
There is no evidence in this record concerning precisely
the activities petitioners are supposed to have counseled,
and no evidence concerning the activities in which students
are supposed to have engaged following petitioners’ advice
when they participated in sit-ins. But even if one were
to notice, arguendo, the convictions of Gober, et al., now
here in No. 694 on Petition for Writ of Certiorari, it is
respectfully submitted that the demonstrators in those
cases committed no crimes but were engaged in activities
protected by the Fourteenth Amendment to the United
States Constitution. The request for nonsegregated service
in the face of the Birmingham segregation ordinance did
not constitute illegal activity by those students when viewed
in the light of the Fourteenth Amendment to the United
States Constitution1 for the proprietors were compelled to
refrain from serving those petitioners by the Ordinance.2
1 Additional reasons demonstrating the unconstitutionality of
the convictions in Gober are set forth in the petition in No. 694
to which petitioners here respectfully refer the Court.
* “ ‘See. 369. Separation of races.
It shall be unlawful to conduct a restaurant or other place
for serving of food in the city, at which white and colored
10
Consequently any “trespass” that occurred stemmed di
rectly from the segregation law. Such convictions obvi
ously were unconstitutional.
Petitioners having met and expressed themselves in a
manner which was entirely legal and having counseled ac
tivities which were entirely legal and concerning which
there is no evidence whatsoever of illegality, were engaged
in constitutionally protected free expression. Indeed, as
Mr. Justice Harlan pointed out in his concurring opinion
in Garner, a lawfully conducted sit-in protest is an exer
cise of First Amendment and (as against the states) Four
teenth Amendment rights. Counseling another to engage
in such activity absent any evidence that illegal conduct is
sought by the counsellor is a fortiori the exercise of free
speech.3 Here petitioners did not seek to achieve a sub
people are served in the same room, unless such white and
colored persons are effectually separated by a solid partition
extending from the floor upward to a distance of seven feet
or higher, and unless a separate entrance from the street is
provided for each compartment’” (1930, §5288).
This ordinance is judicially noticeable by the Alabama courts,
7 Code of Alabama, 1940, §429(1). See Shell Oil v. Edwards, 263
Ala. 4, 9, 88 So. 2d 689 (1955) ; Smiley v. City of Birmingham, 255
Ala. 604, 605, 52 So. 2d 710 (1951). “ ‘The act approved June 18,
1943, requires that all courts of the State take judicial knowledge
of the ordinances of the City of Birmingham.’ ” Monk v. Birming
ham, 87 F. Supp. 538 (N. D. Ala. 1949), aff’d 185 F. 2d 859, cert,
denied 341 U. S. 940. And this Court takes judicial notice of laws
which the highest court of a state may notice. Junction R.R. Co.
v. Ashland Bank, 12 Wall. (U. S.) 226, 230; Abie State Bank v.
Bryan, 282 U. S, 765, 777, 778; Adams v. Saenger, 303 U. S. 59;
Owings v. Hull, 9 Peters (U. S.) 607, 625.
3 Compare Fiske v. Kansas, 274 U. S. 38, where the criminal
syndicalism act was held to have been applied unconstitutionally
where it was not shown that defendants had advocated unlawful
methods to obtain their goals. In the case now at bar petitioners’
goals were consonant with those of the high aspirations of the
Fourteenth Amendment. Cf. Railway Mail Ass’n v. Corsi, 326 U. S.
88, 98 (Justice Frankfurter’s concurring opinion).
11
stantive evil which the state has a right to prevent, see
iSchenck v. United States, 249 U. S. 47; rather, they sought
nonsegregated food service in the face of an obviously un
constitutional facial segregation ordinance in the City of
Birmingham which asserted a power the state does not
possess.
Conviction of petitioners under the “inciting” ordinance
is even further offensive to the Fourteenth Amendment
because this ordinance does not reasonably apprise any
one that to advocate a sit-in protest is a crime. A statute
must give fair warning to a defendant of what acts are
i prohibited, Connolly v. General Construction Co., 269 U. S.
385 and -where it trenches upon free expression the statute
must be even more specific. Winters v. New York, 333
U. S. 507; Burstyn v. Wilson, 343 U. S. 495; Saia v. New
York, 334 U. S. 558; Chaplinsky v. New Hampshire, 315
U. S. 568.
12
W herefore, fo r the foregoing reasons, it is respectfully
submitted tha t the petition fo r writ of certiorari should
be granted.
Respectfully submitted,
J ack Greenberg
Constance Baker Motley
10 Columbus Circle
New York 19, N. Y.
Arthur D. Shores
Orzell B illingsley
P eter A. H all
Oscar Adams
J . R ichmond P earson
1630 Fourth Avenue, No.
Birmingham, Alabama
Attorneys for Petitioners
Leroy D. Clark
J ames M. Nabrit, III
Of Counsel
APPENDIX
Opinion of Cates, Presiding Judge
T he State of Alabama-—J udicial Department
THE ALABAMA COUKT OF APPEALS
October Term, 1960-61
6 Div. 802
. " — — — —
P. L. Shuttlesworth
City of B irmingham
Appeal from Jefferson Circuit Court
Cates, Judge,:
Appellant was convicted in the Circuit Court of Jefferson
County of violating § 824 of the General City Code of Bir
mingham of 1944, which reads as follows:
“I t shall be unlawful for any person to incite, or aid
o r abet in, the violation of any law or ordinance of
th e city, or any provision of state law, the violation
o f which is a misdemeanor.”
T h e particular corollary crime of which he was accused
of in c itin g others to commit is found in § 1436 of the C>ty
Code. This section makes it an offense to remain on the
p rem ise s o f another after a warning. See James Gober v.
City of Birmingham, 6 Div. 797 (Ms.), ----- Ala. App.
■-----, this day decided.
We can only consider one point raised by the assign
m en ts of e r ro r and the propositions of law and argument,
i.e., th e sufficiency of the evidence to show a violation of
% 824, su p ra .
2a
Opinion of Cates, Presiding Judge
The statement of the case set forth in appellant’s brief
(which we are entitled to rely upon without regard to the
record itself in civil cases) is that Slmttlesworth asked for
volunteers, and that there were some volunteers to take
part in, ‘sit-down’ demonstrations; Slmttlesworth promised
to get them out of jail.
The appellant’s argument on this point deliberately
evades the effect of the word “incite” in the city ordinance,
and deals solely with the joint responsibility of an aider
and abetter. It is sufficient to answer this argument by a
quotation from Jowitt’s Dictionary of English Law, p. 953:
“Everyone who incites any person to commit a crime
is guilty of a common law misdemeanor, even though
the crime is not committed. If the crime is actually
committed, he is an accessory before the fact in the
case of felony, and equally guilty, in the case of treason
or misdemeanor, with the person who commits the
crime.”
A sit-down demonstration being a form of trespass after
warning, denotes a violation of both State law and especially
of § 1436 of the City Code, supra.
There is no question of the restriction of any right of
free speech or other assimilated right derived from the
Fourteenth Amendment, since the appellant counseled the
college students not merely to ask service in a restaurant,
but urged, convinced and arranged for them to remain on
the premises presumably for an indefinite period of time.
There is a great deal of analogy to the sit-down strikes in
the automobile industry referred to in National Labor Rela
tions Board v. Fansteel Metallurgical Corp., 306 U. S. 240.
As presented by the appellant’s assignments of error and
brief, the judgment below is due to be
Affirmed.
3a
Order o f Affirm ance in Slm ttlesworth Case
T he State of Alabama—J udicial Department
THE ALABAMA COURT OF APPEALS
October Torm, 1960-61
6 Div. 802
— ------------------------------------------— -----------------------------------------------------------------
F. L. Shuttlesworth
---V.---
City of B irmingham
Appeal from Jefferson Circuit Court
November 2,1960
Certificate F iled
January 26,1961 • i"
T ranscript F iled
April 18,1961
Come the parties by attorneys, and argue and submit this
cause for decision.
May 30,1961
Come the parties by attorneys, and the record and matters
therein assigned for errors being submitted on briefs and
duly examined and understood by the court, it is considered
th a t in the record and proceedings of the Circuit Court there
is no error. It is therefore considered that the judgment of
th e Circuit Court be in all things affirmed. It is also con
s id e red that the appellant pay the costs of appeal of this
co u rt an d o f the Circuit Court.
4a
Order Denying Application for Rehearing
in Shuttlesworth Case
T he State of Alabama—J udicial Department
THE ALABAMA COURT OF APPEALS
October Term, 1960-61
6 Div. 802
■... . i ......... - ............................ . ........ . " .....
F. L. Shuttlesworth
—v,—
City of B irmingham
Appeal from Jefferson Circuit Court
June 14,1961
Now comes appellant, in the above styled cause, and re
spectfully moves this Honorable Court to grant appellant
a rehearing in said cause, and to reverse, revise and hold
for naught its Judgment rendered on to-wit, the 30th day
of May, 1961, and affirming the Judgment of the Circuit
Court of Jefferson County, Alabama, and to enter an Order,
reversing said Judgment.
Arthur D. Shores
Orzell B illingsley, J r.
P eter A. H ail
Oscar W. Adams, J r.
J. R ichmond P earson
Attorneys for Appellant
June 20,1961
It is ordered that the application for rehearing be and
the same is hereby overruled.
Cates, Judge.
5a
Order Denying Application for Rehearing in
Shuttlesworth Case
June 20,1961
On R ehearing
Cates, Judge:
The application for rehearing in this case is supported
by a brief which contains two propositions of law, both of
which are predicated on the appellant’s having been con
victed under § 1436 of the General City Code of Birming
ham.
This appellant was convicted of inciting others to violate
§ 1436. The propositions accordingly have no bearing on
the facts.
Application Overruled.
6a
Order of Filing in Shuttlesworth Case
S ixth Division
No. 764
Ex P akte F. L. Shuttlesworth
IN THE SUPREME COURT OF ALABAMA
——- — ------- ■■
F. L. Shuttlesworth
City of Birmingham
Appellant
Appellee
Arthur D. Shores
P eter A. H all
Orzell B illingsley, J r.
J, R ichmond P earson
Oscar W. Adams, J r.
Attorneys for Appellant
July 5,1961
Submitted on Briefs
September 25,1961
Writ Denied: No Opinion
October 4,1961
Application for R ehearing F iled
Application for R ehearing Overruled
November 16,1961
i
7a
O rder D enying P etition for W rit o f Certiorari to
the Court o f Appeals in Shuttlesw orth Case
THE SUPREME COURT OP ALABAMA
Thursday, November 16,1961
The Court met pursuant to adjournment
Present: All the Justices
(Lawson’s Division Sitting)
Ex Parte:
6th Div. 764
------— — —
F. L. Shuttlesworth,
Petitioner.
P etition for W rit of Certiorari to the Court of Appeals
(Re: F. L. Shuttlesworth v. City of B irmingham)
Jefferson Circuit Court
It is hereby ordered that the application for rehearing
filed on October 4, 1961, he and the same is hereby over
ruled.
L i v i n g s t o n , C.J., L awson, Stakely and Merrill, JJ.,
concur.
8a
Opinion of Price, Presiding Judge in Billups Case
May 30,1961
T he State of Alabama—J udicial Department
THE ALABAMA COURT OF APPEALS
October Term, 1960-61
6 Div. 795
... , - — n a ^ jgw- ------------ — — ..
Charles Billups
— V / —
City of B irmingham
—............ ...... ..............-......... —-------
Appeal from Jefferson Circuit Court
P rice, Judge:
This is a companion case to that of F. L. Shuttlesworth
v. City of Birmingham, 6 Div. 802.
The facts set out in the Shuttlesworth ease are adopted
as the facts of this case, with this additional statement:
“On March 30, 1960, Rev. Billups went to Daniel Payne
College in a car, where he picked up one James Albert
Davis, a student, and carried him to the home of Rev. F. L.
Shuttlesworth, where several people had gathered, among
them Rev. Shuttlesworth, his wife, and several other stu
dents from Daniel Payne College. Rev. Billups was also
at said meeting.” Under this testimony the jury was fully
justified in finding that this defendant was part and parcel
of the entire scheme.
On the authority of Shuttlesworth v. City of Birming
ham, supra, the judgment is due to be, and hereby is, af
firmed.
Affirmed.
9a
Opinion in Billups Case
T he State of Alabama—J udicial Department
THE ALABAMA COURT OF APPEALS
October Term, 1960-61
6 Div. 795
— —■ ---------------------------------..........................- .................................. ...........
Charles B illups
—v.—
, City of B irmingham
-------------------- ------ -----—— --------------------- ------------
Appeal from Jefferson Circuit Court
November 2,1960
Certificate F iled
January 26,1961
T ranscript F iled
April 18,1961
Come the parties by attorneys, and argue and submit
this cause for decision.
May 30,1961
Come the parties by attorneys, and the record and mat
ters therein assigned for errors being submitted on briefs
and duly examined and understood by the court, it is con
sidered that in the record and proceedings of the Circuit
Court there is no error. It is therefore considered that
the judgment of the Circuit Court be in all things affirmed.
It is also considered that the appellant pay the costs of
appeal of this court and of the Circuit Court.
10a
O rder D enying A pplication fo r R ehearing
in B illups Case
T he State of Alabama—J udicial Department
THE ALABAMA COURT OF APPEALS
October Term, 1960-61
6 Div. 795
_______ _____ _—------—flggS®--------------- —------ ----- —
Charles B illups
—v.—
City of B irmingham
Appeal from Jefferson Circuit Court
June 14,1961
Now comes appellant, in the above styled cause, and re
spectfully moves this Honorable Court to grant appellant
a rehearing in said cause, and to reverse, revise and hold
for naught its Judgment rendered on, to-wit, the 30th day
of May, 1961, and affirming the Judgment of the Circuit
Court of Jefferson County, Alabama, and to enter an Order,
reversing said Judgment.
Arthur D. Shores
Orzell B illingsley, J r.
P eter A. H all
Oscar W. A dams, J r.
J. R ichmond P earson
Attorneys for Appellant
June 20,1961
It is ordered that the application for rehearing be and
the same is hereby overruled.
P er Curiam.
11a
Order of Filing in Billups Case
S ixth Division
No. 763
Ex P arte: Charles B illups
IN THE SUPREME COURT OP ALABAMA
.................... ............................. - ........ ----------------------------------------------------
Charles B illups
Appellant
—vs.—
City of B irmingham
Appellee
— „— -------------------------------------------------------— -— ----- —
Arthur D. Shores
P eter A. H all
Orzell B illingsley, J r.
Oscar W. Adams
J. R ichmond P earson
Attorneys for Appellant.
July 5,1961,—Submitted on Briefs
Sept. 25,1961,—Writ denied: No opinion
Oct. 4,1961,—Application for Rehearing filed
Nov. 16,1961,—Application for Rehearing Overruled
12a
Order Denying Petition for Writ of Certiorari to
the Court of Appeals in Billups Case
THE SUPREME COURT OF ALABAMA
Thursday, November 16,1961
The Court met pursuant to adjournment
Present: All the Justices
(Lawson’s Division Sitting)
6th Div. 763
—----------------- ------------
Ex Parte:
Charles B illups,
Petitioner
P etition for W rit of Certiorari to the Court of Appeals
(Re: Charles B illups v. City of B irmingham)
Jefferson Circuit Court
I t is hereby ordered that the application for rehearing
filed on October 4, 1961, be and the same is hereby over
ruled.
L ivingston, C.J., L awson, Stakely and Merrill, J J
concur.
I
13a
E x tra c ts F r o m T r a n s c r ip t o f P ro c e e d in g s *
“Q. Mr. [detective] Pierce, were you present in the
City’s Recorder’s Court, the Honorable William Con
way presiding, on the evening of April 1,1960 at which
time Rev. F. L. Shuttlesworth, or F. L. Shuttlesworth,
wras on trial for violation of a City Ordinance?
“A. Yes, sir, I was there.
“Q. On that occasion did a James Gober make any
statement under oath and in the presence of the de
fendant Shuttlesworth, in the presence and hearing
of the defendant Shuttlesworth, and in the presence
and hearing of his counsel on that occasion?
“A. Yes sir, he did” (R. 17-18).
# # «= # #
“The Court: May I inquire whether the witness
heard James Gober in the presence of defendant Shut
tlesworth say anything about where he had been the
afternoon before or two days before, whether it was
the 30th or 31st or the 1st of April” (R. 21)!
# * * • *
“A. I heard him testify that he was a student at
Daniel Payne College” (R. 21).
« * * ' * #
“Q. Did he say where that place was on March 30th
he went (R. 25) ?
“A. He said he went to Rev. Shuttlesworth’s house.
“Q. Did he make any remarks as to who was present
when he arrived at Rev. Shuttlesworth’s house?
* This constitutes all of the testimony introduced in evidence
except for material which is repetitive or introductory.
14a
Extracts From Transcript of Proceedings
“A. He said there were several people present. He
named Rev. Shuttlesworth and the Rev. Billups. Said
''"they were there.
“Q. Did he mention that either Rev. Shuttlesworth
or Rev. Billups made any statement there on that
occasion?”
# # # # *
“A. He testified that the sit-down demonstrations
was discussed at the meeting.
“Q. Did he state whether or not Rev. Shuttlesworth
participated in that discussion of the sit down demon
stration?
“A. He testified the meeting was in the living room
of Rev. Shuttlesworth’s house and that Rev. Shuttles
worth participated in the discussion about the sit-down
demonstrations” (R. 25-26).
* * * * *
“Q. Did the witness say that Shuttlesworth sought
volunteers for this demonstration, this sit in demon
stration?”
* * * * *
“A. He testified that Rev. Shuttlesworth asked for
volunteers to participate in the sit-down demonstra
tions (R. 26).
“Q. Did I understand you correct, Mr. Pierce, to say
that he stated Rev. Billups was there at this meeting
also?”
• * * * *
“A. He stated that Rev. Billups was there in the
meeting (R. 27).
“Q. Did he make any reference to any list being
made at this meeting held at Rev. Shuttlesworth’s
house?
“A. He did.”
• • • t •
I
15a
Extracts From Transcript of Proceedings
“A. He testified that there was a list made but he
didn’t know who made the list.”
* * # * *
“Q. I will ask you, Mr.. Pierce, if on this same evening
of April, 1960 in the presence and hearing of Rev.
Shuttlesworth and Rev. Billups if James Albert Davis,
while under oath, made any statements concerning this
meeting held at Rev. Shuttles worth’s house” (R. 28) ®
* * * * *
“A. He did.
“Q. Will you tell the Court what, if anything, he
said on this occasion that took place at the house of
Rev. Shuttlesworth at this hearing or discussion where
in both Rev. Shuttlesworth and Rev. Billups were
present.”
* * * * *
“A. He testified that Rev. Billups came to his school,
Daniel Payne College, in a car and carried him to
Rev. Shuttlesworth’s house. He further testified that
when he arrived there there were several people there,
among which wras Rev. Shuttlesworth and Rev. Shut
tlesworth’s wife and a number of other students from
Daniel Payne College. He testified that in response to
Rev. Shuttlesworth asking for volunteers to participate
in the sit-down strikes that he volunteered to go to
Pizitz at 10:30 and take part in the sit-down demon
strations. He further testified that a list was made
but he didn’t know who made the list. He thought the
list was compiled by—” (R. 28-29).
• * * * *
“A. He said he didn’t know or wasn’t sure who made
the list and he testified that Rev. Shuttlesworth didn’t
say that he would furnish Counsel but told him or made
16a
Extracts From Transcript of Proceedings
the announcement at that time that he would get them
out of jail.”
* * * * *
“Q. Do you know it to be a fact that a number of
boys—or I will put it this way. Do you know it to be
a fact that James Gober and James Albert Davis did
participate in sit-down or sit-in demonstrations on the
day of March 31,1960 (R. 30) ?
“A. Yes sir, they did.
“Q. Do you know of your own knowledge that other
colored boys on that same date participated in sit-in
demonstrations in down town stores in the City of
Birmingham?”
# * * * ’*
“Q. Let me put it this way. Other boys who at
tended the meeting at Rev. Shuttles worth’s house?”
* * * * *
“A. Yes” (R. 30).
* * * * *
“Q, Did either Gober or Davis while at that Court
hearing and under the conditions we have previously
outlined state that other persons were present—I am
speaking of in the Court room now—did they state that
other persons were present who did participate in
these demonstrations at Rev. Shuttlesworth’s house on
March 30, 1960?
“A. Yes sir” (R. 31).
F , L . S H U T T L •oivnoi'ii ,
.w »• v v/ii 1 1 i -C
Petitioners,
f'l-5 A -
u i l r u BILLUPS,
v s .
CITY O F B I R M I N G H A M ,
Respondent
' BRIEF
On Behalf. of Respondent to Petition for
Writ of Certiorari.
WATTS E. DAVIS,
WILLIAM G. WALKER,
EARL McBEE,
600 City Hall Building,
Birmingham, Alabama,
A t t o r n e y s f o r R e s p o n d e n t .
INDEX.
Page
Statement in opposition to question presented for re
view ........................................................................... 1
Statement in opposition to constitutional and statutory
i provisions involved ................................ 3
Statement in opposition to petitioners’ statement of.
the case .................................... 3
Argument:
Re: Lack of jurisdiction of the Court ..................... 4
Re: Constitutional and statutory provisions involved •">
Re: Question presented ............................................. 8
Re: Petitioners’ reasons for granting the w r i t ....... 16
Certificate of service .................................................. 19
Cases Cited.
Allen-Bradley Local, etc., v. Wisconsin Employment
Relations Board, 315 U. S. 740, at page 746, 62
S. Ct. 820, at page 824, 86 L. Ed. 1154 ................. . 6
Browder v. Gayle, 142 F. Supp. 707 ........................... If
Bullock v. U. S., 265 F. 2d 683, cert, denied 79 S. Ct.
1294, 1452, 360 U. S. 909, 932, 3 L. Ed. 2d 1260, re
hearing denied 80 S. Ct. 46, 361 U. S. 855, 4 L. Ed.
2d 95 ......................................................................... 3'
Crane v. Pearson, 26 Ala. App. 571, 163 So. 821........... 6
Davis v. State, 36 Ala. App. 573, 62 So. 2d 224 ......... 11
Dudley Brothers Lumber Company v. Long, 109 So. 2d
684, 268 Ala. 565 ..................................................... 15
IX
Garner v. State of Louisiana, 82 S. Ct. (1961) .7, 8,10,15,18
Gibson v. Mississippi, 16 S. Ct. 904, 162 IT. S. 565, 40
L. Ed. 1075 ................................................................ 7
Hollo v. Brooks, 209 Ala. 486, 96 So. 341 ................ 6
Jones v. State, 174 Ala. 53, 57 So. 31, 3 2 ................... 11
Local No. 8-6, Oil, Chemical and Atomic Workers In
ternational Union, AFL-CIO v. Missouri, 80 S. Ct.
391, 361 U. S. 363, 4 L. Ed. 2d 373 ........................... 6
Martin v. Strothers, 319 U. S. 147, 63 S. Ct. 862, 87
L. Ed. 1313 ....................................................... 17
McNulty v. California, 13 S. Ct. 959, 149 IT. S. 645, 37
L. Ed. 882 ................................................................ 6
National Labor Relations Board v. Fanstcel Metal
lurgical Corp., 306 IT. S. 240 .................................... 10,14
Ohio Bell Telephone Co. v. Public Utilities Commis
sion, 301 U. S. 292, 302, 57 S. Ct. 724, 729, 81 U. Ed.
1093 ........................................................................... 7>8
O’Neil v. Vermont, 12 S. Ct. 693, 144 U. S. 323, 36
L. Ed. 450 .............................................................. 6,7
Parsons v. State, 33 Ala. App. 309, 33 So. 2d 164 . . . . 11
Pruett v. State, 33 Ala. App. 491, 35 So. 2d 115....... 11
Schenck v. United States, 249 U. S. 47 ................... 16,18
Swinea v. Florence, 28 Ala. App. 332, 183 So. 686 ---- 6
Thompson v. City of Louisville, 80 S. Ct. 624, 625
(1960) .......................................................................13>15
Thorington v. Montgomery, 13 S. Ct. 394, 147 U. S.
490, 37 L. Ed. 252 .................................................... 6
Williams v. Howard Johnson, 268 F. 2d 845 ............ 17
Statutes and Rules Cited.
Alabama Supreme Court Rule 1, Code of Alabama
(1940), Title 7, Appendix .................. ....................
ill
City Code of Birmingham (1944):
Section 369 ............................................................. 3,5,13
Section 824 ................................... 10,11,15
Section 1436 ............................................................10,11
Code of Alabama (1940), Title 7, Section 225 ......... 7
Code of Alabama (1940), Title 14, Section 1 4 ............ 11
Supreme Court Buie 21 (1), 28 U. S. C, A................... 4
Supreme Court Buie 24 (2), 28 U. S. C. A................... 5
Supreme Court Buie 33 (1), 28 U. S. C. A . ................. 4,5
i
O C TO B ER T ER M , 1961,
No, 721.
F. L. S H U T T L E S W O R T H and CHARLES B ILL U P S ,
Petitioners,
vs,
CITY OF BIRMINGHAM,
Respondent,
BRIEF
On B eh a lf of R esponden t to P e titio n fo r
W r i t of C ertio ra ri.
STATEMENT IN OPPOSITION TO QUESTION
PRESENTED FOR REVIEW.
Petitioners present a single question for the review of
this Court (p. 2).*
* Page references contained herein and preceded by the letter
“p” designate pages in petitioners’ Petitions for Writ of Certiorari.
Page references contained herein and preceded by the letter “R”
refer to pages in the Records of the proceedings below, which Rec
ords have common page numbers.
This question is predicated upon the supposition that
“ Alabama has convicted petitioners” of inciting or aid
ing or abetting another to go or remain on the premises
of another after being warned not to do so.
Petitioners then propose for review by the Court the
question of whether, in convicting and sentencing the pe
titioners, “ has Alabama denied liberty, including free
speech, secured by the due process clause of the Four
teenth Amendment?”
The State of Alabama is not a named party in the case,
and so far as City of Birmingham, the respondent named
in this cause, is aware, no effort has been exerted at any
time to make the State of Alabama a party. Since “ Ala
bama” was not a party to the case below, and is not a
named party before this Court, the sole question presented
here for review seems entirely and completely moot and
ungermane, leaving thereby no question related to any
events taking place in the courts below for review by this
Court. The case below was a quasi-criminal proceeding
wherein the City of Birmingham sought to enforce one of
its local ordinances.
Petitioners take occasion to also predicate their ques
tion presented for review (p. 2) upon the hypothesis that
“ a Birmingham ordinance requires racial segregation in
restaurants.”
The petitioners’ reference to such an alleged ordinance
is mentioned here before this Court for the very first time
since the initial filing of the complaint by respondent in
the county circuit court below, and is not an appropriate
matter to be considered here under a petition seeking writ
of certiorari.
STATEMENT IN OPPOSITION TO CONSTITUTIONAL
AND STATUTORY PROVISIONS INVOLVED.
Petitioners contend that a section 369 of the 1944 Gen
eral Code of City of Birmingham is one of three ordinances
involved in this proceeding.
As mentioned above, this alleged ordinance has been
injected into this case for its first and only time in the
petition for writ now before this Court, and is not a proper
subject for consideration by the Court. The petition for
writ of certiorari should seek only a review of what has
transpired below and is not properly an arena for intro
ducing new defenses which were not exhausted in the state
courts.
STATEMENT IN OPPOSITION TO PETITIONERS’
STATEMENT OF THE CASE.
Respondent wishes to supplement petitioners’ statement
of the case by pointing out to the Court additional perti
nent testimony which, though brief, is not in petitionei’s’
statement:
“ . . . Rev. Billups came to his school, Daniel Payne
College, in a car and carried him (Davis) to Rev.
Shuttlesworth’s house” (R, 28).
The record further shows “ that in response to Rev.
Shuttlesworth asking for volunteers to participate in the
sit down strikes that he (Davis) volunteered to go to
Pizitz at 10:30 and take part in the sit down demonstra
tions” (R, 29).
As noted by petitioners, Billups was present at the meet
ing and others in attendance at the meeting at Rev. Shut-
tlesworth’s house participated in sit down demonstrations
the day following the meeting (p. 4).
— 4 —
ARGUMENT.
Re: Lack of Jurisdiction of the Court.
Respondent insists the Court is without jurisdiction to
entertain the “ petition for writ of certiorari” in this
cause, for that the petition was not served upon either of
the counsel of record for respondent, namely, Watts E.
Davis or Bill Walker, later referred to as William C.
Walker, whose names clearly appear upon the face of the
title pages appearing in each of the respective records now
before the Court in this cause as the only counsel of
record.
These two cases below, before the Alabama Court of Ap
peals, are reported respectively in 134 So. 2d 213 and 134
So. 2d 215; and, before the Supreme Court of Alabama, in
134 So. 2d 214 and 134 So. 2d 215. Each of the four re
ported cases show “ Watts E. Davis and William C. Walker
for Appellee” .
The proof of service, Form 75 (8-61-10M), as supplied
by the Clerk and subsequently filed with the Clerk of this
Court, demonstrates clearly that notice of the filing of the
petition, the record and proceedings and opinion of the
Court of Appeals of Alabama and of the Supreme Court
of Alabama, was served upon “ Hon. MacDonald Gallion,
Mr. James M. Breckenridge” . Service of the notice, which
is required by Supreme Court Rule 21 (1), 28 U. S. C. A.,1
to be made as required by Supreme Court Rule 33 (1), 28
U. S. 0. A.,2 was attempted to be accomplished by use of
1 The pertinent provision of Supreme Court Rule 21 (1) reads,
“Review on writ of certiorari shall be sought by filing with the
clerk, with proof of service as required by Rule 33. forty printed
copies of a petition, . . ."
2 The pertinent provision of Supreme Court Rule 33 reads,
“Whenever any pleading, motion, notice, brief or other document is
required by these rules to be served, such service may be made per-
<
— 5—-
the mail. Supreme Court Rule 33 (1), 28 U. S. C. A., re
quires that service by mail shall be addressed to counsel
of record (emphasis supplied) at his postoffice address,
which, as shown supra, was not done in this case.
It is your respondent’s position that the petitioners’
failure to comply with the reasonable rules of this Court
in the above regard, whether done through carelessness
or indifference to the rules of this Court, leaves the re
spondent without notice of the proceedings pending in this
cause, as required by law, and that the Court is without
jurisdiction to proceed without the necessary parties to
the writ before the Court. The petition for writ seeking
certiorari should therefore be dismissed or denied.
The rules of this Court, Supreme Court Rule 24 (2),:i
28 II. S. C. A., do not provide for a separate motion to dis
miss a petition for writ of certiorari, and absent the rem
edy of any such motion, respondent prays that nothing
contained in its reply brief shall be considered as a waiver
of its objection presented here to the jurisdiction of the
Court.
ARGUMENT.
Re: Constitutional and Statutory Provisions Involved.
It is contended by petitioners that “ Section 369 (1944)”
of the respondent’s city code is involved in the case now
before the Court.
sonally or by mail on each adverse party. If personal, it shall con
sist of delivery, at the office of counsel of record, to counsel or a
clerk therein. If by mail, it shall consist of depositing the same
in a United States post office or mail box, with first class postage
prepaid, addressed to counsel of record at his post office address
:i “No motion by a respondent to dismiss a petition for writ of
certiorari will be received. Objections to the jurisdiction of the
court to grant writs of certiorari may be included :n briefs in opposi
tion to petitions therefor.”
— 6 —
Petitioners contend that the ordinance requires the sepa
ration of white and colored persons in eating establish
ments.
Assuming such to he true, the propriety of suggesting
the ordinance for the first time in this Court is completely
out of harmony with past decisions of this Court. In the
case of Local No. 8-6, Oil, Chemical and Atomic Workers
International Union, AFL-CIO v. Missouri, 80 S. Ct. 391,
361 U. S. 363, 4 L. Ed. 2d 373, this Court said, “ Constitu
tional questions will not be dealt with abstractly. *
They will be dealt with only as they are appropriately
raised upon a record before us. * * * Nor will we assume
in advance that a State will so construe its law as to bring
it into conflict with the federal Constitution or an act of
Congress.” The foregoing quote was adopted from the
earlier case decided by this Court in Allen-Bradley Local,
etc. v. Wisconsin Employment Relations Board, 315 U. S.
740, at page 746, 62 S. Ct. 820, at page 824, 86 L. Ed. 1154.
It has been stated under Alabama Supreme Court Rule 1,
Code of Alabama (1940), Title 7, Appendix, in assigning
error on appeal, “ it shall be sufficient to state concisely,
in writing, in what the error consists” .
It has been uniformly held under Alabama Supreme
Court decisions that “ no question is reserved for decision
which is not embraced in a due assignment of error”.
Holle v. Brooks, 209 Ala. 486, 96 So. 341; Swinea v. Flor
ence, 28 Ala. App. 332, 183 So. 686; Crane v. Pearson, 26
Ala. App. 571, 163 So. 821.
This Court has many times repeated its established
doctrine that, “ A decision of a state court resting on
grounds of state procedure does not present a federal ques
tion.” Thorington v. Montgomery, 13 S. Ct. 394, 147 U. S.
490, 37 L. Ed. 252; McNulty v. California, 13 S. Ct. 959,
349 IT. S. 645, 37 L. Ed. 882; O’Neil v. Vermont, 12 S. Ct.
i
693, 144 U. S. 323, 36 L. Ed. 450; Gibson v. Mississippi, 16
S. Ct. 904, 162 U. S. 565, 40 L. Ed. 1075,
The records before this Court clearly show that peti
tioners have never placed before the state courts the mat
ter of any such ordinance requiring separation of the
races although lengthy and detailed pleadings were inter
spersed throughout all of the student sit-in cases (Gober
et al., now here in No. 694), as well as the instant case.
At best, as argued in the Gober case, the question of
judicial notice by the court below might conceivably find
its way into the controversy.
Bearing in mind that judicial notice is a rule of evidence
rather than a rule of pleading, the suggested ordinance,
to have served some defensive purpose (see Code of Ala
bama (1940), Title 7, Section 225), would of necessity have
had to be incorporated into a plea or answer to the com
plaint. If then, after the supposed ordinance was properly
made an issue in the trial below petitioners sought judi
cial notice by the Court, rules of evidence making it un
necessary to prove by evidence the existence of such an
ordinance would have been entirely applicable. The record
before the Court clearly demonstrates, of course, that pe
titioners did not place the question of such ordinance be
fore the lower court, nor was any assignment of error di
rected to the proposition before the state appellate court.
This question is not a new one for this Court. In the
recent case of Garner v. State of Louisiana, 82 S. Ct.
(1961), Mr. Chief Justice Warren, in delivering this
Court’s opinion, stated, “ There is nothing in the records
to indicate that the trial judge did in fact take judicial
notice of anything. To extend the doctrine of judicial
notice to the length pressed by respondent * would be
‘to turn the doctrine into a pretext for dispensing with a
trial’ ” , citing Ohio Bell Telephone Co. v. Public Utilities
Commission, 301 U. S. 292, 302, 57 S, Ct. 724, 729, 81 L. Ed.
1093. The foregoing opinion further recited the inherent
danger of a court taking upon itself the prerogative of
unsolicited judicial notice in the absence of inserting same
into the record by saying a party, “ * * * is deprived of
an opportunity to challenge the deductions drawn from
such notice or to dispute the notoriety or truth of the facts
allegedly relied upon.”
In light of the Garner opinion, supra, and in light of
the fact that the record discloses nowhere that the court
below, either upon solicitation of counsel or otherwise,
took or refused to take judicial notice of any such ordi
nance, and further, that no assignment of error before
the state appellate court makes any reference whatever
to the existence of such an ordinance, thereby affording
the state appellate court an opportunity to rule on any
question related to the ordinance, your respondent re
spectfully urges that no constitutional or other questions
dependent upon such an ordinance are properly present
able before this Court for review.
ARGUMENT.
Re: Question Presented.
Petitioners submit one question for review (p. 2) by
this Court.
The question is predicated upon the assumption of fact
that “ Alabama has convicted petitioners” for inciting,
aiding or abetting another person to remain upon the
premises of another after being warned not to do so; and
upon the further assumption of fact that there was no
evidence that either of the petitioners “ persuaded anyone
to violate any law” (ibid).
Following the foregoing assumptions of fact, petitioners
present for review the following question:
— 9 —
“ In convicting and sentencing petitioners respec
tively to 180 and 30 days hard labor, plus fines, has
Alabama denied liberty, including freedom of speech,
secured by the due process clause of the Fourteenth
Amendment?”
The City of Birmingham was the plaintiff in the trial
court below (R. 2). The City handled the prosecution of
the petitioners in the trial court and represented the city
in the appellate courts of Alabama. So far as the record
discloses, and so far as the respondent is aware, the State
of Alabama has never been a party to any phase of this
proceeding nor has the State of Alabama at any time
interceded in the matter in any manner disclosed by the
record.‘it would therefore appear that the only question
presented to this Court for review is a moot one.
As to the proposition that there was “ no evidence”
(p. 2) to support the conviction of petitioners, your re
spondent is unwilling to concede this to be true.
The testimony offered by respondents in the trial below
was neither disputed by petitioners nor was same sub
jected to any cross-examination (R. 31).
Petitioners present extracts of the testimony below in
Appendix to their petition (pp. 13a-lfia). In brief, the
evidence is shown to be as follows: A student (Gober)
went to Rev. Shuttlesworth’s house on March 30th (p.
13a); a student (Davis) went to the house with Rev.
Billups, who came to his school in a car and carried him
there (p. 15a); Rev. Shuttlesworth and Rev. Billups were
both present at Rev. Shuttlesworth’s house (p. 14a); that
there was a meeting in the living room and that Rev.
Shuttlesworth participated in the discussion about sit-
down demonstrations and Rev. Billups was at this meet
ing also (ibid); that when the student (Davis) arrived
at the meeting there were several people there including
— 10
Rev. Shuttlesworth and a number of other students (p.
15a); Rev. Shuttlesworth asked for volunteers to par
ticipate in the sit-down strikes (ibid); a student (Davis)
volunteered to go to Pizitz (a department store in the
City of Birmingham) at 10:30 and take part in the sit-
down demonstrations (ibid); that Rev. Shuttlesworth an
nounced at that time that he would get them out of jail
(pp. 15a, 16a); both James Albert Davis and James Gober
did participate in sit-down demonstrations on March 31,
1960, as well as other students who attended the meeting
at Rev. Shuttlesworth’s house on March 30, 1960 (p. 16a).
The foregoing is the evidence contained in the record
before the Alabama Court of Appeals, and in the petition
under consideration.
The opinion of the state court of appeals (pp. la, 2a)
stated (p. 2a), “ A sit-down demonstration being a form
of trespass after warning, denotes a violation of both
State law and especially of Section 1436 of the City Code,
supra. * # * There is a great deal of analogy to the sit-
down strikes in the automobile industry referred to in
National Labor Relations Board v. Fansteel Metallurgical
Corp., 306 XL S. 240.”
Mr. Chief Justice Warren, in the Court’s opinion in
Garner v. State of Louisiana, 82 S. Ct. 248, 253 (1961),
stated, “ We of course are bound by a state’s interpreta
tion of its own statute and will not substitute our judg
ment for that of the state’s when it becomes necessary to
analyze the evidence for the purpose of determining
whether that evidence supports the findings of a state
court.”
The gravamen of the offense (City Code, Section 824)
charged against petitioners was that petitioners incited,
aided or abetted another to violate the city law or ordi
nance. The law or ordinance which petitioners were
11 —
charged with inciting another to violate was Section 143(5
of the City Code, which latter section makes it unlawful
to remain on the premises of another after warning not
to do so.
The evident objective of Section 824 of the City Code
was the curtailment of City law violations by making it
unlawful to incite or assist others to violate city laws.
While there has been no occasion for the Alabama ap
pellate courts to interpret Section S24 of the City’s Code,
a very similar state statute, Section 14 of Title 14, Code
of Alabama, 1940, contains an aiding and abetting statute
very similar to the city’s law, which says in part as fol
lows: “ * * * And all persons concerned in the commission
of a crime, whether they directly commit the act consti
tuting the offense, or aid or abet (emphasis supplied) its
commission, though not present, must hereafter be in
dicted, tried and punished as principals, as in the case of
misdemeanors.”
The foregoing state statute has been construed by the
state courts on many occasions. Davis v. State, 36 Ala.
App. 573, 62 So. 2d 224, states, “ The words ‘aid and
abet’ comprehend all assistance rendered by acts or words
of encouragement or support. . . . Nor is it necessary to
show prearrangement to do the specific wrong complained
of.” (Emphasis supplied.)
In Pruett v. State, 33 Ala. App. 491, 35 So. 2d 115, the
court said, “ Aid and abet comprehend all assistance ren
dered by acts or words of encouragement * # #”, citing
Jones v. State, 174 Ala. 53, 57 So. 31, 32.
Alabama has further ruled, “ The participation in a
crime and the community of purpose of the perpetrators
need not be proved by direct or positive testimony, but
may be inferred from circumstantial evidence.” Parsons v.
State, 33 Ala. App. 309, 33 So. 2d 164.
— 12
While the state statute differs from the city law pri
marily in the fact that the word “ incite” is not found in
the state statute, the net effect of the inclusion of the
word “ incite” in the city law could do no less than
strengthen and enlarge the scope of the city’s law.
The salient features of the state decisions, supra, are
that acts or words of encouragement are sufficient to bring
an offender within the scope of the statute; that it is not
necessary to show prearrangement to do the specific wrong
complained of; and, that the community of purpose may he
inferred from circumstantial evidence.
As to whether there is any evidence in the record to dis
close that petitioners did incite or aid others to violate a
city law, the petition admits in a summary of the evidence
(p. 4), and in appendix (p. 14a), that a meeting was held
at the home of Rev. Shuttlesworth; that Rev. Billups had
driven one student to the meeting and was present during
the meeting (p. 15a), at which meeting other students were
in attendance, and that after one student volunteered to
go to Pizit7. at a certain hour, a list was made (ibid). The
sit-downs were discussed at the meeting (p. 14a); Rev.
Shuttlesworth made the announcement “ that he would get
them out of jail” (p. 16a), and that other students at the
meeting participated in the sit-downs (ibid).
It is most difficult in view of the foregoing evidence to
agree with petitioners’ predicate of fact, upon which they
base their one question for review by this Court (p. 2),
namely, that there was “ no evidence” upon which to rest
the convictions of the petitioners in the trial court below.
Every conceivable element of the offense of inciting the
students to go upon the premises of another and partici
pate in sit-downs is established by the evidence as admit
ted in the petition (supra) and as shown in the record.
The sit-downs were prearranged, volunteers were sought,
and the volunteers were promised they would be released
t
1.3
from jail. No other rational inference could be drawn from
the promise of release from jail than that the volunteers
were to continue their sit-downs on the premises of others
until they were arrested for trespass, for under the re
spondent’s general City Code there was no other punitive
provision in the code under which they could he arrested
and jailed. Petitioners assert the respondent has a segre
gation ordinance, which is copied into their petition as
Section 369 (144) (p. .3), which has already been discussed
here at length, which petitioners say requires restaurant
owners or operators to make certain provisions for sepa
ration of the races in their eating establishments. Cer
tainly the students could not have been arrested under
any such ordinance as this, for, as shown in the petition
(ibid), it only proposes a burden upon the person who
“ conducts” the restaurant and imposes no sanction or pen
alty upon would be customers in the eating establishments.
There is no evidence in the record that the students were
boisterous or obtrusive in their conduct so as to create a
breach of the peace.
The solicitation of Rev. Shuttlesworth for volunteers for
the sit-downs and the promise to get them out of jail
(supra) left the state court no alternate but to reason
ably conclude from the evidence that the sit-down demon
strators were to trespass and be arrested.
In Thompson v. City of Louisville, 80 S. Ct. 624, 625
(1960), cited by petitioners, this Court said, “ Decision on
this question turns not on the sufficiency of the evidence,
but on whether this conviction rests upon any evidence at
all.”
In view of the evidence above outlined, the attempt by
petitioners to parallel the instant case with the Thompson
case, supra, appears highly incongruous.
It must also bo remembered that the same trial court
which rendered judgment against these two petitioners had
— 14
before it for consideration and the rendition of judgment,
ten cases involving trespasses committed by the sit-down
demonstrators who were counseled by Rev. Shuttlesworth,
all of whom were sentenced together with these petitioners
in a common sentencing proceeding (R. 35-39). The ten
cases (Gober et ah, now here in No. 694), involving tres
pass after warning, together with the two instant cases,
all involved common counsel and developed out of near
identical circumstances occurring in different stores. If,
indeed, the trial court had no knowledge or concept of the
meaning of the term “ sit-down demonstration”, after hav
ing just completed hearing ten cases involving nothing but
“ sit-down” cases, it would of necessity have to be assumed
that the trial judge was something more than naive. In
context with the promised release from jail (pp. 4, 15a,
16a), there was only one inescapable interpretation which
the trial court could place upon the term “ sit-down dem
onstrations” and that was—a device of remaining on an
other’s premises after being told to leave, as in Fansteel,
supra.
Not to be overlooked is the matter of how the question
of the sufficiency of the evidence was raised in the state
court. Petitioners’ motion to exclude the evidence, ground
No. 4 (R. 6), in attacking the sufficiency of the evidence,
alleged as follows:
“ 4. The evidence against the defendant, a Negro,
in support of the charge of his violation of 824 the
General City Code of Birmingham of 1944, clearly in
dicates (emphasis supplied) that those persons al
leged to have acted as a result of the aiding and abet
ting of the defendant, had accepted an invitation to
enter and purchase articles in the various department
stores in the City of Birmingham, stores open to the
public, but had not been allowed to obtain food service
on the same basis as that offered white persons, be-
«
— 15 —
cause of their race or color; and, that in furtherance
of this racially discriminatory practice of the various
department stores (emphasis supplied) in the City of
Birmingham, the defendant was arrested. * * *”
In the foregoing motion to exclude the evidence (R. 6),
which motion is not reviewable by the state appellate
court, Dudley Brothers Lumber Company v. Long, 109
So. 2d 684, 268 Ala. 565, the petitioners themselves have
interpreted the evidence in the trial below as being in
clusive of the activities of the demonstrators in the de
partment stores, in adopting the language (R. 6), “ The
evidence against the defendant(s), a Negro, in support
of the charge of violation of 824 the General City Code
of Birmingham of 1944, clearly indicates (emphasis sup
plied) that those persons alleged to have acted as a re
sult of the aiding and abetting of the defendant(s) had
accepted an invitation to enter and purchase articles in
the various department stores * * etc., and proceeds
then to state that because of the discrimination of the
“ various department stores’’ the defendants were subse
quently arrested (ibid).
In conclusion, on the subject of whether there was “ any
evidence’’, Gamer and Thompson, supra, to support the
state court’s finding of guilt, your respondent strongly
urges that every element of the offense of violating Section
824 of the General City Code of Birmingham of 1944 has
been more than adequately substantiated by the evidence
presented below as shown in the record and petition.
To hold that there was no evidence, as contended by
petitioners, to support the conviction would, as stated by
Mr. Justice Harlan in Gamer v. State of Louisiana, 82 S. Ct.
248, 265, “ * * * in effect attribute(s) to the (Louisiana)
Supreme Court a deliberately unconstitutional decision
* * # y i
— 16 —
ARGUMENT.
Re: Petitioners’ Reasons for Granting the Writ,
Petitioners’ argument concerning reasons for granting
the writ should, of course, be confined to their “ Question
Presented” (p. 2) for the review of the Court, the sub
stance of which is, “ * * * has Alabama denied liberty,
including freedom of speech, secured by the due process
clause of the Fourteenth Amendment!”
For very obvious reasons, petitioners have not elabo
rated upon the rights of property owners as guaranteed
under the Fifth and Fourteenth Amendments to the Con
stitution.
Petitioners concede that the doctrine of free speech
protection has many limitations and cite well known au
thority in support thereof (p. 7), perhaps the most famous
of which is Schenck v. United States, 249 U. S. 47. As
the Court well knows, the defendant in this case was con
victed for mailing circulars during World War I, which
circulars were found to be detrimental to this country’s
war effort. On the circular, among other things, were the
words, “ Assert Your Eights” , and described arguments
in support of the war effort “ as coming from cunning
politicians.” The right of free speech was not upheld by
this Court because a danger to the substantive rights of
others was involved.
In the instant cases, petitioners claim they were assert
ing their rights in seeking volunteers to test the sub
stantive rights of private property owners, or, as they
express it, to perform “ sit-down demonstrations” (p. 8),
which are commonly known to be a sitting upon the
premises of another and refusing to leave until they
become trespassers and are arrested. Kev. Shuttles-
17
worth’s promise to free the demonstrators from jail con
clusively establishes this fact. Attention is also invited
to this fact as borne out in the ten cases involving the
demonstrators now here in Gober, et al., before the Court
under No. 694. The demonstrators in Gober (Parker, It.
21; West, It. 18) said “ they were not going to leave” ; a
demonstrator (Gober, R. 39; Davis, R. 40) was quoted as
saying “ they were instructed to go into the store and sit
down at a white lunch counter, and that they would
probably be or would be asked to leave, and not to leave
but remain there until the police arrested them and took
them out” ; an assistant store manager (Parker, R, 23;
West, R. 20) quoted demonstrators as saying, “ We have
our rights,” when told to leave.
The inciting of this type of demeanor is what petitioners
refer to as “ constitutionally protected free expression”
(p. 10).
This Court made it clear in Martin v. Struthers, 319
U. S. 147, 63 S. Ct. 862, 87 L. Ed. 1313, that, “ Tradition
ally the American law punishes persons who enter onto
the property of another after having been warned to keep
off.”
In B ro w d er v. G ayle, 142 F. Supp. 707, it is clearly stated
that individuals may elect persons with whom they will do
business unimpaired by the Fourteenth Amendment.
The case of Williams v. Howard Johnson, 268 F. 2d 845,
states clearly that restaurants not involved in interstate
commerce are “ at liberty to deal only with such persons
as it may elect.”
In the ease of B ullock v. U. S., 265 F. 2d 683; cert, den ied
79 S. Ct. 1294, 1452, 360 U. S. 909, 932, 3 L. Ed. 2d 1260;
re h e a r in g den ied , 80 S. Ct. 46, 361 U. S. 855, 4 L. Ed. 2d 95,
it was emphasized that, “ The right of free speech is not
absolute and th is am en d m en t to th e F e d e ra l C o n stitu tio n
— 1 8 -
does not confer the right to persuade others to violate the
law.” (Emphasis supplied.)
The evident intent in the meeting sponsored and par
ticipated in by Rev. Billups and Rev. Shuttlesworth was
to determine whether private ownership and control of
property was to endure in this country or whether the
power of a large minority political block could overrule
this traditional heritage of a free enterprise system.
Protection of one’s property under the Fifth and Four
teenth Amendments are “ substantive” rights and any
threat to this substantive right presents a “ clear and
present danger,” Schenck v. United States, supra.
Whatever may or may not be morally right in the use
of one’s own property, sit-down demonstrations have no
place there if not consented to by the owner, as stated in
Garner, supra, in the opinion delivered by Mr. Justice
Harlan; and whether the act involves racial intolerance,
prejudice or bias is not of concern under the Fourteenth
Amendment, where the property is private. See Mr. Jus
tice Douglas’ concurring opinion in Garner, supra.
In conclusion, and for the foregoing reasons, it is re
spectfully submitted that the petition for writ of certio
rari should be denied.
Respectfully submitted,
WATTS E. DAVIS,
WILT JAM C. WALKER,
EARL McBEE,
(100 City Hall Building,
Birmingham, Alabama,
Attorneys for Respondent.
SUPREME COURT OF THE UNITED STATES.
OCTOBER TERM, 1961.
F. L. SHUTTLESWORTH and CHARLES
BILLUPS,
vs.
Petitioners,
"\
> No. 721.
CITY OF BIRMINGHAM,
Respondent. -
Certificate of Service.
I, Earl McBee, one of the Attorneys for Respondent,
City of Birmingham, and a member of the Bar of The
Supreme Cj^urt of the United States, hereby certify that
on the . $ .T. day of March, 1962, I served a copy of Brief
on behalf of respondent to Petition for Writ of Certiorari,
in the above styled and numbered cause, on Jack Green
berg and on Constance Baker Motley, Attorneys for
Petitioners, by depositing the same in a United States Post
Office or mail box, with air mail postage prepaid, ad
dressed to them at their post office address, namely, 10
Columbus Circle, New York 19, New York; and on the
following respective Attorneys of Record for Petitioners
whose addresses are known to Respondent by depositing
the same in a United States Post Office or mail box, with
first class postage prepaid, addressed to Arthur D. Shores,
1527 5th Avenue, North, Birmingham, Alabama; Orzell
Billingsley, Jr., 1630 4th Avenue, North, Birmingham,
Alabama; Peter A. Hall, Masonic Temple Building, Bir
mingham, Alabama; Oscar W. Adams, Jr., 1630 4th
Avenue, North, Birmingham, Alabama; and J. Richmond
Pearson, 415 North 16th Street, Birmingham, Alabama.
Earl McBee,
Attorney for Respondent.
I n t h e
tour! nf % lit !Ub States
October Term, 1961
No.............
J ames R ichard P eterson, Yvonne J oan E ddy, H elen
A ngela E vans, David R alph Strawder, H arold J ames
F owler, F rank G. S mith, R obert Crockett, J ames
Carter, Doris Delores W right and R ose Marie Collins,
Petitioners,
—v.—
City oe Greenville,
Respondent.
V PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF SOUTH CAROLINA
J ack Greenberg
Constance Baker Motley
J ames M. Nabrit, III
Michael Meltsner
10 Columbus Circle
New York 19, New York
Matthew J . P erry
L incoln C. J enkins, J r.
1107% Washington Street
Columbia 1, South Carolina
W illie T. Smith
Greenville, South Carolina
Attorneys for Petitioners
TABLE OF CONTENTS
PAGE
Citation to Opinions Below....................................... 1
Jurisdiction ................................................................ 2
Questions Presented ................................................. 2
Constitutional and Statutory Provisions Involved .... 3
Statement ................................................................... 4
How the Federal Questions Were Raised and De
cided Below .......................................................... 9
Reasons for Granting the Writ ............................... 14
I. Petitioners were denied due process of law
and equal protection of the laws by conviction
of trespass in refusing to leave white lunch
counter where their exclusion was required by
City Ordinance ................................................ 14
II. The decision below conflicts with decisions of
this Court securing the right of freedom of
expression under the Fourteenth Amendment
to the Constitution of the United S tates....... 19
A. The enforcement of the State and City
segregation policy and the interference of
the police violated petitioners’ right to free
dom of expression ..................................... 19
B. The convictions deny petitioners’ right to
freedom of expression in that they rest on
a statute which fails to require proof that
petitioners were requested to leave by a
person who had established authority to
issue such request at the time given....... 23
Conclusion ................................................................. 26
11
T able oe Cases
page
Abrams v. United States, 250 U. S. 616................ 19
Baldwin v. Morgan, 287 F. 2d 750 (5th Cir. 1961) —. 18
Boman v. Birmingham Transit Company, 280 F. 2d
531 (5th Cir. 1960) ................................................ 18
Breard v. Alexandria, 341 U. S. 622 ........................ 20
Brown v. Board of Education, 347 U. S. 483 ............. 18
Buchanan v. Warley, 245 U. S. 60 ............................ 18
Burstyn v. Wilson, 343 U. S. 495 ............................... 25
Burton v. Wilmington Parking Authority, 365 U. S.
715 ........................................................................... 17,18
Chaplinsky v. New Hampshire, 315 U. S. 568 .......... 25
Connally v. General Construction Co., 269 U. S. 385 .. 25
Cooper v. Aaron, 358 U. S. 1 ................................... 22
Davis v. Schnell, 81 F. Supp. 872 (S. D. Ala. 1949)
afiE’d 336 U. S. 933 ................................................. 17
Freeman v. Retail Clerks Union, Washington Su
perior Court, 45 Lab. Rel. Ref. Man. 2334 (1959) 22
Garner v. Louisiana, 7 L. ed. 2d 207 ................. 19, 20, 24, 26
Gayle v. Browder, 352 U. S. 903, aff’g 142 F. Supp.
707, 712 (M. D. Ala. 1956)....................................... 18
Guinn v. U. S., 238 U. S. 347 ................................... 17
Holmes v. City of Atlanta, 350 U. S. 879 ................. 18
Lambert v. California, 355 U. S. 225 ........................ 25
Lane v. Wilson, 307 U. S. 268 ................................... 17
Lanzetta v. New Jersey, 306 U. S. 451..................... 25
Louisiana State University and A & M College v.
Ludley, 252 F. 2d 372 (5th Cir. 1958), cert, denied
358 U. S. 819.......................................................... 17
Ill
PAGE
Marsh v. Alabama, 326 U. S. 501.............................. 21
Martin v. Struthers, 319 U. S. 141............... ............ 20
Mayor and City Council of Baltimore v. Dawson,
350 U. 8. 877 ........................... ............................... 18
Morrissette v. U. S., 342 U. S. 246 ............................ 25, 26
N.A.A.C.P. v. Alabama, 357 U. S. 449 ............... ..... 20
N.L.R.B. v. American Pearl Button Co., 149 F. 2d 258
(8th Cir. 1945) ................................'...................... 21
N.L.R.B. v. Fansteel Metal Corp., 306 U. S. 240........ 21
People v. Barisi, 193 Misc. 934, 86 N. Y. S. 2d 277
(1948) ..................................................................... 21
Republic Aviation Corp. v. N.L.R.B., 324 U, S. 793 .... 21
Saia v. New York, 334 U. S. 558 ............................... 25
San Diego Bldg. Trades Council v. Garmon, 349 IT. S.
236 ................... 21
Schenck v. United States, 249 U. S. 4 7 ..................... 22
Sellers v. Johnson, 163 F. 2d 877 (8th Cir. 1947),
cert, denied 332 U. S. 851 ....................................... 22
Smith v. California, 361 U. S. 147............................ 23
State Athletic Commission v. Dorsey, 359 U. S. 533 18
State of Maryland v. Williams, Baltimore City Court,
44 Lab. Rel. Ref. Man. 2357 (1959) ......... ............. 22
State of North Carolina v. Nelson, 118 S. E. 2 d ...... 11
Stromberg v. California, 283 U. S. 359 ..................... 19
Terminiello v. Chicago, 337 U. S. 1 ......................... 22
Thompson v. City of Louisville, 362 U. S. 199........ 26
Thornhill v. Alabama, 310 U. S. 88............................ 19, 21
United Steelworkers v. N.L.R.B., 243 F. 2d 593 (D. C.
Cir. 1956), reversed on other grounds, 357 U. S. 357 21
IV
PAGE
West Virginia State Board of Education v. Barnette,
319 U. S. 624 ................ ........................................... 19
Wieman v. Updegraff, 344 U. S. 183........................ 23
Williams v. Hot Shoppes, Inc., 293 F. 2d 835 (D. C.
Cir. 1961) ................................................................ 18
Williams v. Howard Johnson’s Restaurant, 268 F.
2d 845 (4th Cir. 1959) .......................................... 11,18
Winters v. New York, 333 U. S. 507 ......................... 23, 25
Statutes and Ordinances
A. & J. R. 1955 (49) 85 .......................-.................. 16
Code of Greenville, 1953, as amended 1958 Cumula
tive Supplement, §31-8 ................................3,4,7,11,14
S. C. A. & J. R. 1956 No. 917 ................................... 16
S. C. A. & J. R. 1952 (47) 2223, A. & J. R. 1954 (48)
1695 repealing S. C. Const. Art. 11, §5 (1895) ...... 16
South Carolina Code Ann. Tit. 58, §§714-720 (1952) 16
South Carolina Code, 1952, §16-388, as amended 1960
(A. & J. R., 1960, R. 896, H. 2135) ........................ 3, 4,13
South Carolina Code
§§21-761 to 779 ........ 16
§21-2..................................................................... 16
§21-230(7) .......................................................... 16
§21-238 (1957 Supp.) ......................................... 16
§40-452 (1952) ................................................... 16
§§51-1, 2.1-2.4 (1957 Supp.) ................................ 16
§51-181 ................................................................ 16
§5-19 ................................................................... 16
United States Code, §1257(3), Title 2 8 ..................... 2
Other Authorities
Public Welfare Offenses, 33 Columbia L. Rev. 55
(1933) ..................................................................... 25
V
INDEX TO APPENDIX
PAGE
Opinion of the Greenville County Court ................ la
Opinion and Judgment of the Supreme Court of
South Carolina ................. 5a
Denial of Eehearing by the Supreme Court of South
Carolina ................................................................. 11a
I n t h e
Bupvmt (Emtrt of tin Imteft States
October Term, 1961
No.............
J ames R ichard P eterson, Yvonne J oan E ddy, H elen
A ngela E vans, David Ralph Strawder, H arold J ames
F owler, F rank G. Smith, R obert Crockett, J ames
Carter, Doris Delores W right and R ose Marie Collins,
— v .—
Petitioners,
City of Greenville,
Respondent.
PETITION FOR WRIT OF CERTIORARI T O T H E
SUPREME COURT O F SOUTH C A R O LIN A
Petitioners pray that a writ of certiorari issue to review
the judgment of the Supreme Court of South Carolina,
entered in the above entitled case on November 10, 1961,
rehearing of which was denied November 30, 1961.
Citation to O pinions Below
The opinion of the Supreme Court of South Carolina,
which opinion is the final judgment of that Court, is re
ported at 122 S. E. 2d 826 (1961) and is set forth in the
appendix hereto, infra pp. 5a-10a. The opinion of the Green
ville County Court is unreported and is set forth in the
appendix hereto, infra pp. la-4a.
2
Jurisd iction
The Judgment of the Supreme Court of South Carolina
was entered November 10, 1961, infra pp. 5a-10a. Petition
for rehearing was denied by the Supreme Court of South
Carolina on November 30, 1961, infra p. 11a.
The jurisdiction of this Court is invoked pursuant to
Title 28, United States Code Section 1257(3), petitioners
having asserted below, and asserting here, deprivation of
rights, privileges and immunities secured by the Constitu
tion of the United States.
Q uestions Presented
Whether Negro petitioners were denied due process of
law and equal protection of the laws as secured by the
Fourteenth Amendment:
1. When arrested and convicted of trespass for refus
ing to leave a department store lunch counter where the
store’s policy of excluding Negroes was made pursuant to
local custom and a segregation Ordinance of the City of
Greenville.
2. Whether petitioner sit-in demonstrators were denied
freedom of expression secured by the Fourteenth Amend
ment when convicted of trespass upon refusal to move from
a white-only lunch counter when (a) the manager did not
request arrest or prosecution and was apparently willing
to endure the controversy without recourse to the criminal
process and exclusion from the counter was required by a
City Ordinance commanding segregation in eating facilities,
and (b) the convictions rest on a statute which fails to re-
3
quire proof that petitioners were requested to leave by a
person who had established authority to issue such request
at the time given.
Constitutional and Statutory
Provisions Involved
1. This case involves Section 1 of the Fourteenth Amend
ment to the Constitution of the United States.
2. This case involves Section 16-388, Code of Laws of
South Carolina, 1952, as amended 1960:
Any person:
(1) Who without legal cause or good excuse enters
into the dwelling house, place of business or on the
premises of another person, after having been warned
within six months preceding, not to do so or
(2) who, having entered into the dwelling house, place
of business or on the premises of another person with
out having been warned within six months not to do so,
and fails and refuses, without good cause or excuse,
to leave immediately upon being ordered or requested
to do so by the person in possession, or his agent or
representative,
Shall, on conviction, be fined not more than one hun
dred dollars, or be imprisoned for not more than thirty
days.
3. This case involves Section 31-8, Code of Greenville,
1953, as amended by 1958 Cumulative Supplement (E. 56,
57):
It shall be unlawful for any person owning, manag
ing or controlling any hotel, restaurant, cafe, eating
4
house, boarding house or similar establishment to fur
nish meals to white persons and colored persons in the
same room, or at the same table, or at the same counter;
provided, however, that meals may be served to white
persons and colored persons in the same room where
separate facilities are furnished. Separate facilities
shall be interpreted to mean:
a) Separate eating utensils and separate dishes
for the serving of food, all of which shall be distinctly
marked by some appropriate color scheme or other
wise;
b) Separate tables, counters or booths;
c) A distance of at least thirty-five feet shall be
maintained between the area where white and colored
persons are served;
d) The area referred to in subsection (c) above
shall not be vacant but shall be occupied by the usual
display counters and merchandise found in a business
concern of a similar nature;
e) A separate facility shall be maintained and used
for the cleaning of eating utensils and dishes fur
nished the two races.
Statement
Petitioners, ten Negro students, were arrested for staging
a sit-in demonstration at the lunch counter of the S. H.
Kress and Company department store on August 9, 1960
(R. 3), in Greenville, South Carolina, a City which by
Ordinance requires segregation in eating facilities (R. 56,
57) and were convicted of trespass in violation of Section
16-388, Code of Laws of South Carolina, 1952, as amended
5
1960 and sentenced to pay a fine of one hundred dollars
($100.00) or serve thirty (30) days in jail (E. 54).
After informing the S. H. Kress and Company depart
ment store in Greenville of their desire to be served at the
store’s lunch counter and learning that the manager would
not press charges against them if they sought service (R.
43), petitioners, at about eleven A.M., seated themselves
at the lunch counter and requested service (R. 40, 41).
White persons were seated at the counter at the time (R.
19, 20, 41). Petitioners were told, “I ’m sorry, we don’t
serve Negroes” (R. 41).
Also at about eleven A.M., Captain Bramlette of the
Greenville Police Department received a call to go to the
Kress store (R. 5). He did not know where the call came
from (R. 5). He was told that there were colored young
boys and girls at the lunch counter (R. 9) and he knew that
the City of Greenville had an Ordinance prohibiting col
ored and white persons being seated at the same lunch
counter (R. 9). He arrived at the store with several city
policemen and found two agents of the South Carolina Law
Enforcement Department already present at the lunch
counter (R. 6). He noticed the ten petitioners seated at
the lunch counter (R. 6) which could accommodate almost
fifty-nine persons (R. 27). The petitioners were orderly
and inoffensive in demeanor (R. 12, 25, 26).
In the presence of the police officers the counter lights
were turned out (R. 19) and G. W. West, manager of
the store requested “ . . . everybody to leave, that the lunch
counter was closed” (R. 19). At the trial, petitioners’ coun
sel was denied permission to ascertain whether this re
quest followed arrangement or agreement with the Police
(R. 23, 24, 26). Neither Mr. West, the manager, nor the
police officers, testified that West identified himself or his
authority to the petitioners either before or after making
6
this announcement.1 When petitioners made no attempt to
leave the lunch counter, Captain Bramlette placed them
under arrest (R. 20).2
Store manager West at no time requested that defen
dants he arrested (R. 26):
Q. And you at no time requested Captain Bramlette
and the other officers to place these defendants under
arrest, did you? A. No, I did not.
Q. That was a matter, I believe, entirely up to the
law enforcement officers? A. Yes, sir.
White persons were seated at the counter when the an
nouncement to close was made (R. 20, 33, 34) but no white
person was arrested (R. 34). As soon as petitioners were
removed by the police, the lunch counter was reopened
(R. 24, 34).
West testified that one of the store’s employees called
the police (R. 23) but when petitioners’ counsel attempted
to bring out any arrangements or agreements between the
store and the police, the Court denied permission to pro
ceed (R. 23-24, 26). But West testified that- he closed the
lunch counter because of the Greenville City Ordinance
requiring racial segregation in eating facilities and local
custom:
1 There is evidence that one of the petitioners, Doris Wright, had
spoken with the store manager prior to the demonstration (R. 43),
but the record is without evidence that any of the other petitioners
were informed or had reason to know that the person who re
quested them to leave had authority to do so. Doris Wright, more
over, testified that the request to leave was made by the Police and
not by manager West who “ . . . was coming from the back at the
time . . . the arrests were being made” (R. 42, 47).
2 Four other Negro demonstrators were arrested but their cases
were disposed of by the juvenile authorities (R. 6).
7
Q. Mr. West, why did you order your lunch counter
closed? A. I t’s contrary to local custom and it’s also
the Ordinance that has been discussed (E. 25).
On cross examination, Captain Bramlette, the arresting
officer, evidenced confusion as to whether defendants were
arrested because they violated Greenville’s Ordinance re
quiring segregation in eating facilities or the State of South
Carolina’s trespass statute (E. 16, 17):
Q. Did the manager of Kress’, did he ask you to
place these defendants under arrest, Captain Bram
lette? A. He did not.
Q. He did not? A. No.
Q. Then why did you place them under arrest? A.
Because we have an Ordinance against it.
Q. An Ordinance? A. That’s right.
Q. But you just now testified that you did not have
the Ordinance in mind when you went over there?
A. State law in mind when I went up there.
Q. And that isn’t the Ordinance of the City of Green
ville, is it? A. This supersedes the order for the City
of Greenville.
Q. In other words, you believe you referred to an
ordinance, but I believe you had the State statute in
mind? A. You asked me have I, did I have knowledge
of the City Ordinance in mind when I went up there
and I answered I did not have it particularly in my
mind, I said I had the State Ordinance in my mind.
Q. I see and so far this City Ordinance which re
quires segregation of the races in restaurants, you at
no time had it in mind, as you went about answering
the call to Kress’ and placing these people under ar
rest? A. In my opinion the state law was passed re
cently supersedes our City Ordinance.
8
This “State Law” is the trespass statute petitioners were
charged with violating. Previously, Captain Bramlette had
testified that he thought the State’s trespass statute pro
hibited “sit-ins.” He later admitted that the statute did
not mention “sit-ins” (R. 14).
Kress and Company is a large nationwide chain (R. 21)
which operates junior department stores (R. 21). The
Greenville branch has fifteen to twenty departments, sells
over 10,000 items and is open to the general public (R. 21,
22). Negroes and whites are invited to purchase and are
served alike with the exception that Negroes are not served
at the lunch counter which is reserved for whites (R. 22).
Kress’s national policy is “to follow local customs” with
regard to serving Negroes and whites at its lunch counters
(R. 22, 23).
Petitioners were tried and convicted in the Recorder’s
Court of Greenville before the City Recorder, sitting with
out a jury, and sentenced to pay a fine of one hundred
dollars ($100.00) or serve thirty (30) days in the City jail
(R. 2, 54).
Petitioners appealed the judgment of Recorder’s Court
to the Greenville County Court, which Court dismissed the
appeal on March 17,1961 (R. 57-60).
The Supreme Court of South Carolina entered its judg
ment, affirming the judgment and sentences below on No
vember 10, 1961, infra pp. 5a-10a, and denied rehearing on
November 30, 1961, infra p. 11a.
9
How the Federal Questions Were Raised
At the commencement of the trial in the Recorder’s Court
of the City of Greenville, petitioners moved to quash the
informations and dismiss the warrants on the ground that
the charge was too uncertain and indefinite to apprise peti
tioners of the charge against them, in violation of the due
process clause of the Fourteenth Amendment to the Con
stitution of the United States (R. 2, 3). The motion was
denied by the Court (R. 3).
At the close of the prosecution’s case, petitioners moved
to dismiss the warrants against them:
“The evidence presented on the charge showTs conclu
sively that by arresting the defendants the officers were
aiding and assisting the owners and managers of
Kress’ Five and Ten Cent Store, in maintaining their
policies of segregating or excluding service to Negroes
at its lunch counter . . . in violation of defendants’
rights to due process of law, and equal protection of
the laws, under the 14th Amendment to the United
States Constitution” (R. 28, 29);
“that the warrant which charges them with trespass
after warning, the designation of the act being set
forth as invalid, in that the evidence establishes merely
that defendants were peacefully upon the premises of
S. H. Kress & Company, which establishment is per
forming an economic function invested with the public
interest as customers, visitors, business guests or in
vitees and there is no basis for the charge recited by
the warrants other than an effort to exclude these de
fendants from the lunch counters of Kress’ Five and
Ten Cent Store, because of their race and color . . .
thereby depriving them of liberty without due process
10
of law and equal protection of the laws secured to them
by the 14th Amendment to the United States Consti
tution” (R. 29, 30) ;
“The designation of the act being set forth in the war
rant under which all these defendants, who are
Negroes, were arrested and charged is on the evidence
unconstitutional as applied to the defendants, in that
it makes it a crime to be on property open to the public
after being asked to leave because of race and color
in violation of the defendants’ rights under the due
process and equal protection clauses of the 14th Amend
ment to the United States Constitution” (R. 30).
These motions were denied by the Court (R. 29, 30).
Petitioners further moved for a dismissal on the ground
that the City had not established a prima facie case (R. 30).
This motion was denied (R. 30).
At the close of the trial, petitioners renewed all motions
for dismissal made at the conclusion of the City’s case
(R. 52). These motions were again denied (R. 52). Fur
ther, petitioners moved for dismissal of the cases on the
ground that:
“ . . . the Negro defendants, were arrested and charged
under a statute which is itself unconstitutional on
its face, by making it a crime to be on public property
after being asked to leave by an individual, at such
individual’s whim. In that, such statute does not re
quire that the person making the demand to leave, pre
sent documents or other evidence of possessing a right
sufficient to apprise the defendants of the validity of
the demand to leave. All of which renders the statute
so vague and uncertain, as applied to the defendants,
as to violate their rights under the due process clause
11
of the 14th Amendment to the United States Consti
tution . . . ”
This motion was denied by the Court (R. 53).
At the close of petitioners’ trial, but before judgment,
petitioners’ counsel moved to place Greenville’s segrega
tion in eating facilities Ordinance in evidence for considera
tion in regard to the judgment (R. 53). The Court denied
this motion (R. 54) but the Ordinance was placed in record
on appeal (R. 56).
Subsequent to judgment, petitioners renewed all motions
made prior thereto by moving for arrest of judgment or,
in the alternative, a new trial (R. 54). The motion was not
granted (R. 54,55).
After considering petitioners’ exceptions (R. 60), the
Greenville County Court, on appeal held:
“ . . . the appeal should be dismissed because the prose
cution was conducted under a valid constitutional stat
ute and in addition the appeal should be dismissed upon
the ground that S. H. Kress and Company has a right
to control its own business. We think this position is
fully sustained under the recent case of Williams v.
Johnson, Res. 344, 268 Fed. (2d) 845 and the North
Carolina case of State v. Nelson decided January 20,
1961 and reported in 118 S. E. (2d) at page 47” (R. 60).
In appealing to the Supreme Court of South Carolina,
petitioners set forth the following exceptions to the judg
ment below (R. 61-63) :
“1. The Court erred in refusing to hold that the
warrant is vague, indefinite and uncertain and does
not plainly and substantially set forth the offense
charged, thus failing to provide appellants with suffi-
12
cient information to meet the charges against them as
is required by the laws of the State of South Carolina,
in violation of appellants’ rights to due process of law,
secured by the Fourteenth Amendment to the United
States Constitution.
2. The Court erred in refusing to hold that the
State failed to establish the corpus delicti.
3. The Court erred in refusing to hold that the
State failed to prove a prima facie case.
4. The Court erred in refusing to hold that the evi
dence of the State shows conclusively that by arresting
appellants the officers were aiding and assisting the
owners and managers of S. H. Kress and Company in
maintaining their policies of segregating or excluding
service to Negroes at their lunch counters on the ground
of race or color, in violation of appellants’ right to due
process of law and equal protection of the laws, se
cured by the Fourteenth Amendment of the United
States Constitution.
5. The Court erred in refusing to hold that the evi
dence establishes merely that the appellants were
peacefully upon the premises of S. FI. Kress and Com
pany, an establishment performing an economic func
tion invested with the public interest as customers,
visitors, business guests or invitees, and that there is
no basis for the charge recited by. the warrants other
than an effort to exclude appellants from the lunch
counter of said business establishment because of their
race and color, thereby depriving appellants of liberty
without due process of law and equal protection of
the laws, secured by the Fourteenth Amendment to
the United States Constitution.
13
6. The Court erred in refusing to hold that the stat
ute appellants are alleged to have violated, to wit, Act
No. 743 of the Acts and Joint Resolutions of the Gen
eral Assembly of South Carolina for 1960 (R. 896,
H. 2135), is unconstitutional on its face by making it
a crime to be on public property after being asked to
leave by an individual at such individual’s whim and
does not require that the person making the demand to
leave present documents or other evidence of pos
sessory right sufficient to apprise appellants of the
validity of the demand to leave, all of which renders
the statute so vague and uncertain as applied to ap
pellants as to violate their rights under the due process
clause of the Fourteenth Amendment to the United
States Constitution.
7. The Court erred in refusing to permit defendants’
counsel to elicit relevant testimony concerning coopera
tion of Store Managers and Police in the City of Green
ville, South Carolina in pursuing the store managers’
policies, customs and practices of segregating or ex
cluding Negroes from their lunch counters.”
In disposing of petitioners’ constitutional objections, the
Supreme Court of South Carolina held that the charge in
the warrant was “definite, clear and unambiguous” infra
p. 7a; that “the act makes no reference to race or color
and is clearly for the purposes of protecting the rights of
the owners or those in control of private property. Irrespec
tive of the reason for closing the counter, the evidence is
conclusive that defendants were arrested because they chose
to remain upon the premises after being requested to leave
by the manager . . . and their constitutional rights were
not violated when they were arrested for trespass,” infra
pp. 8a, 9a.
14
The Court disposed of Greenville’s Ordinance requiring
segregation in eating facilities as follows:
“Upon cross-examination of Capt. G. 0. Bramlette
of the Greenville City Police Department, it was
brought out that the City of Greenville has an ordi
nance making it unlawful for any person owning, man
aging, or controlling any hotel, restaurant, cafe, etc.,
to furnish meals to white persons and colored persons
except under certain conditions; and Defendants con
tend that they were prosecuted under this ordinance;
however, the warrant does not so charge and there is
nothing in the record to substantiate this contention.
The ordinance was made a part of the record upon
request of defendants’ counsel but defendants were
not charged with having violated any of its provisions.
The question of the validity of this ordinance was not
before the trial Court and therefore not before this
Court on appeal.”
R easons for Granting the W rit
The Court below decided this case in conflict with prin
ciples declared by this Court as is further set forth below:
I.
Petitioners were denied due process o f law and equal
protection o f the laws by conviction o f trespass in re
fu sin g to leave w hite lunch counter where their exclu
sion was required by City O rdinance.
Although formally charged with violation of South Caro
lina’s trespass statute, petitioners were actually convicted
of having violated the segregation policy of the City of
Greenville. This policy is expressed in Section 31-8, Code
15
of Greenville, 1953, as amended 1958 Cumulative Supple
ment, see supra p. 3, making it unlawful “ . . . to furnish
meals to white persons and colored persons in the same
room, or the same table, or at the same counter . . . ”
(R. 56-57).
G. W. West, the Manager of the department store, and
a Kress employee for fifteen years3 (R. 20) testified ex
plicitly that exclusion of Negroes from the lunch counter
and the closing of the counter when petitioners sought
service, was caused by the City Ordinance requiring seg
regation in eating facilities (R. 25).
Confirmation that the police were enforcing segregation
is indicated by the fact that some whites seated at the
lunch counter during the demonstration remained seated
and were not arrested (R. 34) although the announcement
to leave was made in general terms (R. 19) and at least
five policemen were present (R. 5, 6). Moreover, the coun
ter was reopened as soon as petitioners were removed by
the police (R. 25).
Further confirmation that the policy of enforcing segre
gation was the City’s appears from how the arrests were
made. The police proceeded to Department Store without
requests to arrest by the management (R. 5), and arrested
petitioners without a request from the management (R. 26).
The manager of the store testified that arrest was entirely
the decision of the police (R. 26) and it does not appear
that the management signed any complaint against peti
tioners.
Prior to the demonstration, a representative of peti-
tioers had discussed the question of service with the man-
3 West came to live in Greenville on February 3, 1960, the day
he became Manager of the Kress Store. Prior to this he worked
for Kress in other Cities (R. 20, 21).
16
ager and had been told that the criminal process would
not be invoked by the store (R. 43). This was not the first
demonstration petitioners had held in Kress’s (R. 44).
When petitioners’ counsel attempted to question the man
ager as to any agreement or arrangement he had made with
the police prior to the closing of the lunch counter, the
Court denied permission to proceed (R. 23, 24, 26).
On this record it is clear that Kress and Company would
have been willing to cope with the controversy within the
realm of social and economic give and take absent the Ordi
nance of the City of Greenville requiring segregation and
the force of local customs supported by the City and the
State of South Carolina.4 If, as the manager testified,
Kress & Company maintained the policy of segregation
because of the Ordinance, then there can be no other con
clusion than that the City, by the Ordinance and by arrest
and criminal conviction, has “place [d] its authority behind
discriminatory treatment based solely on color . . . ” Mr.
4 There can be little doubt that segregation of the races had
been and is the official policy of the State of South Carolina. Cf.
S. C. A. & J. R. 1952 (47) 2223, A. & J. R. 1954 (48) 1695 re
pealing S. C. Const. Art. 11, §5 (1895) (which required legislature
to maintain free public schools). S. C. Code §§21-761 to 779 (regu
lar school attendance) repealed by A. & J. R. 1955 (49) 85; §21-2
(appropriations cut off to any school from which or to which any
pupil transferred because of court order; §21-230(7) (local trustees
may or may not operate schools); §21-238 (1957 Supp.) (school
officials may sell or lease school property whenever they deem it
expedient) ; S. C. Code §40-452 (1952) (unlawful for cotton textile
manufacturer to permit different races to work together in same
room, use same exits, bathrooms, etc., $100 penalty and/or im
prisonment at hard labor up to 30 days; S. C. A. & J. R. 1956
No. 917 (closing park involved in desegregation suit) ; S. C. Code
§§51-1, 2.1-2.4 (1957 Supp.) (providing for separate State Parks)
§51-181 (separate recreational facilities in cities with population
in excess of 60,000) ; §5-19 (separate entrances at circus) ; S. C.
Code Ann. Tit. 58, §§714-720 (1952) (segregation in travel
facilities).
17
Justice Frankfurter dissenting in Burton v. Wilmington
Parking Authority, 365 U. S. 715, 727. The City Ordinance
is no abstract exhortation but obligatory by its terms, to
which were attached criminal sanctions, and it is uncon
tradicted that one of the reasons Kress & Company chose
a policy of racial segregation was because of the Ordinance.
The discriminatory practice of Kress, the request that
petitioners leave and their arrest and conviction, result,
therefore, directly from the formally enacted policy of the
City of Greenville, South Carolina, and not (so far as
this record indicates) from any individual or corporate
business decision or preference of the management of the
store to exclude Negroes from the lunch counter. Whatever
the choice of the property owner may have been, here the
City made the choice to exclude petitioners from the prop
erty through its segregation Ordinance. This City segrega
tion policy was enforced by petitioners’ arrests, convictions
and sentences in the South Carolina courts.
The Supreme Court of South Carolina dismisses ref
erence to the City segregation Ordinance by stating “The
Ordinance was made a part of the record upon request of
defendants’ counsel but defendants were not charged with
having violated any of its provisions.” But the Constitu
tion forbids “sophisticated as well as simple-minded modes
of discrimination.” Lane v. Wilson, 307 U. S. 268, 275.5
By enacting, first, that persons who remain in a restau
rant when the owner demands that they leave are “tres
passers,” and then enacting that restaurateurs may not
5 Racial segregation imposed under another name often has been
condemned by this Court. Guinn v. U. S., 238 U. S. 347; Lane v.
Wilson, supra; Davis v. Schnell, 81 F. Supp. 872 (S. D. Ala. 1949)
aff’d 336 U. S. 933; and see Louisiana State University and A. <&
M. College v. Ludley, 252 F. 2d (5th Cir. 1958) cert, denied 358
U. S. 819.
18
permit Negroes to remain in white restaurants, South
Carolina has very clearly made it a crime (a trespass) for
a Negro to remain in a white restaurant. The manager
of Kress’s admits as much when he testified that the lunch
counter was closed and petitioners asked to leave because
of the Ordinance (R. 25).
This case thus presents a plain conflict with numerous
prior decisions of this Court invalidating state efforts to
require racial segregation. Buchanan v. Warley, 245 U. S.
60; Brown v. Board of Education, 347 XJ. S. 483; Gayle v.
Browder, 352 U. S. 903 aff’g 142 F. Supp. 707, 712 (M. D.
Ala.. 1956); Holmes v. City of Atlanta, 350 U. S. 879; Mayor
and City Council of Baltimore v. Dawson, 350 U. S. 877;
State Athletic Commission v. Dorsey, 359 U. S. 533; cf.
Burton v. Wilmington Parlcing Authority, 365 U. S. 715.
Note the dissenting opinion of Judges Bazelon and Edger-
ton in Williams v. Hot Shoppes, Inc., 293 F. 2d 835, 843
(D. C. Cir. 1961) (dealing primarily with the related issue
of whether a proprietor excluding a Negro under an er
roneous belief that this was required by state statute was
liable for damages under the Civil Rights Act; the majority
applied the equitable abstention doctrine). Indeed, Williams
v. Howard Johnson’s Restaurant, 268 F. 2d 845, 847 (4th
Cir. 1959) relied upon by the Supreme Court of South Caro
lina below, indicated that racial segregation in a restau
rant “in obedience to some positive provision of State law”
would be a violation of the Fourteenth Amendment. See
also Boman v. Birmingham Transit Company, 280 F. 2d
531 (5th Cir. 1960) ; Baldwin v. Morgan, 287 F. 2d 750
(5th Cir. 1961).
19
II.
The decision below conflicts with, decisions of this
Court securing the right of freedom of expression under
the Fourteenth Amendment to the Constitution of the
United States.
A. The Enforcem ent of the State and City Segregation
Policy and the Interference of the Police Violated
Petitioners’ R ight to Freedom of Expression.
Petitioners were engaged in the exercise of free ex
pression, by verbal and nonverbal requests to the manage
ment for service, and nonverbal requests for nondiscrimina-
tory lunch counter service, implicit in their continued
remaining in the dining area when refused service. As Mr.
Justice Harlan wrote in Garner v. Louisiana: “We would
surely have to be blind not to recognize that petitioners
were sitting at these counters, when they knew they would
not be served, in order to demonstrate that their race was
being segregated in dining facilities in this part of the
country.” 7 L. ed. 2d at 235-36. Petitioners’ expression
(asking for service) was entirely appropriate to the time
and place at which it occurred. They did not shout or
obstruct the conduct of business. There were no speeches,
picket signs, handbills or other forms of expression in the
store possibly inappropriate to the time and place. Rather
they offered to purchase in a place and at a time set aside
for such transactions. Their protest demonstration was a
part of the “free trade in ideas” (Abrams v. United States,
250 U. S. 616, 630, Holmes, J dissenting), within the range
of liberties protected by the Fourteenth Amendment, even
though nonverbal. Stromberg v. California, 283 U. S. 359
(display of red flag); Thornhill v. Alabama, 310 U. S. 88
(picketing); West Virginia State Board of Education v.
20
Barnette, 319 U. S. 624, 633-634 (flag salute); N.A.A.C.P.
v. Alabama, 357 U. S. 449 (freedom of association).
Questions concerning freedom of expression are not re
solved merely by reference to the fact that private property
is involved. The Fourteenth Amendment right to free ex
pression on private property takes contour from the cir
cumstances, in part determined by the owner’s privacy,
his use and arrangement of his property. In Breard v.
Alexandria, 341 U. S. 622, the Court balanced the “house
holder’s desire for privacy and the publisher’s right to
distribute publications” in the particular manner involved,
upholding a law limiting the publisher’s right to solicit on
a door-to-door basis. But cf. Martin v. Struthers, 319 U. S.
141 where different kinds of interests led to a correspond
ing difference in result. Moreover, the manner of asser
tion and the action of the State, through its officers, its
customs and its creation of the property interest are to be
taken into account.
In this constitutional context it is crucial, therefore,
that the stores implicitly consented to the protest and did
not seek intervention of the criminal law. For this case
is like Garner v. Louisiana, supra, where Mr. Justice Har
lan, concurring, found a protected area of free expression
on private property on facts regarded as involving “the
implied consent of the management” for the sit-in demon
strators to remain on the property. Petitioners informed
the management that there would be a protest and received
assurance that the management would not resort to the
criminal process. Petitioners were not asked to leave the
counter until the police arrived and the manager talked
with the police. It does not appear that anyone connected
with the store signed an affidavit or complaint against
petitioners. The police officer proceeded immediately to
21
arrest the petitioners without any request to do so on
the part of anyone connected with the store.
In such circumstances, petitioners’ arrest must be seen
as state interference in a dispute over segregation at this
lunch counter, a dispute being resolved by persuasion and
pressure in a context of economic and social struggle be
tween contending private interests. The Court has ruled
that judicial sanctions may not be interposed to discrim
inate against a party to such a conflict. Thornhill v. Ala
bama, supra; San Diego Bldg. Trades Council v. Garmon,
349 U. S. 236.
But even to the extent that the store may have acquiesced
in the police action a determination of free expression
rights still requires considering the totality of circum
stances respecting the owner’s use of the property and the
specific interest which state judicial action supports. Marsh
v. Alabama, 326 U. S. 501.
In Marsh, this Court reversed trespass convictions of
Jehovah’s Witnesses who went upon the privately owned
streets of a company town to proselytize, holding that the
conviction violated the Fourteenth Amendment. In Re
public Aviation Corp. v. N.L.R.B., 324 U. S. 793, the Court
upheld a labor board ruling that lacking special circum
stances employer regulations forbidding all union solicita
tion on company property constituted unfair labor prac
tices. See Thornhill v. Alabama, supra, involving picketing
on company-owned property; see also N.L.R.B. v. American
Pearl Button Co., 149 F. 2d 258 (8th Cir. 1945); United
Steelworkers v. N.L.R.B., 243 F. 2d 593, 598 (D. C. Cir.
1956), reversed on other grounds, 357 U. S. 357, and com
pare the cases mentioned above with N.L.R.B. v. Fansteel
Metal Corp., 306 U. S. 240, 252, condemning an employee
seizure of a plant. In People v. Barisi, 193 Misc. 934, 86
22
N. Y. S. 2d 277, 279 (1948) the Court held that picketing
within Pennsylvania Railroad Station was not a trespass;
the owners opened it to the public and their property rights
were “circumscribed by the constitutional rights of those
who use it.” See also Freeman v. Retail Clerks Union,
Washington Superior Court, 45 Lab. Rel. Ref. Man. 2334
(1959); and State of Maryland v. Williams, Baltimore City
Court, 44 Lab. Rel. Ref. Man. 2357, 2361 (1959).
In the circumstances of this case the only apparent state
interest being subserved by these trespass prosecutions is
support of the property owner’s discrimination, a policy
which the manager testified was caused by the State’s seg
regation custom and policy and the express terms of the
City Ordinance. This is the most that the property owner
can be found to have sought.
Where free expression rights are involved, the question
for decision is whether the relevant expressions are “in
such circumstances and . . . of such a nature as to create
a clear and present danger that will bring about the sub
stantive evil” which the State has the right to prevent.
Sckenck v. United States, 249 U. S. 47, 62. The only “sub
stantive evil” sought to be prevented by these trespass
prosecutions is the stifling of protest against the elimina
tion of racial discrimination, but this is not an “evil” within
the State’s power to suppress because the Fourteenth
Amendment prohibits state support of racial discrimina
tion. See Cooper v. Aaron, 358 U. S. 1; Terminiello v.
Chicago, 337 U. S. 1; Sellers v. Johnson, 163 F. 2d 877
(8th Circuit, 1957), cert, denied 332 U. S. 851.
23
B. The Convictions Deny Petitioners’ Right to Freedom
of Expression in That They Rest on a Statute W hich
Fails to Require Proof That Petitioners Were Re
quested to Leave by a Person Who Had Established
Authority to Issue Such Request at the Time Given.
In the courts below petitioners asserted that the statute
in question denied due process of law secured by the Four
teenth Amendment to the Constitution of the United States
in that it did not require that the person requesting them
to leave the lunch counter establish his authority to make
the demand. Although raised and pressed below by peti
tioners, the Supreme Court of South Carolina failed to
construe the statute to require proof that the person who
requested them to leave establish his authority.
If in the circumstances of this case free speech is to be
curtailed, the least one has a right to expect is reasonable
notice in the statute under which convictions are obtained,
to that effect. Winters v. New York, 333 U. S. 507. Here,
absent a statutory provision that the person making the
request to leave be required to communicate that authority
to the person asked to leave, petitioners, in effect, have
been convicted of crime for refusing to cease their pro
tests at the request of a person who could have been a
stranger. The stifling effect of such a rule on free speech
is obvious. See Wieman v. Updegraff, 344 U. S. 183; Smith
v. California, 361 U. S. 147.
The vice of lack of fair notice was compounded where,
as here, petitioners were convicted under a statute which
designated two separate crimes, see supra p. 3, and a
warrant which failed to specify under which section the
prosecution proceeded (R. 2). Moreover, the warrant and
the trial court stated that petitioners were charged with
“trespass after warning” (R. 2) (Section (1) of the Stat
ute speaks of being “warned” ; Section (2) “without having
been warned”), but the prosecution offered no proof that
24
petitioners had been “warned” within six months as re
quired by Section (1) and apparently proceeded on the
theory that Section (2) of the statute was involved.
This record is barren of any attempt by the City of
Greenville to prove that the person who requested peti
tioners to leave identified his authority to do so to petition
ers, and the courts of South Carolina, although urged by
petitioners, failed to require such proof. While one of the
petitioners brought out, when questioned by her own coun
sel, that she had spoken to the manager previously,6 there
is no evidence that the other petitioners knew the authority
of the person who gave the order to leave. With rights
to freedom of expression at stake, the City should be re
quired to provide clear and unambiguous proof of all the
elements of the crime. Identification of authority to make
the request to leave is all the more important because of
the active role played by the police in this case, for if the
police were enforcing segregation clearly petitioners had
a right to remain at the counter. Garner v. Louisiana,
supra.
No one ordinarily may be expected to assume that one
who tells him to leave a public place, into which the pro
prietor invited him and in which he has traded, is authorized
to utter an order to leave when no claim of such authority
is made. This is especially true in the case of a Negro seat
ing himself in a white dining area in Greenville, South
Carolina—obviously a matter of controversy and one which
any stranger, or the police of a city with a segregation
ordinance, might be expected to volunteer strong views. If
the statute in question is interpreted to mean that one must
leave a public place under penalty of being held a criminal
when so ordered to do so by a person who later turns
6 She also testified that the police, not the manager, gave the
order for petitioners to leave. See Note 1, s u p r a .
25
out to have been in authority without a claim of authority
at the time, it means as a practical matter, that one must
depart from public places whenever told to do so by any
one; the alternative is to risk fine or imprisonment. Such
a rule might be held a denial of due process. Cf. Lambert v.
California, 33o U. S. 225. But if such is the rule the statute
gives no fair warning, Winters v. New York, supra; Burstyn
v. Wilson, 343 U. S. 495; Saia v. New York, 334 IT. S. 558;
Chaplinsky v. New Hampshire, 315 U. S. 568. Absent such
notice, petitioners surely were entitled to assume that one
may go about a public place under necessity to observe
orders only from those who claim with some definiteness
the right to give them.
Indeed, as a matter of due process of law, if it is the
rule one must obey all orders of strangers to leave public
places under penalty of criminal conviction if one uttering
the order later turns out to have had authority, petitioners
are entitled to more warning of its harshness than the stat
ute s text affirmed. Cf. Connolly v. General Construction
Co., 269 IT. 8. 385; Lansetta v. New Jersey, 306 IT. S. 451.
Otherwise many persons—like these petitioners—may be
held guilty of crime without having intended to do wrong.
This Court has said, however, that:
The contention that an injury can amount to a crime
only when inflicted by intention is no provincial or
transient notion. It is as universal and persistent in
mature systems of law as belief in freedom of the
human will and a consequent ability and duty of the
normal individual to choose between good and evil.
Morrissette v. IT. 8., 342 IT. S. 246, 250.
Morrissette, of course, involved a federal statute as treated
in the federal courts. But it expresses the fundamental view
that scienter ought generally to be an element in criminality.
See Sayre, Public Welfare Offenses, 33 Columbia L. Bev.
26
55, 55-6 (1933). The pervasive character of scienter as an
element of crime makes it clear that a general statute like
the ordinance now in question, in failing to lay down a
scienter requirement, gives no adequate warning of an
absolute liability. Trespass statutes like the one at bar
are quite different from “public welfare statutes” in which
an absolute liability rule is not unusual. See Morrissette
v. United States, supra, 342 U. S. at 252-260.
On the other hand, however, if South Carolina were to
read a scienter provision into this ordinance for the first
time—which it has failed to do although the issue was
squarely presented in this case—the lack of the necessary
element of guilt, notice of authority, would require reversal
under authority of Garner v. Louisiana, supra; Thompson
v. City of Louisville, 362 U. S. 199.
Wherefore, for the foregoing reasons, it is respectfully
submitted that the petition for writ of certiorari should
be granted.
Respectfully submitted,
J ack G reenberg
C onstance B a ker M otley
J am es M. N abrit , III
M ic h a e l M e l t sn e r
10 Columbus Circle
New York 19, New York
M a t t h e w J . P erry
L in c o l n C. J e n k in s , J r.
1107% Washington Street
Columbia 1, South Carolina
W il l ie T. S m it h
Greenville, South Carolina
Attorneys for Petitioners
la
APPENDIX
O r d e r
I n t h e
GREENVILLE COUNTY COURT
J am es R ichard P eterso n , et a l .,
— v.—
C ity oe Gr e e n v il l e .
APPEAL PROM THE RECORDER’S COURT
OF THE CITY OF GREENVILLE
This is an appeal to this Court from the Recorder’s
Court of the City of Greenville.
The Defendants were tried on August 11, 1960, in the
Greenville City Recorder’s Court before the Recorder,
John V. Jester, upon a charge of violating the Act of
May 20, 1960, which in substance makes any person a tres
passer who refuses to leave the premises of another im
mediately upon being requested to leave.
The Act is very simple and plain in its language.
It appears that on August 9, 1960, the ten Defendants,
who are making this appeal, with four other young Negro
youths went to the store of S. H. Kress and Company and
seated themselves at the lunch counter at the store. At the
trial there seemed to be some attempt to minimize the evi
dence of the officers involved as to whether or not the
Defendants, now Appellants, refused to leave the premises
immediately upon the request of the store manager that
2a
Order of Greenville County Court
they should leave. However, in the argument of the chief
counsel for the Appellants, all question of doubt in this
respect is resolved in favor of the City. According to the
written Brief of the Defendants, the Defendants now
“seated themselves at the lunch counter where they sought
to be served. They were not served and, in fact, were
told by the management that they could not be served and
would have to leave. The Defendants refused to leave and
remained seated at the lunch counter.”
The act clearly makes it a criminal offense for any
person situated as the Defendants were to refuse or fail
to “immediately” depart upon request or demand.
Therefore, the main question before this Court is whether
or not the Appellants were lawfully tried on a charge of
violating this Act by refusing to leave the lunch counter
immedately when requested to do so.
In the oral argument counsel for the Appellants seemed
to reply in a vague manner upon an “unconstitutional ap
plication” of the Statute.
As the Court views the statute it was merely a statutory
enlargement and re-enactment of the common law in South
Carolina which has been recognized for more than a half
century to the effect that when a property owner, whether
it be a dwelling house or place of business, has the right
to order any person from the premises whether they be an
invitee or an uninvited person. This principle of law was
fully and clearly reaffirmed by the Supreme Court of South
Carolina in the recent case of State v. Starner, et al., 49
S. E. (2d) 209.
For scores of years South Carolina has had a number
of Statutes with reference to the law of trespass. They
are now embodied as Article 5, Code of 1952, embracing
Sections 16-381 to 16-394. Section 17-286 particularly refers
to trespasses after notice.
3a
Order of Greenville County Court
Therefore, the Act of May 20, 1960, now designated in
the 1952 Code as Sec. 17-388 is the controlling factor here.
There can he no doubt that the field into which the Legisla
ture entered by the enactment of this particular law was
a well recognized portion of the law of the State of South
Carolina. The Constitutionality of the Act cannot be ques
tioned.
Every presumption will be made in favor of the Con
stitutionality of a statute. There are more than fifty de
cisions by the Supreme Court of South Carolina to this
effect. The LTnited States Supreme Court in many eases
has recognized that there is a presumption in favor of the
constitutionality of an Act of Congress or of a State or
Municipal legislative body. In the case of Davis v. Depart
ment of Labor, 317 U. S. 255, 87 Law Ed. 250, the United
States Supreme Court held that there is a presumption
of constitutionality in favor of State statutes. Time and
time again the Supreme Court of South Carolina has held
“the law is well settled that the burden is on the person
claiming the Act to be unconstitutional to prove and show
that it is unconstitutional beyond a reasonable doubt”.
McCollum v. Snipes, 49 S. E. 12, 213 S. C. 254.
In 16 C. J. S. 388, we find this language, “Statutes are
presumed to be valid and a party attacking a statute as
unconstitutional has the burden of proof”. Over five hun
dred decisions from all over the United States are cited
to support this statement of the law.
The argument of counsel for the Appellants failed to
raise a single serious question as to the constitutionality
of the statute.
Counsel for Appellants insisted upon the right of the
Defendants to adduce evidence of some alleged conspiracy
or plan on the part of the officers of the law and store
4a
Order of Greenville County Court
management to bring about this prosecution. We think
the sole issue in the Recorder’s Court was whether or not
the Defendants were guilty of violating the Act in ques
tion. They now boldly admit through counsel that they
defied the management of the store and refused to leave
when requested. Had they departed from the store im
mediately, as the law requires they should have, there
would have been no arrest, but apparently in accordance
with a preconceived plan they all kept their seats and
defied the management and refused to leave the premises.
Evidence of any other motive on the part of the manage
ment would have thrown no light on this case.
In my opinion the appeal should be dismissed because
the prosecution was conducted under a valid constitu
tional statute and in addition the appeal should be dis
missed upon the ground that S. H. Kress and Company
had a right to control its own business. We think this
position is fully sustained under the recent case of Wil
liam v. Johnson, Res. 344, 268 Fed. (2d) 845, and the North
Carolina case of State v. Nelson, decided January 20, 1961,
and reported in 118 S. E. (2d) at page 47.
I carefully considered all the exceptions made by the
Appellants and I am unable to sustain any of them. It is,
therefore,
Ordered , adjudged and decreed that the Appeal be dis
missed.
J am es H . P r ic e ,
Special Judge,
Greenville County Court.
March 17, 1961.
5a
Opinion
THE STATE OF SOUTH CAROLINA
I n t h e S u pr e m e C ourt
C ity op Gr e e n v il l e ,
—v.—
Respondent,
J ames R ichard P eterson, Yvonne J oan E ddy, H elen
A ngela E vans, David R alph Strawder, H arold J ames
F owler, F rank G. Smith , R obert Crockett, J ames
Carter, Doris Delores W right and R ose Marie Collins,
Appellants.
Appeal From Greenville County
James H. Price, Special County Judge
Case No. 4761
Opinion No. 17845
Filed November 10, 1961
T aylor, C.J.: Defendants were convicted of the charge
of trespass after notice in violation of Section 16-388,
Code of Laws of South Carolina, 1952, as amended, and
appeal. By agreement of counsel, all bail bonds were con
tinued in effect pending disposition of this appeal.
On August 9, 1960, in response to a call, law enforce
ment officers were dispatched to the S. H. Kress Store in
Greenville, South Carolina, a member of a large chain of
6a
Opinion, South Carolina Supreme Court
stores operated throughout the United States and described
as a junior department store. Upon arrival they found
the ten defendants and four others who were under six
teen years of age, all Negroes, seated at the lunch counter.
There is testimony to the effect that because of the local
custom to serve white persons only at the lunch counter
the manager of the store announced that the lunch counter
was closed, the lights were extinguished, and all persons
were requested to leave. The white persons present left,
but all Negroes refused to leave; and those above the age
of sixteen were thereupon charged with trespass after
notice as provided in the aforementioned section of the
Code, which provides:
“Any person:
“ (1) Who without legal cause or good excuse enters
into the dwelling house, place of business or on the
premises of another person, after having been warned
within six months preceding, not to do so or
“ (2) Who, having entered into the dwelling house,
place of business or on the premises of another person
without having been warned within six months not
to do so, and fails and refuses, without good cause or
excuse, to leave immediately upon being ordered or
requested to do so by the person in possession, or his
agent or representative,
“Shall, on conviction, be fined not more than one
hundred dollars or be imprisoned for not more than
thirty days.”
D e fe n d a n ts c o n te n d , f ir s t , e r r o r in r e fu s in g to d ism iss
th e w a r r a n t u p o n th e g ro u n d th a t th e c h a rg e c o n ta in e d
th e re in w a s to o in d e fin ite a n d u n c e r ta in a s to a p p r is e th e
7 a
Opinion, South Carolina Supreme Court
defendants as to what they were actually being charged
with.
Defendants were arrested in the act of committing the
offense charged, they refused the manager’s request to
leave after the lunch counter had been closed and the lights
extinguished, and there could have been no question in
defendants’ minds as to what they were charged with.
Further, there was at that time no claim of lack of suffi
cient information, and upon trial there was no motion to
require the prosecution to make the charge more definite
and certain. Defendants rely upon State v. Randolph,
et al.,-----S. C .------ , 121 S. E. (2d) 349, where this Court
held that it was error to refuse defendants’ motion to
make the charge more definite and certain in a warrant
charging breach of the peace. It was pointed out in that
case that breach of the peace embraces a variety of con
duct and defendants were entitled to be given such in
formation as would enable them to understand the nature
of the offense. This is not true in instant ease where the
charges were definite, clear and unambiguous; further, no
motion was made to require the prosecution to make the
charge more definite and certain. There is no merit in this
contention.
Defendants next contend that their arrest and convic
tion was in furtherance of a custom of racial segregation
in violation of the Fourteenth Amendment to the Consti
tution of the United States.
Defendants entered the place of business of the S. H.
Kress Store and seated themselves at the lunch counter,
they contend, for the purpose of being served, although
four of them had no money and there is no testimony
that such service was to be paid for by others.
The testimony reveals that the lunch counter was closed
because it was the custom of the S. H. Kress Store in
8a
Opinion, South Carolina Supreme Court
Greenville, South Carolina, to serve whites only and after
all persons had left or been removed the lunch counter
was reopened for business. The statute with no reference
to segregation of the races applies to “Any person: * * *
Who fails and refuses without cause or good excuse * * *
to leave immediately upon being ordered or requested to
do so by the person in possession or his agent or repre
sentative, * * * ” The act makes no reference to race or
color and is clearly for the purpose of protecting the rights
of the owners or those in control of private property. Ir
respective of the reason for closing the counter, the evi
dence is conclusive that defendants were arrested because
they chose to remain upon the premises after being re
quested to leave by the manager.
Defendants do not attack the statute as being uncon
stitutional but contend that their constitutional rights were
abridged in its application in that they were invitees and
had been refused service because of their race. The cases
cited do not support this contention while there are a
number of cases holding to the contrary. See Hall v. Com
monwealth, 188 Ya. 72, 49 S. E. (2d) 369, 335 U. S. 875,
69 S. Ct. 240, 93 L. Ed. 418; Henderson v. Trailway Bus
Company, D. C. Va., 194 F. Supp. 423; State v. Clyburn,
247 N. C. 455, 101 S. E. (2d) 295; State v. Avent, 253 N. C.
580, 118 S. E. (2d) 47; Williams v. Howard Johnson
Restaurant, 4 Cir., 268 F. (2d) 845; Slack v. Atlantic White
Tower System, Inc., D. C. Md., 181 F. Supp. 124, 4 Cir.,
284 F. (2d) 746; Griffin v. Collins, D. C. Md., 187 F. Supp.
149; Wilmington Parking Authority v. Burton, Del., 157
A. (2d) 894; Randolph v. Commonwealth, -----Va. ------ ,
119 S. E. (2d) 817. The Fourteenth Amendment erects
no shield against merely private conduct, however dis
criminatory or wrongful, Shelley v. Kraemer, 334 U. S. 1,
9a
Opinion, South Carolina Supreme Court
68 S. Ct. 836, 92 L. Ed. 1161, 3 A. L. R. (2d) 441; and the
operator of a privately owned business may accept some
customers and reject others on purely personal grounds
in the absence of a statute to the contrary, Alpaugh v.
Wolverton, 184 Va. 943, 136 S. E. (2d) 906. In the absence
of a statute forbidding discrimination based on race or
color, the operator of a privately owned place of business
has the right to select the clientele he will serve irrespec
tive of color, State v. Avent, 253 N. C. 580, 118 S. E. (2d)
47. Although the general public has an implied license to
enter any retail store the proprietor or his agent is at
liberty to revoke this license at any time and to eject
such individual if he refuses to leave when requested to
do so, Annotation 9 A. L. R. 379; Annotation 33 A. L. R.
421; Brookshide-Pratt Mining Co. v. Booth, 211 Ala. 268,
100 So. 240, 33 A. L. R. 417; and may lawfully forbid any
and all persons, regardless of reason, race or religion, to
enter or remain upon any part of his premises which are
not devoted to public use, Henderson v. Trailway Bus
Company, 194 F. Supp. 426.
The lunch counter was closed, the lights extinguished,
and all persons requested to quit the premises. Defen
dants refused and their constitutional rights were not
violated when they were arrested for trespass.
Upon cross-examination of Capt. G. O. Bramlette of
the Greenville City Police Department, it was brought out
that the City of Greenville has an ordinance making it
unlawful for any person owning, managing, or controlling
any hotel, restaurant, cafe, etc., to furnish meals to white
persons and colored person except under certain condi
tions; and Defendants contend that they were prosecuted
under this ordinance; however, the warrant does not so
charge and there is nothing in the record to substantiate
10a
Opinion, South Carolina Supreme Court
this contention. The ordinance was made a part of the
record upon request of defendants’ counsel but defendants
were not charged with having violated any of its provi
sions. The question of the validity of this ordinance was
not before the trial Court and therefore not before this
Court on appeal.
Defendants further contention that the prosecution failed
to establish the corpus delicti is disposed of by what has
already been said.
We are of opinion that the judgment and sentences ap
pealed from should be affirmed; and I t I s So Ordered.
Affirmed.
Oxner, L egge, Moss and L ewis, JJ., concur.
11a
Certificate
THE STATE OF SOUTH CAROLINA
I n the Supreme Court
Case No. 6032
City oe Greenville,
—against—
Respondent,
J ames R ichard P eterson, Yvonne J oan E ddy, H elen
Angela E vans, David Ralph Strawder, H arold J ames
F owler, P rank G. Smith , R obert Crockett, J ames
Carter, Doris Delores W right and R ose Marie Collins,
Appellants.
I, Harold R. Bonlware, hereby certify that I am a
practicing attorney of this Court and am in no way con
nected with the within case. I further certify that I am
familiar with the record of this case and have read the
opinion of this Court which was filed November 10, 1961,
and in my opinion there is merit in the Petition for
Rehearing.
/ s / H arold R. Boulware
The Court neither overlooked nor misapprehended any
of the facts set forth herein. Therefore the Petition is
denied.
/s / C. A. Taylor, C.J.
/s / G. Dewey Oxner, A.J.
/s / L ionel K. Legge, A.J.
/ s / J oseph R. Moss, A.J.
/ s / J . W oodrow L ewis, A.J.
Columbia, South Carolina
November 16, 1961.
Supreme Court of the United States
OCTOBER TERM, 19G1
No. 750
JAMES RICHARD P E T E R S O N , YVONNE JOAN
EDDY, HELEN ANGELA EVANS, DAVID RALPH
STRAWDER, HAROLD JAMES FOWLER, FRANK
G. SMITH, ROBERT CROCKETT, JAMES CAR
TER, DORIS DELORES WRIGHT and ROSE MA
RIE COLLINS, P e t it io n e e s ,
versus
CITY OF GREENVILLE, R espo n d en t
BRIEF OF THE RESPONDENT, CITY OF GREEN
VILLE, IN OPPOSITION TO PETITION FOR WRIT OF
CERTIORARI
THOMAS A. WOFFORD,
THEODORE A. SNYDER, JR.,
200 Masonic Temple,
Greenville, South Carolina,
W. H. ARNOLD,
City Attorney,
Lawyers Building,
Greenville, South Carolina,
H. F. PARTEE,
Assistant City Attorney,
Greenville, South Carolina,
Attorneys for Respondent.
Tfcs R. L. Bryan Company, Legal Printers, Columbia, S. C.
INDEX
P age
Jurisdiction .................................................................... 1
Questions Presented ................................... 2
Constitutional and Statutory Provisions Involved . . . . 2
Respondent’s Statement of the Case ........................... 3
Argument:
I. The petitioners were not deprived of the due
process of law and equal protection of the laws se
cured to them by the Fourteenth Amendment in
their trial and conviction for trespass................... 4
II. The decision of the Supreme Court of South
Carolina is in accord with the decisions of this
Court securing the right of freedom of speech under
the Fourteenth Amendment..................................... 14
A. The conviction of petitioners of tres
pass after their refusal to move from a lunch
counter in a private store did not interfere with
their right of freedom of speech.................... 14
B. The petitioners wTere not denied free
dom of speech in being convicted under a tres
pass statute which does not expressly require
proof that the person ordering them to leave
establish his authority at the time of making
the request ........................ 17
Conclusion ......................................................................... 20
( i )
TABLE OF CASES— Continued
P a g e
State v. Clyburn, 247 N, C. 455, 101 S. E. (2d) 295 . . . . 6
State v. Fallback, 40 S. C. 298, 18 S. E. 919....... . 18
State v. Lightsey, 43 S. C. 114, 20 S. E. 975 ....... 10, 11, 12
State v. Tenney, 58 S. C. 215, 36 S. E. 555 .............. 18
State v. Williams, 76 S. C. 135, 56 S. E. 783 ................ 10
Sumner v. Beeler, 50 Ind. 341 ......... ............................ 8
Teamsters Union v. Hanke, 339 U. S'. 470 .................... 17
Terminal Taxicab Co. v. Kutz, 241 U. S. 252, 256 ......... 7
Thornhill v. Alabama, 310 U. S. 8 8 ................ ......... 15, 16
Tucker v. Texas, 326 U. S. 517..................................... 15
Watchtower Bible & Tract Society v. Metropolitan Life
Insurance Co., 279 N. Y. 339, 79 N. E. (2d) 433 ......... 15
Williams v. Howard Johnson’s Restaurant, 268 F. (2d)
845 (4th Cir.) ............................................................. 7
STATUTES AND CONSTITUTIONAL PROVISIONS
Act No. 743, 1960 South Carolina General Assembly,
R 896, H 2135...........................................................3, 11
Civil Rights Act of 1875 .............. ................................ 8
Code of City of Greenville, 1953, as Amended, Section
31-8 ............................................................................. 8
Constitution of the United States, Amendment I . . . . ----2
14, 17, 20
South Carolina Code of Laws, 1952, Section 16-382 - 11
South Carolina Code of Laws, 1952, Section 16-386 . . . . 11
South Carolina Code of Laws, 1952, Section 16-388 - 20
United States Code, Title 28, Section 1257(3).......... 1
United States Code, Title 42, Section 1983 ....... .. 7
OTHER A U T H O R IT IE S
Annotation, 1 A. L. R. 1165.................. .................... 6
Annotation, 9 A. L. R. 379 . . . . . . ----------. . . . . . . . . . . 12
TABLE OF CASES
P age
Beauharnais v. Illinois, 343 U. S. 250 .......................... 15
Brookside-Pratt Mining Co. v. Booth, 211 Ala, 268, 100
So. 240 ....................................................................... 12
Boynton v. Virginia, 364 U. S. 454 .............................. 9
Breard v. Alexandria, 341 IT. S. 622 ............................. 16
Civil Rights Cases, 109 U. S. 3 ...................................... 8
Commonwealth v. Richardson, 313 Mass. 632, 48 N. E.
(2d) 678 .................................................................. . 16
Fiske v. Kansas, 274 U. S. 380 ...................................... 14
Garner v. Louisiana, 368 IT. S. 157, 164 and Footnote 11 4
Giboney v. Empire Storage & Ice Co., 336 IT. S. 490 .. 17
Gitlow v. New York, 268 IT. S. 652 ................................ 14
Griffin v. Collins, 187 F. Supp. 149 (Md.) .................. 13
Grhnke v. Brandon, 1 Nott & McCord 356 (10 S. C. Law) 9
Gross v. Rice, 71 Maine 241 ......................................... 8
Hague v. C. I. O., 307 U. S. 496 .................................... 15
Hall v. Commonwealth, 188 Va. 72, 49 S. E. (2d) 369,
App, Dismissed, 335 IT. S. 875, Reh. Den., 335 U. S.
912 ......................................................................... 13, 15
Henderson v. Trailways Bus Company, 194 F. Supp.
423 (E. D. Va.) ........................................................... 13
Lyles v. Fellers, 138 S. C. 31, 136 S. E. 1 8 .................... 9
Marsh v. Alabama, 326 U. S. 501....................... ......... 15
Martin v. City of Struthers, 319 U. S. 141.........13, 14, 16
Meyers v. Anderson, 238 H. S. 368 .............................. 8
Saia v. New York, 334 U. S. 558 ....................... 15
Schneider v. State, 308 U. S. 147.................................. 15
Shelley v. Kraemer, 334 IT. S. 1 .................................. 8
Shramek v. Walker, 152 S. C. 88, 149 S. E. 331............. 10
Slack v. Atlantic White Tower System, Inc., 181 F.
Supp. 124 (Md.) ......................................................... 7
State v. Bodie, 33 S. C. 117, 11 S. E. 624 ..................... 10
State v. Bradley, 126 S. C. 528, 120 S. E. 248 .. .10, 11, 12
State v. Brooks, 79 S. C. 144, 60 S. E. 518............ ; . . . 10
(Hi)
Supreme Court: of the United States'
OCTOBER TERM, 1961.
No. 750
JAMES RICHARD P E T E R S O N , YVONNE JOAN
EDDY, HELEN ANGELA EVANS, DAVID RALPH
STRAWDER, HAROLD JAMES FOWLER, FRANK
G. SMITH, ROBERT CROCKETT, JAMES CAR
TER, DORIS DELORES WRIGHT a nd ROSE MA
RIE COLLINS, P e t it io n e r s ,
versus
CITY OF GREENVILLE, R e s p o n d e n t
BRIEF "OF THE RESPONDENT, CITY OF GREEN
VILLE, IN OPPOSITION TO PETITION FOR WRIT OF
CERTIORARI
JURISDICTION
The petitioners invoke the jurisdiction of the Supreme
Court of the United States pursuant to Title 28 U. S. Code,
Section 1257 (3), upon the ground of deprivation of rights,
privileges and immunities claimed by them under the Con
stitution of the United States. The respondent, City of
Greenville, objects to the jurisdiction of this Court on the
ground that no substantial Federal question was presented
at any stage of the proceedings below and upon the ground
that the issues below involved property rights only and
the petitioners were not deprived of any rights, privileges
or immunities secured by the Constitution of the United
States.
2 P eterson et at., P etitioners, v . City of Greenville, Respondent
QUESTIONS PRESENTED
The respondent, City of Greenville, denies that the
petitioners have been deprived of any rights secured to
them by the United States Constitution. However, for the
purpose of argument, the respondent will assume that the
questions to be considered are those presented by the peti
tioners as modified below’.
The respondent, subject to its reservations, submits
that the questions presented are as follows:
Whether Negro petitioners were denied due process of
law and equal protection of the laws as secured by the
Fourteenth Amendment to the Constitution of the United
States:
1. When arrested and convicted of trespass for refus
ing to leave a department store lunch counter after demand
was made for them to depart by the manager of the store.
2. Whether petitioners, as “sit-in” demonstrators, were
denied their First Amendment freedom of speech right as
secured by the Fourteenth Amendment when (a) convicted
of trespass upon refusal to move from a lunch counter
which wras reserved for the use of white persons and (b)
when the convictions rest on a statute which does not spe
cifically require proof that petitioners were requested to
leave by a person who had established his authority to issue
such request at the time of making the request.
CONSTITUTIONAL AND STATUTORY PROVISIONS
INVOLVED
In addition to the Constitutional and statutory pro
visions cited by the petitioners on page 3 of the Petition
this case involves the First Amendment to the Constitution
of the United States.
P eterson et al., P etitioners, v. City of Greenville, Respondent 3
RESPONDENT’S STATEMENT OF THE CASE
The petitioners were each tried and convicted in the
Recorder’s Court of the City of Greenville, South Carolina.
They were charged with violating Act No. 743 of the 1960
South Carolina General Assembly, R 896, II 2135, now
Section 16-388, Code of Laws of South Carolina, 1952. The
statute, in pertinent part, provides that: “Any person:
* * * (2) who, having entered into the dwelling house,
place of business or on the premises of another person
without having been warned within six months not to do
so, and fails and refuses without good cause or excuse, to
leave immediately upon being ordered or requested to do
so by the person in possession or his agent or represen
tative, shall, on conviction, be fined not more than one
hundred dollars, or be imprisoned for not more than thirty
days.” This Act was approved by the Governor on the 16th
day of May, 1960 and took effect 30 days later, or the 15th
day of June, 1960. On August 9, 1960 at approximately
11:00 A. M. the petitioners entered the S. H. Kress & Com
pany department store in the City of Greenville and took
seats at the lunch counter in that store (R. 5). Only one
of the petitioners testified as to placing any order for serv
ice (R. 41). Four of the petitioners had no money at all
in their possession (R. 7, 8) and the one who did place
an order refused to state that any of the others had placed
an order (R. 46). It is apparent that the real purpose of
the petitioners in being in the Kress store was to put pres
sure on the manager by way of a demonstration (R. 43).
One of the Petitioners testified that this was only one of
several demonstrations in the same store and lunch counter
(R. 44). There is no evidence that any of the petitioners
had previously been served at this particular lunch counter
on any occasion. The only reasonable inference is that on
the occasion of the prior demonstrations service had been
refused them.
4 P eterson e t a l . , P etitioners, v . City of Greenville, Respondent
On the date of the commission of the offenses herein
complained of the petitioners seated themselves at a lunch
counter which had space for fifty-nine persons. The peti
tioners were advised that Negroes were not served at that
counter (R. 41). The lights were extinguished and C. W.
West, the manager of the store, requested that everyone
leave (R. 19). All the white people who had been present
left pursuant to this request, leaving behind the petitioners
herein (R. 20). The petitioners did not leave and after a
wait of approximately five minutes (R. 20), they were ar
rested and charged with violation of the trespass after
notice statute which has been referred to. Their convictions
subsequently were reviewed by the Supreme Court of South
Carolina and from the decision of that Court sustaining
the convictions, they petition this Court for a Writ of
Certiorari.
ARGUMENT
I
The Petitioners were not deprived of the due process
of law and equal protection of the laws secured to them by
the Fourteenth Amendment in their trial and conviction
for trespass.
The real issue in this case is whether or not a land
owner has a right by virtue of his property ownership to
say who may and who may not come upon or remain upon
Ms premises. We reach the question left open in Garner v.
Louisiana, 368 U. S. 157, 164 and footnote 11, the question
“whether or not a private property owner and proprietor
of a private establishment has the right to serve only those
whom he chooses and to refuse to serve those whom he
desires not to serve for whatever reason he may deter
mine.”
The S. H. Kress & Company operates a variety or
junior department store in the City of Greenville. In the
P eterson e t a t , P etitioners, v . City of Greenville, Respondent 5
building housing the store there have been set up some fif
teen to twenty departments, including a lunch counter.
In these departments are sold approximately ten thousand
items (R. 21, 22). The decision as to what items are to be
offered for sale is the result of a business judgment, made
by a trained and experienced management. These decisions
are made with the calculated business purpose in view of
earning a profit. Some items sold are offered because there
is an existing demand for them. As to other items the man
agement seeks to create a demand by display and advertis
ing. It has no monopoly and no one is required to buy any
thing from it. Nor is S. II. Kress & Company a public util
ity. It was not required to obtain a certificate of public
convenience before opening the doors of its store in Green
ville. It requires the consent of no one if it desires to close
its doors and move away. The only license it is dependent
Upon is the continued good will of the buying public. No
one can complain if its clerks are obnoxious, or if it refuses
to sell certain items or insists on selling certain others.
Likewise, a private business such as the S. II. Kress
& Company may regulate its opening and closing hours for
daily business. Whether as lessee or as owner in fee simple,
the private proprietor has the right to exclude everyone
when the store is closed. His dominion over the premises
is absolute.
Thus it will be seen that the proprietor has two rights
in the situation presented in the case at bar. He has the
right to do business with whom he pleases, and he has the
right to control and possession of the premises whereon he
conducts his business.
The right to select business clients.
The necessary parties to any private business selling
transaction are a willing buyer and a willing seller. If one
of the parties is unwilling, no measure of willingness on
6 P eterson e t al ., P etitioners, v . City op Greenville, Respondent
the other side can make up the deficiency and force the
sale. No law compels either party to go through with the
transaction. The general rule of the common law, which is
in effect in South Carolina, is that properietors of private
enterprises ai-e under no obligation to serve without dis
crimination all who seek service, but. on the contrary enjoy
an absolute power to serve whom they please. This was
expressly held below to be the law of South Carolina, there
being no statute to the contrary. (Petitioners’ appendix,
9a.) The right of a proprietor, other than an innkeeper or
common carrier, to do business with whom he pleases, and
to refuse to do business with others, for any reason, or
for no reason at all, has been consistently and uniformly
held by the courts of this country, in the absence of legisla
tion to the contrary. Annotation, 1 A. L. R. (2d) 1165.
The refusal of a proprietor to do business with any prospec
tive customer can be based on the rankest of discrimination,
either of race, color or creed, or on some whim unreason
able or even fanciful. As was said in State v. Clyburn,
247 N. C. 455, 101 S. E. (2d) 295:
“The right of an operator of a private enterprise
to select the clientile he will serve and to make such
selection based on color, if he so desires, has been re
peatedly recognized by the appellate courts of this na
tion. Madden v. Queens County Jockey Club, 269 N. Y.
249, 72 N. E. _(2d) 697, 1 A. L. R. (2d) 1160; Terrell
Wells Swimming Pool v. Rodriguez, Tex. Civ. App.
182 S. W. (2d) 824; Booker v. Grand Rapids Medical
College, 156 Mich. 95, 120 N. W. 589, 24 L. R. A., NS
447; Younger v. Judah, 111 Mo. 303, 19 S. W. 1109,
16 L. R. A. 558; Goff v. Savage, 122 Wash 194, 210
P. 374; DeLaYsla v. Publix Theatres Corporation, 82
Utah 598, 26 P. (2d) 818; Brown v. Meyer Sanitary
Milk Co., 150 Kan. 931, 96 P. (2d) 651; Horn v. Illinois
Cent. R. Co., 327 111. App. 498, 64 N. E. (2d) 574; Cole
man v. Middlestaff, 147 Cal. App. (2d) Supp. 833, 305
P. (2d) 1020; Fletcher v. Coney Island, 100 Ohio App.
P eterson e t a l , P etitioners, v . City of Greenville, Respondent 7
259, 136 N. E. (2d) 344; Alpaugh v. Wolverton, 184
Va. 943, 36 S. E. (2d) 906.”
Mr. Justice Holmes recognized the principle in Ter
minal Taxicab Co. v. Kutz, 241 TJ. S. 252, 256, where he
said:
“It is true that all business, and for the matter of
that, every life in all its details, has a public aspect,
some bearing on the welfare of the community in which
it is passed. But, however it may have been in earlier
days as to the common callings, it is assumed in our
time that an invitation to the public to buy does not
necessarily entail an obligation to sell. It is assumed
that an ordinary shopkeeper may refuse his wares arbi
trarily to a customer whom he dislikes * *
The refusal of a restaurateur to serve a prospective
patron because of his color has been held in several recent
decisions to deprive a Negro of none of the rights, privi
leges or immunities secured to a citizen by the Constitution
of the United States, and protected from the infringement
by the Civil Rights Act, Title 42, United States Code, Sec
tion 1983. Williams v. Howard Johnson’s Restaurant, 268
P. (2d) 845 (4th Cir.); Slack v. Atlantic White Tower
System, Inc., 181 F. Supp. 124 (D. C. Md.), affd., 284 F.
(2d) 746 (4th Cir.). In the Williams v. Howard Johnson’s
case the Fourth Circuit Court held there was a distinction
between activities that are required by the state and those
which are carried out by voluntary choice and without com
pulsion by the people of a state in accordance with their
own desires and social practices. The latter, it was held,
deprived no one of any civil rights. That permissible area
of voluntary selection of customers is what is presented by
the facts of the instant case. The manager of the store tes
tified that the practice of serving only white persons was
in conformity with a policy of the company to follow local
customs. The policy was made at the company’s head-
8 P eterson e t a t , P etitioners, v . City of Greenville, Respondent
quarters, and was obviously dictated by business reasons.
(R. 22, 23, 25.) 1
Since the manager of Kress’ store was acting for it
enforcing its voluntarily imposed policy, he had an absolute
right to refuse to serve the petitioners herein.
Indeed, in the Civil Rights Cases, 109 TJ. S. 3, this
Court held unconstitutional the section of the Civil Rights
Act of 1875 providing that all persons within the jurisdic
tion of the United States should be entitled to the full and
equal enjoyment of the accommodations, advantages, fa
cilities, and privileges of inns, public conveyances, theaters
and other places of public amusement, with penalty for one
who denied same to a citizen. One of the vices in the statute
was that it laid down rules for the conduct of individuals
in society towards each other, and imposed sanctions for
the enforcement of those rules, without referring in any
manner to any supposed action of the state or its author
ities. The person supposedly injured, it was said, would
be left to his state remedy. And in the instant case, as we
have stated, the common law is in effect and gives no right
to the petitioners or anyone else to be served without the
consent of the restaurateur or proprietor of a business.
The Court has continued to recognize that individuals
have the right in their purely private day to day dealings
to associate and discriminate as they see fit, for whatever
reason is to their own minds satisfactory. The court spe
cifically stated in Shelley v. Kraemer, 334 U. S. 1:
• I t is equally clear th a t the ordinance of the C ity of Greenville
req u irin g segregation in ea ting places (R . 56, 57) had no bearing on
the in s ta n t case. The valid ity of th is ordinance has never been tested.
I t is clear, how ever, th a t if i t is unconstitu tional, any action taken
p u rs u a n t to its m andate would be personal, and taken a t the risk of
personal liab ility on the p a r t of the person so acting. G ro ss v . R ic e ,
71 M aine 241; S u m n e r v . B e e le r , 50 Ind. 341; M e y e r s v . A n d e r s o n ,
238 U. S. 368. The police cap ta in who m ade the a rre s ts testified he did
ho t have the ordinance in m ind (R. 1 0 ); in fa c t he w as of the opinion
i t had been superseded (R. 17), and w as not then in effect.
P eterson e t a l., P etitioners, v . City op Greenville, Respondent 9
“Since the decision of this Court in the Civil Rights
cases, . . . the principle has become embedded in
our constitutional law that the action inhibited by the
first section of the I ourteenth amendment is only such
action as may fairly be said to be that of the States.
That Amendment erects no shield against merely pri
vate conduct, however discriminatory or wrongful.”
Similarly, in Boynton v. Virginia, 364 U. S. 454, this
Court held that a bus station restaurant was required to
serve all who sought service without discrimination, under
the Interstate Commerce Act, where the restaurant was an
integral part of a bus company’s interstate transportation
service. The Court made this reservation:
“We are not holding that every time a bus stops
at a wholly independent roadside restaurant the Inter
state Commerce Act requires that restaurant service
be supplied in harmony with the provisions of that act.”
The instant case falls squarely within the reservation.
The S. H. Kress & Company in Greenville, South Carolina,
provides only a local restaurant service. Its facilities are
not connected'to or with any business affected with a public
interest. As a purely private business venture, it is and
was legally entitled to refuse service to the petitioners
herein.
The right to exclusive possession of business premises.
Ownership of real estate, whether a fee simple, a life
estate, or a term for years is basically a right to its posses
sion. From the right of possession follows the right of the
owner to make whatever use of the premises that suits his
fancy. Anyone who enters without his permission is a tres
passer. The civil action for damages for trespass quare
clausum fregit is founded on plaintiff’s possession, and it
is for injury to that possession that damages are awarded.
Grirnke v. Brandon, 1 Nott & McCord 356 (10 S. C. Law);
Lyles v. Fellers, 138 S. C. 31, 136 S. E. 18.
10 P eterson e t al . , P etitioners, v . City of Greenville, Respondent
It lias always been the law that a person in possession
is entitled to maintain that possession, even by force if
necessary.
“A man who attempts to force himself into an
other’s dwelling, or who, being in the dwelling by in
vitation or license refuses to leave when the owner
makes that demand, is a trespasser, and the law per
mits the owner to use as much force, even to the taking
of his life, as may be reasonably necessary to prevent
the obtrusion or to accomplish the explusion,” State
v. Bradley, 126 S. C. 528, 120 S. E. 248.
Of course, away from the dwelling, the right to kill
in ejecting a trespasser does not exist. Still, it is the law
of South Carolina that any person in the rightful pos
session of land may approach any person wrongfully there
on, and order him to leave or quit the land, and in the event
of a refusal to do so, may use such force as may be neces
sary to eject such trespasser. State v. Bodie, 33 S. C. 117,
11 S. E. 624; State v. Williams, 76 S. C. 135, 56 S. E. 783;
Shramek v. Walker, 152 S. C. 88, 149 S. E. 331. In ejecting
such trespassers gentle force must be used, State v. Brooks,
79 S. C. 144, 60 S. E. 518.
The policy of the law does not favor the use of force
and firearms by persons in possession of land who seek
to remove trespassers. The charge in State v. Lightsey, 43
S. C. 114, 20 S. E. 975 expresses it thus:
“But I charge you a man has no right to take his
gun and run a man off his place. That is simply taking
the law into his own hands.”
As a substitute for the strong armed ejectment by the
person in possession, the law of this state has for many
years provided a calm judicial mode of ejectment, employ
ing the more even temperaments of impartial law enforce
ment officers and judges. Thus the law has provided for
many years that malicious injury to real property should
P eterson e t al ., P etitioners, v . City of Greenville, Respondent 11
be a misdemeanor. Code of Laws of South Carolina, 1952,
Section 16-382. Since 1866 our State lias made entry on
lands of another after notice prohibiting such entry a mis
demeanor. Code of Laws of South Carolina, 1952, Section
16-386. It has never been suggested that these laws were
intended other than for the protection and preservation of
property rights. The opinions of our Court in South Caro
lina have strongly intimated that a person in possession
of property should not take the law in his own hands in
removing trespassers, but on the contrary they are exhorted
to seek the aid and protection of the courts, by prosecuting
the trespasser for these misdemeanors. State v. Lightsey,
supra.
It may be objected that the statutory law of South
Carolina until 1960 provided only for prosecutions for entry
after notice. But the court in State v. Bradley, supra, indi
cated otherwise. There, quoting State v. Liglitsey, supra,
the court said that if a man warns another off his place,
and that man comes on it, or refuses to leave, he is guilty
of a crime, a misdemeanor, and for that misdemeanor he
may be tried in court. The 1960 Act, under which petitioners
were tried and convicted, adds nothing to the substance
of the existing law. It merely clarifies and provides ex
pressly for the misdemeanor of trespass by one who refuses
to leave on being requested to do so. It made positive what
the court had held in State v. Bradley, supra, was impliedly
a part of the law prohibiting entry after notice.
With respect to country and farm lands, no one may
enter them without permission. With respect to a store
building, or business premises, the proprietor or operator
expects and invites prospective customers to enter. This
is a sort of permission which renders the original entry
rightful and not a trespass. Business invitees are often
spoken of as licensees, license being nothing more than a
mere grant of permission. Ordinarily it is implied from
12 P eterson et al., P etitioners, v . City of Greenville, Respondent
the opening of the doors of a business establishment. Such
a license is always revocable, and when revoked the licensee
becomes a trespasser if he does not immediately depart.
In the annotation, 9 A. L. E. 379, it is put as follows:
“It seems to be well settled that although the gen
eral public have an implied license to enter a retail
store, the proprietor is at liberty to revoke this license
at any time as to any individual, and to eject such in
dividual from the store if he refuses to leave when
requested to do so.”
In Brookside-Pratt Mining Co. v. Booth, 211 Ala. 268,
100 So. 240, the Court held that the proprietor of a
store would not be liable for damages for assault and bat
tery in ejecting a prospective patron from his store, when
he did not desire to transact business with the person, and
he had notified him to leave but was met with a refusal to
do so, after giving him a reasonable time in which to depart.
The petitioners in this case found themselves in the
identical situation. The manager of the store revoked their
license or privilege to be there, and directed them to leave.
(E. 19, 20.) After five minutes had passed, the petitioners
still had not moved, although other persons originally
present had departed when requested to leave. (E. 20.)
At the end of that interval, the S. H. Kress & Company
had a right to remove the petitioners by force. It is not
contended that the petitioners were not given a reasonable
time in which to depart, and the finding of the courts below
on that element of the offense is conclusive. But our law
does not favor persons in possession of property taking
the law into their hands to eject trespassers. State v. Brad
ley, supra; State v. Lightsey, supra. The law made the
conduct of the petitioners a misdemeanor. The law favors
their removal by the forces of law and trial by the orderly
processes of a court of justice.
P eterson e t al ., P etitioners, v . City of Greenville, Respondent 13
The only purpose of the law in this case is to protect
the rights of the owners or those in lawful control of private
property. It protects the right of the person in possession
to forbid entrance to those he is unwilling to receive and
to exclude them if, having entered, he sees fit to command
them to leave. Hall v. Commonwealth, 188 Va. 72, 49 S.
E. (2d) 369, app. dismissed, 335 U. S. 875, Reh. den. 335
U. S. 912. As Mr. Justice Black said in Martin v. City of
Struthers, 319 U. S. 141:
“Traditionally the American law punishes persons
who enter onto the property of another after having
been warned by the owner to keep off.”
Of course, the police officers had a right and a duty to ar
rest for the misdemeanor committed in their presence.
The petitioners contend that their arrest and trial by
the city police and in the city court was state action which
deprived them of Fourteenth Amendment rights. There is
no inference that the law involved or the other trespass
laws have been applied to Negroes as a class or to these
petitioners to the exclusion of other offenders. Certainly
they were not deprived of any rights in being removed
from the Kress store, a place where they had no right to
remain under the law, after being requested to leave.
Granted the right of a proprietor to choose his customers
and to eject trespassers, it can hardly be the law, as peti
tioners contend, that the proprietor may use such force
as he and his employees possess, but may not call on a
peace officer to protect his rights. Griffin v. Collins, 187 F.
Supp. 149 (D. C. Md.); Henderson v. Trailways Bus Com-
pany, 194 F. Supp. 423 (E. D. Va.). A right which cannot
he protected and enforced through the judicial machinery
is a non-existent right.
I n th is th e re is no conflict with any prior decisions of
th is C o u rt, The cases cited by petitioners all involve state
14 P eterson e t al ., P etitioners, v . City of Greenville, Respondent
action on state owned or operated premises, state-furnished
services, and common carriers. None of them involve purely
private action taken in respect of property rights to private
property. We submit that the only constitutional right in
volved in this case is the right of a property owner to the
free and untrammelled use of his premises in whatever
manner he sees fit.
II
The decision of Supreme Court of South Carolina is in
accord with the decision of this Court securing the right of
freedom of speech under the Fourteenth Amendment.
A. The conviction of petitioners of trespass after their
refusal to move from a lunch counter in a private store did
not interfere with their freedom of speech.
When the petitioners use the term “freedom of ex
pression” we assume they have in mind freedom of speech,
which is protected from abridgment by Congress by the
First Amendment to the Constitution of the United States.
Since 1925, the First Amendment freedom of speech has
been regarded as an aspect of “liberty” which under the
Fourteenth Amendment the States are prohibited from tak
ing away without due process of law. Gitlow v. New York,
268 U. S. 652; Fislce v. Kansas, 274 U. S. 380.
Freedom to expound one’s views and distribute infor
mation to every citizen wherever he desires to receive it
is clearly vital to the preservation of a free society. Martin
v. Struthers, 319 U. S. 141. This freedom gives the right to
the person who would speak to try and convince others of
the correctness of his ideas and opinions. The title to streets
and parks has immemorially been held in trust for the use
of the public, and time out of mind have been used for
purposes of assembly, communicating thoughts between
citizens, and discussing public questions. The streets are
natural and proper places for the dissemination of infor-
Peterson e t a t , P etitioners, v . City op Greenville , Respondent 15
mation and opinion. Schneider v. State, 308 U. S. 147;
Hague v. C. I. 0., 307 U. S. 496; Thornhill v. Alabama, 310
IJ. S. 88. Even where the streets and parks are privately
owned, as in company towns, citizens have a right to go
upon them to communicate information, unimpeded by tres
pass statutes. Marsh v. Alabama, 326 U. S. 501; Tucker
v. Texas, 326 U. S. 517. Even freedom of speech on the
public streets is subject to some control. Saia v. New York,
334 U. S. 558. In Beauharnais v. Illinois, 343 U. S. 250, this
Court held that a person expressing his honest convictions
on the streets could be prosecuted under a state group libel
statute.
When we leave the streets, and consider the right to
freedom of speech on private property, we find that the
courts have unanimously held that the right of freedom
of speech must yield to the property right of the landowner
to eject trespassers. In Hall v. Commonwealth, 118 Va.
72, 49 S. E. (2d) 369; app. dism. 335 U. S. 875; reh. den.
335 U. S. 912, the conviction of a member of a religious
sect for trespass under a statute similar to the one here
was upheld. The right of the individual to freedom of speech
had to yield, it was held, to the property rights of the owner
of an apartment building and its tenants. There was no
right for anyone, over their objection, to insist on using
the inner hallways to distribute their views and informa
tion. The refusal of those persons to depart after being
requested to do so, was held to justify their conviction for
trespass. The court stated that inner hallways of apart
ment houses were not to be regarded in the same light as
public roads; they emphatically do not constitute places of
public assembly, or for communicating thoughts one to
another, or for the discussion of public questions. The First
Amendment has never been held to inhibit action by indi
viduals in respect to their property. Watclitower Bible &
Tract Society v. Metropolitan Life Insurance Company,
16 Peterson e t a t , P etitioners, v . City op Greenville, Respondent
279 N. Y. 339, 79 N. E. (2d) 4.33; Commonwealth v. Richard
son, 313 Mass. 632, 48 N. E. (2d) 678. The petitioners in
this case had the right to express their opinions on the
streets. They had the privilege to enter the Kress store in
Greenville. But, when they refused to leave on being re
quested to do so, they no longer had a right to give vent
to their thoughts on the premises of the Kress store. They
cannot complaint of their conviction for trespass where
they insisted on remaining in a place they had no right to
be. They cannot be permitted to arm themselves with an
acceptable principle, such as freedom of speech, and pro
ceed to use it as an iron standard to smooth their path
by crushing the rights of others to the possession of their
property. Breard v. Alexandria, 341 IJ. S. 622.
The petitioners cite a number of labor relations and
particularly picketing cases. Undoubtedly peaceful picket
ing may be carried out on the public streets and sidewalks.
Picketers have the right to publicize their dispute under
the First Amendment. What is protected in picketing is
the liberty to discuss publicly and truthfully all matters of
public concern. Thornhill v. Alabama, 310 U. S. 88. The
important thing about picketing is that it is used to inform
members of the public of the existing state of affairs. Its
purpose is not to inform the employer; assumedly he knows
of the dispute, and at least one side of the argument. In
the instant case the petitioners were not attempting to pass
on information to the public. They were attempting by
demonstration and coercion to force a private person to
make a use of his property not in accord with his desires.
Here there was no gentle persuasion. Nor was the S. H.
Kress & Company the proper object of their instruction.
A private person cannot be forced, on his owm property,
to listen to the arguments of anyone, whether he agrees
with the sentiments expressed or not. Martin v. Struthers,
supra. Even the listener on the street can turn away. A
P eterson et a t , P etitioners, v. City op Greenville , Respondent 17
listener on Ms own land should not be required to retreat,
he should be able to require the speaker to turn away, and
prosecute him for trespass if he does not.
Peaceful picketing, even when conducted on the streets,
is not absolutely protected by the First Amendment. Picket
ing cannot be used in connection with a conspiracy to re
strain trade, to prevent union drivers from crossing picket
lines. Giboney v. Empire Storage & Ice Co., 336 U. S. 490.
Kor is picketing lawful where it interferes with the free
ingress and egress of customers into a place of business.
Teamsters Union v. Hanke, 339 U. S. 470. The conduct of
the petitioners in this case, if it can be analogized to picket
ing, was unlawful. They sought not to appeal to the reason
of the public. They sought rather to obstruct the business
o f S. H. Kress & Company by squatting on its property and
refusing to move. They sought to prevent its doing business
with others unless it did business with them, by taking
steps to effectively prevent the entrance of others. Their
conduct clearly exceeded the bounds of freedom of speech
a n d of peaceful picketing. They were properly arrested
a n d convicted of trespassing.
B . T h e p e ti t io n e rs w e re n o t d e n ie d freed o m o f sp eech
in b e in g co n v ic ted tin d e r a tre s p a s s s ta tu te w h ich does n o t
ex p re ss ly re q u ire p ro o f t h a t th e p e rs o n o rd e r in g th em to
leav e e s ta b lish h is a u th o r i ty a t th e t im e of m ak in g th e
req u e s t.
T h e p e ti tio n e rs m oved in th e t r i a l c o u r t for d ism issa l
o f th e w a r ra n ts on th e g ro u n d th e y w e re ind efin ite an d u n
c e rta in . T h e f a c ts o f th e ease show o th erw ise . T h ey w ere
a r r e s te d in th e a c t o f co m m ittin g th e o ffen se ch arg ed , th ey
re fu se d th e m a n a g e r 's re q u e s t to leave a f t e r th e lunch coun
t e r h a d been d o s e d a n d th e l ig h ts ex tin g u ish ed . T h e re could
h ave been no d o u b t in th e ir m in d s a s to w h a t th e y w e re
ch a rg ed w ith . W a r r a n ts d raw n such a s th e ones in th e in -
18 P eterson e t a l , P etitioners, v . City of Greenville, Respondent
slant case have been passed on before and held sufficient.
In State v. Hallbach, 40 S. C. 28, IS S. E. 919, the warrant
was held sufficiently certain which alleged “that Jerry Hall-
back did commit a trespass after notice.” Of like effect is
State v. Tenney, 58 S. C. 215, 36 S. E. 555. The petitioners’
attorneys realized they were being charged with trespass.
(R. 2.) And from the warrant they had a citation to the
law, with particulars as to the date, time and place of the
arrest. And it is noteworthy of comment that the petitioners
did not make a motion to make the charge more definite
and certain, which they had a right to do.
The petitioners claim that the statute is unconstitu
tional because it does not expressly require the landowner
or person in possession to identify himself. The statute
necessarily means that the person forbidding a person to
remain in the premises of another shall be the person in
possession, or his agent or representative, and that is an
essential element of the offense to be proved by the State
beyond a reasonable doubt. The manager of the store tes
tified positively that he was the manager and that he re
quested the petitioners to leave. (R. 19.) The only one of
the petitioners to testify at the trial knew Mr. West was
the manager as she had spoken to him over the telephone
before (R. 43), and she recognized him at the store at
the time of the demonstration (R. 42, 47).
If the person ordering them out had no such authority,
that would be a defense, to be proved in Court. But here
the evidence supports the inference that the petitioners
knew that the person who ordered them to leave had au
thority to do so. They did not question his authority. They
did not so much as ask his name, so they could later inves
tigate the extent of his authority. The petitioners knew
they were not authorized and they could presume that any
one who undertook to exercise control over the premises
was lawfully in control.
M
P eterson e t al . , P etitioners, v . City of Greenville, Respondent 19
The cases cited by petitioners are not relevant here at
all. They require scienter in cases involving matters of
opinion based on value judgments. The authority of the
person ordering them to leave the S. H. Kress Company
store does not involve such a judgment. It cannot be con
tended that petitioners should be entitled to spar with the
person in possession requiring proof of authority to their
satisfaction. Could they require a landowner to produce
his deed, or a lessee his lease! Can they argue with him
over the extent of his implied authority and all the nice
technicalities of the law of agency! We submit that the
authority of the person in possession is apparent from his
direction to another to leave the premises, that he cannot
be required to prove his authority to the satisfaction of
the trespasser there or anywhere, except in a court when
he is tried for the trespass. The petitioners never ques
tioned the authority of the manager and his authority hav
ing been proved in court beyond a reasonable doubt, they
should not now be heard to complain.
20 P eterson e t a l ,, P etitioners, v . City o p Greenville, Respondent
CONCLUSION
For the foregoing reasons the respondent submits that
Section 16-388 of the Code of Laws of South Carolina, 1952,
as applied to the petitioners, presents no question what
ever in conflict with the Fourteenth and First Amendments
to the Constitution of the United States, or the decisions
of this Court, and that the petition for Writ of Certiorari
in this case should be denied.
Respectfully submitted,
THOMAS A. WOFFORD,
THEODORE A. SNYDER, JR.,
200 Masonic Temple,
Greenville, South Carolina,
W. H. ARNOLD,
City Attorney,
Lawyers Building,
Greenville, South Carolina,
H. F. PARTEE,
Assistant City Attorney,
Greenville, South Carolina,
Attorneys for Respondent.
In t h e
l̂ uprptnr Court uf tljr Ifttitr̂ Blatm
October Term, 1961
No.............
N a t h a n ie l W e ig h t , C h a rles L. S m art , E asco W h it e ,
J am es W . T h o m a s , B e n ja m in C arter , J tjdson F ord,
Petitioners,
— v .—
S tate of G eorgia ,
Respondent.
REPLY TO BRIEF IN OPPOSITION TO PETITION
FOR WRIT OF CERTIORARI
J ack Greenberg
C onstance B a ker M otley
L eroy D . Clark
10 Columbus Circle
New York 19, New York
B . Clarence M a yfield
E. H. Gadsen
Attorneys for Petitioners
1st the
Court of % Imtpfc ^tatro
October Term, 1961
No.............
Nathaniel W eight, Charles L. Smart, R asco W hite,
J ames W. T homas, Benjamin Carter, J udson F ord,
—v.-
Petitioners,
State of Georgia,
Respondent.
on petition eor a writ of certiorari to the
SUPREME COURT OF GEORGIA
PETITIONERS’ REPLY TO BRIEF IN OPPOSITION
TO PETITION FOR W RIT OF CERTIORARI
Petitioners have received respondent’s Brief in Opposi
tion to the Petition for Writ of Certiorari filed in this case
and hereby reply pursuant to Rule 24(4) of the Buies of
this Court.
I.
M ode o f R aising C onstitutional Q uestions
Respondent argues that where a state court has declined
to pass upon a constitutional question for alleged failure
to raise the question properly this Court may pass upon
it only where the state has applied the procedural rule in
consistently. But this Court has in many instances found
such refusal unreasonable for reasons other than incon-
2
sistent application. Terre Haute I. B. Co. v. Indiana, 194
U. S. 579, 589; Union P. R. Co. v. Public Service Commis
sion, 248 U. S. 67 and Staub v. Baxley, 355 U. S. 313.
As in Staub, the mode of avoiding the constitutional
question here presented also fails to meet a bare minimum
of intrinsic fairness and reasonableness. This Court never
has been precluded from examining the particular appli
cation of a state procedural rule to assure that it is not
in essence an evasion of the federal questions on frivolous
grounds. Rogers v. Alabama, 192 TJ. S. 226, 230 and Van
Dalia R. R. Co. v. Indiana, ex rel. South Bend, 207 U. S.
359, 367.
Statem ent o f the Facts
Despite State efforts to characterize the arrests as having
nothing to do with the race of the petitioners, the fact
remains that the arresting officer testified “one reason [for
the arrest] was because they were Negroes” (R. 53). More
over, respondent also concedes squarely in its brief the
very fact it claims was not made out by the record, that
the race of petitioners was the material factor in the arrest:
The fact that these defendants were adult Negro men
on a children’s playground in a white residential area
and that cars were beginning to assemble all contrib
uted to a fear that there would be a breach of the
peace if the defendants continued to use the play
ground. (Brief in Opposition, p. 10.)
The fact that it is a crime in Georgia for Negroes to
play on a white basketball court, although the statute gives
no fair warning thereof, is what—in this context—renders
the law vague. Petitioners were not warned in any manner
of potential differential treatment solely because of race.
3
Respondent alleges another cause for the arrests: that
petitioners violated the Recreational Department’s rules.
This allegation distorts the record. The arresting officer
did not “know the rules of the city’s recreational depart
ment” (R. 52). He came to the basketball court solely be
cause he was told by a “white lady” that some “colored
people were playing in the basketball court” (R. 52). He
had no information at that point that any infraction of
playground rules was occurring (R. 52) nor did he testify
that he saw any such infraction upon arriving at the scene.
Respondent states that the testimony of the superin
tendent of the recreational department shows that peti
tioners were arrested because they were “grown men” on a
“children’s playground” and were dressed in street clothes.1
This witness’s testimony is to the contrary. He testified
that under the rules of the Recreation Department the
basketball courts could be used by adults (R. 56) (and,
therefore, the petitioners were not on a playground exclu
sively for children), and that it would not be improper to
wear street clothes in unsupervised play (R. 56). He fur
ther testified that although the school used the area during
school days, the courts could be used by anyone if children
were not actually there (R. 58). The arrests were made at
2:00 in the afternoon when the children were not present
but were in school (R. 53). Mr. Hager’s general comments
that the Recreation Department might employ a non
discrimination policy could not change the character of the
arrests as attempts to enforce segregation because his office
had intervened in no way (He learned of the arrests after
they had been made [R. 54]), and the arresting officer was
not aware of the Recreation Department’s rules (R. 52).
1 Respondent’s brief, p. 10, 2nd paragraph and see p. 13, 2nd
paragraph.
4
Even if the respondent had been able to establish that
the one ground for the arrests was violation of playground
rules, this could not sustain the judgment below in the face
of clear rulings by this Court for one basis of the convic
tion was race. And as stated in Williams v. North Carolina,
317 U. S. 287, 292, “ [I]f one of the grounds for conviction
is invalid under the Federal Constitution, the conviction
would not be sustained.”
CONCLUSION
W herefore, fo r the foregoing reasons, it is respectfully
submitted tha t the petition fo r w rit of certiorari should
be granted.
Respectfully submitted,
J ack Greenberg
Constance Baker Motley
Leroy D. Clark
10 Columbus Circle
New York 19, New York
B. Clarence Mayfield
E. H. Gadsen
Attorneys for Petitioners
IN THE
OCTOBER TERM, 1961.
No, 729.
JUDSON FORD,
Petitioners,
VSb
STATE OF GEORGIA.
BRIEF
Court of Georgia,
EUGENE COOK,
Attorney General of Georgia,
G. HUGH EL HARRISON,
Assistant Attorney General of
132 State Judicial Building,
Atlanta 3 , Georgia,
AN D REW J, RYAN, JR .,
Solicitor General, Eastern Ju
dicial C ircu it of Georgia,
SYLVAN A. G A R FU N K EL,
Assistant Solicitor General,
Eastern Judicial C ircuit of
Georgia,
NATHANIEL WRIGHT, CHARLES L. SMART, RASCO WHITE,
JAMES W, THOMAS, BENJAMIN CARTER,
Of Respondent in Opposition to Granting of Writ of
Certiorari to Review Judgment of Supreme
P. 0 , Address: Georgia,
P. 0 , Address:
Room 3 0 5 , Court House,
Chatham County,
Savannah, Georgia.
Attorneys for Respondent,
S t . L o u i s L a w P r i n t i n g Co., I n c ., 415 N. E ighth Street, C Entral 1-4477.
TABLE OF OASES CITED.
Page
Cantwell v. Connecticut, 310 U. S. 300, 84 L. Ed. 1213-
1220 ...................................................................................................... 12
Edelman v. California, 344 U. S. 357 ............................ 11
Garner v. Louisiana, 7 Law. Ed. (2) 207, 216 ............ 11
Henderson v. Lott, 163 Ga. 326 (2) (136 S. E. 403) . . . 10
Herndon v. Georgia, 295 U. S. 441 .............................. 11
Michel v. Louisiana, 350 U. S. 9 1 .................................. 11
Parker v. Illinois 333 U. S. 571 ............................ . 11
Staub v. City of Baxley, 355 U. S. 313......................... 11
Wolfe v. North Carolina, 364 U. S. 177....................... 11
IN THE
SUPREME COURT OF THE UNITED STATES.
OCTOBER TERM, 1961.
No. 729 .
NATHANIEL WRIGHT, CHARLES L. SMART, RASCO WHITE,
, JAMES W. THOMAS, BENJAMIN CARTER,
JUDSON FORD,
Petitioners,
VSi
STATE OF GEORGIA.
BRIEF
Of Respondent in Opposition to Granting of Writ of
Certiorari to Review Judgment of Supreme
Court of Georgia.
Respondent respectfully contests the statement of the
question presented and the statement of facts as outlined
by the petitioners. The petitioners have not given a suf
ficiently complete resume of the record of the Brief of
Evidence for the Court to determine the question of dis
crimination on account of race.
We respectfully bring to the Court’s attention the testi
mony of the Police Officer who made the arrest (R. 51).
“ as a result of the conversation with this white lady we
rode over to this Basket Ball Court we found around
seven colored boys playing basket ball there on the Basket
__2 ___
Ball Court . . . As to their dress, they were pretty well
dressed at that time; some of them had on dress shirts,
some of them had on coats—not a dress coat, but a jacket.
I didn’t notice what particular type shoes they had on,
as far as I know they didn’t have ‘tennis shoes’ on. I am
familiar with the type of shoes that people wear when
they play basket ball, they didn’t have that type of shoes
on as well as I remember.
“ I think that these defendants ranged in age from
23 to 32.
“ There is a school nearby this Basket Ball Court,
it is located at Washington Avenue and Bee Road, I
mean, at Washington Avenue and Waters. There is
another school on 44th Street—there are two schools
nearby; I believe they are both ‘grammar’ schools.
I patrol that area and the children from these schools
play there, they come there every day I believe, I be
lieve they come there every afternoon when they get
out of school, and I believe they come there during
recess. The school, I believe, gets out about 2:30 in
the afternoon, and this was around 2:00 o’clock.
“ When I came up to these defendants I asked them
to leave; I spoke to all of them as a group when I
drove up there, and I asked them to leave twice, but
they did not leave at that time. I gave them an op
portunity to leave. One of them, I don t know which
one it was, came up and asked me who gave me orders
to come out there and by what authority I came out
there, and I told him that I didn’t need any orders to
come out there, I believe the one that asked me that
‘ is the third one there, sitting at the table in the Court
' Room here, the one there with the coat on, with the
1 red button on it. The children from the schools,
would have been out there shortly after that. The
, purpose of asking them to leave was to keep down
i
trouble, which looked like to me might start—there
were five or six cars driving around the park at the
time, white people. They left only after they were
put under arrest, they were put under arrest approx
imately 5 to 10 minutes after I told them to leave—
Officer Hillis is the one who put them under arrest—
we called the police cruiser and it came and we put
them in that. It seemed like to me that they were wel
coming the arrests, because all of them piled into the
car, Officer Hillis’ ear, at the time, and he had to stop
them—Officer Hillis’ car did not carry any of them,
the cruiser carried them in, they waited in the ear
until the cruiser came, all seven of them, it was seven
of them.”
The State questioned the bona-fides of these defendants
playing basket ball or whether they were there to try
and create an incident. Further examination of the ar
resting officer revealed the following (R. 53):
“ I believe that most of them had on dress pants,
as far as I can remember. I have seen people playing
basket ball, but I have never seen them come out
dressed like that to play basket ball.”
In regard to whether these defendants were arrested
solely because they were negroes playing in a park in a
white area, the arresting officer testified as follows (R.
53):
“ There have been colored children in Daffin Park,
but I did not arrest those children, but I arrested
these people because we were afraid of what was
going to happen. Colored children have played in
Daffin Park, and they have fished there.”
In order to develop what is the park playground policy,
Carl Hager who identified himself as Superintendent of
4
the Recreational Department of the City of Savannah,
was sworn and testified. We quote from the brief of his
testimony (R. 54 and 55):
“ As superintendent I am over all of the playgrounds
in the City of Savannah, Chatham County, Georgia;
that includes Baffin Park and all the other parks that
have playgrounds. These playgrounds are mostly in
neighborhood areas. There are neighborhood areas
where colored families live, and neighborhood areas
where white people live, we try to establish them in
that manner, and, then, there are certain areas where
they are mixed to a certain extent. We have a play
ground in the Park Extension, and that is a mixed
area for white and colored—a white section and a
colored section—-it is mostly white, but there are sev
eral colored sections within several blocks, and they
are much closer now than they used to he. Wells
Park is what we call a border-area and that is a
mixed area—one side is colored and one side is white.
The Baffin Park area, mostly around that area is
mostly white. It has occurred, from time to time,
that colored children would play in the Baffin Park
area and in the Park Extension area, hut no action
has been taken, because it is legal, it is allowed, and
nobody has said anything about it. I am familiar
with the Baffin Park playground area, in fact, the of
fice of the Recreational Department is in Baffin Park.
That basket ball court is about a block from the of
fice. I was advised that an arrest bad been made, but
they had all gone when I was told about it and I
did know why the arrests had been made. The play
ground areas are basically for young children, say 15
to 16 and under, along that age group, we give prior
ity to the playground to the younger children over
the grownups, it made no difference as to whether
t
they were white or colored. Any time that we re
quested anyone to do something and they refused we
would ask the police to step in, if we would ask them
to leave and they did not we would ask the police to
step in. We have had reports that colored children
have played in the Park Extension but they were
never arrested or told to leave.
“ We have had grown people to come out to Daffin
Park and play soft-hall; we have soft-ball diamonds
and also younger people play on them, but we try to
regulate the times for playing on the diamonds so
that there wall not be a conflict between the older peo
ple and the younger ones, and we issue permits in all
cases where we think there will be conflict, we try to
regulate them. We do not have the Tennis Courts
regulated at the present time, they are now on first
come first serve basis, but we plan to regulate these.”
On cross-examination Mr. Hager said (R. 55):
“ I testified that if there was a conflict between the
younger people and the older people using the park
facilities the preference would be for the younger
people to use them, but we have no objections to older
people using the facilities if there are no younger
people imesent or if they are not scheduled to be used
by the younger people.”
He was also questioned as to whether they would allow
colored citizens to play in a park in a white area. His
answer was as follows (R. 56):
“ It has been the custom to use the parks separately
for the different races. I couldn’t say whether or not
. a permit would or would not be issued to a person
of color if that person came to the office of the Recre-
1 ational Department and requested a permit to play
— 6 —
on the courts, but I am of the opinion that it would
have been, we have never refused one, the request
never has been made.”
On further cross-examination he explained their rule
in regard to age limits on basketball courts (R. 57):
“ There is no minimum or maximum age limit for
the use of basketball courts, however, at the present
time we have established a minimum—a maximum
age limit of 16 years for any playground area. Pro
gramming is not so readily understood by lay people,
by age grouping is taken into consideration in pro
gramming because we don’t want the older people
competing with the younger people, and we don’t like
to have them associating because we don’t think that
a younger person should learn too much from the
older person or vice versa, we don’t think it conducive
to good community relations, the building of char
acter and the proper traits for younger people, and
I think the school systems have followed somewhat
the same procedure in segregating them in age groups,
such as the younger school groups, the junior highs,
and the high schools, and it is for the same purpose
that we regulate our programs according to age
groups and, sometimes, sexes also, and all of this is
in accordance with, basically, a planned program.”
On further redirect examination Mr. Hager explained
the use of this particular playground at the particular
time when the arrest was made (R. 57):
“ On school days these courts and the playground
area at Daflin Park are available for only certain age
groups and they are only used at that time of day
by the schools in that vicinity, it is, more or less, left
available for them, that is the way we have our rec
reation set up.”
7
Mr. Hager then on further redirect examination ex
plained the pattern of arranging playground areas in
various neighborhoods (It. 57):
“ Most of our playground areas are arranged ac
cording to the families living in that particular area,
playgrounds where there are white families and play
grounds where there are colored families—most of
them are arranged in that manner according to the
areas. We do feel this, that the playgrounds are
established within a distance of one mile of the people
who are expected to use them, and normally when
we find that when a playground is established with
that in mind that people who live within one mile of
it will use it, so if we put one in a predominantly
negro neighborhood, then, predominantly negroes
would use it, and the same would be true for the
whites, but, of course, we can’t always control that
because we do not have the choice of locations where
we would like to have them, and that is the reason
why some could very easily become mixed areas, such
as Park Extension, because that is within a mile of
both white and colored, and that is the reason why
both play in that area.
“ I don’t know whether or not we have a planned
program arranged for the day that these arrests were
made, I would have to check my records. We do not
have parks in colored areas that are comparable in
size or comparable in facilities to Daffin Park, but
colored boys do fish in the pond at Daffin Park. The
size of the facilities would be determined by the area.
Cann Park is probably cur most complete area that
is in a colored neighborhood, and on that we have
a tennis court—and we use that court for basketball,
we have swings, slides, soft ball field, a small practice
field, which is also used for football, and it also has
a concrete spray pool, picnic tabic, ami a few other
odds and ends of equipment, and it has a drinking
fountain, and things of that nature, which would make
it about as well equipped as any playground we have
except for size.”
The key question was then asked on recross-examination
by defendants’ attorney (B. 58), the question being “ If
your planned program did not have the 23rd of January
1961 set aside for any particular activity would it have
been permissible to use this basketball court in Baffin Park
in the absence of children ?” The answer being as follows:
“ I can’t very well answer that question because you
have several questions in one. First, I would like to
say that normally we would not schedule anything for
that time of the day because of the schools using the
total area there and, second, I would not know whether
we had something scheduled without referring to my
records. Now if the schools were not there and were
not using it and we had no program planned we cer
tainly would not have been concerned about other
people using it. The schools use the area during
school hours. The Parochial School uses it during
recess and lunch periods and also for sport, as also
the Lutheran School, and the public schools bring
their students out there by bus and at various times
during school hours all day long, we never know when
they are coming, and they use Cann Park the same
way, I might add.
“ If it was compatible to our program we would
grant a permit for the use of the basketball court in
Daffin Park to anyone regardless of race, creed or
color, however, at that time of day it would not be
compatible to our program. If that basketball court
was not scheduled it would be compatible with our
t
— 9 —
program for them to use it, and we would not mind
them using it. If there was a permit issued there
would be no objections as to race, creed or color.”
Officer 0. W. Hillis, who was also with Officer Thompson,
the arresting officer, at the time of the arrest, corroborated
the statement of Officer Thompson (R. 60) as follows:
‘‘I was on duty around two o’clock on the afternoon
of the date in the vicinity of Baffin Park, here in
Savannah, Chatham County, Georgia, at around that
time I received some information from a white lady,
as a result of that information I went with Officer
Thompson, in a police automobile, to the basketball
court in Daffin Park, here in Savannah, Chatham
County, Georgia. When I arrived there I saw the
defendants, they were playing basketball. Officer
Thompson talked to them first, and then I talked to
them. I asked them to leave, Officer Thompson had
already asked them, I heard him ask them. They did
not leave, and they did not stop playing until I told
them they were under arrest. We called the wagon
(cruiser). Officer Thompson told them that they would
have to leave, he told them that at first, and they did
have an opportunity to leave after he told them that.
He asked them twice to leave, and then I asked them
to leave after I saw they wasn’t going to stop playing,
and when I asked them to leave one of them made
a sarcastic remark, saying: ‘What did he say, I didn't
hear him’, he was trying to be sarcastic. When I told
them to leave there was one of them who was writing
with a pencil and looking at our badge numbers. They
all had an opportunity to leave before I arrested them,
plenty of time to have left, but I told them to leave,
they wouldn’t leave and I put them under arrest.”
i n
There was no evidence introduced by the petitioners
that the testimony of the State’s witnesses was incorrect
or false. The question presented to the Court by the peti
tioners does not express a proper state of the record since
the record shows that the defendants were not arrested
solely for being negroes peacefully playing basketball in a
public park customarily reserved for white persons.
The defendants were grown men ranging in age from 23
to 32 years of age who went upon a playground in a public
park during school hours, dressed in dress shirts, dress
pants and wearing leather shoes. At this time, the ]olace
was reserved for and had been used and was scheduled to
be used by grammer school children from two nearby
schools as part of their physical education program. The
fact that these defendants were adult negro men on a
children’s playground in a white residential area and
that cars were beginning to assemble all contributed to a
fear that there would be a breach of the peace if the de
fendants continued to use the playground.
They were requested to leave, given every opportunity
to do so but continued to play and to all appearances
welcomed the arrests.
The petitioners give as the first reason for granting the
writ that the Court below unreasonably refused to decide
Federal questions which are properly reviewable by the
Supreme Court. The Georgia Supreme Court held that
under their rules the assignment of error on the judgment
sentencing each defendant and on denial of their motion
for a new trial which are the third and fourth grounds of
the Bill of Exceptions were abandoned under the rule
laid down in Henderson v. Lott, 163 Ga. 326 (2) (136
S. E. 403) and other cases cited in their decision. The
petitioners argue that the point was properly raised and
briefed. It has been hold many times by this Supreme
<
11 —
Court that a State Court has the power to decide the
proper method of preserving Federal questions and this
determination will bind this Supreme Court. Herndon v.
Georgia, 295 U. S. 441; Parker v. Illinois, 333 U. S. 571;
Edelman v. California, 344 U. S. 357; Michel v. Louisiana,
350 U. S. 91. In all of these eases this Court deferred to
a state court’s determination of its own procedural rules.
We recognize that this Supreme Court will inquire into
the adequacy of a decision on state procedural grounds
to determine whether the procedural application involved
was inconsistent with prior decided cases. We respect
fully sho-w that this was the question that was decided in
Staub v. City of Baxley, 355 U. S. 313 which is cited by
the petitioners. In that case the petitioner was able to
show the Court that in other cases the Georgia Supreme
Court had ruled differently in regard to the procedural
rule that it used in the Staub case, the petition thus in
voked a question of discrimination against Staub. In the
recent case of Wolfe v. North Carolina, 364 U. S. 177, this
Court again affirmed the doctrine.
Petitioners have not cited to this Court one Georgia
case to show that the rule laid down in Henderson v. Lott,
supra, has been inconsistently applied. We therefore feel
that under the rules of this Court, this question has been
finally disposed of in the Supreme Court of Georgia.
In sub-paragraph B, on reasons for granting the writ,
petitioners state the Statute is in violation of rights
granted by the Fourteenth Amendment on the grounds it
was too vague to put them on notice that the acts par
ticipated in were criminal.
In the recent case of Garner v. Louisiana, 7 Law. Ed.
(2) 207, 216 this Supreme Court held that: “ We are
aware that the Louisiana Courts have final authority to
interpret and where they see fit, to reinterpret that state’s
— 12
legislation.” However, in that ease the Supreme Court
of Louisiana had not finally determined the question in
volved. That case also involved the interpretation of a
breach of the peace statute. The Supreme Court also
said at page 215: “ We, of course are bound by a state’s
interpretation of its own statute and will not substitute
our judgment for that of the state’s when it becomes
necessary to analyze the evidence for the purpose of de
termining whether that evidence supports the findings of
a state court.”
To be guilty of violation of the Georgia Statute, three
things are necessary: (1) There must be two or more per
sons assembled; (2) the purpose must be for disturbing
the public peace or committing any unlawful act; (3) they
shall not disperse on being commanded to do so by a
Judge, peace officer, etc.
This Supreme Court has also held in Cantwell v. Con
necticut, 310 U. S. 300, 84 L. Ed. 1213-1220 that:
“ One may be guilty of the common law offense of
breach of the peace if he commits acts or makes state
ments likely to provoke violence and disturbance of
good order, even though no such eventuality be in
tended.”
Thus it is not necessary to show whether the petitioners
actually intended to create a threat of the breach of the
peace to convict them. But it was necessary for the prose
cution to show that more than one person was involved;
that there was a threatened breach of the peace or an
assembly for the commission of any unlawful act, and
that they refused to disperse upon being requested to do
so by the police officer. To make this act criminal under
the Georgia Statute, all three of these facts must be pies-
ent. The fact that they shall be given the opportunity to
i
— 13
disperse is an additional safe-guard to prevent a person
from being arrested at the whim of a police officer.
We have quoted extensively from the Brief of Evidence
in order to thoroughly show the Court the circumstances
under which these arrests were made.
The petitioners have consistently tried to argue that
the sole reason for their arrests was because they were
negroes, and that no negroes would be allowed in the
park. The uncontradicted evidence of the police officers
showed that negro children had played in the park and
had not been disturbed. The Superintendent of the Recrea
tional Department of the city testified that negro children
have played in Baffin Park and in the Park Extension
and were never arrested or told to leave on the grounds
they were colored. The recreational superintendent fur
ther stated the grounds for asking these defendants to
leave was because they were adults and that priority for
use of the playground was given to children over grown
ups, and it made no differences whether they were white
or they were colored. The superintendent also stated if
the basketball court was not scheduled, it would be com
patible with their program for them to use it, and they
would not mind them using it and there would be no ob
jection raised as to race, creed or color. Yet in view of
this sworn testimony, without a thread of evidence to prove
that the witnesses were not telling the truth, these peti
tioners would have this Court believe that they were being
denied the right to use this park because of their race.
What these petitioners would have this Court find is
that they constitute a special group entitled to special
privileges which other people, similarly situated, would
not have. This Court has held that no one can be denied
use of a public park because of his race, but certainly
restrictions as to age without regard to race with a reason-
— 14 —
able explanation why such rules have been promulgated,
can be enforced against these defendants in the same man
ner as they could have been enforced against any other
adults who may have come upon the playground at the
same time of day and refused to leave when requested to
do so by police officers.
We respectfully request that the writ of certiorari be
denied.
Respectfully submitted,
EUGENE COOK,
Attorney General of Georgia,
G. HUGHEL HARRISON,
Assistant Attorney General of
Georgia,
P. 0. Address:
132 State Judicial Building,
Atlanta 3, Georgia,
ANDREW J. RYAN, JR,,
Solicitor General, Eastern Ju
dicial Circuit of Georgia,
SYLVAN A. GARFUNKEL,
Assistant Solicitor General,
Eastern Judicial Circuit of
Georgia,
Attorneys for Respondent.
P. 0. Address:
Room 305 Court House,
Chatham County,
Savannah, Georgia.
t
I n t h e
Ihtpmne (Emtrt nf tit? llniuh Blntzs.
O ctober T e r m , 1961
N o .....................
. ---------- -— .... ... ®
N a t h a n ie l W r ig h t , C h a r les L. S m art , R asco W h it e ,
J am es W . T h o m a s , B e n ja m in C arter , J udson F ord,
Petitioners,
— v .—
f State of G eorgia .
PETITION FOR A WRIT OF CERTIORARI TO THE
SUPREME COURT OF GEORGIA
J ack Greenberg
Constance Baker Motley
L eroy- D. Clark
10 Columbus Circle
New York 19, New York
B. Clarence Mayfield
E. H. Gadsen
Attorneys for Petitioners
TABLE OF CONTENTS
PAGE
Citations to Opinion Below .......................................... 1
Jurisdiction ..................................... 1
Questions Presented ..................................................... 2
Constitutional and Statutory Provisions Involved ..... 2
Statement ................................................ 2
How the Federal Questions Were Raised and Decided
Below ........................................................................... 5
Reasons for Granting the Writ ................................... 7
A. Federal Questions Which the Court Below Un
reasonably Refused to Decide Are Properly
Reviewable by This Court ................................ 7
B. Petitioners Were Denied Rights Guaranteed by
the Fourteenth Amendment Because They Were
Not Put on Notice by the Statute That the Acts
They Participated in Were Criminal .............. 7
C. Petitioners’ Convictions Denied Due Process
of Law in That There Was No Evidence of the
Essential Elements of the Crime Charged...... 12
Con clu sio n .......................................................................................... 13
Appendix :
Opinion in the Supreme Court of Georgia (in
Gober Case) ......................................................... la
Judgment ................................................................ 9a
Order Denying Application for Rehearing .......... 10a
11
Table of Cases
page
Cantwell v. Connecticut, 310 IT. S. 296 ..................... 11
Central U. Telegraph Co. v. Edwardsville, 269 IT. S.
190 .............................................................................. 9
Connally v. General Construction Co., 269 U. S. 385 .... 10
Detige v. New Orleans City Park Improvement Assn.,
358 U. S. 54 ............................................................... 11
First Natl Bank v. Anderson, 269 U. S. 341................. 7
Garner v. Louisiana, 7 L. Ed. 207 (1961) ..................... 12
Hague v. Committee for Industrial Organ., 307 U. S.
496 ....................................................................... 11
Kunz v. New York, 340 U. S. 290 ............................... 11
Lawrence v. Mississippi, 286 U. S. 276 ........................ 7
Lovell v. Georgia, 303 IT. S. 444 ................................... 11
Mayor and City Council of Baltimore v. Dawson, 350
U. S. 877 ..................................................................... 11
Nash v. U. S., 229 U. S. 373 .......................................... 10
Saia v. New York, 334 U. S. 558 ............................... 11
Seaboard Airline By. v. Watson, 287 IT. S. 86 ............... 9
Sessions v. State, 3 Ga. App. 13, 59 S. E. 196 ............ 8
Staub v. Baxley, 355 U. S. 313...................................... 9
Thompson v. City of Louisville, 326 IT. S. 199.............. 12
U. S. v. Clark Brewer, 139 U. S. 278 .......................... 11
Winters v. New York, 333 U. S. 507 .......................... 10
Statute
Code of Georgia, Section 26-5301 ................................. 2
1
I n the
Ih tiin w (Emtrt nf tip lUutrd Hiatus
October T erm, 19G1
No...............
---------- ------------------------— — -----------------------------------------*
Nathaniel W right, Charles L, Smart, Rasco W hite,
J ames W. T homas, Benjamin Carter, J udson F ord,
Petitioners,
— v . —
State of Georgia.
-------------- ------------------------------------------------------------ -~>
PETITION FOR A WRIT OF CERTIORARI TO THE
SUPREME COURT OF GEORGIA
Petitioner prays that a writ of certiorari issue to review
the judgment of the Supreme Court of Georgia entered
on November 9, 1961,
Citation to Opinion Below
The opinion of the Supreme Court of Georgia is reported
in 122 S. E. 2d 737, and is set forth in the Appendix hereto,
infra p. la, rehearing of which was denied, November 21,
1961.
Jurisdiction
The judgment of the Supreme Court of Georgia was
entered on November 9, 1961 (R. 75); Appendix p. 9a,
infra. Rehearing was denied November 21, 1961 (R. 80);
Appendix p. 10a, infra. Jurisdiction of this Court is in
voked pursuant to 28 U. S. C. §1257(3), petitioners having
asserted below and claiming here, denial of rights, privi
leges, and immunities secured by the Fourteenth Amend
ment to the Constitution of the United States.
2
Question Presented
Whether the conviction of the petitioners for unlawful
assembly denied to them due process of law under the
Fourteenth Amendment where they were convicted for be
ing Negro and peacefully playing basketball in a munic
ipally owned park customarily reserved for white persons,
and the criminal statute under which they were convicted
gave no notice that this constituted the crime of unlawful
assembly.
C onstitutional and Statutory Provisions Involved
1. This case involves Section 1 of the Fourteenth Amend
ment to the Constitution of the United States.
2. This case also involves Code of Georgia, Section
26-5301:
“Unlawful Assemblies—Any two or more persons who
shall assemble for the purpose of disturbing the public
peace or committing any unlawful act, and shall not
disperse on being commanded to do so by a judge,
justice, sheriff, constable, coroner or other peace of
ficer, shall be guilty of a misdemeanor.”
Statem ent
Petitioners, six Negro young men, were arrested for
“unlawful assembly”—assembling “for the purpose of dis
turbing the public peace or committing any unlawful act
and . . . not dispers(ing) on being commanded . . .”—in
the course of peacefully playing basketball in Daffin Park,
Savannah, Georgia, a park in a “white” area (R. 56).
“One reason [for the arrest] was because they were
t
3
Negroes” (R. 53). “It has been the custom to use the parks
separately for the different races” (Ibid.). Colored chil
dren have played in Baffin Park, but not basketball (R. 53).
There was no basketball court, as such, in any Negro park
area until January 23, 1960 (R. 58). An arresting officer
testified: “the defendants were playing basketball. They
were not necessarily creating any disorder, they were just
‘shooting at the goal’, that’s all they were doing, they
wasn’t disturbing anything” (R. 61).
The case first came to police “attention when this white
lady had this conversation with us, the lady who told us
that colored people were playing in the Basket Ball Court
down ‘there at Daffin Park, and that is the reason I went
there, because some colored people were playing in the
park. I did not ask this white lady how old these people
were. As soon as I found out these were colored people
I immediately went there” (R. 52). The officer “ . , . ar
rested these people for playing basket ball in Baffin Park.
One reason was because they were negroes” (R. 53). At
the time “ [t]hey were doing nothing besides playing basket
ball, they were just normally playing basket ball . .
(R. 53). “Under ordinary circumstances I [the officer]
would not arrest boys for playing basketball in a public
park” (R. 52).
Upon arrival the police first requested petitioners to
leave. A petitioner asked who had ordered the police to
the park (R. 51), to which an officer replied that they
needed no orders (Ibid.). The purpose of the police in
asking petitioners to leave was “to keep down trouble
which looked to me [an officer] might start—there were
five or six cars driving around the park at the time, white
people” (R. 52) which was, however, “ . . . not . . . unusual
traffic for that time of day” (R. 53).
4
The Superintendent of the Recreational Department of
Savannah testified that “we issue permits in all cases where
we think there will be conflict, we try to regulate them”
(E. 55), and that “if there was a conflict between the
younger people and the older people using the park facil
ities the preference would be for the younger people to use
them, but we have no objections to older people using the
facilities if there are no younger people present or if they
are not scheduled to be used by the younger people”
(It. 55). But “there is no regulation for playing on a Court
when it is not in use and there is no one around” (R. 57).
The evidence demonstrated no “conflict” (R. 55), and
that there was “no one around” (R. 57). Grownups do use
Daffm Park at certain times and under certain conditions.
“[Gjrownups could use [the basketball courts] if there was
no other need for them” (R. 56). “ [N]one of the children
from the schools were there at that particular time” (R. 53).
Persons playing basketball would not have to wear any
particular uniform if playing in an unregulated, unsuper
vised program; it would be consistent with Park Depart
ment policy to allow persons to wear ordinary clothing on
the courts if they so chose (R. 56). Petitioners were well
dressed in street clothing (R. 60).
While the Superintendent did not know whether the
Department “had a planned program arranged for the day
that these arrests were made, . . . normally they would
not schedule anything for that time of the day because of
the schools using the totals area there . . . ” However,
“if the schools were not there and were not using it and
we had no program planned we certainly would not have
been concerned about other people using it” (R. 58). In
any event, the arrest and order to disperse were, in fact,
not made because of some violation of the rules of the
City Recreational Department because the arresting of-
i
ficer testified he didn’t “know the rules of the City Rec
reational Department” (R. 52).
How the Federal Questions Were Raised
and Decided Below
Prior to trial petitioners interposed a general demurrer
in the City Court of Savannah raising four constitutional
issues: Section 26-5301 of the Code of Georgia was so
vague that they were not put on notice of what criminal
act they had committed; that the statute did not sufficiently
define disturbing the peace; and that as construed it was
so vague as to place unlimited authority in the hands of
police officers to arbitrarily designate acts to be held as
criminal (R. 19-21) all in violation of the due process clause
of the Fourteenth Amendment; and that the statute wTas
applied to petitioners to enforce racial discrimination on
governmentally owned facilities contrary to the equal pro
tection clause of the Fourteenth Amendment to the United
States Constitution. The trial judge overruled the demurrer
on each and every ground (R. 21),
After the trial judge sentenced each of the petitioners,
motion for new trial was filed (R. 26-27) in which the peti
tioners again objected that they were not fairly and ef
fectively warned in Section 26-5301 Code of Georgia that
their acts were prohibited, that the statute as construed
was a delegation of arbitrary and capricious power to peace
officers in violation of the due process clause of the Four
teenth Amendment.
The tidal judge also overruled the motion for new trial
on each and every ground (R. 29).
Petitioners on appeal to the Supreme Court of Georgia
assigned as error in the bill of exceptions the overruling of
the general demurrer and the motion for new trial (R. 1-8).
6
The Supreme Court of Georgia refused to consider the
constitutional issues raised by objection to the overruling
of the motion for new trial, because it deemed such ob
jection abandoned:
“In their hill of exceptions the defendants assign
error on the judgment sentencing each defendant
(fourth ground) and. on the denial of their motion
for a new trial (third ground). However, in their brief
to this court they completely omitted the fourth ground
and merely referred to the third ground by asking:
‘Did the court commit error in overruling plaintiff’s
in error motion for new trial V There was no argument,
citation of authority, or statement that such grounds
were still relied upon. Therefore, the applicable rule,
as laid down in Henderson v. Lott, 1G3 Ga. 326(2)
(136 SE 403), is: ‘Assignments of error not insisted
upon by counsel in their briefs or otherwise will be
treated by this court as abandoned’” (R. 70).
The general demurrer also was held to be the improper
means to raise two contentions that the statute had been
applied to reinforce racial segregation of government facil
ities in violation of the equal protection clause of the Four
teenth Amendment (R..71).
Under the demurrer the court below passed upon the
only constitutional issue it held properly preserved, and
ruled that the statute was not so vague as to deprive the
petitioners of any constitutional rights under the I our-
teenth Amendment:
“The United States Supreme Court has held that
a statute is not unconscionably vague where its pro
visions employ words with a well-settled common-law
meaning” (R. 72).
“Here the term ‘disturbing the public peace’ is of
generic common-law origin” (R. 72).
7
“The language of the Code section in question is
pronounced in terms so lucid and unambiguous that
a person of common intelligence would discern its
meaning and apprehend with what violation he was
charged” (E. 73).
Nor was there held to be any unconstitutional delegation
of authority to a peace officer:
“The last contention (5) assigned, that the Code
section confers untrammelled and arbitrary authority
upon the arresting officer, has no merit since we have
i determined that the statute has a clear-cut standard
to apprise one of what constitutes a criminal act and
thus to guide the conduct of such officer” (R. 74).
The judgment was affirmed.
Reasons for Granting the Writ
A. Federal Questions Which the Court Below Unreasonably
Refused to Decide Are Properly Reviewable by This Court.
The question of whether the statute involved was so
vague as not reasonably to apprise petitioners that their
acts constituted an unlawful assembly in violation of the
due process clause of the Fourteenth Amendment was
properly before the Court below and, in affirming, the Su
preme Court of Georgia disposed of petitioners’ conten
tions adversely in a manner which presents them properly
to this Court for review. Whether a Federal question was
sufficiently and properly raised in the state court is itself
a federal question, and this Court is not concluded by the
view7 taken below. First National Bank v. Anderson, 269
U. S. 341. Federal rights are denied as well by a refusal
of a state court to decide questions as erroneous decision
of them. Lawrence v. Mississippi, 286 U. S. 276.
8
The question of vagueness presented by this petition
was presented and pressed at successive stages of the litiga
tion below, on demurrer, on motion for new trial, and mo
tion for acquittal. While the State Supreme Court held
that the issue as presented by demurrer was limited to
the statute and accusations on their face, this, of course,
cannot be alleged in connection with the motion for new
trial which is designed to bring before the court the evi
dence at trial. Sessions v. State, 3 Ga. App. 13, 59 S. E. 196.
The issue as raised by the motion for new trial, however,
was held by the court below to have been waived because
of the manner in which the point was briefed. Petitioners,
however, have filed here certified copies of all briefs in the
Supreme Court of Georgia which make it clear that the
issue of vagueness as raised by the motion for new trial
was in fact squarely presented to the Supreme Court of
Georgia. See Brief of Plaintiffs in Error, p. 6 (“Issues
of Law . . . (3) Did the Court Commit Error in Overruling
Plaintiffs-in-Error Motion for New Trial!”). A common
argument was submitted in support of the vagueness ob
jection as it was raised in various stages of the case. (Id.
at pp. 7-10). The brief was constructed in the form re
quired by the Rules of the Georgia Supreme Court, Ga.
Code Ann. 24-4515. While the brief commenced by stating
“the principal question raised is whether or not the trial
judge committed error in overruling the general demurrer,”
this was not claimed to be the only question raised. The
attack on vagueness as raised under the motion for new
trial was presented in the argument with clarity and
specificity. The evidence was discussed in plaintiff-in
error’s brief. The brief of defendant in error, a certified
copy of which has also been filed here, is replete writh dis
cussion of the evidence and met plaintiff-in-error’s argu
ments head on.
9
The essential purpose of the requirement that federal
questions be raised in accordance with state procedure is
to “enable the court as well as opposing counsel, readily
to perceive what points are relied on”, Seaboard Air Line
Ry. v. Watson, 287 U. S. 86, The Georgia courts, both trial
and appellate, and opposing counsel, were certainly ap
prised in. due time with particularity of the petitioners’
constitutional objections. It is only by a most restrictive
and unreasonably strained construction that formal “judi
cial ignorance” can be made out. A construction of the
state court as to the proper method of preserving federal
questions will bind the Supreme Court “unless so unfair
or unreasonable in its application to those asserting a
Federal right as to obstruct it.” Central U. Telegraph Co.
Edwardsville, 269 U. S. 190, 195. As Mr. Justice Whittaker
stated in Stanb v. Baxley, 355 IT. S. 313, 320, the finding
of waiver of federal questions may not be based on Avholly
inadequate state grounds which would “force resort to
an arid ritual of meaningless form.” The decision below
would make a greater fetish of the ritual of form than was
demanded in Staub.
B. Petitioners Were Denied Rights Guaranteed, by the Four
teenth Amendment Because They W ere Not Put on Notice
by the Statute That the Acts They Participated in Were
Criminal.
This case involves the substantial question of whether
a state may coerce conformity to a state pattern of segrega
tion of the races on governmentally owned and operated
recreational facilities by construing a broad and ambiguous
criminal statute so as to make the use of these facilities
by Negroes on the same basis as whites, a criminal act.
A statute, and any construction of it, must meet a mini
mum standard of prior warning of what is criminal con
duct to avoid a charge of denial of due process of law
10
through vagueness. The applicable rule is stated in Con
nolly v. General Construction Company, 2G9 U. S. 385, 391:
“The dividing line between what is lawful and un
lawful cannot be left to conjecture. The citizen cannot
be held to answer charges based upon penal statutes
whose mandates are so uncertain that they will rea
sonably admit of different constructions. A criminal
statute cannot rest upon an uncertain foundation. The
crime and the element constituting it, must be so clearly
expressed that the ordinary person can intelligently
choose, in advance, what course it is lawful for him to
pursue. Penal statutes prohibiting the doing of certain
things, and providing a punishment for their violation,
should not. admit of a double meaning that the citizen
may act upon one conception of its requirements and
the Courts upon another.”
Further, the standards of certainty in criminal cases
must of necessity be higher than in those depending prima
rily upon civil sanctions for enforcement, Winters v. New
York, 333 U. S. 507. In the instant case, petitioners could
not possibly have anticipated that as Negroes, peacefully
playing basketball in a municipally owned park is a crim
inal assembly to disturb the peace, as defined in the statute.
The court below rejects the vagueness argument because
the statute employs words with a well-settled common law
meaning. However, in all of the cases cited to support
this proposition the defendants’ acts were at least reason
ably within the long-established meaning of the statute.
The only question in these cases was one of degree, the
law is full of instances where a man’s fate depends on
his estimating rightly, that is, as the jury subsequently
estimates it, some matter of degree.” Nash v. U. 8., 229
U. S. 373, 377. That Negroes would be charged with a
criminal act for participating in the same activity deemed
11
lawful for whites on government property is not a question
of degree, for it is not even colorably predictable by read
ing the statute under which petitioners were convicted.
A statute which does not lay down recognizable standards
against which the discretion of those who administer it may
be measured is unconstitutional and void. Lovell v. Georgia,
303 U. S. 444. As the Georgia Court has construed the
statute, a police officer has unlimited power to designate
any peaceful gathering as tending to disturb the peace.
In this case he so chose to designate the act of Negroes
playing basketball on a publicly owned court usually re
served for whites. Where in fact rankly unequal admin
istration is sanctioned under the authority of a statute,
such statute is vague on it's face or as applied for lack of
guide lines to prevent such arbitrary enforcement. Hague
v. Committee for Industrial Organization, 307 U. S. 496.
Petitioners had a right under the Fourteenth Amendment
to utilize government facilities on the same basis as other
citizens. They reasonably should have anticipated that the
constitution would have been followed, rather than an un
anticipated construction of Georgia law. Cf. Mayor and
City Council of Baltimore v. Dawson, 350 U. S. 877. They
could not have been deprived of access to any part of the
municipal park even by a direct statute proscribing segre
gated areas. Deliege v. New Orleans City Park Improve
ment Association, 358 U. S. 54. This court has in many
instances held that a statute is even more amenable to an
attack of vagueness where its construction creates a danger
of encroachment on constitutional rights and threatens to
deter the exercise of these rights. Saia v. New York, 334
U. S. 558; Cantwell v. Connecticut, 310 U. S. 296; Kunz v.
New York, 340 U. S. 290.
As was said in U. S. v. Clark Brewer, 139 U. S. 278,
“If the language of a statute is so general and indefinite
as to embrace not only acts properly and legally punishable
but others not 'punishable, it will be voided for uncertainty.”
Here, the State of Georgia not only denies a constitutional
right but attaches criminal sanctions to its exercise. This
is accomplished through a novel construction of broad
statute which in no wise gives prior warning that the
recreational activities of Negroes in areas reserved for
whites by the government are criminal acts.
C. Petitioners’’ Convictions Denied Due Process of Law in That
There Was No Evidence of the Essential Elements of the
Crime Charged.
The question presented below and brought to this Court,
i.e., whether the statute under which petitioners were con
victed is unconstitutionally vague in that it did not apprise
them that being Negro and playing basketball in a white
park constituted unlawful assembly is but another way of
presenting the constitutional objection to this conviction
under the doctrine of Thompson v. City of Louisville, 326
TJ. S. 199. In Thompson as in Garner v. Louisiana, 7 L. ed.
207 (1961), and any other case making the due process
objection found in those cases, one convicted of crime
without a shred of evidence that his activities were crim
inal under a statute always possesses a corollary con
stitutional objection that the statute did not and could not
put him on notice that his conduct was criminal. Thus of
necessity the judgments below complained of in this case
are also constitutionally faulty for other reasons—dis
cussed in Thompson—well established in the jurisprudence
of our Constitution.
It is essential that this court grant certiorari to insure
that its previous decisions prohibiting racially discrim
inatory action in violation of the due process and equal
protection clauses of the Fourteenth Amendment will not
be indirectly undermined or subverted.
13
CONCLUSION
W herefore, for the foregoing reasons, it is respectfully
submitted that the petition for w rit of certiorari should be
granted.
Respectfully submitted,
J ack Greenberg
Constance B aker Motley
L eroy D. Clark
10 Columbus Circle
New York 19, New York
B. Clarence Mayfield
E. H. Gadsen
Attorneys for Petitioners
—67—
APPENDIX
SUPREME COURT OF GEORGIA
Case No. 21430
-------- --- ---------------------- — ----------- ---------------- — — ----------- —
W eight e t al.,
-v.-
T h e State.
---------------------------------------------------------- .*^§35*.--------------------------------------------------------
Decided November 9, 1961.
By the Court:
1. A mere recital in the brief of the defendants of the
existence of an assignment of error, without argument or
citation of authorities in its support, and without a state
ment that it is insisted upon by counsel, is insufficient to
save it from being treated as abandoned.
2. It is not error in a criminal case for the trial judge to
refuse to direct a verdict of acquittal.
3. A demurrer which seeks to add facts not apparent
on the face of the accusation must fail as a speaking de
murrer.
4. A Code section utilizing terms with an established
common-law meaning, and which is itself of common-law
origin, is sufficiently definite to apprise a person of com
mon intelligence with a standard which he may use in
determining its command; this more than satisfies the re
quirements of due process.
2a
5. An officer is not vested with arbitrary authority when
he only makes an arrest, and it is left to judicial processes
to ascertain if the described components of a criminal act
are present.
Submitted October 9, 1961—Decided November 9, 1961—-
Rehearing denied November 21, 1961.
Unlawful assembly; constitutional question. Savannah
City Court. Before Judge Alexander.
— 68—
The defendants, Nathaniel Wright, Charles L. Smart,
Roseo (ef) White, James W. Thomas, Benjamin Carter,
and Judson Ford, were brought to trial in the City Court
of Savannah for violation of Code § 26-5301 which reads:
“Unlawful assemblies.—Any two or more persons who
shall assemble for the purpose of disturbing the public
peace or committing any unlawful act, and shall not dis
perse on being commanded to do so by a judge, justice,
sheriff, constable, coroner, or other peace officer, shall be
guilty of a misdemeanor.” The gravamen of the offense,
as detailed in the accusation, was: “In that the said de
fendants did assemble at Baffin Park for the purpose of
disturbing the public peace and refused to disburse (sic)
on being commanded to do so by sheriff, constable, and
peace officer, to wit: W. H. Thompson and G. W. Hillis.”
Before their arraignment and before pleading to the
accusation, the defendants filed a general demurrer to the
accusation, contending that for five enumerated reasons the
Code section above cited is unconstitutional. The trial
judge overruled the general demurrer, and evidence was
then introduced by the State at the conclusion of which
counsel for the defendants made a motion to acquit. After
the argument of counsel, in the absence of the jury, the
3a
trial judge denied the motion to acquit. The jury was re
called and, after argument of counsel and the charge of the
court, returned a verdict of guilty. Whereupon the trial
judge sentenced each defendant to pay a fine of $100 or
to serve five months imprisonment, with the exception of
the defendant Wright, who was sentenced to pay a fine
of $125 or to serve six months imprisonment.
The defendants filed a motion for new trial which was
subsequently overruled on each and every ground. The
—6 9 -
trial judge then issued an order permitting the defendants’
cases to be consolidated since all the cases were predicated
upon identical circumstances and facts, and involved the
same defensive pleas and the same questions of law.
The defendants excepted and assign error on the overrul
ing of their general demurrer, the refusal by the trial judge
to direct a verdict of acquittal, the denial of their motion
for a new trial, and on the judgment sentencing the de
fendants. Each of these assignments of error will be
considered in order inverse from that in which it is above
presented.
E. H. Gadsden, B. Clarence Mayfield, for plaintiffs in
error.
Andrew J. Ryan, Solicitor-General, Sylvan A. Gar-
funkel, contra.
—70—
Q uilliajst, Justice: 1. In their bill of exceptions the de
fendants assign error on the judgment sentencing each de
fendant (fourth ground) and on the denial of their motion
for a new trial (third ground). However, in their brief
to this court they completely omitted the fourth ground
and merely referred to the third ground by asking: “Did
the court commit error in overruling plaintiff’s in error
4a
motion for new trial!” There was no argument, citation
of authority, or statement that such grounds were still
relied upon. Therefore, the applicable rule, as laid down in
Henderson v. Lott, 1G3 Ga. 326 (2) (136 SE 403), is:
“Assignments of error not insisted upon by counsel in
their briefs or otherwise will be. treated by this court as
abandoned. A mere, recital in briefs of the existence of an
assignment of error, without argument or citation of au
thorities in .its support, and without a statement that it is
insisted upon by counsel, is insufficient to save it from be
ing treated as abandoned.” Almand v. Pate, 143 Ga. 711
(1) (85 SE 909); Head v. Lee, 203 Ga. 191, 202 (45 SE 2d
666); The B-X Corp. v. Jeter, 210 Ga. 250 (4) (78 SE 2d
790).
2. The second ground upon which the defendants rely is
that the trial judge erred in failing to direct a verdict of
acquittal for the defendants at the conclusion of the State’s
evidence. It is not error in a criminal case to refuse to
direct a verdict of not guilty. Winford v. State, 213 Ga.
3S6, 397 (99 SE 2d 120); Williams v. State, 206 .Ga. 107
(10) (55 SE 2d 589); Coleman v. State, 211 Ga. 704 (2)
(88 SE 2d 381); Baugh v. State, 211 Ga. 863 (1) (89 SE
2d 504).
3. The first ground in the bill of exceptions is that the
trial judge erred in overruling their general demurrers to
the accusation. The defendants urge five contentions as to
why Code § 26-5301, per se and as applied, violates rights
—71—
secured to them by the Constitutions of the United States
and of Georgia. Contentions (3) and (4) attack the Code
section in question as unconstitutional as applied, since
it was used to enforce racial discrimination, and as uncon-
5a
stitutional in that the arrest was pursuant to the policy,
custom, and usage of the State of Georgia, which compels
segregation of the races.
Neither of these two contentions can be ascertained from
an examination of the accusation. A demurrer may prop
erly attack only those defects which appear on the face of
the petition, indictment, or, in this ease, accusation. A
demurrer which seeks to add facts not so apparent or to
supply extrinsic matters must fail as a speaking demurrer.
Jackson v. State, 64 Ga. 344; Arthur v. State, 146 Ga. 827
(92 SE 637). See also Walters v. State, 90 Ga. App. 360,
365 (83 SE 2d 48).
4. Contentions (1) and (2) attack the Code section, on
its face, as violative of due process of law guaranteed by
the Fourteenth Amendment to the United States Con
stitution and by the Georgia Constitution, arguing that
said Code section is so vague that the defendants are not
placed on notice as to what criminal act they have allegedly
committed, rendering it impossible to answer the charge
or to make legal defense, and unconscionably vague in that
nowhere in the statute does there appear a definition of
disturbing the public peace or committing any unlawful
act.
Since the defendants were charged only with “disturbing
the public peace,” the alleged vagueness of “committing
any unlawful act” need not be considered. Chaplinskv
v. New Hampshire, 315 U. S. 568, 572 (62 S. Ct. 766, 86
LE 1031); Whittle v. Jones, 198 Ga. 538, 544 (32 SE 2d
94); Kryder v. State, 212 Ga. 272, 274 (91 SE 2d 612).
—72—
Neither does the defendants’ purported attack on the Code
section under the Georgia Constitution raise any meritori
ous issue. In order to raise a question as to the constitu-
6 a
tionality of a statute, the provision of the Constitution
alleged to have been violated must be clearly specified and
designated, reference being made to the part, paragraph,
or section. Clements v. Powell, 155 Ga. 278, 280.(8) (166
SE 624); Inlaw v. State, 168 Ga. 377 (1) (147 SE 881);
Johns v. State, ISO Ga. 187, 188 (3) (178 SE 707); Manu
facturers Trust Co. v. Wilby-Kincey Service Corp., 204 Ga.
273, 274 (49 SE 2d 514); Krasner v. Rutledge, 204 Ga. 380,
382 (49 SE 2d 864).
The United States Supreme Court has held that a
statute is not unconscionably vague where its provisons
employ words with a well-settled common-law meaning
(Waters-Pierce Oil Co. v. Texas, 212 U. S. 86, 108-111, 29
S. Ct. 220, 53 LE 417); Nash v. United States, 229 U. S.
373, 376-378, 33 S. Ct. 7S0, 57 LE 1232; Hygrade Pro
vision Co. v. Sherman, 266 U. S. 497, 502, 45 S. Ct. 141, 69
LE 402), approved in Connally v. General Const. Co., 269
U. S. 385, 391 (46 S. Ct. 126, 70 LE 322); or is not couched
in terms so vague that men of common intelligence must
necessarily guess at its meaning and differ as to its ap
plication. Whitney v. California, 274 U. S. 357, 368 (47
S. Ct. 641, 71 LE 1095); Fox v. Washington, 236 U. S.
273, 276-278 (35 S. Ct. 383, 59 LE 573); Miller v. Strahl,
239 U. S. 426,434 (36 S. Ct. 147, 60 LE 364); Omaeehevarria
v. Idaho, 246 U. S. 343, 348 (38 S. Ct. 323, 62 LE 763);
United States v. Alford, 274 U. S. 264, 267 (47 S. Ct. 591,
71 LE 1040).
Here the term ‘‘disturbing the public peace” is of generic
common-law origin. Faulkner v. State, 166 Ga. 645, 665
(144 SE 193); 11 C. J. S. 817, § 1. “Disturbing the peace”
or its synonym “breach of peace,” has long been inherently
encompassed in our law and is prevalent in the various
—7 3 -
jurisdictions. 11 C. J. S. 817 et seq., § 2 et seq.; 8 Am. Jur.
834 et seq., § 3 et seq.
Further, the crime of unlawful assembly is itself of
common-law origin, Reg. v. Pugh (1704), 87 Eng. Reprint
900, Rex v. Birt (1831), 172 Eng. Reprint 919, 91 C . J. S.
495, § 1; 46 Am. Jur. 126, § 2; is described in slightly vary
ing forms in the vast majority of jurisdictions (Annot., 71
ALR 2d 875); and in our own State was codified in the
Penal Code of 1816 (Ga. L. 1816, p. 178; Lamar’s Comp,
p. 592).
“The uncertainty in a statute which will amount to a
denial of due process of law is not the difficulty of ascer
taining whether close cases fall within or without the
prohibition of the statute, but whether the standard estab
lished by the statute is so uncertain that it cannot be de
termined with reasonable definiteness that any particular
act is disapproved; and a criminal statute is sufficiently
definite if its terms furnish a test based on knowable criteria
which men of common intelligence who come in contact
with the statute may use with reasonable safety in deter
mining its command.” 163 A. L. R. 1108, Annotating Min
nesota v. Lanesboro Produce Co., 221 Minn. 246 (21 NW 2d
792) (citing Nash v. United States, supra, United States v.
Wurzbaeh, 280 U. S. 396, 50 S. Ct. 167, 74 LE 508, and
Collins v. Com. of Kentucky, 234 U. S. 634, 34 S. Ct. 924,
58 LE 1510). The language of the Code section in question
is pronounced in terms so lucid and unambiguous that a
person of common intelligence would discern its meaning
and apprehend with what violation he was charged. F arrar
v. State, 187 Ga. 401 (200 SE 803); Fowler v. State, 189
Ga. 733 (8 SE 2d 77); Watson v. State, 192 Ga. 679 (16 SE
2d 426).
8a
5. The last contention (5) assigned, that the Code sec-
— 74—
tion confers untrammelled and arbitrary authority upon the
arresting officer, has no merit since we have determined
that the statute has a clear-cut standard to apprise one
of what constitutes a criminal act and thus to guide the
conduct of such officer. There is no usurpation of judicial
authority, nor the improper delegation of judicial discre
tion, since the officer involved only makes the arrest when,
in his discretion, he believes a crime to have been per
petrated. The innocence or guilt, beyond a reasonable
doubt, of the accused must still be determined by judicial
process.
This is a case of first impression in this State, and our
research has failed to reveal any full-bench decisions from
other jurisdictions on the exact question of the constitution
ality of a similar unlawful-assembly statute. Nevertheless,
see Code v. Arkansas, 338 U. S. 345 (70 S. Ct. 172, 94 LE
155). However, by applying the well-recognized principles
and applicable tests above stated, we find no deprivation of
the defendants’ constitutional rights under the Fourteenth
Amendment of the United States Constitution.
Judgment affirmed. All the Justices concur.
9a
SUPREME COURT OF GEORGIA
21430
■75
A tla n ta , November 9,1961
The Honorable Supreme Court met pursuant to adjourn
ment.
The following judgment was rendered:
N a t h a n ie l W e ig h t e t a l.,
T h e S tate .
----------—--- —— ---------- —
This ease came before this court upon a writ of error
from the City Court of Savannah; and, after argument
had, .it is considered and adjudged that the judgment of
the court below be affirmed.
All the Justices concur.
10a
—80—
SUPREME COURT OF GEORGIA
21430
A tla n ta , November 21,1961
The Honorable Supreme Court met pursuant to adjourn
ment.
The following order was passed:
-----------------............ ... .......................
N a t h a n ie l W e ig h t et al.,
T h e S tate .
■----------------------------------------------- -— ------------------------------------------ -
Upon consideration of the motion for a rehearing filed
in this case, it is ordered that it be hereby denied.
g>ufiraiu> (Court of % Imtrfi States
October Term, 1961
No............
J a m es E dwards, J r ., and 186 Others,
Petitioners,
S tate op S o u t h C arolina .
PETITIO N FOR W RIT OF CERTIORARI TO THE
SUPREME COURT OF SOUTH CAROLINA
J ack Green berg
C o n stance B a ker M otley
J am es M. N abrit , III
M ic h a e l M eltsn br
10 Columbus Circle
New York 19, New York
M a t t h e w J . P erry
L in c o l n C. J e n k in s , J r .
1107% Washington Street
Columbia 1, South Carolina
D onald J am es S a m pson
Greenville, South Carolina
Attorneys for Petitioners
I N D E X
PAGE
Citations to Opinions Below........................................ . 1
Jurisdiction ... ................................................................. 1
Questions Presented ..................................................... 2
Constitutional Provisions Involved ............................... 2
Statement ....................... ................................................ 2
How the Federal Questions Were Raised and Decided .. 8
Reasons for Granting the Writ .................................... 10
I. Petitioners’ conviction on warrants charging that
their conduct “tended directly to immediate vio
lence and breach of the peace” is unconstitu
tional in that it rests on no evidence of violence
or threatened violence ....................................... 11
II. Petitioners’ convictions were obtained in viola
tion of their rights to freedom of speech, assem
bly and petition for redress of grievances in
that they were convicted because their protected
expression tended to lead to violence and breach
of the peace on the part of others ..................... 16
C o n c l u s io n ...................................................................... 20
Appendix ....................................................................... l a
Opinion of the Richland County Court .............. ......----- la
Opinion of the Supreme Court of South Carolina...... la
Denial of Petition for Rehearing ................................ 16a
11
T able oe Cases
page
Beatty v. Gillbanks (1882) L. R. 9 Q. B. Div. 308 .... 19
Cantwell v. Connecticut, 310 U. S. 296 ..........11,12,15,17,18
Cole v. Arkansas, 333 U. S. 196 ................................... 11
Cooper y . Aaron, 358 U. S. 1 ....................................—- 19
De Jonge v. Oregon, 299 U. S. 353 ............................ 11,15
Feiner y . New York, 300 N. Y. 391, 91 N. E. 2d 319...... 3,10
Feiner y . New York, 340 U. S. 315 .................................12,18
Garner v. Louisiana, 7 L. ed. 2d 207 ..............11,12,14,16
Hague y . C. I. 0., 307 U. S. 496 .....................12,15,16,17,18
Runs y . New York, 340 U. S. 290 ..................................... 18
RobesonY. Fanelli, 94 F. Supp. 62 (S. D. N. Y. 1950) —. 17
Rockwell y . Morris, 10 N. Y. 721 (1961) cert, denied
7 L. ed. 2d 131.....................................................15,18,19
Sellers v. Johnson, 163 F. 2d 877 (8th Cir. 1947) cert.
denied 332 U. S. 851 ................................12,15,17,18,19
State v. Langston, 195 S. C. 190, 11 S. E. (2d) 1 .......... 14
Strutivear Knitting Co. y . Olsen, 13 F. Snpp. 384 (D. C.
Minn. 1936) ................................................................ 19
Terminiello v. Chicago, 337 U. S. 1 ....... ......—-....-.....12,19
Thompson y . Louisville, 362 U. S. 199............................ 11,16
Thornhill y . Alabama, 310 U. S. 88 .............................. - 18
United States v. Cruikshank, 92 U. S. 542 ..................... 16
Whitney y . California, 274 U. S. 357 ...............................-15,16
Other A uthority
8 American Jurisprudence 834 et seq. 14
1st the
0 n'jJiWi£ Otourt of tire Irntob
October Term, 1961
No............
J ames E dwards, J r., and 186 Others,
Petitioners,
— Y .—
State oe South Carolina.
PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF SOUTH CAROLINA
Petitioners pray that a writ of certiorari issue to review
the judgment of the Supreme Court of South Carolina
entered in the above entitled case on December 5, 1961,
rehearing of which was denied on December 27, 1961.
Citation To Opinions Below
The opinion of the Supreme Court of South Carolina,
which opinion is the final judgment of that Court, is as yet
unreported and is set forth in the appendix hereto, infra
pp. 10a-15a. The opinion of the Richland County Court is
unreported and is set forth in the appendix hereto, infra
pp. la-9a.
Jurisdiction
The judgment of the Supreme Court of South Carolina
was entered December 5, 1961, infra pp. 10a-15a. Petition
2
for Rehearing was denied by the Supreme Court of South
Carolina on December 27, 1961, infra p. 16a.
The Jurisdiction of this Court is invoked pursuant to
Title 28, United States Code, Section 1257(3), petitioners
having asserted below and asserting here, deprivation of
rights, privileges and immunities secured by the Constitu
tion of the United States.
Q uestions P resented
Whether petitioners were denied due process of law as
secured by the Fourteenth Amendment to the Constitution
of the United States:
1. When convicted of charges that their conduct, which
was an assembly to express opposition to racial segregation
on the State House grounds, “tended directly to immediate
violence and breach of the peace” on a record containing no
evidence of threatened, imminent, or actual violence.
2. When convicted of the common law crime of breach of
the peace because exercise of their rights of free speech and
assembly to petition for a redress of grievances allegedly
“tended” to result in unlawful conduct on the part of other
persons opposing petitioners’ views.
C onstitutional P rov isions Involved
This case involves Section 1 of the Fourteenth Amend
ment to the Constitution of the United States.
Statem ent
Warrants issued against petitioners charged them with
common law breach of the peace on March 2, 1961 at the
3
South Carolina State Capitol grounds. The warrants al
leged inter alia that they:
“ • • • did commit a breach of the peace in that they,
together with a large group of people, did assemble
and impede the normal traffic, singing and parading
with placards, failed to disperse upon lawful orders of
police officers, all of which tended directly to immediate
violence and breach of the peace in view of existing
conditions” (E. 3). (Emphasis supplied.)
The City Manager of Columbia who was supervising the
police department at the time (E. 18-19) testified that “My
official reason for dispersing the crowd was to avoid pos
sible conflict, riot and dangers to the general public. . . . ”
(E. 16-17).
The Chief of Police testified that he took action “[t]o
keep down any type of violence or injury to anyone” (E.
46; and see B. 53, 100, 101, 106, to the same effect).
The trial court sitting without a jury found petitioners
guilty of common law breach of the peace. The Court
imposed fines of $100 or 30 days in jail in most eases; in
many of these cases one-half of the fine was suspended.
In a few cases the defendants were given $10 fines or five
days in jail (E. 78; 155; 217-218; 229-230).
The Eichland County Court affirmed, principally upon
authority of People v. Feiner, 300 N. Y. 391, 91 N. E. 2d
319, concluding there was a “dangerous” (E. 238) situation
and actions which a “reasonable thinking citizen knows or
should know would stir up passions and create incidents
of disorder” (E. 239).
The Supreme Court of South Carolina affirmed on the
ground tha t:
“The orders of the police officers under all of the
facts and circumstances were reasonable and motivated
4
solely by a proper concern for the preservation of
order and prevention of further interference with traf
fic upon the public streets and sidewalks.”
In fact, the record furnishes no evidence of violence or
even a threat of violence either by or against petitioners.
Nor, indeed, does the record demonstrate that the peti
tioners, who were carrying their placards and walking about
wholly within the State House grounds, had themselves
stopped the sidewalks or traffic; only that bystanders were
attracted who moved on at police request, and that traffic
was somewhat slowed, a condition which did not presage
violence. Either after arrest, or after the police order to
disperse, petitioners sang hymns and patriotic songs in a
singing, chanting, shouting response, as one might find
in a religious atmosphere. All of these facts are developed
at greater length, with appropriate record citations, below.
The genesis of this criminal prosecution lies in a decision
of various high school and college students in Columbia,
South Carolina to protest to the State Legislature and
government officials against racial segregation:
“To protest to the citizens of South Carolina, along
with the Legislative Bodies of South Carolina, our
feelings and our dissatisfaction with the present con
dition of discriminatory actions against Negroes, in
general, and to let them know that we were dissatisfied
and that we would like for the laws which prohibited
Negro privileges in this State to be removed” (R. 138).
The State House is occupied by the State Legislature
which was in session at the time (R. 37).
The Police Chief recognized that the demonstration was
part of “a widespread student movement which is designed
to possibly bring about a change in the structure of racial
segregation laws and custom” (R. 49).
5
The petitioner who testified to this, James Jerome Kit-
ron, a third year student at Benedict College (R. 142),
stated that the petitioners had met at Zion Baptist Church
on March 2, 1961, divided into groups of 15 to 18 persons
(R. 135), and proceeded to the State House grounds which
occupy two square blocks (R. 168). They are in a horse
shoe shaped area, bounded by a driveway and parking lot
which is “used primarily for the parking of State officials’
cars” (R. 159). There is some passage in and out of this
area by vehicular traffic and by people leaving and enter
ing the State building. In addition, there are main side
walk areas leading into the State Capitol on either side of
the horseshoe area (R. 159). The horseshoe area “is not
really a thoroughfare” (R. 123). It is an entrance and
exit for those having business in the State House (R. 123).
During the time of the demonstration no traffic was blocked
going in and out of the horseshoe area; no vehicle made any
effort to enter (R. 119).
The students proceeded from the church to the parking
area in these small groups which were, as petitioner Kitron
put it, approximately a half block apart, or as Chief Camp
bell put it, about a third of a block apart (R. 107), although
at various times they moved closer together (R. 107, 169).
But, “there never was at any time any one grouping of
all of these persons together” (R. 111).
The police informed petitioners “that they had a right,
as a citizen, to go through the State House grounds as any
other citizen has, as long as they were peaceful” (R. 43,
47, 104, 162). Their permission, however, was limited to
being “allowed to go through the State House grounds one
time for purposes of observation” (R. 162). This took
about half an hour (R. 163). As they went through the
State House grounds they carried signs, such as “I am
proud to be a Negro,” and “Down with Segregation” (R.
141). The general feeling of the group was that segrega-
6
tion in South Carolina was against general principles of
humanity and that it should be abolished (R. 138).
There is dispute in the record whether it was before
or after arrest (Compare R. 38 with R. 139) that petition
ers commenced singing religious songs, the “Star Spangled
Banner” and otherwise vocally expressing themselves, but
there is agreement that none of this occurred until at
least after the police ordered petitioners to disperse (see
R. 38, 92). As the City Manager described it, this was
“a singing, chanting, shouting response, such as one would
get in a religious atmosphere . . . ” (R. 92). Thereafter the
students were lined up and marched to the City Jail and
the County Jail (R. 18).
The students were at all times well demeaned, well
dressed, orderly (R, 29). The City Manager disagreed
with this designation only to the extent that petitioners
engaged in the religious and patriotic singing described
above (R. 29).
Nowhere in the record, however, can any evidence he
found that violence occurred, or that violence was threat
ened. The City Manager testified that among the onlookers
he “recognized possible trouble makers” (R. 33), but “took
no official action against [the potential trouble makers]
because there was none to be taken. They were not creating
a disturbance, those particular people were not at the time
doing anything to make trouble, but they could have been.”
He did not even “talk to the trouble makers” (R. 34). When
onlookers were “told to move on from the sidewalks” they
complied (R. 38). None refused (R. 38).
The City Manager stated that thirty to thirty-five officers
were present (R. 22). The Police Chief of Columbia had
fifteen men in addition to whom were State Highway Patrol
men, South Carolina Law Enforcement officers, and three
Deputy Sheriffs (R. 50). This was, in the City Manager’s
7
words “ample policemen” (R. 168). But lie believed that
“Simply because we had ample policemen there for their
protection and the protection of others, is no reason for
not placing them under arrest when they refused a lawful
request to move on” (R. 168).
The police had no particular “trouble makers in mind,”
merely that “you don’t know what might occur and what is
in the mind of the people” (R. 50). Asked “You were afraid
trouble might occur; from what source?” the Chief replied
“You can’t always tell” (R. 54). Asked “Are you able, sir,
to say where the trouble was?” he replied, “I don’t know”
(R. 54). None of the potential “trouble makers” was ar
rested and pedestrians ordered to “move on at [the Chief’s]
command” did so (R. 114).
So far as obstruction of the street or sidewalks is con
cerned, there is a similar absence of evidence. The City
Manager testified that the onlookers blocked “the side
walks, not the streets” (R. 32). But they cleared the side
walks when so ordered (R. 34). While petitioners “prob
ably did” (R. 109, 111) slow traffic in crossing the streets on
the way to the grounds (R. 109), once there, they were
wholly within the grounds (R. 188). They did not, as stated
above, block traffic within the grounds (R. 53), no vehicle
having made an effort to enter the parking area during this
period of time. Their singing, however, was said by the
City Manager to have slowed traffic (R. 92). And the
noise, he said, was disrespectful to him (R. 99).
Columbia has an ordinance forbidding the blocking of
sidewalks and petitioners were not charged under this ordi
nance (R. 54). Pedestrians within the grounds could move
to their destinations (R. 48, 52,195). Onlookers moved along
when ordered to by the police (R. 34). There is no evidence
at all, as stated in the charge that traffic congestion tended
to any violence at all.
8
H ow the F ederal Q uestions W ere R aised
and D ecided B elow
The petitioners were tried before the Columbia City
Magistrate of Richland County in four separate trials on
the 7th, 13th, 16th and 27th of March, 1961. At the close
of the prosecution’s case on the 7th of March, petitioners
moved to dismiss the case against them:
“ . . . on the ground that the evidence shows that
by arresting and prosecuting the defendants, the offi
cers of the State of South Carolina and of the City of
Columbia were using the police power of the State of
South Carolina for the purpose of depriving these
defendants of rights secured them under the First and
Fourteenth Amendments of the United States Consti
tution. I particularly make reference to freedom of
assembly and freedom of speech” (R. 76).
This motion was denied (R. 76). Following judgment
of conviction petitioners moved for arrest of judgment or
in the alternative a new trial relying, inter alia, on the
denial of petitioners’ rights to freedom of speech and as
sembly guaranteed by the Fourteenth Amendment to the
Constitution of the United States (R. 79, 80). The motions
were denied (R. 80).
Similar motions to dismiss and for arrest of judgment
or in the alternative a new trial all claiming protection of
petitioners’ rights, under the Constitution of the United
States, to freedom of speech and assembly in that the evi
dence showed petitioners “were included in a peaceful and
lawful assemblage of persons, orderly in every respect
upon the public streets of the State of South Carolina”
(R. 134, 201) were made at the trials on the 13th (R. 134,
152, 155), the 16th (R. 201, 214, 218) and the 27th (R, 228,
9
229, 230). These motions were all denied by the trial Court
(E. 135, 152, 155, 201, 214, 218, 228, 229, 230).
Petitioners appealed to the Richland County Court where,
by stipulation, the appeals were treated as one “since the
facts and applicable law were substantially the same in
each case” (R. 232).
The Richland County Court, upon the authority of Feiner
v. New York, 300 N. Y. 391, 91 N. E. 2d 319 (R, 236, 237,
238) held:
“While it is a constitutional right to assemble in a hall
to espouse any cause, no person has a right to organize
demonstrations which any ordinary and reasonable
thinking citizen knows or reasonably should know would
stir up passions and create incidents of disorder.”
Petitioners appealed to the Supreme Court of the State
of South Carolina, excepting to the judgment below as
follows:
“4. The Court erred in refusing to hold that the
evidence shows conclusively that by the arrest and
prosecution of appellants, the police powers of the
State of South Carolina are being used to deprive
appellants of the rights of freedom of assembly and
freedom of speech, guaranteed them by the First
Amendment to the United States Constitution, and fur
ther secured to them under the equal protection and
due process clauses of the Fourteenth Amendment to
the Constitution of the United States” (R. 240).
The Supreme Court of South Carolina, in treating peti
tioners constitutional objections, stated (infra pp. lla-12a):
“While the appellants have argued that their arrest and
conviction deprived them of their constitutional rights
10
of freedom of speech and assembly . . . it is conceded
in argument before us that whether or not any consti
tutional right was denied to them is dependent upon
their guilt or innocence of the crime charged under the
facts presented to the trial Court. If their acts con
stituted a breach of the peace, the power of the State to
punish is obvious. Feiner v. New York, 71 S. Ct. 303,
340 U. S. 315, 95 L. ed. 295.”
The Supreme Court of South Carolina then proceeded to
define breach of the peace generally and found it to include
“an act of violence or an act likely to produce violence”,
infra p. 14a, and held that “the orders of the police officers
under all of the facts and circumstances were reasonable
and motivated solely by a proper concern for the preserva
tion of order and prevention of further interference with
traffic upon the public streets and sidewalks”, infra p. 15a.
R easons fo r G ranting the W rit
This case raises a question of recurring importance to a
democratic society—the extent to which a state may limit
public expression on issues of national importance and
concern on the ground that such expression may lead to
violence although none in fact has occurred or even been
threatened—answered in the Courts below in a manner con
trary to principles enunciated by this Court.
11
I
Petitioners’ conviction on warrants charging that their
conduct “tended directly to immediate violence and
breach of the peace” is unconstitutional in that it rests
on no evidence of violence or threatened violence.
It is settled that this Court cannot he concerned with
whether this record proves the commission of some crime
other than that with which petitioners were charged. Con
viction of an accused for a charge that was never made is a
violation of due process. Cole v. Arkansas, 333 U. S. 196;
De Jonge v. Oregon, 299 U. S. 353, 362. It is equally true
that an accused cannot be convicted “upon a charge for
which there is no evidence.” Garner v. Louisiana, 7 L. ed.
2d 207, 214; Thompson v. Louisville, 362 U. S. 199, 206.
Petitioners were convicted of common law breach of the
peace, for expressing their disapproval of the racial policies
of the State of South Carolina, upon warrants (E. 2, 3, 156,
157, 225, 226) charging that:
“On March 2, 1961, on State Capitol grounds, on
adjacent sidewalks and streets, did commit a breach
of the peace in that they, together with a large group
of people, did assemble and impede normal traffic sing
ing and parading with placards, failed to disperse upon
lawful orders of police officers, all of which tended
directly to violence and breach of the peace in view of
existing conditions” (E. 2, 3, 157, 226). (Emphasis
added.)
To sustain conviction on such a charge the Constitution
requires proof of a substantial evil that rises far above
public inconvenience, annoyance and unrest and a clear
and present danger that that evil will occur, Cantwell v.
12
Connecticut, 310 U. 8. 296, 311. The Supreme Court of
South Carolina equated this constitutional standard with
the offense charged, infra pp. 10a, 11a. These warrants
charge petitioners with conduct which “tended directly to
immediate violence and breach of the peace”, and, there
fore, they cannot be convicted on proof of less.
This record is, however, without proof of violence or
threatened violence on the part of either the petitioners or
the onlookers to their demonstration. The very most that
may be said of petitioners’ conduct is that they sang the
“Star Spangled Banner,” “America” and religious hymns
loudly, though not in a contemptuous manner (B. 39) and
stomped their feet when told to disperse. There is no
testimony of any kind that any of the demonstrators or the
onlookers made any remark or action or, indeed, gesture
which could be considered a prelude to violence. Those who
watched the demonstration appear to have been curious
and nothing more.
When asked why he thought there was a possiblity of
violence, the City Manager who ordered the arrests, testi
fied he noticed some “possible troublemakers” among the
bystanders (R. 33-36). But these “possible troublemakers”,
who were not identified, did nothing, said nothing and moved
on when so requested by the police (R. 33-36, 38, 54, 175).
Petitioners cannot be convicted on the totally unsubstanti
ated opinion of the police of possible disorder. Garner v.
Louisiana, 7 L. ed. 2d 207. Cf. Hague v. C. I. 0., 307 U. S.
496, 516. Compared to the body contact and threats in
Feiner v. New York, 340 U. S. 315, 317, 318; the riotous
circumstances of Terminiello v. Chicago, 337 U. S. 1, 3 and
the mob action in Sellers v. Johnson, 163 P. 2d 877 (8th
Cir. 1947) cert, denied 332 U. S. 851, this record hardly indi
cates even a remote threat to public order.
13
Although the police testified that petitioners’ demonstra
tion was stopped because the situation had become “poten
tially dangerous” and not because of traffic problems (R.
16-17, 46, 53, 100-101, 186), and petitioners were charged
with conduct which “tended directly to immediate violence
and breach of the peace”, the Supreme Court of South Caro
lina considered interference with traffic as an element of
petitioners’ offense, infra p. 15a. Even if causing inter
ference with traffic alone could uphold these convictions, the
conclusory language of the Supreme Court of South Caro
lina concerning “impeding traffic” does not bear analysis.
The City Manager and various police officers testified
that vehicular traffic was slowed on the city street in front
of the State House Building by those attracted by the dem
onstration; that the lanes leading to the dead-end parking
area directly in front of the legislative building were occa
sionally obstructed; that the sidewalk near the horseshoe
area (and part of the State House grounds) where the
demonstration took place was crowded; and that the side
walk on the other side of the city street from the horseshoe
was crowded with onlookers. On the uncontradicted testi
mony of the City Manager and the police officers, however,
no one attempted to use the lanes leading to the parking
area (R. 119, 123) ; while vehicular traffic on the city street
was slowed, a police officer was dispatched and kept it mov
ing (R. 45, 48); and the curious who had congregated to
watch the demonstration moved on promptly when re
quested by the police (R. 38). Passage of pedestrians was
not blocked on any sidewalk (R. 48, 52, 195). The police
were in complete control of any traffic problems (R. 34, 48,
168, 22).
These facts do not permit an inference of violence or
threatened violence. Petitioners were not charged with
obstructing traffic (although there is a specific South Caro-
14
lina statute prohibiting obstruction of traffic on the State
House Grounds, §1-417, Cumulative Supplement, 1952 Code
of Laws, see infra p. 12a (R. 54)) but rather with conduct
which “tended directly to immediate violence and breach
of the peace.” Without evidence of verbal threats, dis
obedience of police orders to move on, surging and milling
or body contact, any conclusion that a group of bystanders,
observing a demonstration in front of the State House
would turn immediately violent, while at least 30 policemen
were in attendance, is purely speculative.
Nor can a conclusion that petitioners’ demonstration
caused some slowing of vehicular and pedestrian traffic in
and of itself be used to uphold these convictions. Peti
tioners were charged with the broad offense of common
law breach of the peace. The Supreme Court of South
Carolina adopted the general definition of breach of the
peace found in 8 Am. Jur. 834, infra p. 14a, which definition
extends to an act “of violence or an act likely to produce
violence.” Neither the general definition quoted by the
Supreme Court of South Carolina or the remainder of the
section on Breach of the Peace, 8 Am. Jur. 835, 836, 837,
delineates as breach of the peace, the holding of a non
violent demonstration which causes slower traffic on streets
and sidewalks. Petitioners have been unable to locate any
South Carolina decision applying breach of the peace to
any such situation or related situation.1 In this regard, Mr.
Justice Harlan’s words in Garner v. Louisiana, supra at
p. 236, are here relevant:
1 Compare the South Carolina cases cited by the Supreme Court
of South Carolina, infra p. 14a, all but one of which deal with
repossessing goods sold on the installment plan. State v. Langston,
195 S. C. 190, 11 S. E. (2d) 1, the other case, upheld the con
viction of a Jehovah’s Witness who played phonograph records on
the porches of private homes and used a soundtruck.
15
“But when a State seeks to subject to criminal sanc
tions conduct which, except for a demonstrated para
mount state interest, would be within the range of
freedom of expression as assured by the Fourteenth
Amendment, it cannot do so by means of a general and
all-inclusive breach of the peace prohibition. It must
bring the activity sought to be proscribed within the
ambit of a statute or clause ‘narrowly drawn to define
and punish specific conduct as constituting a clear and
present danger to a substantial interest of the State.’ ”
To convict petitioners because a byproduct of their expres
sion was interference with traffic would be to open South
Carolina’s use of common law breach of the peace to the
vice of vagueness. Cantwell v. Connecticut, 310 U. S. 296,
307, 308.
One of the purposes of rights of freedom of speech, as
sembly and petition for redress of grievances is to influence
public opinion and persuade others to one’s own point of
view. Be Jonge v. Oregon, 299 TJ. S. 353, 365; Sellers v.
Johnson, 163 F. 2d 877, 881 (8th Cir. 1947) cert, denied
332 IT. S. 851; Cantwell v. Connecticut, 310 IT. S. 296, 310;
Whitney v. California, 274 IT. S. 357, 375 (Mr. Justice
Brandeis concurring). Cf. Rockivell v. Morris, 10 N. Y. 721
(1960) cert, denied 7 L. ed. 2d 131. The exercise of these
rights on controversial issues will inevitably lead to situa
tions where numbers of persons hostile to the views ex
pressed are in attendance. If it were otherwise, the salutory
function of these rights would be lost and, ironically, suc
cessful attraction of others to hear and see your views
would result in the denial of the right to express those
views. To allow the police to use the very fact that there
are other persons besides the demonstrators in attendance
as the basis for a conclusion as to the likelihood of violence
would be to subject these rights “to arbitrary suppression
of free expression.” Hague v. C. I. O., supra at 516.
16
II
P etition ers’ convictions were obtained in v io la tion o f
their rights to freed om o f speech , assem bly and peti
tion fo r redress o f grievances in that they w ere con
victed because th eir protected expression a lleged ly
tended to lead to v io len ce and breach o f the peace on
the part o f others.
Mr. Justice Brandeis has written, W h itn e y v. C a lifo r n ia ,
274 U. S. 357, 378, concurring opinion, that:
“ . . . the fact that speech is likely to result in some
violence or in destruction of property is not enough
to justify its suppression. There must he the prob
ability of serious injury to the State. Among free men,
the deterrents ordinarily to be applied to prevent crime
are education and punishment for violations of the
law, not abridgement of the rights of free speech and
assembly.”
Petitioners demonstrated their desire for reform of the
racially discriminatory policies of the State of South Caro
lina on the grounds of the State Legislative Building while
the Legislature of the State of South Carolina was in ses
sion. It would be difficult to conceive of a more appro
priate time and place to exercise the rights of freedom of
expression. Cf. H a g u e v. C. I . 0 . , 307 U. S. 496, 515; U n ite d
S ta te s v. C r u ik s h a n k , 92 U. S. 542.
Petitioners have argued that this record is barren of any
evidence of conduct which was violent or threatened dis
order. But even if this Court should hold that the evidence
is adequate to avoid the rule of T h o m p s o n v. L o u is v i l le ,
s u p r a , and G a rn e r v. L o u is ia n a , s u p r a , such a determination
still does not overcome the flaw in the convictions here.
For these convictions were sustained below on the ground
17
that petitioners’ conduct threatened violence and breach of
the peace on the part of those who observed the demonstra
tion. In the circumstances of this case, however, the duty
of the police was to protect petitioners from the unlawful
conduct of others, not to silence freedom of expression.
This is especially true when the disorder is not actual and
imminent but (as testified by the officers) “possible”, and
where, as here, large numbers of policemen are present
and in control of the situation. H a g u e v. C. I . 0 . , 307 U. S.
at 516; S e l le r s v. J o h n s o n , 163 F. 2d 877, 881 cert, denied
332 U. S. 851. Cf. R o b e s o n v. F a n e lli , 94 F. Supp. 62, 69,
70 (S. D. N. Y. 1950).
If this is the duty of the police when there are potential
threats of violence it must a fo r t io r i be the duty of the
police when traffic adjustment is involved. The minor in
conveniences necessitated by traffic control and asking by
standers to move on cannot be enlarged into a justification
for abridging the freedoms of expression so fundamental
to the health of the democratic process. Petitioners have
not been convicted pursuant to a statute evincing a legisla
tive judgment that their expression should be limited in
the interests of some other societal value, but under a
generalized conception of common law breach of the peace.
C a n tw e ll v. C o n n e c tic u t, 310 U. S. at 307. Here as in the
C a n tw e ll case, there has been no such specific declaration
of state policy which “would weigh heavily in any challenge
of the law as infringing constitutional limitations” (310
U. S. at 308). Petitioners were not charged with violating
§1-417, Cum. Supp. 1952 Code of Laws of South Carolina,
in which the Legislature did address itself to the problem
of traffic control in the State House area.2 In the absence
2 §1-417 provides as follows:
“It shall be unlawful for any person:
1. Except State officers and employees and persons having
lawful business in the buildings, to use any of the driveways,
18
of a state statute, narrowly drawn, South Carolina cannot
punish expression which only leads to minor interference
with traffic. Petitioners’ “communication, considered in the
light of the constitutional guarantees, raised no such clear
and present menace to public peace and order as to render
[them] liable to conviction of the common law offense in
question” C a n tw e ll v. C o n n e c tic u t , 310 U. S. 296, 311; cf.
T h o r n h i l l v. A la b a m a , 310 U. S. 88,105,106. See Statement,
sw p ra , p. 7.
This Court has found the interests of the State insuffi
cient to justify restriction of freedom of speech and assem
bly in circumstances far more incendiary than these. T e r -
m in ie llo v. C h ica g o , 337 U. S. 1; H a g u e v. C. I . 0 . , 307 U. S.
496; R u n s v. N e w Y o r k , 340 U. S. 290. Cf. S e lle r s v. J o h n
so n , 163 F. 2d 877 (8th Cir. 1947) cert, denied 332 U. S.
851; R o c k w e ll v. M o r r is , 10 N. Y. 721 (1961) cert, denied
7 L. ed. 2d 131. In this case there is no indication of immi
nent violence as in F e in e r v. N e w Y o r k , 340 U. S. 315, 318,
where a “pushing, milling and shoving crowd” was “moving
forward.”
The right to assemble peacefully to express views on
issues of public importance must encompass security
against being assaulted for having exercised it. Otherwise,
the exercise of First and Fourteenth Amendment freedoms
would be contingent upon the unlawful conduct of those
alleys or parking spaces upon any of the property of the
State, bounded by Assembly, Gervais, Bull and Pendleton
Streets in Columbia upon any regular weekday, Saturdays and
holidays excepted, between the hours of 8 :30 A.M., and 5 :30
P.M., whenever the buildings are open for business; or
2. To park any vehicle except in spaces and manner marked
and designated by the State Budget and Control Board, in
cooperation with the Highway Department, or to block or
impede traffic through the alleys and driveways.”
19
opposed to the views expressed.3 Such a result would only
serve to provoke threats of unlawful and violent opposition
as a convenient method to silence minority expression. Such
a result should not be sanctioned when important consti
tutional rights are at stake. C o o p e r v. A a r o n , 358 U. S.
1, 14; T e r m m ie l lo v. C h ica g o , 337 U. S. 1; S e lle r s v. J o h n
so n , s u p r a ; R o c k w e ll v. M o r r is , su p ra . “Carried to its
logical conclusion, th[is] rule would result in civil authori
ties suppressing lawlessness by compelling the surrender
of the intended victims of lawlessness. The banks could
be closed and emptied of their cash to prevent bank rob
beries; the post office locked to prevent the mails being
robbed; the citizens kept off the streets to prevent holdups;
and a person accused of murder could be properly sur
rendered to the mob which threatened to attack the jail in
which he was confined.” S tr u tw e a r K n i t t i n g Co. v. O lsen ,
13 F. Supp. 384, 391 (D. C. Minn. 1936).
3 See Beatty v. Gillbanks (1882) L. R. 9 Q. B. Div. (Eng)
holding street paraders not guilty of breach of the peace for
parade they knew would cause violent opposition.
20
CONCLUSION
W herefore, fo r the foregoing reasons, it is respectfully
subm itted th a t the petition fo r w rit of certio rari should be
granted.
Respectfully submitted,
J ack Greenberg
Constance Baker Motley
J ames M. Nabrit, III
Michael Meltsner
10 Columbus Circle
New York 19, New York
Matthew J . P erry
L incoln C. J enkins, J r.
1107% Washington Street
Columbia 1, South Carolina
Donald J ames Sampson
Greenville, South Carolina
A t to r n e y s f o r P e t i t io n e r s
A P P E N D IX
A P P E N D IX
I n the R ichland County Court
T he State
—v.~—
J ames E dwards, J r., e t al.
ORDER
This is an appeal from conviction in magistrate’s court
of the common law crime of breach of the peace. There
are almost 200 appellants, who were convicted by the
magistrate, City of Columbia, Richland County, in four
trials, trial by jury having been waived by the appellants
in each case. By stipulation between counsel for the ap
pellants and the counsel for the State, the appeals will be
treated here as one since the facts and applicable law
were substantially the same in each case. The trial Magis
trate imposed fines upon each of the appellants ranging
from $10.00 to $100.00. Due and timely notice of appeal
from conviction was served and oral arguments were heard
before me in open court. At my suggestion and with the
agreement of counsel for both sides, written briefs were
filed.
The appellants except to the finding of the Magis
trate’s Court and the fines imposed as a result of such
finding of guilt upon the grounds that the State by the
evidence failed to establish the c o rp u s d e lic ti, that the
State failed to prove a p r im a fa c ie case, that the evidence
showed that the police powers of the State of South Caro
lina were used against the appellants to deprive them of
2a
Order
the right of freedom of speech guaranteed by the Consti
tution of the United States and the Constitution of South
Carolina, and that the evidence presented before the Magis
trate showed only that the appellants at the time of their
arrests were engaged in a peaceful and lawful assemblage
of persons, orderly in every respect upon the public streets
of the State of South Carolina.
Testimony before the Magistrate sets out the following
series of events which culminated in the arrest of the
appellants and the issuance of warrants charging them
with breach of the peace. Shortly before noon on the third
day of March, 1961, the appellants, acting in concert and
with what appeared to be a preconceived and definite plan,
proceeded on foot along public sidewalks from Zion Baptist
Church in the City of Columbia to the State House grounds,
a distance of approximately six city blocks. They walked
in groups of twelve to fifteen each, the groups being sepa
rated by a few feet. Testimony shows that the purpose of
this assemblage and movement of students was to walk
in and about the grounds of the State House protesting,
partly by the use of numerous placards, against the segre
gation laws of this State. The General Assembly was in
session at the time.
Upon their approach to an area in front of and im
mediately adjacent to the State House building, known
as the “horseshoe”, the Negro students were met by police
authorities of the State and the City of Columbia. After
brief conversation between the leader of the students and
police officers, the students proceeded to walk in and about
the State House grounds displaying placards, some of
which, at least, might be termed inflammatory in nature.
There is some evidence also that a few groups of students
were singing during this period. Such activity continued
3a
O r d e r
for approximately 45 minutes during which the students
met with no interference from anyone. Testimony from
city and state authorities was to the effect that during
this period of time, while the students were marching in
and about the grounds without hindrance from officers,
large numbers of onlookers, evidently attracted by the
activity of the students, had gathered in the “horseshoe”
area, entirely blocking the vehicular traffic lane and inter
fering materially with the movement of pedestrian traffic
on the sidewalks in the area and on city sidewalks im
mediately adjacent. Testimony of city and state authorities
was that vehicular traffic on the busy downtown streets of
Gervais and Main, one running alongside the grounds and
the other “dead-ending” at the State House, was noticeably
and adversely affected by the large assemblage of students
and onlookers which had tilled the “horseshoe” area and
overflowed into Gervais and Main Streets. Some testi
mony disclosed that in and about the “horseshoe” area it
was necessary for the police to issue increasingly frequent
orders to keep pedestrian traffic moving, even at a slow
rate.
The Chief of Police of the City of Columbia and the
City Manager of the City of Columbia testified that they
recognized in the crowd of onlookers persons whom they
knew to be potential troublemakers. It was at this time
that the police authorities decided that the situation had
become potentially dangerous and that the activities of
the students should be stopped. The recognized and ad
mitted leader of the students was approached by city au
thorities and informed that the activities of the students
had created a situation which in the opinion of the officers
was potentially dangerous and that such activities should
cease in the interest of the public peace and safety. The
4a
Order
students were told through their leader that they must
disperse in 15 minutes. The leader of the students, ac
companied by the City Manager of Columbia, went from
one group of students to the other, informing them of the
decision and orders of the police authorities.
The City Manager testified that the leader of the students
refused to instruct or advise them to desist and disperse
but that instead he “harangued” the students, whipping
them into what was described by the City Manager as a
semi-religious fervor. He testified that the students, in
response to the so-called harangue by their leader, began
to sing, clap their hands and stamp their feet, refusing to
stop the activity in which they were engaged and refusing
to disperse. After 15 minutes of this activity the students
were arrested by state and city officers and were charged
with the crime of breach of the peace.
With regard to the position taken by the appellants
that their activities in the circumstances set forth did
not constitute a crime, the attention of the Court has been
directed to several of our South Carolina cases upon this
point, one of them being the case of S ta te v. L a n g s to n ,
195 S. C. 190, 11 S. E. (2d) 1. The defendant in that case
was a member of a religious sect known as Jehovah’s Wit
nesses. He, with others, went on a Sunday to the homes of
other persons in the community and played records on
the porches announcing his religious beliefs to anyone who
would listen. He also employed a loud speaker mounted on
a motor vehicle to go about the streets for the same pur
pose. Crowds of persons were attracted by this activity.
No violence of any kind occurred. Upon his refusal to
obey orders of police officers to cease such activity, the
defendant was arrested and convicted for breach of the
peace. The Court in upholding the conviction said:
5a
O r d e r
“It certainly cannot be said that there is not in this
State an absolute freedom of religion. A man may
believe what kind of religion he pleases or no religion,
and as long as he practices his belief without a breach
of the peace, he will not be disturbed.
“In general terms, a breach of the peace is a viola
tion of public order, the disturbance of public tran
quility, by any act or conduct inciting to violence.
“It is not necessary that the peace be actually
broken to lay the foundation of prosecution for this
offense. If what is done is unjustifiable, tending with
sufficient directness to break the peace, no more is
required.”
With further reference to the argument advanced by the
appellants that they had a constitutional right to engage
in the activities for which they were eventually charged
with the crime of breach of the peace, regardless of the situ
ation which was apparently created as a result of such
activities, this Court takes notice of the New York State
case of P e o p le v. F e in e r , 300 N. Y. 391, 91 N. E. (2d) 319.
In that case the Court of Appeals of the State of New7 York
wrote an exhaustive opinion in a case which arose in that
State in 1950, the factual situation being similar in many
respects to the cases presently before this Court upon ap
peal.
Feiner, a University student, stationed himself upon one
of the city streets of the City of Syracuse and proceeded
to address his remarks to all those who would listen. The
general tenor of his talk was designed to arouse Negro
people to fight for equal rights, which he told them they
did not have. Crowds attracted by Feiner began to fill up
the sidewalks and overflow into the street. There was no
6a
Order
disorder, but in the opinion of police authorities there was
real danger of a disturbance of public order or breach of
the peace. Feiner was requested by police to desist. He
refused. The arrest was then made and Feiner was charged
and convicted of disorderly conduct.
In upholding the conviction, the New York Court quoting
from C a n tw e ll v. S t a te o f C o n n e c tic u t, 310 U. S. 296, 60
S. Ct. 900, 84 L. Ed. 1213, 128 A. L. B. 1352, said:
“The offense known as breach of the peace embraces
a great variety of conduct destroying or menacing
public order and tranquility. It includes not only vio
lent acts, but acts and words likely to produce violence
in others. No one would have the hardihood to suggest
that the principle of freedom of speech sanctions incite
ment to riot or that religious liberty connotes the privi
lege to exhort others to physical attack upon those be
longing to another sect. When clear and present danger
of riot, disorder, interference with traffic upon the
public streets or other immediate threat to public
safety, peace or order appears, the power of the State
to prevent or punish is obvious.”
The appellants in the present case have emphasized re
peatedly in the trials and in their arguments before the
Court and in their Brief that no one of them individually
committed any single act which was a violation of law.
It is their contention that they had a right to assemble and
act as they did so long as they did no other act which was
in itself unlawful. Apparently they reject the proposition
that an act which is lawful in some circumstances might be
unlawful in others. The New York Court in answering a
similar contention made by the defendant in the F e in e r
case said:
7a
O r d e r
“We are well aware of the caution with which the
courts should proceed in these matters. The intolerance
of a hostile audience may not in the name of order be
permitted to silence unpopular opinions. The Consti
tution does not discriminate between those whose ideas
are popular and those whose beliefs arouse opposition
or dislike or hatred'—guaranteeing the right of free
dom of speech to the former and withholding it from
the latter. We recognize, however, that the State must
protect and preserve its existence and unfortunate
as it may be, the hostility and intolerance of street
audiences and the substantive evils which may follow
therefrom are practical facts of which the Courts and
the law enforcement officers of the State must take
notice. Where, as here, we have a combination of an
aroused audience divided into hostile camps, an inter
ference with traffic and a speaker who is deliberately
agitating and goading the crowd and the police officers
to action, we think a proper case has been made out
under our State and Federal Constitutions for punish
ment.”
In the present case the appellants were not prevented
from engaging in their demonstration for a period of ap
proximately an hour, nor wrere they hindered in any way.
After such activity had gone on for approximately 45
minutes, police officers saw that streets and sidewalks had
been blocked by a combination of students and a crow7d of
200 or 300 onlookers which had been attracted by their
activities. They recognized potential troublemakers in the
crowd of onlookers which was increasing by the minute.
State and city authorities testified that in their opinions
the situation which had been created by the students had
O rd e r
readied a point where it was potentially dangerous to the
peace of the community. Instead of taking precipitous
action even at this point, police authorities ordered the
students to cease their activities and disperse, giving them
the reasons for such order. The students were told that
they must cease their activities in 15 minutes. The students
refused to desist or to disperse. There is no indication
whatever in this case that the acts of the police officers
were taken as a subterfuge or excuse for the suppression
of the appellants’ views and opinions. The evidence is clear
that the officers were motivated solely by a proper concern
for the preservation of order and the protection of the
general welfare in the face of an actual interference with
traffic and an imminently threatened disturbance of the
peace of the community.
Petitioning through the orderly procedures of the Courts
for the protection of any rights, either invaded or denied,
has been followed by the American people for many years.
It is the proper and the correct course to pursue if one is
sincerely seeking relief from oppression or denial of rights.
While it is a constitutional right to assemble in a hall to
espouse any cause, no person has a right to organize demon
strations which any ordinary and reasonable thinking citi
zen knows or reasonably should know would stir up passions
and create incidents of disorder.
The State of South Carolina, the City of Columbia, and
the County of Richland in the exercise of their general
police powers of necessity have the authority to act in
situations such as are detailed in the evidence in these cases
and if the conduct of their duly appointed officers of the
law is not arbitrary, capricious and the result of prejudice
but is founded upon clear, convincing and common sense
reasoning, there is no denial of any right.
9a
O rder1
All exceptions of the appellants are overruled and the
convictions and sentences are affii'med.
/ s / Legare Bates,
S e n io r J u d g e , R ic h la n d C o u n ty
C o u r t.
Columbia, South Carolina,
July 10th, 1961.
10a
Opinion of the Supreme Court of South Carolina
THE STATE OF SOUTH CAROLINA
I n T he Supreme Court
T he State,
— v . —
J ames E dwards, Jr., e t al.,
R e s p o n d e n t ,
A p p e l la n ts .
APPEAL PROM RICHLAND COUNTY, LEGARE BATES, COUNTY JUDGE
A ffirmed
L ewis, A .J . :
The appellants, one hundred eighty seven in number,
were convicted in the Magistrate’s Court of the common
law crime of breach of the peace. The charges arose out
of certain activities in which the appellants were engaged
in and about the State House grounds in the City of
Columbia on March 2, 1961. The only question involved
in their appeal to this Court is whether or not the evidence
presented to the trial Court was sufficient to sustain their
conviction. Conviction was sustained by the Richland
County Court, from which this appeal comes. While the
appellants have argued that their arrest and conviction
deprived them of their constitutional rights of freedom of
speech and assembly, guaranteed to them by both the
State and Federal Constitutions, it is conceded in argu
ment before us that whether or not any constitutional right
was denied to them is dependent upon their guilt or in
nocence of the crime charged under the facts presented
11a
O p in io n o f th e S u p r e m e C o u r t o f S o u th C a ro lin a
to the trial Court. If their acts constituted a breach of the
peace, the power of the State to punish is obvious. Feiner
v. New York, 71 S. Ct. 303, 340 U. S. 315, 95 L. Ed. 295.
It is well settled that the trial Court must be affirmed
if there is any competent evidence to sustain the charges
and, in determining such question, the evidence and the
reasonable inferences to he drawn therefrom must he
viewed in the light most favorable to the State.
The testimony discloses the following events which re
sulted in the arrest of the appellants and the issuance of
warrants charging them with breach of the peace.
Shortly before noon on March 2, 1961, a group of ap
proximately 200 Negro students, after attending a meet
ing at the Zion Baptist Church in the City of Columbia,
walked in groups of approximately fifteen each from the
church along public sidewalks to the State House grounds,
a distance of approximately six blocks. The purpose of
the movement of the group to the State House was to
parade about the grounds in protest to the General As
sembly and the general public against the laws and cus
toms of the State relative to segregation of the races,
such demonstration to continue until, as the testimony
shows, their conscience told them that the demonstration
had lasted long enough. The General Assembly was in
session at the time.
As they reached the State House grounds, the group
was met by police authorities of the State and the City
of Columbia. After a brief conference between their leader
and police officers, the group proceeded to parade about
the State House grounds. They continued to parade around
the State House for approximately forty-five minutes
during which time they met with no interference. Dur
ing this forty-five minute period a crowd, evidently at-
12a
O p in io n o f th e S u p r e m e C o u r t o f S o u th C a ro lin a
tracted by the activities of the paraders, began gathering
in the area in front of the State House, known as the
“horseshoe”, blocking the lanes for vehicular traffic through
such area and materially interfering with the movement of
pedestrian traffic on the sidewalks in the area and on side
walks immediately adjacent. Vehicular traffic on the ad
jacent city streets was noticeably and adversely affected by
the large assemblage of paraders and the crowd which had
overflowed the horseshoe area into the adjacent streets.
The traffic situation can best be understood in relation
to the area involved. Columbia is the State Capitol. Main
and Gervais Streets in Columbia intersect in front of the
State House. Gervais Street runs in an east-west direc
tion, along the northern side of the State House grounds.
Main Street, running north and south, intersects Gervais
Street in front of the State House, where it dead-ends. The
area referred to as the “horseshoe” is in effect a continua
tion of Main Street into the State House grounds. It is
about % block in length and about the width of Main
Street. Situated at the center of the entrance to the “horse
shoe” is a monument, with space on each side for vehicular
traffic to enter and leave the area. It is reserved for park
ing of vehicles and, on the occasion in question, was filled
with automobiles. It is a violation of law to block or im
pede traffic in the area. Section 1-417, Cumulative Supple
ment, 1952 Code of Laws. Sidewalks are located around
the area for use by pedestrians.
The intersection of Main and Gervais Streets in front
of the State House in Columbia is, by common knowledge,
one of the busiest intersections in the State of South Caro
lina, both from the standpoint of vehicular and pedestrian
traffic.
13a
O p in io n o f th e S u p r e m e C o u r t o f S o u th C a ro lin a
On.the occasion in question, in addition to the approxi
mately 200 paraders in the area, there had gathered ap
proximately 350 onlookers and the crowd was increasing.
With the paraders and the increasingly large number of
onlookers congregated in the above area seriously affect
ing the flow of pedestrian and. vehicular traffic, the officers
approached the admitted leader of the paraders and in
formed him that the situation had reached the point where
the activities of , the group should cease. They were told
through their leader that they must disperse within fifteen
minutes. The parade leader, accompanied by the police
authorities, went among the paraders and informed them
of the decision and orders of the police. The leader of the
group refused to instruct or advise them to disperse but
instead began a , fervent speech to the group and in re
sponse they began to sing, shout, clap their hands and
stamp their feet, refusing to disperse. After about fifteen
minutes of this noisy demonstration, the appellants, who
were engaging in the demonstration, were arrested by
State and City officers and charged with the crime of
breach of the peace. Upon the trial, all of the appellants
were identified as participants in the parade and activities
out of which the charge arose.
The warrants issued against appellants charge that they
“on March 2, 1961, on the State Capitol grounds, on ad
jacent sidewalks and streets, did commit a breach of the
peace in that they, together with a large group of people,
did assemble and impede the normal traffic, singing and
parading with placards, failed to disperse upon lawful
orders of police officers, all of which tended directly to
immediate violence and breach of the peace in view of
existing conditions.”
14a
O p in io n o f th e S u p r e m e C o u r t o f S o u th C a ro lin a
“Breach of the peace is a common law offense which is
not susceptible to exact definition. It is a generic term,
embracing ‘a great variety of conduct destroying or men
acing public order and tranquility’. Cantwell v. State of
Connecticut, 310 U. S. 296, 60 S. Ct. 900, 905, 84 L. Ed. 1213,
128 A. L. R. 1352.” State v. Randolph, 239 S. C. 79, 121
S. E. (2d) 349.
The general definition of the offense of breach of the
peace approved in our decisions is that found in 8 Am. Jur.
834, Section 3 as follows: “In general terms, a breach of
the peace is a violation of public order, a disturbance of
the public tranquillity, by any act or conduct inciting to
violence . . . , it includes any violation of any law enacted
to preserve peace and good order. It may consist of an
act of violence or an act likely to produce violence. It
is not necessary that the peace be actually broken to lay
the foundation for a prosecution for this offense. If what
is done is unjustifiable and unlawful, tending with suffi
cient directness to break the peace, no more is required.
Nor is actual personal violence an essential element in
the offense. . . .
“By ‘peace,’ as used in the law in this connection, is
meant the tranquillity enjoyed by citizens of a municipality
or community where good order reigns among its mem
bers, which is the natural right of all persons in political
society.”
See: Soulios v. Mills Novelty Co., 198 S. C. 355, 17 S. E.
(2d) 869; State v. Langston, 195 S. C. 190, 11 S. E. (2d)
1; Childers v. Judson Mills Store, 189 S. C. 224, 200 S. E.
770; Webber v. Farmers Chevrolet Co., 186 S. C. I l l , 195
S. E. 139; Lyda v. Cooper, 169 S. C. 451, 169 S. E. 236.
In determining whether the acts of the appellants con
stituted a breach of the peace, we must keep in mind that
15a
O p in io n o f th e S u p r e m e C o u r t o f S o u th C a ro lin a
the right of the appellants to hold a parade to give expres
sion to their views is not in question. They were not ar
rested for merely holding a parade, nor were they arrested
for the views which they held and were giving expression.
Rather, appellants were arrested because the police au
thorities concluded that a breach of the peace had been
committed.
The parade was conducted upon the State House grounds
for approximately forty-five minutes. It was not until
the appellants and the crowTd, attracted by their activities,
were impeding vehicular and pedestrian traffic upon the ad
jacent streets and sidewalks that the officers intervened in
the interest of public order to stop the activities of the ap
pellants at the time and place. Notice was given to appel
lants by the officers that the situation had reached the point
where they must cease their demonstration. They were
given fifteen minutes in which to disperse. The orders of
the police officers under all of the facts and circumstances
were reasonable and motivated solely by a proper concern
for the preservation of order and prevention of further
interference with traffic upon the public streets and side
walks. The appellants not only refused to heed and obey
the reasonable orders of the police, but engaged in a fiftten
minute noisy demonstration in defiance of such orders.
The acts of the appellants under all the facts and circum
stances clearly constituted a breach of the peace.
Affirmed.
Taylob, C .J ., Oxner, L egge and Moss, J J . , concur.
16a
D en ia l o f P etition fo r R ehearing
IN THE SUPREME COURT OF SOUTH CAROLINA
T he State,
—against—
R e s p o n d e n t ,
J ames E dwards, Jr., e t a l.,
A p p e l la n ts .
C E R T IF IC A T E
I, Harold R. Bonlware, hereby certify that I am a prac
ticing attorney of this Court and am in no way connected
with the within case. I further certify that I am familiar
with the record of this case and have read the opinion of
this Court which was filed December 5, 1961, and in my
opinion there is merit in the Petition for Rehearing.
/ s / H arold R. B oulware
Harold R. Boulware
Columbia, South Carolina
December 13,1961
(Indorsed on back of this document):
Petition denied.
s / C. A. T aylor
s / G. Dewey Oxner
s / L ionel K. Legge
s / J oseph R. Moss
s / J . W oodrow L ewis
1 ■ •'
Supreme Court of the United States
October'T erm, 1961
No
JAMES EDWARDS, JR., and 186 Others, P etitioners,
versus
STATE OF SOUTH CAROLINA
B R IE F IN OPPOSITION
DANIEL R. McLEOD,
Attorney General of S. C.,
J. C. COLEMAN, JR.,
EVERETT N. BRANDON,
Assistant Attorney General,
Wade Hampton Building,
Columbia, South Carolina,
Attorneys for Respondent.
Tha Ft. L. Bryan Company, Legal Printers, Columbia, S. C.
INDEX
P age
Question Presented ........................................... 1
Statement ........... 1
Argument ............................................................................... 2
Conclusion ............................. 4
( i )
TABLE OF CASES
P age
Feiner v. New York, 340 U. S. 315 3
( i i i )
Supreme Court of the United States
O ctober T e r m , 1961
No
JAMES EDWARDS, JR., and 1S6 O t h e r s , P e t it io n e r s ,
v e r s u s
STATE OF SOUTH CAROLINA
BRIEF IN OPPOSITION
QUESTION PRESENTED
Where there was sufficient evidence before the trial
court to sustain conviction of petitioners of the common
law crime of breach of the peace, even though the acts out
of which the charges arose were done in the course of the
exercise of petitioners’ constitutional right to assemble and
petition for redress of grievances.
STATEMENT
Petitioners, approximately two hundred strong, ap
proached the State House grounds in the City of Columbia
and announced that they intended to march in and about
the grounds for the purpose of protesting certain laws of
2 J a m e s E d w a r d s , J r ., et al,, P e t i t i o n e r s , v. S t a t e o f S . C .
the State with which they were not in agreement (E. S3,
R. 138). They proceeded to walk in and about the grounds
in organized groups for approximately forty-five minutes
without hindrance from anyone (R. 85).
Police officers had been stationed in the area for the
purpose of maintaining order, and both the City Manager
and the Chief of Police of the City of Columbia were pres
ent during the entire episode (R. 50). Not only were peti
tioners permitted to demonstrate for nearly an hour with
out interference (R. 43), but they did so under protection
of police officers. It was not until a breach of public order
had actually occurred, caused by the activities of petition
ers, that police authorities ordered petitioners to desist. A
crowd of 300-350 onlookers, attracted by the activities of
petitioners, had gathered, blocking sidewalks and streets,
and adversely affecting traffic on adjacent streets (R. 44).
Potential “troublemakers”, known to police, were seen in
the crowd attracted to the scene by the petitioners (R. 33).
In the opinion of responsible City authorities, a situation
had developed which was potentially dangerous (R. 105).
Upon receiving instructions by the City Manager to
disperse, petitioners refused to do so, expressing their de
fiance by loud singing, shouting, chanting and stamping of
feet (R. 40, R. 166), deliberately making a bad situation
worse. It was not until after all these events had taken
place that the arrests of petitioners were effected.
ARGUMENT
There is no conflict in the decision of the State Court
with any principle enunciated by this Court.
The opinion of the State Court, set forth in the peti
tion, pp. 10a-15a, appendix, does not hold, as is inferred by
petitioners in the second question presented, p. 2, petition,
that the convictions of petitioners could be affirmed be-
J a m e s E d w a r d s , J r . , et al., P e t i t i o n e r s , v. S t a t e o f S . C . 3
cause their activities “tended” to result in unlawful con
duct on the part of other persons opposing petitioners’
views. The two concluding paragraphs of the opinion set
forth with clarity the Court’s reasons for affirming the con
victions :
• STATEMENT
“The parade was conducted upon the State House
grounds for approximately forty-five minutes. It was
not until the appellants and the crowd, attracted by
their activities, were impeding vehicular and pedes
trian traffic upon the adjacent streets and sidewalks
that the officers intervened in the interest of public
order to stop the activities of the appellants at the
« time and place. Notice was given to appellants by the
.officers that the situation had reached the point where
they must cease their demonstration. They were given
fifteen minutes in which to disperse. The orders of the
police officers under all of the facts and circumstances
were reasonable and motivated solely by a proper con
cern for the preservation of order and prevention of
further interference with traffic upon the public streets
and sidewalks. The appellants not only refused to heed
and obey the reasonable orders of the police, but en
gaged in a fifteen-minute noisy demonstration in de
fiance of such orders.
“The acts of the appellants under all the facts
and circumstances clearly constituted a breach of the
peace.”
The opinion of the Supreme Court of South Carolina
is in accord with principles enunciated by this Court in
F e in e r v. N e w Y o r k , 340 U. S. 315.
4 J a m e s E d w a r d s , J r ., et a l , P e t i t i o n e r s , v . S t a t e o f S . C .
CONCLUSION
WHEREFORE, for the foregoing reasons, it is re
spectfully submitted that the petition for writ of certiorari
should be denied.
Respectfully submitted,
DANIEL R. McLEOD,
Attorney General of S. C.,
J. C. COLEMAN, JR.,
EVERETT N. BRANDON,
Assistant Attorney General,
Wade Hampton Building,
Columbia, South Carolina,
Attorneys for Respondent.