Response to Order to Show Cause
Public Court Documents
October 31, 1996

74 pages
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Case Files, Cromartie Hardbacks. Response to Order to Show Cause, 1996. 844ff54a-d90e-f011-9989-7c1e5267c7b6. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/bf8f2a01-67a4-427d-bd35-0a4b157f6d0b/response-to-order-to-show-cause. Accessed May 14, 2025.
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UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NORTH CAROLINA EASTERN DIVISION NO. 4:96-CV-104-H2 MARTIN CROMARTIE, THOMAS CHANDLER MUSE, and GLENNES DODGE WEEKS, Plaintiffs, RESPONSE TO ORDER TO SHOW CAUSE JAMES B. HUNT, JR., Governor of the State of North Carolina, et al., Defendants. N a N a N a Na u Na d N a N u a N u “ a N u t N u N a t “ a e The Court’s Order to Show Cause issued on July 9, 1996 "questions whether any substantial issues remain for judicial review in this matter other than a determination that plaintiffs are citizens of District 1, a declaration @ regarding the unconstitutionality of District 1, and an order requiring the State to take action." Plaintiffs fully agree. The first of these issues can be disposed of readily. All three Plaintiffs are registered voters in the First Congressional District, as is conclusively demonstrated by the affidavit of Ms. Gayle Hudson, Director of the Edgecombe County Board of Elections. (Ex.1) 1. . THE FIRST DISTRICT IS PATENTLY UNCONSTITUTIONAL. The second issue also has a readily apparent answer. The unconstitutionality of the First District has been made clear by the United States Supreme Court, which held on June 13, 1996 "that the North Carolina [congressional districting] plan... violate[s] the Equal Protection Clause because the State’s reapportionment scheme is not narrowly tailored to serve a compelling state interest." Shaw. Vv. Hunt, slip op. at" l. In reaching this conclusion, the Court held that race was the predominant factor motivating the Legislature’s decision to place a significant number of voters within or without District 12. See slip op. at 5-6. The Supreme Court noted that the District Court had direct evidence of the Legislature’s objective as well as indirect evidence based upon the district’s shape and demographics. "Here, as in Miller {v. Johnson, 115 8 Ct. 2475 (1995)Y,} we fall to see how 'the District Court could have reached any conclusion other than that race was the predominant factor in drawing [the challenged districtl.” See slip op. at 6 (quotation omitted). North Carolina, "therefore, must show not only that its redistricting plan was in pursuit of a compelling state interest, but also that its districting legislation is narrowly tailored to achieve [that] compelling interest." Id. at 8 (quotation omitted). In analyzing the State’s purported Section 2 justification, the Supreme Court assumed, for the sake of argument, both that Section 2 could serve as a compelling State interest and that Section 2 actually motivated the General Assembly in enacting the Twelfth District. Id. at 15. The Court then held that the North Carolina plan did not survive strict scrutiny because the creation of District 12 was not narrowly tailored to remedy an alleged Section 2 violation. The First District is unconstitutional for the same reasons. No one can seriously claim that race was the predominant factor in drawing the Twelfth District, but not the predominant factor in drawing the First District. Therefore, the First District is subject to strict scrutiny. Moreover, no one can seriously claim that the First District is narrowly tailored to achieve a purported Section 2 justification. Indeed, the District Court itself admitted that the First and Twelfth Districts are geographically non-compact by any objective standard, are among the least compact districts ever created, and are not the two most geographically compact majority-minority districts that could have been drawn. Shaw v. Hunt 861 F.Supp. 408, 469 (E.D.N.C. 1994). Further, the District Court described both the First District and the Twelfth District as "highly irregular in shape and extreme in their lack of geographical compactness as compared to other districts in the plan or to other. districts nationally.” Id. at 473 The unconstitutionality of the First District is a corollary of the unconstitutionality of the Twelfth District. The map which reflects the North Carolina redistricting plan - the map which was appended to the Court opinion in Shaw v. Reno, 113 S.Ct. 2816 (1993)- demonstrates that the plan was created in such a way that a material change in one district necessitates changes in the boundaries of several other districts in order to meet the constitutional requirement of equal population in each district. See Wesberry v. Sanders, 376 U.S. 1 (1964). Drawing the Twelfth District with a predominant racial motive was coupled with drawing the First District -- and several other districts -- with the same motive. This led to all of these districts being unconstitutional. Even if the First District were to be considered apart from the Twelfth District and the redistricting plan as a whole, its unconstitutionality is obvious. Once again, the map provides the best evidence, for the "bizarre" appearance of the district proclaims its lack of narrow tailoring. The undisputed evidence before the three-judge District Court in Shaw v.Hunt, supra, makes the absence of narrow tailoring even clearer. As reflected there, Gerry Cohen, who prepared the North Carolina redistricting plan, used a computer to arrange into twelve congressional districts the 229,000 census blocks into which North Carolina is divided. The only data Cohen had available for the various census blocks concerned population, age of population, and race of population. Thus, instead of tailoring the plan to actual "communities of interest," the plan was premised on the impermissible racial stereotype that, because of their race, the African - Americans packed into the First and Twelfth Districts necessarily were "homogeneous" and had a community of interest. Traditional districting principles, such as "compactness" and "contiguousness," were totally disregarded in drawing the First District. For example, corridors of "white filler poplar were used to connect concentrations of urban blacks in Greenville, Fayetteville, and Wilmington with concentrations of blacks in rural areas. A "double-crossover" was created, in order that the First District might be described as "contiguous," even though no one can go between the eastern and western parts of the District without going through the Third District. The absence of narrow tailoring is also demonstrated by comparing the First District in the original North Carolina redistricting plan - which was enacted in 1991 but was denied preclearance - with the corresponding district in the second plan. Even in the earlier plan, the First District was an unconstitutional racial gerrymander. In the second plan, the First District became substantially less compact and ran from the Virginia line almost to South Carolina. Moreover, it divided more counties, cities and precincts than did its predecessor. Notably, North Carolina has never defended the First or Twelfth Districts by claiming that they were geographically compact and thereby narrowly tailored. Rather, the State argued, and "a majority of the District Court agreed, 861 F. Supp. at 454, n.50, that once a legislature has a strong basis of evidence for concluding that a Section 2 violation exists in the State, it may draw a Haier feysninority district anywhere, even if the district is in no way coincident with the compact Gingles district, as long as racially polarized voting exists where the district is ultimately drawn." See_Shaw v. Hunt, slip op. at 17. The Supreme Court found the State’s argument and the District Court’s reasoning "singularly unpersuasive." Id. In light of the Supreme Court’s holding concerning the Twelfth District and the fact that the State’s defense of the First and Twelfth District was identical, the unconstitutionality of the First District is "foreclosed as a litigable issue." Bailey v. Patterson, 369 U.S. 31, 33 (1962) (per curiam); see also Bush v, Vera, 1996 U.S. LEXIS 3882, *87 (1996) (O'Connor J., concurring) (" [Districts that are bizarrely shaped and non-compact, and that otherwise neglect traditional districting principles and deviate substantially from the hypothetical court-drawn district, for predominately racial reasons, are unconstitutional.) II. THE STATE DEFENDANTS SHOULD BE ORDERED TO TAKE IMMEDIATE REMEDIAL ACTION North Carolina used an unconstitutional redistricting plan in both the 1992 and 1994 elections. This was not done because State officials were unaware of the constitutional issues raised by the plan. Indeed, the litigation in Shaw v. Hunt (then Shaw v. Barr) began on March 12, 1992 before the primaries took place; and the dissent of Chief Judge Voorhees from dismissal of that action in 1992 gave notice that the claim in that lawsuit was not frivolous. More definitive notice was given by the Supreme Court'’s decision in Shaw v. Reno, which was rendered on June 28, 1993 -- a month before the General Assembly adjourned and about a year before the 1994 primaries. Despite the plaintiffs’ request, the General Assembly took no action with respect to the unconstitutional redistricting plan -- other than to appropriate $500,000.00 to defend the plan. While discovery was underway, the plaintiffs in Shaw v. Hunt sought a preliminary injunction. Their motion was denied, over the dissent of Chief Judge Voorhees; and the parties proceeded to trial. The plaintiffs and plaintiff-intervenors in Shaw sontented that they all had standing to contest the racial gerrymandering of both the First District and the Twelfth District. The three-judge district court agreed that they had standing, because the plaintiffs and plaintiff-intervenors had been placed in their respective congressional districts by reason of their race. This determination was amply supported by Gerry Cohen’s testimony as to the drawing of the plan. Since the constitutionality of the First and Twelfth Districts was being vigorously contested, there was no occasion for the present plaintiffs to bring an action attacking the First District. In light of the lower court’s ruling as to standing -- which was rendered a year before the Supreme Court’s decision in Miller v. Johnson, 115 S.Ct. 2495 (1995) -- they had every reason to believe that the Shaw litigation would resolve not only the issue of the Twelfth District’s constitutionality but also the same issue as to the First District. When, however, the Supreme Court failed to rule specifically as to the First District because of standing, the present Plaintiffs promptly instituted this action. At this point, the Plaintiffs are entitled to a specific judicial declaration that the First District is unconstitutional. The Supreme Court has made this so obvious that, if the State, the United States, or any defendant-intervenors seek to contest its unconstitutionality, their defense should be considered so "singularly unpersuasive" as to be frivolous. Moreover, in that event, the defendants should be taxed with substantial attorney fees for requiring plaintiffs to overcome this "frivolous" defense. (A) The Court Should Not Refer This Case To A Three-Judge Panel. The convening of a three-judge district court -- with the accompanying rich: of direct appeal to the Supreme Court -- is not a routine event. It requires the expenditure of precious judicial resources. At the trial level it may create problems of delay because of the difficulty in reconciling the schedules of three judges and circulating proposed opinions. In Bailey v. Patterson, supra, the Supreme Court pointed out: Section 2881 does not require a three- judge court when the claim that a statute is unconstitutional is wholly insubstantial, legally speaking nonexistent. Ex parte Poresky, 290 U.S," 30, 54 S.Ct. 3, 78 L.EQ. 152; Bell wv, Waterfront Comm., 2 Ctr., 279 F.2d $853, 8857..858. We held that three judges are similarly not required when, as here, prior decisions make frivolous any claim that a: state ‘statute on its face is not unconstitutional, Willis v. Walker, D.C., 136 F.Supp. 181; «Bush v. Orleans Parish School Board, D.C., 138 F. Supp. 336; Kelley v. Board of PEducation, D.C., 139 F.Supp. ..578. We denied leave to file petitions for mandamus in Bush, 351 U.S. 948; 76 S.Ct. 854, 100 L.Ed., 1472, and from a similar ruling in Booker v. Tennessee Board of Education, 3510.8. 948, 76. S.Ct. 856, 100 L.Ed. 1472. The reasons for convening an extraordinary court are inapplicable in such cases, for the policy behind the three-judge requirement -- that a 8 single judge ought not to be empowered to invalidate a state statute under a federal claim -- does not apply. The three-judge requirement is a technical one to be narrowly construed, Phillips v. United States, 312 U.S. 248, 251,61 S.Ct. 480, 483, 85 L.Ed. 800. The statute comes into play only when an injunction is sought ‘upon the ground of the unconstitutionality’ of a statute. There is no such ground when the constitutional issue presented is essentially fictitious. See also Turner v. City of Memphis, 369 U.S. "31 (1962). In a similar vein, it was noted in Bradley v. School Board, 324 ‘FP. Supp. 396, 398 (E.D. Va. 1971), that "Indeed, bearing in mind the serious drain imposed upon the federal judicial system by the requirements of a three-judge court, there is a heavy duty placed upon the district court to be reasonably certain that the matter is one appropriate for a three-judge court before making any such certification and request to the Chief Judge of the circuit.” If the "three-judge requirement is a technical one to be narrowly construed", as the Supreme Court has stated in Bailey, there is no basis for referring the present case to a three-judge district court. This, also, would preclude referring the matter to the existing three-judge district court panel. B. Judicial Relief Should Be Granted Immediately A primary concern of Plaintiffs is to obtain prompt judicial relief, so that the 1996 elections can be conducted pursuant to a constitutional redistricting plan. This concern is ‘quite appropriate. Redistricting litigation began in North Carolina before it began in any other state, and it has been carried forward vigorously in North Carolina. Nevertheless, citizens of several 9 other States -- Loulsiana, Georgia, and Florida -- have already received relief from their unconstitutional racial gerrymanders. It now appears that in Texas a three-judge court will put a new redistricting plan into place for the 1996 election unless the state takes action to enact a constitutional plan. Unfortunately, it 1is clear from past experience that the defendants will use any available tactic to continue the racial gerrymander and prevent North Carolina citizens, such as these three Plaintiffs, from obtaining the relief from racial gerrymanders that a_ready has been granted to voters elsewhere. Therefore, every effort has been made to prod the General Assembly into enacting a pian for use in the 1996 election. To this end, the plaintiffs in Shaw -- one of whom, Robinson Everett, 1s counsel for the present plaintiffs -- petitioned the General Assembly to redistrict before it adjourned in June (See Exhibit 2). When Governor Hunt, a defendant both in Shaw and here, called the General Assembly back into Special Session to reconcile the budget, he was promptly petitioned to ask the Legislature to enact a new redistricting plan (Exhibit 3). Because the General Assembly and the Governor have given no indication that they would act, the Plaintiffs commenced this action. Newspaper accounts have made clear that legislative action to replace the existing congressional districts for the 1996 election is unlikely. Excuses of every sort are being offered. One is to the effect that drawing a constitutional redistricting plan will be difficult and time-consuming. However, a recent article in the 10 Charlotte Observer, (Exhibit 4) makes clear that this excuse is meritless. In that article the reporter, Jim Morrill, presents a "color-blind" (and "party-blind") plan, which required about two hours to create with use of the General Assembly’s public access computer. Plaintiffs also have attached the affidavit of Thomas Hofeller, an eminent redistricting expert (Ex. 5). Hofeller testified in Shaw v. Hunt and he is intimately familiar with the North Carolina redistricting plan and the computer technology used to draw iL. In preparation for .the trial in Shaw and "as a striking comparison to the current North Carolina plan", he drew in "less than one day" plans "that were much more compact and narrowly tailored than the current plan, including a much more compact First District." Hofeller points out that: I have attached a copy of the current North Carolina redistricting plan. See Exhibit 2. It splits numerous counties and precincts, including nineteen counties in the First District and ten counties in the Twelfth District. I created plans that were presented at the trial of Shaw v. Hunt for comparison for purposes of the narrow tailoring issue. These plans, which were created solely for comparison, took less than one day to complete and contained districts that were much more compact and narrowly tailored than the current plan, including a much more compact First District. Although these plans serve as a striking comparison to the current North Carolina plan, I am sure, given my experience drawing North Carolina congressional plans, that there are other acceptable plans that could be drawn and might represent better solutions within the current legislative environment. In his expert opinion, the General Assembly could use its existing computer technology and knowledge to create a constitutional reapportionment plan within approximately five days. That is particularly true given that drawing a plan using the traditional race-neutral criteria discussed in Shaw v. Reno and Shaw v. Hunt is much easier to draw than the present extreme racial gerrymander. Moreover, a revised plan could easily be digested by local election officials because there would be significantly fewer split counties and split precincts. Hofeller also observed that, according to a publication issued by the Federal Election Commission in January 1996, twenty-three states have primaries in August or September. In Hofeller'’s opinion, "North Carolina could create a constitutional reapportionment plan and have primaries this Fall in the newly redrawn congressional districts. The general election could then take place, as scheduled, on November 5, 1996." The spuriousness of the claim that it is too late to take remedial action for the 1996 election is also demonstrated by the circumstance that as recently as 1976 North Carolina conducted all primaries on the third Tuesday in August. See chapter 844, s. 1, 1975 Session Laws. In 1996 the task would be simpler since election officials would only be required to conduct congressional primaries. To place the matter even more in perspective, it should be noted that Louisiana conducted its congressional primaries on the first Saturday in October. See Louisiana Ann. Stat. 18:402 (B). Moreover, in Texas -- which like North Carolina conducts its 12 primaries early in May and its run-offs early in June -- there probably will be new districts in place for the 1996 elections. Certainly it is appropriate to give the General Assembly some opportunity to correct the problem which it created by enacting an unconstitutional redistricting plan. However, in light of the scheduled date of the general election, this Court should take immediate action unless the Legislature gives a clear assurance that it will act promptly. Certainly this is the message conveyed by Wise v, Lipscomb, 437 U.S. 535, 540 (1978), where the Supreme Court stated: "Legislative bodies should not leave their reapportionment tasks to the federal courts; but when those with legislative responsibilities do not respond, or the imminence of a state election makes it impractical for them to do so, it becomes the ‘unwelcome obligation,’ conner y. Pinch, supra, at 415, 52 L.Ed. 24 465, 97 .S.Ct. 1828, of the federal court to devise and impose a reapportionment plan pending later legislative action." Plaintiffs submit that the relief granted by this Court should have several aspects. In the first place, it should preclude service as a Representative after the current Congress adjourns in January, 1997, by anyone who has been elected from the First District under the present plan. In this way, relief will be obtained for the plaintiffs by means of an injunction without specifically requiring the state to take any affirmative action. See Burruss v. Wilkerson 301 F. Supp. 1237, 1239 (W.D. Va. 1968). However, as a practical matter, this prohibition probably will cause the General Assembly to enact a constitutional redistricting 13 plan and thereby prevent loss, even temporarily, of representation in the House of Representatives. In the Louisiana redistricting litigation, the three-judge district court, in granting relief in 1993, did not invalidate the 1992 election but held that no one elected under the unconstitutional plan should serve in the next Congress and specifically enjoined Louisiana legislation from holding any future congressional elections under the invalid plan. See Hays v. Louisiana (Hays 1), 839 F.Supp. 1181, 1209 (W.D. la. 1993), vacated and remanded for further consideration, 113 S. Ct. 2731 (1994). Not surprisingly, the Louisiana Legislature promptly adopted a new plan -- which subsequently was also held invalid. Haves v. louisiana (Hays 11), 862 F. Supp. 119 (W.D. La. 1994), vacated and remanded 115 S. Ct. 2431 (1995). Secondly, the Court should order the defendant Governor to keep the General Assembly in session or reconvene it to undertake drafting a new redistricting plan for the 1996 elections. No more than ten days should be allowed for completion and enactment of a plan by the General Assembly. Since the General Assembly already has a Redistricting Committee in each house, such a deadline is not unrealistic; and it allows more time than Dr. Hoffler believed to be necessary. Finally, if the General Assembly fails to enact a plan by the prescribed date, the Court should draw its own redistricting plan. Relevant in this connection is this observation by the three-judge district court in Louisiana: "Our strong preference is to leave to the Legislature the task of drawing election 14 districts. We reluctantly set our hands to the task, considering the lateness of the hour, the dismal history of the legislature in two previous attempts, foot-dragging by the defendants in the appeals and the risk that Louisiana might be without congressional representation in January, 1995." See Hays 11, 862 F. Supp. at 124. Significantly, the opinion of the three-judge court in Hays II which sets forth that court’s redistricting plan, was announced on July 29, 1994 -- little more than a month after the remand by the Supreme Court on June 27, 1994. There seems to be no reason to doubt that a district court in North Carolina could formulate a plan in an equally timely manner. In drawing a plan, the Court might choose to appoint a Special Master, as was done by the three-judge court in Louisiana. See Hays 862 FF. Supp. at 128. Several persons would be well qualified for this task or to serve as experts to advise the court. Among the available redistricting experts is John Sanders who, at one time, headed the Institute of Government and who, for many years, assisted the General Assembly in preparing the redistricting and reapportionment plans. (See Ex. 6). Mr. Sanders has indicated to Plaintiffs’ attorney that he would be willing to assist the Court in preparing a plan. Also highly qualified as redistricting experts; are Professor. William .Reech of U.N.C. Chapel Hill, Professor Robert Dorff of N.C. State, and Professor Tim O'Rourke of Washington University in St. Louis. By use of such expertise, the Court could formulate a workable and constitutional plan if the General Assembly'failed to do so. Certainly some costs will be incurred in arranging for new 15 ® » primaries; but these costs are minimal in comparison with the loss of confidence and the racial polarization that will result from continuing the present racial gerrymanders for two more years. Moreover, the cost of new primaries and many earlier costs could have been avoided by the defendants if they had decided not to rely on "post hoc rationalizations" and "singularly unpersuasive" arguments to shield a patently unconstitutional racial gerrymander. Finally, if the Court takes action now, it will discourage use of delay ‘tactics in" the future as -a means of continuing or perpetuating other racial gerrymanders in North Carolina. Thus, the cost of conducting a primary this fall is minimal in relation to the true costs of leaving the present racial gerrymander in place for the elections on November 5, 1996. To make the change in time for the 1996 election will impair no one’s legitimate interests. Retention of majority-black districts 1s not necessary to assure that African-Americans have a reasonable opportunity for election to the Congress. As the recent results in Georgia have demonstrated, there already has been too much “crying wolf” iin this regard. (See Exhibit 7, Wall Street Journal article). The current primary nominees have no complaint; when they filed, they were on notice that a new plan might be created for the 1996 election. Moreover, every incumbent who sought reelection has been nominated by his or her party in the primary and, as an incumbent, will have an advantage in the general election. It is unclear how many new candidates will enter the field in light of these heavy odds ‘against ‘them; but it jig 16 important that any citizen of North Carolina have the opportunity to. run for office in. an. election that is not racially gerrymandered. CONCLUSION The Plaintiffs -- and indeed, all other citizens of North Carolina -- have already had to wait far too long for the state's flagrant racial gerrymander to be eliminated. If they are to retain any confidence in the electoral process, that gerrymander must be terminated now. Having responded to the Court’s order, the Plaintiffs urge this Court to “act now to: udeclare. the PFlrst District unconstitutional and preclude its use in its present form for the election on November 5, 1996. Respectfully submitted, Robinson O. Everett, N.C. Bar #1385 Attorney for Plaintiffs Suite 300 301 West Main Street Durham, North Carolina 27701 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NORTH CAROLINA EASTERN DIVISION NO. 4:96-CV-104-H2 MARTIN CROMARTIE, THOMAS CHANDLER MUSE, and GLENNES DODGE WEEKS, Plaintiffs, RESPONSE TO ORDER TO SHOW CAUSE JAMES B. HUNT, JR., Governor of the State of North Carolina, at al., Defendants. The Court's Order to Show Cause issued on July 9, 1996 "questions whether any substantial issues remain for judicial review in this matter other than a determination that plaintiffs are citizens of District 1, a declaration regarding ‘the unconstitutionality of District 1, and an order requiring the State to take action." Plaintiffs fully agree. The first of these issues can be disposed of readily. all three Plaintiffs are registered voters in the First Congressional District, as is conclusively demonstrated by the affidavit of Ms. Gayle Hudson, Director of the Edgecombe County Board of Elections. {EX.1) I. THE FIRST DISTRICT 1S PATENTLY UNCONSTITUTIONAL. The second issue also has a readily apparent answer. The 200 £GBP L96 6TI68 8T-0T 86/91/L0 coop unconstitutionality of the First District has been made clear by the United States Supreme Court, which held on June 13, 1996 "that the North Carclina [congressional districting] plan... violate[s] the Equal Protection Clause because the State’s reapportionment scheme 1s not narrowly tailored to serve a compelling state interest." Shaw vv. Hunt, slip op. at 3. In reaching this conclusion, the Court held that race was the predominant factor motivating the Legislature's decision to place a significant number of voters within or without District 12. Sge slip Oop. at 5-6, The Supreme Court noted that the District Court had direct evidence of the Legislature's objective as well as indirect evidence based upon the district’s shape and demographics. "Here, as in Miller [vs Johnson, 115 8 Ct." 2475+(1995),]7 we fail to see how the District Court could have reached any conclusion other than that race was the predominant factor 1n drawing [the challenged digtrict}i.” See slip op. at 6 (quotation omitted). North Carolina, "therefore, must show not only that its redistricting plan was in pursuit of a compelling state interest, but also that its districting legislation is narrowly tailored to achieve [that] compelling interest." Id. at 8 (quotation omitted). In analyzing the State’s purported Section 2 justification, the Supreme Court assumed, for the sake of argument, both that Section 2 could serve as a compelling State interest and that Section 2 actually motivated the General Assembly in enacting the Twelfth District. Id. at 15. The Court then held that the North Carolina plan did not survive strict scrutiny because the creation of District 12 was not narrowly tailored to remedy an alleged Section 2 violation. The First District is unconstitutional for the same reasons. No one can seriously claim that race was the predominant factor in drawing the Twelfth District, but not the predominant factor in drawing the First District. Therefore, the First District is subject to strict scrutiny. Moreover, no one can seriously claim that the First District is narrowly tailored to achieve a purported Section 2 Justification. Indeed, the District Court itself admitted that the First and Twelfth Districts are geographically non-compact by any objective standard, are among the least compact districts ever created, and are not the two most geographically compact majority-minority districts that could have been drawn. Shaw v. Hunt 861 F.Supp. 408, 469 (E.D.N.C. 1994). Further, the District Court described both the First District and the Twelfth District as "highly irregular in shape and extreme in their lack of geographical compactness as compared to other districts in the. plan or to other districts nationally.” Id. at 473 The unconstitutionality of the First District is a corollary of the unconstitutionality of the Twelfth District. The map which reflects the North Carolina redistricting plan - the map which was appended to the Court opinion in Shaw Vv. Reno, 113 S.Ct. 2816 (1993)~ demonstrates that the plan was created in such a way that a material change in one district necessitates changes in the boundaries of several other districts in order to meet the constitutional requirement of equal population in each district. CCF LOG 6168 6T:0T 96/91/L0 See Wesberry v. Sanders, 376 U.S. 1 (1964). Drawing the Twelfth District with a predominant racial motive was coupled with drawing the First District -- and several other districts -- with the same motive. This led to all of these districts being unconstitutional. Even if the First District were to be considered apart from the Twelfth District and the redistricting plan as a whole, its unconstitutionality is obvious. Once again, the map provides the best evidence, for. the "bizarre" appearance of the district proclaims 1ts lack of narrow tailoring. The undisputed evidence before the three-judge District Court in Shaw v.Hunt, supra, makes the absence ¢f narrow tailoring even clearer. As reflected there, Gerry Cohen, who prepared the North Carolina redistricting plan, used a computer to arrange into twelve congressional districts the 229,000 census blocks into which North Carolina is divided. The data Cohen had available for the various census blocks concerned pcpulation, age of population, and race of population. Thus, instead of tailoring the plan to actual "communities of interest," the plan was premised on the impermissible racial stereotype that, because of their race, the African - Americans packed into the First and Twelfth Districts necessarily were "homogeneous" and had a community of interest. Traditional districting principles, such as "compactness" and "contiguousness," were totally disregarded in drawing the First District, For example, corridors of "white filler people” were used to connect concentrations of urban blacks in Greenville, Fayetteville, and Wilmington with concentrations of blacks in rural £SeP LO6 6168 0¢:01 86/81/.0 areas. A "double-crossover" was Created, in order that the First District might be described as "contiguous, ” even though no one can go between the eastern and western parts of the District without going through the Third District. The absence of narrow tailoring is also demonstrated by comparing the First District in the original North Carolina redistricting plan - which was enacted in 1991 but was denied preclearance - with the corresponding district in the second plan. Even in the earlier plan, the First District was an unconstitutional racial gerrymander. In the second plan, the First District became substantially less compact and ran from the Virginia line almost to South Carolina. Moreover, it divided more counties, cities and precincts than did its predecessor. Notaply, North Carclina has never defended the First or Twelfth Districts by claiming that they were geographically compact and thereby narrowly tailored. Rather, the State argued, and "a majority of the District Court agreed, 861 F. Supp. at 454, nN. 50, that once a legislature has a strong basis of evidence for concluding that a Section 2 violation exists in the State, it may draw a majority-minority district anywhere, even if the district is in no way coincident with the compact Gingles district, as long as racially polarized voting exists where the district is ultimately drawn." See_Shaw v. Hunt, slip op. ati17. «The Supreme Court found the State's argument and the District Court’s reasoning "singularly unpersuasive." 1d. Ele © OT : = ” (CBF LOG BT6 02:0T 900 geeb 6 Ae} Z LOO In light of the Supreme Court's holding concerning the Twelfth District and the fact that the State’s defense of the First and Twelfth District was identical, the unconstitutionality of the First District is “foreclosed &s8 a litigable issue." Bailey v. Pacters=son, 369 U.S. | 3 (1962) (per curiam); see also Bush v. Vers, 1996 U.S. LEXIS 3882, *87 (13%6) (O'Connor J., concurring) ("[Districts that are bizarrely shaped and non-compact, and that otherwise neglect traditional districting principles and deviate substantially from the hypothetical court-drawn digiricet) for precominately racial reasons, are unconstitutional.) II.THE STATE DEFENDANTS SHOULD BE ORDERED ITO TAKE IMMEDIATE REMEDIAL ACTION North Carolina used an unconstitutional redistricting plan in both the 1992 and 1994 elections. This was not done because State officials were unaware of the constitutional issues raised by the plan. Indeed, the litigation in Shaw v. Hunt (then Shaw v, Barr) began on March 12, 1992 before the primaries took place; and the dissent of Chief Judge Voorhees from dismissal of that action in 932 gave notice that the claim in that lawsuit was not frivolous. More definitive notice was given by the Supreme Court's decision in Shaw v. Reno, which was rendered on June 28, 1993 -- a month before the General Assembly adjourned and about a year before the 1994 primaries. Despite the plaintiffs’ request, the General Assembly took no action with respect to the unconstitutional CSBP L968 8168 $00 redistricting plan -- other than defend the plan. While discovery was underway, the aintiffs in Shaw v. Hunt wh sought a preliminary injunction. Their motion was denied, over the dissent of Chief Judge Voorhees; and the parties proceeded to trial. The plaintiffs and plaintiff-intervenors in Shaw contended standing to contest the racial gerrymandering of istrict and the Twelfth District. The three-judge they had standing, because the plaintiffs and plaintif had been placed in their respective congressional districts by reason of their race. determination was amply supported by Gerry Cohen’s testimony as to the drawing of the plan. Since the constitutionality of the First and Twelfth Districts was: being vigorously contested, there was no occasion for the © bring an action attacking © irst District. ruling as to standing -- which was rendered year pefore the Supreme Court’s decision in Miller vy, Johnson, 115 S.Ct. 24%5 (1995) -- they had every reason to believe that the Shaw litigation would resolve not only the issue of the Twelfth District's constitutionality but also the same issue as to the First District. When, however, the Supreme Court failed to rule specifically as to the First District because of standing, the present Plaintiffs promptly instituted this action. At this point, the Plaintiffs are entitled to a specific judicial declaration that the First District is unconstitutional. 600 [7 The Supreme Court has made this so obvious that, if the State, the United States, or any defendant-intervenors seek to contest its unconstitutionality, their defense should be considered so "singularly unpersuasive” as to be frivolous. Moreover, in that event, the defendants should be taxed with substantial attorney fees for requiring plaintiffs to overcome this "frivolous" defense. (A) The Court Should Not Refer This Case To A Three~-Judge Panel. The convening of a three-judge district court -- with the accompanying right of direct appeal to the Supreme Court -- 1s not a routine event. requires the expenditure of precious judicial resources. At tne trial level it may create problems of delay EA because of the difficulty in reconciling the schedules of three In Bailey v., Patterson, supra, the Supreme Court pointed out: Section 2881 does not require a three- judge court when the claim that a statute is unconstitutional 1s wholly insubstantial, legally speaking nonexistent. Ex parte Poresky, 290 0.8. 30, 54 S.Ct. 3, 78 .1.Fd. 152; Bell v. Waterfront Comm,., 2. Ctr.,, 279 F.2d B53, 8857..85%, We held that three judges &re similarly not required when, as here, prior decisions make frivolous any claim thar “2 state statute on its face is not unconstitutional. Willis v. Walker, D.C., 136 F.Supp. 181; Bush v. Orleans Parish School Board, D.C., 138 F. Supp. 336; Relley wv. Board gf Bducarion, .D.C., [139 F.Supp. 5718. We denied leave to file petitions for mandamus in Bush, 381 U.S, 948, 776 S.Ct. s8%4,5300 L.Ed., 1472 ,wand from a similar ruling. in Booker v. Tennessee Board of Education, 351 U.S, 848, 726 ?,Cr. 856, 100 L.E4A. 1472. The reasons. for convening an extraordinary court are ingpplicable in such. cases,” for the policy behind the three-judge requirement -- that a 8 0T0[@) single judge ought not to be empowered to invalidate a state statute under a federal claim ~~. does not apply. The three-judge requirement is a technical one to be narrowly construed, Phillips v. United States, 312 U.S. 248, 2581, 81 S.Ct, 430, 433,85 L.Ed. 804. The statute comes into play only when an injunction is sought ‘upon the ground of the unconstitutionality’ of a statute. There lis no such ground when the constitutional issue presented is essentially fictitious. See also Turner v. City of Memphig, 369 U.S. 31 (1962). In a similar vein, it was noted in Bradlev v. School Board, 324 7. Supp. 398, 398 (E.D, Va. 1971), that "Indeed, bearing in mind the serious drain imposed upon the federal judicial system by the requirements of a three-judge court, there is a heavy duty placed upon the district court to be reasonably certain that the matter 1s one appropriate for a three-judge court before maxing any such certification and request to the Chief Judge ©f the circuit.” If the "three-judge requirement is a technical one to be narrowly construed", as the Supreme Court has stated in Bailey, there 1s no basis for referring the present case to a three-judge district court. This, also, would preclude referring the matter to the existing three-judge district court panel. B. Judicial Relief Should Be Granted Immediately A primary concern of Plaintiffs is to obtain prompt judicial relief, so that the 1996 elections can be conducted pursuant to a constitutional redistricting plan. This concern is quite appropriate. Redistricting litigation began in North Carolina Hh before it began in any other state, and it has been carried forward vigorously in North Carolina. Nevertheless, citizens of several 3 other States -- Louisiana, Georgia, and Florida -- have already received relief from their unconstitutional racial gerrymanders. It now appears that in Texas a three-judge court will put a new redistricting plan into place for the 1996 election unless the state takes action to enact a constitutional plan. Unfortunately, it is clear from past experience that the defendants will use avallable tactic to continue the racial gerrymander and prevent North Carolina citizens, such as these ree. Plaintifi from obtaining gerrymand Therefore, every effort has been made to prod the General Assembly into enacting a plan for use in the 1996 election. To this end, the plaintiffs in Shaw -- one of whom, Robinson Everett, 1s counsel for the present plaintiffs -- petitioned the General Assembly to redistrict before it adjourned in June (See ). When Governor Hunt, a defendant both in Shaw and here, led the General Assembly back into Special Session to reconcile the budget, he was promptly petitioned to ask the Legislature to enact a new redistricting plan 1pit 3). Because the General Assembly and the Governor have given no indication that they would act, the Plaintiffs commenced this action. Newspaper accounts have made clear 1 legislative action to replace the existing congressional districts for the 1996 election 1s unlikely. Excuses of every sort are being offered. One is to ect that drawing a constitutional redistricting plan will be difficult and time-consuming. However, a recent article in the 10 Charlotte Observer, Exhibit 4) makes clear that this excuse 1s meritless. In that article the reporter, Jim Morrill, presents a "color-blind" (and "party-blind") plan, which required about two hours to create with use of the General Assembly’s public access computer. Plaintiffs also have attached the affidavit of Thomas Hofeller, an eminent redistricting expert Ex... 3). Hofeller testified in Shaw v. Hunt and he is intimately familiar with the North Carolina redistricting plan and the computer technology used £0. draw it. In. preparation for the trial in Shaw and “as a stroking comparison to the current North Carolina plan", he drew in nA less than one day" plans "that were much more compact and narrowly tailored than the current plan, including a much more compact First istrict.” Hofeller points out have attached a copy of ti &rolina redistricting plan. It splits numerous counties including nineteen counties District and ‘ten counties in. th District. I created plans that were presented at the trial of Shaw v, Hunt for comparison for purposes of the narrow tailoring issue. These plans, which were created solely for comparison, took less than one day to complete and contained districts that were much more compact and narrowly tailored than the current plan, including a much more compact First Districe. Although these plans serve as a striking comparison to the current North Carolina plan, I am sure, given my experience drawing North Carolina congressional plans, that there are other acceptable plans that could be drawn and might represent better solutions within the current legislative environment. CCP LO6 6168 C10) In his expert opinion, the General Assembly could use its existing computer technology and knowledge to create a constitutional reapportionment plan within approximately five days. That is particularly true given that drawing a plan using the traditional race-neutral criteria discussed in Shaw v. Reno and Shaw v. Hunt is much easier to draw than the present extreme racial gerrymander. Moreover, a revised plan could easily be digested by local election officials because there would pe significantly fewer split counties and split precincts. Hofeller also observed that, according to & publication issued by the Federal Election Commission in January 1996, twenty-three states have primaries 1n August or September. In Hofeller’s opinion, "North Carolina could create a constitutional reapportionment plan and have primaries this Fall in the newly redrawn congressional districts. The general election could then take place, as scheduled, on November 5, 1996." The spuriousness of the claim that it is too late to take remedial action for the 1996 election 1s also demonstrated by the circumstance that as recently as 1976 North Carolina conducted all primaries on the third Tuesday in August. See chapter 844, s. 1, 1975 Session Laws. In 1996 the task would be simpler since election officials would only be required to conduct congressional primaries. To place the matter even more in perspective, it should be noted that Louisiana conducted its congressional primaries on the first Saturday in October. See Louisiana Ann. Stat. 18:402 (B). Moreover, in Texas -- which like North Carolina conducts Lts 12 CCB L196 61882 €C 01 96/9 primaries early in May and its run-offs early in June -- there probably will be new districts in place for the 1996 elections. Certainly it is appropriate to give the General Assembly some opportunity to correct the problem which it created by enacting an unconstitutional redistricting plan. However, in light of the scheduled. date of the general election, this Court should take immediate action unless the Legislature gives a clear assurance that 1t will act promptly. Certainly this is the message conveyed by Wise v, Lipscomb, 437 U.S. 535, 540 (1978), where the Supreme Court stated: Legislative bodles should not leave their reapportionment ‘tasks to the federal courts; Cut when those with legislative responsibilities do. not respond, or | the imminence of a state election makes it impractical for them to do so, it pecomes the "unwelcome obligation,’ Conner .v, F.nch, supra, at 415, 82 .1.E4. 2d 465, 97 8.Ct. 1828, of the federal court to devise and impose a reapportionment plan pending later legislative action." Plaintiffs submit that the relief granted by this Court should have several aspects. In the first place, it should preclude service as a Representative after the current Congress adjourns in January, 1997, by anyone who has been elected from the First District under the present plan. In this way, rellef will De obtained for the plaintiffs by means of an injunction without specifically requiring the state to take any affirmative action. See Burrusg v. Wilkerson 301 F. Supp. 1237, 1239 (W.D. Va. 1968). However, as a practical matter, this prohibition probably will cause the General Assembly to enact a constitutional redistricting 13 P10 gGeY L966 61682 Fc:0IT 96/91/L0 plan and thereby prevent loss, even temporarily, of representation in the House of Representatives. In the Louisiana redistricting litigation, the three-judge district court, in granting relief in 1993, did not invalidate the 1992 election but held that no one elected under the unconstitutional plan should serve in the next Congress and specifically enjoined Louisiana legislation from holding any future congressional elections under the invalid plan. See Hays v, Lowigiana (Have 1), 833% F. Supp. t i RY 1893), vacated and remanded for further consideration, 2731 .(18%4). Not su 151ngly, the Louisiana Legislature promptly adopted a new plan which subsequently was also held invalid. Haves v. louisians (Paves 113, 862 P. Supp. 119 w.D. La. 1994), vacated and remanded 115 8. . Ct. 2431 (1995). Secondly, the Court should order the defendant Governor to Keep the General Assembly 1n session or reconvene it to undertake drafting a new redistricting plan for the 1996 elections. No more than ten days should be allowed for completion and enactment of a plan by the General Assembly. Since the General Assembly already has a Redistricting Committee in each hous h a deadline is not unrealistic; and it allows more time than Dr. Hoffler believed to be necessary. Finally, 1f the General Assembly falls tc enact a plan by the prescribed date, the Court should draw its own redistricting plan. Relevant in this connection is this observation by the three-judge district court in Loulsiana: “Our strong preference is to leave to the Legislature the task of drawing election 14 196 6168 districts. We reluctantly set our hands to the task, considering the lateness of the hour, the dismal history of the legislature in two previous attempts, foot-dragging by the defendants 1n the appeals and the risk that Louisiana might be without congressional representation in January, 1995." See Havs 11.862 F.Supp. at 124. Signiticantly, the opinion of the three-judge court in Hays II which sets forth that court’s redistricting plan, was announced on July 29, 1994 little more than a month after the remand by the Supreme Court on June 27, 1994. There seems TO De no reason to doubt that a district court in North Carolina could formulate a plan in an equally timely manner. choose to appoint a Special Master, as ione by the three-judge court in Louisiana. See Hays 11, BoZ FE. Su : 128. Several persons would be well qualified for this task or to serve as experts to advise the court. Among the available redistricting experts 1s John Sanders who, at headed the Institute of Government and who, for many years, assisted the General Assembly in preparing the redistricting and reapportionment plans. : 6). Mr. Sanders has indicated to Plaintiffs’ attorney that he would be willing to assist the Court in preparing a plan. Also highly qualified as redistricting experts are Professor William Keech of U.N.C. Chapel Hill, Professor Robert Dorff of N.C. ate, and Professor Tim O'Rourke of Washington University in St. Louis. By use of such expertise, the Court could formulate a workable and constitutional plan if the General Assembly failed to do so. Certainly some costs will be incurred in arranging for new is CCF L968 6168 primaries; but these costs are minimal in comparison with the loss of confidence and the raclal polarization that will result from continuing the present raclal gerrymanderg for two more years. Moreover, the cost of new primaries and many earlier costs could have been avoided by the defendants if they had decided not to rely On "posts hoc ‘rationalizations” and “singularly unpersuasive’ arguments to shield a patently unconstitutional racial gerrymander. Finally, if the Court takes action now, will discourage use of delay tactics: ii the future as a means of continuing or perpetuating other racial gerrymanders in North Carolina. Thus, the cost of conducting a primary this fsll is minimal in relation Lo the true costs Of leaving the present racial gerrymander in place for the elections on November 5, 1996. To make the change in time for the 1996 election will impair no one's legitimate interests. Retention of majority-black districts 1s not necessary to assure that African-Americans have a reasonable opportunity for election to the Congress. As the recent results in Georgla have demonstrated, there already has been too much "crying wolf" in this regard. (See Exhibit 7, Wall Street Journal article). The current primary nominees have no complaint; when they filed, they were on notice that a new plan might be created. for the 1986. electlon. Moreover, every incumbent who sought reelection has been nominated by his or her party in the primary and, as an incumbent, will have an advantage in the general election. It ie unclear how many new candidates will enter the field "in light Of these heavy odds against them; but ict J's 16 CS6F L96 B8I6Q 8107 important that aay citizen of North Carelina have the opportunity to’ run’ Bor office. in "an election ‘thar is’ not. racially gerrymandered. CONCLUSION The Plaintiffs -- and indeed, all other citizens of North Carolina -- have already had to wait far too long for the state's flagrant racial gerrymander to be eliminated. If they are to retain any confidence in the electoral process, that gerrymander must be terminated now. Having responded to the Court's order, the Plaintiffs urge Court wi Cr now to declare the = Pirst. District unconstitutional and preclude its use in its present form for the election on November 5, 199606. Respectfully submitted, Wl gy Robinson O. Everett, N. Attorney for tlre Suite 300 301 West Main Street Durham, North Carclina 27701 67 L96 6T6%Y EXHIBIT 1 STATE OF NORTH CAROLINA Board of Elections P.O. Box 10 GEORGE GOODWYN Phone (919) 641-7852 Chairman Fax (919) 641-1740 A. C. BATCHELOR Secretary EDGECOMBE COUNTY GAYLE HUDSON TARBORO, N.C. 27886 Director MELVIN R. HARRELL Member July 10, 1996 Ms. Dorothy Bulluck Everett and Everett 301 W. Main Street Suite 300 Durham. NC 27701 Dear Ms. Bulluck: In response to your request, I am enclosing the following affidavit to verify that the persons named are registered voters in the precincts and districts given. If I can be of further assistance, please let me know. Sincerely. Gayle Hudson Director STATE OF NORTH CAROLINA Board of Elections = FB Box Bo ERRJUTL REFR SA wow 4 P.O. Box 10 GEORGE GOODWYN m— 3 PL GT HN ; Phone (919) 641-7852 Chairman Fax (919) 641-1740 A. C. BATCHELOR Jaton EDGECOMBE COUNTY CAVED HUDSON TARBORO, N.C. 27886 Director MELVIN R. HARRELL Member THIS IS TO CERTIFY THAT THE PERSONS LISTED BELOW ARE REGISTERED VOTERS IN THE COUNTY OF EDGECOMBE, STATE OF NORTH CAROLINA: NAME Martin Cromartie, Jr. ADDRESS 400 St. Patrick Street, Tarboro, NC PRECINCT 1-1 WARD 6 CONGRESSIONAL DISTRICT 1 STATE SENATE DISTRICT 6 STATE HOUSE DISTRICT 8 NAME Glennes D. Weeks ADDRESS 5035 St. Andrew Street, Tarboro, NC PRECINCT 1-I WARD 6 CONGRESSIONAL DISTRICT 1 STATE SENATE DISTRICT 6 STATE HOUSE DISTRICT 8 NAME Thomas Chandler Muse ADDRESS 513 St. David Street, Tarboro, NC PRECINCT 1-! WARD 6 CONGRESSIONAL DISTRICT 1 STATE SENATE DISTRICT 6 STATE HOUSE DISTRICT 8 WITNESS MY HAND AND OFFICIAL SEAL, THIS THE 10TH DAY OF JULY, 1996. A oll eden DIRECTOR OF ELECTIONS (OFFICIAL SEAL) Ethel, SL. Brg Notary Public v My commission expires i LD Roo l EXHIBIT 2 R.0. EVERETT (1878-1371) KATHRINE R. EVERETT (1353-1992) ROBINSON O. EVERETT DAWN T. BATTISTE CF COUNSEL ROBERT D. HOLLEMAN Memorandum To: Subject: Petition wa nd hen Lao ad tne pila A three-3u the Shaw pial. the 1992 elec: > In July 1893, appropriated -— nr Nh S After several trial in. March district cours racial gezryms the court. 1994 el ec io’. 1 ™ -—- The Shaw pla which, on June does violate reapportion po — The Shaw plai —ne Shaw plaintiffs sued nonths of Tra SE a EVERETT & EVERETT ATTORNEYS AND COUNSELORS AT LAW SUITE 300 301 W. MAIN STREET P.O. BOX 586 DURHAM, NORTH CAROLINA 27702 TEL: (319) 682-3891 FAX: (919) 682-3483 - as EE intiffs Shimm, Robinson — Everett, the General Assembly Zor Prompt ~ Redistricting Assemply enacted a — reci 5S: —y because fEagerics court ruled (2-1) in April 1892 that to state a valid claim and lon proceeded using the plan. swt in June 1993 overtur the case back — - — a . ned for trial on the lower court the Shaw ral Assembly before adjourning D claim. +000 to fight the = ~ taking evidence, 1984; and in August 1994, ruled (2-1) ncer, the case came to the three-judge that even though the plan was ir could withstand "strict scrutiny" redistricting plan was used again in the a by — — A iffs again appealed to the Supreme Court 13, 1996, held "that the North Carolina plan e Equal Protection Clause because the state's . = aa iment scheme 1s not narrowly tailored to serve a compelling -scaze interest. — - iffs are convinced Rites tha two elections under an uncons-itutional, racial scheme is enough; effort -o have el court pu: . - =~ arolina to conduct it ional plan woul other states - new plan though lawsul lawsuit — eo hor PO Zsw days © already availabl were conducted the transcripts of assembled during Ad 1992 the redistrictin would be today was being forced to compl o< the Civil Rights Division, a de A than "~e-.d to be illegal. hardware and software AsseDo sophisticated, organize Census drewizg & plan. 8X perts have studied North the Si~ce neither party controls bo Assembly, neither party will De ~ediszricting plan that 1s un : 5 “palance of power" helps a [4 ly gerrymandered and so they are CO ther the General As a constitutional plan in p . i data and other 1nformati and such a balance ma redistricting mmitted to make every sembly or the district lace for the 1996 s election under the present d be especially such as Louisiana, sa will be in place for the 1936 ts there followed and were inappropriate Georgia, and The General Assembly only er 18, 1991 to January 25; sent redistricting plan; was obtained. various General additional e 9% J o ka! a re - g process was mor Because then the General y with the "maximization" which the Supreme Court is available for preparing & Even though the General ded or in disrepair, rties have access tO d software that can ion and facilitate Carolina's lawsuit and redistricting could be th Houses of the General able to obtain enactment of fair to the other party. ssure that a fair plan can be y not exist after the 1996 15 16 17 18 19 20 Use of a new plan will not unduly surprise persons who are candidates under the present plan. When they first filed for office, they knew litigation was pending which threatened the continued existence of the present plan. Also, if new districts are created, each current candidate can decide in which district he or she will file in order to obtain the greatest benefit from any campaign efforts that have already taken place. There is no requirement that a candidate resice in the district where he or she runs; and even today, two of North Carolina's representatives do not reside in the cdistricts which they represent. (Walter Jones, Sr. resides in Eva Clayton's First District; and Sue Myrick resides in Mel Watt's Twelfth District.) A new districting plan may induce filing by some new candidates, who did not want to run for office in one of the current "bizarre" districts. 5s not enacted by the General Assembly, the 17] Shaw/pialinclzis will ask for prompt relief from the district court. They wlll ask the court to enjoin further use of the current unconstitutional plan and to develop - by means of special masters or otherwlse - a constitutional redistricting plan for the 1996 election. - If no new plan is adopted by the district court for the 1996 election, -he Shaw plaintiffs will move the district court to appiy 2 U.S.C.§ 2(a) - whereunder eleven members would be elected from the eleven districts that were used before 1992 and a twe_It: member of Congress would be elected on a statewide basis. To assure that no vestige remains of the current unconstitutional redistricting plan, the Shaw plaintiffs will encourage and assist the filing of a separate action by some registered voters of the First District. To obtain the most prompt and harmonious replacement of the present .reclgc-icting scheme, plaintiffs respectfully re Ce neral Assembly to proceed promptly with & fair and equitable redistricting plan. petition Tre C enactment ol EXHIBIT 3 ® EVERETT & EVERETT ® ATTORNEYS AND COUNSELORS AT LAW SUITE 300 301 W. MAIN STREET R.O. EVERETT (1878-1971) KATHRINE R. EVERETT (1893-1992) S58. RCBINSON O. EVERETT 2.0.80 388 DAWN T. BATTISTE DurHAM, NORTH CAROLINA 27702 TEL: (919) 682-5591 FAX: (919) 682-5469 CF CCUNSEL ROBERT O. HOLLEMAN July 2, 1996 Governor James ons 116 West 'JOones Street Raleigh, NC 27603 Re: Prompt Redistricting Dear Governor: On March 12, 1852 Z2ive Durham voters - of whom I was one - sued in Federal District Court to-enjoin the use of North Carolina’s recently adopted congressional redistricting plan. Although our claims were twice rejected by the District Court in two-to-one decisions, our appeals were successful. On June 13, 1996, the Supreme Court ruled that "the North Carolina plan does violate the Equal Protection Clause because the state's reapportionment scheme 1s not narrowly tallored to serve a compelling state interest.” A few days later we plaintiffs petitioned the General Assembly to enact prompt.y & constitutional redistricting plan. (See petition enclosed) As we pointed out, two elections under the state's "bizarre" pian is more than enough. However, the Legislature adjourned on June 21st wlthout ever addressing this issue -.or adopting a final budget. The next day I was present when you addressed the North Carolina Bar Association and criticized the Gensral Assembly's fallure to adopt ‘a budget In my opinion you alsc could properly have criticized the Legislarure''s fal ure to deal with redistricting. Our petition to tne General Assembly sets out several compelling reasons for getting this task performed without delay. Last Sunday the Charlotte Observer provided yet another reason. This edition contained a redistricting plan drawn in two hours on the General Assembly public computer. (See enclosure.) As you will note, the plan is "color -iblind” and "party ~Bhlind. Coincidentally, Cchaly one of the proposed districts contains two incumbents - Sue Myrick and Mel Watt - both of whom now reside in the same distri =3 - ~— ~ - In our petition to the General Assembly we stated that a good faith effort to apply traditional race - neutral redistricting principles could quickly produce a fair and lawful redistricting plan. The Charlotte Observer now has proved this point. Although you have called the General Assembly back to Raleigh in special session to consider the budget, we see no reason why they should not address redistricting during this same time. Indeed, we specifically request and petition that - as our Governor - you ask the Legislature to enact now a new redistricting plan for use in the November 1996 general election. To waste this opportunity would be tragic! I look forward to an affirmative response from you and the General Assembly. Sincerely, BALE | Robinson O. Everett EXHIBIT 4 Sweet Auburn” —- - the story of the city from Gen. Sherman to the Olympics. i ios Sh a Books/Page 5¢ What could North Carolina's congressional districts look like if race or partisan politics weren't Colorblind. PT -blind taken mito account’: V'EESLon. Current districts Districts 3 and 12 are shaded for clanty. Here's one 12 Theoretical district statistics District (1) Minority population Total population 555,815 Politics Swing district Current incumbent Walter Jones Jr., R. District . 1 Minority population Total population 553,891 Politics Republican Current Incumbent tichard Burr, KR. £ Ha 548,043 Politics Leans Democratic Current incumbent Eva Clayton, D. ARI Sw A gn District @ i "Minority population Total population 547,051 Politics Leans Democratic Current incumbent Bill Hefner, D. Mi | District) No J. | Minority population Total population 548,927 Politics Swing district Current incumbent David Funderburk, R. Total oation 552,940 Politics Leans Democratic Current incumbent Charlie Rose, R. Total population 551.505 Politics Leans Republican Current incumbents Sue Myrick, R.: Mel Watt, D. 7 | District } || 7 Mii ER Ps LY i rity population fi Total population 557,688 Politics Heavily Republican Current incumbent None — Compiled by Jim Morrill lechiical assistance: by Dan Frey, mformiation system analyst, N.C. General Assembly District © ee Minority population Total population 553,988 Politics Democratic Current incumbent Fred Heineman, R. District {11 Minority. population 4%; Total population 554,786 Politics Republican Current incumbent Cass Ballenger, RR. Total population 552.397 Politics Leans Democratic Current incumbent Howard Coble, R. pistrict @ F Minority population "7% | Total population - 551,606 Politics Heavily Republican Current incumbent Charles Taylor, R. PAL ARL NIT AY RAAR] a By JIM MORRILL Staff Writer hen lawmakers redrew North Carolina's congres- sional districts four years ago, they were forced to carve out two majority black districts. 50 they drew convoluted lines to con- neat dispersed pockets of black voters, The map produced the state's first black members of Congress this century. ILalso invited ndicule. U.S. Supreme Court Justice San- dra Day O'Connor called it “politi- cal apartheid.” To the Wall Street Journal it was “political pornogra- phy.” This month the Supreme Court threw out one of those distrids — the 12th, which runs through Char- lotte from Gaston to Durham coun- ties. In Shaw vs. Hunt, it said race no longer can be the “dominant and controlling” factor in design- ing them. So when lawmakers go back to the drawing board this year or next, they'll be working with new rules. Race will be a factor, if not an overriding one. Partisan politics always will matter. We wondered what would hap- pen if you threw out those consid- erations and just rolled the dice. So we did. ‘The result is a map that’s color- blind and panty-blind. It puts a premium only on compactness and preserving county hnes whenever possible. ‘The map was drmwn on the General Assembly's public com- puter with the help of information systems analyst Dan Frey. Moving from west to east, we grouped counties as compactly as possible We rolled the redistricting dice and here's the result: A state divided by neither race nor politics. and accommodated population variances with no zig, here or a zag there. Then we looked at the re- sults. To achieve virtually identical populations from one district to another, the current plan splits 44 counties and scores of precincts across the state. Ours splits only seven of 100 counties. The popula- tions of our districts vary, but by less than | percent. The average variance is .45 percent. Drawing the current plan took 37 days. Ours took two hours. So what did we get with our roll of the dice? m Political balance. Of 12 dis- tricts, five tend to be Democratic and five Republican according to past voting behavior. The other two — one on the coast and one in the east-central part of the state — can swing either way. ® Incumbent protection, ul least for the most part. When the map was done, Frey punched a button to see where the dozen congressio- nal incumbents lived. Up popped little houses showing 10 incum- bents living in separate districts. Only Republican Sue Myrick and Democrat Mel Watt ended up in the same district. Splitting them would have been hard anyway. They live two doors apart in Char- lotte’s Fourth Wand. m [wo whan distilcts. Mecklen- burg County, now split into three congressional districts, is whole. I's combined with Belmont, Mt, Holly and other parts of eastern Gaston County. ‘The ‘Triangle cities of Raleigh, Durham and Chapel Hill form their own district. w A spread-out minority vote. Though no district has a black majority, one in the northeast has a population that's 44 percent minor- ity. Seven others have minority populations of at least 27 percent. “It demonstrates very convinc- ingly that you can draw these maps . and come up with voling per- centages that show a good candi- date can win, regardless of race,” says Robinson Everett, the Dur- ham attorney who successfully challenged the blnck- majority 12th District. “Those have to be very competitive.” Fverett and others argue that Instead of reducing minority voting strength, breaking up black-major- ity districts could enhance it by spreading it around. They say that serves minorities better by giving them influence in many districts, not just two. Please see MAP [ page 4 Durham lawyer Robinson Everett: “You can draw these maps . . . and come up with voting percentages that show a good candidate can win, re- gardless of race.” IAB IY Charlotte lawyer Anita Hodgklss: “Race plays an enormous role In vot- ers’ cholces as well as In the political process generally. 80 you can't say we're golng to redistrict and Ignore race." 4C SUNDAY. JUNE J) 1300." = » edistricting renews debate on racial vote MAP MAJORITY BLACK DISTRICT Continued from page IC map done py > The shows te’s congressional cd (oor lire with majorily clack district. fet: rice 'S in tne northeast l rezcnes into Durham. The vast majority of black |! mpeorerin 1993 shat voiers in North Carolina are :..; Democrats. So it’s easy 10 see nat in a district where 27 percent or more of voters are black black support would be crucia. in a primary. It also would >e impor- tant in a general election. In that district, for example. a candidate with strong dlack sup- port would need 32 percent of the white vote to Win. Proponents like Everex Say that would force any card biack or white. nto a coalition representing man terests, including minomnt: ‘es. But you can turn that argument around. © Thariote “What's sauce for the goose ls Tm sauce for the gander,” says Anita Hodgldss. a Charlotte attorney : rh DEAN NEITMAN/Staff who argued against Evere woen the Shaw case was in U.S. disTict court. “Why shouldn't wire vot- ers be equally hapov 10 be minorities in majority diack dis Ir:cts sO they can form coali tions? Helms over Gantt Having substantial numbers 5° minority voters in a distric: doesn't necessarily ensure tha: the candidate they suppor: wil! «in. Take our 2nd District. for example. Tucked in the northeast righ: under the Virginia line, it’s + percent black. According to a pair of benchmark 1988 races (for lieutenant governor and stare appeals court judge), the district is overwhelmingly Democratic. But in the 1990 U.S. Senate race it would have chosen Repub- lican Sen. Jesse Helms over Harvey Gantt. a black Democra:. bv 600 votes out of 160.000 cast. agree tharthere is something intuitively appealing about corn- ducting a redistricing process and not paying attention to race.” says Hodgkiss. “The problem is that the political process in North Carolina doesn’t operate thar way. “Race plavs an enormous r in voters’ choices as well as in poliacal process generaily. you can't say we're going redistrict and ignore race When [ say it plavs such a biz role, it determines who can wi-. And candidates who are the choice of black voters are consis- tently defeated.” Even though the high cour: said race can't be an overriding motive in redistricting. it didn’: close the door on majority-minor- ity districts. On the conmrary. it sald fragmenting a ‘politicalix cohesive’ group of minority vOr- ers ‘would not pe allowec. ‘Tris notion of race not being the primary factor doesn’t mean that it's not a factor,” says Jerry Ingalls, a political geographer at UNC Charlotte who studies reap- portionment. “I fuliv expect the courts to require North Carolina to draw a map that sdll has a minority district.” rr a n I I . 0 —t N.C. quagmire Ever since the 1965 Voting Rigats Act. the court has sought to ensure minority voting strength. That was why the Jus- dace Depa—mment in 1991 rejected an N.C. pian with only a single minority district. It said two disTicts were necessary to make the state’s congressional delega- tion reflect its black population of 22 percent. “The Justice Department guided us into the quagmire we face now. so it’s sdll going to be important to see how the Justice Departmen: reads this (latest) option.” says Sen. Roy Cooper, a Nash County Democrat who chairs the Senate Redistricting ity interests, a map with compact districts offers its own rewards. Some say it would restore a sense of community to a system that splits voters into different districts to elect candidates to city councu, county commission, state House, state Senate, judgeships and Congress. “It's the difference between living in a village and knowing who you're going to run into and living in Manhattan,” says D.G. Martin of Chapel Hill, who twice ran for Congress in the Charlotte- centered Sth District. “It's really important (as) we splinter in other ways — and our political process is really atrophy- Ing at tne grassroots level — that we search ‘or wavs for those who enjoy politics to make their con- tribution.” : He says overlaying congressio- nal boundaries onto existing county lines also would make it easier for elected officials to know their constituencies. Interest, not place Others disagree. “Quite frankly I think we are bemoaning something that doesn’t exist,” says Ingalls, the political geographer. “Our partic- ipation in politics isn’t based on place as much as it's based on our interests. And our interests don’t necessarily correspond to the place where we live.” So what will happen when lawmakers return to their com- puters? “I'd like to bring more common Sense to the redistricting pro- cess,” says Cooper. “Unfortu- nately our technology has out- raced our common sense with the ability to go in and redistrict by census blocks. : “The temptations to use parti- San politics and race will be great. I hope we'll be able to come to a consensus to have more compact districts that make sense. We'll just have to see how it works out.” Jim Morrill covers politics for The Observer. You can reach him at 358-5059 or by e-mail at jimmorrill@aol.com EXHIBIT 5 UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF NORTH CAROLINA EASTERN DIVISION NO. 4:96-CV-104-H2 MARTIN CROMARTIE. THOMAS CHANDLER MUSE, 222 CLENNES DODGE WEEKS. PlaiuiSs JAMES B. HUNT. JR . G>vamor of the State of North Carclinz. =: pr) De2I:nZants. AF-IDAVIT OF THOMAS B HOFELLER. PhD. I, Thomas B. Eaozzier. Ph.D. swear and affirm the following. lL. [ have cersonz: knowledge of the facts in this Affidavit, and I could competently testify if called as a witness I currently reside at 15334 Southeast 43rd Place, Bellevue, Washington 98006. 2 [ have zzz:chec a copy of my resume, which was part of the record submitted to the United States Supramz Court and submitted to the trial court in Shaw v. Hunt. See Exhibit 1. [ testified as an expert wiinass for those challenging the current congressional plan in Shaw v. Hunt As detailed in mv resume, I have extensive experience in congressional redistricting matters. RAL/STI8S/1 3. [ have attached a copy of the current North Carolina redistricting plan. See Exhibit 2. It splits numerous counties and precincts, including nineteen counties in the First District and ten counties in the Twelfth District. I created plans that were presented at the trial of Shaw v. Hunt for comparison for purposes of the narrow tailoring issue. These plans, which were created solely for comparison, took less than one day to complete, and contained districts that were much more compact and narrowly tailored than the current plan, including a much more compact First District. Although these plans serve as a striking comparison to the current North Carolina plan, I am sure. given my experience drawing North Carolina congressional plans, that there are otzer acceptable plans that could be drawn and might represent better solutions within ae curr2n: (2 Zislative environment. 4 North Carcinz has the necessary computer technology for redistricting in place, and 1t 1s ready to use. Moreover, the data necessary to draw reapportionment plans (e.g., census data, voids registration. Za:a. giection data) are on the North Carolina computer. North Carolina also has an adequate gz2ograr nic information system (“GIS™) on which plans can be drawn. Moreover. the politicians anc their staffs are very familiar with the data and legal issues (e.g., the Voting Rights Act and zhe Fourteenth and Fifteenth Amendments) associated with redistricting; therefore, the learning curve or plan drafters is virtually non-existent. Additionally, the political issues (e.g. incumbenc. communities of interest, political parties) that influence redistricting are also well known. t h In my cpinion. the North Carolina General Assembly could use its existing computer technology and knowledge to create a constitutional congressional reapportionment plan within approximately five days. This is particularly true given that drawing a plan using the lJ RAL $7085] bss traditional race-neutral criteria discussed in Shaw v. Reno and Shaw v. Hunt is much easier to draw than the present extreme racial gerrymander. Moreover, a revised plan could easily be digested by local election officials because there would be significantly fewer split counties and split precincts. 6. Finally, I have attached a copy of a publication issued by the Federal Election Commussion (“FEC”). See Exhubit 3. This document lists twenty-three (23) states that have primaries in August or September. In my opinion, North Carolina could create a constitutional reapportionment plan and have primaries this Fall in the newly redrawn congressional districts. Zs my Thomas B. Hofelle/Ph D\, - Sworn to and subscribad cefore me thisthe //7 day of Ww... 1996 "Sy tary Public My Commission expires: lz 22 SE ATTN ) IFF oI Noh £= ee® : © > < $ s 2 PUBLNY Fo % AEE / a POPP S “on 804 13 CONE Baggy? RAL/ST985/1 = EXHIBIT] THOMAS B. HOFELLER, Ph.D. 8212 Cedar Landing Court Alexandria, Virginia 22306 Telephone: (703) 780-6836 Professional Skills Corporate executive management in varied settings , congressional liason, litigation support, proposal drafting, data processing, personnel management, budget design and supervision, technical writing, systems analysis, political and demographic data analysis, and survey research. : Academic studies in American political systems and 18 years of practical experience in application of computers to business and politics allow me to bring analytical and computer skills together to solve "real world" business, technical and political problems. I am at home in the corporate management structure, the computer environment, and the political arena. Education and Military Service Claremont Graduate School, Claremont California - Ph.D. in Government - 1980. Majors: Urban Politics. American Politics and American Political Philosophy; Claremont McKenna College (formerly Claremont Men's College), Claremont, Califorrua - B.A. in Political Science - 1970. U. S. Navy - Electronics Technician 2nd Class March, 1965 - 1969. (Hon. Dis.) Professional Experience Campaign Mail & Data Inc: Fails Chuch, Virginia - Director of Demographic Services and Geographic Analysis December 1993 - present. Supervising the development of Mapping and Demographic analysis tools used for list targeting for commercial, institutional and political use. Also assisting in the development of nationwide lists - particularly in the identification of proper geographic coding of political geography for congressional districts and state legislative districts. National Republican Congressional Committee: Washington D.C. - Redistricting Director 1989 - October 1995. : Created division which handled all 1990 congressional redistricting activities. Developed nation's fastest and most functional mirco-based redistricting and mapping system. Project completed at low cost and under difficult time constraints. Division assisted all Republican House members and their staffs in redistricting. Tracked legislation on redistricting and 1990 Census. Provided technical support for federal litigation in many states and gave testimony as expert witness. Republican National Committee: Washington. D.C. - Director of Computer Services 1982 - 1989. Transformed national party's computer capacity from isolated organization in single MIS shop to building-wide system utilized by all divisions in organization. Hardware grew from one DEC-2030 System with 50 terminals to clustered DECNET system using a VAX-8600 and a VAX-83550 with over 180 portable and fixed terminals plus a WANG VS-100 system with over 100 workstations. Directed all data processing activities of the RNC, managed staff of 40. Supervised divisional budget of 2.5 million dollars. Directed research activities involving analyses of election and census data. Was primary computer consultant to GOP's state and county party organizations. : Also served as RNC's redistricting Director (1982). Thereafter directed all related activities, including political, legal and technical work. Advised Chairman and Senior Staff on all redistricting activites. Rose Institute of State and Local Government, Claremont Men's College: Claremont, California - Associatz Director 1979 - 1982. Assistant to the Director 1973 - 1979. Co- founder. Supervised staff of 15. Oversaw development of software and databases. including extensive poiitical and demographic databases and California's first comprehensive computerized redistricting system. National Demographics Corporation: Claremont, California - V. P. 1979 - 1983. Responsible for incorporation and day to day operations. Consulting firm specialized in political targeting and construction of computerized redistricting systems. Responsible for hardware selection. acquisition, software design and development, and database construcuon. Self-Emploved Redistnzzne Consultant 1977 - Present. Redistricting consultant to state legislatures, congressional delegations, municipal Gave affidavits and tesumony in federal cases. Have worked for both Republican and Democrat clients. Gives advice on strategy, written legislation, developed computerized redistricting svstems and drew plans. Compass Systems, Inc: San Diego, California- V. P. 1970 - 1972 _ As part of managemer: team developed, software system and database for California State Assembly used in 1S71 redistricting of legislative and congressional districts. System included political voting history, population data and extensive data retrieval and mapping system. Directly supervised programming and database development staffs. Other Related Professional Activities: 1971 - 1982 Retained by campaigns and party organizations as data processing consultant, political analyst, and in field of direct mail, including development of lists, mail targeting, and mail production. Supensed survey research activities. Publications Grofman, Bernard and Hofeller, Thomas (1990). Comparing the Compactness of California Congressional Districts Under Three Different Plans. in Bernard Grofman (ed), Political Gerrymandering and the Courts. New York: Agathon. Richard Niemi, Bernard Grofman, Thomas Hofeller, and Carl Carlucci (1990). Measuring the Compactness and the Role of a Compactness Standard in a Test for Partisan Gerrymanderings. Journal of Politics. Thomas S. Engeman, Edward J. Erler, and Thomas B. Hofeller (1980). The Federalist Concordance. Chicago; University of Chicago Press. . - - PARTIAL SUMMARY OF CASES Shaw v. Hunt, 92-202-CIV-5-BR, U. S. District Court for the Eastern District of North Carolina, Raleigh Division (1993-4) This case is the second trial phase following the U. S. Supreme Court’s reversal of the lower court in Shaw v. Reno (1993). Prepared alternative plans for presentation to the court. Prepared poimcal and demographic analyses of the state’s plans along with numerous exhibits demorstrating plaintiffs’ complaint. Have given a deposition and will serve as witness at trial Arizonans for Fair Representation v. Svmington, CIV 92-0256, U. S. District Court Arizona (1992), alsc 113 SupCt 454 Prepared affidavit evaluating the three major plans submitted to court for redistricting of Arizona's six congressionz! districts. Plans examined with regard to all major redistricting criteria. Also examined minority voting strength in proposed new sixth district in State Senate Plan. Gave exer testimony in trial phase. The plan adopted by the court was almost identical to xe nian constructed by me for the Indian plainuffs. De Grandv v. Wetrere® No $2-40015-WS, U.S. District Court Florida (1992) Prepared model plas anc affidavits evaluating other plans for two of the partes in the congressional phase of :ne case and gave testimony on the political and voting rights implications of varicus other plans. Also presented an affidavit and gave expert testimony in the legislative phzse of the case for the De Grandy plaintiffs. Good v. Van Straten. $2{ F.Supp 537, U.S. District Court Eastern and Western Michigan (1992) Prepared compactness analvsis of plans submitted to court to redistrict Michigan's congressional districts. Gave testimony on that subject and other relevant redistricting criteria. Pope v. Blue, U.S. Dist: Court Western District of North Carolina (1992) Prepared affidavit containing compactness analysis and political analysis of plan passed by North Carolina Legsiazure and approved by U.S. Department of Justice. Ketchum v. Bvrne, 740 F, 2d 1398, cert. den. City Council of Chicago v. Ketchum, 471 U.S. 1135 (1985), on remand, Ketchum v. City of Chicago 630 F.Supp. 551 (N.D.Ill 1985) Consultant to black plaintiffs (P.A.C.I.). Assisted in building their political and demographic database, performed a racial and ethnic analysis of City of Chicago, gave deposition, and testified in court. Participated in second remedy phase of case, gave another deposition, was prepared to give testimony (the case was settled before retrial). Carrillo v. City of Los Angeles, No. CV-85-7739 JMI-JRX (unreported) (C.D. Cal. 1986) Consultant to Mexican American Legal Defense Fund (MALDEF). Constructed database, performed analysis of ethnic voter registration levels, analyzed various-plans submitted by all parties, submitted affidavit to the court. McNeil v. Senngfeld School Distniet, 656 F. Supp. 1200, 66 F. Supp. 1208 (C.D. Il 1987), 851 F..2d, $37 (7:a Cir. 1988) 3 Consultant to course! for School Board. Constructed demographic database, performed analysis on various proposed districts, gave deposition, presented affidavit to court. Analyses concerned levels of black voting strength in proposed districts. Conner v. Finch, 231 U.S. 407 (1977) Principle consultan: to Joint Reapportionment Committee of Mississippi State Legislature. Compiled databases. crew plans, prepared analysis for the legislature, gave general redistricting advice to Cemmuttee Chairman and Counsel. Gave an extensive deposition and court testimor.y t2iore District Court in D.C. Assisted in the preparation of all briefs. Bedham v. Eu, s F.2d 1170 (1983) ; -- F.Supp. — (Apr. 21 1988), appeal docketed, 721 6 U.S.L.W.3791 (U.S. May 4 1988) 65 F.Supp. 136; No. 37-1818 56 Principle technical consultant to counsel for Bedham and Republican National Committee. In charge of all database construction, development of sample court plans, analyses of Burton Plans and pregarzton of maps, charts and other materials for trial and briefs. Submitted tei d edistnicting consultant for the California Congressional Delegation during the 1981-82 Lire drawing process. Bandemer v_Dawis. 478 U.S. 109 (1986) Consultant to counsel! for amicus Republican National Committee and prepared demonstration plan for brief submitted to U.S. Supreme Court. California Legislature v. Reinecke, 6 Cal. 3d595 99 Cal. Rptr. 481, 492 P.2d 385 (1972) As consultant, drafted redistricting plan for California State Senate and Assembly. Subsequently accepted by California Redistricting Commussion. Jordan v. Winter, 541 F. Supp. 1135 (N.D. Miss. 1982) Performed analyses and gave court testimony on behalf of the defendants. Gingles v. Edmisten. 590 F. Supp. 345 (N.D.N.C. 1984), affd in part and rev'd in part Thornburg v. Gingles 478 U.S. 30 (1986) Consultant to Attorney General. Performed demographic analysis of state with regard to creation of black districts for State Legislature. Gave deposition and testified in court on behalf of Legislature. City of Port Arthur + United States, 459 U.S-159 (1982) Consultant to City Azorney. Performed analysis of racial content of City Council Districts. This was -2quired for the case as 1980 census data were not yet available. Analysis required extensive residential survey to determine racial characteristics of tindividual districts. Gave a deposition in the case. Rvan v. Otto, 661 F.2d 1130 (7th Cir. 1981) Consultant to Reputiican plaintiffs and Illinois Congressional Delegation. Drew aiternative plans for oresentauon to Court, gave deposition and testimony. Rybicks v. State Boz-d of Elections, 584 F. Supp. 849 (N.D.Ill. 1984) Principle technical consultant to State House of Representatives and Republican Senate Minonty Caucus. Supervised construction of political and demographic databases, the design and construction of computerized redistricting information system, analyzed and constructed a number of redistricting plans. Gave depositions and testified at the trial. La Comb v. Growe. 341 F. Supp. 145 (D Minn), aff'd sub nom.Orwall v. La Comb, 456 U.S. 966 (1982) Consultant to Republican Congressional Delegation. Dew a plan for presentation to Court, submitted an affidavit. EXHIBIT 2 {5 nb Vi) 2 ER OAT I LAR EE Tork eA Pb ol MAP 1 NORTH CAROLINA CURRENT CONGRESSIONAL DISTRICTS 2 EXHIBIT 3 January 1996 Table of Contents Commissioners 1 1996 Chairman and Vica Chairmen Elected I Message from the Chairman Court Cases L.S. Chamber of Commerce : FEC 3 Center for Responsive Politics v. Te & FEC 3 New Litigation Reports 53 Reports Due in 1966 ® Federal Register Notices Public Panging Begtnany 13 Revised Disclaimer Rules 14 Advisory Opinions Compliance 15 MURs Releas 16 Index ed to the Public Federal Election Commission Commissioners: 1996 Chairman and Vice Chairman Elected On Decemper 7, 1993. the Commission unanimously siected Les Ann Elion as FEC Cheirman and John Warren McGarry as FEC Vice Chairman. Mrs. Elliott, who was the 1995 Vice Chaiman. suce gras Se McDonald as Chairman. re her SHEA & 2 Mrs. Ellon was vic Bishop, Bryant d 5 3 v | [4 7 3 I' s b o i v i a 1 0 O 4 Mi (6 ) rt [47 ] wn » fa edical Political Acuon Come ee. tpg Elliott was on ths board of directors of the American Association of Political Consultants and oa the board of the Chicago Ar Public Afrairs Group. of which he 1s a past president. Chi vas 2iso member of the Public ATairs ommmuctes of the U.S. Camber of or is 2 recipient Of he Award tor Excellence in Serving Corporate Public Affairs from the Nauonal Associaton of Manufac- lUrers. A native of St. Louis, Mrs. Elliott graduated rom the University of [llinois. She also completed North- westam University's Medical Association Managzment Execueay “s- {cominued on pa Volume 22, Number | ‘A Message from FEC Chairman Lee Ann Elliott This year will be a busy Presiden- dal alecuon year but the FEC will continue 10 focus on its primary goal ot service to tha regulated community. We urge vou to take advantage ot 4 ¢ Many Serv vices we offer. If you ave 2 nave a question about any phase of the Act or our regulations, please call an information specialist on our toll line: . 800/424-95" 30. Your question will recerve prompt arenuon. If you file with us, contact your analyst in the Reports Analysis Div. ision. He or she can help vou with goorang pr oblems. This is parocu- larly important if vou receive a Reguest For Additional Informauon. FEC publications on many phases of the election process are available ie you by mail or by Flaspfax. Call I 3413 to request the publicadon vou want & nd it will be e faxed to you ule this service Cperares 24 hours a day. 7 days a week A high prio for the FEC in 1996 s preparing for electronic filing. We 12 hy commissioned a study to help us an for a comprehensive program. Son are moving ahead on our internal computer capabilities and hope to be fully computerized shortly. We are raking every effort to be more ficient and user friendly. EH welcome your comments and SLZgesuons. January | yyo 4 @® LCL IU Cimwomrsan nan svs I VOTE Pre-Election Reporting Dates: 1996 Primary and Runoff Elections : Registered/Certified State or Territory Election Day Close of Books? Mailing Date* Filing Date * Alabama June 4 May 15 May 20 May 23 Runoft: June 25 June 3 June 10 June 13 August 7 August 12 August 15 American Samoa’ November 3 October 16 October 21 Runeft: November 19. October 30 November 72 Alaska August 27 October 24 November 7 Arizona Septamper 10 August 21 August 26 August 29° Arkansas May 21 May 1 May 6 May 9 Runoff: June 11 May 22 May 27° May 30 California March 25 March 6 March 11 March 14 Colorado August 13 July 24 July 29 August 1 Connecticut? Seprexier 10 August 21 August 26 August 29 Delaware Sen-ambae = August 18 August 23 August 26 District of Columbia May ~ Apnl 17 April 22 April 235 Florida September 3 August 14 August 19 August 22 Runoff Datsper September 11 Septamber 15 Saptember 19 “This date indicates the end of the resorting period. A reporting period always begins the day after the closing daze of the las? report filed. If the commirree is naw ang has not previously filed a report, the first report must cover ali activity that occurred before the committee regisiered nz. 7 zoplicadle, before the individual became a candida. . ke : PI 5 : ; roo dghy Jy Tae oe we _ ¥ *Reports sent by registered or ceric mii must bz posunarked Oy the mailing date. Othervise, they must be rec niing date, x < ® A Sa ™~ 3 nn 3 1s ; Bh a, SORE Ce 2 Jys Sr ran Tu : i vr (ne mailing dare is the same as =z ling date because ie compuied mailing dave would fail one day before the prunary was neld. I ‘Note that the last day for a registzriciczrified postmark is a federal holiday, when pos: offices are closed. The report should therzfore be postmarked before tmz: cate. Ss wmn——— “Irn American Samoc. if @ runoff is no: reid. the Novemper J elzcrion is considered the general election, and a post-general election report is therefore requirec. ii « runoff is held, the November 19 election is considered: ! elect! general elecrion. with the post-genercl reporting datzs as follows: close of books. December 9; mailing/filing date, December | RN m 0 In Connecticut. each party will 70ic c convention (dates rot available yat) tha: has the zuthoricy to nominate c candidate; pre- convention reporfing is thereforz recuires. If a candidate is so nominated ar a convenrion. and the nomination is no! chalienged the nominee does not purticipace ir iz primar and has no contribution limit or reporting requiremencs for the primary. 14 CER 110 1(jitd): cee also AO 1982-49. Federdi Election Commission RECORD : Registered/Certified State or Territory Election Day Close of Books Mailing Date * Filing Date? > : Georgia July 16 June 26 July 1 July 4° TE Runoff: August 6 July 17 July 22 July 25 Guam September 7 August 18 August 23 August 26 Hawaii September 21 September | September 6 September 9 Idaho May 28 May 8 May 13 May 16 [lino1s March 19 February 28 March 4 March 7 Indiana May 7 April 17 Apnl 22 April 25 « Iowa? June 4 May 15 May 20 May 23 Kansas August 5 July 17 July 22 July 25 Kentucky Mav 28 May 8 May 13 May 16 Louisiana September 3} September | September 6 September 9 General: November 3° October 16 October 21 October 24 Maine Juns 11 May 22 May 27° May 30 Marviand March 3 February 14 February 19° February 22 & Massachuser:s September 17 August 28 September 2° Sepiamber 5 Lg Michigan August July 17 July 22 July 25 cbsna : same August 2] +L = 11 On , August i“ "This dare indicates the end of the resorting period. A report: reper: filed. If the commiz before tie committee registe 4 ps ~ 9 0 iy “ 3 ty * Note rirat the lzst dav for c regis:zred/certiied postmark is a federal holi therefore be postmarked before tha: cate. NE —— ® Note that the filing dase is a federai hol: repor: should be received by the approp mati and postmarked by that date). a J81 é red and, if aopiicadle. before tne individual became a carndidcze. ~- ng period always begins the day afer the closing date of the last tee is new end nes rot previously filed a report, the first report must cover all activirs thar occurred ent py registered or certified maii must he posmmaried by the mailing dare. Otherwise, they mus: be received ev the liday. Because filing dates are not extended when they fall on rorworking days, the ricre filing offices bv July 2, the Wednesday before (or sen: by registered or certified 'In lowa. a parry may. under certain circums:ances. have the option of holding a convenrion to nominate a candidate for the general election. In that case. a pre-convention report would be required instead of a pre-primary report. “A fesi-general election report is also required. Note that if a cardidare is uropposzd in the general election. his or her commit- 1h uijor ine general and is required to file pre- and post-general election reports. 11 CFR lee nevertheless has c contribution limi: § 110.11j43) end AO 1984-54. S PEE SBT En CENTS C0 at ¢ blind ard 6 Registered/Certified State or Territory Election Day Close of Books! Mailing Date?! Mississippi March 12 ; February 21 February 26 February 29 Runoff: April 2 March 13 March 18 March 21 Missouri August 6 July 17 July 22 July 25 Montana June 4 May 15 May 20 April 29 Nebraska May 14 April 24 Nevada September 3 August 14 August 19 New Hampshire September 10 August 21 August 26 New Jersey June 4 May 15 May 20 New Mexico : June 4 May 20 : May 23 New York September 10 August 26 August 29 North Carolina April 22 May 20 Neon Dakota May 27° 7 Cnhio Mach & ‘Oklahoma August 12 August 15 September 2° September 5 primary: March 3 February 12 nary: March 10 February 19 ‘Rhode Island August 21 August 26 ‘South Carolina May 22 May 27° Runot?: June 25 June 5 June 132 June 13 - ~ ~ end of the regortin : TR anc nas rot previousty flied a report, the firs: report must cover all c irree registered end. if applicable, vefore the individual become cardidare. g period. A reporting period always tegins the day after the closing dare of the las: rgd ro coviry that occurrzd ’ ) R 2poris sent by registered or certified mail must be posorarked by the mailing dare. Otherwise, they must be recenved bv the fling date. “Tie mailing dare is the scme as the filing dace because the computed mailing date would fall one day before the primary was held. ‘Note thar the [ast day jor a regisiered/certified postmark is ei The report should therefore be postmarked before thar dase. . R————— CN woe ther a federal holiday or a Sunday, when posi offices are closed. $ The April guar riy report is waived jor committees filing the Pennsylvania pre-primary report. See [1 CFR 104.5(a)(1)(iii jC) CRS oH INNING). A verwl we kG LOMUNIISSION Ko LU KLY/ January 1865 : Registered/Certified State or Territory Election Day Close of Books Mailing Date Filing Date? South Dakota June 4 May 15 May 20 May 23 Runoff: June 18 May 29 June 64 June 6 Tennessea August 1 July 12 July 17 July 20° Texas March 12 February 21 ebruary 26 February 29 Runoff: April 9 March 20 March 25 March 28 Utah® June 25 June 5 June 10 June 13 Vermont September 10 August 21 August 26 August 29, Virginia’ June 11 May 22 May 27° May 30 Virgin Islands September 10 August 21 August 26 August 29 Runoff: September 24 September 4 Septamber 124 September 12 Washington eptember 17 August 28 September 2° September 5 West Virginia May 14 April 24 Apnl 29 May 2 Wisconsin September 10 August 21 August 26 August 29 Wyoming August 20 July 31 * This dare indicares the end of the reporiing period. A reporting per: repor: filed. If the committee is new oejore the comiminee registered and. if applicable, before the individual became a cardifote. *Reporzs sent by registered or certified mail must be postmarked by the mailing daze * The mciling daze is the same cs the fiiing dome because the computed mailing daze would f: * Note that the Last dav for a regisiered/certified pos therefore be postmarked before thas dae. Baa ° Note thas the filing dete is ¢ Saturday. Because Jiling dares are nor extended when the should be received by the copropriase Al postmarked by the mailing dare,. *In Utah, pre-convention reporting is required for the Republican convention on Mey 4 (¢ April i9: filing date. April 22). the Libersarian convention on May [1 (close of books. April 2 date, April 29), ihe Democratic convertion and the Independenr Parrio: are not available ver). A candidare recetving at least 70 participate in the primary. In that case. the nominee ha 110.1(j)(4); see also AOs 1992-25 and 1978-30. 7In Virginia, each party within a Congressional District decides whether to hoid a pri held, pre-convention reporting is required. Information on conven: the Senate races, the Democrazs wi ll hold a convention on June 8 (reporting dates: close o filing daze. Mav 27, which is Memor: shown (rn table). al Day—see footnote ° above). The Republicans wiii tod always begins thz dav after the closing dare of the last ard ras rot previously filed a report, tie firs: report must cover all activity tha: occurred g daze. Otherwise, they must be received by the fing daze. ‘all one day before the primary vas heid. tmark is a federal holiday, when pos: offices are closed. The report should ¢v fall on nonworking days. the report ing offices by July 19, the Friday before (or sen: bv registered or certified mail and lose of books, Apri} 14: mailing date. ril 21: mailing date, April 26; filing Parry convention (dates Jor the laser two conventions percent of the convention vote becomes the party's nominee and does nor s ro contribution limir or reporting requirements for the primary. 11 CFR mary or a convention. If a conver:zion is ion dazes jor House races is not yet available. With respec: to f books. May 19; mailing dare. May 24; roid a primary on June 11] ( reporting dates m y Ek EXHIBIT 6 1107 Sou-waod Drive Chapel Hill N.C. 7514 Personal Born, Four Caks, Ne0.. 20 Juna 31927 Married Ann Real, 19 Children: Tracy Sandare Justus -an@ Sandorsa William Sanders A £3530) and 3.0, (1954), The University ef North Catoling &: Chapel Hill w dlllzary zxpericace £.5. Naval Reserve, active duty. 1945-46 Work experia-ce 0} Xx TC Chief Judze, U.S. Court of Appeals ircufir, 1654-33 ? 5-56 Faau_ty manher, Instlzure of Coverumment, UNC-CH, 1936-73, 1879-94 (retirad, 31 December 1994) Director, Tnstitute of Coverament, 1962-73, 1979-92 Vice President fer Planning, The Cuiversicy of North Carolina, 1373.78 4 Honor asc. who's Wro in Aw:clca (40th and later eds.) Ruth Celtreue Caunon Award, given by North Carolina Historic Prese-vartion Scciety, 1982, for work in Historic preservation Avard ol Merit, given by Amer’can Associaticn for S: and Lical History, 1987, for work in historic presser Tiotasjefferscn Award, 1388, given by The Universiry North Larolina at Chapel Hill, for service tc Univer €/19/96 ata vation ar gsizy Distinguished Alumnus Award of the law Schnnl af The Univarsity of Norza Carolina at Chapel Rill, 1491, for service to Univer- sity and profession ; Diaringuished Service Madal of the Ceneral Alumni Association of The Uaivereity of North Carclina at Chapel Mill, 1992, Cur service to University and State C. Knox Massey Award of Ths University ol North Carolina at Chapel £11, 1993, fur service Lu Unlversicy Achievement Award of the Nurlh Carolina Assocfaticn of Collages and Universilies, 1994, for service to higher education in North Catslina Unlversity Award of the 3oard of Governors of The University of North Carclina, 1993, for service to University. Publicacions Legislative Represeilation ca=a_2on North Carclina Congressional Districts, State Senatorial Dis- go 2 S t-icts, and Apporiicrment of the 3racte Houze of Feoresentadives. 1335], VP Maps of North Cazclina Congressional Districts, 1789-156C, and cf S-ats= Sena-orfal Districts and Apportionment cf State Representatives, 1775- 1360. 1361, 38 op. Fd., Marsrials on loangrazeional Diszrices in Nozth Carslina. ls ed. 184%, 41 np.2 24 od, 1367, 35 pp. Fd., Macarials or Repreconca=lion in ‘the Gepezal Azzenmbly cf No:zzd Zoro inu. 3983, AD Dp. Memwvandae Swiew.oniuy Fiac.ional Voting an waighiaed VeLirg 1a the Seue-z. Asseud yy OF North Cazo.ira. 19483. 22 rp. tion in Cecngress and the General Asscmbly,™ Popular Gevern- pest, vol, 2%, re. 5 (Feb, 1961}, 1-35, e a 3, 4; vo... 283, nos. S~6 (March-April 1942 unty Commissioners,” tive Rep-cacntatior iu North Caro 1. 32, no. 5 (Feb. 1964) < lna: A Chapter Ends," Popular ¢ 1-7, 33; vol. 32, no. €& (March EXHIBIT 7 er — ———— —r" aaa Crying Wolf 2 L¢ | (nen "ne Supreme Cot AWC This Week's primary results were 4QWT. Over. racial gerrymandenng WNAMmolguous. RCP: Bishop won 59% of |ast wenth, the wails of despair rom the vota \n his rural soutd Qeorgia d i ne cv) righis groups aad Te EO i 2 heavy favorite to win Rlack Caucus dscwr.ed out Mest sensi- November. “Wave goTien W 3 point we ccmmaitary on the decision. where people are beixg gratuatad 3S | glare RB. Jodes, director of me individuals,” ne told supporters. “1's | NAACP Leg Defense Fuad, warned, dt about where tne Lines are drawi. “This decision could well have wing Its apout the quality @ situation where members of he glack dered.” : ~agcus cond Bt a back seat of 2 Rep. McKinney 8is0 took 2 political raxcab.” Wel, De results of the AI gold medal 10 me city Tatis pout rest of non-Tasiel gerrymandersd diz- host the Olympics. Qne collected 81% triers are J. and it's claal that 3 ore of the vote, a0 carried a args num- relaxed aTOtuae owasd hell {mpactis ber of majori . wil have 2 cumpittive Tacs tnis {all Democase Reps. cynthia MeKin- against Regubican Jotn Mitnick, but ray 30% Ianford BLENAD ware both largely because of her 100% liveral vat: oc eciad in 1992 from grossly Gstorted Ng record rather than ner race. 4i5mricts that & spdaral COUT ruled Charles COOK, 3 politica! analyst — — — — — — — were nconstutionaly ~qce cope Wih 3 nemocratic pedigree, says the scious. Rep VeeKinney's istrict dupreme Court's ruling against racial | seascned ul LE way from AYvanta 0 serTymandering will make {or nealifn- ‘ne Alante =n with long fingers ler polnGS. “Riack Caucud members cazering out tor black volers in Al Wwilihave wg put togeber soalidons and gusta and gavannah, Toe ou-Jr broaden tneir QUEL the way white . sered Temaprig of Rep. MoKinbey's Southern Cong: ; asseric’ ~ranied 8 CCIMpacs eataroun d years,” Le s8¥S. The : @ only black 1 ; Atantaand reduced tie percentage of cumbents who shoud seally fear ra ¢ e tire OCS WHO refuse . Bl to ranscend race and 19peai tC white wercentagt fal) to 35% from 82%. voters. The new district lines attracted The tive Supreme Court lustices, ! ces} political ccrapenticn of both ine led bv Saadrz D8Y o} cumbents. A iormer aide 0 Ree. searing in 1992 have struck down ais: gisnop led against Un Comer tricts Wis wprrasented a form of “po- Yates. 2 modarate White lawyer Who tical anartheid” gesarve to fcel vin- : : , } nad won 42% in & 1394 Congrassionl dicated. The Bush Justice Departmen t geo rymandeling and s critics as resisang the ier ty Locurnbents. At the gloomy abdul her prospects. “t's ind seme rime, \iberals accused the Jus at shocking 0 nave to leave a WT Hees of seeing to decimate minerity clack TK)” said Tyroae Brooks. voting strength. In reall ty. they have me co-chairman go! per campdidh. melped create @ tevel political playing Nonetheless, Rep. A cKinney was adie fold if WTLCD candicutet of Ali races ta raise $0C.00 and even moderated wil hove © use non-rasial appeals \( ! come of her Hery \peral positions {0 they waar: rhan-e Lei chances of | 3pyea. to White voters. wNOINg )