Deposition Summary of Justice Thomas Phillips
Public Court Documents
August 3, 1989
30 pages
Cite this item
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Case Files, LULAC and Houston Lawyers Association v. Attorney General of Texas Hardbacks, Briefs, and Trial Transcript. Deposition Summary of Justice Thomas Phillips, 1989. e71af1b8-1c7c-f011-b4cc-6045bdffa665. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/ba55bce7-0909-477e-ab70-f7bf721e452f/deposition-summary-of-justice-thomas-phillips. Accessed November 06, 2025.
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MATTHEWS & BRANSCOMB
A PROFESSIONAL CORPORATION
ATTORNEYS AT LAW
301 CONGRESS AVENUE, SUITE 2080
I800 FIRST CITY BANK TOWER AUSTIN, TEXAS 7870I ONE ALAMO CENTER
CORPUS CHRISTI, TEXAS 78477 TELEPHONE 512-320-5055 SAN ANTONIO, TEXAS 78205
512-888-9261 TELECOPIER 512-320-5013 5|2-226-421|
August 8, 1989
Ms. Sherrilyn A. Ifill
NAACP Legal Defense and
Educational Fund, Inc.
Suite 1600
99 Hudson Street
New York, New York 10013
RE: LULAC et al, v. Mattox, et al.i Our File
#A-12465-0001
Dear Sherrilyn:
I enclose herewith a copies of the following in connection
with the above-referenced case:
(1) Oral Deposition of Justice Thomas R. Phillips (along
with his correction page);
(2) Exhibits to the Deposition of Justice Thomas R.
Phillips; and
(3) Deposition Summary of Justice Thomas Phillips.
You should be receiving within the next few days, a copy of
the Notice of Intention to Take Deposition by Written Questions
of the Harris County Clerk.
Please call me if you have any questions regarding the
foregoing.
Sincerely yours,
MATTHEWS & BRANSCOMB
A Professional Corporation
lo 57 oo hd
$7 A A SB 4 Sp ~ SSA UR STE br
Michael Breck
Legal Assistant
6GKMdd:klr
Encls.
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TEXAS
MIDLAND-ODESSA DIVISION
LULAC, et al.,
Plaintiffs,
vs. NO. MO-88-CAa-154
MATTOX, et al.,
N
L
D
)
Defendants.
DEPOSITION SUMMARY OF JUSTICE THOMAS PHILLIPS
Page(s)
7 Phillips has been Chief Justice of the Supreme Court of
Texas since January 4, 1988. Discussion regarding
stipulations. Exhibit 1 is identified.
9-10 Discussion regarding the nature of a deposition.
11 Discussion regarding documents provided by the witness.
They include clippings marked, "Profile 1989", "Press
Clips" and "State of the Judiciary, and Addressed to
the Joint Session of the 71st Legislature on February
14, 1989, by Chief Justice Thomas R. Phillips, Supreme
Court of Texas". There is also a large stack of
documents entitled, "Presiding Judges, Administrative
Judicial Regions. . .."
12 The newspaper clippings would fit into category 1. The
Manual of Judicial District's Board would fall into
category 2. The speech on the State of the Judiciary
relates to category 1.
13 The appendix to the speech relates to category 5.
Regarding Requests 3 and 4, he may have some incomplete
newspaper files of lawsuits in other states involving
the judiciary. He has no documents for number 4.
14 Everything he has relating to Request No. 1, he has
provided, and that is the speech and the clippings.
All of his other speeches have been extemporaneous.
15 Regarding Request No. 2, he has provided the manual,
"Office of the Court Administration, Texas Judicial
Council". He has nothing in response to Request Nos. 3
and 4. On reflection, there could be some documents
regarding the legislation of Bexar County which would
be producible. He will find those materials.
16 He has not objected to any of the Requests which have
been made upon him. Hicks interjects that down the
road, they may come across some documents that they
would view as being privileged, at which time an
objection would be made.
17 He knows of no other documents responsive. The speech
entitled, "State of the Judiciary" is marked as Exhibit
2. A group of clippings is marked as Exhibit 3.
18 Discussion between McDonald and Mow regarding his
dialogue during the deposition.
19 Document identified as "Political Party in Last
Election, Texas Judges" is marked as Exhibit 4.
Discussion regarding personal background of the
deponent.
20 Discussion regarding his residences in Austin and in
Houston.
21 He was born in Dallas, but has practiced law in Houston
from 1975 to 1981. At that time, his residence was on
Timmons near Greenway Plaza.
22 In 1982, he got married and moved to Wroxton Road and
lived there until 1984 when he moved to Sunset Blvd.
He attended high school at Woodrow Wilson High School
in Dallas. The High School was at 100 S. Glasgow
Street.
23 Graduated from High School in 1968. There were no
blacks in his graduating class. In 1969, Dallas began
a stair-step integration plan.
24 There were 395 students in his graduating class. The
school was integrated in his junior and senior years,
but his graduating class was all whites. He had no
brothers or sisters. He attended college at Baylor
University.
25 He attended Baylor from 1968 to 1971. He would think
his college graduating class had 2 to 3 percent blacks.
He graduated in a summer class of about 100, and does
not recall if there were any blacks in that class.
The elementary and junior high schools he attended were
all white. About 100 people graduated with his college
summer class, but there were about 1,500 people who
graduated from Baylor each year.
He graduated from Harvard Law School in 1974. He
entered Harvard Law School in 1971 and graduated in
1974. :
There were blacks in his law school classes. He thinks
there were about 11 percent blacks in the Harvard
classes. The 11 percent could be minorities, not just
blacks. He changes that and says there were 11 percent
females in the class. He thinks a pure guess would
comé up with a 5 percent figure of blacks in the
Harvard classes.
None of his roommates at Harvard were black. He
belonged to a social service club at Baylor and to an
eating club at Harvard.
The social service club at Baylor was called Circle K,
and there were blacks in the organization. The blacks
in the eating club at Harvard might have numbered 2 or
3. The eating club was an establishment that served
meals, which was an alternative to eating in
cafeterias.
He'd rather discuss his reasons for going to Harvard
off the record.
He did not graduate from Harvard with Honors. Harvard
did not give rankings, but he knows he was in the top
half of his class. He was valedictorian of his high
school class. He had all A's in his academic classes
at Baylor, but some required P.E. classes caused him to
not graduate first in his class from Baylor.
He only took the Texas Bar. He passed the Bar in 1974.
He was admitted to practice October 22, 1974. He began
his legal career clerking for Supreme Court Justice
Ruel C. Walker. He was his briefing attorney for one
year.
In 1975, he began working for Baker & Botts in Houston.
He stayed with Baker & Botts until 1981, when he was
appointed to the state district bench appointed by
Governor Clements.
35 He served on the bench of the 280th District until
1988. He handled civil cases throughout that time. In
1988, he became Chief Justice of the Supreme Court.
36 He was appointed to the Supreme Court by Governor
Clements. He has always run for election as a
Republican.
37 There is no party registration in Texas, so he has
never registered as a Republican.
38 He has not always voted as a Republican and has not
always held himself out as being a Republican. He
voted in Democratic primaries in 1972, 1974, 1976, 1978
and 1980, and was a delegate to Senatorial Democratic
Executive Committee in 1976.
39 From '72 through '80, he voted in Democratic primaries.
Since 1976, he has not been involved in any political
conventions.
40 In 1982, he ran for District Judge as a Republican.
41 In the mid-1970's, he gave money to both political
parties.
42 He doesn't think he gave over $125.00 to any candidate.
In 1982, he ran® for the District .Judgeship as a
Republican because he had been appointed by a
Republican Governor. He has never considered himself
to be a party person.
43 Since Clements was a Republican and had appointed him,
Phillips felt that he should run as a Republican.
"g He applied and campaigned for the Judgeship position.
Appointments are not made by party, many of Clements’
appointees ran as Democrats around the state.
45 He considered himself to be an independent. The
Democratic primaries had probably 5 times as many
contested races and most people who wanted to vote
would do so in the Democratic primary. If you wanted
to have a say in any of the contests of who was going
to be a public official at any level, the Democratic
primary was where those issues were decided. Prior to
1980, only 6 people ever ran for judge as Republican,
and there were no contested primaries prior to 1980 in
Harris County for a Republican judicial position.
Voting in the Republican primary was an act of showing
who you were affiliated with, but did not actually
settle much.
46 The Republican primaries seldom had any races with more
than one contestant.
47 The Democratic party gave the voter a chance for his
voice to be heard the loudest. The Republican primary
had less contested cases. In 1980, Harris County voted
more Republican than Democratic, by a very close
margin. Prior to 1980, the Republicans had won only 4
Senate races and only 1 Governors race, but nothing
else. The Republican candidate for President had
carried the state 4 times in that century.
48 Prior to 1980, if you chose to participate in an
election as a Republican, you would have a hard time
expecting victory.
49 In 1980, more Republicans won contested races than
Democrats.
50 1980 was the first time any Republican ever won a
judicial irace in Harris County. If you were a
Republican, you had a hard road to hoe prior to 1982.
The system at state judicial judges were elected under
in 1982 is the same system you have today.
51 In a speech in February 1989 before the State
Legislature, he said the change was not an option and
the status quo was not to be accepted. His position
was that there should be a change in the system.
52 There have been some minor changes in judicial
elections, at least in Harris County, since 1982. A
ballot signature act has been passed and the filing fee
was raised. Exhibit 4 . indicates that in the "last
elections, Republicans were a minority in all of the
races.
53 He believes the present system is unacceptable because
the method of choosing judges does not encourage the
recruitment or retention of people to be judges in a
manner that promotes the most efficient decisions, the
most intellectual decisions and decisions that have
merit and confidence with people in the state. One of
those reasons is running on a party label, which to him
is unacceptable, because there is no platform that a
judge can have that has anything to do with a party
label, and those who have tried to identify the judges
who have a one party label as opposed to another will
act in a certain way, have almost universally been
disappointed in trying to make that label mean
anything.
54 The second problem with the system is the way they go
about raising money and spending money to get and keep
judicial positions. He thinks it is very damaging to
the public confidence in the delivery of justice in the
system. Close to half of the states have formal limits
on who can give money to how much they can give in a
judicial race. Other states have institutionalized
systems where nobody runs against an incumbent or where
there are no expensive contested judicial elections.
Texas is almost unique as a system where judicial
elections are run like elections for any other job.
Judges are not supposed to have an agenda. They're not
supposed to favor one set of coalitions over another.
One of his problems with the system is that, in most
judicial elections, most of the votes are cast on
straight party lines. He would guess it's just easier
to vote a straight party ticket.
56 He thinks it's inappropriate for a judge to have a
party label identified with him. He doesn't think
party . affiliations says anything about : his job
performance as a judge. Doesn't think it's fair for
people to have to go into Court facing some of the most
important decisions in their lives, and having to worry
about if their lawyers played a part of how a judge
makes a decision.
57 He was the first Republican to win the Chief Justice
position. He believes more money was spent in his
election than in any in the United States. There may
have been a judicial retention election in California
in which more money was spent.
58 He was the first Republican Chief Justice elected in
the State of Texas, and more money was spent in that
election than in any other judicial election in the
history of Texas.
59 His election and the judicial election in California
are the big two when it comes to spending. He started
the practice of law with Baker & Botts in 1975. There
were some black associates with the firm at that time.
60 Rufus Cormier, James Plummer and Gabrielle Morris were
three black associates.
61 Ron Lewis came after he was there.
62° He did not ever participate in any political activities
where he worked closely with blacks.
63 In his last Chief Justice race, and he is sure at other
times in the past he has worked peripherally with
blacks. He donated money to Matthew Plummer and
Barbara Jordan. He voted for a black for Chairman at
the Senatorial District Convention he attended in 1976.
64 He has held no other elected positions other than 280th
District Judge and Supreme Court Justice. He worked in
the Democratic party from 1972 through 1976 and 1981
and, in 1982, was appointed by Governor Clements to a
judgeship position. He ran for election in 1982 for a
judge as a Republican.
65 He was not opposed in that election. He ran in 1982
for a four year term, and was re-elected in 1986. He
was not opposed in 1986 either.
66 He was a member of the Harris County Bar.
67 He was a member of the Houston Bar Association. He
held no offices in the Houston Bar Association. He
worked on no committees.
68 He did not work in the Young Lawyers Association or any
of their committees. He handed out some cards in
working for the Democratic party in 1976.
69 As to why Clements selected him for the judicial
position in Houston, he would guess that Clements was
not looking at party activity of a main determinant of
who would be appointed. He recalls an amendment that
created an article which required that all district
court judges be elected from no district smaller than a
county.
70 In 1985, for the first time, there was an amendment to
the Constitution that provided that district court
judges will be elected from no smaller district than a
county.
71 An objection is raised as to privilege grounds for any
questions which would inquire into Judge Phillips’
interpretation of state law.
72 If there is to be a reapportionment, it must be from
districts no smaller than a county. He is not aware of
any such limitations prior to 1985. He is not aware of
the Legislative history of the bill sponsored by
Senator Washington proposing that judges be allowed to
run from districts smaller than county wide.
73 He has heard of Senator Washington's bill, but does not
know the history. He thinks Senator Washington's bill
was passed the same year as the 1985 amendment. In
1989, he went to Washington, D.C. to meet with
Department of Justice officials. He did not know that
in 1988, other senators and representatives went to the
Department of Justice.
74 He went to Washington with Senator [Kapperton,
Representative Gibson and three faculty members from
Baylor University. The people from Baylor were: Mike
Morrison, David Guinn and Mike Rogers.
75 The people he talked to at the Justice Department were
Gerald James and Sandra Coleman.
76 The purpose of going to D.C. was to discuss a merits
election bill and what problems, if any, that type of
legislation might have in winning pre-clearance with
the Justice Department. They knew that if the
Legislature passed a change, any change in the election
of judges would have to be pre-cleared. They wanted to
have an informal discussion with the Justice Department
about the history and procedure that they would look at
in deciding whether or not to pre-clear a
Constitutional amendment. The Justice Department did
not tell his group anything specific, they talked in
generalities about things which had been pre-cleared in
the past.
77 They said that minority participation in the creation
of the plan and its execution was something they would
look at very strongly. There has been some minority
participation in their efforts since its inception.
78 No other justices went with him. He thinks all three
professors from Baylor who attended the conference had
been on both sides of voting rights cases. They are
against election of judges by districts smaller than a
county.
79 He viewed his trip as being clearly in his official
capacity as head of the Judicial Branch of the Texas
government. He did not suggest anything specific to
the Department of Justice.
80 He does not think that it would be fair to say the
Justice Department told him that unless they got
td
4
minorities involved, they would not approve the plan.
The Department said they would look very closely at
minority participation. Their job was to make sure
that no change in an election procedure would dilute
minority vote. One of the things they would look at
very strongly was the amount of minority participation.
Phillips says that the system needs to be changed and
that they should work for changes in a way which would
lead to more minority and ethnic judges. He thinks it
would be better for the State.
81 Phillips feels that people of all racial and ethnic
backgrounds. should feel they have a stake in the
judicial system and that all qualified persons have
equal opportunity to serve in the judiciary. He feels
the retention election system will increase the
participation of minorities. He knows of no blacks who
have run for the position of Supreme Court Justice,
Associate Supreme Court Justice or Chief Justice.
82 With a slight qualification, he basically said that the
Legislature should make the change or the federal
courts will come in and do it for them. His qualifier
is that the Plaintiffs seem to be winning in every
other state, so you could draw your own conclusions.
83 He knows of a defendant who has won a voting rights
lawsuit, it was the City of Austin in a city council
election. One alternative he has mentioned in the
past, is "multiple voting". He thinks that system
would be Constitutional. He thinks it would be a
terrible system for elective judges. Judges have to
cooperate with each other, and if everyone would run
against each other, there would be tremendous pressure
to grab the high profile newspaper cases. There would
be an incredible premium on spending your time speaking
and going to weddings and wakes.
85 It would also mean that every judge would have to raise
a campaign chest every election. The present system
has 3/4 of all judges running unopposed. Fifty-five
percent of all the judges at the time of his speech
were appointed. The percentage of judges initially
appointed who have never been opposed is higher than 43
percent.
86 Those facts tell him that an election for a judge is
different from an election for other offices because
there is a much smaller pool of available candidates.
A judge is a full-time job and, therefore, it takes a
real change of life. It's “his position that the
retention system he has proposed would be more
democratic than the election system because 43 percent
of the judges are unopposed incumbent judges.
87 He feels his system would increase the opportunity for
minority judicial services. He believes it is true
because most appointing authorities are sensitive to
increased minority representation, those states seem to
have more minority judges.
88 He does not feel that any system of merit selection
would be politically viable unless it was structured in
a way that would guarantee more minority
representation. The Louisiana system, which he has
explored, was a system where the merit committee came
from sub-districts. The judicial bench would be
assigned to a sub-district, and the remainder of the
panelists would have to reside in that sub-district and
reflect its ethnic or racial and sexual balance so
that, presumably, people would tend to send names in
that were people of the race that nominated that
sub-district. He thinks the people would nominate
people who they knew and that if there was a perceived
lack of black judges in relation to the population,
black judges would in the near future be nominated for
those positions.
89 He thinks an absolute quota would have legal problems.
He thinks the judiciary panels would nominate people
who they knew. He thinks that a hispanic or black
panel would have a feeling that .it was their
responsibility to send black and hispanic names to the
Governor for appointment. It would be a major change
in the way judicial selection was designed and should
lead to increased minority appointments within the
judiclary.
90 The goal of such a plan of retention selection would be
to get a judiciary that would be more broadly
reflective of the community. He does not think that
panels would select only people of their own race, but
that they would certainly be looking to select those
type people.
21 He knows that, historically, there has been an official
discrimination in Harris County. He didn't have a
black in his class until he went to Baylor.
92 He knows there has been historical discrimination in
Texas and Harris County. Regarding black «city
councilmen in Houston, he knows of Anson Judson.
93 There is El Franco Lee, a County Commissioner, State
Senator Fred Washington, State Representative Ron
Wilson, Harold Dutton, Sylvester Turner and Senfronia
Thompson. He knows that each of the black elected
officials he mentioned was elected by either a
combination at-large system or a combination at-large
and single-district member district.
94 He thinks there are also black judges at the district
court level in every division.
55 He agrees that the number of black elected public
officlals in Harris County are few in number. He
doesn't know if Justine Robinson was the first elected
black official in Harris County.
96 Assuming that until the system was changed to elect
some city councilmen by district and some by at-large,
and there are no other black city councilmen he would
support the contention that black elected officials
were few in number. He knows where the intersection of
Ennis and Elgin is.
87% He doesn't know if Riverside Hospital used to be called
"Negro Hospital". He is sure he has been to the
intersection of Darling and Ennis. :
98 Running for office as a Republican with swing votes
would be in the rural areas. Many of the urban voters
have generally made their minds up, and the ones that
haven't, you reach by going door-to-door. He is not
sure if he won the City of Houston.
99 He got 60 percent of the vote in the County. He is
sure he had a bigger vote percentage-wise out of the
City of Houston than in the City of Houston. He thinks
he won the City of Houston. If he depended upon the
inter-city votes, he probably would not have won
running as a Republican.
100 In his last election, he did not go to the intersection
of Ennis and Elgin. He probably went to the Fifth
Ward.
101 He knows that there are certain Wards in Houston which
are predominantly black, such as the Fifth, Fourth and
Third Wards.
102 He knows Weldon Berry. Forty-three percent of all
judges currently sitting have never been opposed,
regardless of how they initially got to the bench. “He
knows Andrew Jefferson. He is black.
103 Jefferson was appointed. Jefferson resigned
voluntarily from the bench. He knows James Muldrow.
Muldrow was elected by the County Commission. Muldrow
lost re-election. He knows Alice Bonner, she was
appointed, won election as county court at law judge,
lost as district judge.
104 He knows Henry Doyle. Doyle was appointed, Doyle won
re-election. Doyle is deceased now. He attended and
historically created negro school.
105 Bonnie Fitch was appointed by the County Commissioners.
She lost re-election. Francis Williams was appointed a
judge and he lost re-election.
106 Weldon Berry was appointed to the judgeship and lost
election. Ken Hoyt was a black Republican who was
appointed to the bench and lost at election time. He
has heard Hoyt say that he did not want his face to be
put on the ballot because if he was identified as a
black, he would not be elected.
107 Hoyt won, but it was after he refused to have his face
put on the Republican ballot. Hoyt stated he
intentionally would not put his face on the ballot
because he felt people would know he was a black and he
would not have a chance to win.
108 Carolyn Hopson was a black, but was not appointed as
was Carl Walker. Tom Routt was appointed, but won
re-election.
109 He knows that John Peavy was a black who was appointed
and ran unopposed in 1986.
110 Routt was always opposed in the primary. He has always
been opposed in the general election. He corrects that
and thinks Routt was unopposed once. Andrew Jefferson
was opposed once, but doesn't know about the second
time. Harris County is the most opposed county. It
has the highest incidents of opposition in the state
because either party can win in the general election
and, therefore, it's essentially a 50/50 chance.
111} Based on Chart E to Exhibit 1, Judge Routt has been
unopposed in two general elections and opposed in one
and unopposed in three primaries. Judge Peavy has
never had a general election opponent and he was
-.12 =
opposed in one primary and unopposed in two others. He
thinks the most relevant number is how many judges now
sitting in Harris County have never been opposed.
There are fifty-nine district judges and he thinks that
only eleven out of the fifty-nine have never been
opposed. All of those judges were on the bench prior
to January 1, 1980. He doesn't feel that Harris County
is a very valid place because of the high incidents of
opposed races. Regarding blacks who have ran for
Supreme Court, Court of Criminal or Civil Appeals,
Henry Doyle and Ken Hoyt have run as has Carnegie Mims.
113 He knows of no blacks who live in Pasadena. He doesn't
know much about the demographics of Pasadena.
114 Regarding people who have run and won, he would name
Peavy, Routt, Hoyt and Matt Plummer.
115 Of all the judges who have been read off, only Peavy
and Routt have been appointed, ran and won. There
would also be Jefferson. There's also Matthew Plummer.
His 43 percent figure is a number of sitting judges who
have never been opposed.
116 The three black judges he read off were opposed. Based
on the statistics he has been given, he couldn't say
that the Harris County figures would be dispositive of
the proof that it was harder for blacks to win a
judgeship.
117 He agrees that the 43 percent number doesn't match what
has been read off regarding the history of blacks in
Harris County.
118 It would be his guess that black candidates within the
Democratic party tend to do better in black areas, but
he doesn't know that's invariably true. One race in
which he did study the precinct-by-precinct break down
was when Carnegie Mims ran against Frank Briscoe and
Michol O'Connor. His recollection is that Carnegie did
not win the black precincts against Briscoe.
119 He thinks Briscoe won the black precincts against
Carnegie. What that taught him was that in a judicial
race, the best thing you can have is a familiar name.
Briscoe not only ran for Mayor, but was a district
attorney, he had high visibility. Regarding if he
feels that blacks in Harris County tend to vote for
blacks, he says the easy answer would be to say yes.
120 His common sense answer would be to say yes, but he has
not done the studies to strongly commit to that. With
his retention system, he believes that the community
will be heard and that they will choose who they think
the best judge is. It may or may not be people that
are the same race.
121 He would suspect that a commission of a predominantly
black area that would send all white nominations on
several occasions would meet with some discontent. His
personal view is that they should not legally set up
precise quota systems. He feels his system would go a
long way towards getting a broader representation. He
would expect that black panels would select the names
of black candidates and hispanic panels would nominate
hispanics. In his view, that would be an improvement
over the present system.
122 He has stated in public speeches that he feels the
present system has to change. He feels that any change
should have as one of its goals to increase the
opportunities for minorities. He has studied the
system in Louisiana and feels that opportunities for
minorities have broadened.
123 It's his position that the retention system will
increase the opportunities to serve the bench. It's
his position that the present system is untenable. In
the present system, Republicans are a significant
minority. It is that way in all of the benches held,
starting from the Supreme Court on down.
124 The system he would propose would eliminate party
labels. If it kept party labels, he is not sure it
would increase Republicans. Republicans would lose
ground in Dallas County, stay about the same in Harris
County, and gain in Travis County. He would hope that
any system would get rid of party labels for judges.
Only eight states have party labels for judges. In
almost all the other states, they're in a one party
judicial system, where everybody is a Democrat. Two
party systems don't work for judicial races. He has
served on the Judicial Districts Board since he became
Chief Justice in 1988.
125 The Judicial Districts Board is virtually identical
composition with the administrative judges, presiding
judges, when they meet in various convocations. He
believes they have met two times since 1988. The
presiding judge of the Court of Criminal Appeals,
Michael McCormick, an Anglo, is also on the Board.
There are also the nine administrative judges on the
Judicial Districts Board. Leonard Davis 1s also on the
Board. All of the members of the Board are white
males.
Leonard Davis is from Tyler and he is the public member
of the Board. Davis is Anglo. The Board has met maybe
two or three times. He would not say that they have
received any testimony.
His understanding is that they have to reapportion the
judicial districts by 1993, if the Legislature does not
do so. To be consistent with the Constitutional
Amendments, it must reapportion the districts, but not
make any of them smaller than a county, unless there is
a referendum. They have come up with no preliminary
plans as to reapportionment efforts. They submitted a
reapportionment plan to the Legislature last session,
but nothing happened to it.
Phillips has been on the Board since 1988. It was the
decision of the Board not to submit anything to the
Legislature at this time because they are coming up to
a census very quickly, and it seemed disruptive to try
to re-district judgeships for one term or one-half
term. There may have been some minor changes in
boundaries drawn in while it was submitted to the
Legislature.
The goals in mind were largely to make sure that every
judge sat within one administrative region rather than
some judges having to report to two administrative
judges. There may have been some shifting of judges.
Judge Judice is head of the Office of Court
Administration.
They decided not to propose anything to the Legislature
this session. They have not taken the position one way
or the other regarding re-districting judicial
districts boards for this session of the Legislature.
It would be outside the duties of the Board to
recommend a change in the election of the Board
Members. The Board can add counties within a district
and make a larger district, they can take out portions
of counties, but the district must be no smaller than a
county. You must be elected from that district.
Phillips' proposal to the Legislature is that the whole
system of partisan open-elections does not best serve
the people.
133 If no changes are made by 1993, the Board will submit
Jjudicialy districts which it thinks would be an
improvement and will carry out its. Constitutional
duties. In his speech of February 1989, he said that
the status quo in judicial elections is not an option.
134 In his speech, he discussed multiple voting which he
rejected, sub-districts which he rejected and retention
election which he proposes. His guess is that they
will not have election laws in 1993 which are identical
to what is the present case regarding judges. If the
laws are the same, the Board will present their plan
under those laws. He hopes that by 1993, there will be
no partisan labels.
135 He would think that by 1993, Texas would be even more
isolated if it continues under the current system, and
there could be a federal court order that would change
the system of districts within the county, or there
might be a Legislative change. If a Constitutional
Amendment would be enacted, it would have to be through
a special session or in 1991 or 1993.
136 He would think a federal judge could order the Governor
to call a special session, or the Governor might just
call one himself. The essence of his speech was to say
to the Legislature that they had an option, either you
change the system or a federal judge will do it for
you.
137 As to what a federal judge would do and when the judge
would do it, whether or not the case would be stayed,
he could not begin to predict. The Board has not come
up with any recommendations. The Board has met two or
three times.
138 The Board probably met with some people about the
lawsuit in background sessions, seeing as they were all
named defendants in the lawsuit. In the second meeting
with the Board, he discussed with them what he would
say in his State of the Judiciary message. He doesn't
believe the Board has ever met separate and apart from
the normal meetings. He has called a meeting of the
Board, but it has always been for informational status.
139 It's his position, the current system is untenable and
the status quo should not be maintained. He has
probably not stated all of his reasons for feeling the
system is untenable, but picked out two, which were
money and partisanship. The campaign takes a lot of
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time from official duties and there's no one else to
perform the duties.
140 There is less benefit to the judge from campaigning
than there is other public officials because there is
nobody else that can do the work. When a judge is off
the bench, the system does not work. The time a judge
spends away from the bench is not good for the system.
It forces judges to be thinking about their campaigns.
141 Partisanship is bad because it compromises the
citizen's view of the judge's absolute impartiality.
Partisanship has lead to many sweeps in Judicial
elections outside of Harris County. The average tenure
of service on the present Supreme Court is three years.
142 The average judge in Texas is now serving five and a
half years. That's due somewhat to salary being
essentially frozen throughout this decade. It may also
be due to the last two Governors being willing to
appoint younger people. The lowering of average
service has been due to a large number of incumbent
judges who have been defeated, in Phillips' opinion,
without much regard to the quality of their candidacy.
Much of that can be explained by party labels and the
tendency to vote straight party ticket.
143 The majority of people who vote in judicial elections.
apparently pull a straight lever ballot. Many people
are simply voting all Democrat or all Republican.
144 In the last judicial election in Tarrant County, one
party won a clean sweep. One has to wonder if
qualifications come to bear.
145 No state that has ever adopted the retention election
system has abandoned it. States with appointed judges,
like Virginia, have very active citizens groups, want
to move to the retention election system. Phillips
believes it is « “the wave of the future.
Constitutionally, the Judicial Districts Board is not
authorized to submit to the electorate a plan for
election of reapportionment of judges by
smaller-than-county districts.
146 That can not be done unless it is submitted as a
proposition. The smallest district must be a county.
He believes the arguments are very weak for maintaining
the present system.
147 In his opinion, there is no compelling interest for
leaving the system as it currently stands. The only
possible reason he could figure for leaving Harris
County as it presently is, is that the more judges
people have to vote on, the more a rational argument
could be made for maintaining party labels.
148 He repeats the larger the county, the more judges
people have to vote on, the more you can make a
rational argument that there should be some party
labels. That is because that would give each candidate
a certain basis of votes and they could campaign after
the swing votes. Otherwise, you've got an electorate
of a million people and simply names on a ballot.
149 Dallas has had several sweeps or near sweeps in the
1980's.
150 He views sweeps as being bad, but considers county-wide
elections in Harris County to be bad because of the
expense of running. In Harris County, if you sign with
a particular party, you can assume you have a certain
base of votes already.
151 He believes that in Harris County, fifteen to twenty
percent of the vote is swing vote.
152 Fifteen to twenty percent of the people will vote for
candidates of different political parties, while others
tend to vote a straight ticket.
153 He does not think the same situation applies to
minorities and people voting for blacks or whites. He
has not studied the returns sufficiently in races where
blacks run against whites to make any generalizations.
He does not think that whites are a cohesive voting
group, but admits that blacks have been in recent
years. Ken Hoyt was black and he only got four percent
of the black vote. In Phillips' personal view, not
backed up by scientific study, there is not racial
polarization like there is party polarization in a
judicial race.
154 Hoyt put his picture on handouts, signs and poster
boards in the black sections of town. Hoyt sent out
information telling people they could vote straight
Democratic ticket and still vote for Hoyt, but only one
out of one hundred people took that advice.
155 He has talked to Renea Hicks regarding racial
polarization or racial block voting.
156 He has not talked to anyone else regarding racial
statistics.
157 He has not consulted with any expert witnesses
regarding the data for this case.
158 He cannot give any compelling reasons for maintaining
the present system. He only went to the Department of
Justice one time and has not heard back from them.
Phillips has now supplied everything he has in response
to Request 3, but has no documents responsive to
Request 4.
150 At one time, he had documents supporting footnote 28 of
his speech, but he no longer has that.
160 He does not know the number of blacks in the current
Texas judiciary. The clippings he has provided are
from a clipping service he used in his campaign. These
are clippings which reference any statement he has made
regarding judicial selection.
161 He has supported the retention system since 1981. He
testified at the Legislature in 1983. Article 5,
Section 7 of the Constitution was changed.
162 He knew about Senator Washington's bill because he saw
a copy of it. He noticed that by Senator Washington's
bill, Phillips would have been running for the 280th
District Judgeship from a predominantly black and
hispanic area.
163 He feels there is a lot wrong with judges being elected
from sub-districts. If he is elected to be judge over
all of Harris County, but is only selected from a
portion of the county and responsible to those voters,
he thinks it is a problem.
164 Phillips does not want a judge to be as
district-oriented as a congressman.
165 He does not believe he could be elected from Galena
Park running as a Republican. He doesn't know if he
could be elected from Galena Park running as a white
person. It would depend on who his opponent is. He
doesn't necessarily accept the assumption that a black
will always vote for a black and that if he was a white
running against a black in a black area, he would lose.
166 He does not believe the assumption that blacks will
always vote for blacks in judicial elections. He only
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knows of two races, Hoyt and O'Connor, Mims and
Briscoe, and knows the figures on those races.
167 He doesn't know if those two races are the rule, an
exception to the rule or whether there is a rule.
EXAMINATION BY CLOUTMAN:
168 Phillips has done no analysis with respect to the
present system and its operation in Dallas County. He
does not know what the success or lack of success of
black or hispanic candidates has been in Dallas County.
169 He does not remember the names of the people in the
voting sections for the Department of Justice who he
spoke with in 1989. He thinks one was a black man
named Gerald Jones and also a white woman named Sandra
Coleman. They wanted to know if any other state had
tried to pre-clear merit selection and the answer was
no.
170 They also wanted to know any suggestions as to steps
they could take to better assure they would get a
favorable review. They knew they would get no informal
agreements or that the Department would express an
opinion one way or the other. The main thing they said
was that some black or hispanic participation should be
demonstrated. It was suggested that minority
involvement would have a favorable impact on Section 5
pre-clearance. They did not seek advice as to whether
the system might meet the Section 2 requirements.
171 They received no written correspondence from any
representative of the voting sections of the Department
of Justice before the visit. Phillips has not
corresponded with anybody from the Department of
Justice regarding merit selection. He has done no
analysis as to what the effect or potential effect of a
merit selection retention election system might have on
black or hispanic voters in Dallas County.
172 He believes that if sub-district panels were comprised
of blacks or hispanics in Dallas County, that they
would recommend persons of their ethnicity or race for
appointment to judgeships. He knows of no detailed
studies as to how incumbents fair in retention election
systems. It depends upon the states and its own
characteristics. He is aware of no allegations that
there has been a racial bias in retention elections.
He doesn't know if the findings of White v. Register
and Lipscomb v. Wise applies to judicial elections. A
helpful study would be to look at the unopposed votes
when minority candidates are unopposed in their primary
or in the general election.
It's unproven, but he would assume that since he has
never heard any other state suggest that race or
ethnicity played a part in the retention elections, he
would expect the same would be found in Texas. He
believes a retention election system in Dallas County
would have less racial polarization than the present
system, based upon the history of the retention system
in other states.
About half of the states have retention elections on
judges. He does not know the history of the other
states in non-judicial races as to whether there has
been either an adjudication or a common knowledge of
racially discriminated voting.
A retention election should focus on the
characteristics of the judge. He thinks the only thing
people would talk about publically would be the judge's
performance.
He disagrees with the idea that in a retention election
system, the campaign would be developed upon the theme
of getting rid of the minority. He cannot imagine
somebody making a public appeal based upon the race of
the judge.
He agrees that in a retention election, that anything
might happen.
Phillips would depend upon good faith and hopefully the
good sense of the voter to not have the election come
down to race. He does not know the history of Dallas
County well enough to know if any black judges first
took office by election. Carolyn White was appointed
by Governor Clements.
He does not know if any of the black district judges in
Dallas County who were incumbent have been spared an
uncontested race since their appointment.
He is aware that the movement of the Dallas district
bench to move either to the court of appeals or to the
federal bench. Some others have resigned and some have
been defeated. Many Anglos, such as Fish, Fitzwater,
3 * 1
Maloney, King, Hecht, Bernett, Howel and Story have
gone on to other judicial posts.
182 He 1is not positive that Story went on to another
judicial post. He doesn't think that a non-partisan
single-member or at least a smaller-than-county
district selection system is better.
183 He thinks that a system where the smaller-than-county
district elections would take place would have more
minorities being elected. He has problems with
judicial candidates running from a. portion of the
county, but serving the entire county. Judges elected
from less than a county, but serving that primary
jurisdiction over the entire county is not an elected
judiciary.
184 Phillips would never say that Judges elected under the
current system or under a merit system or by pure
appointment are not fair or impartial.
185 Phillips is worried about the public's perception of
the judicial process and that they have a stake in it.
Phillips is concerned about the pressures put on the
Judge. He is concerned about cases of a highly-charged
political nature. Such small district elections
further politicizes the system and his goal is to make
it less political. His fundamental objection is simply
that the society feels that the position of judge
should be voted on by all the voters and he thinks that
all of the voters that are within the judge's
jurisdiction should have a say in who that judge is.
186 The merit system is the only system that insures that
every judge will be passed on by every voter who votes,
that lives in the judge's primary area of jurisdiction.
Under the current system, voters only get to have a say
if someone happens to run against the incumbent. Under
the system proposed by Plaintiffs, the voters might or
might not have an opposed election and, therefore,
might or might not have a say as to who will be judge.
But the voters clearly wouldn't have a say at any time
on who the majority of the judges were that affected
their lives.
187 He is convinced that he has satisfied both the intent
of the Voting Rights Act to at least preclude devices
that diminish or minimize the voting strength of black
or hispanic voters. He does not have a position as to
if the current system violates the Voting Rights Act.
He thinks any change which is enacted should seek to
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enhance minority representation and not leave it either
as it is now or make it harder for minorities to serve
as judges.
188 He feels that if the State goes to sub-district judges,
he would hope the Legislature would allow for a
permissive strike clause that lawyers could exercise
against sitting judges. He doesn't think it would cure
the problem because if you made a decision to pass on a
judge, you would go to another judge that you probably
didn't vote on either. To his knowledge, trial judges
are the only elected officials against whom the voting
right challenges have been brought.
189 He would not have the same fundamental objection if
they had judges exercising jurisdiction over smaller
than full county areas, such as J.P.'s now exercise
over an eighth or a fourth of a county.
130 His chief objection to the Plaintiffs’ plan is that
they would take a single officer and have them no
longer selected by all of the electorate they are
responsible to, or have responsibility over. Pressures
and increased politicalization is something he would
hope would not happen, but it is a subsidiary objection
to his main objection. To his knowledge, no state has
voluntarily elected judges from less than the whole
area over which they exercise primary jurisdiction,
except Texas.
191 Mississippi recently settled its suit and went into a
sub-district method. It's hard to have any concrete
proof as to how such a system might work and what its
strengths and weaknesses might be. He has no factual
objections as to the Plaintiffs' system, but has some
fears. Phillips' race for the Supreme Court was the
first contested race he has ever had.
192 He has done no precinct or vote return analysis for any
area except Harris County.
EXAMINATION BY FINKLESTEIN:
193 Exhibit E-2 was prepared at his request by the Office
Of Court Administration of the State of Texas and
Phillips read it over carefully. A few errors were
found and he had those corrected. Some of the Court
Administration's records did not go back to the older
races.
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194 The Exhibit «does: not list any judges by race or
ethnicity. He knows of no errors in the district
judges.
185 The Exhibit lists all of the presently sitting judges
in Texas. He thinks it would be good for the State of
Texas to have more minority participation in the
judiciary for the primary reason of role models. The
system is better received and more acceptable to the
people if it is broadly representative of the different
kinds of people in the society. He does not know when
the first hispanic became licensed to practice in the
State of Texas.
157 They have only had an organized, integrated bar since
1839. He is sure there were practicing hispanic
lawyers in the Republic of Texas. ' While a district
judge in Houston, he heard cases where at least one of
the parties was from out of the county.
198 His distinction of that with the small district
elections is that in the present case, the people whose
cases he heard were there either because they wanted to
be there, like a defendant who chose to be there, or a
defendant that got sued and did not try to change
venue, or they had done something in Harris County.
199 When he ran for Supreme Court Justice, he campaigned in
eighty-three counties, which pretty much covered the
State. He spent an additional portion of time in areas
where it seemed there would be more press coverage.
When he was campaigning across the State, he had
advisors who helped him to plan his strategy.
200 Decisions of where to go were based on large
populations and media coverage. The more the area was
Democratic, for him, made it less likely he would go
there because they were more likely to vote against
him. It's best to leave the race alone if you are in
an area where you are not going to get many votes.
201 He spent a lot of the time in the Valley. Time is not
as important as media buys.
202 He campaigned in Harris County, Dallas County, Bexar
County, Jefferson County, Lubbock County, Galveston
County, McLennan County, Smith County, Ector County,
Midland County and the El Paso three-county area. He
did not campaign in Fort Bend County because an
emergency came up, but he did have heavy media
coverage. When they went to campaign, they were
li DW
basically trying to get people interested in the
campaign and energized about it.
203 He was interested in getting the media to turn out. If
the Judicial District Board had to make a proposal to
the Legislature, it would take a look at population,
case load, travel size of the district, and try to
correct such inequities as exist in the current lines,
whatever those current lines are in 1993. He has no
idea as of this time what those improvements might be.
204 Earlier this: vear, he spoke to the Joint Select
Committee on the Judiciary. At that time, he said, "We
do know that the election system in some counties has
been very harsh on racial minorities." He thinks he
had Harris’ and Dallas Counties in. mind. His
non-scientific observation is that minorities, once
they are known in the community, tend to run very
strongly. Andrew Jefferson, Felix Salazar always run
strongly. He thinks Carolyn Wright ran very strongly
in her last race. Lupe Salinas lost two races and he
thinks Salazar lost his first race when he was opposed.
Once they are known, they have some distinctive
characteristics that make them run even stronger, but
the initial hurdle of getting there is very difficult.
Election from a smaller geographic area could be less
expensive, but if for whatever reason a person needs to
go to the media route, it would not be.
206 He was shocked to see that people in the last Dallas
County races spent as much money in the district races
as they did in the at-large seats for the Dallas City
Council. As a general rule, he thinks judicial races
should be cheaper. Judicial ballots are often in the
middle or bottom of the ballot. He admits that by the
time voters get that far down, they often don't have a
clue about who they are voting for.
207 As a general rule, he had agreed that the further down
on the ballot, the more factors other than
qualifications become more important. When he ran for
Supreme Court Justice, he had tried to reach as many
people and as many different kinds or groups as he
could, but he made no extraordinary efforts to reach
blacks or hispanics. He was not running a campaign by
looking at blocks or interest groups or racial groups.
Over half of his appearances were at fund raisers,
which were broadly targeted as possible. The other
groups he talked to were at places he thought the press
would come to. He sought endorsements from any group
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he could and was endorsed by the Houston Lawyers
Association and the Houston Mexican-American Bar.
EXAMINATION BY HICKS:
209 He sees no necessarily vital reason to the State to
keep the judicial election system the way it is. He
used the word "compelling interest" earlier to refer to
a necessarily vital reason.
210 He did not use the term "compelling interest" in a
technical/legal sense. Comparing the existing judicial
system with one identical, except using sub-districts,
he would prefer the current system. The change would
still have partisan labels, open elections, lots of
politics, but it would have additional harm of removing
from the people the basic right to pass on the majority
of judges who have such an effect over their lives
There would be some gains to the changed system, such
as maybe cheaper elections and more minority access,
but in his opinion, it would not out-balance the losses
associated with the change.
211 If the comparison was between the present system and a
sub-district system using non-partisan elections, that
changed system would be closer to his ideal, but he
would still favor the current system. The same reasons
would apply. The loss of a district judge reporting to
the entire area of primary jurisdiction is such a major
change in administration of justice and such an
important element that the State would be giving up.
He would not be willing to trade it merely in order to
get rid of political party labels and to have, perhaps,
cheaper elections.
212 In the state of his judiciary speech, he referred to
two federal lawsuits challenging the electoral system
for judges in Texas. He was referring to the present
case and another case out of Brownsville. He warned
the Legislature. They should be on the look out for
those things because they could have a big impact on
Texas. His personal view is that the lawsuits pose a
very serious challenge to the current selection method.
It has been the habit of Legislature sometimes to wait
until the Courts rule, then react. He doesn't think
it's the best Legislative policy to work
"pro-actively". The obvious public dissatisfaction
with the judiciary was shown in a poll done by the
Austin American-Statesman.
Op
In bringing those suits before the Legislature, he is
not commenting on the merits of the suits. His
statement was relative to the effect. that in other
states where these suits were being brought, they were
being successfully won. In other states, the
Plaintiffs have been successful and the Voting Rights
Act does cover judges. He feels Texas should have an
active role rather than a re-active role.
Regarding the facts of this case, he only has the data
which has been discussed in this deposition. In
answering questions in this deposition regarding
electoral contests, judicial politics as it relates to
racial matters in Texas, he has not given comments with
the standpoint of being an expert. He has not made a
systematic study of any of these matters.
EXAMINATION BY MCDONALD:
215-216 If judges in Harris County were elected from
sub-districts, he feels that more blacks would be
elected.
His problem with judges elected from sub-districts but
representing an entire county is that people would
perceive that they would no longer have any input in
that system. They wouldn't being able to vote the
judge out of office, they wouldn't have any say on
voting the judge into office. The secondary problem
has been a belief that campaign contributions have had
an effect on the judicial system, and the smaller the
district gets, the more there may be that kind of
belief that a judge is swayed by the desires of the
powerful people within their sub-district, or the
majority within the sub-district. He would hope that a
judge would perform his duties according to the
Constitution, but it's a possibility of something that
might arise, and the idea of world justice, a judge
elected from .one part of town might give a
substantially different type of trial than somebody
elected from another part.
Discussion regarding the federal judicial system and
its design for diversity of jurisdiction because of the
belief that persons in the home state would be favored.
He 1s aware of literature which says that with the
movement of people so rapidly from state to state, that
perceived prejudice no longer exists. He would hope
the same would apply within sub-districts within a
county. He 1s not sure what the result of such =a
sub-district system would be. He ‘has a fear of
something which might be perceived and there might be
enough instances of it to move to lower confidence in
the judicial branch.
219 He stands by his stance against multiple voting in that
it would require all judges to run against each other
in a single at-large election, which for him, would be
wholly unacceptable. Every judge would always be the
political opponent of every other judge or would-be
judge. He feels the efficiency of the judicial process
would almost surely be eroded. He admits that system
would solve the problem of appearance of partiality of
a sub-district within a county.
220 All of the judges who were appointed who have not yet
run, were appointed by a Republican Governor because a
Republic Governor is presently sitting. One complaint
he has about the present system is that it is fraught
with politics and judges should not be politicians,
they don't have a constituency.
221 Of twenty-one people appointed to the Court of Criminal
Appeals, twenty have run as Republican and one has not
yet declared a party.
222 At the district court level ten have been appointed
since the last election, and none have declared their
party affiliation at this point, For purposes of
Exhibit 4, they have been aggregated as Republicans,
but some might run as Democrats. They were appointed
by a Republican Governor.
223 He is not for a retention election system if, rather
than having an open ballot race, you have every judge
run against their record with the current system. But
the retention election system has a nominating
commission and he is not sure that .all of the
nominating commissions would give the Governor an
option to appoint somebody that is clearly identified
as being with his or her party. Under the sub-district
nominating proposals, there would be panels that would
be constituted as such as they will send names to the
Governor who are either all Democrats or all
Republicans or hopefully, but people who can't be
identified clearly as being with one party or the
other. He thinks the retention election system,
especially if the panels come from sub-districts, would
eliminate a situation where a Republican Governor
appoints all Republicans and a Democratic Governor
appoints all Democrats.
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224 Phillips has never endorsed the Texas Committee on
Merit Election Plan, nor would he endorse Senator
Kapperton's, Representative Smith's and Representative
Gibson's plans as was introduced in this session of the
Legislature. He never endorsed the plan because (1) it
would not increase minority judges; and (2) it would
not meet with the Justice Department's approval without
any doubt.
225 Phillips began endorsing the sub-district nominating
committees after he talked with people in Louisiana.
It was after Chisom was decided. His own thinking is
that merely going to county-wide retention panels would
increase the amount of minority judges, but not as much
as going to sub-district panels.
i
226 He repeats that he favors the current system as opposed
to sub-districts | with non-partisan elections or
sub-districts with partisan elections.
227% He repeats that he [feels the Legislature needs to act
on judicial reform jand appoint a special committee to
Work on it.
228 He is only aware of the terminology of "compelling
state interest” in the context of hightened scrutiny in
equal protection. Discussion regarding a question as
to whether the present system requires a review using a
higher scrutiny standard to justify its existence.
229 "Compelling" has a legal nomenclature and a legal
background through |equal protection litigation, which
in Texas has been; adopted for its equal protection
clause. He is answering that in a lay term. He is not
aware of that term in voting rights litigation.
FT)
230 When he said that the present system is harsh on
minorities in Harris and Dallas Counties, he does not
know if that would apply to the entire State. He
doesn't know enough to say that. He knows of Harris
County. He thinks the current system has impediments.
He basically had Harris County in mind when he said
that, because that's where he's seen candidates running
from fairly low budget campaigns to a two and a half
million person ccunty.
be
231 He doesn't know if that statement would be true to the
other counties involved in this lawsuit. He is not
making a statement! as to the merits of whether the
current system is illegal or not.
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[END OF DEPOSITION SUMMARY]
6GKMdj:klr | |
08/03/89