Holsey v. Armour & Company Judgment
Public Court Documents
August 20, 1984
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Brief Collection, LDF Court Filings. Holsey v. Armour & Company Judgment, 1984. a22b9b55-b89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/bd500148-fee4-46c1-bc30-31187db089f3/holsey-v-armour-company-judgment. Accessed December 04, 2025.
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No. 83-1428
Curtis Holsey, Jackie L. Drakeford,
Julius Frazier, Mynell Bennett,
Linwood Edwards, Laura Karvey,
Janie Hill, Appellees,
- v-
Armour & Company, Appellant.
Appeal from the United States District Court for the Western
District of North Carolina, at Charlotte. District Judge. (C/A C-C-77-0057-M) James B. McMillan,
Argued October 3, 1983 Decided August 20, 1984
Before ERVIN and CHAPMAN, Circuit Judges, and BUTZNER, Senior Circuit Judge.
W. R. Loftis, Jr. (W. F. Maready, Petree, Stockton, Robinson,
Vaughn, Glaze & Maready on brief) for appellant; John T.
Nockleby (J . LeVonne Chambers, Chambers, Ferguson, Watt, Wallas, Adkins & Fuller, P.A., on brief) for appellees.
BUTZNER, Senior Circuit Judge:
Armour & Company appeals from a judgment of the district
court entered upon findings that the company had discriminated
against black persons in violation of 42 U.S.C. § 1981 and
Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e
et seq.
Armour's 20 assignments of error encompass virtually
every provision of the court's judgment, which afforded both
individual and class relief.
This case is before us for the second time, and we now
decide:
1) The district court complied with our mandate on re
mand.
2) The district court did not err in allowing certain
class members to intervene and in adjudicating their
claims in the first stage of the bifurcated trial.
3) The provisions of the judgment pertaining to dis
crimination and retaliation in violation of
§§ 703(a) and 704(a) of Title VII, 42 U.S.C.
§ 2000e-2(a) and § 2000e-3(a) against the individ
ual complainants are affirmed with the exception of
those concerning Laura E. Harvey's claims about
overtime work and switchboard training.
4) The class certification is vacated to the extent
that it includes applicants affected by Armour's
hiring practices and employees who sought promotion
to office and management positions other than sales
representatives and supervisors. In all other re
spects, the class certification is affirmed.
5) The findings of a pattern and practice of discrimination because of race with regard to promotions
into sales and supervisory positions, and of retali
ation in violation of § 704(a) are not clearly erro
neous .
2
)
6) Relief granted Curtis Holsey and Julius Frazier must
be modified to allow them retroactive departmental
seniority based on their transfer date and not their
date of hire. Injunctive relief granted incumbent
employees who applied for positions other than sales
or supervisory jobs is vacated. Relief granted job
applicants is vacated. All other relief granted in
dividual complainants and the class is affirmed.
7) The award of attorneys' fees is vacated and remanded
to the district court for reconsideration.
I
Curtis Holsey, Jackie L. Drakeford, and Julius Frazier
filed charges with the Equal Employment Opportunity Commis
sion, received right-to-sue letters, and timely commenced this
class action against Armour, the Meat Cutters Union, and its
Local 525. They alleged that the defendants' policies and
practices had discriminated against them and the class members
in hiring, promotions, layoffs, recalls, and other terms of
employment because of their race.
The district court allowed Mynell Bennett to intervene as
a plaintiff before trial. Bennett had filed a charge with the
commission alleging discriminatory discharge and maintenance
of racially separate jobs. She received a right-to-sue letter
and timely moved for leave to intervene.
The district court certified a class. It held that
Armour had discriminated against the complainants and the
class because of their race in violation of § 703(a) and that
it had retaliated against them in violation of § 704(a). It
granted individual and class relief and awarded counsel fees.
The court dismissed the claims against the union. Before
3
entry of judgment, three class members who had presented
claims at the trial moved to intervene as plaintiffs, and
their motions were granted.
Armour appealed. We vacated the judgment with instruc
tions to reconsider the findings of fact and conclusions of
law and to clarify the allocation of evidentiary burdens in
light of the Supreme Court's intervening decision in Texas De
partment of Community Affairs v. Burdine, 450 U.S. 248
(1981). Holsey v. Armour & Co., 683 F.2d 864 (4th Cir. 1982).
After conducting proceedings on remand, the district court
entered an amended judgment from which Armour now appeals.
II
Before turning to the merits of this appeal, we address
Armour's contention that the district court did not follow our
mandate.
On remand, the district court conducted a hearing at
which the plaintiffs proposed changes and responded to factual
contentions that Armour had made on appeal. Armour had no
specific proposals at the time, except a request that all ad
verse findings be reversed as error. The district court then
directed both parties to file specific proposals for changes
in the findings of fact, conclusions of law, and the judgment.
The parties submitted lengthy responses which the court con
sidered before it entered its amended judgment. After re-ex
amining its findings of fact and conclusions of law, the court
adopted suggestions from both parties where it found the
4
changes were consistent with its opinion and accurate with
respect to the evidence.
We conclude that the district court has complied with our
mandate and its findings are demonstratively the result of the
court's independent judgment. Also, the record establishes
that the district court placed the burden of proof on the com
plainants in accordance with United States Postal Service v.
Aikens, 103 S. Ct. 1478 (1983), and Texas Department of Commu
nity Affairs v. Burdine, 450 U.S. 248 (1981).
H I
The district court found the following background facts
about the company's business. Armour has operated a meat
processing facility in Charlotte, North Carolina, since 1958.
There are four production departments at the plant: a beef
department, responsible for fabrication of beef; a sausage de
partment, responsible for production of processed meats; a
maintenance department, responsible for vehicle repairs and
maintenance of equipment; and, an operations department,
responsible for the distribution of products. In addition,
the facility has office employees, including sales representa
tives.
Employees in the four production departments are repre
sented by a union, which entered into collective bargaining
agreements that establish seniority rights. Seniority governs
5
job progression, daily replacement work, temporary and perma
nent layoff, and recall rights.1
Armour increased its production work force between 1969
and 1973 from approximately 90 to over 200 employees. Since
1974, however, sales have declined and the production work
force has been cut back. In March 1980, when this case was
tried, there were 133 production workers, of whom 50 worked
regularly.
Armour filled sales and supervisory positions by trans
ferring or promoting incumbent employees or by hiring new em
ployees. Armour does not post vacancies or publish selection
criteria for these jobs. The personnel are selected by a
white managerial staff, applying subjective standards. Al
though a number of experienced black employees sought sales or
supervisory positions, Armour managers had never compared the
qualifications of these black employees with the white employ
ees who were hired.
No black employee worked as a supervisor before Holsey,
Frazier, and Drakeford filed charges with the commission in
1974. No black employee worked as a sales representative
until August 1977, more than three years after plaintiffs
filed charges with the commission. A company official ex
plained to an employee that Armour did not hire black persons
in the sales department because customers would not buy from
them.
1. The agreements do not cover office employees (in
cluding sales), supervisors, or probationary employees.
6
IV
Contrary to Armour's contention, we conclude that the
district court did not abuse its discretion in allowing class
members Janie Hill, Linwood L. Edwards, and Laura E. Harvey to
intervene after trial and before the entry of judgment.
Because Federal Rule of Civil Procedure 24 is silent as to
what constitutes a timely application for intervention, the
determination is left to the court's discretion. The court
must consider all the circumstances in each case, not just to
what point the suit has progressed. NAACP v. New York, 413
U.S. 345, 364-69 (1973). The most important consideration in
reviewing the decision is whether the delay prejudiced the
parties. See Hill v. Western Electric Co., 672 F.2d 381, 385-
87 (4th Cir. 1982).
Intervenors Hill, Edwards, and Harvey were witnesses at
trial as well as class members. They suffered from the same
practices challenged by the plaintiffs. Armour has not demon
strated any prejudice resulting from the intervenors' metamor
phosis from class member witnesses into plaintiffs. See Brown
v. Eckerd Drugs, Inc., 663 F.2d 1268, 1278 (4th Cir. 1981),
vacated on other grounds, 457 U.S. 1128 (1982). Whether they
were allowed or denied intervention, their testimony was rele
vant and the court would be justified in making factual find
ings and stating conclusions pertaining to the discrimination
they depicted.
Armour's second contention regarding the intervenors is
that the district court erred in ajudicating their individual
<
7
claims at the liability stage of the bifurcated trial. The
company claims it should be allowed to rebut the individual
claims at the second stage of the proceedings, relying on this
court's decision in Sledge v. J.P. Stevens & Co., Inc., 585
F.2d 625 (4th Cir. 1978) .
Armour had a full opportunity to defend against the in
terveners' claims, and it introduced evidence in opposition to
them. Moreover, at the first stage of the trial, the inter-
venors met a more rigorous burden of proof than would have
been required had they waited until the second stage when they
would receive the benefit of a finding of class-wide discrimi
nation. See Sledge, 585 F.2d at 637.
Adjudicating the intervenors' claims at the first stage
of the proceedings is not forbidden by Sledge. On the
contrary, that case deals with the consequences of class
members who did not litigate their individual claims at the
first stage. In Sledge, we held that class members cannot be
dismissed for omitting to prove their individual claims at the
first stage when they had been led to believe that this would
be the subject of the second stage. 585 F.2d at 637-38 .
Moreover, in Cooper v. Federal Reserve Bank, 52 U.S.L.W. 4853,
4857 (U.S. June 25, 1984), the Supreme Court held that
"[w]hether the issues framed by the named plaintiffs before
the court should be expanded to encompass the individual
claims of additional class members is a matter of judicial
administration that should be decided in the first instance by
the district court."
8
V
Seven employees allege disparate treatment. Their claims
are discussed separately.
Curtis Holsey
The district court found that because of Holsey's race
and his efforts to challenge Armour's racial practices, Armour
denied him the opportunity to exercise his bumping privileges
in the sausage department to avoid lay-offs in the beef
department.
The court found the following facts. Holsey was hired by
Armour on December 1, 1969, and assigned to the operations de
partment. At the time, black employees were concentrated in
operations, and there were no black males in sausage and but
one or two black employees in beef. After three weeks, Holsey
was transferred to a clean-up job in beef, and subsequently he
bid on better jobs in beef. His supervisor discouraged him
from bidding on these promotions, but he was awarded the jobs
because of his seniority. He was harassed in his new posi
tions by being assigned duties that were not part of his job,
was denied assistance in training and in the performance of
his job, and was improperly disciplined. Holsey filed numer
ous grievances about the harassment, some of which were ad
justed by Armour. In 1974, after Armour refused to let him
grieve discrimination because of his race, Holsey filed a
charge with the commission.
Permanent layoffs occurred in the beef department on
three occasions: September 2, 1974; February 26, 1975; and
9
February 24, 1976. The collective bargaining contract allowed
employees who were permanently laid off and had five years'
company seniority to bump junior employees permanently as
signed to other departments, but they could not bump temporary
employees. The bumping employee would then have recall rights
established in the new department. Holsey had established
five years' seniority on December 1, 1974, and he attempted to
bump into the sausage department, establish recall rights
there, and avoid further layoff. Armour officials told Holsey
that no junior employees were working full time in sausage and
that he could bump only junior employees in operations.
There was conflicting evidence as to whether three white
and one black employee in sausage, all junior to Holsey, con
tinued to work during the 219 days Holsey was on layoff. The
court determined that Armour's explanation was unreliable and
inconsistent with the documentary evidence. It found that the
four junior employees were not working as "temporary replace
ments" in sausage. They had, in fact, worked during much of
their "layoff." Even if they had been working on a day-to-day
basis, Appendix I of the collective bargaining agreement pro
vides that they are to be "laid off in preference to employees
who have bumped into this department when the need for tempo
rary replacement no longer exists." The black employee in
sausage who continued to work while Holsey was laid off was
not active in challenging Armour's discriminatory practices.
This is consistent with Armour's pattern of retaliation
against Holsey for his efforts. The court found Armour's
10
explanation for denying Holsey's request to bump into sausage
to be pretextual.
Armour contends that a comparison of Holsey's timecards
and those of the junior sausage employees dispute Holsey's
testimony that these employees worked while he was laid off.
The company also offered evidence that he had refused work on
occasions and was under medical disability during layoff peri
ods .
The timecards introduced by Armour indicate some of the
junior white employees were not working when Holsey was laid
off, but these timecards did not cover the entire period
Holsey was on layoff. The district court noted in its find
ings that Holsey was out 219 days during layoffs in 1974,
1975, and 1976, while the four junior employees were laid off
from 82 to 132 days. The district court could infer that at
least some junior employees were working part of the time
Holsey was on layoff. Similarly, the 53 days Holsey was out
on medical disability between July 1975 and January 1976 do
not explain why he was disqualified from bumping into sausage
when he was available for work. Armour's testimony that
Holsey refused work during this period was in dispute. Holsey
denied that he had refused. The court weighed the credibility
of the witnesses and believed Holsey.
The district court properly considered evidence of
Armour's harassment of Holsey before he filed his charge with
the commission as probative of the company's racial attitudes.
In United Airlines v. Evans, 431 U.S. 553 , 558 (1977), the
11
Supreme Court stated that such time-barred acts "may consti
tute relevant background evidence in a proceeding in which the
status of a current practice is at issue . . .
Also, the district court correctly treated Holsey's claim
that he was denied the opportunity to bump junior employees in
sausage as disparate treatment. The court's decision does not
rest on disparagement of the seniority system. Holsey proved
by a preponderance of the evidence that Armour manipulated
bumping to deny him and other black employees the privileges
accorded by the seniority system in retaliation for their com
plaints about the company's discriminatory practices.
Julius Frazier
Frazier was hired by Armour on July 21, 1969, and as
signed to the operations department. He soon signed a job
posting and was transferred to the beef department, where he
worked continuously until the 1973 and 1974 layoffs. In
August 1973, he was denied the opportunity to avoid layoff by
bumping into sausage. In March 1974, he filed a charge with
the commission complaining that he was discriminatorily denied
his bumping rights. Frazier was laid off again for two weeks
in December 1974 because he was not allowed to bump into sau
sage, although junior white employees in sausage continued to
work. The district court found that Frazier was denied his
contractual right to bump into sausage during the two-week
12
period in 1974 because of his race and his efforts to exercise
2rights under Title VII.
Frazier testified that two junior white employees, main
tenance employee Kyle and sausage employee Newman, were
allowed to work while he was on layoff. In rebuttal, an
Armour official offered the same explanation that was given
for denying Holsey an opportunity to bump into sausage— there
were no vacancies.
The district court, noting numerous inconsistencies and
conflicting documentary evidence, found Armour's explanations
unreliable. Additionally, the district court properly con
sidered evidence that Armour had historically limited opportu
nities for black males to work in sausage and that it harassed
black employees who challenged the company's racial practices.
Evidence of a general atmosphere of discrimination may be con
sidered with other evidence bearing on motive in deciding
whether the plaintiff has met his burden of showing the de
fendant's articulated reasons are pretexts. Sweeney v. Bd.
of Trustees of Keene State College, 604 F.2d 106, 112-13 (1st
Cir. 1979). See Furnco Construction Corp. v. Waters, 438
U.S. 567, 580 (1978) .
2. The district court ruled that Frazier was not dis
criminator ily denied bumping rights in 1973 because he
had not yet established sufficient seniority. Frazier
also failed to prove his claim that Armour discriminator- ily denied him a promotion into sales.
13
Jackie L. Drakeford
The district court found that Armour denied Drakeford
supervisory and sales positions because of his race. The
court also found that after Drakeford was promoted to super
visor, the company denied him equal status with white super
visors and harassed him in other ways, forcing him to termi
nate his employment in violation of § 704(a) of Title VII.
The court found that Drakeford was hired by Armour on
June 17, 1969. Although he told his supervisor and department
manager that he was interested in a foreman position in 1973,
he was passed over on more than eight occasions between July
1973 and February 28, 1977, by junior white employees. The
court noted that Armour had no black supervisor during this
period. Indeed, no black had been made a supervisor until
Drakeford's promotion in 1977. The court found that Drakeford
was more qualified than the junior white employees because of
his seniority, past work performance, and overall experience
with Armour.
Armour officials testified that no production employees,
black or white, were considered for foreman positions after
1971 when the company instituted a trainee program limited to
college graduates. This program was instituted in order to
bring in persons who would stay with the company. Of the
eight trainees hired between 1971 and 1974, all but two left
the company after a short time, including four who were
3. The parties and the court used the terms
and supervisor" interchangeably. "foreman"
14
discharged. The remaining two transferred to other jobs at
Armour. None of the trainees selected was black.
The court found that the company never validated the cri
teria for selecting program candidates and terminated the pro
gram in 1975 when it became clear that the criteria and pro
gram didn't produce the desired results. Moreover, the record
discloses that Armour in 1972 hired a white foreman who was
not in the program. Between 1975, when the program was termi
nated, and 1977, when Drakeford was appointed, there was a
foreman vacancy which Armour filled with a white appointee.
The district court also found that Drakeford was denied a
sales position in 1975 and thereafter because of his race.
The court found that Drakeford had expressed his interest in a
sales position to the sales manager in 1975 and was told he
would be considered for the next vacancy. Sales jobs are not
posted, and an Armour official testified that one way a labor
er could move into a salaried job was to talk to a supervisor.
Drakeford was never asked to complete an application and did
not do so.
Armour had no written standards for hiring sales repre
sentatives. An all-white staff selected new sales representa
tives, applying subjective standards. The district court
found that Drakeford was available and qualified for a sales
position, but sales vacancies were filled with white employees
with no greater qualifications than Drakeford. Furthermore,
no black employee or applicant had been hired as a sales rep
resentative until after this action was filed.
15
Armour s contention that Drakeford's testimony is insuf
ficient to establish a prima facie case because he made only a
casual inquiry" regarding a sales position is refuted by
Teamsters v. United States, 431 U.S. 324, 365-67 (1977).
There the Supreme Court held that a person who is interested
in seeking a position but has not formally applied may be en
titled to relief under Title VII. The Court reasoned that an
employer's policy of discrimination "can be communicated to
potential applicants more subtly but just as clearly by an em
ployer's actual practices— by his consistent discriminatory
treatment of actual applicants, by the manner in which he pub
licizes vacancies, his recruitment techniques, his response to
casual or tentative inquiries, and even by the racial or eth
nic composition of that part of his work force from which he
has discriminatorily excluded members of minority groups."
431 U.S. at 365.
In view of the district court's findings that Armour had
no black employees in sales at the time of Drakeford's inquiry
and had actively discouraged them from applying for sales
jobs, Drakeford's claim is clearly within the Teamsters'
standard for nonapplicants.
The district court made the following findings in support
of its conclusion that Drakeford was constructively discharged
by Armour in violation of § 704(a). Drakeford was promoted to
supervisor on February 22, 1977, after filing a charge with
the commission and several days before this action was filed.
He was put on a night shift so that a white supervisor could
16
get the day shift, although Drakeford was hired to replace a
day-shift supervisor. The shift was adjusted a second time to
accommodate another white supervisor. The general foreman at
Armour granted leave to employees supervised by Drakeford
without advising him. Despite complaints to his superiors,
the problem continued. His request for a transfer was re
jected by the company. As a result of the degrading treat
ment, he left Armour on November 28, 1978. The district court
found that the company knew Drakeford was denied equal status
as a supervisor and was subjected to harassment but failed to
correct these practices. It held that "the employment condi
tions imposed by the company forced Drakeford to terminate his
employment in violation of section 704(a)."
Armour argues that it must be shown that the employer
acted with the intent to force the employee to resign in order
to establish constructive discharge. The company claims that
there is no evidence that it sought to make Drakeford quit his
job.
The elements of a constructive discharge are stated in
J.P. Stevens & Co., Inc. v. NLRB, 461 F.2d 490, 494 (4th Cir.
1972), as follows: "Where an employer deliberately makes an
employee's working conditions intolerable and thereby forces
him to quit his job . . . the employer has constructively dis
charged the employee . . . ." A constructive discharge vio
lates § 704(a) when the record discloses that it was in retal
iation for the employee's exercise of rights protected by the
Act.
17
To act deliberately, of course, requires intent. But
direct evidence of intent is unnecessary. Circumstantial
proof suffices. United States Postal Service v. Aikens, 103
S. Ct. 1478, 1481 n.3 (1983). The fact that higher officials
knew of Drakeford's untenable position and took no action to
correct it supports the district court's finding that the em
ployment conditions were "imposed by the company." This find
ing satisfies the requirement of deliberateness.
The district court's findings also satisfy the other re
quirements of a constructive discharge in violation of
§ 704(a). The company refused to appoint Drakeford a super
visor until after he filed a charge with the commission. He
was then systematically harassed and denied equal status with
white supervisors. The court's finding that these conditions
forced him to resign is not clearly erroneous.
Linwood L. Edwards
The district court held that Linwood Edwards was denied a
supervisory position because of his race.
The court made the following findings. Edwards was hired
by Armour in 1949 at its Asheville facility and subsequently
promoted to supervisor. When the plant closed in 1969,
Edwards was transferred to the Charlotte plant and assigned as
a laborer. Armour's practice had been, and continued to be
throughout this litigation, to transfer employees from closed
facilities to other facilities in basically the same job posi
tion. For example, three white supervisors from closed plants
18
transferred into the Charlotte facility and were brought in as
supervisors. Edwards requested a supervisory assignment after
his transfer but was passed over for junior white employees
who were hired as, or promoted to, supervisors. Armour had no
black supervisor until 1977, when Drakeford was promoted after
filing his charge with the commission. Edwards had the exper
ience and knowledge of Armour's operation to qualify him for a
supervisory position at the time he was transferred to
Charlotte and when job vacancies occurred between 1971 and the
trial.
Armour contends that the court ignored the legitimate
nondiscriminatory reasons it offered and that the finding of
pretext is clearly erroneous.
On the contrary, the court's findings of fact specifical
ly addressed the testimony of Armour officials and found that
the explanations were not credible. One reason offered by an
official for not promoting Edwards was that his supervisory
experience in Asheville occurred in a nonunion plant and the
Charlotte plant was unionized. The company, however, con
tinued to bypass him in favor of junior white employees with
little or no union experience even after Edwards had accumu
lated several years union experience at Charlotte. The offi
cial also testified that Edwards wasn't offered a supervisory
position because he didn't think he would have taken it.
Finally, he testified that Edwards was not selected because of
his "interaction within the plant, his ability to communicate,
take instructions," and because he lacked aggressiveness. The
19
district court found that Edward's satisfactory performance as
a supervisor in Asheville showed that this "after-the-fact"
explanation was false.
Mynell Bennett
The district court found that Armour prevented Bennett
from acquiring seniority because of her race and that Armour
discharged her in violation of § 704 (a). Armour contends that
these conclusions are clearly erroneous and that Bennett's
claim is barred by laches.
The court made the following findings of fact. According
to the collective bargaining agreement in effect in 1971, a
new employee was classified as a probationary employee until
he or she worked 30 days during a consecutive 60-day period.
At that time the employee acquired a permanent status, with
seniority and its concomitant rights. Probationary employees
were called in to work on a daily or weekly basis when needed
by a supervisor. Although no standards governed the super
visors' discretion in calling probationers to work, the prac
tice was to call in the most senior employee.
Bennett started working in Armour's sausage department as
a probationary employee in July 1971. In August, Armour hired
three white women from the closed Swift & Company plant.
These women, although junior to Bennett, were called in over
her. Armour also employed white students to work during the
summer, at the same time Bennett was trying to establish sen
iority. As a result, Bennett was unable to acquire permanent
status after six months of probationary employment.
20
In January 1972, Bennett asked her supervisor if the com
pany had refused to call her to work because of her race or her
performance. The supervisor assured her that her performance
was acceptable, but after the conversation she was not called
to work. Two weeks later, upon inquiry, she was told she had
been discharged.
The court found that Bennett was qualified to perform the
work and that the junior white employees were called in over
her because of her race. It also found that she was dis
charged in retaliation for complaining about Armour's discrim
inatory refusal to call her to work and because of her race.
Armour claims that the probationary employees from Swift
were called in over Bennett because their experience at Swift
and their familiarity with the machines in the sausage depart
ment was of value to the company. The court specifically
found this explanation not credible. According to an Armour
official, an employee hired into the company from Swift would
not be given any preference over employees already working at
Armour. The official also testified that probationary employ
ees were evaluated during the probationary period by a subjec
tive determination on the part of their supervisor. No writ
ten or objective comparison between the Swift employees and
incumbent Armour employees was made.
The court's finding that Armour discharged Bennett in re
taliation for her inquiry as to whether she was not called to
work because of her race is supported by testimony and docu
mentary evidence. When Bennett made the inquiry in January
21
1972, she was assured by her supervisor that her work was
satisfactory. Documents in her personnel file support this
evaluation. After Bennett made her complaint, she was never
called in again and was fired with no explanation. In a North
Carolina Employment Security Commission form completed by
Armour, the company indicated that she was discharged in
January 1972 for unsatisfactory performance. The court cor
rectly concluded that the discharge was a violation of the
§ 704(a) "opposition clause." Bennett's inquiry as to whether
she had been prevented from acquiring seniority because of her
race constitutes opposition under the statute. See Berg v.
La Crosse Cooler Co., 612 F.2d 1041 (7th Cir. 1980).
Finally, Armour contends that Bennett's claims are barred
by laches because she waited four and a half years before
bringing suit, and the company was prejudiced because
Bennett's supervisor had died before trial. Bennett filed a
charge with the commission on January 27, 1972. The
commission investigated the charge and on August 25, 1976,
issued a determination of reasonable cause. When conciliation
efforts failed, Bennett received a right-to-sue letter on
May 17, 1977. Bennett then moved to intervene in this
proceeding on June 2, 1977.
In order to apply laches, there must be a finding that
the plaintiff delayed inexcusably in filing suit and that the
delay resulted in undue prejudice to the defendants. We hold
that Bennett's decision to rely on the commission's adminis
trative process before initiating a private suit is not
22
inexcusable delay. See Bernard v. Gulf Oil Co. , 596 F . 2d
1249 , 1256-58 (1979) , adopted, 619 F.2d 459, 463 (5th Cir.
1980) (en banc).
Janie Hill
The district court found that Hill was denied the oppor
tunity to establish seniority because of race.
In addition to the findings described under Bennett's
claims, the court made the following findings of fact. Hill
was hired by Armour in 1971 as a probationary employee in the
sausage department. She was passed over for work in favor of
junior white employees, including the three women who had been
hired from Swift. As a result, Hill was unable to acquire
permanent status and seniority until March 1972, after the
junior white employees from Swift had established seniority.
Armour's assertion that the Swift employees were more effi
cient than Hill was not credible, given the company's lack of
objective measures of efficiency, its official's testimony
that the Swift employees wouldn't be given preference over in
cumbent employees, and Hill's satisfactory performance at
Armour. The district court credited Hill's testimony and
found that the company intentionally discriminated against her
because of her race.
Armour contends that the court's conclusion is clearly
erroneous because the evidence demonstrates that no racial mo
tive was involved in its decision to call certain junior white
employees over Hill. The existence of discriminatory intent,
23
\
according to Armour, is belied by the fact that black employ
ees sometimes acquired seniority immediately and white employ
ees sometimes took a year to acquire seniority.
Armour's argument does not expose any error in the dis
trict court's judgment. The district court's findings of in
tentional discrimination were not based on a comparison of the
length of time black and white employees remained probation
ers. The findings were based on the fact that the probation-
ary periods of Bennett and Hill were unlawfully extended be
cause when Armour assigned work, it favored junior white em
ployees with no superior qualifications.
Laura E. Harvey
The district court held that Armour discriminated against
Harvey in violation of § 703 (a) by depriving her of equal
status in her supervisory position. The company also denied
her a sales position because of her race, and, when she com
plained about Armour's racial practices, she was harassed in
violation of § 704(a).
The court made the following findings of fact. Harvey
was hired by Armour as a keypunch operator in January 1973.
She was the first black employee in data processing and only
the second ever employed in the administrative office. In
1979, she was promoted to a supervisory position, replacing a
white employee as lead key operator. Despite the fact that
her predecessor had supervised both black and white employees,
Harvey was told that the white employees would be supervised
24
by the data processing manager because they would not take
instructions from her. In March 1979, Harvey resigned because
this arrangement created problems with work assignments among
the employees. In May 1979, she returned to work as lead key
punch operator but without supervisory duties.
*The district court properly concluded that Armour vio
lated Title VII by preventing Harvey from supervising white
employees because they did not wish to take orders from a
black person. Section 703(a)(2) provides that it shall be an
unlawful employment practice for an employer "to limit, segre
gate, or classify his employees . . . in any way which would
deprive or tend to deprive any individual of employment oppor
tunities or otherwise adversely affect his status as an em
ployee, because of such individual's race . . . ." Racial
segregation of the employees Harvey supervised because of her
race limited her employment opportunities as a supervisor and
adversely affected her status. Cf. Rogers v. EEOC, 454 F.2d
234, 237-38 (5th Cir. 1971); Allen v. City of Mobile, 331 F.
Supp. 1134, 1144 (S.D. Ala. 1971).
In regard to the claim pertaining to a sales position,
the district court found that Harvey applied for sales jobs in
1976, 1977, and 1978. The court found that Harvey was quali
fied to work in sales. She was highly recommended by her
supervisor for her attitude, motivation, and performance. In
a 1977 performance evaluation, her supervisor noted that her
sales knowledge was underutilized. The court found that
Armour had rejected Harvey for sales because of her race.
25
Despite Armour's explanation that there were few sales open
ings from 1976 to 1978 and, in most cases, jobs were awarded
to persons with significant prior sales experience, the court
found convincing Harvey's evidence that the company had a
practice of excluding blacks from sales jobs. Harvey's super
visor told her the company didn't hire black salespersons be
cause the customers wouldn't buy from them. An Armour offi
cial who participated in hiring sales employees between 1975
and 1978 testified that a high school education was the only
established criterion for hiring sales persons. Harvey had a
high school diploma as well as the sales knowledge and other
attributes noted in her performance evaluation. In the face
of evidence that the company did not hire black sales repre
sentatives, Armour's rebuttal on the basis of relative quali
fications does not demonstrate that the district court's find
ings are clearly erroneous. See EEOC v. Ford Motor Co., 645
F. 2d 183 , 188 n.3 (4th Cir. 1981), rev' d in par t on other
grounds, 458 U.S. 219 (1982).
There is one aspect of Harvey's claim that is not sup
ported by the record. The evidence does not disclose that
Armour violated § 704(a) by retaliating against her because of
any complaint. She was not assigned overtime work or denied
switchboard training in retaliation or because of her race.
There is no evidence that any white employee requested the
switchboard training and received it. There was only one
switchboard position at Armour, and it was occupied by a white
woman who was hired the same year as Harvey and remained in
the position at the time of trial.
26
Consequently, we vacate that portion of the district
court's judgment dealing with Harvey's complaint about over
time work and switchboard training. Because the findings
about these claims were not necessary to the findings that
Armour discriminatorily denied Harvey equal supervisory
status and a sales position because of her race, affirmance of
those claims is not affected.
Summary
With respect to a disparate treatment claim, United
States Postal Service v. Aikens, 103 S. Ct. 1478, 1482 (1983),
reiterates:
The "factual inquiry" in a Title VII case is
"whether the defendant intentionally discriminated against the plaintiff." . . . In other words, is
"the employer . . . treating 'some people less fa
vorably than others because of their race, color, religion, sex, or national origin.'"
Thus, when the evidence introduced by both the employee and
the employer has been admitted, the ultimate question is
"whether the [employer] intentionally discriminated against
the [employee]." 103 S. Ct. at 1482. The burden of proving
intentional discrimination is on the employee. As in any
other case, intent, a state of mind, is a fact that can be
proved by indirect or circumstantial evidence. 103 S. Ct. at
1482-83. A distric£_caurt's finding of intentional discrimi-
nation on account of rj :his discrimination, is
encompassed by Federal Rule of Civil Procedure 52(a). A court
of appeals is obliged to accept the finding unless it is
clearly erroneous. Pullman-Standard v. Swint, 456 U.S. 273,
27
287 (1982). "A finding is 'clearly erroneous' when although
there is evidence to support it, the reviewing court on the
entire evidence is left with the definite and firm conviction
that a mistake has been committed.'' United States v. United
States Gypsum Co., 333 U.S. 364, 395 (1948).
These precepts have governed our review of the district
court's findings about the seven individual claimants. With
the exception of Harvey's overtime and switchboard claims, we
conclude that the district court's findings that Armour inten
tionally discriminated against the complainants because of
their race are not clearly erroneous. We also conclude that
the court's findings of retaliation in violation of § 704(a)
are not clearly erroneous. The provisions of the judgment
pertaining to the individual claims, except as noted above,
are affirmed. VI
VI
Armour assigns error to the district court's judgment
pertaining to the class on both substantive and procedural
grounds.
As amended on remand, the court's certification of the
class included:
All black applicants for employment and black
employees of the Company's Mecklenburg County,
North Carolina facility who have been adversely af
fected, at any time since July 27, 1971 (six months
prior to Bennett's charge filed with the EEOC), by the Company's racially discriminatory employment
practices involving promotions or hiring into Of
fice and management positions, including Sales and
foreman positions, and retaliation for having op
posed discriminatory practices or having exercised
rights protected under Title VII.
28
The district court found a pattern and practice of retal
iation in violation of § 704 (a) . It also found that the com
plainants had demonstrated a pattern and practice of limiting
black candidates to certain jobs, totally excluding them from
supervisory and sales jobs, and treating them differently from
white applicants and employees because of their race. It
found that although black candidates were available and quali
fied for sales and supervisory positions, and vacancies ex
isted, Armour did not select them because of their race.
The findings with respect to class discrimination wer,e
based on evidence of specific instances of intentional dis
crimination and statistical evidence. The district court ac
cepted plaintiffs' expert testimony that between 1965 and
Drakeford's promotion in 1977 Armour brought in 37 supervi
sors. Twenty-seven were promoted from within and ten were new
hires. Black persons constituted 25.11% of the outside avail
able workforce, yet none was hired. As for sales, between
1965 and Ennis Graves's employment in August 1977, Armour pro
moted or hired 64 sales representatives. Plaintiffs' expert
used the data on these employees to determine the qualifica
tions expected of sales representatives. Between 1971 and the
trial date, qualified black persons constituted 8.69% of the
external and 20.71% of the internal available workforce. Only
29
one black person was hired as a sales representative despite
23 sales vacancies between 1971 and trial.^
Armour offered several explanations for these hiring pat
terns through one of its witnesses. The district court, how
ever, refused to credit his testimony, finding that his ad
mitted misrepresentations, decorum, and the conflicting docu
mentary evidence made his testimony unreliable. The court
also noted nine instances in the record where Armour officials
admitted the company had no explanation for its actions. Con
sequently, the district court held that plaintiffs had estab
lished a pattern and practice of discriminatory treatment
towards members of the class.
Armour claims that the finding of classwide discrimina
tion was unsupported. It asserts that the plaintiffs' statis
tical evidence was flawed and, without any statistical showing
of underutilization, there remained only "evidence of isolated
instances" of discrimination.
First, we note that the complainants' testimony as to in
stances of discrimination establish more than isolated or "ac
cidental" discriminatory acts. See Teamsters, 431 U.S. at
336. The testimony of both employees and company officials
that the district court relied upon in concluding classwide
The district court rejected Armour's contention
that Virginia Davis, a black female employee who worked
in the sales office as a telephone clerk between December
1976 and February 1977, was the first black employee with
sales duties. Relying on the testimony of an Armour of
ficial that the first black sales representative was
hired in August 1977, the district court found that Davis had only clerical duties.
30
and individual liability clearly established a pattern of in
tentional discrimination. For example, Harvey testified,
without rebuttal from Armour, that she was informed by her
manager that black people were not hired in sales because cus
tomers wouldn't buy from them. Also, Armour's practice of not
posting sales or supervisory vacancies, and its practice of
using a white managerial staff who relied on unwritten sub
jective criteria for making promotion decisions, support a
finding of a pattern and practice of classwide discrimination.
Such evidence provides a substantial basis upon which a dis
trict court may infer that discrimination was the regular
practice.
The district court rejected Armour's expert testimony
that the sample of supervisors and sales representatives be
tween 1971 and 1977 indicates no discrimination in the promot
ing or hiring of black employees.^ It found that (1) the
sample for the period was too small to establish a reliable
statistical pattern; (2) Armour's availability data was based
on a static work force of employees as of December 31, 1977,
with no consideration of the qualifications or work experience
Armour's expert testified that the underrepresenta
tion of black employees in sales and supervisory posi
tions came within one standard deviation, an acceptable
margin of disparity. This is only true, however, if pro
motions and hires made after commencement of this action
are included. We find no error in the fact that the dis
trict court minimized the significance of evidence of Armour's postcomplaint hiring and promotion of black em
ployees. See EEOC v. Ford Motor Co., 645 F.2d 183, 197
(4th Cir. 1981) , rev1d in par t on other grounds, 458 U.S.
219 (1982); Rich v. Martin Marietta Corp., 522 F.2d 333,
346 (10th Cir. 1975).
31
of employees actually hired; and, (3) after evaluating the
manner and decorum of both parties' expert witnesses, the
plaintiffs' availability and utilization data was more
reliable.
We find no error in the district court's decision to re
ject Armour's statistical analysis and accept plaintiffs' ex
pert testimony. Armour's argument that the district court im
properly considered hiring data between 1965 and 1977— well
before June 27, 1971, when the - company's potential liability
began to run--might be persuasive if the company had virtually
no vacancies in sales or supervisory positions between
June 27, 1971, and March 4 , 1977, when this suit was filed.
It might then be argued that low turnover and a decrease in
hiring account for the statistical disparities after 1971,
rather than post-charge discrimination. The record shows,
however, that there were 15 new vacancies in sales and 18 in
supervisory positions during this period. The practices ap
parent before 1971 are consistent with the pattern during the
relevant period.^ No black persons were hired to fill these
positions except for Drakeford, who was promoted four days be
fore the suit was filed and one month after the commission
issued him his right to sue letter. Job offers made after
learning of a charge "are entitled to little weight." EEOC v.
6. Moreover, because the evidence shows there waslittle change in Armour's employment practices being
challenged, the precharge statistical evidence is rele
vant. See Hazelwood School Dist. v. United States, 433
U.S. 299 , 309 n . 15 (1977) .
32
Ford Motor Co 1981) , rev1d in645 F.2d 183, 197 (4th Cir.
part on other grounds, 458 U.S. 219 (1982)P
Statistical proof in Title VII cases must be evaluated in
light of "the surrounding facts and circumstances." Teamsters
v. United States, 431 U.S. 324, 340 (1977). As Justice
Rehnquist made clear in a separate concurring opinion in
Dothard v. Rawlinson, 433 U.S. 321, 338 (1977): "It is for
the District Court, in the first instance, to determine
whether these statistics appear sufficiently probative of the
ultimate fact in issue . . . . In making this determination,
such statistics are to be considered in light of all other
relevant facts and circumstances." In view of Armour's method
of making promotion decisions during the relevant period and
the evidence of specific discriminatory acts, we cannot say
that the district court was clearly erroneous in finding a
pattern and practice of intentional discrimination against the
class.
Similarly, because of Armour's pervasive harassment and
retaliation against black employees who sought or achieved ad
vancement or exercised rights protected by Title VII, we con
clude that the district court's finding of a pattern and prac
tice of retaliation is not clearly erroneous.
VII
In order to maintain a class action, the requirements of
Federal Rule of Civil Procedure 23 must be met. General
7. After this action was filed, Armour promoted a black
employee to supervisor and hired a black person as a
salesman.
33
Telephone Co. v. Falcon, 457 U.S. 147, 156 (1982); Stastny v.
Southern Bell Tel. & Tel. Co., 628 F. 2d 267 , 273 (4th Cir.
1980). In reviewing the final class certification, the appel
late court views the entire record to determine if the trial
court erred in its certification. Stastny, 628 F.2d at 276.
Armour claims that the class as certified fails to meet
the prerequisites of commonality, typicality, numerosity, and
adequacy of representation. The company further contends that
the district court erred in including victims of retaliation
and applicants, because they are inappropriate for class
treatment.
Preliminarily, we note that inclusion of "office and man
agement positions" in the certification comprises more jobs
than are justified by the evidence. While it is true that
sales jobs are included in office positions and supervisory
jobs may be considered management positions, the broad refer
ence to office and management positions encompasses jobs for
which no plaintiff or intervenor presented evidence of racial
ly discriminatory practices. To clarify the certification, it
must be amended to include only promotions into sales and su
pervisory positions.
Armour's contention that the district court erred in
certifying outside applicants for sales and supervisory posi
tions when the class representatives were employees who sought
promotions into these jobs presents a more difficult question.
In General Telephone Co. v. Falcon, 457 U.S. 147 , 157-58
(1982), the Supreme Court rejected the practice of across the
34
claims must beboard certification and held that the class
fairly encompassed within the representatives' claims. Falcon
noted that the commonality and typicality requirements of rule
23(a) might be satisfied if there were "[s]ignificant proof
that an employer operated under a general policy of discrimi
nation" and "the discrimination manifested itself in hiring
and promotion in the same general fashion, such as through en
tirely subjective decisionmaking processes." 457 U.S. at 159
n. 15.
Applying Falcon, the district court found that the stand
ards for selection to these positions are the same for incum
bent employees and outside applicants. At trial, Armour offi
cials testified that employees and outside applicants were re
quired to complete an application for employment and that em
ployees were given no preference over others. Also, entirely
subjective criteria were applied to employees and outside ap
plicants seeking sales or supervisory jobs.
The plaintiffs' claims regarding the promotion of black
employees into sales and supervisory jobs and class claims re
garding the hiring of black applicants into these jobs overlap
on many important issues of proof. We believe, however, that
there is a significant omission in the district court's find
ings. Applying Falcon, we are unable to affirm single class
treatment for both promotions and hiring claims because the
district court made no finding that the supervisors who made
the challenged promotions decisions were the same persons who
made hiring decisions. Consequently, there is no evidence
35
that the officials who selected outside applicants for the
sale and supervisory jobs were motivated by racial prejudice.
See Falcon, 457 U.S. 147 , 162 (Burger, C.J., concurring in
part, dissenting in part). ̂ Although the certification ques
tion is a close one, we conclude that the significant proof
for single class treatment required by Falcon is lacking in
this case, and thus the plaintiffs cannot adequately represent
the outside applicants for sales and supervisory positions.
Additionally, we note that the lack of identity of officials
who were responsible for hiring undercuts a finding that the
company engaged in a pattern and practice of racial discrimi
nation against outside applicants. See Lilly v. Harris-Teeter
Supermarket, 720 F.2d 326, 338 (4th Cir. 1983). This observa
tion, however, in no way affects the proof of a pattern and
practice of discrimination against incumbent employees who
sought a promotion into sales and supervisory positions.
In all other respects, we conclude that the record sup
ports the district court's determination of class action
status. The plaintiffs' pleadings and evidence are consistent
with a finding of commonality. Both class claims and individ
ual claims were established by a showing of intentional dis
crimination in promotions, bolstered by statistical evidence.
We cannot accept Armour's contention that harassment and
retaliation claims are not susceptible of class treatment be
cause they are too individualized. The plaintiffs established
a general practice of retaliation against employees who op
posed discriminatory practices or exercised rights protected
36
under Title VII, in violation of § 704(a). Despite the pres
ence of individual factual questions, the commonality criteri
on of rule 23 (a) is satisfied by the common questions of law
presented. In this case, the utility of the class action de
vice would be destroyed by requiring the plaintiffs to bring
separate claims of retaliation. See Int'l Woodworkers v.
Chesapeake Bay Plywood, 659 F.2d 1259, 1269-70 (4th Cir.
1981); 7 Wright and Miller, Federal Practice and Procedure
§ 1763 (1972 and Supp. 1983).
The complainants' claims are typical of the plant-wide
discriminatory practices they challenge. Drakeford and Harvey
were discriminatorily denied sales positions. Drakeford and
Edwards were discriminatorily denied supervisory positions.
gFinally, Holsey, Frazier, Drakeford, and Bennett were found
to have been victims of retaliation for exercising their
rights under Title VII. Thus, at least one representative is
a qualified member of the class of employees denied promotions
in sales and supervisory positions and subjected to
retaliation. See 7 Wright and. Miller, Federal
Practice and Procedure § 1761 at 586-87 (1972) . The
complainants alleged and established that they personally were
8. Armour asserts that. .Bennetts is not an adequate rep
resentative of the class because she had limited exposure
to Armour as a probationary employee for six months and
then was discharged. This reasoning would create the
anomalous result that an employer could eliminate a po
tential representative of employees merely by discharg
ing a complaining employee. We therefore reject this ar gument.
37
harmed by these practices. They meet the typicality criterion
of rule 23 (a) and the requirement for fair and adequate
9representation.
The final requirement for certification, numerosity, was
satisfied by the plaintiffs. The district court found that
Armour employed between 46 and 60 black employees annually
since 1971, and this large number of employees potentially af
fected by Armour's challenged practices made joinder imprac
ticable. Armour contests the figures used by the district
court, claiming that the relevant number is the total of all
supervisory and sales vacancies during the time period, which
is 34. Armour further contends that the more realistic figure
is 6 or 7, because of the 34 vacancies only 6 or 7 positions
might have been awarded to blacks if the availability data
used at trial applied.
We cannot accept this method of estimating the size of a
class for purposes of rule 23(a) (1). Contrary to Armour's as
sertion, this court's opinion in Kelley v. Norfolk & Western
Ry. , 584 F. 2d 34 (4th Cir. 1978), does not mandate Armour's
computation. Kelley involved complaints of a promotion system
at a facility where there were 67 black employees, all lived
in the same area, and the plaintiffs identified only 8 black
employees who qualified for promotion. In the instant case,
there were considerably more black employees who could have
been injured by the challenged practices, and their identity
9. Armour does not contend that plaintiffs' counsel
were inadequate representatives. Thus, this aspect of
rule 23(a)(4) is not at issue.
38
could not be established at the liability stage. Moreover,
Kelley establishes that there is no mechanical test for numer-
osity and the determination "turns on the nature of the claim
of discrimination asserted by the plaintiffs and the number of
persons who could have been injured by such discrimination."
584 F. 2d at 35. See generally 7 Wright & Miller, Federal
Practice and Procedure § 1762 at 602-03 (1972). The determi
nation of numerosity is a discretionary matter, and, finding
no abuse, we affirm the district court's decision. See
Cypress v. Newport News General & “Nonsectarian Hosp. Ass'n,
375 F.2d 648, 653 (4th Cir. 1967).
VIII
Armour objects to allowing Holsey and Frazier to estab
lish permanent seniority in the sausage department, and using
their date of hire as their departmental seniority date. It
also protests that the judgment contains unreasonably vague
injunctive relief, contrary to the requirements of Federal
Rule of Civil Procedure 65(a).
We conclude that retroactive seniority is the appropriate
remedy to be awarded to Holsey and Frazier. See Franks v.
Bowman Transp. Co., Inc., 424 U.S. 747, 762-70 (1976). The
record, however, does not support using their date of hire as
their departmental seniority date. Under the terms of the
collective bargaining contract, if Armour had allowed them to
bump into sausage, they would have had departmental seniority
dating from their transfer. The relief accorded Holsey and
Frazier should be modified to this extent.
39
The court has the duty to render a decree which will
eliminate racially discriminatory effects of the past and bar
such discrimination in the future. Albemarle Paper Co. v.
Moody, 422 U.S. 405, 418 (1975); Sledge v. J.P. Stevens & Co.,
Inc., 585 F. 2d 625, 643-44 (4tn Cir. 1978). The district
court properly fashioned injunctive relief to protect the
plaintiffs and class members from future discriminatory and
retaliatory acts like those established at trial. It drafted
the decree with sufficient specificity to give Armour fair
notice of the conduct that is being prohibited. We note, how
ever, that because the court's finding of classwide discrimi
nation against outside applicants lacks evidentiary support,
that portion of the judgment enjoining Armour from discrimi
nating in hiring is vacated.
IX
Because we have vacated part of the judgment, the dis
trict court must reconsider the award of attorneys' fees. We
therefore vacate the award and remand this issue for a deter
mination of the proper amount in accordance with Hensley v.
Eckerhart, 103 S. Ct. 1933 (1983), and Blum v. Stenson, 104
S. Ct. 1541 (1984) . The award should include a reasonable fee
for the appellants' attorneys on appeal with respect to those
issues on which the judgment has been affirmed. Because ap
pellants have substantially prevailed on appeal, they shall
recover their costs.
40