Brief Amicus Curiae of the Lawyers' Committee in Support of Appellants
Public Court Documents
November 10, 1998
35 pages
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Case Files, Cromartie Hardbacks. Brief Amicus Curiae of the Lawyers' Committee in Support of Appellants, 1998. 1445f344-d90e-f011-9989-7c1e5267c7b6. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/bc0b8e99-542b-4085-8989-39f0a833738e/brief-amicus-curiae-of-the-lawyers-committee-in-support-of-appellants. Accessed November 08, 2025.
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No. 98-85
In The
Supreme Court of the United States
October Term, 1998
+
JAMES B. HUNT, JR., in his official capacity as
Governor of the State of North Carolina, et al.,
Appellants,
V.
MARTIN CROMARTIE, et al,
Appellees.
¢
On Appeal From The United States District Court
For The Eastern District Of North Carolina
¢
BRIEF AMICUS CURIAE OF
THE LAWYERS’ COMMITTEE
FOR CIVIL RIGHTS UNDER LAW
IN SUPPORT OF APPELLANTS
tn A
MATTHEW J. ZINN :
Jack W. LonpeN, Co-Chair
(Counsel of Record) DanNieL F. Kou, Co-Chair
DaviD A. STEIN
NorMAN RebpricH, Trustee
STerTOE & JoHNsoN LLP
BARBARA R. ARNWINE
1330 Connecticut Avenue, T
NW. HOMAS J. HENDERSON
Washington, D.C. 20036 = EFvasp Sm
Goa R. WiLLiams
202-429-3000 7 :
Lawyers’ COMMITTEE FOR CIVIL
James U. BLACKSHER RicHTs UNDER Law
Title Bldg., Suite 710 1450 G Street, N.W., Suite 400
300 21st Street North Washington, D.C. 20005
Birmingham AL 35203 202-662-8600
203-591-7238 Attorneys for Amicus Curiae
Lawyers’ Committee for
Civil Rights Under Law
November 10, 1998
COCKLE LAW BRIEF PRINTING CO., (800) 225-6964
OR CALL COLLECT (402) 342-2831
TABLE OF CONTENTS
Page
INTEREST OF THE AMICLIS CURIAE ... ius. vey. 1
SUMMARY OF ARGUMENT. uo iii vitae insnis, 2
ARGUMENT ih 1, Soph tations sa hs vin finns sins sins 5
I. The Summary Judgment Entered Below Is Erro-
neous by Any Standard, and It Dramatizes the
Need for Clarification and Principled Limitation
of the Shaw v. Reno Jurisprudence............ 5
II. If the Court Were to Affirm the District Court’s
Entry of Summary Judgment in this Case, the
Result Would Be an Unjustifiable Increase in the
Number of Shaw v. Reno Type Equal Protection
Cases Brought Before this Court........:...... 21
[II. Even if the District Court Was Correct in Find-
ing Race to be the Predominant Factor, the Court
Erred by Granting Summary Judgment in Favor
of Plaintiff-Appellees Without First Undertaking
the Required Strict Scrutiny Analysis.......... 23
CONCLUSION... des rsd aig al Svat vine vs 27
il
TABLE OF AUTHORITIES
Page
Casks
Adarand Constructors, Inc. v. Pena, 515 U.S. 200
0 STAN Tp Pa he ot RM ye 23
Addy v. Newton County, 2 F.Supp.2d 861 (S5.D. Miss.
ry 4 ERROR SRT The IG Re 25
Arlington Heights v. Metropolitan Housing Develop-
ment Corp., 429 U.S. 252 (1976) ......... 9 11,12: 13
Bush v. Vera, 517 U.S. 952 (1996), Clark v. Calhoun
County, 88 F.2d 1393 (5th Cir. 1996). .......... passim
Clark uv. Roemer, 500 11.5.:646 (1991) ..... ccs ouvvsis 1,25
Clinton v. Smith, 488 U.S. 988 (1988)......... EI Lay 1
DeWitt v. Wilson, 856 F.Supp. 1409 (E.D. Cal. 1994),
aff'd summarily in part and dismissed in part, 515
U.S. 117001995) . . viii nna dri consis 5 Ra cit ntsinte » 20
Johnson v. Miller, 922 F.Supp. 1556 (S.D. Ga. 1995),
afd, NT SCL 1928 (1997). Xo. si. staves cain 19
King v. State Bd. of Elections, 979 F.Supp. 619 (N.D.
Il. 1997), aff'd without opinion, 118 S.Ct. 877
(998) BF Ln aed na 25
Lawyer v. Department of Justice, 117 S.Ct. 2186
A990) a a 1
Miller v. Johnson, 515 U.S. 900 (1995)... 1, 9, 11, 19, 22, 23
Mobile v.: Bolden, 446 1.5.55 {1980).........4.0 units 2
Morse v. Republican Party of Virginia, 517 U.S. 186
(L996)... 5. inet sr LB sae 8
111
TABLE OF AUTHORITIES - Continued
Page
Reno v. Bossier Parish School Board, 117 S.Ct. 1491
i000 aN I ne BRST SATS il Sr SE 1
Sanchez v. Colorado, 97 F.3d 1303 (10th Cir. 1996),
cert. denied, 117 S.Ct. IB20.L1997).. . i. ivi ds 25
Shaw v. Hunt, 517 U.S. 899 (1996). ...... 1,5 18,22 23
Shaw ov. Reno; 509 U.S. 630 (1993) .....00h.csvveis passim
Thornburg v. Gingles, 478 U.S. 30 (1986)..-........ 2, 24
United. States v- Hays, 515: U.S, 737 £1995)... . sures 1
Voinovich v. Quilter, 507 1J.S. 146 (1993) .5..........u> 24
Washington v. Davis, 426 U.S. 229 (1976).............. 9
Wright vo. Rockefeller, 376 U.S. 5241964)... .i.c.... 2s 10
Young 0. Fordice, 117 S.Ct. 122B (1997). vic vv ve viignnin s 1
ARTICLES AND Books:
Charles S. Bullock III & Mark J. Rozell, Southern
Politics at Century's End, in THE New Pouitics Or
THE OLb SoutH: AN INTRODUCTION TO SOUTHERN
Poutics (Charles S. Bullock, III & Mark J. Rozell,
eds. I908) ii. EB in Swe nen wes s 16, 17
KeitH J. ByBeg, MISTAKEN IDENTITY: THE SUPREME
Court AND THE PoLitics Or MINORITY REPRESENTA-
TION (100) i iis dans sas waits sian te nt Baten ainiin vs Sine 9
Thomas A. Kazee, North Carolina: Conservatism,
Traditionalism, and the GOP, in THE New PoLitics
Or THE OLD SoutH: AN INTRODUCTION TO. SOUTH-
ERN Pourrics (Charles S. Bullock, III & Mark J.
ROzZel, eds. 1008) uc. cies tame si onss i nibs vin satis nie 16
1v
TABLE OF AUTHORITIES - Continued
Page
David Lublin & D. Stephen Voss, The Partisan
Impact of Voting Rights Law: A Reply to Pamela S.
Karian, 50 Stan. L. Bev. 765:{1998) ... . ..... 5.3, 14, 26
Richard H. Pildes & Richard G. Niemi, Expressive
Harms, “Bizarre Districts,” and Voting Rights:
Evaluating Election-District Appearances After
Shaw v. Reno, 92 MicH. L. Rev. 483 (1993) ...... 18, 19
WEBSTER'S THIRD NEw INTERNATIONAL Dictionary (G.
& C Merriam-1981) s..50. . Gat ne S2 read
BRIEF AMICUS CURIAE OF THE LAWYERS’
COMMITTEE FOR CIVIL RIGHTS UNDER LAW
IN SUPPORT OF APPELLANTS
This brief in support of appellants is submitted with
the written consent of counsel for all parties filed with
the Clerk of the Court.!
INTEREST OF THE AMICUS CURIAE
The Lawyers’ Committee is a non-profit organization
created in 1963 at the request of the President of the
United States to involve private attorneys throughout the
country in the national effort to assure equal rights to all
Americans. Protection of the voting rights of citizens has
been an important aspect of the work of the Committee.
The Committee has provided legal representation to liti-
gants in numerous voting rights cases throughout the
nation over the last 35 years, including cases before this
Court, see, e.g., Lawyer v. Department of Justice, 117 S.Ct.
2186 (1997); Reno v. Bossier Parish School Board, 117 S.Ct.
1491 (1997); Young v. Fordice, 117 S.Ct. 1228 (1997); United
States v. Hays, 515 U.S. 737 (1995); Clark v. Roemer, 500 U.S.
646 (1991); and Clinton v. Smith, 488 U.S. 988 (1988). The
Committee has also participated as amicus curiae in other
significant voting rights cases in this Court, see, e.g., Shaw
v. Hunt, 517 U.S. 899 (1996); Miller v. Johnson, 515 U.S. 900
1 This brief was not authored in whole or in part by counsel
for a party to this proceeding, and no person or entity, other
than the amicus curiae, its members, or its counsel, made a
monetary contribution to the preparation or submission of this
brief.
(1995); Shaw v. Reno, 509 U.S. 630 (1993); Thornburg wv.
Gingles, 478 U.S. 30 (1986); and Mobile v. Bolden, 446 U.S.
55 (1980).
SUMMARY OF ARGUMENT
The saga of North Carolina’s District 12 returns to
this Court for the third time because a second district
court granted summary judgment for plaintiff-appellees
on their equal protection challenge to the redrawn Dis-
trict 12 (previously approved by a different three-judge
court). In deciding this case on summary judgment, the
majority below committed serious and patent error.
The threshold inquiry in a redistricting case such as
this is whether race was the predominant factor motivating
the legislature's redistricting decision. This is a very
demanding inquiry, and the party challenging the redis-
tricting plan bears the burden of proof on this issue. Such
a party must establish that the legislature’s predominant
or controlling motivation or intent in constructing the
challenged district was a racial classification; that is, an
unjustified, stereotypical reliance on the race of residents
must have been the factor that predominated over the
totality of all of the other factors influencing the legisla-
ture’s redistricting decision.
Under the racial predominance test, plaintiffs must
prove that boundary lines were drawn intentionally and
predominantly to include or exclude residents based on
their racial or ethnic characteristics. In addition, properly
applied, the racial predominance test requires plaintiffs to
demonstrate convincingly that reliance on race does not
reflect the redistricting choices and political communities
of the voters themselves, but rests on unjustified and
unwanted stereotypes regarding their race. Unless the
principles of Shaw v. Reno and its progeny are clarified,
they will be interpreted in a manner that subverts the
constitutionally guaranteed freedom of political associa-
tion and expression of black citizens.
Under this standard, the existence of evidence or
inferences tending to show that racial demographics may
not have been the predominant factor motivating the
legislature’s redistricting decision or that the disputed
districts reflect actual political communities of interest
shared by members of the same racial or ethnic group,
should preclude the entry of summary judgment. As long
as traditional districting criteria were not entirely
neglected and factors other than impermissible racial
considerations motivated the legislature, a redistricting
decision should not be invalidated on summary judgment
as violating equal protection.
In this case, there was more than ample evidence to
preclude the entry of summary judgment. This evidence
included affidavits from two State legislators intimately
involved in crafting the redistricting plan and from
numerous expert witnesses. The affidavits raised genuine
issues of material fact regarding the legislature’s predom-
inant motivation and the relative importance of race in
the redistricting decision. Specifically, the record indi-
cated that race was not or, at a minimum, may not have
been the predominant factor motivating the legislature’s
decision and that, based on election returns, black voters
in District 12 are a part of a strongly cohesive political
community. The district court majority wrongly disre-
garded most of this evidence. For example, the district
court majority relied upon voter registration data to sup-
port summary judgment, but ignored evidence that the
State had relied upon actual election results, an alterna-
tive and more reliable measure of party allegiance, in
redrawing District 12. This evidence, and other evidence
of a similar nature, should have been evaluated by the
court below sitting as a trier of fact.
If this Court were to affirm the district court’s judg-
ment in this case, such a decision would likely increase
the number of unjustifiable redistricting equal protection
challenges brought before this Court and the district
courts, and afford an opportunity for some to seek
invidious outcomes by filing similar suits. Moreover, the
use of summary judgment to adjudicate these types of
cases in the district courts will result in more cases
appealed directly to this Court on incomplete records,
frustrating this Court's ability to apply and shape the law
and resulting in inefficient and wasteful litigation.
Finally, even if race is the predominant factor
motivating the legislature’s decision, a party challenging
the redistricting plan still cannot prevail unless the State
is unable to satisfy strict scrutiny by demonstrating that
such use of race was narrowly tailored to serve a compel-
ling state interest. Strict scrutiny is not a hollow inquiry.
Rather, it gives States a realistic opportunity to demon-
strate compliance with the Equal Protection Clause, while
avoiding liability under section 2 of the Voting Rights
Act. Here, the district court majority erroneously and
inexplicably failed even to apply the strict scrutiny prong
of the equal protection inquiry and, for that reason as
well, its order granting summary judgment must be
reversed.
ARGUMENT
I. The Summary Judgment Entered Below Is Erroneous
by Any Standard, and It Dramatizes the Need for
Clarification and Principled Limitation of the Shaw
v. Reno Jurisprudence.
In this case, for the third time in just over five years,
this Court has been called upon to consider an equal
protection challenge to the creation of North Carolina's
Congressional District 12. See Shaw v. Hunt, 517 U.S. 899
(1996) (Shaw II); Shaw v. Reno, 509 U.S. 630 (1993) (Shaw I).
This most recent installment of the District 12 controversy
arises because a divided panel of the district court
granted summary judgment for plaintiff-appellees who
alleged that the redrawn District 12 violates the Equal
Protection Clause of the Fourteenth Amendment. The
grant of summary judgment here was in error because it
employs such an overbroad predominant racial motiva-
tion standard that it effectively transforms legitimate
political considerations into constitutionally suspect
racial classifications wherever there is a correlation
between race and the freely formed political associations
of citizens themselves.?
2 While we continue to believe the Shaw line of cases creates
a species of constitutional violation lacking a requisite injury,
we argue here that the district court failed correctly and fully to
apply the standard enunciated in those cases.
The summary judgment in the instant action dramati-
cally illustrates the problems posed by the erroneous
application of the Shaw standards. The district court
majority below did not require plaintiffs to prove that the
plan’s drafters were imposing “unjustified racial classi-
fications,” Bush v. Vera, 517 U.S. 952, 980 (1996), that is,
stereotypical racial assumptions that all black voters
“think alike, share the same political interests, and will
prefer the same candidates at the polls,” Shaw I, 509 U.S.
at 647. Nor did the district court consider whether black
voters in District 12 had freely associated to assert politi-
cal influence and give expression to shared views
through a representative in Congress, whether through
formal party institutions or otherwise. On this record, it
is plain that plaintiffs were not entitled to summary judg-
ment on the issue of racial predominance. “If district lines
merely correlate with race because they are drawn on the
basis of political affiliation, which correlates with race,
there is no racial classification to justify. . .. ” Bush, 517
U.S. at 968.3
Thus, when applying the racial predominance test,
the courts should consider whether apparent reliance on
race constituted an unjustified and potentially demeaning
3 The State argues that its drafters considered the wishes of
black and white voters of District 12 only indirectly by
determining that they had voted for Democratic candidates in
the past. While this evidence is responsive, further evidence of
the wishes of those voters is clearly relevant. This Court should
clarify the meaning of its precedents to prevent both the lower
courts and the parties in those courts from failing to give full
regard to the constitutionally protected political rights of all
citizens.
racial classification, or whether it reflected the recogni-
tion of a voluntary affiliation of persons, substantially of
a particular racial background, who in fact view them-
selves as members of a distinct political community.
If the State’s goal is otherwise constitutional
political gerrymandering, it is free to use the
kind of political data on which Justice Stevens
focuses — precinct general election voting pat-
terns, precinct primary voting patterns, and leg-
islators’ experience — to achieve that goal
regardless of its awareness of its racial implica-
tions and regardless of the fact that it does so in
the context of a majority-minority district. To
the extent that the District Court suggested the
contrary, it erred. But to the extent that race is
used as a proxy for political characteristics, a
racial stereotype requiring strict scrutiny is in
operation.
Id. (citations omitted).
In the instant case the district court majority, on
summary judgment, rejected evidence that District 12's
lines could be explained on the basis of partisan Demo-
cratic Party affiliation, and did not even address the
extent to which race or ethnicity correlates with a com-
mon political affiliation in District 12. The unavoidable
implication of its summary disposition is that the district
court misapprehended this Court’s Shaw jurisprudence as
erecting a constitutional impediment to political affilia-
tion and concerted action by black voters. Such a rule
would serve to deny to black citizens constitutionally
guaranteed freedoms of political association and expres-
sion — the opportunity to organize and seek representa-
tion of common political concerns among themselves and
in coalitions that unite persons of different races or tran-
scend race — and it would do so on the impermissible
basis of the race of those with whom they associate
politically. Clearly this Court has laid down no such rule.
The Shaw jurisprudence is aimed at preventing state
actors from drawing district lines that, based on arbitrary
stereotypes, “convey the message that political identity is,
or should be, predominantly racial.” Bush, 517 U.S. at 980.
It is being misinterpreted, however, as judicial authority
to interfere with the rights of American citizens to form
political identities themselves. Just as party conventions
should be thought of as a “state-created framework” for
the “exercise of private political rights,” Morse v. Republi-
can Party of Virginia, 517 U.S. 186, 271-72 (1996) (Thomas,
J., dissenting), so should legislative redistricting be
thought of as the exercise of the private political rights of
the citizens, acting through the many voluntary political
associations which constitute the body politic, to agree on
the new shape of their democratic compact. This Court
should stand guard equally against the unjustified aggre-
gation of African Americans (and other racial and ethnic
minorities) and against the interference with the freedom
of citizens of minority racial or ethnic communities to
choose to associate with each other and with others to
give expression to common political values and interests.4
4 A recent scholarly work makes the same point by
“suggest[ing] a standard for gauging judicial intervention: if
our government is to remain democratic, then the Court must
This Court should reemphasize that the threshold
task of demonstrating a predominantly racial purpose
which justifies judicial scrutiny of legislative redistricting
is “demanding.” See Miller v. Johnson, 515 U.S. 900, 928
(O'Connor, J., concurring). It should not be enough to
show that some lines were drawn purposefully to include
or to exclude persons with particular racial or ethnic
characteristics. In addition, the greatest care should be
taken to ensure that Shaw and its progeny are applied to
invalidate only racial groupings which constitute imper-
missible, stereotypical racial classifications, and not to
redistricting plans which represent a legitimate recogni-
tion of defined political interests substantially shared
among members of particular racial or ethnic commu-
nities. Plaintiffs should be required to show that legisla-
tors or plan-makers did not act on the basis of
demonstrable political communities of interest, but
instead merely assumed that persons with the same racial
or ethnic backgrounds share the same political interests.
The district court displayed its fundamental misun-
derstanding of the Shaw racial predominance standard by
citing Arlington Heights v. Metropolitan Housing Develop-
ment Corp., 429 U.S. 252 (1976), and Washington v. Davis,
426 U.S. 229 (1976), to support its summary conclusion
that a legislative intent to segregate voters was “unex-
plainable on grounds other than race.” J.S.App. 15a (quot-
ing Arlington Heights, 429 U.S. at 266). These equal
not speak for the people in a way that prevents the people from
finally speaking for themselves.” Keith J. ByBeg, MisTAKEN
IDENTITY: THE SUPREME COURT AND THE Potritics OF MINORITY
REPRESENTATION 49 (1998).
10
protection precedents pertain to discrimination on the
basis of race, an actual injury or disadvantage suffered by
the individual plaintiffs. This is the crucial constitutional
inquiry the district court never made. As this Court held
in Wright v. Rockefeller, 376 U.S. 52 (1964), segregation of
voters on the basis of race or ethnicity violates the Equal
Protection Clause only if it discriminates against those
voters by minimizing their collective voting strength or
by manipulating or stereotyping them in a way that
ignores their free and voluntary political interests in the
redistricting context.
It is plain to us that the District Court was not
compelled to find that these districts were the
product of a state contrivance to discriminate
against colored or Puerto Rican voters. As the
majority below pointed out, the concentration of
colored and Puerto Rican voters in one area in
the county made it difficult, even assuming it to
be permissible, to fix districts so as to have
anything like an equal division of these voters
among the districts. Undoubtedly some of these
voters, as shown by this lawsuit, would prefer a
more even distribution of minority groups
among the four congressional districts, but
others, like the intervenors in this case, would
argue strenuously that the kind of districts for
which appellants contended would be undesir-
able and, because based on race or place of
origin, would themselves be unconstitutional.
376 U.S. at 57-58 (emphasis added) (footnote omitted).
Moreover, the Shaw racial predominance standard is more
exacting than the standard applied in most equal protec-
tion cases, where it is sufficient to prove that a discrimi-
natory purpose was “a motivating factor in the decision.” |%
11
Arlington Heights, 429 U.S. at 265-66. The word “predomi-
nant” means “holding an ascendancy,” or “having supe-
rior strength, influence, authority or position.” WEBSTER's
THIRD NEw INTERNATIONAL Dictionary (G. & C. Merriam
1981). Thus, for a redistricting decision to be subject to
strict scrutiny, not only must plaintiffs prove that race
held a position of superior strength, influence, authority,
or position over all of the other factors collectively
motivating the legislature in that decision, they must
prove that such a reliance on the race of voters discrimi-
natorily classified them in ways which conflict with their
freely expressed, voluntary political identities.
Ascertaining the legislature’s predominant motiva-
tion or intent is no mean task. The district court must
undertake a “searching” and “sensitive” inquiry into the
evidence, recognizing the “complex interplay of forces
that enter into a legislature's redistricting calculus,” to
determine whether race was, in fact, the predominant
factor in a redistricting decision and whether the use of
race impermissibly discriminated against plaintiffs, ste-
reotypically or otherwise. Bush, 517 U.S. at 958; Miller, 515
U.S. at 916-17; see also Arlington Heights, 429 U.S. at 266.
When a redistricting decision stems from “mixed
motive[s]” — that is, when traditional districting criteria
are “not entirely neglected” — a “careful review” is neces-
sary to determine whether the legislature, in its redistrict-
ing calculus, made race the predominant factor over all of
the other motives. See Bush, 517 U.S. at 959, 963 (emphasis
in original). In this review, “the good faith of a state
legislature must be presumed.” Miller, 515 U.S. at 915. In
this corner of the political thicket, courts must be ever
12
vigilant not to upset the delicate balance between consti-
tutional protection of the individual from arbitrary and
discriminatory treatment by the government and the
equally compelling constitutional guarantee of freedom
of association. In every redistricting plan reviewed by the
Lawyers’ Committee in its long experience working on
voting rights issues, it has never found race, or any other
single factor, to be the legislature’s sole motivating factor,
but has observed that legislative redistricting actions are
always informed by a variety of different motives.> It is
only the relative importance of the various motives that
varies from case to case.
Because of the high complexity and sensitivity of the
racial predominance test, summary judgment should not
be granted to plaintiffs in a Shaw v. Reno type action
unless there is no dispute as to the impermissible use of
race. For purposes of deciding a plaintiff’s motion for
summary judgment in a case such as this, evidence or
inferences tending to show that race may not have been
an impermissibly predominant factor motivating the leg-
islature’s redistricting decision should be sufficient to
defeat such a motion. Certainly, where the evidence
shows only that the race of residents is correlated with
some of the District's boundaries, as in the instant case,
the plaintiffs’ and the district court’s task has only begun,
and a summary conclusion of unconstitutionality cannot
be justified.
5 Itis exceedingly rare, in any case, for a legislature to make
decisions motivated by a single concern. See Arlington Heights,
429 U.S. at 265.
13
In racial equal protection cases that do not involve
redistricting, a detailed review of the history of the legis-
lation and even testimony from legislators may be neces-
sary to discern legislative intent. Arlington Heights, 429
U.S. at 267-68. If that level of factual inquiry is required
in cases where the plaintiff must prove only that race was
“a motivating factor in the decision,” id. at 265-66
(emphasis added), the factual inquiry into legislative
motivation or intent is required to be even more painstak-
ing and deliberate in a case where the plaintiff must
demonstrate that race was “the predominant factor
motivating the legislature’s [redistricting] decision[,]” not
simply “a motivating factor.” Bush, 517 U.S. at 959
(emphasis in original). According to the plurality in Bush,
the required review in a case such as this one must take
into account “evidence regarding the redistricting plan’s
respect for traditional districting principles, the legisla-
tors’ expressed motivations, and the methods used in the
districting process.” 517 U.S. at 959. By granting sum-
mary judgment below, the district court largely dispensed
with this review. |
The record here contains more than enough evidence
for a trier of fact to find that the legislature was moti-
vated predominantly by factors other than race and that
traditional districting criteria, including respect for dem-
onstrated political communities of interest, were not
entirely disregarded in the redistricting legislation. Two
key committee chairmen stated emphatically that race
was not the predominant factor in the redistricting deci-
sion. The respective Chairmen of the Redistricting Com-
mittees of the North Carolina Senate and House of
Representatives, Roy A. Cooper, III, a Democrat, and W.
14
Edwin McMahan, a Republican, submitted affidavits dis-
cussing the principal factors that motivated the legisla-
ture in designing the redistricting plan. J.S.App. 69a, 79a.
The two legislators agreed that the goals of the redistrict-
ing legislation were, first, to cure the constitutional
defects in the prior plan by assuring that race was not the
predominant factor in constructing the plan and that
traditional redistricting criteria were not subordinated to
race and, second, to maintain the existing partisan bal-
ance in the State’s congressional delegation and to protect
incumbents. J.S.App. 72a-73a, 81a.6 Senator Cooper and
Representative McMahan acknowledged that race was
considered in developing the plan, but testified that it
was not the dominant or controlling purpose. J.S.App.
77a, 83a. In fact, Professors Lublin and Voss have inde-
pendently observed that the legislative record in North
Carolina “shows that incumbency was a major factor in
the construction of new districts and that legislators were
keenly aware of the constraints they faced in attempting
to draw a constitutional plan.” David Lublin & D. Step-
hen Voss, The Partisan Impact of Voting Rights Law: A Reply
to Pamela S. Karlan, 50 StaN. L. Rev. 765, 774 (1998) (here-
inafter “Lublin & Voss”). This record was, for all practical
purposes, ignored by district court majority.
6 Senator Cooper noted in his affidavit that the boundaries
of District 12 had to be drawn to avoid placing the residences of
two sitting congressmen within the District and to exclude from
the District the home county of a third congressman. J.S.App.
75a. This evidence, ignored by the majority in the district court
but credited by the dissenting judge, J.S.App. 37a, suggests that
“incumbency protection might explain as well as, or better than,
race” the North Carolina legislature’s decision to design District
12 the way that it did. See Bush, 517 U.S. at 967.
15
The North Carolina legislators also testified that
“election results” were the principal analytical tool used
to configure the districts in a way that preserved the
partisan balance. J.S.App. 73a, 81a-82a. Senator Cooper
stated that “partisan election data, not race, was the
predominant basis for assigning precincts to districts,”
including District 12, and that the inclusion of precincts
having significant black populations in District 12 was
“simply the result of a strong Democratic voting pattern
among blacks.” J.S.App. 77a. Assuming the veracity of
this testimony, as the district court should have done on
summary judgment, use of such election data in this
manner for crafting legislative districts plainly does not
implicate race as the predominant factor in the redistrict-
ing plan. A correlation between race and political affilia-
tion does not convert a permissible political gerrymander
into an unconstitutional racial gerrymander. See Bush, 517
U.S. at 968. This is so whether the political cohesion of
black voters demonstrated in the election returns accu-
rately characterizes them as loyal Democrats or simply as
politically unified voters.
The district court majority disregarded this evidence
of reliance on actual voting data from actual elections —
that is, evidence of how voters themselves reveal their
political identities, and relied instead on different data
showing that certain areas with heavy Democratic regis-
tration and a higher percentage of white voters were
excluded from District 12. J.S.App. 8a-9a, 20a-21a. In
doing so, the majority below impermissibly weighed the
probative value of conflicting evidence, something it may
not do on summary judgment. There is a genuine issue of
fact in this case as to whether the State’s reliance on
16
election results from actual elections is any less valid than
the district court majority's reliance on voter registration
data. By disregarding the State’s evidence on this point,
the district court majority, in effect, treated the use of
election results as tantamount to a constitutionally imper-
missible form of race-conscious decision-making, rather
than as a more reliable method of measuring political
party strength and loyalty, and, more importantly, as
evidence of the real political community of interests in
District 12 with which black voters have chosen to associ-
ate themselves.
Party registration, party identification, and electoral
support for candidates are all legitimate indicators of
party strength. Yet, one study recently indicated that, in
North Carolina, “the success of a party’s candidates is the
best measure of party vitality.” See Thomas A. Kazee,
North Carolina: Conservatism, Traditionalism, and the GOP,
in THE New Pouimics Or THE OLp SoutH: AN INTRODUCTION
To SoutHERN Politics 152 (Charles S. Bullock, III & Mark J.
Rozell, eds., 1998) (hereinafter “Kazee”). This conclusion
follows from the fact that voter registration data does not
take into account voters who do not always cast ballots
for candidates from their registered party, whereas actual
election results do reflect such party-line defections. See
Kazee, supra, at 152 (“Ticket splitting and partisan defec-
tion make declarations of partisan affinity less valid mea-
sures of party strength”); see also ].S.App. 33a (dissenting
opinion). In the South in particular, scholars have found
that “Republican candidates have frequently run ahead of
their party identification numbers[,]” and that white reg-
istered Democrats are more apt to vote for Republican
candidates than black registered Democrats. See Charles
17
S. Bullock III & Mark J. Rozell, Southern Politics at Cen-
tury’s End, in THE New Poumrics Or THE Op South: AN
INTRODUCTION TO SouTtHERN Politics 10-11 (Charles S. Bull-
ock, III & Mark J. Rozell, eds., 1998); see also Lublin &
Voss, supra, at 769 (“National trends favoring the Repub-
licans mainly affect white but not black voting behavior
because African Americans are more loyal Democrats”).
It was incumbent upon the district court to test the
evidence of voter registration data on which it relied
against the evidence of reliance upon actual election
results proffered by the State defendants at trial. This
latter evidence may have persuaded the district court,
sitting as the finder of fact, to conclude that race was not
the predominant factor in designing District 12, and
plainly was of sufficient import to preclude the entry of
summary judgment.
The uncontroverted testimony of the legislators
regarding their motivations was buttressed by expert tes-
timony to provide an empirical basis for confirming the
express statements of legislative intent. Dr. David W.
Peterson, a statistician, conducted a study to examine the
boundary of District 12 and its relation to the racial and
political makeup of residents of that District and the
surrounding area. ].S.App. 85a. Dr. Peterson found that
the boundary of District 12 “can be attributed to political
considerations with at least as much statistical certainty
as it can be attributed to racial considerations,” and dis-
cerned “no statistical indication that race was the pre-
dominant factor” in determining that boundary. J.S.App.
87a. Thus, he concluded that “there is at least one other
explanation that fits the data as well as or better than
race, and that explanation is political identification.” Id.
18
Dr. Gerald R. Webster, a professor of geography, eval-
uated North Carolina’s 1998 redistricting plan in accor-
dance with five traditional redistricting criteria and
compared that plan with the 1992 plan found unconstitu-
tional in Shaw II. ].S.App. 107a. For the two criteria most
relevant to this type of equal protection case (the alloca-
tion of local government or electoral units to congres-
sional districts and geographic compactness), Dr.
Webster's study showed a marked improvement in the
current plan. The 1998 plan reduced the number of the
State’s 100 counties divided among different congres-
sional districts to 22, down from 44 in 1992, a 50 percent
reduction. J.S.App. 116a, 133a. The 1998 plan also
reduced the number of election precincts divided among
different congressional districts from 80 (out of a total of
2,531 precincts) in 1992, to only 2 under the current plan.
J.S.App. 117a.
Dr. Webster also evaluated District 12 specifically
using the two mathematical compactness measures, dis-
persion and perimeter compactness, developed by Pro-
fessors Richard Pildes and Richard Niemi.” See J.S.App.
120a-130a. For District 12, dispersion compactness
increased from 0.045 in 1992 to 0.109 in 1998, an increase
of 142.2 percent, while perimeter compactness increased
from 0.014 in 1992 to 0.41 in 1998, an increase of 192.8
percent. J.S.App. 127a-128a, 143a, 145a. Although the
1998 figures would still be characterized as relatively
7 Richard H. Pildes & Richard G. Niemi, Expressive Harms,
“Bizarre Districts,” and Voting Rights: Evaluating Election-District
Appearances After Shaw v. Reno, 92 MicH. L. Rev. 483, 553-75
(1993) (hereinafter “Pildes & Niemi”).
10
“low” according to the Pildes & Niemi criteria? that by
itself does not indicate constitutional vulnerability under
Shaw I, since geographic compactness is not a constitu-
tional requirement. See Bush, 517 U.S. at 962; Shaw I, 509
U.S. at 647. Indeed, other congressional districts through-
out the country have low compactness scores, J.S.App.
121a, and, in each State, some district must be the least
compact. J.S. App. 36a (dissenting opinion). Moreover,
these guidelines do not take into account travel time
compactness or District 12’s design around a major trans-
portation corridor. J.S.App. 127a, 130a, 134a. Another
expert witness, Dr. Alfred W. Stuart, testified that of the
12 congressional districts in North Carolina, the revised
District 12 “has the third shortest travel time (1.67 hours)
and the third shortest distance (95 miles) between its
farthest points[,]” a marked improvement over the 1992
plan. J.S. App. 105a-106a. Further, District 12 is designed
around a major transportation artery, Interstate 85, to link
major urban areas sharing a community of interests. This
very same interstate highway was described as “a very
real connecting cable” linking “a palpable community of
interests” along a corridor of urban, suburban, and rural
areas in the Eleventh District of Georgia, as redesigned to
comport with this Court's decision in Miller. Johnson v.
Miller, 922 F.Supp. 1556, 1563-64 (S.D. Ga. 1995), aff'd, 117
5.Ct. 1925:(1997).9
8 See Pildes & Niemi, supra, at 564-65.
9 It is important to note that the challenged district is not a
majority-minority district. (District 12’s voting age population
is approximately 43% black and 57% white. J.S.App. 30a-34a
(dissenting opinion)). Nevertheless, there is no basis in law for
applying different standards to evaluate majority-minority
20
Based on the totality of the evidence, the district
court majority plainly erred in granting summary judg-
ment in favor of plaintiff-appellees. The record below
disclosed genuine issues of material fact concerning the
role of race in the redistricting process relative to tradi-
tional districting criteria, such as party politics, the legis-
lature’s predominant motivation or intent, and the
methods and data used to design the District. Most
importantly, there was no evidence whatsoever that race
was considered in a constitutionally impermissible way;
to the contrary, actual election returns provide compel-
ling evidence that black voters are included in a depend-
ably cohesive political community of interest in District
12. All inferences from this evidence should have been
drawn in favor of the non-moving party (here, the State
proponents of the plan). In sum, where the record con-
tains substantial evidence that race was not or may not
have been the legislature’s predominant motivation or
intent in drawing the boundaries of the challenged dis-
trict, summary judgment should not be granted for plain-
tiffs in a Shaw v. Reno type equal protection case.
districts, so-called “influence districts” in which blacks or
Hispanics comprise a substantial minority of the voting
population, and largely white-majority districts, nor should
there be. See Bush, 517 U.S. at 958 (noting that strict scrutiny
does not apply to “all cases of intentional creation of majority-
minority districts”); see also DeWitt v. Wilson, 856 F.Supp. 1409
(E.D. Cal. 1994) (finding no basis for applying strict scrutiny to
an intentionally created majority-minority district), aff'd
summarily in part and dismissed in part, 515 U.S. 1170 (1995).
21
II. If the Court Were to Affirm the District Court's
Entry of Summary Judgment in this Case, the
Result Would Be an Unjustifiable Increase in the
Number of Shaw v. Reno Type Equal Protection
Cases Brought Before this Court
If the Court were to affirm the district court’s entry
of summary judgment here, the likely result would be an
increase in the number of racial gerrymandering equal
protection cases brought before this Court. Affirming the
decision below would signal potential plaintiffs that the
predominant factor test is not a major obstacle to suc-
ceeding in a Shaw v. Reno equal protection challenge. The
message to potential plaintiffs would be that they can
prevail, as a matter of law, even when the State presents
substantial evidence indicating that race may not have
been the predominant factor in its decision-making.
Under this Court's precedents, plaintiffs must meet, and
should be required to meet, a very demanding standard
in order to prevail on the threshold question of the pre-
dominant factor motivating the legislature's decision.
However, the practical effect of the decision below is to
blur the distinction between the impermissible use of race
as the “predominant” factor motivating the legislature's
redistricting plan and the legitimate consideration of race
as just one of a number of motivating factors. Any such
blurring of this distinction will unjustifiably increase
racial gerrymandering equal protection litigation.
In addition, sustaining the district court’s entry of
summary judgment for plaintiff-appellees here would
afford those who have resisted the full enfranchisement
of African Americans with a vehicle by which to assert
equal protection challenges in an effort to dilute the
22
voting power of minorities and obtain a white super-
majority in order to preclude the election of minority
candidates or candidates responsive to minority interests.
The Equal Protection Clause plainly was not enacted for
the purpose of augmenting white majority voting power
at the expense of minority voting power, and this Court
should not sanction its use for such a purpose.
An increase in the number of challenges to redistrict-
ing plans in the district courts will inevitably increase the
number of such cases this Court must address in some
fashion, given the availability of direct appeal to this
Court after adjudication of redistricting disputes by
three-judge district courts. Moreover, given the sensitive
and complex nature of the predominant factor inquiry,
allowing district courts to grant summary judgment for
plaintiffs in cases such as this will result in more appeals
to this Court on partial and inadequate records. The
absence of complete, fully vetted evidentiary records and
detailed fact finding by the district courts in redistricting
equal protection cases will make this Court's job on
review more difficult, increase the number of reversals on
technical or procedural grounds, rather than on the
merits, and increase the number of times the same cases
return to this Court.10 The instant proceeding is a case in
point. It is here all too clear that disposition by summary
judgment does not promote judicial efficiency, but, quite
to the contrary, is a prescription for repetitive and waste-
ful litigation both in this Court and in district courts.
10 This Court’s review in Bush, Shaw II, and Miller was
based on the fully developed evidentiary records compiled at
the district court level.
23
III. Even if the District Court Was Correct in Finding
Race to be the Predominant Factor, the Court Erred
by Granting Summary Judgment in Favor of Plain-
tiff-Appellees Without First Undertaking the
Required Strict Scrutiny Analysis
If a district court finds that race was the predominant
factor motivating the legislature’s redistricting decision
and that the legislature subordinated traditional district-
ing criteria to race, that is not the end of the equal
protection inquiry. Such a finding merely triggers strict
scrutiny. Once strict scrutiny is deemed to apply, the State
must be given the opportunity to show that redistricting
legislation is narrowly tailored to serve a compelling state
interest. Bush, 517 U.S. at 976; Miller, 515 U.S. at 920; Shaw
I, 517 US. at 908; Shaw I, 509 U.S. at 658.
By skipping the second prong of the equal protection
analysis mandated by this Court, the district court imper-
missibly treated strict scrutiny as “strict in theory, but
fatal in fact.” Adarand Constructors, Inc. v. Pena, 515 U.S.
200, 237 (1995) (citation omitted). This was error because
circumstances can and do exist in which a race-conscious
remedy is narrowly tailored to further a compelling state
interest. For instance, five Justices have expressed the
view that compliance with section 2 of the Voting Rights
Act is a compelling state interest,!! and that section 2 is
violated if, based on the totality of circumstances, mem-
bers of a minority group have less opportunity than
11 Bush, 517 U.S. at 990-92 (O'Connor, J., concurring); id. at
1033 (Stevens, ]., joined by Ginsburg and Breyer, ].J.,
dissenting); id. at 1046 (Souter, J., joined by Ginsburg and
Breyer, ].]J., dissenting).
24
others to participate in the political process and to elect
representatives of their choice. See 42 U.S.C. § 1973(b).
Thus, a district may withstand a constitutional chal-
lenge even if race was the predominant factor motivating
the legislature and strict scrutiny is triggered. In order to
satisfy strict scrutiny, a State may demonstrate a compel-
ling state interest by showing that there is a “strong basis
in evidence” for concluding that section 2 liability exists
or thatthe potential for such liability may exist. Bush, 517
U.S. at 977 (citation omitted). A State’s predominant
reliance on race-conscious districting is narrowly tailored
to serve a compelling interest if it “substantially
addresses the § 2 violation,” and if traditional districting
principles are not subordinated to race “substantially
more than is ‘reasonably necessary’ to avoid § 2 liability.”
Id. at 977, 979 (citations omitted).12 Further, a district
designed to comply with section 2 need not have “the
least possible amount of irregularity in shape,” and may
pass strict scrutiny without winning “beauty contests”
against rival districts designed by plaintiffs’ experts. Id.
at 977.
12 The first precondition for liability under section 2 under
Thornburg v. Gingles, 478 U.S. 30, 50-51 (1986), focuses on the
existence of a sufficient minority population to justify the
creation of majority-minority districts. Here, of course, the
challenged District 12 is not a majority-minority district, since
only 43% of the voting age population of the District is black,
while 57% is white. ].S.App. 30a-34a. However, in Voinovich v.
Quilter, 507 U.S. 146, 154 (1993), this Court left open the
possibility that minority voters could state a viable section 2
claim if a redistricting plan deprived them of “influence
districts” in which they constitute a substantial (and thus
supposedly influential) minority.
25
Relying on this Court's recent decisions on strict
scrutiny, most lower courts have treated the strict scru-
tiny analysis as an integral part of the equal protection
inquiry in redistricting cases. The Fifth and Tenth Circuits
have each addressed how the strict scrutiny prong of the
equal protection analysis preserves the availability of
race-conscious remedies under section 2 of the Voting
Rights Act. Sanchez v. Colorado, 97 F.3d 1303, 1326-29 (10th
Cir. 1996), cert. denied, 117 S.Ct. 1820 (1997); Clark wv.
Calhoun County, 88 F.3d 1393, 1402-08 (5th Cir. 1996). In
each of these cases, the court echoed the majority of
Justices who have indicated that compliance with section
2 constitutes a compelling state interest and noted that
districts drawn predominantly on the basis of race will be
narrowly tailored if race overrides traditional districting
principles no more than is reasonably necessary to rem-
edy a section 2 violation. Sanchez, 97 F.3d at 1327; Clark,
88 F.3d at 1407-08. In at least two instances, district courts
have held that a district designed with race as the pre-
dominant motivating factor nevertheless passed strict
scrutiny because the legislature’s action was narrowly
tailored to remedy a section 2 violation. Addy v. Newton
County, 2 ESupp.2d 861 (5.D. Miss. 1997) (appeal pend-
ing); King v. State Bd. of Elections, 979 F.Supp. 619, 622-27
(N.D. Ill. 1997), aff'd without opinion, 118 S.Ct. 877 (1998).
The application of strict scrutiny in the equal protec-
tion redistricting context must not be construed as “fatal
in fact” if the Court is to avoid a head-on collision
between its equal protection redistricting jurisprudence
and section 2 of the Voting Rights Act. The tension
between these two bodies of law creates a dilemma for
26
state legislatures: if, on the one hand, a district is consid-
ered not sufficiently compact and the percentage of
minority voters in the district is high, the district may be
invalidated for using race as its predominant motivating
factor; yet, if a substantial minority population is dis-
persed among different districts in relatively low propor-
tions, such that minority voters do not have a fair
opportunity to elect candidates of their choice, then those
voters may well claim a violation of section 2. The strict
scrutiny prong of the equal protection inquiry at least
makes it possible for States to wend their way between
“the Scylla of racial gerrymandering [as proscribed in
Shaw and its progeny] . . . and the Charybdis of minority
vote dilution” under section 2 of the Voting Rights Act.
See Lublin & Voss, supra, at 773. Strict scrutiny must
afford a meaningful opportunity for challenged districts
to pass constitutional muster if States are to be able to
design districts that comport both with the Equal Protec-
tion Clause and with section 2 of the Voting Rights Act.
Eschewing this crucial step, as the district court majority
did here, is unjustified as a matter of law and contrary to
prudent judicial decision-making.
*
27
CONCLUSION
For the reasons stated above, the order of the district
court below granting summary judgment in favor of
plaintiff-appellees should be reversed and the case
remanded for trial.
Respectfully submitted,
MATTHEW J. ZINN
(Counsel of Record)
DaviD A. STEIN
SterTOE & JOHNSON LLP
1330 Connecticut Avenue, N.W.
Washington, D.C. 20036
202-429-3000
Jack W. LonpeN, Co-Chair
DanieL F. KoLs, Co-Chair
NorMAaN RebpricH, Trustee
BARBARA R. ARNWINE
THomas J. HENDERSON
EpwaArD STILL
Gipa R. WiLLiams
Lawyers’ CoMMITTEE FOR CIviL
Ricuts UNDER Law
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202-662-8600
James U. BLACKSHER
Title Bldg., Suite 710
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Birmingham AL 35203
205-591-7238
Attorneys for Amicus Curiae
Lawyers” Committee for
Civil Rights Under Law
November 10, 1998
\y
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or
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Law Brief Specialists
FAX Nurnber: 402-342-4850 Since 1923 Call Collect (402) 342-2831
No. 98-85
JAMES B. HUNT, JR., ET AL., Appellants,
Ve
MARTIN CROMARTIE, ET AL., Appellees.
AFFIDAVIT OF SERVICE
|, Andy Cockle, of lawful age, being duly sworn, upon my oath state that | did, on the 9 day
of NOVEMBER, 1998 , send out, postage prepaid, from Omaha, NE, 6 package(s) containing
3 copies of the BRIEF AMICUS CURIAE IN SUPPORT OF APPELLANTS
in the above entitled case. All parties required to be served have been served. Proper postage was affixed to said
envelope(s) and they were plainly addressed to the following:
SEE ATTACHED
Subscribed and sworn to before me this 9 day of NOVEMBER, 1998
| am duly authorized under the laws of the State of Nebraska
to administer oaths.
& GENERAL NOTARY-State of Nebraska Affiant \J
| PATRICIA C. BILLOTTE ~ il ol SET My Comm. Exp. Nov. 24, 2000 cz lr ccen
Notary Public
To be filed for:
Matthew J. Zinn Jack W. Londen, Co-Chair
(Counsel of Record) Daniel F. Kolb, Co-Chair
David A. Stein Norman Redlich, Trustee
Steptoe & Johnson LLP Barbara R. Arnwine
1330 Connecticut Ave., N.W. Thomas J. Henderson
Washington, DC 20036 Edward Still
(202) 429-3000 Gilda R. Williams
Lawyers' Comm. for Civil Rights
Under Law
1450 G Street, N.W., Suite 400
Washington, DC 20005
(202) 662-8600
Attorneys for Amicus Curiae Lawyers'
Comm. for Civil Rights Under Law
Ho oP
SERVICE LIST
re: Hunt v. Cromartie, No. 98-85 (US Sup Ct), [LCCR VR 98-14]
Todd A. Cox, Esq.
NAACP Legal Defense & Educational Fund, Inc.
1444 1 Street, N.W., 10th Floor
Washington, D.C. 20005 (202) 216-5568
For Intervenors
Adam Stein, Esq.
Ferguson, Stein, Wallas, Adkins, Gresham & Sumter, P.A.
312 West Franklin Street For Intervenors
Chapel Hill, North Carolina 27516
phone: 919-933-5300
Elaine R. Jones, Esq.
Norman J. Chachkin, Esq.
Jacqueline A. Berrien, Esq.
NAACP Legal Defense & Educational Fund, Inc.
99 Hudson Street, Suite 1600
New York, New York 10013
phone: 212-219-1900
For Intervenors
Robinson O. Everett, Esq.
301 West Main Street Suite 300 For Cromartie
Durham NC 27701
phone: 919-682-5691
Martin B. McGee, Esq.
Williams, Boger, Grady, Davis & Tuttle
147 Union Street South
Concord NC 28026
phone: 704-782-1173
For Cromartie
Tiare Bowe Smiley, Esq.
Edwin M. Speas, Jr., Esq.
North Carolina Department of Justice
114 West Edenton Street
Raleigh NC - 27603
phone: 919-716-6400 (Speas); 919-716-6916 (Smiley);
For Hunt, et al.