Northwest Austin Municipal Utility Distr. One v. Holder Brief of Julius Chambers et al. as Amici Curiae
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January 1, 2009

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Brief Collection, LDF Court Filings. Northwest Austin Municipal Utility Distr. One v. Holder Brief of Julius Chambers et al. as Amici Curiae, 2009. d217ace4-bf9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/b9ab127d-0526-43f0-9ee1-af175e181a83/northwest-austin-municipal-utility-distr-one-v-holder-brief-of-julius-chambers-et-al-as-amici-curiae. Accessed July 03, 2025.
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No. 08-322 MW)* Supreme Court of tfje ®mteb States* ---------------- ♦----------------- NORTHWEST AUSTIN MUNICIPAL UTILITY DISTRICT NUMBER ONE, Appellant, v. ERIC H. HOLDER JR., Attorney General of the United States of America, et al., Appellees. ---------------- ♦----------------- On Appeal From The United States District Court For The District Of Columbia BRIEF OF JULIUS CHAMBERS, ARMAND DERFNER, JAMES U. BLACKSHER, ANITA EARLS, ROBERT McDUFF, EDWARD STILL, ELLIS TURNAGE, CYNTHIA McCOTTRY SMITH, BERNARD R. FIELDING, MARJORIE AMOS-FRAZIER, LEE H. MOULTRIE, SOUTHERN ECHO, AND DEMOCRACY NORTH CAROLINA AS AMICI CURIAE IN SUPPORT OF APPELLEES ---------------- ♦---------------- William D. Kissinger Counsel of Record Sujal J. Shah Erin Shannon-Conroy Perry M. Grossman Sarah L. Bishop Bingham McCutchen LLP Three Embarcadero Center San Francisco, CA 94111-4067 (415) 393-2000 Counsel for Amici Curiae COCKLE LAW BRIEF PRINTING CO. (800) 225-6964 OR CALL COLLECT (402) 342-2831 1 TABLE OF AUTHORITIES.................. iii INTEREST OF AMICI CURIAE............................. 1 SUMMARY OF ARGUMENT................................. 3 ARGUMENT............................................................... 5 I. Am id ’s Experience Confirms That Section 2 Cannot Replace The Prophylactic Func tion Of Section 5; The Two Enforcement Mechanisms Are Complementary............... 5 A. As Designed By Congress, Section 2 And Section 5 Are Mutually Reinforc ing .............................................................. 6 B. Case Studies............................................. 8 1. Charleston County............................. 9 2. The Dillard Cases .............................. 12 3. Beaufort County.................................. 15 4. Parish o f Tangipahoa........................ 17 II. Few Plaintiffs Have The Capacity To Bring Section 2 Cases Because They Are Com plex And Expensive, And Few Private Practitioners Are Willing To Take Them .... 18 A. The Complex And Expert-Intensive Nature Of Section 2 Lawsuits Mean They Are Costly For Parties And The Courts....................................................... 19 B. The Costs Of Section 2 Litigation Are A Serious Bar To Relief From Viola tions........................................... 22 TABLE OF CONTENTS Page 11 Page TABLE OF CONTENTS - Continued C. The Lack Of Available Attorneys To Litigate Cases Is A Barrier To Addi tional Section 2 Litigation................ 25 D. Due To Their Access To Taxpayer Funds, Jurisdictions Violating Section 2 Do Not Face Similar Burdens, And In Fact Have An Incentive To Stall.......... 29 III. Appellant Ignores The Deterrent Effect Of Section 5 .......................................................... 31 CONCLUSION........................................................... 37 I l l Cases Allen v. State Board o f Elections, 393 U.S. 544 (1969)...............................................................................2 Arbor Hills Concerned Citizens Neighborhood Ass’n v. County o f Albany, 522 F.3d 182 (2d Cir. 2007)......................................................................24 Bone Shirt v. Hazeltine, 524 F.3d 863 (8th Cir. 2008)............................................................................. 22 Branch v. Smith, 538 U.S. 254 (2003).......................... 2 Buckhannon Bd. & Care Home, Inc. v. W. Va. Dep’t o f Health & Human Res., 532 U.S. 598 (2001)................................................. 25 City o f Boerne v. Flores, 521 U.S. 507 (1997)..............19 City o f Mobile v. Bolden, 446 U.S. 55 (1980) 1, 2, 23 Clark v. Roemer, 500 U.S. 646 (1991)............................2 Cottier v. City o f Martin, No. CIV 02-5021, 2008 WL 2696917 (D.S.D. March 25, 2008)..............22, 26 Dillard v. Baldwin County Bd. o f Educ., 686 F. Supp. 1459 (M.D. Ala. 1988).............12, 13, 15, 29 Dillard v. Chilton County Bd. o f Educ., 699 F. Supp. 870 (M.D. Ala. 1988)...........8, 12, 15, 16, 29 Dillard v. Chilton County Comm’n, 447 F. Supp. 2d 1273 (M.D. Ala. 2006).................... 8, 12, 13, 15, 16, 29 Dillard v. Chilton County Comm’n, 452 F. Supp. 2d 1193 (M.D. Ala. 2006) TABLE OF AUTHORITIES Page 13 IV Dillard v. Crenshaw County, 640 F. Supp. 1347 (M.D. Ala. 1986)........................................8, 12, 15, 29 Gadson v. Howard, Civ. No. 2:94cv01164 (D.S.C. Aug. 15, 1995)............................................................. 10 Garza v. County o f Los Angeles, 918 F.2d 763 (9th Cir. 1990)............................................................17, 18 Graves v. Barnes, 700 F.2d 220 (5th Cir. 1983).........22 Harper v. City o f Chicago Heights, 2002 WL 31010819 (N.D. 111. Sept. 6, 2002)........................... 22 Jackson v. Edgefield County Sch. Dist., 650 F. Supp. 1176 (D.S.C. 1986)............................... 30, 31 Major v. Treen, 700 F. Supp. 1422 (E.D. La. 1988)......................... 21, 22 McCain v. Lyhrand, 465 U.S. 236 (1984).................... 30, 31 Moore v. Beaufort County, 936 F.2d 159 (4th Cir. 1991)...........................................................8, 15, 16 NAACP v. Charleston County, Civ. No. 2:89cv00293-l (D.S.C. 1989)........................10, 16, 21 NAACP v. Hampton County Election Commis sion, 470 U.S. 166(1985).............................................2 Riley v. Kennedy, 128 S. Ct. 1970 (2008)...... .............. 2 Shaw v. Hunt, 517 U.S. 899 (1996)............................... 2 Sinkfield v. Kelley, 531 U.S. 28 (2000)............... .......... 1 South Carolina v. Katzenbach, 383 U.S. 301 (1966).............................................................................6, 19 TABLE OF AUTHORITIES - Continued Page V Tangipahoa Citizens for Better Government v. Parish o f Tangipahoa, No. Civ.A.03-2710, 2004 WL 1638106 (E.D. La. July 19, 2004)................ 9, 17 Thornburg v. Gingles, 478 U.S. 30 (1986)............. 2, 24 United States v. Charleston County, 316 F. Supp. 2d 268 (D.S.C. 2003).......................... passim W. Va. Univ. Hosp. v. Casey, 499 U.S. 83 (1991)....... 24 Constitutional Provisions, Statutes, and Regulations U.S. Const, amend. XV ........................................... 15, 37 Voting Rights Act of 1965, 42 U.S.C. §§ 1973 et seq. Section 2, 42 U.S.C. § 1973................... .......... passim Section 5, 42 U.S.C. § 1973c...........................passim 42 U.S.C. § 1988............................................................. 25 45 C.F.R. § 1632.3 (2009)............................................... 27 61 Fed. Reg. 63756 (Dec. 2, 1996)................................27 Legislative Materials H.R. Rep. No. 439 (1965)........ 19 H.R. Rep. No. 109-478 (2006)............................ 8, 32, 33 Modern Enforcement o f the Voting Rights Act, Hearing Before S. Comm, on the Judiciary, 109th Cong. (2006).............................................passim TABLE OF AUTHORITIES - Continued Page VI Renewing the Temporary Provisions o f the Voting Rights Act: An Introduction to the Evidence: Hearing Before the S. Comm, on the Judiciary, 109th Cong. (2006)..............................7 S. Rep. No. 94-295(1975)................................................8 Testimony of Anita S. Earls Before the Sub- comm. on the Constitution o f the H. Comm, on the Judiciary (Oct. 25, 2005), 2005 WL 2800039 (F.D.C.H.)..................................................... 34 The Continuing Need for Section 5 Pre- Clearance: Hearing Before the S. Comm, on the Judiciary, 109th Cong. 58-59 (2006).................32 Voting Rights Act: An Examination o f the Scope and Criteria for Coverage Under the Special Provisions o f the Act, Hearing Before the Suhcomm. on the Constitution o f the H. Comm, on the Judiciary, 109th Cong. (2005)........20 Voting Rights Act: Section 5—Preclearance Standards, Hearing Before the Subcomm. on the Constitution o f the H. Comm, on the Ju diciary, 109th Cong. (2005)......................................30 Voting Rights Act: The Continuing Need for Section 5: Hearing Before the Subcomm. on the Constitution o f the H. Comm, on the Ju diciary, 109th Cong. (2005)......................................36 TABLE OF AUTHORITIES - Continued Page TABLE OF AUTHORITIES - Continued Page Other A uthorities James Blacksher, et al., Voting Rights in Ala bama: 1982-2006, 17 S. Cal. Rev. L. & Soc. Just. 249 (2008)............................................. 13, 14, 15 David T. Canon, Race, Redistricting, and Representation (1999)................................................ 14 Wendy K. Tam Cho & Albert H. Yoon, Strange Bedfellows; Politics, Courts, and Statistics: Statistical Expert Testimony in Voting Rights Cases, 10 Cornell J. L. & Pub. Pol’y 237 (2001)............................................................................ 24 Fed. Judicial Ctr., 2003-2004 District Court Case Weighting Study: Final Report to the Subcommittee on Judicial Statistics o f the Committee on Judicial Resources o f the Judi cial Conference o f the United States (2005)............ 20 Pamela S. Karlan, Section 5 Squared: Congres sional Power to Extend and Amend the Vot ing Rights Act, 44 Hous. L. Rev. 1 (2007)............... 34 Pamela S. Karlan, Two Section Twos and Two Section Fives: Voting Rights and Remedies After Flores, 39 Wm. & Mary L. Rev. 725 (1998)............................... ...............................22, 23, 27 Robert Kengle, Voting Rights In Georgia, 1982- 2006 (2006)........................................................... Model Rules of Prof’l Conduct R. 3.4 (2004)...... ..7 23 V l l l TABLE OF AUTHORITIES - Continued Page Municipal Government in Mississippi (P.C. McLaurin Jr. & Michael T. Allen eds., 2d ed. 2001)............................................................................. 28 Nat’l Comm’n on the Voting Rights Act, Protect ing Minority Voters: The Voting Rights Act At Work, 1982-2005 (2006).............................................27 Richard H. Pildes, The Future o f Voting Rights Policy: From Anti-Discrimination to the Right To Vote, 49 How. L.J. 741 (2006)...............................19 Brian J. Sutherland, Voting Rights Rollback: The Effect o f Buckhannon on the Private En forcement o f Voting Rights, 30 N.C. Cent. L.J. 267 (2008).................................................................... 25 1 INTEREST OF AMICI CURIAE1 Amici curiae are individuals and organizations that work to protect minority voting rights in covered and non-covered jurisdictions across the South. Attorney amici are members of the private voting rights bar, and collectively have spent over 200 years working on voting rights cases. Together, they have testified in every congressional reauthorization hearing regarding Section 5 since 1971, and have extensive knowledge of the expense, time, and end less rounds of litigation required to effectively prose cute cases under Section 2 of the Voting Rights Act. Amici curiae are acutely aware that in the absence of the preclearance requirement, the resources available to enforce the Voting Rights Act through private litigation are completely insufficient to protect the rights guaranteed to minority voters under the Fifteenth Amendment. James U. Blacksher is an attorney in Birming ham, Alabama. He argued City o f Mobile v. Bolden, 446 U.S. 55 (1980), and has briefed several other voting rights cases before this Court, including Sinkfield v. Kelley, 531 U.S. 28 (2000). 1 This brief of amici curiae is filed with the consent of the parties. Written consent of all parties is being filed with the Clerk of Court together with this brief, in accordance with this Court’s Rule 37.3(a). No counsel for any party authored this brief in whole or in part, nor did any person other than amici and their counsel make a monetary contribution to the prepara tion or submission of this brief. 2 Julius Chambers is an attorney in Charlotte, North Carolina. A former director-counsel of the NAACP Legal Defense Fund, he has argued numer ous cases before this Court, including Thornburg v. Gingles, 478 U.S. 30 (1986) and Shaw v. Hunt, 517 U.S. 899 (1996). Armand Derfner is an attorney in Charleston, South Carolina, He has argued numerous Voting Rights Act cases before this Court, including Allen v. State Board o f Elections, 393 U.S. 544 (1969), and NAACP v. Hampton County Election Commission, 470 U.S. 166(1985). Anita Earls is an attorney in Durham, North Carolina. She is a former Deputy Assistant Attorney General in the Civil Rights Division of the U.S. Department of Justice, and the current executive director of the Southern Coalition for Social Justice. Robert McDuff is an attorney in Jackson, Missis sippi. He has argued several cases before this Court, including the Voting Rights Act cases of Clark v. Roemer, 500 U.S. 646 (1991) and Branch v. Smith, 538 U.S. 254 (2003). Edward Still is an attorney in Birmingham, Alabama. He has tried and briefed Voting Rights Act cases in live states spanning the period from Bolden, 446 U.S. 55, to Riley v. Kennedy, 128 S. Ct. 1970 (2008). 3 Ellis Turnage is an attorney in Cleveland, Missis sippi. He has been litigating cases under Sections 2 and 5 of the Voting Rights Act since 1983. Cynthia McCottry Smith, Bernard R. Fielding, Marjorie Amos-Frazier, and Lee H. Moultrie are African-American citizens and registered voters from South Carolina who are active in voter education and organization in Charleston, and were plaintiffs or witnesses in the case of Moultrie v. Charleston- County, the companion case to United States v. Charleston County, 316 F. Supp. 2d 268 (D.S.C. 2003), a ff’d, 365 F.3d 341 (4th Cir.), cert, denied, 543 U.S. 999 (2004). Southern Echo and Democracy North Carolina are nonprofit organizations that work to protect voting rights in jurisdictions covered under Section 5 through voter registration, education, and organization. In the absence of Section 5 enforcement, these individuals and organizations would not be able to work effectively to ensure equal voting rights. Amici therefore file this brief to explain why, if the goals of the Voting Rights Act are ever to be realized, the judgment below must be affirmed. ---------------- ♦---------------- SUMMARY OF ARGUMENT Appellant, a municipal utility district with “vir tually no familiarity of its own with the election process” and an existence of less than two decades (Appellee’s Br. 13), asserts that: (1) a “small number of objections” and a supposedly high number of 4 Section 2 lawsuits in two covered jurisdictions (Texas and Alabama) mean that Section 5 is redundant or ineffectual; and (2) Section 2 adequately addresses all voting discrimination that remains in covered juris dictions (Appellant’s Br. 44-48, 52.). Both premises are demonstrably false. In comparison to Appellant’s limited familiarity with elections, attorney amici collectively have more than 200 years of experience litigating voting rights cases in covered and non-covered jurisdictions throughout the country. This experience has led amici to recognize the persistent need for timely enforce ment capable of deterring illegal voting schemes before they are implemented—a task for which case- by-case litigation under Section 2 is ill-suited, but for which Section 5 was designed. Were Section 5 unavailable, there would be a significant increase in the number of discriminatory voting changes that voters and jurisdictions would be forced to address through litigation. But Section 2 cannot substitute for the prophylactic function of Section 5. In practice, amici have seen Section 2 and Section 5 operate in the complementary fashion that Congress intended. Where minority voters in covered jurisdictions cannot find a lawyer or afford to pay one, Section 5 provides the means to redress new violations of their rights. And where minority voters are able to get their day in court, Section 5 provides the assurance that their hard-won and expensive battles will not have been fought in vain if a jurisdic tion repeats similar violations. 5 Too many discriminatory voting changes would remain unchallenged if Section 5 were invalidated. For individual minority voters, the cost and effort required to pursue Section 2 cases are great barriers to private enforcement, a problem made more acute by the small number of practitioners in covered jurisdictions who are willing and able to take such cases. This creates a perverse incentive—all too often realized—for officials to continue suspect practices because they know most voters cannot challenge them. In contrast, Section 5 serves as a deterrent to such practices. Amici’s lengthy experience in the voting rights arena shows the importance of Congress’s considered decision to reauthorize Section 5. Without it, minority voters will fail to realize the full promise of the Voting Rights Act. ---------------- ♦---------------- ARGUMENT I. Am ici’s Experience Confirms That Section 2 Cannot Replace The Prophylactic Function Of Section 5; The Two Enforcement Mechanisms Are Complementary Although Appellant contends that the amount of Section 2 litigation brought in nine wholly or par tially covered states proves that such litigation alone is sufficient to prevent discriminatory voting prac tices (Appellant’s Br. 48), its argument ignores that 6 Section 2 and Section 5 provide different protections and operate in very different ways. A. As Designed By Congress, Section 2 And Section 5 Are Mutually Reinforcing Section 2 and Section 5 provide separate but complementary and mutually reinforcing mecha nisms to combat and remedy disfranchisement of minority voters. See South Carolina v. Katzenbach, 383 U.S. 301, 315-16 (1966). Section 2 provides citi zens nationwide the right to sue to end any voting practice—whether new or old—that discriminatorily denies or abridges voting. See 42 U.S.C. § 1973. Under Section 2, the burden of proving the denial is on the voter and the litigation is highly complex, lengthy, and expensive. Section 5 applies prospec tively to prevent jurisdictions with the worst records of discrimination from enacting retrogressive prac tices or reimposing a system that courts have found violates voters’ rights. See 42 U.S.C. § 1973c. Under Section 5, the pre-approval requirement helps block and deter discriminatory voting changes at the outset and the cost to voters is comparatively tiny. Both Sections are necessary to ensure that minorities’ rights are meaningfully protected. Without Section 2, old voting practices could carry forward far into the future in all jurisdictions, regardless of Section 5’s protections. Without Section 5 preclearance, many new discriminatory measures would go unchallenged because of the 7 absence of resources and sufficient lawyers to litigate them all under Section 2. Even if such practices are challenged, they could nevertheless infect multiple elections before voters obtain relief. (See NAACP Br. 42 (noting that Congress enacted Section 5 “to protect minority citizens from even a temporary impairment of this most fundamental of civil rights during the sometimes prolonged period needed to bring and ultimately prevail in Section 2 litigation.”)) Moreover, “[w]hen a jurisdiction changes its election system in response to a Section 2 court order or to avoid Section 2 liability, Section 5 helps ensure that [later actors] will not water down the remedy.” Robert Kengle, Voting Rights In Georgia, 1982-2006, at 26 (March 2006), referenced at Renewing the Temporary Provisions o f the Voting Rights Act: An Introduction to the Evidence: Hearing Before the S. Comm, on the Judiciary, 109th Cong. 30 (2006) (list of voting rights reports).2 Eliminating Section 5 would require minor ity voters to undertake the enormous time and ex pense of litigation every time a covered state or local government instituted a measure to dilute minority voting strength. (See NAACP Br. 43 (“Section 5 complements Section 2 by prescreening voting changes, and it thereby often spares minority groups the substantial costs of pursuing after the fact litiga tion.”).) 2 All of the state reports referred to in the Senate hearing are available at http://www.civilrights.org/voting-rights/vra/states. html. http://www.civilrights.org/voting-rights/vra/states 8 The experience of amici curiae in litigating voting rights cases confirms that Section 2 is not an adequate substitute for Section 5. First, the delay endemic to Section 2 litigation allows voting rights violations to persist over multiple elections, whereas Section 5 preclearance offers a timely remedy. Second, even after courts find Section 2 violations, jurisdictions often persist in enacting discriminatory laws and engaging in discriminatory practices. B. Case Studies Three recent case studies involving amici demon strate these points. In United States v. Charleston County, amicus curiae Armand Derfner was an attor ney for the private plaintiffs (who are also amicus curiae). In the Dillard cases, amici curiae Ed Still and James Blacksher were plaintiffs’ counsel in Dillard v. Chilton County and Dillard v. Crenshaw County. In Moore v. Beaufort County, amicus curiae Anita Earls was plaintiffs’ counsel. Although the tactics of the defendants in these cases may appear to be relics of the 1960s and 1970s, they are typical responses by contemporary jurisdic tions to Section 2 litigation. Compare S. Rep. No. 94- 295, at 16-17 (1975) (“Measures [to dilute minority voting strength] may include switching to at-large elections, annexations of predominantly white areas, or the adoption of discriminatory redistricting plans.”) with H.R. Rep. No. 109-478, at 36 (2006) (noting the 9 persistent use of vote dilution schemes such as “en acting discriminatory redistricting plans; . . . enacting discriminatory annexations and deannexations . . . and changing . . . single member districts to at-large voting and implementing majority vote require ments”)- These cases reveal why the course of voting rights litigation under Section 2 is too pockmarked with pitfalls and detours to provide the only road to vindication for disenfranchised minority voters. A fourth case, Tangipahoa Citizens for Better Government v. Parish o f Tangipahoa, demonstrates how Section 5 and Section 2 can work in concert to prevent abuses in their infancy. 1. Charleston County Prior to 2004, Charleston County, South Caro lina’s nine-member County Council was elected under an at-large, partisan voting system. Charleston County, 316 F. Supp. 2d at 274. Because Section 5 did not apply to this voting system, Section 2 was the only recourse for minority voters seeking to challenge it. In 2004, that at-large system was dismantled by a judgment that the system resulted in racial discrimi nation in violation of Section 2 of the Voting Rights Act, The successful Section 2 suit was prosecuted over three years, but voters had been fighting the practice, unsuccessfully, for over a decade longer. The lawsuit that ended the discriminatory at- large system was not the first one brought by minor ity voters. Two earlier federal court challenges were 10 brought in the 15 years prior to Charleston County. NAACP v. Charleston County, Civ. No. 2:89cv00293 (D.S.C. 1989); Gadson v. Howard, Civ. No. 2:94cv01164 (D.S.C. Aug. 15, 1995). Finally, the ultimately suc cessful suits—one filed by the United States and one by private plaintiffs—were brought at the beginning of 2001, and continued until this Court denied certio rari nearly four years later, in November 2004. 543 U.S. 999 (2004). In the interim, the 2002 elections took place under the system later adjudged to be illegal. Because the County insisted on moving for a stay (which was denied), the 2004 elections came within a hair of being held under a discriminatory system as well. See Order at 2, Charleston County, C.A. No. 2:01-562-23 (D.S.C. March 4, 2004) (denying defendants’ motion for stay). Of course, there were many more elections held under this illegal system between the 1989 challenge and the 2004 decision. Each of these elections carries a pall of discrimination that could have been remedied, but for the pains and costs of lengthy Section 2 litigation. Remarkably, the Charleston County story did not end with the district court’s invalidation of the County Council’s at-large election format in 2003. In defiance of the Court’s decision, the South Carolina General Assembly enacted a law adopting an identi cal partisan at-large election format for the Charles ton County School Board. See Letter from R. Alexander Acosta, Assistant Attorney Gen., U.S. Dep’t of Justice to C. Havird Jones, Jr., Senior Assistant 11 Attorney Gen., S.C. Attorney Gen. (Feb. 26, 2004) (“Acosta Ltr.”).3 Prior to the Charleston County decision, the school district used a non-partisan, at-large system with no majority requirement, which had allowed several minority candidates to win board seats. See id. By contrast, the partisan, at-large format that the court in Charleston County had invalidated, and which the South Carolina General Assembly sought to adopt for the school board, created “a de facto majority vote requirement [that] makes it more difficult for the African-American community to em ploy a traditional strategy of bullet voting in order to improve their chances of electing candidates of their choosing.” Charleston County, 316 F. Supp. 2d at 294. Fortunately, the new school board law was sub ject to preclearance. Without Section 5, minority voters would have had to pursue yet another lengthy and costly Section 2 suit. The school district would have been free to delay the vindication of plaintiffs’ rights and stave off a judgment by spending taxpayer dollars to manufacture arguments to distinguish this case from the County Council case. The Attorney General interposed an objection to this clear viola tion, thereby stopping the General Assembly’s at tempt at imposing a discriminatory system before it had any effect. See Acosta Ltr., supra. 3 Available at http://www.usdoj.gov/crt/voting/sec_54tr/l_022604. php. http://www.usdoj.gov/crt/voting/sec_54tr/l_022604 12 2. The Dillard Cases In the 1986 case of Dillard v. Crenshaw County, 640 F. Supp. 1347 (M.D. Ala. 1986), a federal court found that, for a century, the Alabama State Legisla ture had purposefully switched from single-member to at-large election of local governments and enacted “numbered place” and “anti-bullet voting laws” in the 1950s and 1960s to prevent black voters from electing their candidates of choice. Dillard v. Baldwin County Bd. o f Educ., 686 F. Supp. 1459, 1461 (M.D. Ala. 1988). Based on that finding, the District Court expanded the case to include a defendant class of 183 cities, counties, and county school boards that were using such systems. Id. In 1988, in one spinoff case, the Chilton County Commission admitted that its at-large voting system violated Section 2, and entered into a court-approved settlement that temporarily increased the number of commissioners from four to seven and incorporated “cumulative voting” into the Commission’s at-large format. Dillard v. Chilton County Bd. o f Educ., 699 F. Supp. 870 (M.D. Ala. 1988), a ff’d, 868 F.2d 1274 (11th Cir. 1989). According to the consent decree, this temporary system was to remain in place until the state legislature passed a system, recommended to it by the Chilton County Commission, that could be precleared under Section 5. See Consent Decree at 1, Dillard v. Chilton County Comm’n, CANo. 2:87-1179-T (M.D. Ala. June 23, 1988). 13 The new cumulative voting system that plaintiffs obtained through hard-fought and costly Section 2 litigation remained in place for fifteen years; how ever, the Commission neglected its promise to pass a resolution proposing a new, valid election system. In 2002, another Dillard jurisdiction successfully chal lenged a court-ordered expansion of its county com mission to which the County had not consented. Dillard v. Chilton County Comm’n, 447 F. Supp. 2d 1273, 1275 (M.D. Ala. 2006) (citing Dillard v. Bald win County Comm’n, 222 F. Supp. 2d 1283 (M.D. Ala. 2002), a ff ’d, 376 F.3d 1260 (11th Cir. 2004)). Seizing on the Baldwin County Commission decision, an all- white group sought to intervene in the Chilton County case. It asked the court to invalidate the 1988 settlement, contending that in spite of the County’s explicit agreement to the consent decree, it could not be enforced if “a remedy to which the state agreed exceeded what a federal court could have imposed had the case gone to trial.” James Blacksher, et al., Voting Rights in Alabama: 1982-2006, 17 S. Cal. Rev. L. & Soc. Just. 249, 263 (2008); see Dillard v. Chilton County Comm’n, 447 F. Supp. 2d at 1275; Dillard v. Chilton County Comm’n, 452 F. Supp. 2d 1193, 1196 (M.D. Ala. 2006). Although the intervenors’ position was “contrary to Supreme Court precedent . . . the district court kept the issue under submission for over a year, [and t]he Alabama Attorney General, instead of urging the district court to uphold the state’s 1988 agreement, first sided with the white intervenors, and then 14 withdrew from any participation in the matter.” Blacksher, et al., supra, at 263. In 2003, the interve- nors pressured the County Commissioners into adopting a resolution urging the passage of a local act restoring the discriminatory election format that the Commissioners, the plaintiffs, and the district court had all agreed violated Section 2 fifteen years earlier. Id. Indeed, “without the protections of Section 5 of the Voting Rights Act, some white-majority state and local governments in Alabama will bow to pressure from their white constituents and return to the racially discriminatory election practices of the past.” Id. at 263-64. Wielding its preclearance authority under Section 5, the Attorney General’s office was able to thwart the Chilton County Commission’s attempt to return to the at-large system that the court had found was born of racial animus. See id. at 263; Letter from Joseph D. Rich, Chief, Voting Section, Civil Rights Div., Dep’t of Justice, to John Hollis Jackson & Dorman Walker (Oct. 29, 2003). As Bobby Agee, Chilton County’s first black commissioner since reconstruction,4 * noted in the aftermath of the case, “[w]e would be having a totally different conversation if [Section 5] didn’t exist. . .. [It’s a] very important protection. We would have been at ground zero without 4 David T. Canon, Race, Redistricting, and Representation 260 (1999). 15 Section 5.” Blacksher, et al., supra, at 2 6 4 . If not for Section 5, black voters today would be shut out of county commission office in Chilton County, twenty years after their successful Section 2 suit, 40 years after the 1965 Voting Rights Act, and 135 years after the passage of the Fifteenth Amendment. 3. Beaufort County In 1988, no black candidate had been elected to the Beaufort County Board of County Commissioners for over thirty years, despite the county’s black voting age population of approximately thirty percent. Moore v. Beaufort County, 936 F.2d 159, 160 (4th Cir. 1991). In April 1988, black voters filed a complaint in federal court seeking to change the Board’s at-large, resi dency district-based election format. Id. After obtain ing a preliminary injunction, the plaintiffs were able to engage in negotiations and ultimately, in 1989, reach a settlement agreement changing the method of election to one providing an opportunity to elect candidates of choice to two out of seven seats on the board. Id. at 160-61. Shortly after finalizing this 6 6 The Dillard cases are a perfect example of the need for Section 5 preclearance to ensure that court-ordered remedies from Section 2 cases are not watered-down or ignored. The court’s order—to replace 189 unlawful at-large election systems —could not conceivably have been enforced through case-by-case litigation alone. The court’s remedy, to have new systems precleared under Section 5, was the only workable solution. Blacksher et al., supra, at 264. 16 agreement, however, the defendant county commis sioners reneged on the agreement. See id. at 161. The plaintiffs had no choice but to sue. Two years later, in June 1991, the Fourth Circuit Court of Appeals enforced the original settlement agreement. Id. at 161-62, 164. As in Charleston County and Dillard v. Chilton County, the threat of discrimination in Moore did not end with a court’s ruling in a Section 2 case. Ever since the settlement was enforced, African-Americans have elected candidates of choice to the Board of County Commissioners.6 However, some members of the Board have repeatedly sought to eliminate the use of limited voting, which, combined with staggered terms and a seven-member board, provides black voters the opportunity to elect their candidates of choice.6 7 Fortunately, because Beaufort County is covered under Section 5, any proposed change is subject to the non-retrogression requirement and no such proposals have been successful. See note 7, supra. In Beaufort County, Section 2 put a fair method of election in place (albeit allowing the defen dants to continue the unlawful practice for three years after they reneged on the agreement), and 6 See Jonathan Clayborne, Closed Session Acts May Have Lasting Impacts, Wash. Daily News, March 16, 2005, available at http://www.wdnweb.com/articles/2005/03/16/news/news03.txt. 7 See Jonathan Clayborne, Board Tackles Limited Voting, Wash. Daily News, Feb. 10, 2006, available at http://www.wdnweb. com/articles/2006/02/10/news/news03.txt. http://www.wdnweb.com/articles/2005/03/16/news/news03.txt http://www.wdnweb 17 Section 5 ensured that no hard-fought progress is lost. 4. Parish of Tangipahoa The Tangipahoa Parish redistricting case shows how Section 2 and Section 5 enforcement work to gether to produce timely results for jurisdictions and voters alike. See Tangipahoa Citizens for Better Gov ernment v. Parish o f Tangipahoa, No. Civ.A.03-2710, 2004 WL 1638106 (E.D. La. July 19, 2004). In Sep tember 2003, a group of Tangipahoa Parish citizens filed a Section 2 suit challenging that year’s redis tricting plan on the grounds that it failed to provide appropriate representation to its African-American residents. Id. at *1. By November 2003, the Parish had submitted and been denied preclearance for both its original map, and a subsequent revised map. Id. Upon receiving two objection letters, the Parish designed an amended plan to address the Attorney General’s concerns and held three public hearings on the new plan, which was precleared in January 2004. Id. The district held special elections under the precleared plan in March, a mere seven months after the filing of plaintiffs’ Section 2 complaint. Id. at *2. Section 5 protected minority voters before any elec tion took place under the discriminatory system. Compare this experience to that of voters in Garza v. County o f Los Angeles, 918 F.2d 763 (9th Cir. 1990), cert, denied, 498 U.S. 1028 (1991), a case that arose in a jurisdiction not covered by Section 5. 18 There, the shortcomings of Section 2 litigation are pronounced. The District Court found that the County had engaged in intentional discrimination in redistrictings that it undertook in 1959, 1965 and 1971 . . . [and] that the 1981 redistrict ing was calculated at least in part to keep the effects of those prior discriminatory re apportionments in place, as well as to pre vent Hispanics from attaining a majority in any district in the future. Id. at 767. The plaintiffs suffered eight years of illegitimate elections until they were able to litigate the case in federal court under Section 2. II. Few Plaintiffs Have The Capacity To Bring Section 2 Cases Because They Are Complex And Expensive, And Few Private Practitioners Are Willing To Take Them Without the bulwark of Section 5, the burden of challenging discriminatory voting changes will fall upon economically disadvantaged minority voters and already overburdened voting rights lawyers. The types of cases generally pursued under Section 2— challenges to discriminatory redistricting plans and methods of election—are extraordinarily complex and take significant resources to pursue. Moreover, most of the voting changes will not be spread out over time, but will be concentrated in the immediate aftermath of the post-census redistricting in every state, county, and city in the covered jurisdictions, thus straining 19 the resources of the few lawyers who represent plain tiffs in Section 2 cases. Consequently, voters will only be able to obtain counsel and secure the necessary funding to challenge a tiny percentage of the new flood of discriminatory practices that would result from the elimination of Section 5. A. The Complex And Expert-Intensive Na ture Of Section 2 Lawsuits Mean They Are Costly For Parties And The Courts “Voting suits are unusually onerous to prepare.” Katzenbach, 383 U.S. at 314. Section 2 lawsuits are widely recognized as among the most complex, fact- intensive, time-consuming, and expensive federal cases to bring and to litigate. As this Court explained in 1966, one reason that Section 2 litigation is ineffec tive is because such suits “sometimes requir[e] as many as 6,000 man-hours [and are] exceedingly slow, in part because of the ample opportunities for delay afforded voting officials and others involved in the proceedings.” Id.', see also id. at 315 (Section 5 justi fied because “[f]our years [of litigation] is too long. The burden is too heavy—the wrong to our citizens is too serious” to rely solely on litigation) (quoting H.R. Rep. No. 439, 89th Cong., 1st Sess., at 11 (1965)); City ofBoerne v. Flores, 521 U.S. 507, 526 (1997) (Section 5 necessary because of “the slow, costly character of case- by-case litigation”); Richard H. Pildes, The Future o f Voting Rights Policy: From Anti-Discrimination to the Right To Vote, 49 How. L.J. 741, 747 (2006). This level of complexity frequently requires thousands of hours of 20 attorney time, the extensive use of expert testimony, and considerable judicial resources. Since 1993, the Federal Judicial Center has compiled statistics on the amount of time and effort required by 63 types of cases in the federal courts. See Fed. Judicial Ctr., 2003-2004 District Court Case Weighting Study: Final Report to the Subcommittee on Judicial Statistics o f the Committee on Judicial Resources o f the Judicial Conference o f the United States 9 (2005). The Federal Judicial Center study identifies voting rights cases as the sixth most time consuming, just ahead of civil antitrust cases. Id. at 60 fig. 4. According to the study, voting rights cases require nearly four times the judicial resources of the median district court case. Id. Section 2 suits are no less resource intensive for the parties and their counsel, as Charleston County illustrates. That case resulted in a six-week trial (excluding post-trial briefing), conducted only after proceedings before a magistrate judge and an unsuc cessful mediation by a senior district court judge. See U.S. Dist. Ct. D.S.C. (Charleston), Civil Docket for Case No. 2:01-cv-00562-PMD. After the district court’s 7 5-page opinion finding a Section 2 violation, there were further, lengthy proceedings to establish a remedy, followed by costly proceedings necessitated by the County’s insistent and repeated efforts to gain a stay or modify the judgment. Id. In this single case, defendants spent approximately $2,000,000 in fees and costs, including more than $100,000 in expert witness fees. Voting Rights Act: An Examination of 21 the Scope and Criteria for Coverage Under the Special Provisions o f the Act, Hearing Before the Subcomm. on the Constitution o f the H. Comm, on the Judiciary, 109th Cong. 85 (2005) (statement of Armand Derfner, Voting Rights Attorney). Lawyers at a limited-budget nonprofit organization and a private practitioner in a two-person law firm collectively spent nearly 1800 hours representing private plaintiffs. Order at 12, Charleston County, No. 2:01-ev-Q0562 PMD (D.S.C. Aug. 8, 2005). Furthermore, the Plaintiffs also had the benefit of the Justice Department’s involvement, and the resources of the federal government to help shoulder the burden of prosecuting the case. The fees and hours demanded by Charleston County are hardly unique among Section 2 cases. To illustrate the point, each of the following awards is adjusted for inflation.8 In Major v. Treen, 700 F. Supp. 1422, 1428 (E.D. La. 1988), plaintiffs’ attorneys worked on a contingent-fee basis, and devoted over 2,500 hours to representing disadvantaged black residents of New Orleans in a successful challenge to Louisiana’s congressional redistricting. See id. at 1428, 1435. The District Court noted that the state’s attorneys likely spent as much time on the case as plaintiffs’ counsel. Id. at 1430 n.5. Although plaintiffs were ultimately awarded attorneys’ fees in the amount of $335,864.15 and costs of $50,740, the 8 All figures adjusted for inflation using the Bureau of Labor Statistics inflation calculator, available at http://data.bls. gov/cgi-bin/cpicalc.pl. http://data.bls 22 dispute over fees continued for five years after the case was decided on the merits. Id. at 1453. In Harper v. City o f Chicago Heights, Nos. 87 C 5112 88 C 9800, 2002 WL 31010819 (N.D. 111. Sept. 6, 2002), the district court, in an opinion awarding plaintiffs’ attorneys $385,661.84, noted that the case had “spanned over a decade and, as the 600 plus entries on the docket sheet reflects [sic], was hard fought on both sides.” Id. at *3. Further examples are legion. See, e.g., Bone Shirt v. Hazeltine, 524 F.3d 863, 864 (8th Cir. 2008) (denying plaintiffs recovery of expert witness fees, but noting that parties stipulated that the amount of requested expert fees ($59,391.33) was reasonable); Graves v. Barnes, 700 F.2d 220, 224 (5th Cir. 1983) (awarding $1,662,313.14 in attorneys’ fees); Cottier v. City o f Martin, No. CIV 02-5021, 2008 WL 2696917 (D.S.D. March 25, 2008) at *5-6 (awarding plaintiffs $541,479 in attorneys’ fees for 2,446.61 hours of work, and $56,331 in costs after deducting $45,265.54 in expert witness fees). B. The Costs O f Section 2 Litigation Are A Serious Bar To Relief From Violations With the addition of possibly hundreds of Section 2 cases if Section 5 were unavailable, and “[g]iven the miniscule size of the voting rights bar, requiring plaintiffs,” and their attorneys to take on such substantial fees and out-of-pocket costs “would quite plausibly leave literally thousands of unconsti tutional systems in place.” Pamela S. Karlan, Two Section Twos and Two Section Fives: Voting Rights 23 and Remedies After Flores, 39 Wm. & Mary L. Rev. 725, 736 (1998). Although attorneys may be paid on a contingency-basis, ethical rules require plaintiffs to pay out-of-pocket for any fees and costs associated with expert witnesses. See Model Rules of Prof’l Conduct R. 3.4 cmt. (2004) (“The common law rule in most jurisdictions is that . . . it is improper to pay an expert witness a contingent fee.”). As a result, plain tiffs without the means to pay for expert testimony are all but barred from pursuing Section 2 litigation. See, e.g., Karlan, Two Section Twos, supra, at 736 (“The cost of proving what turned out to be a blatant series of constitutional violations [in Mobile v. Bolden] was staggering: The black plaintiffs’ lawyers logged 5,525 hours and spent $96,000 in out-of-pocket expenses, which were exclusive of expenses incurred by Justice Department lawyers after the department intervened in support of the Plaintiffs and the costs of expert witnesses and paralegals.”) (citation omitted). As a result, in most covered jurisdictions, Section 5 objections have more significantly promoted progress in fair voting practices than Section 2 litiga tion. For example, only two of Mississippi counties’ redistricting plans changed as a result of reported Section 2 lawsuits without any Section 5 objections. Robert McDuff, Voting Rights in Mississippi, 1982- 2006, at 17 (2006) reprinted in Modern Enforcement o f the Voting Rights Act, Hearing Before S. Comm, on the Judiciary, 109th Cong. 149 (2006) (“Modern Enforcement: S. Comm. Hearing.”) Without Section 5, the discriminatory redistricting plans initially passed 24 by the other counties would have prevented the election of most of the 127 African-Americans elected to county boards of supervisors (who come from sixty- seven different counties, forty-three of which incurred one or more Section 5 objections to redistricting plans for supervisors districts). Id. “The legal resources did not exist in Mississippi in the past forty years to bring a lawsuit in lieu of every one of the 169 objec tions that have been issued, and they will not exist in the future.” Id. The theoretical availability of court-awarded attorneys’ fees is often cited as a mitigating factor in the burden on plaintiffs; however such recovery has often been seriously incomplete and tenuous.9 While the defendant could freely use taxpayer funds to retain the best counsel it can find anywhere in the country, at any expense, plaintiffs’ counsel who pre vail may be denied adequate payment. See, e.g., Arbor Hills Concerned Citizens Neighborhood Ass’n v. County o f Albany, 522 F.3d 182, 193-94 (2d Cir. 2007) (holding that plaintiffs’ New York City counsel could 9 For example, until the 2006 Amendment to the Voting Rights Act, prevailing plaintiffs could not recover for the ex penses of their expert witness. W. Va. Univ. Hosp. v. Casey, 499 U.S. 83, 97 (1991). This was quite serious as expert testimony has increasingly become the focus of voting cases. See Wendy K. Tam Cho & Albert H. Yoon, Strange Bedfellows; Politics, Courts, and Statistics: Statistical Expert Testimony in Voting Rights Cases, 10 Cornell J. L. & Pub. Pol’y 237, 252 (2001) (noting that voting rights cases require particularly complex statistical analysis due to the Gingles framework). 25 only recover at far-lower Albany rates). Moreover, a plaintiff whose goals are achieved without a court order is not a prevailing party entitled to attorneys’ fees under 42 U.S.C. § 1988. Buckhannon Bd. & Care Home, Inc. v. W. Va. Dep’t o f Health & Human Res., 532 U.S. 598, 603-07 (2001). Thus, if a defendant realizes during the midst of litigation or on the eve of trial that it is facing likely defeat, it may be able to avoid paying attorneys’ fees by unilaterally withdraw ing the challenged practice. See generally Brian J. Sutherland, Voting Rights Rollback: The Effect o f Buckhannon on the Private Enforcement o f Voting Rights, 30 N.C. Cent. L.J. 267, 277-88 (2008) (arguing that defendants in voting rights cases may strategi cally render plaintiffs’ claims moot so as to deny them an award of attorneys’ fees). By that time, the bulk of plaintiffs’ effort and expense has already been in curred. Thus, a unilateral withdrawal may simply (and may be intended to) deprive plaintiffs’ attorneys of fees. C. The Lack O f Available Attorneys To Litigate Cases Is A Barrier To Addi tional Section 2 Litigation Even if most minority voters could afford to sue, many voting rights abuses might not be prosecuted at all due to the severe dearth of voting rights practitio ners in the private bar. “It is well-settled that civil rights cases, particularly those that are controversial and those that are based on contingent fees, are often not desirable to attorneys.” Order at 11, Moultrie v. 26 Charleston County, No. 2:01-cv-00562-PMD (Aug. 8, 2005); see e.g., Cottier, 2008 WL 2696917, at *5 (“Plaintiffs have produced evidence that they were unable to find members of the local bar who would represent them. In addition, [plaintiffs’ lead attorney] said in his affidavit that he would not have been willing to represent Plaintiffs without the resources and assis tance of the ACLU. The cost, complexity and undesir ability of this voting rights case forced Plaintiffs to look beyond the South Dakota bar for their attor neys.”). The experience of amici, litigating in their home states, reflects the lack of available attorneys to litigate potential Section 2 cases.10 Amici know first-hand that 10 Although the NAACP Legal Defense Fund, NAACP Special Contribution Fund, the Lawyers Committee for Civil Rights Under Law, the ACLU Southern Regional Office, and MALDEF are able to help on occasional cases, these groups likely have fewer than twenty lawyers combined in their voting rights sections, and have obligations throughout the country that they must meet with finite resources. Their dockets would be overwhelmed far beyond their capacity if Section 5 were abandoned. Amici curiae know of no organizations that have more than five lawyers dedicated primarily to voting rights cases. Given the intense work required by Section 2 cases and deadlines imposed by election dates, these organizations can handle only a small number of cases at any one time. They do not have enough resources to litigate every voting rights abuse in the country. Therefore, Section 2 litigation falls to a few courageous plaintiffs willing to expend the precious time, energy, and resources to back multi-year complex litigation, and the few members of the private bar willing to expend the necessary time and resources on these cases despite the contingent nature of the fees, the unavailability of an enhancement, and the potential (Continued on following page) 27 there are not enough attorneys to address the current demand for Section 2 cases, much less the increase in demand which would result if Section 5 were elimi nated. For example, in North Carolina, while there were between eight and ten attorneys in private practice experienced in voting rights litigation and willing to file such cases during the period between roughly 1986 and 2002, since that time amici’s experience shows that the number has dwindled to only one or two. Indeed, institutional plaintiffs brought 45 percent (26 of the 58) of Section 2 cases in North Carolina between 1982 and 2005.11 See Nat’l Comm’n on the Voting Rights Act, Protecting Minority Voters: The Voting Rights Act At Work, 1982-2005 (2006) (“Protect ing Minority Voters”). These resources are hardly unlimited, however, and the more than 50% of cases remaining must be handled by members of the “min iscule” private voting rights bar. Karlan, Two Section Twos, supra, at 736. In Mississippi, the attorneys with significant experience handling Section 2 claims who are willing 11 that a jurisdiction will evade payment by abandoning the challenged practice at the last minute. 11 Of those 58 cases, several were fded by attorneys appear ing in their capacities as attorneys employed by legal services programs. Id. Those attorneys, since 1996, have been barred from “participating in any . . . way in litigation related to redistricting.” 45 C.F.R. § 1632.3 (2009); see 61 Fed. Reg. 63756 (Dec. 2, 1996). 28 and able to take cases for minority plaintiffs probably number between two and five. Since the last renewal of Section 5, at least 155 potentially discriminatory voting changes in Mississippi were blocked because of Section 5. J.S. App. 70, Map 9 /2 Mississippi’s lawyers could have handled no more than a small percentage of those potential cases if Section 2 had been the only recourse. See McDuff, supra, at 17. Mississippi lawyers and organizations are able to handle, at most, a handful of cases in any post-census redistricting cycle.12 13 Given the deluge of redistrictings not only at the state level, but for county governing boards, school boards, and justice courts in each of Mississippi’s 82 counties, as well as city councils in its 274 municipalities,14 these lawyers could not come 12 The opinion of the three judge district court (J.S. App. 1- 183) is reported at 573 F. Supp. 2d 221. 13 One amicus curiae, Southern Echo, works with commu nity groups to use the Section 5 comment process as a means of alerting the United States Department of Justice to discrimina tory redistricting plans. Southern Echo: Census and Redistrict- ing, http://southernecho.org/s/?page_id=256. But Southern Echo has no practicing attorneys on staff. Southern Echo: Staff, http:// southernecho.org/s/?page_id=55. Other public interest organiza tions in Mississippi are occupied with other priorities and, like Southern Echo, will not be able to devote much time or money to Section 2 litigation. See Modern Enforcement. S. Comm. Hearing, supra, at 96 (written responses of Robert B. McDuff, Attorney). 14 See Municipal Government in Mississippi 393 (RC. McLaurin Jr. & Michael T. Allen eds., 2d ed. 2001), available at http://wwnv.mslocalgovernment.org/publications/city/books/2001/ index.htm. http://southernecho.org/s/?page_id=256 http://wwnv.mslocalgovernment.org/publications/city/books/2001/ 29 close to handling the workload if Section 5 disap peared. It would be impossible for the few available Mississippi lawyers to review more than a handful of cases and bring Section 2 cases challenging discrimi natory redistrictings in time to stop those plans from being implemented. This is equally true in other covered states. In Alabama, James U. Blacksher and Edward Still were two of the three lawyers that represented the plaintiffs in the Dillard cases. Each has also represented minority plaintiffs in state-level redis tricting cases following the 1980, 1990, and 2000 Censuses. Other than their Dillard co-counsel, Larry Menefee (who no longer takes voting cases), there are no lawyers who have represented black plaintiffs or intervenors in any Alabama Section 2 cases since 1995. D. Due To Their Access To Taxpayer Funds, Jurisdictions Violating Section 2 Do Not Face Similar Burdens, And In Fact Have An Incentive To Stall In the absence of Section 5, the prospect that official action will be subject to scrutiny is severely diminished. Under a regime where Section 2 litiga tion is the only enforcement mechanism, officials sometimes have little incentive for voluntary compliance where plaintiffs may lack the resources to fund complex multiyear litigation or no lawyers may be willing to take the case. As Virginia Congressional 30 Representative Robert Scott noted in the 2005 reau thorization hearings: Bringing a section 2 action is very expensive, more than what most voters or small groups may be willing to afford to vindicate their rights. And even if they were able to make a case and be successful, this would be years down the road by the time you take into account the time frame for litigation, includ ing appeals. By then, the winner of the ille gal election is an incumbent, and we all know . . . that incumbency is a huge and, more often than not, dispositive advantage in an election. So it is clear that if we do not re new this section, we would essentially create a perverse incentive to pass illegal plans with no immediate recourse. Voting Rights Act: Section 5—Preclearance Stan dards, Hearing Before the Subcomm. on the Constitu tion o f the H. Comm, on the Judiciary, 109th Cong. 4 (2005) (statement of Rep. Scott). Even if a jurisdiction does face a Section 2 suit, officials have all the taxpayers’ resources available to defend the challenge. The Edgefield County School District case provides an example of the incentives for official intransigence in the face of Section 2 litiga tion. Edgefield County’s County Council at-large electoral scheme was a subject of a 1974 litigation that resulted in this Court’s decision in McCain v. Lybrand, 465 U.S. 236 (1984), and was “ultimately disposed of 11 years later upon the implementation of a five single-member districts election plan in place of 31 the at-large system for County Council election.” Jackson v. Edgefield County Sch. Dist., 650 F. Supp. 1176, 1189-90 (D.S.C. 1986). But Edgefield County continued to conduct its elections for school board using an at-large method, forcing minority voters to file another lawsuit to challenge the same type of election system that was invalidated by this Court. Id. Rather than accepting precedent and the rule of law just established in McCain, the Edgefield County School District fought the case tenaciously, at great length and cost, before a trial resulted in the election system’s invalidation. Id. at 1203-04. The judgment required the school board to submit a new election plan and “seek preclearance of such plan and sched ule pursuant to Section 5 of the Voting Rights Act.” Id. at 1204. The ability to stay in office under an illegal election system, and defend that system at taxpayer expense, creates a further incentive for officials in offending jurisdictions to use all the resources at their disposal to fight these suits to judgment and beyond. III. Appellant Ignores The Deterrent Effect Of Section 5 In contrast to the perverse incentives created by the cost of Section 2 litigation, Section 5 has an opposite deterrent effect. Appellant attempts to make much of a so-called “vanishingly small number of objections.” (Appellant’s Br. 52.) However, this mis- characterizes the evidence. The Department of Justice 32 (“DOJ”) actually made more objections between 1982 and 2004 than between 1965 and 1982, (See NAACP Br. 35.) See H.R. Rep. No. 109-478, at 21. And since Section 5 was last renewed in 1982, over 750 Section 5 objections have prevented the implementa tion of at least 2400 potentially discriminatory voting changes by state and local governments. (Fed. Appel lee’s Br. 43.) See also J.S. App. 70, Map 9. Further more, regardless of how Appellant characterizes the absolute number of objection letters, each objection affects thousands, if not hundreds of thousands, of minority voters in covered jurisdictions. Between 2000 and 2006, “Section 5 objections have functioned to aid small as well as large scale elections, shielding as few as 208 and as many as 215,406 voters with a single objection.” The Continuing Need for Section 5 Pre-Clearance: Hearing Before the S. Comm, on the Judiciary, 109th Cong. 58-59 (2006) (written re sponses of Anita S. Earls). Faced with this data, Appellant claims that the number of objection letters issued as a percentage of total submissions “is more revealing.” (Appellant’s Br. 52.) However, the percentage of objection letters, or even the large number of letters themselves, fails to tell the whole story concerning the positive deterrent effect of Section 5. Part of the prophylactic effect of Section 5 comes from what are called “more information request” letters, or MIRs, that are issued by the DOJ. See Modern Enforcement-. S. Comm. Hearing, supra, at 76-77 (written responses of Natalie Landreth, Staff 33 Attorney, Native Am. Rights Fund, Anchorage, Alaska) (“[TJhese less formal measures give the jurisdiction notice that its activities are being moni tored and thus deter that jurisdiction from proceeding in an inappropriate manner. The DOJ does not send objection letters as a knee-jerk reaction and therefore they cannot serve as the only indicator [of a prob lem].”); id. at 25 (statement of Juan Cartagena, Gen. Counsel, Cmty. Serv. Soc’y, N.Y., N.Y.) (state responses to MIRs “demonstrate!] the effectiveness . . . of Section 5 objections above and beyond the number of objections issued”). MIRs outnumber objection letters, increasing the number of changes that were not precleared by the DOJ. J.S. App. 65-67 (noting that “in terms of enforcing section 5, MIRs have become nearly as important as formal objection letters.”) Just as important are the changes that never make it to objections because they were made in compliance with the law or never even attempted. H.R. Rep. No. 109-478, at 24. As Congress found, “the existence of Section 5 deterred covered jurisdictions from even attempting to enact discriminatory voting changes.” Id. It emphasized that Section 5’s deterrent effect was “substantial”: Once officials in covered jurisdictions become aware of the logic of preclearance, they tend to understand that submitting discrimina tory changes is a waste of taxpayer time and money and interferes with their own timeta bles, because the chances are good that an objection will result. 34 Id. (quoting Protecting Minority Voters, supra, at 57). The submission requirement itself “prevents retro gression and prevents harming minority voting strength and prevents back-sliding, the very types of evils that Congress sought to prevent in passing Section 5.” Modern Enforcement: S. Comm. Hearing, supra, at 8 (2006) (statement of Wan J. Kim, Assis tant Attorney Gen., Civil Rights Div., Dep’t of Jus tice); (see also Appellee’s Br. 11-14.) Section 5 also provides an incentive for officials to include minority voters and their representatives in contemplated changes that may have an impact on minority voting strength. See Pamela S. Karlan, Section 5 Squared: Congressional Power To Extend and Amend the Voting Rights Act, 44 Hous. L. Rev. 1, 24 (2007) (noting that Section 5 “increases the minor ity communities’ leverage in demanding accommoda tion of minority concerns”). For example, when the city of Rocky Mount, North Carolina annexed pre dominantly white neighborhoods nearby but refused to annex the traditionally African-American commu nity of Battleboro, Battleboro residents were able to use the prospect of a Section 5 objection to preempt this discriminatory policy and gain the benefits of municipal services and the ability to vote in local elections. See Testimony o f Anita S. Earls Before the Suhcomm. on the Constitution o f the H. Comm, on the Judiciary (Oct. 25, 2005), 2005 WL 2800039 (F.D.C.H.) (“One of the key factors that led the city [of Rocky Mount] to finally agree to annex this [tradi tionally African-American] community was the fact 35 that community members were prepared to vigor ously oppose any future annexations of white neighborhoods in the Section 5 preclearance proc ess.”) Other jurisdictions show a desire to comply with Section 5 and appreciate its prospective benefits. Travis County, the covered jurisdiction Appellant contracted to run all of its elections, values its Section 5 coverage because “the County—not to mention its voters—receives benefits from the Section 5 preclearance process. [Section 5]’s valuable educational and deterrent effects aid the County and election officials in administering their multifaceted election duties.” (Appellee’s Br. 15.) Indeed, “[i]t would undoubtedly prove more costly to the County to litigate a Section 2 case to conclusion . . . than to consider and address in advance [the contemplated change] in the process of seeking and obtaining preclearance.” Id. at 11 (likening Section 5 to “preven tative maintenance” of the election system, and Section 2 to “major repairs,” and noting that “[i]f ever there were a circumstance where an ounce of prevention is worth a pound of cure,” it is in the conduct of free and nondiscriminatory elections). Similarly, Professor Richard Engstrom, a con sultant in redistricting process for State legislators, testified, as a consultant who has had a role in draw ing maps and the process, that . . . section 5 looms seriously over political cartographers 36 and decision makers when it comes to plans. And I can testify that I have seen districts changed in order to avoid retrogression and gain preclearance. Voting Rights Act: The Continuing Need for Section 5: Hearing Before the Suhcomm. on the Constitution o f the H. Comm, on the Judiciary, 109th Cong. 31 (2005) (testimony of Richard Engstrom, Professor, Univ. of New Orleans). And in Alaska, DOJ’s sole objection had a “dramatic impact” over a decade, and “demon strates that even a single objection can have a signifi cant impact on the political landscape [statewide] and that the mere prospect of another objection can ensure compliance with the law.” Modern Enforce ment: S. Comm. Hearing, supra, at 81 (written re sponses of Natalie Landreth). * * * Section 2 simply cannot replace the protections afforded by Section 5. It cannot stop violations before they happen. Minority voters do not have the re sources to litigate every discriminatory practice currently captured by Section 5 preclearance, and there is a dearth of lawyers with the experience and wherewithal to litigate these complex, time-consuming cases. Even when cases are brought under Section 2, discriminatory election systems continue to taint the voting process as the cases wind their way through courts. The Court should not second-guess Congress’ 37 finding that Section 5 is needed to fulfill the Fifteenth Amendment’s promise in covered jurisdictions. ---------------- ♦----------------- CONCLUSION The judgment of the district court should be affirmed. Respectfully submitted, W illiam D. Kissinger Counsel o f Record Sujal J. Shah Erin Shannon-Conroy Perry M. Grossman Sarah L. Bishop B ingham M cCutchen LLP Three Embarcadero Center San Francisco, CA 94111-4067 (415) 393-2000 Counsel for Amici Curiae