Boynton v. Virginia Transcript of Record
Public Court Documents
March 31, 1960

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Brief Collection, LDF Court Filings. Abrams v. Johnson and United States v. Johnson Join Appendix, 1996. 5e831ec6-ab9a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/f336a34b-f32b-4289-a503-8f3b3fb72dfe/abrams-v-johnson-and-united-states-v-johnson-join-appendix. Accessed April 06, 2025.
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Nos. 95-1425 and 95-1460 3fn tf)£ ^upreim Court of tfjr Miutrb £§>tatr£ OCTOBER TERM, 1996 LUCIOUS ABRAMS, J R , ET A L , APPELLANTS v. DAVIDA JOHNSON, ET AL. UNITED STATES OF AMERICA, APPELLANT v. DAVIDA JOHNSON, ET AL. ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF GEORGIA JOINT APPENDIX David F. Walbert Counsel o f Record Walbert & Mathis 100 Peachtree Street Suite 14.OO Atlanta, GA 30303 (hOU) 523-5000 Michael J. Bowers Attorney General o f the State o f Georgia (see inside cover for additional counsel) Walter Dellinger Acting Solicitor General Department o f Justice Washington, D.C. 20530 (202) 5U-2217 Jurisdictional Statements Filed: March 7 and March 12,1996 Probable Jurisdiction Noted: May 20,1996 Dennis R. Dunn 132 State Judicial Building Atlanta, GA 30334 Counsel fo r Appellees Miller et al. A. Lee Parks Counsel o f Record Kirwan, Parks, Chesin & Remar, PC. 75 Fourteenth Street 2600 The Grand Atlanta, GA 30309 (404) 873-8000 Counsel for Appellees Johnson, etal. Laughlin McDonald Counsel o f Record Neil S. Bradley Maha Zaki Mary Wyckoff American Civil Liberties Union Foundation, Inc.D 44 Forsyth Street — Suite 202 Atlanta, GA 30303 (404) 523-2721 E laine R. J ones Director-Counsel Theodore M. Shaw Norman J. Chachkin J acqueline Berrien NAACP Legal Defense and Educational Fund, Inc 99 Hudson Street New York, N.Y. 10013 Gerald R. Weber American Civil Liberties Union o f Georgia, Inc. 142 Mitchell Street, S.W. Suite 301 Atlanta, GA 30303 (404) 523-6201 Counsel fo r Appellants Abrams, et al. 3fn tf)t B>u$mm Court of tfje MnitEb OCTOBER TERM, 1996 No. 95-1425 LUCIOUS ABRAMS, JR., ET AL., APPELLANTS v. DAVIDA JOHNSON, ET AL. No. 95-1460 UNITED STATES OF AMERICA, APPELLANT v. DAVIDA JOHNSON, ET AL. ON A PP EA L FROM THE UNITED STATES D ISTRICT COURT FOR THE SOU THERN D ISTRICT OF GEORGIA JOINT APPENDIX TABLE OF CONTENTS Page A. Relevant docket entries in the United States District Court for the Southern District of Georgia, Augusta Division ...................... 1 From the 1995 Trial: B. Testimony of Joseph K a tz .......... ................... 9 l 11 Page C. [Corrected] Report of Joseph Katz, State’s Exhibit 170 , with selected attachments from Tabs 3 and 4 .................. ................... . 30 D. Testimony of Allan J. Lichtman ..................... 53 E. Report [by Allan J. Lichtman] on Issues Relating to Georgia Congressional Districts, Exhibit DOJ 24, with selected tables, and charts from Appendix 1 ............................ 62 F. Testimony of Ronald E. Weber ...................... 84 G. Report of Ronald E. Weber, Plaintiffs’ Exhibit 82 and tables from Attachment E .. 96 H . Joint Statement of Undisputed Fact ............ 116 From the Remedial Phase: I. Three declarations by Selwyn Carter (Abrams Exhibit 35) ...................................... 141 J. Testimony of Linda M eggers.......................... 152 K. Testimony of Sanford Biship .......................... 155 L. Argument: Laughlin McDonald...................... 157 M. Testimony of Selwyn Carter ............... 159 N. Argument: David Walbert ................. 184 O. Testimony of Linda M eggers......................... 186 P. Maps and Charts 1. Congressional Redistricting Plan MSLSS (House passed)(Abrams Exhibit 37) . . . . . 190 Ill Page 2. Congressional Redistricting Plan AMICUSR (Lewis-GingrichXAmicus Exhibit 1 ) . . . . . . . . . . . . ........ .................. 192 3. Congressional Redistricting Plan ABRAMS A (R. 296 and R. 319)............ 194 4. Congressional Redistricting Plan ABRAMS C (R. 296)................................ 196 5. Congressional Redistricting Plan ACLU1A (Abrams Exhibit 36) . . . . . . . . 198 6. Congressional Redistricting Plan Plaintiffs’ Remedy 4 (R, 342) ............ . 200 7. Congressional Redistricting Plan Plaintiffs’ Remedy 4X (R. 363) ........... 202 8. Plaintiffs’ Exhibits 47-49 (race maps from AMICUSR of DeKalb, Bibb, and Muscogee Counties) .............. 204 9. Chart: Black population in Georgia’s Eleventh District in F irst Enacted Plan (DeKalb, Richmond, and Bibb Counties).................................................... 207 Q. ORDERS noting probable jurisdiction and consolidating appeals .......................... 208 DATE 7/12/95 8/2/95 8/14/95 8/14/95 U nited States D istrict Court FOR THE SOUTHEREN DISTRICT OF GEORGIA A ugusta D ivision CIVIL ACTION NO. CV 194-008 L ucious Abrams, J r ., et a l ., appellants v Davida J ohnson, et a l . A. RELEVANT DOCKET ENTRIES NR PROCEEDINGS 243 NOTICE of the State of Georgia’s Calling of a Special Session of the G eneral Assembly in Which to Enact a Remedial Reapportionment Plan by State dfts Zell Miller, Pierre Howard, Thomas Murphy, Max Cleland. 251 ORDER setting hearing on redistricting remedies at Augusta on 8/22/95 at 9 a.m., inviting original parties to submit sug gestions not to exceed 25 pages no later than 8/15/95, and informing parties that all pending motions and m atters relating to costs and atty fees will be considered (signed by Judge Dudley H. Bowen Jr.), copies served. [Entry date 08/03/95] 258 P L A IN T IF F S ’ SU B M ISSIO N on Remedy Per Court Order of August 2, 1995 [edit date 08/14/95] 260 MOTION by A bram s in te rv en o rs for Reconsideration of [251-1] order dtd 8/2/95 1 2 8/15/95 8/15/95 8/15/95 8/17/95 8/22/95 to allow interveners to submit remedies for consideration, and to stay Ct.’s order of 8/2/95 to allow the Ga Gen Assembly to complete congressional redistricting with brief in support. [Entry date 08/15/95] 262 SUBMISSION of Defendant Thomas B. Murphy in Response to the Court’s Invita tion to Submit Suggestions as to Remedy. 267 MOTION by United States to Vacate [251- 1] order of 8/2/95 setting hearing on redis tricting remedies at Augusta on 8/22/95 to allow for a legislative remedy with brief in support. [Entry date 08/16/95] 271 R E SPO N SE by dfts Miller, H ow ard, Cleland to ct’s 8/2/95 [251-1] order setting hearing on redistricting remedies. [Entry date 08/16/95] 274 AMENDED BRIEF of Amici Curiae by John Lewis and Newt Gingrich. — Motion hearing held * * *. All pending motions to intervene DENIED; to appear amicus curiae GRANTED for the pu r pose of m aking w ritte n subm issions, D E N IE D for purpose of m aking oral arguments or participating in open Court; * * * [E n try date 09/28/95] [Edit date 09/29/95] Motion to dismiss Abrams inter- venors is DENIED; Abrams intervenors’ motion to be allowed to submit proposed redistricting remedies is GRANTED; all motions to stay or vacate the order call ing for today’s hearing DENIED; * * * deadline Oct 15 set for new plan; * * * 3 8/31/95 9/1/95 9/1/95 9/5/95 9/13/95 9/15/95 9/28/95 10/11/95 10/13/95 Abrams intervenors not to participate [in trial on 2d District]; Abrams intervenors’ proposal for plan of rem edies of 11th Cong. District to be filed within 10 days; Counsel to notify the Court in writing if reapportionm ent plan not passed. * * * [Entry date 09/28/95] [Edit date 09/29/95] 295 STATUS REPORT by Zell Miller, Pierre How ard, Max Clelancl as to proposed Congresional plan [Entry date 09/01/95] 296 PROPOSED REDISTRICTING PLANS by Abrams Intervenors. 297 NOTICE by Thomas Murphy with respect to legislative proceedings (status of special session of Georgia General Assembly) 300 STATUS REPORT by Zell Miller, Pierre Howard, Max Cleland regarding proposed Congressional plan passed by Georgia Senate on 8/31/95 [Entry date 09/07/95] 306 NOTICE by dft Thomas Murphy with respect to legislative adjournment. 307 STATUS REPORT by Zell Miller, Pierre Howard, Max Cleland [Entry date 09/18/95] — Bench trial set for 10:00 10/30/95 before Chief Judge Edenfield; C ircuit Judge Edmondson and District Judge Bowren at Augusta. [Entry date 10/02/95] 319 SUPPLEMENTAL DECLARATION of Selwyn Carter 321 B R IEF on remedy by plffs [Entry date 10/25/95] 4 10/18/95 10/20/95 10/20/95 [sic] 10/27/95 10/27/95 10/27/95 10/27/95 10/30/95 [sic] 325 ORDER directing parties to subm it a plan that makes the least chgs, in terms of line drawing, bringing the 11th Dist. into compliance w/US Constitution, and a plan that makes the least chgs, in terms of line drawing, in GAs present congressional plan bringing the 11th and 2d Dists. into compliance w/US Const; the parties are instructed to confer regarding these plans; signed by Judge James L. Edmondson); copies served. [Entry date 10/25/95] 329 ORDER directing parties to submit plans based on first plan that GA submitted to Dept, of Justice for preclearance signed by Judge Dudley H. Bowen Jr.); copies served. [Entry date 10/25/95] — Bench trial held as to 2d District; ruling reserved; rem edy phase to continue on 10/31/95 343 SUBM ISSION of dfts Miller, Cleland, and Howard in connection with the issue of remedy. 344 NOTICE of filing minimum change plan and brief by Abrams Intervenors 345 RESPO N SE/REM ED Y submission by defendant Thomas Murphy to [329-1] order and [325-1] order of 10/17 and 10/20/95. 348 BRIEF on remedy by United States 349 BRIEF on remedy by United States 10/[30]- Bench trial held; counsel argum ent and 5 31/95 11/9/95 11/16/95 11/22/95 11/22/95 11/22/95 11/22/95 11/30/95 evidence on remedy phase concluded; rul ing of the Court reserved; the Court to notify the parties if additional briefing permitted. All evidence from 11th District trial made a part of the record in these proceedings. * * * [Entry date 11/01/95] 363 ORDER directing plffs’ counsel to submit proposed plan to be known as plffs’ rem edy 4X by 11/22/95, comments from each p a rty not to exceed 12 pgs in leng th (signed by Judge Dudley H. Bowen Jr.); copies served. [Entry date 11/10/95] 368 ORDER inviting parties to submit addit material to indicate chgs in racial composi tion of DeKalb Co, GA, from the ‘90 census to present ( signed by Judge Dudley H. Bowen Jr. for 3- judge ct); copies served. 369 RESPONSE by United States to plffs’ [367-1] response to Ct’s order of 11/9/95, plffs’ plans remdy 4X and 4X-R 370 RESPONSE/REPLY by Abrams inter- venors to [367-1] plffs’ response to Ct order of 11/9/95 371 RESPONSE/SUBMISSION of additional dem ographic evidence by dfts Miller, Howard and Cleland to [368-1] order of 11/16/95 372 R E PL Y /R ESPO N SE by amicus John Lewis and amicus Newt Gingrich to plffs’ suggested [367-1] response/rem edy 4X and 4XR [Entry date 11/27/95] 374 OBJECTION by S ta te dfts Miller, 6 12/1/95 12/1/95 12/1/95 12/6/95 12/7/95 12/8/95 12/8/95 Howard, Cleland to [369-1] response by US Dept of Justice to plffs’ plans 4X and 4XR. 375 REPLY by plffs to [369-1] response by United States, [370-1] response by Karen Watson, William Gary Chambers Sr., G. L. Avery, Lucious A bram s Jr., [372-1] response by Newt Gingrich, John Lewis to court order of November 9 376 RESPONSE memorandum by Abrams intervenors to [371-1] submission of addi tional dem ographic evidence by Max Cleland, Pierre Howard, Zell Miller 377 ORDER that Georgia’s Second Congres sional D istrict is unconstitutional in its current composition; dfts are barred from using it in future congressional elections; (signed by Judge Jam es L. Edmondson for three-judge court); copies served. 378 RESPONSE by United States to [374-1] objection by Cleland, Howard and Miller, and response to [375-1] response by plffs to US subm ission of plan on 11/22/95 [Entry date 12/07/95] 379 OBJECTION by defendants Miller, Howard, and Cleland to [372-1] reply/re- sponse by Amici Curiae Gingrich and Lewis to plffs’ suggested remedy 4X and 4XR 380 OBJECTION by plffs to submission of affid of Donald Hill in [372-1] response by Newt Gingrich and John Lewis 381 RESPONSE by United States to [371-1] submission of additional demographic information by Cleland, Howard, Miller 7 12/13/95 12/13/95 1/11/96 1/11/96 1/12/96 384 R E S P O N S E of am icus Lew is and Gingrich to [379-1] objection by state dfts C lei and, Howard, Miller to reply of amici to plffs’ 4X and 4XR suggested remedy, and response to [380-1] plffs’ objection to amici’s submission of affid of Donald Hill 385 ORDER redraw ing Ga’s congressional districting plan; directing tha t elections for members of the House of Reps of the Congress of the US from the St of GA be conducted in accordance with the plan appended to this Order as Appendices “A” and “B”; motions terminated; signed by three-judge court Edenfield, Bowen and Edmondson; copies served. [E ntry date 12/14/95] 397 N O TIC E OF A P PE A L by Lucious Abrams Jr., G. L. Avery, William Gary Chambers Sr., Karen Watson to Supreme Court of the US from Order dtd 12/13/95, oral ruling on 8/22/95, and Order of 1/8/96; copies served. [385-1] order, [395-1] order [Edit date 01/12/96] 398 MOTION by Lucious Abrams Jr., G. L. Avery, William Gary Chambers Sr., Karen Watson for a Stay pending appeal of Order of Ct entered 12/13/95, permitting ‘96 pri m ary and general elections to be held under a redistricting plan that does not violate Sec. 2 and 5 of Voting Rights, with brief in support. [Edit date 01/16/96] 401 NOTICE OF APPEAL by dft-intervenor United States to the Supreme Court of the 8 US from 12/13/95 order of USDC; copies served. [385-1] order [Entry date 01/16/96] 1/26/96 407 ORDER denying Abrams In tervenors’ [398-1] motion for a Stay pending appeal of Order of Ct entered 12/13/95 (signed by Judge J. L. Edm ondson, Judge B. Avant Edenfield and Judge Dudley H. Bowen J r . ); copies served. 9 B. TESTIMONY OF JOSEPH KATZ [Excerpt from Trial Testimony, 5 T. Tr. p. 63, line 5 to p. 86 line 1,] Could you tell us, in a more conversational way, what you have found. Essentially, to this point, you’ve been asked to undermine Dr. Lichtman’s work, I think. So tell us why it’s not worthy of your credit. MR. WALBERT: I was just moving to the next point, Your Honor. HONORABLE JUDGE BOWEN: Tell me, in a more conversational way, about his work, what you find trou bling about it? A (Dr. Katz) The thing I find troubling about it is attempting to estimate election by election the actual voting percentages of the white voters for the white candidate and the black voters for the black candidate. The data that he has available, that any of us have availab le, is m erely th e re g is tra tio n d a ta for the precinct, and the vote data for the precinct. And if we have precincts that are racially mixed in that there’s a high percentage of white and black voters, with only the vote data and the registration data, it really isn’t possi ble to dig out what the percentages of racial voting pat terns are. And this is magnified when we had very few precincts to work with. HONORABLE JUDGE BOWEN: Could it be said that any time you have a precinct in which there are two races voting, that there is inevitably some extrapolation in saying who voted and who did not? A (Dr. Katz) Yes. And to come up with an estimate by necessity, you have to make some additional assump tions about the way the different races voted. 10 HONORABLE JUDGE BOWEN: You asked, or your [sic] mentioned, some impossible results. Are those results that are impossible because of mathematical cal culation or because of the methodology used? A (Dr. Katz) In these cases, i t ’s because of the methodology used. The quadratic relationship that I have demonstrated here, if you try to start fitting linear equations to election data where your precincts fall, say, under 40% black registered voters, then what you’re getting in effect are observations that fall somewhat along that line where turnout increases. And if you then fit a line to that, that will simply shoot the turnout further up, and it never has a chance to adjust back down. HONORABLE JU D G E BOWEN: Go ahead, Mr. Walbert. MR. WALBERT: If Your Honor doesn’t mind, if I could make an inquiry of the Court, I just found out that one of the copies I was working off of this report when the p rin te r made it apparently left all the exhibits out behind Tab Five, and if I might just to make sure that — HONORABLE JUDGE BOWEN: have - - - MR. WALBERT: Do you have something? HONORABLE JUDGE BOWEN: I have charts and graphs on mine. MR. W ALBERT: All rig h t. T h a t’s good. I ju s t checked the original one that is marked as an exhibit in evidence as well. HONORABLE JUDGE BOWEN: Well, Dr. Katz, I know you and Mr. Walbert have talked about this a num ber of times, and that there are necessary terms of art, 11 but don’t hesitate to speak to us in a conversational way. Q (Mr. Walbert) Now, Dr. Katz, I want to turn your attention to the ultimate question here in this Court about the likelihood of this kind of evidence, the likeli hood of determining whether a black candidate would or would not win in a district of a certain percentage of black voters. And let me ask you, before we turn to your calcula tions and your charts, does Dr. Lichtman’s methodology allow one to make those kinds of predictions or not? A Not as methodology to the extent that he merely estimates the racial polarization of voting estimates. Q All right. Now have you used statistical techniques and standard analytical techniques, Dr. Katz, to try to make determinations of the likelihood of a black candi date prevailing in a black-on-white election in congres sional districts of various percentages, using the data that Dr. Lichtman relied upon? A Yes. That data and some additional data. Q Okay. Now, are the final determination, before we go back to them in detail, are those the charts that are contained in your report, most of them anyhow, behind Tab Five? A Yes, they are. Q Now, I’m going to pick out from here, if I could, what I believe to be the first one of those charts behind Tab Five, and put it up here. Now using the data that Dr. Lichtman has, and he relied upon, tell the Court what is depicted here by the probability of the black candidate winning an election, what this line and data plot would allow one to use this chart for. 12 A Okay. What I’ve tried to represent here is a fre quency distribution of the percentage of precincts in all of the elections in the database, in which the black can didate or black candidates had the majority of the vote. Q Let me ju s t get you, what is, if you wanted to determine, Dr. Katz, the likelihood of a black candidate winning in a black and white race, can this chart, based on the database here, be used for that purpose? A Yes. Q How would you do that? A You would look at the racial composition of the election. Say there’s 25 to 30% black registered voters, and the estimate, or the probability that the black candi date would win is the number approximately 20% in this box here. HONORABLE JUDGE BOWEN: Do you make any assumption about the qualifications of the candidates being equal? A No. W hat I’m trying to do is just get an overall probability without limiting it to — HONORABLE JUDGE BOWEN: This is your, this is your pro jection , not L ich tm an’s, you’re using the Lichtman information. Is that right? A I’m using the database from Dr. Lichtman, but I’m not using it in the way he used it. HONORABLE JUDGE BOWEN: All right. This is your graph. A Yes, sir, that’s correct. HONORABLE JUDGE BOWEN: Okay. Q (Mr. Walbert) Now, let me, I think, flip a couple 13 more charts back in your exhibit Tab Five there , I believe this would be the one that is depicted there, Dr. Katz. In this graph, is it the same kind of presentation of the graphical analysis that was on the previous one? A Yes, it is. What’s changed in the database of elec tions that I’ve used to conduct the analysis. Q How has the database been changed in preparing this particular one, Dr. Katz? A In this graph, I enhanced the Lichtman database to include the r e s t of th e p rec incts from th e 1990 Governor’s primary. Q Let me stop you there, if I might. When you say you enhanced it to include the rest of the precincts for the 1990 Governor’s primary, what do you mean? A Dr. Lichtman’s database did not contain all of the precincts from the 1990 Governor’s election, primary election. Q Was there any apparent methodology to his select ing ones here and there that you could determine at all? A Not that I could determine. Q Was Dr. L ich tm an’s da tabase , pu t aside the Governor’s election, but the rest of the election, was there any geographical limitation to it, or was it from various places all over the State of Georgia? A Mostly from all over Georgia, although in predomi nantly white counties, I don’t think he had any election, probably because there weren’t any black/white elec tions. Q All righ t. Now, his database, in fact, was ju s t 14 black/white elections; wasn’t it? A That’s correct. Q And was it all democratic primary elections except for a couple of judicial ones? A There were judicial elections, there was also a few general elections. But I didn’t use those. Q All right, sir. He testified in [h]is deposition that primaries were the ones that were most important to him, Dr. Katz? A That’s my understanding from reading of his depo sition. Q Okay. Is that why you used the primaries when you ju st said you did? A Yes. Q Okay. Now, you have also enhanced Dr. Lichtman’s database you say, you just said, by using the rest of the Governor’s race that he is a part of. Why is the 1992 Labor Commissioner and the 1992 Second and Eleventh Congressional Districts primary elections in that data base as well? A Those are additional black/white elections in which I can enhance the overall number of precincts to get more precise estimates of the probabilities of the black candidate prevailing. Q Okay. Now, was the selection of those black/white democratic primary elections consistent with the rules that Dr. Lichtman has purported to you in the develop ment of his database, Dr. Katz? A Yes. Q Were you making any independent political judg- 15 ments about the propriety of elections or just trying to track his method, his selection? A I was trying to track Dr. Lichtman’s selection. Q Now — HONORABLE JUDGE EDMONDSON: This is a lit tle bit unusual, I guess, because we’re hearing a witness whose purpose is to undercut the testimony of another witness who we have not yet heard. Explain to me why it is, what is the point that you and the government of the United States are disagreeing about that is pertinent to the outcome of this case. I understand that there is a great deal of disagree m ent betw een the S tate of Georgia and the United States Government about elections in Georgia in gen eral, and other kinds of elections, but, for our case, what is the point of controversy that I should be focusing on here? MR. WALBERT: I think this, Your Honor, as far as 1 understand Dr. Lichtman’s testimony, when you start going down this kind of a chart here, it is my under standing that his opinions, as he has ventured before, is that you, basically, blacks can’t win under some level— and Fm not sure that he has ever quantified that specifi cally, but I would expect that he would in this case on his testimony—and what we are showing here is that there is a whole lot different probability and pattern, if you will, Judge, than I expect Dr. Lichtman to testify to. I think he has basically got his concept about, if Fve read him correctly in other case, is that there is kind of a step function here. You’re in a safe d istric t a t some point, and then it rapidly drops off into oblivion and it stays down there. And I think that’s the critical question. 16 HONORABLE JUDGE EDMONDSON: I did under stand from reading summaries of these reports that that was where, that there was a difference of view on that point. What I do not understand is how that m atters to this case, since whatever the percentage of voting-age black vo ters are in the E leven th D istric t or the Second District is, I gather, not now disputed, and what is the significance of this pointing out that Georgia thinks one thing and the United States Government thinks some thing else when what is being done here is defending a district that already exists? MR. WALBERT: Well, to some extent, Your Honor, I guess it’s in response to Your Honor’s instructions or suggestions, and I think it is an appropriate one, that we are the client of the law in this case in the highest and best sense. And I think it would be an inappropriate thing to come into this Court and to defend this district to say and to take the position that it is absolutely necessary for [a] black person to have any chance of election that this district being the percentage that it is. And I th in k th e go v ern m en t’s ev idence of Dr. Lichtman tends to be in that direction. I don’t think, the State has not taken that position. And I think that what we ought to try to do here is just—we have no idea how this is going to turn out, quite frankly, when Dr. Katz started doing it. We just said, my request to Dr. Katz was: Is there a way that you can statistically, with statistical quantita tive methodology, come up with this. With an ideal of a real, what’s the likelihood of winning. Because that’s the bottom line. 17 HONORABLE JU DGE EDMONDSON: Am I to understand that the chief reason that you’re litigating this point in this case is to prevent th is Court from including in its decision in this case some statement that a State black district must have “X” percentage of vot ers because you don’t want to have that precedent hang ing over you in other litigation? MR. WALBERT: I think tha t’s one, that has partly stated one of the two reasons. HONORABLE JUDGE EDMONDSON: What is the other one? MR. WALBERT: The other reason really is to show to the Court what the truth is, if you will, the best that we can, in terms of what percentages are appropriate to the likelihood of black candidates winning in a district of different percentages. To me, that is a very germane point in this case, to our way of thinking. And I think tha t the State—I guess that there’s— Judge if I can focus in real closely, I do think that the intervenors and the government take the position of both se ts of in te rv en o rs th a t the S ta te was really absolutely compelled as a matter of law under Section 2 to enact this district. We don’t take that position. I t’s a fundamentally different position. We take the position that the State having enacted it, giving this type of chart here and these type of results, it was reasonable w hat the S ta te did in its overall action, and that the Constitution should not strike down what the State did. But we fundamentally disagree, Your Honor, on the fact th a t th e S ta te was com pelled by e ith e r the Fourteenth Amendment or Section 2 to do this. 18 HONORABLE JUDGE EDMONDSON: This ju st goes to justifying the district if it is found to be bizarre under Shaw; is that right? MR. WALBERT: Yes, I think—yes, I think tha t’s a fair statement, yes sir. HONORABLE JU DGE EDMONDSON: I under stand this much better now. MR. WALBERT: I appreciate it. Thank you. Q (Mr. Walbert) I think we’ve probably covered that exhibit as much as need be, Dr. Katz. Let me ask you, if I might, one last point which goes to the first reason here, and that is this: Did Dr. Lichtman also include in his database, in his analysis, some of the judicial elections in Georgia, such as some precincts from the R obert Benham race in 1984? A Yes, he did. Q Have you made an assessment, Dr. Katz, of all of the database on judicial elections in his database, with all of the precincts, with all of the state-wide precincts for Judge, now Justice, Benham, and Justice Sears- Collins, in all of the four state-wide elections? A All four state-wide, yes, I have. Q All right. A And one of these exhibits shows the probability of the black candidate winning the election if we throw in these additional elections. Q Now, you used the judicial elections on the local level that Dr. Lichtman had as well; didn’t you? A Yes. 19 Q Did you m ake a finding or d e te rm in a tio n of whether the judicial elections are, in fact, sufficiently similar in their characteristics statistically, to be a reli able indicator in this kind of race, or are they materially different? A I found that statistically, the judicial elections are materially different. Q Would it, from a statistical point of view, be inap propriate in your judgm ent to rely on the one group going back and forth from congressional to judicial or judicial to non-judicial elections? A Inappropriate in the sense that they seem to be measuring different kinds of elections. MR. WALBERT: We have no further questions of this witness, Your Honor. HONORABLE JUDGE BOWEN: Dr. Katz, just one other thing. This graph that you have here, do you pre sent this as a projection of what would, or what might happen, or simply a report of what has happened in the past? A (Dr. Katz) I presented it as what might happen, since this was the only empirical evidence that I can col lect to try and predict the voting pattern in the future. HONORABLE JUDGE BOWEN: There is no rela tionship, as far as you know, to the qualifications of the candidate? It is strictly race-based? A (Dr. Katz) Yes. HONORABLE JU D G E BOW EN: All rig h t. Ms. Murphy, you may have a question or two. MS. MURPHY: I have a few minutes of examination 20 for Dr. Katz. Fm wondering if the Court would like to take it’s morning break now, before I start? HONORABLE JUDGE EDMONDSON: How much time is it going to take? MS. MURPHY: I expect it will take about tw enty minutes. HONORABLE JUDGE EDMONDSON: W hat do you think, Judge Bowen? We would like to take the morning recess about 11:00, which gives you about sev enteen minutes. Let’s see if you can do your twenty in seventeen. MS. MURPHY: Well, I hope you will give me that extra minute or two if I need it. HONORABLE JUDGE EDMONDSON: Well, keep in mind that speed is the essence of war. MS. MURPHY: I hate to think we’re actually at war here. HONORABLE JUDGE BOWEN: Go. CROSS EXAM IN ATIO N B Y MS. MURPHY: Q Dr. Katz, I’m Donna Murphy, good morning. A Good morning. Q And, as you know, I represent the United States. You’ve read Dr. Lichtman’s entire report in this case; is that correct? A Yes. Q And the analysis that you were describing that is 21 set forth on pages 1 to 18 of your report, that analysis is based only on the data that underlies the appendices of Dr. Lichtman’s report; is that correct? A That’s correct. Q So, Dr. Lichtman did, in fact, analyze the elections you were talking about a few minutes ago, the 1990 gubernatorial primary, the 1990, the 1992 labor commis sioner primary, and the 1992 congressional election in Districts Eleven and Two, in the table in the body of this report. A Yes, but they were just partial, it wasn’t the com plete election. Q B ut you analyzed them for th e E lev en th Congressional and the Second Congressional Districts? A Yes. Q And so, you[r] analysis of the statistical methodol ogy and whatever data issues that you have would only go to the appendices of Dr. Lichtman’s report. Is that correct? A That’s correct. Q With regard to those appendices, in Dr. Lichtman’s report, he doesn’t rely on any one election in those appendices to draw a conclusion; does he? A I don’t know what he relies on. Q Well, you’ve read his report. Does he purport to rely on any particular election percentages? A Not only does he not rely on any particular one, he never provides an overall assessm ent of how all the results for all the elections fit together in coming up with an estimate, and overall estimate. 22 Q So he basically uses those as sort of a background to show some, over 300 elections I believe, what his assessment of racial voting patterns is in Georgia over a wide number of elections. Is that correct? A That’s my understanding as to his intentions, yes. Q And, have the pages tha t you have attached to Tabs Three and Four of your report, from Exhibits “168” and “169”, you didn’t pull those pages out, you pulled those pages out to illustrate the problems that you found; is that correct? A That’s correct. Q So, these are going to be the ones that show what the problems might be, not necessarily representative of the typical page in your report of Dr. Lichtman’s analysis. A As part of my report, I also give overall summary statistics to the extent to which these problems existed in this set of elections. Q But my question was with regard to these particu lar pages that you pulled out, those are designed to illus trate the problem; is that correct? A Yes. Q Now with regard to your analysis on pages one through, I believe it is 18 of your report, it basically boils down to a critique of the use of double ecological regression analysis to analyze racial voting patterns; isn’t that correct? A I’m not sure I understand the reference that you gave me. Page 18? Q Page one through 18, I’ve been talking about this whole first section — 23 A Oh, one through 18. Q of your report. A Yes. Q Are you familiar with the Supreme Court opinion of Thornburg v. Cringles! A I read that opinion, it’s been a while, yes. Q And you’re aware tha t in tha t case, the Court relies on, in fact, double ecological regression analysis estimates of voting behavior in drawing its conclusions about racially polarized voting. A I don’t recall whether they relied on double ecolog ical regression estimates, but I think they did rely on some ecological regression estimate. Q And those ecological regression estim ates were performed by Dr. Bernard Grofman; is that right? A I’m not sure. Q You don’t have any reason to dispute that, though? A No. Q Are you aware of any differences betw een the m ethodology th a t Dr. L ichtm an em ploys and th e methodology that was employed by the plaintiffs’ expert in the Thornburg v. Gingles case? A I’m not familiar with the methodology employed in the Thornburg v. Gingles case, so I can’t, you know, tell you if there is any differences. Q So if I — A But I also don’t know the extent to which that data had more precincts more amenable to double ecological regression. 24 Q But if I would represent to you that Dr. Lichtman employed the same analysis as Dr. Grofman did in the Thornburg v. Gingles case, you wouldn’t have any rea son to dispute me on that, would you? MR. WALBERT: Objection as to the form of tha t question. MR. PARKS: The plaintiffs join in that. I don’t want to hear any objections, but it’s — MR. WALBERT: But he has ju s t testified th a t he didn’t know what happened, and for her to ju st argue the case and say, “you can’t then tell me that — ” HONORABLE JUDGE BOWEN: “Well, that might be argumentative, and we’ll save that. Q (Ms. Murphy) Are you aware, Dr. Katz, that in the case of Garza v. County o f Los Angeles, the type of cri tique that you’re presenting here was presented exten sively by a number of different statistical experts con cerning analysis performed by both Dr. Lichtman and Dr. Bernard Grofman? A Yes, but your, you have to keep in mind that the election data makes a big difference as to the appropri ateness of methodology — Q I am saying — A The methodology, let me finish, please. Q I’m sorry. A A methodology by itself isn’t usable for every con ceivable data set. Just to say that somebody used eco logical regression in one circumstance and it turned out to be a reasonable methodology, doesn’t make it reason able in every circumstance. 25 Q So you’re saying that the Court in the Garza case rejected the kind of criticism that you’re offering that that wouldn’t necessarily lead to the same conclusion concerning your critique of Dr. Lichtman’s analysis. A Not necessarily. The data is totally different. Q And are you aware that the Garza Court did reject those critiques? A I’m not—I haven’t read the Garza opinion, and I don’t know what the Court did. Q Now, after, on page, I believe, 20 of your report, you get into a som ewhat different area, where you employ your own, if I can call it, hom ogen[e]ous precinct analysis to try and estimate racial voting pat terns; is that correct? A Average racial voting patterns. Q Average racial voting patterns. A Yes. Q And if I understood your earlier testimony, you put three different sets of estimates for three different data bases; is that correct? A Is this on page 20 and 21? Q Pages 20 through 21. A Yes, I do. Q And if I understood your earlier testimony, I take it th a t the th ird e s tim ate th a t you rep o rt, which includes judicial elections, you would consider to not be very relevant or germane to this case. Is that correct? A Well, in terms of relevance or germane to this case, I don’t have an opinion on that. I t’s there to show that 26 when you throw in the additional judicial elections, that there is a substantial increase in the average percent vote of whites voting for the black candidate. Q I apologize. I th ink my question was poorly phrased. In fact, you found a different pattern in the judicial, the state-wide judicial election that you ana lyzed in terms of voting patterns; is that correct? A Different from what? Q Different from the pattern you found in, say, the number two, all the data you analyzed in the number two estimate. A Yes. Q So which would you consider if you were trying to estimate voting behavior in a congressional election, congressional primary election. Which of these three sets of estimates that you report would you consider the most, the best estimate? A Following Dr. Lichtman’s political assumptions? Or do you want me to make my own assumptions, what I think would be the best thing to use. Q Well, what assumptions would you make? I mean, your not a political scientist, are you? A No. Q Okay, so what assumptions would you make? Let’s take a step backwards. A Well, from a statistical perspective, I would want Congressional elections to estimate the degree of racial polarized voting in future Congressional elections, and other elections that are related to that. Q So I’m asking you of these three sets of estimates 27 you report here, which would you consider the best and the most reliable. I realize they’re not perfect, I under stand your testimony. A Okay. I would go with number two. Q And based on the set of estimates in number two, would you say that there are substantially or signifi cantly different voting patterns among black and white voters according to these estimates? A Yes, in that the competence interval surrounding these numbers are about, plus or minus, 1%. Q And do you have an opinion on w hether or not these numbers would be indicative of racially polarized voting? Do you have an opinion? I don’t know if you’re, if you feel comfortable giving an opinion since your [s?'c] a statistical person, not a political scientist or a political analyst. A To the degree of whether it’s legally significant, o r - - - Q No, just, if you understand the term racially polar ized voting do you have an opinion on these numbers? A Well, my opinion is that there is a 95% competence interval to the average percent white voting for black candidates that goes from 27% to 29%. So, to the degree that whites tend to vote for white candidates in the range of the approximately 71 to 73%, that’s, there is a tendency for white voters to vote for white candidates. Q Maybe I should ask the question a little differently. Rather than getting into a term that obviously has some legal implications, these numbers indicate a fair degree of cohesion among white voters and cohesion among black voters; is that correct? Can you agree with that? 28 A By cohesion, I think that’s a legal term, too. Q Oh, is it? Voting similarities? Can we agree on a term? A W hites tend to vote for w hite candidates and blacks tend to vote for black candidates according to the results of number two. Q Thank you. I have a question—I’m not sure if you still have these charts in front of you. This exhibit which you’re still looking at here, Plaintiffs’ “174”, and you indicated that this is a chart indicating the probability of a black candidate getting elected where the percentage of black voters fell at certain intervals; is that correct? A Yes. Q And this particular chart we’re looking at is the, includes the 1990 gubernatorial and 1992 labor commis sioner, and the 1992 Second and Eleventh Congressional D istrict races, as well as the many smaller elections included in Dr. Lichtman’s data; is that right? A Yes. Q According to your estimates as based on this chart, a t approxim ately—will you agree w ith me th a t the probability of a black candidate winning doesn’t go above 50% until the percentage of black registered vot ers reaches approximately 50%? A Yes. In the range from 45 to 50, that percentage is a 46% probability, and from 50 to 55%, that’s a 62% prob ability. It’s about 50%. Q And, I’m now showing you Defendants’ Exhibit “172”, which is a similar chart that you did based only on what you termed “the Lichtman database,” is that cor rect? 29 A That’s correct. Q And if I asked the same question, at what point does the probability of a black candidate winning go above 50%, what would your response be? Is it approxi mately 50%? A. Let me check my numbers to be sure. Yes, it’s approximately 50%. It’s 44% in the range from 45 to 50% black registered voters, and the probability is 55% in the range from 50 to 55%. 30 C. [CORRECTED] REPORT OF DR. JOSEPH L. KATZ [State’s Exh. 170, at 14 (Part II)-22] HI. A N A L Y SIS OF THE R E L IA B IL IT Y OF THE E S T IM A T IO N OF R A C IA L VO TING P E R CENTAGES D E TE R M IN ED B Y DR. LICHT- MAN. I have analyzed Dr. Lichtman’s primary election data base that was provided on computer diskettes by the D epartm ent of Justice and Dr. Lichtman. The data included on these diskettes encompass the great major ity of those elections for which racially polarized voting estimates are given in Appendix 1 and Appendix 2 of Dr. Lichtman’s report. I find that the potential difficulties with double ecological regression racial voting esti mates, enumerated in the previous section, are present, to varying degrees, in the analysis of these elections. Approximately 50% of the elections in the Lichtman database have nine or fewer precincts. Approximately 38% of the elections have one or more impossible values for the four turnout estimates. Approximately 32% of the elections have registration data taken from a year that is different from the year of the election. The rac ia l po lariza tion vo ting e s tim a te s in Dr. Lichtman’s report are single numbers or “point esti mates” derived as ratios from four estimates of white and black voter turnout for white and black candidates in an election, taken from two separate “least squares” lines. In the context of statistical regression methodol- ogy, each of the four voter turnout estimates is subject to some degree of variation from the “tru e ” vo ter 31 tu rn o u t percen tages th a t are sough t.4 I have con structed 95% confidence intervals for each of the four voter turnout estimates to assess this variation.5 These confidence intervals, in turn, assist in evaluating the reli ability of the racial vote estimates derived from double ecological regression. My detailed analyses of these elections, individually, are contained in State Exhibit 166. (Illustrative excerpts from this exhibit that pertain to several of the Lichtman elections follow Tab 3) A brief summary of the results of my confidence inter val determinations are the following: (1) In fully half of the elections in the Lichtm an database, the length of the 95% confident interval for the white turnout for white candidates was 26% or greater. (2) In half of the elections, the length of the confidence intervals for white turnout for black candidates was 18% or greater. 4H ypo the tica lly , th is p a r tic u la r an a ly s is w ould n o t ap p ly in a case w h e r e e v e r y p r e c in c t in a n e le c t io n w a s 100% h o m o g e n e o u s , w h ite o r b lack , b ec au se in th a t in s tan ce double ecological re g re ss io n p ro d u c e s e x a c t r a c ia l v o te p e r c e n ta g e s . In th e L ic h tm a n d a ta , w h ich is co m p rised e n tire ly of p re c in c ts th a t a r e a t le a s t to som e e x te n t m ixed , th e re is n e c e ssa rily som e d e g re e o f s ta t is tic a l v a r i ab ility in v o te r tu rn o u t e s tim a te s . 5I h a v e u sed 95 p e rc e n t confidence in te rv a ls , w h ich m ean s th a t , b a se d on th e e lec tio n d a ta ana lyzed , th e re is a .95 p ro b a b ility th a t th e “t r u e ” v o te r tu r n o u t p e rc e n ta g e fo r a n e le c tio n is co n ta in e d so m ew h e re in th e in te rv a l. T he 95% level is ty p ica lly u sed in s ta t is tica l ana ly sis . T h e s ta t is t ic a l r e g re s s io n m eth o d o lo g y fo r c o n s tru c tin g confi dence in te rv a ls is n o t a p e rfe c t a n sw e r to th e v a r ia b ili ty issu e w ith ecological re g re s s io n e s tim a te s , b u t i t is th e m o st a p p ro p ria te m ea s u re ava ilab le . 32 (3) In half of the elections, the length of the confidence interval for black turnout for black candidates was 23% or greater. (4) In half of the elections, the length of the confidence interval for black turnout for white candidates was 34% or greater. The sensitivity of the racial vote percentages to the lengths of these 95% confidence intervals is demon strated by the following example. Suppose that, in a cer tain election, double ecological regression predicts a 15% turnout of whites for the white candidate(s) and a 5% turnout of whites for the black candidate(s). Therefore, the estimated percentage of white voters voting for the white candidate(s) is 15/(15 + 5) or 75%, and the esti mated percentage of white voters voting for the black candidate(s) is 25%. Using the above-stated median percentage for our example indicates that there is a 95% chance that the “tru e ” percen tage of w hite reg is te red vo ters who turned out for the white candidate is between 2% and 28%. Similarly, there is a 95% chance that the “tru e” white turnout for the black candidate(s) is between -4% and 14%, even though a negative result is a practical impossibility. Different selections of voter turnout from the two 95% confidence intervals can generate significantly dif ferent white vote percentages. For example, if 6% of the white registered voters turn out for the white candi date^) and 14% for the black candidate(s), then 20% of the white voters still turn out to vote, as in our initial estimate. However, only 30% of the white voters are then predicted to have voted for the white candidate(s), compared to the original 75%. I also produced 95% confidence intervals, under the 33 statistical regression methodology, for racial vote esti mates based upon single ecological regression for a sub set of elections from the Lichtman database.6 For the most part, these confidence intervals are fairly wide. My detailed analyses of these elections, individually, are contained in S ta te E xhib it 165. (Some illu stra tiv e excerpts from this exhibit that pertain to several of the Lichtman elections follow Tab 4) As part of his results, Dr. Lichtman reports squared correlation coefficients, or R2 values. Although Dr. Lichtman estim ates racial voting behavior based on double ecological regressions, the R2 reported by Dr. Lichtman pertains to values he has calculated for single ecological regression. More significantly, R2 values do not m easure the accuracy or degree of confidence of racial voting estim ates derived from single or double ecological reg ress io n .7 Thus, a high R2 value says nothing about the statistical confidence level applicable to those voting estimates. I conclude that Dr. Lichtman’s small election by small election analyses do not provide a meaningful and reli able description of racial voting behavior in Georgia. IV. A N A L Y SIS OF RAC IAL VOTING P E R C E N T AGES OVER M A N Y GEORGIA ELECTIONS. While Dr. Lichtman’s analyses do not lend themselves to a meaningful description of racial voting behavior in 6T h is s u b s e t w a s t h e p o r t i o n o f h is d a t a p r o v id e d b y t h e D e p a r tm e n t o f J u s tic e in an e a r lie r d isk e tte . 7F o r e x m p le , i f a ll th e p re c in c ts in th e e le c t io n w e r e 100% racia lly hom ogenous, s in g le and double ecological re g re s s io n w ould p roduce ex a c t ra c ia l v o tin g p e rc e n ta g e s re g a rd le s s o f th e slope of th e le a s t s q u a re s line. B u t th e R 2 v a lu e could b e a n y w h e re from 0 to 1.0 34 Georgia generally, that is not to say that this data is utterly irrelevant to that issue. A better methodology using this data would be to measure overall racial voting behavior by estimating the average racial voting per centages over a representative set of Georgia elections. My method differs from that of Dr. Lichtman and Dr. Weber in that I do not estimate racial voting patterns in individual elections, but seek to examine average vot ing patterns over a number of elections.8 Moreover, because of the methodological problems inherent in double ecological regression analysis, and particularly because of the incorrect assumption that voter turnout is a linear function, a methodologically sound way to determine estimates of racial voting pat terns is to look at the homogeneous precincts—i.e., those 100 percent one race or the other, or nearly so.9 To determine overall voting behavior, the results for all of the homogenous precincts for the various elections 8W hile th e se m ethodo log ies can e lim ina te som e o f th e s ta tis tic a l p ro b le m s of Dr. L ic h tm a n ’s an a ly s is , th e y s ti ll do r e q u ir e c e r ta in a s su m p tio n s a b o u t v o tin g behav io r. F o r ex a m p le , a h om ogeneous p re c in c t an a ly s is r e g u ir e s th e a s su m p tio n th a t w h ite v o te r s in a hom ogenous w h ite p re c in c t v o te th e sam e as w h ite v o te rs in a non- h o m o g en o u s p re c in c t, an d th e sam e th in g fo r b la c k v o te r s . T h a t m ay o r m ay n o t b e t ru e , and i t is s ta tis tic a lly im possib le to d e te r m ine w h e th e r o r n o t i t is tru e . 9In th is ana ly sis , I h av e u sed only th o se p re c in c ts th a t a re 95%- 100% one race o r th e o ther. Dr. L ich tm an does do a s im ila r k ind of h om ogenous p re c in c t ana ly sis , b u t h is d e te rm in a tio n s c o n sid e r as “h o m o g e n e o u s” a n y p re c in c t th a t is b e tw e e n 80% an d 100% one r a c e o r t h e o th e r . C a ll in g p re c in c ts “h o m o g e n e o u s ” w h e n th e y h a v e such a la rg e d e g re e o f h e te ro g e n e ity su b s ta n tia lly a ffec ts th e re lia b ility and accu racy o f th e e s tim a te s d e r iv e d . 35 are averaged together, weighted by the number of vot ers in the precincts.10 I have also made these determinations of racial voting patterns using homogenous precinct analysis for several different data sets. F irst is the Lichtman data set, again utilizing all of those elections of his that were provided to me by Dr. Lichtman and the Department of Justice. I have also made the same determinations for an election data set consisting of those in Dr. Lichtman’s data set plus other major recent elections involving black-white candidates in Georgia—the Governor’s primary election in 1990 (which involved Andrew Young; only a portion of the precincts from this election were included in Dr. Lichtman’s data); the 1992 Labor Commissioner primary (which included black candidate A1 Scott); and the sec ond and eleventh congressional primary races from 1992. Finally, I have made the same calculations for the most comprehensive available database of Georgia elec tions with black-white opponents. This includes the Lichtman data, all of the four large races mentioned above, and all four state-wide black-white judicial races (again, portions of one of these races were already included in Dr. Lichtman’s data). The results are as follows: i°“W eig h tin g ” g iv es a p ro p o rtio n a lly g r e a te r w e ig h t to a p re c in c t w ith m o re v o te rs th a n one w ith less. T his avo id s a n o th e r p ro b lem in h e re n t in th e p re s e n ta tio n b y Dr. L ich tm an w h ich m ak es no d is t in c t io n b e tw e e n a n e le c tio n th a t m a y h a v e o c c u r re d in a sm all co u n ty o r d is tr ic t w ith a few v o te rs an d one th a t m ay h av e o ccu rred from a n elec tion in a c o u n ty o r a d is tr ic t w ith fa r m o re v o te rs . LICH TM AN ELECTION DATA (No. 1) Average Percent Whites Voting for Black Candidates 22% Average Percent Blacks Voting For White Candidates 23% 36 LICH TM AN ELECTIONS PLUS R E S T OF GOVERNOR, LABOR A N D CONGRESS (No. 2) Average Percent Averace Percent Whites Voting Blacks Voting For for Black Candidates White Candidates 28% 20% LICH TM AN ELECTIONS PLUS R E ST OF GOVERNOR LABOR, CONGRESS AND JUDICIAL (No. 3) Average Percent Average Percent Whites Voting Blacks Voting For for Black Candidates White Candidates 38% 20% V. A N A N A L Y S IS OF TH E L IK E L IH O O D OF B LA C K C A N D ID A TE S P R E V A IL IN G OVER W H I T E O P P O N E N T S I N D I S T R I C T S OF VARYIN G P ER C E N TA G E S OF B LA C K VOT ERS. I have been asked to perform a statistical analysis, if possible, that predicts the likelihood of black candidates prevailing over white opponents, based on the existing data, as a function of the racial percentage of the elec tion district. Neither Dr. Lichtman nor Dr. Weber have done such an analysis. F irst, I determ ined the frequency distribution for black candidates winning individual precincts in the available data sets as a function of the racial composition of those precincts. From that frequency distribution, I then calculated the probabilities of black candidates winning in entire election districts as a function of the percentage of black registered voters in the district. These results were graphically plotted for several data sets. In making these plots, I have used intervals of five 37 percent (for example, a range of 40 percent to 45 per cent, and then 45 percent to 50 percent, of black regis tered voters). The results of these probability analyses are contained after Tab 5. Generally speaking, the results of this analysis indi cate that black candidates in the several election data bases have relatively low chances of winning against white opponents when the percentage of black regis tered voters is relatively small. However, the chances of black success are by no means zero even when the per centage of black registered voters in a district may be as low as 25 or 30 percent. Then, the likelihood of a black candidate winning the election and defeating his white opponents increases steadily until the percent of black re g is te re d v o te rs becom es a sign ifican t m ajo rity (approximately 55-60 percent, although the num ber varies depending on the specific election database). The likelihood of an African-American candidate winning plateaus in the 70-80 percent range, and then increases slowly as the percentage of black reg istered voters increases on up to 100 percent. 38 D R . L IC H T M A N ’S P R IM A R Y E L E C T IO N D A T A B A SE (R E C E IV E D 06/94) B A L D W IN C O U N T Y C O U N T Y C O M M IS S IO N E R (1) 1988 IN IT IA L E L E C T IO N V O T E R R E G IS T R A T IO N , 1988 W H IT E V O T E R B L A C K V O T E R R E G IS T R A T IO N , 5506 R E G IS T R A T IO N , 2241 5 DATA P O IN T S E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): 41% E S T IM A T E D P E R C E N T O F B L A C K V O T E S C A S T F O R B L A C K C A N D ID A T E (S ): 16% S Q U A R E D C O R R E L A T IO N (R -SQ ) W H IT E : 0.0122 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E W H IT E : 0.8595 S Q U A R E D C O R R E L A T IO N (R-SQ ) B L A C K : 0.0212 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E B L A C K : 0.8153 ESTIM ATED TURNOUT W H IT E B L A C K V O T E R S V O T E R S TO TA L F O R W H IT E C A N D (S ) 3.5% (193) 6.6% (149) 341 F O R B L A C K C A N D (S ) 5.0% (276) 1.3% (29) 305 E S T IM A T E D TO TA L T U R N O U T 8.5% (469) 7.9% (178) 646 39 TURNOUT CONFIDENCE INTERVALS W H IT E V O T E R S B L A C K V O T E R S F O R W H IT E C A N D (S ) -26% TO 33% -34% TO 47% F O R B L A C K C A N D (S ) -21% TO 31% -35% TO 38% D R . L IC H T M A N ’S P R IM A R Y E L E C T IO N D A T A B A SE (R E C E IV E D 06/94) B R A N T L E Y C O U N T Y C O U N T Y C O M M IS S IO N E R (3) 1980 R U N O F F E L E C T IO N V O T E R R E G IS T R A T IO N , 1980 W H IT E V O T E R B L A C K V O T E R R E G IS T R A T IO N , 4549 R E G IS T R A T IO N , 294 9 DATA P O IN T S E S T IM A T E D P E R C E N T O F E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R B L A C K V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): 56% B L A C K C A N D ID A T E (S ): 453% S Q U A R E D C O R R E L A T IO N (R -SQ ) W H IT E : 0.2912 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E W H IT E : 0.1337 S Q U A R E D C O R R E L A T IO N (R -SQ ) B L A C K : 0.1024 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E B L A C K : 0.4013 ESTIM ATED TURNOUT W H IT E B L A C K V O T E R S V O T E R S TO TA L F O R W H IT E C A N D (S ) 41.7% (1896) -69.1% (-203) 1693 F O R B L A C K C A N D (S ) 32.5% (1479) 88.7% (261) 1740 E S T IM A T E D TO TA L T U R N O U T 74.2% (3375) 19.6% (58) 3433 40 TURNOUT CONFIDENCE INTERVALS W H IT E V O T E R S B L A C K V O T E R S F O R W H IT E C A N D (S ) 12% TO 71% -228% TO 89% F O R B L A C K C A N D (S ) 4% TO 61% -64% TO 241% D R . L IC H T M A N ’S P R IM A R Y E L E C T IO N D A TA B A SE (R E C E IV E D 06/94) B R O O K S C O U N T Y S C H O O L B O A R D 1986 R U N O F F E L E C T IO N V O T E R R E G IS T R A T IO N , 1986 W H IT E V O T E R R E G IS T R A T IO N , 4120 11 DATA P O IN T S E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R W H IT E C A N D ID A T E (S): 152% S Q U A R E D C O R R E L A T IO N (R -SQ ) W H IT E : 0.104 B L A C K V O T E R R E G IS T R A T IO N , 2272 E S T IM A T E D P E R C E N T O F B L A C K V O T E S C A S T F O R B L A C K C A N D ID A T E (S ): 66% S Q U A R E D C O R R E L A T IO N (R -SQ ) B L A C K : 0.8814 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E W H IT E : 0.3334 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E B L A C K : 0 41 ESTIM ATED TURNOUT W H IT E B L A C K V O T E R S V O T E R S TO TA L F O R W H IT E C A N D (S ) 9.6% (397) 23.2% (526) 923 F O R B L A C K C A N D (S ) -3.3% (-136) 44.4% (1010) 874 E S T IM A T E D TO TA L T U R N O U T 6.3% (261) 67.6% (1536) 1797 TURNOUT CONFIDENCE INTERVALS W H IT E V O T E R S B L A C K V O T E R S F O R W H IT E C A N D (S ) -8% TO 27% -1% TO 47% F O R B L A C K C A N D (S ) -11% T O 5% 34% TO 55% D R . L IC H T M A N ’S P R IM A R Y E L E C T IO N D A T A B A SE (R E C E IV E D 06/94) C O L U M B IA C O U N T Y C O U N T Y C O M M IS S IO N E R (5) 1984 R U N O F F E L E C T IO N V O T E R R E G IS T R A T IO N , 1983 W H IT E V O T E R B L A C K V O T E R R E G IS T R A T IO N , 12805 R E G IS T R A T IO N , 1843 12 DA TA P O IN T S E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): 59% S Q U A R E D C O R R E L A T IO N (R -SQ ) W H IT E : 0.2051 E S T IM A T E D P E R C E N T O F B L A C K V O T E S C A S T F O R B L A C K C A N D ID A T E (S ): 70% S Q U A R E D C O R R E L A T IO N (R-SQ ) B L A C K : 0.6216 42 P -V A L U E M E A S U R E O F P -V A L U E M E A S U R E O F S T A T IS T IC A L S T A T IS T IC A L S IG N IF IC A N C E S IG N IF IC A N C E W H IT E : 0.1393 B L A C K 0.0023 ESTIM ATED TURNOUT W H IT E B L A C K V O T E R S V O T E R S TO TA L F O R W H IT E C A N D (S ) 15.6% (2001) 26.5% (489) 2491 F O R B L A C K C A N D (S ) 11.0% (1403) 62.3% (1149) 2552 E S T IM A T E D TO TA L T U R N O U T 26.6% (3405) 88.9% (1638) 5043 TURNOUT CONFIDENCE INTERVALS W H IT E V O T E R S B L A C K V O T E R S F O R W H IT E C A N D (S ) 7% TO 24% 13% TO 40% F O R B L A C K C A N D (S ) -4% TO 26% 38% TO 87% D R . L IC H T M A N ’S P R IM A R Y E L E C T IO N D A TA B A SE (R E C E IV E D 06/94) C O W E T A JU D IC IA L C IR C U IT P R E S ID E N T 1988 P R E S ID E N T IA L P R E F E R E N C E E L E C T IO N V O T E R R E G IS T R A T IO N , 1986 W H IT E V O T E R B L A C K V O T E R R E G IS T R A T IO N , 5948 R E G IS T R A T IO N , 3149 12 DATA P O IN T S E S T IM A T E D P E R C E N T O F E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R B L A C K V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): B L A C K C A N D ID A T E (S ): 103% 101% 43 S Q U A R E D C O R R E L A T IO N (R-SQ ) W H IT E : 0.4238 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E W H IT E : 0.0219 S Q U A R E D C O R R E L A T IO N (R -SQ ) B L A C K : 0.9119 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E B L A C K : 0 ESTIM ATED TURNOUT W H IT E B L A C K V O T E R S V O T E R S TO TA L F O R W H IT E C A N D (S ) 23.3% (1386) -0.3% (-8) 1378 F O R B L A C K C A N D (S ) -0.7% (-39) 42.9% (1351) 1312 E S T IM A T E D TO TA L T U R N O U T 22.6% (1347) 42.6% (1343) 2690 TURNOUT CONFIDENCE INTERVALS W H IT E V O T E R S B L A C K V O T E R S F O R W H IT E C A N D (S ) 11% TO 36% -16% TO 15% F O R B L A C K C A N D (S ) -7% TO 5% 35% TO 50% D R . L IC H T M A N ’S P R IM A R Y E L E C T IO N D A T A B A SE (R E C E IV E D 06/94) F R A N K L IN C O U N T Y B O A R D O F E D U C A T IO N 1984 R U N O F F E L E C T IO N V O T E R R E G IS T R A T IO N , 1984 W H IT E V O T E R B L A C K V O T E R R E G IS T R A T IO N , 7793 R E G IS T R A T IO N , 429 13 DATA P O IN T S 44 E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): 49% E S T IM A T E D P E R C E N T O F B L A C K V O T E S C A S T F O R B L A C K C A N D ID A T E (S ): 117% S Q U A R E D C O R R E L A T IO N S Q U A R E D C O R R E L A T IO N (R-SQ) (R-SQ ) W H IT E : 0.0315 B L A C K : 0.2361 P -V A L U E M E A S U R E O F P -V A L U E M E A S U R E O F S T A T IS T IC A L S T A T IS T IC A L S IG N IF IC A N C E S IG N IF IC A N C E W H IT E : 0.5617 B L A C K : 0.0923 ESTIM ATED TURNOUT W H IT E B L A C K V O T E R S V O T E R S TO TA L F O R W H IT E C A N D (S ) 24.9% (1941) 1.7% (7) 1948 F O R B L A C K C A N D (S ) 26.5% (2061) -11.8% (-50) 2011 E S T IM A T E D TO TA L T U R N O U T 51.4% (4002) -10.1% (-43) 3959 TURNOUT CONFIDENCE INTERVALS W H IT E V O T E R S B L A C K V O T E R S F O R W H IT E C A N D (S ) 10% TO 40% -97% TO 101% F O R B L A C K C A N D (S ) 19% TO 34% -65% TO 41% 45 D R . L IC H T M A N ’S P R IM A R Y E L E C T IO N D A T A B A SE (R E C E IV E D 06/94) IR W IN C O U N T Y C O U N T Y C O M M IS S IO N E R (1) 1980 IN IT IA L E L E C T IO N V O T E R R E G IS T R A T IO N , 1981 W H IT E V O T E R B L A C K V O T E R R E G IS T R A T IO N , 2909 R E G IS T R A T IO N , 560 10 DATA P O IN T S E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R W H IT E C A N D ID A T E (S): 57% S Q U A R E D C O R R E L A T IO N (R -SQ ) W H IT E : 0.0604 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E W H IT E : 0.4937 E S T IM A T E D P E R C E N T O F B L A C K V O T E S C A S T F O R B L A C K C A N D ID A T E (S ): -2677% S Q U A R E D C O R R E L A T IO N (R-SQ ) B L A C K : 0.2961 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E B L A C K : 0.1039 ESTIM ATED TURNOUT W H IT E B L A C K V O T E R S V O T E R S TOTA L F O R W H IT E C A N D (S ) 42.2% (1228) 16.7% (93) 1321 F O R B L A C K C A N D (S ) 32.3% (939) -16.1% (-90) 849 E S T IM A T E D TO TA L T U R N O U T 74.5% (2167) 0.6% (3) 2170 46 TURNOUT CONFIDENCE INTERVALS W H IT E V O T E R S B L A C K V O T E R S F O R W H IT E C A N D (S ) 15% TO 70% -64% TO 97% F O R B L A C K C A N D (S ) 12% TO 53% -75% TO 43% D R . L IC H T M A N ’S P R IM A R Y E L E C T IO N D A T A B A SE (R E C E IV E D 06/94) IR W IN C O U N T Y C O U N T Y C O M M IS S IO N E R (1) 1980 R U N O F F E L E C T IO N V O T E R R E G IS T R A T IO N , 1981 W H IT E V O T E R R E G IS T R A T IO N , 874 6 DATA P O IN T S E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): 52% S Q U A R E D C O R R E L A T IO N (R -SQ ) W H IT E : 0.014 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E W H IT E : 0.8233 B L A C K V O T E R R E G IS T R A T IO N , 115 E S T IM A T E D P E R C E N T O F B L A C K V O T E S C A S T F O R B L A C K C A N D ID A T E (S ): -32% S Q U A R E D C O R R E L A T IO N (R-SQ ) B L A C K : 0.1394 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E B L A C K : 0.466 47 ESTIM ATED TURNOUT W H IT E B L A C K V O T E R S V O T E R S TOTA L F O R W H IT E C A N D (S ) 37.7% (329) 57.3% (66) 395 F O R B L A C K C A N D (S ) 34.3% (300) -13.9% (-16) 284 E S T IM A T E D TO TA L T U R N O U T 72.0% (629) 43.5% (50) 679 TURNOUT CONFIDENCE INTERVALS W H IT E V O T E R S B L A C K V O T E R S F O R W H IT E C A N D (S ) -29% TO 104%> -171% TO 285% F O R B L A C K C A N D (S ) -14% TO 83% -179% TO 151% D R . L IC H T M A N ’S P R IM A R Y E L E C T IO N D A T A B A SE (R E C E IV E D 06/94) J E N K I N S C O U N T Y C O U N T Y C O M M IS S IO N E R (1) 1972 R U N O F F E L E C T IO N V O T E R R E G IS T R A T IO N , 1972 W H IT E V O T E R B L A C K V O T E R R E G IS T R A T IO N , 2940 R E G IS T R A T IO N , 1152 7 DATA P O IN T S E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): 54% S Q U A R E D C O R R E L A T IO N (R-SQ ) W H IT E : 0.0621 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E W H IT E : 0.5899 E S T IM A T E D P E R C E N T O F B L A C K V O T E S C A S T F O R B L A C K C A N D ID A T E (S ): 49% S Q U A R E D C O R R E L A T IO N (R -SQ ) B L A C K : 0.1589 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E B L A C K : 0.3758 48 ESTIM ATED TURNOUT W H IT E B L A C K V O T E R S V O T E R S TO TA L F O R W H IT E C A N D (S ) 24.3% (715) 60.6% (698) 1413 F O R B L A C K C A N D (S ) 20.3% (598) 58.9% (678) 1276 E S T IM A T E D TO TA L T U R N O U T 44.6% (1312) 119.5% (1377) 2689 TURNOUT CONFIDENCE INTERVALS W H IT E V O T E R S B L A C K V O T E R S F O R W H IT E C A N D (S ) -8% TO 57% -16% TO 137% F O R B L A C K C A N D (S ) -0% TO 41% 11% TO 107% 49 L IC H T M A N DATA (R E V IS E D ) B A L D W IN C O U N T Y C O U N T Y C O M M IS S IO N E R (1) 1988 IN I T IA L E L E C T IO N V O T E R R E G IS T R A T IO N , 1988 5 DA TA P O IN T S E S T IM A T E D P E R C E N T O F E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R B L A C K V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): 17.7 % B L A C K C A N D ID A T E (S ): -40% C O N F ID E N C E IN T E R V A L C O N F ID E N C E IN T E R V A L W H IT E V O T E F O R W H IT E B L A C K V O T E F O R B L A C K C A N D ID A T E (S ): C A N D ID A T E (S ): -3.9% TO 39.3 % -69.9% TO -10.1% S Q U A R E D C O R R E L A T IO N (R-SQ ): 0.92 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E : 0.01 L IC H T M A N DATA (R E V IS E D ) B R A N T L E Y C O U N T Y C O U N T Y C O M M IS S IO N E R (3) 1980 R U N O F F E L E C T IO N V O T E R R E G IS T R A T IO N , 1980 9 DATA P O IN T S E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): 56.4% E S T IM A T E D P E R C E N T O F B L A C K V O T E S C A S T F O R B L A C K C A N D ID A T E (S ): 164.9% C O N F ID E N C E IN T E R V A L W H IT E V O T E F O R W H IT E C A N D I D A T E (S): 16.9% TO 95.9% C O N F ID E N C E IN T E R V A L B L A C K V O T E F O R B L A C K C A N D ID A T E (S ): -47.5% TO 377.3% 50 S Q U A R E D C O R R E L A T IO N (R-SQ ): 0.21 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E : 0.214 L IC H T M A N DATA (R E V IS E D ) B R O O K S C O U N T Y S C H O O L B O A R D 1986 R U N O F F E L E C T IO N V O T E R R E G IS T R A T IO N , 1986 11 DATA P O IN T S E S T IM A T E D P E R C E N T O F E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R B L A C K V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): 87.1% B L A C K C A N D ID A T E (S ): 100% C O N F ID E N C E IN T E R V A L C O N F ID E N C E IN T E R V A L W H IT E V O T E F O R W H IT E B L A C K V O T E F O R B L A C K C A N D ID A T E (S ): C A N D ID A T E (S ): 54,3% TO 119.9% 55.7% TO 144.3% S Q U A R E D C O R R E L A T IO N (R-SQ): 0.51 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E : 0.014 L IC H T M A N DATA (R E V IS E D ) C O L U M B IA C O U N T Y C O U N T Y C O M M IS S IO N E R (5) 1984 R U N O F F E L E C T IO N V O T E R R E G IS T R A T IO N , 1983 12 DATA P O IN T S E S T IM A T E D P E R C E N T O F E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R B L A C K V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): 55.7% B L A C K C A N D ID A T E (S ): 82.3% 51 C O N F ID E N C E IN T E R V A L W H IT E V O T E F O R W H IT E C A N D ID A T E (S ): 33.6% TO 77.8% C O N F ID E N C E IN T E R V A L B L A C K V O T E F O R B L A C K C A N D ID A T E (S ): 46.9% TO 117.7% S Q U A R E D C O R R E L A T IO N (R-SQ ): 0.4 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E : 0.028 L IC H T M A N DATA (R E V IS E D ) IR W IN C O U N T Y C O U N T Y C O M M IS S IO N E R (1) 1980 IN IT IA L E L E C T IO N V O T E R R E G IS T R A T IO N , 1981 10 DATA P O IN T S E S T IM A T E D P E R C E N T O F E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R B L A C K V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): 56.5% B L A C K C A N D ID A T E (S ): 14.5% C O N F ID E N C E IN T E R V A L W H IT E V O T E F O R W H IT E C A N D ID A T E (S ): 22.8% TO 90.2% C O N F ID E N C E IN T E R V A L B L A C K V O T E F O R B L A C K C A N D ID A T E (S ): -84.4% TO 113.4% S Q U A R E D C O R R E L A T IO N (R-SQ): 0.06 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E : 0.514 L IC H T M A N DATA (R E V IS E D ) IR W IN C O U N T Y C O U N T Y C O M M IS S IO N E R (1) 1980 R U N O F F E L E C T IO N V O T E R R E G IS T R A T IO N , 1981 6 DATA P O IN T S 52 E S T IM A T E D P E R C E N T O F E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R B L A C K V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): 52.1% B L A C K C A N D ID A T E (S ): -6.1% C O N F ID E N C E IN T E R V A L C O N F ID E N C E IN T E R V A L W H IT E V O T E F O R W H IT E B L A C K V O T E F O R B L A C K C A N D ID A T E (S): C A N D ID A T E (S ): -24.8% TO 129% -268.4% TO 256.2% S Q U A R E D C O R R E L A T IO N (R-SQ): 0.07 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E : 0.604 L IC H T M A N DATA (R E V IS E D ) J E N K I N S C O U N T Y C O U N T Y C O M M IS S IO N E R (1) 1972 R U N O F F E L E C T IO N V O T E R R E G IS T R A T IO N , 1972 7 DATA P O IN T S E S T IM A T E D P E R C E N T O F E S T IM A T E D P E R C E N T O F W H IT E V O T E S C A S T F O R B L A C K V O T E S C A S T F O R W H IT E C A N D ID A T E (S ): 53.9% B L A C K C A N D ID A T E (S ): 50.9% C O N F ID E N C E IN T E R V A L C O N F ID E N C E IN T E R V A L W H IT E V O T E F O R W H IT E B L A C K V O T E F O R B L A C K C A N D ID A T E (S): C A N D ID A T E (S ): 18.2% TO 89.6% -32.1% TO 133.9% S Q U A R E D C O R R E L A T IO N (R-SQ): 0 P -V A L U E M E A S U R E O F S T A T IS T IC A L S IG N IF IC A N C E : 0.948 53 D. TESTIMONY OF ALLAN J. LICHTMAN [Excerpts from Trial Testimony 4 T. Tr. p. 199, line 15 to p. 207, line 22; p. 227, line 17 to p. 228, line 24] MS. M URPHY: F o r the C o u rt’s re fe ren ce , Dr. Lichtman has prepared a report which is labeled as DOJ Exhibit “24” as well as a supplemental report which is labeled DOJ Exhibit “41”. I would ask that both of those be admitted into evidence. Dr. Lichtman will be discussing them here. HONORABLE JUDGE BOWEN: “24” and “41” are admitted. Q (Ms. Murphy) How did you conduct your analysis of racially polarized voting, Dr. Lichtman? A I used a two-method standard in the field and about which I’ve written. One is a ecological regression analysis which examines all the precincts within a dis trict. And, the other one is extreme case analysis which focuses on the most heavily white and the most heavily black precincts in a d istrict, e ither it be 80% or for Districts Eleven and Two at the 90% level. These are the same methodologies utilized by Dr. Bernard Grofman, the expert for Plaintiffs in Thornburg versus Gingles, and they are the same methods that both Dr. Grofman and I used as co-experts in the Los Angeles County redistricting matter, Garza versus Los Angeles County, and they are discussed in my books and articles. Q Were you able to draw any conclusions concerning racially polarized voting? A Yes. Q And, what were those? 54 A F irst of all, I examined more than 300 elections statewide in districts throughout the state covering a great variety of different public offices and spanning about a 20-year period. W hat I found was a very common p a tte rn among those more than 300 elections such that there was the presence of racially polarized voting. Specifically, I found that black voters were usually cohesive behind black candidates running in these elections and I should say these are all black versus white contests that empir ically black voters overwhelmingly tended to favor black candidates in more than 300 black versus white contests. And, conversely, white voters usually in overwhelm ing numbers tended to favor the white candidates com peting in those elections. And, I found that there was no p articu la r p a tte rn over tim e e ith e r suggesting an increase or a diminution of racially polarized voting. Rather, you have the presence of racially polarized vot ing throughout the period. This is confirm ed both by ecological reg ression analysis and the analysis that spotlights the heavily black and heavily white precincts. It is also sustained by the standard checks that Dr. Grofman and I employ and that’s discussed in the literature for reliability of these results. Q W ere th e re any exceptions to the p a tte rn of racially polarized voting that you found? A There are always some exceptions. In social sci ence we do not look for uniform patterns, we look for unusual patterns. And, perhaps the most notable excep tion would be judicial elections with black incumbents. But, the exceptions are few. 55 Q Are the results of this analysis you’ve been dis cussing reported in the appendices to your report? A Yes, Appendix 1 and 2, I report the ecological regression and the extreme case analysis, respectively. Q And, are most of the elections reported in the appendices, were they 1990 or prior? Were most of those elections for 1990 going back to 1970? A Yes, the great bulk of the analyses I did was done when only elections through 1990 was available. I t should also be noted th a t these elections focus on Democratic primary and runoff elections. And, I believe those to be the significant elections in the m atter before us as well because it is the Demo cratic primaries and runoffs that essentially determine who is going to be elected from the E leven th and Second Congressional Districts. Q In your analysis of racially polarized voting, did you also do some analyses that focus specifically on the Eleventh and the Second Congressional District? A Yes, I did. Q And, what was that analysis? A What I was able to do for those districts specifi cally was examine elections conducted on a statewide basis, but isolated within the boundaries of Districts Eleven and Two. I was able to analyze some eight such elections for District Eleven, including of course, the 1992 primary and runoff election in those districts. These are all black versus white primary or runoff elections in District Eleven and I was able to examine some seven such statewide black versus white elections specifically within the boundaries of D istrict Two as well. 56 Q And, did you draw any conclusions from that analy sis? A Yes. What I found that when you spotlighted elec tions within the Eleventh and Second Congressional D istrict, was tha t voting was indeed polarized along racial lines with a very substantial majority of black vot ers usually voting for the black candidate or candidates in these elections and likewise a very substantial majority of white voters usually voting for the white candidate or candidates in these elections and that was true of both the Eleventh and Second Congressional Districts. Q Were there any exceptions to that pattern that you just discussed? A Yes, there were. Q What were they? A When you look at the Democratic Prim ary and Democratic Runoff elections w ithin the confines of District Eleven, you find essentially that there are two exceptions, both elections involving multiple black can didates and both of them primary elections only. In the D istrict Eleven prim ary for Congress, the percent of white voters voting for black candidates was a majority, 55%, and in the 1992 Democratic Primary for Labor Commissioner, the percent of white voters voting for black candidates was 45%. Within District Two there is one exception and that exception is the 1992 Democratic Prim ary for Labor Commissioner in which 52% of white voters voted for black—the two black candidates in the initial primary. Q For each of those three elections you just noted, did you also examine the Democratic Primary runoffs? 57 A Yes, each of those elections went to a runoff and you found when you went to the runoff elections polar ization substantially increased and returned to the more usual patterns of substantial majorities of black voters voting for the single black candidate and substantial majorities of white voters voting for the single white candidate. In all cases, e ither blacks for blacks or whites for whites, it was in excess of 70%. Q Are the results of that analysis you’ve just been discussing in D istricts E leven and Two reported in Tables 1 through 4 of your report? A Yes. Q Do you have a definition, Dr. Lichtman, of politi cally significant racially polarized voting? A Yes. Q And, what would that be? A Racially polarized voting exists in a kind of a raw sense when blacks and whites differ in their choice of candidates. I t becomes politically significant when dif ferences in the choice of candidates has an impact upon the ability of black voters, or generally minority voters, to elect candidates of their choice. Q And, did you apply tha t definition here in this analysis that you did? A Yes. Q And, what was your conclusion? A As follows. Given the substantial differences in the usual patterns of black and white voting, there is cer tainly the potential for voting to become politically sig nificant. That is, there is certainly the potential for 58 white-black voting, given black cohesion to have an impact on the ability of black voters to elect candidates of their choice. However, in—particularly in the Eleventh District, but in the Eleventh and the Second District, there turns out to be a sufficient concentration of minority voters that both majority black districts such that even given the polarization the black voters are able to elect candi dates of their choice. So, specific to these districts politi cally significant racially polarized voting does not emerge. Q Do you have an opinion as to whether if the black percentages, the black percentage of population in these districts was reduced, w hether voting might become politically significantly racially polarized? MR. PARKS: Your Honor, if I might. I think tha t there’s a pretty significant difference in the percentage of those districts and I think we need to ask that ques tion by district. HONORABLE JUDGE BOWEN: Do you mind sepa rating it? A I certainly don’t. HONORABLE JUDGE BOWEN: All right. A F irst of all, for the Eleventh District, you’re deal ing with a district that’s around 60% in its voting age population. Under conditions of racially polarized vot ing, to the extent you reduce the percentages of minori ties in the district, you are going to reduce the opportu nities for minority voters to elect candidates of choice. So, as you move down from approx im ate ly 60% towards the 50% level and above, you are obviously going to increase the potential for politically significant racially polarized voting. And, if this were to become a 59 majority white or perhaps even a near-majority white district, it is my view you would have politically signifi cant racially polarized voting. Obviously, in the Second D istrict, because you’re dealing with a much lower initial percentage, you have a smaller margin. And, in this case, smaller reductions wouldn’t take much to transform that district into a majority white district and you would again have the potential for politically significant racially polarized vot ing to operate. Q (Ms. Murphy) Moving on to the second issue in your report, Dr. Lichtman, did you do some examination of socioeconomic differences and political consequences? A Yes, the second thing I looked at was the extent of differences in the socioeconomic standing of whites and blacks within the State of Georgia and then at a ques tion of whether such socioeconomic differences, if they emerge, have political consequences for the ability of blacks to participate fully in the political process and elect candidates of their choice. Q How did you analyze that question? A First, with respect to socioeconomic differences it’s quite sim ple. I looked at the 1990 U.S. Census of Housing and Population. 1 looked at standard measures of income occupation and education and, indeed, would find on such standard measures that there are substan tial differences between blacks and whites such that blacks and whites—such that whites do have a substan tially higher socioeconomic status. Secondly, I looked at the political consequences of such differences in socioeconomic status. And, the politi cal consequences are that differences in socioeconomic status affect the political resources, particularly under 60 conditions of racially polarized voting available to groups, such things as campaign finance, facilities, well- educated candidates, transportation and communication. I t ’s also well known that socioeconomic differences can have an impact on turnout, the participation of the advantaged versus the disadvantaged group. I t’s always a barrier, but sometimes the disadvantaged group is able to overcome that barrier. That was not the case, however, in the State of Georgia. * * * Q (Ms. Murphy) What other analysis is included or reported in your supplemental report, Dr. Lichtman? A Let’s see. The second thing I did was—and these, I believe are the only elections I looked at that were not my primary focus elections, Democratic Primaries and particular runoffs. I looked at some non-partisan judicial elections conducted statewide in 1990 and 1992 that you could look at in Districts Eleven and Two. Q And, why did you analyze those judicial elections, Dr. Lichtman? A Well, there have been some judicial elections in my early appendix because I included some results from a previous report I had done and but more specifically Dr. Weber had analyzed these elections and given some opinions about it and I thought it prudent, given that I had time between the two reports, to do the analysis myself. Q And, what conclusions were you able to draw from analyzing these elections? A Well, I think it’s quite clear that the patterns in these judicial elections are different than the over whelming patterns in the other elections. And, in my 61 view, as I said, these are the only elections that weren’t Democratic Primaries or runoffs, they’re a very limited utility. They are non-partisan. And, in addition, each of them includes an appointed black incumbent and I’ve now had experience analyzing judicial elections throughout the south in numerous states and my experience is that judicial elections with black incumbents are quite different from other elec tions. They’re quite different from non-judicial elections and they’re even different from open-seat black versus white judicial elections. So, while I’ve included them in here for completeness, I believe they’re of minimal rele vance and certainly do not affect any prior conclusions. 62 E. REPORT [BY DR. ALLAN J. LICHTMAN] ON ISSUES RELATING TO GEORGIA CONGRESSIONAL DISTRICTS [Defendants’ Exh. 24, at p. 3 line 7-p. 20, line 1; pp. 30-31, & Charts from Appendix 1] METHODOLOGY AND DATA The main data base for this study consists of precinct- by-precinct election returns for numerous black versus white elections held statewide and within various juris dictions in the sta te of Georgia. The data base also includes official, state of Georgia precinct-by-precinct registration data, with black and white registrants sepa rately identified. The U.S. Department of Justice and the state of Georgia provided the election returns, regis tration data, and racial identification of candidates. The analysis of racially polarized voting focuses on Democratic primary and runoff elections. Districts 11 and 2 are sufficiently Democratic that a primary victory is virtually tantam ount to election. Their Democratic predom inance is docum ented by overw helm ing Democratic victories in statew ide general elections within the precincts of Districts 11 and 2 as well as by the strongly Democratic results of the 1992 general elec tions for Congress in Districts 11 and 2.1 S tandard s ta tis tica l m ethods w ere employed to explore patterns of racially polarized voting by blacks and w hites as well as p a tte rn s of vo ter tu rnou t by blacks and whites. An examination of racially polarized !A s p a r t o f th e d a ta i t p re p a re d fo r th e re d is tr ic t in g p ro c ess th e s ta te “reco m p iled ” g e n e ra l e lec tion r e tu r n s fo r th e p re c in c ts of p ro p o s e d D i s t r i c t s 11 a n d 2. T h is i n f o r m a t i o n is c o n ta in e d in R e a p p o r t io n m e n t S e rv ic e s O ffice , G e o rg ia G e n e ra l A sse m b ly , ‘“C onference R e p o r t ,” M arch 31 ,1992. 63 voting considers both the cohesion of the black elec torate and bloc voting by the white electorate. The analysis of black voter cohesion and bloc voting by w h ites follows p rocedures recognized by the Supreme Court in Thornburg v. Gingles, 478 U.S. 30 (1986) and applied by the Court to single-member dis tricts plans in Quilter v. Voinovich 113 S.Ct 1149 (1993). Appropriate procedures for analyzing these issues are also discussed in the social science litera tu re.2 The voting behavior of whites and blacks in Georgia is estimated by comparing the racial composition of the various voting precincts to the division of the vote am ong com peting cand idates in each prec inct. Ecological regression, the standard method for inferring the behavior of population groups from data collected for aggregate units, was used to estim ate the voting behavior of blacks and whites. The ecological regression procedure for analyzing the behavior of v o te r groups is se t fo rth in my book, Ecological Inference (Sage Series on Q uantitative 2S e e , f o r e x a m p le , C h a n d le r D a v id s o n , e d . , M inority Vote D ilu tion (W a s h in g to n , D C : H o w a rd U n iv e r s i t y P r e s s , 1984); R ic h a r d E n g s t r o m , “Q u a n t i t a t i v e E v id e n c e in V o te D i lu t io n L it ig a tio n : P o lit ic a l P a r t ic ip a t io n and P o la r iz e d V o tin g ,” Urban Lawyer (1985); J a m e s L o ew en and B e rn a rd G rofm an , “C om m en t: R e c e n t D e v e lo p m e n t s in M e th o d s U s e d in V o t in g R i g h t s L itig a tio n ,” Urban Lawyer (1989); A llan J . L ich tm an , “P a s s in g th e T est: E co logical R e g re s s io n in th e L os A n g e le s C o u n ty C ase and B e y o n d ,” E v a lu a tio n R eview (1 9 9 1 ); B e r n a r d G r o f m a n a n d C h a n d le r D a v id so n , ed s ., Controversies in M inority Voting: The Voting Rights Act in Perspective (1992); B e rn a rd G ro fm an , L isa H and ley , and R ich a rd G. N iem i, Minority Representation and the Quest fo r Voting E quality (C a m b rid g e : C a m b r id g e U n iv e r s i ty P re s s , 1992); A llan J . L ich tm an and J . G era ld H e b e r t , “A G enera l T h e o ry o f V ote D ilu tion ,” La Raza Law Journal (1993). 64 Applications in Social Science, 1978: with Laura Irwin Langbein) and analyzed, in depth, in my December, 1991 article in Evaluation Review. Black and white voting can also be examined through a technique termed extreme case analysis that examines the actual choices of voters in the most heavily black and the most heavily white precincts in a jurisdiction. The extreme case results will not correspond exactly with the results of ecological regression analysis. The 80%+ and 90%+ black and white precincts used in this study obviously include no mid-range precincts and include some voters of the other race.3 Unlike ecological regression, extreme case analysis involves no inferential procedures. It simply tallies the votes actually cast for black and white candidates in the heavily black and heavily white precincts. The primary techniques of ecological regression and extreme case analysis are supplemented by the exami nation of squared correlation coefficients and measures of statistical significance. The squared correlation coeffi cient (R2) measures the degree to which voting for com peting candidates can be predicted by knowledge of the racial composition of precincts alone. The value of R2 varies from 0 to 1.0. Although no values a rb itrarily define the distinction between “high” and “low,” politi cal analysts often rely on coefficients with values of about .25 and consider values of about .5 or greater as indicative of a strong association between variables. 3F o r ind iv idua l c o u n ty a n a ly se s th e 80 p e rc e n t cu to ff is u sed fo r e x tr e m e ca se a n a ly s is . F o r th e p o p u lo u s c o n g re ss io n a l d is t r ic ts , w ith m o re heav ily w h ite an d h eav ily b lack p re c in c ts , th e 90 p e rc e n t cu to ff is u sed . 65 Conventionally, social scientists accept as statistically significant results of either .05 (corresponding to a 5 in 100 probability of obtaining the results under the chance hypothesis) or the more stringent .01 (corresponding to a 1 in 100 probability of obtaining the results under the chance hypothesis). Virtually all findings of this study are statistically significant at the .01 level. Election results for the eleventh and second congres sional districts in Georgia included precincts tha t are split between two congressional districts. There are about 20 split precincts of some 250 precincts in District 11 and about 30 split precincts of some 270 precincts in District 2. Split precincts were treated in two ways. First, the analysis excluded the split precincts entirely, incorporating only the precincts entirely within District 11 and D istrict 2 respectively. Unless the voting of whites and blacks in the split precincts differed funda mentally from the whites and blacks in the undivided precincts, this procedure should have little or no effect on the results of the statistical analysis. Second, as a check on the first analysis, the voter reg istration in split precincts was proportionally allocated to each congressional district studied. The proportion of registration in a split precinct to be statistically allo cated to a congressional d istrict was determined by examining the ratio of the voter turnout in the split precinct to the registered voters in that precinct.4 The 4I f th e r a t io o f v o te r tu r n o u t to r e g is t r a t io n fo r a g iv e n s p l i t p re c in c t w as equa l to g r e a te r th a n th e m ean ra tio fo r all u n d iv ided p re c in c ts , th e e n t i r e ty o f th e re g is tra t io n in th e sp lit p re c in c t w as s ta tis tic a lly alloca ted to th e cong ressional d is tr ic t. I f th a t ra tio fo r a g iv e n s p l i t p re c in c t w a s b e lo w th e m e a n r a t io fo r a ll u n d iv id e d p re c in c ts , on ly a p ro p o r tio n of th e re g is tra t io n in th e sp lit p re c in c t w as s ta tis tic a lly alloca ted to th e cong ressional d is tr ic t. If, fo r ex am ple, th e ra tio o f tu rn o u t to re g is tra t io n w as h a lf th a t o f th e m ean r a t io fo r u n d iv id e d p re c in c ts , o n e -h a lf o f th e r e g is t r a t io n in th e p re c in c t w as alloca ted to th e cong ressional d is tr ic t. 66 results from the analysis using proportionally allocated sp lit precincts w ere nearly identical to the resu lts ob tained from th e analysis th a t excluded sp lit precincts. RESULTS I: RACIALLY POLARIZED VOTING The inquiry into racially polarized voting includes four levels of analysis: counties throughout the state, counties within the eleventh and second congressional d istric ts, statew ide elections partitioned within the boundaries of congressional districts 11 and 2, and 1992 congressional elections within these districts. Ecological regression analysis of elections in counties throughout the state shows a strong pattern of racially polarized voting for about a 20 year period through 1990, involving a variety of public offices. Ecological regression analysis of more than 150 elections, reported in Appendix 1, shows high levels of black cohesion as black voters usually voted overwhelmingly for black candidates. Similarly, the ecological regression results in Appendix 1 show high levels of white bloc voting as whites voters usually voted overwhelmingly against black candidates and for their white competitors. The findings of ecological regression analysis are cor roborated by the actual results of elections in precincts that are 80 percent or more black or white, respectively, in th e ir reg is te red voters. Additional elections are included in the extrem e case analysis because some counties with heavily white precincts did not include sufficiently concentrated populations of black regis- 67 trants for ecological regression analysis.5 The results of extrem e case analysis, reported in Appendix 2 show that black candidates almost always garnered majorities in heavily black precincts, but almost always failed to do so in heavily white precincts. The ecological regression and extreme case analyses conducted throughout the state show no diminution of racially polarized voting over time. Patterns of racially polarized voting remain strong throughout the period studied. Similarly, patterns of racially polarized voting are strong in the particular counties included within con gressional districts 11 and 2. The bulk of the counties included within districts 11 and 2 are represented in the study. The following counties included in Appendices 1 or 2 of this study are entirely or in part within District 11: Baldwin, Burke, Chatham, DeKalb, Effingham, Greene, Hancock, Henry, Jasper, Jefferson, Jenkins, Putnam , Richmond, Twiggs, W arren, W ashington, Wilkes, and Wilkinson. The following counties included in Appendices 1 or 2 are en tirely or in p a rt within D is tr ic t 2: Baker, Bibb, B rooks, Calhoun, Clay, Crawford, Decatur, Dooly, Dougherty, Early, Grady, Houston, Macon, Marion, Meriwether, Muscogee, Peach, Quitman, Randolph, Seminole, Stewart, Talbot, Taylor, Terrell, Thomas, and Webster, The finding of racially polarized voting is likewise strong when results of statewide black versus white elections are isolated for the precincts of congressional districts 11 and 2 respectively. The results of ecological 5T h e re a r e a lso som e co u n tie s fo r w h ic h eco log ical r e g re s s io n w as p e rfo rm ed th a t d id n o t include 80% + b lack o r w h ite p rec in c ts . T h e s e c o u n tie s a r e n o t in c lu d e d in t h e e x t r e m e c a se ta b le s in A p p e n d ix 2. 68 regression and extrem e case analyses for statewide elections within D istrict 11 are reported in Table 1 below. In all six elections, Table 1 shows that at least 65 percent of black voters were cohesive behind the black candidates. In 5 of 6 elections, at least 89 percent of black voters voted for the black candidates. With respect to white bloc voting, in 5 of 6 elections, an overwhelming majority of white voters bloc voted against the black candidates. In these five elections, no more than 26 percent of white voters supported black candidates. This means that at least 74 percent of white voters bloc voted for white candidates. The only excep tion to this pattern is the 1992 democratic primary for Labor Commissioner, which included one white and two black candidates, one of whom was an appointed black incumbent. In tha t election only a small m ajority of white voters voted against the black candidates. In the runoff election for Labor Commissioner, however, Table 1 d iscloses th a t po lariza tion sign ifican tly increased; only 26 percent of white voters voted for the black incumbent candidate, whereas 92 percent of black voters voted for the black candidate. The results of ecological regression and extreme case analyses for statewide elections within District 2 are reported in Table 2 below.6 In all five elections, Table 2 shows that at least 77 percent of black voters were cohe sive behind the black candidates. In 4 of 5 elections, an overw helm ing m ajority of w hite vo ters bloc voted against the black candidates. In these four elections, no more than 21 percent of white voters supported black candidates. This means that at least 79 percent of white voters bloc voted for white candidates. Again, the only S u f f ic ie n t d a ta w as n o t av a ilab le to include th e 1984 p re s id e n t ia l p re fe re n c e p r im a ry . T h u s fiv e r a th e r th a n s ix e le c tio n s a r e re p o r te d in T able 2. 69 TABLE 1: ECOLOGICAL REGRESSION AND EXTREME CASE ANALYSIS: POLARIZATION IN STATEWIDE GEORGIA ELECTONS PRECINCTS WITHIN BOUNDARIES OF CONGRESSIONAL DISTRICT 11 ELECTION % BLACK VOTERS VOTING FOR BLACK CANDS % WHITE VOTERS VOTING FOR BL4CK CANDS SQ. CORR. COEFF R2 VOTE FOR BLACK CANDS IN 90%+ BLACK PRECS VOTE FOR BLACK CANDS IN 90%+ WHITE PRECS 1984 DEM PRIM PRES. PREF. BLACK CAND: JACKSON WHITE CANDS: MONDALE HART 6 OTHERS 65% 0% .76* 66% 7% 1988 DEM PRIM PRES. PREF BLACK CAND: JACKSON WHITE CANDS: DUKAKIS GORE 4 OTHERS 95% 0% .86* 94% 12% 1990 DEM PRIM GOVERNOR BLACKCAND: YOUNG WHITE CANDS: MILLER BARNES MADDOX MCDONALD 89% 2% .84* 87% 12% 1990 DEM RUNOFF GOVERNOR YOUNG MILLER 93% 12% .80* 91% 21% 70 T A B L E L C O N T ’D: E C O L O G IC A L R E G R E S S IO N A N D E X T R E M E C A S E A N A L Y S IS : P O L A R IZ A T IO N IN S T A T E W ID E G E O R G IA E L E C T IO N S P R E C IN C T S W IT H IN B O U N D A R IE S O F C O N G R E S S IO N A L D IS T R IC T 11 ELECTION % BLACK VOTERS VOTING FOR BLACK CANDS % WHITE VOTERS VOTING FOR BLACK CANDS SQ. CORR. COEFF R2 VOTE FOR BLACK CANDS IN 90%+ BLACK PRECS VOTE FOR BLACK CANDS IN 90%+ WHITE PRECS 1992 DEM PRIM LABOR COMM BLACK CANDS: JOHNSON SCOTT WHITE CAND: POYTHRESS 96% 45% .77 93% 47% 1992 DEM RUNOFF LABOR COMM SCOTT POYTHRESS 92% 26% .79* 89% 25% T H E A N A L Y S IS IN C L U D E S O N L Y P R E C I N C T S E N T I R E L Y W I T H I N E A C H D IS T R IC T . V IR T U A L L Y ID E N T IC A L R E S U L T S A R E O B T A IN E D W H E N S P L IT P R E C I N C T S A R E I N C L U D E D A N D P R O P O R T I O N A L L Y A D J U S T E D F O R T U R N O U T . T H E R E A R E A B O U T 20 S P L I T P R E C I N C T S O F S O M E 250 IN D IS T R IC T 11. * R E S U L T S S T A T IS T IC A L L Y S I G N I F I C A N T A T .0001 L E V E L . 71 exception to this pattern is the 1992 Democratic pri mary for Labor Commissioner. In that election a small majority of white voters voted for the two black candi dates. This means that at least 79 percent of white vot ers bloc voted for white candidates. Again, the only exception to this pattern is the 1992 Democratic pri mary for Labor Commissioner. In that election a small majority of white voters voted for the two black candi dates. In the runoff election for Labor Commissioner, however, Table 2 discloses th a t polarization greatly increased, as only 21 percent of white voters voted for the black incumbent candidate, whereas 77 percent of black voters voted for the black candidate. Finally, the black versus white Democratic primary and runoff elections for Congress in districts 11 and 2 are also polarized along racial lines. According to results reported in Table 3, the black electorate is cohesive in all four elections, as 85 percent or more of black voters sup ported black candidates. The results also show white bloc voting against black candidates. In 3 of 4 elections white support for black candidates was 26 percent or less. This means that 74 percent or more of white voters in these elections voted for white candidates. The only exception to the pa ttern of white bloc voting occurred in the District 11 primary, where 4 black candidates competed against one white candidate. In the District 11 runoff election, however, polarization increased substantially, as the black candidate garnered only 23 percent of the white vote, compared to 97 percent of the black vote. Candidate-by-candidate analysis of the District 11 pri mary, reported in Table 4, shows that black candidate McKinney, one of four black candidates competing in that election, garnered 20 percent support from white voters. This placed her second among white voters to white candidate DeLoach, who garnered 45 percent 72 TABLE 3: ECOLOGICAL REGRESSION AND EXTREME CASE ANALYSIS: POLARIZATION IN CONGRESSIONAL ELECTIONS 1992 DEMOCRATIC PRIMARY & RUNOFF CONGRESSIONAL ELECTIONS GEORGIA CONGRESSIONAL DISTRICT 11 RESULTS BASED ON VOTER REGISTRATION DATA ELECTION % BLACK VOTERS VOTING FOR BLACK CANDS % WHITE VOTERS VOTING FOR BLACK CANDS SQ. CORR. COEFF R2 VOTE FOR BLACK CANDS IN 90%+ BLACK PRECS VOTE FOR BLACK CANDS IN 90%+ WHITE PRECS DIST11 PRIM. BLACK CANDS: MCKINNEY, WALKER THURMOND LOCKHART WHITE CAND: DELOACH 94% 55% .27* 87% 63% DIST 11 RUN. MCKINNEY DELOACH 97% 23% .70* 89% 23% 73 T A B L E 3 C O N T ’D: E C O L O G IC A L A N D E X T R E M E C A S E A N A L Y S IS : P O L A R IZ A T IO N IN S T A T E W ID E G E O R G IA E L E C T IO N S 1992 D E M O C R A T IC P R IM A R Y & R U N O F F C O N G R E S S IO N A L E L E C T IO N S G E O R G IA C O N G R E S S IO N A L D IS T R IC T 2 R E S U L T S B A S E D O N V O T E R R E G IS T R A T IO N DATA ELECTION % BLACK VOTERS VOTING FOR BLACK CANDS % WHITE VOTERS VOTING FOR BLACK CANDS SQ. CORR. COEFF R2 VOTE FOR BLACK CANDSIN 90%+ BLACK PRECS VOTE FOR BLACK CANDSIN 90%+ WHITE PRECS DIST 2 PRIM. BLACK CANDS: BISHOP CUMMINGS EDWARDS KAIGLER WHITE CANDS: HATCHER WHIGHAM 88% 26% .51* 81% 35% DIST 2 RUN BISHOP HATCHER 85% 18% .48* 75% 29% T H E A N A L Y S IS I N C L U D E S O N L Y P R E C I N C T S E N T I R E L Y W I T H I N E A C H D IS T R IC T . V IR T U A L L Y ID E N T IC A L R E S U L T S A R E O B T A IN E D W H E N S P L IT P R E C IN C T S A R E IN C L U D E D A N D P R O P O R T IO N A L L Y A D J U S T E D F O R T U R N O U T . T H E R E A R E A B O U T 20 S P L IT P R E C IN C T S O F SO M E 250 IN D IS T R IC T 11 A N D A B O U T 30 S P L I T P R E C I N C T S O F S O M E 270 IN D I S T R IC T 2. ^ R E S U L T S S T A T IS T IC A L L Y S I G N I F I C A N T A T .0001 L E V E L . 74 T A B L E 4: E C O L O G IC A L R E G R E S S IO N E S T IM A T E S V O T E S F O R IN D IV ID U A L C A N D ID A T E S 1992 D E M O C R A T IC C O N G R E S S IO N A L P R IM A R Y D IS T R IC T 11 CANDIDATE % BLACK VOTERS VOTING FOR CANDIDATE % WHITE VOTERS VOTING FOR CANDIDATE MCKINNEY (B) 42% 20% WALKER (B) 34% 11% THURMOND (B) 14% 17% LOCKHART(B) 4% 7% DELOACH (W) 6% 45% T H E A N A L Y S IS I N C L U D E S O N L Y P R E C I N C T S E N T IR E L Y W IT H IN D IS T R IC T 11. V IR T U A L L Y ID E N T I C A L R E S U L T S A R E O B T A I N E D W H E N S P L I T P R E C I N C T S A R E I N C L U D E D A N D P R O P O R T I O N A L L Y A D J U S T E D F O R T U R N O U T . T H E R E A R E A B O U T 20 S P L I T P R E C I N C T S O F S O M E 250 IN D I S T R IC T 11. 75 T A B L E 10: E C O L O G IC A L R E G R E S S IO N A N D E X T R E M E C A S E A N A L Y S IS ; P O L A R IZ A T IO N IN C O N G R E S S IO N A L E L E C T IO N S 1992 D E M O C R A T IC P R IM A R Y & R U N O F F C O N G R E S S IO N A L E L E C T IO N S G E O R G IA C O N G R E S S IO N A L D IS T R IC T 11 R E S U L T S B A S E D O N V O T IN G A G E P O P U L A T IO N DATA ELECTION % BLACK VOTERS VOTING FOR BLACK CANDS % WHITE VOTERS VOTING FOR BLACK CANDS SQ. CORR. COEFF R2 VOTE FOR BLACK CANDS IN 90%+ BLACK PRECS VOTE FOR BLACK CANDS IN 90%+ WHITE PRECS DIST11 PRIM. BLACK CANDS: MCKINNEY, WALKER THURMOND LOCKHART WHITE CAND: DELOACH 94% 54% .23* 85% 63% DIST 11 RUN. MCKINNEY DELOACH 96% 22% .64* 86% 24% 76 T A B L E 10 C O N T ’D: E C O L O G IC A L R E G R E S S IO N A N D E X T R E M E C A S E A N A L Y S IS ; C O N G R E S S IO N A L E L E C T IO N S 1992 D E M O C R A T IC P R IM A R Y & R U N O F F C O N G R E S S IO N A L E L E C T IO N S G E O R G IA C O N G R E S S IO N A L D IS T R IC T 2 ELECTION % BLACK % WHITE SQ. VOTE FOR VOTE FOR VOTERS VOTERS CORR. BLACK BLACK VOTING VOTING COEFF CANDS IN CANDS IN FOR FOR R2 90%+ 90%+ BLACK BLACK BLACK WHITE CANDS CANDS PRECS PRECS DIST 2 PRIM. BLACK CANDS: BISHOP CUMMINGS EDWARDS KAIGLER WHITE CANDS: HATCHER WHIGHAM 38% 27% .44* 81% 35% DIST 2 RUN. BISHOP HATCHER 84% 20% .41* 76% 33% T H E A N A L Y S IS I N C L U D E S O N L Y P R E C I N C T S E N T I R E L Y W I T H IN E A C H D IS T R IC T . V O T IN G A G E P O P U L A T IO N DATA W A S N O T A V A IL A B L E F O R T H E P R E C IN C T S O F R IC H M O N D C O U N T Y IN D IS T R IC T 11 A N D T H E P R E C IN C T S O F M A C O N C O U N T Y IN D IS - T R IC T 2. * R E S U L T S S T A T IS T IC A L L Y S I G N I F I C A N T AT .0001 L E V E L . 77 support from white voters. McKinney’s white support increased from 20 percent in the primary to only 23 per cent in the runoff, as white voters coalesced behind the white candidate. DeLoaeh increased his white support from 45 percent in the primary to 77 percent in the runoff election. RESULTS II: SOCIOECONOMIC DIFFEREN CES AND POLITICAL CONSEQUENCES Examination of data from the 1990 U.S. Census o f Housing and Population dem onstrates clearly th a t white residents of the state of Georgia have a substan tially higher socioeconomic status than black residents of the state of Georgia. Differences between whites and blacks are found for standard measures of income, occu pation, and education. Socioeconomic d ifferences r e s tr ic t th e re la tiv e resources available to a politically cohesive minority group such as blacks in Georgia. Such resources include campaign finance and facilities; a recruitm ent base of well-educated candidates; and access to transportation and communication. Lower socioeconomic standing also constitutes a barrier to the turnout of voters as demon strated by social science studies.7 Ecological regression analysis of voter turnout indicates that black residents of Georgia have not been able to overcome this barrier. Participation measures generally focus on general elec- 7S e e , f o r e x a m p le , R a y m o n d E . W o lf in g e r a n d S te v e n J . R o sen sto n e , Who Votes'! (N ew H aven : Y ale U n iv e rs ity P re s s , 1980); S te v e n J . R o s e n s to n e a n d J o h n M a rk H a n s e n , M obilization, Participation, and Democracy in America (N ew York: M acm illan, 1993); J a n E . L e ig h le y a n d J o n a th a n N a g le r , “ I n d iv id u a l a n d S y stem ic In fluences on T urnou t: W ho V otes? 1984,” The Journal of Politics 52 (1992). 78 tions in which all voters participate and on top-of-the- ticket contests. Ecological regression analysis of the 1988 presidential election indicates that 62 percent of white registrants voted, compared to 47 percent of black registrants. Similarly, ecological regression analysis of the 1992 presidential election indicates that 72 percent of white registrants voted, compared to 58 percent of black registrants. These differences in the turnout of reg istered w hites and blacks, moreover, understate overall white/black tu rnou t differences because the white voter registration rate is higher than the black voter registration rate. According to the 1990 Census, about 25 percent of Georgia’s voting age population was black. But only about 22 percent of registered voters in 1988 and 1992 were black, according to state of Georgia registration statistics. 79 APPENDIX 1 R A C IA L P O L A R IZ A T IO N IN G E O R G IA P R IM A R Y A N D R U N O F F S E Q U E N C E S , W IT H B L A C K C A N D ID A T E S S U M M A R Y O F F IN D IN G S , E C O L O G IC A L R E G R E S S IO N E C O L O G IC A L R E G . R E S U L T S % B L A C K % W H IT E S Q U A R E D V O T E R S V O T E R S C O R R E L A T IO N V O T IN G V O T IN G C O E F F IC IE N T F O R B L A C K F O R B L A C K (R2) C A N D (S). C A N D (S). C O U N T Y & E L E C T IO N BALD W IN COUNTY 1990 P R IM A R Y G O V E R N O R 98 8 .95 1990 R U N O F F G O V E R N O R 100 17 .95 BIBB COUNTY 1984 P R IM A R Y B D . O F E D . 73 6 .98 1984 R U N O F F B D . O F E D . 99 0 .93 1990 P R IM A R Y G O V E R N O R 91 7 .98 1990 R U N O F F G O V E R N O R 94 14 .97 DEKALB COUNTY 1976 P R IM A R Y S E N A T E D. 43 85 28 .80 1976 R U N O F F S E N A T E D. 43 100 22 .83 1978 P R IM A R Y H O U S E D. 56 54 14 .80 80 APPENDIX 1 R A C IA L P O L A R IZ A T IO N IN G E O R G IA P R IM A R Y A N D R U N O F F S E Q U E N C E S , W IT H B L A C K C A N D ID A T E S S U M M A R Y O F F IN D IN G S , E C O L O G IC A L R E G R E S S IO N E C O L O G IC A L R E G . R E S U L T S % B L A C K % W H IT E S Q U A R E D V O T E R S V O T E R S C O R R E L A T IO N V O T IN G V O T IN G C O E F F I C I E N T F O R B L A C K F O R B L A C K (R 2) C A N D (S ). C A N D (S). C O U N T Y & E L E C T IO N 1982 P R IM A R Y H O U S E D. 56 41 14 .66 1984 P R IM A R Y C O COMM. 69 13 .74 S E N A T E D. 43 65 24 .59 A P P E A L S CT. 59 51 .11 D E M . P R E S ID E N T 60 1 .96 1984 R U N O F F C O COMM. 84 17 .78 S E N A T E D. 43 67 27 .65 1984 G E N E R A L S E N A T E D. 43 99 50 .96 DEKALB COUNTY 1988 P R IM A R Y H O U S E D. 51 67 34 .32 D E M . P R E S ID E N T 95 14 .89 1988 R U N O F F H O U S E D. 51 80 17 .72 81 APPENDIX 1 R A C IA L P O L A R IZ A T IO N IN G E O R G IA P R IM A R Y A N D R U N O F F S E Q U E N C E S , W IT H B L A C K C A N D ID A T E S S U M M A R Y O F F IN D IN G S , E C O L O G IC A L R E G R E S S IO N E C O L O G IC A L R E G . R E S U L T S % B L A C K % W H IT E S Q U A R E D V O T E R S V O T E R S C O R R E L A T IO N V O T IN G V O T IN G C O E F F IC IE N T F O R B L A C K F O R B L A C K (R2) C A N D (S). C A N D (S). C O U N T Y & E L E C T IO N G REENE COUNTY 1982 P R IM A R Y H O U S E D IST . 106 61 0 .80 1982 R U N O F F H O U S E D IST . 106 70 0 .86 1986 P R IM A R Y H O U S E D IST . 106 89 0 .85 NEW TON COUNTY 1990 P R IM A R Y G O V E R N O R 100 0 .98 1990 R U N O F F G O V E R N O R 100 12 .95 82 APPENDIX 1 R A C IA L P O L A R IZ A T IO N IN G E O R G IA P R IM A R Y A N D R U N O F F S E Q U E N C E S , W IT H B L A C K C A N D ID A T E S S U M M A R Y O F F IN D IN G S , E C O L O G IC A L R E G R E S S IO N E C O L O G IC A L R E G . R E S U L T S % B L A C K % W H IT E S Q U A R E D V O T E R S V O T E R S C O R R E L A T IO N V O T IN G V O T IN G C O E F F I C I E N T F O R B L A C K F O R B L A C K (R 2) C A N D (S ). C A N D (S). C O U N T Y & E L E C T IO N PU TNAM COUNTY 1976 P R IM A R Y S C H O O L B O A R D 43 20 .34 1976 R U N O F F S C H O O L B O A R D 54 36 .39 1982 P R IM A R Y H O U S E D. 106 52 0 .99 1982 R U N O F F H O U S E D. 106 77 1 .99 1990 P R IM A R Y G O V E R N O R 99 3 .99 1990 R U N O F F G O V E R N O R 97 9 .99 TWIGGS COUNTY 1973 P R IM A R Y O R D IN A R Y 83 0 .88 1973 R U N O F F O R D IN A R Y 93 0 .92 1990 P R IM A R Y G O V E R N O R 81 0 .95 1990 R U N O F F G O V E R N O R 93 0 .94 83 APPENDIX 1 R A C IA L P O L A R IZ A T IO N IN G E O R G IA P R IM A R Y A N D R U N O F F S E Q U E N C E S , W IT H B L A C K C A N D ID A T E S S U M M A R Y O F F IN D IN G S , E C O L O G IC A L R E G R E S S IO N E C O L O G IC A L R E G . R E S U L T S % B L A C K % W H IT E S Q U A R E D V O T E R S V O T E R S C O R R E L A T IO N V O T IN G V O T IN G C O E F F I C I E N T F O R B L A C K F O R B L A C K (R2) C A N D (S). C A N D (S). C O U N T Y & E L E C T IO N W ARREN COUNTY 1984 P R IM A R Y S C H O O L S U P E R IN T E N D A N T 82 0 .99 1988 P R IM A R Y SC H O O L S U P E R IN T E N D A N T 78 8 .91 W ILKINSON COUNTY 1976 P R IM A R Y BD. O F E D . 49 35 .02 1976 R U N O F F B D . O F E D . 80 5 .82 1982 P R IM A R Y CO COM M . 100 1 .86 1982 R U N O F F CO COM M . 100 7 .89 1990 P R IM A R Y G O V E R N O R 80 0 .94 1990 R U N O F F G O V E R N O R 99 4 .96 84 F. TESTIMONY OF RONALD E. W EBER [Excerpt from Trial Testimony, 5 T. Tr. p. 314, line 1-p. 326, line 19] Q Is it true, Dr. Weber, that in attempting to evaluate racial voting patterns and the opportunity for the elec toral success of black preferred candidates in congres sional democratic primary elections, that the most pro bative elections to analyze are o ther congressional democratic primary elections? A If you have some. I guess—and I would add to that if you’re—if you’re trying to evaluate the effect—the potential effectiveness of African-American Districts, you m ight w ant to s ta r t w ith elections in which an African-American has competed against a non African- American. You sta rt with that. I won’t say you’ll end with that. You at least want to start with that. Q Okay. And so, you might also want to look at other democratic prim ary elections for sta te legislative or executive offices because tha t would involve similar dynamics? Is that correct? A Yes, and that’s why I’ve looked at Andrew Young versus Zell Miller. I’ve looked at Scott and Johnson in that primary. I looked at the runoff there. Yes. Q And would you consider Democratic presidential preference primary elections to be somewhat less pro bative but probably still relevant? A I’d say they’re relevant. Yes. Q But somewhat less so than the other elections that I mentioned? A If you’re going to have to weight things—in other words, if you’re going to start assigning weights to the 85 average, you might discount the presidential primary a little bit. Yes. Q Well, don’t you assign weights to elections when you’re deciding on elections to analyze in different cases that you’ve testified in? A Yes, but I think under the—under the—under the —sort of the guidelines that your expert and I am oper ating under, I th ink we would both agree th a t you wouldn’t exclude that election. You would analyze it. Q I’m not asking whether you would exclude it. A Yeah. Yeah. Yeah. Yeah. Q I’m asking about the weight being assigned to it. A Yeah. What I’m saying is that if you pick a period of which you’re going to analyze the elections, you would choose all the elections. Now, you might, as Dr. Lichtman does, you might say, “Well, I ’m not going to analyze a certa in election because the minority candidate didn’t get 15% of the vote.” We didn’t have that here. These are all elections. Q Right now we’re talking about types of elections right now. A Yes, sir. Yes, ma’am. Excuse me. I’m sorry. Q I wore purple for that reason. The next category of elections, if you had some non partisan elections for legislative or executive offices, would you consider them less helpful or less probative of voting patterns in con gressional primary elections? A You’d need to note them, and you’d need to know whether or not those elections were being conducted at the same time as the primary. And for example, the 86 three judicial races that we included in our report are elections held at the same time as the primary. So, the same elective that’s voting in the Democratic primary is voting in those, but you also have interest ingly the Republicans voting as well. So, you’re getting a very conservative test that seems to me a polarization and performance of a district. Q Well, isn’t it true, Dr. Weber, that you’ve testified to other federal courts that in fact it’s inappropriate to take judicial elections into consideration when you’re looking at congressional election voting patterns? A It depends upon the state. Q Well, I asked you isn’t that true that you’ve testi fied to that in other cases? A Yes, but it depends on the context in each state whether you do that. In Texas, I did it. Everybody did it in Texas. The indicator that the—that the state used as one of its partisan indicators was based only on judicial elections. Q And in Texas, judicial elections are partisan; isn’t that correct? A That’s correct. Yes. Q And-—but why did you say in Louisiana, Dr. Weber, that judicial elections are totally irrelevant? A I don’t believe I said they were totally irrelevant in a congressional context. I said I didn’t do that. I did not do the analysis. Or I had—the analysis was there. I did not report the analysis. Basically, most judicial elections in Louisiana are not hold at the same time as congres sional elections. They’re for their—it’s a different elec torate. 87 Q Isn’t it true that all elections in Louisiana are held at non partisan primaries, at the same time? A Yes, but they’re not held at the same time. Most judges in Louisiana are elected in special elections held a t tim es other than the regular elections. You have hardly any judges elected at the regular elections. Q In Louisiana, didn’t you testify, Dr. Weber, that you didn’t consider judicial elections because voters have a different calculus when they go to voting for a judge than they do when voting in a congressional election? A That’s part of it. Yes. Q And would that be any different in Georgia? A Would they have a different cal — Q Do you have any reason to believe — A — different calculus? Q Do you have any evidence to show that calculus dif ference that you testified to that somehow voters in Georgia have the same calculus in voting for judges as they do in voting in partisan congressional elections? A Well—first of all, it’s not a partisan election you’re making a comparison to. It’s a - - - Q A partisan primary. A It’s a partisan primary, which only Democrats — Q Right. A People who think of themselves as Democrats run. Q Which is a different electorate than the judicial; correct? A Yes. But I’ve already admitted it. So you’ve got a larger electorate participating in the judicial election. 88 Now the question is: Are the campaigns conducted differently? Yes, they are. I’ll admit to that. Q In other words, Dr. Weber, you applied a standard pending on the particular circumstances of the case? A No, I do not. I believe that the judicial elections in Georgia provide a reasonably good indication of how voters within the Eleventh Congressional District react to African-American versus non-African-American can didates. Q In congressional elections? A Not for congressional elections. You’re talking about—we’re talking about the district— Q W ell, isn’t that what you’re trying to analyze? A We’re talking about hub of voters. No. We’re talk ing about hub of voters. Q So you’re not trying to analyze the opportunity of black voters to elect a member of Congress in this dis trict? A You use, you use the information for that purpose, yes. Q Isn’t it true, Dr. Weber, that in Louisiana, the judi cial elections th a t were a t issue generally did not involve incumbent judges? That they involved white? A Some did. Some did. Q And that there were many, many elections that involved black versus white challenges for an open judi cial seat? A Primarily, most of the elections in Louisiana are about open seats; yes. 89 Q Okay. And isn’t it also true that in a Louisiana judi cial election which you say are not relevant to analyzing congressional elections there, you showed fairly high levels of racial polarization if you did analyze the elec tions? A Say that again to me. Fm sorry. Q Isn’t it true that in those Louisiana judicial elec tions which the expert witness on the other side of the case analyzed and you said were inappropriate, you had fairly high levels of racial polarization? A We had varying levels of racial polarization depend ing on the part of the state. Q Isn’t it true that in this case, Dr. Weber, the judicial elections you analyzed all involved black incumbent judges who had been appointed to their position? A I believe they’ve all been appointed; yes. Q And they were incumbents when they ran for elec tion? A They were able to put—if they did pictures in their ads, they could put on their robes and say “re-elect the judge.” Yes. Q And they were all—each of those judges in fact has the active support of the Governor of Georgia at the time in their campaign? A I believe they did; yes. Q And isn’t it also true that the results of those judi cial e lections showed su b s tan tia lly h igher w hite crossover vote than the other partisan primary election that you analyzed in this case? A Substantially higher white crossover. 90 Q Higher. I will take the substantial out of it. A Not always. Q Can you give me an example where it didn’t? A The primary in 1992 in District Eleven, a majority of non A frican-A m ericans supported the A frican- American candidates. Q Well, let me ask you about that, Dr. Weber. You’re talking about the initial primary. HONORABLE JUDGE BOWEN: Ms. Murphy, I want to compliment you on the depth of your explo ration, but really isn’t the point made when you show us that there is indeed a distinction between a judicial elec tion and a congressional election. MS. MURPHY: Well, Your Honor, I’m actually mov ing on to a separate point now, if I may. HONORABLE JUDGE BOWEN: Okay. Well, let that same reasoning apply analogously to the next point. MS. MURPHY: I’ll do my best. Q (Mr. Murphy) You just mentioned the 1992 demo cratic primary for Congress. A Yes, that’s correct. Q Weren’t there four African-American candidates in that election? A Yes, and one non African-American; yes. Q And in fact in reporting your Plaintiffs’ “84 F ”, you com bined the vo te to ta ls for those four A frican- American candidates to look at white crossover vote; did you not? A Yes, that’s appropriate. 91 Q And isn’t it true, Dr. Weber, that you’ve opined before that in fact it is improper, actually I can just read you the—read you the testimony I’m talking about. “In o rder to de te rm ine who is the candidate of choice of black voters one needs to see which candidate obtained the largest share of the black votes. There is no other way to determine a group’s candidate of choice and determine which candidate received more of their votes than anyone e lse.. .” And then you went on to say that you agree with Dr. Lichtm an’s approach in th a t particu lar case, which would put all the black candidates together for purposes —you disagreed, I ’m sorry. A Yes. Disagreed, yes. Q With Dr. Lichtman’s approach? A Yes. I think what you’re doing is you’re mixing apples and o ranges here . In the original tab le in Attachment E, I have done a separate estimation. Q Correct. A For the purposes of summarization, I have summa rized that. The raw data is in the report. The reader can easily see that and who got the first—who ran first, who ran second; all those kinds of things. The only criticism I made of Dr. Lichtman on that is when, when you run the regression of all the candidates combined, you can’t make those inferences. I mean, that’s a relative minor criticism, it seems to me. Q Well, but you’re saying here—you’re saying the crossover vote for the AA candidate is 55.3%, But in fact, no A A candidate in that election received a major ity of the white vote; isn’t that true? 92 A I believe that’s true; yes. Yeah. Q And I believe you testified in that same case that it was not appropriate to lump all these black candidates together in attem pting to determine the candidate of choice of each racial group; isn’t that true? A And that’s why I put candidates of choice, not can didate of choice. Q So what you’re saying is that when you want to look at whether or not there’s racially polarized voting in a Section 2 context, you can’t put the black candidates together, but in this context is okay? A No, I’m not saying that. All I’m saying is that it is simply a function of how you summarize. Q Exactly. A It seemed to me it was ju st a simple function to summarize this way than to present all of— Q So you’re w illing to lump all th e cand idates together for this purpose? A Just for the purposes of this simple summarization. Q Well, Dr. W eber, I ’d like for you to look a t Plaintiffs’ Exhibit “84 F ”. Do you still have it in front of you? A No, I don’t. HONORABLE JUDGE BOWEN: I think I have it. Q I’d like for you to calculate for me, Dr. Weber the average crossover vote if we don’t include the three judicial elections and we don’t include the two elections in which you in fact lumped th e black candidates together to determine the white crossover vote? Do you have a calculator? 93 A No. I don’t have a calculator to do it, because I’ve already done for you. Q Oh, you have? A Yes. I knew you were going to ask this sort of thing. All I’ve got to do is fine — Q You should have just testified on direct. We could have saved a lot of time. A I’m trying to find it. I t’s underneath my supple mental report. Give me just a moment to find it. [Pause.] A All right. Okay, here it is. Okay. Now, what’s your question, please? Q I’d like you to calculate the average crossover vote when you exclude the three judicial elections and the two elections where you in fact lump the black candi dates together? A Oh, I would have calculate that, because we’d now be down to one — Q Five. A — two, three, four, five. Okay. Q Well, first why don’t you tell me what it is when you exclude the three judicial elections? I assume that’s what you calculated. A Yes. Yes. What I did is you take the judicial elec tions out that crossover drops to 26.6%. Q And what about if you take these two elections where you lump the black candidates together? A I don’t know why we’re doing this, but I’m going to play along with you. 94 HONORABLE JUDGE BOWEN: Well, how long will it take? A I’ve got to add five numbers together and divide by five. HONORABLE JUDGE BOWEN: All right. [Pause.] A 17%. Q Thank you. You mentioned a moment ago your sup plemental report. In fact, your report has had three incarnations in this case; hasn’t it? Your original report, your revised report, and now we have a small supple mental report that we received at the beginning of the trial last week. Is that correct? A Yes. I made some minor revisions before the depo sition and added this. Q Do you consider those revisions minor, Dr. Weber? A The revisions that I gave you at the deposition? Q Yes. A Yes, I think they were minor. Q Well, isn’t it true that you in fact did a substantially d ifferen t analysis of the elections in the E leven th Congressional District and adjusted for split precincts in your revised report? A Yes. Yes. Q But you hadn’t done that in your original report? A No, because I did not—when I got Dr. Lichtman’s report and saw that we were getting substantially dif ferent estimates of participation, I explored why there were those differences. And I came to the conclusion 95 that split — treatm ent of split precincts made a differ ence in participation estimates. Q And you determined to do an adjustment for those split precincts after reading Dr. Lichtman’s report; is that correct? A Yes. Q And you determ ined th a t ad ju stin g for sp lit precincts in fact gave you more accurate results? A For participation; not necessarily for polarization. Q But the results you rely on, at least in comparing your summary exhibits are adjusted for split precincts; isn’t that correct? A I believe they are; yes. Q So you consider those more reliable results in your report? A Yes. 96 G. R E V IS E D R E P O R T O F R O N A L D E . W E B E R [Plaintiffs’ Exh. 82, at cover-4,22, f 39-32, If 49 and Attach. E] W IL D E R C R A N E P R O F E S S O R O F G O V E R N M E N T U N IV E R S IT Y O F W IS C O N S IN — M IL W A U K E E J u n e 16,1994 INTRODUCTION A. Background and Experience 1. My name is Ronald E. Weber and I am a resident of the State of Wisconsin. 2. I am curren tly the W ilder Crane Professor of G overnm ent and C hairm an of the D ep artm en t of P o litical Science a t the U n iv e rs ity of W isconsin, Milwaukee, Wisconsin; P residen t of Campaign and Opinion Research Analysts, Inc.; and former co-editor of The Journal o f Politics. I received my B.A. in Political Science and History from Macalester College, St. Paul, MN, in 1964 and a Ph.D. in Political Science from Syracuse U n iv e rs ity in 1969, w ith sp ec ia lties in American state politics, voting behavior, and quantita tive analyses of political data. A copy of my curriculum vitae is attached as Attachment A. 3. I am the author of numerous scholarly works on sta te political behavior, including several works on state legislative elections and voting behavior at the individual and aggregate levels of analysis. These works have appeared in such academic journals as the Am erican Political Science Review, The Journal o f Politics, Midwest Journal o f Political Science, Public Opinion Quarterly, and Legislative Studies Quarterly. 4. I have been retained as a consultant and expert witness in a number of voting rights cases and have been qualified as an expert by the U.S. District Courts 97 in the M iddle D is tr ic t (N o rth ern and S ou thern Divisions) of Alabama, the N orthern D istrict (Tal lahassee Division) and Middle District of Florida, the Eastern, Middle, and W estern Districts of Louisiana, the District of Maryland, the District (Western Division) of M assachusetts, the E as te rn D istric t (Southern Division) of Michigan, the Northern District (Eastern and Western Divisions) of Mississippi, and the Northern District of Texas. I have given testimony by deposition in a num ber of cases, including a deposition for the plaintiffs in the Congressional redistricting case of Shaw v. Reno, n/k/a Shaw v. Hunt (Eastern District of North Carolina, Raleigh Division). A listing of the cases in which I have testified in Federal court or I was deposed under oath is attached as Attachment B. I also have extensive experience developing redistricting plans for local and state government clients and assisting them with preclearance of those plans under Section 5 of the U.S. Voting Rights Act of 1965, as amended in 1982. 5. I have been retained by plaintiffs in this case and am being compensated at the rate of $100 per hour plus out-of-pocket expenses. B. Purpose o f the Analysis 6. I have addressed the following questions in analyz ing w hether the 1992 Congressional red istricting in Georgia for the Eleventh Congressional district results in a v iolation of the F o u rte en th and F if te e n th Amendments of the U.S. Constitution in accord with factors set forth by the U.S. Supreme Court in Shaw v. Reno: (1) whether or not race was the overriding factor used by the State of Georgia to draw the boundaries of the Eleventh Congressional district; 98 (2) whether or not the Eleventh Congressional dis trict is compact; (3) whether or not the Eleventh Congressional dis trict violates other traditional districting criteria; (4) w h e th e r or not voting p a tte rn s in recen t Democratic primary, runoff, and general elections held within the boundaries of the E leventh Con gressional district reveal patterns of participation differences betw een African-Americans and non- African Americans and racially polarized voting, and, if so, to what extent; (5) w h e th er or no t th e E lev en th C ongressional District is overly safe from the standpoint of assuring the election of a candidate of choice of African- American voters; (6) whether or not more narrowly tailored plans were or can be created for an Eleventh Congressional dis trict that can achieve the same electoral results as the state plan that are less violative of traditional district ing criteria; and (7) whether or not the state plan for the Eleventh Congressional district results in a maximization of A frican-A m erican rep resen ta tio n in the Georgia congressional delegation. 7. In attem pting to assist the court in addressing these questions, I have undertaken an analysis of data reported in the State of Georgia’s 1991-92 preclearance submissions to the U.S. Department of Justice, as well as other demographic and electoral data. The results of my analysis to date will be presented in this report in the following form: in section I, I will describe the analy ses conducted to answer the first three questions and set forth my conclusions on those questions; in Section 99 II, I will describe the electoral database employed, my analytical methodology for the participation and polar ization analyses, and set forth my conclusions based upon the application of this methodology to this data base; and in section III, I will describe the analyses con ducted to answer the last two questions and set forth my conclusions on those questions. Tables and exhibits relevant to my analyses will be included as attachments to this report. 2. Racial Polarization in Voting 39. I also analyzed the eleven contested general elec tions for U.S. Congress in 1992 in Georgia to determine the patterns of racially polarized voting within each dis trict (see Attachment E). In the seven district elections for which valid African-American voter behavior esti mates can be obtained, the African-American voters dis play cohesive support for the Democratic nominee in each district. In the Eleventh Congressional district, the African-American voters give an estimated 96 percent of th e ir support to the Democratic p a rty nominee, Cynthia McKinney. In the other two majority African- American districts, the African-American voters give between 93 and 100 percent of their support to African- American Democratic nominees in the general election. In the eight non-African-American majority districts, the non-African-American voters give a m ajority of their support to Republican nominees in six of the eight districts. In only the Seventh and Ninth districts do non-African-Americans give a majority of their support to Democratic nominees. Non-African-American voters in the three African-American majority districts act similarly to non-African-American voters in other dis tricts, giving a majority of their support to Republican 100 nominees. The non-African-American cross-over vote in the African-American majority districts ranges from about 23 percent in the Second district to 44 percent in the Fifth district. The estimated figure for the Eleventh Congressional district is 28.6 percent. 40. I also analyzed the D em ocratic p rim ary and runoff p rim ary resu lts for Congress in 1992 in the precincts contained in the th ree African-Am erican majority Congressional districts of Georgia to de ter mine the p a tte rn s of racial polarization in voting in those elections. In the D em ocratic p rim ary in the Eleventh Congressional district, Cynthia McKinney was the plurality choice of African-American voters with an estimated 40-41 percent level of support, while George Deloach was th e p lu ra lity choice of non-A frican- American voters with an estimated level of support of 44-45 percent. The combined vote for the four African- American candidates was an estimated 55-56 percent of the vote cast by non-African-Americans, indicating a low level of racial polarization in voting in that election. In the Democratic runoff primary, African-Americans were cohesive in their support of Cynthia McKinney, giving her an estimated 90-96 percent level of support. H er cross-over support from non-African-Americans was estimated at 23-24 percent. With the combination of African-American and non-African-American support, she captured over 55 percent of the vote. Therefore, no legally or politically consequential racial polarization in voting occurred in that election. 41. In the Second Congressional district, African- Americans gave plurality support to Sanford Bishop at an estimated level of 31.7 percent in the Democratic pri mary. Charles Hatcher, the incumbent Congressman, was the choice of non-African-Americans, a t an esti mated level of support of 66.4 percent. In the runoff 101 primary, Bishop was the choice of African-Americans receiving an estimated level of support of 70.5 percent. His cross-over support from non-African-Americans was an estimated 22.3 percent. Bishop was the victor in the runoff primary, thus resulting in no legally or politi cally consequential racial polarized voting. In the Democratic primary for the Fifth Congressional district, John Lewis, the incumbent, was the choice of both African-American and non-African-American voters. 42. I also analyzed the Democratic primary runoff results in 1990 for Governor and the Democratic pri mary results in 1988 for President in the precincts con ta in ed in th e th re e A frican-A m erican m ajo rity Congressional districts of Georgia to determine the pat terns of racial polarization in voting in those elections. A frican-A m erican voters give cohesive support to Andrew Young, the former Congressman and Mayor of Atlanta, in the Democratic runoff for Governor in 1990 in the Eleventh, Second, and Fifth Congressional dis tricts, with the African-American crossover vote run ning as high as an estimated 18.3 percent in the Fifth Congressional district. Cross-over voting from non- African-Americans in the three Congressional districts ranges from a high of about 35 percent in the Fifth dis trict to lows of eight to eleven percent in the Second and Eleventh districts respectively. While the 1990 Demo cratic runoff election results indicate some racial polar ization in voting, the cross-over voting by each group negates legally or politically consequential racial polar ized voting in each district. 43. African-American voters also gave cohesive sup port to Jesse Jackson in the Democratic Presidential Preference primary in 1988 with the African-American crossover vote running about an estimated six to seven p e rcen t in the th ree A frican-A m erican m ajo rity 102 Congressional districts. Cross-over voting from non- African-Americans in the three Congressional districts was minimal, with the election results indicating some racial polarization in voting. The net effect of participa tion patterns of the two groups in the election, with the African-American voters participating at a higher rate than non-African-Americans, advantaged the African- American voters thus making the presence of racial polarization in voting of no legal or political conse quence. 44. I have also analyzed the patterns of racial polar ization in voting in the 1992 Democratic primary and runoff elections for the state Commissioner of Labor within the precincts contained in the th ree African- A m erican m ajority Congressional d is tric ts . In the E leventh Congressional district, African-Americans were cohesive in support of African-American candidate Scott in the Democratic primary election. Non-African- Americans gave a slight majority of their support to Poythress the non-African-American candidate in the election. In the runoff primary, Scott received cohesive support from A frican-A m erican v o ters while non- African-American cross-over support for Scott was estimated at about 27 percent. Although there is evi dence of some racial polarization in voting in this con test, it is not legally or politically consequential because the candidate preferred by African-American voters wins within the boundaries of the Eleventh Congres sional district. N either African-Americans nor non- African-Americans display cohesive patterns in racial polarization in voting in the Democratic primary for s ta te C om m issioner of L abor in th e Second Congressional district. Scott is preferred by a majority of African-American voters, while Poythress is sup ported by a plurality of non-African-Americans within the district. Voting is somewhat racially polarized in the 103 runoff election in the Second Congressional district, w ith P o y th re ss w inning th e e lection w ith in the precincts in the district. No legally or politically conse quential racial polarization in voting occurs in the state C om m issioner of L abor elections held w ithin the precincts of the Fifth Congressional district in that in both the Democratic primary and runoff elections, Scott who is supported by African-American voters would have been the winner of the election. 45. I have also analyzed the patterns of racial polar ization in voting in the three recent statewide non-parti san elections for the state judiciary within the precincts contained in the th ree A frican-A m erican m ajority Congressional districts. These are three elections in which African-American candidates were elected to full terms on Georgia’s Supreme Court or Court of Appeals. These non-partisan elections were held at the time of the primary elections in July. In the Eleventh Congres sional district, African-Americans were cohesive in sup port of the African-American candidates in all three elections. Cross-over support by non-African-Americans played a major role in all three elections, with Robert Benham receiving a majority of non-African-American support in the 1990 election for Supreme Court justice. N on-A frican-A m erican suppo rt for th e o ther two African-American candidates was strong also with Leah Sears-Collins receiving an estimated 42.3 percent in the 1992 election and Clarence Cooper obtaining an esti mated 44.5 percent support in the 1990 election. Racial po lariza tion in voting does not occur in the 1990 Supreme Court election since both groups favor the same candidate. And the degree of racial polarization in voting is low in the other two judicial contests. Legally or politically consequential racial polarization in voting does not occur in th a t the candidates preferred by 104 African-American voters win all three elections held within the boundaries of the Eleventh Congressional district. A similar pattern in racial polarization in voting also occurs in the Second Congressional district. The 1990 Supreme Court election is not polarized, while the other two elections display low levels of polarization. Again the polarization in the two elections has no legal or political consequence as the candidates of choice of African-Americans prevail. No racial polarization in vot ing occurs in the three judicial elections held within the precincts of the Fifth Congressional district in that the two groups support the same candidate of choice. 46. I have also analyzed the pattern of voting in sev eral 1986,1990, and 1992 Democratic primary and runoff elections for State Senate and House seats held within the precincts contained in the Eleventh Congressional districts to determine the extent of racial polarization in voting in sub-regions of the district. In the most recent Democratic primary elections of 1992, voting was some w hat polarized for the 22nd S ta te Senate D istric t (Burke and Richmond Counties), the 66th State House D is tric t (DeKalb County), the 111th S ta te House D is tr ic t (G reen, Pu tnam , T alia ferro , and W ilkes C ounties), and th e 116th S ta te H ouse D is tric t (Richmond County). Voting was not polarized in the D em ocratic p rim ary for S ta te Senate D is tr ic t 55 (DeKalb County) because the candidate preferred by both groups was victorious. The racially polarized vot ing was legally or politically consequential in only one district election in 1992—the runoff primary in House District 66 (DeKalb County) where the candidate pre ferred by a m ajority of non-African-Americans won. (However, the African-American participation in that runoff primary was so low even cohesion behavior by those African-Americans voting was insufficient to elect a candidate of choice.) A lack of African-American cohe- 105 sion in the 111th House District resulted in the defeat of the candidate preferred by African-American voters in that year. 47. My analyses of the two elections from 1990 indi cate a pattern of some racial polarization in voting in both elections. The candidate of choice of African- Am ericans was elected in S ta te House D istric t 56 (DeKalb County) despite racial polarization in voting. Thus, the racial polarization in voting was legally or politically consequential only in State Senate District 22 (Richm ond C ounty). H ow ever, th a t S ta te Senate District was not majority African-American in total or voting age population at that time and the patterns of participation and voting by the two groups were insuffi cient to produce a win for the candidate of choice of African-American voters. The analyses of the three State House elections from 1986 indicate that voting was somewhat racially polarized in Districts 106 and 116 and not polarized in District 56. The pattern of racial polarization in voting was not legally or politically con sequential in Districts 106 and 116 since the preferred candidate of African-Americans won both elections. 48. The analyses of racial polarization in voting in the different recent elections held within the boundaries of the Eleventh Congressional district indicate that some racial polarization in voting occurs, but for the most part the racial polarization in voting is not legally or politi cally consequential. Candidates of choice of African- American voters won all contests for the Congressional office in 1992, won the Democratic runoff for Governor in 1990, won the Democratic Presidential Preference prim ary in 1988, and won the Democratic runoff for state Commissioner of Labor in 1992, and won the three positions on the state judiciary in 1990 and 1992. In the selected elections for S tate Senate and S tate House 106 positions, candidates preferred by African-Americans lost only two times when the African-American group was cohesive in the election—Senate District 22 in 1990 and House District 66 in 1992. In the remaining eight other elections for State Senate or House positions, the level of racially polarized voting was not legally or polit ically consequential. 3. Reconstituted Election Return Analysis 49. Using actual precinct-level returns for the 1988, 1990, and 1992 elections analyzed above, it is possible to reconstitu te the resu lts of s ta te elections into the boundaries of the Congressional districts adopted by Georgia in 1992. These reconstituted results for the 1990 Democratic runoff primary for Governor and the 1988 Democratic Presidential Preference primary indicate th a t th e A frican-A m erican p re fe rre d cand idates Andrew Young (1990) and Jesse Jackson (1988) would have been the winners of those elections in the Eleventh Congressional district as well as the Second and Fifth Congressional districts if the elections were held only within the boundaries of the 1992 Congressional dis tricts (see Attachment F). In addition, I have reconsti tuted the results of the 1990 and 1992 state judicial con tes ts as well as the two 1992 sta te Commissioner of Labor elections to see how African-American preferred candidates fared w ithin the precincts of the th ree Congressional districts. The results of the three state judicial contests reconstituted to the precincts of the three African-American m ajority Congressional dis tric ts indicate tha t all three African-American candi dates win the three Congressional districts, with the w inning p e rcen t being qu ite com fortable in the Eleventh Congressional district. In the reconstituted re su lts for th e s ta te C om m issioner of L abor 107 Democratic primary election, Scott wins a majority of the vote in the Democratic primary in the Eleventh and Fifth Congressional districts while winning a plurality of the vote in the Second Congressional district. In the runoff election, Scott is elected in the E leventh and Fifth Congressional districts, while losing in the Second Congressional district. These analyses reveal that the candidates p re fe rred by A frican-A m ericans often achieved very comfortable margins of victory in each of the contests held within the precincts in the Eleventh Congressional district. The patterns of group participa tion, African-Am erican cohesion, and non-African- American cross-over voting all contributed to these margins of victory. STATE OF GEORGIA 1992 Democratic Run-Off 11th Congressional District (% Of REG) Black Nonblack Corr. Weighted Candidate Vote Vote Coef R2 D eloach .021(9.3% ) .205(77.1% ) -.440** .19 M cK inney (B) + .204 (90.7%) .061 (22.9%) .496** .25 .225 .266 Extreme Cases Candidate Black Vote Nonblack Vote D eloach .025 (12.0%) .134 (76.6%) M cK inney (B) + .184 (88.0%) .041 (23.4%) .209 .175 108 Un- Black Nonblack Corr. Weighted Candidate Vote Vote Coef. R2 D eloach .023(10.5% ) .233(79.0% ) -.466** .22 M cK inney (B) + .196(89.5% ) .062(21.0% ) .455** .21 ,219~ .295 (B) d e n o te s b lack c a n d id a te + d e n o te s w in n e r ** S ta tis tic a lly sign ifican t a t th e .01 level STATE OF GEORGIA 1992 Democratic Run-Off, 11th Congressional District Adjusted for Split Precincts (% Of REG) Black Nonblack Corr. Weighted Candidate Vote Vote Coef. R2 D eloach .009(4.3% ) .247(76.0% ) -.543** .29 M cK inney (B) + .199 (95.7%) .078 (24.0%) .419** .18 .208 .325 Extreme Cases Candidate Black Vote Nonblack Vote D eloach .026 (12.1%) .197 (76.7%) M cK inney (B) + .188(87.9% ) .060(23.3% ) .214 .257 109 Un weighted Candidate Black Nonblack Corr. Vote Vote Coef R2 D eloach .022(10.1% ) .250(77.9% ) -.508** .26 M cK inney (B )+ .195(89.9% ) .071(22.1% ) .426** .18 .217 .321 (B) d e n o te s b lack can d id a te + d e n o te s w in n e r ** S ta tis tic a lly sign ifican t a t th e .01 leve l STATE OF GEORGIA 1992 11th Congressional District 1990 Democratic Run-Off for Governor (% Of REG) Weighted Candidate Black Nonblack Corr. Vote Vote Coef. R2 M iller Y o u n g (B )+ .049(10.4% ) .294(89.1% ) -.576** .33 .420(89.6% ) .036(10.9% ) .737** .54 .469 .330 Extreme Cases Candidate Black Vote Nonblack Vote .054 (11.3%) .287 (81.1%) .426 (88.7%) .067 (18.9%) M iller Y oung (B) + .480 .354 110 Un- Black Nonblack Corr. Weighted Candidate Vote Vote Coef. R2 M iller .098(16.9% ) .307(99.4% ) -.291** .08 Y oung ( B ) + .483(83.1% ) .002(0 .6% ) .483** .23 .581 .309 (B) d e n o te s b lack c a n d id a te + d e n o te s w in n e r ** S ta tis tic a lly sign ifican t a t th e .01 level STATE OF GEORGIA 1992 11th Congressional District 1988 Democratic Presidential Preference Primary (% Of REG) Black Nonblack Corr. Weighted Candidate Vote Vote Coef. R2 W h ite D e m o c ra ts .024 (5.9%) .151 (105.6% ) -.779** .61 Jac k so n (B) + .380 (94.1% ) -.008 (-5.6% ) .905** .82 .404 .330 Extreme Cases Candidate Black Vote Nonblack Vote W h ite D e m o c ra ts .025 (6.1%) .148 (80.9%) Ja c k so n (B) + .386 (93.9%) .035 (19.1%) .411 .183 I l l Un- Black Nonblack Corr. Weighted Candidate Vote Vote Coef. R 2 W h ite D e m o c ra ts .026(6.5% ) .157 (105.4% )-.736** .54 Ja c k so n (B) + J373 (93.5%) -M 8 (-.5.4%) .873** .76 .399 .149 (B) d e n o te s b lack c a n d id a te + d e n o te s w in n e r ** S ta tis tic a lly s ig n ifican t a t th e .01 lev e l STATE OF GEORGIA 1992 Democratic Run-Off for Commissioner of Labor 11th Congressional District (% Of REG) Black Nonblack Corr. Weighted Candidate Vote Vote Coef. R 2 P o y th re s s .018 (8.3%) .223 (72.9%) -.552** .30 S c o tt ( B ) + .199(91.7% ) .083(27.1% ) .401** .16 ~211 .306 Extreme Cases Candidate Black Vote Nonblack Vote P o y th re s s .023 (10.6%) .182 (73.1%) S c o tt (B) + .194 (89.4%) .067 (26.9%) .217 .249 112 Un- Black Nonblack Corr. Weighted Candidate Vote Vote Coef. R2 P o y th re s s .019(8.7% ) .235(73.7% ) -.543** .30 S c o tt ( B ) + .199(91.3% ) .084(26.3% ) .378** .14 .218~ .319~ (B) d e n o te s b lack can d id a te + d e n o te s w in n e r ** S ta tis tic a lly sign ifican t a t th e .01 level STATE OF GEORGIA 1992 Non-Partisan Election for Supreme Court Justice 11th Congressional District (% Of REG) Weighted Candidate Black Vote Nonblack Vote Corr. Coef. R2 B osw ell .029 (12.4%) .135 (57.7%) -.492** .24 S ears- C ollins (B) + .205 (87.6%) .099 (42.3%) .344** .12 .234 .234 Extreme Cases Candidate Black Vote Nonblack Vote B osw ell .031 (15.3%) .132 (55.5%) S ears- C ollins (B) + .171 (84.7%) .106 (44.5%) .202 .238 113 Un weighted Candidate Black Vote Nonblack Vote Corr. Coef. R2 B osw ell S ea rs- .023 (11.8%) .162 (55.9%) -.296** .09 C ollins (B) + .172 (88.2%) U 5 .128 (44.1%) .290 .089 .01 (B) d e n o te s b lack can d id a te + d e n o te s w in n e r ** S ta tis tic a lly sig n ifican t a t th e .01 level STATE OF GEORGIA 1990 Non-Partisan Election for Supreme Court Justice 1992 11th Congressional District (% Of REG) Black Nonblack Corr. Weighted Candidate Vote Vote Coef. R2 B en h am (B) + .155(74.5% ) .133(59.4% ) .077** .01 S a lte r .053 (25.5%) .091 (40.6%) -.247** .06 .208 .224 Extreme Cases Candidate Black Vote Nonblack Vote B en h am (B) + .130 (75.1%) .124 (58.8%) S a lte r .043 (24.9%) .087 (41.2%) .173 .211 114 Un- Black Nonblack Corr. Weighted Candidate Vote Vote Coef. R2 B en h am (B) + .136(75.6% ) .126(58.3% ) .035 .00 S a lte r .044(24.4% ) .090(41.7% ) -.276** .08 .180 .216 (B) d e n o te s b lack c a n d id a te + d e n o te s w in n e r ** S ta tis tic a lly sign ifican t a t th e .01 level STATE OF GEORGIA 1990 Non-Partisan Election for Court of Appeals 1992 11th Congressional District (% Of REG) Black Nonblack Corr. Weighted Candidate Vote Vote Coef. R2 B lack b u rn .041(18.9% ) .117(55.5% ) -.501** .25 C o o p er ( B ) + .176(81.1% ) .094(44.5% ) .250** .06 .217 .211 Extreme Cases Candidate Black Vote Nonblack Vote B lack b u rn .031 (18.1%) .100 (52.6%) C o o p er (B ) + .140 (81.9%) .090 (47.4%) .171 .190 115 Un- Black Nonblack Corr. Weighted Candidate Vote Vote Coef. R® B lack b u rn .039(21.5% ) .116(55.2% ) -.410** .17 C o o p er ( B ) + .142(78.5% ) .094(44.8% ) .159* .08 .181 " H o (B) d e n o te s b lack c a n d id a te + d e n o te s w in n e r * S ta tis tic a lly sign ifican t a t th e .05 leve l ** S ta tis tic a lly sig n ifican t a t th e .01 leve l 116 H. JOINT STATEM ENT OF UNDISPUTED FACT 3. The 1990 Decennial Census reports that the State of Georgia’s population is 6,478,216 persons of whom 1,746,565 (26.96%) are black persons. Abrams Exhibit 1. 4. The to ta l voting age population of Georgia is 4,750,913, of which 3,490,414 (73.5%) are white and 1,168,142 (24.6%) are black. 1990 Census, Table 1, at p. 1. Abrams Exhibit 1. 61. The m em bers of th e G eorgia House of Representatives are elected from 180 single-member districts. Of those districts 42 have a majority black total population and 138 have a majority white total population. Thirty of the 42 (71.4%) majority-black dis tricts are represented by black members and 12 of the 42 (28.6%) are represented by white members. Of the 138 majority-white House districts, one (0.7%) is repre sented by a black member. Exhibits U.S. 57, Abrams 24. 62. Thirty of the thirty-one (96.8%) black members of the House are elected from majority-black districts. Exhibits U.S. 57, Abrams 24. 63. The members of the Georgia Senate are elected from 56 single-member districts. Of those districts 13 have a majority black total population and 43 have a majority white total population. Nine of the thirteen (69.2%) m ajority-black d istric ts are represen ted by black members and four of the 13 (30.8%) are repre sented by white members. Of the 43 majority-white Senate districts, none are represented by a black mem ber. Exhibits U.S. 57, Abrams 23. 64. One hundred percent of the black members of the Georgia Senate are elected from majority-black dis tricts. Exhibits U.S. 57, Abrams 23. 117 VOTING H ISTO RY 76. In 1908, the Georgia General Assembly passed a proposed amendment to the Georgia Constitution to prescribe the qualifications for electors and provide for the registration of voters. The proposed amendment established requirements for eligibility to vote, includ ing state and county residence requirements, payment of taxes due, and satisfaction of one of the following: honorable service in one of several specified wars, a descendent of the former, good character and under standing of the duties and obligations of citizenship under a republican form of government, ability to read and w rite any p a rag rap h of th e U nited S ta te s or Georgia Constitution (with a proviso for those unable to do so because of physical disability), or ownership of property of a specified character. In the published, writ ten version of the June 24, 1908 message of Governor Hoke Smith to the Georgia General Assembly, the remarks concerning the aforesaid proposed amendment are reported under the heading “Disfranchisement Act.” No such amendment is in force in Georgia. 77. The poll tax was a feature of Georgia electoral law in the years immediately prior to 1945, but it was not in 1945 and thereafter. 78. Between 1900 and 1944, the democratic primary was a part of the political process that existed in the state, and blacks were excluded therefrom. Exclusion from the democratic primary did not, however, exclude black persons from voting in any other elections, includ ing general elections, non-partisan candidate elections, special elections, referenda, bond elections, republican primaries and the like. 79. The district court in King v. Chapman, 62 F. Supp. 639 (M.D. Ga. 1945), affd , 154 F.2d 460 (5th Cir.), cert. 118 denied, 327 U.S. 800 (1946), found unconstitutional the exclusion of black citizens from participation in the D em ocratic p rim ary election in Muscogee County, G eorgia, which exclusion had been p u rsu a n t to a Democratic party rule of state-wide applicability. Said rule has not been in force since 1946. 80. The district court in King v. Chapman found that “[t]he Democratic Party is the dominant and controlling political party in Georgia. No other party has held a statewide primary during the past 40 years. Since 1900 Democratic nominees for United States Senator, mem bers of the House of Representatives, Governor and other Statehouse officers, nominated at primaries, have been elected in the ensuing general election.” During the time referred to in the quotation, a candidate win ning in the Democratic primary for the offices listed in the quotation usually went on to wrin in the general elec tion, although there was no Democratic prim ary for many elections, such as general elections, special elec tions, non-partisan elections and various referenda. 81. Generally speaking, more blacks were registered and voted in the State of Georgia in the years after the King v. Chapman decision than before. The number of black voters has generally increased in the state over the years. 82. In 1949, following the abolition of the w hite Democratic primary in 1945 and the election of Herman Talmadge as Governor in November 1948, the Georgia General Assembly enacted a “Voters’ Registration Act.” The 1949 Voters’ Registration Act, among other things, declared existing registration lists null and void (except for special elections held prior to the next general elec tion), req u ired the re -re g is tra tio n of vo te rs , and required further that citizens vote at least once in every 119 two years to maintain voter eligibility. This Act was repealed by 1958. 83. Under the 1949 Voter’s Registration Act, voters could qualify to register to vote by demonstrating an ability to read and write (this requirement could be sat isfied if the applicant was unable to read solely because of physical disability), or by reason of good character and understanding of the duties and obligations of citi zenship under a Republican form of governm ent by answering 10 of 30 questions. These provisions are no longer in force in Georgia. 84. The Georgia General Assembly in 1950 enacted legislation, which, among other things, permitted voters who had registered under prior provisions of Georgia law, i.e., those registered prior to 1949, to remain eligi ble to vote under certain circumstances. These provi sions are no longer in force in Georgia. 85. In 1958, the Georgia General Assembly passed a “Voters Registration Act” which readopted some of the provisions of the 1949 Voters Registration Act, and, among other things, required for those illiterate persons seeking to register that 20 of 30 questions be answered correctly. These provisions are no longer in force in Georgia. 86. For some years prior to April 28,1962, the State of Georgia operated under a county unit system for deter mining the nominees in primary elections for United States Senator and state officers elected on a state-wide basis, including justices of the Georgia Supreme Court and judges of the Georgia Court of Appeals. 87. Under the county unit system these nominations were not determ ined on the basis of popular vote. Rather, prior to 1962, each county was assigned a cer- 120 tain number of “units” based on the number of represen tatives elected to the lower House of the Georgia legis lature from the county, and a candidate for one of the offices listed in the previous request for admission won a county’s unit votes by receiving a plurality of the pop ular votes cast in that county for that office. 88. The effect of the county unit system was generally to attribute certain representation and political influ ence to counties, in part regardless of their population, and some part of the consequence of that system was to give equal or proportionately greater representation on a per capita basis to the less populated, rural counties. 89. As late as 1962, Democratic Party rules in Georgia allowed the Democratic Executive Committee of each congressional district to decide whether to employ the county unit system or a popular election plan for the pri mary nomination of candidates for Congress. Rules and R eg u la tio n s o f the S ta te D em ocratic E xecu tive Committee o f Georgia (Adopted April 18, 1962), at 20- 21. An authentic copy of this document is Exhibit U.S. 53. 90. According to historian James C. Bonner, whose affidavit was filed on behalf of the plaintiff in Sanders v. Gray, 203 F. Supp. 158 (N.D. Ga. 1962), supporters of the county unit system characterized it as a barrier against the “bloc vote” and “race mixing,” and as a bul wark for defense of “the Southern way of life.” James C. Bonner, “Legislative Apportionment and County Unit Voting in Georgia Since 1777,” Georgia H istorical Ouarterly, XLVII, 351-74, at 370 (December 1963). 91. According to historian Numan V. Bartley, support for the county unit system was correlated with support for racial discrimination. “Conservatives consistently supported the protection and promotion of the county 121 unit system in politics and white supremacy in the social order.” Numan V. Bartley, From Thurmond to Wallace: P o litica l Tendencies in Georgia. 194.8-1968, 22 (Baltimore, Md., The Johns Hopkins University Press, 1970). 92. A ccording to h is to rian N um an V. B artley , Congressman James C. Davis of the Fifth district was a well-known advocate of racial discrimination: “Davis possessed a reactionary voting record in the House of R epresen ta tives and was a fiery proponent of the virtues of white supremacy.” Numan V. Bartley, From Thurmond to Wallace: Political Tendencies in Georgia. 1948-1968, 52 (Baltim ore, Md., The Johns Hopkins University Press, 1970). 93. H isto rian N um an V. B artley has described C harles W eltner’s politics in the following term s: “W eltner espoused a generally progressive program th a t con trasted sharp ly w ith D avis’ congressional record and campaign oratory.” Numan V. Bartley, From Thurmond to Wallace: Political Tendencies in Georgia. 1948-1968, 52 (Baltim ore, Md., The Johns Hopkins University Press, 1970). 94. In 1964, the state of Georgia was required by the U.S. Supreme Court to reapportion its congressional districts in accordance with the one person, one vote principle. Wesberry v. Sanders, 376 U.S. 1 (1964). 95. In A pril, 1962, a th ree -ju d g e d is tr ic t court enjoined the State of Georgia’s use of the county unit system, as it was then implemented. Sanders v. Gray, 203 F. Supp. at 171. On appeal, the Supreme Court struck down the county unit system in Georgia as viola tive of the one-person, one-vote rule. Gray v. Sanders, 372 U.S. at 376-81 (1963). 122 96. On June 24, 1964, the State of Georgia enacted a voting code which established, comprehensive voting procedures, mechanisms and requirem ents applicable uniformly throughout the state. The law required candi dates for nomination or election to federal, state and county offices in Georgia to obtain a m ajority of the votes cast to win the nomination for public office. If no candidate receives a majority of the vote, the candidates with the two highest number of votes run again in a run off primary or election. A designated post requirement for some types of offices was also adopted in the same legislation. 97. During the spring of 1964, Donald L. Hollowell, a black attorney in Atlanta, filed to run for a superior court judgeship in the Septem ber 1964 prim ary in Fulton County, a county in which superior court judges could win the primary nomination by a plurality of the vote. However, by virtue of the adoption of the majority vote law in June of 1964, the primary was held using a m ajority vote requirem ent instead of the previously required plurality. 98. The Voting Rights Act of 1965 had the effect of suspending the State of Georgia’s use of the literacy test requirement for voter eligibility, although the provision s till appeared in A rtic le II , §1, P a ra . I l l of the Constitution of the State of Georgia of 1976. The provi sion was removed from Georgia’s 1983 Constitution. 99. A ccording to a 1968 R ep o rt of th e U.S. Commission on Civil Rights, Political Participation, pp. 12-13 (May 1968), there were 1,124,415 whites regis tered in the State of Georgia as of December 1962, and there were 167,663 non-whites registered to vote in the Georgia at the time. As of August 31, 1967, there were 1,443,730 w hites reg istered to vote in Georgia and 123 332,496 non-whites registered to vote. An authentic copy of the relevant pages of this publication is Exhibit U.S. 54. 100. By statute enacted in 1966, the State of Georgia restricted a person from assisting more than one illiter ate voter during an election. This s ta tu te was held unconstitutional in Morris v. Fort-son, 261 F. Supp. 538, 541 (N.D. Ga. 1966). 101. In 1968, Georgia passed a purge law pertaining to municipalities maintaining their own registration sys tems. The law required the municipal registrar at speci fied times to remove from the voter list electors who (1) had neither voted during the previous three years nor requested continuation of registration, (2) had been con victed of a crime constituting a disqualification from vot ing, (3) had been adjudicated insane, or (4) had died. In the same year, Georgia passed a law perta in ing to municipalities maintaining their own registration sys tems, which required the establishm ent of a central office, and such other places as the municipality might designate, a t which voter registration could be con ducted. 102. Courts have found racial bloc voting in Georgia in certain elections in Bleckley County, Hall v. Holder, 955 F.2d 1563 (11th Cir. 1992), cert, granted; Burke County, Lodge v. Buxton, 639 F.2d 1358, 1378 (5th Cir. 1981); C arro ll County, C arrollton B ranch o f N A A C P v. Stallings, 829 F.2d 1547, 1559 (11th Cir. 1987); Colquitt County, Cross v. Baxter, 604 F.2d 875, 880 n.8 (5th Cir. 1979); Dougherty County, Paige v. Gray, 437 F.Supp. 137,158 (M.D.Ga. 1977); Fulton County, Pitts v. Busbee, 395 F.Supp. 35, 40 (N.D.Ga. 1975); Putnam County, Bailey v. Vining, 514 F.Supp. 452, 461 (M.D.Ga. 1981); and Wilkes County, Wilkes County, Georgia v. United 124 States, 450 F.Supp. 1171,1174 (D.D.C. 1978). Fulton and DeKalb Counties. Busbee v. Smith, 549 F. Supp. 494,499 (D.D.C. 1982) (three-judge court), a ffd , 459 U.S. 1166 (1983). 103. In each of the following counties and municipali ties, located in whole or in part in the present Eleventh Congressional District, voting rights litigation against the jurisdiction resulted in changes in the challenged electoral system(s) and/or judicial findings of racial bloc voting: Baldwin County, Boddy v. Hall, Civil Action No. 82-406 (M.D.Ga. 5/17/84, 6/7/84) (Abrams Exhibits 2 and 3); C ity of M illedgeville, N A A C P v. C ity o f M illedgeville, Civil Action No. 83-145-01 (M.D.Ga. 6/30/83) (Abrams Exhibit 4); Burke County, Lodge v. Buxton, 639 F.2d 1358, 1378 (5th Cir. 1981) a f fd sub nom. Rogers v. Lodge, 458 U.S. 613 (1982); Effingham County, Local Organization fo r Voters E qua lity v. Conaway, Civil Action No. CV484-39 (4/16/84) (Abrams Exhibit 5); Butts County, Brown v. Bailey, Civil Action No. 84-223 (M.D.Ga. 1984) (Abrams Exhibit 6); Greene County, Bacon v. Higdon, Civil Action No. 85-40-ATH (M.D.Ga. 1/10/86) (Abrams Exhibit 7); Henry County, Head v. Henry County Board o f Commissioners, Civil Action No. C-79-2063A (N.D.Ga. 7/17/80) (Abrams E xh ib it 8); Je fferson County, Tom lin v. Jefferson County Board o f C om m issioners, Civil Action No. CV683-23 (S.D.Ga. 9/29/83) (Abrams Exhibit 9); Jenkins County, Greene v. Bragg, Civil Action No. 691-078 (S.D.Ga. 10/4/93) (Abrams Exhibit 10); Putnam County, B ailey v. V in ing , C ivil A ction No. 76-199-MAC (M.D.Ga. 4/5/82, 4/22/82) (Abrams Exhibits 11 and 12); Putnam County, Bailey v. Vining, 514 F.Supp. 452, 461 (M.D.Ga. 1981); Richmond County, Hamilton v. Board of Commissioners o f R ichmond County, Georgia, Civil Action No. CV178-226 (S.D.Ga. 1984) (Abrams Exhibit 125 13); City of Augusta, United States v. City Council o f Augusta, Georgia, Civil Action No. CV187-004 (S.D.Ga. 7/22/88) (Abrams Exhibit); Screven County, Culver v. K rulic, Civil Action No. 484-139 (S.D.Ga. 11/6/84) (Abrams Exhibit 15); Screven County, United States v. Screven County, Georgia, Civil Action No. CV692-154 (S.D.Ga. 12/16/92) (Abrams Exhibit 30); Twiggs County, Bond v. White, 377 F.Supp. 514 (M.D.Ga. 1974); Wilkes County, Wilkes County, Georgia v. United States, 450 F.Supp. 1171, 1174 (D.D.C. 1978); City of Waynesboro, S u lliva n v. DeLoach, Civil Action No. CV176-238 (S.D.Ga. 9/22/77) (A bram s E x h ib it 16); C ity of Warrenton, Warren County Branch o f the N AAC P v. Haywood, Civil Action No. CV-187167 (S.D.Ga. 8/10/89) (Abrams Exhibit 17). SEGREGATED EDUCATIONAL INSTITU TIO NS 104. The 1945 Amendment to the Constitution of the State of Georgia continued, inter alia, the then existing requ irem en t of seg rega ted public schools and the Georgia General Assembly enacted legislation requiring segregated common schools and providing, among other things, that “no teacher receiving or teaching white and colored pupils in the same schools shall be allowed any compensation out of the common school fund.” Both of these provisions were subsequently abolished. 105. In 1945, the Georgia General Assembly passed a proposed C onstitu tional Am endm ent perta in ing to endowments to educational institutions open to the pub lic. The proposed am endm ent s ta ted , among o ther things, “that all endowments to institutions established for white people, shall be limited to white people, and all endowments to institutions established for colored peo ple shall be limited to colored people.” These provisions are no longer in force in Georgia. 126 106. The Suprem e C ourt in B row n v. B oard o f Education, 347 U.S. 483 (1954), held that segregation of white and Negro children in the public schools of a state solely on the basis of their race, denies to Negro chil dren the equal protection of the laws guaranteed by the Fourteenth Amendment. 107. Follow ing the Suprem e C o u rt’s decision in Brown v. Board o f Education, the Georgia General Assembly in 1955 passed a resolution declaring that the federal government had “greatly encroached, directly and indirectly, upon the operation of State schools,” and encouraged the United States Congress to convene a constitutional convention for the purpose of amending the United States Constitution to state that “nothing shall, in any way, take away from, or in any manner deprive, the right of the several States of the Union to operate their school systems, and to have exclusive and complete power to regulate and to determine the rules and regulations for the conduct and operation of State schools.” The United S tates Congress took no such action. 108. Following the Supreme Court’s school desegrega tion decisions in Brown v. Board o f Education, 347 U.S. 483 (1954) and Brown v. Board o f Education (No. II), 349 U.S. 294 (1955), the Georgia General Assembly in 1956 passed a resolution which expressed the view that G eorgia had n e ith e r “su rren d ered to the G eneral Government its right to maintain racially separate pub lic schools and other facilities,” nor agreed to such a pro hibition when ratifying the Fourteenth Amendment, and that the United States Supreme Court’s decisions were “null, void and of no force or effect.” No legislation implementing the subject matter of said resolution was passed. 127 109. In 1955, the Georgia General Assembly enacted legislation which, inter alia, prohibited the use of state or local funds for integrated public schools in the State and made it a felony to violate such prohibitions. These provisions are no longer in force in Georgia. 110. In 1955, the Georgia General Assembly passed two resolutions calling upon the United States Congress to convene a Constitutional Convention to amend the Constitution: (1) to vest exclusive authority to regulate, administer and operate public schools in the States; and (2) to eliminate federal court jurisdiction in any case drawing into question the administration of state public school systems. The United States Congress took no such action. 111. In 1956, the Georgia General Assembly adopted a resolution urging the Congressional delegation from Georgia to oppose HR 7535, a federal education bill which called for the denial of federal funds to states that continued to segregate th e ir public schools, for the stated reasons that the bill would result in increased taxation and that it constituted an unacceptable federal encroachment on state sovereignty. The bill nonetheless passed. 112. In 1956, the Georgia General Assembly passed a bill enabling the Governor to close public schools under certain prescribed circumstances, and, among other things, to provide students in any such closed school dis tricts with state and local public grants to be used for educational purposes. Those provisions are no longer in force in Georgia. 113. In 1956, the Georgia General Assembly provided for the cut-off of further state funds upon admission of blacks to a sta te university. Those provisions are no longer in force in Georgia. 128 114. In 1957, the Georgia General Assembly adopted legislation providing the Governor with the authority to suspend the operation of the state compulsory school attendance law when necessary because of any riot, insurrection, public disorder, disturbance of the peace, natural calamity or disaster, in order to protect persons and property or to preserve the health and welfare of the citizens, or to preserve the general welfare of the state. These provisions are no longer in force in Georgia. 115. In 1957, the Georgia General Assembly passed a resolution which expressed the view that the Congress which had proposed the 14th and 15th Amendments was improperly constituted, that the amendments were not p rom ulgated in the m anner specified by the Constitution, that ratification of those amendments had been militarily coerced, and urged the United States Congress to declare the F o u rteen th and F ifteen th Amendments of the United States Constitution “null and void and of no effect.” The United States Congress took no such action. 116. In 1957, when the Judiciary Committee of the United States House of Representatives was consider ing civil r ig h ts leg isla tion , the G eorgia G eneral Assembly passed a resolution requesting the United States House of Representatives to permit “appropriate public officials and c itizens to ap p ea r before the [Judiciary] committee . . . ” In support of its request, the General Assembly stated, among other things, that “the [Judiciary] committee should not take speedy action on legislation of this type, particularly in view of the fact that there are serious legal and constitutional objections thereto.” 117. In 1958, after President Eisenhower called out m ilitary forces in L ittle Rock, A rkansas to enforce 129 school desegregation orders issued by the courts, the Georgia General Assembly passed a resolution detailing the view that the president had thereby exceeded his powers, and that his actions were unlawful and uncon stitutional for various reasons expressed in the resolu tion. The resolution censured President Eisenhower for those actions, and charged among other things that “the president sacrificed the honesty and integrity of our highest executive office on the alter of political expedi ency to appease the NAACP and other radical, commu nist sympathizing organizations.” 118. In 1959, the Georgia General Assembly passed a resolution requesting that the Georgia Department of Education prepare an outline of the grades and courses taught in public schools in order “to offer a teaching guide around which to build private schools in Georgia.” The General Assembly declared that this effort was “for the use of existing public and private schools, and for the information of any and all other citizens of Georgia,” and stated that “such information will be of the utmost value in the assisting and solving of the most pressing and grave problem ever to be presented to public educa tion in this S ta te .. .” 119. In 1959, the Georgia General Assembly autho rized the Governor to close any public school if the Governor determ ined th a t continued operation was likely to result in or cause violence or public disorder, or that it was necessary to close the school in order to pre serve order, peace and dignity of the state, and estab lished criminal sanctions for failure to comply with such an executive order. These provisions are no longer in force in Georgia. 120. In 1959, the Georgia General Assembly autho rized the Governor to close any branch or department 130 under the control of the Board of R egen ts of the University System of Georgia if the Governor de te r mined that continued operation was likely to result in or cause violence or public disorder, or that it was neces sary to close the school in order to preserve order, peace and dignity of the state. These provisions are no longer in force in Georgia. 121. The University of Georgia refused to admit black students until that practice was declared unlawful and enjoined by a federal court in 1961. Holmes v. Danner, 191 F. Supp. 394 (M.D.Ga. 1961); Ward v. Regents o f University Svstem o f Georgia, 191 F. Supp. 491 (N.D.Ga. 1957). 122. The first black student is believed to have matric ulated to the University of Georgia Law School in 1963; he graduated in 1966. 123. From 1968 through 1973 school years, no first year class of the University of Georgia law school had as many as ten black students. Fourteen black students were enrolled at the University of Georgia law school in 1973. 124. In 1959, the Georgia General Assembly passed a resolution urging the United States Congress to call a constitutional convention to amend the United States Constitution to vest exclusive power over the operation of public schools to the states and its subdivisions. The United States Congress took no such action. 125. In 1960 the Georgia General Assembly enacted a law which by its term s prohibited municipal corpora tions in Georgia from levying taxes to support and main tain integrated public schools. These provisions are no longer in force in Georgia. 126. In 1961, the Georgia General Assembly enacted 131 legislation that established public grants to enable stu dents to attend private schools of their choice in lieu of public schools. One of the stated purposes of the legisla tion was “to further secure the constitutional rights of school children to attend private schools of their choice in lieu of public schools.” These provisions are no longer in force in Georgia. 127. In 1961, the Georgia General Assembly proposed a s ta te co n stitu tio n a l am endm ent declaring th a t “[flreedom from compulsory association at all levels of public education shall be preserved inviolate,” and pro viding for taxation to provide adequate education for the citizens of Georgia. 128. In 1965, the Georgia General Assembly passed a resolution requesting Congress to call a constitutional convention to amend the United States Constitution, proposing an amendment reading: “Among the rights reserved to the states shall be the right to sole, and exclusive jurisdiction of public school systems in the separate states . . .” The United States Congress took no such action. 129. In 1971, the House of the G eorgia G eneral Assem bly passed a reso lu tion urg ing the Georgia Congressional delegation to enact federal legislation eliminating busing as a measure to achieve “an arbitrary racial balance of pupil population,” for the stated reason that busing is disruptive of the educational process, con sumes a significant portion of the transported student’s time which could be more productively used in pursuit of educational and recreational activities, and diverts school system assets from educational processes. The United States Congress took no such action. 132 OTHER GEORGIA R A C IA L H ISTORY 130. In 1955, the Georgia General Assembly adopted a resolution calling upon the Congress to convene a con stitu tional convention to amend the U nited S ta tes Constitution to permit members of the armed services to serve in racially segregated units. No action was ever taken by the Congress on the resolution. 131. In 1956, the Georgia General Assembly enacted a law authorizing the General State Patrol and Georgia Bureau of Investigation to enter in any county or munic ipality upon the request of any citizen or official thereof, to enforce Georgia’s segregation laws. These provisions are no longer in force in Georgia. 132. In 1956, the General Assembly authorized state and local governments to dispose of any property com prising parks, swimming pools, or other property “dedi cated to public use or recreation or park purposes,” enacted a law requiring common carriers to provide sep arate station rooms labelled “W hite W aiting Room, Intrastate Passengers” and “Waiting Room, Interstate Passengers and Colored In trasta te Passengers,” and adopted an Act m aking it a m isdem eanor for an intrastate traveler to occupy a waiting area not desig nated for such traveler’s race. These provisions are no longer in force in Georgia. 133. In 1956, the Georgia State Law Department pub lished a “Compilation of Georgia Laws and Opinions of the A ttorney General relating to Segretation of the Races.” In his introduction to th is publication, the Georgia A ttorney General stated , “A perusal of the many segregation laws included herein, affecting as they do almost every phase of human endeavor to which the authority of government traditionally extends, con vincingly demonstrates the predominant influence that 133 racial segregation has exerted in the sociological devel opment of the two races in this State.” Georgia State Law Departm ent, Compilation o f Georgia Laws and O pinions o f the A tto rn e y G eneral re la tin g to Secregation o f the Races, pp. 2, 3 (April 1956). An authentic copy of this compilation of segregation laws is Exhibit U.S. 55. 134. Prior to 1968, the State of Georgia maintained racially segregated penal institutions. These segregated penal institutions were declared unlawful in Wilson v. Kelley, 294 F. Supp. 1005 (N.D. Ga. 1968), a ffd 393 U.S. 266 (1968) GEORGIA SOCIOECONOMIC DEMOGRAPHICS 135. In Georgia, white households have a per capita income of $15,832, black households have a per capita income of $7,997, or 50.5 percen t of the per capita income of w hites. 1990 Census, Table 17, Selected Characteristics of Persons by Race and Hispanic Origin, at p. 49. Abrams Exhibit 1. 136. In Georgia, white households have a mean income of $41,043, black households have a mean income of $23,752, or 57.9 percent of the mean income of whites. 1990 Census, Table 17, at p. 49. Abrams Exhibit 1. 137. In Georgia, of 1,757,768 white households, 90,861 (5.2%) have per capita income less than $5,000; of 573.290 black households, 94,391 (16.5%) have per capita income less than $5,000. 1990 Census, Table 17, at p. 49. Abrams Exhibit 1. 138. In Georgia, of 1,757,768 white households, 84,453 (4.8%) have per capita income of $100,000 or more; of 573.290 black households, 4,228 (0.7%) have per capita income of $100,000 or more. 1990 Census, Table 17, at p. 49. Abrams Exhibit 1. 134 139. In Georgia, of 2,997,958 white persons 25 years and over, 74.9 percent have high school diplomas or higher education, and 21.8 percent have bachelor’s degree or higher education; of 954,209 black persons 25 years and over, 58.6 percent have high school diplomas or higher education and 11.0 have bachelor’s or higher education. 1990 Census, Table 17, a t p. 49. Abrams Exhibit 1. 140. In Georgia, of 2,479,480 white persons 16 years and over in the labor force, 98,944 (4.0%) are unem ployed; of 802,174 black persons 16 years and over in the labor force, 85,049 (10.6%) a re unem ployed. 1990 Census, Table 17, at p. 49. Abrams Exhibit 1. 141. In Georgia, of 1,279,452 white families, 79,248 (6.2%) have income below poverty level; of 418,583 black families, 114,519 (27.4%) have income below poverty level. 1990 Census, Table 17, at p. 50. Abrams Exhibit 1. 142. In Georgia, of 4,496,697 white persons, 394,561 (8.8%) have income below poverty level; of 1,678,436 black persons, 507,992 (30.3%) have income below poverty level 1990 Census, Table 17, at p. 50. Abrams Exhibit 1. 143. In Georgia, of 313,042 white children under age five, 34,251 (10.9%) have income below poverty level; of 162,216 black children under age five, 70,953 (43.7%) have income below poverty level. 1990 Census, Table 17, at p. 50. Abrams Exhibit 1. 144. In Georgia, of 183,179 white persons 75 and over, 38,947 (21.3%) have income below poverty level; of 51,383 black persons 75 and over, 23,605 (45.9%) have income below poverty level. 1990 Census, Table 17, at p. 50. Abrams Exhibit 1. 145. In Georgia, of 1,279,452 white families, 139,156 135 (10.9%) are female-headed households with no husband present; of 418,583 black families, 180,908 (43.2%) are female-headed households with no husband present. 1990 Census, Table 17, at p. 50. Abrams Exhibit 1. 1970s RED ISTRICTING 156. On November 4, 1971, Georgia submitted a con gressional redistricting plan to the Attorney General for review pursuant to Section 5 of the Voting Rights Act. The plan had been enacted into law in October 1971. See Exhibit U.S. 1. 157. According to the state’s November 4, 1971 sub mission of this redistricting plan was to comply with the one person, one vote principle. “The act was adopted in order to ensure that the apportionment of the Georgia Congressional Districts corresponds to the one man-one vote standard enunciated by the United States Supreme Court.” 1971 submission, at 1. 158. The 1971 redistricting was required by an unre ported three-judge court opinion and order in Cahoon v. Maddox, C.A. No. 13011 (N.D. Ga., January 12,1970). 159. Changes in the distribution of the state’s popula tion between 1960 and 1970 made it necessary to change the boundaries between the various congressional dis tricts. According to the state’s November 4, 1971, sub mission, “The difference between the old and new law is tha t the new apportionment act establishes districts which are v e ry n early equal in popu la tion .” 1971 Submission, at 1. 160. According to data compiled by the U.S. Bureau of the Census, the nonwhite population of Fulton County, Georgia, increased from 34.8 percent of the county’s total population in 1960 to 39.3 percent in 1970. 136 161. According to data compiled by the U.S. Bureau of the Census, the nonwhite population of the city of Atlanta (located primarily in Fulton County but with a small portion in DeKalb County) increased from 38.3 percent in 1960 to 51.6 percent in 1970. 162. On the basis of the one-person, one-vote stand ard, the ideal congressional d istrict population after 1970 was 458,958. T hat p a rt of the city of A tlan ta located in Fulton County had a population of 450,286 in 1970, only 8,672 persons less than the size of an ideal congressional district. 163. In its November 4, 1971, submission the State of Georgia stated that it used racially neutral redistricting principles in creating its congressional redistricting plan. Attorney General Arthur K. Bolton stated in the submission that racial composition data “were not used by the General Assembly to calculate the new districts.” The state did not include such data with its Section 5 submission, noting that “population information by race may be obtained from the Bureau of the Census.” 1971 Submission, pp. 2, 5. 164. The state’s 1971 submission stated: “The General Assembly contracted with the computer center at the University of Georgia to assist in establishing equal dis tricts. The contract specifically prohibited the Center from programming racial data.” 1971 Submission, at 3. 165. The sta te’s 1971 submission included, as docu mentation of the contract referenced in the preceding paragraph, a new spaper article about the contract: Prentice Palmer, “COMPUTER IN REMAP TO SKIP VOTE RECORD: RACE MAKEUP ALSO RULED OUT AS HOUSE HIRES ATHENS TEAM,” Atlanta Journal, April 8, 1971, at 1A, 6A. An authentic copy of the newspaper article referenced by the state is Exhibit U.S. 2. 137 166. According to the state’s 1971 submission, one rea son why the state prohibited the computer center from entering racial data was that “it was believed that the use of such data might itself be constitutionally imper missible.” 1971 Submission, at 3. 167. According to the sta te’s 1971 submission, “the basic plan was to maintain the integrity of the counties, where possible. W here it was necessary to divide a county, the breakdown was according to census county division, census tract, enumerated district, or in a few instances, census blocks.” 1971 Submission, p. 3. 168. The existing congressional redistricting plan, in effect since 1964, split Fulton County betw een the fourth and fifth congressional districts by assigning a strip along the eastern border of Fulton County to the fourth district. An authentic copy of the map of this plan, as included in the state’s November 4, 1971 sub mission is Exhibit U.S. 3. 169. The congressional redistricting plan adopted by the state in 1971, restored most of the aforesaid portion of eastern Fulton County to the Fifth Congressional D istrict and assigned in portions of southern Fulton County to the F ourth and the Sixth Congressional Districts. An authentic copy of the map of this plan, as included in the state’s November 4, 1971 submission is Exhibit U.S. 4. 170. The 1971 congressional redistricting plan split F u lton C ounty in to the F o u rth , F if th and S ix th Districts. One county was split between the Seventh, and Ninth Congressional Districts. 171. The congressional redistricting plan adopted by the state in October 1971 assigned portions of south western A tlanta to the Sixth Congressional District. 138 See Exhibit U.S. 5. 172. According to the aforesaid comm ent of the Fulton County Democratic party, both A tlanta Vice- Mayor Maynard Jackson, who is black, and Andrew Young, a black candidate for the fifth district seat in 1970 against incumbent Republican Fletcher Thompson, resided in the area of southwestern Atlanta moved from the Fifth to the Sixth congressional district in the plan adopted by the state in 1971. Exhibit U.S. 5. 173. In those portions of the city of A tlanta moved from the Fifth to the Sixth Congressional District, 8,907 (52.6 percent) of the registered voters were black. In those areas of Fulton County outside the city limits of A tlan ta th a t rem ained in th e F ifth C ongressional District, 56,588 (98.9 percent) of the registered voters were white. Exhibit U.S. 5. 174. According to E xhibit U.S. 5, Fulton County Democratic Party incumbent Congressman Fletcher Thompson and state Senator Frank Coggins, one of the co-authors of the congressional red is tr ic tin g plan adopted by the state in October 1971, resided in that area of Fulton County south of Atlanta that remained in the Fifth Congressional District. 175. Senator Leroy Johnson, the first black person elected to the Georgia General Assembly in the twenti eth century, developed a partial congressional redistrict ing plan in which the Fifth Congressional District would be composed primarily of the city of Atlanta, with some predominantly white areas of northern Fulton County shifted into the fourth district. The vote in the Senate on the Johnson plan on September 30, 1971, was nine in favor, with 43 opposed. Exhibit U.S. 6. 176. Representative Benjamin D. Brown introduced a 139 partial congressional redistricting plan in the Georgia House on October 4, 1971. Using 1970 census data, the nonwhite population of the Fifth District was 49.2 per cent in the Brown plan. The Brown plan placed predom inantly white northern portions of Fulton County in the Fourth Congressional District. Exhibit U.S. 6. 177. The congressional redistricting plans submitted by Senator Johnson and Representative Brown, as ref erenced in the preceding paragraphs, were defeated by substantial margins. However, all 13 black representa tives in the House voted for the Brown plan, and both black senators voted for the Johnson plan. 1971 Senate Journal, at 118; 1971 House Journal, at 3611-3612. 178. In the House Com mittee on Legislative and Congressional Reapportionment, Representative Grace Hamilton, the only black member of the committee, introduced a congressional redistricting plan, which was not approved by the committee. Exhibit U.S. 6. 179. On February 11, 1972, the Attorney General of the United States interposed a timely objection to the congressional redistricting plan submitted on November 4, 1971, on the grounds that the state had not met its burden of proof regarding the boundaries between the Fifth and Sixth Congressional Districts. “With respect to those [districts], after careful review of all the infor mation available to us we have been unable to conclude, as we must under the Voting Rights Act, that these new boundaries will not have a discriminatory racial effect on vo ting by m inim izing or d ilu ting black voting strength in the Atlanta area.” Exhibit U.S. 7. 180. In 1982, a federal court concluded that the con gressional redistricting plan adopted by the state of Georgia in 1971 was drawn to fragment black voting strength in the Atlanta area and to place the residences 140 of black persons clearly recognized as potential candi dates for election to Congress from the Fifth District ju s t across the bo rder in the S ixth C ongressional District. Busbee v. Smith, 549 F. Supp. 494, 500 (D.D.C. 1982). 181. The United States Attorney General precleared a revised congressional redistricting plan for the State of Georgia on April 11,1972. Exhibit U.S. 8. 241. In 1972, Andrew Young became the first black person since the Reconstruction period to be elected to the United States Congress from the State of Georgia. From 1972 until 1992, no more than one black person at a time was a member of Georgia’s congressional delega tion. 141 I. DECLARATIONS OF SELWYN CARTER [Abrams’ Exh. 35] IN THE UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF GEORGIA AUGUSTA DIVISION Civil Action No. CV 194-008 David a J ohnson, et al . Plaintiffs, v. Zell Mil l e r , et al., Defendants, and Lucious Abrams, J r ., et al , Defendant-Intervenors, U nited States of America , Defendant-Intervenor. D ECLARATION OF SELW YN CARTER Pursuant to 28 U.S.C. §1746,1 declare that: 1. My name is Selwyn Carter. I am the Director of the Voting R ights P rogram of the Southern Regional Council, Atlanta, Georgia. The Council is a non-profit human rights organization. 2. I am a g raduate of City College of New York, where I majored in economics. I have completed the course work for a masters degree in political manage ment at the Graduate School of Political Management at George Washington University. 142 3. The Voting R ights P rog ram of th e S ou thern Regional Council provides various services to commu nity groups and sub-units of government, primarily in the South. These services include preparing proposed redistrieting plans for local and state legislative bodies and for the Congress. I have prepared numerous re districting plans using redistricting computer software and have given declarations similar to this in other court cases. 4. During July, 1995 I was contacted by Laughlin McDonald, one of the attorneys for the Abrams inter veners. He asked me to prepare one or more congres sional redistricting plans for the state of Georgia. He advised me that the Supreme Court invalidated the existing Eleventh District on June 29, 1995 in Miller v. Johnson, and that the Court concluded that race had been the predominant factor in the 1992 redistricting process and that the state had subordinated all its tradi tional redistricting principles to race. 5. In preparing my plans, Mr. McDonald instructed me to rely to the greatest extent possible upon the state’s traditional non-racial redistricting principles, which I attem pted to do. In this connection, he provided me with a copy of the redistricting guidelines adopted by the state during the 1991-1992 redistricting process. A copy of these guidelines is attached to this declaration, 6. Mr. McDonald also instructed me that while race could be considered as one of many factors in redistrict ing, race could not be the predominant factor in the con struction of any redistricting plans nor could the state’s traditional redistricting principles be subordinated to race. 7. In preparing the redistricting plans my staff and I applied the following criteria: 143 a. Complying with one person-one vote as nearly as is practicable. b. Using only single-member districts. c. Insuring that districts are composed of contiguous geography. d. Maintaining the integrity of political subdivisions as much as possible. e. Maintaining the cores of existing districts. f. Protecting and avoiding contests between incum bents. g. Using local voting precinct boundary lines as the basic district building blocks, or where that is not practi cable census block group geography. 8. Mr. McDonald further advised me that the plans he wanted me to draw were intended to be remedial and to be proposed remedies for the violation found by the Supreme Court, which he said involved the construction of the Eleventh District. He asked me to focus on the Eleventh District and not to change other districts any more than was necessary in redrawing the Eleventh and in complying with the sta te’s traditional redistricting principles. 9. Mr. McDonald also advised me that the plans he wanted me to draw might be filed with the court as pro posed court ordered rem edies, and th a t as a conse quence I should try to keep the population deviations as low as possible. 10. Applying the instructions and guidelines described above, my staff and I prepared three redistricting plans. The f ir s t is d a ted A ugust 8, 1995 and is m arked SRC/ACLU Plan A. A copy of Plan A is attached. This plan was actually introduced before the house and sen- 144 ate reapportionment committees on behalf of the black legislative caucus but was not adopted. Under Plan A, the Eleventh District consists of the following whole counties: B urke, Jefferson , W ashington, Hancock, T aliaferro , G reene, Putnam , Jasp e r, N ew ton, and Rockdale. Portions of Richmond, Warren, DeKalb and Fulton Counties are also included in the E leven th District. Under the pre-existing 1992 plan invalidated by the Supreme Court nine counties were split. The total deviation among districts under Plan A is 0.21%. 11. In constructing Plan A, I avoided using so-called land b ridges and did not include any p o rtions of Savannah. I also a ttem pted to make the E leven th District as regular as possible while at the same time applying the guidelines described above. Race was not the predominant factor in the construction of Plan A, nor were the state’s traditional redistricting principles subordinated to race. That is apparent from: (1) the reg ular shape and compactness of the Eleventh District; (2) the number of whole counties in the district; (3) the fact that the black voting age population in the district was reduced from 60.4% to 53.05%; (4) the fact that the devi ation is only 0.29%; (5) the fact that the district follows the core of the old Tenth District under the 1982 plan; and, (6) insofar as I am aware no two incumbents are placed in the same district. 12. My staff and I drew a second redistricting plan dated August 9,1995 which is marked SRC/ACLU Plan B. A copy of Plan B is attached. The Eleventh District under Plan B has the same configuration as under Plan A. The difference between the two plans is that fewer counties are split in Plan B. I drew Plan B simply to show that a plan could be drawn, in conformity with the s ta te ’s traditional redistricting principles, that mini mized the number of split counties. However, because 145 fewer counties are split under Plan B it has a deviation of 0.51%, which is higher than the deviation in Plan A. 13. My staff and I drew a th ird redistricting plan which is marked Plan C, a copy of which is attached. Plan C was generated using the state’s, rather than the Southern Regional Council’s, computer. The significant differences in Plan C and the other two plans are that no portions of Richmond County are included in the E leventh D istrict, and only two counties are split, Fulton and DeKalb. Overall, only seven counties are split in Plan C, Muscogee, Fulton, DeKalb, Clayton, Cobb, Gwinnett, and Bibb, all of which are in heavily populated urban areas of the state. However, because few counties were split, the total deviation among dis tricts is 0.99%, the greatest deviation among the three plans. I declare under penalty of perjury that the above and foregoing is true and correct. Executed a t A tlanta, Georgia this 31st day of August, 1995. Selwyn Carter 8/31/95 146 IN THE UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF GEORGIA AUGUSTA DIVISION Civil Action No. CV 194-008 David a J ohnson, et a l . Plaintiffs, v. Zell Mil l e r , et al ., Defendants, and Lucious Abrams, J r ., et al , Defendant-Intervenors, U nited States of A merica Defendant-Intervenor. SUPPLEM ENTAL DECLARATION OF SELW YN CARTER Pursuant to 28 U.S.C. §1746,1 declare that: 1. My name is Selwyn Carter. The purpose of this sup plemental declaration is to correct an error in my prior declaration. 2. The data for Plan A, which was dated August 8, 1995, included in my prior declaration was for a revision of Plan A and was mistakenly attached to the declara tion. The correct demographic data and map for Plan A is attached and is dated July 31, 1995. The differences between the July 31, 1995 plan and the August 8, 1995 147 revision are minor, the principle one being that the July 31, 1995 plan has a to ta l deviation of .29% and the August 8, 1995 plan has a total deviation of .45%. The configuration of the Eleventh District is the same under both plans. I declare under penalty of perjury that the above and foregoing is true and correct. Executed at A tlanta, Georgia this day of October, 1995. Selwin Carter 10/10/95 148 IN THE UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF GEORGIA AUGUSTA DIVISION Civil Action No. CV 194-008 Davida J ohnson, et al . Plaintiffs, v. Zell Mil l e r , et al ., Defendants, and Lucious Abrams, Jr., e t al , Defendant-Intervenors, U nited States of A m erica , Defendant Intervenor. SECOND SUPPLEM ENTAL D ECLARATION OF SELW YN CARTER Pursuant to 28 U.S.C. §1746,1 declare that: 1. My name is Selwyn Carter. 2. I was asked by Laughlin McDonald, one of the attorneys for the Abrams intervenors, to prepare a con gressional red istricting plan tha t complied with the Order of the Court dated October 17, 1995, i.e., that “makes the least changes, in terms of line drawing, in Georgia’s present congressional plan but at the same time brings the Eleventh District into compliance with the United States Constitution.” I was also asked by Mr. 149 McDonald to draw a plan applying the same standards set out above that assumed that the Second District is now unconstitutional. 3. In addition, Mr. McDonald requested me to draw a plan that complied with the subsequent Order of the Court dated October 20, 1995, i.e., that was “based on the first plan that Georgia submitted to the Department of Justice for preclearance.” 4. Pursuant to these instruction a plan was prepared under my supervision, a copy of which is attached and designated ACLU1A. This plan assum es th a t the Second District is also unconstitutional. 5. In drawing ACLU1A, I a ttem pted to make the least changes possible in the existing plan but at the same time address the problem areas identified in the opinions of this Court and the Supreme Court. 6. The N in th D is tr ic t is to ta lly unchanged in ACLU1A from the existing plan. 7. There are only minimal changes in the Fourth, Fifth, Sixth, Seventh, and Tenth Districts compared to the existing plan. In general the changes th a t were made were necessary to comply with one person, one vote, and because of changes made in other districts, primarily in the Second and Eleventh Districts. 8. More specifically, in the Tenth District the changes were limited to precinct lines in Richmond and Gwinnett Counties. The changes in Richmond County were made to respond to the finding of the Court that the configura tion of the existing plan was designed only to include or link black neighborhoods in the E leventh D istrict. Under ACLU1A, the Eleventh District is not designed simply to link black neighborhoods, but includes a sub stantial white population. In addition, the split was 150 made to comply w ith the w ishes of th e Richmond County Commission that the county be split to maxi mize the representation of the county in Congress. Race was therefore not the predominant reason for splitting Richmond County in ACLU1A, nor is the split simply along racial lines. The E leven th D is tric t includes 115,759 persons from Richmond County of whom 50.19% are black and are of voting age. 9. The changes in the Tenth District in Gwinnett were made to comply with the one person, one vote standard, to compensate for the previously described changes in the Tenth in Richmond County, and to maintain a mini mum of county splits. 10. In the Sixth District, precinct changes were lim ited to Cobb and Gwinnett Counties. The changes in the Sixth in Gwinnett were the result of the changes in Gwinnett in the Tenth described above. The changes in Cobb County were limited to two precincts and were caused by the changes in Gwinnett and because of the need to comply with one person, one vote. 11. In the Seventh District, the changes were the result of the two precinct changes in Cobb County in the Sixth described above. Secondly, M eriwether County was included in the Seventh because the Courts criti cized its inclusion into the Second. Further, its inclusion into the Seventh was to comply with one person, one vote. 11. The changes to the Eighth District resulted from bringing the Second and the Eleventh D istricts into compliance with the Courts’ standards as described above. The removal of M eriwether County from the Second District and population changes resulting from the elimination of splits in the counties of Lowndes, C olquitt, D ougherty, Lee, C risp, Dooly, H ouston, 151 Bleckley, Twiggs and Crawford necessitated changes to the Eight and Third Districts to bring them into compli ance with one person, one vote. While there are many ways to insure compliance with one person, one vote, these particular changes were made to achieve mini mum disruption to the existing plan. 12. The changes to the F irst Congressional District resulted from the removal of the Chatham/Effingham area from the Eleventh District. 13. No counties were split in the F irst or the Eight Districts. 14. While ACLU1A is based specifically on the exist ing plan rather than the first plan enacted by the state and submitted to the Department of Justice, ACLU1A fairly incorporates significant features of the first plan. The overriding concern in the construction of ACLU1A was to correct the defects identified by the Courts in the existing plan. I declare under penalty of perjury that the above and foregoing is true and correct. Executed at A tlanta, Georgia this day of October, 1995. Selwyn Carter October 25,1995 152 J. TESTIMONY OF LINDA MEGGERS [Excerpts from Hearing Testimony, 10/30/95-10/31/95: Tr. p. 20, line 1-p. 21, line 14; p. 26, lines 2-20; p. 31, line 17-p. 32, line 8] MR. PARKS: Your Honors, we are going to offer Ms. Meggers as a political analyst and expert in redistrict ing. As to her qualifications I would point out that both this court and the Supreme Court have recognized her as a most knowledgable person in this area. I intend to ask her both factual questions and ques tions that will require her to give her opinion. I would like to have her qualified as an expert. JUDGE BOWEN: Considering the findings of this court and the Supreme Court it would be difficult to deny Ms. Meggers the right to state her opinions. And I’m confident, Ms. Meggers, if you are ask[ed] to state any opinion you do not feel comfortable with you will let is know. You may elicit her opinion from time to time as is nec essary within the sphere of her expertise. MR. PARKS: Thank you, your Honor. Q. Ms. Meggers, were you involved in the drawing of the Second Congressional District? A. Yes. Q. W hen, in re la tionsh ip to the draw ing of the Eleventh Congressional District, was the idea or deci sion made to try to draw a majority black district south w est Georgia[;] did th a t come before or a fte r [the] Eleventh District? A. It came after. 153 Q. In what context? A. I think at the outset of 1991 there was a purpose ful effort on behalf of the General Assembly to draw a second minority majority district. The creation of a the Second as a m inority m ajo rity d is tr ic t is c learly reflected in the second plan produced by the General Assembly. To answ er your question creation of the Second Congressional District as a minority majority district came later. Q. Was the portion of Bibb County that was placed in the Eleventh District primarily, in the first plan, the predominantly black population concentrations of Macon and Bibb County? A. Yes, they were the major black precincts. Q. The Eleventh District ending here is what we are seeing her[e] the result of what is known as the Macon Savannah trade? A. Yes, on the third try at drawing the Congressional plan Bibb County was rem oved from the E leventh District and that portion of the black population previ ously in the Eleventh was attached to Second District. Q. For what reason? A. That was the one way in which we could achieve a m ajo rity black VAP in th e Second C ongressional District. Q. So it was racially motivated? A. Yes. jjs He Hi Hi ^ 154 Q. F ir s t tak in g M uscogee C ounty w here has Muscogee County been located, traditionally? A. In the Third Congressional District. Q. Why was that? A. The Third Congressional District, up until 1991, was what we had dubbed, basically, the military district. It included Houston with Warner Robins and Muscogee with Fort Benning. Q. Where is Fort Benning located? A. Fort Benning starts, on this one here, it s ta rts here and takes in a big part of Chattahoochee County. It comes down like this and the bulk of Chattahoochee County is below it. Q. So it tak e s in th e n o rth e rn portion [of] Chattahoochee County and the southern portion of Muscogee? A. Yes. 155 K. TESTIMONY OF SANFORD BISHOP [Excerpt from Hearing Testimony, 10/30/95-10/31/95 Tr. p. 114, line 17-p. 116, line 7] During the reapportionm ent process whenever the question of splitting counties or cities was raised people in the those areas would be on opposite sides. Some will say we don’t want our county or city split. So I felt as we went into the special session it would be a good idea to get an indication from the people in those cities or counties as to how they felt about it. In talking with members of city councils and mayors and the adminis trators for housing authorities and school board mem bers from across the Second District many of them said we like things just the way they are. The only informa tion I could give them was to write your legislator and let him know how you feel because that’s going to be an issue. If you are comfortable with this the way it is let someone know. The m ayors and councils of Macon, Columbus, Albany and Valdosta have passed resolutions saying they were comfortable with the split. In light of the redistricting process that was pending they did not want making their counties whole to be a consideration. They like having two members of Congress to have their needs addressed. They felt in the long run it was serving their best interests contrary to what they ini tially felt. Therefore, they were comfortable in passing a resolu tion in Macon, Columbus and Albany and those resolu tions were passed unanimously. In Valdosta it was by a majority. It was a feeling, even in the business areas, in Columbus, for example, where there had been a great deal of consternation about splitting Muscogee County. A fte r th e com bined sew er overflow s funds w ere obtained as a result of the freshmen Congressmen work- 156 ing together to get $20 million for the project th a t everybody th o u g h t was going to be im possible. Working together one Democrat and one Republican were able to get that money. When the Republicans on the Senate side were going to take that money out the Republican member from the Third district was able to keep that money and we were able to secure that pro ject for Columbus. 157 L. ARGUMENT. LAUGHLIN McDONALD [Excerpts from Hearing Testimony, 10/30/95-10/31/95 Tr. p. 277, lines 10-22; p. 279, line 15 to p. 280, line 7; p. 282, lines 2-12; p. 283, lines 11-15; p. 283, line 21-p. 284, line 10] Now, the State argues that it was compelled by the Department of Justice to draw a plan containing two and then th ree m inority m ajority d istric ts, but the record does not reflect that. Prior to any involvement by the Department of Justice. Prior to the submission of any plan by [sic] to the Attorney General the leadership made the decision, based on the fact that the State was gaining a congressional district, that they would draw a second majority black district and that's what they did in the first plan they drew draw [sic]. So it was the State’s announced policy of having two majority black districts. * * * I want to talk for a moment about the retrogression standard and what serves as a basis for determining that. I submit that the 1982 plan cannot serve as the bench mark for retrogression for two reason[s]. F irst of all that plan is and was an unconstitutional plan. It was in violation of the one person one vote. The Second [sic] major problem is that it contains a different number of seats from any existing plan. It was a ten seat plan and we are now dealing with an eleven seat plant;] it is like comparing apples and oranges. Even if we assume, despite the fact that it is unconstitutional, despite the fact that it contains a different number of seats[,] that [the] 1982 plan should be the bench mark[,] I think any plan that contains less than ^wo minority majority dis tricts is retrogressive for the simple reason that one out of 11 is retrogressive when compared to one out of ten. ^ Sfc 158 The Court said, in an opinion that has been criticized by some, that there are no diminimous [sic] deviations in a congressional redistricting plan and invalidated the New Jersey plan because the court said you could have drawn one w ith a .4 percent deviation. There is no diminimous [sic] deviation and a jurisdiction is obligated to make a good faith effort to comply exactly with popu lation equality concepts. Of course, if a legislature has to do that I think it is even more incumbent on [a] District Court to do that when drawing a plan. Now, in our plan our deviation is .93. So I did want to alert the Court that in our view that is something that the Court needs to be concerned about, but it may be removed by Carsher [sic] as long as you have an articu lable basis for it. In our plan we tried to split as few as possible because we wanted to respond to the criticism, but it is clear that you could split some counties here and cure those deviations. It might well be that principle of maintaining the integrity of those counties articulated, expressed and justified in the record would excuse the deviations of that .9 percent. I suppose we are suggesting that it would because we are presenting this plan as one we think would be acceptable. I think some of ones that go up to 1.9 nine that’s just inviting a problem, it seems to me, for the court. Aside from the retrogression plan I think that’s a serious legal issue if the Court were to draw a plan that contains less than two minority dis tricts. 159 M. TESTIMONY OF SELWYN CARTER [Excerpt from Hearing Testimony, 10/30/95-10/31/95 Tr. p. 294, line 17-p. 295, line 3; p. 295, line 14-p. 296, line 12; p. 297, line 12-p. 309, line 17; p. 310, line 14-p. 313, line 3; p. 313, line 19-p. 323, line 21; p. 324-lines 1-25; p. 325, line 9-p. 326, line 15; p. 330, lines 4-12; p. 330, line 19-p. 331, line 6; p. 332, lines 6-14; p. 333, lines 3-6; p. 338, lines 10- 20; p. 339, line 3-p. 340, line 19.] Q. Would you outline your duties with the Southern Regional Council? A. Certainly. F irs t of all the council is the oldest inter-racial organization in the southeast. We view our selves as promoting democratic practices in govern ment. My work is to oversee the council^ work in the area of promoting fairness in redistricting across the south. We assist sta te legislatures, attorney generals and community leaders in drafting districting plans and in assessing plans drafted by others for fairness and compliance with the Voting Rights Act. * * * * MR. McDONALD: Your honor, we would like to have Mr. Carter qualified as an expert in the field of demogra phy and redistricting. JUDGE BOWEN: You may elicit his opinions. Q. Were you asked to draw or produce any congres sional districting plans by the Abrams Intervenors? A. Yes, I was. Q. What did you do? A. I developed a number of plans some of which were p resen ted to the L eg isla tu re or ra th e r before the 160 Reapportionm ent Committee of the Legislature. A number of them which were presented with affidavits here to this Court. My basic goal in preparing those plans was to try to show it is possible to develop a constitutional redistrict ing plan which is fair to both black and whites voters in the State of Georgia and comply with this Court’s ruling in Miller v Johnson. To show that it is possible to draw a plan in which A frican A m erican v o te rs com prise approximately 50 percent of the voting age population of a district and at the same time show that race was not a factor. MR. McDONALD: Then, your Honor, we have a map which I think it would make sense to introduce as a sep arate exhibit which is the ACLU1A Plan. JUDGE BOWEN: Do you want to call that 36? MR. McDONALD: Yes, sir. JUDGE BOWEN: All right. 36 is admitted. (Abrams Intervenors Exhibit 36 was received in evidence.) Q. Mr. Carter, I principally want to ask you about what has been marked Abrams Intervenors Exhibit 36. Did you either construct or supervise the drawing of this plan ACLU1A? A. The first three plans you mentioned I did draw my myself. This particular plan was drawn under my super vision. Q. Was it drawn on the state computer? A. That’s correct. Q. What did you do in generating this plan? 161 A. The overriding methodology in developing this plan was to correct the constitutional defects in the Eleventh Congressional District and assume that the Second Congressional District was unconstitutional and correct to [sic] assumed defect in that district and to maintain the remaining districts with as little change as possible. Q. W hat changes did you make to the E leventh Congressional District compared to the existing plan? The existing plan is below the plan that you prepared, can you see that? A. Yes, I can. T here w ere a num ber of changes. The principal changes were the extensions of the d istric t through Effingham County and Chatham county were removed because they were identified by th is Court and the Supreme Court at [sic] being clear examples of racial gerrymandering of the district. In addition the way in which this district goes into Richmond County through what’s been called the back door was corrected. That was corrected by bringing in a considerable number of white voters previously in the Tenth District and transferring them to the Eleventh District. Q. Richmond County is split in your plan? A. Yes, sir, it is split. Q. Is that split made along racial lines? A. No, it’s not. In fact, Richmond County contains 115,000 voters in the Eleventh district^] Approximately 50 percent African America[n]s of voting age and 47 percent white voters. I t is difficult to give the exact number for the black and white voters because on the 162 plans that are produced on the system at the Southern Regional Council we publish the demographics showing the white population and the white voting age popula tion and the black population and the black voting age population and the system used by the State of Georgia doesn’t. Q. Why was this plan drawn on the State’s computer as opposed to the Southern Regional Council’s com puter? A. The State’s computer contained the most current precinct boundaries and we wanted to draw the plan using the most up to date precinct boundaries so as not to split precincts. Q. What other changes did you make compared to the existing plan? A. In addition to the ones in Effinghamf,] Chatham and Richmond there are a couple of areas where rural counties had been split in the Eleventh District, the Counties of Baldwin, Twiggs and Wilkes County. The splits in those rural counties were eliminated in this par ticular plan and they were primarily eliminated because our goal was to essentially restore the integrity of those rural political subdivisions and make the integrity of those subdivisions predominant. Clearly here in [sic] an attem pt was made to draw a plan in which race was not the predominant factor. If race was predominant we would have drawn this plan at a lower level of geogra phy. Additionally the other principal change has to do with the border between the Eleventh and Fifth Districts. C urren tly the F ifth D istric t ex tends from Fulton County across the border into DeKalb County and into what is known as east Atlanta. In ACLU1A the division 163 between the Fifth District and the Eleventh District is the county line. Q. How many whole counties are there in 1A? A. Do you want me to get up there and count them? Q. Are there 14? A. There are probably 14 or 15. C H IE F JU D G E E D E N F IE L D : W hat was your question? MR. McDONALD: I asked him how m any whole counties w ere in th is version of th e E lev en th Congressional District? A. There are 14 counties in the d istric t th a t are intact. Q. Why did you include 14 whole counties in the Eleventh? A. As I previously mentioned one of the overriding goals was to try to show that it is possible to draw dis tricts in the State of Georgia for members of Congress that did not use race as a predominant feature and on the other hand were fair to black as well as white voters. During the special session there was much fuss made about m aintaining the in teg rity of county boundary lines, particularly in the rural county areas and it was an {sic] almost defined as a litmus te s t in determ ining whether race was a predominating factor. So we deter mined it was necessary in this plan not to have any rural counties split. Q. Did you construct the counties in the Eleventh to comply with one person one vote? A. Yes, but a more overriding reason was to keep the 164 political subdivisions intact. 1 say tha t because some times when you tend to focus on keeping whole counties intact that has the effect of increasing the overall devia tions of the plan. So I would say that respect for political subdivisions was the higher criteria. Q. Were you concerned with retrogression? A. As it relates to the border between the Fifth and Eleventh Districts that was a factor. Because the Fifth is an historical d istric t th a t is pro tected under the Voting Rights Act. We were concerned tha t we pre serve the Fifth D istrict to offer the voters in metro Atlanta an opportunity to elect the candidate of their choice. Q. Were you concerned about maintaining contiguity? A. That is always a factor. Q. What about protecting incumbents was that a fac tor? A. It was not a predominant factor, but it was consid ered on the several occasions. I didn’t know the home addresses of the incumbent Congressperson. Usually when I draw a plan I prefer to have the home addresses of the incumbents, but th a t was not available on the State system and that was not taken into account here. Q. What is the total deviation in this plan? A. .93. Q. Would it be up [sic] possible, by splitting some additional counties in the plan, to lower that deviation? A. Yes. Generally if you draw a plan at a lower level of geography you can get more precise and bring the deviations down to almost zero if you want to. I have been involved in districting in Alabama where 165 the option that was presented was that the [sic] every district had to have exactly the same number of people. Q. In constructing the Eleventh District was race a predominant factor that you took into account? A. No. Q. Did you subordinate traditional State redistricting principles in the construction of this plan? A. No. If I can elaborate. I reviewed the State’s his tory in congressional redistricting all the way back to the turn of the century to learn how congressional dis tricts in Georgia were drawn. Then I focused on the 1970 and 1980 plans. I believe over there is the map of the 1980’s congressional plan. One thing that struck me is that the State of Georgia has a history of drawing con gressional districts that are vast in size. In the 1970’s as well as in the 1980’s congressional dis tr ic ts encom passed 25 to 30 counties. The N in th stretched all the way from the South Carolina border all the [way] down into Gwinnette County. Another feature that I observed about the congres sional districts is the State has a tradition of linking together urban and rural areas in congressional district ing. What that led me to conclude, on the question of construction of the congressional districts, was that geo graphic compactness is not an absolute. In terms rela tive to the drawing of say a school board district I would look for a more insular group. But in a state that has congressional districts that stretch all the way from the Florida border to Jones County north of Macon, in look ing at that type of history, I thought it permissible to draw such a district when you are balancing the rights of black and white voters. 166 Q. Did you a ttem p t to address the issue of land bridges and avoid their use in your construction of the Eleventh? A. Yes. Specifically in the existing plan there has been much talk about the so called Henry County land bridge. We felt it is was necessary to not have such a land bridge in the Eleventh Congressional District so that was eliminated. Q. Could you have put all of Henry County into the Eleventh or taken it all out? A. There are many options in the drawing of congres sional districts because of their vast size. Essentially you link together a string of rural counties or urban counties and you come up with a congressional district with a population of approximately 589,000 people. We linked together a string of counties in constructing a number of options for the Eleventh District. Some of the counties were overwhelmingly white and some rela tively mixed almost 50 percent black and white and some were slightly black in terms of majority population and we joined together those counties to the [sic] make the Eleventh Congressional District. Q. Let me move on to the F irst District and ask you what changes you made in the F irst that are different from the existing F irst Congressional District? A. The primary change in the F irst had to do with the first change I mentioned regarding the Eleventh. The most unacceptable feature of the Eleventh, from everyone I heard from, was the extension of the so- called tail into Effingham and Chatham Counties. Once that was removed it was necessary to take population out of the First so that population was taken out of the First and put into the Eighth. There were four counties that were moved Montgomery, Tattnal, Toombs—three 167 counties, and those three counties were taken out of F irst and put into the Eighth. Q. That’s because Effingham and Chatham Counties were included in their entirety in the First? A. Yes. That was done to balance out the population in terms of one person and one vote. We moved Clinch County from the Eighth back to the First, Q. Are there any split counties in your version of the First? A. No, all of the counties are intact. Q. I asked you a questions earlier with regard to the E leventh about your decision to keep the counties intact. Would that answer be the same if I ask you why you kept the counties intact in the First? A. Yes. Q. Look at the Second. What changes did you make in the Second? A. When I reviewed the Second there were two prin cipal areas that jumped out at me and a couple addi tional areas that I was concerned with. The two princi pal areas were the way in which the Second extended up into Meriwether County. Our first goal was to correct that and to take Meriwether County out of the Second District altogether. In ACLU1A Meriwether as well as Tolbot Counties are removed from Second Congressional District. Q. Why did you remove Tolbot County? A. Once I made additional changes, which I will speak to in a minute, the remaining reason was to balance out the population in term s of one person one vote. 168 The other feature I was concerned about, as it relates [to] the existing Second Congressional District, was the way the d istric t en ters Bibb County in the City of Macon. There was very narrow land bridge, if you will, in the way the district enters Bibb County. Our goal was a [sic] correct that and ACLU1A does tha t by taking additional voters out of Bibb County and the City of Macon and including them in the Second District. A number of those voters who were added were white vot ers. There were some other changes we made to the Second District. Q. What were they? A. There was a string of counties that were split in the Second District and they shared a border with the Eighth District. Our goal was to eliminate these county splits and return the counties to being whole. Q. Can you tell us what those counties are? A. Those counties are Lowndes, Colquitt Dougherty, Lee, Crisp, Dooly, Houston, Bleckley, Twiggs and Crawford. Q. Did you reaggregate those counties for the same reason that you reaggregated counties in the other dis tricts? A. Yes. Q. Did the rural urban factor come into play, in any way, in the construction of the Second? A. Yes, in that, as I mentioned earlier in reviewing the State’s history and particularly with regard to the construction of Eighth, Seventh and Ninth Districts, we started to link together urban and rural areas. In doing so there were a number of urban areas currently in the 169 Second th a t we have sought to re ta in . They are Columbus, Macon, Valdosta and Albany. Q. Do you recall how many total unsplit counties are currently in your version of the district? A. You have to excuse me. I have been looking at a large number of plans and after a while you start to for get how many counties are in each plan. 26 it [sic] what it looks like. Q. The only counties that are split[,] that are split in Bibb and Muscogee in the Second? A. That’s correct. * * * Q. Were you aware of whether or not the county gov ernments of Bibb and Muscogee had passed resolutions requesting that those counties remain split in any redis tricting plan? A. Yes. Q. Did you take that into consideration in splitting those counties is [sic] ACUL1A? A. That was a factor. Q. Are the splits in ACLU1A the same as the splits in the existing plan? A. No, they are not. Q. In what ways are they different and why they are different? A. I have described the way in which the Second enters Bibb County and the way Bibb County is split in the current plan. The split in ACLU1A in some ways resembles that split. In ACLU1A Bibb County is split 170 between the F irst and Third and in ACLU1A the same is true for Muscogee County. Q. Were these splits based, in any way, on race? A. No, they were not. Q. What were the other factors? A. I t was the wish of the county commissioners to have more than one congressional representative. The second was the State had historically linked rural and urban areas together to form congressional districts. Q. Have we discussed the [sic] all of the changes you have made to the Second District? A. Not in detail, but we have covered them. Q. What, if any, changes were made to the Third dis trict in ACLU1A compared to the existing plan? A. The changes to the Third D is tr ic t basically resu lted from the changes made in the Second and E leventh D istricts. Tolbot was moved to the Third D istric t having previously been in the Second and Baldwin County was included in the Third District. The other principal change that occurred had to do with Clayton County. I have mentioned that we were concerned about hav ing taken a portion out of DeKalb out of the F ifth District. To compensate for voters, who were predomi nantly black, who were taken out of the Fifth District to make the county line the dividing line between the Fifth and Eleventh. When those voters were taken out of the DeKalb C ounty portion of the F if th we basically extended the Clayton County portion of the F ifth District. So we extended the Clayton County portion of the Fifth District. So there were additional voters taken out of the Third. 171 Q. There are 11 intact counties in the Third; is that right? A. Yes. Q. I won’t ask you to repeat all of your testimony, but did you keep those counties intact for the same reasons you did in the other districts? A. Yes. Q. As to the Third District, as a whole, was race a predominanting [sic] factor in the construction of the plan? A. No, race was not a predominanting [sic] factor in the construction of the Third District. Nor was it a pre dominant factor in the construction of this plan. * * * Q. Will you explain what, if any, changes were made to the Fourth District and tell us why they were made? A. The changes in the Fourth District were minimal. P rim arily it involved some p rec in c t changes in G w innette County betw een the F o u rth and Tenth Districts and they were made to compensate for shifts in population that occurred in the Tenth once we cor rected that constitutional defect in Richmond County and put Wilkes County back as a whole country. Q. Was the purpose for those changes predominantly based on race? A. No. The purpose was predominantly one person one vote. Q. What changes did you make in the Fifth and why? A. There was an additional change in the Fourth, which was in DeKalb County in the southern most part 172 in the City of Decatur there were a couple of precinct chages. That was done to balance out the population. Q. What changes were made in Fifth and why? A. The most striking change was to eliminate this extension of the Fifth into DeKalb County and to make th e DeKalb F u lto n C ounty line the d iv id ing line between the two districts and that took some population out of the Fifth which was compensated for with the extension into Clayton County. In addition to th a t the northern part of the F ifth District was enhanced by removing some of the border to [sic] in the most northern part of Fulton County. Q. Was the predominant purpose of those changes based on race in those counties? A. No, those chages were made to balance out popu lation. A very important goal was compliance with the Voting Rights Act to make sure that the redesigning of the Fifth District did offer African America[n] voters a full opportunity to elect the candidate of their choice. Q. What was the racial composition of the changes that were made? In this area of DeKalb, for example, was that predominantly black? A. Yes, it was. The area of DeKalb that was removed from the Fifth that portion of Atlanta on both sides of the county line the population is pretty solidly black. Q. And the area of Clayton County that you put in was it substantially of the same racial composition of the area that you took out? A. A substantial portion of the popualtion was black, but there were also some whites who tended to vote Democratic. 173 Q. So was it a non-racial change or did you exclude more blacks than you brought in by making the DeKalb, Clayton County exchange? A. The portion of the Fifth District that was taken out of DeKalb County to make the dividing line the county line that portion was, I would say, about 95 per cent black. The portion of Clayton County tha t was included in the Fifth was not as heavily black as it was in the DeKalb County portion. Q. What was the reason or purpose for making that exchange? A. To prevent retrogression. Q. Look at the Sixth Congressional District. What changes did you make there? A. The changes there were very minor. There were a couple of precinct chanes in Gwinnette County similar to what I have described in the Fourth and the Tenth. I believe th e re w ere two p recinct changes in Cobb County in the area where the Seventh is next to the Sixth. Q. So there were no counties added or taken out? A. That’s right. Q. W hat was the purpose of the changes in the precinct? A. That was to comply with one person one vote. In addition this option was an attempt to the [sic] correct th e constitu tional defect in the E lev en th and the assumed constitutional defect in the Second and to pre serve the remaining districts, as much possible, intact. Q. What about the Seventh, what changes were made there? 174 A. The principal change would be the inclusion of Meriwether County into the Seventh and that was done for the purpose one person one vote after Meriwether was removed from the Second because it had been determined by the panel of judges as being unaccept able in terms of its appearance. Q. No other counties were added or deleted? A. No. Q. Cobb is split in the Seventh in your version? A. Yes, in pretty much the same way it was. Q. Why did you retain that split? A. My instructions from you in this option was to pre sent to the Court a plan which corrected the constitu tional defect in the Eleventh and the assumed constitu tional defect in the Second and to keep the remaining districts unchanged as much possible. Q. Had you corrected the split in Cobb would be [sic] you have had to make other changes to compensate for the addition or loss of population? A. Yes, sir. Q. Would that have entailed significant changes? A. Cobb County is part of metro Atlanta so the popu lation there, like in Fulton, DeKalb and Gwinnette, is very dense. So when you move a precinct in Cobb County it is like moving a rural county. Q. W hat changes did you m ake in the E ig h th District? A. In the Eighth district the changes were primarily made to compensate for the changes I described in the Second and the changes that were made in the F irst and 175 the changes th a t were made iri the E leventh . So I included the counties Montgomery, Toombs and Tattnall into the Eighth District and they were previously in the First. I excluded Clinch County as I mentioned previ ously and reunited Houston as one county and then the extension into Bibb County does not exist. Q. Now, you excluded Clinch was that to comply with one person one vote? A. Yes. Q. Were the changes you made in the Eighth based on race? A. No. One person one vote was the major factor. The other predominant factor, in terms of the changes in the E ig h th , was to keep in ta c t political subdivisions. Because the string of counties in the Eighth that shared their border with the Second, as mentioned earlier there were a number of counties that were previously split in the current plan, all of those counties were reunited. Q. Did you make any changes in the Ninth District? A. No, there were no changes in the Ninth. Q. So the Ninth remains as it currently is? A. That’s correct. It stays as it currently is. Q. The last district is the Tenth what changes did you make there? A. Wilkes County is a whole county in the Tenth resulting from eliminating this split in the Eleventh District. In addition in Richmond County I took in a larger portion of the white population in Richmond County and moved it from the Tenth and added it to the Eleventh. Those were the principal changes. As I men tioned earlie r th e re were also a couple of precinct changes in Gwinnette County. 176 Q. W hat was the purpose of those changes in the Tenth? A. It was to balance out population. Q. Were any of the changes made in the Tenth based on race? A. No. Q. Is there any single rural county tha t is split in ACLU1A? A. No. In drawing ACLU1A we were very particular in reuniting all of the rural counties which are currently split in the existing congressional districting plan and which were split in some of the earlier versions of plans we had developed. That was done primarily because there was much talk about the splitting of rural counties as being sort of a litmus test and we have eliminated all rural county splits. The only counties that are split are in this plan are the larger more densely populated met ropolitan areas of the State. Q. Would it be possible to draw other plans tha t were in the so called least disruptive plan category or is this the only version you could possibly do? A. Could you restate your question? Q. Is it possible to draw other plans in the so called category of least disruptive or least change, but cure the constitutional defects in the existing plan or is this the only possible plan? A. Yes, sir, I believe it is possible to draw other plans. I have p repared an option which leaves Richmond County completely out of the Eleventh District. So it depends on what your motivation is. In the Legislature there was a feeling that some peo- 177 pie would not pass a plan if Richmond County were split or was part of the Eleventh. Depending on your goal it’s possible to prepare other options. Part of my responsibility in working with the special session was to review the plans of others for fairness and I reviewed the Amicus Plan and the version before the one called Amicus Plan. That plan came pretty close to what I would call the least change plan, but the Eleventh District was not in Richmond County. Q. Did Mr. Hill prepare this plan ACLU1 A? A. No, I supervised its preparation and I was sur- prise[d] when I heard that here today. He did not pre pare that plan. Q. I’m not going to ask you in detail about the other plans, but I think it would be helpful for you to tell us briefly what you attem pted to do when you prepared the first three plans that were filed with your orininal declaration and the supplemental declaration that were received in evidence. A. Those plans were developed either shortly before the special session convened or during the special ses sion. The three plans you mentioned were developed with the express purpose of presenting options before the legislative black caucus. The goal was to develop a plan that could achieve the number of votes necessary to pass both houses. In preparing those plans the over riding goal was to show that it was possible to be fair to both black and white voters in the s[t]ate and to comply with the Court’s directive in Miller v Johnson. In that regard the first plan had some county splits that were eliminated and the goal was eliminating those county splits. As we moved from the first to the third plan our goal was to remove all of the splits in the rural 178 counties and to also develop a plan that would basically serve as a basis for the formation of a coalition between black and white Democrats and be able to pass both houses. By the time we got to the third plan our goal was to eliminate all splits in rural counties and to redraw all of areas of [sic] in the state outside of the Fifth, Eleventh and the Second pretty much the way white Democrats wanted them drawn with the hope that it would allow white and black Democrats to form a coalition and get a plan passed by both houses. For example in tha t plan the Seventh District was drawn exactly as the Speaker wanted it. The F irst is draw[n] exactly the way the Chairman of the House Reapportionm ent Com mittee w anted it. The Ninth District was d[r]awn close to the way the Lieutenant Governor wanted it drawn. Q. Was that plan endorsed by either house? A. The plan which passed in the House was derived from that plan. Q. Which plan? A. The third one. The plan which passed the House was derived from the plan that I just described and the principal difference was in the Eleventh District. The Eleventh District did not encompass all of the rural counties tha t that plan encompassed. We stopped in Washington County and did not go all the way in. Other than that the plan tha t passed in the House is almost identical to the plan I described here. MR. McDONALD: Thank you, very much. 179 CROSS-EXAMINATION BY MR. PARKS: Q. Mr. Carter, with respect to the ACLU1A plan is it your position that the configuration of the Eleventh District in that plan is mandated by the Voting Rights Act? A. My position is th a t ACLU1A was draw n in response to a request I received from Mr. McDonald to prepare a least change plan. Q. I understand that, but is it your position that in the racial consideration that you testified to, leaving aside whether is was a predominant, intermediate or insignificant factor, the racial considerations do you feel they were mandated by the Voting Rights Act or are just a product of your attempt to draw a minimally dis ruptive plan? A. I believe the word mandated is one Pm not sure of. Q. Required? A. I will answer that in the way I understand it Pm not sure it’s mandated. There are lots of differences of opinion in the aftermath of Miller v Johnson and Shaw v Reno as to how you balance the interest of the require ments of the Voting Rights Act with what is now the law. * * * * * 180 MR. PARKS: I have not heard an answer. A. Essentially I believe the jurisdiction between state governments and voting right advocates are confused on that question. I sat through a number of conferences. I sat through the special session of the Legislature. I have talked to a number of people and find that there is a gen eral disagreement as to how you balance the interests of the Voting Rights Act against the descision [sic] of this Court and the Supreme Court in Johnson v. Miller. I do believe as a result of Thronberg v. Jingles a state has an obligation to draw a district that is fair to minority voters if the geographical distribution of voters is such that such a district can be drawn. I believe the Eleventh District is such a district that can be drawn because I believe in the past the state has drawn districts just as vast. Does that answer your question? Q. I don’t know. A. I t’s more complicated than that. I don’t know. Q. But you can’t say for sure whether it is or not? A. I have answered your question, basically in the way I just did. Q. I am not suggesting there is a definitive answer, but I didn’t hear a definitive answer. A. I will tell you what it depends on is geographic compactness. Geographic compactness is a very subjec tive term. What is geographically compact to me may not be geographically compact to you. That’s why that question is so difficult to answer. Q. Now, if you have the same difficulty as you had 181 with in the question I asked you about the ACLU mini mal disruption plan you can just say I have the same dif ficulty without going into that long response. In your opinion is th e E lev en th C ongressional District, as configured in this Amicus R Plan, required by the Voting Rights Act? A. The same difficulty. Q. Mr. Carter, you told any number of people during that session that to be politically acceptable to the black caucus there had be a second congressional district that was majority black? A. Yes, sir. Q. Regardless of w hether it was required by the Voting Rights Act or not for the black caucus to support any plan it had to include a second majority black dis trict? A. I do not recall making any reference to the Voting Rights Act. Q. But in you own mind that was the reality? A. Yes. Q. That’s why I asked you the question because my reading of the position of the Abrams Intervenors, as you have described it, is there isn’t a single plan ACLU, black caucus or your organization th a t you can say under oath is required by the Voting R ights Act in terms of a second minority, majority district? A. I believe that we are in gray area of the law. It used to be clear a couple of years ago and it is not as clear now as it used to be. 182 * * * * * Q. But you would agree that there could still be clear cases wherein a minority district would be required by the Voting Rights Act? A. I believe that’s true. rfc sf: Q. You don’t make the distinction tha t the district was not reflective of a true community of interest. You are saying it isn’t as bad off as some others in the past and therefore why not? A. Repeat that, please. Q. You are not saying the Eleventh District is reflec tive of any real true community of interest. Instead you are saying it has a sufficient degree of geographic com pactness to merit consideration? A. I haven’t done an analysis for this presentation here today. * * * * * REDIRECT EXAMINATION By MR. MCDONALD: Q. Mr. Carter, let me direct your attention to the 1972 Congressional red is tr ic tin g plan to Congressional District One? A. Yes. Q. Can you tell us whether in this district you have any counties that strung together in a single file march ing from the south up to the north? A. Yes, that was one of the districts that struck me when I was struggling with this plan in terms of draw- 183 ing it. One of the first things that struck me was the S tate’s history in drawing these type districts. There you have a district that runs from the Florida border up to Augusta. Q. Is that a land bridge? A. The te rm land bridge is not one th a t I have embraced. I have never use that on my own. Q. Let me hand you this map and ask you to identify it. MR. McDONALD: I would like to [have] that marked as Abrams Intervenors Exhibit 37. Q. H anding you w hat has now been m arked as Abrams Intervenors number 37, can you identify that for me? A. It looks like the plan which passed in the Georgia House. Q. Judge E denfield asked th e question e a rlie r whether or not it is possible to construct a plan that con tained two minority majority districts that didn’t have a wall across the state. Can you tell me whether or not that is the case with Abrams Intervenors number 37? A. Yes, sir. You can see it again in the Eleventh dis trict which does not stretch across the state. It extends from DeKalb to Jefferson County. So there are still a couple of counties between the Eleventh District and the state border. The question of minority majority is really tricky. If you look at black voting age population it is only 50.41 percent. It is a very integrated district. Q. What is the total minority population in this dis trict? A. The district is 53.37 percent black. 184 N. ARGUMENT: DAVID WALBERT [Excerpts from Hearing Testimony, 10/30/95-10/31/95 Tr. p. 378, lines 18-25; p. 379, lines 9-13 and 21-23; p. 380, lines 2-24; p. 384, lines 2-4. Section Five doesn’t apply to this Court. If this Court draws a plan Section Five doesn’t put a bench mark on this Court and this panel of three judges. There was a Section Five discussion earlier with Mr. Brumby about w hether if the Speaker subm itted a plan is th a t a Section Five covered plan. He has authority in his brief suggesting that may be. * * * Be that as it may the bench mark for Section Five if this were a legislative plan, and I think the Court should put itself in the shoes of the legislature when it is draw ing a plan, the bench mark here is clearly the ‘82 plan. * * * It is our position that the ‘82 plan, being the last con stitutional plan, has to be the bench mark. MR. WALBERT: Yes, your Honor, that’s definitely our position. To address the Section Two question. It is pretty clear th a t this Court in devising a rem edy has to make a determination as [to] whether Section Two does or does not apply to any plan that is adopted by this Court. We have a pretty strong opinion on this. I guess the first thing I will say is we take very strong issue with the Justice D epartm ent’s view th a t they advocate th a t Section Two is required. I will say this with all due respect to the Justice Department lawyers, but what they are doing here is exactly what they were doing in 1991. The old game, if you will, that this Court criticized 185 and which the Supreme Court criticized, the old game was if you didn’t do it disprove why you didn’t do it and since you can’t disprove why you didn’t do it intentional and purposeful were applied. The old game was intent and purposeful were applied because of your inability to disprove that you didn’t go to Chatham because of race or didn’t go to in Richmond County because of race. It all boiled down to an inability to disprove. Section Two we very much disagree that Section Two mandates there be two black members majority dis tricts under its mandates. 186 0. TESTIMONY OF LINDA MEGGERS [Excerpts from Hearing Testimony, 10/30/95-10/31/95 Tr. p. 430, line 3-p. 434, line 8, p. 438, lines 12-17] DIRECT EXAMINATION BY MR. PARKS: Q. Were you involved during the special session with regard to attempting to redistrict the State of Georgia to correct the unconstitutionality that had been found within the existing redistricting plan? A. Yes, sir. Q. During the course of that involvement did you make an effort to construct a second minority majority district that was consistent with your reading of Miller versus Johnson and the Voting Rights Act? A. Yes, sir. I started out from two different angles. What I did is I sat down by myself after the decision came out and before anyone could talk to me and I read it three times to see how I understood it. I know I’m not an attorney and I can’t quote the law of the case, but I feel I have to understand it before I can help the people I work with. I t seemed to me there was a lot of talking about the only thing that was unconstitutional about the E leventh D istrict was the fact it had an arm going through Screven and down to Chatham and that’s all we needed to do to fix it. As I looked at it and as I understood the Court decision from both this Court and the Supreme Court the idea that I think came out of the Supreme Court decision was why did we have [to] draw the Eleventh District like we did in 1991? To be honest with you I was really partly at fault for drawing it like we did in 1991. In my understanding of it I thought the Department of Justice was going to make 187 us do. P rior to the work in 1991 there had been an understanding arrived at by the leadership in the legis lature with the black caucus that we are going to draw a second minority district and you can have it. I think at that time we understood that to mean under our normal interpretations of the Voting Rights Act meaning com pactness, contiguous and community of interest. I looked at that in two different ways to draw that. One of the major efforts I made by myself a t that time was to look over to east central Georgia. If you will look at the race map there is a heavy concentration up here and I think we talked about how all that got added to DeKalb county to begin with. I looked into the metro area and none of [the] ways I drew ever showed a total of a 50 percent minority population. At tha t time we were talking about an effective black district being 60 percent. At the first public hearing we were presented by the head of the Republican party a map that literally, he said, had been faxed to him about an hour before tha t. That plan drew it from south DeKalb over to Augusta and then to Macon. The initial response in our office was that’s ridiculous. We don’t have draw that do we? I was the one who said if it was there we have to draw it. It was said that it doesn’t make any sense and I said maybe not, but I think we may get in trouble with the Justice Department if we don’t draw the State of Georgia like that and I think that was probably the main reason they went in that direction. After this decision in Miller v Johnson came out I sat down and I read that again and I said why would draw it that way? If you are going to look at motivation what other reason would you ever have for coming out of south DeKalb like that? What other reason would you have for putting Burke County with south DeKalb? What would Johnson County ever have in common with 188 south DeKalb? So even looking a t cleaning up the Eleventh from the way we drew it in 1991 I didn’t think satisfied the constitutional requirements. I needed to look at another way to create a second minority major ity district. All of us were aware that Speaker Murphy, even after the court decision, said that he thought you ought to have two minority majority seats in Georgia. If I look at the guidelines and I hear people say the Supreme Court left all of this confusion. I don’t think they left that much confusion in my mind. They told me that if black popula tions were compact, contiguous and had a community of interest they should be kept together. I have always understood that and that didn’t bother me. I thought th a t was a trad itional in te rp re ta tio n of the Voting Rights Act. They also said th a t you use traditional redistricting principles. I had been working on this since 1971 and I thought I had a pretty good handle on what traditional redistricting principles were in Georgia. I looked at that and I looked at the race map because I do think that you take race into consideration. They are 27 percent of the population and if we are going to look at distributing political power which I think that’s what redistricting is all about. The concentrations that you have are still in the metro Atlanta area. That is the one concentration you have if you are looking at com pactness, contiguity of population and community of interest, you have urban areas, you have areas of inter est. Beyond the color of skin I think there is probably other interests that blacks have in common, but putting that aside there should be areas of interests. That was the place where I started, to be honest with you. * * * 189 Q. Consistent with your understanding of the deci sion in Miller v Johnson and the Voting Rights Act a second minority majority district was not, at least in your opinion, possible? A. Not one that said 50 percent on the page in 1990, no, sir, it was not. 1995 House-Passed Plan (MSLSS) Library; Georgia Plan: !it16620124hse □ ■ 0 a a EB *> Gorily (fcxnrtarios I If | a June 19,1996 User: Temporary Account Room: 941 Plan: LIT16620124HSE 191 Date: 06/20/96 Time: 9:32 AM Report: housepassed. rep Population Summary Report Plan MSLSS (House Passed) D ist TO TA L D E V IA T IO N D E V % W H IT E % B L A C K % 1 588541 -388 -0.07 67.58 30.55 2 587583 -1346 -0.23 59.54 39.21 3 589276 347 0.06 73.09 24.80 4 589277 348 0.06 55.02 40.36 5 590666 1737 0.29 39.57 58.01 6 589268 339 0.06 91.36 5.80 7 588249 -500 -0.08 85.15 13.70 8 587912 -1017 -0.17 67.92 31.07 9 589420 491 0.08 94.68 3.65 10 588495 -434 -0.07 85.48 12.69 11 589349 420 0.07 61.78 36.67 T otal P o p u la tio n : 6478216 Id e a l P o p u la tio n : 588929 M ean D ev ia tio n is : 0 M ean P e rc e n t D ev ia tio n is : 0 L a r g e s t P o s itiv e D ev ia tio n is : 1737 L a r g e s t N e g a tiv e D ev ia tio n is : -1346 O v era ll R an g e in D ev ia tio n is : 3083 O v era ll R an g e in D ev ia tion% is : 0.52 I 6 1 Lewis/Gingrich Plan (AMICUSR) Library: Georgia Plan: Iit16620124am icusr OtSIWGtS a > m a 3 ■ - s > □ « a ' s » ■ » ED 10 Prepared by: United Stales Department o f Justice Washington, D.C., 20530 June 25,1996 193 Date: 06/25/96 Time: 9:30 AM Report: popsum. rep User: Temporary Account Room: 941 Plan: LIT16620124AMICUSR Population Summary Report Plan AMICUSR D is t TO TA L D E V IA T IO N D E V % W H IT E % B L A C K % 1 589329 400 0.07 67.62 30.49 2 591188 2259 0.38 49.09 49.41 3 588137 -792 -0.13 78.74 20.03 4 583497 -5432 -0.92 85.03 9.72 5 586998 -1931 -0.33 40.01 57.33 6 592594 3665 0.62 91.54 6.03 7 594440 5511 0.94 87.06 11.81 8 584623 -4306 -0.73 72.07 26.74 9 590603 1674 0.28 93.56 4.76 10 589636 707 0.12 72.04 25.86 11 587171 -1758 oCO©1 44.05 54.65 Total P o p u la tio n : 6478216 Id e a l P o p u la tio n : 588929 M ean D ev ia tio n is : 0 M ean P e rc e n t D ev ia tio n is : 0 L a rg e s t P o s itiv e D ev ia tio n Is : 5511 L a rg e s t N e g a tiv e D ev ia tio n is : -5432 O verall R an g e in D ev ia tio n is : 10943 O verall R an g e in D ev ia tion% is : 1.86 Abrams Plan A (SRC/ACLU Plan A) Library: Georgia Plan: iit16620124abram sa nisi facts a ’ a a * m - m * □ ■ a i s » ■ » a » » « Cospty ikxrxlaiioe Prepared by: United States Department o f Justice Washington. D C ,, 2 (6 3 0 ' June 2 2 ,1996 195 User: Temporary Account Room: 941 Plan: LIT16620124ABRAMSA Date: 06/22/96 Time: 4:29 PM Report: popsum. rep D ist Population Summary Report Abrams Plan A TO TA L D E V IA T IO N D E V % W H IT E % B L A C K % 1 588455 -474 -0.08 67.74 30.56 2 588499 -430 -0.07 44.11 54.45 3 588995 66 0.01 77.39 21.09 4 590178 1249 0.21 86.38 8.67 5 588878 -51 -0.01 40.84 56.70 6 588851 -78 -0.01 89.34 7.80 7 588720 -209 -0.04 85.96 13.07 8 588846 -83 -0.01 73.98 24.81 9 589360 431 0.07 96.38 2.48 10 588869 -60 -0.01 77.25 20.49 11 588565 -364 -0.06 41.65 56.56 T otal P o p u la tio n 6478216 Id e a l P o p u la tio n 588929 M ean D ev ia tio n is 0 M ean P e rc e n t D ev ia tio n is 0 L a rg e s t P o s itiv e D ev ia tio n is 1249 L a rg e s t N e g a tiv e D ev ia tio n is -474 O verall R an g e in D ev ia tio n is 1723 O verall R an g e in D ev ia tio n 'll is 0.29 Abrams Plan C (SRC/ACLU Plan C) Library: Georgia Plan: Iit16620124abram sc DISIHSCIS June 19, i 996 PI LE : t o! »n .» i* Su ti» nt iy d» t* 7m ie e2 Q l2 it« fe r« m *o /* b? ,c 197 User: Temporary Account Date: 06/20/96 Room: 941 Time: 8:54 AM Plan: LIT16620124ABRAMSC Report: abramsc2. rep Population Summary Report ABRAMS Plan C D is t : TO TA L D E V IA T IO N D E V % W H IT E % B L A C K % 1 586191 -2737 -0.46 68.73 29.57 2 590278 1350 0.23 48.71 49.80 3 589649 721 0.12 76.60 22.06 4 590029 1101 0.19 85.20 9.49 5 590261 1333 0.23 40.29 57.09 6 590284 1356 0.23 88.42 9.44 7 584478 -4450 -0.76 91.24 7.75 8 587761 -1167 -0.20 70.94 27.68 9 588747 -181 -0.03 90.41 7.69 10 590248 1320 0.22 75.96 22.10 11 590290 1362 0.23 44.86 53.66 Total P o p u la tio n : 6478216 Id e a l P o p u la tio n : 588929 M ean D ev ia tio n is : 1 M ean P e rc e n t D ev ia tio n is : 0 L a rg e s t P o sitiv e D ev ia tio n is : 1362 L a rg e s t N e g a tiv e D ev ia tio n is : -4450 O verall R an g e in D ev ia tio n is : 5812 O verall R an g e in D ev ia tion% is : 0.99 Abrams Plan ACLU1A Library: Georgia Pian: Iit16620l24aciu1a Prepared by: United Stales Department o f Justice Washington, D.C., 20530 June 22, J 996 i ?- I I 5 199 User: Temporary Account Room: 941 Plan: LIT16620124ACLUIA Date: 06/23/96 Time: 12:35 PM Report: popsum. rep Population Summary Report Abrams Plan ACLU1A D ist T O T A L D E V IA T IO N D E V % W H IT E % B L A C K % 1 590529 1600 0.27 68.51 29.79 2 589281 352 0.06 48.74 49.75 3 590244 1315 0.22 78.26 20.11 4 585946 -2983 -0.51 84.80 10.19 5 590241 1312 0.22 38.60 58.98 6 589187 208 0.04 91.36 5.97 7 590462 1533 0.26 84.53 14.36 8 591442 2513 0.43 71.06 27.58 9 586222 -2707 -0.46 94.65 3.67 10 586262 -2667 -0.45 78.69 19.66 11 588450 -479 -0.08 42.14 56.27 Total P op u la tio n : 6478216 Id e a l P o pu la tion : 588929 M ean D ev ia tio n is : 0 M ean P e rc e n t D ev ia tion is : 0 L a r g e s t P o sitiv e D ev ia tion is : 2513 L a r g e s t N e g a tiv e D ev ia tion is : -2983 O vera ll R an g e in D ev ia tion is : 5496 O vera ll R an g e in D eviation% is : 0.94 Plaintiffs' Remedy 4 Library: Georgia Pian: Iit16620124rem edy4 ■ • S3 J 0 » □ » B y m C anty iiandAhott Sc8ie in Milos 0 S.S 13 26 39 Prepared by: United Stales Department o f Justice Washington, D.C., 20530 June 22,1996 I&9 201 Date: 06/20/96 Time: 9:41 AM Report: popsum. rep User: Temporary Account Room: 941 Plan: LIT16620124REMEDY4 Population Summary Report Plaintiffs’ Remedy 4 D i s t : TO TA L D E V IA T IO N D E V % W H IT E % B L A C K % 1 : 588541 -388 -0.07 67.58 30.55 2 : 594107 5178 0.88 59.29 39.47 3 : 589774 845 0.14 73.61 24.18 4 : 589277 348 0.06 55.02 40.36 5 : 583644 -5285 -0.90 39.03 58.62 6 : 587419 -1510 -0.26 91.34 5.81 7 : 593007 4078 0.69 85.24 13.61 8 : 587912 -1017 -0.17 67.92 31.07 9 : 589420 491 0.08 94.68 3.65 10 : 584570 -4359 -0.74 85.57 12.60 11 : 590545 1616 0.27 61.69 36.77 Total P o p u la tio n : 6478216 Id e a l P o p u la tio n : 588929 M ean D ev ia tio n is : 0 M ean P e rc e n t D ev ia tio n is : 0 L a rg e s t P o s itiv e D ev ia tio n is : 5178 L a rg e s t N e g a tiv e D ev ia tio n is : -5285 O verall R an g e in D ev ia tio n is : 10463 O verall R an g e in D ev ia tion% is : 1.78 Plaintiffs' Remedy 4X Library: Georgia Plan: Iit16 6 20 124new 4x a < m > a 3 □ • B ' B 9 ■ 9 m » Grxrrty BoivUnos Prepared by: United States Department o f Justice Washington, D.C., 20530 June 19,1996 Ss* i t 193 1 203 User: Temporary Account Room: 941 Plan: LIT16620124NEW4X Date: 06/20/96 Time: 9:41 AM Report: Remedy 4X. rep Population Summary Report Plaintiffs’ Remedy 4X D ist TO TA L D E V IA T IO N D E V % W H IT E % B L A C K % 1 588541 -388 -0.07 67.58 30.55 2 587583 -1346 -0.23 59.54 39.21 3 589276 347 0.06 73.09 24.80 4 589277 348 0.06 55.02 40.36 5 590666 1737 0.29 39.57 58.01 6 589268 339 0.06 91.36 5.80 7 588429 -500 -0.08 85.15 13.70 8 587912 1017 -0.17 67.92 31.07 9 589420 491 0.08 94.68 3.65 10 588495 -434 -0.07 85.48 12.69 11 589349 420 0.07 61.78 36.67 T otal P o p u la tio n 6478216 Id e a l P o p u la tio n 588929 M ean D ev ia tio n is 0 M ean P e rc e n t D ev ia tio n is 0 L a rg e s t P o s itiv e D ev ia tio n is 1737 L a rg e s t N e g a tiv e D ev ia tio n is -1346 O verall R an g e in D ev ia tio n is 3083 O verall R an g e in D ev ia tion% is 0.52 ROCKDALE % Black i— ] < 3 5 H 3 5 - 4 9 m 5 0 - 5 9 □ > = 6 0 Client : REPCAUCUS Plan : AMICUSR Type : Congressional Q < 35 m 35-49 E l 50-59 □ >= 60 % Black Client : REPCAUCUS Plan : AMICUSR Type : Congressional 207 D ISTRICT 11 FROM F IR ST CONGRESSIONAL P LA N PASSED B Y GEORGIA LEGISLATURE IN 1991 (S.B. 2EX) (N O T E : V A P = V oting A ge P opu la tion ) D is tr ic t Total Pop B lack Pop VAP B lack VAP N u m b e r % D ev ia tio n % o f Total % o f Total % of V A P REM AIN D ER 158263 70810 111964 45968 OF DISTRICT -73.13 44.74 70.75 41.06 DEKALB 230592 163176 163684 109727 PORTION -60.85 70.76 70.98 67.04 RICHMOND 114910 66539 81691 43744 PORTION -80.49 57.91 71.09 53.55 BIBB 79588 53179 57903 35635 PORTION -86.49 66.82 72.75 61.54 T otals 583353 353704 415242 235074 N u m b e r o f D is tr ic ts : 11 M em b ers P e r D is tr ic t : 1 Id e a l D is tr ic t Size : 588929 A verage D ev ia tio n (% ): 75.24 D ev ia tio n R an g e (%) : -86.49 to 0.00 O verall D ev ia tio n (%) : 86.49 (DATA S O U R C E : 1990 U S C en su s PL94-171 P op u la tio n C o u n ts ) ( N O T E : D is tr ic ts n u m b ere d > 200 a re u sed as spec ia l ) ( accum ula to rs . T h ey a re n o t included in av g ) ( o r % ra n g e calcu lations. ) 208 Jgmpreme C ourt of the ptmiefr J^tates No. 95-1460 U nited States, appellant v. Davida J ohnson, et al. APPEAL from the United States District Court for the Southern District of Georgia. The statement of jurisdiction in this case having been subm itted and considered by the Court, in this case probable jurisdiction is noted. This case is consolidated with No. 95-1425 - Lucious Abrams, Jr., G. L. Avery, Williams Gary Chambers, Sr., and Karen Watson and a total of one hour is allotted for oral argument. May 20,1996 209 Jgmpreme (Hourt of the ^fiuteh ^States No. 95-1425 Lucious A brams, J r ., G. L. Avery W illiam Gary C hambers, Sr ., and Karen Watson, APPELLANTS V. D avid a J o h n so n , e t a l . APPEAL from the United States District Court lor the Southern District of Georgia. The statement of jurisdiction in the case having been subm itted and considered by the Court, in this case probable jurisdiction is noted. This case is consolidated with No. 95-1460 - United States v. Davida Johnson, et. al. and a total of one hour is allotted for oral argument. May 20,1996