Miller v. Johnson Motion for Leave to File and Brief Amicus Curiae
Public Court Documents
February 21, 1995
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Brief Collection, LDF Court Filings. Miller v. Johnson Motion for Leave to File and Brief Amicus Curiae, 1995. f4010ab2-bd9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/bb694764-1fcd-43e1-a831-b26f40b78124/miller-v-johnson-motion-for-leave-to-file-and-brief-amicus-curiae. Accessed December 04, 2025.
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Nos. 94-631, 94-797, 94-929
In The
Supreme Court of the United States
October Term, 1994
Zell M iller, et al.
Appellants,
Davida Johnson, et al.
Appellees.
Lucious Abrams, Jr ., et al .
Appellants,
V.
Davida Johnson, et al.
___________ Appellees.
United States
Appellant,
V.
Davida Johnson, et al .
Appellees.
On Appeal from the United States District
Court for the Southern District of Georgia
M OTION FOR LEAVE TO FILE A BRIEF AMICUS
CURIAE AND BRIEF OF AMICUS CURIAE
GEORGIA ASSOCIATION OF BLACK ELECTED
OFFICIALS IN SUPPORT OF APPELLANTS
Pamela S. Karlan
Counsel o f Record
580 Massie Road
Charlottesville, VA 22903
(617) 924-7810/7534 (Fax)
Eben Moglen
Columbia Law School
435 West 116th Street
New York, NY 10027
(212) 854-8382/7946 (Fax)
Attorneys for Amicus Curiae
Nos. 94-631, 94-797, 94-929
IN The
Supreme Court of the United States
October Term, 1994
Zell Miller, et al.
V .
Appellants,
Davida Johnson, et al.
Appellees.
Lucious Abrams, Jr. et al.
V.
Appellants,
Davida Johnson, et al.
Appellees.
United States
V.
Appellant,
Davida Johnson, et al.
Appellees.
On Appeal from the United States District
Court for the Southern District of Georgia
MOTION FOR LEAVE TO FILE A BRIEF AMICUS
CURIAE BY THE
GEORGIA ASSOCIATION OF BLACK ELECTED
OFFICIALS IN SUPPORT OF APPELLANTS
The Georgia Association of Black Elected Officials
("GABEO") hereby moves for leave to file a brief amicus
curiae in the above-captioned cases.
GABEO is an organization of African Americans elected
to public office in Georgia at the congressional, state, and
local levels. GABEO is approximately 25 years old and has
2
more than 700 members. Its basic purposes are to promote
excellence in public officials and inclusiveness in
government. Throughout its history GABEO has supported
the adoption of non-dilutive methods of election that ensure
the full participation of all persons in the political and
electoral processes.
GABEO has obtained the consent of counsel for the
appellants in all three cases. Letters reflecting that consent
have been filed with the Clerk of the Court. Counsel for
appellees have refused to give their consent; however, they
have informed counsel for GABEO that they will not oppose
GABEO’s motion for leave to file its brief.
GABEO’s members and the constituents they
represent may be directly affected by the decision of the
Court in these cases. Its brief presents several important
issues that have not been fully addressed by the parties.
First, GABEO’s brief explains why the broad reading of this
Court’s decision in Shaw v. Reno, 113 S.Ct. 2618 (1993),
offered by the court below runs afoul of the equal protection
component of the Due Process Clause of the Fifth
Amendment — an argument not addressed, to our knowledge,
by any of the parties. Second, GABEO’s brief approaches
both the question of appellees’ standing and the differences
between race consciousness in the districting process and race
consciousness in other governmental decisionmaking from a
different perspective than that taken by the parties.
WHEREFORE, GABEO moves that the Court permit
the filing of its brief.
Respectfully submitted,
Pamela S. Karlan
Counsel for Amicus Curiae
Georgia Association of Black
Elected Officials
Dated: February 21, 1995
1
T a b l e o f C o n t e n t s
Page
Table of Contents ..................................................... i
Table of Authorities .................................................. ii
Interest of Amicus C u r ia e ....................................... 1
Summary of Argument . . . . . . . . . . . . . . . 2
Argument
I. Shaw v. Reno Identified a Narrow Class of
Exceptional Cases in Which Federal Judicial
Intervention into the Political Processes
of Redistricting Is Justified ........................... 5
II. The Differences Between Apportionment and
Other Governmental Decisions Show Why
Race Can Legitimately Be Taken Into
Account in Drawing District Lines . . . . . . 12
III. Shaw v. Reno Must Be Read Narrowly
to Avoid Denying African Americans
the Equal Protection of the Laws
Guaranteed by the Fifth Amendment . . . . 18
Conclusion .......................................................... 21
T a b l e o f A u t h o r it ie s
Pages
Cases
Allen v. Wright, 468 U.S. 737 (1984) ............... 3, 10
Baker v. Carr, 369 U.S. 186 (1962) .................. 6, 14
Busbee v. Smith, 549 F. Supp. 494 (D.D.C.
1982), a jf’d, 459 U.S. 1166 ( 1 9 8 3 ) .................. 6
City o f Richmond v. J.A, Croson Co., 488 U.S.
469 (1989) 14
Davis v. Bandemer, 478 U.S. 109 (1986) . . . . 2 passim
Dickinson v. Indiana State Election B d.,
817 F. Supp. 737 (S.D. Ind. 1992) ............... 17
Edmonson v. Leesville Concrete Co., 500 U.S.
616 (1991) 21
Gaffney v. Cummings, 412 U.S. 735 (1973) . . 9, 13
Growe v. Emison, 113 S.Ct. 1075 (1993) . . . . 5
Hays v. Louisiana, 862 F. Supp. 119 (W.D.
La. 1994) (3-judge court), probable juris.
noted, Nos. 94-558 and 94-627 21
Hunter v. Erickson, 393 U.S. 385 (1969) 4, 18-19, 21
Johnson v. DeGrandy, 114 S.Ct. 2647 (1994) . 2, 5
11
Ill
Johnson v. Miller, 864 F. Supp. 1354 (S.D.
Ga. 1994) (3-judge court) ................................ .. 7
Ex parte Levitt, 302 U.S. 633 (1937) . . . . . . . 10
Lujan v. Defenders o f Wildlife, 112 S. Ct.
2130 (1992)................................................. .. 3, 9
LULAC v. Clements, 999 F.2d 831 (5th Cir) (en
banc), cert, denied, 114 S Ct 878 (1994) . . . 17
Metro Broadcasting, Inc. v. FCC, 497 U.S.
547 (1990) 13
Pope v. Blue, 809 F. Supp. 392 (W .D.N.C.)
3-judge court), aff’d, 113 S.Ct. 30 (1992) . . . 18
Regents o f the Univ. o f Cal. v. Bakke, 438 U.S.
265 (1978) 14
Rutan v. Republican Party o f Illinois, 497 U.S.
62 (1990) 12
Shaw v. Hunt, 861 F. Supp. 408 (E.D.N.C.
1994) (3-judge court) . .................... 18
Shaw v. Reno, 113 S.Ct. 2816 (1993) . . . . . . 2 passim
Thornburg v. Gingles, 478 U.S. 30 (1986) . . . 5, 8
United States v. Richardson, 418 U.S.
166 (1974) ................................................. 3, 10-11
Voinovich v. Quilter, 113 S.Ct. 1149 (1993) . . 5
Whitcomb v. Chavis, 403 U.S. 124 (1971) . . . 2, 15
Wygant v. Jackson Board ofEduc., 476 U.S.
267 (1986) . . . . . . . -------. . . . . . . . . . 14, 15
Constitutional and Statutory Provisions
U.S. Const., amend. V ....................... 4, 20-21
U.S. Const., amend. XIV ................................... 20
Civil Rights Act of 1964 (codified as amended
in scattered sections of 42 U.S.C. (1988)) . . . 16
Civil Rights Act of 1991 (to be codified in
scattered sections of 42 U.S.C.) ..................... 16
Equal Employment Opportunity Act of 1972,
(codified in 42 U.S.C. § 2000e (1988) . . . . 16
Fair Housing Act of 1968 (codified as amended at
42 U.S.C. § 3601 et seq. (1988)) . ............... 16
Fair Housing Amendments Act of 1988 (to be
codified at 42 U.S.C. § 3601 et seq.) ............ 16
Voting Rights Act of 1965, (codified as amended
at 42 U.S.C. § 1973 et seq. (1988)) . . . . . . 16
Voting Rights Act Amendments of 1982 (codified
at 42 U.S.C. § 1973 et seq. (1988)) ............... 16
iv
V
Other Materials
T. Alexander Aleinikoff & Samuel Issacharoff,
Race and Redistricting: Drawing
Constitutional Lines After Shaw v.
Reno, 92 Mich. L. Rev. 588 (1993) . . . . . . 13
Pamela S. Karlan, The Rights To Vote: Some
Realism About Formalism, 71 Tex. L. Rev.
1705 (1993) .......................................................... .. 13
Pamela S. Karlan, Undoing the Right Thing:
Single Member Offices and the Voting Rights
Act, 77 Va. L. Rev. 1 (1991) ........................... 15
Richard H. Pildes & Richard G. Niemi,
Expressive Harms, "Bizarre Districts,"
and Voting Rights: Evaluating Election-District
Appearances After Shaw v. Reno, 92 Mich.
L. Rev. 483 (1993) ............................. .. 20
Antonin Scalia, The Doctrine o f Standing as
an Essential Element o f the Separation o f
Powers, 17 Suffolk U.L. Rev. 881 (1983) . . 10
S. Rep. No. 92-415, p. 10 (1971)) . . . . . . . . 16
Nos. 94-631, 94-797, 94-929
In The
Supreme Court of the United States
October Term, 1994
Zell Miller, et al.
Appellants,
V.
Davida Johnson, et al.
___________ Appellees.
Lucious Abrams, Jr. et al.
Appellants,
V.
Davida Johnson, et al.
Appellees.
United States
Appellant,
V.
Davida Johnson, et al.
Appellees.
On Appeal from the United States District
Court for the Southern District of Georgia
BRIEF OF AMICUS CURIAE GEORGIA
ASSOCIATION OF BLACK ELECTED OFFICIALS
IN SUPPORT OF APPELLANTS
I n t e r e s t o f A m ic u s C u r ia e
The Georgia Association of Black Elected Officials
("GABEO") is an organization of African Americans elected
to public office in Georgia at the congressional, state, and
local levels. GABEO is approximately 25 years old and has
2
more than 700 members. Its basic purposes are to promote
excellence in public officials and inclusiveness in
government. Throughout its history GABEO has supported
the adoption of non-dilutive methods of election that ensure
the full participation of all persons in the political and
electoral processes.
S u m m a r y o f A r g u m e n t
This Court has long accepted the proposition that
redistricting inevitably takes into account the competing
claims of political, ethnic, racial, and socioeconomic groups.
See, e.g., Johnson v. DeGrandy, 114 S.Ct. 2647 (1994);
Shaw v. Reno, 113 S.Ct. 2816 (1993); Davis v. Bandemer,
478 U.S. 109 (1986); Whitcomb v. Chavis, 403 U.S. 124
(1971). What distinguished the post-1990 round of
reapportionment from its predecessors was not the sudden
emergence of race consciousness but rather the unprecedented
integration of Southern congressional delegations. This
integration was achieved wholly by the state and federal
political branches, without the need for direct judicial
intervention.
Nothing in this Court’s decision in Shaw was intended
to reverse this development or to give the lower courts a
warrant to upset the results of the political process of
redistricting, especially when that process has neither denied
nor diluted any individual’s right to vote. Shaw should be
read narrowly -- to permit lawsuits challenging the creation
of majority-nonwhite districts only when the shape of such
districts represents a clear deviation from the kind of districts
the state has drawn for other politically cohesive groups and
threatens either to exacerbate racial bloc voting or to deny
members of the racial minority within a district fair
3
representation. The Court should also take this opportunity
to make clear that Shaw did not suspend the normal rules for
standing: a plaintiff who alleges nothing more than a
generally available claim that the government has not
complied with the Constitution cannot bring suit. See Lujan
v. Defenders o f Wildlife, 112 S. Ct. 2130 (1992); Allen v.
Wright, 468 U.S. 737 (1984); United States v. Richardson,
418 U.S. 166 (1974).
Shaw did not hold that all race-conscious districting was
either impermissible or subject to heightened scrutiny. The
Court should take this opportunity to reiterate that
proposition. Districting differs from other governmental
activity in four critical respects that explain why race-
consciousness here cannot be subjected to the same type of
strict scrutiny accorded other race-conscious action.
First, the very purpose of apportionment is to treat
voters as members of groups; thus the usual alternative to
group-based treatment — individualized decisionmaking — is
unavailable.
Second, unlike most other contexts, there are no
objective, neutral, or merit-based criteria that provide
judicially discoverable and manageable standards for selecting
particular district lines.
Third, given decennial reapportionment and the
inherently partisan and subjective nature of the process, an
individual voter has no settled, legally cognizable expectation
of being placed in any particular district.
Fourth, as Shaw’s statement about the inevitable
awareness of race in American politics implicitly recognizes,
racial affiliation often describes politically cohesive
communities of interest. In contemporary America, it may
4
be impossible fairly to represent ostensibly "political"
interests if ethnicity is ignored* Race often serves as a
shorthand or organizing principle for political communities.
Given the intertwining of race and politics, a rule that treats
all race-conscious districting with suspicion would raise
serious questions of administrability: it would demand that
federal courts artificially distinguish between race-based and
political motivations.
Moreover, such a radical expansion of Shaw would raise
a serious constitutional question. Decisions like the one
below and in parallel cases from Texas and Louisiana make
it more difficult for black voters to secure advantageous
districts than for other voters to do so. Requiring regularity
of boundaries for majority-nonwhite districts but not for
majority-white districts constrains the options available to
racial minorities in ways that other groups’ options are not
constrained. This approach turns the Fourteenth Amendment
on its head, making the Amendment’s original intended
beneficiaries — black Americans — the only group whose
political aspirations are stringently limited by considerations
of compactness and regularity of district boundaries. As
such, it would run afoul of this Court’s decision in Hunter v.
Erickson, 393 U.S. 385 (1969), and the equal protection
component of the Due Process Clause of the Fifth
Amendment.
5
A r g u m e n t
I. Shaw v. Reno Identified a Narrow Class of
Exceptional Cases in Which Federal Judicial
Intervention into the Political Processes of
Redistricting Is Justified
This Court’s decision in Shaw v. Reno, 113 S.Ct. 2816
(1993), should be understood in the context of the other
voting rights cases of the 1992 Term. That same Term, this
Court unanimously declined to strike down two other state
apportionments, despite the fact that both processes were
explicitly race-conscious and despite the fact that, in Ohio,
the legislature explicitly and intentionally drew district
boundaries to create majority-black constituencies. See
Growe v. Emison, 113 S.Ct. 1075 (1993); Voinovich v.
Quilter, 113 S.Ct. 1149 (1993). Moreover, Shaw was
decided against the backdrop of this Court’s repeated
holdings that "the power to influence the political process is
not limited to winning elections," Davis v. Bandemer, 478
U.S. 109, 132 (1986); see also Thornburg v. Gingles, 478
U.S. 30, 99 (1986) (O’Connor, J., concurring in the
judgment); Whitcomb v. Chavis, 403 U.S. 124, 153 (1971).
And subsequent to Shaw, this Court once again recognized
that "society’s racial and ethnic cleavages sometimes
necessitate majority-minority districts." Johnson v.
DeGrandy, 114 S.Ct. 2647, 2661 (1994).
The 1990 round of reapportionment reflected the
increased ability of minority voters to "pull, haul, and trade,"
Johnson, 114 S.Ct. at 2661, in the intensely partisan world
of redistricting. Some of the bargaining and horsetrading
was purely internal to state legislatures, where representatives
of the black community now sit in unprecedented numbers.
Sometimes the minority community gained additional
6
leverage from the national political consensus that extended
and amended the Voting Rights Act of 1965 and required
federal preclearance for states like Georgia with a history of
excluding black voters from the redistricting process. See
Busbee v. Smith, 549 F. Supp. 494 (D.D.C. 1982)
(recounting the overt racism in Georgia’s post-1980
congressional reapportionment), aff’d, 459 U.S. 1166 (1983).
The results of the 1990 reapportionment are more than
impressive: for the first time since Reconstruction, the
legislative delegations of Southern states are racially
integrated. More significantly, this long-desired, and long-
resisted, integration was accomplished by the state and
federal political branches, without the need for judicial
intervention. The 1982 amendments and extension of the
Voting Rights Act of 1965, and the post-1990 state legislative
and federal executive responses, reflected "an aroused
popular conscience that sear[ed] the conscience of the
people’s representatives" Baker v. Carr, 369 U.S. 186, 270
(1962) (Frankfurter, J., dissenting), to make full integration
of the American political process a reality.
This Court’s decision in Shaw was not intended to
reverse, and should not have the effect of reversing, this
salutary development. In Shaw, this Court clearly refused to
hold that this race-consciousness rendered all districting
subject to heightened judicial scrutiny. See Shaw, 113 S.Ct.
at 2824. Rather, it identified three circumstances under
which heightened scrutiny of race-conscious districting is
warranted.
First, and most importantly, Shaw limited judicial
intervention to cases where the challenged district is
"dramatically irregular," id. at 2820, "unusually shaped,"
id ., "extremely irregular on its face," id. at 2824, created
"without regard for traditional districting principles," id.,
"bizarre," id. at 2825, "irrational," id. at 2829, and designed
7
to "separate voters into different districts on the basis of
race," id. at 2828. These repeated references were not
surplus verbiage. Rather, they were intended to convey the
message that black voters were entitled to the same benefits
and opportunities in the political process that all other
"political, religious, ethnic, racial, occupational, and
socioeconomic groups," Davis v. Bandemer, 478 U.S. at 146
(O’Connor, J., concurring in the judgment), have
traditionally enjoyed. If farmers, for example, or Irish-
Americans, or Republicans, or the partisans of a particular
aspirant for office have been able to create districts for
themselves, then black voters should not be denied the same
openings. Thus, Shaw required that challenged majority-
black districts be viewed in context: are they decidedly more
irregular than districts that have been drawn for other
identifiable voting blocs, both in the past and
contemporaneously? As Judge Edmondson’s dissent below
points out, the Georgia Eleventh Congressional District does
not run afoul of this standard: its size is "not particularly
noteworthy"; the length of its borders is "not distinctive"; its
respect for political boundaries "places the Eleventh at the
average for the State’s ten other congressional districts"; and
its use of "land bridges" is reminiscent of previously drawn
majority-white districts within the state. Johnson v. Miller,
864 F. Supp. 1354, 1396 (S.D. Ga. 1994). Using one
commonly employed measure of compactness, the district is
more regular than forty-six other congressional districts. Id.
at 1397. Under these circumstances, the Georgia Eleventh
Congressional District does not fall within the narrow class
of districts subject to heightened scrutiny.
Second, Shaw justified intervention when there was a
concrete danger that a district’s shape would communicate to
elected representatives that "their primary obligation is to
represent only the members of [the majority racial] group,
rather than their constituency as a whole." Shaw, 113 S.Ct.
8
at 2827. This danger must be proved, rather than simply
asserted or presumed:
"the power to influence the political process is not
limited to winning elections. An individual or a
group of individuals who votes for a losing
candidate is usually deemed to be adequately
represented by the winning candidate and to have as
much opportunity to influence that candidate as
other voters in the district. We cannot presume in
such a situation, without actual proof to the
contrary, that the candidate elected will entirely
ignore the interests of those voters. This is true
even in a safe district where the losing group loses
election after election."
Davis v. Bandemer, 478 U.S. at 132 (opinion of White, J.);
see also Thornburg v. Gingles, 478 U.S. at 99 (O’Connor,
J., concurring in the judgment); Whitcomb v. Chavis, 403
U.S. 124 (1971). In a case where the plaintiffs do not allege
either that they have been denied the right to vote or that
their votes have been diluted on account of race, they should
be held to the standard for proving that they have not been
adequately represented that was delineated by the Davis
plurality. No proof was offered in this case to suggest that
Representative McKinney has not represented all her
constituents fairly or that the political interests of the
plaintiffs in this case have been "entirely ignorefd]."
Third, Shaw suggested intervention might be appropriate
if districting practices were shown to be "balkaniz[ing]," id.
at 2832, that is, if the districting process "segregate^]"
voters on the basis of race, id. at 2824, and thereby threatens
to "exacerbate ... patterns of racial bloc voting," id. at
2827. Again, however, this Court’s decisions make clear
that polarization cannot simply be assumed; it must be
9
proved. Cf. Gingles, 478 U.S. at 46. Nothing in the record
in this case provides any basis for concluding that the
contours of the Georgia Eleventh Congressional District have
increased the level of racial bloc voting within its territory or
have exacerbated racial polarization.
Nothing in Shaw suggests this Court intended to give
disappointed aspirants for office, citizens across the state, or
individuals who simply disagree with the outcome of the
political process of districting a roving warrant to spend the
remainder of the decade challenging the decennial
reapportionment. Clearly, this Court did not intend to leave
states "trapped between the competing hazards of liability to
minorities if affirmative action is not taken to remedy
apparent ... discrimination and liability to nonminorities if
affirmative action is taken." Wygant v. Jackson Board o f
Educ., 476 U.S. 267, 291 (1986) (O’Connor, J., concurring
in part and concurring in the judgment). The Court was well
aware that the Voting Rights Act’s various prohibitions on
racial vote dilution require states to take race into account in
the districting process; it was also realistic enough to
recognize that legislators would take race into account in any
event. See Shaw, 113 S.Ct. at 2826. Nor did this Court
intend to smuggle in, through the back door, stringent
constraints on the partisan aspects of redistricting which this
Court had realistically accepted in Gaffney v. Cummings, 412
U.S. 735 (1973), and Davis v. Bandemer.
Moreover, a broad reading of Shaw would seriously
subvert this Court’s standing doctrine. This Court has
repeatedly held that standing is not conferred by "a generally
available grievance about government — claiming only harm
to [the plaintiffs’] and every citizen’s interest in proper
application of the Constitution and laws, and seeking relief
that no more directly and tangibly benefits [them] than it
does the public at large." Lujan v. Defenders o f Wildlife, 112
10
S. Ct. 2130, 2143 (1992).1 As Allen v. Wright, 468 U.S.
737, 754 (1984), explained, standing requires more than a
"shared individuated right to a Government that obeys the
Constitution."
Read broadly, Shaw would essentially overrule this
Court’s decision in United States v. Richardson, 418 U.S.
166, 176-77 (1974). There, the Court held that a plaintiff
who claimed that he could not "properly fulfill his obligations
as a member of the electorate in voting for candidates
seeking national office" without detailed information about
the CIA’s budget lacked standing to challenge a statute which
relieved the CIA of the obligation to make such disclosures.
Richardson’s complaint, like the claims of the plaintiffs in
Johnson and the other post-Shaw cases, "is plainly
undifferentiated and ’common to all members of the public.’”
Of particular salience to this case, Richardson recognized,
relying on Ex parte Levitt, 302 U.S. 633 (1937), that "if [the
plaintiffs] allegations were true, they made out an arguable
violation of an explicit prohibition of the Constitution. Yet,"
the Court concluded, "even this was held insufficient to
support standing because, whatever Levitt’s injury, it was
one he shared with ’all members of the public.’"
Richardson, 418 U.S. at 178. Richardson's analysis can be
translated directly into the context of this case:
It can be argued that if [appellees are] not permitted
to litigate this issue, no one can do so. In a very
real sense, the absence of any particular individual
or class to litigate these claims gives support to the
See also Antonin Scalia, The Doctrine o f Standing as an
Essential Element o f the Separation o f Powers, 17 Suffolk U.L. Rev. 881,
881-82 (1983) ("[Cjourts need to accord greater weight than they have in
recent times to the traditional requirement that the plaintiffs alleged injury
be a particularized one, which sets him apart from the citizenry at large.").
11
argument that the subject matter is committed to the
surveillance of Congress, and ultimately to the
political process. Any other conclusion would
mean that the Founding Fathers intended to set up
something in the nature of an Athenian democracy
or a New England town meeting to oversee the
conduct of the [reapportionment process] by means
of lawsuits in federal courts. The Constitution
created a representative Government with the
representatives directly responsible to their
constituents that the Constitution does not
afford a judicial remedy does not, of course,
completely disable the citizen who is not satisfied
with the "ground rules" established by the Congress
[in amending and extending the Voting Rights Act]
... Lack of standing within the narrow confines of
Art. Ill jurisdiction does not impair the right to
assert his views in the political forum or at the
polls.
Richardson, 418 U.S. at 179. To confer citizen standing
whenever a single individual disapproves of the outcome of
the redistricting process — without requiring that the plaintiff
allege and prove the specific injuries Shaw identified —
would plunge the Court far further into the political thicket
than any of its previous forays. Cf. Davis v. Bandemer, 478
U.S. at 153 (O’Connor, J., concurring in the judgment)
(criticizing the plurality opinion because under its reasoning
voters would be able to challenge apportionments if they
lived outside the contested district or, indeed, outside the
state).
Accordingly, the Court should take this case as an
opportunity to reiterate the limited intervention authorized by
Shaw and to instruct the lower courts to permit lawsuits
challenging majority-nonwhite districts in the absence of any
12
claim of denial or dilution of the right to vote only when such
districts both represent a clear departure from the state’s
normal districting practices and threaten either to exacerbate
racial bloc voting within the challenged districts or to deny
members of the numerical racial minority within the district
fair and adequate representation and only when the plaintiffs
can point to a concrete and particularized injury that they
have suffered as a result of creation of the challenged
districts.
II. The Differences Between Apportionment and
Other Governmental Decisions Show Why Race
Can Legitimately Be Taken Into Account in
Drawing District Lines
Shaw recognized that "redistricting differs from other
state decisionmaking in that the legislature always is aware
of race when it draws district lines, just as it is aware of age,
economic status, religious and political persuasion, and a
variety of other demographic factors.” Shaw, 113 S.Ct. at
2826 (emphasis in original). In fact, the differences between
redistricting and other governmental decisionmaking go
beyond the legislature’s mere awareness of race. These
differences explain why race-conscious districting cannot be
subjected to the same type of strict scrutiny accorded other
race-conscious action.
It is not just with regard to race that different rules apply
in the redistricting arena. In Rutan v. Republican Party o f
Illinois, 497 U.S. 62, 74 (1990), for example, this Court
invoked the general principle that governmental distinctions
among individuals based on their political affiliation are
subject to heightened scrutiny; it held that "[ujnless ...
patronage practices are narrowly tailored to further vital
government interests, we must conclude that they
13
impermissibly encroach on First Amendment freedoms."
Nonetheless, the Court has repeatedly upheld intentional
political gerrymanders -- which by definition assign
individuals to districts on the basis of political affiliation -
without requiring any special justification. See, e .g ., Davis
v. Bandemer, 478 U.S. 109 (1986); Gaffney v. Cummings,
412 U.S. 735 (1973).
The rationale for the different treatment of redistricting
lies in the fact that the very purpose of apportionment is to
treat voters as members of groups and to choose which of
their group characteristics should be used to aggregate them
for the purpose of electing representatives. See T. Alexander
Aleinikoff & Samuel Issacharoff, Race and Redistricting:
Drawing Constitutional Lines After Shaw v. Reno, 92 Mich.
L. Rev. 588, 600-01 (1993); Pamela S. Karlan, The Rights
To Vote: Some Realism About Formalism, 71 Tex. L. Rev.
1705, 1712-13 (1993). Thus, apportionment decisions
virtually never treat citizens as individuals.2 Instead,
apportionments rely on a series of gross, if politically astute,
generalizations about the likely voting behavior of
demographically identifiable groups.
By contrast, other sorts of government decisionmaking
begin from "the simple command that the Government must
treat citizens as individuals, not as simply components of a
racial, religious, sexual or national class." Metro
Broadcasting, Inc. v. FCC, 497 U.S. 547, 602 (1990)
(O’Connor, J. dissenting) (internal quotation marks omitted;
Incumbent legislators, their relatives, and major campaign
contributors sometimes form an exception to this general rule, and these
exceptions can often account for irregularities in district shape. See Brief of
Appellants Abrams et al. (describing how several distinctive geographic
features of the Eleventh District reflect legislators’ desires to place
themselves or family members within particular congressional districts).
14
emphasis in original). In City o f Richmond v. J.A. Croson
Co., 488 U.S. 469 (1989), for example, the alternative to
racial set-asides was awarding contracts to the individual with
the lowest competitive bid. In Wygant v. Jackson Board o f
Educ., 476 U.S. 267 (1986), the alternative to using race in
deciding which teachers should be laid off was reliance on
individual seniority. In Regents o f the Univ. o f Cal. v.
Bakke, 438 U.S. 265 (1978), the alternative to rigid race
conscious admission to medical school was resort to test
scores, prior academic performance, and individual promise
within the profession. The Court’s analysis rested on two
premises: first, that reliance on race can derogate from
objective, race-neutral, individualized selection criteria, and,
second, that race-conscious treatment may unnecessarily
trammel the interests of individual citizens whose legitimate
expectations have been foiled.
Neither of these principles operates with the same force
on apportionment decisions. First, "[t]he key concept to
grasp [about reapportionment] is that there are no neutral
lines for legislative districts." Davis v. Bandemer, 478 U.S.
at 129 n. 10 (opinion of White, J.).3 There may be a set of
"[traditional districting principles," Shaw, 113 S.Ct. at 2824
— ranging from such easily measurable criteria as equality of
population and contiguity through such inherently subjective
criteria as respect for communities of interest and "political
fairness." But beyond equipopulosity, there are few
"judicially discoverable and manageable standards," Baker v.
Carr, 369 U.S. at 217, for deciding the relative weight of
these interests with regard to where particular district lines
should be placed. The tradeoff among protection of
incumbents (with its attendant benefits to a state from
Quoting Robert G. Dixon, Jr., Fair Criteria and Procedures
fo r Establishing Legislative Districts 7-8, in Representation and Redistricting
Issue (EL Grofman, A. Lijphart, R. McKay, & H. Scarrow eds. 1982).
15
legislative seniority), geographic compactness, and partisan
concerns — to give just one example — is a "political question
in the truest sense of the word." Davis v. Bandemer, 478
U.S. at 145 (O’Connor, J., concurring in the judgment).
Moreover, given decennial reapportionment and the
overtly partisan nature of the redistricting process, voters
simply have no "settled expectations," Wygant, 476 U.S. at
283-84 (opinion of Powell, J.), about the contours of the
district in which they will find themselves. Georgia gained
a congressional seat between 1980 and 1990, and uneven
growth of population within the state required further
adjustments of 1980 district lines. Thus, no voter had any
legally cognizable right to be placed in any particular district.
Since the votes of the plaintiffs in this case and the other
post-Shaw litigation were neither denied nor diluted, none of
their expectations about the voting process were in any way
impaired.
Not only is this Court’s concern about objective
standards not relevant in the redistricting context, but the
second premise of its affirmative action jurisprudence — that
race-conscious behavior distinctively disadvantages the
interests of white citizens — is also inapposite. "Traditional
districting principles" have always focused on "the competing
claims of political, religious, ethnic, racial, occupational, and
socioeconomic groups." Davis v. Bandemer, 478 U.S. at
146 (O’Connor, J., concurring in the judgment) (emphasis
added). In the districting process, members of racially-
defined groups occupy a position similar to many other
politically cohesive groups such as "union oriented workers,
the university community, religious or ethnic groups
occupying identifiable areas of our heterogeneous cities and
urban areas." Whitcomb v. Chavis, 403 U.S. at 155.. Such
practices as the ethnically balanced ticket are a mainstay of
American political history. See Pamela S. Karlan, Undoing
16
the Right Thing: Single Member Offices and the Voting Rights
Act, 77 Va. L. Rev. 1, 35-36 (1991).
As long as all citizens are able to vote and no
identifiable group’s votes are diluted, the traditional values
of descriptive representation and an ethnically diverse cast of
elected officials serves a variety of important values. Fair
representation of racially defined interests is critical to the
functioning of the political process. This insight underlies
this Court’s racial vote dilution jurisprudence, which
recognizes that individuals’ policy preferences may often be
correlated with, and sometimes even caused by, their racial
identity. Much modem legislation is concerned with issues
of racial discrimination,4 and members of racial minority
groups may be specially concerned with these issues. "The
exclusion of minorities from effective participation in the
bureaucracy not only promotes ignorance of minority
problems in that particular community, but also creates
mistrust, alienation, and all too often hostility toward the
entire process of government." Wygant, 476 U.S. at 290
(O’Connor, J. concurring) (quoting S. Rep. No. 92-415, p.
10 (1971)). Shaw sought to balance the danger to the
perceived legitimacy of government from race-conscious
redistricting against the danger to the perceived legitimacy of
4 See, e.g. , Civil Rights Act of 1964, Pub. L. No. 88-352, 78
Stat. 214 (codified as amended in scattered sections of 42 U.S.C. (1988));
Voting Rights Act of 1965, Pub. L. No. 89-110, 79 Stat. 437 (codified as
amended at 42 U.S.C. § 1973 et seq. (1988)); Fair Housing Act of 1968,
Pub. L. No. 93-284, 82 Stat. 81 (codified as amended at 42 U.S.C. § 3601
et seq. (1988)); Equal Employment Opportunity Act of 1972, Pub. L. No.
92-261, 86 Stat. 103 (codified in scattered sections of 42 U.S.C. §
2000e(1988); Voting Rights Act Amendments of 1982, Pub. L. No. 97-205,
96 Stat. 131 (codified at 42 U.S.C. § 1973 et seq. (1988)); Fair Housing
Amendments Act of 1988, Pub. L. No. 100-430, 102 Stat. 1619 (to be
codified at 42 U.S.C. § 3601 et seq.); Civil Rights Act of 1991, Pub. L.
No. 102-166, 105 Stat. 1071 (to be codified in scattered sections of 42
U.S.C.).
17
government posed by lily-white legislative delegations from
racially diverse jurisdictions. The decision in this case and
in its companion lawsuits from Texas and Louisiana stems
from the lamentable blindness of the district courts to the
latter danger.
Finally, in contemporary America, it may be impossible
fairly to represent ostensibly "political" interests if ethnicity
is ignored. In the real world race often serves as a shorthand
or organizing principle for political communities of interest.
Consider, for example, blacks in Marion County, Indiana.
In Whitcomb v. Chavis, residents of inner-city Indianapolis
challenged the state’s use of multi-member state legislative
districts, claiming that the scheme produced unconstitutional
racial vote dilution. This Court disagreed: black voters lost
not because they were black, but because they were
Democrats: "The voting power of ghetto residents may have
been ’cancelled out’ as the District Court held, but this seems
a mere euphemism for political defeat at the polls." 403
U.S. at 151. In Davis v. Bandemer, black residents of inner-
city Indianapolis again challenged the Indiana scheme and
again lost because their overwhelming support of Democratic
candidates showed that it was politics, not race, that caused
their exclusion. 478 U.S. at 118 n. 8. But in response to a
post-Gingles challenge under section 2 of the Voting Rights
Act to the very districts upheld in Davis, the state agreed to
abandon its multimember scheme and create several majority-
black single-member districts. See Dickinson v. Indiana
State Election Bd., 817 F. Supp. 737 (S.D. Ind. 1992)
(recounting the history of the section 2 litigation).
This overlapping of racial and political affiliations is a
commonplace in contemporary politics. See also LULAC v.
Clements, 999 F.2d 831, 850-55 (5th Cir) (en. banc)
(determining that black candidates for judicial office lost
because they were Democrats, not because they were black),
18
cert, denied, 114 S Ct 878 (1994). The decision by the
unsuccessful Republican plaintiffs in a political
gerrymandering challenge to North Carolina’s congressional
reapportionment, Pope v. Blue, 809 F. Supp. 392
(W .D.N.C.) (three-judge court), aff'd, 113 S.Ct. 30 (1992),
to recast themselves as plaintiff-intervenors in Shaw v. Hunt,
861 F. Supp. 408 (E.D.N.C. 1994) (three-judge court), is
another pointed illustration of this reality.
Given the intertwining of race and politics, an expansive
rule that treats all race-conscious districting with suspicion
raises serious questions of administrability. Suppose, for
example, that Democrats had controlled the Indiana
reapportionment process and that they had drawn districts
that had advantaged Democrats, including the
overwhelmingly black Democratic community of inner-city
Indianapolis, and that white suburban Republicans challenged
the plan. Would the level of judicial scrutiny depend on a
federal court’s ability to disentangle the political and racial
aspects of the legislature’s decision? Would plans that favor
black Democrats be accorded more searching scrutiny than
plans that advantaged white Democrats? Such as result
would, we suggest in the next section, raise serious
constitutional questions.
III. Shaw v. Reno Must Be Read Narrowly to Avoid
Denying African Americans the Equal
Protection of the Laws Guaranteed by the Fifth
Amendment
In Hunter v. Erickson, 393 U.S. 385 (1969), this Court
struck down a provision of the Akron City Charter that
provided that:
"Any ordinance enacted by the Council of The
City of Akron which regulates the use, sale,
19
advertisement, transfer, listing assignment, lease,
sublease or financing of real property of any kind
or of any interest therein on the basis of race,
color, religion, national origin or ancestry must
first be approved by a majority of the electors
voting on the question at a regular or general
election before said ordinance shall be effective."
Akron City Charter § 137. The Court explained that the
fatal weakness in the ordinance was that it "drew a
distinction between those groups who sought the law’s
protection against racial, religious, or ancestral
discriminations" and those involved in "the pursuit of other
ends." 393 U.S. at 390. The "reality" of such a provision,
the Court explained, is that "the law’s impact falls on the
minority" because they are more likely to "benefit from laws
barring racial, religious, or ancestral discriminations ...."
Id. at 391. Section 137 involved impermissible
discrimination on the basis of race, the Court concluded,
because "the State may no more disadvantage any particular
group by making it more difficult to enact legislation in its
behalf than it may dilute any person’s vote or give any group
a smaller representation than another of comparable size."
Id. at 393.
Suppose a state were to pass a statute declaring that "any
group of voters shall be entitled to petition the legislature to
draw a congressional district in which members of the group
form a majority of the electorate: Provided, That if the
primary common characteristic of the group is the race or
color of its members, the group shall be entitled to constitute
the majority in a district only if it can persuade the
legislature to draw a district with a dispersion score of .40 or
20
above or a perimeter score of 3 0 or above. "5 Such a statute
would clearly run afoul of Hunter, because it would treat
voters who politically affiliate along racial lines differently
from voters who choose to affiliate along other shared
characteristics, and would make it more difficult for them to
secure favorable apportionment plans. And although the
hypothetical statute might be race-neutral on its face, this
Court would surely conclude that in reality it would burden
black voters more heavily, since racial bloc voting and their
shared interest in governmental policies to combat racial
discrimination make them especially likely to seek race
conscious apportionments that provide them with majority-
black districts. Such a hypothetical law, like the provision in
Hunter, would make it more difficult for black voters than
for other groups to enact favorable apportionment legislation,
since it would constrain their available options in ways that
other groups’ options were not constrained.6 To uphold
such an ordinance would turn the Fourteenth Amendment on
its head, making the Amendment’s original intended
beneficiaries — black Americans — the only group whose
political aspirations are stringently limited by considerations
of compactness and regularity of district boundaries.
If that hypothetical statute would violate the Fourteenth
Amendment - as clearly it would - then a similar federal
judicially created rule would also run afoul of the
Constitution. Federal courts are bound by the equal
protection component of the Due Process Clause of the Fifth
For descriptions of these technical terms for measuring
compactness, see Richard H. Pildes & Richard G. Niemi, Expressive Harms,
"Bizarre Districts," and Voting Rights: Evaluating Election-District
Appearances After Shaw v. Reno, 92 Mich. L. Rev. 483, 553-56 (1993).
Just as clearly, a statute that provided that “a majority-white
district may be any shape but a majority-black district must be regular in its
boundaries," would clearly violate the equal protection clause.
21
Amendment. Edmonson v. Leesville Concrete Co., 500 U.S.
614, 616 (1991). Thus, the federal courts cannot place
unique barrier in the path of black voters’ seeking legislative
plans of their choice.
If Shaw is read narrowly, it certainly does not conflict
with the Fifth Amendment’s guarantee of equal protection.
Under such a reading, the Constitution simply requires
heightened scrutiny for race-conscious districting when the
outcome of the process is districts that are never drawn for
other groups. But if Shaw is read broadly, as the courts
below have shown themselves prone to do, such a reading
poses serious equal protection problems. To render districts
suspect when they are drawn at the behest of the black
community -- when farmers, Republicans, incumbents,
"North Louisiana English-Scotch-Irish," Hays v. Louisiana,
862 F. Supp. 119 (W.D. La. 1994) (three-judge court),
probable juris, noted, Nos. 94-558 and 94-627, can obtain
equivalently shaped districts — poses precisely the equal
protection threat identified in Hunter. This Court should
make clear that black voters are entitled to an equal
opportunity to participate in the redistricting process and to
benefit from the kind of traditional districting practices,
including the drawing of oddly shaped districts, that all other
political groups enjoy.
C o n c l u s io n
The decision of the district court represents both an
incorrect reading of this Court’s opinion in Shaw v. Reno and
an unwarranted federal judicial intrusion into the political
process. Accordingly, this Court should reverse the
judgment of the court below and remand the case with
directions to dismiss the plaintiffs’ complaint.
22
Respectfully submitted,
Pamela S. Karlan
Counsel o f Record
580 Massie Road
Charlottesville, VA 22903
(804) 924-7810/7536 (Fax)
Eben Moglen
Columbia Law School
435 West 116th Street
New York, NY 10027
(212) 854-8382/7946 (Fax)
Attorneys fo r Amicus Curiae
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