Goss v. Knoxville, TN Board of Education Petition for Writs of Certiorari to the US Court of Appeals for the Sixth Circuit
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January 1, 1962
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Brief Collection, LDF Court Filings. Goss v. Knoxville, TN Board of Education Petition for Writs of Certiorari to the US Court of Appeals for the Sixth Circuit, 1962. 0254acf0-b39a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/be30bc30-8290-4087-ba5f-86b23e1c0225/goss-v-knoxville-tn-board-of-education-petition-for-writs-of-certiorari-to-the-us-court-of-appeals-for-the-sixth-circuit. Accessed December 04, 2025.
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October Term, 1962
J osephine Goss, et al.,
Petitioners,
—v .—
T i-ie Board oe E ducation op the City of
K noxville, Tennessee, et al.
H enby C. Maxwell, J r., et al.,
Petitioners,
T he County B oard of E ducation of
Davidson County, T ennessee, et al.
PETITION FOR WRITS OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
SIXTH CIRCUIT
J ack Greenberg
J ames M. Nabrit, III
10 Columbus Circle
New York 19, New York
Carl A. Cowan
2212 Vine Avenue, S.E.
Knoxville, Tennessee
Z. Alexander L ooby
Avon N. W illiams
327 Charlotte Avenue
Nashville 3, Tennessee
Attorneys for Petitioners
I N D E X
Citation to Opinions Below ................................ 1
Jurisdiction ................................................................ 2
Questions Presented .................................................. 2
Constitutional Provision Involved .............................. 3
Statement .................................................................... 3
Evidence and Holdings:
PAGE
Goss case ..................................................... 7
Maxwell case ........................ ....................... H
Reasons for Granting the Writs
I. With regard to the racial transfer plan,
there is a conflict among the circuits, the
decisions below are in conflict with princi
ples established by this Court, and the issue
is of widespread importance........................ 15
II. The decision below in the Maxwell case deny
ing injunctive relief to three Negro plaintiffs
who sought admission to white schools in
grades not reached by the plan is in conflict
with principles established by this Court and
is of public importance ................................ 22
Conclusion............................................................................ 26
Appendix A
Opinions and Judgments in Goss ease.............. la
Appendix B
Opinions and Judgments in Maxwell case ........ 37a
11
Table of Cases
Board of Education v. Groves, 261 F. 2d 527 (4th
Cir. 1958) ................................................................ 24
Bolling v. Sharpe, 347 U. S. 497 ................................ 19
Boson v. Rippy, 285 F. 2d 43 (5th Cir. 1960) ....15,16,19, 20
Brown v. Board of Education, 347 U. S. 483; 349
IT. S. 294 .........................................................4,19, 20, 21,
22, 23, 25
Buchanan v. Warley, 245 U. S. 60 ............................ 23
Carson v. Warliek, 238 F. 2d 724 (4th Cir. 1956) ___ 16
Clemons v. Board of Education, 228 F. 2d 853 (6th
Cir. 1956) ................................................................ 24
Cooper v. Aaron, 358 U. S. 1 ................................20, 21, 23
Dillard v. School Board of City of Charlottesville,
Va., 4th Cir. No. 8638 ............................................. 21
Dove v. Parham, 271 F. 2d 132 (8th Cir. 1959) ...... 16
Evans v. Ennis, 281 F. 2d 385 (3rd Cir. 1960) .......... 24
Green v. School Board of the City of Roanoke, Va.,
----- F. 2 d ------ (4th Cir. No. 8534, May 22, 1962) 17
Hirabayashi v. United States, 320 U. S. 81 .............. 19
Jackson v. School Board of City of Lynchburg, Va.,
201 F. Supp. 620 (W. D. Va. 1961) ........................
Jackson v. School Board of City of Lynchburg, Va.,
203 F. Supp. 701 (W. D. Va. 1962) ........................
Jones v. School Board of City of Alexandria, 278 F.
2d 72 (4th Cir. 1960) ..............................................
Kelley v. Board of Education of Nashville, 270 F. 2d
PAGE
209 (6th Cir. 1959) .............................................. 10,15, 20
Korematsu v. United States, 323 U. S. 214.............. 19
24
21
17
Ill
Mannings v. Board of Public Instruction, 277 F. 2d
370 (5th Cir. 1960) .................................................. 17
Mapp y. Board of Education of City of Chattanooga,
Tenn., 203 F. Supp. 843 (E. D. Tenn. 1962) .......... 20
Marsh v. Comity School Board of Roanoke County,
Y a.,-----F. 2 d ------ (4th Cir. No. 8535, June 12,
1962) ....................................................................... 17, 23
Moore v. Board of Education, 252 F. 2d 291 (4th Cir.
1958) ......................................................................... 24
Norwood v. Tucker, 287 F. 2d 798 (8th Cir. 1961) .... 17
Pettit v. Board of Education, 184 F. Supp. 452 (D.
Md. 1960) ................ 24
Shelley v. Kraemer, 334 U. S. 1 ................................ 18, 23
Shuttlesworth v. Birmingham Board of Education,
162 F. Supp. 372 (N. D. Ala. 1958), aff’d on limited
grounds, 358 U. S. 101 ........................................ 16
Sipuel v. Board of Regents, 332 U. S. 631 .................. 23
Sweatt v. Painter, 339 U. S. 629 ................................ 23
Taylor v. Board of Education of City of New Ro
chelle, 191 F. Supp. 181; 195 F. Supp. 231 (S. D.
N. Y. 1961), app. dismissed 288 F. 2d 600, aff’d 294
F. 2d 36 (2nd Cir. 1961), cert. den. 368 U. S. 940 .... 18
Thompson v. County School Board of Arlington
County, Va., unreported (E. I). Va. March 1, 1962)
(excerpts in 30 U. S. Law Week 2446) ................. 21
Statutes and Other Authority
Federal Rules of Civil Procedure, Rule 23(a)(3) .... 4
United States Code, Title 28, §1254(1) ..................... 2
United States Code, Title 28, §§1331, 1343, 2201, 2202 4
United States Code, Title 42, §§1981, 1983 .............. 4
Southern School News, May 1962 ............................ 21, 22
PAGE
I n the
dm trt af tlip luitpft States
October Term, 1962
----------------^ ---------------
J osephine Goss, et al.,
Petitioners,
—v.—
T he Board of E ducation of the City of
K noxville, Tennessee, et al.
H enry C. Maxwell, J r., et al.,
Petitioners,
—v.—
T he County B oard of E ducation of
Davidson County, T ennessee, et al.
PETITION FOR WRITS OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
SIXTH CIRCUIT
Petitioners pray that writs of certiorari issue to review
the judgment of the United States Court of Appeals for
the Sixth Circuit, entered in the Goss case, on April 3,
1962, and the judgment of that Court entered in the Maxwell
case on April 4,1962.
Citation to Opinions Below
1. Goss case. The memorandum opinion of the United
States District Court for the Eastern District of Tennessee
(R. Goss 326a) reported at 186 F. Supp. 559, is printed in
2
the appendix hereto, infra p. la. The opinion of the United
States Court of Appeals for the Sixth Circuit, printed in
the appendix hereto, infra p. 26a, is reported in 301 F. 2d
164 (6th Cir. 1962).
2. Maxwell case. The first Findings of Fact, Conclusions
of Law and Judgment of the United States District Court
for the Middle District of Tennessee (R. Maxwell 114a),
reported at 203 F. Supp. 768, is printed in the appendix
hereto, infra p. 37a. The second Findings of Fact, Conclu
sions of Law and Judgment of that court (R. Maxwell
171a) is unreported and is printed in the appendix hereto,
infra p. 57a. The opinion of the United States Court of Ap
peals for the Sixth Circuit, printed in the appendix hereto,
infra p. 63a, is reported in 301 F. 2d 828 (6th Cir. 1962).
Jurisdiction
The judgment of the Court of Appeals in the Goss case
was entered on April 3, 1962 (R. Goss, unnumbered page
preceding opinion; appendix, infra p. 35a). The judgment
of the Court of Appeals in the Maxwell case was entered on
April 4, 1962 (R. Maxwell, unnumbered page preceding
opinion; appendix, infra p. 67a). The jurisdiction of this
Court is invoked under 28 U. S. C. §1254(1).
Questions Presented
I.
Whether petitioners, Negro school children seeking de
segregation of the public school systems of Knoxville,
Tennessee (Goss case), and Davidson County, Tennessee
(.Maxwell case), are deprived of rights under the Four
teenth Amendment by judicial approval of a provision in
desegregation plans adopted by their local school boards,
3
which expressly recognizes race as a ground for transfer
between schools in circumstances where such transfers op
erate to preserve the pre-existing racially segregated sys
tem, and which operate to restrict Negroes living in the
zones of all-Negro schools to such schools while permitting
white children in such areas to transfer to other schools
solely on the basis of race.
II.
Whether the personal constitutional rights of three Negro
plaintiffs in the Maxwell case were violated, where the courts
below approved a desegregation plan for the school system
which does not provide any nonsegregated education for
these pupils at any time, and the courts refused to order
their admission at all-white schools from which they had
been excluded because of race, even though the school
authorities made no showing of relevant administrative
obstacles to their admission.
Constitutional Provision Involved
This case involves Section 1 of the Fourteenth Amend
ment to the Constitution of the United States.
Statement
These two eases involve the desegregation of the public
schools of the City of Knoxville, Tennessee, and of David
son County, Tennessee, an area adjacent to the City of
Nashville. This single petition for two cases is filed under
this Court’s Rule 23(5) as the cases present an identical
issue, e.g., the validity of identical provisions in desegrega
tion plans adopted by the two school boards and approved
by the courts below. The Maxwell or Davidson County case
presents an additional issue relating to the denial of indi
vidual injunctive relief to certain of the Negro plaintiffs.
4
Both cases were brought by Negro public school pupils
and their parents as class actions under Buie 23(a)(3),
F. B. C. P., against the local school authorities seeking
injunctive and declaratory relief to obtain desegregation in
accordance with Brown v. Board of Education, 347 U. S.
483; 349 U. S. 294.1 In each case, jurisdiction of the District
Court was invoked pursuant to 28 U. S. C., §§1331, 1343,
2201 and 2202, and 42 U. S. C., §§1981 and 1983, the cases
involving alleged denials of rights under the Fourteenth
Amendment. In both cases the school authorities acknowl
edged by their answers that they were continuing to operate
racially segregated public school systems. After directions
from the trial courts to present desegregation plans (B.
Goss 36a; B. Maxwell 62a), both boards adopted plans to
desegregate one school grade each year over a twelve year
period, beginning with the first grade, in 1960 in Knoxville
and in 1961 in Davidson County. (For text of plans see:
B. Goss 38a; Maxwell 39a.) While there were differences
in wording, the two plans were substantially the same.
Both contained provisions for rezoning of schools without
reference to race, and for a system of transfers.
The transfer rule, which is at issue on this petition,
provided that pupils could obtain transfers from the schools
in their zones of residence to other schools upon request
in certain cases. The Knoxville plan provided:
6. The following will be regarded as some of the valid
conditions to support requests for transfer:
a. When a white student would otherwise be re
quired to attend a school previously serving colored
students only;
1 The Goss case was filed December 11, 1959 in the District Court
for the Eastern District of Tennessee (R. Goss 5a). Maxwell was
filed September 19, 1960 in the Middle District of Tennessee
(R. Maxwell 7a).
5
b. When a colored student would otherwise be re
quired to attend a school previously serving white
students only ;
c. When a student would otherwise be required to
attend a school where the majority of students of
that school or in his or her grade are of a different
race (R. Goss 40a).
The transfer provision adopted by Davidson County was
the same except for one or two words not affecting the
meaning (R. Maxwell 70a).
Plaintiffs filed written objections to both plans including
specific objections to the above-quoted transfer rule (R.
Goss 41a-43a; R. Maxwell 72a-76a). The District Courts
in both cases held hearings to consider the adequacy of
the plans at which the parties presented evidence.
In the Goss case, the District Court found the plan ac
ceptable and approved it in all respects, except that it
required the school board to re-study and re-submit a plan
relating to an all-white vocational school offering technical
courses not available to Negro students. On plaintiffs’
appeal to the Sixth Circuit in the Goss case, the Court of
Appeals modified this judgment “insofar as it approved the
board’s plan for continued segregation of all grades not
reached by its grade a year plan,” and remanded, instruct
ing the District Court “to require the board to promptly
submit an amended and realistic plan for the acceleration
of desegregation” (301 F. 2d at 169). Thus, the Court
sustained one of plaintiffs’ arguments saying the “evidence
does not indicate that the board is confronted with the type
of administrative problems contemplated by the Supreme
Court in the second Brown decision” (301 F. 2d at 167).
The court affirmed the approval of the plan as to the other
features, including the transfer provision, stating that this
6
approval was “subject to it being used for proper school
administrative purposes and not for perpetuation of segre
gation” (301 F. 2d at 168). Plaintiffs’ requests for indi
vidual injunctive relief requiring their admission in certain
white schools were disposed of by the statement that the
request was moot as to some pupils who had graduated
from school, and that after the school board complied with
the Court of Appeals’ order to accelerate desegregation,
this question might become moot as to the others (301 F.
2d at 168). As indicated above, petitioners in the Goss
case seek review of the Sixth Circuit’s decision only as to
its approval of the racial transfer plan.
In the Maxwell case the District Court disapproved the
school board’s twelve year plan and modified it to require
that the first four grades be desegregated as of January
1, 1961, with an additional grade to be desegregated each
September thereafter until all grades were covered. The
District Court approved the racial transfer provision and
also refused injunctive relief to several plaintiffs who
sought admission to white schools nearer their homes as
exceptions to the plan in higher grades that were still segre
gated. On plaintiffs’ appeal involving these last mentioned
two issues, the Sixth Circuit affirmed the approval of the
transfer plan and the denial of injunctive relief as to three
plaintiffs who sought individual admissions. Petitioners
seek review here of both issues decided by the Court of
Appeals in the Maxwell case.
Evidence and Holdings:
Goss Case
7
The major part of the testimony in the record relates to
the issue presented by the request for a twelve year delay
in desegregation, and since no review of the Sixth Circuit’s
action on this matter is sought, this factual summary is
limited to matters bearing on the transfer plan. The evi
dence touching on the transfer plan consisted of testimony
by school board members as to its meaning, their under
standing of its likely effect, and the reasons for the plan.
There was also testimony by a school administrator as to
prior transfer procedures, and several affidavits and ex
hibits were filed by plaintiffs in support of their motion
for new trial which reflect school board action establishing
transfer procedures after the trial court’s approval of the
plan.
The school board president, Dr. Burkhart, testified that
the provision for transfers based on race was adopted out
of concern for “the orderly education of our students, both
white and colored, in an effort to make available to the
community the best facilities and instructional facilities
that we can under the least possible circumstance which
might be harmful” (R. Goss 108a); that the board thought
it might be “harmful” to a certain number of white students
to go to school with Negroes and also “it might be harmful
to some of the colored students to go with white students
if they did not want to” (R. Goss 108a). He said the basis
for this feeling was:
The fact that we are talking about two separate races
of people, with different physical characteristics, who
have not in our community been very closely associated
in many ways, and certainly not in school ways. And
8
there would be a sudden throwing together of these
two races which are not accustomed to that sort of
thing. Either one of them might suffer from it unless
we took some steps to try to decrease that amount of
suffering or that contact which might lead to that in
case it did occur (R. Goss 108a).
The witness stated that he did not necessarily refer to
physical harm but was more concerned with “mental harm”
(R. Goss 109a). With regard to the expected operation of
the transfer rule, the school board president testified that
he did not know the mechanics as to how pupils would be
notified of their new school zones (R. Goss 115a). He
further testified:
Q. I am asking you do you or does the board antici
pate that any white students will remain in schools
which have been previously zoned or used for Negroes
exclusively? A. We doubt that they will.
Q. As a matter of fact, none have remained in the
City of Nashville, have they? A. I don’t know. All
I can do to keep up with the City of Knoxville.
Q. So then a Negro student who happens to be in a
zone where the school for his zone is a school which was
formerly used by Negroes only, that school will be
continued to be used for Negroes only and he will re
main in a segregated school, will he not? A. Yes, sir.
Q. And if he applied for transfer out of his zone to
a school which had been formerly serving white stu
dents only, then his application would be denied under
this plan, would it not, sir? A. Unless it were based
on one of the other reasons that we have established
for transfer. If transferred under one of those, it
would be granted.
# # * # #
9
Q. But a white student to transfer out of a Negro
school, as you have stated, would be entitled to do so,
to have his application granted as a matter of course
under paragraph 6, subparagraph “a” or “e” of this
plan? A. Yes, sir (K. Goss 118a).
Another board member, Dr. Moffett, acknowledged that
the transfer provisions “at least give the opportunity” to
perpetuate segregation insofar as they are availed of by
the students or parents (R. Goss 205a).
Mr. Marable, a school administrator in charge of handling
transfer requests, stated that under the system used before
this plan was approved, when parents request transfers he
investigates the requests and gets the views of the princi
pals concerned and determines if the family has a “valid
reason” (R. Goss 264a-265a); that the school board “leaves
that up to me,” {Ibid. ) ; that he did not know what the
board’s written rules on transfer provided {Ibid. ) ; that
“I just know I have handled it so many years on my own,
and so far I haven’t stuck my neck out on it” (R. Goss 266a);
“that each case is individual. That has to be handled that
way. Could not have a rule” (266a); that an example of a
“valid” reason would be where a child’s mother taught at
a school and wanted the child with her because she had no
where to leave it and the school had room and the principal
agreed (R. Goss 267a); that generally transfers were
granted for “hardship cases and convenience” (R. Goss
267a).
After the trial court approved the plan, the school board
adopted a resolution providing for administration of the
provisions as follows: “All first grade pupils should either
enroll in the elementary school within their new school zone
or in the school which they would have previously attended”
(R. Goss 350, 352a).
10
The District Court opinion did not discuss the transfer
plan issue in its memorandum opinion, although during the
trial the court indicated that it regarded itself as bound by
the Sixth Circuit’s prior approval of an almost identical
provision in the Nashville, Tennessee school case (R. Goss
119a). See Kelley v. Board of Education of Nashville, 270
F. 2d 209, 228 (6th Cir. 1959).
The Court of Appeals’ holding with respect to the transfer
plan in the Goss case was as follows:
The transfer feature of the plan comes under sharp
criticism of the plaintiffs. They claim that the opera
tion of such a plan will perpetuate segregation. We do
not think the transfer provision is in and of itself ille
gal or unconstitutional. It is the use and application of
it that may become a violation of constitutional rights.
It is in the same category as the pupil assignment laws.
They are not inherently unconstitutional. Shuttles-
worth v. Birmingham Board of Education, 162 F. Supp.
372, D. C. N. D. Ala., affirmed, 358 U. S. 101, 79 S. Ct.
221, 3 L. Ed. 2d 145. They may serve as an aid to
proper school administration. A similar transfer plan
was approved by this Court in Kelley v. Board of Edu
cation of City of Nashville, 270 F. 2d 209, C. A. 6, cert,
denied, 361 U. S. 924, 80 S. Ct. 293, 4 L. Ed. 2d 240.
We adhere to our former ruling with the admonition
to the board that it cannot use this as a means to per
petuate segregation. In Boson v. Rippy, supra, the
court said, 285 F. 2d at p. 46, the transfer feature
“should be stricken because its provisions recognize
race as an absolute ground for the transfer of students,
and its application might tend to perpetuate racial dis
crimination.” (Emphasis added.) This transfer pro
vision functions only on request and rests with the
students or their parents and not with the board. The
11
trial judge retains jurisdiction during the transition
period and the supervision of this phase of the reor
ganization may be safely left in his hands (301 F. 2d
164,168).
Maxwell Case
With regard to the transfer plan, the Superintendent of
Schools agreed that the effect of the rule is to permit a
child or his parents “to choose segregation outside his zone
but not to choose integration outside of his zone” (E. Max
well 91a); that the provision was identical to that in the
Nashville plan; and that as it operated in Nashville and was
intended to operate in Davidson County, white pupils were
not actually required to first go to the Negro schools in
their zones and then seek transfers out, and no Negro pupils
who did not affirmatively seek a transfer to an integrated
school were assigned to one (E. Maxwell 91a-92a).
Dr. Eugene Weinstein, a professor at Vanderbilt Univer
sity in Nashville, testified about a survey of the attitudes
of Negro parents in Nashville who had a choice of whether
to send their children to desegregated schools. He indi
cated that the most frequent factor influencing those who
did not send their children to white schools was an unwill
ingness to separate several children in a family where they
had older children not eligible for desegregation under the
grade a year plan. He said the experience in Nashville in
dicated “mass paper transfers of Whites back into what is
historically the White school, of Negroes remaining in what
is historically the Negro school” ; and that the transfer pro
visions tend to keep the system oriented toward a segre
gated system with token desegregation (E. Maxwell 101a-
102a).
Six of the plaintiffs in this case reside nearer to all-Negro
schools than to white schools (E. Maxwell, 116a-Finding
No. 5).
12
At a further hearing held on plaintiffs’ motions following
the initial approval of the plan with modifications, the evi
dence indicated that under the new zones adopted under the
plan, in the first four grades, there were 288 white children
in the Negro school zones and 405 Negro children in the
zones of the white schools (R. Maxwell 150a). The school
authorities sent notices to the parents of these children ask
ing them to indicate within three days whether they re
quested permission for the children to stay at the school
presentely attended or requested permission for a “trans
fer” to the newly zoned school (R. Maxwell 142a-145a). Of
this group, only fifty-one pupils, all of them Negroes, asked
to attend the school in the new zones (R. Maxwell 165a).
As previously indicated the District Court approved the
transfer feature of the plan (R. Maxwell 131a-132a). On
appeal the Sixth Circuit also approved this provision on the
authority of its decision in Goss (301 F. 2d at 829).
Three of the Negro plaintiffs (Henry C. Maxwell, Jr.,
Benjamin G. Maxwell and Deborah Ruth Clark) pressed
their claims for individual injunctive relief in both courts
below. In the trial court they sought this relief by motion
for preliminary injunction, at the trial and by post trial
motions for new trial and other appropriate relief. Relief
was denied on each occasion.
The trial court found on undisputed evidence that these
children (among others) had applied to certain white
schools for the September 1960 term, that they were re
fused admission solely on account of their race or color and
that if they had been white children they would have been
admitted to the white schools to which they applied (R.
Maxwell 115a-116a, Finding No. 4). The Superintendent
indicated that admission of these pupils who sought in
dividual relief (there were six originally) would not have
caused any great administrative problems (R. Maxwell 53a),
13
and that: “I wouldn’t say there wouldn’t be any administra
tive problem. If we had our children and teachers ready
to accept them, maybe there wouldn’t be too much of a prob
lem” (R. Maxwell 54a). When asked what administrative
problems their admission would create, the Superintendent
mentioned only “friction” and the possibility of “bloodshed”
or “fights” (R. Maxwell 54a, 56a~60a), based upon his read
ing of what occurred in Little Rock (R. Maxwell 57a, 93a-
94a). He stated that these children could be accommodated
“as far as room is concerned” but that he couldn’t accept
them without accepting all who might apply (R. Maxwell
82a).
The Court denied plaintiffs’ request that they be admitted
as exceptions to the plan stating in its second opinion dated
January 24, 1961 (R. Maxwell 173a):
With respect to the request of the four individual
plaintiffs, Cleophus Driver, Deborah Ruth Clark,
Henry C. Maxwell, Jr. and Benjamin Grover Maxwell,
to be admitted to schools as exception to said desegre
gation plan, the Court is of the opinion that to grant
such exceptions would be in effect to invite the destruc
tion of the very plan which the Court has held is for the
best interest of the school system of Davidson County.
It is not a plan which is designed to deny the constitu
tional rights of anyone. It is a plan which is designed
to effect an orderly, harmonious, and effective transi
tion from a racially segregated system to a racially
non-segregated system of schools, taking into account
the conditions existing in this particular locality. And
the Court cannot see how these individual plaintiffs
who brought this action are or would be entitled to any
different treatment from any other children who attend
the schools of Davidson County and are members of the
class represented by the plaintiffs.
14
The Court of Appeals affirmed stating at 301 F. 2d 829:
The same questions were decided in our opinion in
Goss et al. v. Board of Education of City of Knoxville,
et ah, 6 Cir., 1962, 301 F. 2d 164.
In that case we said, on the first question: “As pre
viously indicated, we think the Supreme Court contem
plated that there would have to be plans for the transi
tion and that some individual rights would have to be
subordinated for the good of many. The smooth work
ing of a plan could be thwarted by a multiplicity of
suits by individuals seeking admission to grades not
yet reached in the desegregation plan.”
In Goss, supra at 301 F. 2d 168, the Court had gone on to
state:
We think Judge Taylor was correct in denying in
junctive relief and as he so eloquently said: “Some
individuals, parties to this case, will not themselves
benefit from the transition. At a turning point in his
tory some, by the accidents of fate, move on to the new
order. Others, by the same fate, may not. If the transi
tion is made successfully, these plaintiffs will have had
a part. Moses saw the land of Judah from Mount
Pisgah, though he himself was never to set foot there.”
See also the opinion of Novem ber 23, 1960 (R. Maxwell
131a).
15
REASONS FOR GRANTING THE WRITS
I
With regard to the racial transfer plan, there is a
conflict among the circuits, the decisions below are in
conflict with principles established by this Court, and
the issue is of widespread importance.
There is a clear and direct conflict between the opinion
of the Court of Appeals for the Fifth Circuit in Boson v.
Rippy, 285 F. 2d 43 (5th Cir. 1960) and the opinions of the
Sixth Circuit in the Goss and Maxwell cases as well as that
court’s opinion in Kelley v. Board of Education of City of
Nashville, 270 F. 2d 209 (6th Cir. 1959), cert, den. 361 U. S.
924. In the Boson case the Fifth Circuit held that an iden
tical transfer provision was unconstitutional, and expressly
recognized that its holding was in conflict with the Kelley
case, supra, stating:
We fully recognize the practicality of the argument
contained in the opinion of the Sixth Circuit holding
that similar provisions are not unconstitutional.
# # # # *
Nevertheless with deference to the views of the Sixth
Circuit, it seems to us that classification according to
race for purposes of transfer is hardly less unconstitu
tional than such classification for purposes of original
assignment to a public school (285 F. 2d at 48).
The Fifth Circuit went on to say that “the transfer fea
ture should be stricken because its provisions recognize race
as an absolute ground for transfer of students, and its ap
plication might tend to perpetuate racial discrimination”
(Ibid, at 47). In the Goss opinion 301 F. 2d at 168), the
16
court, after emphasizing the word “might” in the last quoted
passage, went on to mention the fact that the transfer pro
vision functions only on request and rests with the students
or parents, and said that the matter might be safely left in
the hands of the trial judge. Petitioners submit that this is
no distinction at all between the Goss case and Boson v.
Rippy, supra, for in Boson also the transfer provision func
tioned only at parents’ request and the court was required
to retain jurisdiction. The Sixth Circuit’s qualification of its
approval of the plan affords no ascertainable safeguards.
The Court states that its approval is “subject to its being
used for proper school administrative purposes and not for
perpetuation of segregation.” But the court did not indicate
how racial transfers might be used for proper administra
tive purposes, or how the plan could operate other than to
perpetuate segregation. Perhaps this puzzling reference is
to the perpetuation of complete racial segregation in the
entire school system. In any event it is self evident that to
the extent that the transfer rule is availed of by parents it
will work to preserve the pre-existing pattern of segrega
tion. Obviously transfers of white children from Negro to
white schools, and of Negro children from white to Negro
schools, will have this effect. It is equally clear that the
plan does not provide for transfers on the basis of race to
promote desegregation.
Similarly the Sixth Circuit’s comparison of this provi
sion with pupil assignment laws which are “not inherently
unconstitutional” but may be applied so as to “become a
violation of constitutional rights” is not apt. The pupil
assignment laws upheld in such cases as Sh-uttlesworth v.
Birmingham Board of Education, 162 F. Supp. 372 (N. D.
Ala. 1958), affirmed on limited grounds, 358 U. S. 101; Dove
v. Parham, 271 F. 2d 132 (8th Cir. 1959), and Carson v.
Warlick, 238 F. 2d 724 (4th Cir. 1956), conspicuously did
not mention race as a basis for determining transfers.
17
When race has been found to be a consideration affecting
transfers in the pupil assignment law cases, the appellate
courts have uniformly held the pupil assignment laws to be
invalidly applied. See for example: Norwood v. Tucker,
287 F. 2d 798 (8th Cir. 1961); Mannings v. Board of Public
Instruction, 277 F. 2d 370 (5th Cir. 1960); Green v. School
Board of the City of Roanoke, Va., — — F. 2d----- (4th Cir.
No. 8534, May 22, 1962); Marsh v. County School Board of
Roanoke County, V a.,-----F. 2 d ------ (4th Cir. No. 8535,
June 12,1962); Jones v. School Board of City of Alexandria,
278 F. 2d 72 (4th Cir. 1960). The pupil assignment cases
support the view that the racial transfer is invalid, since
the only manner in which the rule can be invoked is on the
basis of race.
The Sixth Circuit’s holding then furnishes no safeguards,
or real limitations on use of the transfer rule. There is no
indication that the Court regarded the rule as an interim
or temporary transitional device to be discarded at a later
date, nor is there any indication that the trial court so
viewed it. Thus retention of jurisdiction has no particular
significance on this point.
While the court below discussed plaintiffs’ argument that
the rule would perpetuate segregation in the Negro schools,
there is no discussion of plaintiffs’ argument that the rule
discriminates against Negro pupils living near the Negro
schools. This discrimination is very plain and simple. A
Negro child living in the zone of an all-Negro school must
go to that school; his white neighbors are permitted to
transfer out of the zone and attend an all-white or pre
dominantly white school. This valued privilege to transfer
out of a school zone is thus conferred or denied solely on
the basis of the race of the pupil. This is exactly the type
of racially discriminatory application of transfer rules con
demned in each of the pupil assignment law cases cited
above.
18
It is interesting to compare this device with that revealed
in Taylor v. Board of Education of City of New Rochelle,
191 F. Snpp. 181, 185; 195 F. Supp. 231 (S. I). N. Y. 1961),
app. dismissed 288 F. 2d 600, affirmed 294 F. 2d 36 (2nd
Cir. 1961), cert. den. 368 TJ. S. 940, where the courts went
even a step beyond condemning a practice similar to that
here. In Taylor the school officials had at one time followed
a rule allowing white children to transfer out of a Negro
school zone, but abandoned this practice before the suit was
brought. The Court held that the school board was never
theless still obligated to relieve the segregated situation
which continued because of this prior practice and a prior
gerrymandering of zone lines. A fortiori from the Taylor
decision, a present practice of allowing white pupils to
transfer out of a Negro school zone on the basis of race is
unlawful.
However, here the defendants point to the correlative
provision of the plan which effects a similar disparity in
treatment on a racial basis in white school zones as justify
ing that in the Negro zones. They argue that since a white
child in a white area cannot transfer, but a Negro there can
transfer to a Negro school, the reciprocal discriminations
“balance out” as it were. But this symmetrical inequality
of treatment on a racial basis ignores the personal nature
of the Fourteenth Amendment rights to racially nondis-
criminatory treatment by school officials. The Negro pupil
denied a transfer granted to his white neighbors is no less
aggrieved by this because in other areas of the city white
pupils are denied options given to Negroes, particularly
where this denied “privilege” (to attend the all-Negro
school) is one that few white persons in the community
desire in any event.
The problem is very much like that dealt with in Shelley
v. Kraemer, 334 U. S. 1, where it was argued that a racial
19
restrictive covenant enforced against Negroes was valid,
since the courts would enforce similar covenants against
white persons. After observing that it knew of no case of
such a covenant against white persons, the Court said at
834 U. S. 22:
But there are more fundamental considerations. The
rights created by the first section of the Fourteenth
Amendment are, by its terms, guaranteed to the in
dividual. The rights established are personal rights.
[Footnote citing McCabe v. Atchison, T. & S. F. B. Co.,
235 U. S. 151, 161; Missouri ex rel. Gaines v. Canada,
305 U. S. 337; Oyama v. California, 332 U. S. 633.] It
is, therefore, no answer to these petitioners to say that
the courts may also be induced to deny white persons
rights of ownership and occupancy on grounds of race
or color. Equal protection of the laws is not achieved
through indiscriminate imposition of inequalities.
It is submitted that the ruling of the Fifth Circuit in
Boson v. Bippy, 285 F. 2d 43, 47-50 (5th Cir. 1960) is in
accord with this Court’s determination in Brown v. Board
of Education, 347 U. S. 483 that racial classifications in
public education violate the Fourteenth Amendment. Such
racial classifications are “not reasonably related to any
proper governmental objectives.” Bolling v. Sharpe, 347
U. S. 497, 500.
This transfer plan violates these principles by classify
ing schools both by reference to the race of the pupils
previously attending them, and by reference to the race
of the majority of the pupils in each school. It also classi
fies pupils by race in determining their eligibility to trans
fer. Such racial classifications are presumptively arbitrary.
Cf. Korematsu v. United States, 323 U. S. 214, 216; Eira-
bayashi v. United States, 320 U. S. 81, 100. The defendants
20
It is submitted that this does not satisfy the defendants’
obligation under Brown, supra, and Cooper v. Aaron, 358
IT. S. 1, 7 “to devote every effort toward initiating desegre
gation and bringing about the elimination of racial dis
crimination in the public school system.”
The public importance of the issue presented by this
racial transfer plan has increased as its use has become
widespread. When the issue was first brought to this Court’s
attention in 1959 in the Kelley case, it was a new issue and
involved only Nashville, Tennessee. Nevertheless, at that
time the Chief Justice, Mr. Justice Douglas and Mr. Justice
Brennan, indicated that they:
. . . although cognizant that the District Court retained
jurisdiction of the action during the transition, would
grant the petition for certiorari limited to the fourth
question: whether the provisions of paragraphs four
and five of the plan are constitutionally invalid for the
reason that they “explicitly recognized race as an
absolute ground for the transfer of students between
schools, thereby perpetuating rather than limiting
racial discrimination” (361 XL S. 924).
Since Kelley, this plan has been adopted in numerous
communities, and the courts have expressed divergent
views. In addition to Boson v. Rippy, supra, and the two
cases involved here, see Mapp v. Board of Education of
City of Chattanooga, Tenn., 203 F. Supp. 843 (E. D. Tenn.
1962) which held such a transfer plan invalid a few days be
fore Goss, saying: “Reason would appear to favor the Bo
son decision. Not only is the proposed transfer plan of ques
have not offered any theo ry to ju s tify these rac ial classifi
cations except th a t they accom m odate those who desire
segregation (R. Goss 109a).
21
tionable legality, but it is the opinion of the Court that any
transfer plan, the express or primary purpose of which is
to prevent or delay the adoption or implementation of the
plan of desegregation herein developed, should not be ap
proved. The transfer plan proposed by the Board of
Education would at the very least greatly delay the imple
mentation of a plan already gradual in its provisions, if not
prevent its ever becoming fully adopted.” See also Jackson
v. School Board of City of Lynchburg, Va., 203 F. Supp.
701, 704-706 (W. 1). Va. 1962) (held plan valid; appeal
pending); Thompson v. County School Board of Arlington
County, Va., unreported (E. D. Va. March 1, 1962) (ex
cerpts in 30 U. S. Law Week 2446; held plan valid, refused
to retain jurisdiction, vacated injunction; appeal pending).
The Court of Appeals for the Fourth Circuit now has this
issue under advisement in a case argued June 12, 1962,
Dillard v. School Board of City of Charlottesville, Va., 4th
Cir. No. 8638.
The racial transfer device has thus become a significant
and effective method for limiting desegregation. Its use
insures that the traditional all-Negro schools will remain
all-Negro, even after every grade is covered in a grade-by
grade plan. This has been the uniform experience with
this device^ The transfer rule is thus a potent device for
partially negating this Court’s decision in Brown v. Board
of Education.
This Court has reviewed but one school desegregation
case, on plenary hearing, since Brown, e.g., Cooper v. Aaron,
supra, nearly four years ago. In the seven years since the
second Brown decision school segregation litigation has
been extensive. Progress in desegregation has been statis
tically insignificant in some of the states where there has
been the most litigation. The Southern School News re
ported in May 1962 (Volume 8, No. 11, p. 1) that only 7.6%
22
of the Negro students in 13 southern states and the Dis
trict of Columbia were in school with white pupils,2 that
there has been an increase of only 1.6% in the past two
years; and that the District of Columbia and six border
states have the greatest proportion of these desegregated
Negro students. It is submitted that a review of this case
will enable the Court to scrutinize one of the principal
methods being used to preserve segregation against legal
attacks.
II.
The decision below in the Maxwell case denying in
junctive relief to three Negro plaintiffs who sought ad
mission to white schools in grades not reached by the
plan is in conflict with principles established by this
Court and is of public importance.
Petitioners, Henry C. Maxwell, Jr., Benjamin G. Maxwell
and Deborah Buth Clark, have been admittedly denied
admission to schools they otherwise would be entitled to
attend under the segregation policy. The courts below
recognized that this denial of admission infringed their
rights under the Fourteenth Amendment, but denied relief
on the ground that exceptions would “destroy” the grade-
by-grade plan.
It is submitted that the courts below failed to give ade
quate recognition to the principle stated by this Court in
the second Brown decision, where it said:
At stake is the personal interest of the plaintiffs in
admission to public schools as soon as practicable on
a nondiscriminatory basis (349 U. S. at 300).
2 The Tennessee figure was reported at .750%, representing 1,167
students in 17 communities. Southern School News, May 1962,
Vol. 8, No. 11, pp. 1, 9.
23
This Court had, of course, previously emphasized the per
sonal nature of the rights involved. Sweatt v. Painter, 339
U. S. 629, 635; Sipuel v. Board of Regents, 332 U. S. 631,
633; Shelley v. Kraemer, 334 U. S. 1, 22.
In terms of all of the factors mentioned by the second
Brown decision, the admission of these plaintiffs was plainly
shown to be practicable when their request was made. The
Superintendent of Schools justified their exclusion only
in terms of apprehended “friction” and “bloodshed” aris
ing out of opposition to desegregation. These factors are
plainly legally irrelevant in even supporting delay of plain
tiffs’ rights, and certainly cannot justify abandoning them
altogether. Brown v. Board of Education, 349 U. S. 294,
300; Cooper v. Aaron, 358 U. S. 1, 7, 16; Buchanan v.
Warley, 245 IT. S. 60, 81.
The statement by the Court of Appeals that a multiplicity
of individual suits for such admissions could thwart the
smooth working of the plan (301 F. 2d at 829) rests the
decision of the case before the court on problems which
might arise out of a possibility which has not yet occurred
and might never occur. Here only three persons seek ex
ceptions to the plan. If larger numbers sought similar
privileges, a different administrative problem might be pre
sented and could be dealt with accordingly. There was
room for the plaintiffs in the schools they sought to attend.
The fact that later applicants might present an overcrowd
ing problem should not bar these applicants. The Fourth
Circuit recently rejected such a contention in Marsh v.
County School Board of Roanoke County, V a.,----- F. 2d
——• (4th Cir. June 12, 1962), saying “the fear that appli
cations which have not yet materialized might create a
serious crowding problem is no reason for rejecting appli
cants before the problem has arisen.”
24
The Third Circuit in Evans v. Ennis, 281 F. 2d 385, 393
(3rd Cir. 1960), rejected a grade-a-year plan, stating as
one of its reasons the fact that the plaintiffs were deprived
“of any chance whatever of integrated education.” Evans
v. Ennis, supra, required that pupils who actually sought
desegregation he granted relief, though it permitted com
plete elimination of the dual system to proceed over a
longer period. Similarly the Fourth Circuit has approved
decisions granting individual litigants relief as exceptions
to general desegregation programs in Board of Education
v. Groves, 261 F. 2d 527, 529 (4th Cir. 1958); Moore v.
Board of Education, 252 F. 2d 291 (4th Cir. 1958). See
also Pettit v. Board of Education, 184 F. Supp. 452 (D. Md.
1960); and cf. Jackson v. School Board of City of Lynch
burg, Va., 201 F. Supp. 620 (W. D. Va. 1961). Cf. also the
concurring opinion by Justice (then Judge) Stewart in
Clemons v. Board of Education, 228 F. 2d 853, 859-860
(6th Cir. 1956).
The importance of a nonsegregated education to these
plaintiffs is indeed reemphasized by a finding in the record
that on an overall basis Negro children who have not
attended desegregated schools have achievement levels sub
stantially below white children and that this disparity in
Davidson County “increases in direct proportion to the
grade of the child” (R. Maxwell 126a-127a). The trial court
regarded this as support for a gradual desegregation pro
gram. However, it obviously demonstrates that the longer
Negro pupils are kept in segregated schools, the more their
disadvantaged situation is aggravated.
The trial court’s suggestion (173a) that it would be dis
crimination in favor of the plaintiffs if they were granted
exceptions is extremely ironic, since the question involved
is whether a court of the United States shall enforce per
sonal constitutional rights to the equal protection of the
APPENDIX A
Opinions and Judgments in Goss Case
3a
infant plaintiffs and other negro children similarly situated
who reside in the areas proximately surrounding said
schools, solely because of their race or color. The defen
dant, Board of Education, maintains and enforces a policy
and practice of compulsory racial segregation throughout
the Knoxville School System.
Fulton High School, in addition to providing the usual
high school courses, affords adequate facilities to provide
technical and vocational instruction on a modern basis by
grades. It is used by white children residing in the City
of Knoxville, Tennessee who desire and are qualified to
take said technical and vocational instruction, irrespective
of their place of residence in the City of Knoxville; but
the facilities afforded by Fulton High School are denied by
defendants to infant plaintiffs who desire instruction, and
other negro children similarly situated, residing in the
City of Knoxville, irrespective of their place of residence
in the City of Knoxville, solely on account of their race
or color.
The School System of Knoxville consists of 40 schools,
total enrollment of 22,448 students, of whom 4,786 are negro
students and 17,662 are white students, as at the close of
school June, 1960. On that day, the Knoxville School Sys
tem employed a total of 879 principals and teachers, 712
of whom are white persons and 167 are negroes.
The enrollment in the first grade of the Knoxville Public
School System was approximately 2,314 students, and 2,500
are anticipated in the first grade for the year beginning
1960, of whom approximately 1,900 are anticipated to be
white students and 600 negro students. Teachers employed
for the first grade, year 1959-1960 of the Knoxville School
System numbered 84, of whom 63 were white persons and
21 were negroes.
District Court Memorandum Opinion
4a
Insofar as quality of teaching is concerned, the Public
Schools of Knoxville operated for negro students are sub
stantially equal to the Public Schools of Knoxville operated
for white students.
There is no difference in the salary schedules of negro
teachers and white teachers.
The physical facilities for white and negro students are
excellent.
Beginning with the year 1954 and continuing from time
to time to the filing of the present suit, negro parents and
children and other citizens have petitioned the School
Board and appeared before the School Board and asked the
Board to take immediate action towards desegregation of
the Public School System.
On June 16, 1955, the Attorney General of Tennessee
rendered an opinion to the State Commissioner of Educa
tion, and through him to the Superintendent of Education
for the State of Tennessee, in which he stated in substance
that under the Tennessee Code it is the responsibility of
each local school board to determine for itself the way in
which it will meet the problems of desegregating the schools
under its jurisdiction. As a result of this opinion, together
with the decision of the United States Supreme Court in
the Brown Case, the Board in a special meeting held on
August 17, 1955 resolved that it would act in good faith to
implement the constitutional principles declared in the
Brown decision as applied to public schools, and would
make a prompt and reasonable start towards those objec
tives.
The Superintendent and his administrative Staff were
instructed to develop a specific plan of action leading to the
gradual integration of the Knoxville public schools.
D istric t C ourt M em orandum O pinion
5a
At a special meeting held on August 17, 1955, following
the second Brown decision of May 31, 1955, the Board re
affirmed its policy to work towards gradual desegregation.
Two Members of the Board and two Members of the
supervisory Staff visited the integrated public schools of
Evansville, Indiana in July, 1955 to study desegregation in
those schools.
On August 17,1955 the Board directed the Superintendent
and his Staff to develop a plan of action leading to the
gradual integration of the public schools and to that end
the Superintendent and his Staff began holding meetings
for the purpose of further exploring the subject. As an
outgrowth of these meetings, the study council, composed
of all principals, school administrators and supervisors
(both white and negro) and the Superintendent of Schools,
was formed for the purpose of exploring and studying plans
and procedures in school desegregation. This study council
held an additional series of meetings and formulated sev
eral possible plans for desegregation, eight of which were
presented to the Board for the Board’s study. These study
groups continued with their meetings the remainder of
1955 and during the year 1956.
In the meeting of May 11,1956, the Board announced that
each of the eight plans for desegregation had been carefully
reviewed by the Board but that the Board did not feel at
that time that desegregation of the Knoxville public schools
could be successfully put into operation. Three reasons
were given for such action:
(a) Segregation should not be attempted until the school
building program is further advanced.
(b) The Members of the Board do not believe that the
people of both races are ready for a definite plan for de
segregation and that further delay would lessen the likeli
D istric t C ourt M em orandum O pinion
6a
hood of unpleasant incidents which have occurred in some
places where desegregation has been inaugurated.
(c) Before any plan for desegregation is put into effect,
further studies should be made of the subject, and plans
further developed that the children of both races will not
be handicapped by a radical change in their classroom life.
During the week of August 27, 1956, serious trouble de
veloped in Anderson County, Tennessee in the integration
of the Clinton High School. This trouble produced several
tense hearings and trials in this Court. In September, 1957,
a Nashville, Tennessee elementary school was bombed and
severely damaged. On October 5,1958, Clinton High School
in Clinton, Tennessee was bombed causing damage esti
mated at $250,000.00 to $300,000.00.
A hearing was held by this Court on February 8, 1960 on
plaintiffs’ motion for a preliminary injunction prohibiting
the defendants from refusing to admit or transfer the
infant plaintiffs to the schools to which they had applied
for admittance on account of their race or color and for
the declaratory relief sought in the complaint. At this
hearing, defendant, Board of Education, agreed that it
would submit a plan for desegregation on or before April
8, 1960. Action on other phases of the relief sought in the
complaint was postponed, pending the submission of the
plan.
On April 8,1960, the Board filed the following Plan, which
is sometimes referred to as Plan Nine:
“1. Effective with the beginning of the 1960-61 school
year racial segregation in Grade One of the Knox
ville Public Schools is discontinued.
2. Effective for 1961-62 school year racial segregation
shall be discontinued in Grade Two and thereafter
D istric t C ourt M em orandum O pinion
7a
in the next higher Grade at the beginning of each
successive school year until the Desegregation Plan
is effected in all twelve grades.
3. Each student entering a desegregated grade in the
Knoxville Public Schools will be permitted to attend
the school designated for the Zone in which he or
she legally resides, subject to regulations that may
be necessary in particular instances.
4. A plan of school zoning or districting based upon
the location and capacity (size) of school buildings
and the latest enrollment studies without reference
to race will be established for the administration of
the first grade and other grades as hereafter de
segregated.
5. Requests for transfer of students in desegregated
grades from the school of their Zone to another
school will be given full consideration and will be
granted when made in writing by parents or guard
ians or those acting in the position of parents, when
good cause therefor is shown and when transfer
is practicable, consistent with sound school admin
istration.
6. The following will be regarded as some of the valid
conditions to support requests for transfer:
a. When a white student would otherwise be re
quired to attend a school previously serving col
ored students only;
b. When a colored student would otherwise be re
quired to attend a school previously serving white
students only;
D istr ic t C ourt M em orandum O pinion
8a
e. When a student would otherwise be required to
attend a school where the majority of students of
that school or in his or her grade are of a differ
ent race.”
One Board Member voted against the Plan, stating that
“what the Board is doing is a mistake.”
The Members of the Board are continuously changing,
while the Members of the Administrative Staff remain con
stant. Certain Members of the Board are elected at biennial
election and this puts the terms of the Members on a
staggered basis.
Plaintiffs filed seven objections to the Plan on April
18, 1960. It is insisted by the plaintiffs in these objections
that: (a) The Plan does not provide for elimination of
racial segregation “with all deliberate speed” as required
by the Fourteenth Amendment to the Constitution; (b) it
does not take into account the five years which have elapsed
during which the Board has failed and refused to comply
with the Fourteenth Amendment; (c) a period of twelve
years for the consummation of the Plan is not in the public
interest and is not in compliance with the Fourteenth
Amendment; (d) the defendants have not carried the burden
of proof of showing problems related to public school ad
ministration as specified by the Supreme Court in the second
decision of Brown v. Board of Education (May 31, 1955),
349 U. S. 294; (e) under the Plan, the infant plaintiffs and
all other children attending the public schools of Knoxville
in their class will be deprived of their right to attend a de
segregated school as guaranteed to them by the Fourteenth
Amendment; (f) the Plan deprives infant plaintiffs and
those similarly situated from enrolling in Fulton Technical
High School and other special vocational schools, summer
D istric t C ourt M em orandum O pinion
9a
courses and kindred educational training of a specialized
nature as to which enrollment is not based upon residence;
and (g) Paragraph 6 of the Plan violates the due process
clause of the Fourteenth Amendment in that said paragraph
provides racial factors as conditions to support requests
to transfer, and the racial factors are designed and neces
sarily operate to perpetuate racial segregation.
A trial was held on August 8-11, 1960 on defendants’
motion for the adoption of the Plan and plaintiffs’ objec
tions thereto. Substantial testimony was introduced during
the trial, a material portion of which consisted of the read
ing of discovery depositions of various individual defen
dants and of a number of adult plaintiffs.
The controlling issue in the case and to which the greater
part of the evidence was directed is :
Is the time delay provided for in the grade a year de
segregation proposal reasonably necessary in the public
interest and is it “consistent with good faith compliance at
the earliest practicable date”? See Brown v. Board of Edu
cation, supra.
It is the position of the Board that a more accelerated
plan for desegregation would cause administrative prob
lems of great magnitude and serious interruption in the
operation of the Knoxville School System with resultant
deleterious effects upon the school children of both races.
The Board maintains that the grade a year plan is a
compliance with the “deliberate speed” concept in the light
of the existing conditions in the Knoxville area.
As to the good faith phase of the issue, the Board insists
that its Members, the then Superintendent of Schools and
the Members of his Staff, began to consider the question of
desegregation immediately following the first decision in
the Brown Case in 1954 but that they withheld efforts to
D istric t C ourt M em orandum O pinion
10a
perfect a plan until the second Brown decision on May 31,
1955; that following this decision Board meetings and work
shop meetings were held by the Board with principals of
negro schools and white schools; and that much of the
literature on the subject of desegregation was studied with
the view of finding a plan that would meet the needs of the
Knoxville community and at the same time protect and
enforce the constitutional rights of the negro children
attending the public schools of Knoxville.
In support of the Plan, Superintendent Johnston testified
that he became Superintendent on June 15, 1955 and that
on the next day he asked his Administrative Staff to come
together to discuss the Supreme Court’s decision and steps
that ought to be taken to study the best approach to com
pliance with the decision; that out of the meeting grew the
suggestion that some Members of the Staff and of the Board
visit a city with experience in desegregation; and that the
City of Evansville, Indiana was chosen because of its com
parable size and because it had been operating under a
desegregated program since 1949. He testified that two
Members of the Board and two Members of the Staff visited
the schools in that City and spent a day or more in the
schools and with the superintendent.
Subsequently, on July 25, 1955, he inaugurated a program
of inviting white principals, Members of the Board and
Staff to discuss how best to comply with the Supreme
Court’s decision. He attempted at the meeting to establish
an atmosphere or environment under which these persons
would talk freely on the subject.
A week later, they had a similar meeting with the negro
principals, Members of the Board and Staff at which exactly
the same matters were discussed in an atmosphere under
which the negro principals would feel free to ask questions
and make suggestions.
D istric t C ourt M em orandum O pinion
11a
He testified that separate meetings were field at his own
suggestion with the thought that participants would talk
more freely if they met separately and that thereby he
could better assess whether there was opposition or a good
feeling about the whole business.
At the same time, he inaugurated a series of Staff meet
ings for a period of an hour a day for 15 successive working
days for the exchange of views on the problem.
On January 26, 1956, he testified that they convened a
meeting of the negro principals and general supervisors in
the central office to determine whether they were willing to
participate in a series of meetings to consider the subject
of desegregation. A similar meeting with the white prin
cipals came a few days afterwards.
On February 1, 1956, a Staff meeting was held to survey
the willingness of principals of both groups to join in a
study group or workshop. On February 2, 1956, all prin
cipals regardless of race were called for a meeting in the
central office at which no shyness or reticence to discuss
the subject appeared. He commented that for 32 years to
his personal knowledge negro principals and white princi
pals had met together in regular meetings.
He testified that a series of workshop meetings were
developed to explore different plans and that out of these
meetings there evolved eight suggestions to be submitted
to the Board of Education without recommendation which
were the result of the studies of the principals of both races
and of the Staff.
Subsequently, in January, 1957 at a meeting, he requested
the principals of both races and the supervisors to meet
with him to further discuss the subject. At that meeting he
indicated that he would like personally to come to the
schools and sit down with their faculties and talk with the
D istric t C ourt M em orandum O pinion
12a
teachers to see how they felt on the subject because he felt
that “the burden of making that plan successful . . . would
be on the shoulders of the teachers who work closely with
children and with parents.” Following this meeting, he
testified that he started going to schools at the invitation
of the principals and that he attended 12 to 15 such faculty
meetings. It was his purpose to discover through these
informal meetings whether there were members of the
faculties who opposed any form of desegregation. He
wanted to determine whether there were pockets of re
sistance or whether a favorable climate for compliance
existed among the teachers. These meetings continued
through the school year 1957. By Fall, he testified, the
invitations seemed to slow down and that he seemed to de
tect a feeling amongst the negro and white principals which
did not exist before. He pointed out that there had been
dynamiting and other difficulties around the Knoxville
area; and that trouble had arisen in Nashville and Clinton.
Superintendent Johnston stated that violence occasioned
by desegregation in neighboring cities caused us to reflect
a little more on how it will affect us and made us more
conscious of what might happen here. He pointed out that
no child could get an education operating under a feeling
of fear or tension or emotional unrest and that every day
a child loses from its normal educational program is prac
tically gone forever and will never be completely regained;
that order is the first law in the classroom and that an
educational program must have order if children were
going to learn. He said: “We were concerned with that.”
At the same time, he noted that the School Board was
engaged in an extensive building program which involved
both Staff and Board and which was heavily time con
suming; that Board and Staff Members examined blue
D istric t C ourt M em orandum O pinion
13a
prints and drawings of the architects minutely and that they
made innumerable visits to the buildings when they were
under construction and that before a building was accepted
it was the duty of the Board to go through it, inspect the
rooms, corridors and facilities in the company of the archi
tect and of the representative of the contractor.
This was a massive building program carried out under
Bond Referendums of 1946 and 1954 and involved nearly
eight million dollars of new construction and remodeling in
both white and colored schools.
In implementation of the Plan filed on April 8, 1960, the
Superintendent testified that he instructed his Staff to be
gin work on a zoning map which was approved at a meeting
of the Board on August 6, 1960, just two days before the
hearings began. He testified that he instructed his Staff
that in the preparation of the map there would be no
maneuvering or gerrymandering, that the re-zoning and
re-establishing of school zones must be based on enrollment
studies and on the size and capacity of the buildings. The
work was in charge of Mr. Frank Marable, Supervisor of
Child Personnel, whose duty it is to check on attendance,
school zones and the movement of people.
On cross-examination, he testified that in preparing the
map, efforts were made through the pre-school round-up
program and estimates of principals to get estimates of
the number of children that would be affected. This zoning-
plan was confined to the elementary schools and did not
include the secondary schools.
Under detailed cross-examination, Mr. Johnston pointed
out that small groups or pockets of negro homes were
scattered throughout the Knoxville City School System in
contrast to major concentrations of negro citizens; that the
zone boundaries were often dictated by artificial barriers
D istric t C ourt M em orandum O pinion
14a
like heavily traveled streets and also by the size and capaci
ties of school buildings.
In response to a question that some capacity was pre
served at Park Lowry for transfers which were authorized
under the Plan, he testified that he had no way of knowing
who was going to ask for a transfer and that he only knew
that under the Plan white students and negro students
would be treated alike.
He testified categorically that no member of his Staff
in working on the map had ever operated deliberately to
cut out negro children; and that they tried to work the
thing out on a fair basis, depending on the size of the build
ing, shifting population and enrollment.
With reference to the fact that eight plans were originally
developed for submission to the Board and that the Plan
which was finally adopted involved only a grade a year
desegregation, he testified that the Plan adopted was based
on the experience around us and studies of the general
situation of desegregation; that it was felt that this plan
could be introduced in the City of Knoxville with the least
disturbance to the over-all educational program; and that
it would be accepted by the majority of citizens with less
tension and less emotional excitement than any other plans
that had been studied.
He reiterated that the Knoxville School System had been
in existence since 1870 and that desegregation would not
be easy; that it was the goal to achieve desegregation and
at the same time maintain an orderly decorum or environ
ment under which all children could continue to go to
school day by day free from tension and free from fear.
He repeated that order is the first rule of a classroom.
In presenting the grade a year plan to the Board, the
Staff made seven observations in favor of the plan. The
D istric t C ourt M em orandum O pinion
15a
first was that it appeared to meet the requirements of the
Supreme Court decision and of the laws of the State which
placed the burden or responsibility on local boards for de
segregation and for the assignment and placement of
students. Second, the Plan did not limit the speed with
which it could be implemented. Third, it provided for
gradual implementation until the complex problems of zon
ing, transfer and assignments of students could be ad
justed in the light of experience. Fourth, it had the ad
vantage of numerous other plans as a background for its
adoption. Fifth, the main features of the Plan have been
upheld by higher courts. Sixth, the Plan lessened the
opportunity for developing prejudices. Seventh, it mini
mized the possibility of administrative problems that could
be of such complexity and magnitude as to seriously under
mine and impair the total educational program of the City.
Finally, he emphasized the adaptability of small children
and that they do not have the prejudices of older children
or grown people and could be fitted into the work easier
than older children. He felt that the gradual plan would
enable the school system to continue a fine educational pro
gram with less tension, less fear and less emotional dis
turbances than a plan which rushed into a broader field of
desegregation. He felt that the gradual plan would have
the sympathetic understanding of the great majority of
the citizens of the City. He pointed out the importance of
this in going before the City Council on behalf of school
budgets with which to operate the schools; that the School
System had to have the sentiment of the people with it
because it involves budgets, their attitude towards refer-
endums for new schools and new buildings, etc.
With reference to evidence that there had already been
desegregation of ball parks, public libraries, buses and air
D istr ic t C ourt M em orandum O pinion
16a
port restaurants, etc. in and around Knoxville and that
this would seem to indicate that a speedier plan of desegre
gation could be inaugurated, Superintendent Johnston
pointed out that under the compulsory attendance law,
children are compelled to go to school for a period of seven
hours a day and that he knew of no law that compelled them
or any adult to go to a ball park, the library or airport
restaurants. He pointed out that those were optional mat
ters, but that under the school law children were required
to go to school.
In the course of his testimony, Superintendent Johnston
testified to certain achievement tests given all children in
the sixth grade in the Knoxville schools. His testimony was
that as a result of these tests it appeared that the achieve
ment levels of students from white schools were somewhat
above the national norm and that the student level from
colored schools were substantially below the national norm.
This testimony was objected to by the plaintiffs on the
ground that the results of the tests were hearsay. The
Court recognized this objection, but admitted the testimony
for such bearing as it might have on the good faith of the
Board in utilizing the grade a year plan.
In his deposition, Superintendent Johnston was asked
about the industrial courses given at Austin High School,
the colored school, and at Fulton High School, the white
technical school. It appeared from his testimony that
Fulton High gives a course in television, a course in ad
vanced electronics, ones in air conditioning, refrigeration,
commercial art, commercial photography, distributive edu
cation, drafting, machine shop, printing and sheet metal
which are not offered at Austin High School. Certain
courses, he testified, such as brick masonry, tailoring, etc.,
are offered at Austin which are not offered at Fulton.
D istric t C ourt M em orandum O pinion
17a
Colored students are not admitted to these courses at
the present time at Fulton High School because of the
segregated schools.
Generally, the testimony of Superintendent Johnston was
that the school facilities and teaching level at both the
colored and white schools are equal. He pointed out that
the colored teachers are paid at the same salary level as
those in the white schools and that the work done is
equivalent. These facts were also stipulated.
The conclusion the Court draws from this evidence is
that students including plaintiffs now in school who would
not, if Plan Nine were adopted, be permitted to go to an
integrated school, would still have equal opportunities for
an education in the tine colored schools with their excellent
teaching staffs.
This conclusion is not true of the special technical courses
offered at the Fulton High School. Under Plan Nine
colored students now in school and desiring those courses
would be barred from taking those courses. They would
have to complete their scholastic education without the
opportunity of taking these courses. Superintendent John
ston testified that he had talked to the teachers in the Fulton
High School and they were of the opinion that to admit
colored students to these courses would cause trouble and
disciplinary problems, an opinion in which he joined.
Nevertheless, the Court feels that despite the great
merit of Plan Nine, it is deficient in that it precludes colored
students now in school from ever participating in these
specialized courses.
Dr. Burkhart, Chairman of the Board since 1958, was of
the opinion that complete desegregation would disrupt the
orderly process of education in Knoxville and that the
children of both races would be materially affected thereby.
D istric t C ourt M em orandum O pinion
18a
This opinion was based in part on the attitude of the great
majority of the citizens of the Knoxville area who feel that
the citizenship is not prepared at this time to accept any
thing except gradual desegregation. He was further of the
opinion that complete desegregation would cause violence
in the community.
This Court recognizes that the Supreme Court stated in
substance in Cooper v. Aaron, 358 U. S. 1, that opposition
to desegregation was not alone a sufficient reason to post
pone desegregation. But, the Court also stated in substance
in Brown v. Board of Education, 347 U. S. 483 that one of
the factors that the trial court should consider in resolving
the question of immediate and complete desegregation or
gradual and complete desegregation is the interest of the
people who are affected in the community.
Hr. Burkhart was of the opinion that gradual desegrega
tion would be best for the students and for the community.
He felt that an abrupt change would affect the teachers and
the students of both races and would create serious ad
ministrative problems.
Dr. Moffett, another Member of the Board, felt that Plan
Nine was the best plan for the Knoxville schools and gave
three principal reasons to support his belief, which are in
substance as follows:
(a) First grade eliminates any educational advantages
or disadvantages.
(b) The present Plan is more receptive to constituents.
(c) The present Plan is better for teachers and other
personnel of the schools.
Andrew Johnson, a well-known lawyer of Knoxville,
served as a Member of the Board from January 1, 1954
D istric t C ourt M em orandum O pinion
19a
through December 31, 1957. He explained in detail the
careful study made by Members of the Board and school
personnel during the period that he was a Board Member.
A building program involving some eight million dollars
was inaugurated and extensively carried on while he served
as a Member of the Board. This program consumed con
siderable time of Board Members.
A series of meetings were held by Board Members with
the Superintendent and his Staff during the year 1955 when
desegregation matters were discussed. The initial attitude
of the Board was to comply with the law with respect to
desegregation as declared by the Supreme Court in the
Brown Case. In 1954, the Members of the Board felt that
desegregation could be effectuated without too many prob
lems because the citizenship at that time appeared to be
passive. Later, the Board Members began to hear rumbling
of the disturbances from citizens and when actual violence
began in Clinton, it caused the Board to go slow. This
violence gave rise to a consciousness of the Members of the
Board of the dangers of making an unwise step. The Board
was delayed by circumstances over which it had no control.
The opinion of the public influenced the actions of the
Board. The Board was looking at local conditions. Threats
of violence were made if desegregation were inaugurated.
On June 10, 1957 some fifteen citizens appeared before the
Court and some of them suggested that the Board Members
resign rather than institute desegregation. There was real
danger.
One John Kasper appeared before the Board that night.
Mr. Johnson received a number of telephone threats. The
Members of the Board were afraid of physical violence
against the colored children. At that time, the colored
principals of the schools felt that desegregation should be
D istric t C ourt M em orandum O pinion
20a
given thorough consideration, but that it should not start
immediately.
The dynamiting and other violence in Clinton and Nash
ville were other causes for the Board moving towards de
segregation more slowly.
Mr. Marable is Supervisor of Child Personnel. He
handles transfers. He stated that the schools were over
crowded in some sections. Transfers were comparatively
easy under the old plan although they are considered care
fully. If the reasons are good, a transfer is made. It is an
administrative matter. Primarily, a child is expected to go
to school in the zone of his residence.
Plaintiffs, Mrs. Barber, and Messrs. Bobinson, Sr., Ward,
Graves, Winton, Sr. and Goss, testified to having made
applications for admittance of their minor children to white
schools, all as shown in the complaint and the stipulation,
and that they were denied admittance solely because of their
race or color. Each of these plaintiffs gave a reason why
he wanted his infant child to attend a white school, one of
the reasons being that he or she lived near the white school.
This Court is of the opinion and finds that the foregoing
evidence shows beyond question good faith on the part of
the Board in making an honest effort to find the solution of
a very troublesome problem, namely, a plan of desegrega
tion that would best fit the needs of the Knoxville area
and at the same time implement the decision of the Supreme
Court in the Brown Case. The teaching of that case, as
well as that of the eases of Cooper v. Aaron, supra and
Kelley v. Board of Education (C. A. 6), 270 F. 2d 209, is
that the problem of desegregation must be solved in ac
cordance with the exigencies of the case and that the inter
est of the school children of both races, the interest of
the school personnel and of the community involved are
D istric t C ourt M em orandum O pinion
21a
the prime factors in resolving the issue; that local school
problems differ and what would be a reasonable time to
integrate in one community might be unreasonable in an
other community; that the question of speed is to be decided
with respect to existing local conditions; that the operation
of the public schools is the business of the local School
Board and that the courts should not interfere with such
operation unless it is necessary for the enforcement of
constitutional rights; and that the Court should not sub
stitute its judgment for that of the local School Board in
the promulgation of plans of desegregation and that if the
Board has acted in good faith its action should not be set
aside so long as such action is consistent with the eventual
establishment of a non-discriminatory school system at the
earliest possible date consistent with the interest of the
school children, school personnel and the community.
The Court finds that the Plan submitted by the Board is
not only supported by the preponderance of the evidence,
but by all of the evidence, with one exception. "With refer
ence to the technical courses offered in the Fulton High
School to which colored students have no access, it directs
that the defendants in this cause restudy the problem there
presented and present a plan within a reasonable time which
will give the colored students who desire these technical
courses an opportunity to take them.
This Court is concerned—gravely concerned—with the
incidents of unrest and violence which have attended the
desegregation of schools in nearby communities. They have
not only been made matters of evidence in this case, but
some are matters with which this Court has had to deal, and
of which it takes judicial notice. These incidents have been
characterized by the bombing of homes and of school build
ings and by acts of individual terrorism which have de
D istric t C ourt M em orandum O pinion
22a
stroyed the orderly atmosphere in which good schooling
can thrive. They have revealed pockets of hate and lawless
ness which are overshadowing imponderables in this case.
Glowing pictures of what may be, or ought to be, char
acterize the partisanship of those not called upon to make
decisions. It is easy to ignore, and many of these partisans
have ignored, considerations which weigh so heavily upon
the Court. Some who might have taken responsibility have,
despite the admonitions of the Supreme Court in the Brown
and other cases, chosen not to assume it.
As the case has developed, the ultimate responsibility for
decision rests with the Court. It alone must deal with the
realities—realities with which it has had acrid experience.
If it decides wrongly, the transition towards the goal of a
harmonious and unified school system—a goal to which all
parties to this case subscribe—will receive an untold set
back. If it decides rightly, there may well be smooth and
steady progress toward full integration. Some individuals,
parties to this case, will not themselves benefit from the
transition. At a turning point in history some, by the ac
cidents of fate, move on to the new order. Others, by the
same fate, may not. If the transition is made successfully,
these plaintiffs will have had a part. Moses saw the land
of Judah from Mount Pisgah, though he himself was never
to set foot there.
Perhaps the transition could be faster. Who can know?
When a bridge is built or modified, engineers add a factor
of safety far beyond the expected load. The analogy breaks
down. In altering a school system, no one knows the load;
there is no known factor of safety. Traditions, ways of
thinking, aspirations, human emotions—all are involved.
Emotions are sometimes stable, sometimes explosive. This
Court has had experience with both. It rather anticipates
D istric t C ourt M em orandum O pinion
23a
that the emotions of the people of Knoxville are under
control. It does not know. It would have had the same
expectation of another community. It was wrong.
All things considered, Plan Nine seems to offer more
safety and more assurance for an orderly progression
toward a fully unified school system. Under the evidence,
there is less danger of disorder—more hope of steady prog
ress. When the risks of which this Court is cognizant are
taken into account, Plan Nine seems to meet the tests laid
down by the Supreme Court. The Plan, with the reservation
noted, is approved.
Present order in accordance with views herein stated.
R obt. L. Taylor
United States District Judge
D istric t C ourt M em orandum O pinion
24a
Filed: August 26,1960
This cause came on to be heard on August 8, 9, 10 and 11,
1960, upon the entire record, upon stipulations, oral testi
mony, depositions and exhibits, without the intervention
of a jury, and upon briefs and argument of counsel, pur
suant to which the Court on August 19, 1960, filed its
Memorandum, all of which are herein incorporated by
reference.
It is, therefore, o r d e r e d , a d j u d g e d a n d d e c r e e d , as follows:
1. That the Plan of The Board of Education of the City
of Knoxville, approved by said Board on April 4, 1960, and
presented to this Court on April 8, 1960, be approved with
the single exception that the defendants in this cause are
hereby directed to restudy the problem presented with ref
erence to the technical and vocational courses offered in
the Fulton High School, to which colored students have no
access, and present a plan within a reasonable time which
will give the colored students who desire these technical and
vocational courses an opportunity to take them. The de
fendant Board of Education of the City of Knoxville, Ten
nessee is hereby ordered to put said Plan as approved by
this Court into effect in accordance with the tenor thereof.
2. That the prayer of the plaintiffs for injunctive relief
and their motion for preliminary injunction be, and the
same hereby are, denied.
3. That the jurisdiction of the action is retained during
the period of transition.
J u d g m e n t o f District C o u r t
25a
Judgment of District Court
To the foregoing actions of the Court, as contained in
Paragraphs numbers 1. and 2. hereinabove, the plaintiffs
except.
R obt. L. Taylor
United States District Judge
26a
O p i n i o n o f S i x t h C ircuit
No. 14425
UNITED STATES COURT OF APPEALS
F or the Sixth Circuit
J osephine Goss and T homas A. Goss, Infants by
R alph Goss, Their Father and Next Friend, et al.,
Appellants,
—v.—
T he Board oe E ducation of the City of K noxville,
T ennessee, a Body Corporate or Continuous Legal
Entity, c/o D r . J ohn H. B urkhart, President, et ah,
Appellees.
APPEAL FROM T H E U N ITED STATES DISTRICT COURT FOR T H E
EASTERN DISTRICT OF TEN N ESSEE, NO RTH ERN DIVISION.
Decided April 3, 1962.
Before: Cecil, W eick and O’Sullivan, Circuit Judges.
Cecil, Circuit Judge. This cause is before the Court
on appeal from an order of the United States District
Court for the Eastern District of Tennessee, Northern
Division, concerning the desegregation of the school system
of the city of Knoxville, Tennessee.
The appellants were plaintiffs in the District Court and
are all Negro citizens of the United States and state of
Tennessee, and residents of the city of Knoxville. They
27a
are children who were attending the public schools of
Knoxville, at the time this action was begun, and their
parents or guardians. The action was brought by the
named plaintiffs for themselves, individually, and on behalf
of all persons resident of Knoxville, similarly situated.
The appellees were defendants in the District Court and
are members of the school board of the city of Knoxville,
together with the superintendent of schools and other
administrative officers of the Knoxville school system.
They are sued in their official capacities and as individuals.
The parties will be referred to hereinafter, respectively,
as plaintiffs and defendants.
The complaint was filed on December 11, 1959, and
invoked jurisdiction by virtue of sections 1331, 1343, 2201
and 2202, Title 28 U. S. C. and sections 1981 and 1983,
Title 42 U. S. C. By their complaint, the plaintiffs seek
orders restraining the defendants from refusing to admit
the named plaintiffs to certain schools operated by them as
so-called “white” schools, on account of plaintiffs’ race or
color; for an order declaring the custom, policy, practice
or usage of excluding plaintiffs and other persons similarly
situated from any schools of the city of Knoxville solely
because of race, pursuant to certain constitutional and
statutory provisions of the state of Tennessee, to be uncon
stitutional and void; for a permanent injunction restrain
ing the defendants from operating their schools on a
biracial basis, and in addition thereto for an order requir
ing the defendants to present to the Court a plan “designed
to bring about good faith compliance with the decision of
the Supreme Court of the United States in Brown v. Board,
of Education, 347 U. S. 483, at the earliest practicable
date throughout the Public School System of the City of
Knoxville.”
O pinion o f S ix th C ircuit
O pinion o f S ix th C ircuit
The defendants in their answer admit that the schools
of Knoxville, at the time this action was begun, were oper
ated on the basis of separate schools for white children
and separate schools for Negro children. They say this
was in accordance with constitutional and statutory pro
visions of the state of Tennessee (Art. 11, Sec. 12. Tenn.
Const., Secs. 49-1005, 49-1107, and 49-3701, Tenn. Code);
that they did not feel that they could change this system
without the compulsion of law; that the schools for Negroes
were excellent and that there was no discrimination against
them in the type of education they received; that while
there were wThite teachers for white children and Negro
teachers for Negro children, they were paid on the same
basis; that since the Brown decision, they have studied
plans of integration, but that up until this time delay
has been well advised. They say they “owe no apologies
to anyone, and make none.”
After the complaint wTas filed, the trial judge gave the
defendants until April 8, 1960, to submit a plan of inte
gration. A plan was submitted in accordance with this
order and the principal question now before this Court
is whether that plan is adequate to comply with the deci
sions of the Supreme Court.
The plan called “Plan No. 9” provides for school zoning
based upon location and capacity of school buildings and
admission to schools by reason of residence in a zone with
out reference to race; discontinuance of racial segregation
in steps of one grade a year, beginning with the first grade,
effective with the school year, beginning 1960-61, and a
system of transfers in which the following will be recog
nized as some of the valid conditions for transfer: “a.
When a white student would otherwise be required to
attend a school previously serving colored students only;
29a
b. When a colored student would otherwise be required to
attend a school previously serving white students only;
c. When a student would otherwise be required to attend
a school where the majority of students of that school or
in his or her grade are of a different race.”
The plaintiffs objected to the plan for the reasons that,
considering the five years that had already elapsed since
the Brown decision, twelve years was too long a period to
accomplish complete desegregation; that the board had not
shown that the delay was necessitated by any administra
tive problems enumerated by the Court in the Brown deci
sion; that it deprived Negro students already enrolled in
school of an unsegregated education; that it deprived
Negro students of an opportunity for education in certain
vocational schools and summer courses, and that the trans
fer plan would operate to perpetuate segregation of the
races in the public school system.
The case was tried to the court and a judgment entered
on August 26, 1960. By this judgment, the court denied
injunctive relief to the plaintiffs and approved the plan
as submitted, except “that the defendants in this cause
are hereby directed to restudy the problem presented with
reference to the technical and vocational courses offered
in the Fulton High School, to which colored students have
no access, and present a plan within a reasonable time
which will give the colored students who desire these
technical and vocational courses an opportunity to take
them.” It was further ordered that the board should put
the plan as approved into effect.
On May 17, 1954, the Supreme Court decided, in Brown
v. Board of Education, 347 U. S. 483, 495 (known as the
first Brown case) “that in the field of public education
the doctrine of ‘separate but equal’ has no place. Separate
O pinion o f S ix th C ircuit
30a
educational facilities are inherently unequal.” The Court
held that segregation of Negro and white children for
school purposes on a racial basis deprived Negro children
of equal protection of the laws guaranteed by the Four
teenth Amendment to the Constitution of the United States.
Thereafter, the maintenance of “Negro” schools and
“white” schools was a violation of the United States Con
stitution.
The Court, according to the second Brown decision, 349
U. S. 294, realized that the transition required by its
first opinion, from a custom and practice of so long stand
ing, could not be easily accomplished and that admin
istrative problems would be encountered which would
prevent immediate abandonment of the biracial systems
then in effect.
The court said, at p. 299: “Full implementation of these
constitutional principles may require solution of varied
local school problems.” And at p. 300: “In fashioning
and effectuating the decrees, the courts will be guided by
equitable principles.” . . . “While giving weight to these
public and private considerations, the courts will require
that the defendants make a prompt and reasonable start
toward full compliance with our May 17, 1954 ruling.”
And finally, the classic admonition that the district courts
should make such orders as were necessary to admit all
students “to public schools on a racially nondiscriminatory
basis with all deliberate speed.”
It was thereby recognized that some planning would
have to be done to adapt a particular local system to the
new method of operation and that in the process the rights
of some individuals would have to be subordinated to the
common good of posterity. In Boson v. Rippy, 285 F. 2d
43, the Fifth Circuit reversed the District Court when it
O pinion o f S ix th C ircuit
31a
ordered immediate en masse desegregation, and instructed
it to require the board to submit a plan.
We appreciate that in such a transition, as is here
involved, emotions are deeply stirred and sensitive feelings
touched. But these must give way to the mandates of the
Supreme Court. As that Court said in Cooper v. Aaron,
358 U. S. 1, 16, “law and order are not here to be pre
served by depriving the Negro children of their constitu
tional rights.”
It has been nearly eight years since the first Brown
decision and under the plan before us the first and second
grades are now integrated. The evidence does not indicate
that the board is confronted with the type of administra
tive problems contemplated by the Supreme Court in the
second Brown decision. That the operation of schools on
a racially segregated basis is a violation of the Fourteenth
Amendment and that the constitutional and statutory
requirements of the state of Tennessee prohibiting the
mixture of races in schools cannot be enforced are no
longer debatable or litigable questions. This has been ob
vious and evident since May, 1954.
The position of the board that it would continue to
operate under these unenforcible laws, until compelled by
law to do otherwise, does not commend itself to the Court,
for the acceptance of a plan that provides for a minimum
degree of desegregation. In the second Brown case, the
Court said, at p. 300: “The burden rests upon the defen
dants to establish that such time is necessary in the public
interest and is consistent with good faith compliance at
the earliest practicable date.” In our judgment, the defen
dants have not sustained this burden. We do not think
that the twelve-year plan of desegregation adopted at this
late date meets either the spirit or specific requirements
of the decisions of the Supreme Court.
O pinion o f S ix th C ircuit
32a
The transfer feature of the plan comes under sharp
criticism of the plaintiffs. They claim that the operation
of a such a plan will perpetuate segregation. We do not
think the transfer provision is in and of itself illegal or
unconstitutional. It is the use and application of it that
may become a violation of constitutional rights. It is in
the same category as the pupil assignment laws. They
are not inherently unconstitutional. Shuttlesworth v.
Birmingham Board of Education, 162 F. Supp. 372, D. C.
N. D. Ala., affirmed, 358 U. S. 101. They may serve as
an aid to proper school administration. A similar transfer
plan was approved by this Court in Kelly v. Board of Edu
cation of City of Nashville, 270 F. 2d 209, C. A. 6, cert,
denied, 361 U. S. 924. We adhere to our former ruling
with the admonition to the board that it cannot use this
as a means to perpetuate segregation. In Boson v. Bippy,
supra, the court said, at p. 46, the transfer feature “should
be stricken because its provisions recognize race as an
absolute ground for the transfer of students, and its appli
cation might tend to perpetuate racial discrimination.”
(Emphasis added.) This transfer provision functions only
on request and rests with the students or their parents
and not with the board. The trial judge retains jurisdic
tion during the transition period and the supervision of
this phase of the reorganization may be safely left in his
hands.
Some of the named plaintiffs seek orders restraining
the defendants from refusing them admission to certain
white schools. The district judge denied the requests for
such orders. The questions presented by this phase of the
ease are moot as to some of the plaintiffs for the reason
that they have now graduated from high school. When
the defendants have complied with the mandate of this
O pinion o f S ix th C ircuit
33a
Court to submit an accelerated plan, looking to the reorgan
ization of the Knoxville schools on a racially nondiscrim-
inatory basis, the questions of individual admission to
so-called “white” schools may be moot as to some of the
other plaintiffs now in elementary schools.
Judge Taylor wisely withheld aproval of the plan
insofar as it denied Negro students the right to take the
technical and vocational courses offered at Fulton High
School. The board should, as he suggested, present within
a reasonable time a plan that would permit all Negro
students who desire and are qualified to have an oppor
tunity to take the special courses of this high school.
As previously indicated, we think the Supreme Court
contemplated that there would have to be plans for the
transition and that some individual rights would have to
be subordinated for the good of many. The smooth working
of a plan could be thwarted by a multiplicity of suits by
individuals seeking admission to grades not yet reached in
the desegregation plan.
We think Judge Taylor was correct in denying injunctive
relief and as he so eloquently said: “Some individuals,
parties to this case, will not themselves benefit from the
transition. At a turning point in history some, by the
accidents of fate, move on to the new order. Others, by the
same fate, may not. If the transition is made successfully,
these plaintiffs will have had a part. Moses saw the land
of Judah from Mount Pisgah, though he himself was
never to set foot there.”
In conclusion, we affirm the judgment of the District
Court in the following respects: the approval of the plan
insofar as it pertains to school grades already integrated;
the approval of the plan as to items three and four thereof,
providing for zoning or districting based upon location
O pinion o f S ix th C ircuit
34a
and capacity of school buildings and the permission of
students to attend schools designated for their zones; the
approval of the plan as to transfers subject to it being
used for proper school administration purposes and not
for perpetuation of segregation; the rejection of the plan
so far as it pertains to Fulton High School and the order
to the board to resubmit a plan in a reasonable time that
will permit Negro students to have the advantage of the
special courses of that high school and the denial of injunc
tive relief.
We modify the judgment of the District Court insofar
as it approved the board’s plan for continued segregation
of all grades not reached by its grade-a-year plan. It is
not the function of this Court to formulate or dictate to
the board a plan for the operation of the Knoxville schools.
It is, likewise, not our intention to require immediate total
desegregation. We do believe, however, that more grades
than contemplated by the board’s plan should now be
desegregated. In the light of the board’s experience with
the present plan, it should be enabled to submit an amended
plan that wil accelerate desegregation and more nearly
comply with the mandate of the Supreme Court for “good
faith compliance at the earliest practicable date.”
The case is remanded to the District Court with instruc
tions to require the board to promptly submit an amended
and realistic plan for the acceleration of desegregation, in
accordance with the views herein expressed.
O pinion o f S ix th C ircuit
35a
J u d g m e n t o f S i x t h C ircuit
April 3,1962
A ppeal from the United States District Court for the
Eastern District of Tennessee.
T his Cause came on to be heard on the transcript of the
record from the United States District Court for the
Eastern District of Tennessee, and was argued by counsel.
On Consideration W hereof, It is now here ordered and
adjudged by this Court that the judgment of the said Dis
trict Court in this cause be and the same is hereby affirmed
in part, modified in part, and the cause is remanded for
further proceedings consistent with the opinion filed herein.
Approved for entry:
/ s / L ester L. Cecil
United States Circuit Judge
APPENDIX B
Opinions and Judgments in Maxwell Case
37a
Filed: November 23,1960
This cause came on to be heard before the Honorable
William E. Miller, District Judge, on October 27, 1960, and
prior days of the term, upon the entire record, oral testi
mony and exhibits without the intervention of a jury, brief
and arguments of counsel, from all of which the Court
finds and holds as follows:
F ihdings of F act
1. The plaintiffs, all of whom are Negro school children
and their parents and are citizens and residents of David
son County, Tennessee, filed this action on 19 September,
1960, seeking declaratory and injunctive relief against
enforcement of the custom, practice and policy of the de
fendant, County Board of Education of Davidson County
and its Superintendent of Schools, J. E. Moss, requiring
racial segregation in the County Schools and refusing to
admit certain of the plaintiffs to certain schools solely
because of their race or color. Plaintiffs also prayed for
an order requiring defendants to submit a plan for re
organization of the entire County School System into a
unitary nonracial school system, including plans for elim
ination of racial segregation in teacher and other personnel
assignments, school construction, and the elimination of any
other discrimination in the operation of the school system
or in the school curriculum which are based solely upon
race or color.
2. The defendants, Frank White; S. L. Wright, Jr.;
F. K. Hardison, Jr.; Ferriss C. Bailey; E. D. Chappell;
Aubrey Maxwell; and Olin White, together comprise all the
duly elected members of the defendant County Board of
Education of Davidson County, Tennessee, and are sued
District C o u r t F i n d i n g s o f Fact, C o n c l u s i o n s o f
L a w a n d J u d g m e n t
38a
in their individual and official capacities together with said
Board of Education, which is sued as a continuous body or
entity. Defendant, J. E. Moss, is the duly elected or ap
pointed County School Superintendent and/or Superin
tendent of Public Instruction of Davidson County, and is
sued in both his individual and official capacity. The Board
of Education is vested with the administration, manage
ment, government, supervision, control and conduct of the
public schools of said County, and defendant, J. E. Moss,
as administrative agent for the Board, has immediate
control of the operation of the County Schools, and serves
as a member of the Executive Committee of the Board.
3. The defendants, acting under color of the laws of the
State of Tennessee and County of Davidson, have pursued
for many years and are presently pursuing a policy, custom,
practice and usage of operating a compulsory racially
segregated school system in and for said County. The
racially segregated school system operated by defendants
consists of a system of elementary, junior high, and high
schools, limited to attendance by white children and negro
children, respectively, of the County of Davidson. Attend
ance at the various schools is determined solely upon race
and color. A dual set of school zone lines is also maintained.
These lines are based solely upon race and color. One set
of lines relates to the attendance areas for the Negro
schools and one set to the attendance areas for the white
schools. These lines overlap where Negro and white school
children reside in the same residential area.
4. At the beginning of the September 1960, school term,
the infant plaintiffs, Henry C. Maxwell, Jr., and Benjamin
Grover Maxwell, made application individually and/or
D istric t C ourt F ind ings o f F act, Conclusions o f Law and
Judgm en t, N ovem ber 23,1960
39a
through their parents to defendants for admission or trans
fer to Glencliff Junior High School and/or Antioch High
School, same being “white” schools which are nearer to
their residence than Haynes High School, the “Negro”
school they are required to attend, and were refused said
admission or transfer solely on account of their race or
color. At the same time, the infant plaintiffs, Cleophus
Driver, Christopher C. Driver, Deborah Driver, and
Deborah Ruth Clark, made application individually and/or
through their parents for admission or transfer to Bor
deaux Elementary School, a “white” school which is nearer
to their residence than Ha;ynes School, the “Negro” school
they are required to attend, and were refused admission or
transfer by defendants, solely on account of their race or
color. Had these infant plaintiffs been white children, they
would have been admitted or transferred to the said “white”
schools to which they applied.
5. The infant plaintiffs, Jacqueline Davis, Shirley Davis,
George Davis, Jr., Robert Davis, Rita Davis, and Robert
Rickey Taylor, reside nearer to a Negro school which they
have been attending, but some of them accompanied the
other plaintiffs when they made application for admission
to said “white” schools, and all of them join in this action
because they allege that they are being denied their right
to enjoy a nondiscriminatory public education by reason
of the compulsory racially segregated public school system
which defendants are maintaining and operating in and for
Davidson County.
6. At a preliminary hearing on 26 September, 1960, this
Court reserved judgment on motions by defendants to
strike and/or dismiss those portions of the complaint com
D istric t C ourt F ind ings o f F act, Conclusions o f L aw and
Judgm en t, N ovem ber 23,1960
40a
plaining of segregated, teacher and personnel assignment,
but ordered the defendants to submit a complete and sub
stantial plan which will accomplish complete desegregation
of the public school system of Davidson County, Tennessee
in compliance with the requirement of the Fourteenth
Amendment to the Constitution of the United States.
7. Pursuant to said order of the Court, the defendants
subsequently filed with the Court the following plan for
desegregation of the school system:
P l a s
1. Compulsory segregation based on race is abolished
in Grade One of the Davidson County Schools for
the scholastic year beginning in September 1961,
and thereafter for one additional grade beginning
with each subsequent school year, i.e., for Grade Two
in September 1962, Grade Three in September 1963,
Grade Four in September 1964, etc.
2. A plan of school zoning based upon location of school
buildings, transportation facilities and the most re
cent scholastic census, without reference to race,
will be established for the administration of the first
grade, and other grades as they are desegregated
according to the gradual plan.
3. Students entering the first grade will be permitted to
attend the school designated for the zone in which
he or she resides, subject to regulations that may be
come necessary in particular cases.
4. Application for transfer of first grade students, and
subsequent grades according to the gradual plan,
D istric t C ourt F ind ings of F act, Conclusions o f Law and
Judgm en t, N ovem ber 23,1960
41a
from the school of their zone to another school will
be given careful consideration and will be granted
when made in writing by parents, guardians, or those
acting in the position of parents, when good cause
therefor is shown and when transfer is practicable
and consistent with sound school administration.
5. The following will be regarded as some of the valid
conditions for requesting transfer:
a. When a white student would otherwise be re
quired to attend a school previously serving
colored students only.
b. When a colored student would otherwise be re
quired to attend a school previously serving white
students only.
c. When a student would otherwise be required to
attend a school where the majority of students in
that school, or in his or her grade, are of a differ
ent race.
6. A plan of pupil registration to be held each Spring
to aid in formulating necessary arrangements for the
opening of schools in the Fall, such as available
room, teaching aids, textbooks, pupil immunizations,
zoning, and transportation facilities, will be con
tinued.*
7. Transportation will be provided to all students that
are eligible for bus service.*
8. Thereafter, the plaintiffs filed the following specifica
tions of objections to said plan:
District Court Findings of Fact, Conclusions of Law and
Judgment, November 23,1960
This has been done for years.
42a
Specification of Objection to P lan F iled by
County Board of E ducation of Davidson County
The plaintiffs, Henry C. Maxwell, Jr., et al., respect
fully object to the plan filed in the above entitled cause
on or about the 19th day of October, 1960, by the de
fendant, County Board of Education of Davidson
County, Tennessee, and specify as grounds of objection
the following:
1. That the plan does not provide for elimination
of racial segregation in the public schools of Davidson
County “with all deliberate speed” as required by the
due process and equal protection clauses of the Four
teenth Amendment to the Constitution of the United
States.
2. That the plan does not take into account the
period of over six (6) years which have elapsed during
which the defendant, County Board of Education of
Davidson County, has completely failed, neglected and
refused to comply with the said requirements of the
due process and equal protection clauses of the Four
teenth Amendment to the Constitution of the United
States.
3. That the additional twelve (12) year period pro
vided in said plan is not shown to be “necessary in the
public interest” and “consistent with good faith com
pliance at the earliest practicable date” in accordance
with the said requirement of the due process and equal
protection clauses of the Fourteenth Amendment to
the Constitution of the United States.
District Court Findings of Fact, Conclusions of Law and
Judgment, November 23,1960
43a
4. That the defendants have not carried their burden
of showing any substantial problems related to public
school administration arising from:
a. “the physical condition of the school plant” ;
b. “the school transportation system” ;
c. “personnel” ;
d. “revision of school districts and attendance areas
into compact units to achieve a system of deter
mining admission to the public schools on a non-
racial basis” ;
e. “revision of local laws and regulations which may
be necessary in solving the foregoing problems” ;
as specified by the Supreme Court in Brown v. Board
of Education (May 31, 1955) 349 U. S. 294, 75 S. Ct.
753, 99 L. Ed. 653, which necessitate the additional time
contemplated by their plan for compliance with the
constitutional requirement of a racially unsegregated
public educational system.
5. That the plan is manifestly a substantially exact
copy of the “Nashville Plan” adopted by defendants
without reference to the local conditions in Davidson
County as a minimum plan predicated on subjective
and mental fears of the defendants as to possible com
munity hostility or friction among students, and is not
supported by a showing of any objective adminis
trative conditions or problems which legally justify its
complete deprivation of the constitutional rights of
plaintiffs and all other children now in school to an
integrated education by projecting the bar of segrega
tion into the next twelve years.
District Court Findings of Fact, Conclusions of L aw and
Judgment, November 23,1960
44a
6. That the plan forever deprives the infant plain
tiffs and all other Negro children now enrolled in the
public schools of Davidson County, of their rights to a
racially unsegregated public education, and for this
reason violates the due process and equal protection
clauses of the Fourteenth Amendment to the Constitu
tion of the United States.
7. That the plan wholly ignores and fails to comply
with the statement of this Court from the Bench on
26 September, 1960, holding that the individual plain
tiffs “have been denied their constitutional and legal
rights”, and suggesting that they be accorded these
rights by defendants voluntarily rather than by court
order, in that under the plan the individual plaintiffs
can never be admitted to an integrated school and are
forever deprived of their rights to a racially integrated
public education in Davidson County.
8. That the plan fails to take into account recent
annexation by the City of Nashville of a large area of
surrounding Davidson County resulting in the public
schools of said County becoming a part of the City of
Nashville School System, which latter School System is
now desegregated from the first through the fourth
grades.
9. That the plan fails to take into account the rights
of the infant plaintiffs and other Negro children sim
ilarly situated and forever deprives them of their rights
to enroll in and attend any technical or other special
or vocational schools, summer courses and educational
training of a specialized nature as to which enrollment
is not based on location of residence.
D istric t C ourt F ind ings o f F act, Conclusions o f L aw and
Ju dgm en t, N ovem ber 23,1960
45a
10. Paragraph five (5) of the plan violates the due
process and equal protection clauses of the Fourteenth
Amendment to the Constitution of the United States in
that said paragraph provides racial factors as valid
conditions to support requests for transfer, and fur
ther in that the racial factors therein provided are
manifestly designed and necessarily operate to per
petuate racial segregation.
11. That the plan contemplates continued mainte
nance and operation by defendants of “Negro” and
“white” schools substantially designated by race, in
violation of the due process and equal protection
clauses of the Fourteenth Amendment to the Consti
tution of the United States, in that it fails to make any
provision for the reorganization of the entire County
School System into a unitary, nonracial school system
so as to include a plan for the assignment of teachers,
principals and other school personnel, as well as school
children, on a nonracial basis; for the allotment of
funds, construction of schools and approval of budgets
on a nonracial basis; and for the elimination of all
other discriminations in the operation of the school
system or in the school curriculum which are based
solely on race and color.
W hereof, the plaintiffs pray:
1. That the Court grant their motions for tempo
rary restraining order and preliminary injunction so
as to require the immediate admission by defendants of
the individual plaintiffs to the public schools of David
son County, Tennessee on an unsegregated basis.
D istric t C ourt F ind ings o f F act, Conclusions o f L aw and
Judgm en t, N ovem ber 23,1960
46a
2. That the declaratory and permanent injunctive
relief prayed for in their complaint be granted, said
injunctive relief to be effective not later than the begin
ning of the Spring Semester or Term of the public
schools of Davidson County in January 1961.
3. That the defendants be required by the Court to
reorganize the entire County School System of David
son County, Tennessee into a unitary nonracial school
system, including all of the matters prayed for in the
sixth prayer of the complaint filed in this cause.
9. At the hearing on said plan on 24 October 1960, the
defendants offered, in support of the plan, the testimony
of Mr. Ferriss C. Bailey, Chairman of the Special Commit
tee of the Board charged with preparing the plan, who
had been a member of the Board for several years and
previously had been a member of the City of Nashville
Board of Education, and who testified that the plan was
prepared by the Staff, and that the Board accepted and
approved the plan and that he thought it a wise plan. Mr.
J. E. Moss, the County Superintendent for many years,
testified as an expert that he believed the plan to be a wise
and workable one; Mr. W. H. Oliver, Superintendent of
Schools of the City of Nashville, testified as an expert that
the Nashville grade a year “stair-step” plan initiated under
Court order in 1957 had proved a wise and workable one
for Nashville. In addition, the Attendance Officer, Psy
chologist and Transportation Officer of the County Schools,
testified as to data relating to school population, pupil
achievement levels and school bus transportation respec
tively, in the County School System. Defendants also in
troduced a zoning map and attendance schedule showing
D istric t C ourt F ind ings o f F act, Conclusions o f Law and
Ju dgm en t, N ovem ber 23,1960
47a
the projected maximum expected distribution of Negro
school children in presently white County Schools under
nonracial zoning. All of said staff members had several
years experience in their respective positions in Davidson
County, and were intimately acquainted with conditions in
that county and all problems involved in desegregation
therein.
10. In opposition to the plan, plaintiffs introduced the
testimony of Dr. Herman Long, Director of the Depart
ment of Eace Relations, American Missionary Association
of the Congregational Church, and teacher of Sociology
in Fisk University, Nashville, Tennessee, for several years,
an expert in the field of race relations in the United States;
Dr. Eugene Weinstein, Assistant Professor of Sociology
in Vanderbilt University, Nashville, Tennessee, an expert
in the field of child development, who has conducted a
recent research study of attitudes of Negro parents in
volved in public school desegregation in the City of Nash
ville, located within Davidson County, Tennessee; Dr. J.
M'asuouka, Professor of Sociology and Chairman of the
Department of Social Science at Fisk University, Nashville,
Tennessee for several years, an expert in the field of race
relations among peoples of the world; and the plaintiffs,
Henry C. Maxwell, Sr., Mrs. Annie P. Driver, and Mrs.
Floy Clark (the latter by stipulation). The plaintiffs tes
tified that they objected to the plan because it would pre
vent their children now in school from enjoying their con
stitutional rights to a nonracially discriminatory public
education, that their children wanted to enjoy such an edu
cation now, and that they feel their children are being
injured by the racially segregated education they are now
D istric t C ourt F ind ings o f Fact, Conclusions o f L aw and
Judgm en t, N ovem ber 23,1960
48a
receiving. The plaintiffs’ aforesaid expert witnesses were
of the opinion that desegregation could reasonably be ef
fected in the Davidson County School System within one
year; and that the pupil transfer provision contained in the
proposed plan, as drafted, would necessarily tend to per
petuate segregation. However, these witnesses, although
expert witnesses and outstanding men in their respective
fields, have had no actual experience with or responsibility
for the administration of the schools in Davidson County
and lack the same intimate knowledge of local conditions
possessed by defendants’ witnesses.
11. This Court approved in the case of the City of Nash
ville a plan of gradual desegregation after considering the
particular facts which prevailed in that case. This plan of
gradual desegregation, according to the testimony in this
case, has worked well in the City of Nashville and has
proved to be a workable and a feasible plan of desegrega
tion. It has proved to be, in the opinion of the Superinten
dent of City Schools, a very wise plan for this community.
12. As stated, the school authorities of Davidson County,
including the members of the staff, are close to the situa
tion in Davidson County, are more intimately acquainted
with them and have more knowledge about them than any
one else could possibly possess and the primary respon
sibility rests with these authorities, whose prerogatives and
rights should not be usurped by the Courts.
13. From the testimony in this case it is evident that:
a. A plan of gradual desegregation works with a
minimum of difficulties in this community.
D istric t C ourt F ind ings o f F act, Conclusions o f Law and
Judgm en t, N ovem ber 23,1960
49a
b. Practically all of the schools of Davidson County
are or may be affected by a plan of desegregation for
the reason that the areas populated by Negroes are
greatly scattered throughout the County.
c. There has been a tremendous increase in the
school population in Davidson County over the past
several years, with the result that practically all of
the school housing facilities are crowded or over
crowded and the teacher-pupil load is at a peak in the
system.
d. The County school system operates a transporta
tion system, which system is presently operated at
peak capacity, and the bus drivers are solely charged
with maintaining discipline on the bus, in addition to
their other duties, so that any factor which increases
or tends to increase disciplinary problems on the buses
likewise increases the hazards to the safety of the
pupils. Discipline among the pupils on the buses is in
creased with a mixing of the races, especially when
such is commenced at grade levels above the first and/
or first and second grades.
e. Because the children of the two races have not
been intimately associated due to proximity of resi
dences in the County, a great emotional impact will be
experienced by the children of both races following
desegregation of the schools.
f. Negro children in the higher grade levels who
have not previously attended desegregated schools have
an achievement level substantially below that of white
children, and such disproportion in achievement level
D istric t C ourt F ind ings o f Fact, Conclusions o f L aw and
Judgm en t, N ovem ber 23,1960
50a
increases in direct proportion to the grade of the child
so that any complete desegregation, except upon a
graduated basis, would create additional difficulties for
the children of both races.
g. Any change of organization or plan in the school
system, other than at the end of a school year or a
school semester, would cause confusion and disruption
of classes with an accompanying loss of teacher time
and student time.
14. The school in the Bordeaux community, one of the
schools where the plaintiffs have made application for en
rollment, has been partially destroyed by fire, and the school
population there is presently being cared for on a make
shift basis, with all existing facilities overtaxed. The
Antioch School, one of the schools where plaintiffs made
application for enrollment, is the most overcrowded school
in the entire system, and the time consumed in traveling to
the Antioch School by bus from the residence of these
plaintiffs is as great as the time consumed by such plain
tiffs in traveling by bus to the Haynes High School, to which
they are presently assigned.
15. It is particularly desirable to have the school system
of the City of Nashville and that of Davidson County
operating on a parallel basis.
Conclusions of Law
1. This Court has jurisdiction of the parties and of this
action, which is filed pursuant to Title 28, United States
Code, Sections 1331, 1343, 2001 and 2202, and Title 42,
United States Code, Section 1983, for injunctive and de
District Court Findings of Fact, Conclusions of Law and
Judgment, November 23,1960
51a
claratory relief to redress rights of the plaintiffs secured by
the equal protection and due process clauses of the
Fourteenth Amendment to the Constitution of the United
States and by the Act of May 13, 1870, Chapter 14, Section
16, 16 Stat. 144 (Title 42, United States Code, Section
1981).
2. This is a class action brought not only by the plaintiffs
for their own benefit but also on behalf of all other persons
similarly situated.
3. The Court at the outset considers the case with the
established principle that compulsory racial segregation is
unconstitutional and that the plaintiffs and those they
represent are entitled to have their rights declared and
enforced accordingly.
4. In approving a plan of gradual desegregation in the
case of the City of Nashville, after considering the par
ticular facts which prevailed in that case, the Court made
the statement in substance that each case must be deter
mined on its own facts and that a decision elsewhere in the
United States may or may not be relevant depending upon
the conditions, whether or not they were comparable to the
situation which prevailed here, and that, after all, this was a
problem which must be determined locally and in accordance
with local conditions. That case was appealed to the Court
of Appeals of this Circuit, and was affirmed in a unanimous
decision of that court. Thereafter at a later date the Su
preme Court of the United States refused to review it by
denying certiorari, which left, insofar as this Court is
concerned, the decision of the Court of Appeals in full
force and effect as stating correct legal principles.
D istr ic t C ourt F ind ings o f F act, Conclusions o f L aw and
Judgm en t, N ovem ber 23,1960
52a
5. This Court does not hold that automatically the Nash
ville Plan constitutes the plan which should he applied to
Davidson County. The pertinent factors must be weighed
and assessed, and if the factors are substantially similar,
then the precedent of that case should guide the Court in
the decision of this case. If they are materially dissimilar,
then that case would not apply. Considerable flexibility is
involved in applying the controlling legal principle.
6. The Court must decide the case in accordance with
what it thinks is a realistic plan for the community itself,
considering all of the conditions and circumstances in
volved, the administrative problems, the personnel prob
lems, and any other relevant and pertinent factors, one
of the important ones of which is the efficient and har
monious operation of the school system itself. The Court
must not disrupt and destroy the school system. That fact
must be kept in mind always.
7. The Supreme Court has recognized the principle that
the primary responsibility in assessing and weighing these
factors rests with the constituted school board and author
ities.
8. The Court does not have any doubt that the School
Board has acted in good faith, and has fully carried the
burden of proof to show the feasibility of the principal
features of the proposed plan.
9. The plan presented by the defendant County Board
of Education should be approved by the Court with the
following exceptions and modifications:
District Court Findings of Fact, Conclusions of Law and
Judgment, November 23,1960
53a
a. Instead of the first grade being desegregated,
as contemplated by said plan, the Court is of the opin
ion and holds that the first four grades should be de
segregated at one time. This will equalize the plan
with the City of Nashville Plan. It is particularly
desirable to have the grades of the two systems opera
tion on a parallel basis.
b. In view of the delay which has already occurred
in regard to desegregation, the plan should be effec
tive and should be put into operation (that is, the first
four grades should be desegregated) at the beginning
of the next school semester beginning January 1961,
rather than the next school year; and the first five
grades will be desegregated beginning September 1961.
c. A specific provision should be included in the
decree for the complete elimination of any possible
discrimination with respect to the summer classes
which are attended by outstanding students. In other
words, facilities on a nondiscriminatory, desegregated
basis will be provided for students of this type, and
provision will be made to notify all teachers in the
system, both colored and white, of the availability of
these classes, so that there will be no doubt about the
colored students having knowledge of the opportu
nities made available in this respect.
d. Specific notice will be given to all parents of the
zone in which their children live. In other words, before
the beginning of the school year, the parents of all
children will receive specific notice of the zone in which
their children fall for the purpose of attending classes
D istr ic t C ourt F ind ings o f Fact, Conclusions o f Law and
Judgm en t, N ovem ber 23,1960
54a
in order that there may be removed any possible doubt
about some people not having full information.
e. The Court will retain jurisdiction of this case
throughout the period of transition.
10. The legal rights of all plaintiffs are recognized and
declared but they are enforced in accordance with the
provisions of the plan with the above modifications. Said
plan is not a denial of the rights of the individual plain
tiffs, but is a postponement in enforcement of the rights
of some of the plaintiffs in the interest of the school sys
tem itself and the efficient, harmonious, and workable tran
sition to a desegregated method of operation.
11. Judgment should again be reserved, for the present,
on defendants’ motions to strike and to dismiss certain
portions of the complaint relating to segregated teacher
and personnel assignment, and on the matters raised in
the complaint which are involved in said motions, pending
submission of further memoranda and argument of counsel.
12. The prayer of the plaintiffs for injunctive relief
should be denied, except for the matters as to which judg
ment is reserved.
D istric t C ourt F ind ings o f F act, Conclusions o f Law and
Judgm en t, N ovem ber 23,1960
J udgment
It is accordingly ordered, adjudged and decreed as
follows:
1. That the plan submitted by the County Board of
Education of Davidson County, Tennessee, is approved,
except in the following particulars:
55a
a. Compulsory segregation based on race is abol
ished in Grades One through Four of the Davidson
County Schools for the Second Semester of the 1960-61
school year beginning January 1961, and thereafter for
one additional grade beginning with each subsequent
school year, i.e., for Grade Five in September 1961,
Grade Six in September 1962, etc.
b. As respects the summer classes attended by out
standing students, there will be no segregation based
on races, and notice of such will be immediately given
by the School Board to all teachers in the Davidson
County school system, both Negro and white, of the
availability of these classes.
c. The Davidson County School Board will, prior to
the beginning of the Second Semester of the 1960-61
school year, and prior to the beginning of each school
year thereafter, give specific notice to the parents of
all school children of the zone in which their children
fall for the purpose of attending classes.
2. The prayer of the plaintiffs for injunctive relief be,
and the same is hereby denied, except with regard to those
matters as to which judgment is hereinafter reserved.
3. Jurisdiction of this case is retained by the Court
throughout the period of transition.
4. Judgment is reserved on the question of the motion
to strike and those portions of the motion to dismiss not
D istric t C ourt F ind ings o f F act, Conclusions of Law and
Judgm en t, N ovem ber 23,1960
56a
hereinbefore overruled, and on the matters raised in the
complaint which are involved in said motions.
To the foregoing action of the Court in approving the
plan submitted by defendants and in denying plaintiffs’
prayer for injunctive relief, the plaintiffs except.
This the 23rd day of November 1960.
V m . E. Miller
United States District Judge
District Court Findings of Fact, Conclusions of L aw and
Judgment, November 23,1960
57a
Filed: January24,1961
This cause came on to be heard before the Honorable
William E. Miller, District Judge, without the intervention
of a jury, on January 10, 1961, upon the entire record, and
especially upon the motion for further relief and the motion
for new trial and for appropriate relief heretofore filed by
plaintiffs, upon the merits of the cause as to the issues
heretofore reserved by the Court, upon the motion to inter
vene in the cause filed by Porter Freeman, individually and
in behalf of others, the testimony of witnesses heard in
open court, and briefs and arguments of counsel, from all
of which the Court finds and holds as follows:
F indings of F act
1. With respect to the notices furnished by the defen
dants to parents of school children affected by the deseg
regation plan heretofore approved and the parents of all
other children attending the schools in Davidson County,
the Court finds that such notices are not confusing or mis
leading and further finds that there has been no showing
of any confusion or misleading as a result of the form of
the notices.
2. The Court finds that to grant the request of the four
individual plaintiffs, Cleophus Driver, Deborah Ruth Clark,
Henry C. Maxwell, Jr. and Benjamin Grover Maxwell to
be admitted to schools as exceptions to the plan approved
by the Court would in effect destroy the plan in this locality.
3. The Court finds that teachers and sustaining personnel
are assigned to the schools based upon their particular
aptitude, qualifications, background and other factors, all
District C o u r t F i n d i n g s o f Fact, C o n c l u s i o n s o f
L a w a n d J u d g m e n t
58a
of which are considered by the Board, and that one of these
factors has been race.
4. The difficulties and problems which will be encoun
tered in making the transition from a segregated system to
a nonsegregated system would be enhanced and complicated
if the Court should at this time require the assignment of
teachers and supporting personnel in the schools of the
system on a basis different from that which has heretofore
been followed. It would in all probability lead to a situa
tion where a plan which would otherwise be successful and
would operate smoothly and harmoniously would be im
paired and rendered unworkable.
Conclusions of L aw
1. The Board of Education acted in good faith in pre
paring the notices to parents under the desegregation plan
and in mailing and distributing them. The School Board
and the attorney representing the School Board and all
of the defendants acted in good faith in undertaking to
carry out the order of the Court and the Court holds that
they did so in substantial effect.
2. The notices to parents heretofore furnished by de
fendants to said parents under the desegregation plan
were adequate. The Court finds no objection to them.
3. The notices to parents should be given to those who
are affected by said plan of desegregation and not to any
one else, but the form of the notice in the future should be
submitted to opposing counsel in advance of its mailing,
giving them sufficient time to file objections with the Court;
D istric t C ourt F ind ings o f Fact, Conclusions o f Law and
Judgm en t, January 24, 1961
59a
and the Court will impose that requirement, believing that
it is reasonable.
4. With respect to the request of the four individual
plaintiffs, Cleophus Driver, Deborah Ruth Clark, Henry C.
Maxwell, Jr., and Benjamin Grover Maxwell, to be ad
mitted to schools as exceptions to said desegregation plan,
the Court is of the opinion that to grant such exceptions
would be in effect to invite the destruction of the very plan
which the Court has held is for the best interest of the
school system of Davidson County. It is not a plan which
is designed to deny the constitutional rights of anyone. It
is a plan which is designed to effect an orderly, harmonious,
and effective transition from a racially segregated system
to a racially nonsegregated system of schools, taking into
account the conditions existing in this particular locality.
And the Court cannot see how these individual plaintiffs
who brought this action are or would be entitled to any
different treatment from any other children who attend
the schools of Davidson County and are members of the
class represented by the plaintiffs.
5. With respect to the issue reserved by the Court on
the merits, as to whether or not there is any violation of
the rights of the plaintiffs or of those represented by the
plaintiffs where teachers are assigned in the County School
System on the basis of race or where race is used as a
factor in making assignments of teachers, the Court cannot
go so far as to agree with the argument that this question
has been finally settled by the decision in the Brown cases.
But the Court does entertain the view that this question is
a serious question under the Equal Protection Clause of
the Fourteenth Amendment. Particularly is this true when
D istric t C ourt F ind ings o f Fact, Conclusions o f L aw and
Judgm en t, Ja n u a ry 24, 1961
60a
the Court considers the fact that a plan has been approved
for Davidson County which includes a very liberal transfer-
provision. When this provision, although it is on a volun
tary basis, is coupled with a policy (and the Court is not
now finding that this policy exists in Davidson County)
which would assign teachers on the basis of race, then a
serious question is presented to the Court as to whether
there is not actually being thereby perpetuated the very
condition which the Supreme Court said could not be per
petuated, and that is a segregated system of public schools.
The Court is required to view the matter in terms of the
entire school system, and in terms of the quality of educa
tion which the students are entitled to receive.
6. The Court finds that it is not necessary to determine
the question relative to the assignment of school teachers
and other personnel at this time for the reason that the
Court does not believe (even if it should now hold and de
clare that the plaintiffs do have the right to attend a school
system where race is not one of the factors considered in
the assignment of teachers) that an injunction should issue
at this time.
7. In the opinion of the Court, it is the better and wiser
course for the Court to follow, even if the foregoing rights
were declared as contended for by the plaintiffs, to with
hold the granting of an injunction until the plan has had
an opportunity to operate for a substantial period of time.
The school authorities should have the benefit of experi
ence in dealing with the operation of integrated schools.
For these reasons, in the exercise of the Court’s discretion,
the Court would deny injunctive relief in this respect at
this time.
D istr ic t C ourt F ind ings o f Fact, Conclusions o f Law and
Judgm en t, Ja n u a ry 24, 1961
61a
8. This case will remain on the docket of the Court, and
the Court will retain jurisdiction of the case during the
period of transition; and the question with respect to the
assignment of teachers, principals, and sustaining person
nel can be renewed by the plaintiffs at a later date, and
will be taken up and considered at that time, after the plan
has had an opportunity to be operated for a substantial
period of time.
9. The motion to intervene filed by Porter Freeman in
dividually and in behalf of others, is not well taken for
the reasons, first, that it comes too late; second, that it
is contrary to the plan which the Court has already ap
proved; and third, that it contemplates putting into effect
a plan which has specifically been held to be unconstitutional
by this Court and by the Court of Appeals of the Circuit.
For these reasons the motion to intervene is not well taken
and will be denied.
D istric t C ourt F ind ings o f Fact, Conclusions o f Law and
Judgm en t, January 24, 1961
J udgment
It is accordingly Obdered, Adjudged and Decreed as
follow s:
1. That the relief prayed for in the motion for further
relief filed by plaintiffs be and the same is denied, with
the exception that the form of the notices to parents in
the future are directed to be mailed by defendants to coun
sel for plaintiffs in advance of mailing, so as to give them
sufficient time to file with the Court objections to the form
of said notices.
2. The aforesaid notices to parents will be given to those
who are affected by said plan of desegregation heretofore
approved by the Court and not to anyone else.
62a
3. The motion for a new trial and for appropriate relief
filed by plaintiffs is overruled and denied.
4. Injunctive relief with respect to the issues heretofore
reserved by the Court concerning assignment of teachers,
principals, and sustaining personnel in the schools on the
basis of race is denied at this time; and the Court further
reserves ruling with respect to the assignment of teachers
and other school personnel, including the right of school
children or their parents to raise such question.
5. This case will remain on the docket of the Court,
and the Court will retain jurisdiction of the case during
the period of transition from a racially segregated to a
racially desegregated school system. The question with
respect to assignment of teachers, principals, and sustaining
personnel may be renewed by the plaintiffs at a later date.
It may be taken up and considered at that time after the
plan has had an opportunity to be put into operation for
a substantial period of time.
6. The motion to intervene filed in this cause by Porter
Freeman is overruled and denied.
To the foregoing action of the Court in denying their
motion for further relief and their motion for new trial
and for appropriate relief, and in denying the relief prayed
for in the complaint with respect to said issues heretofore
reserved by the Court, the plaintiffs respectfully except.
This the 24 day of January, 1961.
District Court Findings of Fact, Conclusions of Law and
Judgment, January 24, 1961
Wm. E. M i l l e r
United States District Judge
63a
No. 14607
UNITED STATES COURT OF APPEALS
F or the S ixth Circuit
O p i n i o n o f S i x t h Ci r c u i t
H enry C. Maxwell, J r., et al.,
Plaintiffs-Appellants,
v.
County Board oe E ducation of Davidson County, Tenn .,
et AL.,
Defendants-Appellees.
appeal from the united states district court for the
MIDDLE DISTRICT OF TEN N ESSEE, NASHVILLE DIVISION.
Decided April 4 ,1962.
Before: Miller, Chief Judge, Cecil, Circuit Judge, and
D abr, Senior District Judge.
Cecil, Circuit Judge. This is an appeal from an order
of the United States District Court for the Middle District
of Tennessee concerning the desegregation of the public
school system of Davidson County, Tennessee. This is the
county in which the city of Nashville is located.
The appellants are Negroes and citizens of the United
States and Davidson county. The adult plaintiffs are
parents or guardians of the infant plaintiffs and reside
with them in Davidson county. The infant plaintiffs are
64a
school children who have been attending the public schools
of Davidson county and who can satisfy all of the require
ments for admission to the public schools operated by the
defendant County Board of Education. The action was
brought in the District Court by the plaintiffs, as a class
action for themselves and on behalf of all others similarly
situated.
The appellees are the County Board of Education, sued
as a corporate or continuous body or entity, the individual
members thereof, sued in their official capacity and as indi
viduals, and the Superintendent of Schools, sued in his
official capacity and as an individual.
The parties will be referred to hereinafter, respectively,
as plaintiffs and defendants.
By this appeal three of the named infant plaintiffs seek
a reversal of an order of the District Court denying them
admission to certain schools heretofore denominated
“white” schools. It is conceded that they live nearer to
the schools to which they seek admission than they do to
the so-called “Negro” schools which they are required to
attend. It is also admitted that they were denied admission
to these schools by reason of their race or color and that if
they had been white children their requests would have
been granted. The trial judge denied these plaintiffs admis
sion to the schools to which they requested transfers.
He refused to approve the board’s plan for a step-by-step,
grade-a-year plan of desegregation, but modified it so as
to require four grades to be desegregated as of January 1,
1961. This made the schools in Davidson county, outside
of and contiguous with the city of Nashville, operate on
a parallel basis with the city. As of now, five grades are
desegregated.
O pinion o f S ix th C ircuit
65a
The plan as approved included a transfer feature which
is the same as the one in the Nashville plan. It provided
that some of the valid conditions of transfer would be
the following: “a. When a white student would otherwise
be reuired to attend a school previously serving colored
students only. b. When a colored student would otherwise
be required to attend a school previously serving colored
students only. c. When a student would otherwise be
required to attend a school where the majority of students
in that school, or in his or her grade, are of a different
race.”
Two questions are presented on this appeal. One, that
the constitutional rights of some of the named plaintiffs
are being violated in denying them the privilege of imme
diate transfer to schools that are nearer their homes than
the ones they are required to attend, solely on the ground
of race or color. Two, that the transfer feature of the plan
violates the Fourteenth Amendment to the Constitution,
for the reason that it provides for transfers to be made
solely on the basis of race or color.
The same questions were decided in our opinion in
Josephine Goss, et al., Appellants v. The Board of Educa
tion of the City of Knoxville, et al., Appellees, No. 14425,
decided April 3, 1962. ------F. 2d------ .
In that case we said, on the first question: “As pre
viously indicated, we think the Supreme Court contem
plated that there would have to be plans for the transition
and that some individual rights would have to be subordi
nated for the good of many. The smooth working of a plan
could be thwarted by a multiplicity of suits by individuals
seeking admission to grades not yet reached in the desegre
gation plan.”
O pinion o f S ix th C ircuit
66a
On the second question, we said: “We do not think
the transfer provision is in and of itself illegal or uncon
stitutional. It is the use and application of it that may
become a violation of constitutional rights. . . . A similar
transfer plan was approved by this Court in Kelly v. Board
of Education of City of Nashville, 270 F. 2d 209, C. A. 6,
cert, denied, 361 U. S. 924. We adhere to our former ruling
with the admonition to the Board that it cannot use this
as a means to perpetuate segregation.”
Reference is hereby made to the Knoxville case for our
full discussion on these questions. There is virtually no
dispute on the pertinent facts of this case as found by the
trial judge. We think the law, as applied by him to these
facts, is in accord with the spirit and specific require
ments of the pronouncements of the Supreme Court on the
subject. Brown v. Board of Education, 347 U. S. 483;
Brown v. Board of Education, 349 U. S. 294; Cooper v.
Aaron, 358 U. S. 1. Judge Miller’s Findings of Fact and
Conclusions of Law are reported a t -----Fed. Supp.------ .
For the reasons stated herein and in the Knoxville
opinion, and upon the Findings and Conclusions of Judge
Miller, the judgment of the District Court is affirmed.
O pinion o f S ix th C ircuit
67a
J u d g m e n t o f S i x t h Ci r c u i t
April 4, 1962
Appeal from the United States District Court for the
Middle District of Tennessee.
T his Cause came on to be heard on the transcript of the
record from the United States District Court for the Middle
District of Tennessee, and was argued by counsel.
Oh Consideration W hereof, It is now here ordered and
adjudged by this Court that the judgment of the said Dis
trict Court in this cause be and the same is hereby affirmed.
Approved for entry:
/ s / Lester L. Cecil
United States Circuit Judge
38