Guinn v. United States and Other Voting Rights Cases Record and Briefs
Public Court Documents
January 13, 1913 - April 3, 1930
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Brief Collection, LDF Court Filings. Guinn v. United States and Other Voting Rights Cases Record and Briefs, 1913. d9364047-ca9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/c157431a-fa0b-41f9-bec9-94425e17a92b/guinn-v-united-states-and-other-voting-rights-cases-record-and-briefs. Accessed December 09, 2025.
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NEW YORK CITY
3ltt tlje Supreme Court of tlyo Uutteu States
OCTOBER TERM, 1913 ■ /
[No. 423]
FRANK GUINN AND J. J. BEAL
v.
THE UNITED STATES.
BRIEF FOR THE NATIONAL ASSOCIATION FOR THE
ADVANCEMENT OF COLORED PEOPLE.
MOORFIELD STOREY,
Counsel.
V
\
IN D E X .
P a g e
S t a t e m e n t o f C a s e .............................................................................. 1
A r g u m e n t
All discriminations respecting the right to vote on
account of color unconstitutional............................... 3
Whether the Oklahoma amendment constitutes such a
discrimination to be determined by its purpose and
effect, and not by its phraseology alone................... 6
The undoubted purpose and effect of the amendment
to discriminate against colored voters........................... 12
TABLE OF CASES CITED.
P age
Anderson v. Myers, 182 Fed. Rep. 223 ............................... 15
Bailey v. Alabama, 219 U. S. 2 1 9 ....................................... 6
Brimmer v. Rebman, 138 U. S. 7 8 ....................................... 11
Collins v. New Hampshire, 171 U. S. 3 0 ............................... 8
Chy Lung v. Freeman, 92 U. S. 275 ...................................• 11
Galveston, Harrisburg & San Antonio Railway v. Texas,
210 U. S. 2 1 7 .................................................................. 7
Giles v. Harris, 189 U. S. 475 ............................................... 13
Giles v. Teasley, 193 U. S. 146 ............................................... 13
Graver v. Faurot, 162 U. S. 435 ........................................... 13
Hannibal & St. Joseph Railroad v. Husen, 95 U. S. 465 . . 11
Henderson v. Mayor of New York, 92 U. S. 259 ............... 10
Lochner v. New York, 198 LT. S. 4 5 ....................................... 7
Maynard v. Hecht, 151 LT. S. 324 ....................................... 13
Minnesota v. Barber, 136 U. S. 313....................................... 11
Mobile v. Watson, 116 U. S. 289 ........................................... 8
New Hampshire v. Louisiana, 108 U. S. 7 6 ....................... 8
People v. Albertson, 55 N. Y. 5 0 ........................................... 10
People v. Compagnie Generate Transatlantique, 107 U. S.
5 9 ..................................................................................... 15
Postal Telegraph-Cable Co. v. Taylor, 192 U. S. 64 . . . . 8
Schollenberger v. Pennsylvania, 171 U. S. 1 ....................... 11
Scott v. Donald, 165 U. S. 5 8 ............................................... 11
Smith v. St. Louis & Southwestern Railway, 181 U. S.
248 11
State v. Jones, 66 Ohio St. 453 ............................................... 10
Strauder v. West Virginia, 100 U. S. 303 ........................... 6
Voight v. Wright, 141 U. S. 62 ............................................... 11
Williams v. Mississippi, 170 U. S. 213................................... 13
Yarbrough, Ex parte, 110 U. S. 651...................................... 13
3ln the Supreme Olmtrt nf the Mtttirh States
OCTOBER TERM, 1913-
[No. 423]
FRANK GUINN AND J. J. BEAL
v.
THE UNITED STATES.
BRIEF FOR THE NATIONAL ASSOCIATION FOR THE
ADVANCEMENT OF COLORED PEOPLE.
STA TE M E N T OF FACTS.
This case comes before this court upon a certificate from
the Circuit Court of Appeals for the Eighth Circuit asking
instructions upon two questions relating to the validity of an
amendment to the constitution of Oklahoma adopted in
1910 and reading as follows:—
“ No person shall be registered as an elector of this State,
or be allowed to vote in any election herein, unless he be
able to read and write any section of the constitution of the
State of Oklahoma. And no person who was on January
1, 1866, or at any time prior thereto, entitled to vote under
any form of government, or who at that time resided in some
foreign nation, and no lineal descendant of such person
shall be denied the right to register and vote because of his
inability to so read and write sections of such constitution.
2
Precinct election inspectors having in charge the registra
tion of electors shall enforce the provisions of this section
at the time of registration, provided registration be required.
Should registration be dispensed with, the provisions of this
section shall be enforced by the precinct election officer when
electors apply for ballots to vote.”
Previous to this amendment, the qualifications of elec
tors had been defined in that constitution thus (Art. I l l ,
§ 1 ) : -
‘ ‘ The qualified electors of the State shall be male citizens
of the United States, male citizens of the State, and male
persons of Indian descent native of the United States, who
are over the age of twenty-one years, wUo have resided in
the state one year, in the county six months, and in the elec
tion precinct thirty days next preceding the election at which
any such elector offers to vote.”
The questions certified are as follows:—
“ 1. Was the amendment to the constitution of Okla
homa, heretofore set forth, valid?
“ 2. Was that amendment void in so far as it attempted
to debar from the right or privilege of voting for a quali
fied candidate for a Member of Congress in Oklahoma, un
less they were able to read and write any section of the con
stitution of Oklahoma, negro citizens of the United States
who were otherwise qualified to vote for a qualified candi
date for a Member of Congress in that State, but who were
not, and none of whose lineal ancestors was, entitled to vote
under any form of government on January 1, 1866, or at
any time prior thereto, because they were then slaves? ”
The vital importance of these questions to every citizen
of the United States, whether white or colored, seems
amply to warrant the submission of this brief.
3
ARG U M EN T.
The amendment to the constitution of Oklahoma now
before the court is one of many similar provisions adopted
in certain states, varying in their language but intended to
accomplish the same object, and that an object forbidden
by the constitution of the United States.
The provisions of that constitution are clear:—
“ No state shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the United
States; nor shall any state deprive any person of life, liberty
or property without due process of law, nor deny to any per
son within its jurisdiction the equal protection of the laws”
(Fourteenth Amendment, § 1).
“ The right of citizens of the United States to vote shall
not be denied or abridged by the United States, or by any
state, on account of race, color or previous condition of
servitude” (Fifteenth Amendment, § 1).
An amendment to a state constitution is a law within the
language of the Fourteenth Amendment, and it certainly is
action by the state.
While in terms no reference is made in the Oklahoma
amendment to race or color, that amendment abridges and
is intended to abridge the right of colored citizens of the
United States to vote, and it imposes upon them a con
dition not imposed upon any other citizens of the state,
thus denying them the equal protection of its laws. By
its terms practically every man who is not colored may vote
without the ability to read and write the constitution of
Oklahoma. A great stretch of the imagination is needed
in order to conceive of a white voter who does not come
within the classes excepted from this requirement, while
4
with very insignificant exceptions, such as possible descend
ants of free colored men residing in the free states on Janu-
uary 1, 1866, every colored voter is excluded.
The language employed is just as effective as if it dis
tinctly enforced a peculiar disqualification on all descend
ants of negro slaves. The purpose and effect of such
amendments as this have been openly avowed, and there
is not an intelligent man in the United States who is igno
rant of them. If it is possible for an ingenious scrivener
to accomplish that purpose by careful phrasing, the pro
visions of the Constitution which establish and protect the
rights of some ten million colored citizens of the United
States are not worth the paper on which they are written,
and all constitutional safeguards are weakened.
The principles governing this case are well settled. It
would hardly be contended that the Fifteenth Amendment
was not violated if the constitution of Oklahoma had been
amended so as to read as follows:—
“ No person shall be registered as an elector of this State,
or be allowed to vote in any election herein, unless he be
able to read and write any section of the constitution of
the State of Oklahoma. And no white person shall be
denied the right to register and vote because of his inability
to so read and write sections of such constitution.”
The fact that the discrimination against colored men took
the shape of exempting white voters from the restriction,
which the first sentence purported to impose upon all
citizens alike, would be immaterial.
While the Fifteenth Amendment may not necessarily
confer an affirmative right to vote, it does require in the
plainest terms that, if the right is granted at all, it must be
extended on the same terms to white and colored citizens
alike. The well-known language of Mr. Justice Bradley
5
with reference to the analogous provisions of the Four
teenth Amendment is equally pertinent here:—
“ It [the Fourteenth Amendment! ordains that no State
shall deprive any person of life, liberty or property, without
due process of law, or deny to any person within its juris
diction the equal protection of the laws. What is this but
declaring that the law in the States shall be the same for the
black as for the white; that all persons, whether colored
or white, shall stand equal before the laws of the States, and,
in regard to the colored race, for whose protection the amend
ment was primarily designed, that no discrimination shall
be made against them by law because of their color? The
words of the amendment, it is true, are prohibitory, but they
contain a necessary implication of a positive immunity, or
right, most valuable to the colored race,—the right to exemp
tion from unfriendly legislation against them distinctively
as colored,—exemption from legal discriminations, im
plying inferiority in civil society, lessening the security of
their enjoyment of the rights which others enjoy, and dis
criminations which are steps towards reducing them to the
condition of a subject race.
“ That the West Virginia statute respecting juries—the
statute that controlled the selection of the grand and petit
jury in the case of the plaintiff in error—is such a discrimina
tion ought not to be doubted. Nor would it be if the persons
excluded by it were white men. If in those States where
the colored people constitute a majority of the entire popu
lation a law should be enacted excluding all white men from
jury service, thus denying to them the privilege of parti
cipating equally with the blacks in the administration of
justice, we apprehend no one would be heard to claim that
it would not be a denial to white men of the equal protection
of the laws. Nor if a law should be passed excluding all
naturalized Celtic Irishmen, would there be any doubt of
its inconsistency with the spirit of the amendment. The
very fact that colored people are singled out and expressly
denied by a statute all right to participate in the adminis
6
tration of the law, as jurors, because of their color, though
they are citizens and may be in other respects fully qualified,
is practically a brand upon them, affixed by the law, an as
sertion of their inferiority, and a stimulant to that race
prejudice which is an impediment to securing to indi
viduals of the race that equal justice which the law aims to
secure to all others.”
Strauder v. West Virginia, 100 U. S. 303, 307.
The statute considered in that case did not expressly
declare that colored men should not serve as jurors, but
simply provided that “ all white male persons” should be
liable to serve as jurors, omitting all mention of negroes.
It was condemned none the less.
It is likewise plain that the mere form of words is of no
consequence, and that, if the effect of the provision in ques
tion is substantially the same as if it read as just suggested,
the fact that the use of the words “ white” and “ colored”
is carefully avoided is of no consequence. This rule has
been repeatedly applied by this and other courts when hold
ing invalid statutes artfully designed to accomplish purposes
forbidden by the Constitution while evading the letter of its
prohibitions.
In Bailey v. Alabama, 219 U. S. 219, it was held that
§ 4730 of the Code of Alabama as amended by certain stat
utes was repugnant to the Thirteenth Amendment, because,
as the court said (at p. 238):—
“ We cannot escape the conclusion that, although the
statute in terms is to punish fraud, still its natural and in
evitable effect is to expose to conviction for crime those who
simply fail or refuse to perform contracts for personal ser
vice in liquidation of a debt, and judging its purpose by its
effect that it seeks in this way to provide the means of com
pulsion through which performance of such service may be
secured.”
7
In Galveston, Harrisburg & San Antonio Railway v.
Texas, 210 U. S. 217, this court said, with reference to a
statute imposing a tax upon railroad companies equal to
one per cent, o f their gross receipts (at p. 227):—
“ A practical line can be drawn by taking the whole scheme
of taxation into account. This must be done by this court
as best it can. Neither the state courts nor the legislature,
by giving the tax a particular name or by the use of some
form of words, can take away our duty to consider its nature
and effect. If it bears upon commerce between the States
so directly as to amount to a regulation in a relatively im
mediate way, it will not be saved by name or form.”
• In Lochner v. New York, 198 U. S. 45, it was said with
reference to a statute limiting the hours of work in bakeries
(at p. 61):—
“ We do not believe in the soundness of the views which
uphold this law. On the contrary, we think that such a
law as this, although passed in the assumed exercise of the
police power, and as relating to the public health, or the
health of the employes named, is not within that power,
and is invalid. The act is not, within any fair meaning of
the term, a health law, but is an illegal interference with
the rights of individuals, both employers and employes,
to make contracts regarding labor upon such terms as they
may think best, or which they may agree upon with the
other parties to such contracts. Statutes of the nature of
that under review, limiting the hours in which grown and
intelligent men may labor to earn their living, are mere
meddlesome interferences with the rights of the individual,
and they are not saved from condemnation by the claim
that they are passed in the exercise of the police power
and upon the subject of the health of the individual whose
rights are interfered with, unless there be some fair ground,
reasonable in and of itself, to say that there is material
danger to the public health or to the health of the employes,
if the hours of labor are not curtailed.”
8
In Postal Telegraph-Cable Co. v. Taylor, 192 U. S. 64, it
was held that a municipal ordinance purporting to impose
a license fee for purposes of inspection on telegraph com
panies was void as being, in fact, an attempt to tax inter
state commerce. The court said (at p. 73): —
“ Courts are not to be deceived by the mere phraseology
in which the ordinance is couched.”
In Collins v. New Hampshire, 171 U. S. 30, it was held
that a statute forbidding the sale of oleomargarine unless
colored pink was unconstitutional because amounting to
an absolute prohibition. The court said (at p. 33):—
“ The direct and necessary result of a statute must be
taken into consideration when deciding as to its validity,
even if that result is not in so many words either enacted
or distinctly provided for. In whatever language a statute
may be framed, its purpose must be determined by its
natural and reasonable effect. Henderson v. Mayor of New
York, 92 U. S. 259; Morgan’s Steamship Co. v. Louisiana,
118 U. S. 455, at 462. Although under the wording of this
statute the importer is permitted to sell oleomargarine
freely and to any extent, provided he colors it pink, yet the
permission to sell, when accompanied by the imposition
of a condition which, if complied with, will effectually pre
vent any sale, amounts in law to a prohibition.”
In New Hampshire v. Louisiana, 108 U. S. 76, it was held
that the constitutional prohibition of suits against a state
by citizens of another state cannot be evaded by bringing
suit in the name of the latter state fcr the benefit of the
real claimants.
In Mobile v. Watson, 116 U. S. 289, it was held that the
obligations of a municipal corporation cannot be evaded by
dissolving the corporation and incorporating substantially
9
the same people as a municipal body under a new name for
the same general purposes, though the boundaries of the
new corporation differ from those of the old one.
The constitution of New York (Art. X , § 2) provides
that “ all city, town and village officers . . . shall be elected
by the electors of such cities, towns and villages, or of some
division thereof, or appointed by such authorities thereof as
the legislature shall designate for that purpose.” A stat
ute abolished the police force of Troy and established the
so-called “ Rensselaer Police District,” to be administered
by officers appointed by the governor. This district con
sisted of the city of Troy together with three small patches
of territory adjoining the city on different sides and em
bracing in all less than one square mile. It was held that
the act was void as an attempt to evade the constitutional
requirement quoted above, the court saying (at p. 55 and
p. 68):—
“ A written Constitution must be interpreted and effect
given to it as the paramount law of the land, equally obliga
tory upon the legislature as upon other departments of
government and individual citizens, according to its spirit
and the intent of its framers, as indicated by its terms.
An act violating the true intent and meaning of the instru
ment, although not within the letter, is as much within the
purview and effect of a prohibition as if within the strict
letter; and an act in evasion of the terms of the Constitu
tion, as properly interpreted and understood, and frustrating
its general and clearly expressed or necessarily implied pur
pose, is as clearly void as if in express terms forbidden. A
thing within the intent of a Constitution or statutory enact
ment is, for all purposes, to be regarded as within the words
and terms of the law. . . .
“ The experiment in the act before us was to see with how
little disturbance of the political organizations of the towns
adjacent to the city of Troy, or the change of boundary lines,
a police district could be established which would abide
10
the tests of the Constitution, and, as that is patent upon
the face of the act, it cannot be sustained as a valid and
effectual exercise of the power claimed to exist in the legis
lature, to constitute a single police district from the whole
or a part of several distinct municipal organizations, each
constituting a substantial part of the new district, and being
within the necessities leading to its creation, and having
the benefits of the new organization.”
People v. Albertson, 55 N. Y. 50.
In State v. Jones, 66 Ohio St. 453, it was held that
a statute designed to reorganize the police force of Toledo
under color of regulating the police force “ in cities of the
third grade of the first class” was repugnant to the 13th
article of the constitution of Ohio, which required that the
general assembly should “ pass no special act conferring
corporate powers.” The court said (at p. 487):—
“ In view of the trivial differences in population, and of the
nature of the powers conferred, it appears . . . that the
present classification cannot be regarded as based upon
differences in population, or upon any other real or supposed
differences in local requirements. Its real basis is found in
the differing views or interests of those who promote legis
lation for the different municipalites of the state. An in
tention to do that which would be violative of the organic
law should not be imputed upon mere suspicion. But the
body of legislation relating to this subject shows the legis
lative intent to substitute isolation for classification, so that
all the municipalities of the state which are large enough to
attract attention shall be denied the protection intended
to be afforded by this section of the constitution.”
In Henderson v. Mayor of New York, 92 U. S. 259, with
reference to a statute purporting to be designed as a pro
tection against the importation of paupers, the court
said (at p. 268):—
11
“ In whatever language a statute may be framed, its pur
pose must be determined by its natural and reasonable effect;
and if it is apparent that the object of this statute, as judged
by that criterion, is to compel the owners of vessels to pay
a sum of money for every passenger brought by them from
a foreign shore, and landed at the port of New York, it is
as much a tax on passengers if collected from them, or a tax
on the vessel or owners for the exercise of the right of landing
their passengers iu that city, as was the statute held void
in the Passenger Cases [7 How. 283].”
In Smith v. St. Louis & Southwestern Railway, 181 U. S.
248, the court said, with reference to certain state quaran
tine regulations (at p. 257):—
“ What . . . is a proper quarantine law—what a proper
inspection law in regard to cattle—has not been declared.
Under the guise of either a regulation of commerce will not
be permitted. Any pretence or masquerade will be dis
regarded and the true purpose of a statute ascertained.”
On these principles this court has repeatedly held that it
must look into the practical working of statutes purporting
to establish inspection or quarantine regulations, and has
declared such statutes invalid if they effect a substantial
prohibition of interstate commerce or virtually impose a
tax thereon, however carefully the real purpose may be
concealed.
Chy Lung v. Freeman, 92 U. S. 275.
Hannibal & St. Joseph Railroad v. Ilusen, 95
U. S. 465, 473.
Minnesota v. Barber, 136 U. S. 313.
Brimmer v. Rebman, 138 U. S. 78.
Voiglit v. Wright, 141 U. S. 62.
Scott v. Donald, 165 U. S. 58, 98.
Schollenberger v. Pennsylvania, 171 U. S. 1.
12
In determining how far this firmly established doctrine
applies to the present case, it is important to analyze the
amendment to the constitution of Oklahoma now in question.
In substance, this amendment provides that, without re
gard to educational qualifications, any adult male citizen
may vote unless (1) he was on January 1, 1866, a resident of
the United States, but not then entitled to vote in any state,
or unless (2) he is a descendant of such a person. In other
words, a negro who was born in the United States and
whose ancestors may have resided here for many genera
tions cannot vote unless he can read and write any sec
tion of the Oklahoma constitution, but a native of Siberia,
for example, who resided in that country on January 1,
1866, or whose ancestors then resided there, is entitled to
vote if he has been in the United States for the short period
necessary to obtain naturalization, although he m ay be
unable to read or write, and although he and all his an
cestors may have been living in a state of barbarism until
within five or six years ago.
This extraordinary result makes the purpose of the amend
ment almost too plain for argument. If it were not for the
exemption of foreigners and their descendants, it might con
ceivably be argued that the familiarity with our institutions
which may be inferred from the fact that a person is
descended from one who was a voter in 1866 might have
been deemed a valid reason for allowing such a person to
vote, even though he could not read or write. Such a
contention, it is submitted, would be altogether frivolous.
The choice of January 1, 1866, as the decisive date is in
itself enough to show conclusively what the real purpose
of the amendment was.
But not even this flimsy argument is open as the case
now stands. The effect of the amendment is to allow almost
anybody to vote, whatever his education or extraction, unless
he happens to be a negro, for it is as well known to the Court
13
as it was to the framers of the amendment that practically
all residents of the United States, other than negroes, en
joyed the right to vote in 1866.
There is no decision by this Court tending to uphold the
amendment now in question. In Williams v. Mississippi,
170 U. S. 213, the suffrage restrictions of the Mississippi
constitution were considered. It was held that the pro
vision that persons, who could understand the constitution
when read to them, should be allowed to vote did not on its
face discriminate between the races, and that, while such
discrimination was possible through partiality on the part
of the registrars, this possibility did not of itself offend
against the Fourteenth and Fifteenth Amendments. The
decision has, therefore, no application to the case at bar,
since here the discrimination, if any there be, appears on
the face of the amendment to the constitution of Oklahoma,
and in no way depends upon the determination of the regis
trars or other officers. The two cases relating to the Ala
bama constitution— Giles v. Harris, 189 U. S. 475, and
Giles v. Teasley, 193 U. S. 146— went off on questions of
procedure which are of no moment in the present case, as
this is a prosecution for the violation of Rev. Stat., § 5508
(now Section 19 of the Penal Code), which directly applies
to such a situation.
Ex parte Yarbrough, 110 U. S. 651.
Since the case comes before this court on a certificate,
the plaintiffs in error are not in a position to raise the objec
tion taken in the Alabama cases,— i.e., that, if the scheme
for registration is unconstitutional, the registrars have no
right to register any one. The Court has no jurisdiction
to pass upon the whole case on a certificate, and is limited to
answering the precise questions of law certified.
Maynard v. Hecht, 151 U. S. 324.
Graver v. Faurot, 162 U. S. 435.
14
But, if the point were open, this would not help the de
fendants because the Alabama cases arose under a new con
stitution which superseded all previous provisions, so that,
if the scheme of registration embodied therein was void,
there was no subsisting legislation on the subject. In the
present case the offending provisions are found in an
amendment to the constitution of Oklahoma. If this amend
ment is invalid, the result is to leave unaffected the original
provisions of that constitution, under which it was the duty
of election officers to receive the votes of all races without
discrimination.
It may be that the amendment affects adversely some few
persons other than negroes. In so far as it may operate
against Indians, this only strengthens the conclusion that
it was intended to be a measure of racial discrimination:
if it affects any other class of citizens,— e.g., those who
may have resided in 1866 in some state where they were
not allowed to vote for want of a necessary property quali
fication, or who may be the descendants of such persons,—
this makes it yet more clear that the amendment was not
framed with any sincere purpose to obtain an intelligent
electorate.
The case against the amendment is well summed up in
the following extract from the opinion of Judge Morris in a
case dealing with a Maryland statute of similar purport:—
“ It is true that the words ‘ race’ and ‘ color’ are not used
in the statute of Maryland, but the meaning of the law is
as plain as if the very words had been made use of; and it
is the meaning, intention, and effect of the law, and not its
phraseology, which is important. No possible meaning
for this provision has been suggested except the discrimina
tion which by it is plainly indicated. . . .
“ There are restrictions of the right of voting which might
in fact operate to exclude all colored men, which would not
be open to the objection of discriminating on account of
15
race or color. As, for instance, it is supposable that a prop
erty qualification might, in fact, result in some localities
in all colored men being excluded; and the same might be
the result, in some localities, from an educational test. And
it could not be said, although that was the result intended,
that it was a discrimination on account of race or color, but
would be referable to a different test. But looking at the
Constitution and laws of Maryland prior to January 1,
1868, how can it be said, with any show of reason, that any
but white men could vote then? And how can the court
close its eyes to the obvious fact that it is for that reason
solely that the test is inserted in the Maryland act of 1908,
and is not the court to take notice of the fact that, during
all the 40 years since the adoption of the fifteenth amend
ment, colored men have been allowed to register and vote
in Maryland until the enactment of the Maryland statute
of 1908?”
Anderson v. Myers, 182 Fed. Rep. 223.
This Court has already taken notice of the object aimed
at by a historic circumlocution in the federal constitution,
and it cannot do otherwise in the case at bar.
In People v. Compagnie Generate Transatlantique, 107
U. S. 59, referring to Art. I, § 9 of the Constitution (which
relates to “ the migration or importation of such persons as
any of the States now existing may think proper to adm it” ),
the Court said:—
“ There has never been any doubt that this clause had
exclusive reference to persons of the African race. The two
words 'migration’ and ‘ importation’ refer to the different
conditions of this race as regards freedom and slavery.
When the free black man came here, he migrated; when
the slave came, he was imported.”
Although these considerations are decisive, it may not be
unprofitable to quote the language of Section 3 of the en
16
abling act under which Oklahoma was admitted to the
Union:—
“ The constitution shall be republican in form, and make
no distinction in civil or political rights on account of race
or color, and shall not be repugnant to the Constitution
of the United States and the principles of the Declaration
of Independence” (34 Stat. 269).
The present case does not call for a determination of the
important question how far the requirements of the en
abling act constitute a check on action by the State after
its admission. If the provisions in question constitute a
“ distinction in civil or political rights on account of race
or color,” they are necessarily “ repugnant to the Con
stitution of the United States,” because the right to which
they relate is one protected against such distinctions by
the express language of the Constitution.
The enabling act is nevertheless significant as showing
that Oklahoma obtained admission to the Union only with
the most definite understanding that the rights of her citi
zens were to be in no way dependent on considerations of
race or color. Indeed, the prohibition of distinctions on
account of race or color indicates a desire on the part of
Congress to prevent such distinctions as to all civil and
political rights whatever,— even as to those, if any there
be, not already protected by the Constitution.
If the amendment now in question can stand, it means
that a state received into the Union on these stringent
terms may, immediately after her admission, make sport
of her solemn obligations and by a transparent subterfuge
set at naught the Constitution of the United States itself.
The real question for decision is whether the court is to
be “ deceived by the mere phraseology” into permitting
such a flagrant breach of the fundamental law. To this
question, it is submitted, there can be only one answer.
17
We respectfully urge that this is not a case where the
Court should be ingenious in construing the language of the
amendment in question so as to effectuate the purpose of
its framers and nullify the Constitution of the United States,
and that the Court should rather look through all subtleties
and throw its great weight against all efforts to take away
the rights which the Constitution secures to every citizen.
Especially is this true now when on every hand race preju
dice is exercising a most baleful influence in our affairs
and in the language of Mr. Justice Bradley opposes “ an
impediment to securing to individuals of the [colored]
race that equal justice which the law aims to secure to all
others” ; when, in a word, it is used to keep men down
who ought to be helped up.
M OORFIELD STOREY.
■
C E R T IF IC A T E
SUPREME COURT OF THE UNITED STATES.
October T e r m , 19 1&
N o
FRANK GUINN AND J. J. BEAL
vs.
THE UNITED STATES.
ON A CER TIFICATE FROM TH E UNITED STATES CIRCUIT COURT OF
APPEALS FOR TH E EIGHTH CIRCUIT.
FILED JANUARY 13, 1913.
(28,498)
SUPREME COURT OE THE UNITED STATES.
Oc to b e r Te r m , 1912.
No. 923.
FRANK GUINN AND J. J. BEAL
vs.
THE UNITED STATES.
ON A CERTIFICATE FROM THE UNITED STATES CIRCUIT COURT OF
APPEALS FOR THE EIGHTH CIRCUIT.
INDEX.
Original. Print.
Certificate from the United States Circuit Court of Appeals for
the Eighth Circuit___________________________________ 1 j
Statement__________________________________ 7 4
Questions certified_________________________________ 7 4
Judges’ certificate_____________________ 1___________ 7 4
Clerk’s certificate_____________________________________ g 4
77566—13 !
GUINN AND BEAL VS. UNITED STATES. 1
1 United States Circuit Court of Appeals, Eighth Circuit.
December term, A. D. 1912.
F r a n k G u in n an d J. J. B e a l , pl a in t if f s in error.1
vs. No. 3736.
U n ited S tates of A m e r ic a , d efen d an t in error, j
The United States Circuit Court of Appeals for the Eighth Cir
cuit, sitting at St. Louis, Missouri, on the sixteenth day of December,
A. D. 1912, certifies that the record in the case above entitled which
is pending in this court upon a writ o f error to review a judgment of
conviction of Frank Guinn and J. J. Beal o f the offense of wilfully
and corruptly conspiring .to injure, oppress, and intimidate, on
account of their race and color, certain negro citizens named in the
indictment, who were electors qualified to vote for a Member of Con
gress in the congressional district and in the precinct in Oklahoma in
which they resided, in the free exercise and enjoyment o f the right
and privilege secured to them by the Constitution and laws of the
United States to vote for a qualified candidate for such Member of
Congress at the general election on November 8, 1910, in violation of
section 5508 o f the Revised Statutes, now section 19 o f the Penal
Code, discloses these facts:
The defendants below were duly indicted for the offense
2 of which they were convicted; they were arraigned; they
pleaded not guilty; they were tried by a jury which found a
verdict against them; they were convicted and they were sentenced
to serve one year in the penitentiary at Leavenworth, Kansas, and
each to pay a fine of one hundred dollars, and they have sued out a
writ of error to this court to review the judgment against them. The
indictment charged that the defendants below wilfully and corruptly
conspired together to injure, oppress, and intimidate, on account of
their race and color, certain negro citizens named in the indictment
who were qualified to vote for a qualified candidate for a Member of
Congress in the congressional district and in the precinct in which
they resided, in the full exercise and enjoyment of the right and
privilege secured to each of them by the Constitution and laws of
the United States to vote for a qualified person for a Member o f Con
gress at the general election on November 8, 1910, and to prevent
them from exercising that right and privilege, and from voting for a
Member of Congress, and that in pursuance of said conspiracy and
to effect its object the defendants below, who were members of the
election_board_of the precinct in which the negro citizens were en
titled to vote, did, by illegal oppression, intimidation, and threats
deny and prevent the exercise by these negro citizens o f their right
to vote for a qualified candidate for a Member of Congress at the
election named, although the negro citizens repeatedly demanded
and sought to exercise that, right and privilege at the time and place
of the election in their precinct. At the trial o f the case there was
2 GUINN AND BEAL VS. UNITED STATES.
substantial evidence that the defendants were members of the elec
tion board of the precinct in which the negro citizens named in the
indictment resided, and that the defendants wilfully and cor-
3 ruptly conspired together to injure, oppress, and intimidate
some of these negro citizens named in the indictment as therein
charged, and that in pursuance of that conspiracy they so oppressed
and intimidated them in the free exercise of their right and privilege
o f voting for a qualified candidate for a Member of Congress that
they prevented them from exercising, deprived them of, and denied
them that right and privilege.
The original constitution of the State of Oklahoma provided, with
certain exceptions not material in this case, that “ the qualified elec
tors of the State shall be male citizens of the United States,
male citizens of the State, and male persons of Indian descent
native of the United States, who are over the age o f twenty-
one years, who have resided in the State one year, in the county
six months, and in the election precinct thirty days next preced
ing the election at which any such elector offers to vote. (Con
stitution of Oklahoma, art. 3,' sec. 1.) There was undisputed testi
mony at the trial that the negro citizens named in the indictment
were qualified electors entitled to vote for a qualified candidate for
a Member o f Congress under that constitution. But in 1910, prior
to the eighth day of November in that year, the day of the general
election, this amendment to that constitution was adopted: “ No per
son shall be registered as an elector of this State, or be allowed to vote
in any election herein, unless he be able to read and write any section
o f the constitution of the State of Oklahoma. And no person who
was, on January 1, 18G6, or at any time prior thereto, entitled to vote
under any form of government, or who at that time resided in some
foreign nation, and no lineal descendant of such person, shall
4 be denied the right to register and vote because of his inability
to so read and write sections o f such constitution. Precinct
election inspectors having in charge the registration of electors shall
enforce the provisions of this section at the time of registration, pro
vided registration be required. Should registration be dispensed
with, the"provisions o f this section shall be enforced by the precinct
election officer when electors apply for ballots to vote. There was
substantial testimony at the trial that several of the negro citizens
named in the indictment were not, and that their lineal ancestors were
not, entitled to vote under any form of government on January 1.
1866, or at any time prior thereto, and that each of them, or each of
his lineal ancestors, at that time resided in the United States and was
a slave; that the defendants claimed that by reason of this amend
ment these negro citizens were deprived of their right to vote for a
qualified candidate for a Member of Congress unless they were able
to read and write and unless they did read and write, in the presence
o f the defendants, any such section o f the constitution of Oklahoma
which the defendants selected. That, on the other hand, the negro
citizens claimed at the election, and the United States insisted at the
GUINN AND BEAL VS. UNITED STATES. 3
trial, that the amendment was unconstitutional and void, and that
the negro citizens who, the evidence introduced at the trial proved,
were in all other respects qualified to vote for a qualified candidate
for a Member of Congress, were qualified so to vote, although they
were not able to read or write, and did not read or write any section
of the constitution of Oklahoma.
The trial court, speaking of the negro citizens named in the indict
ment, charged the jury, among other things, in these words:
5 “ As the evidence on the point is undisputed, I take it you will
have no difficulty in concluding that a number, or several, of
these colored voters (referring to the negro citizens named in the
indictment) were entitled to vote for congressional candidates in
Union Township precinct (the precinct in which they resided) and
were deprived o f such right. * * * The fourteenth amendment
declares them to be citizens if they were born in the United States
and subject to the jurisdiction thereof. I f they were citizens, and
otherwise qualified to vote, they had a right the same as all citizens
to be not discriminated against on account of their race or color.
This right is guaranteed by the fifteenth amendment to the Federal
Constitution, which provided that ‘ the right of citizens of the United
States to vote shall not be denied or abridged by the United States on
account of race, color, or previous condition o f servitude.’ And Con
gress has also provided, by section 200-1. Revised Statutes, ‘ All citi
zens of the United States who are otherwise qualified by law to vote
at any election by the people of any State. Territory, district, munic
ipality, or other territorial subdivision, shall be entitled and allowed
to vote at all such elections without distinction o f race, color, or pre
vious condition of servitude; any constitution, law, custom, usage,
or regulation of any State or Territory, or by or under its authority,
to the contrary notwithstanding.’ * * * In the opinion of the
court, the State amendment which imposes the test of reading and
writing any section of the State constitution as a condition to voting
to persons not on or prior to January 1. I860), entitled to vote under
some form of government, or then resident in some foreign nation,
or a lineal descendant of such person, is not valid, but you may
consider it insofar as it was in good faith relied and acted upon
6 by the defendants in ascertaining their intent and motive. I f
you believe from the evidence that the defendants formed a
common design and cooperated in denying the colored voters of
Union Township precinct, or any of them, entitled to vote, the privi
lege of voting, but this was due to a mistaken belief sincerely enter
tained by the defendants as to the qualifications of the voters—that is,
if the motive actuating the defendants was honest, and they simply
erred in the conception of their duty—then the criminal intent requi
site to their guilt is wanting and they cannot be convicted. On the
other hand, if they knew or believed these colored persons were en
titled to vote, and their purpose was to unfairly and fraudulently
deny the right of suffrage to them, or any of them, entitled thereto,
4 GUINN AND BEAL VS. UNITED STATES.
on account of their race and color, then their purpose was a corrupt
one, and they cannot be shielded by their official positions.”
The evidence at the trial, and the charge of the court which have
been referred to in this certificate, together with the exceptions to the
rulings herein mentioned, were embodied in a bill of exceptions duly
settled by the court, a copy o f which forms a part of the transcript
o f the record before this court.
The fourteenth assignment of error made by the plaintiffs in error
is, “ The court erred in instructing the jury as follows: ‘ In the opin
ion of the court the State amendment, which imposes the test of read
ing and writing any section in the constitution as a condition to
voting to persons not on or prior to January 1, 1866, entitled to vote
under some form of government, or as a resident of some foreign
nation, or a lineal descendant of some such person, is not valid,’ and
an exception to this portion of the charge of the court was duly made
and preserved at the time it was given.”
7 And the Circuit Court of Appeals for the Eighth Circuit
further certifies that the following questions of law are pre
sented to it in the case above entitled, that a decision o f each of these
questions is indispensable to a determination o f the cause, and that
to the end that the cause may be properly determined and disposed
of, it desires the instruction of the Supreme Court of the United
States upon these questions:
1. Was the amendment to the constitution of Oklahoma, heretofore
set forth, valid?
2. Was that amendment void in so far as it attempted to debar
from the right or privilege of voting for a qualified candidate for a
Member of Congress in Oklahoma, unless they were able to read and
write any section of the constitution of Oklahoma, negro citizens of
the United States who were otherwise qualified to vote for a qualified
candidate for a Member of Congress in that State, but who were not,
and none of whose lineal ancestors was, entitled to vote under any
form of government on January 1, 1866, or at any time prior thereto,
because they were then slaves?
W alter H. S a n b o r n ,
W alte r I. S m it h ,
Circuit Judges.
C h ar les A. W illard ,
District Judge.
Filed Dec. 16, 1912. John D. Jordan, clerk.
8 United States Circuit Court of Appeals, Eighth Circuit.
I, John D. Jordan, clerk of the United States Circuit Court of A p
peals for the Eighth Circuit, do hereby certify that the foregoing
certificate in the case o f Frank Guinn and J. J. Beal, plaintiffs in
error, vs. United States of America, No. 3736, was duly filed and
entered o f record in my office by order of said court, and as directed
GUINN AND BEAL VS. UNITED STATES. 5
by said court, the said certificate is by me transmitted to the Supreme
Court o f the United States for its action thereon.
In testimony whereof, I hereunto subscribe my name and affix the
seal of the United States Circuit Court of ApjWals for the Eighth
Circuit, at the city o f St. Louis, Missouri, this sixteenth day of
December, A. D. 1912.
[seal .] J o h n D. J ordan ,
Clerk of the United States Circuit Court of
Appeals for the Eighth Circuit.
9 (Indorsed:) U. S. Circuit Court of Appeals, Eighth Cir
cuit. December term, 1912. No. 3736. Frank Guinn and
J. J. Beal, plaintiffs in error, vs. United States o f America. Certifi
cate of questions to the Supreme Court of the United States.
(Indorsement on cover:) File No. 23498. U. S. Circuit Court A p
peals, 8th Circuit. Term No., 923. Frank Guinn and J. J. Beal vs.
The United States. (Certificate.) Filed January 13th, 1913. File
No. 23498.
O
SUPREME COURT OF THE UNITED STATES.
Mr. Chief Justice W h ite delivered the opinion of the Court.
This case is before us on a certificate drawn by the court below
as the basis of two questions which are submitted for our solution
in order to enable the court correctly to decide issues in a case
which it has under consideration. Those issues arose from an
indictment and conviction of certain election officers of the State
of Oklahoma (the plaintiffs in error) of the crime of having con
spired unlawfully, wilfully and fraudulently lo deprive certain
negro citizens, on account of their race and color, of a right to vote
at a general election held in that State in 1910, they being entitled
to vote under the state law and which right was secured to them
by the Fifteenth Amendment to the Constitution of the United
States. The prosecution was directly concerned with Section 5508,
Revised Statutes, now Section 19 of the Penal Code which is as
follows:
“ If two or more persons conspire to injure, oppress, threaten, or
intimidate any citizen in the free exercise or enjoyment of any right
or privilege secured to him by the Constitution or laws of the
United States, or because of his having so exercised the same; or
if two or more persons go in disguise on the highway, or on the
premises of another, with intent to prevent or hinder his free
exercise or enjoyment of any right or privilege so secured, they
shall be fined not more than five thousand dollars and imprisoned
not more than ten years, and shall, moreover, thereafter be in
eligible to any office, or place of honor, profit, or trust created by the
Constitution or laws of the United States.”
We concentrate and state from the certificate only matters which
we deem essential to dispose of the questions asked.
No. 96.— O ctober T erm , 1914.
Frank Guinn and J. J. Beal,
vs.
The United States.
On a Certificate from the
United States Circuit
Court of Appeals for the
Eighth Circuit.
[June 21, 1915.]
2 Quinn et al. vs. The United States.
Suffrage in Oklahoma was regulated by Section 1, Article III of
the Constitution under which the State was admitted into the
Union. Shortly after the admission there was submitted an amend
ment to the Constitution making a radical change in that article
which was adopted prior to November 8, 1910. At an election
for members of Congress which followed the adoption of this
Amendment certain election officers in enforcing its provisions
refused to allow certain negro citizens to vote who were clearly
entitled to vote under the provision of the Constitution under
which the State was admitted, that is, before the amendment, and
who, it is equally clear, were not entitled to vote under the pro
vision of the suffrage amendment if that amendment governed.
The persons so excluded based their claim of right to vote upon the
original Constitution and upon the assertion that the suffrage
amendment was void because in conflict with the prohibitions of the
Fifteenth Amendment and therefore afforded no basis for denying
them the right guaranteed and protected by that Amendment.
And upon the assumption that this claim was justified and that
the election officers had violated the Fifteenth Amendment in
denying the right to vote, this prosecution, as we have said, was
commenced. At the trial the court instructed that by the Fifteenth
Amendment the States were prohibited from discriminating as to
suffrage because of race, color, or previous condition of servitude
and that Congress in pursuance of the authority which was con
ferred upon it by the very terms of the Amendment to enforce its
provisions had enacted the following (Rev. Stat. sec. 2004) :
“ All citizens of the United States who are otherwise qualified
by law to vote at any election by the people of any State, Territory,
district, municipality, or other territorial subdivision, shall be
entitled and allowed to vote at all such elections without distinction
of race, color, or previous condition of servitude; any constitution,
law, custom, usage, or regulation of any State or Territory, or
by or under its authority, to the contrary notwithstanding. ’ ’
It then instructed as follows:
“ The State amendment which imposes the test of reading and
writing any section of the State constitution as a condition to
voting to persons not on or prior to January 1, 1866, entitled to
vote under some form of government, or then residents in some
foreign nation, or a lineal descendant of such person, is not valid,
but you may consider it in so far as it was in good faith relied and
acted upon by the defendants in ascertaining their intent and
motive. I f you believe from the evidence that the defendants formed
Quinn et al. vs. The United States. 3
a common design and cooperated in denying the colored voters of
Union Township precinct, or any of them, entitled to vote, the
privilege of voting, but this was due to a mistaken belief sincerely
entertained by the defendants as to the qualifications of the voters—
that is, if the motive actuating the defendants was honest, and
they simply erred in the conception of their duty—then the criminal
intent requisite to their guilt is wanting and they cannot be con
victed. On the other hand, if they knew or believed these colored
persons were enitled to vote, and their purpose was to unfairly
and fraudulently deny the right of suffrage to them, or any of
them entitled thereto, on account of their race and color, then
their purpose was a corrupt one, and they cannot be shielded by
their official positions. ’ ’
The questions which the court below asks are these:
“ 1. Was the amendment to the constitution of Oklahoma, here
tofore set forth valid ?
“ 2. Was that amendment void in so far as it attempted to debar
from the right or privilege of voting for a qualified candidate for
a Member of Congress in Oklahoma unless they were able to read and
write any section of the constitution of Oklahoma, negro citizens of
the United States who were otherwise qualified to vote for a
qualified candidate for a Member of Congress in that State, but
who were not, and none of whose lineal ancestors was, entitled to
vote under any form of government on January 1, 1866, or at any
time prior thereto, because they were then slaves ? ’ ’
As these questions obviously relate to the provisions concerning
suffrage in the original constitution and the amendment to those
provisions which forms the basis of the controversy, we state the text
of both. The original clause so far as material was this:
“ The qualified electors of the State shall be male citizens of the
United States, male citizens of the State, and male persons of
Indian descent native of the United States, who are over the age
of twenty-one years, who have resided in the State one year, in the
county six months, and in the election precinct thirty days, next
preceding the election at which any such elector offers to vote. ’ ’
And this is the amendment:
“ No person shall be registered as an elector of this State or be
allowed to vote in any election herein, unless he be able to read and
write any section of the constitution of the State of Oklahoma;
but no person who was, on January 1, 1866, or at any time prior
thereto, entitled to vote under any form of government, or who
at that time resided in some foreign nation, and no lineal descend
ant of such person, shall be denied the right to register and vote
because of his inability to so read and write sections of such
constitution. Precinct election inspectors having in charge the
4 Guinn et al. vs. The United States.
registration of electors shall enforce the provisions of this section
at the time of registration, provided registration be required.
Should registration be dispensed with, the provisions of this section
shall be enforced by the precinct election officer when electors apply
for ballots to vote.”
Considering the questions in the light of the text of the suffrage
amendment it is apparent that they are twofold because of the
twofold character of the provisions as to suffrage which the amend
ment contains. The first question is concerned with that pro
vision of the amendment which fixes a standard by which the
right to vote is given upon conditions existing on January 1, 1866,
and relieves those coming within that standard from the standard
based on a literacy test which is established by the other provision
of the amendment. The second question asks as to the validity of
the literacy test and how far, if intrinsically valid, it would con
tinue to exist and be operative in the event the standard based
upon January 1, 1866 should be held to be illegal as violative of the
Fifteenth Amendment.
To avoid that which is unnecessary let us at once consider and
sift the propositions of the United States on the one hand and of
the plaintiffs in error on the other, in order to reach with precision
the real and final question to be considered. The United States
insists that the provision of the amendment which fixes a standard
based upon January 1, 1866 is repugnant to the prohibitions of the
Fifteenth Amendment because in substance and effect that pro
vision, if not an express, is certainly an open repudiation of the
Fifteenth Amendment and hence the provision in question was
stricken with nullity in its inception by the self-operative force of
the Amendment, and as the result of the same power was at all
subsequent times devoid of any vitality whatever.
/ For the plaintiffs in error on the other hand it is said the States
have the power to fix standards for suffrage and that power was not
taken away by the Fifteenth Amendment but only limited to the
extent of the prohibitions which that Amendment established. This
being true, as the standard fixed does not in terms make any dis
crimination on account of race, color, or previous condition of servi
tude, since all, whether negro or white, who come within its require
ments enjoy the privilege of voting, there is no ground upon which
to rest the contention that the provision violates the Fifteenth
Amendment. This, it is insisted, must be the case unless it is in
tended to expressly deny the state’s right to provide a standard for
Guinn et al. vs. The United States.
suffrage, or what is equivalent thereto, to assert: a, that the judg
ment of the State exercised in the exertion of that power is subject
to Federal judicial review or supervision, or h, that it may be
questioned and be brought within the prohibitions of the Amend
ment by attributing to the legislative authority an occult motive
to violate the Amendment or by assuming that an exercise of the
otherwise lawful power may be invalidated because of conclusions
concerning its operation in practical execution and resulting dis
crimination arising therefrom, albeit such discrimination was not
expressed in the standard fixed or fairly to be implied but simply
arose from inequalities naturally inhering in those who must come
within the standard in order to enjoy the right to vote.
On the other hand the United States denies the relevancy of
these contentions. It says state power to provide for suffrage is not
disputed, although, of course, the authority of the Fifteenth
Amendment and the limit on that power which it imposes is
insisted upon. Hence, no assertion denying the right of a state
to exert judgment and discretion in fixing the qualification of
suffrage is advanced and no right to question the motive of the
state in establishing a standard as to such subjects under such
circumstances or to review or supervise the same is relied upon and
no power to destroy an otherwise valid exertion of authority upon
the mere ultimate operation of the power exercised is asserted. And
applying these principles to the very case in hand the argument of
the Government in substance says: No question is raised by the
Government concerning the validity of the literacy test provided
for in the amendment under consideration as an independent
standard since the conclusion is plain that that test rests on the
exercise of state judgment and therefore cannot be here assailed
either by disregarding the state’s power to judge on the subject
or by testing its motive in enacting the provision. The real question
involved, so the argument of the Government insists, is the re
pugnancy of the standard which the amendment makes, based upon
the conditions existing on January 1st, 1866, because on its face
and inherently considering the substance of things, that standard
is a mere denial of the restrictions imposed by the prohibitions of
the Fifteenth Amendment and by necessary result re-creates and
perpetuates the very conditions which the Amendment was intended
to destroy. From this it is urged that no legitimate discretion could
have entered into the fixing of such standard which involved only
6 Guinn et al. vs. The United States.
the determination to directly set at naught or by indirection avoid
the commands of the Amendment. And it is insisted that nothing
contrary to these propositions is involved in the contention of the
Government that if the standard which the suffrage amendment
fixes based upon the conditions existing on January 1,1866, be found
to be void for the reasons urged, the other and literacy test is also
void, since that contention rests, not upon any assertion on the part
of the Government of any abstract repugnancy of the literacy
test to the prohibitions of the Fifteenth Amendment, but upon the
relation between that test and the other as formulated in the
suffrage amendment and the inevitable result which it is deemed
must follow from holding it to be void if the other is so declared
to be.
Looking comprehensively at these contentions of the parties it
plainly results that the conflict between them is much narrower than
it would seem to be because the premise which the arguments of
the plaintiffs in error attribute to the propositions of the United
States is by it denied. On the very face of things it is clear that
the United States disclaims the gloss put upon its contentions by
limiting them to the propositions which we have hitherto pointed
out, since it rests the contentions which it mates as to the assailed
provision of the suffrage amendment solely upon the ground that
it involves an unmistakable, although it may be a somewhat dis
guised, refusal to give effect to the prohibitions of the Fifteenth
Amendment by creating a standard which it is repeated but calls
to life the very conditions which that Amendment was adopted
to destroy and which it had destroyed.
The questions then are: (1) Giving to the propositions of the
Government the interpretation which the Government puts upon
them and assuming that the suffrage provision has the significance
which the Government assumes it to have, is that provision as a
matter of law repugnant to the Fifteenth Amendment ? which leads
us of course to consider the operation and effect of the Fifteenth
Amendment. (2) I f yes, has the assailed amendment in so far
as it fixes a standard for voting as of January 1, 1866, the meaning
which the Government attributes to it? which leads us to analyze
and interpret that provision of the amendment. (3) I f the investi
gation as to the two prior subjects establishes that the standard
fixed as of January 1, 1866, is void, what if any effect does that
conclusion have upon the literacy standard otherwise established by
the amendment ? which involves determining whether that standard,
Guinn ei al vs. The United States. 7
if legal, may survive the recognition of the fact that the other or
1866 standard has not and never had any legal existence. Let
us consider these subjects under separate headings.
1. The operation and effect of the Fifteenth Amendment. This
is its text:
“ Section 1. The right of citizens of the United States to vote
shall not he denied or abridged by the United States or by any
State on account of race, color, or previous condition of servitude.
‘ ‘ Section 2. The Congress shall have power to enforce this article
by appropriate legislation.”
(a) Beyond doubt the Amendment does not take away from the
state governments in a general sense the power over suffrage which
has belonged to those governments from the beginning and without
the possession of which power the whole fabric upon which the
division of state and national authority under the Constitution
and the organization of both governments rest would be without
support and both the authority of the nation and the state would
fall to the ground. In fact, the very command of the Amendment
recognizes the possession of the general power by the State, since
the Amendment seeks to regulate its exercise as to the particular
subject with which it deals.
(b) But it is equally beyond the possibility of question that the
Amendment in express terms restricts the power of the United
States or the States to abridge or deny the right of a citizen of
the United States to vote on account of race, color or previous con
dition of servitude. The restriction is coincident with the power
and prevents its exertion in disregard of the command of the
Amendment. But while this is true, it is true also that the Amend
ment does not change, modify or deprive the States of their full
power as to suffrage except of course as to the subject with which
the Amendment deals and to the extent that obedience to its com
mand is necessary. Thus the authority over suffrage which the
States possess and the limitation which the Amendment imposes
are coordinate and one may not destroy the other without bringing
about the destruction of both.
(c) While in the true sense, therefore, the Amendment gives no
right of suffrage, it was long ago recognized that in operation its
prohibition might measureably have that effect; that is to say, that
as the command of the Amendment was self-executing and reached
without legislative action the conditions of discrimination against
8 Quinn et al vs. The United States.
which it was aimed, the result might arise that as a consequence of
the striking down of a discriminating clause a right of suffrage
would be enjoyed by reason of the generic character of the pro
vision which would remain after the discrimination was stricken
out. Ex parte Yarborough, 110 U. S. 651; Neal v. Delaware, 103
U. S. 370. A familiar illustration of this doctrine resulted from the
effect of the adoption of the Amendment on state constitutions in
which at the time of the adoption of the Amendment the right of
suffrage was conferred on all white male citizens, since by the
inherent power of the Amendment the word white disappeared and
therefore all male citizens without discrimination on account of
race, color or previous condition of servitude came under the generic
grant of suffrage made by the state.
With these principles before us how can there be room for any
serious dispute concerning the repugnancy of the standard based
upon January 1, 1866, (a date which preceded the adoption of the
Fifteenth Amendment), if the suffrage provision fixing that standard
is susceptible of the significance which the Government attributes
to it? Indeed, there seems no escape from the conclusion that to
hold that there was even possibility for dispute on the subject
would be but to declare that the Fifteenth Amendment not only
had not the self-executing power which it has been recognized
to have from the beginning, but that its provisions were wholly
inoperative because susceptible of being rendered inapplicable by
mere forms of expression embodying no exercise of judgment and
resting upon no discernible reason other than the purpose to dis
regard the prohibitions of the amendment by creating a standard
of voting which on its face was in substance but a revitalization of
conditions which when they prevailed in the past had been destroyed
by the self-operative force of the Amendment.
2. The standard of January 1, 1866, fixed in the suffrage amend
ment and its significance.
The inquiry of course here is, Does the amendment as to the
particular standard which this heading embraces involve the mere
refusal to comply with the commands of the Fifteenth Amendment
as previously stated? This leads us for the purpose of the
analysis to recur to the text of the suffrage amendment. Its opening
sentence fixes the literacy standard which is all-inclusive since it is
general in its expression and contains no word of discrimination
on account of race or color or any other reason. This however is
Guinn et al vs. The United States. 9
immediately followed by the provisions creating the standard based
upon the condition existing on January 1, 1866, and carving out
those coming under that standard from the inclusion in the literacy
test which would have controlled them but for the exclusion thus
expressly provided for. The provision is this:
“ But no person who was, on January 1, 1866, or at any time
prior thereto, entitled to vote under any form of government, or
who at that time resided in some foreign nation, and no lineal
descendant of such person, shall be denied the right to register and
vote because of his inability to so read and write sections of such
constitution. ’ ’
We have difficulty in finding words to more clearly demonstratej
the conviction we entertain that this standard has the characteristics
which the Government attributes to it than does the mere statement
of the text. It is true it contains no express words of an exclusion
from the standard which it establishes of any person on account of
race, color, or previous condition of servitude prohibited by the F if
teenth Amendment, but the standard itself inherently brings that
result into existence since it is based purely upon a period of time
before the enactment of the Fifteenth Amendment and makes tha1
period the controlling and dominant test of the right of suffrage
In other words, we seek in vain for any ground which would
sustain any other interpretation but that the provision, recurring
to the conditions existing before the Fifteenth Amendment was
adopted and the continuance of which the Fifteenth Amendment
prohibited, proposed by in substance and effect lifting those condi
tions over to a period of time after the Amendment to make
them the basis of the right to suffrage conferred in direct and
positive disregard of the Fifteenth Amendment. And the same
result, we are of opinion, is demonstrated by considering whether
it is possible to discover any basis of reason for the standard thus
fixed other than the purpose above stated. We say this because
we are unable to discover how, unless the prohibitions of the F if
teenth Amendment were considered, the slightest reason was af
forded for basing the classification upon a period of time prior to
the Fifteenth Amendment. Certainly it cannot be said that
there was any peculiar necromancy in the time named which
engendered attributes affecting the qualification to vote which would
not exist at another and different period unless the Fifteenth
Amendment was in view.
10 Quinn et al vs. The United States.
While these considerations establish that the standard fixed
on the basis of the 1866 test is void, they do not enable us to
reply even to the first question asked by the court below, since to
do so we must consider the literacy standard established by the
suffrage amendment and the possibility of its surviving the deter
mination of the fact that the 1866 standard never took life since
it was void from the beginning because of the operation upon it
of the prohibitions of the Fifteenth Amendment. And this brings
us to the last heading:
3. The determination of the validity of the literacy test and the
possibility of its surviving the disappearance of the 1866 standard
with which it is associated in the suffrage amendment.
No time need be spent on the question of the validity of the
literacy test considered alone since as we have seen its establish
ment was but the exercise by the State of a lawful power vested
in it not subject to our supervision, and indeed, its validity is ad
mitted. Whether this test is so connected with the other one re
lating to the situation on January 1, 1866, that the invalidity of
the latter requires the rejection of the former is really a question
of state law, but in the absence of any decision on the subject by
the Supreme Court of the State, we must determine it for our
selves. We are of opinion that neither forms of classification
nor methods of enumeration should be made the basis of striking
down a provision which was independently legal and therefore was
lawfully enacted because of the removal of an illegal provision with
which the legal provision or provisions may have been associated.
We state what we hold to be the rule thus strongly because we
are of opinion that on a subject like the one under consideration
involving the establishment of a right whose exercise lies at the
very basis of government a much more exacting standard is re
quired than would ordinarily obtain where the influence of the
declared unconstitutionality of one provision of a statute upon
another and constitutional provision is required to be fixed. Of
course, rigorous as is this rule and imperative as is the duty not
to violate it, it does not mean that it applies in a case where it
expressly appears that a contrary conclusion must be reached if
the plain letter and necessary intendment of the provision under
consideration so compels, or where such a result is rendered neces
sary because to follow the contrary course would give rise to such
Guinn et al vs. The United States. 11
an extreme and anomalous situation as would cause it to be im
possible to conclude that it could have been upon any hypothesis
whatever within the mind of the law-making power.
Does the general rule here govern or is the case controlled by
one or the other of the exceptional conditions which we have just
stated, is then the remaining question to be decided. Coming to
solve it we are of opinion that by a consideration of the text of
the suffrage amendment in so far as it deals with the literacy test
and to the extent that it creates the standard based upon conditions
existing on January 1, 1866, the case is taken out of the general
rule and brought under the first of the exceptions stated. We say
this because in our opinion the very language of the suffrage amend
ment expresses, not by implication nor by forms of classification
nor by the order in which they are made, but by direct and positive
language the command that the persons embraced in the 1866
standard should not be under any conditions subjected to the
literacy test, a command which would be virtually set at naught
if on the obliteration of the one standard by the force of the
Fifteenth Amendment the other standard should be held to con
tinue in force.
The reasons previously stated dispose of the case and make it
plain that it is our duty to answer the first question, No, and the
second, Yes; but before we direct the entry of an order to that effect
we come briefly to dispose of an issue the consideration of which
we have hitherto postponed from a desire not to break the con
tinuity of discussion as to the general and important subject be
fore us.
In various forms of statement not challenging the instruc
tions given by the trial court concretely considered concerning
the liability of the election officers for their official conduct, it is
insisted that as in connection with the instructions the jury was
charged that the suffrage amendment was unconstitutional because
of its repugnancy to the Fifteenth Amendment, therefore taken as
a whole the charge was erroneous. But we are of opinion that this
contention is without merit, especially in view of the doctrine long
since settled concerning the self-executing power of the Fifteenth
Amendment and of what we have held to be the nature and char
acter of the suffrage amendment in question. The contention con
cerning the inapplicability of Section 5508, Revised Statutes, now
1 2 Guinn et al vs. The United States.
Section 19 of the Penal Code, or of its repeal by implication, is fully
answered by the ruling this day made in United States v. Mosley,
No. 180, ante, p. — .
We answer the first question, No, and the second question, Yes.
And it will he so certified.
Mr. Justice McReynolds took no part in the consideration and
decision of this ease.
True copy.
Test:
Clerk Supreme Court, U. S.
>' i LI E D
Fee i 1827
No. 117.
In the Supreme Court of the United States
OCTOBER TERM, 1926.
L. A. NIXON, Plaintiff in E rror,
vs.
C. C. HERNDON AND CHAS. PORRAS, D efendants in
E rror.
IN ERROR TO THE DISTRICT COURT OF THE UNITED STATES FOR THE
WESTERN DISTRICT OF TEXAS.
am
—*
B rief for th e State of T exas, by Special L eave of Court.
Claude Pollard,
Attorney General o f Texas,
D. A. Sim m o n s ,
First Assistant Attorney General,
For the State o f Texas.
-
INDEX.
PAGE
Preliminary Statement............................................................... 1
Statement o f the Case................................................................. 1
Counter Propositions ................................................................. 3
A rg u m en t........................................................................................ 4
C on c lu s ion ...................................................................................... 15
CITATIONS.
Anderson vs. Ashe, 130 S. W ., 1046.......................................... 8
Article 3093a ................................................................................2, 4
Article 3107 .................................................................................... 4
Article 3 1 0 0 .................................................................................... 13
Baer vs. Gore, 79 W . Va., 50, 90 S. E., 530, 533................... 11
12 Corpus Juris, 878..................................................................... 6
Chandler vs. Neff, 298 Fed., 515............................................6, 8
Dooley vs. Jackson, 104 Mo. App., 21; 78 S. W ., 330 11
Koy vs. Schneider, 110 Texas, 369; 218 S. W ., 487.......... 8
Love vs. Griffith, 266 U. S., 32 ....................................................... 7
Montgomery vs. Chelf, 118 Ky„ 766; 82 S. W ., 338, 390 . 11
Morrow vs. W ip f, 22 S. D „ 146; 115 N. W ., 1124.............. 11
Newberry vs. United States, 256 U. S., 232, 350; 41 Sup.
Ct„ 469; 65 L. Ed., 13 ......................................................... 12
People vs. Dem ocratic Committee, 164 N. Y., 335, 58
N. E., 124................................................................................ 12
Riter vs. Douglass, 32 Nev., 400; 109 Pac., 444.................4, 9
Socialist Party vs. Uhl, 155 Cal., 776; 103 Pac., 181........ 12
State ex rel. Gulden vs. Johnson, 87 Minn., 223 ; 91 N.
W ., 341 .................................................................................... 9
State vs. Michel, Secretary o f State, 121 La., 374; 46
So., 435 ...................................................................................... 11
State ex rel. W ebber vs. Felton, 77 Ohio St., 554, 84
N. E., 8 5 ...................................................................................... 10
W aples vs. Marrast, 108 Texas, 11; 184 S. W ., 183.......... 6
No. 117.
In the Supreme Court of the United States
OCTOBER TERM, 1926.
L. A. NIXON, Plaintiff in E rror,
vs.
C. C. HERNDON AND CHAS. PORRAS, D efendants in
E rror.
IN ERROR TO THE DISTRICT COURT OF THE UNITED STATES FOR THE
WESTERN DISTRICT OF TEXAS.
Rrief for the State of T exas, by Special L eave of Court.
Preliminary Statement.
In this case an attack is made upon the constitutionality
o f an act passed by the Legislature o f Texas. This brief is
filed on behalf o f the State o f Texas under special leave o f
this court, granted on January 4, 1927, to Dan Moody,
form er Attorney General o f Texas.
Statement of th e Case.
The statement o f the case made in the brief for plaintiff
in error is subject to some m inor objections, and we there
fore make this further brief statement.
This is a suit in law by L. A. Nixon, a negro, plaintiff,
filed against C. C. Herndon and Chas. Porras, who were
designated by the Dem ocratic Executive Committee as
election judges in the Dem ocratic nominating prim ary held
in El Paso County on July 26, 1924. The plaintiff, L. A.
Nixon, is suing for $5000 damages fo r the reason that the
defendants in error refused to allow said L. A. Nixon, a
negro, to vote in said Dem ocratic nominating primary.
— 2 —
The refusal to allow said plaintiff in error to vote was
for the reason that he was a negro, and the defendants in
error as agents o f the Dem ocratic party in El Paso County,
Texas, had been instructed by the Chairman o f the Exec
utive Committee o f the Dem ocratic party in that county
not to permit any negroes to vote at the said nominating
primary. (R. 3.) The plaintiff in error further alleges in
his petition that he was not permitted to vote in said Dem
ocratic primary because o f an Act o f the Legislature o f
the State o f Texas, enacted in May, 1923, at the First Called
Session o f the Thirty-eighth Legislature o f said State, which
was designated as Article 3093a, a law reading as follow s:
“ Article 3093a. All qualified voters under the laws
and Constitution o f the State o f Texas, who is a bona
fide member o f the Dem ocratic party, shall be eligible
to participate in any Dem ocratic prim ary election, pro
vided such voter com plies with all laws and rules
governing party prim ary elections; however, in no
event shall a negro be eligible to participate in a
Dem ocratic party election held in the State o f Texas,
and should a negro vote in a Dem ocratic prim ary elec
tion, such ballot shall be void and election officials are
herein directed to throw out such ballot and not count
the same.”
The plaintiff in error on page 4 o f his printed brief sets
forth the basis o f the refusal o f the Dem ocratic nominat
ing prim ary officials to permit him to vote, tow it:
“ This is to certify that we, C. C. Herndon and Chas. Por-
ras, presiding and associate judges, respectively, have not
permitted L. A. Nixon to vote, as per instruction 26 given
in ballot boxes to election holders.
“ C. C. H erndon,
“ Ch a s . Porras.
“ July 26, 1924.”
This instruction number 26 was issued by E. M. W hitaker,
— 3 —
Chairman o f the Executive Committee o f the Dem ocratic
party in El Paso County, Texas. (R. 3.)
Plaintiff in error on page 2, printed brief, in his state
ment o f the case asserts he was a bona fide Democrat with
all the qualifications o f a voter, in possession o f his poll tax
receipt, and that on July 26, 1924, a general prim ary elec
tion was held in El Paso county, Texas, at which his vote
was refused because o f the act o f the Legislature herein
above set forth.
There was no general election, but the facts shown by
the petition indicates that the plaintiff in error, by calling
him self a bona fide Democrat, tried to participate in a
nominating prim ary o f the Dem ocratic party and his par
ticipation therein was denied under the rules issued by
the governing body o f the Dem ocratic party in that county.
W e submit the follow ing as counter propositions to the
five points urged by the plaintiff in error:
1. The right to inject oneself into the nominating pri
m ary o f a political party is not a right which can be en
forced in the district court o f the United States.
2. A nominating prim ary o f the Dem ocratic party in
Texas is not a public election under the Constitution o f that
State.
3. Participation in a nominating prim ary o f a political
party is not protected nor guaranteed by the Fifteenth
Amendment to the Constitution o f the United States.
4. The refusal by local officers o f a political party to
permit a negro to participate in the nominating prim ary o f
that party because the rules o f the party in that county
do not recognize negroes as members thereof, does not
abridge the right to vote under the Fifteenth Amendment,
nor does it deny the equal protection o f the law guaran
teed by the Fourteenth Amendment to the Constitution o f
the United States.
4 -
5. Article 3107 o f the Revised Civil Statutes o f Texas
o f 1925 does not violate the Constitution o f Texas.
A rgument.
The counter propositions advanced are so closely akin
that, as a matter o f convenience, we treat them together.
The plaintiff in error directs his main attack on the con
stitutionality o f Article 3093a o f the Acts o f the Legislature
hereinbefore quoted.
As we understand it, laws attacked as unconstitutional
when passed by the Legislature o f a State are clothed with
a different presumption than those passed by Congress.
Congress has no authority to pass any laws except such as
the Constitution either expressly or by necessary im plica
tion grants. Hence, when an act o f Congress is attacked
as unconstitutional for contravening any right, unless the
act is under the specified authority o f the Constitution o f
the United States, it is unconstitutional. On the other
hand, the people o f the States, including the State o f Texas,
in form ulating their Constitutions gave the legislative body
o f the State government unreserved authority to pass any
legislation which was not expressly prohibited by the Con
stitution o f the State, or in violation o f the Constitution o f
the United States. W herefore, when a law o f the State o f
Texas is attacked as unconstitutional, it is presumed to be
constitutional until it is declared otherwise by a court of
com petent jurisdiction as being in contravention o f the
State Constitution or the Constitution o f the United States.
See Riter vs. Douglass, 32 Nev., 400, 109 Pac., 444.
W e think it is perfectly clear that the nominating prim ary
o f a political party is not an election in w hich anyone may
vote. There are m any organized groups o f persons, volun
tary in character, in the several States o f the Union. In
m any o f these the election o f officers and the purposes and
objects o f the organization depend upon the votes o f the
5—
individual members. Some o f these are maintained for
charitable purposes, some for the support o f religious w or
ship, some for the diffusion o f knowledge and the extension
o f education, some for the prom otion o f peace, and some
for the advancement o f political ideas. It clearly appears,
therefore, that the right to vote referred to in constitutions
and elections mentioned therein do not include within their
scope all elections and all voting by persons in the United
States.
The act o f the Legislature o f Texas and the nominating
prim ary in which the vote o f plaintiff in error was refused
dealt only with voting within a designated political party,
which is but the instrumentality o f a group o f individuals
for the furtherance o f their own political ideas.
It must be rem em bered that “ nominating primaries” were
unknown at the time o f the adoption o f the Constitution
o f the United States and o f the Constitution o f Texas in
1876.
The nominating primary, like the nominating convention
and its predecessors, the caucus, is not the “ election.”
Nomination is distinct from election and has been so d if
ferentiated from the beginning o f our government.
Nominations in early times were made at the caucus,
which was usually an inform al gathering. It was not regu
lated by law and no one regarded it as an “ election.” Later
the caucus gave way to the nominating convention, but no
one considered this an “ election.” More recently the nom i
nating conventions have been subject to legal regulations in
the States. The introduction o f the so-called “ prim ary sys
tem” is but another phase o f the nominating process.
The question o f parties and their regulation is a political
one rather than legal. If the plaintiff in error, or any other
person, is dissatisfied with the regulation adopted by the
Legislature, the proper, and we believe the only remedy, is
— 6 —
an appeal to the Legislature to repeal or m odify it rather
than to the courts for judicial annulment.
Nor do we believe the District Court o f the United States
has any jurisdiction in a case o f this character. It is well
settled that political questions are not within the province
o f the judiciary. 12 Corpus Juris, 878; Chandler v. Neff,
298 Fed., 515.
As stated by the Supreme Court o f Texas in the case of
W aples vs. Marrast, 108 Texas, 11, 184 S. W ., 183:
“ A political party is nothing m ore or less than a body
o f men associated fo r the purpose o f furnishing and
maintaining the prevalence o f certain political prin
ciples or beliefs in the public policies o f the govern
ment. As rivals for popular favor they strive at the
general election fo r the control o f the agencies o f the
government as the means o f providing a course for
the government in accord with their political prin
ciples and the administration o f those agencies by their
own adherents. According to the soundness o f their
principles and the wisdom o f their policies they serve
a great purpose in the life o f a government. But the fact
remains that the objects o f political organizations are
intimate to those who com pose them. They do not
concern the general public. They directly interest,
both in their conduct and in their success, only so much
o f the public as are com prised in their membership,
and they only as members o f the particular organiza
tion. They perform no governmental function. They
constitute no governmental agency. The purpose o f
their prim ary elections is m erely to enable them to
furnish their nom inees as candidates fo r the popular
suffrage. * * * T o provide nominees o f political
parties fo r the people to vote upon in the general elec
tions is not the business o f the State. It is not the busi
ness o f the State because in the conduct o f the govern
ment the State knows no parties and can know none.
* * * Political parties are political instrumentalities.
They are in no sense governmental instrumentalities.”
The nominating prim ary o f the Dem ocratic party is regu
lated by its Executive Committee. Though the plaintiff in
error asserts that he is a Democrat, under the law attacked
herein, which it should be understood is but an affirmation
o f the well understood restriction o f the Dem ocratic party
in Texas, the plaintiff in error is not a Dem ocrat insofar as
that term applies to an accepted member o f the Dem ocratic
party at his place o f residence. He has the right in all gen
eral elections, where political issues and candidates are
submitted for election, to vote the Dem ocratic ticket, the
Republican ticket, or any other which he so desires. Because
the Dem ocratic party in Texas and in El Paso county holds
a nominating prim ary, can it be contended that outsiders
can be forced upon the party over its expressed dissent.
If the party should abandon the prim ary and go back to
the convention or the caucus system, could it be consistently
maintained that the courts could force upon the convention
or upon the caucus the plaintiff in error if the membership
o f the party, the convention or the caucus was restricted
against negroes? W e contend that a nominating prim ary
is purely a political matter and outsiders denied participa
tion by the party councils cannot demand a redress at the
hands o f the courts.
Nor can the plaintiff in error attack the act o f the Legis
lature which declares that negroes shall not participate in
the Dem ocratic primaries. If the act is but an affirmation
o f the policy o f the Dem ocratic party in Texas and in El
Paso County, then certainly the plaintiff in error must abide
thereby. If the act o f the Legislature does not coincide
with the policy o f the Dem ocratic party, then it is fo r the
Executive Committee o f that party, or it is for the duly
authorized representatives o f that party to take the neces
sary steps to com bat the enactment.
The plaintiff in error on page 31 o f his brief cites the
case o f Love vs. Griffith, 226 U. S., 32. That case is but ad
— 8—
ditional evidence that negroes were not recognized by the
Dem ocratic party in Texas as qualified members o f that
party. But the exclusion o f Love in that case and o f Nixon
in this in no way interfered with the right o f either o f them
to vote their choice in the general election.
The crux o f the whole case is the question as to whether
the nominating prim ary o f a political party is an election
within the meaning o f the Constitution o f the United States,
and whether it is an election within the meaning o f the
Constitution o f Texas. Plaintiff in error on page 27 o f his
printed brief quotes from Koy vs. Schneider, 110 Texas, 369,
218 S. W ., 487, and on page 28 o f his brief from the case
o f Anderson vs. Ashe, 130 S. W ., 1046, by the Court o f Civil
Appeals at Galveston, Texas. I f these two citations were
the law in Texas, the plaintiff in error w ould be in a better
position before this court. Unfortunately fo r him as he
notes the quotation from Koy v. Schneider is in the dissent
ing opinion by Judge Phillips. Distinguished as that jurist
is in Texas, it is still but his opinion, while the statement o f
the m ajortty o f the court is the law o f Texas. And in that
case, the Supreme Court o f Texas holds em phatically that
a prim ary election is not an election within the meaning
o f the Constitution o f Texas, and the Legislature in regulat
ing and controlling primaries is not limited by the provi
sions o f the Constitution o f Texas respecting elections. In
this same case, the Supreme Court o f Texas refuses to fo l
low Anderson v. Ashe. There can be no doubt so far as
the law o f Texas is concerned that the Dem ocratic nom i
nating prim ary held in El Paso in July, 1924, was not an
election in which the plaintiff in error had a constitutional
right to vote. In the case o f Chandler v. Neff, 298 Fed.,
515, Judge W est o f the United States District Court for the
W estern District o f Texas disposed o f a case almost iden
tical with this one, and holds with the Supreme Court o f
Texas that a prim ary o f a political party is not an election,
— 9—
and the right o f a citizen to vote therein is not within the
protection o f the Fourteenth and Fifteenth Amendments to
the Constitution o f the United States. Nor is this doctrine
limited in Texas.
In the case o f Riter v. Douglass, 32 Nev., 400, 109 Pac.,
444, the Supreme Court o f Nevada says:
“ There is a substantial distinction in the law between
the nomination o f a candidate and the election o f a
public officer.”
“ Counsel for the appellant seemingly fa il to appre
ciate that the electoral test o f an elector spoken o f in
the Constitution is for the election o f public officers and
not fo r the election at which party nominees are se
lected.”
“ Again we find the position o f counsel fallacious in
failing to keep in m ind the substantial distinction which
exists between a prim ary election, which is election
sim ply for the nomination o f candidates o f the vari
ous parties, and the election o f public officers, when
the voters o f all parties at the polls determine from
among the candidates selected at the prim ary elections
and independent candidates who are to be the officers
to administer their affairs o f state. Prim ary election
at which nominees o f the various parties are selected
is not to be confounded with the election o f officers
within the meaning o f the constitutional right o f elec
tors; ‘To vote fo r all officers that are now or hereafter
m ay be elected by the people.’ ”
In the case o f State ex rel., Gulden v. Johnson, 87 Minn.,
223, 91 N. W ., 841, the Supreme Court o f Minnesota says:
“ If the election o f candidates to the position o f nom i
nees is an election within the meaning o f Article 7, o f
the Constitution, then the prim ary law, as above con
strued, is unconstitutional. It w ould in certain cases
deprive the voter o f his privilege to exercise the elec
tive franchise. * But it is very clear that the elec
tion o f nominees provided for in the prim ary law is not
— 10-
the election referred to in the Constitution. The lan
guage o f Article 7 bearing upon the subject is as fo llow s:
‘Every male person o f the age o f twenty-one years or
upward, belonging to either o f the follow ing classes,
who shall have resided in the United States one year
and in this State four months next preceding any elec
tion shall be entitled to vote at such election in the elec
tion district o f which he shall at the time have been fo r
ten days a resident for all officers that now are or here
after m ay be elective by the people.’ By ‘officers is
meant the executive or administrative agents o f the
State or the governmental subdivisions thereof, and
the election mentioned has reference only to the selec
tion o f persons to fill such offices. The election thus
defined cannot reasonably be given so broad an inter
pretation as to include the selection o f nominees for
such offices.”
The Supreme Court o f Ohio in the case o f State ex rel.,
W ebber vs. Felton, 77 Ohio St., 554, 84 N. E., 85, says:
“ If the election is one at which m erely the candidates
o f a party are to be selected, it cannot be an objection
that electors who do not belong to that party are not
permitted to take part. That was one o f the evils that
the legislation was intended to prevent; and, as to the
test prescribed for determining an elector’s partisan
ship, it is im possible to conceive o f a political party
without the possession, by its members, o f some quali
fications, and the test prescribed by the statute is the
usual one, and is not unreasonable. But a prim ary
election held m erely to name the candidate o f a p o
litical party is not an election within the meaning o f
this section o f the Constitution. That section refers to
an election o f officers, and not to the nom ination o f
candidates.”
This is the situation presented by the pending case. The
Dem ocratic party in Texas and in El Paso County by rule,
resolution, custom and instruction to its election agents ex
— 11
eluded negroes from its party. The act o f the Legislature
m erely recognized that which was known of all men and in
the interest o f the public peace, we think it was well within
the police powers for the Legislature to enact the statute
attacked herein.
In the case o f Baer vs. Gore, 79 W . Va., 50, 90 S. E., 530,
533, the Supreme Court o f Appeals o f W . Va., reiterates
the same law :
“ The adherents o f each organization participating
in a prim ary m ay jo in in selecting the candidates o f his
party fo r offices to be filled by the electors o f all p o
litical parties at the succeeding general election; and
while he m ay finally determine to vote therein fo r one
or m ore o f the nominees o f any other party, he cannot,
with propriety, participate in nominating them. That is
a privilege he has no right to exercise and o f a denial
thereof he cannot justly com plain. These propositions
are so fundamental as to be axiomatic. None but un
reasonable partisans w ill contravert them.”
“ By m any text books and decisions an important
distinction is noted between a general and a prim ary
election. They treat a prim ary election m erely as a
substitute fo r a nominating caucus convention, not as
an ‘election’ within the meaning o f that term as used
in constitutions. So treated, it is a mere matter o f
statutory regulation within a reasonable exercise o f
police pow er o f the State predicated on rights reserved
by the people when not forbidden by the organic law
o f the municipality. This principle is specially em
phasized with reference to the qualifications o f electors
and tests o f party m embership prescribed by prim ary
laws.”
To the same effect are D ooley vs. Jackson, 104 Mo. App.,
21, 78 S. W „ 330; M orrow vs. W ip f, 22 S. D., 146, 115 N. W .,
1124, and M ontgomery vs. Chelf, 118 Ky., 766, 82 S. W ., 388,
390.
In the case o f State vs. Michel, Secretary o f State, 121
— 1 2 —
Louisiana, 374, 46 So., 435, the Louisiana prim ary law was
assailed. The court in upholding the law, said among other
things:
“ It is the very essence o f a prim ary that none should
have the right to participate in it but those who are in
sympathy with the ideas o f the political party by which
it is being held. Otherwise, the party holding the pri
m ary w ould be at the m ercy o f its enemies w ho could
participate for the sole purpose o f its destruction by
capturing its machinery or foisting upon it obnoxious
candidates or doctrines. It stands to reason that none
but Democrats should have the right to participate in
a Dem ocratic primary, and none but Republicans in a
Republican primary. A prim ary is nothing but a
means o f expressing party preference and it w ould
cease to be that, if by the admission o f outsiders its
result might be the very reverse o f the party preference.
If therefore, there could not be a prim ary under our
Constitution without the admission o f outsiders the
consequence w ould be that under our Constitution such
a thing as a prim ary w ould be im possible.”
See also Socialist Party vs. Uhl, 155 Cal., 776, 103 Pac.,
181; People vs. Dem ocratic Committee, 164 N. Y., 335, 58
N. E „ 124.
This court in the case o f Newberry v. United States, 256
U. S., 232, 350, 41 Sup. Ct., 469, 65 L. Ed., 13, in the m ajority
opinion by Mr. Justice M cReynolds holds:
“ The Seventeenth Amendment, which directs that
Senators be chosen by the people, neither announced
nor requires a new meaning o f election and the w ord
now has the same general significance as it did when
the Constitution came into existence-—final choice o f an
officer by the duly qualified electors. Hawe v. Smith,
253 U. S., 221. Primaries were then unknown. More
over, they are in no sense elections fo r an office, but
m erely methods by which party adherents agree upon
candidates whom they intend to offer and support for
— 13
ultimate choice by all qualified electors. General pro
visions touching elections in constitutions or statues are
not necessarily applicable to primaries— the two things
are radically different. And this view has been de
clared by m any State courts.
“ If it be practically true that under present conditions
a designated party candidate is necessary for an elec
tion— a prelim inary thereto— nevertheless his selection
is in no real sense part o f the manner o f holding the
election. This does not depend upon the scheme by
which candidates are put forward. W hether the candi
date be offered through primary, or convention, or peti
tion, or request o f a few, or as the result o f his own un
supported ambition, does not directly affect the manner
o f holding the election. Birth must precede but it is
no part o f either funeral or apotheosis.” P. 257.
W e believe that the definition o f “ prim ary election” as
given in Article 3100 o f the Revised Civil Statutes o f Texas
o f 1925 is good both in law and in fact.
“ Article 3100. The term ‘prim ary election’ as used
in this chapter, means an election held by the members
o f an organized political party for the purpose o f nom i
nating the candidates o f such party to be voted for at
a general or special election, or to nominate the county
executive officers o f a party.”
The plaintiff in error in his printed brief goes at some
length to assert that the Dem ocratic nominating prim ary
in Texas is the only real election and that it is the party o f
his choice and he should be permitted to participate in its
affairs. The Dem ocratic Party is dominant in Texas today,
it is true, but the mere fact o f party dom inance in a particu
lar State at the moment could not change the legal questions
or the political questions involved in the case. Neither can
the fact that the plaintiff in error wishes to participate in
the councils o f the Dem ocratic party change the question.
To use his own figure, he might wish to participate or be a
— 14—
“ Gentile or a Jew, a Catholic or a Protestant, a farm er or
a blacksmith, a blonde or a brunette,” but the fact remains
that differences o f race, o f nature and o f belief might pre
vent the fulfillment o f his wish in certain o f those parti
culars.
Negroes indeed are not allowed to vote in Dem ocratic
primaries, but the Dem ocratic prim ary is conducted by a
private organization o f men and wom en, financed by that
private organization, and its function is solely to name can
didates on whom those men and wom en may concentrate
at the general elections. To deny any group o f men or
women, or both, the right to form such associations as they
please, and to lay down such qualifications for membership
as they please, w ould certainly be to deny a fundamental
right o f American citizens. W hite people have just as
much right to organize their own private political party as
either whites or negroes have to vote at the general elections.
The plaintiff in error has a right under the law o f Texas
to organize a party o f his own and if he can get others to
join with him to nominate candidates fo r office. This right
is given to all and constitutes equality before the law.
The Legislature o f a State is presumed to know, and can
take cognizance o f any existing fact within its border and
pass such laws as may be necessary to prom ote the safety,
peace and good order o f the people. It is an “ ancient and
accepted doctrine,” to use the w ords o f the Dem ocratic
platform , and it is well known in Texas that the Dem ocratic
party o f the State is a white m an’s party. Certainly the
Legislature o f Texas knows and can take cognizance o f such
fact, and having m ade equal provision under the law for
parties admitting negroes to membership, to have their own
candidates to be voted upon in the general election, cer
tainly the Legislature can pass a declaratory measure in the
light o f existing facts, announcing what is known to all
men.
- 1 5 -
Conclusion.
It is respectfully submitted that the judgm ent rendered
in this case by the United States District Court for the W est
ern District o f Texas should be affirmed because:
1. The question involved is political and the court is
without jurisdiction.
2. The plaintiff in error is not a proper party to attack
the constitutionality o f the act in question.
3. Plaintiff in error was excluded from the Dem ocratic
nominating prim ary by instructions issued by the governor-
ing body o f that party and his petition so shows.
4. The act o f the Legislature o f Texas attacked is not
void as being in conflict with the 14th and 15th Am end
ments to the Constitution o f the United States.
Respectfully submitted,
Claude Pollard,
Attorney General o f Texas,
D. A. Simmons,
First Assistant Attorney General,.
For the State o f Texas.
A
IN THE
Supreme (Eimrt of tljp lotUb
October T erm, 1926.
No. 117.
L. A. N IXO N ,
against
Plaintiff-in-Error,
0. C. H ERNDON and CH ARLES PORRAS,
Defendants-in-Error.
I n E rror to the D istrict Court of th e U nited States
for the W estern D istrict of Texas .
REPLY BRIEF FOR PLAINTIFF-IN-ERROR.
LOUIS M A RSH ALL,
M O O RFIELD STOREY,
A R T H U R B. SPIN GARN ,
F R E D C. K N OLLEN BER G,
R O B E R T J. CH AN NELL,
Of Counsel fo r Plaintiff-vn-Err or.
The Hecla Press, 57 W arren St., N. T . Tel. W alker 1480.
R E P R I N T R O B Y T H E
N A T I O N A L A S S O C I A T I O N F O R J H E
A D V A N C E M E N 1' O F C O L O R E D p - . O P L t
6 9 FI F r H A V E N U E - I ! - V V O F K
B Y W H O M T H I S C A S E W A S C A R R I E R
To T h e U n i t e d S t a t e s S u p r e m e C o u r t
SUBJECT INDEX.
PAGE
P o i n t I— The right of a citizen to vote, regardless of
race, color or previous condition of servitude, is
denied and abridged by a law which forbids him,
on account of bis race and color, to vote at a
primary election held under the laws of Texas. . il
P o in t I I — The statute under consideration likewise
offends against the Fourteenth Amendment inas
much as it is a law abridging the privileges and
immunities of citizens of the United States, and
because it denies to persons within its jurisdic
tion the equal protection of the law s...................... 27
CASES CITED.
PAGE
Ah R ow v. Nu nan (5 Sawyer 5 5 2 )................................... 32
Anderson v. Ashe (66 Texas Civil App. 262; 22 S. W .
1 0 4 4 ) ................................................................................... 25
Ashby v. W hite (2 Lord Raymond L. D. 938; 3 id.
3 2 0 ) ................................................................................... 20,21
Askforth v. Goodwin (103 Tex. 491; 131 S. W . Rep.
5 3 5 ) ..................................................................................... 20
Barnardiston v. Soame (2 Lev. 114, 1 1 6 )........................... 21
Buchanan v. W arlev (245 U. S. 7 6 ) .................................. 31
Carter v. Texas (177 U. S. 442, 4 4 7 ) ............................... 32
Chandler v. Neff (298 Fed. Rep. 5 1 5 ) ....................10,19, 20
11
FAGB
Ex parte Virginia (100 U. S. 3 3 9 )..................................... 30
Ex parte Yarbrough (110 U. S. 651, 6 6 5 ).....................16,17
Gibson v. Mississippi (162 U. S. 5 6 5 )............................ 32
Giles v. Harris (189 U. S. 498, 4 7 5 ) ............................... 22
Green v. Shumway (39 N. Y. 4 1 8 ) ..................................21,22
Guinn v. United States (238 U. S. 3 4 7 )........................ 17
Heath v. Rotherham (79 N. J. Law 72; 77 Atl. 520) . 25
Hermann v. Lampe (175 Kv. 1 0 9 )................................... 11
In re Kemmler (136 U. S. 4 3 6 ) ....................................... 30
K oy v. Schneider (110 Tex. 3 6 9 ) ..................................... 12
Leonard v. Commonwealth (112 Pa. 607; 4 Atl. 220) 25
Lewis Pub. Co. v. Morgan (229 U. S. 301, 3 0 2 )........... 13
Love v. Griffith (266 U. S. 3 2 ) ......................................... 23
Luther v. Borden (7 How. 1, 4 2 ) ..................................... 19
McPherson v. Blacker (146 U. S. 1, 3 9 ) ........................ 30
Myers v. Anderson (238 U. S. 3 6 8 ) ................................. 18
Neal v. Delaware (103 U. S. 3 7 0 ) .................................17,18
Newberry v. United States...........................................8 ,25 ,26
Pembina Co. v. Pennsylvania (125 U. S. 181, 188) . . . 31
People v. Board o f Election Comm’rs (221 111. 9) . . . . 10
People v. Chicago Election Commissioners (221 111. 9 ;
77 N. E. 3 2 1 ) .................................................................... 25
People v. Deneen (247 111. 289 ; 93 N. E. 4 3 7 ) ............. 25
People v. Haas (241 111. 575; 89 N. E. 7 9 2 ) .................. 25
People ex rel. Farrington v. Mensching (1S7 N. Y.
1 8 ) ....................................................................................... 32
People v. Strassheim (240 111. 279; 88 N. E. 821) . . . 25
Re Ah Chong (2 Fed. 7 3 3 ) ........................ ,......................... 32
Re Tiburcio Parrott (1 Fed. 4 8 1 ) ...................................... 32
Rogers v. Alabama (192 U. S. 226, 2 3 1 ) ...................... 32
Royster Guan Co. v. V irginia (253 U. S. 4 1 2 ) ............. 32
PAGE
Smith’s Leading Cases (9th Ed., pp. 464-509)...........21,22
Spier v. Baker (120 Cal. 370; 52 Pac. 6 5 9 ).................. 25
State v. Breffeihl (130 La. 9 0 4 )....................................... 11
State v. Hirsch (125 Ind. 207; 24 N. E. 1062 )........... 25
State ex rel. Moore v. Meharg (287 S. W . Rep. 670) . . 9
Strauder v. West Virginia (100 U. S. 3 0 6 ) .................... 28
Swafford v. Templeton (185 U. S. 4 8 7 ).......................... 22
Truax v. Reich (239 U. S. 3 3 ) ............................................ 32
United States v. Reese (92 U. S. 2 1 4 ) ............................... 15
United States v. Texas (143 U. S. 621, 6 4 0 ).................. 19
Virginia v. Rives (100 U. S. 3 1 3 )..................................... 30
W ylie v. Sinkler (179 U. S. 5 8 ) .......................................... 22
Yick W o v. Hopkins (118 U. S. 3 5 6 ) ............................... 32
I l l
INDEX.
t Statutes and Texts .
PAGE
Constitution o f the State of Texas................................. 2, 4
Constitution of the U. S. (13th A m endm ent).................. 15
Constitution of the U. S. (14th A m endm ent)................. 2, 3
Constitution of the U. S. (15th Amendment)
2, 3 ,1 2 ,14,17, 25
Constitution of the U. S. (Art. I, Sec. 4) . . . . i . . . . . . . . . 26
Constitution of tlieU. S. (Art. I, Sec. 8, Subd. 3) . . . . 13
Constitution of the U. S. (Art. I, Sec. 8, Subd. 7) . . . . 12
Constitution o f the U. S. (19th A m endm ent).............. ............. 14,15
Election Law of Texas............... ......................................... 8
Federal Corrupt Practices A ct (Sec. 8 ) ........................ 25
Merriam on Primary Elections (1 9 0 8 )......................8 ,9 ,1 1
Michigan Law Review (23, p. 2 7 9 )................................. 10
New York Times (July 27, 1 9 2 6 )..................................... 5
New York Times (Aug. 30, 1 9 2 6 )..................................... 6
New York W orld Almanac (1927, p. 3 1 8 ) .................. 4 ,6
Texas Civil Statutes (1923, Art. 3093-A ) ...................... 1
IN THE
(Court of tlir luttpfc £>tatro
October Term, 1926.
No. 117.
L . A. N ix o n ,
Plaintiff-in-Error,
against
C. C. H erndon and Charles Porras,
Defendants-in-Error.
I n E rror to th e D istrict Court of th e U nited States
for th e W estern D istrict of Texa s .
REPLY BRIEF FOR PLAINTIFF-IN-ERROR.
The State of Texas lias intervened by special leave of
this Court in support of the constitutionality o f Article
3093-A o f the Texas Civil Statutes, enacted by its Legis
lature in May, 1923. Permission has been granted to the
plaintiff-in-error to reply to the contentions o f the State.
The State o f Texas, with a negro population o f 711,694,
according to the census o f 1920, is, therefore, seeking to
sustain a statute which declares that “ in no event shall
a negro be eligible to participate in a Democratic primary
election held in the State of Texas,” and that if a negro
shall vote in a Democratic primary election his ballot shall
be void and the election officials are required to throw it
out and not count it. This is in marked contrast with the
initial paragraph of the Article, that “ all qualified voters
under the laws and constitution o f the State of Texas who
is (sic) a bona fide member of the Democratic party, shall
be eligible to participate in any Democratic primary elec
tion, provided such voter complies with all laws and rules
governing party primary elections” (R e c p . 4 ).
It is conceded that the plaintiff-in-error, Dr. Nixon,
though a negro, is a qualified voter under the laws and
Constitution of the State of Texas, is a bona fide mem
ber o f the Democratic party and has complied with all the
laws and rules governing the party primary elections, and
that the defendants, who were the inspectors at the Demo
cratic primary held on July 26, 1924, refused to allow him
to vote solely because he is a negro. It is this action,
based upon the mandate o f its Legislature, which excludes
a negro from voting at a Democratic primary election held
in that State, which the State o f Texas now seeks to up
hold.
It is argued on behalf o f the State that the right o f a
negro to vote at a primary election does not come within
the protective provisions o f the Fourteenth and Fifteenth
Amendments to the Constitution of the United States.
W e contend that it does, and shall now discuss the validity
o f the statute pursuant to which the plaintiff’s vote was
rejected, first considering the applicability o f the F if
teenth and then that o f the Fourteenth Amendment.
3
P O I N T S .
I.
The right of a citizen to vote, regardless of race,
color or previous condition of servitude, is denied
and abridged by a law which forbids him, on account
of his race and color, to vote at a primary election
held under the law's of Texas.
(1 ) The Fifteentli Amendment employs the broadest
and most comprehensive terms to express the idea that a
citizen o f the United States shall not, on account o f his
race or color, be debarred from participating in the right
to vote. There is no limitation or qualification as to the
time, occasion, or manner of voting. It is not confined to
any particular method or mechanism. It relates to the
exercise o f the right o f a citizen to give expression to his
political ideas and predilections in such a way as to make
them effective. It forbids not only the denial of that right,
but also its abridgment, where such denial or abridgment
is based on race, color or previous condition o f servitude.
T o deprive a citizen by virtue o f legislative enactment of
the right to choose his own political party, to compel him
to affiliate politically with a party with whose principles
he is not in sympathy, or to reduce his right o f selection
to a mere shadow, to an idle formality, constitutes a denial
or abridgment o f the right to vote.
(2 ) Whatever may have been the case in earlier days be
fore the status o f a political party had developed as it has
to-day, when the party primary has become an essential
element in the mechanism of votin g ; when it is recognized
by statute as one o f the controlling factors o f that process;
when the proceedings of the primary are regulated by law,
and when its action is subject to judicial review, as in the
State o f Texas, it would constitute a total disregard o f the
realities to say that voting at a primary is not voting in
the constitutional sense of the term. This is particularly
4
true in tlie present instance, where the Legislature of
Texas, after declaring that all bona 'fide members of the
Democratic party who are qualified “ voters” under the
laws and Constitution o f the State of Texas, have the
right to participate in a Democratic primary election,
ordains that “ in no event” shall a negro have that right.
There is thus a literal denial and abridgment o f the right
o f a citizen to vote, solely “ on account of his race, color
and previous condition of servitude.”
(3 ) The significance o f this statute as a denial and
abridgment o f the right o f a negro to vote at a Democratic
primary solely because of his race and color, where every
other qualified citizen who is a Democrat may vote at such
primary, becomes apparent when one takes cognizance of
the political conditions which now prevail in those States
where negroes are most numerous. The New York W orld
Almanac for 1927, at page 318, shows, according to the
census o f 1920, the white and negro population, in the
follow ing Southern States, to have been :
W hite Negro
Alabama....................... 1,447,032 900,652
A rkansas..................... 1,279,757 472,220
F lo r id a ........................ 638.153 329,487
G eorg ia ....................... 1,689,114 1,206,365
L ou isian a ................... 1,096,611 700,257
M ississippi................. 853,962 935,184
North Carolina . . . . 1,783,779 763,407
South Carolina......... 818,538 864,719
T e x a s ........................... 3,918,165 741,694
V irginia........................ 1,617,909 690,017
A ll o f the United States Senators from these several
States are Democrats. Of the 10 members o f the House
o f Representatives from Alabama, all are Democrats, as
are all the 7 members from Arkansas, the 12 members
from Georgia, the 8 members from Louisiana, the 8 mem
bers from Mississippi, the 10 members from North Caro
lina, the 10 members from South Carolina, the 10 mem
bers from Virginia, the 4 members from Florida and 17 of
the 18 members from Texas.
The Governors o f all o f these States are Democrats.
A t the election for Governor o f Texas held in 1926, Mr.
Moody, then Attorney General, upon whose motion the
right o f the State o f Texas to intervene in this case was
granted, received S9,263 votes, while Haines, the Repub
lican candidate, received 11,354 votes. It is significant,
however, that at the Democratic primary election held in
1926, hundreds o f thousands o f votes were cast, there
being a heated contest in which there were six candidates
for Governor, the leaders being Mr. Moody and Mrs. Fer
guson. None of the candidates having received a m ajority
o f the votes received at the first voting, pursuant to the
law o f the State o f Texas, another vote was taken at a
second election, which was confined to the two candidates
who had received the highest number o f votes at the first
primary.
By way of contrast of the vote cast at the general elec
tion for Governor above mentioned, and the vote cast at
the two Democratic primary elections held in 1926, let us
call attention to the results of these primary elections.
At the Texas Democratic primary election held on July
24, 1926, as reported in the N ew York Times of July 27,
1926, the follow votes were cast for the candidates named :
M ood y ...................................................... 366.954
F ergu son ................................................ 252,425
D a v ison ................................................... 110,113
Zim m erm an........................................... 2,421
J oh n ston ................................................ 1,830
W ilm an s................................................. 1,443
Making a total vote o f .................... 735,186
G
A t the “ run-off primary election” held on August 28,
1926, for the choice between the two candidates who at
the first election received the largest vote, as reported in
the New York Times o f August 30, 1926—
Mr. Moody received............... 458,669 votes and
Mrs. Ferguson received........... 245,097
Making a total vote o f ......... 703,766
This means that while the total vote received by the
Democratic gubernatorial candidates at the first election
was 735,186 and at the second was 703,766, the vote cast
for the Democratic candidate for Governor at the general
election was only 89,263, or a little more than 12 per cent,
o f the votes cast at the first primary election, and some
what less than 13 per cent, o f the votes cast at the “ run
off” primary election.
F or further illustration, it appears from the N ew York
W orld Almanac that in 1920 Mr. Cox, the Democratic can
didate for President, received in South Carolina 64,170
and Mr. Harding 2,244. In 1926, Richards, Democratic
candidate for Governor, was elected without opposition,
and Smith, Democrat, was likewise elected without oppo
sition as United States Senator. In a recent publication
it appeared that at the election held in 1926 for members
o f the House o f Representatives in South Carolina, the
aggregate vote received by all o f the Democratic candi
dates was a little over 10,000. In most o f the districts
there was no opposition to them. Let this fact be con
trasted with the population, white and black, o f South
Carolina, and the returns of the Democratic primary elec
tions held in that. State.
In 1906 the Democratic candidates for Governor and
United States Senator were elected without opposition.
That was likewise true in Mississippi, and o f the election
I
held in Louisiana in 1926 for United States Senator. In
1924 the Democratic candidate for Governor in that State
received 66,203 votes, and the Republican candidate 1,420.
Similar conditions obtained in other o f the States.
(4 ) It is thus evident that in these States, including
Texas, party lines are so drawn that a nomination in
the Democratic primary is equivalent to an election.
The real contest takes place in the primary or pre
liminary election. The general election is nothing
more than a gesture, in which but few participate,
everything having been determined for all practical pur
poses at the primary election ; so much so that the Re
publican party, such as there is, contents itself by occa
sionally going through the motions o f voting, so that, in
effect, the Democratic candidates chosen at the primary
election are unopposed at the general election. If, there
fore, negroes, who are in good faith attached to the prin
ciples o f the Democratic party and are otherwise qualified,
are prevented from voting at a Democratic primary, they
are virtually denied the right to vote, so far as the right
possesses any value. The mere fact that they, too, may
go through the form of casting a vote at the general elec
tion, in ratification o f what has been done at the primary,
is a tragic joke. Their voice is not heard. They have the
alternative o f absenting themselves from the polls or of
voting for candidates who may be inimical to them. They
are prevented from casting their votes in the primary for
such candidates as may appreciate their problems and
sympathize with them in their difficulties and to some
extent, at least, may desire to relieve their hardships.
Though citizens, they are rendered negligible, because their
votes, to all intents and purposes, have been nullified. To
them the right of suffrage would cease to be that thing of
substance which it was intended to be, and would be con
verted into a useless toy, a Dead Sea apple, the lifeless
8
corpse of a constitutional right, i f the legislation now un
der consideration were to be upheld.
I f the Legislature of Texas were sufficiently concerned
in the Republican party to make it worth while, it might
likewise provide that negroes shall not be permitted to
vote at a Republican primary, or, so far as that is con
cerned, at any other primary. It is significant that the
Election Law of Texas, while permitting other political
primaries to be held, limits the exclusion of the negro vote
to the Democratic primary elections, but it is conceiv
able that it might have extended such exclusion to all
primaries. Then what would be the status o f the negro
voters? Instead o f only the Democratic negroes, all
negroes would be literally disfranchised.
(5 ) That this is not an imaginative fear, let us call at
tention to what Mr. Chief Justice W hite said in the course
of his opinion in N ewberry v. United States (p. 267) :
“ The large number o f states which at this date
have by law established senatorial primaries shows
the development of the movement which originated
so long ago under the circumstances just stated.
They serve to indicate the tenacity of the convic
tion that the relation of the primary to the election
is so intimate that the influence o f the former is
largely determinative o f the latter. I have ap
pended in the margin a statement from a publica
tion on the subject, showing how well founded this
conviction is and how it lias come to pass that in
some cases at least the result of the primary has
been in substance to render the subsequent election
m erely perfunctory.”
The publication to which reference is made is Merriam
on Prim ary E lections, published in 1908, where the author
says:
“ In many western and southern states the direct
primary method has been applied to the choice o f
9
United States senators as well as to state officers.
In the southern states , victory in such a primary, on
the Democratic side, is practically the equivalent
o f an election, as there is but one effective party
in that section o f the country.”
That this fact is recognized by the Courts of Texas is
shown in State ex rel. M oore v. Meharg, 287 S. W . Rep.
G70, decided by the Court of Civil Appeals o f Texas on
October 9, 192G. That was an action brought to enjoin
the Secretary of State and other officials from placing the
name o f one McFarlane as the Democratic nominee upon
the ballots for the next election on the ground that he had
expended more money in the primary campaign than
allowed by statutes. After reviewing the statutes of Texas
regulating primary elections, the Court sa id :
“ Other articles of the statutes clearly show that
it was the intention of the Legislature that the
candidate in such a race who receives a majority
of the votes cast shall be considered the nominee
for the office and his name shall be placed upon
the ballots to be cast in the next general election.
That general purpose of the statutes should not
be disregarded unless it clearly appears from the
provisions of article 3170, and other provisions of
chapter 14, tit. 50, referred to above, that the candi
date who has received a m ajority o f the votes has
violated the provisions o f that article. Gray v.
State, 92 Tex. 396, 49 S. W . 217; Ashford v. G ood
win, 103 Tex. 491, 131 S. W . 535, Ann. Cas. 1913A,
G99. Indeed, it is a m atter of common knowledge
in this state that a D em ocratic primary election,
held in accordance with our statutes, is virtually
decisive of the question as to who shall he elected
at the general election. In other words, hairing
certain exceptions, a prim ary election is equivalent
to a general election.”
Professor Merriam in his book on Prim ary Elections,
which was published in 1908, since which time the ideas
10
by him expressed have been greatly extended, further says
at page 116:
“ The theory of the party as a voluntary associa
tion has been completely overthrown by the contrary
doctrine that the party is in reality a governmental
agency subject to legal regulation and control. The
element of public concern in the making o f nomi
nations has been strongly emphasized, and the right
of the Legislature to make reasonable regulations to
protect and preserve the purity and honesty o f elec
tions has been vigorously asserted.”
In 23 Michigan Law Review 279, the decision in Chandler
V. Neff, 298 Fed. Rep. 515, on which the State relies, re
ceived elaborate comment in an able article written by
Meyer M. Brown, Esq. It will be found worthy o f con
sideration in its entirety. The follow ing passages are
especially in p o in t:
“ W hat in their nature is peculiar to primary elec
tions that should differentiate them from the pub
lic elections and exempt them from the operation
o f the Constitution? It has been pointed out that
the right to choose candidates for public office
whose names shall appear on the official ballot is
as valuable as the right to vote for them after they
are chosen, and is o f precisely the same nature.
P eople v. Board of E lection Gomm’rs, 221 111. 9.
The primary election has the effect o f selecting from
the large possible field of choice for the office a
few candidates whose names are to be printed on
the ballot at the general election. This final elec
tion is a further, but similar, lim itation; it is the
selection of one from the few. That the second
selection should be called an election while the
first should not, would seem like an unreasonable
distinction. In accord with this view is the hold
ing that since, under the primary system, there is
scarcely a possibility that any person will or can
be elected to office unless he shall be chosen at a
11
primary election, a primary election must be re
garded as an integral part o f the process of choos
ing public officers and as an election within the
meaning o f the constitutional provisions defining
the rights of voters. People v. Board of Election
Comm’rs, supra. * * * Modern primary elections
have not only the same essential nature as the gen
eral elections, as shown above, but the machinery
and details o f conducting them are generally the
same in both cases. Primary elections are held at
the same public polling places as the general elec
tions, with the same election officials in charge.
The ballots which are printed and paid for by the
state are counted by government election officials,
and the names of the winners are printed on the
ballots at the general election. In case o f a pri
mary election dispute, recourse is had to the same
election commissioners or judges o f election as in
the case o f general elections. Not only is the ex
pense o f holding primaries paid by the government
out o f the general taxes, but they are completely
controlled and regulated by the state, rather than
by party leaders or bosses as was the case under
the ‘K ing Caucus’ regime, the convention system
and the early form of primary. Hermann v. Lam.pe,
175 Ky. 109. The modern primary election is thus
seen to be on a part with general elections in re
gard to their actual conduct, public nature and
governmental control. * * *
W hile the general elections are usually thought
of as being o f more importance than the primaries,
the contrary is often true, for in many states the
voting strength and solidarity o f some one party is
such that the contest for nomination of candidates
is practically equivalent to an election. State v.
Breffeihl, 130 La. 904. In Texas, victory in a pri
mary, on the Democratic side, means practically
certain election. Merriam, p. 84. ‘No court can
blind its eyes to this universally known fact. * * *
Of what use is it to enforce the Constitution onlv
in general elections, when, in fact, the primary elec
tions are the decisive elections in this State In the
12
choosing of public officers.’ Cli. J. Phillips, in
K oy v. Schneider, 110 Tex. 3G9.”
(6 ) But it is argued that the Fifteenth Amendment does
not expressly refer to voting at primaries. That is true. It
does not descend to particulars. It deals with the all-
inclusive subject, “ the right to vote,” and, unless intel
lectual blindness were to be attributed to the earnest and
high-minded statesmen who sponsored this Amendment,
that right must be deemed to relate to any form of voting
and for any purpose and to any part o f the process
whereby what is intended to be accomplished by voting
is brought about. There is certainly nothing in this
Amendment which declares that voting at primaries is to
be excepted from its scope.
It is said that in 1870, when the Fifteenth Amendment
was adopted, there were no primary elections and that,
therefore, the right to vote at a primary election could not
have been contemplated. W e reply that in 1870 the so-
called Australian ballot was unknown. Voting machines
had not been invented, and other possible methods o f vot
ing than the primitive methods then in vogue, e. g., voting
viva voce, or by a show of hands, or by a ballot thrust into
the hands of the voter by the poll workers, had not been
conceived. Neither had the initiative, the referendum, the
recall, been introduced into our political vocabulary. Can
anybody have the hardihood to claim that for these rea
sons the newer methods and purposes o f voting are not
covered by the Constitution? Its language is adequate to
include any act or conception or purpose which relates to
or substantially affects the free exercise in its essence of
the right to vote.
When, by Article I, Section 8, subdivision 3, o f the Con
stitution, in seven words, Congress was given “ the power
to regulate commerce among the several States,” our in
strumentalities o f commerce were limited to stage coaches
13
and wagons on land and to sloops, rafts and rowboats on
the water. The articles which then came within the scope
of commerce were pitifully few, compared with its present
vast expansion. But this simple phrase sufficed to include,
as they were from time to time devised, as instrumen
talities of commerce, steamboats, railroads, aeroplanes,
the telegraph, the telephone, and the radio. They likewise
became the authority for the creation o f the Interstate
Commerce Commission, the Federal Trade Commission,
the enactment o f the Employers’ Liability Act, and numer
ous other far-reaching agencies for the regulation of com
merce.
Subdivision 7 of the same section empowered Congress
“ to establish post-offices and post-roads.” Yet who in 1787
would have conceived the possibility, latent in these words,
in reference to which Mr. Chief Justice W hite said, in
Lewis Publishing Co. v. Morgan, 229 U. S. 301, 302:
“ And the wise combination of limitation with
flexible and fecund adaptability of the simple yet
comprehensive provisions o f the Constitution are so
aptly illustrated by a statement in the argument of
the Government as to the development of the postal
system, that we insert it as follow s:
‘Under that six-word grant of power the great
postal system of this country lias been built up,
involving an annual revenue and expenditure of
over five hundred millions of dollars, the mainte
nance o f 60,000 post offices, with hundreds of thou
sands of employes, the carriage of more than fifteen
billions o f pieces of mail matter per year, weighing
over two billion of pounds, the incorporation of rail
roads, the establishment of rural free delivery sys
tem, the money-order system, by which more than
a half a billion of dollars a year is transmitted from
person to person, the postal savings bank, the par
cels post, an aeroplane mail service, the suppression
of lotteries, and a most efficient suppression of
14
fraudulent and criminal schemes impossible to l>e
reached in any other way.’ ”
These illustrations relate only to material things. In
so far as they are concerned, the elasticity of the constitu
tional language has been marvelously vindicated. Is it
possible that the language of the same Constitution relat
ing to human rights, and intended to bring about the
realization of the noble conception of human equality and
the prevention of hateful discrimination, shall be crip
pled, hampered and deprived of its very life by a narrow
and technical interpretation, which would defeat its un
derlying purpose? Is it possible that the expression of an
exalted human purpose shall after half a century be made
meaningless by the employment of an artificial mechanism?
There is still another illustration which adds to the
strength of our contention. It is afforded by the Nine
teenth Amendment. Its form and language are identical
with the terms of the Fifteenth Amendment until we reach
the last words. Both beg in :
“ The rights of citizens of the United States to
vote shall not be denied or abridged by the United
States or by any State on account o f * *
The Fifteenth Amendment continues with the words
“ race, color, or previous condition of servitude.” The
Nineteenth Amendment continues with the single word
“ sex.”
Nobody to-day pretends that a woman may not take
part in a primary election without further authority than
that conferred by the Nineteenth Amendment, so long as
she possesses the other qualifications requisite to the exer
cise o f the right of suffrage. In other words, she may not
be prevented from voting at a primary election on account
o f her sex. Of course, under the Texas statute, if she is a
negro, her sex would not save her from its discriminatory
purpose. It is true that when the Nineteenth Amendment
came into force on August 26, 1920, voting at primary
elections, unknown fifty years before, had become familiar.
Yet, would it not be an absurdity to say that in 1920 the
right to vote, so far as it related to women, included the
right o f voting at a primary election, whereas at the same
time the right of a negro to vote at a primary election did
not exist because when the Fifteenth Amendment was
adopted there were no primary elections? The provisions
of the Nineteenth Amendment might very well have been
included by an amendment to Article 15 o f the Amend
ments to the Constitution, so that the article might have
read : “ The rights o f citizens of the United States to vote
shall not be denied or abridged by the United States or by
any State on account o f sex, race, color or previous condi
tion o f servitude.” Could it then have been contended
that under such a provision of the Constitution the right
o f women to vote at primaries could not be denied or
abridged, but that the right of negroes to vote could never
theless be denied and abridged, because the same words
had two different meanings due to the fact that they origi
nated in two different periods o f our social development?
(7 ) The history of the Thirteenth, Fourteenth and F if
teenth Amendments discloses that it was the purpose of the
framers to make them self-executing from the moment of
their adoption, and to confer upon the negroes ipso facto
political equality.
In United States v. Reese, 92 U. S. 214, Mr. Justice
Hunt, although his was a dissenting opinion, made the
statement which has never been questioned:
“ The existence of a large colored population in
the Southern States, lately slaves and necessarily
ignorant, was a disturbing element in our affairs.
it;
It could not be overlooked. It confronted us always
and everywhere. Congress determined to meet the
emergency by creating a political equality, by con
ferring upon the freedman all the political rights
possessed by the white inhabitants of the State. It
was believed that the newly enfranchised people
could be most effectually secured in the protection
of their rights o f life, liberty, and the pursuit of
happiness, by giving to them that greatest of rights
among freemen— the ballot. Hence the Fifteenth
Amendment was passed by Congress, and adopted
by the States. The power of any State to deprive
a citizen of the right to vote on account of race,
color, or previous condition o f servitude, or to im
pede or to obstruct such right on that account, was
expressly negatived. It was declared that this right
of the citizen should not be thus denied or abridged.
The persons affected were citizens of the United
States; the subject was the right o f these persons
to vote, not at specified elections or for specified
officers, not for Federal officers or for State officers,
but the right to vote in its broadest terms.”
In E x parte Yarbrough, 110 U. S. 651, 665, Mr. Justice
Miller said:
“ W hile it is quite true, as was said in this court
in United States v. R eese, 92 U. S. 214, that this
article gives no affirmative right to the colored man
to vote, and is designed primarily to prevent dis
crimination against him whenever the right to vote
may be granted to others, it is easy to see that
under some circumstances it may operate as the
immediate source o f a right to vote. In all cases
where the former slave-holding States had not re
moved from their Constitutions the words ‘white
man’ as a qualification for voting, this provision
did, in effect, confer on him the right to vote, be
cause, being paramount to the State law, and a part
of the State law, it annulled the discriminating
word white, and thus left him in the enjoyment of
the same right as white persons. And such would
17
be the effect of any future constitutional provision
of a State which should give the right of voting
exclusively to white people, whether they be men
or women. Neal v. Delaware, 103 U. S. 370.
In such cases this Fifteenth article of amendment
does, proprio vigore, substantially confer on the
negro the right to vote, and Congress has the power
to protect and enforce that right.
In the case of United States v. Reese, so much
relied on by counsel, this court said in regard to
the Fifteenth Amendment, that ‘it lias invested the
citizens of the United States with a new constitu
tional right which is within the protecting power of
Congress. That right is an exemption from dis
crimination in the exercise o f the elective franchise
on account of race, color, or previous condition of
servitude.’ This new constitutional right was
mainly designed for citizens o f A frican descent.
The principle, however, that the protection of the
exercise of this right is within the power of Con
gress, is as necessary to the right o f other citizens
to vote as to the colored citizen, and to the right to
vote in general as to the right to be protected against
discrimination.”
In Guinn v. United States, 238 U. S. 347, Mr. Chief Jus
tice White, considering the Fifteenth Amendment, said
at page 362:
“ W hile in the true sense, therefore, the Amend
ment gives no right o f suffrage, it was long ago
recognized that in operation its prohibition might
measurably have that effect; that is to say, that as
the command of the Amendment was self-executing
and reached without legislative action the condi
tions of discrimination against which it was aimed,
the result might arise that as a consequence of the
striking down of a discriminating clause a right of
suffrage would be enjoyed by reason of the generic
character o f the provision which would remain after
the discrimination was stricken out. E x parte Yar
brough, 110 U. S. 651; Neal v. Delaware, 103 U. S.
IS
370. A fam iliar illustration of this doctrine re
sulted from the effect of the adoption of the Amend
ment on state constitutions in which at the time of
the adoption of the Amendment the right of suffrage
was conferred on all white male citizens, since by
(lie inherent power of the Amendment the word
white disappeared and therefore all male citizens
without discrimination on account of race, color or
previous condition of servitude came under the
generic grant of suffrage made by the State.
W ith these principles before us how can there be
room for any serious dispute concerning the repug
nancy o f the standard based upon January 1, I860
(a date which preceded the adoption of the F if
teenth Amendment), if the suffrage provision fixing
that standard is susceptible of the significance
which the Government attributes to it? Indeed,
there seems no escape from the conclusion that to
hold that there was even possibility for dispute on
the subject would be but to declare the Fifteenth
Amendment not only had not the self-executing
power wdiich it has been recognized to have from
the beginning, but that its provisions were wholly
inoperative because susceptible o f being rendered
inapplicable by mere form s of expression embodying
no exercise o f judgment and resting upon no dis
cernible reason other than the purpose to disregard
the prohibitions of the Amendment by creating a
standard of voting which on its face ivas in sub
stance but a revitalization of conditions which when
they prevailed in the past had been destroyed by the
self-operative force o f the Amendment
In M yers v. Anderson, 238 U. S. 368, it was held that
while the Fifteenth Amendment does not confer the right
of suffrage on any class, it prohibits the States from de
priving any person of the right o f suffrage whether for
Federal, State or municipal elections. A State may not
establish a standard existing prior to the adoption of that
Amendment and which was rendered illegal thereby. In
19
that case counsel liad argued with great seriousness that
the words “ right to vote” as used in the statutes or con
stitutions usually meant the right to vote at elections of a
general public character, and not at municipal elections,
and that they did not in any event mean or refer to the
right to vote in corporate bodies created solely by legis
lative will, and wherein such right is dependent altogether
upon legislative discretion, as in municipal corporations.
That contention was rejected.
(8 ) It has also been argued that the question here in
volved is a political question, and on the authority of
Chandler v. N eff, 298 Fed. Rep. 515, it is claimed that such
questions are not within the province of the judiciary.
Political questions which are not within the province
of the judiciary, where the power to deal with them has not
been conferred by express constitutional or statutory pro
visions, are not such as relate to the maintenance of civil,
social or even political rights conferred on the citizen by
the Constitution or a statute, or even such as exist at
common law.
The phrase “ political questions” is ordinarily used to
designate such questions as lie outside of the scope of
the judicial power, as for instance, where the issue arises
as to which of two rival governments is legitimate. This
is illustrated by Luther v. B o r d e n 7 How. 1, 42. Such
questions also arise where the Federal Government has
recognized a state or foreign government, or a sovereign
de jure or de facto of a particular territory. W hether a
state of war exists; or what is the political status of a
state of the U nion; or whether the government o f a State
has ceased to be republican in form by reason of the
adoption of the Initiative and Referendum are political
questions. But the determination of a boundary between
two states presents a judicial and not a political ques
tion ( U. 8. v. Texas, 143 U. S. 621, 640).
2 0
So, too, the questions of whether an officer elected by
the people or appointed by the Governor has the qualifica
tions required by law, or where a county seat is, or
whether a law creating a new county violates a provision
o f the Constitution, which limits the area of a county to be
erected or of the county from which the territory is taken;
or whether a m ajority in fact of the votes cast on a propo
sition is by fraud converted into a minority on the face
o f the election returns, are judicial.
By the Election Laws of Texas the proceedings of
primary elections are subject to judicial review (Ashforth
V. Goodwin, 103 Tex. 491, 131 S. W . Rep. 535).
The present case does not involve a political question in
the sense in which that phrase is properly used. It doubt
less relates to a political right— the exercise o f suffrage.
But in the same sense freedom of speech, and of the press,
o f the right of free exercise of religion, the right of peace
able assembly, of petition to the Government for redress of
grievances, are political rights, as is the right to life, lib
erty and property and o f being protected against the denial
o f the equal protection of the laws. A citizen who is de
prived o f these rights may seek i*edress for the injury
inflicted and protection against injury threatened in the
Courts. The books are full of precedents in which the
Courts have intervened on behalf of those who complain
of the invasion of these precious rights. This is especially
true where redress is sought in an action at law, as in the
present case. Chandler v. N eff was a suit in equity.
Even at common law the right to maintain an action
at law against an election returning officer for refusing to
recognize an elector’s right to vote was enforced in the
great case of Ashby v. W hite, 2 Lord Raymond Rep. 938,
3 id. 320; 1 Smith’ s Leading Cases, 9th Ed., pp. 464-509.
There Ashby, who was a qualified voter of the Borough of
Aylesbury, offered his vote at an election for members o f
Parliament. The defendants refused to permit him to
21
vote, and two burgesses o f that borough were elected to
Parliament, “ he, the said Matthias Ashby, being excluded
as before set forth, without any vote o f him, the said
Matthias Ashby * * * to the enervation of the aforesaid
privilege of him, the said Matthias Ashby.” Justices
Gould, Powys and Powell held that the action was not
maintainable. Chief Justice H olt held that it was. The
case was then taken before the House o f Lords, where a
judgment was given for the plaintiff by fifty Lords against
sixteen. When judgment was thereafter rendered for the
plaintiff by Chief Justice Holt, he closed his remarks with
the impressive statem ent:
“ Although this matter relates to the parliament,
yet it is an injury precedaneous to the parliament,
as my Lord Hale said in the case of Barnardiston
v. Soarne, 2 Lev. 114, 116. The parliament cannot
judge o f this injury, nor give damage to the plain
tiff for it : they cannot make him a recompense.
Let all people come in, and vote fa irly : it is to sup
port one or the other party to deny any man’s vote.
By my consent, if such an action comes to be tried
before me, I w ill direct the jury to make him pay
well for it ; it is denying him his English right:
and if this action be not allowed, a man may be
forever deprived o f it. I t is a great privilege to
choose such persons as are to hind a man’ s life and
property by the laves they make.”
The subsequent history o f Ashby v. W hite constitutes
an important chapter in English constitutional history.
A furious controversy was waged between the Houses of
Lords and Commons, as is set forth on page 506 of the
note to Ashby v. W hite in Smith’s Leading Cases and in
Volum e 2 o f Hollands Constitutional H istory o f England
(6th E d .), 436-439', 444.
A similar precedent is afforded by the case o f Green v.
Shumway, 39 N. Y. 418, where the inspectors o f an elec
tion held for the purpose o f choosing delegates to a con-
22
stitutional convention refused to accept the vote of an
elector who declined to take the “ test oath” prescribed by
the act relating to the election of such delegates) and
which was not applicable to voters at a general election.
The provision of the statute requiring such oath was held
to be unconstitutional, and, consequently, the rejection of
the vote was held to constitute a cause o f action inde
pendently o f any statutory authority.
In W ylie v. Sinkler, 179 U. S. 58, it was held that the
Circuit Court of the United States had jurisdiction o f an
action brought against election officers of the state to re
cover damages for refusing the p la in tiffs vote for a mem
ber o f Congress; and in Swafford v. Templeton, 185 U. S.
487, there was a similar ruling.
Eeferring to these cases in his dissenting opinion in
Giles v. Harms, 189 U. S. 498, Mr. Justice Harlan said
that they “ recognized that the deprivation of a man’s
political rights (those cases had reference to the elective
franchise) may properly be alleged to have the required
value in money” within the jurisdiction of the require
ment.
Giles v. Harris, 189 U. S. 475, in no way conflicts with
our contention, that being a suit in equity to compel the
Board of Registrars to enroll the names o f themselves and
other negroes upon the voting lists of the county in which
they resided. The decision was based upon the ground
that it was impossible for the Court to grant the equitable
relief which was asked. The complaint was characterized
as “ a bill for a mere declaration in the air.” The relief
asked for the right of registration under what was de
clared to be a void instrument. It was also held that a
court of equity could not take jurisdiction because it could
do nothing to enforce any order that it might make. In
the course o f his opinion Mr. Justice Holmes said, on the
authority of W ylie v. Sinkler and Swafford v. Tem pleton:
23
“ W e have recognized, too, that the deprivation
o f a man’s political and social rights properly
may be alleged to involve damage to that amount,
capable of estimation in money.”
In the present case the action is one at law for damages
occasioned by the deprivation of the plaintiff of his politi
cal and social rights.
L ovev . Griffith, 2GG U. S. 32, was likewise a bill in equity
filed in February, 1921, by the plaintiffs, who were quali
fied electors o f the Democratic political faith, to enjoin
the City Democratic Executive Committee of Houston,
Texas, from enforcing a rule that negroes could not be
allowed to vote in the Democratic city primary election
to be held on February 9, 1921. The State Court in the
first instance dismissed the bill. On appeal to the Court
o f Civil Appeals of the State the case came up for hearing
months after the election, and it was decided that the
cause of action had ceased to exist and that therefore the
appeal would not be entertained. In that situation the
case came before this Court. Mr. Justice Holmes said :
“ I f the case stood here as it stood before the
court of first instance it would present a grave
question o f constitutional law and we should be
astute to avoid hindrances in the way o f taking it
up. But that is not the situation. The rule prom ul
gated by the Democratic Executive Committee was
for a single election only that had taken place long
before the decision of the Appellate Court. No con
stitutional rights o f the plaintiffs in error were in
fringed by holding that the cause of action had
ceased to exist. The bill was for an injunction
that could not be granted at that time.”
As has been already pointed out, the present action is
one at law for damages, and therefore does not come within
24
the ruling made in the case cited. Moreover, it is signifi
cant that that case arose two years before the enactment
o f the statute which we are now attacking. It merely
involved a rule o f the Democratic Executive Committee of
Houston. Here, we are confronted by an A ct of the Legis
lature sought to be enforced by the State of Texas and
directed against a component part o f the citizenry of the
State. W e are contending against the validity o f the leg
islation of the State and not merely against the action of
a Democratic executive committee taken pursuant to that
legislation. From this statement we do not wish it to be
inferred that Ave entertain any doubt as to the right of
a negro citizen otherwise qualified to vote to attack the
validity o f the action o f such a committee excluding him
from voting on account o f his race or color, even in the
absence o f legislation. It is likewise significant that in
the case just cited this Court recognized that if the case
stood here as it did before the court of first instance, it
would “ present a grave question o f constitutional law.”
(9 ) The stress of the argument o f the State rests on
the proposition that the primary of a political party is not
an election within the meaning o f the Constitution of the
United States, and that is stated to be “ the crux o f the
whole case.”
It has, of course, been observed that we have not referred
to any constitutional provision which mentions the word
“ election.” Our reliance is upon the Fifteenth Amend
ment, which relates to “ the right to vote” and which for
bids the denial or abridgment o f that right. We are not,
therefore, concerned with the decisions that have been
cited at pages 9 to 13 of the State’s brief. In none of
them is there any question as to the right to vote. EA’en
as to the propositions discussed in those cases there is a
contrariety o f opinion in the authorities. The following
are opposed to those cited :
People v. Chicago Election Commissioners, 221
111. 9 ; 77 N. E. 321;
People v. Strassheim, 240 111. 279; 88 N. E. 821;
People v. Haas, 241 111. 575; 89 N. E. 792;
People v. Deneen, 247 111. 289; 93 N. E. 437;
State v. Hirsch, 125 Ind. 207; 24 N. E. 1062;
Heath v. Rotherham, 79 N. J. Law 72; 77 Atl.
520;
Spier v. Baker, 120 Cal. 370; 52 Pac. 659;
Leonard v. Commonwealth, 112 Pa. 607; 4 Atl.
220;
Anderson v. Ashe, 66 Texas Civil App. 262; 22
S. W . 1044.
The State’s principal reliance is on the decision in N ew
berry v. United States, 256 U. S. 232, which involved the
constitutionality o f Section 8 of the Federal Corrupt Prac
tices Act, which undertook to limit the amount o f money
which the candidates for Representative in Congress or
for United States Senator might contribute or cause to be
contributed in procuring his nomination or election. In
so far as it applied to a primary election o f candidates
for a seat in the Senate, the Fifteenth Amendment was
in no way involved.
The meaning o f the phrase “ the right to vote” was not
and could not have been considered, since there had been no
denial or an abridgment o f that right on account o f race,
color, previous condition o f servitude, or o f sex. The sole
constitutional question involved concerned the interpreta
tion to be given to Article I, Section 4, of the Constitution,
which provides:
“ The times, places and manner o f holding elec
tions for senators and representatives, shall be pre-
2(5
scribed in each State by the Legislature thereof;
but the Congress may at any time by law make or
alter such regulations, except as to the places of
choosing senators.”
The question, therefore, was whether the limited right
to deal with “ the times, places and manner o f holding
elections” involved the right to regulate the use o f money
in connection with the primary election of candidates for
the Senate and House o f Representatives.
It was held that an undefined power in Congress over
elections of Senators and Representatives not derived
from Article I, Section 4, could not be inferred from the
fact that the offices were created by the Constitution or
by assuming that the Government must be free from any
control by the States over matters affecting the choice
of its officers. It was further held that the elections
within the original intendment of Section 4 of A rti
cle I were those wherein Senators should be chosen by
legislatures and Representatives by voters “ possessing the
qualifications requisite for electors o f the most numerous
branch o f the state legislature.”
It was likewise held that the Seventeenth Amendment
did not modify Article I, Section 4, which was the source
o f Congressional power to regulate the times, places and
manner of holding elections; and, finally, that the power to
control party primaries for designating candidates for the
Senate was not “ within the grant of power to regulate the
manner o f holding elections.”
The “ right to vote” is infinitely more comprehensive in
its meaning, scope and operation than is the reference to
the “manner o f holding elections for senators and repre
sentatives,” which was under consideration in Newberry
v. United States.
Moreover, in that case Justices McReynolds, Holmes,
Day and Vandevanter voted for reversal on the constitu-
27
tional ground, while Mr. Chief Justice White, differing on
the constitutional question, voted for a reversal and a new
trial because of an error in the charge to the jury, and Jus
tices Pitney, Brandeis and Clarke, likewise finding error
in the instructions to the jury, were o f the opinion that
the A ct itself was valid. Mr. Justice McKenna concurred
in the opinion of Mr. Justice McReynolds “ as applied to
the statute under consideration, which was enacted prior
to the Seventeenth Amendment, but reserved the question
of the power o f Congress under that Amendment.”
In view o f this divergence o f opinion with respect to the
provision o f Section 4 o f Article I o f the Constitution,
it can scarcely be said that it has any direct bearing on
the questions here involved arising under the Fourteenth
and Fifteenth Amendments.
II.
The statute under consideration likewise offends
against the Fourteenth Amendment inasmuch as it is
a law abridging the privileges and immunities of citi
zens of the United States, and because it denies to
persons within its jurisdiction the equal protection
of the laws.
This statute takes from negroes wdio are qualified as
voters under the laws and Constitution of the State of
Texas, and who are bona fide members o f the Democratic
party, the right to participate in the Democratic primary
election which is conferred on all other persons coming
within that definition. It likewise classifies qualified
voters who are bona• fide members o f the Democratic party
by permitting all persons who are white to vote at Demo
cratic primary elections, and prohibits all who are black
from so voting.
O Q
Independently, therefore, of the Fifteenth Amendment,
we contend that this statute is a violation of the Four
teenth Amendment, which brings us to a consideration
o f the scope of the latter amendment as interpreted by this
Court. In reference to it Mr. Justice Strong said in
Strauder v. W est Virginia, 100 U. S. 306, where a statute
in effect singled out and denied to colored citizens the
right and privilege of participating in the administration
o f the law as jurors because of their color, though qualified
in all other respects:
“ This is one o f a series of constitutional provi
sions having a common purpose; namely, securing
to a race recently emancipated, a race that through
many generations had been held in slavery, all the
civil rights that the superior race enjoy. The true
spirit and meaning of the amendments, as we said
in the $ laughter-IJouse Cases (16 W all. 36), cannot
be understood without keeping in view the history
o f the times when they were adopted, and the gen
eral objects they plainly sought to accomplish. At
the time when they were incorporated into the Con
stitution, it required little knowledge o f human
nature to anticipate that those who had long been
regarded as an inferior and subject race would,
when suddenly raised to the rank of citizenship, be
looked upon with jealousy and positive dislike, and
that State laws might be enacted or enforced to
perpetuate the distinctions that had before existed.
Discriminations against them had been habitual. It
was well known that in some States laws making-
such discriminations then existed, and others might
well be expected. * * It was in view of these
considerations that the Fourteenth Amendment was
framed and adopted. I t was designed to assure to
the colored race the enjoym ent of all the civil rights
that under the law are enjoyed by white persons ,
and to give to that race the protection of the general
governm ent, in that enjoym ent, whenever it should
be denied by the States. It not only gave citizenship
2!)
and tlie privileges o f citizenship to persons o f color,
but it denied to any State the power to withhold
from them the equal protection o f the laws, and
authorized Congress to enforce its provisions by ap
propriate legislation. To quote the language used
by us in the Slaughter-House Cases, ‘No one can
fail to be impressed with the one pervading purpose
found in all the amendments, lying at the founda
tion of each, and without which none o f them would
have been suggested— we mean the freedom of the
slave race, the security and firm establishment of
that freedom, and the protection of the newly made
freeman and citizen from the oppressions o f those
who had formerly exercised unlimited dominion over
them.’ ”
The opinion then discusses the terms of the Fourteenth
Amendment and the necessity o f construing it liberally
to carry out the purposes of the framers, and then proceeds
to consider the equal protection clause:
“ What is this but declaring that the law in the
States shall be the same for the black as for the
white; that all persons, whether colored or white,
shall stand equal before the laws o f the States, and,
in regard to the colored race, for whose protection
the amendment was primarily designed, that no dis
crimination shall be made against them by law be
cause of their color? The words of the amendment,
it is true, are prohibitory, but they contain a neces
sary implication o f a positive immunity, or right,
most valuable to the colored race— the right to ex
em ption from unfriendly legislation against them
distinctively as colored— exemption from legal dis
criminations, implying inferiority in civil society,
lessening tlie security of their enjoym ent o f the
rights which others enjoy, and discriminations
which are steps reducing them to the condition of
a subject race.
That the W est Virginia statute respecting juries
—the statute that controlled the selection of the
grand and petit jury in the case of the plaintiff in
error— is such a discrimination ought not to be
doubted. Nor would it be if the persons excluded by
it were white inen. I f in those States where the
colored people constitute a m ajority of the entire
population a law should be enacted excluding nil
white men from jury service, thus denying to them
the privilege of participating equally with the blacks
in the administration of justice, we apprehend no
one would be heard to claim that it would not be a
denial to white men of the equal protection o f the
laws. Nor if a law should be passed excluding all
naturalized Celtic Irishmen, would there be any
doubt of its inconsistency with the spirit of the
amendment. The very fact that colored people arc
singled out and expressly denied by a statute all
right to participate in the administration of the
law, as jurors, because of their color, though they
are citizens, and' may be in other respects fully quali
fied, is practically a brand upon them, affixed by the
law, an assertion of their inferiority, and a• stimu
lant to that race prejudice which is an impediment
to securing to individuals of the race that equal jus
tice which the law aims to secure to all oth ers:’
To the same effect are opinions in
Virginia v. Rives, 100 U. S. 313, and
E x parte Virginia, 100 U. S. 339.
In M cPherson v. Blacker, 146 U. S. 1, 39, it is stated:
“ The object o f the Fourteenth Amendment in re
spect of citizenship was to preserve equality o f
rights and to prevent discrimination as between citi
zens, but not to radically change the whole theory
o f the relations of the state and Federal govern
ments to each other, and o f both governments to
the people. In re Kem m ler, 13G U. S. 436.
The inhibition that no State shall deprive any
person within its jurisdiction of the equal protec
tion o f the laws was designed to prevent any per-
3 0
31
sons or class of persons from being singled out as
a special subject for discriminating and hostile leg
islation. Pembina Company v. Pennsylvania, 125
U. S. 181, 188.”
In Buchanan v. W arley, 245 U. S. 76 (the Louisville
Segregation Case), Mr. Justice Day said:
“ The effect of these Amendments was first dealt
with by this court in The Slaughter H om e Cases,
16 Wall. 36. The reasons for the adoption of the
Amendments were elaborately considered by a court
familiar with the times in which the necessity for
the Amendments arose arid with the circumstances
which impelled their adoption. In that case Mr.
Justice Miller, who spoke for the majority, pointed
out that the colored race, having been freed from
slavery by the Thirteenth Amendment, was raised
to the dignity o f citizenship and equality of civil
rights by the Fourteenth Amendment, and the
States were prohibited from abridging the privileges
and immunities o f such citizens, or depriving any
person o f life, liberty, or property without due
process o f law. W hile a principal purpose of the
latter Amendment was to protect persons of color,
the broad language used was deemed sufficient to
protect all persons, white or black, against discrim
inatory legislation by the States. This is now the
settled law. In many o f the cases since arising the
question o f color has not been involved and the
cases have been decided upon alleged violations o f
civil or property rights irrespective of the race or
color o f the complainant. In The Slaughter House
Cases it was recognized that the chief inducement to
the passage of the Amendment was the desire to ex
tend federal protection to the recently emancipated
race from unfriendly and discriminating legislation
by the States.”
32
See a lso :
Gibson v. Alississ-ippi, 162 U. S. 565;
Garter v. Texas, 177 U. S. 442, 447;
Rogers v. Alabama, 192 U. S. 226, 231
A mere reference to Yick W o v. Hopkins, 118 U. S. 356,
and to the classic opinion of Mr. Justice Matthews in that
case will suffice for the purposes of this argument, although
in the ordinance there in question there was not the brutal
frankness which characterizes the legislation now under
consideration which expressly discriminates against the
negro. In the case cited, without reference to the fact
that it was intended to discriminate against Chinese laun-
drymen, they were not named in the ordinance, although
in its operation, as well as in its purpose, it was designed
to differentiate between them because of their race and
others who conducted laundries.
See a lso :
Truax v. Reich, 239 U. S. 33;
Ah Iiow v. Nunan, 5 Sawyer 552;
Re T iburdo Parrott, 1 Fed. 481;
R e A h Chong, 2 Fed. 733;
People ex rel. Farrington v. Mensching, 187 N. Y.
18;
R oyster Gnan Co. v. Virginia, 253 U. S. 412.
Illustrations could be multiplied, but none o f them
would be so directly applicable here as are those to which
attention has been directed.
The vice of this legislation appears on its face. It lays
down a general principle which confers the right to vote
at a Democratic primary election upon all voters qualified
under the Constitution and laws of the State o f Texas
who are bona fide members o f the Democratic party. Then
3;
follows the discrimination, couched in the most emphatic
terms, that in no event shall a negro be permitted to par
ticipate in a Democratic primary election held in the State
o f Texas. Not content with that explicit discrimination,
there follows the provision that should the negro vote in a
Democratic primary election his ballot shall be void, and
then, to emphasize the humiliation sought, to be inflicted
upon the negro, the election officials are directed by the
statute to “ throw ou t” such ballot and “ not count the
same.” It is like administering a kick to a murdered man
as an evidence of malice and contempt.
If this is not arbitrary classification by race and color ;
if it does not constitute a complete deprivation of the equal
protection of the laws; if it is not an abridgment of
privileges and immunities of a citizen of the United States,
then it is impossible to conceive of any acts which come
within those terms. Every white man and every white
woman who possesses the qualifications mentioned in the
act. however ignorant or degraded, or mentally unfit,
whether naturalized or native, may vote without let or
hindrance, and no negro, though possessing all the quali
fications prescribed by the statute, however intelligent and
patriotic and industrious and useful a citizen he may be,
though he and his ancestors may have lived and labored
within the State from the time of its organization, is denied
that right.
W e are not here concerned with a political question.
It is one that transcends all politics. It is one which
involves the supremacy o f the Constitution both in its
letter and in its spirit. It cannot be met with the con
temptible platitude that is in itself an insult to the Con
stitution, that the “ Democratic party o f the State (Texas)
is a white man’s party.” Nor is it an answer to say to
a negro who believes in the doctrines o f the Democratic
party, that because the law relating to the primaries o f
3 4
other political parties has not provided for the exclusion
of negroes from membership therein and because such par
ties may select their own candidates to be voted upon in
the general election that he has no cause for complaint.
In other words, the suggestion is that in view o f the fact
that the Legislature of Texas has not yet prohibited
negroes from voting in the Republican primaries, and re
gardless of the fact that there are negroes who conscien
tiously prefer to vote for the principles and policies of
the Democratic party, their remedy for exclusion from
that party is to vote for the candidates of a party to whose
doctrines they are opposed.
Let us suppose the conditions w-ere reversed, and the
white Democrats of Texas were excluded from the Demo:
cratic primaries, and, by way o f consolation, were informed
that they might vote for the candidates o f the Republican
party o f Texas. W ith what satisfaction such a sop would
be received!
III.
It is respectfully submitted that the judgment of the
Court below should be reversed, and the cause re
manded for trial upon its merits.
LOUIS M ARSH ALL,
M OORFIELD STOREY,
A R TH U R B. SPIN G A RN ,
F R E D O. K N OLLEN BERG,
R O B E R T J. CH AN NELL,
Counsel for Plaintiff-in-Error.
K.
I A, A, C, P.
70 FIFTH AVE„
IE.W YORK CITV
BRIEF FOR APPELLEE.
IN THE
United States Circuit Court of Appeals
FOURTH CIRCUIT
AT RICHMOND
No. 2974
A. C. BLILEY, W ILLIAM BOLTZ AND W ILLIAM
RICKER, A p p e l l a n t s ,
versus
JAMES O. WEST, A p p e l l e e .
Ap p e a l prom t h e D is t r ic t Co u r t op t h e U n it e d S t a t e s
fo r t h e E a s t e r n D is t r ic t op V ir g in ia , R ic hm o n d .
A t L a w .
JOSEPH R. POLLARD and
ALFRED E. COHEN,
Counsel f or Appellee.
IN THE
United States Circuit Court of Appeals
FOURTH CIRCUIT
AT RICHMOND
No. 2974
A. C. BLILEY, W ILLIAM BOLTZ AND W ILLIAM
RICKER, Ap p e l l a n t s ,
versus
JAMES 0. WEST, A p p e l l e e .
A p p e a l fro m t h e D is t r ic t Co u r t of t h e U n it e d S t a t e s
for t h e E a s t e r n D is t r ic t of V ir g in ia , R ic hm o n d .
A t L a w .
B r ie f for A p p e l l e e .
BRIEF STATEM ENT OF FACTS
On April 3, 1928, a legalized primary election was
held solely by the Democratic party under the Constitution
2
and statute laws o f Virginia for candidates to fill the offices
o f mayor, aldermen and councilmen in Richmond, V ir
ginia. Appellee, who is a negro, a Democrat and an elector
duly qualified to vote for “ all officers elective by the people,”
was denied by the appellants, primary judges, the right to
vote in said primary for candidates for said offices, the
judges aforesaid basing their denial o f such right upon the
primary election statutes o f Virginia, pursuant to which
the State Democratic Committee promulgated a rule limit
ing participation in the Democratic primary to white
voters.
Appellee claimed the right to vote at said primary elec
tion because “ the costs of said primary election and other
matters pertaining thereto were borne” (R., p. 9) by the
public treasury o f the city of Richmond, into which treasury
as well as into that o f the State, appellee had paid taxes,
and which right to vote appellee claimed was granted un
der the Constitution o f Virginia, and protected against dis
crimination because o f his race, color, or previous condi
tion o f servitude by the Fourteenth and Fifteenth Amend
ments to the National Constitution and the laws o f Con
gress, anything in the primary election laws and the rule
o f the Democratic party aforesaid to the contrary notwith
standing, and brought his action for damages against the
appellants, primary election judges, as officers acting for
and in the name o f the State o f Virginia under statutes
enacted by the Virginia Legislature, for the denial of such
right, alleging, in part, in his declaration, as follow s:
“ That the successful candidates nominated in said
Democratic primary were, in the general election held
in June following the said primary, elected to the
respective offices o f mayor, aldermen and councilmen
for the city o f Richmond, and the denial o f the right
3
of the plaintiff to vote in said primary election had the
same effect upon the plaintiff’s right to vote as though
he had been denied a right to vote in said general elec
tion for said offices.” (R., 14.)
ARGUMENT
1. The demurrer to the declaration as amended was
properly overruled. The Fourteenth Amendment,
Section 1, guarantees citizens o f the United States
against the abridgment o f their privileges and im
munities; it guarantees all persons against dep
rivation by any state of liberty without due protec-
ess o f law and assures them of the equal protec
tion o f the laws.
2. The Fifteenth Amendment and the Acts of Con
gress protect the right of the citizen to vote from
being abridged by the state on account of race,
color, or previous condition o f servitude.
3. The principles o f the Fourteenth and Fifteenth
Amendments have been recognized in the Constitu
tion o f V irginia; the right to vote without regard
to color is a privilege of a citizen o f V irginia; it is
recognized as the law of the land and the negro
cannot be deprived o f it without a denial o f due
process o f law and the equal protection of the
law.
4. A law must be complete when it leaves the legisla
tive halls, and there is no power in the legisla
ture to delegate to one man, or a set o f men, the
power to make law for others, and this the V ir
ginia Legislature has done by authorizing parties
to make rules for their own government, intended
4
to disfranchise negroes, thereby violating the due
process ciause of the Fourteenth Amendment.
5. The Virginia primary law, which law includes
within it party rules, is an inseparable part of
the election machinery; the primary election is an
election, and the general election is an adjunct
only to the primary election.
6. The primary election judges when serving at the
polls are officers of the State, exercising the powers
of the State of Virginia, and not those derived
from a political party.
7. It must be conceded that the Legislature cannot
by its direct enactment exclude negroes from vot
ing; that the Virginia Constitution provides for
suffrage for “ all officers elective by the people”
and that a primary election held under the Con
stitution and laws, is an election by the people,
especially when that election is determinative of
the final result in the general election.
8. The contentions o f the appellants.
9. The plea o f res adjudicata was properly overruled.
F irst: The demurrer to the declaration as amended
was properly overruled. The Fourteenth Amendment, Sec
tion 1, guarantees citizens of the United States against the
abridgment of their privileges and immunities; it guaran
tees all persons against deprivation by any state of liberty
without due process o f law and assures them of the equal
protection of the laws.
“ Sec. 1. All persons born or naturalized in the
United States, and subject to the jurisdiction thereof,
are citizens o f the United States and o f the State
wherein they reside. No State shall make or enforce
5
any law which shall abridge the privileges or im
munities of citizens of the United States; nor shall any
State deprive any person of life, liberty, or property,
without due process of law; nor deny to any person
within its jurisdiction the equal protection of the
laws.”
X IV AM ENDM ENT TO FEDERAL CONSTITUTION
“ The necessary effect and operation of a statute
may be considered in determining its validity under
the Federal Constitution.”
Bailey v. Alabama, 219 U. S. 219.
The Code o f Virginia, 1924, Sec. 222 provides for the
election o f representatives in Congress and members o f the
State Legislature in the primary, as follows:
“ This chapter” (chapter on primary elections)
“ shall apply to the nomination o f candidates fo r such
offices as shall be nominated by a direct primary and
to no other nominations. The right to provide that a
party nomination shall be made by a direct primary or
some other method shall be determined as follow s: For
a member o f the Senate in the Congress of the United
States, or for any State office, by the duly constituted
authorities of any political party for the State at large;
for any district office or member of the House of
Representatives of the United States, or for State
senator, member o f the House of Delegates, or for any
city, town, or county office, by the duly constituted
authorities o f any political party for the district,
county, city, town, or other political subdivision o f the
6
State in which such office is to be filled. All nomina
tions made by direct primary shall be made in ac
cordance with the provisions of this chapter. * *”
The right to vote for representatives in Congress, the
executive and judicial officers of a State, or members of the
Legislature thereof is protected from abridgment by Sec.
2 o f the Fourteenth Amendment to the National Constitu
tion.
The right to vote for representatives in Congress
is not derived merely from the Constitution and laws
o f the State in which they are chosen, but has its
foundation in the Constitution and laws o f the United
States, and for deprivation of such right an action for
damages is maintainable.
Wiley v. Sinkler, 179 U. S. 58-62-64.
Under the 14th Amendment a State Legislature may
classify political subdivisions of the State with reference
to population for the purpose of registration of voters, be
cause the right to vote is primarily derived from the State
and the elective franchise is one o f the fundamental priv
ileges and immunities of the citizen as citizens o f the State
and o f the United States (Mason V. Missouri, 179 U. S.
328) but the Legislature directly or indirectly cannot clas
sify citizens as to the elective franchise upon the basis of
color, race or previous condition o f servitude, without run
ning counter to the Fourteenth Amendment. ( Buchanan
V. Warley, 245 U. S. 60.)
“ That amendment” (14th Amendment) “ while it
applies to all, was passed as we know, with special in-
7
tent to protect the blacks from discrimination against
them. Slaughter House Cases, 16 Wall. 36; Strauder
v. West Virginia, 100 U. S. 303. That amendment ‘not
only gave citizenship and the privileges of citizenship
to persons of color, but it denied to any State the
power to withhold from them the equal protection of
the laws * * *. What is this but declaring that
the law in the States shall be the same for the black
as for the white; that all persons whether colored or
white, shall stand equal before the laws of the States,
and, in regard to the colored race, for whose protection
the amendment was primarily designed, that no dis
crimination shall be made against them by law be
cause of their color.’ ”
“ I f the defendant’s conduct was a wrong to the
plaintiff, the same reason that allows a recovery for
denying the plaintiff a vote at a final election, allow it
for denying a vote at a primary election that may
determine the final result.”
Nixon v. Herndon, 273 U. S. 536.
Second: The Fifteenth Amendment and the Acts of
Congress 'protect the right o f the citizen to vote from being
abridged by the State on account of race, color, or previous
condition of servitude.
“ Section 1. The right o f citizens o f the United
States to vote shall not be denied or abridged by the
United States or by any State on account o f race, color,
or previous condition o f servitude.”
“ All citizens of the United States who are other
wise qualified by law to vote at any election by the
8
people in any State, territory, district, county, city,
parish, township, school district, municipality, or other
territorial subdivision, shall be entitled and allowed to
vote at all such elections, without discrimination of
race, color, or previous condition of servitude, any con
stitution, law, custom, usage, or regulation of any
State or territory, or by or under its authority, to the
contrary notwithstanding.” (Italics added.)
Title 8, Section 31, U. S. C. (R., S. sec. 2004).
Congress has the right by law to enforce the XV
Amendment by preventing discrimination on account of
race, color or previous condition o f servitude.
Williams v. Mississippi, 170 U. S. 213.
And a State law which affects the exercise o f the
right to vote is a question arising under the Federal
Constitution.
Swafford V. Templeton, 185 U. S. 487.
“ Since the Fifteenth Amendment the whole con
trol over suffrage and the power to regulate its exer
cise, is still left with and retained by the several States,
with the single restriction that they must not deny or
abridge it on account of race, color or previous condi
tion of servitude.”
United States V. Harris, 106 U. S. 636-644; James V.
Bowman, 190 U. S. 127.
“ While the Fifteenth Amendment does not con
fer the right o f suffrage on any class, it does prohibit
9
the States from depriving any person of the right of
suffrage whether Federal, State, or municipal. Elec
tion officers who refuse to allow persons to exercise
their suffrage, because of a State law disqualifying
them according to a standard made unconstitutional
by the Fifteenth Amendment are liable for damages in
a civil action under section 1979, Rev. Statutes.”
M yers v. Anderson, 238 U. S. 369-377-379.
The Fifteenth Amendment guarantees to the negro the
right to vote. This is more than a privilege; it is an actual
right, o f which he cannot be deprived without due process
of law. He is entitled in the enjoyment of that right to
have the equal protection of the laws.
Third: The principles o f the Fourteenth and F if
teenth Amendments have been recognized in the Constitu
tion of Virginia. The right to vote without regard to color
is a privilege of a citizen of Virginia; it is recognized as the
law of the land and the negro cannot be deprived of it with
out a denial of due process of law and the equal protection
of the law.
Article II, section 18 o f the Virginia Constitution pro
vides for suffrage for “ all officers elective by the people,”
as fo llow s:
“ Every male citizen o f the United States, twenty-
one years o f age, who has been a resident of the State
two years, o f the county, city or town, one year, and of
the precinct in which he offers to vote, thirty days
next preceding the election in which he offers to vote,
has been registered and has paid his State poll taxes,
as hereafter required, shall be entitled to vote fo r
10
members o f the General Assembly and all officers
elective by the people * *
Pursuant to the Nineteenth Amendment to the Federal
Constitution, Article II, sec. 18 of the Virginia Constitu
tion was amended so as to confer the right to vote on
women. In the amended Constitution residence in State
has been reduced to one year and in political subdivisions of
State to six months to entitle one to vote.
1928 Supplement to Virginia Code, pp. 380, 381.
The Legislature cannot directly, or indirectly, prescribe
any qualifications for suffrage, different from, or additional
to those found in the Constitution, by its own enactment,
or through a political party, and give it the force of law.
Under the Constitution o f Virginia of 1869 which pro
vided that:
“ Every male citizen o f the United States, twenty-
one years old, who shall have been a resident o f this
State twelve months, and o f the county, city or town
in which he shall offer to vote three months, shall be
entitled to vote for members o f the General Assembly
and all officers elected by the people * •
The Supreme Court of Appeals o f Virginia held in
construing that constitutional provision that:
“ The right of suffrage is derived from the Con
stitution o f the State, and to it we must look to ascer
tain who may, or who may not vote. The Legislature
cannot directly, or indirectly, prescribe any qualifica
tions additional to those found in the Constitution
* * * »
Pearson v. Board o f Supervisors, 91 Va. 322.
11
Section 36, Virginia Constitution reads:
“ The General Assembly shall enact such laws as
are necessary and proper for the purpose of securing
the regularity and purity of general, local and primary
elections, and preventing and punishing any corrupt
practices in connection therewith; and shall have
power in addition to other penalties and punishments
now or hereafter prescribed by law for such offenses,
to provide that persons convicted o f them shall there
after be disqualified from voting or holding office.”
“ This section means nothing more than that the
Legislature shall pass laws necessary for securing
regularity and purity in primary as well as local and
general elections. What shall these laws be? Only
punitive laws prescribing penalties and punishment
for irregularity and impurity in the conduct o f those
conducting the primary, local or general elections, in
cluding the penalty of disfranchisement.”
“ Nothing in the Constitution authorizes the Legis
lature to delegate to a party committee the making of
new qualifications for office, or to make rules and reg
ulations which are to have the force o f law, or to fix
a salary, or the fees o f a mere party secretary, and to
appropriate money from the party ti'easury to pay
them. This law” (the earlier primary acts of Virginia
Legislature) “ like those, surrenders to a political party
the power o f legislation * * *. It gives to the plan
of party organization and its rules and regulations the
force of law * *
Vol. X I, Virginia Laio Register, 803-804-805.
12
At the time the last quoted language was written,
primaries in Virginia were held at the expense of the party,
and not at the expense of the public treasury. Six years
afterwards, in 1912, the earlier primary acts were amended
and a legalized primary law enacted to be held by either
or both o f the two major political parties at their election,
at public expense, save for small contributions assessed in
the statute against candidates, if opposed in the primary,
and if unopposed, not one cent. The Act of 1912 provided
in section 4 for the appointment of primary judges by
“ the county or city committees of the party holding the
primary.”
Acts, Va. Assembly, 1912, p. 611, et seq.
By later amendments the judges are appointive by the
electoral boards.
The primary act o f 1912 was amended by an act in
1914, which became effective January 1, 1915, by which the
fees to be paid by candidates if opposed in the primary
were further reduced, and which latter act is practically
the same as that found in the revised Code of 1919, and the
Code of Virginia, 1924, chapter 15, with amendments
reducing fees of candidates still further, so that now such
fees are negligible, and if a candidate is not opposed, he
has no fees to pay.
Acts of Virginia Assembly, 1914, p. 513. See also Pol
lard’s Supplement, 1916, pp. 872 to 886, inclusive, the lat
ter pages setting forth the primary rules of the Democratic
party of Feb. 13, 1913; Code of Virginia, 1924, section 249,
the latter section providing for entrance fees if candidate
is opposed.
13
Chapter 15, section 227, Code Va. 1924, delegates the
power o f making rules and regulations to a party com
mittee, as follow s:
“ Section 227. Right and power of parties.—
Each party shall have the power to make its own rules
and regulations, call conventions, to proclaim a plat
form or ratify a nomination, or for any other purpose,
and perform all functions inherent in such organiza
tion * * *. Nothing in this chapter shall be con
strued to limit or circumscribe the rules and regula
tions for its own government and determine its own
methods of making nominations for public office: but
no party which has adopted the plan o f making
nominations for office by primary, shall have the power
to nominate by a convention any candidate to be voted
for at any particular primary. A primary when held
shall be conducted under the provisions of this chap
t e r " (Italics supplied.)
Chapter 15, section 228, Code Va. 1924 then provides
who may vote at the primary as follows:
“ Section 228. Who may vote.— All persons quali
fied to vote at the election for which the primary is
held, and not disqualified by reasons of other require
ments in the law of the party to which he belongs,
may vote at the prim ary; except that: No person
shall vote for the candidates o f more than one party
• * • »
Pursuant to the above statutory provision, sections
227-228, Code Va., 1919, on June 11, 1924, the general com
mittee o f the Democratic party adopted as a part of their
plan the following rule:
14
“ Who may vote.— All white persons qualified to
vote at the election for which the primary is held, may
vote at the primary * *
And under the provisions of chapter 15, Code of V ir
ginia 1924, and the said rule of the Democratic party the
primary election was held on April 3, 1928, in which the
appellee was denied the right to vote by the appellants who
were election judges at his precinct.
“ The sole function o f the Legislature, with respect
to the exercise of the right of suffrage, is to provide
the method of voting, and to guard against improper,
illegal or fraudulent voting * * "But a regula
tion which virtually establishes a test of qualification
of the voter, additional to those prescribed in the Con
stitution, is unconstitutional and therefore void.”
Keith, P., Pearson V. Board of Supervisors, 91 Va. 322.
In this case the party makes the rule and the Legislature^
gives to it the force of law.
In Johnson v. Grand Forks County, 16 N. D. 363, it
was held:
“ Section 121 of the Constitution prescribes the
qualification of voters at ‘any election.’ It is true that
at the time of the adoption of the Constitution, a
primary election was unknown * * *. When the
Constitution says ‘any election’ in prescribing the
qualification of voters * * * (It) “ includes a
primary election.”
Fourth: A law must be complete when it leaves the
legislative halls, and there is no power in the Legislature
15
to delegate to one man or a set of men, the power to make
law for others. This the Legislature has done in authoriz
ing parties to make rules, thereby violating the due process
clause of the Fourteenth Amendment.
The vote in the primary, especially where there is but
one effective party, is the equivalent of an election; it is a
sacred right guaranteed against abridgment not only by
the Federal amendments, but in every State constitution.
A party committee under such power as is delegated to it
in sections 227-228 o f the Code of Virginia 1924, may as
well set at naught by party rule the X IX Amendment to the
National Constitution giving women the right to vote, as
the Fourteenth Amendment, by disfranchising Democratic
negroes, by withholding from them participation in a party
primary election. The Legislature cannot disfranchise
negroes directly, nor can a party rule do it indirectly.
“ Nor can the Legislature in attempting to pre
vent fraud, disfranchise voters without their own
fault or negligence. The power of the Legislature in
such cases is limited to laws regulating the enjoy
ment o f the right by facilitating its lawful exercise.
The right to vote must not be impaired by regula
tion. It must be regulation and not destruction.”
(Italics ours.)
Attorney General V. Detroit, 7 L. R. A., 99-103.
In a primary election the Legislature cannot delegate
its powers to a party committee to determine whether can
didates shall be nominated by a majority or plurality vote.
“ The Legislature must decide what the law shall
be and the power delegated to that department can-
16
not be again delegated to any other body or authority
• * * »
People ex rel. Beckon v. Election Com’rs, 221 111. 9-19-
20.
There can be no substantial distinction between the
constitutional guarantees of life, liberty and property, and
the right to vote guaranteed to the individual, by which lat
ter as a member o f society he is enabled to uphold the form
er, and without which he is left to the mercy of others. But
citizens entitled to vote for “ all officers elective by the
people” by Constitution o f Virginia require the consent of
the executive party committees under the Virginia primary
law, before they can exercise that franchise in a primary.
“ The conditions requiring consent o f property
owners was repugnant to the due process clause o f the
Fourteenth Amendment. There is no provision for
review * * * their failure to give consent is final.
They are not bound by any official duty, but free to
withhold consent for selfish reasons, or arbitrarily *
* *. The delegation so attempted is repugnant to the
due process clause of the Fourteenth Amendment.”
Washington ex rel. Seattle Title and Trust Co., Trustee,
etc. v. Roberge, Superintendent of Building, 278 U. S. 116-
121- 122.
Eubank V. City of Richmond, 226 U. S. 137-143.
F ifth : The Virginia primary law which includes party
rules as a part of the law, is an inseparable part o f the elec
tion machinery; the primary election is an election, and the
general election is an adjunct only to the primary election.
17
“ The Federal Supreme Court when dealing with
the constitutionality of State statutes challenged under
the United States Constitution accepts the meaning of
such statutes as construed by the highest court of the
State.”
Farncomb v. Denver, 252 U. S. 7.
The construction placed by the highest court o f the
State on its own statutes is authoritative in the Supreme
Court of the United States.
Wick v. Chelan Electric Co., Adv. Op. 1929-30, p. 90.
Keith, President of the Supreme Court o f Appeals
of Virginia, who delivered the opinion of the court in Pear
son v. Board of Supervisors, supra, also delivered the
opinion of the court in the case of Commonwealth v. Wilcox,
111 Va. 849-859.
Ibid., page 859, he said in part:
“ In other words, the primary when adopted by a
political party becomes an inseparable part of the
election machinery, and if a candidate to be voted
for at the general election is to be selected at a
primary, it is impossible to secure the regularity and
purity o f the general election without in the first
place guarding against irregularity and fraud at the
primary election. The primary election constitutes a
necessary part, and fulfills an essential function in the
conduct of elections— elections which shall faithfully
register the unbought will o f the electors * *
(Italics supplied.)
18
Vitality was given to the foregoing construction o f the
Virginia primary statute by its Supreme Court of Appeals
in the Acts of the General Assembly in 1914 in language
follow ing:
“ All provisions and requirements of the statutes
of this State in relation to holding of elections, the sale
o f intoxicating liquors on election day, of counting
ballots, of making and certifying returns and all kin
dred subjects shall apply to all primaries insofar as
they are consistent with this act, the intent o f this act
being to place the primary under the protection and
regulation of the laws o f this State governing elections
* * (Italics added.)
Acts of the General Assembly, 1914, pp. 513-515; Pol
lard’s, 1916, p. 873. Cf. Sec. 224, Code Va., 1924.
The words italicised above in the Act o f 1914 were left
out of section 224, Code Va. 1919. (Same section, Code
1924.)
“ In construing the Code the rule of construction is
that the old law was not intended to be altered unless
such intention plainly appears.”
Parr more V. Taylor, 11 Gratt. 220.
Not only has there not been manifested an intention
to change the statute, but such intention o f the Legislature
has been affirmed in a later case.
“ So far as we have been able to ascertain there is
no provision in our law, as exists in some of the States
in the Union, in conducting a primary, as distinguished
from an election on any question, other than the one
19
adverted to, to-w it: nomination of candidates. There
fore it was not necessary to allege in the indictment
that the primary was held according to law.” (Italics
added.)
Zippas v. Commonwealth, 141 Va. 497.
In Newberry v. United States, 256 U. S. 232-250, Mr.
Justice McReynolds speaking for the majority o f the court
in holding Senator Newberry not guilty of violating the
“ Corrupt Practices Act” of Congress said :
“ General provisions touching elections in constitu
tions and statutes are not necessarily applicable to
primaries— the two things are radically different.”
Other members of that august Tribunal took an op
posite view and wrote dissenting opinions. However, New
berry v. United States, supra, is not really pertinent here.
The real question there was whether Congress may legislate
with regard to nomination for senator or congressman.
Such right would have to rest upon Article I, Section 4 of
the Constitution of the United States, which gives Congress
the power to make regulations for “ holding elections for
senators and representatives.” Under this provision it was
held that Congress may not make regulations for nomina
tion o f senators and representatives.
Since then the case o f Newberry v. United States,
supra, has been distinguished away, and it is held that the
holding of party primaries is not purely a state affair, as
Congress has power over the conduct of its officers and em
ployees, so as to make contributions under pressure, within
the corrupt practices act in a state primary election.
United States V. Wurzbaeh, Ad. Op., 1929-30, 322-323.
20
Whatever may be the law in other states, section 224,
Code of Virginia, 1924, says:
“ All provisions and requirements of the statutes
o f this State in relation to the holding of elections *
* * shall apply to primaries insofar as they are not
inconsistent with this chapter * * *. All the pro
visions of this Code insofar as they relate to crimes
against the electoral franchise, are hereby made ap
plicable to primaries, except when inconsistent with
this chapter.”
See sections 82 and 82-a, Code Va., 1924, as to qualifica
tion of electorate in general elections.
Independent o f such express statutory provisions the
better view is that:
“ The primaries are not the private affair of politi
cal parties, but state regulated elections, part of the
election machinery of the state.”
State v. Junkin, 85 Neb. 1; State v. Michel, 121 La.
374; State V. Hirsh, 125 Ind. 207; Commonwealth v. Wil
cox, supra; Zippas V. Commonwealth, supra; Nixon v. Hern
don, supra.
Not only do the statutes and the decisions in Virginia
make of the twain one, but a casual survey demonstrates
that in the operation of the primary election is comprised
the personnel of all three branches o f the government—
Executive, Legislative and Judicial departments, thus put-
21
ting the election into the hands of the party in power. They
are required to act, not in their private capacities, but in
an official capacity in the primary election as well as in the
general election which follows the primary, by virtue of
section 224, Code of Va. 1924, and the statutory provisions
governing general elections, so as aforesaid combined and
intertwined.
In primary elections the Governor is a member of the
State Board o f Canvassers (Code Va. 1924, sec. 188), Secre
tary o f State convenes State Board o f Canvassers. (Code
Va. 1924, sec. 224.) The Legislature delegates to political
parties, or the party who makes use of the primary, the
power to prescribe the qualification of the electorate in the
primary (Code Va. 1924, secs. 227-228). The judges o f the
circuit and corporation courts appoint three members to
constitute the electoral board in their county, or city. (Code
Va. 1924, sec. 84.) The Constitution provides for the above
officers, and for the electoral board, the latter in section 31,
Virginia Constitution.
The electoral boards appoint primary and general elec
tion judges at the polls. (Const. Va., sec. 31; Code Va.,
1924, sec. 224). The courts are given judicial powers over
primary affairs, so as to enforce the provisions o f the chap
ter on primary elections. (Code Va. 1924, sec. 224.)
The primary election judges are not mere party judges
in the sense that they are under the control of, and amend
able to party rules and discipline. They owe their office to
the provisions of the Constitution (sec. 36) requiring the
Legislature to enact laws necessary and proper for the
purpose o f securing the regularity and purity o f primary
elections. Either, or both major political parties, before
holding a primary, must make application to the electoral
board for the apopintment of judges at the polls, but the
judges in the conduct o f the election at the polls, are amen-
22
able alone to the Constitution and laws of the State, in
whose employ they are, and from whom they receive their
per diem. They are required to possess the qualification
o f judges in the general election and take an oath to faith
fully perform their duties under the law. (Const, sec. 31;
Code Va. 1924, sec. 149.)
In addition to this, primary election judges exercise
by virtue of express delegation sovereign powers; under
their own hand they are authorized to commit to jail for
twenty-four hours, anyone disturbing the primary election
at or near the polls (Code Va. sec. 196) ; they may appoint
a constable to keep order at the polls “ with all the powers
of a duly elected constable” ; (Code Va. 1924, sec. 250) and
have power to appoint other primary judges in the event
those appointed by the electoral boards fail to attend at the
polls promptly. (Code Va. 1924, sec. 224.)
Sixth: The primary election judges when serving at
the polls are officers of the State exercising the powers of
the State of Virginia.
The expenses of holding primary elections are paid by
the respective counties and cities of the State from funds
derived in the main from taxation.
Code Va. 1924, secs. 170-245.
The primary election judges receive their compensa
tion from said funds, not from the party treasury. The
Legislature has legalized the primary election, provided for
the appointment of judges therefor, and invested them
with sovereign powers in the foregoing particulars as well
as that o f challenging persons intending to vote in the
primary and judging of their qualifications to vote. Their
2 3
office is public, acting for and in the name of the State un
der its laws, and they cannot be otherwise regarded when
serving at the polls, than as exercising a governmental
function as distinguished from a private function. While
they act within the Constitution, there is no liability upon
them for their acts, but when they act under a rule o f the
Democratic party in excluding a negro from voting, they
act outside the pale of the law for which they are liable as
held in Nixon v. Herndon, supra.
“ Whoever by virtue of public position under State
government, deprives another o f life, liberty or prop
erty, without due process o f law, or denies or takes
away the equal protection o f the laws, violates the
constitutional inhibition, and as he acts in the name
of the State, and is clothed with the State’s power, his
act is that of the State.”
E x parte Virginia, 100 U. S. 339-347.
With whose power are the primary judges clothed?
Certainly not that o f the party. They act for the State in
securing the regularity of the primary laws and the vote.
They are paid from funds derived from the public by taxa
tion. They are amenable to the State penal laws for their
acts, as primary judges.
Speaking of persons whose duty was o f a public or
general nature, Staples, J., said:
“ they are State officers, whether the Legislature
makes the appointment, or delegates its authority to
the municipality. It looks to the preservation o f order
in the State, at the elections and all public places * *
(Italics added.)
24
The power of the mayor to remove a policeman was
then denied as he was held a State officer.
Burch v. Hardwick, 30 Gratt. 24-28.
Though the judges act for one day, they are as much of
an officer of the State as if they were appointed to act for
a longer period.
Seventh: It must be conceded that the Legislature
cannot by its direct enactment exclude negroes from vot
ing; that the Virginia Constitution provides for suffrage
for “ all officers elective by the people” and that a primary
election is, under the Constitution and laws, an election by
the people, especially when the election is determinative of
the final result in the general election.
The purpose of the Legislature in delegating power
to political parties to make their own rules and regulations
was to shirk the responsibility of passing a law which would
run counter to the Federal Constitution, and to pass that
responsibility on to political parties. But the difficulty is,
that the party rule is a part o f the statute law, whether
made by the one or the other.
In the case o f Willis v. Kalmback, 109 Va. 475, et seq.,
that difficulty was recognized by Keith, President, in de
livering the opinion of the court:
“ It is true that the convention o f 1901 was as
sembled in order to purge the electorate of ignorant
and undesirable voters. When the convention met the
chief difficulty encountered in the performance o f their
duty was found in the limitations upon their power
25
contained in the Fourteenth and Fifteenth Amend
ments to the Constitution of the United States.”
(Italics supplied.)
He went on to say, Ibidem, p. 481:
“ We think it plain if the question before us were
to be determined by reference to the second article of
the Constitution” (Va. Const, sec. 18) “ there could be
no doubt that the Legislature, following the precedents
that had been established from the foundation of our
government, would have had the right to prescribe the
qualification of voters at all elections, except those for
members o f the General and officers elective by the
people * * (Italics supplied.)
That difficulty has not been solved by delegating power,
or recognizing the power o f parties to make rules.
The mayor, aldermen and councilmen were in the in
stant case officers elective by the people in the city of
Richmond.
Const. Va., secs. 117-120; Charter of Richmond, Ch.
II, sec. 8 ; Ch. I ll , sec. 14.
The State convention o f the Democratic party at Nor
folk, Va., on June 11, 1924, adopted rules and regulations
under and by virtue of sections 227-228, Code of Virginia,
1919, and which rules and regulations when a primary is
held are an inseparable part o f the primary election laws,
and the latter laws as held in Commonwealth v. Wilcox,
supra, and Zippas V. Commonwealth, supra, are an insep
arable part of the election laws, and all are component parts
of the election machinery o f the State.
26
“ Primary plan of the Democratic party adopted
June 11, 1924.
“ Primary elections held under this plan must be
governed by the act of the General Assembly ap
proved March 14, 1912, entitled an act to establish
and regulate the holding of primary elections, and all
amendments thereto. Wherever the masculine pro
noun is used in this plan, it shall be construed as if
both masculine and feminine pronoun had been used.
“ Who may vote.
“ All white persons qualified to vote at the election
for which the primary is held may vote at the primary
* * * ”
Virginia election laws in effect June 17, 1928, issued
by M. A. Hutchinson, Secretary of the Commonwealth, pp.
96-98.
The Virginia legalized primary is not available to any
and every party or political organization, but only to
“ a political party or organization, which, at the presi
dential election next preceding the primary, polled at
least one-fourth of the total vote cast at such election.”
Code Vo., 1924, sec. 221.
It may have been assumed that by adding the total vote
and then dividing it by one-fourth, the use of the primary
might be limited to the dominant party at times.
The statute limits the use o f the primary to two major
political parties who can meet the above numerical require
ment, the cost of which is paid out o f the funds levied by
taxation fo r general purposes in the cities and counties and
27
at the same time makes such parties, when making use
of the primary, statutory parties.
“ Statutes providing for primary elections are
based on a recognition of political parties as govern
mental agencies * *
Cunningham v. Cokley, 79 W. Va. 63.
Article II, Virginia Constitution, provides for suffrage
for “ all officers elective by the people.” In Article I, section
6 o f the Virginia Constitution, it is provided as follows:
“ 6. Suffrage; taxation; private property fo r pub
lic uses; consent of governed.— That all elections ought
to be free ; that all men, having sufficient evidence of
permanent common interest with, and attachment to,
the community, have the right o f suffrage, and can
not be taxed, or deprived of, or damaged in, their prop
erty for public uses, without their consent, or that of
their representatives duly elected, or bound by any law
to which they have not in like manner, assented for
the public good.”
The mayor, aldermen and councilmen are officers elec
tive by the people. The appellee, though a negro, paid in
part the costs of holding said primary from taxes levied
upon him, and yet was denied the right to vote for such
officers, and thereby denied the right o f choice as to such
officers.
Eighth: The contentions of the appellants.
The appellants in their brief page 12, urge that the
action o f the Democratic party in excluding negroes from
2 8
participation in Democratic primaries is not State action,
yet ask this honorable court to disregard section 245 of the
Code o f Virginia, which is a part o f the primary act pro
viding for payment of the expenses of the election, and a
part of the State’s action, which they conceive to be void
under the Constitution o f Virginia. (Brief, page 41.)
The appellants rely upon the cases of Grigsby V. Harris,
27 F. 2d. 942, and Nixon V. Condon, 34 F. 2d. 469, but the
Texas Legislature after the decision o f Nixon V. Herndon,
supra, repealed its statute limiting the participation in a
Democratic primary to white voters, and in June, 1927,
passed Article 3107 which reads in part as follows:
“ Every political party in this State through the
executive committee shall have power to prescribe the
qualification of its own members and shall in its own
way determine who shall be qualified to vote or other
wise participate in such political party * * *•”
By this latter provision, as well as by the statutes in
Texas, the primary election is a private affair of the
Democratic party, and all of the costs o f holding it are paid
by the candidates, in other words, by the party holding the
election. Such was the state of the statutes in Texas under
which the above last cited cases were decided.
The court in Nixon v. Condon, supra, distinguishing
the instant case (W est v. Bliley, 33 F. 2d., 177), among
other things remarked that in Virginia the expenses of the
primary election are paid by taxing through county and
city subdivisions o f the State. And speaking of the primary
judges pointed out that:
“ Such are in the employ o f the State and not in
the employ of the party, though selected by it * * *.
29
In the State of Illinois, Virginia and perhaps in other
States in which laws exist governing the holding of
primary elections, the expenses of holding and con
ducting such primary elections in such States are paid
out of funds of the State, which is not the case in
Texas.”
Nixon v. Condon, supra, pp. 471-472.
But in the decision last quoted, the Texas court failed
to observe other important differences between the statutes
o f Texas and Virginia. In Virginia, the purpose o f the
Legislature was to place the primary under the protection
and regulation of the laws of the State governing elections,
and the courts of last resort have impressed that meaning
upon the statutes, holding that the primary and general
election were component parts of one and the same elec
tion. In Virginia the statute makes the primary judges o f
ficers o f the State and as such invests them with certain
sovereign powers which they exercise for and in the name
o f the State, and not for and in the name o f the Democratic
party, or other party holding a primary election; their
action is State action— not party action. Delegating to
parties as statutory parties, the right to make rules was
contemplated to disfranchise “ ignorant and undesirable
voters,” viz: negroes.
“ * * * primary elections in Virginia in their
nature have such a relation to and bearing upon gen
eral elections, that the omission to bring them within
the law would have left the plan devised by the Legis
lature for securing the regularity and purity o f elec
tions wholly abortive and ineffectual.”
Commonwealth v. Wilcox, supra, p. 860.
3 0
The primary election is just as sacred as a general
election, and the constitutional guarantee of the exer
cise o f the right o f suffrage applies to primary elec
tions.
Dove v. Oglesby, 114 Okla., 244 (1926).
In their third contention, appellants ask the court to
disregard section 245 of the Code o f Virginia, because the
section is “ invalid and void” under the Virginia constitu
tional provisions. Their appeal should be directed to the
Virginia Legislature, o**4e-the courts as to that.
I f the application here were for an injunction to pre
vent the treasurers o f counties and cities from paying the
costs of the Democratic primary election, we might better
understand the appellants’ position. That contention is,
in the first place, wholly dehors the record here.
Appellee’s declaration alleged, and appellants’ demur
rer admitted, the validity of that section.
“ Twelfth: That the costs of said primary elec
tion and other matters pertaining thereto were borne
pursuant to and in accordance with * * section
245, section 170 as set forth in the exhibits with the
declaration. (R., 9-12.)
In the second place, may we ask what difference does
it make, insofar as the Federal question is involved, whether
the primary judges acted because paid to act under a valid,
or invalid statute of the Virginia Legislature? Was it not
State action? Were not the judges provided with powers
o f the State as its officers in one and the same primary act?
We answer in the affirmative.
31
The only facts to which the law may be applied are
those set forth in the pleadings, which show that the pri
mary judges were not mere private party judges; that the
primary was a legalized one; that the appellants accepted
their appointment under the provisions o f the primary
statutes, and acted thereunder as officers of, and clothed
with the powers of a sovereign nature of the State o f V ir
ginia in the many particulars hereinbefore set forth ; that
they accepted the benefit, along with other members of their
party, that flowed naturally from their action as State o f
ficers in denying the appellee a vote in the primary because
o f his color. Certainly the appellants should not be now
heard to say in this civil proceeding, that they ought not
to be mulct for the profit which they and their party derived
from their own wrong. The appellee felt that the wrong
he suffered was more the wrong of the State through its
primary laws, than that o f the appellants and, therefore,
asked for but nominal damages against the appellants.
The appellee sought redress for such unlawful dis
crimination against him, not because o f the rule of the
Democratic party alone in denying him a right to vote in
the primary, but proximately because appellants as such
judges under the statutes in carrying out such rule, as
officers of, and in the employ of the State, withheld from
him the equal protection of the laws and abridged thereby
his constitutional privilege to vote in the primary, which
right is protected from abridgment by the said Federal con
stitutional amendments.
The sole question presented by the record here is a
Federal one, and the determination of which does not rest
upon what other courts, State, or Federal, in Texas or else
where, consider to be the meaning o f their several primary
statutes in relation to the Federal question, but rests solely
upon the true meaning o f the Virginia Constitution and its
3 2
primary statutes as understood and applied by its court of
last resort, as well as upon the true intention of the Legis
lature expressed in its several Legislative enactments estab
lishing a legalized primary. The action complained of by
the appellants was viewed as such Federal question in the
able opinion o f the learned judge in the court below over
ruling the demurrer of the appellants to the plaintiff’s
declaration, and it was held that appellee had been denied
such right as is protected from abridgment by State action
through its primary judges as officers of the State.
Ninth: The plea o f res adjudicata was properly re
jected.
The plea should have been filed at the rules, or within
the time extended to file pleadings by the order o f the court
below (R., pp. 5-30-31). The appellants’ time to plead hav
ing been on their application twice extended, on the day of
the trial by the jury of the issue of fact raised by their
plea o f “ not guilty” and after it had been filed, appellants
tendered for filing for the first time, said plea of res adjudi
cata o f certain proceedings by appellee against them by
mandamus in a State court, and on motion in writing by
appellee, the court below rejected the same (R., 22), but
afterwards permitted it to be filed and again rejected the
same (R., 30-31).
It is unnecessary to cite authority for the position that
the rules of the court below, and especially its last order
extending the time to appellants (after having twice relaxed
its rules as to the time to plead), are as much a part o f the
appellants’ case as the demurrer upon which they relied
for their defense.
The action in the court below being upon a different
cause o f action and requiring different evidence to sustain
3 3
it, than the mandamus proceeding, the plea of res adjudicata
was misconceived.
The mandamus proceeding in the State court was
abortive, which fact is apparent from both the appellants’
second ground o f demurrer and their answer to the manda
mus petition. The petition alleged that the primary judges
(appellants) had been “ designated" only to act, while the
second ground of demurrer and said answer went to show
that although designated, they had not been as yet “ ap
pointed” to act as election judges, and which ground having
been well taken by the respondents, no reply was or could
be made to said position. This situation resulted from the
law which does not require the appointment of primary
judges at any specified period of time before the election
by the electoral boards, as it does in the case o f judges for
the polls in the general election.
Code of Virginia, 1924, sections 224-148.
Until appointed by the electoral board, the respondents
to the said petition were not, although designated to act
as such by the Democratic authorities, primary judges.
The judgment, therefore, pronounced on the first ground of
demurrer to the petition by the State court was in reality
a “ moot-judgment,” because the court lacked power to
adjudicate, as the petitioner in mandamus was without
standing in that court, and such fact all parties as well as
the court recognized, and should have recognized under the
circumstances, but in order to render a subsequent manda
mus proceeding in that court useless, the court desired to
advance, and did advance an opinion in the form of a judg
ment upon the res, in the absence o f a proper reus.
Therefore, the court’s judgment vouched was not such
34
as to support a plea of res adjudicata, or estoppel by judg
ment, in the court below.
Where the judgment of dismissal purports on its
face to be on the merits, and such could not be the fact,
it does not constitute a bar to a second suit.
Swanson v. Great Northern Ry. Co., 73 Minn. 103;
Lower v. Froelich, 151 Minn. 522.
“A judgment given * * * because of want of
capacity of a party plaintiff or defendant to sue or be
sued, establishes nothing but such defect or incapacity,
and cannot defeat a subsequent suit in which the vice
does not exist.”
2 Freeman on Judg. ( 5th Ed., secs. 738 to 749.)
The point actually litigated in the mandamus proceed
ing was the issue that the respondents were not proper
parties to the petition, as they had not been appointed to
serve on election day at the polls, so that even if the plea
of appellants had been estoppel by judgment, and had been
timely filed, it would not have barred the action.
“Where it is sought to apply the estoppel of a
judgment rendered upon one cause of action to matters
arising in a suit upon a different cause of action, the
inquiry must always be, as to the point or question
actually litigated, and determined in the original ac
tion, and not what might have been thus litigated and
determined. Only on such matters is the judgment
conclusive in another action.”
M yers V. International Co., 263 U. S. 63-70-71.
35
If the plea had been sustained instead of being rejected
it could only have been sustained on grounds not going to
the merits.
Golasborough v. Hewitt, 23 Okla. 66.
The want of proper parties is not res adjudicata; or
the omission of an essential allegation.
St. Romes v. Levee Steam Cotton Press, 127 U. S. 614;
Gilmer V. Morris, 30 F. 476.
“Where the evidence required to maintain the al
legation is different, the judgment is not on the merits.”
Moon v. Edwards, 135 S. E. 302.
Under the circumstances—for want of proper parties
defendant,—if the State court’s judgment had been against
the respondents, it could not operate as an estoppel.
Portland Gold Min. Co. v. Stratton, 85 C. C. A. 393.
Courts will not act where they cannot adjudicate,
or pronounce judgment, to be disregarded.
M eyers V. Chalmers, 60 Miss. 772; Shelburn v. Horn,
45 Mich. 160.
“ Where the second action between the same
parties is upon a different claim or demand, the judg
ment in the prior action operates as an estoppel only
as to those matters in issue or points controverted,
3 6
upon the determination of which the finding or verdict
was rendered.” (Italics added.)
Denison V. United States, 168 U. S. 241-249.
And the only justiciable point controverted or con
trovertible, was that the respondents were not sued in their
capacity of primary judges, as they had not been appointed
to act as such when the application for the writ of man
damus was heard. The State court had no power to ap
point them and then adjudicate. Its sole power was to
dismiss for want of proper parties defendant to the peti
tion.
In conclusion, we respectfully submit, the judgment
of the court below should be affirmed.
Respectfully submitted,
April 3, 1930.
JOSEPH R. POLLARD and
ALFRED E. COHEN,
Counsel fo r Appellee.
United States Circuit Court o f Appeals
FIFTH CIRCUIT
No. 6828
A N T O IN E M. TR U D E A U ,
versus
A ppellant,
CH ARLES S. BARNES,
A ppellee .
Appeal from the United States District Court for the
Eastern District of Louisiana; Honorable
Wayne G. Borah, Judge.
BRIEF ON BEHALF OF CHARLES S. BARNES,
DEFENDANT AND APPELLEE.
HUGH M. WILKINSON,
A ttorney fo r Appellee.
H A U S E R P R I N T I N G C O . , N E W O R L E A N S
United States Circuit Court o f Appeals
FIFTH CIRCU IT
No. 6828
A N T O IN E M. TR U D E A U ,
versus
CH ARLES S. BARNES,
A ppellan t,
A p p e llee .
Appeal from the United States District Court for the
Eastern District of Louisiana; Honorable
Wayne G. Borah, Judge.
BRIEF ON BEHALF OF CHARLES S. BARNES,
DEFENDANT AND APPELLEE.
May It Please Your H onors:
This is an attempt to upset Louisiana’s system of
registering voters, disguised as a damage suit against
the Registrar of Voters.
The attack is made on the “ understanding clause”
of the Louisiana Constitution by the negro plaintiff, who
pitches his complaint on race discrimination.
2
He seeks to show in the constitutional duties of the
Registrar an analogy to the fixed letter of the since out
lawed “grandfather clause,” but persistently overlooks
the fact that in Louisiana the Registrar is merely a sub
ordinate authority, in the sense that he is effectively re
strained and controlled in all registration matters by
the District Court, which are open to any complainant
instanter and w ithout expense in a registration contro
versy.
This legal right the plaintiff refuses arbitrarily to
avail himself of, although if he is qualified to vote as
completely as he says he is, your Honors would have to
believe that the State Court would completely stultify it
self, to the mere end of keeping this one colored man
from registering as a voter, before your Honors could
share his view that he has to obtain the interference of
the Federal Court in order to procure justice.
The defendant Registrar interposed certain excep
tions to the suit, which exceptions are discussed in the
following pages. The District Judge maintained the ex
ceptions of no right or cause of action, which, he said,
made it unnecessary to consider the other exceptions.
From this judgment Trudeau has appealed.
The opinion of Judge Borah is printed in the tran
script from page 24 through page 32, and we adopt it
as our chief argument, since his Honor has so thorough
ly and ably analyzed the legal situation in this case.
Having briefed the matter very carefully in the
lower court, and the legal situation being the same here,
we now print our previous brief, as follows:
3
BRIEF.
This is a suit at law for damages by a colored man
named Antoine M. Trudeau against Mr. Charles S.
Barnes, the Registrar of Voters for Orleans Parish.
The amount claimed in damages is $5,000.00.
The basis of the claim is that Mr. Barnes refused to
register Trudeau as a voter. The elements of the claim
are: deprivation of the rights of voting, public and pri
vate humiliation, scandal and infamy, impairment of
social position, and injury in business and reputation
(see Art. XVI of petition).
Since there is no diversity of citizenship, and an
ordinary claim in damages would not lie, your Honor
must maintain our exception of no right of action to all
of the foregoing elements of alleged damage except that
relating to the deprivation of the right to vote.
Only this right of action is given by the special stat
ute under which this form of suit is permissible. This
special statute, enacted in the days of Reconstruction
after the close of the Civil War, on April 20th, 1871, is
now Section 43, Chapter 3, Title 8, page 50, United
States Code Annotated, and reads as follows:
Civil action for deprivation of rights. Every
person who, under color of any statute, ordi
nance, regulation, custom, or usage, of any State
or Territory, subjects, or causes to be subjected,
any citizen of the United States or other person
within the jurisdiction thereof to the deprivation
of any rights, privileges, or immunities secured
by the Constitution and laws, shall be liable to
the party injured in an action at law, suit in
4
equity, or other proper proceeding for redress.
(R. S. 1979.)
Your Honor will note that the foregoing statute
undertakes to redress only the deprivation of the civil
right. This is quite different from the other rights of
action, in cases of conspiracies, covered by Sections 47
and 48 of the same title, also reconstruction legislation,
in which reference is made to injury in “person or
property,” as well as the deprivation of the civil right,
and that “the party so injured O R deprived may have
an action,” etc.
Section 43, Title 8, U. S. C. A., above quoted, is
placed within the jurisdiction of your Honor’s Court
by sub-division 14, of Section 41, Title 28, U. S. C. A.,
defining the original jurisdiction of the federal district
courts to include:
Subd. (14). Suits to redress deprivation of civil
rights.
Fourteenth. Of all suits at law or in equity
authorized by law to be brought by any person to
redress the deprivation, under color of any law,
statute, ordinance, regulation, custom, or usage,
of any State, of any right, privilege, or immunity,
secured by the Constitution of the United States,
or of any right secured by any law of the United
States providing for equal rights to citizens of
the United States, or of all persons within the
jurisdiction of the United States. (R. S. 563, par.
12, 629, par. 16, Mar. 3, 1911, c. 231, 24, par. 14,
36 Stat. 1092.)
Your Honor will again note that this offense, with-
5
out a conspiracy, does not afford redress for injury to
person or property, which is specifically allowed in the
jurisdiction vested by sub-division 12, where a conspira
cy must exist:
Subd. (12). Suits concerning civil rights.
Twelfth. Of all suits authorized by law to be
brought by any person for the recovery of dam
ages on account of any injury to his person or
property, or of the deprivation of any right or
privilege of a citizen of the United States, by
any act done in furtherance of any conspiracy
mentioned in section 47 of Title 8. (R. S. 563,
par. 11, 629, par. 17; Mar. 3, 1911, c. 231, 24, par.
12, 36 Stat. 1092.)
All of the above-quoted post-war Statutes, of course,
were designed and intended to better effect the pur
poses of the Fourteenth Amendment, relating to the de
nial to any person within a State’s jurisdiction of the
equal protection of the laws, and the Fifteenth Amend
ment prohibiting any State from denying or abridging
the right of United States citizens to vote on account of
race, color or previous condition of servitude.
It has been repeatedly decided that the Fourteenth
and Fifteenth Amendments are directed only at the
States, and do not control the actions of individuals,
political parties, etc. Such was the very recent decision
of the United States Circuit Court of Appeals for this
Circuit. Mixon v. Condon, 49 Fed. (2d) 1012, certiorari
granted and now pending in United States Supreme
Court.
However, we will assume for the purpose of this
6
discussion that since the Constitution and election laws
of the State of Louisiana are attacked in this case by
Trudeau, and since Mr. Barnes is named in his official
capacity as an officer of the State, the Registrar of
Voters for Orleans Parish, and assailed because of an
alleged official act, this case falls within the Fourteenth
and Fifteenth Amendments, affecting a State only.
The suit can therefore also come within the pur
pose of sub-division 14 of the jurisdiction granted this
Court, to award redress for deprivation of the civil right
alleged to have been withheld by defendant, but not fo r
dam age to person or property , which attempted rights of
action must be dismissed from the suit.
So we may begin with the proposition that the
plaintiff Trudeau on October 6th, 1931, has sued Regis
trar Barnes for $5,000.00 damages for alleged depriva
tion of the civil right to register as a voter in elec
tions, the alleged deprivation having been on June 18th,
1931.
Your Honor should take judicial notice of the fact
that no election whatever in which Trudeau could prob
ably have voted took place between June 18th and Octo
ber 6th, 1931, and therefore Trudeau cannot possibly
have sustained any damage in the sum of $5,000.00 or
in any sum whatsoever. Your Honor should, therefore,
not permit this proceeding, under the subterfuge of a
damage suit, to be used as a vehicle to attack the Con
stitution and laws of the State of Louisiana, but should
dismiss it under our exception of no cause of action.
We hereafter analyze the petition of Trudeau in
7 -'
detail, but before doing so we wish to state the excep
tions which we now rely upon. They are as follows:
1. P R E M A T U R IT Y : Under Article 15 of
the Code of Practice of Louisiana, which in pro
ceedings at law in this jurisdiction is followed
by this Court, “an action can only be brought
by one having a real and actual interest which
he pursues, but as soon as that interest arises, he
may bring his action.”
We respectfully submit that under Section 43, Title
8, U. S. C. A., Trudeau might have an action in equity
in some form to enforce his registration, but he has no
actual or real interest to claim damages at law for
being deprived on the right to vote at a time when he
has never had any occasion to vote, nor could he ever
have voted, because there have been no elections be
tween the date of his alleged cause of action and the
date he filed his suit.
So we say his suit is premature, because your Honor
knows that between the dates given he had absolutely
no real or actual interest in voting—as a matter of fact,
had no voting to do, and therefore no damage by not
voting.
2. MOTION TO STRIKE OUT IMMATERIAL
MATTER.
The articles and portions of articles we ask to
strike out of the petition all relate to matters in which
the plaintiff has no interest whatever, such as the alle
gation of Article XV regarding the alleged manner of
registration of all voters in Precinct 1 of Ward 5 of
8
New Orleans, and on the other hand, matters for
which Mr. Barnes certainly cannot be held responsible
in what is, after all, a purely personal damage suit in
its consequences to him, such as the history of the so-
ca lled “ grandfather clause,” (Articles VIII and IX), the
comparison of population and registration as between
whites and blacks in the whole State of Louisiana (Arti
cle X), and the actions of other registrars elsewhere in
Louisiana (Article XIX).
Certainly your Honor does not wish to impose on
Mr. Barnes, in defense of his own personal behavior,
and in a damage suit that nobody else is going to pay
for, the burden of running down and refuting the
charges of Trudeau regarding Louisiana’s alleged past
bad treatment of the negro under the “grandfather
clause,” or checking the State-wide statistics of compara
tive population and registration, and what other regis
trars have or have not done, and dragging the whole
body of voters of the First Precinct of the Fifth Ward
to court to find out what has or has not been done in
each individual voter’s case in that precinct.
Not only are all of the foregoing matters grossly
immaterial to Trudeau’s attempted cause of action on
his own behalf for damages at law, but they are neces
sarily oppressively burdensome to the defense as mat
ters of evidence, if allowed to be gone into, and will
endlessly involve the Court in an inquisition into the
whole history of the franchise from one end of Louisi
ana to the other, and since the Civil War.
Counsel cannot brush away those objectionable arti
cles with the suggestions that they are merely narra-
9
tive. If they stay in the petition, your Honor knows we
must answer them under oath, which means unnecessary
and burdensome research, and we must prepare facts
under them for the trial, which will be oppressively
troublesome and expensive.
We, therefore, respectfully ask, in the alternative,
that this motion to strike out be granted in each instance
specified.
3. EXCEPTION OF VAGUENESS.
We have next pleaded, in the alternative, an excep
tion of vagueness to three details of the petition. In
two instances (Articles IX and XIX) petitioner has re
lied on cases of other negroes who have been denied
the right to vote, either by himself, his deputies, or other
registrars elsewhere in the State. In another instance
(Article XV) petitioner relies on the alleged registra
tion of persons not qualified.
We think that all of these matters are utterly irrele
vant and immaterial to plaintiff’s damage suit, and we
have asked that the paragraphs be stricken out. Should
your Honor not grant the prayer to strike out, plain
tiff should certainly be ordered to amend and make his
allegations specific as to persons, times and places, so
that we can properly prepare to meet the evidence on
these details which plaintiff’s counsel has in mind to use
against Mr. Barnes in support of these charges.
4 and o. This leaves us only our basic exceptions
of no cause or right of action, which we will discuss at
length, since we hope to have your Honor dismiss the
suit in its entirety, either for lack of cause or right of
10
action or because it was premature, asking for the strik
ing out or elaboration of portions of the pleadings only
in the alternative.
Let us now analyze the details of the petition.
This petition consists of 20 paragraphs, but it is
apparently divided into two alternative causes of action,
with the first 16 paragraphs in the first cause of action
and paragraphs XVIII and IX added as a second cause
of action, with paragraphs XVIII and XX merely to
introduce and conclude the second cause of action.
The first six articles of the petition virtually set
out all the pertinent facts of the case; the balance is
made up of arguments of law and conclusions.
An analysis of the petition would be as follows:
Trudeau, the plaintiff, a negro, born in Louisiana,
41 years of age, resident in New Orleans more than 20
years, claiming to have been registered and voting dur
ing 1927 to 1930, sues Registrar Barnes for $5,000 dam
ages for alleged refusal to register him in the new Lou
isiana registration for four years beginning January
1st, 1931.
The main allegation of fact (Article IV) is that on
June 18th, 1931, Trudeau applied for registration and
“was furnished with a registration blank form and re
quested to fill it out in his own writing with his name,
place, and date of birth, age, ward, residence, and all
the other data required thereon. That your petitioner
D U LY A N D C O R R E C TLY filled out all the blanks on
the said form in his own handwriting and returned the
form to the said Charles S. Barnes, Registrar, who then
11
demanded that your petitioner read the paragraph from
Section 1, Article VIII of the Constitution of the State
of Louisiana containing the understanding clause, which
is as follows: ‘Said applicant shall also be able to read
any clause in this Constitution, or the Constitution of
the United States, and give a reasonable interpretation
thereof5; and that he explain the meaning of the para
graph.”
It will be noticed that, with regard to the filling
out of the application form (which is recited in blank
in Article VII) Trudeau expresses the conclusion only
that he “ duly and correctly filled out same, and does not
state the facts, that is to say, the details inserted by him
in said blank form, from which he draws and the Court
can only draw, such conclusion that his performance
was “ due” and “ correct.”
With regard to the reading and reasonable inter
pretation of the clause from the Louisiana Constitution,
as propounded by Registrar Barnes, plaintiff then goes
on to allege (Article IV ): “Your petitioner correctly
read the said section, A N D SO U G H T TO EXPLA IN
ITS M E A N IN G , but the said Charles S. Barnes arbitrari
ly declared that your petitioner had not perfectly under
stood and explained the meaning thereof, and refused
your petitioner the right to register.”
Of course, in order to allege a denial of the right
to register, plaintiff must allege, as a matter of state
ment of facts, and not by mere conclusions, his posses
sion of those qualifications and his observance of those
proceedings fixed by law as conditions precedent to
such registration.
12
Beyond the foregoing averments (Article IV), that
he “duly and correctly” filled out the application form
(which is only the expression of a conclusion); and
that, with regard to the clause of the Louisiana Consti
tution indicated by Registrar Barnes, he “sought to ex
plain its meaning” (which certainly does not meet, even
by way of allegation, the constitutional test that the
applicant shall, “give a reasonable interpretation” of
such clause), what other allegations of the facts of Tru
deau’s qualification to register as a voter in Louisiana
are contained in his petition.
Tracking the requirements of the Louisiana Consti
tution (Section 1, Article VIII, Constitution of 1921), he
says:
1. He is a citizen of this State and the United
States, native-born, over 21 years of age, and an actual
bona fide resident of the State for two years (Article 1).
2. He is an actual bona fide resident of the Parish
of Orleans one year, and of the municipality four months
(Article II).
3. He fails to make any allegation anywhere in
the petition that he was a bona fide resident of the pre
cinct in which he offered to vote for three months next
preceding any election.
4. As to the constitutional requirement of good
character, the allegation (Article VI) that “he is by
occupation manager of a life insurance company); has
always borne a good reputation as a citizen and a
member of the community, has never been arrested or
13
charged with any criminal offense,” will probably suf
fice to sustain this essential allegation.
5. There is, however, no allegation in the peti
tion that, as required by the Louisiana Constitution,
Trudeau understands “ the duties and obligations of
citizenship under a republican form of government.”
The nearest his petition comes to this is (Article VI)
that Trudeau, “in a general way, is acquainted with the
provisions of the Constitution of the United States and
of the State of Louisiana,” which does not appear to
us to fit the language of this constitutional requirement.
Nor do we think the further allegation (Article VI) of
Trudeau’s conclusion that he “believes and avers that
his education and intelligence is superior to that of
the average man in the community in which he re
sides” is sufficient to satisfy the necessity for an allega
tion that he “shall understand the duties and obliga
tions of citizenship under a republican form of gov
ernment.”
6. As to ability to read or write, Trudeau ade
quately alleges this in Article VI, where he describes
in some detail his education.
7. As to the requirement that he shall make under
oath written application for registration, containing
essential facts, and that this “ shall be entirely written,
dated and signed by him” and “ in the presence of the
registration officer or his deputy, without assistance or
suggestion from any person or any memorandum what
ever other than the form of application,” there is abso
lutely no allegation of facts that Trudeau followed this
necessary procedure, only the conclusive averment above
14
referred to (Article IV ) that he “ duly and correctly
filled out all the blanks on the said form in his own
handwriting,” which averment again falls far short of
the constitutional procedure.
8. We have already argued that the remaining require
ment of the Louisiana Constitution, that the applicant
must be able to give “a reasonable interpretation” of
“ any clause” in the state or federal constitutions is not
satisfied by the allegation (Article IV), only to the
effect that Trudeau “sought to explain its meaning.”
In other words, our contention here is that, if the under
standing clause of the Louisiana Constitution be valid
under the 14th and 15th amendments to the United
States Constitution (which we contend it is), then Tru
deau cannot institute this action without fundamentally
and primarily alleging that he can read any clause in
either constitution and give a reasonable interpretation
thereof, and particularly that he has given a “ reason
able interpretation” of any such clause actually indi
cated to him by the Registrar when he applied for
registration, not that he merely “sought to explain
its meaning,” as herein alleged.
As far as any other allegations in the opinion bear
ing on Trudeau’s qualifications to register are con
cerned, we do not believe the allegation (Article 11)
of prior registration and voting (during 1927 to 1930)
establishes any such qualifications, as a man not quali
fied might have improperly gotten on a prior registra
tion roll; likewise the allegation (Article VII) that Reg
istrar Barnes based his refusal to register Trudeau,
“ solely and entirely” upon the understanding clause,
15
cannot dispense with the legal necessity that Trudeau,
in setting up by way of a law-suit his denial of a legal
right, affirmatively disclose the existence of every fact
legally qualifying him to assert such a right; likewise
the allegation (Article VI) that “he was in every way
qualified for registration as a voter under the validly
adopted provisions of the constitution and laws of Lou
isiana” is merely the statement of a conclusion of the
pleader, unless the fact of the existence of each neces
sary point of qualification is recited; and likewise it is
equally a conclusion only that (Article XII) were it not for
the understanding clause Trudeau could register and
vote at all elections in New Orleans. These four general
averments seem to be the only ones in the petition (ex
cept those more specific ones already discussed) bearing
on the point of whether or not Trudeau, in setting up
his main contention that on June 18th, 1931, he was
wrongfully refused registration, has laid the necessary
foundation for his suit by alleging, as matters of fact,
not as matters of conclusion, each necessary item of
qualification under the constitution of Louisiana, lack
ing any of which items of qualification he has no right
to register, and therefore lacking the allegation of any
of which fa cts his petition presents no right of action
by suit based on denial of registration.
To recapitulate the foregoing, and summarize this
argument, we say the petition does not appear to state
a right of action in Trudeau because of its failure to
allege the constitutional qualifications and/or proce
dure:
1. That he is an actual bona fide resident of the
precinct in which he offered to vote.
16
2. That he understands the duties and obligations
of citizenship under a republican form of government.
3. That he has made, under oath, administered by
the registration officer or his deputy, application for
registration containing essential facts showing he is en
titled to register and vote, entirely written, dated and
signed by him in the presence of the registration offi
cer or his deputy, without assistance or suggestion from
any person or any memorandum whatever, other than
the form of application.
4. That he can give a “reasonable interpretation”
of “ any clause” in the United States Constitution or
Louisiana Constitution, or particularly that he has given
a “reasonable interpretation” of any such clause actu
ally indicated to him by the Registrar when he applied
for registration.
In view of the three first immediately above-listed
fatal omissions, in the statement of a right of action in
the petition, it is immaterial to the suit whether the
understanding clause of the Louisiana Constitution con
flicts with the 14th and 15th federal amendments or not,
since Trudeau has not shown his right to register under
other requirements of Louisiana law not attacked in
this suit. And if, as we contend, the understanding
clause be valid, then Trudeau is also out of Court on
the fourth item above-listed, since he also fails to allege
he has complied with the understanding clause by giv
ing the “reasonable interpretation” required of him.
Your Honor will recall that on the argument of
these exceptions, your Honor was inclined to agree
with us from the bench that plaintiff had not met the
17
requirement of the Louisiana Constitution by alleging
merely that he had “sought to explain” the meaning of
the clause submitted to him for “reasonable interpreta
tion,” and your Honor seemed about to suggest some
method of amending this paragraph to help plaintiff
make himself more specific.
Thereupon, plaintiff’s counsel seemed to take the
position in argument that he did not want to have any
debate over whether or not Trudeau had actually given
or had tried to give Mr. Barnes a “reasonable interpreta
tion” of the indicated constitutional clause, but he im
pressed us as standing flat-footed on the ground that
Trudeau could and did virtually defy Mr. Barnes to
require such interpretation from him. Our recollection
is that he even pursued this line of thought to the ex
tent of arguing that it was useless for Trudeau to ex
haust his remedies in the Louisiana Courts in the manner
provided by law, since he would not submit to giving the
“reasonable interpretation” even to the Louisiana Courts,
and which Courts, he naturally expected, would not
ignore that requirement of the registration law, as Tru
deau himself desires to ignore it.
Under such a deliberately chosen line of argument,
it would appear to us that plaintiff has conceded the
merit of our exception of no right of action insofar as
the second of his alternative petitions is concerned, be
cause in that second alternative he admits the validity
and constitutionality of the “ understanding clause” of
Louisiana’s Constitution, and directs his attack on the
alleged discrim inatory application of said procedure by
the registrar of voters.
18
If the clause be valid and constitutional, then Tru
deau must comply with it, whether he be discriminated
against, or discriminated for, and he must comply with
it to the exhaustion of his legal remedies in Louisiana
courts; and until he so complied with it to the limit of
his power, and alleges the facts showing he has done
so, he has no right of action to prosecute his present
suit before your Honor.
So we feel that in the very argument made in your
Court on these exceptions, Trudeau’s counsel has ad
mitted that by the insufficiency of his averment regard
ing “reasonable interpretation,” and which insufficiency
is plainly apparent on the face of the petition, he has
no cause of action under his second alternative claim of
discrim inatory operation by Mr. Barnes of the “ under
standing clause,” and is making his fight now only on
the alleged invalidity and unconstitutionality of the “un
derstanding clause,” that is to say, on his first alterna
tive grounds of his suit.
The first alternative reason, as well as we can
gather it from Articles VIII and IX, is directed at the
absolute invalidity of the understanding clause of the
Louisiana Constitution charging it to be a substitute for
the outlawed “grandfather clause” and enacted to con
tinue the unconstitutional exclusion of negroes as voters,
and averring that Registrar Barnes utilized the said un
derstanding clause as a “cloak” for refusing to register
Trudeau, a negro, as had also been done by Registrar
Barnes and his deputies to “large numbers” of negro
citizens.
The second alternative reason, as well as we can
gather it from Articles XVIII and XIX, attacks the un-
19
derstanding clause on the ground that it imposes an
“arbitrary, unreasonable and capricious” qualification
on the right to register, and confers an “ unlimited, un
guided and arbitrary” power upon the Registrar to de
prive voters at will of the right to vote; that Registrar
Barnes utilized the said understanding clause as a “cloak
or device” for refusing to register Trudeau, a negro, as
had also been done by Registrar Barnes and other regis
trars and their deputies to “ large numbers” of negro
citizens.
In other words, the first cause of action seems to
be an attack on the letter of the understanding clause,
contending it to be unconstitutional by its very terms;
while the second cause of action seems to be an attack
on the possibilities for abuse of power under the under
standing clause, contending it to be unconstitutional by
reason, not of its own express terms, but of the alleged
opportunity it affords for unconstitutional discrimina
tion against negro voters.
In one instance, Trudeau says the understanding
clause is unconstitutional of itself, without regard to the
manner of its use; that failing, and the letter of the
understanding clause being not in conflict with the fed
eral constitution, then he further says, in his second
instance, it still violates the federal constitution by the
unconstitutional manner of its use.
He then re-unites both threads of this legal argu
ment by going on to charge that the understanding
clause violates the 14th and 15th amendments and Sec
tion 2004 of the U. S. Revised Statutes (giving effect to
the 15th amendment).
20
Let us observe more carefully just how plaintiff
divides his petition. He makes a common statement of
his facts, and certain contentions and conclusions per
tinent to both issues, in the first seven Articles and in
Articles X to XVI, both inclusive. He then states his
first alternative issue in Articles VIII and IX. By Arti
cle XVII he reiterates Articles I to VII, and by Article
XX he reiterates Articles X to XVI. This leaves Articles
XVIII and XIX to state his second alternative issue, as
compared to the statement of his first alternative issue
in Articles VIII and IX.
We write the comparable Articles side by side for
a more convenient comparison:
VIII.
T h e “ understanding”
clauses contained in Sub
sections (c) and (d) of the
said Section 1, quoted in
the preceding paragraph,
were enacted solely as a
means of preventing negro
residents of Louisiana,
otherwise qualified to vote,
from registering prior to
public elections and of de
priving them, solely be
cause of their race or col
or, of the right to vote at
all elections of local, state
and federal officers. The
said clauses were devised
and enacted as a substitute
for the so-called “grand
father clause” in the Lou-
XVIII.
Your petitioner shows
that the “understanding”
clauses contained in Sub
sections (c) and (d) of
Section 1 of Article VIII of
the Louisiana Constitution
of 1921, quoted in Article
7 of this petition, impose
an arbitrary, unreasonable
and capricious qualifica
tion upon the right of your
petitioner and on other res
idents and citizens of Lou
isiana to register as voters
at public elections in the
State of Louisiana, and,
consequently, upon his and
their right to vote thereat.
The said clauses confer an
unlimited, unguided, and
21
isiana Constitution of 1898,
which was intended to ex
clude all illiterate negroes
from the right of suffrage
while granting it to illiter
ate white persons. The
constitutional invalidity of
this “grandfather clause”
became established as a
result of the decisions of
the Supreme Court of the
United States in Guinn and
Beal v. United States, 238
U. S. 347, and Meyers v.
Anderson, 238 U. S. 368.
Thereafter, in order to
continue the unconstitu
tional exclusion of negro
citizens, solely because of
their race or color, from
the right of suffrage and
to extend the exclusion to
Negro citizens who are lit
erate as well as to those
who are illiterate, and in
order to authorize and en
able the registrars of vot
ers and their deputies to
refuse to register all quali
fied Negro voters, solely
because of their race or
color, the State of Louisi
ana adopted and enacted
the “ u n d e r s t a n d i n g ”
clauses in Subsections (c)
and (d) of Section 1 of Ar
ticle VIII of the Constitu
tion of 1921, quoted in par
agraph 7 of this petition.
arbitrary power upon the
register of voters and his
deputies to fail and refuse
to register your petitioner
and other persons other
wise qualified to vote at
such elections and thereby
to deprive them at will of
the right to vote thereat.
22
IX.
Your petitioner shows
that the said “understand
ing” clauses were in fact
utilized by the said Charles
S. Barnes as a cloak for
refusing to register your
petitioner, and for depriv
ing him of the right to vote
at all elections held in the
Parish of Orleans during
the ensuing four years,
solely because your peti
tioner is a member of the
Negro or colored race;
that the said “understand
ing” clauses have likewise
been utilized and adminis
tered by the said Charles
S. Barnes, Registrar of Vo
ters, and his deputies in
the State of Louisiana so
as to carry out the purpose
for which these clauses
were adopted and to de
prive large numbers of Ne
gro citizens resident in
Louisiana of the right to
vote at public elections
solely because of their race
or color.
XIX.
That the said “ under
standing” clause was in
fact utilized by the said
Charles S. Barnes as a
cloak or device for refus
ing to register your peti
tioner and for depriving
him of the right to vote at
all elections held in the
Parish of Orleans in the
next four years, solely be
cause your petitioner is a
member of the Negro or
colored race. The “under
standing” clauses h a v e
likewise been utilized and
administered by the said
Charles S. Barnes and by
other registrars of voters
and their deputies in the
State of Louisiana so as to
deprive large numbers of
Negro citizens resident in
Louisiana of the right to
vote at public elections
solely because of their race
or color.
side for purpose of com-Having thus read, side by
parison, the gist of the charges made by plaintiff Tru
deau, let us pass on to consider what the law is in Lou
isiana upon which plaintiff makes his double-barrelled
attack.
23
He has quoted in his petition only part of the
Louisiana law on the franchise. We are adding other
pertinent portions of that law which, for the purpose of
his suit, he has preferred to leave out of his petition.
We quote, first of all, Section 1 of Article VIII of
the Constitution of 1921, providing the qualifications
for registration:
“After January 1, 1922, the right to vote in
Louisiana shall not exist except under the pro
visions of this Constitution.
Every citizen of this State and of the United
States, native born or naturalized, not less than
twenty-one years of age, and possessing the
following qualifications, shall be an elector, and
shall be entitled to vote at any election in the
State by the people:
(a) He shall have been an actual bona fide
resident of the State for two years, of the par
ish one year, of the municipality in municipal
elections four months, and of the precinct, in
which he offers to vote, three months next pre
ceding the election; provided, that removal from
one precinct to another in the same parish shall
not operate to deprive any person of the right
to vote in the precinct from which he has re
moved until three months after such removal;
provided, that removal from one parish to an
other shall not deprive any person of the right
to vote in the parish from which he has been
removed for district officers to be elected in a
district which includes the parish to which he
has removed, or for State officers, whether the
parish be in the same district or not, until he
shall have acquired the right to vote for such
officers in the parish to which he has removed.
24
(b) He shall be, at the time he offers to
vote, legally enrolled as a registered voter on his
own personal application, in accordance with the
provisions of this Constitution, and the laws en
acted thereunder.
(c) He shall be of good character and un
derstand the duties and obligations of citizenship
under a republican form of government. He
shall be able to read and write, and shall demon
strate his ability to do so when he applies for
registration by making, under oath, administered
by the registration officer or his deputy, written
application therefor, in the English language, or
his mother tongue, which application shall con
tain the essential facts necessary to show that
he is entitled to register and vote, and shall be
entirely written, dated, and signed by him, ex
cept that he may date, fill out, and sign the blank
application for registration hereinafter provided
for, and, in either case, in the presence of the
registration officer or his deputy, without assist
ance or suggestion from any person or any mem
orandum whatever, other than the form of appli
cation hereinafter set forth provided, however,
that, if the applicant be unable to write his ap
plication in the English language, he shall have
the right, if he so demands, to write the same in
his mother tongue from the dictation of an
interpreter; and, if the applicant is unable to
write his application by reason of physical dis
ability, the same shall be written at his dicta
tion by the registration officer or his deputy,
upon his oath of such disability.
Until and unless otherwise provided by law,
the application for registration above provided
for, shall be a copy of the following form, with
25
the proper names, dates and numbers substituted
for the blanks appearing therein, to-wit:
I am a citizen of the State of Louisiana. My
name is Mr......... Mrs............ . M is s ... ., I was
born in the State (or county) o f ..........., Parish
(or county) o f ..........., on the............day o f ...........,
in the year........... I am now. . . . years, . . . .
months and...........days of age. I have resided
in this State since..............., in this parish since
................ and in precinct No.............. , in Ward
No.............. . since..........., and I am not disfran
chised by any provision of the Constitution of
this State.
Said applicant shall also be able to read any
clause in this Constitution, or the Constitution
of the United States, and give a reasonable in
terpretation thereof.
(d) If he is not able to read or write, then
he shall be entitled to register if he be a person
of good character and reputation, attached to
the principles of the Constitution of the United
States and of the State of Louisiana, and shall
be able to understand and give a reasonable in
terpretation of any section of either Constitution
when read to him by the registrar, and he must
be well disposed to the good order and happiness
of the State of Louisiana and of the United States
and must understand the duties and obligations
of citizenship under a republican form of gov
ernment.
(e) He must in all cases be able to establish
that he is the identical person whom he repre
sents himself to be when applying for registra
tion, and when presenting himself at the polls
for the purpose of voting in any election or pri
mary election.”
26
The foregoing constitutional provisions are re-stated
in the present registration law of Louisiana, Act 122 of
1921, in the follow ing Sections:
Section 10. That, in order to be registered
as a voter, a person shall have been an actual
bona fide resident o f the State fo r two years, o f
the Parish one year, o f the Municipality in Muni
cipal Elections four months, and o f the precinct,
in which he offers to vote, three months next
preceding the election; provided, that the re
m oval from one precinct to another in the same
parish shall not operate to deprive any person
o f the right to vote in the precinct from which
he has rem oved until three months after such
rem oval; provided, that rem oval from one parish
to another shall not deprive any person o f the
right to vote in the parish from which he has
rem oved fo r district officers to be elected in a
district which includes the parish to which he
has rem oved, or fo r State officers, whether the
parish be in the same district or not, until he
shall have acquired the right to vote for such
officers in the parish to which he has rem oved.
Any voter m oving from one election ward or pre
cinct to another in the same Parish, and therein
continuously residing fo r three months, shall by
making affidavit o f such change o f residence,
giving date o f such rem oval to the registrar or
his ch ief deputy, Rave the registration records
changed accordingly to correspond with new
residence; and in a parish containing a City o f
over one hundred thousand (100,000) inhabitants
a new certificate o f registration shall be issued,
the old certificate taken up by the Registrar and
filed with the affidavit o f change o f residence;
if original registration certificate has been lost,
27
an affidavit by the applicant so stating will be
filed in its stead. In the Parish o f Orleans,
should an elector change his residence, it shall he
his duty, without delay, in writing, to notify the
Registrar o f such change, giving the date thereof,
in order that the registration records may be
corrected. It is specially provided that no
change o f residence as above-mentioned, shall he
made on the registration books during the thirty-
day period next preceding the election.
In the event that a person, who has previ
ously registered, shall m ove from one precinct in
a parish to another precinct o f the same parish
in any year that his registration shall expire,
such person shall have the right to register in
the precinct to which he has rem oved at any time
prior to thirty (30) days before any election by
making oath before the proper registration o ff i
cer that he has resided in such precinct for a
period o f thirty days.
Section 22. That the applicant fpr registra
tion throughout the State, in order to be regis
tered, shall be o f good character and shall under
stand the duties and obligations o f citizenship
under a Republican form o f government. He
shall be able to read and write and shall dem on
strate his ability to do so when he applies fo r
registration by making, under oath, administered
by the Registration O fficer or his Deputy, writ
ten application therefor, in the English language
or his mother tongue, which application shall
contain the essential facts necessary to sihow that
he is entitled to register and vote and shall be
entirely written, dated and signed by him, except
that he m ay date, fill out, and sign the blank
application for registration hereinafter provided
for, and, in either case, in the presence o f the
28
Registration O fficer or his Deputy, without as
sistance or suggestion from any person or any
memorandum whatever, other than the form of
application hereinafter set forth; provided, how
ever, that, if the applicant be unable to write his
application in the English language, he shall have
the right, if he so demands, to write the same in
his mother tongue from the dictation o f an in
terpreter; and, if the applicant is unable to
write his application by reason o f physical dis
ability, the same shall be written, at his dicta
tion, by the Registration O fficer or his Deputy,
upon his oath o f such disability.
For the purpose o f carrying out the provi
sions o f the Constitution o f the State o f Louisi
ana, set out in this Section, any Deputy Registrar
provided for in this Act is authorized to act fo r
and in the place and stead o f any Registrar o f
Voters by whom he is appointed.
The application for registration above pro
vided for, shall be a copy o f the follow ing form ,
with the proper names, dates, numbers and other
inform ation required, substituted for the blanks
appearing therein, as follow s, to-w it;
I am a citizen o f the State o f Louisiana. My
name is Mr............ , Mrs............... , Miss............. I
was born in the State (or Country) o f ............,
Parish (or County) o f . . . . , on th e ............day o f
..............in the y ea r ............... I am n o w .................
years, ............months, a n d .............days o f age. I
have resided in this State since............ . in this
Parish sin ce ............, and in Precinct N o................,
in W ard N o........... o f this Parish continuously
sin ce ..............and I am not disfranchised by any
provision o f the Constitution o f this State. The
name o f the householder at my present residence
i s ............ My occupation is ............ My color is
29
............ My sex i s ............ I am affiliated with
the............Party.
The applicant for registration shall not be
obliged to fill the last blank space in the above
form , in order to be registered. Failure, how
ever, to do so, w ill render it unlawful for him to
vote in any primary election, so long as he has
not declared his party affiliation, as is elsewhere
provided in this Act.
The application fo r registration shall also
be sworn to by the applicant and the oath ad
ministered by the Registrar o f Voters or any o f
his Deputies, who are hereby em powered to ad
minister same, and any applicant for registration
who w ilfully makes a false statement in filling
out the form above prescribed shall be guilty o f
perjury, and upon conviction the penalties now
provided by law for perjury shall be imposed by
a Court o f Competent jurisdiction.
The said applicant shall also be able to read
any clause in the Constitution o f the State o f
Louisiana or the Constitution o f the United
States, and give a reasonable interpretation there
of.
Section 23. If the applicant fo r registration
is not able to read or write, then he shall be
entitled to register if he shall be a person o f
good character and reputation, attached to the
principles o f the Constitution o f the United
States and o f the State o f Louisiana, and shall
be able to understand and give a reasonable in
terpretation o f any section o f either Constitution
when read to him by the Registrar, and he must
be well disposed to the good order and happiness
o f the State o f Louisiana and o f the United
States and must understand the duties and obli
gations o f citizenshfp under a republican form
30
o f government. The applicant for registration
must in all cases be able to establish that he is
the identical person whom he represents himself
to be when applying fo r registration, and when
presenting himself at the polls for the purpose
o f voting in any election or primary election.
Those portions o f the Louisiana franchise laws
which plaintiff has seen fit to ignore, both in the pro
ceedings to obtain registration, and in this suit, are
also found both in the Constitution and Act 122 o f 1921.
The Constitutional Articles involved are as follow s:
ARTICLE VIII, Section 5. Any person pos
sessing the qualifications fo r voting prescribed
by this Constitution, who may be denied registra
tion, shall have the right to apply for relief to
the district court having jurisdiction o f civil
cases fo r the parish in which he offers to regis
ter. Said court shall then try the cause, giving
it preference over all other cases, before a jury
o f twelve, nine o f whom must concur to render
a verdict. This verdict shall be a final determi
nation o f the cause. The trial court may, how
ever, grant one new trial by jury. In no cases
shall any appeal lie or any other court exercise
the right o f review.
Any duly qualified voter o f this State shall
have the right to apply to the district court io
have stricken o ff any names illegally placed or
standing on the registration rolls o f any parish
within the jurisdiction o f said court; such ap
plication shall be tried by preference before a
jury o f twelve, nine o f whom must concur to
find a verdict, and no appeal or right o f review
shall be granted to any party to said cause, ex
cept the party whose name is stricken from the
31
registration rolls; this appeal to be returnable
to the court o f appeal having jurisdiction o f ap
peals from such parish. The finding o f said
court o f appeal shall be final, and the same shall
not be reviewed by any other court. Such appli
cation and appeals herein above provided for
shall be without cost.
The Legislature shall provide for the prose
cution o f all persons charged with illegal or
fraudulent registration or voting or any other
crime or offense against the registration or elec
tion, or prim ary election laws.
W e call attention to the fact that the utmost assist
ance is given any person who m ay claim a denial o f
registration.
The trial is had without any cost whatever to the
applicant for registration.
Bishop v. Shelburne, 122 La. 429.
Lorio v. Shelburne, 122 La. 434.
State v. Fontenot, 132 La. 481.
Annotated Cases, 1915-A, 76n.
Under Section 16 o f Article VIII o f the Constitution,
such application to the Courts may be heard and deter
mined “ at any time prior to the election.”
So your H onor will see full opportunity without
any expense, is altorded the citizen who is entitled to
register in order that he may obtain the right Trudeau
claims to have been deprived o f in this case.
Trudeau had from June 18th, 1931, when he sought
registration, until October 6th, 1931, when he filed this
suit, or a period o f exactly 110 days, to fo llow the pro
32
ceeding laid down by the Louisiana law. This was
ample time for such a hearing. There was no election
during the interval, or close thereafter.
Section 12 o f Act 122 o f 1921, gives full effect to
these Constitutional provisions:
“ Any person possessing the qualifications fo r
voting prescribed by law, who may be denied
registration, shall have the right to apply for
relief to the district court having jurisdiction o f
civil causes for the parish in which he offers
to register. Said court shall then try the cause,
giving it preference over all other cases, before
a jury o f twelve, nine o f whom must concur to
render a verdict. This verdict shall be a final
determination o f the cause. The trial court may,
however, grant one new trial by jury. In no
cases shall any appeal lie or any other court
exercise the right o f review.
“ Any duly qualified voter o f this State shall
have the right to apply to the district court to
have stricken o ff any names illegally placed or
standing on the registration rolls o f any parish
within the jurisdiction o f said court; such appli
cation shall be tried by preference before a jury
o f twelve, nine o f whom must concur to find a
verdict, and no appeal or right o f review shall
be granted to any party to said cause, except the
party whose name is stricken from registration
rolls; this appeal to be returnable to the Court
o f Appeal having jurisdiction o f appeals from
such parish. The finding o f said Court o f Ap
peal shall be final, and the same shall not be
reviewed by any other court. Such application
and appeals hereinabove provided fo r shall be
without cost.”
33
W hen we urged in argument that our exception o f
no cause o f action was good because Trudeau had re
fused and failed to exhaust these remedies to be regis
tered under Louisiana law, Trudeau’s counsel attempted
to brush aside such necessity o f his client’s exhausting
legal remedies by saying that a Louisiana court and a
Louisiana jury would not have dispensed anyway with
the requirement that Trudeau com ply with the “ under
standing clause.”
The trouble is that plaintiff is before your Honor
endeavoring to try the Constitution and laws o f Louisi
ana, while all we should be obliged by your Honor to
try is a $5,000.00 damage suit against Mr. Barnes.
W hy should m oney be taken out o f Mr. Barnes’
pocket? As your Honor can see by the laws o f Louisi
ana, Mr. Barnes in the last analysis is not the actual
registering authority in Orleans parish.
The citizens decide registrations for themselves—
nine o f them out o f a jury o f twelve, without delay and
without expense.
Mr. Barnes is m erely the chief clerk o f the citizens.
He simply follow s the rules they lay down, and in case
o f any dispute, the citizens act, and when they order a
man registered not even all seven justices o f Louisiana’s
Supreme Court can say them nay.
Plaintiff has absolutely no cause o f action against
Mr. Barnes, any m ore than he would have had against
the watchman at the door o f Mr. Barnes’ o ffice, had the
watchman, as Trudeau was entering, said to h im : “ You
cannot register.” Trudeau would have said: “ W ell, I’ll
34
see Mr. Barnes about that,” and your Honor would
have said, if he did n ot: “ W hy, you can’t sue that watch
man. You should have gone on to Mr. Barnes.”
And so we say in this brief: Mr. Barnes was just the
chief clerk, the watchman o f the rolls; the registering
pow er is the citizens, acting as a jury in the manner laid
down by Louisiana law, just as much as Mr. Barnes’
own o ffice is created under Louisiana law.
How can Trudeau contend he is going to recognize
the Louisiana law which creates Mr. Barnes’ office, but
he is going to ignore the Louisiana law which vests the
actual pow er o f registration in the citizens, sitting as a
jury in the Civil District Court?
How can Trudeau sue W atchm an Barnes, when he
has not gone in and spoken to Registrar Jury?
Of course, we are not getting away from our origi
nal proposition that the “ understanding clause” is valid,
and that, it being valid, Trudeau cannot attack it as
discriminatory without alleging he has com plied with
it to the extent o f giving the “ reasonable interpretation”
called for, since he certainly must be held to the duty o f
com plying with any valid law before he can com plain
that in spite o f his com pliance he is discriminated
against.
These reasons have already put Trudeau out o f
court on our exceptions o f no cause or right o f action.
W e offer his failure to exhaust his legal remedies, and
the actual lack o f power on the part o f Mr. Barnes to
withhold Trudeau’s registration, as additional arguments
supporting our said exceptions.
35
W e believe we have already given your Honor
ample reasons for dismissing plaintiff’s suit, but in or
der to go into the whole matter thoroughly we will
proceed to argue the validity o f the “ understanding
clause.”
W e have already stated in this brief that the Four
teenth and Fifteenth Amendments to the Constitution o f
the United States are limitations on only the States, and
cited the recent case in this circuit o f Mixon ns. Condon,
49 Fed. (2d) 1012. The Fifteenth Amendment is a di
rect limitation on the power o f a State to discriminate
in matters o f franchise because o f race or color.
But the F ifteenth Am endm ent does not create or
con fer any right o f su ffrage .
As a matter o f fact, there is nowhere in the Con
stitution or laws o f the United States any creation or
conferring o f the right o f suffrage. That right is in
herent in the States themselves.
Under Article I, Section 2, o f the Federal Constitu
tion, electors o f members o f the National House o f Rep
resentatives “ shall have the qualifications requisite fo r
electors o f the most numerous branch o f the State Leg
islature” ; and under Amendment 17, providing fo r the
election o f United States Senators, the same provision is
made. The President and Vice-President are chosen
by electors selected in the various states, and in none
o f these instances does the federal law create, confer or
qualify the pow er o f any State with regard to the quali
fication o f its voters in State or national affairs.
Until the adoption o f the Fifteenth Amendment the
36
States were exclusive and supreme in regard to the bal
lot, and thereafter the Fifteenth Amendment itself has
been held to be, not a conferring o f any right o f fran
chise, but only a limitation upon discriminatory State
laws.
See U. S. v. Reese, 92 U. S. 214, 23 Law. Ed. 563;
Lackey u. U. S., 107 Fed. 114 (certiorari denied, 45 Law.
Ed. 1032); U. S. v. Miller, 107 Fed. 913; McPherson v.\
Blacker, 146 U. S. 38, 36 Law. Ed. 869.
Having an unqualified and supreme right, subject
only to the limitation o f the Fifteenth Amendment
against discrimination because o f race, to prescribe the
qualifications fo r its voters, it necessarily follow s that
so long as there is no such discrimination in its laws
prescribing such qualifications, a State can prescribe
whatever requirements fo r registration and voting that
its citizenship, in their expression by constitution and
laws, may please.
NATURE AND SOURCE: The right to vote
is a political right or privilege, to be given or
withheld at the exercise o f the law m aking pow er
o f the sovereignty. It is not a natural right o f
the citizen, but a franchise depending upon law,
by which it must be conferred to permit its exer
cise. It can emanate only from the people, ei
ther in their sovereign statement o f the organic
law or through legislative enactment which they
have authorized. It is not included among the
rights o f property or o f person. Neither is it an
absolute unqualified right, but is altogether con
ventional. W hen once granted it may be taken
away by the exercise o f sovereign power, and if
37
taken away no vested right is violated or bill o f
attainder passed.
20 Corpus Juris 60, verbo “ Elections.”
B Y TH E S T A T E S — a. In G eneral: Subject
to the constitutional restrictions as to race, color,
and previous condition o f servitude, the states
have supreme and exclusive pow er to regulate
the right o f suffrage and to determine the class
o f inhabitants who may vote. Each state may
define the right in its own constitution or em
pow er its legislature to do so.
20 Corpus Juris 61, verbo “ Elections.”
By virtue o f the inherent right above described,
Louisiana has written into her Constitution and laws
the qualifications fo r registering and voting in this State
against which plaintiff now complains, and which he
says are violative o f the Fourteenth and Fifteenth
Amendments o f the Federal Constitution as discrim ina
tory toward him, a negro, and which he seeks to nullify
through the medium o f this damage suit at law against
Mr. Barnes.
W e have quoted the provisions o f Louisiana law on
the subject in detail, and your Honor can readily see,
and plaintiff must concede, that there is not a w ord or
syllable in those provisions o f law which make in terms
the slightest distinction between the white man and the
black man.
Unless your H onor is prepared to believe, that had
Trudeau applied to the Civil District Court fo r registra
tion, without expense and without delay, in the m anner
provided by Louisiana law, and showed him self by
character, intelligence and otherwise possessed o f the
38
ordinary qualifications im posed in practice on all men,
a brother judge and twelve responsible citizens o f the
type usually drawn in that court would have stultified
themselves on their oaths o f o ffice and returned a false
and corrupt verdict and judgment, in a species o f con
spiracy, as it were, to keep Trudeau from voting, then
your Honor cannot believe that Louisiana’s franchise
laws are discriminatory against Trudeau either in terms
or practice.
Those laws are obviously fair on their face, and they
are essentially fair in the practice for relief provided to
all men— we dare say, with the provision fo r free and
immediate jury trial o f the question, as fa ir and ade
quate as laws under the Anglo-Saxon conception o f jus
tice could be drawn.
But we need not argue the matter as an abstract
proposition, because the whole proposition has been
passed upon and definitely determined against the con
tentions o f plaintiff.
He seeks to contend that the “ understanding clause,”
or educational qualification o f the Louisiana law, has
been substituted for the ancient invalid “ grandfather
clause” which provided, in effect, that a person could
not vote if his ancestor prior to the Civil W ar was a
slave. That was a clear discrimination, and was so held
to he in the Guinn and M eyers cases, upon which plain
tiff relies. But those cases do not attack the educational
qualifications; on the contrary, they sustain it as a valid
exercise o f State power, as we w ill later show.
Let us consult Corpus Juris on the subject o f the
39
educational qualifications, and we w ill insert the foot
note cases in the text as we go along:
“EDUCATIONAL QU ALIFICATION S: Illiter
acy is not a legal disqualification o f a voter unless
made so by constitution or valid statute.
16. State v. Pease (Tex. Civ. A.) 147 S. W .
649; Pearson v. Brunswick County, 91 Va. 322, 21
S. E. 483.
“ In a few states there are constitutional and
statutory provisions prescribing ability to read and
write, or ability to read and understand any section
o f the state constitution, or other educational quali
fications.
See constitutional and statutory provisions;
and Price v. Judd, 169 Ky. 772, 185 S. W . 154;
Ison v. W atson, 169 Ky. 150, 183 S. W . 468; State
v. Dardenne, 129 La. 835, 56 S. 905; Lorio v. Sher
burne, 122 La. 434, 47 S. 760; Bishop v. Sherburne,
122 La. 429, 47 S. 759; Hill v. Howell, 70 W ash.
603, 127 P. 211; Rasmussen u. Baker, 7 W yo. 117,
50 P. 819, 38 L.R.A. 773.
“ Such provisions are upheld as not infringing
the fifteenth amendment o f the federal constitution.
W illiam s v. Mississippi, 170 U. S. 213, 18 S.
Ct. 563, 42 L. ed. 1012; Stone v. Smith, 159 Mass.
413, 34 N. E. 521; Dixon v. State, 74 Miss. 271, 20
S. 839.
(a) Such statutes have been held unconsti
tutional, not on account o f their provisions as to
educational qualifications, but on account o f the
presence therein o f so-called “ grandfather
clauses,” that is clauses which make the right to
vote depend on conditions existing at a date prior
to the adoption o f the fifteenth amendment. See
supra section 15, note 42(b).
even though they may operate to disfranchise m ore
black than white voters.
40
Williams v. Mississippi, 170 U. S. 213, 18 S.
Ct. 583, 42 L. ed. 1012. See also Anderson v. M ey
ers, 182 Fed. 223, 230 (a ff. 238 U. S. 368, 35 S. Ct.
932, 59 L. ed. 1349). (“ There are restrictions of
the right o f voting which might in fact operate
to exclude all colored men, which would not be
open to the objection o f discriminating on ac
count o f race or color. As, for instance, it is
supposable that a property qualification might,
in fact, result, in some localities, in all colored
men being excluded; and the same might be the
result, in some localities, from an educational
test. And it could not be said, although that was
the result intended, that it was a discrimination
on account o f race or color, but w ould be refer
able to a different test.” )
“ They are also upheld as against objections that
they deny the equal protection o f the laws.
Cofield v. Farrell, 38 Okl. 608, 134 P. 407, or that
they deprive a person o f life, liberty or property,
without due process o f law.
Cofield v. Farrell, 38 Okl. 608, 134 P. 407;
Atw ater u. Hassett, 27 Okl. 292, 111 P. 802 (writ
o f error dism., 227 U. S. 684 mem, 33 S. Ct. 462
mem, 57 L. ed. 702 m em .)”
W e w ill now refer briefly to the cases relied on by
plaintiff.
1. Guinn vs. United States, 238 U. S. 347, 59 Law.
ed. 1340.
2. M eyers vs. Anderson, 238 U. S. 368, 59 L. ed.
1349.
3. Nixon vs. Herndon, 273 U. S. 536.
The N ixon case can be disposed o f very easily. That
case involved a Texas prim ary law, expressly excluding
41
negroes from voting in a Dem ocratic primary. Need
less to say, it was set aside as discriminatory by the
State. Since then the Dem ocratic Committee has pre
scribed the qualifications o f voters in its primary. This
also has been attacked in Nixon v. Condon, supra, but
this Circuit has held the law good on the ground that
the Fifteenth Amendment does not control individuals
or political parties, but only states, and the matter has
now gone to the Supreme Court.
This leaves us only the Guinn and M eyers cases to
dismiss. The Guinn case came from Oklahoma, the
M eyers case from Maryland, and they were both decided
by Mr. Chief Justice W hite on June 21st, 1915.
In the Guinn case, Oklahoma had im posed an edu
cational qualification on all persons not entitled to vote
January 1st, 1866, or a lineal descendant thereof; and
had not imposed same on all other persons. In other
words, here the objection was not levelled at the “ edu
cational clause,” but it was levelled at its imposition
only on the descendants of slaves as a discrimination
violating the Fifteenth Amendment.
In the M eyers case, the plaintiff attacked the out-
and-out “ grandfather clause” o f a Maryland statute
making one o f the tests to vote in Annapolis municipal
elections the right o f a person or his ancestor to have
voted prior to January 1st, 1868.
So it is plain that in those two cases, on which this
suit is predicated, the State laws involved were openly
and on their face discrim inatory by reason o f previous
4?
condition o f servitude, and not attacked because o f the
imposition o f an educational test alone.
Quite the contrary, in the last-decided case, the
M eyers case, on page 1354 o f the Lawyers’ Edition, Chief
Justice W hite sustains the right o f a State to impose an
assessment test, as there so imposed by Maryland, and
says that such a test was not susceptible o f being assailed
because o f possibility o f its future operation in practice;
which language, on being applied to the educational
test, would seem to answer all o f Trudeau’s contentions
in this case. W e quote the paragraph from Mr. Chief
Justice W hite’s opinion:
The first confers the right to register and
vote free from any distinction on account o f race
or co lor upon all taxpayers assessed fo r at $500.
W e put all question o f the constitutionality o f
this standard out o f view as it contains no express
discrimination repugnant to the 15th amendment,
and it is not susceptible o f being assailed on ac
count o f an alleged wrongful motive on the part
o f the lawmaker or the m ere possibilities o f its
future operation in practice, and because, as
there is a reason other than discrimination on
account o f race or color discernible upon which
the standard may rest, there is no room fo r the
conclusion that it must be assumed, because o f
the impossibility o f finding any other reason
fo r its enactment, to rest alone upon a purpose
to violate the 15th Amendment.
It seems most obvious and almost beyond discus
sion to us that from everything which has been written
on the subject, just as stated by Mr. Chief Justice W hite
in the foregoing, a State cannot be controlled regarding
43
suffrage requirements as long as those requirements are
im posed impartially on all persons, and there is not a
w ord in the Louisiana laws making any distinction be
cause o f race, color or previous condition o f servitude.
W e might, therefore, summarize at this point by
saying that plaintiff’s first alternative cause o f action,
based on the alleged invalidity per se o f Section 1 o f Ar
ticle VIII o f the Louisiana Constitution o f 1921, is ut
terly destroyed by our exception o f no right or cause o f
action under the language o f Mr. Chief Justice W hite in
the very case most relied on by Trudeau. W e respect
fully submit that your Honor should sustain our said
exception to said first alternative contention o f plaintiff.
As to the second alternative contention, that the
“ understanding clause” in Louisiana, though valid on
its face, affords opportunity for impartial application,
we have already shown that Trudeau cannot stay in
court on this point unless he pleads com pliance with
said valid law, in spite o f which com pliance he has been
so dealt with impartially. This he has failed to plead,
as his averment that he “ sought to explain” the mean
ing o f the constitutional clause submitted to him does not
fu lfill the requirement o f the constitution.
However, we can still show that, even if we waive
Trudeau’s insufficiency o f pleading o f facts in this p a r
ticular, his contention o f possible discrim inatory opera
tion o f this suffrage law does not constitute a cause or
right o f action to him.
The two leading cases on the point in the Supreme
Court o f the United States are W illiam s vs. Mississippi,
44
170 U. S. 213, 42 Law. Ed. 1012 (1898), and Yick W o vs.
Hopkins, 118 U. S. 366, 30 Law. Ed. 225 (1886).
In the W illiams case, the grand jury which indicted
W illiam s was attacked on the ground that to be a juror
one must be an elector, and that the rights o f negroes
to be electors were abridged. Plaintiff in error did not
contend that either the constitution or laws o f the State
discriminated in terms against the negro race, but that
these results were effected by the powers vested in
certain administrative officers. The applicant fo r reg
istration could be required to truly answer all questions
propounded concerning his antecedents so far as they
relate to his right to vote and as to his residence before
his citizenship in the district; also he shall be able to
read any section o f the constitution, or be able to un
derstand the same when read to him, or give a reason
able interpretation thereof.
From the op in ion :
“ To make the possible dereliction o f the o f
ficers the dereliction o f the Constitution and
laws, the remarks o f the supreme court o f the
state are quoted by plaintiff in error as to their
intent. The Constitution provides fo r the pay
ment o f a poll tax, and by a section o f the Code
its payment cannot be com pelled by a seizure
and sale o f property. W e gather from the brief
o f counsel that its payment is a condition o f the
ri^ht to vote, and in a case to test whether its
payment was or was not optional (Ratliff v.
Beale (74 Miss. 247, 34 L.R.A. 472), 20 So. 865),
the supreme court o f the state said : ‘W ithin the
field o f permissible action under the limitations
45
imposed by the Federal Constitution, the conven
tion swept the circle o f expedients to obstruct
the exercise o f the franchise by the negro race.’
And further the court said, speaking o f the negro
ra ce : *By reason o f its previous condition of
servitude and dependence, this race has acquired
or accentuated certain peculiarities o f habit, o f
temperament, and o f character, which clearly dis
tinguishes it, as a race, from that o f the whites—
a patient, docile people, hut careless, landless,
and m igratory within narrow limits, without fore
thought, and its criminal members given rather
to furtive offenses than to the robust crimes o f
the whites. Restrained by the Federal Constitu
tion from discriminating against the negro race
the convention discriminated against the char
acteristics and the offenses to which its weaker
members were prone.’ But nothing tangible can
be deduced from this. If weakness were to be
taken advantage of, it was to be done ‘within
the field o f permissible action under the limita
tions im posed by the Federal Constitution,’ and
the means o f it were the alleged characteristics
o f the negro race, not the administration o f the
law by the officers o f the state. Besides, the op
eration o f the Constitution and laws is not lim
ited by their language or effects to one race.
They reach weak and vicious black men, and
whatever is sinister in their intention, if any
thing, can be prevented by both races by the ex
ertion o f that duty which voluntarily pays taxes
and refrains from crime.
“ It cannot be said, therefore, that the denial
o f the equal protection o f the laws arises pri
m arily from the Constitution and laws o f Missis
sippi, nor is there any sufficient allegation o f an
evil and discriminating administration o f them.
46
The only allegation is ‘by granting a discretion
to the said officers, as mentioned in the several
sections o f the Constitution o f the state, and the
statute o f the state adopted under the said Con
stitution, the use o f which discretion can be and
has been used by said officers in the said W ash
ington county to the end here com plained ol,
to-w it: the abridgement o f the elective franchise
o f the colored voters o f W ashington county, that
such citizens are denied the right to be selected
as jurors to serve in the circuit court o f the
county, and that the denial to them of the right
to equal protection and benefits o f the laws o f
the state o f Mississippi on account o f their color
and race, resulting from the exercise o f the dis
cretion partial to the white citizens, is in accord
ance with and the purpose and intent o f the
framers o f the present Constitution o f said State.’
“ It will be observed that there is nothing di
rect and definite in this allegation either as to
means or time as affecting the proceedings
against the accused. There is no charge against
the officers to whom it submitted the selection
o f grand or petit jurors, or those who procure
the lists o f the jurors. There is an allegation o f
the purpose o f the convention to disfranchise
citizens o f the colored race, but which this we
have no concern, unless the purpose is executed
by the Constitution or laws or by those who ad
minister them. If it is done in the latter way,
how or by what means should be shown. W e
gather from the statements o f the m otion that
certain officers are invested with discretion in
m aking up lists o f electors, and that this discre
tion can be and has been exercised against the
colored race, and from these lists jurors are se
lected. The supreme court o f Mississippi, how-
47
ever, decided, in a case presenting the same
questions as the one at bar, ‘that jurors are not
selected from or with reference to any lists fur
nished by such election officers.’ D ixon v. State
(74 Miss. 278) November 9, 1896.”
Paraphrasing the foregoing paragraph, we can say
to your Honor that there is nothing direct or definite in
the allegations o f Trudeau’s petition regarding the al
leged discriminatory treatment o f him. He not only
fails to allege that he com plied with the Louisiana law,
and despite his com pliance was discriminated against,
but he fails to be specific and definite as to the alleged
discrimination, so much so that we have had to plead
an exception o f vagueness against him in the alternative.
The Supreme Court in the Williams case then goes
on to com pare that case with its previous decision in the
Yick W o case, on the point o f alleged discrimination in
the operation o f the law com plained o f :
“ W e do not think that this case is brought
within the ruling in Yick W o v. Hopkins, Sheriff,
118 U. S. 356, (30 : 220). In that case the ordi
nances passed on discriminated against laun
dries conducted in w ooden buildings. For the
conduct o f these the consent o f the board o f
supervisors was required, and not fo r the con
duct; o f laundries in brick or stone buildings. It
was admitted that there were about 320 laundries
in the city and county o f San Francisco, o f which
240 were owned and conducted by subjects o f
China, and o f the whole number 310 were con
structed o f w ood, the same material that consti
tuted nine tenths o f the houses o f the city, and
that the capital invested was not less than $200.00.
.48
“ It was alleged that 150 Chinamen were ar
rested, and not one o f the persons who were con
ducting the other eighty laundries and who were
not Chinamen. It was also admitted ‘that peti
tioner and 200 o f his countrymen similarly sit
uated petitioned the board o f supervisors for
permission to continue their business in the va
rious houses which they had been occupying and
using for laundries for m ore than twenty years,
and such petitions were denied, and all the peti
tions o f those who were not Chinese, with one
exception o f Mrs. Mary Meagles, were granted.
“ The ordinances were attacked as being void
on their face, and as being within the prohibition
o f the 14th Amendment, but even if not so that
they were void by reason o f their administration.
Both contentions were sustained.
“ Mr. Justice Matthews said that the ordi
nance drawn in question ‘does not prescribe a
rule and conditions fo r the regulation o f the use
o f property fo r laundry purposes, to which all
sim ilarly situated m ay conform . It allows with
out restriction the use fo r such purposes o f build
ings o f brick or stone; but as to w ooden buildings,
constituting nearly all those in previous use, it
divides the owners or occupiers into two classes,
not having respect to their personal character
and qualifications fo r the business, nor the situa
tion and nature and adaptation o f the buildings
themselves, but m erely by an arbitrary line, on
one side o f which are those who are permitted
to pursue their industry by the mere w ill and
consent o f the supervisors, and on the other
those, from whom that consent is withheld, at
their mere w ill and pleasure.’ The ordinances,
therefore, were on their face repugnant to the
14th Amendment. The court, however, went
49
further and said: ‘This conclusion, and the rea
soning on which it is based, are deductions from
the face o f the ordinance, as to its necessary ten
dency and ultimate actual operation. In the
present cases, we are not obliged to reason from
the probable to the actual, and pass upon the
validity o f the ordinances com plained of, as tried
m erely by the opportunities which their terms
afford, o f equal and unjust discrimination in
their administration. For the cases present the
ordinances in actual operation, and the facts
shown establish an administration directed so
exclusively against a particular class o f persons
as to warrant and require the conclusion that,
whatever may have been the intent o f the ordi
nances as adopted, they are applied by the public
authorities charged with their administration,
and thus representing the state itself, with a mind
so unequal and oppressive as to amount to a
practical denial by the state o f that equal protec
tion o f the laws which is secured to the petition
ers, as to all other persons, by the broad and
benign provisions o f the 14th Amendment to the
Constitution o f the United States. Though the
law itself be fair on its face and impartial in ap
pearance, yet, if it is applied and administered
by public authority with an evil eye and an un
equal hand, so as practically to make unjust and
illegal discriminations between persons in similar
circumstances, material to their rights, the denial
o f equal justice is still within the prohibition o f
the Constitution. This principle o f interpreta
tion has been sanctioned in Henderson v. Mayor
of N ew York (Henderson v. W ickham ), 92 U. S.
259 (23:543); Chy Lung v. Freem an, 92 U. S. 275
(23:550); E x parte Virginia, 100 U. S. 339 (25:
676); Neal v. Delaware, 103 U. S. 370 (26:567);
50
and Soon Hing v. Crowley, 113 U. S. 703 (28:
1145).”
“ This comment is not applicable to the Con
stitution o f Mississippi and its statutes. They do
not on their face discriminate between the races,
and it has not been shown that their actual ad
ministration was evil, only that evil was possible
under them.
“ It follows, therefore, that the judgm ent must
be affirm ed.”
W hile the United States Supreme Court in this W il-
liams case upheld the validity, as not discriminatory
either on its face or in the demonstrated operation, o f
the Mississippi statute involved, nevertheless the opinion
o f the Court in its discussion o f possible discrimination
in operation o f a statute, without defining what such
discrimination may consist o f is rather vague and pos
sibly misleading.
However, the opinion, while contrary to the facts,
relies largely for its reasoning on the Yick W o case, and
fortunately in the Yick W o case we have a clear cut
expression o f what legal discrimination must contem
plate and embrace.
In that case, very briefly stated, a laundry-owner in
a brick building was not molested, but a laundry-owner
(Chinese) in a w ooden building had to apply to the ar
bitrary and final decision o f a m unicipal board fo r per
mission to do business. Said the United States Supreme
C ourt:
“ W e are consequently constrained, at the
outset to d iffer from the Supreme Court o f Cali
fornia upon the real meaning o f the ordinances
51
in question. That Court considered these ordi
nances as vesting in the board o f supervisors a
not unusual discretion in granting or w ithhold
ing their assent to the use o f w ooden buildings
as laundries, to be exercised in reference to the
circumstances o f each case, with a view to the
protection o f the public against the dangers o f
fire. W e are not able to concur in that inter
pretation o f the pow er conferred upon the su
pervisors. There is nothing in the ordinances
which points to such a regulation o f the business
o f keeping and conducting laundries. They seem
intended to confer, and actually do confer, not a
discretion to be exercised upon a consideration
o f the circumstances o f each case, but a naked
and arbitrary pow er to give or withhold consent,
not only as to places, but as to persons. So that,
if an applicant fo r such consent, being in every
way a competent and qualified person, and hav
ing com plied with every reasonable condition de
manded by any public interest, should, failing
to obtain the requisite consent o f the supervisors
to the prosecution o f his business, apply for re
dress by the judicial process o f mandamus to
require the supervisors to consider and act upon
his case, it w ould be a sufficient answer fo r them
to say that the law had conferred upon them
authority to withhold their assent, without rea
son and without responsibility. The pow er given
to them is not confided to their discretion in the
legal sense o f that term, but is granted to their
mere will. It is purely arbitrary, and acknowl
edges neither guidance nor restraint.”
So that reading these two leading cases on the sub
ject together, we think we may fairly conclude that, at
the very worst, Mr. Barnes’ position under Louisiana
52
law vests in him certain inquisitorial functions and
subordinate right o f decision to enroll a voter, the exer
cise o f a responsible discretion which is subject to con
trol by review. Those functions by him, as provided
for by the law, which also provides fo r the restraint
and guidance that the Supreme Court pointed out was
not imposed on the San Francisco Board, cannot strike
down Louisiana’s suffrage law as a nullity because o f
such eventually harmless pow er in Mr. Barnes o f re
versible discrimination.
All law depends upon the human equation in some
stage or degree, and because human beings are not in
fallible, we have courts o f graduated authority to insure
the nearest approach possible to real justice. So long
as human fallibility is safeguarded to make injustice
or oppression difficult by depending on concert o f va
rious authorities, one controlling the other, a law cannot
be said to be partial because, while impartial in its text,
partiality may in some manner becom e possible. That
possibility exists under all laws.
Section 1 o f Article VIII o f Louisiana’s constitution
is fully and adequately safeguarded by Section 5 there
o f from any possibility, great enough to be regarded
in a legal sense as a possibility, o f discrim inatory appli
cation by any registrar o f voters.
CONCLUSION.
W e then concluded our brief in the lower court
by urging Judge Borah to maintain our exceptions,
chiefly our exception o f no right or cause o f action,
which he did maintain.
53
Of course, since the foregoing brief was written,
we know that the decision o f your Honors in the Nixon
v. Condon case has, by a five to four decision of the
United States Supreme Court, been reversed, and the
case remanded. However, our purpose in mentioning
the decision o f your Honors in that case was merely in
support o f our contention that a State has the power to
fix its own suffrage qualifications, and can apply such
test as it may desire, provided there be no discrimina
tion because o f race, color or previous condition o f
servitude. The effect o f the Supreme Court’s five-to-
four decision in Nixon v. Condon was merely to hold
that the execution committee o f a political party, set
ting up prim ary election methods, was sufficiently an
agency o f the State to com e within the restraint upon
the status o f the Fourteenth Amendment.
In the case at bar, Registrar Barnes is unquestion
ably a State officer, as we already pointed out in men
tioning Nixon v. Condon.
W e have examined our learned opponent’s brief
very carefully, seeking something in it requiring answer,
over and beyond what we have already said in the
foregoing pages. However, we find that the gentleman
has offered, in our opinion, nothing new or what has
not already been said below and replied to by us.
He quotes the same expressions from the same de
cisions, the Williams case, the Anderson case, the Guinn
case, and the Yick W o case, for instance, but continues
to close his eyes to the fact that in every one o f these
cases the eventual holding o f the Court was against his
present legal position.
54
His brief contains such fallacious arguments, as, for
instance, follow s (appellant’s brief, page 26) :
“ How like the pow er committed to the Regis
trar o f Voters o f Louisiana. W ith no definition
o f their powers, no prescription as to applica
tion NO LIMITS TO POW ER TO GIVE OR TO
W ITHHOLD THE RIGHT TO A VOICE IN GOV
ERNMENT, the Louisiana statute says the Regis
trar may make voters W H ERE HE W ILL, and
withhold W H ERE HE DESIRES, without LIMIT,
RULE, OR GUIDANCE” (Capitals ours.)
Opposing counsel must well know that what he
says in the foregoing paragraph is purely imagination.
He is thoroughly fam iliar with the registration law and
knows that the Registrar is most effectively controlled,
on behalf o f white people and black people, against
any such abuse o f power. He surely knows that before
nearly every contested election the Registrar is forced
by court action to register white men whose qualifica
tions he has disputed. And your Honors know that if
a negro possesses the qualifications which this State
has chosen to impose on all registrants alike and he is
denied the right to register in this city, any one o f
those five judges in the Civil District Court is going to
see that he gets a square deal, and no twelve citizens o f
the type who are drawn as jurors in that court are going
to take an oath before the Almighty to fairly and
justly try the issue, and then be false to that oath
just to keep Antoine Trudeau or anybody else o ff
the rolls if he is actually entitled to be thereon. As
a matter o f fact, jurors in such cases are notably more
liberal-m inded than the administrative officers, and
55
often stretch the law to cover the man, on the principle,
perhaps, that “what difference does one more vote
m ake?”
The whole truth about this case is that Antoine Tru
deau, endeavoring to make himself in Louisiana what
the negro Jsixon has becom e in Texas, a sort o f political
trail-blazer o f his race, is simply trying to hump his
head through the Louisiana franchise wall, pretending
that he cannot see the wide, open gate which he and
all other men and women can walk erectly through if
so entitled under Louisiana’s law, which is not a dis
crim inatory law either in terms or operation.
Just as opposing counsel argues that the fact that
a greater proportion o f the negro population is not on
the registration rolls indicates a discrimination, we
answer that his admission that any negroes are on those
rolls shows this is not so. Your Honors know that
the poll-tax illiteracy, natural lack o f interest in public
affairs, the obstacle o f general public prejudice against
their participation, and many other things perhaps, have
discouraged the general mass o f negroes from manifest
ing interest in the ballot. A city registrar like Mr.
Barnes, and a court administration over him like that
o f the Civil District Court, do not lend themselves to
a petty exclusion, as against a man like Trudeau says
he is. There are plenty like Trudeau on the rolls. He
can get on if he wants, and without great difficulty, and
he knows it. But he cannot do so by refusing to answer
questions that Mr. Barnes can ask any man, white or
black, and does ask, very often, o f both whites and
blacks.
■56
After Trudeau answers the questions, if Mr. Barnes
has questioned him unfairly, or rules wrongfully, do
your Honors believe that Trudeau can not get justice in
the Civil District Court?
Trudeau does not want to register so much as he
wants to win a law-suit.
So he charges Mr. Barnes in his petition with the
alleged sins o f all o f the registrars o f Louisiana under
a claimed illegal political system for which Mr. Barnes
was never responsible, and tries to take in Louisiana’s
historical development since the Civil W ar and the
sum total o f her census, and make Mr. Barnes, at his
own expense, defend such an almost limitless issue.
This would not be justice to Mr. Barnes, and plain
tiff ’s suit should be restricted within proper bounds, or,
preferably, disposed o f entirely as it was disposed o f
by the District Judge.
Respectfully submitted,
HUGH M. WILKINSON,
A ttorney fo r Appellee.
United States C ircuit Court o f Appeals
F IF T H CIR C U IT
No. 6828
A N T O IN E M. TR U D E A U ,
versus
Appellant,
C H A R L E S S. B A R N E S,
Appellee.
Appeal from the United States District Court fo r the
Eastern District o f Louisiana. Hon. W ayne G.
Borah, Judge.
B R IE F ON B E H ALF OF A. M. TRUDEAU, PLA IN T IF F
AND APPELLAN T.
H. W . ROBINSON,
Attorney fo r Appellant.
H A U S E R P R I N T I N G C O . . N E W O R L E A N S
SUBJECT INDEX
PAGE
Statement o f Case______________________________ 4
Assignment o f Errors____________________ J2
Argument _________________________________ jg
CASE INDEX
Act 116 o f 1928, amending Act 271 o f 1908__________ 10
Alabama Constitution o f 1901, Article 8 Sec. 187.__ 17
Baltimore v. Radecke, 49 Maryland 217_____________ 25
Constitution o f Louisiana, 1921 Article 8, Subsections
c and d o f Section 1_____________________________ 2, 7
Chy Lung v. Freeman, 92 U. S. 275__________________ 23
Ex Parte Virginia, 100 U. S. 339______________________ 23
Eighth U. S. Code Annotated, Section 43___________ 2
Georgia Constitution o f 1924, Article 2, Section 1_ . 16
Guinn & Beal v. U. S., 238 U. S. 347_________________2, 19
Henderson v. Mayor o f New York, 92 U. S. 259____ 23
Meyers v. Anderson, 238 U. S. 368___________________ 2, 20
Mississippi Code o f 1930, Section 6207_____________ 17
Mississippi Constitution o f 1890, Article 12, Section
244 ------------------------------------------------------------------------ Yi
Neal v. Delaware, 103 U. S. 370_____________________ 23
North Carolina, Act 6 o f 1920, Chapter 97__________ 15
Soon Hing v. Crowley, 113 U. S. 703__________________ 23
South Carolina Constitution o f 1895, Section 4____ 15
U. S. Code Annotated, Section 43__________________ 5
U. S. Revised Statutes, Section 1979_______________ 2
W illiam s v. Mississippi, 170 U. S. 213__________21, 22, 24
Yick W o v. Hopkins, 118 U. S. 356 (370)____ 4, 24, 26, 27
f
United States Circuit Court o f Appeals
F IF T H CIR C U IT
No. 6828
A N T O IN E M. T R U D E A U ,
versus
Appellant,
C H A R L E S S. B A R N E S,
Appellee.
Appeal from the United States District Court for the
Eastern District of Louisiana. Won. Wayne G.
Borah, Judge.
BRIEF ON BEHALF OF A. M. TRUDEAU, PLAINTIFF
AND APPELLANT.
SYLLABUS.
I.
A petition which charges that plaintiff, a colored man,
was denied the right to register to vote by de
fendant, a registrar o f voters, because o f the
provisions o f Subsections c and d, Section 1,
2
Article 8 o f the Constitution o f the State o f
Louisiana, o f 1921, containing “ the under
standing clause,” which is charged was the
substitute for the form er “ grandfather clause”
alleged to be intended to discriminate against
'■'f him because o f his race and color, and to be
contrary to the 14th and 15th amendments o f
the Federal Constitution, and demanding
damages therefor, presented a cause o f action,
and its dismissal on an exception o f no cause
o f action was erroneous. Guinn & Beal us.
United States, 238 U. S. 347; M eyers vs. An
derson, 238 U. S. 368; R. S. U. S. 1979; 8th
U. S. Code Annotated, Section 43.
II.
A petition which charges that plaintiff was denied reg
istration as a voter by defendant and asking
damages therefor, and alleging that the afore
said provisions o f the Louisiana Constitution
im poses an arbitrary, unreasonable, and ca
pricious qualification upon the right o f the
plaintiff to register and vote; and confer an
unlimited, unguided, and arbitrary pow er on
the Registrar o f Voters and his deputies, to
refuse him registration, and were so used
because he is a negro, was, therefore, uncon
stitutional and contrary to the 14th and 15th
Amendments, presented a cause o f action,
and its dismissal on exception was errone
ous. Guinn & Beal vs. United States, 238 U. S.
347; M eyers vs. Anderson, 238 U. S. 368.
3
A petition which alleged that plaintiff was refused reg
istration as a voter, solely because o f the
“ understanding clause” o f the Louisiana Con
stitution, was not exceptional fo r vagueness
because it did not specifically allege: (a) that
he was a resident o f the precinct in which
he offered to register; (b) that he under
stands the duties and obligations o f citizen
ship under a republican form o f government;
(c) that he has made under oath administered
by the registration officer, application fo r
registration which contained the essential
facts necessary to show that he was entitled
to register and vote, which application was
entirely written, dated, and signed by him,
in the presence o f the registration officer,
without assistance or suggestion from any
person, or any m em orandum whatever other
than the form o f the application; (d) that he
is able to read any clause in the Constitution
o f the State o f Louisiana, or o f the United
States, and give a reasonable interpretation
o f the clause actually indicated to him by the
defendant, when he applied fo r registration;
his petition having recited that he duly and
correctly filled the blank application for reg
istration; that he has always borne a good
reputation, has never been arrested or charged
with any offense, had a gram m ar school and
business college education, was a resident o f
the city fo r m ore than twenty years, and
III.
4
from September 13, 1927, to Decem ber 31,
1930, was a registered voter, and voted in
practically all Federal, State and City elec
tions during that period; the petition show
ing in ample detail that he was refused reg
istration solely and only because the Regis
trar claimed he did not “ understand” the
clause o f the Constitution submitted to him.
IV.
“For the very idea that one man may be com pelled to
hold his life, or the means o f living, or any
material right essential to the enjoym ent o f
life, at the mere will o f another, seems to he
intolerable in any country where freedom
prevails, as being the essence o f slavery it
self.”
Yick W o v. Hopkins, 118 U. S. 370.
“ Can a Court be blind to what must be necessarily
known to every intelligent person in the
State?” Idem. Argument for Plaintiff in
Error, page 363.
STATEM ENT OF THE CASE.
Antoine M. Trudeau, plaintiff and appellant, a col
ored man, sued Charles S. Barnes, Registrar o f Voters
fo r the Parish o f Orleans, in the District Court o f the
United States for the Eastern District o f Louisiana fo r
$5000.00 damages, fo r illegally discriminating against
him because o f his race and color, by denying him reg
istration as a voter on June 18, 1931, acting under color
5
of the “ understanding clause” o f the suffrage provision
o f the Louisiana Constitution of 1921.
The suit was brought under authority o f Title 8 ,
Section 43, U. S. Code Annotated, which reads:
“Every person who, under color o f any stat
ute, ordinance, regulation, custom, or usage, o f
any State or Territory, subjects, or causes to be
subjected, any citizen o f the United States or
other person within the jurisdiction thereof to
the deprivation o f any rights, privileges, or im
munities secured by the Constitution and laws,
shall be liable to the party injured in an action
at law, suit in equity, or other proper proceed
ing fo r redress.”
Jurisdiction was conferred by Paragraph 14, Section
41, Title 28, which reads:
“ Of all suits at law or in equity authorized
by law to be brought by any person to redress
the deprivation, under color o f any law, statute,
ordinance, regulation, custom, or usage, o f any
State, o f any right, privilege, or immunity, se
cured by the Constitution o f the United States, or
o f any right secured by any law o f the United
States providing for equal rights o f citizens o f
the United States, or o f all persons within the
jurisdiction o f the United States.”
The petition recited that plaintiff is a member o f
the colored or negro race, was born in Louisiana in
1890, has always resided there, was fo r twenty years
prior to his application to register, a resident o f New
Orleans, and for four years prior to Decem ber 31, 1930,
6
was a registered voter in that city, and voted in prac
tically all elections.
On June 18, 1931, he applied to defendant, the duly
com m issioned Registrar o f Voters for New Orleans,
was furnished with the registration blank form , which
he duly and correctly filled out, in his own writing,
giving his name, place and date o f birth, age, ward, resi
dence, and all the data required thereon, and returned
the form to the defendant, who then demanded that
he read the “ understanding clause” ; which is as fo llow s:
“ Said applicant shall also be able to read
any clause in this Constitution, or the Constitu
tion o f the United States, and give a reasonable
interpretation thereof” ;
and that he explain the meaning o f the paragraph. That
plaintiff correctly read the said section, and sought to
explain its meaning, but the said defendant arbitrarily
declared that plaintiff had not perfectly understood and
explained the meaning thereof, and refused your peti
tioner the right to register.
In Louisiana registration is an essential prerequisite
fo r voting, and new registration is required every four
years.
The petition declared that plaintiff had a public
school and business college education, that he reads
and writes English fluently, is m anager o f a life insur
ance com pany, has always borne a good reputation, and
was in every way qualified to vote. That defendant
based his refusal to register plaintiff solely and entirely
upon the so-called “ understanding clause contained in
7
Subsection (c) o f Section 1 o f Article VIII o f the Con
stitution o f the State o f Louisiana adopted in the city
o f Baton Rouge on June 18, 1921. The said Section 1
reads as follow s:
“ After January 1, 1922, the right to vote in
Louisiana shall not exist except under the provi
sions o f this Constitution.
“ Every citizen o f this State and o f the United
States, native born or naturalized, not less than
twenty-one years o f age, and possessing the fo l
lowing qualifications, shall be an elector, and
shall be entitled to vote at any election in the
State by the people:
“ (a) He shall have been an actual bona fide
resident o f the State fo r two years, o f the parish
one year, o f the m unicipality in municipal elec
tions fou r months, and o f the precinct, in which
he offers to vote, three months next preceding
the election; provided, that rem oval from one
precinct to another in the same parish shall not
operate to deprive any person o f the right to
vote in the precinct from which he has rem oved
until three months after such rem oval; provided,
that rem oval from one parish to another shall
not deprive any person o f the right to vote in the
parish from which he has rem oved fo r district
officers to he elected in a district which includes
the parish to which he has rem oved, or fo r State
officers, whether the parish be in the same dis
trict or not, until he shall have acquired the right
to vote fo r such officers in the parish to which
he has rem oved.
“ (b) He shall be, at the time he offers to
vote, legally enrolled as a registered voter on his
own personal application, in accordance with
8
the provisions o f this Constitution, and the laws
enacted thereunder.
“ (c) He shall be o f good character and shall
understand the duties and obligations o f citizen
ship under a republican form o f government.
He shall be able to read and write, and shall
demonstrate his ability to do so when he applies
fo r registration by making, under oath, admin
istered by the registration o fficer or his deputy,
written application therefor, in the English lan
guage, or his m other tongue, which application
shall contain the essential facts necessary to show
that he is entitled to register and vote, and shall
be entirely written, dated, and signed by him,
except that he m ay date, fill out, and sign the
blank application fo r registration hereinafter pro
vided for, and, in either case, in the presence o f
the registration officer or his deputy, without
assistance or suggestion from any person or any
mem orandum whatever, other than the form o f
application hereinafter set forth ; provided, how
ever, that, i f the applicant be unable to write his
application in the English language, he shall
have the right, if he so demands, to write the
same in his mother tongue from the dictation o f
an interpreter; and, if the applicant is unable
to write his application by reason o f physical
disability, the same shall be written at his dic
tation by the registration o fficer or his deputy,
upon his oath o f such disability.
“ Until and unless otherwise provided by law,
the application fo r registration above provided
fo r shall be a copy o f the follow ing form , with
the proper names, dates, and numbers substi
tuted fo r the blanks appearing therein, to-w it:
“ ‘I am a citizen o f the State o f Louisiana.
My name is Mr_____________ , Mrs____________,
9
Miss------------------------- I was born in the State
(or country) of.------------------Parish (or county)
of.----------------------------- on the__________day o f
--------------------------in the year_______ I am now
--------------------- ..—.y e a r s ____ ________months and
---------------- days o f age. I have resided in this
State since------------------------» in this parish since
------------------------------ and in Precinct N o_________
W ard N o------------ since____________________ t and
I am not disfranchised by any provision o f
the Constitution o f this State.’
“ Said applicant shall also be able to read
any clause in this Constitution, or the Constitu
tion o f the United States, and give a reasonable
interpretation thereof.
“ (d ) If he is not able to read or write, then
he shall be entitled to register if he shall he a
person o f good character and reputation, at
tached to the principles o f the Constitution o f
the United States and o f the State o f Louisiana,
and shall be able to understand and give a rea
sonable interpretation o f any section o f either
Constitution when read to him by the registrar,
and he must be well disposed to the good order
and happiness o f the State o f Louisiana and o f
the United States and must understand the duties
and obligations o f citizenship under a republican
form o f government.
“ (e) He must in all cases be able to estab
lish that he is the identical person whom he rep
resents him self to be when applying for registra
tion, and when presenting himself at the polls
for the purpose o f voting in any election or pri
mary election.”
The petition charged that the Louisiana “ under
standing clause” was enacted solely to prevent negro
10
residents o f the State, otherwise qualified to vote, from
registering and depriving them solely on account o f
their race and color o f the right to vote at all Federal,
State and local elections. The clause was a device in
vented as a substitute fo r the “ grandfather clause” o f
the Louisiana Constitution o f 1898, which was intended
to exclude from the suffrage all illiterate negroes while
granting it to illiterate whites. This clause was nulli
fied by the decisions in the 238 United States Supreme
Court Reports, decided in 1915.
Plaintiff charged that defendant utilized this clause
to deprive him and large numbers o f other negro citizens
from registering as voters solely because o f their race
and color. He annexed tables showing the white and
negro population o f Louisiana, by parishes, and paral
lel figures showing the registration o f voters. These
showed 1,283,250 native whites, and 776,326 negroes. Of
these there were registered in 1930, 233,241 literate
whites, and 1669 literate negroes, 17,778 illiterate whites
and 7 illiterate negroes.
It was alleged that the “ understanding clause” was
unconstitutional because contrary to the 14th Amendment
o f the Federal Constitution, in that it deprived him and
other negro citizens o f life, liberty and property with
out due process o f law, and denied him and them of the
equal protection o f the laws; and that it was contrary
to the 15th Amendment, because it denied him and
them the right to register and vote, because o f their
race and color.
The petition cited as an instance o f property rights
affected that Act 116 o f 1928, amending Act 271 o f 1908,
11
o f the State o f Louisiana, limited the employment on
all public w ork in Louisiana to duly qualified voters
o f the State.
The petition instanced as an example o f defendant’s
arbitrary and discriminatory enforcem ent o f the suf
frage law, that in the First Precinct o f the Fifth W ard o f
New Orleans, com posed almost entirely o f foreigners
and children o f foreign-born parents, few o f whom
speak, read and write English, over 200 voters are reg
istered.
For a second cause o f action, plaintiff reiterated
the recitals o f his petition, and charged that the suffrage
clauses com plained o f imposed an arbitrary, unreason
able, and capricious qualification upon the right o f
plaintiff and other citizens o f Louisiana to register and
vote; and conferred upon defendant an unlimited, un
guided, and arbitrary pow er to refuse him and them
the right to register and to deprive them at will o f the
right to vote; and was used by defendant solely as a
cloak to deprive him o f the right to vote because o f his
race and color.
Defendant filed exceptions o f prematurity, imma
teriality, impertinence o f pleading, vagueness, and no
cause o f action. He asked under his exception o f im
pertinence that there be stricken Article 8 , which
charged that the “ understanding clause” enacted in 1921,
was a device to exclude negroes from the ballot, because
o f the 1915 decision annulling the grandfather clause in
the 1898 Constitution; the 10th and 11th articles recit
ing the population and vote registration o f Louisiana,
Article 15, that defendant registered over 200 persons
12
in the First Precinct o f the Fifth W ard, m any o f whom
were unable to read, write, or speak English; and part
o f Article 19, which charged that defendant and other
registrars o f voters o f Louisiana, used the understand
ing clause to deprive large numbers o f negro citizens o f
the right to vote.
The exception o f vagueness was leveled at the fa il
ure o f the petition to give the names o f the large num
ber o f negro citizens who had been deprived o f regis
tration, and the names of those who deprived them. It
likewise demanded the names o f the voters o f the First
Precinct o f the Fifth W ard, who had been im properly
registered by defendant.
The case was argued on the exceptions o f defend
ant. The district judge in a written opinion (Tr. 24)
maintained the exception o f no cause o f action, and
plaintiff appealed.
ASSIGNMENT OF ERRORS.
The assigned errors in the opinion and decree o f
the district judge were that he failed to hold the under
standing clause in the suffrage article o f the Louisiana
Constitution contrary to the 14th and 15th Amendments;
that he failed to hold that the understanding clause was
historically the successor and substitute o f the grand
father clause, and like it intended to discriminate against
negro citizens solely on account o f race and co lor , and
that he failed to hold that the understanding clause
was arbitrary and discrim inatory because o f race and
color, and contrary to the 14th and 15th Amendments.
13
ARGUMENT.
The petition in this case was drawn with the tran
script in Anderson vs. Myers, before the writer.
A certified copy o f the record in the Circuit Court
fo r the District o f Maryland disclosed that the suit was
filed on July 30, 1909, about six weeks after the plain
tiff had applied fo r and was refused registration. In
that brief period no election was charged to have been
held, and the damages were demanded not because the
plaintiff had been denied the right to vote, but that he
had been denied the right to register and qualify to
vote. The pleadings in that case having been approved
by the Supreme Court o f the United States it would
seem that this is the most effectual answer to the plea
o f the defendant that in the instant case plaintiff’s suit
was premature, because no elections took place between
the time o f refusal o f registration and the date o f the
filing suit.
The opinion o f the district judge criticizes the lit
erary quality o f plaintiff’s petition in several respects,
m ore particularly in that plaintiff alleged that he was
a duly and legally qualified citizen and voter, and that
he duly and properly filled out the written application
for registration without giving the precise words with
which he filled the blanks. Especially he criticized the
petition because the plaintiff did not plead that he had
correctly interpreted the article o f the Constitution sub
mitted to him fo r understanding nor recite the precise
words with which he gave his interpretation; but the
district judge did not maintain any o f the exceptions
except that o f no cause o f action; and the constitution
14
ality o f the “ understanding clause” is the real and only
question at issue.
Before we pass to the discussion o f the m ajor ques
tion we desire to say that we specifically charged in our
petition that the only reason why we were refused reg
istration was because o f the “ understanding clause”
and that was the only element as to qualification o f the
plaintiff which was tendered by the suit. As to the
m anner in which he interpreted the article o f the Con
stitution submitted to us we submit that our pleading
is the only logical and correct one. Had we pleaded
that we clearly interpreted the article, and fo r that rea
son we were entitled to registration, we w ould be
pleading the legality and constitutionality o f the “ under
standing clause” and asking fo r its protection. Of
course, the very opposite was our purpose. W e plead
ed and charged that the “ understanding clause” was
w holly contrary to the Federal Constitution, that the
Registrar o f Voters had no right to dem and o f us com
pliance with the “ understanding clause” ; that his en
forcem ent o f the Louisiana Constitution in this respect
was oppressive, arbitrary, and illegal, and this being
our position, it was, o f course, unnecessary that we
should plead the exact language in which we sought to
interpret the article o f the Constitution.
The interpretation o f the Constitution by the Regis
trars o f Voters in Louisiana is that they have the au
thority to give the understanding test or to w ithhold it,
and that the Constitution gives them this discretion. In
other words, the deputy registrar o f voters, who is usual
ly a man o f very m ediocre civic status and o f parallel
15
education, does not ask the justice o f the Supreme
Court o f Louisiana nor the members o f the bar, nor, in
fact, anyone o f the proper race and color, to interpret
the Constitution; and the interpretation o f the Consti
tution by the Registrars is that they have the right to
require the applicant to interpet the article o f the Con
stitution or not just as they see fit.
UNCONSTITUTIONALITY OF THE UNDERSTAND
ING CLAUSE.
In the last decade o f the nineteenth century, the in
ventive minds o f the South turned toward the develop
ment o f a suffrage law which would disfranchise all
negroes, both literate and illiterate, yet retain the right
to vote in both classes o f whites.
The 15th Amendment made direct discrimination
unconstitutional.
Tw o projects were o ffered : The so-called “ grand
father clause” and the “ understanding clause.”
Louisiana, in its Constitution o f 1898, adopted the
form er. In 1915 the Oklahoma and Maryland laws, em
bracing the “ grandfather clause” were declared null.
North Carolina, Chapter 97, Act 6 o f 1920, Consoli
dated Statutes, retains the “ grandfather clause” as to il
literate voters, but the “ understanding clause” has not
been adopted.
South Carolina, 1895 Constitution, Section 4, con
tains the understanding clause, effective only until
January 1, 1898. This declaration is as fo llow s:
16
“ (c) Qualification for Registration up to
January 1898, Test o f Registered Voters. ‘Up to
January 1, 1898, all male persons o f voting age
applying fo r registration who can read any sec
tion o f this Constitution submitted to them by
the registration officer, or understand and ex
plain it when read to them by the registration
officer, shall be entitled to register and becom e
electors. A separate record, etc.’
“ (d) Qualification for registration after Jan
uary, 1898. Any person who shall apply for reg
istration after January first, 1898, if otherwise
qualified, shall be registered; PROVIDED, that
he can both read and write any Section o f this
Constitution submitted to him by the registra
tion o fficer or can show that he owns and has
paid all taxes collectible during the previous
year on property in this State assessed at $300.00
or m ore.”
In Georgia: Article 2, Section 1 et seq. o f the Con
stitution o f 1924, and Code Sections 6395 et seq. adopted
the understanding clause in the follow ing term s:
“ 2. All persons lawfully descended from
those em braced in the classes enumerated in the
subdivision next above; or
“ 3. All persons who are o f good character
and understand the duties and obligations o f citi
zenship under a republican form o f governm ent;
or
“ 4. All persons who can correctly read in
the English language any paragraph o f the Con
stitution o f the United States or o f this State and
correctly write the same in the English language
when read to them by any one o f the registrars,
and all persons who solely because o f physical
17
disability are unable to com ply with the above
requirements but who can understand and give
a reasonable interpretation o f any paragraph o f
the Constitution o f the United States or o f this
State that m ay be read to them by any one o f
the registrars.”
ALABAM A: The Constitution o f 1901, Article 8,
Section 187, provided, unless disqualified under this ar
ticle, persons registering before January 1, 1903, shall
remain electors fo r life and shall not be required to
register again unless they change their residence. The
understanding clause was not adopted.
MISSISSIPPI: The Constitution o f 1890, Article 12,
Section 244, adopted the understanding clause by these
provisions:
‘ ‘On and after January 1, 1892, every elector
shall in addition to the foregoing qualifications,
be able to read and write any section o f the
Constitution o f this State; or he shall be able to
understand the same when read to him, or give
a reasonable interpretation thereof.”
And Section 6207 o f the Mississippi Code o f 1930,
also limits suffrage to those who “ read” or i f unable
to read, understand or give a reasonable interpretation,
etc.
FLORIDA, ARKANSAS, TENNESSEE and TEXAS
have no understanding qualification.
The Louisiana understanding clause differs from
all the others we have examined, in that it prescribes
as a mandatory requirement that the applicant for
18
registration, in addition to being able to read and write
“ shall also be able to read any clause o f this Constitu
tion, or the Constitution o f the United States, and give
a reasonable interpretation thereof;” or if he is illiterate,
he “ shall be able to understand and give a reasonable
interpretation o f any section o f either Constitution when
read to him by the Registrar.”
Plaintiff has pleaded that he reads and writes flu
ently, that he was registered during the four year period
just prior to the year in which he was refused registra
tion, and, accordingly, he is legally qualified to register
and vote under the present laws o f Louisiana, if the
understanding clause is eliminated.
That the “ understanding clause” has just the effect
intended at the time o f its enactment, he shows by tabu
lating in Article X o f his petition, the white and negro
population, by parishes, o f Louisiana, and the white and
negro registrants. Thus o f a total o f 1,318,170 native and
foreign born whites in Louisiana, in 1930, there were
248,261 male and 113,630 fem ale registered white voters;
and o f 776,326 negro population, 1,954 male, and 325
fem ale registrants. Of these 17,778 whites and 7 negroes
signed by mark. Mathematically .274 white voters,
.000293 negro voters per population— 274 out o f a thou
sand whites, 3 out o f a thousand negroes.
The “ understanding clause” enables the registrar,
notwithstanding it is mandatory, to neglect to administer
it, where he wills, and to utilize it to refuse suffrage to
the respectable law-abiding and educated negro.
Plaintiff has illustrated p roo f o f his charge that the
“ understanding clause” is not applied to whites, by
19
showing that in the first precinct o f the Fifth W ard o f
New Orleans, over 200 voters were registered hy de
fendant, nearly all o f whom are foreigners, or sons o f
foreign-born parents, few o f whom read or even speak
English correctly, and substantially not one in the en
tire precinct could correctly com ply with the “ under
standing clause.”
The present case is free o f the difficulties in Guinn
v. United States, 238 U. S. 354, where it was held that
the educational qualification was so com pletely inter
related with the “ grandfather clause” that the nullity o f
the latter carried the nullity o f the form er. W e have
no quarrel with the educational test in the Louisiana
law.
Our attack on the “ understanding clause” is two
fo ld :
(1) That, in the language o f the opinion in Gumn
us. United States (p. 361) “ it involves an unmistakable,
although it may be a somewhat disguised, refusal to
give effect to the prohibitions o f the 15th Amendment
by creating a standard which it is repeated but calls to
life the very conditions which that amendment was
adopted to destroy, and which it had destroyed.”
(2) That it subjects plaintiff to an arbitrary, un
reasonable, and capricious qualification o f his right to
register and vote, and confers on defendant an unlim
ited, unguided, and arbitrary pow er to refuse plaintiff
the right to register and vote, solely on account o f his
race and co lor ; by conferring on the Registrar authority
to give or withhold the test; and giving it, to declare the
plaintiff’s interpretation wrong.
.20
The “ understanding clause” o f the Louisiana Con
stitution is not the only pitfall, in this mechanism, which
seems to give, but really withholds.
A further provision in the section authorizes appli
cant to file suit in the district court, without costs, to
test his right to vote. The case must be tried before a
jury o f 12, nine o f whom must concur to reach a ver
dict. The Court may grant one new trial by jury. “ In
no case shall any appeal lie or any other Court exercise
the right o f review.”
The doors o f the State courts are, therefore, closed
for a test o f the constitutionality o f the “ understanding
clause.” It will readily be appreciated how impossible,
any but the merest handful o f citizens could resort to
the courts fo r relief. If the five district courts o f New
Orleans devoted their entire dockets to the trial o f such
cases during the four trial days per week, only twenty
citizens per week could obtain a hearing. In the ten
months o f the court session, less than 900 such cases
could be tried, even assuming that all the other business
o f crowded dockets was set aside.
In Louisiana, the right to register is an important
property right to those seeking em ploym ent on public
work. Act 116 o f 1928, amending Act 271 o f 1908, limits
employment o f mechanics on all public w ork o f State,
City, or Governmental agencies, to qualified voters o f
Louisiana. Exceptions are granted only when the Gov
ernor, Mayor, or other governmental o fficer fails when
called upon, to furnish qualified voters.
W e submit that M yers vs. Anderson is com plete au
thority in this case fo r jurisdiction, fo r quantum if there
21
is a cause o f action, and fo r the principle that what is
necessarily im plied by a statute, is as much a part o f it
as what is expressed.
But, it is answered, Oklahoma and Annapolis adopt
ed a standard for qualification for voting, based upon
the Suffrage requirements o f 1868, when the only voters
were whites. The inclusion o f that standard was a v io
lation o f the 15th Amendment, even though the instant
statute did not mention race or previous condition of
servitude.
The trial judge deemed Williams vs. Mississippi,
170 U. S. 213, a conclusive contra authority herein.
It is true that the “ understanding clause” o f the
Mississippi suffrage system received a sort o f negative
approval, a failure o f utter condemnation. But the issue
was only rem otely before the Court. A negro murderer,
condem ned by the State Court, sought that last clear
chance, an appeal to the Federal courts in the plea that
men o f his race were excluded from the juries which
indicted and convicted him. The Court in denying him
liberty, declared that his pleadings charged that Mis
sissippi’s law's intended discrimination, that they a fford
ed opportunity to registration officers to discriminate,
but there was no sufficient showing o f carrying such
intent into execution, and that it was essential in order
that such laws be held contrary to the amendments, that
actual execution o f the intent, be amply shown. The
Court said in this case:
“ It cannot be said, therefore, that the denial
o f the equal protection o f the laws arises prim ari
ly from the constitution and laws o f Mississippi,
22
nor is there any sufficient allegation o f an evil
and discriminating administration o f them. The
only allegation is “ * * by granting a discre
tion to the said officers, as mentioned in the sev
eral sections o f the constitution o f the State, and
the statute o f the State adopted under the said
constitution, the use o f which discretion can be
and has been used by said officers in the said
W ashington County to the end here com plained o f
to-wit, the abridgment o f the elective franchise
o f the colored voters o f W ashington County, that
such citizens are denied the right to be selected
as jurors to serve in the Circuit Court o f the
county, and that this denial to them o f the right
to equal protection and benefits o f the laws o f the
State o f Mississippi on account o f their co lor and
race, resulting from the exercise o f the discre
tion partial to the white citizens, is in accordance
with and the purpose and intent o f the framers
o f the present constitution o f said State.
“ It w ill be observed that there is nothing di
rect and definite in this allegation either as to
means or time as affecting the proceedings against
the accused. There is no charge against the o ff i
cers to w hom is submitted the selection o f grand
or petit jurors, or those who procure the lists o f
the jurors. There is an allegation o f the pur
pose o f the convention to disfranchise citizens o f
the colored race, but with this w7e have no con
cern, unless the purpose is executed by the con
stitution or laws or by those who administer
them. * * *”
And in three sentences, the Court gives the reason
ing fo r its refusal to interfere in the Williams case:
“ Though the law itself be fa ir on its face
and impartial in appearance, yet, if it is applied
23
and administered by public authority with an
evil eye and an unequal hand, so as practically
to make unjust and illegal discriminations be
tween persons in similar circumstances, material
to their rights, the denial o f equal justice is still
within the prohibition o f the Constitution. This
principle o f interpretation has been sanctioned
in H enderson v. Mayor o f N ew York, 92 U. S. 259;
Chy Lung u. Freem an, 92 U. S. 275; E x parte Vir
ginia, 100 U. S. 339; Neal v. Delaware, 103 U. S.
370; and Soon Hing v. Crowley, 113 U. S. 703.
“ This comment is not applicable to the con
stitution o f Mississippi and its statutes. They do
not on their face discriminate between the races,
and it has not been shown that their actual ad
ministration was evil, only that evil was possible
under them.”
Contrast now the paucity o f pleading as to facts o f
discrimination on account o f race, in the Williams case,
with those in the present suit. W e believe we have
shown a case o f a race rebuffed in its effort to gain
recognition fo r educational endeavor, lawful living, clean
citizenship.
It matters not how high his grade o f civilization,
the arbitrary discouragement o f deprivation awaits the
negro under the understanding clause. P laintiff’s peti
tion shows with abundant detail the working effect of
the statute— 1669 negroes w ho can read and write regis
tered out o f 776,326 population, 17,778 white who can
not read or write out o f a population o f 1,318,170.
The Mississippi understanding statute applies only
to illiterates; the Louisiana statute applies both to the
illiterate and the literate,— if they are negroes.
24
The petition charges fo r a first cause o f action that
the defendant was liable because he arbitrarily and un
constitutionally enforced an article o f the Louisiana
Constitution to deprive plaintiff o f registration as a
voter, when this article was contrary to the 15th Am end
ment, and fo r a second cause o f action, because it was
contrary to the 14th Amendment.
Plaintiff has shown in his pleadings that he is a
negro, previously registered as a voter, a citizen with a
good record, m ore than ordinarily educated, refused
registration because o f the understanding clause, that in
43 out o f the 62 parishes in Louisiana no negroes at all
are registered, that o f the others, two parishes have one
negro each registered, fou r parishes have two negroes
registered, two have three each. Outside o f New Or
leans, no parishes have m ore than 20 registered negroes,
and only eight m ore than ten such registrants.
Plaintiff has charged that the test is applied to ne
groes and omitted as to whites, and instances an elec
tion precinct in New Orleans o f over 200 white regis
trants, practically all o f w hom are unable to correctly
read or speak English, or to give a reasonable interpre
tation o f any part o f the Constitution.
All o f which is an abundant showing in the language
o f W illiam s v. Mississippi, omitting the negative, w hile:
“ they do not on their face discriminate between the
races, and it has been shown that their actual adminis
tration was evil, and that evil was possible under them.”
Yick W o v. Hopkins, 118 U. S. 356, stands out as
the best expression o f the doctrine that statutes may
25
violate the constitution by their method o f administra
tion.
Citing Baltimore v. Radecke, 49 Maryland 217, which
involved the authority o f the Mayor to give or withhold
permits to operate steam engines in the city limits, the
opinion quotes:
“ But it commits to the unrestrained w ill o f
a single public o fficer the pow er to notify every
person who now employs a steam engine in the
prosecution o f any business in the city o f Balti
more, to cease to do so, and, by providing com
pulsory fines fo r every day’s disobedience o f
such notice and order o f removal, renders his
pow er over the use o f steam in that city practical
ly absolute, so that he may prohibit its use alto
gether. But if he should not choose to do this,
but only to act in particular cases, there is noth
ing in the ordinance to guide or control his
action. It lays down no rules by which its im
partial execution can be secured or partiality
and oppression prevented. It is clear that giving
and enforcing these notices may, and quite likely
will, bring ruin to the business o f those against
whom they are directed, while others, from whom
they are withheld, may be actually benefited by
what is thus done to their neighbors; and, when
we rem em ber that this action or non-action may
proceed from enmity or prejudice, from partisan
zeal or animosity, from favoritism and other im
proper influences and m otives easy o f conceal
ment and difficult to be detected and exposed,
it becom es unnecessary to suggest or to comment
upon the injustice capable o f being brought un
der cover o f such a power, fo r that becom es ap
parent to every one who gives to the subject a
26
moment’s consideration. In fact, an ordinance
which clothes a single individual with such pow
er hardly falls within the domain o f law, and we
are constrained to pronounce it inoperative and
void.”
How like the power committed to the Registrar o f
Voters o f Louisiana. W ith no definition o f their powers,
no prescription as to application, no limits to pow er to
give or to withhold the right to a voice in government,
the Louisiana statute says the registrar may make voters
where he will, and withhold where he desires, without
limit, rule, or guidance.
As said by counsel in this case— page 363: “ Can a
Court be blind to what must be necessarily known to
every intelligent person in the State?” Do not all know
that the “ understanding clause” was the left-handed o f f
spring o f the illegitimate “ grandfather clause?” The
Constitutional Convention which adopted this ordinance,
debated it only in executive session, and we have no
volum e o f debates declaring its purpose. But that pur
pose was so generally known and accepted, as to require
no label. A poll-tax was not sufficient, an educational
test was not sufficient. There must be discrimination,
and arbitrary unreasoning, strong-arm discrimination
to keep out the educated black, and let in the unedu
cated white.
The Yick W o case in vehement language, carries
these facts to the inevitable conclusion, that om ission o f
the words declaring race discrimination, does not save
a law, inevitably designed fo r that purpose, and invaria
bly so administered. This is the verbiage:
27
“ In the present cases we are not obliged to
reason from the probable to the actual, and pass
upon the validity o f the ordinances com plained
of, as tried merely by the opportunities which
their terms afford, o f unequal and unjust dis
crimination in their administration. F or the
cases present the ordinances in actual operation,
and the facts shown establish an administration
directed so exclusively against a particular class
o f persons as to warrant and require the conclu
sion, that, whatever may have been the intent o f
the ordinances as adopted, they are applied by
the public authorities charged with their adm in
istration, and thus representing the State itself,
with a mind so unequal and oppressive as to
amount to a practical denial by the State o f that
equal protection o f the laws which is secured to
the petitioners, as to all other persons, by the
broad and benign provisions o f the Fourteenth
Amendment to the Constitution o f the United
States. Though the law itself be fair on its face
and impartial in appearance, yet, if it is applied
and administered by public authority with an evil
eye and an unequal hand, so as practically to
make unjust and illegal discriminations between
persons in similar circumstances, material to
their rights, the denial o f equal justice is still
within the prohibition o f the Constitution. * * *”
An excepton o f no cause o f action admits for its
purposes the allegations o f the petition, and taking our
allegations as a statement o f the case, we have our facts
confessed. To this situation we apply the concluding
paragraph o f the Yiclc W o case:
The fact o f this discrimination is
admitted. No reason for it is shown, and the
28
conclusion cannot be resisted, that no reason for
it exists except hostility to the race and national
ity to which the petitioners belong, and which in
the eye o f the law is not justified. The discrim i
nation is, therefore, illegal, and the public ad
ministration which enforces it is a denial o f the
equal protection o f the laws and a violation o f
the Fourteenth Amendment o f the Constitution.”
W e submit that tested by its genealogy, by its con
tem porary history, by its internal com plexity, with un
limited and undefined authority to registrars to test or
not to test, to give a voice in government, or withhold
suffrage, with court process beyond the nisi priiis court
expressly denied, with a demonstrated result after years
o f operation o f practically com plete elimination o f ne
gro registration in Louisiana— with no negro voters in
three-fourths o f the parishes— the mala fides o f the “ un
derstanding clause” has been demonstrated.
And we accordingly ask reversal.
Respectfully submitted,
H. W . ROBINSON,
A ttorney fo r A. M. Trudeau,
Plaintiff and Appellant.
■
N. A. A, C. P,
70 FIFTH AVE„
NEW YORK CITY,
IN THE
SUPREME COURT OF ARKANSAS
J. M. ROBINSON ET AL.,
APPELLANTS,
VS.
L. C. HOLMAN ET AL.,
APPELLEES.
fNo. 1503.
ABSTRACT AND BRIEF OF APPELLANTS.
J no. A. H ib b l e r ,
B ooker and B ooker,
S cipio A . J o n es,
Solicitors for Appellants.
M O N T G O M E R Y a S O N . L A W B R I E F P R I N T E R S . P O P L A R B L U F F , M O ?
No. 1503
IN THE
SUPREME COURT OF ARKANSAS
J. M . R OBIN SON , J. O. H ICK M A N , IK E R JIM E R SO N , J. W .
D O U G LA S, W . S. B RO W N , L E R O Y E. W IL L IA M S , A. E.
AM OS, H . H O W E L L , J. W . W A L K E R , C. E. D U BISO N ,
E T A L „
L. C. H O LM AN , M R S . CH AS. H . M IL L E R , C. A. R O T H , T . E .
H A L E , TO M C A M P B E L L , W . C. S M IT H , M R S. T . J .
N EW M A N , L . P . C R Y E R , E CTO R JOHNSON, W . C.
B A IR D , R . W . H O W E L L , F R E D L . JORDAN , J . C.
E A K IN , M R S. B . C. A D A M S, E. L . H U D D LE STO N , M R S.
N E L L IE V . M A T H E W S , C. A. R IL E Y , V E R N E M cM IL -
LAN, R . B . D A V E N P O R T , M R S. L . D. R EAGAN , TH A D
FE LTO N , W . A . CROW , M R S. W . G. M cD A N IE L , C LYD E
A RN O LD , M R S. E. M . F R IC K , C. M . L E IR D , J . O.
B U R D E L L , J. P . B A L D W IN , M R S. C. L . MCDONALD,
A . L . JON ES, M R S. A D A BOONE, M . A . STONE, W . H .
JA R R E T T , P H IL P H IL L IP S , V IC T O R K O E R S, JOE JUNG,
W . O. FLE M IN G , M R S. A L K IN S O L V IN G , E. B. SPEE LE R,
M R S. W . C. B R A Y , JOE HANSON, S T E V E E V A N S, FR ED
K R A M E R , R. E. K IN S T L E Y , W . A . B A X L E Y , M R S. TOM
M A LO N E , H E N R Y Y E A G E R , M R S. W . R . K IN C H L A R ,
H E R M A N D U R ST , M R S. J. C. B EM BE R G , II. C . K O L B E ,
M R S. J. C. P A R R , A . F . L A P E , M R S . R EE S P . H OR-
R O C K S, P A Y N E R A M SE Y , T . O. R O W L A N D , R. M .
F E W E L L , H A R V E Y SH OFFN ER, M R S . F R A N K GIBB,
M R S. J. B. D IC K IN SO N , JA M E S PE N IC K , W . H . GARNER,
TO M N E W L A N D , W . H . D W IG G IN S, M R S. C. H . H A T
F IE L D , W A L K E R SAN D E R S, TO M C A R U T H E R S, C. A.
P U L L E N , M R S . JEN N IE G A R R E T T , FLO R E N CE DO NA
H U E, M R S . A . B . B A R T L E T T , L L O Y D JU D D , JOHN
B A T E M A N , M R S . E. B . K E L L E Y , M R S. W . E . T H R O C K
M O RTO N , M R S. CORA JER N IG A N , J. W . OLSON, GEORGE
W . EM ERSON , M R S . F . L . W H IT E D , M R S . T . P . HOM -
A RD , W . A . BRANNON, E. E LLEN BOG EN , GORDON, N.
P E A Y , M R S . W . R . L IN D S E Y , M R S. A . R U S S E L L , M R S .
J. C. M cCO OK, E A R L F R A Z IE R , D . W E B S T E R JONES,
JO S E P H LOEB, L . K . SN O DGRASS, J. M . STERN ,
GEORGE ST R A T M A N , S. V . B R A C Y , M R S. F U L L E R
2
SPEN CER, M IS S E T T A L E E JORDAN , M IS S G U SSIE
H A Y N IE , W A T T G R A H AM , D . S. R ISO R , W . E. H A R
RING TON , L O U IS A D A M S, M R S. J. B. W E L L S , ROY
B E L L , J. T. K IR K , M R S. R . T . M IT C H E L L , M R S : O: H :
DEN GLER, GORM AN JONES, M R S. F R E D A. SNODGRASS,
W . E. B A L E , M R S. R. L . D IC K E R SO N , M R S . J . H .
JOHNSON, M R S. B. T . H O FF, W . E. L IV IN G ST O N ,
GEORGE B O ST IC K , W . S. K O TCH , M R S. E D IT H COL
LIN S, H . E. P A T T ISO N , M R S. W . E. GREEN, H E N R Y
SH AU M AN , M R S. GU Y A M SL E R , C. C. CONNER, P A U L
M IZE L L , T A Y L O R R O B E R T S, C. M . JENSON, M R S. N. W .
STU B B S, BOB FA U ST , M R S . C. E. PEN D LETON , W . A.
GOARD, H O M ER FR E E LIN G , GUS B U T L E R , W . P . GREEN,
M R S. W . G. SPRAGU E, GEORGE W . PR IC E , J . L .
D R A P E R , M R S. C. V . H O K E, M R S. W . R . DONH AM ,
SCOTT JAM ISO N , R . B. A SH C R A F T , J. C. CONNER,
W . J. H E R R IN G , M R S. A . J. W IL SO N , D A N BOONE,
M R S. P . V . B U RTON , Z . H E N R Y JU DGES, M R S. S . W .
M A SE , M R S. F R E D A D A IR , C. J. G R IF F IT H , M R S. D . D .
TH OM PSO N , M R S. C. C. C H R IS P , H E N R Y B AU M , S T E R L
IN G C O C K R ILL,
A P P E L L E E S.
STA TE M E N T OF TH E CASE.
This is an action brought by J. M. Robinson
et al., negroes, asking a permanent restraining
order against L. C. Holman et al., election com
missioners and officers o f the State Dem ocratic
Committee, restraining them from interfering with
the said appellants in the free exercise o f their
rights o f franchise as dem ocrats in the Dem ocratic
Primaries o f the State o f Arkansas. The petition
and application fo r a tem porary order were filed
against the City Election Commissioners o f Little
Rock, Arkansas, in the City Dem ocratic Primaries,
November, 1928, and was heard by Judge Richard
Mann o f the Second D ivision o f the Pulaski Cir
cuit Court, who was acting for Judge Frank Dodge,
Chancellor o f the Pulaski Chancery Court, who
was absent from the state. Judge Mann granted
3
the temporary order perm itting the appellants to
vote in the city primary election in November,
1928. The petition was afterward amended by
agreement o f attorneys representing both appel
lants and appellees, making the state Dem ocratic
election commissioners and officers party defend-
ants. Services were duly had upon the chairman
and secretary o f the State Dem ocratic Central
Committee and the matter came on for hearing
before Judge Dodge on the 21st day o f September,
1929, who dissolved the tem porary order and it
now comes to this court on appeal from his decisj
ion dissolving and dismissing the injunction anc
petition. This case involves the construction anc
application o f the Constitution o f the Unitec
States, especially the fourteenth and fifteentl
amendments thereto and the Statutes o f the State
o f Arkansas as applied to the Dem ocratic rule
governing their prim ary elections.
In the Pulaski Chancery Court.
J. M. Robinson, J. 0 . Hickman, Ike Jimerson,
J. W . Douglass, W . S. Brown, Leroy W il
liams A . E. Am os, H. A . H owell, J. W .
W alker, C. E. Dubison, Plaintiffs,
vs.
L. C. Holman and others, Defendants.
AM E N D M E N T TO P E T IT IO N FO R R E S T R A IN
IN G ORDER.
Come the plaintiffs and having previously
4
obtained the consent o f the court make E. L.
Compere, chairman, and H. L. Lambert, secretary,
respectively, o f the Dem ocratic State Central Com
mittee o f Arkansas, parties defendant to this
action, and file the follow ing amendment to the
allegations o f the petition heretofore filed:
Petitioners further allege that the officials o f
the Dem ocratic prim ary election in the city o f
L ittle Rock, as well as in other cities of A rkan
sas, refuse to permit negroes to vote in Dem ocratic
primaries, solely because o f the fact that they are
negroes.
That the said chairman and secretary o f said
Dem ocratic State Central Committee acting on
behalf o f the Dem ocratic party in Arkansas have
instructed all judges o f Dem ocratic prim ary elec
tions in Arkansas to refuse to perm it negroes to
vote therein.
That between this date and the date o f the
next general election in 1930, Dem ocratic primaries
w ill be held in the city o f L ittle R ock and through
out the State of Arkansas fo r the nomination o f
city, township, county, district, State and national
offices, and that i f not restrained by the court said
chairman and secretary o f said Dem ocratic State
Central Committee o f Arkansas w ill instruct all of
said Dem ocratic prim ary officials to refuse votes
to all negroes who may offer to vote therein.
The petitioners possess all necessary qualifica
tions under the laws o f the State o f Arkansas as
electors, to vote in Dem ocratic primaries.
5
Petitioners say that said refusal of Dem ocratic
officials to permit them to vote in Dem ocratic
primaries is in contravention of and violative of
the provisions o f the fourteenth and fifteenth
amendments to the Constitution o f the United
States and is a denial to them o f their rights as
citizens thereunder.
W herefore, the premises considered, petitioners
pray in addition to the relief asked in their original
petition, that the said E. L. Compere, as chairman,
and the said H. L. Lambert, as secretary, respect
ively, o f the Dem ocratic State Central Committee
o f Arkansas, their successors in office, their agents,
employees, and the election officials, appointed
under their authority, as well as the said parties
defendant named in the original petition herein,
be permanently restrained from prohibiting peti
tioners and all other members of the negro race
sim ilarly situated and otherwise qualified from
voting in the forthcom ing Dem ocratic primaries
to be held throughout the State o f Arkansas during
the next two years, or any time thereafter.
BO O K ER & BOOKER,
JNO. A . H IB B LE R ,
Solicitors for Plaintiffs.
In the Pulaski Chancery Court.
J. M. Robinson, J. 0 . Hickman, Ike Jimerson,
J. W . Douglass, W . S. Brown, L eroy E.
6
W illiam s, A. E. Amos, H. A. Howell, J. W .
W alker, C. E. Dubison et al., P laintiffs,
vs.
L. C. Holman and others, Defendants.
A N SW E R .
The defendants, for answer to the petition and
amendment to the petition herein, admit that the
plaintiffs are citizens o f Arkansas, of Pulaski
county, and o f the City o f L ittle Rock, that they
are freeholders, taxpayers and qualified voters;
but they say they have no knowledge or inform a
tion sufficient to form a belief as to whether or
not the plaintiffs are Democrats, and, therefore,
deny that they were qualified under the law to
vote in the Dem ocratic city prim ary o f Little
Rock, which was held on M onday, Novem ber 26,
1928; they deny that the plaintiffs voted in the
last Dem ocratic prim ary preceding said city
prim ary; defendants further state that they have
no knowledge or inform ation sufficient to form a
belief as to whether the plaintiffs voted the entire
Dem ocratic ticket in the last general election held
Novem ber 26, 1928.
Defendants admit that the plaintiffs would
have been prohibited from voting in the Demo
cratic city prim ary which nominated a candidate
fo r m ayor o f the city o f L ittle Rock, and several
aldermen, on the 26th day o f November, 1928,
unless they had been restrained by this court.
7
Defendants deny that a Dem ocratic prim ary
election in which Dem ocratic candidates are nom
inated fo r various offices is equivalent to an
election.
Defendants deny that plaintiffs are being de
prived o f their rights and privileges as citizens
and Democrats under the 14th and 15th Am end
ment o f the United States on account o f their
race, color or previous condition o f servitude, by
reason o f being prohibited from participating in
a Dem ocratic primary.
Defendants admit that the plaintiffs are
negroes, citizens o f the United States and o f
Arkansas, residents o f the city o f Little Rock, and
that they are qualified voters, but deny that they
are qualified to vote in any Dem ocratic primary
held in the State o f Arkansas by reason o f the
fact that under the existing rules o f the Dem ocratic
Party in Arkansas as amended and adopted by the
Dem ocratic State Central Committee, October 16,
1926, under the authority o f the Dem ocratic State
Convention, the supreme governing bodies o f the
Dem ocratic party in Arkansas, it is provided by
Section 2 thereof, as follow s:
“ The Dem ocratic party o f Arkansas shall con
sist o f eligible and legally qualified white electors,
both male and female, wTho have openly declared
their allegiance to the principles and policies of
the Dem ocratic party, as set forth in the platform
o f the last preceding Dem ocratic National and
State Conventions, who have supported the Demo-
8
cratic nominees at the last preceding elections,
and who are in sympathy with the success o f tne
Dem ocratic party in the next succeeding election.”
Defendants further state that by reason o f
said rule o f the party legally adopted, the plain
tiffs and all other persons except white persons
are prohibited from voting in Dem ocratic primaries
in the State o f Arkansas; defendants further admit
that the chairman and secretary o f the Dem ocratic
State Central Committee acting on behalf o f the
Dem ocratic party in Arkansas, have instructed and
w ill instruct in the future all judges o f Dem ocratic
prim ary elections in Arkansas to refuse to permit
negroes to vote in said primaries.
But defendants deny that such refusal to
perm it the plaintiffs to vote in a Dem ocratic
prim ary is a denial and abridgement o f their rights
under the laws o f the United States o f Am erica,
or that it is an abridgement o f the privileges and
immunities o f the citizens o f the Uuited States,
or that it is denial o f persons within its ju risd ic
tion of the equal protection o f the law.
Defendants admit that E. L. Compere is
chairman o f the Dem ocratic State Central Com
mittee and that H. L. Lam bert is secretary o f
the Dem ocratic State Central Committee, and that
the other defendants were the duly qualified and
acting judges o f a prim ary election held under
the auspices o f the Dem ocratic party in the city
o f L ittle R ock on the 26th day o f November, 1928.
Defendants further state that the Dem ocratic
9
party is a voluntary, unincorporated association,
com posed o f white electors, both male and female,
who have openly declared their allegiance to the
principles and policies of the Dem ocratic party,
and whose members have the right to determine
who shall compose the membership o f the associa
tion and to adopt such rules as may seem fit and
proper to them for the purpose o f governing the
party, o f regulating the admission o f other mem
bers and to prohibit any one except those eligible
to membership from participating in its prim ary
elections or conventions.
W herefore, having fu lly answered, the defend
ants pray that the tem porary restraining order
heretofore granted by the court in this case
restraining judges o f election from prohibiting the
plaintiffs from voting in the Dem ocratic primary
held in Little Rock, Pulaski County, Arkansas,
Novem ber 26, 1928, be dissolved, and that the
petition and amendment to the petition o f the
plaintiffs herein be dismissed for want o f equity,
and for the further reason that this court has no
jurisdiction to determine the membership o f the
Dem ocratic party in Arkansas, and for all other
proper relief.
D. K . H A W T H O R N E ,
JU N E P. W O OTEN ,
Solicitors fo r Defendants.
10
In the Pulaski Chancery Court.
J. M. Robinson et al., P laintiffs,
vs.
L. C. Holman et al., Defendants.
STIPU LA TIO N S.
Made orally, at the bar o f the Court, at a
hearing before the H onorable Prank H. Dodge,
Chancellor, on February 4, 1929.
Appearances: Booker & Booker, Esquires;
John A . Hibbler, Esquire, for Plaintiffs. June P.
W ooten, Esquire; Donald K . Hawthorne, Esquire,
fo r Defendants.
It is expressly stipulated and agreed that the
follow ing oral stipulations in this action m ay be
made in open court, before the Honorable Frank
H. D odge, Chancellor, reported in shorthand by
S. H. Atkinson, the official stenographer o f said
Court, which stipulations, together with exhibits,
i f any, may be transcribed and certified by the
said official stenographer o f said Court, submitted
to the Chancellor fo r examination and approval
w ithin six months o f the date o f the decree herein,
and, when so approved by the Chancellor, filed as
Stipulations and as a part o f the record in this
action.
Mr. H aw thorne: It is stipulated that J. M.
Robinson, J. 0 . Hickm an, I. W . Jimerson, J. W .
Douglass, W . S. Brown, L eroy E. W illiam s, A . E.
Amos, H. A . H owell, J. W . W alker and Peach
11
Jordan are citizens, residents and taxpayers of
the City o f Little Rock, State o f Arkansas, and
holders o f poll tax receipts, and qualified electors,
and that they supported the Dem ocratic nominees
in the general election in 1926, and that they
voted in the Dem ocratic City Primary, held in the
City o f Little Rock on November 26, 1928, and
that, prior thereto, on November 6, 1928, they sup
ported the Dem ocratic nominees in the State and
National election, and that they have expressed and
declared themselves in sympathy with the success
o f the Dem ocratic party and are believers in the
principles o f the Dem ocratic party.
Mr. W ooten : And that the fact that they
voted in the Dem ocratic Prim ary, in November,
1928, was by reason o f a tem porary restraining
order issued by this Court, and that such acts
were done without the consent or approval o f the
officers o f the State Central Committee; that the
follow ing rule is a regularly established rule o f
the “ Rules o f the Dem ocratic Party in Arkansas,
adopted October 16, 1926, under the authority o f
the Dem ocratic State Central Committee, o f A rk
ansas, and now in force, to-w it:
“ W hom to Consist of. Section 2. The Demo
cratic Party o f Arkansas shall consist o f all eligible
and legally qualified white electors, both male and
female, who have orally declared their allegiance
to the principles and policies o f the Dem ocratic
Party, as set forth in the platform o f the last
preceding Dem ocratic National and State Conven
12
tion, who have supported the Dem ocratic nominees
at the last preceding elections and who are in
sym pathy with the success o f the Dem ocratic party
in the next succeeding election.”
That for the last 25 years, in the State o f
Arkansas, the Dem ocratic nominees have been
elected at the succeeding State elections fo r State
officers, except members o f the Legislature and
a few District officers.
Court: Is that all?
Counsel: That is all.
J. M. Robinson, J. 0 . Hickman, Ike Jimerson,
J. W . Douglass, W . S. Brown, L eroy E.
W illiam s, A . E. Am os, H. A . Howell, J. W .
W alker, C. E. Dubison, Plaintiffs,
vs.
L. C. Holman, E. L. Compere, chairman, and
H. L. Lam bert, Secretary o f the Dem o
cratic State Central Committee o f A rk
ansas, Defendants.
DECREE.
On this day come the above named plaintiffs,
in person and by their solicitors, B ooker & Booker
and John A . Hibbler, and come the defendants by
their solicitors, June P. W ooten and D. K . H aw
thorne, and this cause having been reached upon
a call o f the calendar and all parties announcing
ready for trial, the same is submitted to the Court
for consideration and determination upon the peti
13
tion for a restraining order, with its exhibits, the
tem porary restraining order, with its exhibits, the
tem porary restraining order heretofore issued by
the Honorable R. M. Mann, Judge o f the Second
D ivision o f the Pulaski Circuit Court, sitting in
the absence o f the regular Chancellor, the amend
ment to the petition for a restraining order, the
answer with its exhibits, the stipulations entered
into orally before the Court and the exhibits there
to ; and the Court, being well and sufficiently
advised in the premises, doth find that the petition
o f plaintiffs should be dismissed for want o f equity.
It is therefore, by the Court considered,
ordered, adjudged and decreed that the petition o f
plaintiffs be, and same is, hereby dismissed for
want o f equity, with costs.
It is further ordered that the tem porary
restraining order heretofore issued in this cause
be, and the same is, hereby dissolved.
W hereupon, the plaintiffs except to the ruling
o f the Court and pray an appeal to the Supreme
Court o f September 19, 1929.
Assignm ent of E rro rs .
I .
The Chancellor erred in dismissing the peti
tion and. dissolving the injunction o f the appellants.
a. F or the reason this case involves the con
struction and application o f the Constitution o f
the United States and especially the Fourteenth
and Fifteenth Amendment thereto.
b. F or the reason this is a case in which
the Dem ocratic party o f Arkansas by adopting a
party rule is claimed to he in contravention to the
Constitution o f the United States, the Constitu
tion and Laws o f the State o f Arkansas.
c. F or the reason this is a suit to prevent a
political party under color o f party rule from
taking from the citizens o f the United States and
State o f Arkansas, a right and privilege secured
by the laws o f the United States, providing fo r
equal rights fo r citizens o f all persons within its
jurisdiction.
d. F or the reason appellants are being de
prived o f the right to vote in Dem ocratic Party
Prim aries solely on account o f race and color,
which right the appellants claim is based upon
the right guaranteed by the Constitution and laws
o f the United States.
e. F or the reason the appellants are denied
the right to vote in D em ocratic Prim ary E lec
15
tions by the election judges in charge thereof
who are instructed by the officials o f the Demo
cratic State Committee that no negro should be
allowed to vote in such party primaries, which act
is in violation o f the Constitution o f the United
States and the State o f Arkansas and discriminates
against appellants solely because o f race and color.
f. F or the reason under the allegations in
the petition o f the appellants, at the time appel
lants presented themselves at the polls they pos
sessed every qualification o f a voter which had
been prescribed by the Constitution and Laws of
the State o f Arkansas prior to that date and they
are prevented from casting their ballot by the
appellees herein solely upon the ground that they
are negroes and belong to the colored race.
g. F or the reason the Chancellor erred in
dism issing the petition o f the appellants fo r the
reason that the petition o f the appellants alleged
that they possessed every qualification o f a legal
voter prescribed by the constitution and laws o f
the State o f Arkansas and. that the appellees ad
mitted the same in their answer and further ad
mitted that they were denying the appellants the
right to vote in Dem ocratic party prim aries solely
because o f their race and color which was in keep
ing with a rule adopted by the State Democratic
Committee.
W e shall undertake to discuss briefly the legal
questions, which we feel will cover the question
16
raised by our assignments o f errors under the
follow ing captions:
C A P T IO N 1. The appellants assert rights
under the Constitution and laws o f the United
States to vote in all public elections held within
the State o f Arkansas.
C A P T IO N 2. A Dem ocratic Prim ary election
is a public election established, recognized and
regulated by the Constitution and laws o f the
State o f Arkansas.
C A P T IO N 3. Casting a vote or ballot in a
prim ary election established and regulated by the
state law is an act o f voting within the meaning
o f the 15th Amendment o f the Constitution o f the
United States and the immunity against discrim in
ation on account o f race or color which is guaran
teed by said Amendment protects the appellants
in their right to vote in such prim ary elections
where the only obstacle to be interposed is that
they are negroes.
C A P T IO N 4. W hen the negroes by virtue o f
the Fifteenth Amendment acquired immunity from
discrim ination in voting on account o f their race
or color they thereby acquired the right and priv il
ege as free men to exercise to the same extent as
white men their untrammeled choice in the selec
tion o f parties or candidates; and when a political
party by party rule, solely because o f their race
or color undertakes by law to exclude from any
party or deny them the same latitude in register
ing their preference as members o f any party o f
their choice that the said party allows to white
members o f such party, it thereby abridges their
rights to vote under the Fifteenth Amendment and
denies to them the equal protection o f the law
guaranteed by the Fourteenth Amendment.
17
Argum ent.
C A P T IO N 1. T H E A P P E L L A N T S A S S E R T
R IG H T S U N D E R T H E C O N STITU TIO N A N D
L A W S OF T H E U N IT E D S T A T E S TO V O T E
IN A L L P U B L IC E L E C T IO N S H E L D W IT H IN
T H E S T A T E OF A R K A N S A S .
The appellants are denied the right to vote
in Dem ocratic P arty prim ary elections by elec
tion judges in charge thereof, because o f instruc
tions given them by the chairman and secretary o f
the State Dem ocratic Committee that no negro
should be allowed to vote; his ballot should be
void and not counted; which act is in violation
o f the Constitution and laws o f the United States,
and the laws o f the State o f Arkansas and dis
criminates against the appellants solely because o f
their race, color and previous condition o f servi
tude.
Under the allegation o f the complaint in this
cause the appellants at the time they presented
themselves at the polls to vote possessed every
qualification which had been prescribed as a voter
by the Constitution and laws o f the State of
Arkansas and are denied the right o f casting their
vote by the appellees herein solely upon the
ground that they are negroes and belong to the
colored race, and it is admitted by the appellees
that they have so instructed the election judges
heretofore and will in the future so instruct all
judges o f election in D em ocratic party prim ary
19
elections not to permit negroes to vote in said
Dem ocratic prim aries throughout the State o f A rk
ansas, fo r the reason that it is provided in Sec
tion 2 o f the rule governing Dem ocratic party pri
maries in the State o f Arkansas as fo llow s:
“ The Dem ocratic Party o f Arkansas shall
consist o f eligible and legally qualified white
electors, both male and female, who have
openly declared their allegiance to the prin
ciples and policies o f the Dem ocratic National
and State Conventions, who have supported
the Dem ocratic nominees at the last preced
ing elections, and who are in sympathy with
the success o f the Dem ocratic Party in the
next succeeding election.”
The appellees further admit that by reason o f
the Dem ocratic party in the State o f Arkansas
having legally adopted the aforesaid rule that the
appellants herein and all other persons o f the
negro race will be prohibited at all times in the
future from voting in Dem ocratic prim ary elections
in the State o f Arkansas. This we contend is in
violation o f the Fourteenth and Fifteenth Am end
ment to the Constitution o f the United States and
Constitution o f the State o f Arkansas.
C A P T IO N 2. T H E D E M O C R A T IC P R I
M A R Y E L E C T IO N IS A P U B L IC E L E C T IO N
E S T A B L IS H E D , R E C O G N IZE D A N D R E G U
L A T E D B Y T H E C O N STITU T IO N A N D L A W S
OF T H E S T A T E OF A R K A N S A S .
20
The casting o f a ballot in a prim ary election
established and regulated by the laws o f the State
o f Arkansas is an act o f voting within the mean
ing o f the Fifteenth Amendment to the Constitu
tion o f the United States, and the immunity against
the discrimination on account o f race or color,
which is guaranteed by said Amendment protects
the appellants in their rights to vote in such pri
mary elections where the only obstacle to be inter
posed is that they are negroes. When the negroes
by virtue o f the Fifteenth Amendment acquired
immunity from discrimination in voting on account
o f race or color they thereby acquired the right
and privilege as free men to exercise, to the same
extent as white men, their untrammeled choice in
the selection o f parties or candidates; and when
the officers o f the State D em ocratic Committee by
party rule or otherwise solely because o f race
or color undertake to exclude the negroes from
any party or deny them the same latitude in
registering their preference as members o f any
party o f their choice that they allow to white mem
bers o f such party the officers thereby abridge
the right o f the negroes to vote under the Fifteenth
Amendment and deny to them the equal protection
o f the law guaranteed by the Fourteenth Am end
ment.
Section One o f the Fifteenth Amendment to
the Constitution o f the United States provides:
“ The rights o f citizens o f the United
States to vote shall not be denied or abridged
21
by the United States, or any state, on account
o f race, color or previous condition o f servi
tude.”
Section One o f the Fourteenth Amendment,
provides^
“ All persons born or naturalized in the
United States are su b ject. to the jurisdiction
thereof, are citizens o f the United States, and
o f the State wherein they reside. No State
shall make or enforce any law which shall
abridge the privileges or immunities o f citi
zens o f the United States, nor shall any State
deprive any person o f life, liberty or property
without due process o f law, nor deny to any
person within its jurisdiction the equal pro
tection o f the law .”
“ W henever any political party in this
State, shall by prim ary election nominate any
person to become a candidate at any general
election, regular or special, or fo r United
State Senator, or fo r Congress or any legisla
tive, judicial, state, district, county, township
or municipal office, the said prim ary election
shall be and is hereby made a legal election.”
(A ct. A pril 23rd, 1909.)
The succeeding paragraphs 3755, 3756, 3757,
3758, 3759, provide in detail fo r the oath o f Judges
in prim ary elections, form o f the oath, political
parties participating therein, time o f holding elec
tion, County Conventions, selection o f Judges and
Clerks.
22
No one shall vote in a prim ary election unless
he is a citizen o f the United States and a citizen
o f the State and County and precinct wherein he
offers to vote, and has paid his poll tax, etc. The
same precaution required by law to secure the pur
ity o f the ballot box in the general election in re
gard to the ballot boxes, locking the ballot boxes,
sealing the same, watchful care o f them, the
secrecy o f preparing a ballot in the booth or place
prepared fo r voting are legally observed in all
prim ary elections.
It is alleged in appellant’s petition in this case
and was admitted in the answer o f the appellees
that appellants possessed every qualification o f a
legal voter prescribed by the constitution and laws
o f the State o f Arkansas when they presented
themselves at the polls to vote in the Dem ocratic
prim ary election and only fell short o f any require
ment set out in the rule o f the Dem ocratic party
in that they were negroes and belonged to the
colored race. Appellants insist that the Dem ocratic
prim ary election in Arkansas nominates candi
dates to be voted on in the general election and
whatever is done in the prim ary election determines
the final result in the general election, which cer
tainly establishes the contention o f the appellants
that a Dem ocratic prim ary election is a public
election established, recognized and regulated by
the Constitution and laws o f the State o f A rk
ansas, and the Statute o f the laws o f the State o f
Arkansas. “ A n y prim ary election which deter
23
mines the result o f the general election is a public
election.” (N ixon vs. Herndon, 71 Law Ed., U. S.
272-274, p. 759.)
C A P T IO N 3. C A STIN G A V O T E OR B A L
LO T IN A P R IM A R Y E L E C T IO N E S T A B
L IS H E D AN D R E G U L A T E D BY T H E S T A T E
L A W IS AN A C T OF V O TIN G W IT H IN T H E
M E A N IN G OF T H E F IF T E E N T H A M E N D
M E N T OF T H E C O N STITU TIO N OF TH E
U N IT E D S T A T E S AN D T H E IM M U N IT Y
A G A IN S T D IS C R IM IN A T IO N ON ACCOU N T
OF R A C E OR COLOR W H IC H IS G U A R A N
T E E D B Y SA ID A M E N D M E N T P R O T E C T S
T H E A P P E L L A N T S IN T H E IR R IG H T TO
V O T E IN SUCH P R IM A R Y E L E C T IO N S
W H E R E T H E ON LY O B S T A C L E TO B E IN
T E R P O S E D IS T H A T T H E Y A R E N EG RO ES.
Section Two o f the Fifteenth Amendment, p ro
vides :
“ That Congress shall have the power to
enforce said Article by appropriate legisla
tion. ’ ’
Section 2004, United States Revised Statutes,
p rov id es :
“ A ll citizens o f the United States who
are otherwise qualified by law to vote at any
election by the people o f any state, territory,
district, county, city, parish, township, school
district, municipality or other territorial sub
24
division, shall be entitled and allowed to vote
at all such elections without distinction o f
race, co lor or previous condition o f servitude;
any constitution, law, custom, usage or regula
tion o f any State or territory or by or under
its authority to the contrary notwithstand
in g .” (Rev. Stat. U. S. Art. 367— 2004; Guinn
vs. Anderson, 238 U. S. 59 L. Ed. 1349.)
From the opinion o f the court in the Anderson-
M yers case and other cases cited, the common
sense o f the situation would seem to be, that the
law forbidding the deprivation or abridgement o f
the right to vote on account o f race or color being
the supreme law, it could not be abridged or
annulled by any state law or party rule. A nd to
say, that a committee can do by party rule what
is forbidden to be done by the supreme law o f the
land, is sim ply a play o f words. It was prim arily
the right o f suffrage and its protection as against
the discrim inatory legislation o f the state or an
arbitrary rule o f any party who attempts to do
through its party machine what it is not per
mitted to do by law which was the subject matter
dealt with by the Fifteenth Amendment and the
revised statute, and considering the purpose o f a
law, it does not seem that any other construction
could be defensible. U. S. vs. Reese, 92 U. S.
214-218, 23 L. Ed. 563. Nothing in the way o f
interpretation by the legislative body which had
fram ed the amendment could be m ore significant
than this enactment passed by Congress immedi-
25
ately upon its adoption. W e are unable to find
in our search o f cases cited from the Supreme
Court o f the United States a single case opposed
to this interpretation. It seems clear that when
by the Fifteenth Amendment it is declared that
the right o f citizens o f the United States shall
not be abridged or denied by any state on account
o f race or color it means what Congress under
stood it to mean, namely, the right to vote in all
public elections and that no state or political
party acting upon the laws o f any state should
be allowed by any party rule or any other sub
terfuge to deny to any citizen the right o f suffrage.
W hen the negro by virtue o f the Fifteenth
Amendment acquired immunity from discrim ina
tion in voting on account o f his race and color,
he thereby acquired the right and privilege as a
free man, to exercise to the same extent as the
white man the untrammeled, choice in the selection
o f parties or candidates; and when a State law
or party rule solely because o f his race and color,
undertakes by law or rule, to exclude him from any
party, or deny him the same latitude in register
ing his preference as a member o f any party o f his
choice that it allowed to white members o f such
party, it thereby abridges his rights to vote under
the Fifteenth Amendment. U. S. vs. Cruiksliank,
92 U. S. 542, 23 L. Ed. 588. E x parte V irginia,
100 U. S. 339, 25 L. Ed. 676.
Vick W o. v. Hopkins, 113 U. S. 356, 30
L. Ed. 220.
26
The Fifteenth Amendment does not confer
the rights of suffrage upon any one. It prevents
the States or the United States, from giving pre
ference in this particular to one citizen o f the
United States over another on account o f race
or color or previous condition o f servitude. Be
fore its adoption, this could be done. It was as
much within the power o f a State to exclude citi
zens o f the United States from voting on account
o f race, as it was on account o f age, property
or education. Now it is not. I f citizens o f one
race having certain qualifications are permitted by
the law to vote, those o f another race having
the same qualifications must be. Previous to this
amendment, there was no constitutional guarantee
against this discrim ination; now there is. It
follow s that the Amendment has invested the citi
zens o f the United States with a new constitutional
right which is within the protecting power o f Con
gress. That right o f exemption from discrim ina
tion in the exercise o f elective franchise on account
o f race, color or previous condition o f servitude.
(IT. S. vs. Reeves.)
But it said that it is not within the power o f
the Fourteenth Amendment to withhold from
States the power o f classification or from parties
to designate by rule who their member shall be.
I f the law or rule deals alike with all and not dis
criminate in favor or against a certain class, it
would not be obnoxious to the charge o f a denial
o f the full protection. Yet, it is equally true that
27
such classification cannot be made arbitrarily.
The State cannot say that all white men must pay
poll taxes and all negroes must not. (F rom Gulf,
C. & S. Rv. vs. Ellis, 165 U. S. 150-155, L. Ed.
666- 668. )
C A P T IO N 4. W H E N T H E N E G R O E S B Y
V IR T U E OF T H E F IF T E E N T H A M E N D M E N T
A C Q U IR E D IM M U N IT Y FRO M D IS C R IM IN A
TIO N IN V O TIN G ON ACC OU N T OF T H E IR
R A C E OR COLOR T H E Y T H E R E B Y A C
Q U IR E D T H E R IG H T A N D P R IV IL E G E A S
F R E E M EN TO E X E R C IS E TO T H E SA M E
E X T E N T A S W H IT E M EN T H E IR U N T R A M
M E LE D CH O ICE IN T H E SE L E C T IO N OF
P A R T IE S OR C A N D ID A T E S ; AN D W H E N A
P O L IT IC A L P A R T Y B Y P A R T Y R U L E ,
SO L E L Y B E C A U SE OF T H E IR R A C E OR
COLOR U N D E R T A K E S B Y L A W TO E X C L U D E
FRO M A N Y P A R T Y OR D E N Y T H E M T H E
SA M E L A T IT U D E IN R E G IS T E R IN G T H E IR
P R E F E R E N C E A S M E M B E R S OF A N Y P A R T Y
OF T H E IR CH OICE T H A T T H E SA ID P A R T Y
A L L O W S TO W H IT E M E M B E R S OF SUCH
P A R T Y , IT T H E R E B Y A B R ID G E S T H E IR
R IG H T S TO V O T E U N D E R T H E F IF T E E N T H
A M E N D M E N T AN D D E N IE S TO T H E M TH E
E Q U A L P R O T E C T IO N OF T H E L A W G U A R
A N T E E D B Y T H E F O U R T E E N T H A M E N D
M ENT.
28
The inhibition that no State shall deprive any
person within its jurisdiction o f the equal protec
tion o f the laws designed to prevent any person or
class o f persons from being singled out as a special
subject fo r discrim inating and hostile legislation.
(Pem bins Co. v. Penn., 125 U. S. 181, 188.)
There are many illustrations that might be
given o f this truth which would make manifest
that it was self-evid,ent in the light o f our system
of jurisprudence. The case o f political franchise
is one. Political franchise is not regarded strictly
as a natural right, but as a privilege m erely con
ceded by society according to its will under certain
conditions; nevertheless, it is regarded as a fun
damental political right because preservative o f all
rights.
W hat is the use to enforce the Constitution in
general elections when in fact the prim ary elec
tions are the decisive elections in this State in
choosing public officers. The Dem ocratic party
prim ary election in Arkansas is the only real
election in this State, the general election is
nothing m ore than a form o f ratification o f the
result o f the Dem ocratic prim ary election. I f the
appellees are perm itted by hiding behind the sub
terfuge o f party rule to nullify the Fifteenth
Amendment, then the F ifteenth and Fourteenth
Amendments to the Constitution o f the United
States were adopted in vain. In the Dem ocratic
prim ary elections in this State the appellants are
excluded from voting on account o f their race
29
and color. I f all the political parties were holding
primaries at the same place and time by the same
officials, then the whites only would have the
privilege o f selecting the party they wish to partici
pate with while the negroes and all other races
who are not white, under the Democratic party rule
o f Arkansas, would be excluded from participating
or voting fo r the Dem ocratic nominees at such a
prim ary. Such a situation would be in open viola
tion o f the Constitution, but if the contention of
the appellees is allowed such a situation would be
a reality.
It seems to us that the point therefore on
which this case turns is whether the act o f the elec
tion officers and officers o f the Dem ocratic State
Committee, appellees herein, are official acts or
personal acts, that is to say, are they in the per
form ance o f a duty enjoined upon them by law, or
are m erely individual and personal and authorized
by a right inherent in the political organization
to which they belong. I f we understand the con
tention o f the appellees they contend that the latter
is the correct view that affiliation with a political
party is not a matter o f right but a party regula
tion and that the law as such has no authority to
fix standards or qualifications to membership.
They argue that a political party and a church
organization are similar. They say, in effect, that
there is no legal ban on the form ation o f a politi
cal party based wholly on color or a religious
belief or on sex or any other standard which a
30
party chooses to adopt and that because o f this the
Dem ocratic party o f Arkansas has a right to
adopt any rule excluding citizens from membership
or participation therein on account o f race or
color, and that the legislature o f Arkansas has
recognized such right and made no delegation o f
power but only recognized the existence o f power
where it had always resided.
W e insist that a political party under the law
o f the State o f Arkansas may refuse to avail itself
o f the privilege o f a direct prim ary and may
nominate candidates to be voted fo r in a general
election or special election in any o f the ways such
nominations were made before the introduction of
the prim ary. But because o f the greater safe
guard which the law throws around the legalized
prim ary a party elects to adopt this method o f
naming its candidate fo r public office that it may
do so and still preserve the absolute right o f who
shall participate in it or exclude certain citizens
on account o f their race or color we think is unten
able. The prim ary as a means fo r naming can
didates fo r a place on the official ballot is com para
tively modern. Its spread in the last quarter o f a
century has been rapid and it is today in practi
cally every State and the exclusive method
adopted by the two great political parties fo r the
nomination o f their candidates, for office, State
and Federal. Its growth and adoption as a part
o f the election system in the language o f a learned
jurist arose because o f the im portance to the public
31
to “ give vitality to the Constitutional guarantee o f
a free and untrammeled ballot” . W e know as a
matter o f common knowledge that the purpose of
holding a prim ary election is to select a candidate
to be voted fo r by party organization at the en
suing general or special election. W e know that
the person selected at the prim ary election to be
voted fo r at the general or special election will re
ceive the votes o f the members o f the party to
which he belongs and fo r which the prim ary is
held and if both political organizations or all politi
cal organizations into which a community is divided
hold prim ary elections it necessarily follow s that
the person chosen at the prim ary election becomes
the nominee o f his party to be voted fo r at the
general election, and that one o f the prim ary
nominees will ultimately be elected to the office.
In other words, the prim ary when adopted by a
political party becomes an inseparable part o f the
election machinery and i f a candidate is to be
voted fo r at the general election is to be selected
at a prim ary, it is impossible to secure the regular
ity and purity o f the general election without in
the first place guarding against irregularity' and
discrimination at the prim ary election. The pri
mary election constitutes a necessary part and fu l
fills an essential function in the plea to promote
honesty in the conduct o f elections— elections which
shall guarantee equal suffrage to all citizens alike
and shall faithfully reflect and register the un
bought will o f the electors.
32
In Nixon v. Herndon, supra, the Supreme
Court said that “ the same reason that allows a
recovery fo r denying the plaintiff a vote at a final
election allow's it fo r denying a vote at a prim ary
election that may determine the final result” , and
in construing a Statute o f Texas providing that in
no event shall a negro be eligible to participate
in a Dem ocratic party prim ary election held in the
State o f Texas, declared the Statute an infringe
ment o f the Fourteenth Amendment.
The Statute o f Arkansas, unlike that o f Texas,
does not in terms exclude the negro, but the party
that is the Dem ocratic party takes the right to
do so by party rule, the result is the same. Our
legislature pursuant to constitutional authority
having undertaken to regulate prim ary elections
and to authorize them to be held, and to provide
the same rules and regulations applicable to an
election could not indirectly any m ore than it
could directly, exclude a duly qualified voter
who declares him self to be an adherent to the
party participating in the prim ary from the exer
cise o f the right o f suffrage, nor could it delegate
to that party to make rules to do indirectly what
the law has forbidden to do directly. The F ou r
teenth Amendment com pels the adoption o f what
is called impartial suffrage. Its purpose was to
establish all over the United States one people
out o f a hetrogeneous nation and each and all o f
these m ay understand the constitutional fact that
his privileges and immunities cannot be abridged
33
by party rule or state legislatures, and that these
rights are not confined to any class or race, but
comprehend all within its scope. The general
assembly o f Arkansas having provided the prim ary
as a method fo r the nomination o f candidates
and this court having declared it when adopted
an inseparable part o f the election machinery it
would seem to necessarily follow that the adop
tion o f a rule by any political party cannot by
delegation, or otherwise, give vitality to a claimed
right which is in itself prohibited by the Constitu
tion from enacting into law.
In the question under consideration a political
party assumes to delegate to itself legislative
power, a power in itself unconstitutional both also
in its purpose and effect, further power which the
legislature itself d.oes not possess. The State may
not provide otherwise than fo r equal rights for
suffrage in prim ary as well as general elections,
this the Statute does, but the Dem ocratic party
goes further as a political party, it asks fo r the
right o f enforcement o f a rule prescribed by its
party prescribing qualifications to participate in
prim ary elections forbidden under the Fifteenth
Amendment to the Constitution o f the United
States. A law or a rule recognized by law which
authorizes a discrim inatory test or standard does
curtail and. subvert them and such a law or a rule
sanctioned by law is in conflict with the Fourteenth
and Fifteenth Amendments to the Constitution o f
the United States.
34
W e hope that the facts are here presented so
that this court can take full cognizance o f this
question and fix so definitely the rights o f the
negroes to participate in prim ary election in A rk
ansas that no party within the State shall here
after attempt by rule to abridge that right.
F or reasons stated herein we respectfully re
quest that this case should be reversed.
J no . A. H ibbleb,
B ooker and B ooker,
S cipio A . J ones,
Solicitors fo r Appellants.