League of United Latin American Citizens (LULAC) v. Mattox Brief of Plaintiffs-Appellees
Public Court Documents
October 3, 1991

Cite this item
-
Brief Collection, LDF Court Filings. Jackson v. United States Brief for Appellants, 1964. b1f409ec-b89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/339c3429-0006-45d6-b734-87b3bc73151a/jackson-v-united-states-brief-for-appellants. Accessed May 17, 2025.
Copied!
I n t h e Ittitefc States (Enrtrt rtf Appeals F oe the F ifth Cibcuit No. 21,345 E lza Leslye J ackson, R obert T homas, Samuel B. W ells, Slater H unter K ing, and Thomas C. Chatmon, —v.- Appellants, United States of A merica, Appellee. APPEALS FROM THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF GEORGIA BRIEF FOR APPELLANTS J ack Greenberg Constance Baker Motley 10 Columbus Circle New York, New York 10019 Donald L. H ollowell 859i/2 Hunter Street, N. W. Atlanta, Georgia C. B. K ing 211 South Jackson Street Albany, Georgia Attorneys for Appellants D orothy K enyon F rank H. H effron Of Counsel I N D E X Statement ............................................ -........ ....-........... 1 Specifications of Error .................................................. 8 Argument : I. The Grand Jury That Indicted These Five Negro Appellants and the Petit Juries That Found Them Guilty Were Drawn From a List Which Included Only a Token Number of Negroes and Was Compiled in a Manner In consistent With Due Process of Law and Other PAGE Relevant Federal Standards ........... ................ 9 A. Constitutional Standards of Jury Selection Have Been Violated, Resulting in Only Token Inclusion of Negroes................... ..... 9 B. The Grand and Petit Juries Were Not Selected in Conformity With Standards of Procedural Fairness Applicable in Federal Courts .................................. -................. -.... 14 II. In the King and Jackson Cases the Evidence Was Insufficient to Sustain a Guilty Verdict .... 16 III. In the Wells Case the District Court Errone ously Overruled Objections to Testimony That Came Within the Attorney-Client Privilege .... 24 Conclusion 11 Appendix A ........... la Response of United States in Anderson case.......... la Exhibit A—Questionnaire .................................... 7a Affidavit..................................................................... 10a Appendix B—Federal Jury List, Macon Division 1959 17a Appendix C— Georgia Statute .................................... 18a T able of Cases Akins v. Texas, 325 U. S. 398 ....................................... 11 Arnold v. North Carolina, 376 U. S. 773 ....................... 9 Avery v. Georgia, 345 U. S. 559 ................................... 12 Baldwin v. Comm’r of Internal Revenue, 125 F. 2d 812 (9th Cir. 1942) ........................................................... 27 Ballard v. United States, 329 U. S. 187 .........— .......... 14 Beckanstin v. United States, 323 F. 2d 1 (5th Cir. 1956) 22 Cassell v. Texas, 339 U. S. 282.................. .....................10,14 Collins v. Walker, 329 F. 2d 100 (1924), cert. den. ----- - U. S .----- , 33 U. S. L. Week 3169 (November 9, 1964) ............................................................................. 14 Dow v. Carnegie Illinois Steel Corp., 224 F. 2d 414 (3rd Cir. 1955) ..................................................-................. 15 Ellis v. Cates, 188 F. 2d 791 (4th Cir. 1949), cert. den. 339 U. S. 964 ............................................................ 5 Fay v. New York, 332 U. S. 261....................................... 14 Fotie v. United States, 137 F. 2d 831 (8th Cir. 1943) .... 17 PAGE (xlasser v. United States, 315 U. S. 60 14,15 Hamm v. Virginia State Board of Elections, 230 F. Supp. 156 (E. D. Va. 1964), aff’d -----U. S. ------ 33 U. S. L. Week 3151 (Oct. 26, 1964) ------------ --- Hill v. Texas, 316 U. S. 400 .......................................... 10, Lunsford v. Comm’r of Internal Revenue, 212 F. 2d 878 (5th Cir. 1954) ..................... --------- -----......-.... McWhorter v. United States, 193 F. 2d 982 (5th Cir. 1952) ....... ..........................• .......-........-......-............ 19, Pasternostro v. United States, 311 F. 2d 298 (5th Cir. 1962) ........................................... -................16,22, Schwimmer v. United States, 232 F. 2d 855 (Sth Cir. 1956)......................-..............-----.......... -..................... Speller v. Allen, 334 U. S. 443 .............. ............ -----........ State v. Archuleta, 29 N. M. 25, 217 Pac. 619 (1923) .... State v. Emmanuel, 42 Wash. 2d 799, 259 P. 2d 845 (1953)........... ....................... -....-.................................. Strauder v. West Virginia, 100 U. S. 303 ..................... Thiel v. Southern Pacific Co., 328 U. S. 217................. 14, Tucker v. National Linen Service Corp., 200 F. 2d 858 (5th Cir. 1953), cert. den. 346 U. S. 817.............. United States ex rel. Goldsby v. Harpole, 263 F. 2d 71 (5th Cir. 1959), cert, denied 361 TJ. S. 838 .............. United States ex rel. Seals v. Wiman, 304 F. 2d 53 (5th Cir. 1962), cert, denied 372 U. S. 924 ....—- ........ -—10, United States v. Neff, 212 F. 2d 297 (3rd Cir. 1954) ....22, United States v. Rose, 215 F. 2d 617 (3rd Cir. 1954) 12 11 5 23 23 27 9 27 27 9 15 5 10 ,11 ,23 22 IV Weiler v. United States, 323 U. S. 606 .......................... 23 Whitus v. Balkcom, 333 F. 2d 496 (5th Cir. 1964) ...... 10 Statutes PAGE 28 U. S. C. §1861............................................................ 15 28 U. S. C. §1863 ............................................................. 9 Ga. Code Ann. §59-106 ......................................... -12,15,18a Other Authorities Anno. 141 A. L. R. 548 ................................................... 27 Brief for Appellant, Rabinowitz v. United States (5th Cir. 1964), No. 21,256 .................................................. 5 1 st t h e HHmUb States dmtrt rtf Appeal F or the F ifth Circuit No. 21,345 E lza L eslye J ackson, R obert T homas, Samuel B. W ells, Slater H unter K ing, and T homas C. Chatmon, —v.- Appellants, U nited States of America, Appellee. appeals from the united states district court FOR THE MIDDLE DISTRICT OF GEORGIA BRIEF FOR APPELLANTS Statem ent The appellants in these five cases were indicted and con victed for violation of 18 U. S. C. §1621, the perjury statute. The cases arose from testimony given by the appellants before the grand jury of the United States District Court for the Middle District of Georgia on August 5, 1963 con cerning an alleged meeting in the office of Attorney C. B. King in Albany, Georgia, on July 30, 1963. Appellants Thomas and Wells were charged with having testified falsely that they did not attend the meeting (R. 404, 561). Appellants Jackson and Slater King were charged with having testified falsely that they did not recall attending the meeting (R. 1, 824). Appellant Chatmon was charged 2 The appellants were indicted August 9, 1963. All pleaded not guilty September 30, 1963 (R. 2, 405, 562, 825, 1099). On the same day identical motions to dismiss were filed in all cases alleging inter alia that the . . . indictment was found by a Grand Jury whose members were selected on a basis which violated the due process clause of the Fifth Amendment of the Constitution of the United States, and Section 1863 of Title 28 United States Code in that race was a factor used in the selection of the members of the Grand Jury. Hearing on this portion of the motions to dismiss was held in the Macon Division on October 17, 1963 (R. 217) before Judge Bootle. It was stipulated that certain testi mony given at a similar hearing before Judge Elliott of the District Court for the Middle District of Georgia in the case of United States v. William G. Anderson, Crim inal No. 2222, Albany Division, on October 3, 1963, would be adopted as a part of the record in these five cases (R. 219-20). This testimony is printed in the record at pages 99-182. A stipulation concerning participation of Negroes on state court juries in counties comprising the Macon Division (R. 71), which had been entered in the Anderson case on October 3, 1964 was made a part of the record in these five cases (R. 221-22), as was a similar stipula tion of October 17, 1963 (R. 85) prepared specifically for these cases (R. 221-22). At the hearing before Judge Bootle, reference was also made to the government’s re sponse to the motion to quash in the Anderson case (R. 223-24). That response and accompanying exhibits are printed infra as Appendix A to this brief. Judicial notice in two counts, for having testified falsely that he did not recall attending and that he did not attend (1097). 3 The motions to dismiss were denied October 22, 1963 (R. 64). On November 18, 1963, the five defendants filed a mo tion to quash the petit jury panel on the ground that Negroes were systematically excluded from jury service in violation of constitutional and statutory rights (R. 257). The motion was overruled in open court on the same day (R. 1112). Each case was tried separately before a jury. At the close of the government’s evidence in each case, the de fense moved for an acquittal on the ground that the evi dence was insufficient to sustain a guilty verdict (R. 348, 490, 713, 974, 1317). Each motion was overruled (R. 349, 490, 728, 976, 1317). In each case the jury rendered a ver dict of guilty (R. 2, 405, 562, 825,1100), and in the Chatmon case on both counts (R. 1100). On December 23, 1963, appellants King (R. 1088) and Wells (R. 814) were sen tenced to imprisonment for a year and a day; appellants Thomas (R. 547) and Chatmon (R. 1446) were given sus pended sentences, with five years probation. On February 28, 1964, appellant Jackson was given a suspended sen tence, with three years probation (R. 391). Notice of appeal was filed on the same day as judgment and sen tence in all five cases (R. 393, 554, 820, 1093, 1451). The facts in these cases are closely related, but because there were significant variations in the evidence at the five trials, detailed discussion will await analysis of the evi dence in the Argument. Only the background is supplied here. During July and August, 1963 the Grand Jury of the United States District Court for the Middle District of was taken of the 1960 United States Census figures relating to adults of both races in the counties comprising the Macon Division (R. 224). 4 Georgia was investigating the activities of the Albany Movement, a well known civil rights organization, with re spect to the picketing of Carl Smith’s store in Albany. Smith had been a member of a jury which decided a case adversely to a Negro. The grand jury was investigating the possibility that the picketing constituted an obstruction of justice under 18 U. S. C. §1503 (R. 475). Several persons associated with the Albany Movement were subpoenaed to appear before the grand jury on July 31, 1963. The five appellants were among these persons. On July 30, 1963, a number of those who had been sub poenaed appeared at various times in the office of Attorney C. B. King between 4:00 and 6:30 p.m. Attorney King’s law clerk, Miss Elizabeth Holtzman, gave a talk on federal grand juries, and some discussion of the subject followed. On August 5, 1963, the appellants appeared before the grand jury and were asked, with varying degrees of specificity, about their participation in this gathering. These indictments followed. The facts regarding jury selection, brought out at the hearing of October 17, 1963, are as follows: The Macon Division of the Middle District of Georgia covers 18 counties with ajThdult population in 1960 of 2̂ 11,306,̂ of whom 73J1L4 or 34.5 pe^ cent were Negro (App. 2a, App. B). The fe3era Kjury-dist, from which all grand and petit jurors are taken (R. 108)y-contains 1,985 names, including only 117 Negroes, ot 5.8 per ‘cent [RT”223, App. 2a).1 This list was compiledVin_JJ'5& and has not been revised significantly since then (R. 111). On the previous federal jury list, there were 1,837 names including,.,.ISJ-.* Negroes, or 7.45 per cent at a time when Negroes repre 1 Of the 1,985 persons on the jury list, the race of only 5 is unknown (App. 16a). 5 sented approximately 38 per cent of the population.2 In 1940, 45.1 per cent of the population of the Division was Negro, but only 3.21 per cent of those on the federal jury list were Negroes.3 The federal figures correspond closely to those of jury lists of state courts in the same 18 counties. Among the 13 counties for which complete figures are available, there are 3,889 persons on grand jury lists, including only 57 Negroes or 1.5 per cent (R. 96)w tn 11 counties no Negro ever served on a grand jury (R. 87). In the 10 counties from which figures were obtained, there are 7,103 persons on the traverse jury lists, but only 182 Negroes, or 2.56 per cent (R. 94-95). The 1959 federal jury list was compiled by Mr. John P. Cowart, Clerk of the Middle District, Mr. Walter Doyle, Deputy Clerk, and Mr. William P. Simmons, Jury Commis sioner, all of whom are white. The starting point was the 1952 federal jury list (R. 112), winch had been revised only in 1957 to add some women’s names (R. 111). On the 1952 list, red c’s appeared after the names of some Negroes (R. 112). The 1959 revision was accomplished in the same manner as previous revisions. Mr. Doyle went into each county with a copy of the 1952 list and checked with local court officials on the status of jurors on that list (R. 109, 141-142). Those who were no longer eligible for jury ser vice because of death, disability, change of residence or 2 Brief for Appellant, Babinowitz v. United States, Fifth Cir cuit, No. 21,256, 1964, citing pp. 93a, 289a of the record. This Court may take judicial notice of its own records. Lunsford v. Comm’r of Internal Revenue, 212 F. 2d 878, 881 (5th Cir. 1954) ; Tucker v. National Linen Service Corp., 200 F. 2d 858 (5th Cir. 1953), cert, denied, 346 U. S. 817; Ellis v. Cates, 178 F. 2d 791 (4th Cir. 1949), cert, denied, 339 IT. S. 964. The Babinowitz case was heard in the same district court as these cases (ft. 223). 3 Brief for Appellant, Babinowitz v. United, States, Fifth Cir cuit, No. 21,256, 1964, citing p. 94a of the record. 6 some other reason were crossed off (R. 139). Mr. Doyle also sought new names from county officials and the records shown to him (R. 142). Independently, Mr. Cowart and Mr. Simmons sought new names from various sources. Questionnaires were sent to all persons whose names had been obtained by these three men (R. 130, 160). Each new person’s qualifications were checked according to his an swers on the questionnaire, and those found qualified were added to the remaining names on the previous list (R. 134, 174). The questionnaire, prepared with the aid of Judge Bootle (R. 134), asked the race of each prospective juror (R. 115, App. 8a). Mr. Doyle, the only official who systematically travelled from county to county, customarily spoke with persons “in the Clerk’s office, the Sheriff’s office, the Ordinary’s office, the tax office, any group I could find” (R. 141), in his search for new jurors. The local clerk “in ’most every case” would go through the local jury list with Mr. Doyle (R. 142). In at least 17 of the counties, the lists of property owners in the Tax Receivers’ offices are either segregated by race or contain c’s after the name of Negroes (R. 91-92). Mr. Doyle also spoke to businessmen and “ladies who work in offices” in the counties (R. 145). He claimed that he made “a particular effort” to obtain Negro names as well as white (R. 144), but when asked to “explain in detail how you have gone about getting these Negro names for the jury list,” Mr. Doyle failed to mention that he had spoken to a single Negro (R. 144-45). Mr. Cowart stated that the state court jury lists were basic sources of new names for the federal list (R. 108). He added names by asking people he knew (R. 110), but “other than my own friends, I didn’t make any contacts out of [Bibb] County. I sent Mr. Doyle to make those contacts” (R. 110). Mr. Cowart could not remember the 7 name of the only Negro from who he had ever sought names of prospective jurors outside of Bibb County (R. I l l , 120). He did list five Negroes from whom he asked names in Bibb County, all of whom he knew in a business capacity (R. 121-22). He also claimed that he had white friends in other counties who supplied him by mail and telephone with the names of both whites and Negroes (R. 131, 134-135). When asked why it was that most of his sources were connected with the legal profession, Mr. Cowart said, “I know more people amongst that walk of life than I do amongst the Negro race and so that’s where I have to get my information” (R. 135). Mr. Simmons, the Jury Commissioner, also added names which he received from his acquaintances (R. 157). He said: I inquired, naturally, of people that I knew and whose reputation I knew. So quite undoubtedly I was confining myself to people whose integrity and char acter I respected and whose judgment I would have respect for. They were people mostly whose paths I happened to cross occasionally in a business way . . . including civic work and various things of that sort. -u- -V. -V. J*.tp 'Tr -iv 'A~ . . . my contacts were heavier, of course, with the white race because my association was greater with that particular group, but there certainly was no effort to concentrate exclusively on any one segment of the population (R. 158). , Mr. Simmons claimed that he asked both whites and Negroes for the names of persons of both races (R. 158), but he did not mention by name any Negro to whom he had spoken on this matter. Mr. Simmons set very high standards of reputation, integrity, and intellect for prospective jurors (R. 157, 158, 159, 161, 166, 172, 173). “We wanted an out 8 standing blue ribbon .jury list . . . ” (R. 173). When asked I f h e had spoken with any Negroes in Hancock (R. 166-67), Peach (R. 167-68), Crawford (R. 171), Twiggs (R. 170) or Jasper (R. 171) Counties, all having a high proportion of Negroes, Mr. Simmons stated that he had not. “Unfortu nate as it may be, I think the Negro community in those counties does not qualify on the grounds that we set up, of intelligence, integrity and ability to serve on those grounds alone” (emphasis added) (R. 177). Five Negroes served on the grand jury of 23 which indicted the appellants (R. 144). Mr. Doyle could recall no other grand jury since 1937 which included as many as 5 Negroes (R. 147). The testimony concerning service of Negroes on petit juries in the Macon Division was not definite. Mr. Cowart stated that he had seen at least one Negro on almost every jury that he had observed (R. 104), but he could recall only two specific instances since the 1930’s (R. 107). In these 5 cases, all Negroes were chal lenged by the government, and appellants were tried by 5 all white petit juries (R. 418). Specifications o f Error 1. The district court erred in denying the motions to dismiss the indictments and the motion to quash the petit jury panel on the ground that Negroes were systematically excluded from jury service. 2. In the King and Jackson cases, the district court erred in denying the motions for acquittal on the ground of insufficiency of the evidence. 3. In the Wells case, the district court erred in overruling objections based on the attorney-client privilege. 9 A R G U M E N T I. The G rand Ju ry T hat Ind icted These Five N egro Ap pellan ts and th e P etit Ju ries T hat F ound T hem G uilty W ere D raw n From a List W hich Included Only a T oken N um ber o f N egroes and W as Com piled in a M anner In consisten t W ith D ue Process o f Law and O ther R ele van t F edera l S tandards. Few principles of fundamental law have required judi cial application more often than the one controlling these cases—that systematic exclusion of Negroes from the grand or petit jury requires reversal of the conviction. See, e.g., Strauder v. West Virginia, 100 U. S. 303, Arnold v. North Carolina, 376 U. S. 773. Most of the cases have been de cided under the equal protection clause of the Fourteenth Amendment, which binds the states. These five cases come under the due process clause of the Fifth Amendment, 28 U. S. C. §1863(c),4 and rules laid down by the Supreme Court governing the selection of juries in federal courts. A. C onstitu tional S tandards of Jury Selection H ave Been I io la ted , R esu lting in O nly T oken Inclusion o f Negroes. Appellants’ case begins with the wide disparity between Negro representation in the population of the 18 counties in the Macon Division and the token numbers of Negroes on the federal jury list. Negroes constitute 34.55 per cent of the adult population but less than 6 per cent of those on the jury list. In Speller v. Allen, 334 U. S. 443, where 38 per cent of the population but only 7 per cent of those on 4 28 U. S. C. §1863 (c) provides, “No citizen shall be excluded from service as grand or petit juror in any court of the United States on account of race or color.” 1 0 the jury list were Negroes, the Supreme Court required an explanation by those who denied discriminating, and the Court affirmed only because a nondiscriminatory method of selecting jurors was shown to have been followed. Even more shocking than the statistics, however, is the evidence on the methods used by the federal officials in the Macon Division to select persons for the jury list. One vice of the system sufficient to require reversal under Cassell v. Texas, 339 U. S. 282; Hill v. Texas, 316 II. S. 400; and United States ex rel. Seals v. Wiman, 304 P. 2d 53 (5th Cir. 1962), cert, denied, 372 U. S. 924, is the reliance of the Clerk, Deputy Clerk and Jury Commissioner on the recommendations of their white friends. Although these officials were responsible for finding eligible jurors in 18 counties, none of them sought names from any Negroes, with one possible exception (R. I l l) , in any of the 17 counties outside of Bibb County. Surely, their claims that they always asked their white sources for Negro names as well as white names fall far short of excusing their derelic tion of duty in not developing systematic methods of gather ing the names of Negroes as well as whites. This Court is aware of conditions in segregated, Deep South com munities, see WJiitus v. Balkcom, 333 P. 2d 496 (5th Cir. 1964); United States ex rel. Goldsby v. Harpole, 263 P. 2d 71 (5th Cir. 1959), cert, denied, 361 IJ. S. 838; it cannot be presumed that a white jury commissioner’s white friends will provide a fair distribution of white and Negro jurors. Another practice of the federal officials that operated with particularly discriminatory effect against Negroes was the use of state court jury rolls in the 18 counties. These rolls contained so few Negro names, approximately 2 per cent (R. 86, 94-95), that their use was as unaccept able as the practice condemned in Seals of taking names 11 from membership lists of white organizations. In fact, the grand jury lists in 6 counties were totally barren of Negro names (E. 86), and some of these counties had the highest percentages of Negroes in their population (App. B). These state court jury rolls were considered by Mr. Cowart to be a basic source of names for the jury roll (E. 108). All of the sources used by the federal officials were seri ously weighted against the Negro. The 1952 federal list, which formed the basis for the 1959 revision, had only a minimal percentage of Negroes. The county officials with whom Mr. Doyle checked were white. The county jury rolls were almost completely restricted to white persons. Mr. Cowart’s friends in the outlying counties, whom he con tacted by mail and telephone, were white; the Negro ac quaintances whom he contacted in Bibb County included only a doorman, funeral director, tailor, and home demon stration agent. Mr. Simmons, relying on his reputable friends in all 18 counties, acknowledged that he had to rely on white persons to supply names. No wonder there was a disparity between Negro representation in the popula tion and the incidence of Negro names on the jury roll! Appellants established the existence of a discriminatory selection system producing discriminatory results. There being no need to prove intentional discrimination, but only a system operating in a discriminatory manner, Hill v. Texas, 316 U. S. 400, Akins v. Texas, 325 U. S. 398, United States ex rel. Seals v. Wiman, 304 F. 2d 53 (5th Cir. 1962), appellants have carried their burden. But that does not complete their case, for this record offers uncontrovertible proof that the opportunity for discrimination was built into the jury system. No juror is placed on the list until he has submitted a questionnaire containing a space for designation of race. This questionnaire was used in the 1959 revision, and the 12 questionnaires of all 1985 jurors on that list are presently on file in the clerk’s office (App. la). Only 5 failed to fill in the racial blank (B. 16a). This means that each pro spective juror’s race is known when his qualifications are being passed upon, and, further, that any juror’s race can be ascertained at any time. In Avery v. Georgia, 345 U. S. 559, where pink and white cards were used to differentiate Negro and white jurors, the Supreme Court reversed with out evidence that state officials availed themselves of this opportunity for discrimination. It was enough that the practice made “it easier for those to discriminate who [were] of a mind to discriminate.” 345 U. S. at 562. Since the questionnaires cover all jurors, it is unneces sary to mention other racial markings, but their pervasive ness is revealing. Bed c’s were found on the 1952 jury list. When confronted with this reality by defense counsel, Mr. Cowart explained that Negroes’ names were marked when they appeared in the courtroom and that he still followed the practice (B. 112). On cross-examination by friendlier government counsel, he expressed amazement at the mark ings and disclaimed any connection with them (B. 124-25). It is also of some significance that state traverse jury rolls, which are used by Mr. Doyle to gather names, are required by Georgia law to be taken from tax lists, Ga. Code Ann. §59-106, which are kept on a segregated basis in at least 17 counties in the Macon Division (B. 91-92). Under the recent decision in Hamm v. Virginia State Board of Elec tions, 230 F. Supp. 156 (E. D. Va. 1964), aff’d ----- U. 8. -—-, 33 U. S. L. Week 3151 (October 26, 1964), the prac tice of keeping segregated tax and voting records violates the Fourteenth Amendment. The appellants have established a prima facie case of discrimination, which the government has not adequately rebutted. Its only evidence was the testimony of Jury 13 Commissioner Simmons, who stated that a smaller per centage of Negroes than whites were qualified for jury service (R. 176). From his reading of the newspapers and general knowledge he had concluded that there was “in finitely more illiteracy among the Negro group” (R. 174). Although he recited his educational credentials, member of the Bibb County Board of Education and the Governor’s Committee on Efficiency and Economy and trustee of Wes leyan College (R. 175), Mr. Simmons offered no figures to support his generalized conclusions and acknowledged that he had made no serious study of the situation (R. 177). Moreover, his testimony is considerably weakened by the admission that he had not spoken with any Negroes con cerning jury service in many of the counties where the most Negroes resided (R. 166-72). He was satisfied that the “Negro community” did not qualify according to his stand ards (R. 172), which, incidentally, were considerably higher than the jury qualifications set forth in 28 U. S. C. §1861; he did not seem to be concerned about whether Negro indi viduals were qualified. Finally, in opposition to Mr. Sim mons’ vague statements was the testimony of Mr. William Randall, a contractor who knew many Negroes in the 18 counties. He stated that many Negroes in those counties were qualified for jury service (R. 150-54). Nor has the government justified the jury system in the Macon Division by showing that 5 Negroes were on the grand jury that indicted appellants (R. 144). A jury system cannot be judged according to the racial composi tion of a single grand jury; if it could, a Negro could claim discrimination whenever no Negroes were on his jury no matter how fairly the system was administered. The rele vant consideration is that only 5.89 per cent on the jury roll were Negroes as the result of a discriminatory selection process. In that situation the appearance of 5 Negroes on a grand jury of 23 could be expected to occur only very 14 rarely. In fact, Mr. Doyle, Deputy Clerk since 1937, could recall no previous instance in which there were 5 or more Negroes on a grand jury (R. 147). As this Court ruled in Collins v. Walker, 329 F. 2d 100 (1924), cert, denied, ----- U. S. ----- , 33 TJ. S. L. Week 3169 (November 9, 1964), the deliberate inclusion of Negroes is as discriminatory and invalid as systematic exclusion. See also Cassell v. Texas, 339 U. S. 282, 287.5 B. T h e G rand and P e tit Juries W ere Not Selected in C on form ity W ith S tandards of P rocedural Fair ness A pp licab le in Federal Courts. This case, having been tried in a federal court, is gov erned by principles laid down by the Supreme Court in the exercise of its “power of supervision over the adminis tration of justice in the Federal courts.” Thiel v. Southern Pacific Co., 328 U. S. 217, 225. As Justice Jackson wrote in Fay v. New York, 332 U. S. 261, 287, “Over federal pro ceedings we may exert a supervisory power with greater freedom to reflect our notions of good policy than we may constitutionally exert over proceedings in state courts, and these expressions of policy are not necessarily em bodied in the concept of due process.” Decisions of the Supreme Court have firmly established the principle that federal juries must be fairly drawn from a cross-section of the community. Thiel v. Southern Pacific Co., supra; Ballard v. United States, 329 U. S. 187; Glasser v. United States, 315 U. S. 60. There can be no exclusion of economic, social, religious, racial, political, or geo graphical groups. “Recognition must be given to the fact that those eligible for jury service are to be found in 6 6 Thiel v. Southern Pacific Go., 328 TJ. S. 217, a case tried in a federal court, held that the presence on the jury of 5 members of the working class could not defeat a challenge to the jury system on the ground that such persons were excluded. 15 Jury Commissioner Simmons insisted on finding jurors who met high standards of reputation, integrity, and in tellect (R. 157, 158, 159, 161, 166, 172, 173). “We wanted an outstanding blue ribbon jury list . . . ” (R. 173). These standards bear virtually no relation to the qualifications of federal jurors set out in 28 U. S. C. §1861, as amended by the Civil Rights Act of 1957. Mr. Simmons was under the impression that it was his duty to seek only the “best” jurors (R. 172). This is understandable in view of the fact that Georgia jurors must be “the most experienced, intelligent, and upright citizens,” Ga. Code Ann. §59-106, and before 1957 federal jurors had to meet state require ments.6 However, it does not excuse the Jury Commis sioner. It was his job to select jurors representing a cross- section of the community. By failing to do so he excluded Negroes and probably a great many white persons of the lower social, economic and intellectual groups. Whether this exclusion was intentionally discriminatory or the re sult of misplaced conscientiousness, the harm to the jury system is the same. Glasser v. United States, 315 U. S. at 86; Dow v. Carnegie Illinois Steel Corp., 224 F. 2d 414, 424 (3rd Cir. 1955). 6 every stratum of society.” Thiel v. Southern Pacific Co., 328 U. S. at 220. The record in these 5 cases discloses a total disregard of this mandate. 6 Since the 1959 federal jury list included all persons on the 1952 list who had not become disqualified (R. 134, 174), it is evident that the present (1959) federal list consists in large part of names chosen according to the Georgia law on jury qualifica tion law. None of the federal officials indicated any change in their selection procedure following 1957. I t may he concluded, then, that the present federal jury list reflects no effort to obtain a cross-section of the community. 16 II. In the King and Jackson Cases th e Evidence Was In sufficient to Sustain a G uilty Verdict. A. A ppellan t S la ter K in g The statements of appellant Slater King before the grand jury which are alleged to have been false are the following: Q. Have you attended any mass meeting or meet ing where one or more people were in attendance, where it was being discussed about the fact that cer tain ones were going to have to appear before the- grand jury in Macon, Georgia? A. I don’t recall (R. 960). # # # * # Q. I would like to ask you if you have attended any type of meeting or any type of get together during the week of July 29, 1963 through August 2, 1963 wherein or wherein others discussed the fact that this grand jury was in session here in Macon, Georgia? A. I don’t recall doing so (R. 962). In order to convict there must have been sufficient evi dence for the jury to conclude beyond a reasonable doubt that there was a meeting of persons in the office of C. B. King on July 30, 1963 who discussed testimony to be given before the grand jury; that Slater King was present at that meeting and at the time thought of himself as being in at tendance at and participating in the meeting; that while testifying before the grand jury Slater King remembered having attended the meeting and falsely testified that he did not recall attending. In a perjury case, the govern ment’s burden of proof is extremely heavy. Paternostro v. United States, 311 F. 2d 298 (5th Cir. 1962). In a case of this type, where several elements of proof relate to the de 17 fendant’s state of mind, the evidence must be particularly strong. Fotie v. United States, 137 F. 2d 831 (8th Cir. 1943). The evidence before the jury in Slater King’s trial falls far short of that requirement. The government presented three witnesses. The first was Mrs. Butler, the secretary of Attorney C. B. King. Mrs. Butler outlined the general situation in C. B. King’s office on the afternoon of July 30, 1963, describing the physical properties of the office 6 and stating how many persons were in the office and for what purposes, but she gave practically no testimony that in any way incriminated Slater King. She testified that Slater King arrived at the office between 5 :15 and 5 :30 and remained there for a period of 10 or 15 minutes (R. 866). Mrs. Butler stated that during the hours following 4 :00 o’clock on that afternoon, there were between 6 and 18 persons in the office of C. B. King, including some who had been subpoenaed to appear before the grand jury (R. 868). Mrs. Butler explained that she called Slater King, the brother of Attorney C. B. King, requesting him to bring some chairs to the office (R. 869) as she had done on occasions in the past (R. 886). In response to her call Slater King and others did take a number of chairs to C. B. King’s office (R. 869). Mrs. Butler stated that at the time Slater King was in the office appellant Jackson, appellant Thomas, one Emma Perry, one Sego Gay and Miss Holtz- man were present in the office, as were six or seven trustees of Mount Olive Baptist Church, including Mrs. Dora White (R. 877-880). Mrs. Butler also testified that during the afternoon, Miss Holtzman addressed a number of them in the inner office of C. B. King on the rights of witnesses ap pearing before federal grand juries (R. 871). She did not state that Slater King was present during this talk. 6 Attorney C. B. King’s office consisted of two rooms, a reception room where his secretary worked and Attorney King’s inner office (R. 640). 18 Mrs. Butler testified that two conferences had been sched uled for the afternoon of July 30, 1963, one with the trus tees of Mount Olive Baptist Church concerning recovery of money resulting from the burning of their church and one scheduled with Thomas Chatmon, the purpose of which she did not recall (R. 881). Attorney C. B. King had spoken on the telephone to Mrs. Butler and to Miss Holtzman asking Miss Holtzman about the research that she had done on grand juries (R. 883-84). Mrs. Butler also stated that Miss Holtzman’s research on grand juries was the subject of the afternoon conference which was held (R. 884). On cross-examination, Mrs. Butler stated that she called Slater King at approximately five o’clock and requested him to bring the chairs, but had not discussed the subject matter of any meeting being held (R. 886). She also stated her belief that at the time Slater King arrived in the office, Miss Holtzman had finished her talk about grand juries (R. 886). Mrs. Butler twice repeated her testimony that Slater King was there from 10 to 15 minutes (R. 887, 892). She also stated that while in the office Slater King received three telephone calls (R. 890) and that he had spoken with a Mr. Edwards about the problems of the Mount Olive Baptist Church (R. 891). She also stated that she did not remember Slater King having said anything in particular to anyone in C. B. King’s inner office (R. 892). Mrs. Butler’s testimony establishes at the most that a number of persons were in the inner office of C. B. King listening to a talk on federal grand juries by Miss Holtz man and discussing the subject and that for a short time Slater King was in some part of Attorney C. B. King’s of fice. Her testimony explains the reason for Slater King’s visit and in no way indicates that Slater King participated in the gathering in the inner office or that he did anything to lead him to believe that he had attended a meeting. 19 The government’s second witness was Edward Bryant, Jr. He testified that he arrived at C. B. King’s office at approximately 4:45; that while he was there a white girl read something off a paper; that he remained forty minutes and that Slater King was present in the office during Bry ant’s entire stay (R. 899-904). He did not state specifically that Slater King was in the inner office where the confer ence was proceeding. Bryant remembered some persons talking during the discussion while he was there, but he did not remember Slater King’s having spoken with anyone (R. 913). An extremely nervous witness, Bryant had diffi culty making himself heard (R. 906). Bryant’s testimony can be considered incriminating in only one respect; his statement that Slater King was in C. B. King’s office for at least forty minutes could tend to indicate that Slater King’s time was not taken up entirely with setting up chairs, speaking with trustees of the burned church, and receiving and making telephone calls. How ever, Bryant’s testimony conflicts very strongly, not only with King’s testimony in behalf of himself, but with the two chief witnesses of the government, Mrs. Butler and Miss Holtzman. Mrs. Butler testified three times that Slater King was in the office for 10 to 15 minutes (R. 866, 887, 892). Miss Holtzman testified that Slater King was there for 15 to 20 minutes or possibly a few minutes more (R. 937-38). Certainly, the government is not at liberty to select bits and pieces from the conflicting testimony of its three witnesses in order to make out its highly circumstan tial case. See McWhorter v. United States, 193 F. 2d 982 (5th Cir. 1952). The third government witness was Miss Elizabeth Holtz man, law clerk to Attorney C. B. King. She stated that a conference or a series of appointments was scheduled for 20 the afternoon of July 30, 1963; that she had spoken on the telephone with Attorney C. B. King about her research and the subject of the conference, which was the functions and structure of the federal grand jury (R. 925-927). She did not state that any appointment had been made for Slater King during that afternoon. Miss Holtzman testified that Slater King arrived at 5:15 p.m. She was constantly in C. B. King’s inner office at all relevant times and when she saw Slater King he was in the inner room (R. 933-934). Slater King was not in the office before he brought up the chairs pursuant to Mrs. Butler’s request (R. 940). Miss Holtzman remembered no conversation with Slater King. She stated that he probably was speaking to people around him, but that she could not definitely remember and she did not mention any subject of conversation (R. 940). She testified that Slater King was in Attorney C. B. King’s office (whether she meant the inner room as opposed to the office consisting of two rooms was not brought out) for a period of 15 to 20 minutes or possibly a few minutes more (R. 938, 940). She also stated that he received some telephone calls (R. 941). Completely lacking from this case is any direct testimony that Slater King was in the inner office of Attorney C. B. King for any appreciable length of time or that he spoke with anyone concerning the appearance of witnesses before the grand jury or that he heard others discussing this sub ject. In fact, there is no proof that he was informed of the purpose of the gathering in Attorney C. B. King’s office on the afternoon of July 30, 1963. This alone, of course, suffi ciently demonstrates the utter inadequacy of the evidence presented by the government. What makes the case even more suspect, of course, is the absence of specificity in the questions asked of Slater King before the grand jury. He was not asked whether he was 21 in the office of his brother during that afternoon, or why he had gone there, or for how long he had remained, or whom he had seen or with whom he had spoken. He was asked if he had attended a meeting during which it was discussed, that certain persons were going to have to appear before the grand jury. Neither of the relevant questions asked him before the grand jury made any specific reference to the afternoon of July 30, 1963. Everything in the record is consistent with Slater King’s own testimony during his trial. He stated that he was in his brother’s office for between 15 and 23 minutes; that he had been called and requested to take some chairs; that he had done so, making two or three trips with chairs; that he engaged in perfunctory, casual conversation with vari ous persons in the office, including some trustees of the burned church; and that he received and made several tele phone calls (R. 979-81). He stated, “I have no recollection as to whether anyone discussed with me as to the grand jury hearing in Macon” (R. 981). When asked if he ever considered himself as being in attendance at any meeting in the office he responded: No not at all, because there was no one who was keep ing minutes; there was no privacy; the door was com pletely open into the anteroom; there was people mov ing and getting up; and I did not consider myself at a meeting of any kind because I didn’t go for a meeting. I went for one purpose, to take the chairs, to get back to the office because there were people waiting on me there (R. 983). Slater King testified that he sat down in the inner office for a short time but did not consider himself participating in any meeting (R. 984-85). Several character witnesses testified as to his veracity (R. 1018-26). 22 The evidence presented by the government must exclude every other hypothesis than that of the defendant’s guilt. Paternostro v. United States, 311 F. 2d 298 (5th Cir. 1962); Bechanstin v. United States, 232 F. 2d 1 (5th Cir. 1956); United States v. Rose, 215 F. 2d 617 (3rd Cir. 1954); United States v. Neff, 212 F. 2d 297 (3rd Cir. 1954). The proof in this case does not exclude the possibility that Slater King was telling the truth both before the grand jury and the trial jury. The government’s case is in no way inconsistent with Slater King’s entirely plausible version of the events of July 30, 1963. B. A ppellan t Jackson Appellant Jackson testified before the grand jury that after receiving her subpoena she did not remember discuss ing her prospective testimony before the grand jury (R. 332, 338-39); that she did not remember going to the office of C. B. King on July 30, 1963 (R. 341); that she did not remember specifically going to the office on any given day although she may have been in the office from time to time (R. 344), and that she did not remember seeing Attorney King’s secretary on July 30, 1963 (R. 345). The evidence against Mrs. Jackson is particularly weak. Mrs. Butler testified about the general circumstances of the gathering (R. 291-93); that Miss Holtzman spoke on the rights of witnesses appearing before federal grand juries (R. 293); and that Mrs. Jackson was in the office of C. B. King for 15 to 25 minutes, having arrived between 5 :30 and 6 :00 p.m. (R. 294). Miss Holtzman testified concerning her instructions from Attorney King (R. 303) and her resulting talk to a number of persons about the functions and composition of the grand jury (R. 303-305). She also stated that Mrs. Jackson 23 was in the office of C. B. King during part of the time (R. 306). The only witness who testified directly that Mrs. Jackson actively participated in the meeting was Edward Bryant, Jr. He stated that in addition to Miss Holtzman, 3 persons, including Mrs. Jackson, spoke about prospective testimony before the grand jury (R. 314). Bryant’s testimony, how ever, was thoroughly destroyed on cross-examination. After Attorney Hollowell confronted Bryant with prior conflicting testimony about the time when he arrived at Attorney King’s office (R. 319-323), and further cross- examination exposing Bryant’s incredibly poor recollection of events, the following colloquy occurred: Q. I say you don’t remember anything that was ac tually talked about at any time? A. No, I don’t. Q. At that meeting, do you? A. No (R. 330). It is submitted that neither of the credible witnesses, Mrs. Butler and Miss Holtzman offered any direct proof that Mrs. Jackson actively participated in a meeting concerning testimony before the grand jury to such an extent that Mrs. Jackson would probably have remembered when she was asked about it before the grand jury. Neither testified that Mrs. Jackson was present during Miss Holtzman’s talk, nor that Mrs. Jackson engaged in any conversation with anyone on the subject. Bryant’s testimony must be discarded entirely. A conviction for perjury requires direct evidence by two witnesses or direct testimony of one witness cor roborated by trustworthy testimony of another. Weiler v. United States, 323 U. S. 606; McWhorter v. United States, 193 F. 2d 982 (5th Cir. 1952). Moreover, proof in perjury cases must be of a highly convincing nature. Paternostro v. United States, supra; United States v. Neff, supra. The 24 government’s evidence did not meet these requirements and the motion for acquittal should have been granted. In the alternative, it is submitted that the presence in the case of Bryant’s testimony, extremely incriminating in nature but totally discredited on cross-examination, was highly preju dicial to the defendant, and a new trial should be granted. III. In the Wells Case the D istrict Court E rroneously O ver ruled O bjections to T estim ony that Came W ithin the Attorney-Client Privilege. The indictment against appellant Wells charged him with having “testified in substance . . . that he did not attend the meeting held in the office of Attorney C. B. King in Albany, Georgia, on the afternoon of July 30, 1963;” and that this statement was known to be false. At the grand jury hear ing, however, Rev. Wells was not asked specifically about the meeting at Attorney King’s office, but rather whether he had attended a meeting or had participated in a discus sion with anyone concerning the appearance before the grand jury (R. 700-705). Thus, in order to connect the questions as asked with the charge in the indictment, the government had to prove at trial, first, that Rev. Wells had gone to Attorney King’s office, second, that he had partici pated in a meeting or discussion of the grand jury investi gation while there, and third, that he considered himself as thus having participated when he answered “no” to the questions propounded. That Rev. Wells did go to Attorney King’s office is not contested, and he never at any time denied that fact. The main question, therefore, is whether he participated in a discussion while there. Two government witnesses, Mrs. Butler and Miss Holtzman, testified as to the subject mat 25 ter of the meeting at Attorney King’s office and Rev. "Wells’ participation in it.7 In both instances an objection was made that the testimony was privileged as relating to con fidential communications between an attorney (here an at torney’s agent) and his clients. It is appellant’s contention that this testimony should have been excluded, and that had it been the government would have failed to have met its burden of proving that Rev. Wells had participated in a discussion of the grand jury. In the alternative appellant contends that even if there was other evidence that might support a finding that the meeting was attended, the admis sion of the privileged testimony, particularly that of Mrs. Butler, was so prejudicial as to require a new trial. Mrs. Butler was first asked the subject matter of Miss Holtzman’s talk to the group assembled in Attorney King’s office. She answered that it was with reference to witnesses before the grand jury (R. 641). An objection to this testi mony was overruled on the ground that the subject matter of the attorney-client relationship was not privileged (R. 642). That such is the law is questionable, but since it is clear from the record that Rev. Wells was not present at the time the statement was made, and that Mrs. Butler did not know whether the statement of Miss Holtzman had been brought to his attention, this evidence does not prove Rev. Wells’ participation. Similarly, Miss Holtzman was asked about the subject matter of her talk, and this question was objected to but allowed (R. 684-88). Miss Holtzman made it clear that Rev. Wells was not present when she made her talk (R. 695), and that she did not remember whether Rev. Wells 7 The testimony of Rev. "Wells himself at his trial is inconclusive on this point. He said that he might have spoken to the people there about his siibpoena, since he had mentioned it to nearly everyone he met, but his recollection was not clear (R. 760-64). 26 had said anything to the group, or what the substance was of any remarks he might have made (R. 690, 696). Again, this testimony only shows that Reverend Wells was at At torney King’s office; it fails to prove the crucial link, viz., that he participated in a discussion concerning the grand jury. The one piece of testimony that clearly said that Rev. Wells did talk about the grand jury hearing was given by Mrs. Butler. She was asked whether Rev. Wells talked to the group in Attorney King’s inner office. She said that he did say something to the people that were sitting near him, hut not to the entire group. The government then asked what he was saying: A. Now, as to what he was saying, I really couldn’t say. I believe—No—he explained the conditions under which he felt that he had received his subpoena (R. 655- 56). The question and answer were objected to, again on the ground of attorney-client privilege, hut the court overruled the objection and allowed the witness to continue telling what Rev. Wells had said (R. 656-660). The attorney-client privilege extends not only to com munications to the attorney himself, but to his agents, par ticularly his law clerks and secretaries. 8 Wigmore §2301 (McNaughton rev. 1961). Thus, any communications to Mrs. Butler and Miss Holtzman would ordinarily be privi leged. In most cases, however, the privilege is destroyed if third persons are present when the communication is made, since it is not then confidential. An exception to the rule is generally recognized when the other persons are also clients or other persons with an interest in the matter 27 under discussion. As to third persons, the communication made by them in the course of a conference with the attor ney (or his agent) do come within the scope of the privi lege. Baldwin v. Comm’r of Internal Revenue, 125 F. 2d 812 (9th Cir. 1942); see also Anno. 141 A. L. R. 548, 564; State v. Archuleta, 29 N. M. 25, 217 .Pac. 619 (1923); State v. Emmanuel, 42 Wash. 2d 799, 259 P. 2d 845, 854-55 (1953). Applying these rules to the facts in the present case, the following appears. The meeting in Attorney King’s office was for the purpose of giving those in attendance advice, through Mr. King’s agent, concerning their rights and du ties before the grand jury. Although it is not clear just who was in attendance when Reverend Wells was there, all in the inner office at that time were apparently clients of Mr. King or persons directly interested in the subject mat ter under discussion. Mrs. Butler testified that what was said could not be heard in the outer office (R. 644, 648), and she indicated that she was in the inner office when she did hear the remarks testified to (R. 657). Hence, there is no evidence that anyone in the outer office, i.e., third per sons not concerned with the grand jury discussion, over heard what was said. Wells therefore made the statements during the course of a conference between clients and other interested persons and the attorney’s agents. The fact that Reverend Wells apparently addressed at least some of his remarks to some of his fellow clients and not necessarily to the agent, would not seem to put them outside the privilege. The policy of the attorney-client privilege is to encourage free discussion and disclosure between attorney and client so that the former will be fully apprised of all the facts and circumstances of the case. Schwimmer v. United States, 232 F. 2d 855 (8th Cir. 1956). Where a number of clients are involved, the same policy should apply and allow them to confer among themselves 2 8 and their attorney. To raise the fear of forced disclosure of any remarks addressed to fellow clients would be to introduce a technicality that would only serve to stifle the freedom of discussion necessary for the obtaining of legal advice and the resulting furtherance of justice. For these reasons, appellant urges that the failure to ex clude the testimony was error, and either that its proper exclusion would have meant that there was not sufficient evidence to connect his presence in Attorney King’s office with his knowingly having attended a meeting in which the grand jury appearance was discussed, or, in the alternative, that its inclusion was prejudicial and necessitates a new trial. CONCLUSION For the forego in g reasons the judgm ents below should be reversed. Respectfully submitted, J ack Greenberg Constance Baker Motley 10 Columbus Circle New York, New York 10019 Donald L. H ollowell 859*4 Hunter Street, N. W. Atlanta, Georgia C. B. K ing 211 South Jackson Street Albany, Georgia Attorneys for Appellants D orothy K enyon F rank H. H eferon Of Counsel 29 Certificate o f Service T his is to certify that I have served a copy of the fore going Brief for Appellants upon Floyd M. Buford, Esq., United States Attorney and Wilbur D. Owens, Jr., Esq., Assistant United States Attorney, Macon, Georgia, Attor neys for Appellee, by mailing copies to them at the above address, air mail, postage prepaid. This .......... day of November, 1964. Attorney for Appellants A P P E N D I C E S A P P E N D IX A P ortio n s o f Record in A nderson Case I n the UNITED STATES DISTRICT COURT F or the Middle District op Georgia Albany Division Criminal No. 2222 United States op A merica v. . W illiam G. A nderson R esponse op U nited States of America to Motion op Defendant to Quash I ndictment Comes now the United States of America, by and through its attorneys, Floyd M. Buford, United States Attorney, and Wilbur D. Owens, Jr., Assistant United States Attor ney, and shows that defendant’s motion to quash the indict ment should be denied on the following grounds: 1 . The jury list for the Macon Division of the Middle District of Georgia contains 1,985 names of qualified jurors, of whom, according to the jury questionnaire forms on file in the office of the clerk of this court, 117 names are of per sons of the African or non-white race. There are, thus, approximately six per cent of non-whites and 94 per cent of whites on the federal jury list for the Macon Division of the Middle District of Georgia. In the eighteen counties 2a comprising the Macon Division approximately 67 per cent of the citizens are white and 33 per cent are non-white. Percentage figures, standing alone, do not indicate or prove that non-whites have been excluded from the jury list to such a degree as to establish a prima facie case of systematic and intentional exclusion of non-white persons from the jury box. Cassell v. Texas, 339 U. S. 282 (1949); Brown v. Allen, 334 U. S. 443 (1952). 2. The Honorable John P. Cowart, Clerk, and William P. Simmons, Jury Commissioner, did not select the large ma jority of names now in the jury box from the various grand jury lists located in the counties of the Macon Division of the Middle District of Georgia. If the majority of names on the Macon Division jury list are also on the various grand jury lists of the counties located in the Macon Divi sion of the Middle District of Georgia it is purely coinci dental. 3. The methods by which state and county grand jurors are chosen are neither relevant nor material to this motion. 4. Whether there has, or has not, ever been a state or fed eral jury commissioner of the African or non-white race is immaterial and irrelevant since there is not now, nor has there ever been, a legal requirement to have a Negro jury commissioner. Response of United States of America to Motion of Defendant to Quash Indictment 3a 5. The jury questionnaire form sent to prospective jurors in 1959 and now on file in the office of the clerk of this court contains a blank in which each juror was asked to indicate his race. (A sample copy of the questionnaire form sent to prospective jurors is attached hereto as Exhibit A.) As previously pointed out, 117 jurors filled this blank to indicate that they were of the African or non-white race; five jurors did not indicate their color. The question con cerning race, one of ten questions propounded on the said questionnaire, was proper and was used not to exclude Negroes but, on the contrary, to assure their inclusion on the jury list. 6. For movant to prevail it must be shown that the Hon orable John P. Cowart, Clerk, and William P. Simmons, Jury Commissioner, systematically and intentionally ex cluded members of the African or Negro race from the jury list. Movant has not alleged nor shown facts sufficient to make out a prima facie case of systematic and intentional exclusion of said members of the African or Negro race from the jury list. 7. Without waiving its contention that movant has not spelled out a prima facie case of systematic or intentional exclusion of persons of the African or Negro race from the jury list, the United States affirmatively shows: (a) In 1959 the Honorable John P. Cowart, Clerk, then a member of the Democratic Party, and William P. Sim mons, Jury Commissioner, then a member of the Repub lican Party, completely revised the jury list for the Macon Response of United States of America to Motion of Defendant to Quash Indictment 4a Division of the Middle District of Georgia, and said list has not since been revised. (b) Walter F. Doyle, Deputy Clerk, at the direction of John P. Cowart, Clerk, in 1959 went into the eighteen coun ties comprising the Macon Division of the Middle District of Georgia to obtain names of prospective jurors. In order to obtain these names Mr. Doyle contacted the clerks of the superior courts, the ordinaries, the sheriffs, tax officials and other personnel working in the courthouses of the various counties. He also talked to business, professional, and other persons in the counties, of both the white and Negro race, in order to comprise a list of as diversified a group of people in the community as possible. Mr. Doyle also inspected the grand and petit jury list of many of the counties for the purpose of securing names therefrom. On these lists he saw no designation of persons by race or color. In Mr. Doyle’s efforts to obtain a list of prospective jurors he made a particular effort to obtain the names of Negroes although he had no overall limitation or preconceived per centage of Negroes intended to be placed on the jury list. After Mr. Doyle compiled the list of prospective jurors from the various counties he turned the same over to the Honorable John P. Cowart, Clerk. At this point his re sponsibilities in obtaining names of persons to be placed on the jury list ceased, and thereafter he did not participate in the final selection of names to be placed on the list. (c) William P. Simmons, Jury Commissioner, indepen dently of John P. Cowart, Clerk, and of Walter Doyle, Deputy Clerk, contacted individual persons personally known to him in each of the eighteen counties comprising the Macon Division of the Middle District of Georgia and obtained names of persons both white and non-white and Response of United States of America to Motion of Defendant to Quash Indictment 5a from all walks of life. Mr. Simmons asked white persons to suggest names of both white and Negro citizens and con tacted Negro persons, requesting and receiving from them names of prospective Negro jurors. Names secured by Mr. Simmons were combined with names secured by Mr. Cowart and the questionnaires were sent to each of these individuals. Mr. Simmons’ initial list of names of prospec tive jurors was secured by him without intention to exclude any group or class of persons and his subsequent selection of qualified jurors was made without intent to exclude any person because of race or color. (d) John P. Cowart, Clerk, received the said names from Walter Doyle, Deputy Clerk, and, independently of Mr. Doyle, also secured names of white and Negro prospective jurors from persons residing in the eighteen counties com prising the Macon Division of this district. Mr. Cowart contacted both white and Negro persons, requesting and receiving from them names of prospective Negro and white jurors. Thereafter, questionnaires were sent to all prospec tive jurors obtained by Mr. Doyle, Mr. Simmons, and Mr. Cowart. Upon receipt from the prospective jurors of the questionnaires, selection was made of persons to be placed on the jury list, Mr. Cowart did not intentionally and sys tematically exclude any person, or group or class of per sons, from the jury list because of race or color. (e) The fact that the 1959 jury list has a higher propor tion of white citizens than of Negroes is doubtless due to the inequality of educational and economic opportunities available to Negro persons in the eighteen counties com prising the Macon Division of the Middle District of Georgia. Response of United States of America to Motion of Defendant to Quash Indictment 6a W herefore, the United States of America prays that this Honorable Court adjudge that the motion of the defendant to quash the indictment now pending against him is ground less on its face, and that the same be overruled and denied. Respectfully submitted this th e ...... day of October, 1963. F loyd M. Buford United States Attorney W ilbur T). Owens, J r. Assistant United States Attorney Response of United States of America to Motion of Defendant to Quash Indictment 7a EXHIBIT A UNITED STATES DISTRICT COURT Office of the Clerk Middle District oe Georgia John P. Cowart, Clerk Vm. P. Simmons, Jury Commissioner County, Georgia. Dear Sir or Madam: By order of this Court, the Jury Boxes for the Middle District of Georgia are to be revised. In determining the names of persons qualified for jury service, Mr. W. J. Simmons, Jury Commissioner, and I are directed to submit to you the following Questionnaire, and request that the same be filled out and returned within 5 days in the enclosed self-addressed envelope which re quires no postage. 1. Age.......... ; Date of B irth ......................... ; Sex...........; Race........... 2. Occupation: ................................................................... 3. Are you employed by the U. S., State, County or City Governments.......... ; if so, which......................... ; and as what......................... 8a 4. Are you a citizen of the United States! ........... 5. How long have you resided in this D istrict!.................. 6. Have you ever been convicted of a felony!.......... ; if so, what ............................................................................... 7. Do you have any mental or physical infirmities that would keep you from rendering efficient jury service! Exhibit A 8. Can you read, write, speak and understand the English language!........................................................................ 9. Sign your FULL name............................ ....................... 10. What is your address! (House no. and Street) .......... ................. ; (RFD) ......; (City) ...............................; (County) ......................... Very respectfully, /s / J ohn P. Cowaet John P. Cowart, Clerk. 9a CERTIFICATE OF SERVICE I, W ilbur D. Owens, J r., Assistant United States Attor ney for the Middle District of Georgia, certify that I have this date served a copy of the foregoing response upon the defendant by handing a copy of the same to his attor neys, Donald L. Hollowell and C. B. King. This...... day of October, 1963. W ilbur D. Owens, J r. Assistant United States Attorney * 10a A F F I D A V I T State op Georgia, County op B ibb, ss. : We, E llen McNair and Dorothy F. Motes, under oath, after being duly sworn, depose and say : We are both Clerk-Stenographers assigned to the United States Attorney’s Office, for the Middle District of Georgia, and during the week of September 23, 1963, we made an examination of the Jurors Questionnaires for the Macon Division of the Middle District of Georgia, and the Jury Book for the Macon Diyision of the Middle District of Georgia; said Questionnaires and Book being in the Office of the Clerk of the Court for the Middle District of Georgia. We found from the Jury Book the total number of Jurors from each County in the Macon Division in the Middle District of Georgia as follows : Baldwin: 137; Bibb: 666; Bleckley: 72; Butts: 58; Crawford: 47; Hancock: 64; Houston: 99; Jasper: 57; Jones : 67; Lamar: 84; Monroe: 70; Peach: 123; Pulaski: 58; Putnam: 61; Twiggs: 37; Upson: 130; Washington: 95; Wilkinson: 60; and a grand total of 1,985 Jurors for the Macon Division. In our ex amination of the Jurors Questionnaires, the Jurors who are eligible for jury service in the Macon Division of the Middle District of Georgia, we find that there are 8 Negroes from Baldwin County, 36 Negroes from Bibb County, 2 Negroes from Bleckley County, 2 Negroes from Butts County, 5 Negroes from Crawford County, 3 Negroes from Hancock County, 7 Negroes from Houston County, 4 Negroes from Jasper County, 5 Negroes from Jones County, 7 Negroes from Lamar County, 5 Negroes from Monroe County, 8 Negroes from Peach County, 3 Negroes from Pulaski County, 4 Negroes from Putnam County, 1 Negro from 11a Twiggs County, 6 Negroes from Upson County, 6 Negroes from Washington County, and 5 Negroes from Wilkinson County; or a total of 117 Negroes who are eligible for jury service in the Macon Division. Our investigation according to Counties as to who the said Negroes are, is as follows: Affidavit B aldwin County: Henry Durden, 961 N. Wayne, Milledgeville, Georgia Lawrence Ford Hill, Rt. 1, Haddock, Georgia Edward Ernest Lee, 500 N. Liberty, Milledgeville, Ga. Cyrus Rayford, 121 Lincoln, Milledgeville, Georgia Eugene Scott, 315 Hall, Milledgeville, Georgia W. Edward Walker, Rt. 5, Milledgeville, Georgia Charles Howard Williams, 430 Charleston Street, Milledgeville, Georgia Mrs. Annie Laura Wright, 150 W. Irwin Street, Milledgeville, Georgia B ibb County: Louis H. Anderson, 1986 Vining Circle, Macon, Ga. Henry Bagley, 18-C Enterprise Homes, Macon, Ga. Louie Barton, 2162 Ferguson Street, Macon, Ga. Ann Patterson Bell, 27-A Tindall Heights, Macon, Ga. Mrs. Bessie L. Benford, 198 Emery Highway, Macon, Ga. Orrin G. Bonner, 767 Maynard St., Macon, Ga. Leonard E. Broadus, 1184 Kitchen St., Macon, Ga. William E. Brown, 396 Emery Highway, Macon, Ga. Clara Mae Bynes, 1173 Ft. Hill St., Macon, Ga. Marshall N. Carswell, 317 Lilly Ave., Macon, Ga. Florence M. Colbert, 1015 Calhoun St., Macon, Ga. Mrs. Vernon A. Colbert, 1966 Vining Circle, Macon, Ga. Mrs. Peter George Douglass, 873 Pine St., Macon, Ga. 12a William E. Duval, 334 Middle St., Macon, Ga. Alfred Fambro, Rt. 1, Box 352, Macon, Ga. Eddie T. Felton, 121 Madison St., Macon, Ga. Howard Ficklin, 344 Lincoln St., Macon, Ga. Judge Benjamin Harris, 2120 Third Ave., Macon, Ga. Robert L. Hawthorne, Rt. 5, Laney Ave., Macon, Ga. Mrs. Thomas B. Hooper, 1970 Vining Circle, Macon, Ga. Thomas B. Hooper, 1970 Vining Circle, Macon, Ga. Mrs. Carita S. Hutchings, 557 Monroe St., Macon, Ga. Joseph E. Johnson, 584 Monroe St., Macon, Ga. Walter C. Lee, 120 College St., Macon, Ga. Edmund C. Leonard, 1422 Wise Ave., Macon, Ga. Eugene D. Maynard, 620 Monroe St., Macon, Ga. Joseph McCall, 906 Taylor St., Macon, Ga. Willis H. Odom, Sr., 1392 Telfair St., Macon, Ga. William P. Randall, 395 Grant St., Macon, Ga. Mrs. Edward W. Savage, 1435 Forsyth St., Macon, Ga. Mrs. Iola Daniel Sellers, 141 Spring St., Macon, Ga. Charles H. Sheftall, 2010 Pio Nono Ave., Macon, Ga. Cleone C. Sheftall, 142 Hill St., Macon, Ga. William B. Sheftall, 142 Hill St., Macon, Ga. Sallie B. Walton, 596 Monroe St., Macon, Ga. Rebecca G. Watkins, 550 Monroe St., Macon, Ga. Bleckley County : Julius Jenkins, Cochran, Georgia Abe Moore, Cochran, Georgia B utts County: Mrs. Evelyn Leartyne Bush, 506 First St., Jackson, Ga. Mrs. Edna Lucile Ross, Flovilla, Ga. Affidavit 13a Affidavit Willie Brady Bentley, Roberta, Georgia Mrs. Corine Davison, Roberta, Georgia Jack Davison, Culloden, Georgia Madison Hollingshed, RFD 1, Mnsella, Georgia Leonard Jordan, RFD 1, Roberta, Georgia H ancock County: Mrs. Laura Dixon, Sparta, Georgia Merrilus Roberts, 553 E. Broad St., Sparta, Georgia James A. Smith, Rt. 1, Box 311, Sparta, Georgia C r a w f o r d C o u n t y : H ouston County: Emory Childs, Rt. 1, Box 242, Warner Robins, Ga. Fletcher Jackson, Rt. 1, Kathleen, Georgia Eddie Mims, Sr., Rt. 1, Box 42, Hawkinsville, Ga. C. C. C. Newberry, Jr., Rt. 1, Box 78-A, Hawkinsville, Ga. Walter J. Rollins, 735 Carroll St., Perry, Ga. Henry L. Thomas, Jr., Perry, Georgia Robert Thomas, Rt. 1, Box 63, Hawkinsville, Ga. J asper County: Charlie John Eubanks, Rt. 1, Box 8, Machen, Ga. Alfred E. Johnson, 19 Benton St., Monticello, Ga. Mattie Boles Payne, Star Street, Monticello, Ga, John Tinsley, 9 Benton Street, Monticello, Ga. J ones County: William A. Black, Rt. 2, Gray, Ga. Mrs. Ada Belle Drewery, Haddock, Ga. Lee R. Miller, Rt, 1, Gray, Ga. 14a Moses Miller, Rt. 1, Box 135, Gray, Ga. Cecil C. Patterson, Rt. 1, Box 131, Gray, Ga. Lamab County: Homer Adkins, Rt. 1, Box 260, Barnesville, Ga. Joe Henry Banks, Rt. 2, Barnesville, Ga. Jesse Bland, 16 Ice Street, Barnesville, Ga. Grace Bush, Rt. 2, Box 14, Barnesville, Ga. Warren Bush, Rt. 2, Box 14, Barnesville, Ga. Charlie Fletcher, Sr., 104 Jackson St., Barnesville, Ga. Wesley Lyons, Rt. 2, Barnesville, Ga. Moneoe County: Philmore Barkley, 202 Jones St., Forsyth, Ga. Roscoe Cheney, RFD 4-B, Forsyth, Ga. Theodore R. Clements, RFD 4, Forsyth, Ga. Colonel E. Lewis, Box 451, Forsyth, Ga. Brent Shelton, RFD 1, Forsyth, Ga. P each County: Mrs. LeRoy (Victoria) Bywaters, 709 S. Macon St., Ft. Valley, Ga. Robert Thomas Church, P. 0. Box 96, S. Corver Dr., Ft. Valley, Ga. Andrew J. Edwards, 521 Pine St., Ft. Valley, Ga. Cozy L. Ellison, 102 College St., Ft. Valley, Ga. James E. Gibson, 100 O’Neal St., Ft. Valley, Ga. James M. Hodge, 429 S. Macon St., Ft. Valley, Ga. Napoleon B. Miller, Rt. 3, Box 14, Ft. Valley, Ga. James B. Walker, 212 Vienna St., Ft. Valley, Ga. Affidavit 15a Affidavit Melvin L. Clark, 436 4th St., Hawkinsville, Ga. Norman E. DeLoach, Jr., 725 N. Lumpkin St., Hawkinsville, Ga. Shadrack Mims, 416 N. Dooly St., Hawkinsville, Ga. P u l a s k i C o u n t y : P utnam County: Arthur Clements, Eatonton, Ga. John A. Clements, Rt. 1, Box 189, Eatonton, Ga. Annie Roberta Franklin, 500 Marion St., Eatonton, Ga. Mary Lizzie Hogan, 307 Oconee St., Eatonton, Ga. T wiggs County: Charlie Floyd, Box 125, Jeffersonville, Ga. U pson County: Bennie T. Ellerbee, Rt. 4, 220 Rain St., Thomaston, Ga. Charlie P. Ellerbee, Rt. 4, Thomaston, Ga. Marvin S. McGill, 514 Drake St., Thomaston, Ga. Mrs. Mary Esther McGill, 514 Drake St., Thomaston, Ga. Olden Stinson, Rt. 4, Box 79, Thomaston, Ga. Simmie D. Worthy, Rt. 3, Box 198, Thomaston, Ga. W ashington County: Robert Biggins, Rt. 2, Sandersville, Ga. William Dixon, Box 95, Harrison, Ga. Harris Haines, Jr., Rt. 1, Davisboro, Ga. John T. Jones, Rt. 4, Box 90, Sandersville, Ga. Gladys P. Rice, 315 W. Floyd, Sandersville, Ga. M. C. Smith, 106 Gilmore St., Sandersville, Ga. 16a Affidavit Emanuel Austin, Box 186, Gordon, Ga. Edward Carswell, Rt. 1, McIntyre, Ga. Maude B. Lewis, Box 242, Gordon, Ga. Willis R. Ribonson, Rt. 1, Irwinton, Ga. Tommy E. Smith, Rt. 2, Box 110, Jeffersonville, Ga. Furthermore, our investigation of the Jurors Question naires indicate that there are five (5) Jurors in the box of the Macon, Division of the Middle District of Georgia, who did not designate their race on the Jurors Questionnaires. E llen McNair Dorothy F. Motes W i l k i n s o n C o u n t y : Sworn to and subscribed before me this the 2nd day of October 1963. J ohn P. Cowart Clerk [Seal] 17a APPENDIX B F edera l Ju ry List— M acon D ivision 1959 Persons on Ju ry List Negroes Negro Percentage Adult Population Adult Negro Population Negro Percentage of Adult Population County from County on List on List !9 |0 1960 1960 Baldwin 137 8 5.8% 2368 8744 36.9 Bibb 666 36 ■ 5.4% 8lf33 24894 30.5 Bleckley 72 2 2.7% 5230 1246 23.8 Butts 58 2 3.4% 4920 1878 38.1 Crawford 47 5 10.6% 2948 1435 48.6 Hancock 64 3 4.6% 4877 3237 66.3 Houston 99 7 6.0% 20438 3815 18.6 Jasper 57 4 7.0% 3404 1554 45.6 Jones 67 5 7.4% 4490 1983 44. Lamar 84 7 8.3% 5708 1925 33.7 Monroe 70 5 7.1% 5605 2392 42.6 Peach 123 8 6.5% 7398 3913 52.8 Pulaski 58 3 5.0% 4546 1697 37.3 Putnam 61 4 6.5% 3822 1988 52. Twiggs 37 1 2.7% 4189 1997 47.6 Upson 130 6 4.6% 13835 3315 23.8 Washington 95 6 6.6% 10041 4925 49. Wilkinson 60 5 8.3% 5054 2076 41. Totals 1985 117 5.8% 211306 73014 34.55% Population figures based on 1960 United States Census. Jury figures based on affidavits (App. 10a-16a). 18a APPEN DIX C Georgia Statute Ga. Code Ann. §59-106 provides: Revision of jury lists. Selection of grand and tra verse jurors.—Biennially, or, if the judge of the su perior court shall direct, triennially on the first Monday in August, or within 60 days thereafter, the board of jury commissioners shall revise the jury lists. The jury commissioners shall select from the books of the tax receiver upright and intelligent citizens to serve as jurors, and shall write the names of the per sons so selected on tickets. They shall select from these a sufficient number, not exceeding two-fifths of the whole number, of the most experienced, intelligent, and upright citizens to serve as grand jurors, whose names they shall write upon other tickets. The entire number first selected, including those afterwards se lected as grand jurors, shall constitute the body of traverse jurors for the county, to be drawn for service as provided by law, except that when in drawing juries a name which has already been drawn for the same term as a grand juror shall be drawn as a traverse juror, such name shall be returned to the box and an other drawn in its stead. (Acts 1878-79, pp. 27, 34; 1887, p. 31; 1892, p. 61; 1899, p. 44; 1953, Nov. Sess., pp. 284, 285; 1955, p. 247.)